First
Trust Large Cap Core AlphaDEX® Fund
(FEX) |
First
Trust Mid Cap Core AlphaDEX® Fund
(FNX) |
First
Trust Small Cap Core AlphaDEX® Fund
(FYX) |
First
Trust Large Cap Value AlphaDEX® Fund
(FTA) |
First
Trust Large Cap Growth AlphaDEX® Fund
(FTC) |
First
Trust Multi Cap Value AlphaDEX® Fund
(FAB) |
First
Trust Multi Cap Growth AlphaDEX® Fund
(FAD) |
First
Trust Mid Cap Value AlphaDEX® Fund
(FNK) |
First
Trust Mid Cap Growth AlphaDEX® Fund
(FNY) |
First
Trust Small Cap Value AlphaDEX® Fund
(FYT) |
First
Trust Small Cap Growth AlphaDEX® Fund
(FYC) |
2 | |
3 | |
4 | |
6 | |
8 | |
10 | |
12 | |
14 | |
16 | |
18 | |
20 | |
22 | |
24 | |
26 | |
27 | |
29 | |
36 | |
44 | |
53 | |
57 | |
61 | |
72 | |
83 | |
88 | |
93 | |
99 | |
106 | |
110 | |
114 | |
118 | |
129 | |
139 |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
4.35% |
8.05% |
11.18% |
10.06% |
8.17% |
69.84% |
160.78% |
272.31% |
Market
Price |
4.34% |
8.04% |
11.18% |
10.06% |
8.17% |
69.84% |
160.71% |
272.37% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Large
Cap
CoreTM
Index(1)
|
4.69% |
8.73% |
11.87% |
N/A |
N/A |
75.18% |
N/A |
N/A |
Nasdaq
US 500 Large CapTM
Index(1)
|
6.71% |
21.51% |
14.32% |
N/A |
N/A |
95.23% |
N/A |
N/A |
S&P
500®
Index |
6.43% |
20.82% |
14.30% |
12.62% |
9.39% |
95.06% |
228.07% |
349.13% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
16.7% |
Industrials |
16.2 |
Information
Technology |
16.0 |
Consumer
Discretionary |
11.9 |
Health
Care |
7.5 |
Utilities |
7.2 |
Materials |
6.5 |
Communication
Services |
5.9 |
Energy |
4.7 |
Consumer
Staples |
4.5 |
Real
Estate |
2.9 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Super
Micro Computer, Inc. |
0.7% |
Crowdstrike
Holdings, Inc., Class A |
0.5 |
Deckers
Outdoor Corp. |
0.5 |
Verizon
Communications, Inc. |
0.5 |
Marathon
Petroleum Corp. |
0.5 |
DraftKings,
Inc., Class A |
0.5 |
Arista
Networks, Inc. |
0.5 |
United
Rentals, Inc. |
0.5 |
Everest
Group Ltd. |
0.5 |
Fox
Corp., Class A |
0.5 |
Total |
5.2% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the index
does
not actually hold a portfolio of securities
and
therefore does not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
1.36% |
6.47% |
10.63% |
8.76% |
8.56% |
65.74% |
131.52% |
294.99% |
Market
Price |
1.36% |
6.47% |
10.63% |
8.75% |
8.56% |
65.75% |
131.45% |
295.04% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Mid Cap
CoreTM
Index(1)
|
1.70% |
7.15% |
11.34% |
N/A |
N/A |
71.12% |
N/A |
N/A |
Nasdaq
US 600 Mid CapTM
Index(1)
|
0.20% |
5.26% |
8.74% |
N/A |
N/A |
52.01% |
N/A |
N/A |
S&P
MidCap 400®
Index |
0.98% |
4.78% |
10.02% |
9.32% |
8.58% |
61.19% |
143.78% |
296.62% |
Russell
3000®
Index |
5.83% |
19.15% |
13.53% |
11.96% |
9.16% |
88.60% |
209.47% |
334.21% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Industrials |
19.5% |
Financials |
17.4 |
Consumer
Discretionary |
17.1 |
Information
Technology |
12.4 |
Health
Care |
7.6 |
Energy |
6.7 |
Materials |
6.0 |
Consumer
Staples |
4.6 |
Utilities |
3.4 |
Real
Estate |
2.9 |
Communication
Services |
2.4 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Nutanix,
Inc., Class A |
0.4% |
Vertiv
Holdings Co., Class A |
0.4 |
Sanmina
Corp. |
0.4 |
PBF
Energy, Inc., Class A |
0.4 |
M.D.C.
Holdings, Inc. |
0.4 |
CVR
Energy, Inc. |
0.4 |
Helmerich
& Payne, Inc. |
0.4 |
elf
Beauty, Inc. |
0.4 |
Wingstop,
Inc. |
0.4 |
Viatris,
Inc. |
0.4 |
Total |
4.0% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
-0.51% |
2.07% |
8.79% |
7.58% |
7.40% |
52.37% |
107.67% |
230.21% |
Market
Price |
-0.45% |
2.16% |
8.81% |
7.59% |
7.40% |
52.52% |
107.79% |
230.49% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Small
Cap
CoreTM
Index(1)
|
-0.14% |
2.82% |
9.54% |
N/A |
N/A |
57.74% |
N/A |
N/A |
Nasdaq
US 700 Small CapTM
Index(1)
|
-2.02% |
1.44% |
7.84% |
N/A |
N/A |
45.83% |
N/A |
N/A |
S&P
SmallCap 600®
Index |
-0.36% |
1.81% |
7.93% |
8.65% |
8.11% |
46.49% |
129.19% |
268.90% |
Russell
3000®
Index |
5.83% |
19.15% |
13.53% |
11.96% |
9.16% |
88.60% |
209.47% |
334.21% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
22.4% |
Industrials |
18.2 |
Consumer
Discretionary |
13.6 |
Information
Technology |
9.6 |
Health
Care |
8.3 |
Real
Estate |
7.4 |
Energy |
6.1 |
Consumer
Staples |
5.1 |
Materials |
4.4 |
Communication
Services |
3.1 |
Utilities |
1.8 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Oscar
Health, Inc., Class A |
0.5% |
Alpha
Metallurgical Resources, Inc. |
0.4 |
FTAI
Aviation Ltd. |
0.4 |
Modine
Manufacturing Co. |
0.4 |
Liberty
Energy, Inc. |
0.4 |
RxSight,
Inc. |
0.4 |
Bread
Financial Holdings, Inc. |
0.4 |
Peabody
Energy Corp. |
0.4 |
NMI
Holdings, Inc., Class A |
0.4 |
Arch
Resources, Inc. |
0.4 |
Total |
4.1% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
1.19% |
0.33% |
8.96% |
8.30% |
7.17% |
53.59% |
121.93% |
218.83% |
Market
Price |
1.17% |
0.31% |
8.96% |
8.29% |
7.17% |
53.60% |
121.84% |
218.76% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Large
Cap
ValueTM
Index(1)
|
1.52% |
0.97% |
9.65% |
N/A |
N/A |
58.51% |
N/A |
N/A |
Nasdaq
US 500 Large Cap
ValueTM
Index(1)
|
5.17% |
12.95% |
12.20% |
N/A |
N/A |
77.78% |
N/A |
N/A |
S&P
500®
Index |
6.43% |
20.82% |
14.30% |
12.62% |
9.39% |
95.06% |
228.07% |
349.13% |
S&P
500®
Value Index |
5.70% |
14.57% |
12.32% |
10.50% |
7.27% |
78.74% |
171.29% |
223.42% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
23.2% |
Utilities |
13.8 |
Materials |
9.6 |
Industrials |
8.8 |
Energy |
8.5 |
Health
Care |
8.3 |
Consumer
Discretionary |
8.1 |
Consumer
Staples |
7.9 |
Communication
Services |
5.7 |
Information
Technology |
4.2 |
Real
Estate |
1.9 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Verizon
Communications, Inc. |
1.0% |
Marathon
Petroleum Corp. |
1.0 |
Everest
Group Ltd. |
1.0 |
Fox
Corp., Class A |
1.0 |
Phillips
66 |
1.0 |
General
Motors Co. |
1.0 |
Berkshire
Hathaway, Inc., Class B |
1.0 |
Nucor
Corp. |
1.0 |
Cincinnati
Financial Corp. |
1.0 |
Valero
Energy Corp. |
1.0 |
Total |
10.0% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
7.59% |
18.02% |
12.91% |
11.54% |
8.83% |
83.51% |
198.03% |
311.78% |
Market
Price |
7.70% |
18.03% |
12.93% |
11.54% |
8.83% |
83.67% |
198.03% |
311.88% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Large
Cap
GrowthTM
Index(1)
|
7.94% |
18.79% |
13.61% |
N/A |
N/A |
89.27% |
N/A |
N/A |
Nasdaq
US 500 Large Cap
GrowthTM
Index(1)
|
7.70% |
27.19% |
16.02% |
N/A |
N/A |
110.25% |
N/A |
N/A |
S&P
500®
Index |
6.43% |
20.82% |
14.30% |
12.62% |
9.39% |
95.06% |
228.07% |
349.13% |
S&P
500®
Growth Index |
7.09% |
26.67% |
15.21% |
14.02% |
11.08% |
102.98% |
271.34% |
480.52% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Information
Technology |
28.5% |
Industrials |
23.6 |
Consumer
Discretionary |
16.6 |
Financials |
10.8 |
Communication
Services |
6.5 |
Health
Care |
5.3 |
Real
Estate |
3.9 |
Materials |
2.6 |
Energy |
1.3 |
Consumer
Staples |
0.6 |
Utilities |
0.3 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Super
Micro Computer, Inc. |
1.6% |
Crowdstrike
Holdings, Inc., Class A |
1.0 |
Deckers
Outdoor Corp. |
1.0 |
DraftKings,
Inc., Class A |
1.0 |
Meta
Platforms, Inc., Class A |
1.0 |
Arista
Networks, Inc. |
1.0 |
United
Rentals, Inc. |
1.0 |
ServiceNow,
Inc. |
1.0 |
Apollo
Global Management, Inc. |
1.0 |
Bank
of New York Mellon (The) Corp. |
0.9 |
Total |
10.5% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
2.02% |
2.25% |
9.40% |
7.77% |
7.40% |
56.68% |
111.42% |
229.99% |
Market
Price |
1.95% |
2.25% |
9.39% |
7.76% |
7.39% |
56.63% |
111.19% |
229.93% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Multi
Cap
ValueTM
Index(1)
|
2.40% |
2.97% |
10.18% |
N/A |
N/A |
62.38% |
N/A |
N/A |
Nasdaq
US Multi Cap
ValueTM
Index(1)
|
4.56% |
11.56% |
11.83% |
N/A |
N/A |
74.89% |
N/A |
N/A |
S&P
Composite 1500®
Index |
5.95% |
19.34% |
13.87% |
12.29% |
9.33% |
91.48% |
218.79% |
345.23% |
S&P
Composite 1500®
Value
Index |
5.13% |
13.20% |
12.04% |
10.33% |
7.35% |
76.56% |
167.19% |
227.72% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
24.9% |
Consumer
Discretionary |
12.8 |
Industrials |
11.0 |
Energy |
9.3 |
Utilities |
9.2 |
Materials |
8.4 |
Consumer
Staples |
6.4 |
Health
Care |
6.2 |
Information
Technology |
4.4 |
Communication
Services |
4.3 |
Real
Estate |
3.1 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Verizon
Communications, Inc. |
0.5% |
Marathon
Petroleum Corp. |
0.5 |
Everest
Group Ltd. |
0.5 |
Fox
Corp., Class A |
0.5 |
Phillips
66 |
0.5 |
General
Motors Co. |
0.5 |
Berkshire
Hathaway, Inc., Class B |
0.5 |
Nucor
Corp. |
0.5 |
Cincinnati
Financial Corp. |
0.5 |
Valero
Energy Corp. |
0.5 |
Total |
5.0% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(5/8/07)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
2.62% |
11.72% |
11.11% |
10.34% |
8.60% |
69.32% |
167.61% |
297.63% |
Market
Price |
2.55% |
11.68% |
11.11% |
10.31% |
8.60% |
69.31% |
166.89% |
297.55% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Multi
Cap
GrowthTM
Index(1)
|
2.99% |
12.48% |
11.86% |
N/A |
N/A |
75.16% |
N/A |
N/A |
Nasdaq
US Multi Cap
GrowthTM
Index(1)
|
6.90% |
25.09% |
15.12% |
N/A |
N/A |
102.18% |
N/A |
N/A |
S&P
Composite 1500®
Index |
5.95% |
19.34% |
13.87% |
12.29% |
9.33% |
91.48% |
218.79% |
345.23% |
S&P
Composite 1500®
Growth
Index |
6.68% |
25.14% |
14.74% |
13.60% |
10.93% |
98.84% |
257.99% |
467.42% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Information
Technology |
24.7% |
Industrials |
24.3 |
Consumer
Discretionary |
14.8 |
Financials |
9.5 |
Health
Care |
9.4 |
Communication
Services |
4.7 |
Real
Estate |
4.5 |
Consumer
Staples |
2.6 |
Energy |
2.5 |
Materials |
2.4 |
Utilities |
0.6 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Super
Micro Computer, Inc. |
0.8% |
Crowdstrike
Holdings, Inc., Class A |
0.5 |
Deckers
Outdoor Corp. |
0.5 |
DraftKings,
Inc., Class A |
0.5 |
Meta
Platforms, Inc., Class A |
0.5 |
Arista
Networks, Inc. |
0.5 |
United
Rentals, Inc. |
0.5 |
ServiceNow,
Inc. |
0.5 |
Apollo
Global Management, Inc. |
0.5 |
Bank
of New York Mellon (The) Corp. |
0.5 |
Total |
5.3% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
2.09% |
4.01% |
9.50% |
7.28% |
8.86% |
57.45% |
101.90% |
195.93% |
Market
Price |
2.11% |
3.93% |
9.50% |
7.26% |
8.86% |
57.45% |
101.62% |
195.92% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Mid Cap
ValueTM
Index(1)
|
2.51% |
4.86% |
10.35% |
N/A |
N/A |
63.63% |
N/A |
N/A |
Nasdaq
US 600 Mid Cap
ValueTM
Index(1)
|
0.95% |
4.31% |
8.54% |
N/A |
N/A |
50.66% |
N/A |
N/A |
S&P
MidCap 400®
Value
Index |
-0.11% |
0.38% |
9.75% |
9.01% |
10.02% |
59.20% |
136.96% |
239.00% |
Russell
3000®
Index |
5.83% |
19.15% |
13.53% |
11.96% |
12.42% |
88.60% |
209.47% |
347.26% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
24.2% |
Consumer
Discretionary |
20.2 |
Industrials |
12.4 |
Energy |
11.6 |
Materials |
8.0 |
Utilities |
5.4 |
Information
Technology |
5.1 |
Health
Care |
5.0 |
Consumer
Staples |
2.8 |
Communication
Services |
2.8 |
Real
Estate |
2.5 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Sanmina
Corp. |
0.9% |
PBF
Energy, Inc., Class A |
0.9 |
CVR
Energy, Inc. |
0.8 |
Helmerich
& Payne, Inc. |
0.8 |
Viatris,
Inc. |
0.8 |
Unum
Group |
0.8 |
Essent
Group Ltd. |
0.8 |
Commercial
Metals Co. |
0.8 |
MGIC
Investment Corp. |
0.8 |
TEGNA,
Inc. |
0.8 |
Total |
8.2% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
-0.28% |
9.05% |
10.41% |
9.63% |
10.08% |
64.08% |
150.70% |
241.23% |
Market
Price |
-0.30% |
9.05% |
10.41% |
9.63% |
10.07% |
64.10% |
150.84% |
241.18% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Mid Cap
GrowthTM
Index(1)
|
0.10% |
9.85% |
11.23% |
N/A |
N/A |
70.27% |
N/A |
N/A |
Nasdaq
US 600 Mid Cap
GrowthTM
Index(1)
|
-0.52% |
6.39% |
7.88% |
N/A |
N/A |
46.10% |
N/A |
N/A |
S&P
MidCap 400®
Growth
Index |
2.12% |
9.28% |
9.86% |
9.29% |
9.98% |
60.00% |
143.08% |
237.47% |
Russell
3000®
Index |
5.83% |
19.15% |
13.53% |
11.96% |
12.42% |
88.60% |
209.47% |
347.26% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Industrials |
26.9% |
Information
Technology |
22.6 |
Consumer
Discretionary |
12.8 |
Health
Care |
11.9 |
Financials |
8.1 |
Consumer
Staples |
5.9 |
Real
Estate |
3.8 |
Materials |
2.8 |
Energy |
2.3 |
Communication
Services |
2.0 |
Utilities |
0.9 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Nutanix,
Inc., Class A |
0.9% |
Vertiv
Holdings Co., Class A |
0.9 |
elf
Beauty, Inc. |
0.8 |
Wingstop,
Inc. |
0.8 |
Installed
Building Products, Inc. |
0.8 |
Comfort
Systems USA, Inc. |
0.8 |
Insight
Enterprises, Inc. |
0.8 |
Parsons
Corp. |
0.8 |
Elastic
N.V. |
0.8 |
Texas
Roadhouse, Inc. |
0.8 |
Total |
8.2% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |
Performance | ||||||||
|
|
|
Average
Annual Total Returns |
Cumulative
Total Returns | ||||
|
6
Months
Ended
1/31/24 |
1
Year
Ended
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
5
Years
Ended
1/31/24 |
10
Years
Ended
1/31/24 |
Inception
(4/19/11)
to
1/31/24 |
Fund
Performance |
|
|
|
|
|
|
|
|
NAV |
3.87% |
4.09% |
9.69% |
6.84% |
9.02% |
58.77% |
93.78% |
201.82% |
Market
Price |
3.89% |
4.07% |
9.69% |
6.84% |
9.02% |
58.78% |
93.78% |
201.83% |
Index
Performance |
|
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Small
Cap
ValueTM
Index(1)
|
4.37% |
5.03% |
10.58% |
N/A |
N/A |
65.32% |
N/A |
N/A |
Nasdaq
US 700 Small Cap
ValueTM
Index(1)
|
-1.05% |
-0.17% |
8.73% |
N/A |
N/A |
51.98% |
N/A |
N/A |
S&P
SmallCap 600®
Value
Index |
-2.37% |
-2.88% |
7.57% |
7.98% |
9.77% |
44.01% |
115.43% |
229.14% |
Russell
3000®
Index |
5.83% |
19.15% |
13.53% |
11.96% |
12.42% |
88.60% |
209.47% |
347.26% |
(1)
|
Performance
data is not available for all the periods shown in the table for the index
because performance data does not exist for some of the
entire
periods. |
Sector
Allocation |
%
of Total
Long-Term
Investments |
Financials |
30.2% |
Industrials |
14.7 |
Consumer
Discretionary |
13.8 |
Consumer
Staples |
8.0 |
Energy |
7.9 |
Real
Estate |
6.8 |
Materials |
6.1 |
Information
Technology |
4.0 |
Utilities |
3.0 |
Health
Care |
2.8 |
Communication
Services |
2.7 |
Total |
100.0% |
Top
Ten Holdings |
%
of Total
Long-Term
Investments |
Liberty
Energy, Inc. |
0.8% |
Bread
Financial Holdings, Inc. |
0.7 |
Peabody
Energy Corp. |
0.7 |
NMI
Holdings, Inc., Class A |
0.7 |
Arch
Resources, Inc. |
0.7 |
Urban
Outfitters, Inc. |
0.7 |
Encore
Wire Corp. |
0.7 |
Warrior
Met Coal, Inc. |
0.7 |
Sphere
Entertainment Co. |
0.7 |
Patterson-UTI
Energy, Inc. |
0.7 |
Total |
7.1% |
![]() |
Performance
figures assume reinvestment of
all
distributions and do not reflect the
deduction
of taxes that a shareholder would
pay
on Fund distributions or the redemption
or
sale of Fund shares. An index is a statistical
composite
that tracks a specified financial
market
or sector. Unlike the Fund, the indices
do
not actually hold a portfolio of securities
and
therefore do not incur the expenses
incurred
by the Fund. These expenses
negatively
impact the performance of the
Fund.
The Fund’s past performance does not
predict
future performance. |