Strategic |
|
Big
Data Refiners ETF |
DAT |
Decline
of the Retail
Store
ETF |
EMTY |
DJ
Brookfield Global
Infrastructure
ETF |
TOLZ |
Equities
for Rising Rates
ETF |
EQRR |
Global
Listed Private
Equity
ETF |
PEX |
Hedge
Replication ETF |
HDG |
High
Yield—Interest
Rate
Hedged |
HYHG |
Inflation
Expectations
ETF |
RINF |
Investment
Grade—Interest
Rate
Hedged |
IGHG |
K-1
Free Crude Oil
Strategy
ETF |
OILK |
Large
Cap Core Plus |
CSM |
Long
Online/Short Stores
ETF |
CLIX |
Merger
ETF |
MRGR |
Metaverse
ETF |
VERS |
MSCI
EAFE Dividend
Growers
ETF |
EFAD |
MSCI
Emerging Markets
Dividend
Growers ETF |
EMDV |
MSCI
Europe Dividend
Growers
ETF |
EUDV |
MSCI
Transformational
Changes
ETF |
ANEW |
Nanotechnology
ETF |
TINY |
Nasdaq-100
Dorsey
Wright
Momentum ETF |
QQQA |
On-Demand
ETF |
OND |
Online
Retail ETF |
ONLN |
Pet
Care ETF |
PAWZ |
Russell
2000 Dividend
Growers
ETF |
SMDV |
Russell
U.S. Dividend
Growers
ETF |
TMDV |
S&P
500®
Bond ETF |
SPXB |
S&P
500®
Dividend
Aristocrats
ETF |
NOBL |
S&P
500®
Ex-Energy
ETF |
SPXE |
S&P
500®
Ex-Financials
ETF |
SPXN |
S&P
500®
Ex-Health
Care
ETF |
SPXV |
S&P
500®
Ex-Technology
ETF |
SPXT |
S&P
Kensho Cleantech
ETF |
CTEX |
S&P
Kensho Smart
Factories
ETF |
MAKX |
S&P
MidCap 400
Dividend
Aristocrats ETF |
REGL |
S&P
Technology
Dividend
Aristocrats ETF |
TDV |
Smart
Materials ETF |
TINT |
Supply
Chain Logistics
ETF |
SUPL |
Geared |
|
Short
7-10 Year Treasury |
TBX |
Short
20+ Year Treasury |
TBF |
Short
Dow30SM
|
DOG |
Short
Financials |
SEF |
Short
FTSE China 50 |
YXI |
Short
High Yield |
SJB |
Short
MidCap400 |
MYY |
Short
MSCI EAFE |
EFZ |
Short
MSCI Emerging
Markets |
EUM |
Short
QQQ® |
PSQ |
Short
Real Estate |
REK |
Short
Russell2000 |
RWM |
Short
S&P500® |
SH |
Short
SmallCap600 |
SBB |
Ultra
7-10 Year Treasury |
UST |
Ultra
20+ Year Treasury |
UBT |
Ultra
Basic Materials |
UYM |
Ultra
Consumer Goods |
UGE |
Ultra
Consumer Services |
UCC |
Ultra
Dow30SM
|
DDM |
Ultra
Financials |
UYG |
Ultra
FTSE China 50 |
XPP |
Ultra
FTSE Europe |
UPV |
Ultra
Health Care |
RXL |
Ultra
High Yield |
UJB |
Ultra
Industrials |
UXI |
Ultra
MidCap400 |
MVV |
Ultra
MSCI Brazil
Capped |
UBR |
Ultra
MSCI EAFE |
EFO |
Ultra
MSCI Emerging
Markets |
EET |
Ultra
MSCI Japan |
EZJ |
Ultra
Nasdaq
Biotechnology |
BIB |
Ultra
Nasdaq Cloud
Computing |
SKYU |
Ultra
Nasdaq
Cybersecurity |
UCYB |
Ultra
Oil & Gas |
DIG |
Ultra
QQQ® |
QLD |
Ultra
Real Estate |
URE |
Ultra
Russell2000 |
UWM |
Ultra
S&P500® |
SSO |
Ultra
Semiconductors |
USD |
Ultra
SmallCap600 |
SAA |
Ultra
Technology |
ROM |
Ultra
Telecommuni-
cations |
LTL |
Ultra
Utilities |
UPW |
UltraPro
Dow30SM
|
UDOW |
UltraPro
MidCap400 |
UMDD |
UltraPro
QQQ® |
TQQQ |
UltraPro
Russell2000 |
URTY |
UltraPro
S&P500® |
UPRO |
UltraPro
Short 20+ Year
Treasury |
TTT |
UltraPro
Short Dow30SM
|
SDOW |
UltraPro
Short
MidCap400 |
SMDD |
UltraPro
Short QQQ® |
SQQQ |
UltraPro
Short
Russell2000 |
SRTY |
UltraPro
Short S&P500® |
SPXU |
UltraShort
7-10 Year
Treasury |
PST
|
UltraShort
20+ Year
Treasury |
TBT |
UltraShort
Basic
Materials |
SMN |
UltraShort
Consumer
Goods |
SZK |
UltraShort
Consumer
Services |
SCC |
UltraShort
Dow30SM
|
DXD |
UltraShort
Financials |
SKF |
UltraShort
FTSE China
50 |
FXP |
UltraShort
FTSE Europe |
EPV |
UltraShort
Health Care |
RXD |
UltraShort
Industrials |
SIJ |
UltraShort
MidCap400 |
MZZ |
UltraShort
MSCI Brazil
Capped |
BZQ |
UltraShort
MSCI EAFE |
EFU |
UltraShort
MSCI
Emerging
Markets |
EEV |
UltraShort
MSCI Japan |
EWV |
UltraShort
Nasdaq
Biotechnology |
BIS |
UltraShort
Oil & Gas |
DUG |
UltraShort
QQQ® |
QID |
UltraShort
Real Estate |
SRS |
UltraShort
Russell2000 |
TWM |
UltraShort
S&P500® |
SDS |
UltraShort
Semicon-
ductors |
SSG |
UltraShort
SmallCap600 |
SDD |
UltraShort
Technology |
REW |
UltraShort
Utilities |
SDP |
Principal
U.S. National Stock Exchange |
Fund |
Cboe
BZX Exchange Inc. (“BZX Exchange”) |
Decline
of the Retail Store ETF, Global Listed Private
Equity
ETF, High Yield—Interest Rate Hedged, Investment
Grade—Interest
Rate Hedged, K-1 Free Crude Oil Strategy
ETF,
Large Cap Core Plus, Long Online/Short Stores ETF,
Merger
ETF, MSCI EAFE Dividend Growers ETF, MSCI
Emerging
Markets Dividend Growers ETF, MSCI Europe
Dividend
Growers ETF, MSCI Transformational Changes
ETF,
Nasdaq-100 Dorsey Wright Momentum ETF, Online
Retail
ETF, Pet Care ETF, Russell 2000 Dividend Growers
ETF,
Russell U.S. Dividend Growers ETF, S&P500®
Dividend
Aristocrats ETF, S&P MidCap 400 Dividend
Aristocrats
ETF, and S&P Technology Dividend Aristocrats
ETF |
The
Nasdaq Stock Market |
Equities
for Rising Rates ETF, Ultra Nasdaq Biotechnology,
Ultra
Nasdaq Cloud Computing, Ultra Nasdaq
Cybersecurity,
UltraPro QQQ®,
UltraPro Short QQQ®,
UltraShort
Nasdaq Biotechnology |
NYSE
Arca |
All
other Funds |
Term |
Definition |
1933
Act |
Securities
Act of 1933, as amended |
1934
Act |
Securities
and Exchange Act of 1934, as amended |
1940
Act |
Investment
Company Act of 1940, as amended |
Advisor
or ProShare Advisors |
ProShare
Advisors LLC |
Board
of Trustees or Board |
Board
of Trustees of ProShares Trust |
CCO |
Chief
Compliance Officer |
CFTC |
U.S.
Commodity Futures Trading Commission |
Commodity
Pools |
K-1
Free Crude Oil Strategy ETF, Ultra Basic Materials,
Ultra
Consumer Goods, Ultra Consumer Services, Ultra
Financials,
Ultra Health Care, Ultra Industrials, Ultra
Nasdaq
Biotechnology, Ultra Nasdaq Cloud Computing,
Ultra
Nasdaq Cybersecurity, Ultra Oil & Gas, Ultra Real
Estate,
Ultra Technology, Ultra Telecommunications, Ultra
Utilities,
UltraPro Dow30SM,
UltraPro MidCap400,
UltraPro
QQQ®,
UltraPro Russell2000, UltraPro S&P500®,
UltraPro
Short Dow30SM,
UltraPro Short MidCap400,
UltraPro
Short QQQ®,
UltraPro Short Russell2000,
UltraPro
Short S&P500®,
UltraShort Basic Materials,
UltraShort
Consumer Services, UltraShort Consumer
Goods,
UltraShort Dow30SM,
UltraShort Financials,
Ultrashort
Health Care, UltraShort Industrials, UltraShort
MidCap400,
UltraShort Nasdaq Biotechnology, Ultrashort
Oil
& Gas, UltraShort QQQ®,
UltraShort Real Estate,
UltraShort
S&P500®,
UltraShort SmallCap600, UltraShort
Technology,
UltraShort Utilities, and the wholly-owned
subsidiary
of K-1 Free Crude Oil Strategy ETF, ProShares
Cayman
Crude Oil Strategy Portfolio |
Code
or Internal Revenue Code |
Internal
Revenue Code of 1986, as amended |
CPO |
Commodity
Pool Operator
|
Term |
Definition |
Diversified
Funds |
DJ
Brookfield Global Infrastructure ETF, Equities for
Rising
Rates ETF, High Yield—Interest Rate Hedged,
Investment
Grade—Interest Rate Hedged, MSCI EAFE
Dividend
Growers ETF, MSCI Emerging Markets Dividend
Growers
ETF, MSCI Europe Dividend Growers ETF,
MSCI
Transformational Changes ETF, Russell 2000
Dividend
Growers ETF, Russell U.S. Dividend Growers
ETF,
S&P500®
Bond ETF, S&P500®
Dividend Aristocrats
ETF,
S&P500®
Ex-Energy ETF, S&P500®
Ex-Financials
ETF,
S&P500®
Ex-Health Care ETF, S&P500®
Ex-Technology
ETF, and S&P MidCap 400 Dividend
Aristocrats
ETF |
Distributor
or SEI |
SEI
Investments Distribution Co. |
ETF |
Exchange
traded fund |
Exchange |
NYSE
Arca, The Nasdaq Stock Market or the BZX
Exchange |
Excluded
Pools |
Each
Fund that is not a Commodity Pool |
Fund
Complex |
All
operational registered investment companies that are
advised
by the Advisor or its affiliates |
Global
Funds |
Big
Data Refiners ETF, DJ Brookfield Global
Infrastructure
ETF, Global Listed Private Equity ETF,
Merger
ETF, MSCI EAFE Dividend Growers ETF, MSCI
Europe
Dividend Growers ETF, Nanotechnology ETF,
On-Demand
ETF, Pet Care ETF, Smart Materials ETF and
Supply
Chain Logistics ETF |
Independent
Trustee(s) |
Trustees
who are not “Interested Persons” of ProShare
Advisors
or the Trust as defined under Section 2(a)(19) of
the
1940 Act
|
Term |
Definition |
Matching
Funds |
Big
Data Refiners ETF, DJ Brookfield Global
Infrastructure
ETF, Decline of the Retail Store ETF,
Equities
for Rising Rates ETF, Global Listed Private
Equity
ETF, Hedge Replication ETF, High Yield—Interest
Rate
Hedged, Inflation Expectations ETF, Investment
Grade—Interest
Rate Hedged, K-1 Free Crude Oil Strategy
ETF,
Large Cap Core Plus, Long Online/Short Stores ETF,
Merger
ETF, Metaverse Theme ETF, MSCI EAFE
Dividend
Growers ETF, MSCI Emerging Markets Dividend
Growers
ETF, MSCI Europe Dividend Growers ETF,
MSCI
Transformational Changes ETF, Nanotechnology
ETF,
Nasdaq-100 Dorsey Wright Momentum ETF,
On-Demand
ETF, Online Retail ETF, Pet Care ETF,
Russell
2000 Dividend Growers ETF, Russell
U.S.
Dividend Growers ETF, S&P500®
Bond ETF,
S&P500®
Dividend Aristocrats ETF, S&P500®
Ex-Energy
ETF,
S&P500®
Ex-Financials ETF, S&P500®
Ex-Health
Care
ETF, S&P500®
Ex-Technology ETF, S&P Kensho
Cleantech
ETF, S&P Kensho Smart Factories ETF, S&P
MidCap
400 Dividend Aristocrats ETF, S&P Technology
Dividend
Aristocrats ETF, Smart Materials ETF and Supply
Chain
Logistics ETF |
NAV |
Net
asset value |
SEC |
U.S.
Securities and Exchange Commission |
Shares |
The
shares of a Fund |
Trust |
ProShares
Trust |
Trustee(s) |
One
or more of the trustees of the Trust |
Unitary
Fee Funds |
K-1
Free Crude Oil Strategy ETF, Decline of the Retail
Store
ETF, DJ Brookfield Global Infrastructure ETF,
Equities
for Rising Rates ETF, High Yield—Interest Rate
Hedged,
Investment Grade—Interest Rate Hedged, Large
Cap
Core Plus, Long Online/Short Stores ETF, MSCI
EAFE
Dividend Growers ETF, MSCI Emerging Markets
Dividend
Growers ETF, MSCI Europe Dividend Growers
ETF,
MSCI Transformational Changes ETF, Nasdaq-100
Dorsey
Wright Momentum ETF, Online Retail ETF, Pet
Care
ETF, Russell 2000 Dividend Growers ETF, Russell
U.S.
Dividend Growers ETF, S&P500®
Bond ETF,
S&P500®
Dividend Aristocrats ETF, S&P500®
Ex-Energy
ETF,
S&P500®
Ex-Financials ETF, S&P500®
Ex-Health
Care
ETF, S&P500®
Ex-Technology ETF, S&P MidCap
400
Dividend Aristocrats ETF, S&P Technology Dividend
Aristocrats
ETF, Supply Chain Logistics ETF, Metaverse
Theme
ETF, Big Data Refiners ETF, Nanotechnology ETF,
On-Demand
ETF, S&P Kensho Cleantech ETF, S&P
Kensho
Smart Factories ETF, and Smart Materials
ETF |
One
Year Index
Performance |
Inverse
(-1x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
60% |
150.0% |
149.4% |
147.5% |
144.4% |
140.2% |
134.9% |
128.5% |
121.2% |
113.0% |
104.2% |
94.7% |
84.7% |
74.4% |
-55% |
55% |
122.2% |
121.7% |
120.0% |
117.3% |
113.5% |
108.8% |
103.1% |
96.6% |
89.4% |
81.5% |
73.1% |
64.2% |
55.0% |
-50% |
50% |
100.0% |
99.5% |
98.0% |
95.6% |
92.2% |
87.9% |
82.8% |
76.9% |
70.4% |
63.3% |
55.8% |
47.8% |
39.5% |
-45% |
45% |
81.8% |
81.4% |
80.0% |
77.8% |
74.7% |
70.8% |
66.2% |
60.9% |
54.9% |
48.5% |
41.6% |
34.4% |
26.9% |
-40% |
40% |
66.7% |
66.3% |
65.0% |
63.0% |
60.1% |
56.6% |
52.3% |
47.5% |
42.0% |
36.1% |
29.8% |
23.2% |
16.3% |
-35% |
35% |
53.8% |
53.5% |
52.3% |
50.4% |
47.8% |
44.5% |
40.6% |
36.1% |
31.1% |
25.6% |
19.8% |
13.7% |
7.3% |
-30% |
30% |
42.9% |
42.5% |
41.4% |
39.7% |
37.3% |
34.2% |
30.6% |
26.4% |
21.7% |
16.7% |
11.3% |
5.6% |
-0.3% |
-25% |
25% |
33.3% |
33.0% |
32.0% |
30.4% |
28.1% |
25.3% |
21.9% |
18.0% |
13.6% |
8.9% |
3.8% |
-1.5% |
-7.0% |
-20% |
20% |
25.0% |
24.7% |
23.8% |
22.2% |
20.1% |
17.4% |
14.2% |
10.6% |
6.5% |
2.1% |
-2.6% |
-7.6% |
-12.8% |
-15% |
15% |
17.6% |
17.4% |
16.5% |
15.0% |
13.0% |
10.5% |
7.5% |
4.1% |
0.3% |
-3.9% |
-8.4% |
-13.1% |
-17.9% |
-10% |
10% |
11.1% |
10.8% |
10.0% |
8.6% |
6.8% |
4.4% |
1.5% |
-1.7% |
-5.3% |
-9.3% |
-13.5% |
-17.9% |
-22.5% |
-5% |
5% |
5.3% |
5.0% |
4.2% |
2.9% |
1.1% |
-1.1% |
-3.8% |
-6.9% |
-10.3% |
-14.0% |
-18.0% |
-22.2% |
-26.6% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
-5% |
-4.8% |
-5.0% |
-5.7% |
-6.9% |
-8.5% |
-10.5% |
-13.0% |
-15.7% |
-18.8% |
-22.2% |
-25.8% |
-29.6% |
-33.6% |
10% |
-10% |
-9.1% |
-9.3% |
-10.0% |
-11.1% |
-12.7% |
-14.6% |
-16.9% |
-19.6% |
-22.5% |
-25.8% |
-29.2% |
-32.8% |
-36.6% |
15% |
-15% |
-13.0% |
-13.3% |
-13.9% |
-15.0% |
-16.5% |
-18.3% |
-20.5% |
-23.1% |
-25.9% |
-29.0% |
-32.3% |
-35.7% |
-39.3% |
20% |
-20% |
-16.7% |
-16.9% |
-17.5% |
-18.5% |
-19.9% |
-21.7% |
-23.8% |
-26.3% |
-29.0% |
-31.9% |
-35.1% |
-38.4% |
-41.9% |
25% |
-25% |
-20.0% |
-20.2% |
-20.8% |
-21.8% |
-23.1% |
-24.8% |
-26.9% |
-29.2% |
-31.8% |
-34.7% |
-37.7% |
-40.9% |
-44.2% |
30% |
-30% |
-23.1% |
-23.3% |
-23.8% |
-24.8% |
-26.1% |
-27.7% |
-29.7% |
-31.9% |
-34.5% |
-37.2% |
-40.1% |
-43.2% |
-46.3% |
35% |
-35% |
-25.9% |
-26.1% |
-26.7% |
-27.6% |
-28.8% |
-30.4% |
-32.3% |
-34.5% |
-36.9% |
-39.5% |
-42.3% |
-45.3% |
-48.3% |
40% |
-40% |
-28.6% |
-28.7% |
-29.3% |
-30.2% |
-31.4% |
-32.9% |
-34.7% |
-36.8% |
-39.1% |
-41.7% |
-44.4% |
-47.2% |
-50.2% |
45% |
-45% |
-31.0% |
-31.2% |
-31.7% |
-32.6% |
-33.7% |
-35.2% |
-37.0% |
-39.0% |
-41.2% |
-43.7% |
-46.3% |
-49.0% |
-51.9% |
50% |
-50% |
-33.3% |
-33.5% |
-34.0% |
-34.8% |
-35.9% |
-37.4% |
-39.1% |
-41.0% |
-43.2% |
-45.6% |
-48.1% |
-50.7% |
-53.5% |
55% |
-55% |
-35.5% |
-35.6% |
-36.1% |
-36.9% |
-38.0% |
-39.4% |
-41.0% |
-42.9% |
-45.0% |
-47.3% |
-49.8% |
-52.3% |
-55.0% |
60% |
-60% |
-37.5% |
-37.7% |
-38.1% |
-38.9% |
-40.0% |
-41.3% |
-42.9% |
-44.7% |
-46.7% |
-49.0% |
-51.3% |
-53.8% |
-56.4% |
One
Year Index
Performance |
Two
Times (2x)
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-120% |
-84.0% |
-84.0% |
-84.2% |
-84.4% |
-84.6% |
-85.0% |
-85.4% |
-85.8% |
-86.4% |
-86.9% |
-87.5% |
-88.2% |
-88.8% |
-55% |
-110% |
-79.8% |
-79.8% |
-80.0% |
-80.2% |
-80.5% |
-81.0% |
-81.5% |
-82.1% |
-82.7% |
-83.5% |
-84.2% |
-85.0% |
-85.9% |
-50% |
-100% |
-75.0% |
-75.1% |
-75.2% |
-75.6% |
-76.0% |
-76.5% |
-77.2% |
-77.9% |
-78.7% |
-79.6% |
-80.5% |
-81.5% |
-82.6% |
-45% |
-90% |
-69.8% |
-69.8% |
-70.1% |
-70.4% |
-70.9% |
-71.6% |
-72.4% |
-73.2% |
-74.2% |
-75.3% |
-76.4% |
-77.6% |
-78.9% |
-40% |
-80% |
-64.0% |
-64.1% |
-64.4% |
-64.8% |
-65.4% |
-66.2% |
-67.1% |
-68.2% |
-69.3% |
-70.6% |
-72.0% |
-73.4% |
-74.9% |
-35% |
-70% |
-57.8% |
-57.9% |
-58.2% |
-58.7% |
-59.4% |
-60.3% |
-61.4% |
-62.6% |
-64.0% |
-65.5% |
-67.1% |
-68.8% |
-70.5% |
-30% |
-60% |
-51.0% |
-51.1% |
-51.5% |
-52.1% |
-52.9% |
-54.0% |
-55.2% |
-56.6% |
-58.2% |
-60.0% |
-61.8% |
-63.8% |
-65.8% |
-25% |
-50% |
-43.8% |
-43.9% |
-44.3% |
-45.0% |
-46.0% |
-47.2% |
-48.6% |
-50.2% |
-52.1% |
-54.1% |
-56.2% |
-58.4% |
-60.8% |
-20% |
-40% |
-36.0% |
-36.2% |
-36.6% |
-37.4% |
-38.5% |
-39.9% |
-41.5% |
-43.4% |
-45.5% |
-47.7% |
-50.2% |
-52.7% |
-55.3% |
-15% |
-30% |
-27.8% |
-27.9% |
-28.5% |
-29.4% |
-30.6% |
-32.1% |
-34.0% |
-36.1% |
-38.4% |
-41.0% |
-43.7% |
-46.6% |
-49.6% |
-10% |
-20% |
-19.0% |
-19.2% |
-19.8% |
-20.8% |
-22.2% |
-23.9% |
-26.0% |
-28.3% |
-31.0% |
-33.8% |
-36.9% |
-40.1% |
-43.5% |
-5% |
-10% |
-9.8% |
-10.0% |
-10.6% |
-11.8% |
-13.3% |
-15.2% |
-17.5% |
-20.2% |
-23.1% |
-26.3% |
-29.7% |
-33.3% |
-37.0% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
10% |
10.3% |
10.0% |
9.2% |
7.8% |
5.9% |
3.6% |
0.8% |
-2.5% |
-6.1% |
-10.0% |
-14.1% |
-18.5% |
-23.1% |
10% |
20% |
21.0% |
20.7% |
19.8% |
18.3% |
16.3% |
13.7% |
10.6% |
7.0% |
3.1% |
-1.2% |
-5.8% |
-10.6% |
-15.6% |
15% |
30% |
32.3% |
31.9% |
30.9% |
29.3% |
27.1% |
24.2% |
20.9% |
17.0% |
12.7% |
8.0% |
3.0% |
-2.3% |
-7.7% |
20% |
40% |
44.0% |
43.6% |
42.6% |
40.8% |
38.4% |
35.3% |
31.6% |
27.4% |
22.7% |
17.6% |
12.1% |
6.4% |
0.5% |
25% |
50% |
56.3% |
55.9% |
54.7% |
52.8% |
50.1% |
46.8% |
42.8% |
38.2% |
33.1% |
27.6% |
21.7% |
15.5% |
9.0% |
30% |
60% |
69.0% |
68.6% |
67.3% |
65.2% |
62.4% |
58.8% |
54.5% |
49.5% |
44.0% |
38.0% |
31.6% |
24.9% |
17.9% |
35% |
70% |
82.3% |
81.8% |
80.4% |
78.2% |
75.1% |
71.2% |
66.6% |
61.2% |
55.3% |
48.8% |
41.9% |
34.7% |
27.2% |
40% |
80% |
96.0% |
95.5% |
94.0% |
91.6% |
88.3% |
84.1% |
79.1% |
73.4% |
67.0% |
60.1% |
52.6% |
44.8% |
36.7% |
45% |
90% |
110.3% |
109.7% |
108.2% |
105.6% |
102.0% |
97.5% |
92.2% |
86.0% |
79.2% |
71.7% |
63.7% |
55.4% |
46.7% |
50% |
100% |
125.0% |
124.4% |
122.8% |
120.0% |
116.2% |
111.4% |
105.6% |
99.1% |
91.7% |
83.8% |
75.2% |
66.3% |
57.0% |
55% |
110% |
140.3% |
139.7% |
137.9% |
134.9% |
130.8% |
125.7% |
119.6% |
112.6% |
104.7% |
96.2% |
87.1% |
77.5% |
67.6% |
60% |
120% |
156.0% |
155.4% |
153.5% |
150.3% |
146.0% |
140.5% |
134.0% |
126.5% |
118.1% |
109.1% |
99.4% |
89.2% |
78.6%
|
One
Year Index
Performance |
Two
Times the
Inverse
(-2x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
120% |
525.0% |
520.3% |
506.5% |
484.2% |
454.3% |
418.1% |
377.1% |
332.8% |
286.7% |
240.4% |
195.2% |
152.2% |
112.2% |
-55% |
110% |
393.8% |
390.1% |
379.2% |
361.6% |
338.0% |
309.4% |
277.0% |
242.0% |
205.6% |
169.0% |
133.3% |
99.3% |
67.7% |
-50% |
100% |
300.0% |
297.0% |
288.2% |
273.9% |
254.8% |
231.6% |
205.4% |
177.0% |
147.5% |
117.9% |
88.9% |
61.4% |
35.8% |
-45% |
90% |
230.6% |
228.1% |
220.8% |
209.0% |
193.2% |
174.1% |
152.4% |
128.9% |
104.6% |
80.1% |
56.2% |
33.4% |
12.3% |
-40% |
80% |
177.8% |
175.7% |
169.6% |
159.6% |
146.4% |
130.3% |
112.0% |
92.4% |
71.9% |
51.3% |
31.2% |
12.1% |
-5.7% |
-35% |
70% |
136.7% |
134.9% |
129.7% |
121.2% |
109.9% |
96.2% |
80.7% |
63.9% |
46.5% |
28.9% |
11.8% |
-4.5% |
-19.6% |
-30% |
60% |
104.1% |
102.6% |
98.1% |
90.8% |
81.0% |
69.2% |
55.8% |
41.3% |
26.3% |
11.2% |
-3.6% |
-17.6% |
-30.7% |
-25% |
50% |
77.8% |
76.4% |
72.5% |
66.2% |
57.7% |
47.4% |
35.7% |
23.1% |
10.0% |
-3.2% |
-16.0% |
-28.3% |
-39.6% |
-20% |
40% |
56.3% |
55.1% |
51.6% |
46.1% |
38.6% |
29.5% |
19.3% |
8.2% |
-3.3% |
-14.9% |
-26.2% |
-36.9% |
-46.9% |
-15% |
30% |
38.4% |
37.4% |
34.3% |
29.4% |
22.8% |
14.7% |
5.7% |
-4.2% |
-14.4% |
-24.6% |
-34.6% |
-44.1% |
-53.0% |
-10% |
20% |
23.5% |
22.5% |
19.8% |
15.4% |
9.5% |
2.3% |
-5.8% |
-14.5% |
-23.6% |
-32.8% |
-41.7% |
-50.2% |
-58.1% |
-5% |
10% |
10.8% |
10.0% |
7.5% |
3.6% |
-1.7% |
-8.1% |
-15.4% |
-23.3% |
-31.4% |
-39.6% |
-47.7% |
-55.3% |
-62.4% |
0% |
0% |
0.0% |
-0.7% |
-3.0% |
-6.5% |
-11.3% |
-17.1% |
-23.7% |
-30.8% |
-38.1% |
-45.5% |
-52.8% |
-59.6% |
-66.0% |
5% |
-10% |
-9.3% |
-10.0% |
-12.0% |
-15.2% |
-19.6% |
-24.8% |
-30.8% |
-37.2% |
-43.9% |
-50.6% |
-57.2% |
-63.4% |
-69.2% |
10% |
-20% |
-17.4% |
-18.0% |
-19.8% |
-22.7% |
-26.7% |
-31.5% |
-36.9% |
-42.8% |
-48.9% |
-55.0% |
-61.0% |
-66.7% |
-71.9% |
15% |
-30% |
-24.4% |
-25.0% |
-26.6% |
-29.3% |
-32.9% |
-37.3% |
-42.3% |
-47.6% |
-53.2% |
-58.8% |
-64.3% |
-69.5% |
-74.3% |
20% |
-40% |
-30.6% |
-31.1% |
-32.6% |
-35.1% |
-38.4% |
-42.4% |
-47.0% |
-51.9% |
-57.0% |
-62.2% |
-67.2% |
-72.0% |
-76.4% |
25% |
-50% |
-36.0% |
-36.5% |
-37.9% |
-40.2% |
-43.2% |
-46.9% |
-51.1% |
-55.7% |
-60.4% |
-65.1% |
-69.8% |
-74.2% |
-78.3% |
30% |
-60% |
-40.8% |
-41.3% |
-42.6% |
-44.7% |
-47.5% |
-50.9% |
-54.8% |
-59.0% |
-63.4% |
-67.8% |
-72.0% |
-76.1% |
-79.9% |
35% |
-70% |
-45.1% |
-45.5% |
-46.8% |
-48.7% |
-51.3% |
-54.5% |
-58.1% |
-62.0% |
-66.0% |
-70.1% |
-74.1% |
-77.9% |
-81.4% |
40% |
-80% |
-49.0% |
-49.4% |
-50.5% |
-52.3% |
-54.7% |
-57.7% |
-61.1% |
-64.7% |
-68.4% |
-72.2% |
-75.9% |
-79.4% |
-82.7% |
45% |
-90% |
-52.4% |
-52.8% |
-53.8% |
-55.5% |
-57.8% |
-60.6% |
-63.7% |
-67.1% |
-70.6% |
-74.1% |
-77.5% |
-80.8% |
-83.8% |
50% |
-100% |
-55.6% |
-55.9% |
-56.9% |
-58.5% |
-60.6% |
-63.2% |
-66.1% |
-69.2% |
-72.5% |
-75.8% |
-79.0% |
-82.1% |
-84.9% |
55% |
-110% |
-58.4% |
-58.7% |
-59.6% |
-61.1% |
-63.1% |
-65.5% |
-68.2% |
-71.2% |
-74.2% |
-77.3% |
-80.3% |
-83.2% |
-85.9% |
60% |
-120% |
-60.9% |
-61.2% |
-62.1% |
-63.5% |
-65.4% |
-67.6% |
-70.2% |
-73.0% |
-75.8% |
-78.7% |
-81.5% |
-84.2% |
-86.7% |
One
Year Index
Performance |
Three
Times (3x)
Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-180% |
-93.6% |
-93.6% |
-93.8% |
-94.0% |
-94.3% |
-94.7% |
-95.1% |
-95.6% |
-96.0% |
-96.5% |
-97.0% |
-97.4% |
-97.8% |
-55% |
-165% |
-90.9% |
-91.0% |
-91.2% |
-91.5% |
-91.9% |
-92.4% |
-93.0% |
-93.7% |
-94.4% |
-95.0% |
-95.7% |
-96.3% |
-96.9% |
-50% |
-150% |
-87.5% |
-87.6% |
-87.9% |
-88.3% |
-88.9% |
-89.6% |
-90.5% |
-91.3% |
-92.3% |
-93.2% |
-94.1% |
-95.0% |
-95.8% |
-45% |
-135% |
-83.4% |
-83.5% |
-83.9% |
-84.4% |
-85.2% |
-86.2% |
-87.3% |
-88.5% |
-89.7% |
-90.9% |
-92.1% |
-93.3% |
-94.3% |
-40% |
-120% |
-78.4% |
-78.6% |
-79.0% |
-79.8% |
-80.8% |
-82.1% |
-83.5% |
-85.0% |
-86.6% |
-88.2% |
-89.8% |
-91.3% |
-92.7% |
-35% |
-105% |
-72.5% |
-72.7% |
-73.3% |
-74.3% |
-75.6% |
-77.2% |
-79.0% |
-81.0% |
-83.0% |
-85.0% |
-87.0% |
-88.9% |
-90.7% |
-30% |
-90% |
-65.7% |
-66.0% |
-66.7% |
-67.9% |
-69.6% |
-71.6% |
-73.8% |
-76.2% |
-78.8% |
-81.3% |
-83.8% |
-86.2% |
-88.4% |
-25% |
-75% |
-57.8% |
-58.1% |
-59.1% |
-60.6% |
-62.6% |
-65.0% |
-67.8% |
-70.8% |
-73.9% |
-77.0% |
-80.1% |
-83.0% |
-85.7% |
-20% |
-60% |
-48.8% |
-49.2% |
-50.3% |
-52.1% |
-54.6% |
-57.6% |
-60.9% |
-64.5% |
-68.3% |
-72.1% |
-75.8% |
-79.3% |
-82.6% |
-15% |
-45% |
-38.6% |
-39.0% |
-40.4% |
-42.6% |
-45.5% |
-49.1% |
-53.1% |
-57.5% |
-62.0% |
-66.5% |
-71.0% |
-75.2% |
-79.1% |
-10% |
-30% |
-27.1% |
-27.6% |
-29.3% |
-31.9% |
-35.3% |
-39.6% |
-44.3% |
-49.5% |
-54.9% |
-60.3% |
-65.6% |
-70.6% |
-75.2% |
-5% |
-15% |
-14.3% |
-14.9% |
-16.8% |
-19.9% |
-24.0% |
-28.9% |
-34.5% |
-40.6% |
-46.9% |
-53.3% |
-59.5% |
-65.4% |
-70.9% |
0% |
0% |
0.0% |
-0.7% |
-3.0% |
-6.5% |
-11.3% |
-17.1% |
-23.7% |
-30.8% |
-38.1% |
-45.5% |
-52.8% |
-59.6% |
-66.0% |
5% |
15% |
15.8% |
14.9% |
12.3% |
8.2% |
2.7% |
-4.0% |
-11.6% |
-19.8% |
-28.4% |
-36.9% |
-45.3% |
-53.3% |
-60.7% |
10% |
30% |
33.1% |
32.1% |
29.2% |
24.4% |
18.0% |
10.3% |
1.6% |
-7.8% |
-17.6% |
-27.5% |
-37.1% |
-46.3% |
-54.8% |
15% |
45% |
52.1% |
51.0% |
47.6% |
42.2% |
34.9% |
26.1% |
16.1% |
5.3% |
-5.9% |
-17.2% |
-28.2% |
-38.6% |
-48.4% |
20% |
60% |
72.8% |
71.5% |
67.7% |
61.5% |
53.3% |
43.3% |
31.9% |
19.7% |
6.9% |
-5.9% |
-18.4% |
-30.3% |
-41.3% |
25% |
75% |
95.3% |
93.9% |
89.5% |
82.6% |
73.2% |
61.9% |
49.1% |
35.2% |
20.9% |
6.4% |
-7.7% |
-21.2% |
-33.7% |
30% |
90% |
119.7% |
118.1% |
113.2% |
105.4% |
94.9% |
82.1% |
67.7% |
52.1% |
35.9% |
19.7% |
3.8% |
-11.3% |
-25.4% |
35% |
105% |
146.0% |
144.2% |
138.8% |
130.0% |
118.2% |
104.0% |
87.8% |
70.4% |
52.2% |
34.0% |
16.2% |
-0.7% |
-16.4% |
40% |
120% |
174.4% |
172.3% |
166.3% |
156.5% |
143.4% |
127.5% |
109.5% |
90.0% |
69.8% |
49.5% |
29.6% |
10.7% |
-6.8% |
45% |
135% |
204.9% |
202.6% |
195.9% |
185.0% |
170.4% |
152.7% |
132.7% |
111.1% |
88.6% |
66.1% |
44.0% |
23.0% |
3.5% |
50% |
150% |
237.5% |
235.0% |
227.5% |
215.5% |
199.3% |
179.8% |
157.6% |
133.7% |
108.8% |
83.8% |
59.4% |
36.2% |
14.6% |
55% |
165% |
272.4% |
269.6% |
261.4% |
248.1% |
230.3% |
208.7% |
184.3% |
157.9% |
130.4% |
102.8% |
75.9% |
50.3% |
26.5% |
60% |
180% |
309.6% |
306.5% |
297.5% |
282.9% |
263.3% |
239.6% |
212.7% |
183.6% |
153.5% |
123.1% |
93.5% |
65.3% |
39.1%
|
One
Year Index
Performance |
Three
Times the
Inverse
(-3x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
180% |
462.5% |
439.2% |
371.5% |
265.2% |
129.1% |
973.9% |
810.5% |
649.2% |
498.3% |
363.6% |
248.6% |
154.4% |
80.2% |
-55% |
165% |
997.4% |
981.1% |
933.5% |
858.8% |
763.2% |
654.2% |
539.5% |
426.2% |
320.2% |
225.6% |
144.9% |
78.7% |
26.6% |
-50% |
150% |
700.0% |
688.1% |
653.4% |
599.0% |
529.3% |
449.8% |
366.2% |
283.6% |
206.3% |
137.4% |
78.5% |
30.3% |
-7.7% |
-45% |
135% |
501.1% |
492.1% |
466.0% |
425.1% |
372.8% |
313.1% |
250.3% |
188.2% |
130.1% |
78.3% |
34.1% |
-2.1% |
-30.7% |
-40% |
120% |
363.0% |
356.1% |
336.0% |
304.5% |
264.2% |
218.2% |
169.8% |
122.0% |
77.3% |
37.4% |
3.3% |
-24.6% |
-46.6% |
-35% |
105% |
264.1% |
258.7% |
242.9% |
218.1% |
186.4% |
150.3% |
112.2% |
74.6% |
39.4% |
8.0% |
-18.8% |
-40.7% |
-58.0% |
-30% |
90% |
191.5% |
187.2% |
174.6% |
154.7% |
129.3% |
100.4% |
69.9% |
39.8% |
11.6% |
-13.5% |
-34.9% |
-52.5% |
-66.4% |
-25% |
75% |
137.0% |
133.5% |
123.2% |
107.1% |
86.5% |
62.9% |
38.1% |
13.7% |
-9.2% |
-29.7% |
-47.1% |
-61.4% |
-72.7% |
-20% |
60% |
95.3% |
92.4% |
83.9% |
70.6% |
53.6% |
34.2% |
13.8% |
-6.3% |
-25.2% |
-42.0% |
-56.4% |
-68.2% |
-77.5% |
-15% |
45% |
62.8% |
60.4% |
53.4% |
42.3% |
28.1% |
11.9% |
-5.1% |
-21.9% |
-37.7% |
-51.7% |
-63.7% |
-73.5% |
-81.2% |
-10% |
30% |
37.2% |
35.1% |
29.2% |
19.9% |
7.9% |
-5.7% |
-20.1% |
-34.2% |
-47.5% |
-59.3% |
-69.4% |
-77.7% |
-84.2% |
-5% |
15% |
16.6% |
14.9% |
9.8% |
1.9% |
-8.3% |
-19.8% |
-32.0% |
-44.1% |
-55.3% |
-65.4% |
-74.0% |
-81.0% |
-86.5% |
0% |
0% |
0.0% |
-1.5% |
-5.8% |
-12.6% |
-21.3% |
-31.3% |
-41.7% |
-52.0% |
-61.7% |
-70.3% |
-77.7% |
-83.7% |
-88.5% |
5% |
-15% |
-13.6% |
-14.9% |
-18.6% |
-24.5% |
-32.0% |
-40.6% |
-49.7% |
-58.6% |
-66.9% |
-74.4% |
-80.7% |
-85.9% |
-90.0% |
10% |
-30% |
-24.9% |
-26.0% |
-29.2% |
-34.4% |
-40.9% |
-48.4% |
-56.2% |
-64.0% |
-71.2% |
-77.7% |
-83.2% |
-87.8% |
-91.3% |
15% |
-45% |
-34.2% |
-35.2% |
-38.1% |
-42.6% |
-48.3% |
-54.8% |
-61.7% |
-68.5% |
-74.8% |
-80.5% |
-85.3% |
-89.3% |
-92.4% |
20% |
-60% |
-42.1% |
-43.0% |
-45.5% |
-49.4% |
-54.5% |
-60.2% |
-66.3% |
-72.3% |
-77.8% |
-82.8% |
-87.1% |
-90.6% |
-93.3% |
25% |
-75% |
-48.8% |
-49.6% |
-51.8% |
-55.3% |
-59.7% |
-64.8% |
-70.2% |
-75.4% |
-80.4% |
-84.8% |
-88.6% |
-91.7% |
-94.1% |
30% |
-90% |
-54.5% |
-55.2% |
-57.1% |
-60.2% |
-64.2% |
-68.7% |
-73.5% |
-78.2% |
-82.6% |
-86.5% |
-89.8% |
-92.6% |
-94.8% |
35% |
-105% |
-59.4% |
-60.0% |
-61.7% |
-64.5% |
-68.0% |
-72.1% |
-76.3% |
-80.5% |
-84.4% |
-87.9% |
-90.9% |
-93.4% |
-95.3% |
40% |
-120% |
-63.6% |
-64.1% |
-65.7% |
-68.2% |
-71.3% |
-75.0% |
-78.8% |
-82.5% |
-86.0% |
-89.2% |
-91.9% |
-94.1% |
-95.8% |
45% |
-135% |
-67.2% |
-67.7% |
-69.1% |
-71.3% |
-74.2% |
-77.5% |
-80.9% |
-84.3% |
-87.4% |
-90.3% |
-92.7% |
-94.7% |
-96.2% |
50% |
-150% |
-70.4% |
-70.8% |
-72.1% |
-74.1% |
-76.7% |
-79.6% |
-82.7% |
-85.8% |
-88.7% |
-91.2% |
-93.4% |
-95.2% |
-96.6% |
55% |
-165% |
-73.1% |
-73.5% |
-74.7% |
-76.5% |
-78.9% |
-81.5% |
-84.4% |
-87.1% |
-89.7% |
-92.0% |
-94.0% |
-95.6% |
-96.9% |
60% |
-180% |
-75.6% |
-75.9% |
-77.0% |
-78.7% |
-80.8% |
-83.2% |
-85.8% |
-88.3% |
-90.7% |
-92.8% |
-94.6% |
-96.0% |
-97.2% |
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Independent
Trustees |
|
|
| |
William
D. Fertig
Birth
Date: 9/56 |
Indefinite;
June
2011
to present |
Context
Capital
Management
(Alternative
Asset
Management):
Chief
Investment
Officer
(September
2002 to
present). |
ProShares
(121)
ProFunds
(117) |
Context
Capital |
Russell
S. Reynolds III
Birth
Date: 7/57 |
Indefinite;
November
2005 to
present |
RSR
Partners, Inc.
(Retained
Executive
Recruitment
and
Corporate
Governance
Consulting):
Managing
Director
(February
1993 to
present). |
ProShares
(121)
ProFunds
(117) |
RSR
Partners, Inc. |
Michael
C. Wachs
Birth
Date: 10/61 |
Indefinite;
November
2005 to
present |
Linden
Lane Capital
Partners
LLC (Real
Estate
Investment
and
Development):
Managing
Principal
(2010
to present). |
ProShares
(121)
ProFunds
(117) |
NAIOP
(the
Commercial
Real
Estate
Development
Association) |
Interested
Trustee and Chairman of the Board |
|
| ||
Michael
L. Sapir**
Birth
Date: 5/58 |
Indefinite;
2002 to
present |
Chairman
and Chief
Executive
Officer of
ProShare
Advisors
(November
2005 to
present);
ProFund
Advisors
LLC
(April
1997 to
present);
and
ProShare
Capital
Management
LLC
(August
2008 to
present). |
ProShares
(121)
ProFunds
(117) |
None
|
Name
of Trustee |
Dollar
Range
of
Equity
Securities
in
the
Trust |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Family of
Investment
Companies |
Independent
Trustees |
||
William
D. Fertig, Trustee |
Over
$100,000 |
Over
$100,000 |
Russell
S. Reynolds III, Trustee |
$10,001-$50,000 |
$10,001-$50,000 |
Michael
C. Wachs, Trustee |
None |
$10,001-$50,000 |
Interested
Trustee |
||
Michael
L. Sapir, Trustee and Chairman |
Over
$100,000 |
Over
$100,000
|
Name |
Aggregate
Compensation
From
Funds |
Pension
or
Retirement
Benefits
Accrued
as
Part
of
Trust
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
From
Trust and
Fund
Complex
Paid
to Trustees |
Independent
Trustees |
|
|||
William
D. Fertig, Trustee |
$278,797.33 |
$0 |
$0 |
$300,000.00 |
Russell
S. Reynolds, III, Trustee |
$278,797.33 |
$0 |
$0 |
$300,000.00 |
Michael
C. Wachs, Trustee |
$278,797.33 |
$0 |
$0 |
$300,000.00 |
Interested
Trustee |
|
|||
Michael
L. Sapir, Trustee and Chairman |
$0 |
$0 |
$0 |
$0 |
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Todd
B. Johnson
Birth
Date: 1/64 |
President |
Indefinite;
January 2014 to
present |
Chief
Investment Officer of ProShare
Advisors
(December 2008 to present);
ProFund
Advisors LLC (December 2008 to
present);
and ProShare Capital
Management
LLC (February 2009 to present). |
Maria
Clem Sell
3
Canal Plaza, Suite
100
Portland, ME
04101
Birth
Date: 2/78 |
Treasurer |
Indefinite; June
2022 to
present |
Principal
Consultant, Principal Financial
Officer
Group, ACA Group.
|
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Victor
M. Frye, Esq.
Birth
Date: 10/58 |
Chief
Compliance
Officer
and AML
Officer |
Indefinite;
November
2005
to
present |
Counsel
and Chief Compliance Officer of
ProShare
Advisors (December 2004 to
present)
and ProFund Advisors LLC (October
2002
to present); Secretary of ProFunds
Distributors,
Inc. (April 2008 to present). |
Richard
F. Morris
Birth
Date: 8/67 |
Chief
Legal
Officer
and
Secretary |
Indefinite;
December
2015
to
present |
General
Counsel of ProShare Advisors;
ProFund
Advisors LLC; and ProShare Capital
Management
LLC (December 2015 to
present);
Chief Legal Officer of ProFunds
Distributors,
Inc. (December 2015 to present);
Partner
at Morgan Lewis & Bockius, LLP
(October
2012 to November 2015). |
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
Global
Listed Private Equity ETF |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Hedge
Replication ETF |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Inflation
Expectations ETF |
0.55% |
0.55% |
0.55% |
0.55% |
0.55% |
Merger
ETF |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
High Yield |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55%
|
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
Ultra
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Basic Materials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Consumer Goods |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Consumer Services |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
FTSE Europe |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Health Care |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
High Yield |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Industrials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Brazil Capped |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Japan |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Biotechnology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Cloud Computing |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Cybersecurity |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Oil & Gas |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Semiconductors |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Technology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Telecommunications |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Utilities |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short 20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Basic Materials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Consumer Goods |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Consumer Services |
0.75% |
0.70% |
0.65% |
0.60% |
0.55%
|
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
UltraShort
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
FTSE Europe |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Health Care |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Industrials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Brazil Capped |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Japan |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Nasdaq Biotechnology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Oil & Gas |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Semiconductors |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Technology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Utilities |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Name
of Fund |
Investment
Advisory and
Management
Fee |
Big
Data Refiners ETF |
0.58% |
Decline
of the Retail Store ETF |
0.65% |
DJ
Brookfield Global Infrastructure ETF |
0.45% |
Equities
for Rising Rates ETF |
0.35% |
High
Yield—Interest Rate Hedged |
0.50% |
Investment
Grade—Interest Rate Hedged |
0.30% |
K-1
Free Crude Oil Strategy ETF |
0.65% |
Large
Cap Core Plus |
0.45% |
Long
Online/Short Stores ETF |
0.65% |
Metaverse
ETF |
0.58% |
MSCI
EAFE Dividend Growers ETF |
0.50% |
MSCI
Emerging Markets Dividend Growers ETF |
0.60% |
MSCI
Europe Dividend Growers ETF |
0.55% |
MSCI
Transformational Changes ETF |
0.45% |
Nanotechnology
ETF |
0.58% |
Nasdaq-100
Dorsey Wright Momentum ETF |
0.58% |
On-Demand
ETF |
0.58% |
Online
Retail ETF |
0.58% |
Pet
Care ETF |
0.50% |
Russell
2000 Dividend Growers ETF |
0.40% |
Russell
U.S. Dividend Growers ETF |
0.35% |
S&P
500®
Bond ETF |
0.15% |
S&P
500®
Dividend Aristocrats ETF |
0.35% |
S&P
500®
Ex-Energy ETF |
0.13% |
S&P
500®
Ex-Financials ETF |
0.13% |
S&P
500®
Ex-Health Care ETF |
0.13% |
S&P
500®
Ex-Technology ETF |
0.13% |
S&P
Kensho Cleantech ETF |
0.58% |
S&P
Kensho Smart Factories ETF |
0.58% |
S&P
MidCap 400 Dividend Aristocrats ETF |
0.40% |
S&P
Technology Dividend Aristocrats ETF |
0.45% |
Smart
Materials ETF |
0.58% |
Supply
Chain Logistics ETF |
0.58%
|
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Big
Data Refiners ETF |
N/A |
N/A |
N/A |
N/A |
$12,999 |
$(0) |
Decline
of the Retail Store ETF |
$101,340 |
$(0) |
$134,256 |
$(0) |
46,326 |
(0) |
DJ
Brookfield Global
Infrastructure
ETF |
549,249 |
(0) |
683,345 |
(0) |
631,018 |
(0) |
Equities
for Rising Rates ETF |
8,747 |
(0) |
8,361 |
(0) |
113,537 |
(0) |
Global
Listed Private Equity
ETF |
92,915 |
(92,915) |
93,184 |
(93,184) |
110,884 |
(110,884) |
Hedge
Replication ETF |
240,501 |
(215,876) |
243,186 |
(243,186) |
343,326 |
(343,326) |
High
Yield–Interest Rate Hedged |
555,821 |
(0) |
402,772 |
(0) |
687,373 |
(0) |
Inflation
Expectations ETF |
163,819 |
(163,819) |
66,821 |
(66,821) |
235,909 |
(235,909) |
Investment
Grade–Interest Rate
Hedged |
812,043 |
(0) |
1,202,175 |
(0) |
2,769,450 |
(0) |
K-1
Free Crude Oil Strategy
ETF |
111,232 |
(0) |
485,995 |
(0) |
511,571 |
(0) |
Large
Cap Core Plus |
3,189,735 |
(0) |
1,942,795 |
(0) |
2,251,428 |
(0) |
Long
Online/Short Stores ETF |
347,268 |
(0) |
1,392,961 |
(0) |
376,209 |
(0) |
Merger
ETF |
41,189 |
(41,189) |
130,531 |
(130,531) |
434,223 |
(254,074) |
Metaverse
ETF |
N/A |
N/A |
N/A |
N/A |
8,364 |
(0) |
MSCI
EAFE Dividend Growers
ETF |
619,672 |
(0) |
634,527 |
(0) |
668,324 |
(0) |
MSCI
Emerging Markets
Dividend
Growers ETF |
142,424 |
(0) |
133,281 |
(0) |
120,945 |
(0) |
MSCI
Europe Dividend Growers
ETF |
44,313 |
(0) |
46,348 |
(0) |
69,955 |
(0) |
MSCI
Transformational Changes
ETF |
N/A |
N/A |
78,791 |
(0) |
192,135 |
(0) |
Nanotechnology
ETF |
N/A |
N/A |
N/A |
N/A |
11,771 |
(0) |
Nasdaq-100
Dorsey Wright
Momentum
ETF |
N/A |
N/A |
855 |
(0) |
125,703 |
(0) |
On-Demand
ETF |
N/A |
N/A |
N/A |
N/A |
9,606 |
(0) |
Online
Retail ETF |
196,802 |
(0) |
4,287,322 |
(0) |
4,206,707 |
(0) |
Pet
Care ETF |
234,437 |
(0) |
906,906 |
(0) |
1,465,240 |
(0) |
Russell
2000 Dividend Growers
ETF |
2,805,771 |
(0) |
2,793,490 |
(0) |
3,467,331 |
(0) |
Russell
U.S. Dividend Growers
ETF |
34,829 |
(0) |
83,809 |
(0) |
76,289 |
(0) |
S&P
500®
Bond ETF |
41,971 |
(0) |
55,112 |
(0) |
46,943 |
(0) |
S&P
500®
Dividend Aristocrats
ETF |
19,784,070 |
(0) |
24,101,593 |
(0) |
33,050,023 |
(0) |
S&P
500®
Ex-Energy ETF |
29,429 |
(0) |
58,741 |
(0) |
62,751 |
(3,892) |
S&P
500®
Ex-Financials ETF |
6,246 |
(0) |
15,795 |
(0) |
19,078 |
(1,219) |
S&P
500®
Ex-Health Care ETF |
4,742 |
(0) |
6,708 |
(0) |
9,425 |
(570) |
S&P
500®
Ex-Technology ETF |
9,267 |
(0) |
13,402 |
(0) |
20,566 |
(1,406) |
S&P
Kensho Cleantech ETF |
N/A |
N/A |
N/A |
N/A |
14,198 |
(0) |
S&P
Kensho Smart Factories
ETF |
N/A |
N/A |
N/A |
N/A |
12,817 |
(0)
|
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
S&P
MidCap 400®
Dividend
Aristocrats
ETF |
2,796,649 |
(0) |
3,280,820 |
(0) |
4,199,083 |
(0) |
S&P
Technology Dividend
Aristocrats
ETF |
56,869 |
(0) |
361,479 |
(0) |
494,039 |
(0) |
Short
20+ Year Treasury |
1,765,709 |
(0) |
2,317,944 |
(0) |
5,198,275 |
(0) |
Short
7-10 Year Treasury |
160,412 |
(57,261) |
264,808 |
(52,424) |
909,799 |
(17,016) |
Short
Dow30SM |
2,150,841 |
(105,796) |
2,625,944 |
(49,294) |
1,933,906 |
(2,500) |
Short
Financials |
155,884 |
(67,297) |
143,053 |
(65,657) |
82,205 |
(66,421) |
Short
FTSE China 50 |
53,444 |
(53,444) |
37,597 |
(37,597) |
58,676 |
(58,676) |
Short
High Yield |
947,749 |
(86,376) |
567,112 |
(72,648) |
734,945 |
(80,160) |
Short
MidCap400 |
118,834 |
(66,237) |
165,148 |
(60,058) |
82,118 |
(63,467) |
Short
MSCI EAFE |
260,731 |
(69,528) |
166,830 |
(72,865) |
217,938 |
(78,006) |
Short
MSCI Emerging Markets |
559,692 |
(76,796) |
310,590 |
(72,064) |
252,753 |
(81,822) |
Short
QQQ |
4,161,231 |
(360,696) |
4,437,891 |
(299,599) |
5,391,315 |
(340,304) |
Short
Real Estate |
80,973 |
(70,515) |
125,336 |
(69,554) |
64,582 |
(64,582) |
Short
Russell2000 |
2,463,859 |
(269,437) |
2,610,870 |
(245,406) |
2,291,017 |
(166,456) |
Short
S&P500® |
17,328,854 |
(0) |
17,227,653 |
(0) |
12,176,536 |
(0) |
Short
SmallCap600 |
41,520 |
(41,520) |
69,652 |
(66,283) |
37,360 |
(37,360) |
Smart
Materials ETF |
N/A |
N/A |
N/A |
N/A |
10,919 |
(0) |
Supply
Chain Logistics ETF |
N/A |
N/A |
N/A |
N/A |
2,426 |
(0) |
Ultra
20+ Year Treasury |
307,631 |
(91,470) |
341,820 |
(86,060) |
369,357 |
(78,328) |
Ultra
7-10 Year Treasury |
271,002 |
(89,651) |
223,175 |
(89,122) |
145,733 |
(89,715) |
Ultra
Basic Materials |
279,338 |
(104,966) |
339,908 |
(93,033) |
548,462 |
(109,585) |
Ultra
Consumer Goods |
51,947 |
(51,947) |
82,810 |
(82,810) |
105,153 |
(105,153) |
Ultra
Consumer Services |
165,833 |
(124,658) |
194,219 |
(116,428) |
214,608 |
(104,632) |
Ultra
Dow30SM |
2,484,143 |
(96,271) |
2,882,998 |
(57,794) |
3,439,500 |
(2,666) |
Ultra
Financials |
5,285,619 |
(115,504) |
4,504,682 |
(0) |
6,373,140 |
(0) |
Ultra
FTSE China 50 |
222,626 |
(89,083) |
248,103 |
(78,481) |
133,753 |
(95,906) |
Ultra
FTSE Europe |
37,035 |
(37,035) |
33,205 |
(33,205) |
37,207 |
(37,207) |
Ultra
Health Care |
796,233 |
(138,568) |
860,759 |
(105,775) |
1,191,322 |
(107,193) |
Ultra
High Yield |
37,971 |
(37,971) |
96,112 |
(96,112) |
162,100 |
(47,055) |
Ultra
Industrials |
141,450 |
(123,860) |
169,256 |
(135,849) |
213,866 |
(106,704) |
Ultra
MidCap400 |
952,042 |
(134,691) |
1,102,658 |
(158,924) |
1,218,130 |
(72,278) |
Ultra
MSCI Brazil Capped |
45,598 |
(45,598) |
51,291 |
(51,291) |
53,915 |
(53,915) |
Ultra
MSCI EAFE |
40,391 |
(40,391) |
76,966 |
(63,011) |
94,473 |
(91,543) |
Ultra
MSCI Emerging Markets |
190,415 |
(67,212) |
396,329 |
(72,664) |
401,904 |
(76,441) |
Ultra
MSCI Japan |
37,410 |
(37,410) |
40,212 |
(40,212) |
59,793 |
(59,793) |
Ultra
Nasdaq Biotechnology |
1,363,541 |
(265,828) |
1,675,279 |
(297,981) |
1,535,183 |
(267,592) |
Ultra
Nasdaq Cloud Computing |
N/A |
N/A |
7,204 |
(7,204) |
19,096 |
(19,096) |
Ultra
Nasdaq Cybersecurity |
N/A |
N/A |
7,718 |
(7,718) |
29,616 |
(29,616) |
Ultra
Oil & Gas |
547,141 |
(139,814) |
1,026,335 |
(115,276) |
1,535,187 |
(82,533) |
Ultra
QQQ |
15,309,429 |
(862,349) |
26,469,905 |
(801,645) |
38,332,212 |
(1,282,847) |
Ultra
Real Estate |
968,579 |
(141,073) |
651,617 |
(104,971) |
947,424 |
(109,263) |
Ultra
Russell2000 |
1,162,730 |
(454,285) |
3,232,074 |
(853,982) |
2,593,029 |
(1,232,491) |
Ultra
S&P500® |
17,954,237 |
(0) |
22,117,107 |
(0) |
32,466,427 |
(206,222) |
Ultra
Semiconductors |
536,542 |
(115,296) |
1,140,040 |
(93,668) |
2,536,322 |
(63,159) |
Ultra
SmallCap600 |
164,495 |
(140,219) |
204,721 |
(108,479) |
308,948 |
(137,910) |
Ultra
Technology |
2,820,302 |
(141,079) |
4,978,881 |
(1,763) |
6,829,159 |
(0) |
Ultra
Telecommunications |
8,999 |
(8,999) |
10,547 |
(10,547) |
18,012 |
(18,012) |
Ultra
Utilities |
193,995 |
(119,233) |
105,364 |
(105,364) |
164,979 |
(90,615) |
UltraPro
Dow30SM |
3,411,660 |
(130,026) |
5,662,777 |
(0) |
6,674,665 |
(0) |
UltraPro
MidCap400 |
153,070 |
(134,692) |
301,646 |
(111,330) |
367,677 |
(179,962) |
UltraPro
QQQ |
31,273,015 |
(1,424,446) |
69,181,508 |
(6,250,676) |
118,596,637 |
(19,125,963)
|
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
UltraPro
Russell2000 |
675,934 |
(675,934) |
2,312,688 |
(947,684) |
2,730,565 |
(1,230,426) |
UltraPro
S&P500 |
9,780,090 |
(0) |
13,090,453 |
(0) |
22,281,146 |
(0) |
UltraPro
Short 20+ Year
Treasury |
216,066 |
(58,588) |
296,875 |
(49,095) |
1,525,488 |
(0) |
UltraPro
Short Dow30SM |
2,641,524 |
(144,993) |
3,959,670 |
(72,320) |
2,864,461 |
(0) |
UltraPro
Short MidCap400 |
40,776 |
(40,776) |
73,979 |
(70,701) |
47,561 |
(47,561) |
UltraPro
Short QQQ |
8,655,194 |
(769,918) |
11,063,742 |
(685,090) |
15,192,905 |
(666,032) |
UltraPro
Short Russell2000 |
636,411 |
(136,124) |
986,156 |
(165,846) |
1,107,876 |
(129,738) |
UltraPro
Short S&P500® |
5,719,594 |
(0) |
5,879,060 |
(0) |
4,352,537 |
(0) |
UltraShort
20+ Year Treasury |
4,787,639 |
(0) |
5,164,732 |
(0) |
10,850,404 |
(0) |
UltraShort
7-10 Year Treasury |
346,943 |
(52,469) |
241,689 |
(49,393) |
620,791 |
(32,718) |
UltraShort
Basic Materials |
45,070 |
(45,070) |
17,855 |
(17,855) |
17,148 |
(17,148) |
UltraShort
Consumer Goods |
15,606 |
(15,606) |
7,466 |
(7,466) |
7,153 |
(7,153) |
UltraShort
Consumer Services |
9,173 |
(9,173) |
8,343 |
(8,343) |
11,269 |
(11,269) |
UltraShort
Dow30SM |
1,271,698 |
(100,788) |
1,103,665 |
(77,822) |
764,183 |
(55,917) |
UltraShort
Financials |
230,941 |
(75,626) |
198,575 |
(69,515) |
97,235 |
(70,655) |
UltraShort
FTSE China 50 |
309,903 |
(90,913) |
189,978 |
(77,617) |
163,129 |
(93,416) |
UltraShort
FTSE Europe |
124,818 |
(69,107) |
93,500 |
(66,016) |
120,056 |
(87,390) |
UltraShort
Health Care |
16,892 |
(16,892) |
13,885 |
(13,885) |
13,933 |
(13,933) |
UltraShort
Industrials |
17,866 |
(17,866) |
12,263 |
(12,263) |
17,140 |
(17,140) |
UltraShort
MidCap400 |
27,455 |
(27,455) |
29,112 |
(29,112) |
15,639 |
(15,639) |
UltraShort
MSCI Brazil Capped |
231,353 |
(63,819) |
157,136 |
(67,836) |
108,885 |
(93,871) |
UltraShort
MSCI EAFE |
18,336 |
(18,336) |
15,263 |
(15,263) |
10,092 |
(10,092) |
UltraShort
MSCI Emerging
Markets |
141,922 |
(68,818) |
68,317 |
(68,317) |
55,299 |
(55,299) |
UltraShort
MSCI Japan |
62,434 |
(62,434) |
49,345 |
(49,345) |
32,843 |
(32,843) |
UltraShort
Nasdaq
Biotechnology |
155,563 |
(73,481) |
85,889 |
(68,925) |
62,224 |
(62,224) |
UltraShort
Oil & Gas |
133,957 |
(67,537) |
129,914 |
(64,884) |
151,555 |
(73,259) |
UltraShort
QQQ |
2,294,460 |
(270,645) |
1,912,187 |
(197,724) |
2,037,624 |
(193,776) |
UltraShort
Real Estate |
187,243 |
(89,489) |
221,523 |
(74,331) |
124,039 |
(75,437) |
UltraShort
Russell2000 |
763,331 |
(145,533) |
709,015 |
(130,071) |
676,734 |
(109,034) |
UltraShort
S&P500® |
8,743,334 |
(0) |
6,889,133 |
(0) |
4,728,334 |
(0) |
UltraShort
Semiconductors |
59,910 |
(59,910) |
33,415 |
(33,415) |
26,194 |
(26,194) |
UltraShort
SmallCap600 |
31,174 |
(31,174) |
35,832 |
(35,832) |
24,014 |
(24,014) |
UltraShort
Technology |
37,304 |
(37,304) |
42,180 |
(42,180) |
42,371 |
(42,371) |
UltraShort
Utilities |
30,087 |
(30,087) |
15,771 |
(15,771) |
14,109 |
(14,109) |
|
Management
Services Fees Paid | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Global
Listed Private Equity
ETF |
$18,583 |
$(18,583) |
$18,637 |
$(18,637) |
$22,177 |
$(22,177) |
Hedge
Replication ETF |
32,066 |
(0) |
32,424 |
(32,424) |
45,776 |
(45,776) |
Inflation
Expectations ETF |
29,785 |
(29,785) |
12,149 |
(12,149) |
42,892 |
(42,892) |
Merger
ETF |
5,492 |
(5,492) |
17,404 |
(17,404) |
57,896 |
(0) |
Short
20+ Year Treasury |
235,426 |
(0) |
309,056 |
(0) |
693,098 |
(0) |
Short
7-10 Year Treasury |
21,388 |
(0) |
35,308 |
(0) |
121,306 |
(0) |
Short
Dow30SM |
286,776 |
(0) |
350,122 |
(0) |
257,852 |
(0) |
Short
Financials |
20,784 |
(0) |
19,074 |
(0) |
10,961 |
(0) |
Short
FTSE China 50 |
7,126 |
(7,126) |
5,013 |
(5,013) |
7,824 |
(7,824) |
Short
High Yield |
126,365 |
(0) |
75,614 |
(0) |
97,992 |
(0) |
Short
MidCap400 |
15,844 |
(0) |
22,019 |
(0) |
10,949 |
(0) |
Short
MSCI EAFE |
34,764 |
(0) |
22,244 |
(0) |
29,058 |
(0) |
Short
MSCI Emerging Markets |
74,625 |
(0) |
41,411 |
(0) |
33,700 |
(0) |
Short
QQQ |
554,825 |
(0) |
591,712 |
(0) |
718,837 |
(0) |
Short
Real Estate |
10,796 |
(0) |
16,711 |
(0) |
8,611 |
(3,212) |
Short
Russell2000 |
328,511 |
(0) |
348,112 |
(0) |
305,467 |
(0) |
Short
S&P500® |
2,310,627 |
(0) |
2,296,992 |
(0) |
1,623,526 |
(0) |
Short
SmallCap600 |
5,536 |
(5,536) |
9,287 |
(0) |
4,981 |
(4,981) |
Ultra
20+ Year Treasury |
41,017 |
(0) |
45,575 |
(0) |
49,247 |
(0) |
Ultra
7-10 Year Treasury |
36,133 |
(0) |
29,756 |
(0) |
19,431 |
(0) |
Ultra
Basic Materials |
37,245 |
(0) |
45,321 |
(0) |
73,128 |
(0) |
Ultra
Consumer Goods |
6,926 |
(6,926) |
11,041 |
(11,041) |
14,020 |
(13,988) |
Ultra
Consumer Services |
22,111 |
(0) |
25,896 |
(0) |
28,614 |
(0) |
Ultra
Dow30SM |
331,216 |
(0) |
384,396 |
(0) |
458,597 |
(0) |
Ultra
Financials |
704,742 |
(0) |
600,618 |
(0) |
849,746 |
(0) |
Ultra
FTSE China 50 |
29,683 |
(0) |
33,080 |
(0) |
17,833 |
(0) |
Ultra
FTSE Europe |
4,938 |
(4,938) |
4,427 |
(4,427) |
4,961 |
(4,961) |
Ultra
Health Care |
106,163 |
(0) |
114,766 |
(0) |
158,842 |
(0) |
Ultra
High Yield |
5,063 |
(5,063) |
12,815 |
(12,815) |
21,613 |
(0) |
Ultra
Industrials |
18,860 |
(0) |
22,567 |
(0) |
28,515 |
(0) |
Ultra
MidCap400 |
126,938 |
(0) |
147,020 |
(0) |
162,416 |
(0) |
Ultra
MSCI Brazil Capped |
6,080 |
(6,080) |
6,839 |
(6,839) |
7,189 |
(7,189) |
Ultra
MSCI EAFE |
5,385 |
(5,385) |
10,262 |
(0) |
12,596 |
(0) |
Ultra
MSCI Emerging Markets |
25,388 |
(0) |
52,843 |
(0) |
53,587 |
(0) |
Ultra
MSCI Japan |
4,988 |
(4,988) |
5,361 |
(5,361) |
7,972 |
(7,972) |
Ultra
Nasdaq Biotechnology |
181,804 |
(0) |
223,368 |
(0) |
204,689 |
(0) |
Ultra
Nasdaq Cloud Computing |
N/A |
N/A |
961 |
(961) |
2,546 |
(2,546) |
Ultra
Nasdaq Cybersecurity |
N/A |
N/A |
1,029 |
(1,029) |
3,949 |
(3,949) |
Ultra
Oil & Gas |
72,951 |
(0) |
136,843 |
(0) |
204,690 |
(0) |
Ultra
QQQ |
2,041,236 |
(0) |
3,534,081 |
(0) |
5,110,920 |
(0) |
Ultra
Real Estate |
129,143 |
(0) |
86,881 |
(0) |
126,322 |
(0) |
Ultra
Russell2000 |
155,029 |
(0) |
430,939 |
(0) |
345,735 |
(0) |
Ultra
S&P500® |
2,393,874 |
(0) |
2,948,946 |
(0) |
4,328,822 |
(0) |
Ultra
Semiconductors |
71,538 |
(0) |
152,004 |
(0) |
338,174 |
(0) |
Ultra
SmallCap600 |
21,932 |
(0) |
27,296 |
(0) |
41,193 |
(0)
|
|
Management
Services Fees Paid | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Ultra
Technology |
376,036 |
(0) |
663,843 |
(0) |
910,548 |
(0) |
Ultra
Telecommunications |
1,200 |
(1,200) |
1,406 |
(1,406) |
2,402 |
(2,402) |
Ultra
Utilities |
25,866 |
(0) |
14,048 |
(14,048) |
21,997 |
(0) |
UltraPro
Dow30SM |
454,883 |
(0) |
755,028 |
(0) |
889,949 |
(0) |
UltraPro
MidCap400 |
20,409 |
(0) |
40,219 |
(0) |
49,023 |
(0) |
UltraPro
QQQ |
4,196,124 |
(0) |
9,224,201 |
(0) |
15,812,720 |
(0) |
UltraPro
Russell2000 |
90,124 |
(90,124) |
308,355 |
(0) |
364,073 |
(0) |
UltraPro
S&P500 |
1,303,999 |
(0) |
1,745,374 |
(0) |
2,970,798 |
(0) |
UltraPro
Short 20+ Year
Treasury |
28,809 |
(0) |
39,583 |
(0) |
203,397 |
(0) |
UltraPro
Short Dow30SM |
352,199 |
(0) |
527,950 |
(0) |
381,925 |
(0) |
UltraPro
Short MidCap400 |
5,437 |
(5,437) |
9,864 |
(0) |
6,341 |
(6,341) |
UltraPro
Short QQQ |
1,154,014 |
(0) |
1,475,149 |
(0) |
2,025,706 |
(0) |
UltraPro
Short Russell2000 |
84,854 |
(0) |
131,486 |
(0) |
147,716 |
(0) |
UltraPro
Short S&P500® |
762,604 |
(0) |
783,865 |
(0) |
580,334 |
(0) |
UltraShort
20+ Year Treasury |
638,346 |
(0) |
688,624 |
(0) |
1,446,710 |
(0) |
UltraShort
7-10 Year Treasury |
46,259 |
(0) |
32,225 |
(0) |
82,771 |
(0) |
UltraShort
Basic Materials |
6,009 |
(6,009) |
2,381 |
(2,381) |
2,286 |
(2,286) |
UltraShort
Consumer Goods |
2,081 |
(2,081) |
995 |
(995) |
954 |
(954) |
UltraShort
Consumer Services |
1,223 |
(1,223) |
1,112 |
(1,112) |
1,503 |
(1,503) |
UltraShort
Dow30SM |
169,558 |
(0) |
147,154 |
(0) |
101,890 |
(0) |
UltraShort
Financials |
30,792 |
(0) |
26,476 |
(0) |
12,965 |
(0) |
UltraShort
FTSE China 50 |
41,320 |
(0) |
25,330 |
(0) |
21,750 |
(0) |
UltraShort
FTSE Europe |
16,642 |
(0) |
12,467 |
(0) |
16,007 |
(0) |
UltraShort
Health Care |
2,252 |
(2,252) |
1,851 |
(1,851) |
1,858 |
(1,858) |
UltraShort
Industrials |
2,382 |
(2,382) |
1,635 |
(1,635) |
2,285 |
(2,285) |
UltraShort
MidCap400 |
3,661 |
(3,661) |
3,882 |
(3,882) |
2,085 |
(2,085) |
UltraShort
MSCI Brazil Capped |
30,847 |
(0) |
20,951 |
(0) |
14,518 |
(0) |
UltraShort
MSCI EAFE |
2,445 |
(2,445) |
2,035 |
(2,035) |
1,346 |
(1,346) |
UltraShort
MSCI Emerging
Markets |
18,923 |
(0) |
9,109 |
(414) |
7,373 |
(7,373) |
UltraShort
MSCI Japan |
8,324 |
(6,232) |
6,579 |
(6,579) |
4,379 |
(4,379) |
UltraShort
Nasdaq
Biotechnology |
20,742 |
(0) |
11,452 |
(0) |
8,296 |
(8,296) |
UltraShort
Oil & Gas |
17,861 |
(0) |
17,322 |
(0) |
20,207 |
(0) |
UltraShort
QQQ |
305,925 |
(0) |
254,955 |
(0) |
271,681 |
(0) |
UltraShort
Real Estate |
24,966 |
(0) |
29,536 |
(0) |
16,538 |
(0) |
UltraShort
Russell2000 |
101,776 |
(0) |
94,534 |
(0) |
90,231 |
(0) |
UltraShort
S&P500® |
1,165,765 |
(0) |
918,540 |
(0) |
630,440 |
(0) |
UltraShort
Semiconductors |
7,988 |
(7,988) |
4,455 |
(4,455) |
3,492 |
(3,492) |
UltraShort
SmallCap600 |
4,157 |
(4,157) |
4,777 |
(4,777) |
3,202 |
(3,202) |
UltraShort
Technology |
4,974 |
(4,974) |
5,624 |
(5,624) |
5,649 |
(5,649) |
UltraShort
Utilities |
4,012 |
(4,012) |
2,103 |
(2,103) |
1,881 |
(1,881) |
Name
of Fund |
Expense
Limitation |
Global
Listed Private Equity ETF |
0.60% |
Hedge
Replication ETF |
0.95% |
Inflation
Expectations ETF |
0.30% |
Merger
ETF |
0.75% |
Short
20+ Year Treasury |
0.95% |
Short
7-10 Year Treasury |
0.95% |
Short
Dow30
SM |
0.95% |
Short
Financials |
0.95% |
Short
FTSE China 50 |
0.95% |
Short
High Yield |
0.95% |
Short
MidCap400 |
0.95% |
Short
MSCI EAFE |
0.95% |
Short
MSCI Emerging Markets |
0.95% |
Short
QQQ® |
0.95% |
Short
Real Estate |
0.95% |
Short
Russell2000 |
0.95% |
Short
S&P500® |
0.95% |
Short
SmallCap600 |
0.95% |
Ultra
20+ Year Treasury |
0.95% |
Ultra
7-10 Year Treasury |
0.95% |
Ultra
Basic Materials |
0.95% |
Ultra
Consumer Goods |
0.95% |
Ultra
Consumer Services |
0.95% |
Ultra
Dow30SM |
0.95% |
Ultra
Financials |
0.95% |
Ultra
FTSE China 50 |
0.95% |
Ultra
FTSE Europe |
0.95% |
Ultra
Health Care |
0.95% |
Ultra
High Yield |
0.95% |
Ultra
Industrials |
0.95% |
Ultra
MidCap400 |
0.95% |
Ultra
MSCI Brazil Capped |
0.95% |
Ultra
MSCI EAFE |
0.95% |
Ultra
MSCI Emerging Markets |
0.95% |
Ultra
MSCI Japan |
0.95% |
Ultra
Nasdaq Biotechnology |
0.95% |
Ultra
Nasdaq Cloud Computing |
0.95% |
Ultra
Nasdaq Cybersecurity |
0.95% |
Ultra
Oil & Gas |
0.95% |
Ultra
QQQ® |
0.95%
|
Name
of Fund |
Expense
Limitation |
Ultra
Real Estate |
0.95% |
Ultra
Russell2000 |
0.95% |
Ultra
S&P500® |
0.95% |
Ultra
Semiconductors |
0.95% |
Ultra
SmallCap600 |
0.95% |
Ultra
Technology |
0.95% |
Ultra
Telecommunications |
0.95% |
Ultra
Utilities |
0.95% |
UltraPro
Dow30SM |
0.95% |
UltraPro
MidCap400 |
0.95% |
UltraPro
QQQ® |
0.95% |
UltraPro
Russell2000 |
0.95% |
UltraPro
S&P500® |
0.95% |
UltraPro
Short 20+ Year Treasury |
0.95% |
UltraPro
Short Dow30SM |
0.95% |
UltraPro
Short MidCap400 |
0.95% |
UltraPro
Short QQQ® |
0.95% |
UltraPro
Short Russell2000 |
0.95% |
UltraPro
Short S&P500® |
0.95% |
UltraShort
20+ Year Treasury |
0.95% |
UltraShort
7-10 Year Treasury |
0.95% |
UltraShort
Basic Materials |
0.95% |
UltraShort
Consumer Goods |
0.95% |
UltraShort
Consumer Services |
0.95% |
UltraShort
Dow30SM |
0.95% |
UltraShort
Financials |
0.95% |
UltraShort
FTSE China 50 |
0.95% |
UltraShort
FTSE Europe |
0.95% |
UltraShort
Health Care |
0.95% |
UltraShort
Industrials |
0.95% |
UltraShort
MidCap400 |
0.95% |
UltraShort
MSCI Brazil Capped |
0.95% |
UltraShort
MSCI EAFE |
0.95% |
UltraShort
MSCI Emerging Markets |
0.95% |
UltraShort
MSCI Japan |
0.95% |
UltraShort
Nasdaq Biotechnology |
0.95% |
UltraShort
Oil & Gas |
0.95% |
UltraShort
QQQ® |
0.95% |
UltraShort
Real Estate |
0.95% |
UltraShort
Russell2000 |
0.95% |
UltraShort
S&P500® |
0.95% |
UltraShort
Semiconductors |
0.95% |
UltraShort
SmallCap600 |
0.95% |
UltraShort
Technology |
0.95% |
UltraShort
Utilities |
0.95%
|
Name
of Fund |
Expense
Limitation |
S&P®
Ex-Energy ETF |
0.09% |
S&P®
Ex-Financials ETF |
0.09% |
S&P®
Ex-Health Care ETF |
0.09% |
S&P®
Ex-Technology ETF |
0.09% |
|
Advisory
Fees Recouped | ||
Fund |
2020 |
2021 |
2022 |
Big
Data Refiners ETF |
N/A |
N/A |
$0 |
Decline
of the Retail Store ETF |
$0 |
$0 |
0 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0 |
0 |
Equities
for Rising Rates ETF |
0 |
0 |
0 |
Global
Listed Private Equity ETF |
0 |
0 |
0 |
Hedge
Replication ETF |
0 |
0 |
0 |
High
Yield–Interest Rate Hedged |
0 |
0 |
0 |
Inflation
Expectations ETF |
0 |
0 |
0 |
Investment
Grade–Interest Rate Hedged |
0 |
0 |
0 |
K-1
Free Crude Oil Strategy ETF |
0 |
0 |
0 |
Large
Cap Core Plus |
0 |
0 |
0 |
Long
Online/Short Stores ETF |
0 |
0 |
0 |
Merger
ETF |
0 |
0 |
0 |
Metaverse
ETF |
N/A |
N/A |
0 |
MSCI
EAFE Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Emerging Markets Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Europe Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Transformational Changes ETF |
N/A |
0 |
0 |
Nanotechnology
ETF |
N/A |
N/A |
0 |
Nasdaq-100
Dorsey Wright Momentum ETF |
N/A |
0 |
0 |
On-Demand
ETF |
N/A |
N/A |
0 |
Online
Retail ETF |
0 |
0 |
0
|
|
Advisory
Fees Recouped | ||
Fund |
2020 |
2021 |
2022 |
Pet
Care ETF |
0 |
0 |
0 |
Russell
2000 Dividend Growers ETF |
0 |
0 |
0 |
Russell
U.S. Dividend Growers ETF |
0 |
0 |
0 |
S&P
500®
Bond ETF |
0 |
0 |
0 |
S&P
500®
Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
500®
Ex-Energy ETF |
0 |
0 |
0 |
S&P
500®
Ex-Financials ETF |
0 |
0 |
0 |
S&P
500®
Ex-Health Care ETF |
0 |
0 |
0 |
S&P
500®
Ex-Technology ETF |
0 |
0 |
0 |
S&P
Kensho Cleantech ETF |
N/A |
N/A |
0 |
S&P
Kensho Smart Factories ETF |
N/A |
N/A |
0 |
S&P
MidCap 400®
Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
Technology Dividend Aristocrats ETF |
0 |
0 |
0 |
Short
20+ Year Treasury |
0 |
0 |
0 |
Short
7-10 Year Treasury |
0 |
0 |
0 |
Short
Dow30SM |
0 |
0 |
0 |
Short
Financials |
0 |
0 |
0 |
Short
FTSE China 50 |
0 |
0 |
0 |
Short
High Yield |
0 |
0 |
0 |
Short
MidCap400 |
0 |
0 |
0 |
Short
MSCI EAFE |
0 |
0 |
0 |
Short
MSCI Emerging Markets |
0 |
0 |
0 |
Short
QQQ |
0 |
0 |
0 |
Short
Real Estate |
0 |
0 |
0 |
Short
Russell2000 |
0 |
0 |
0 |
Short
S&P500® |
0 |
0 |
0 |
Short
SmallCap600 |
0 |
0 |
0 |
Smart
Materials ETF |
N/A |
N/A |
0 |
Supply
Chain Logistics ETF |
N/A |
N/A |
0 |
Ultra
20+ Year Treasury |
0 |
0 |
0 |
Ultra
7-10 Year Treasury |
0 |
0 |
0 |
Ultra
Basic Materials |
0 |
0 |
0 |
Ultra
Consumer Goods |
0 |
0 |
0 |
Ultra
Consumer Services |
0 |
0 |
0 |
Ultra
Dow30SM |
0 |
0 |
0 |
Ultra
Financials |
0 |
26,193 |
58,652 |
Ultra
FTSE China 50 |
0 |
0 |
0 |
Ultra
FTSE Europe |
0 |
0 |
0 |
Ultra
Health Care |
0 |
0 |
0 |
Ultra
High Yield |
0 |
0 |
0 |
Ultra
Industrials |
0 |
0 |
0 |
Ultra
MidCap400 |
0 |
0 |
0 |
Ultra
MSCI Brazil Capped |
0 |
0 |
0 |
Ultra
MSCI EAFE |
0 |
0 |
0 |
Ultra
MSCI Emerging Markets |
0 |
0 |
0 |
Ultra
MSCI Japan |
0 |
0 |
0
|
|
Advisory
Fees Recouped | ||
Fund |
2020 |
2021 |
2022 |
Ultra
Nasdaq Biotechnology |
0 |
0 |
0 |
Ultra
Nasdaq Cloud Computing |
N/A |
0 |
0 |
Ultra
Nasdaq Cybersecurity |
N/A |
0 |
0 |
Ultra
Oil & Gas |
0 |
0 |
0 |
Ultra
QQQ |
0 |
0 |
0 |
Ultra
Real Estate |
0 |
0 |
0 |
Ultra
Russell2000 |
0 |
0 |
0 |
Ultra
S&P500® |
0 |
0 |
0 |
Ultra
Semiconductors |
0 |
0 |
0 |
Ultra
SmallCap600 |
0 |
0 |
0 |
Ultra
Technology |
0 |
0 |
72,020 |
Ultra
Telecommunications |
0 |
0 |
0 |
Ultra
Utilities |
0 |
0 |
0 |
UltraPro
Dow30SM |
0 |
0 |
114,791 |
UltraPro
MidCap400 |
0 |
0 |
0 |
UltraPro
QQQ |
0 |
4,075,590 |
542,098 |
UltraPro
Russell2000 |
0 |
0 |
0 |
UltraPro
S&P500 |
0 |
0 |
0 |
UltraPro
Short 20+ Year Treasury |
0 |
0 |
34,368 |
UltraPro
Short Dow30SM |
0 |
0 |
27,850 |
UltraPro
Short MidCap400 |
0 |
0 |
0 |
UltraPro
Short QQQ |
0 |
0 |
0 |
UltraPro
Short Russell2000 |
0 |
0 |
0 |
UltraPro
Short S&P500® |
0 |
0 |
0 |
UltraShort
20+ Year Treasury |
0 |
0 |
0 |
UltraShort
7-10 Year Treasury |
0 |
0 |
0 |
UltraShort
Basic Materials |
0 |
0 |
0 |
UltraShort
Consumer Goods |
0 |
0 |
0 |
UltraShort
Consumer Services |
0 |
0 |
0 |
UltraShort
Dow30SM |
0 |
0 |
0 |
UltraShort
Financials |
0 |
0 |
0 |
UltraShort
FTSE China 50 |
0 |
0 |
0 |
UltraShort
FTSE Europe |
0 |
0 |
0 |
UltraShort
Health Care |
0 |
0 |
0 |
UltraShort
Industrials |
0 |
0 |
0 |
UltraShort
MidCap400 |
0 |
0 |
0 |
UltraShort
MSCI Brazil Capped |
0 |
0 |
0 |
UltraShort
MSCI EAFE |
0 |
0 |
0 |
UltraShort
MSCI Emerging Markets |
0 |
0 |
0 |
UltraShort
MSCI Japan |
0 |
0 |
0 |
UltraShort
Nasdaq Biotechnology |
0 |
0 |
0 |
UltraShort
Oil & Gas |
0 |
0 |
0 |
UltraShort
QQQ |
0 |
0 |
0 |
UltraShort
Real Estate |
0 |
0 |
0 |
UltraShort
Russell2000 |
0 |
0 |
0 |
UltraShort
S&P500® |
0 |
0 |
0
|
|
Advisory
Fees Recouped | ||
Fund |
2020 |
2021 |
2022 |
UltraShort
Semiconductors |
0 |
0 |
0 |
UltraShort
SmallCap600 |
0 |
0 |
0 |
UltraShort
Technology |
0 |
0 |
0 |
UltraShort
Utilities |
0 |
0 |
0 |
Name
of Portfolio Manager |
Dollar
Range of
Equity
Securities
in
the Funds
Managed
by the
Portfolio
Manager |
Aggregate
Dollar Range
of
Equity Securities in
All
Registered
Investment
Companies in
the
ProShares Family |
George
Banian |
None |
None |
Tarak
Davé |
$1-$10,000 |
$1-$10,000 |
Scott
Hanson |
None |
None |
Alexander
Ilyasov |
None |
$50,001-$100,000 |
Michael
Neches |
$10,001-$50,000 |
$10,001-$50,000 |
James
Linneman |
None |
$10,001-$50,000 |
Devin
Sullivan |
None |
None |
Name
of Portfolio
Manager |
Number
of All Registered
Investment
Companies
Managed/Total
Assets |
Number
of All
Other
Pooled
Investment
Vehicles
Managed/Total
Assets |
Number
of All
Other
Accounts
Managed/Total
Assets |
Michael
Neches |
159/$53,017,859,505 |
0/$0 |
2/$49,326,347 |
James
Linneman |
24/$4,200,768,534 |
4/$112,862,062 |
2/$60,915,774 |
Scott
Hanson |
47/$1,022,441,806 |
0/$0 |
1/$23,744,009 |
Devin
Sullivan |
84/$48,910,948,663 |
0/$0 |
2/$49,326,347 |
Tarak
Davé |
75/$4,106,910,842 |
0/$0 |
0/$0 |
Alexander
Ilyasov |
74/$6,171,444,863 |
16/$4,643,246,761 |
3/$84,659,783 |
George
Banian |
3/$948,234,523 |
12/$4,530,384,699 |
0/$0 |
|
Administrator | ||
Fund |
2020 |
2021 |
2022 |
Big
Data Refiners ETF |
N/A |
N/A |
$0 |
Decline
of the Retail Store ETF |
$0 |
$0 |
0 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0 |
0 |
Equities
for Rising Rates ETF |
0 |
0 |
0 |
Global
Listed Private Equity ETF |
74,825 |
74,875 |
74,931 |
Hedge
Replication ETF |
76,612 |
77,046 |
82,650 |
High
Yield–Interest Rate Hedged |
0 |
0 |
0 |
Inflation
Expectations ETF |
80,950 |
76,879 |
74,112 |
Investment
Grade–Interest Rate Hedged |
0 |
0 |
0 |
K-1
Free Crude Oil Strategy ETF |
0 |
0 |
0 |
Large
Cap Core Plus |
0 |
0 |
0 |
Long
Online/Short Stores ETF |
0 |
0 |
0 |
Merger
ETF |
74,811 |
74,988 |
88,332 |
Metaverse
ETF |
N/A |
N/A |
0 |
MSCI
EAFE Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Emerging Markets Dividend Growers ETF |
13 |
0 |
0 |
MSCI
Europe Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Transformational Changes ETF |
N/A |
0 |
0 |
Nanotechnology
ETF |
N/A |
N/A |
0 |
Nasdaq-100
Dorsey Wright Momentum ETF |
N/A |
0 |
0 |
On-Demand
ETF |
N/A |
N/A |
0 |
Online
Retail ETF |
0 |
0 |
0
|
|
Administrator | ||
Fund |
2020 |
2021 |
2022 |
Pet
Care ETF |
0 |
0 |
0 |
Russell
2000 Dividend Growers ETF |
0 |
0 |
0 |
Russell
U.S. Dividend Growers ETF |
285 |
0 |
0 |
S&P
500®
Bond ETF |
0 |
0 |
0 |
S&P
500®
Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
500®
Ex-Energy ETF |
0 |
0 |
0 |
S&P
500®
Ex-Financials ETF |
0 |
0 |
0 |
S&P
500®
Ex-Health Care ETF |
0 |
0 |
0 |
S&P
500®
Ex-Technology ETF |
0 |
0 |
0 |
S&P
Kensho Cleantech ETF |
N/A |
N/A |
0 |
S&P
Kensho Smart Factories ETF |
N/A |
N/A |
0 |
S&P
MidCap 400®
Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
Technology Dividend Aristocrats ETF |
13 |
0 |
0 |
Short
20+ Year Treasury |
94,501 |
105,113 |
154,873 |
Short
7-10 Year Treasury |
40,430 |
45,400 |
69,322 |
Short
Dow30SM |
101,434 |
111,889 |
98,580 |
Short
Financials |
38,533 |
38,422 |
38,471 |
Short
FTSE China 50 |
38,496 |
38,427 |
38,471 |
Short
High Yield |
69,222 |
55,908 |
60,664 |
Short
MidCap400 |
38,498 |
38,427 |
38,542 |
Short
MSCI EAFE |
41,728 |
39,110 |
42,157 |
Short
MSCI Emerging Markets |
55,703 |
44,463 |
40,719 |
Short
QQQ |
140,078 |
143,650 |
154,267 |
Short
Real Estate |
38,496 |
38,428 |
38,471 |
Short
Russell2000 |
108,627 |
111,511 |
104,223 |
Short
S&P500® |
250,276 |
249,486 |
215,226 |
Short
SmallCap600 |
38,497 |
38,427 |
38,471 |
Smart
Materials ETF |
N/A |
N/A |
0 |
Supply
Chain Logistics ETF |
N/A |
N/A |
0 |
Ultra
20+ Year Treasury |
80,494 |
84,292 |
78,706 |
Ultra
7-10 Year Treasury |
78,238 |
76,776 |
70,634 |
Ultra
Basic Materials |
76,613 |
80,599 |
96,341 |
Ultra
Consumer Goods |
74,860 |
74,875 |
74,931 |
Ultra
Consumer Services |
74,759 |
74,875 |
74,932 |
Ultra
Dow30SM |
159,437 |
167,484 |
178,258 |
Ultra
Financials |
208,804 |
194,187 |
219,329 |
Ultra
FTSE China 50 |
38,613 |
39,993 |
39,037 |
Ultra
FTSE Europe |
38,496 |
38,457 |
38,489 |
Ultra
Health Care |
110,776 |
113,506 |
124,394 |
Ultra
High Yield |
79,355 |
77,950 |
23,535 |
Ultra
Industrials |
74,713 |
74,883 |
75,078 |
Ultra
MidCap400 |
114,474 |
121,613 |
125,088 |
Ultra
MSCI Brazil Capped |
39,270 |
38,475 |
38,474 |
Ultra
MSCI EAFE |
38,496 |
38,466 |
38,493 |
Ultra
MSCI Emerging Markets |
38,547 |
48,256 |
47,676 |
Ultra
MSCI Japan |
38,708 |
38,427 |
63,390
|
|
Administrator | ||
Fund |
2020 |
2021 |
2022 |
Ultra
Nasdaq Biotechnology |
130,246 |
140,311 |
133,952 |
Ultra
Nasdaq Cloud Computing |
N/A |
5,577 |
42,201 |
Ultra
Nasdaq Cybersecurity |
N/A |
5,652 |
25,969 |
Ultra
Oil & Gas |
95,953 |
118,523 |
135,890 |
Ultra
QQQ |
287,160 |
361,411 |
439,766 |
Ultra
Real Estate |
115,464 |
102,970 |
116,156 |
Ultra
Russell2000 |
118,735 |
164,501 |
155,766 |
Ultra
S&P500® |
304,589 |
332,158 |
400,839 |
Ultra
Semiconductors |
95,223 |
121,497 |
159,568 |
Ultra
SmallCap600 |
73,984 |
76,141 |
77,685 |
Ultra
Technology |
166,046 |
201,051 |
223,251 |
Ultra
Telecommunications |
74,918 |
74,890 |
74,942 |
Ultra
Utilities |
74,948 |
74,875 |
74,989 |
UltraPro
Dow30SM |
177,583 |
210,287 |
223,086 |
UltraPro
MidCap400 |
74,520 |
79,927 |
83,217 |
UltraPro
QQQ |
394,906 |
645,927 |
972,970 |
UltraPro
Russell2000 |
99,401 |
154,025 |
163,815 |
UltraPro
S&P500 |
249,551 |
271,980 |
332,487 |
UltraPro
Short 20+ Year Treasury |
40,749 |
45,573 |
86,389 |
UltraPro
Short Dow30SM |
109,297 |
135,976 |
116,247 |
UltraPro
Short MidCap400 |
38,497 |
38,427 |
38,471 |
UltraPro
Short QQQ |
192,370 |
208,328 |
234,981 |
UltraPro
Short Russell2000 |
57,928 |
70,231 |
74,243 |
UltraPro
Short S&P500® |
157,253 |
161,734 |
141,685 |
UltraShort
20+ Year Treasury |
149,763 |
150,401 |
208,019 |
UltraShort
7-10 Year Treasury |
47,169 |
41,125 |
59,073 |
UltraShort
Basic Materials |
38,496 |
38,427 |
38,471 |
UltraShort
Consumer Goods |
38,497 |
38,427 |
38,471 |
UltraShort
Consumer Services |
38,497 |
38,428 |
38,471 |
UltraShort
Dow30SM |
78,955 |
73,867 |
63,883 |
UltraShort
Financials |
39,756 |
38,687 |
38,397 |
UltraShort
FTSE China 50 |
41,596 |
38,587 |
38,267 |
UltraShort
FTSE Europe |
38,538 |
38,422 |
39,487 |
UltraShort
Health Care |
38,497 |
38,428 |
38,471 |
UltraShort
Industrials |
38,497 |
38,428 |
38,471 |
UltraShort
MidCap400 |
38,497 |
38,427 |
38,471 |
UltraShort
MSCI Brazil Capped |
39,229 |
38,430 |
38,610 |
UltraShort
MSCI EAFE |
38,497 |
38,427 |
38,471 |
UltraShort
MSCI Emerging Markets |
38,533 |
38,422 |
38,471 |
UltraShort
MSCI Japan |
38,496 |
38,427 |
38,471 |
UltraShort
Nasdaq Biotechnology |
38,530 |
38,422 |
38,483 |
UltraShort
Oil & Gas |
38,535 |
38,422 |
38,474 |
UltraShort
QQQ |
105,503 |
96,953 |
98,136 |
UltraShort
Real Estate |
40,131 |
38,888 |
38,493 |
UltraShort
Russell2000 |
63,051 |
61,022 |
60,334 |
UltraShort
S&P500® |
192,925 |
172,201 |
146,790
|
|
Administrator | ||
Fund |
2020 |
2021 |
2022 |
UltraShort
Semiconductors |
38,497 |
38,428 |
38,471 |
UltraShort
SmallCap600 |
38,497 |
38,427 |
38,471 |
UltraShort
Technology |
38,497 |
38,428 |
38,471 |
UltraShort
Utilities |
38,496 |
38,427 |
38,471 |
|
Citi | ||
Fund |
2020 |
2021 |
2022 |
Big
Data Refiners ETF |
N/A |
N/A |
$0.00 |
Decline
of the Retail Store ETF |
$0 |
$0 |
0.00 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0 |
0.00 |
Equities
for Rising Rates ETF |
0 |
0 |
0.00 |
Global
Listed Private Equity ETF |
344 |
249 |
187 |
Hedge
Replication ETF |
594 |
431 |
397 |
High
Yield-Interest Rate Hedged |
0 |
0 |
0.00 |
Inflation
Expectations ETF |
553 |
155 |
373 |
Investment
Grade-Interest Rate Hedged |
0 |
0 |
0.00 |
K-1
Free Crude Oil Strategy ETF |
0 |
0 |
0.00 |
Large
Cap Core Plus |
0 |
0 |
0.00 |
Long
Online/Short Stores ETF |
0 |
0 |
0.00 |
Merger
ETF |
101 |
219 |
495 |
Metaverse
ETF |
N/A |
N/A |
0.00 |
MSCI
EAFE Dividend Growers ETF |
0 |
0 |
0.00 |
MSCI
Emerging Markets Dividend Growers ETF |
0 |
0 |
0.00 |
MSCI
Europe Dividend Growers ETF |
0 |
0 |
0.00 |
MSCI
Transformational Changes ETF |
N/A |
0 |
0.00 |
Nanotechnology
ETF |
N/A |
N/A |
0.00 |
Nasdaq-100
Dorsey Wright Momentum ETF |
N/A |
0 |
0.00 |
On-Demand
ETF |
N/A |
N/A |
0.00 |
Online
Retail ETF |
0 |
0 |
0.00 |
Pet
Care ETF |
0 |
0 |
0.00 |
Russell
2000 Dividend Growers ETF |
0 |
0 |
0.00 |
Russell
U.S. Dividend Growers ETF |
0 |
0 |
0.00 |
S&P
500 Bond ETF |
0 |
0 |
0.00 |
S&P
500 Dividend Aristocrats ETF |
0 |
0 |
0.00 |
S&P
500 Ex-Energy ETF |
0 |
0 |
0.00 |
S&P
500 Ex-Financials ETF |
0 |
0 |
0.00 |
S&P
500 Ex-Health Care ETF |
0 |
0 |
0.00 |
S&P
500 Ex-Technology ETF |
0 |
0 |
0.00 |
S&P
Kensho Cleantech ETF |
N/A |
N/A |
0.00 |
S&P
Kensho Smart Factories ETF |
N/A |
N/A |
0.00 |
S&P
MidCap 400 Dividend Aristocrats ETF |
0 |
0 |
0.00 |
S&P
Technology Dividend Aristocrats ETF |
0 |
0 |
0.00 |
Short
20+ Year Treasury |
4,390 |
3,984 |
6,006 |
Short
7-10 Year Treasury |
397 |
442 |
1,076
|
|
Citi | ||
Fund |
2020 |
2021 |
2022 |
Short
Dow30 |
5,223 |
4,804 |
2,228 |
Short
Financials |
382 |
265 |
100 |
Short
FTSE China 50 |
132 |
69 |
64 |
Short
High Yield |
2,333 |
1,038 |
931 |
Short
MidCap400 |
288 |
304 |
98 |
Short
MSCI EAFE |
639 |
314 |
270 |
Short
MSCI Emerging Markets |
1,381 |
580 |
291 |
Short
QQQ |
10,266 |
7,959 |
6,521 |
Short
Real Estate |
194 |
233 |
77 |
Short
Russell2000 |
6,030 |
4,793 |
2,766 |
Short
S&P500 |
42,194 |
31,759 |
14,625 |
Short
SmallCap600 |
100 |
129 |
45 |
Smart
Materials ETF |
N/A |
N/A |
0.00 |
Supply
Chain Logistics ETF |
N/A |
N/A |
0.00 |
Ultra
20+ Year Treasury |
755 |
631 |
410 |
Ultra
7-10 Year Treasury |
671 |
407 |
166 |
Ultra
Basic Materials |
692 |
591 |
641 |
Ultra
Consumer Goods |
129 |
146 |
118 |
Ultra
Consumer Services |
410 |
345 |
240 |
Ultra
Dow30 |
6,135 |
5,117 |
3,930 |
Ultra
Financials |
13,095 |
7,916 |
7,291 |
Ultra
FTSE China 50 |
552 |
441 |
156 |
Ultra
FTSE Europe |
92 |
59 |
43 |
Ultra
Health Care |
1,962 |
1,536 |
1,374 |
Ultra
High Yield |
94 |
162 |
170 |
Ultra
Industrials |
350 |
295 |
247 |
Ultra
MidCap400 |
2,353 |
1,948 |
1,381 |
Ultra
MSCI Brazil Capped |
113 |
92 |
65 |
Ultra
MSCI EAFE |
100 |
134 |
109 |
Ultra
MSCI Emerging Markets |
474 |
678 |
474 |
Ultra
MSCI Japan |
93 |
71 |
67 |
Ultra
Nasdaq Biotechnology |
3,375 |
2,998 |
1,799 |
Ultra
Nasdaq Cloud Computing |
N/A |
12 |
21 |
Ultra
Nasdaq Cybersecurity |
N/A |
12 |
31 |
Ultra
Oil & Gas |
1,337 |
1,804 |
1,813 |
Ultra
QQQ |
37,637 |
46,926 |
42,633 |
Ultra
Real Estate |
2,401 |
1,159 |
1,075 |
Ultra
Russell2000 |
2,871 |
5,487 |
3,126 |
Ultra
S&P500 |
44,280 |
39,182 |
36,608 |
Ultra
Semiconductors |
1,315 |
1,974 |
2,660 |
Ultra
SmallCap600 |
407 |
354 |
354 |
Ultra
Technology |
6,937 |
8,836 |
7,558 |
Ultra
Telecommunications |
22 |
18 |
20 |
Ultra
Utilities |
478 |
190 |
191 |
UltraPro
Dow30 |
8,366 |
10,140 |
7,596 |
UltraPro
MidCap400 |
378 |
526 |
418
|
|
Citi | ||
Fund |
2020 |
2021 |
2022 |
UltraPro
QQQ |
77,181 |
122,188 |
130,717 |
UltraPro
Russell2000 |
1,650 |
4,040 |
3,050 |
UltraPro
S&P500 |
24,084 |
23,185 |
24,820 |
UltraPro
Short 20+ Year Treasury |
535 |
505 |
1,757 |
UltraPro
Short Dow30 |
6,338 |
7,221 |
3,330 |
UltraPro
Short MidCap400 |
96 |
138 |
56 |
UltraPro
Short QQQ |
21,230 |
19,607 |
18,269 |
UltraPro
Short Russell2000 |
1,538 |
1,799 |
1,292 |
UltraPro
Short S&P500 |
13,837 |
10,808 |
5,134 |
UltraShort
20+ Year Treasury |
11,900 |
8,858 |
12,609 |
UltraShort
7-10 Year Treasury |
863 |
433 |
731 |
UltraShort
Basic Materials |
112 |
33 |
20 |
UltraShort
Consumer Goods |
39 |
14 |
9 |
UltraShort
Consumer Services |
22 |
15 |
15 |
UltraShort
Dow30 |
3,115 |
2,019 |
886 |
UltraShort
Financials |
564 |
368 |
114 |
UltraShort
FTSE China 50 |
765 |
348 |
187 |
UltraShort
FTSE Europe |
305 |
173 |
155 |
UltraShort
Health Care |
42 |
25 |
15 |
UltraShort
Industrials |
44 |
23 |
20 |
UltraShort
MidCap400 |
67 |
54 |
19 |
UltraShort
MSCI Brazil Capped |
571 |
289 |
122 |
UltraShort
MSCI EAFE |
45 |
28 |
12 |
UltraShort
MSCI Emerging Markets |
349 |
126 |
65 |
UltraShort
MSCI Japan |
153 |
91 |
39 |
UltraShort
Nasdaq Biotechnology |
386 |
155 |
73 |
UltraShort
Oil & Gas |
332 |
234 |
180 |
UltraShort
QQQ |
5,660 |
3,451 |
2,369 |
UltraShort
Real Estate |
451 |
406 |
147 |
UltraShort
Russell2000 |
1,863 |
1,295 |
803 |
UltraShort
S&P500 |
21,379 |
12,680 |
5,647 |
UltraShort
Semiconductors |
147 |
61 |
31 |
UltraShort
SmallCap600 |
75 |
67 |
28 |
UltraShort
Technology |
92 |
75 |
52 |
UltraShort
Utilities |
74 |
28 |
17 |
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
Big
Data Refiners ETF |
$196.63 |
$27.13 |
$31.50 |
$58.63 |
$138.00 |
DJ
Brookfield Global
Infrastructure
ETF |
25,121.03 |
3,559.11 |
1,324.92 |
4,884.03 |
20,737.00 |
Equities
for Rising Rates ETF |
342.93 |
51.36 |
1.57 |
52.93 |
290.00 |
Global
Listed Private Equity ETF |
1,409.31 |
199.81 |
16.50 |
216.31 |
1,193.00 |
Hedge
Replication ETF |
1,465.71 |
171.71 |
0 |
171.71 |
1,294.00 |
High
Yield - Interest Rate
Hedged |
17,790.38 |
2,514.44 |
1,267.94 |
3,782.38 |
14,008.00 |
Inflation
Expectations ETF |
1.32 |
0.30 |
0.02 |
0.32 |
1.00 |
Investment
Grade - Interest Rate
Hedged |
18,174.81 |
2,698.10 |
40.71 |
2,738.81 |
15,436.00 |
Large
Cap Core Plus |
4,234.89 |
613.56 |
174.33 |
787.89 |
3,447.00 |
Long
Online/Short Stores ETF |
193,549.79 |
28,979.81 |
433.98 |
29,413.79 |
164,136.00 |
Merger
ETF |
5,369.38 |
807.38 |
0 |
807.38 |
4,562.00
|
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
MSCI
EAFE Dividend Growers
ETF |
37,175.43 |
4,492.36 |
1,135.07 |
5,827.43 |
31,348.00 |
MSCI
Emerging Markets
Dividend
Growers ETF |
2,895.40 |
435.98 |
2.42 |
437.40 |
2,458.00 |
MSCI
Europe Dividend Growers
ETF |
2,664.76 |
298.88 |
38.88 |
337.76 |
2,327.00 |
Nanotechnology
ETF |
717.03 |
111.03 |
0 |
111.03 |
606.00 |
On
Demand ETF |
18.83 |
2.43 |
4.40 |
6.83 |
12.00 |
Online
Retail ETF |
2,243,934.44 |
334,405.48 |
18,485.96 |
352,891.44 |
1,891,043.00 |
Pet
Care ETF |
14,885.40 |
2,232.40 |
0 |
2,232.40 |
12,653.00 |
Russell
2000 Dividend Growers
ETF |
27,063.39 |
3,691.31 |
2,978.08 |
6,669.39 |
20,394.00 |
Russell
U.S. Dividend Growers
ETF |
203.94 |
27.15 |
4.79 |
31.94 |
172.00 |
S&P
500®
Bond ETF |
911.93 |
135.93 |
0 |
135.93 |
776.00 |
S&P
500®
Dividend Aristocrats
ETF |
964.19 |
142.19 |
0 |
142.19 |
822.00 |
S&P
500®
Ex-Energy ETF |
197.35 |
27.27 |
0.08 |
27.35 |
170.00 |
S&P
500®
Ex-Financials ETF |
43.27 |
3.00 |
0.27 |
3.27 |
40.00 |
S&P
500®
Ex-Health Care ETF |
31.8 |
3.74 |
0.06 |
3.80 |
28.00 |
S&P
500®
Ex-Technology ETF |
62.79 |
4.34 |
0.45 |
4.79 |
58.00 |
S&P
Kensho Cleantech ETF |
778.68 |
116.38 |
40.30 |
156.68 |
622.00 |
S&P
Kensho Smart Factories
ETF |
183.47 |
25.80 |
19.67 |
45.47 |
138.00 |
S&P
MidCap 400®
Dividend
Aristocrats
ETF |
1,008.23 |
143.59 |
29.64 |
173.23 |
835.00 |
S&P
Technology Dividend
Aristocrats
ETF |
12,930.17 |
1,846.04 |
779.13 |
2,625.17 |
10,305.00 |
Smart
Materials ETF |
263.07 |
41.10 |
0.97 |
42.07 |
221.00 |
Ultra
7-10 Year Treasury |
1,700.86 |
244.48 |
20.38 |
264.86 |
1,436.00 |
Ultra
20+ Year Treasury |
238.79 |
32.79 |
4.00 |
36.79 |
202.00 |
Ultra
Basic Materials |
1,110.39 |
167.08 |
1.31 |
168.39 |
942.00 |
Ultra
Consumer Goods |
2,490.41 |
374.03 |
4.38 |
378.41 |
2,112.00 |
Ultra
Consumer Services |
987.04 |
139.45 |
2.59 |
142.04 |
845.00 |
Ultra
Dow30SM |
995.36 |
138.36 |
0 |
138.36 |
857.00 |
Ultra
Financials |
11,215.79 |
1,680.73 |
173.06 |
1,853.79 |
9,362.00 |
Ultra
Health Care |
1,416.28 |
205.06 |
30.22 |
235.28 |
1,181.00 |
Ultra
Industrials |
331.88 |
47.27 |
2.61 |
49.88 |
282.00 |
Ultra
MidCap 400® |
5,077.47 |
742.54 |
83.93 |
826.47 |
4,251.00 |
Ultra
Nasdaq Biotechnology |
79,796.85 |
11,800.13 |
240.72 |
12,040.85 |
67,756.00 |
Ultra
Oil & Gas |
789.57 |
113.63 |
49.94 |
163.57 |
626.00 |
Ultra
QQQ® |
685,779.71 |
103,646.79 |
78.92 |
103,725.71 |
582,054.00 |
Ultra
Real Estate |
1,601.64 |
237.86 |
17.78 |
255.64 |
1,346.00 |
Ultra
Russell2000 |
170,282.84 |
24,886.06 |
627.78 |
25,513.84 |
144,769.00
|
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
Ultra
S&P500® |
16,196.96 |
2,386.79 |
45.17 |
2,431.96 |
13,765.00 |
Ultra
Semiconductors |
1,731.75 |
265.75 |
0 |
265.75 |
1,466.00 |
Ultra
SmallCap600 |
3,194.33 |
452.27 |
48.06 |
500.33 |
2,694.00 |
Ultra
Technology |
16,053.55 |
2,357.96 |
81.59 |
2,439.55 |
13,614.00 |
Ultra
Telecommunications |
51.83 |
6.29 |
3.54 |
9.83 |
42.00 |
Ultra
Utilities |
12.03 |
1.73 |
0.30 |
2.03 |
10.00 |
UltraPro
Dow30SM |
838.85 |
138.85 |
0 |
138.85 |
700.00 |
UltraPro
MidCap400 |
991.33 |
136.99 |
12.34 |
149.33 |
842.00 |
UltraPro
QQQ® |
2,275,604.83 |
344,018.57 |
329.26 |
344,347.83 |
1,931,257.00 |
UltraPro
Russell2000 |
163,095.33 |
24,226.93 |
891.40 |
25,118.33 |
137,977.00 |
UltraPro
S&P500® |
5,310.31 |
734.77 |
256 |
991.31 |
4,319.00 |
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2020 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Aggregate
Total |
Big
Data Refiners ETF1 |
$0.00 |
$0.00 |
$731.68 |
$731.68 |
Decline
of the Retail Store ETF |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
DJ
Brookfield Global Infrastructure ETF |
$3,223.81 |
$4,661.19 |
$3,962.83 |
$11,847.83 |
Equities
for Rising Rates ETF |
$874.27 |
$624.41 |
$8,487.98 |
$9,986.66 |
Global
Listed Private Equity ETF |
$1,209.94 |
$1,353.56 |
$2,583.35 |
$5,146.85 |
Hedge
Replication ETF |
$1,537.55 |
$2,633.41 |
$3,566.81 |
$7,737.77 |
High
Yield—Interest Rate Hedged |
$10,925.71 |
$8,091.72 |
$17,756.10 |
$36,773.53 |
Inflation
Expectations ETF |
$3,089.07 |
$3,358.13 |
$8,397.50 |
$14,844.70 |
Investment
Grade—Interest Rate Hedged |
$27,309.96 |
$45,716.11 |
$96,841.92 |
$169,867.99 |
K-1
Free Crude Oil Strategy ETF |
$2,488.13 |
$0.00 |
$0.00 |
$2,488.13 |
Large
Cap Core Plus |
$90,532.83 |
$56,648.47 |
$61,108.27 |
$208,289.57 |
Long
Online/Short Stores ETF |
$11,410.16 |
$45,975.02 |
$8,374.50 |
$65,759.68 |
Merger
ETF |
$2,880.75 |
$11,403.90 |
$30,787.93 |
$45,072.58 |
Metaverse
ETF2 |
$0.00 |
$0.00 |
$409.82 |
$409.82 |
MSCI
EAFE Dividend Growers ETF |
$39,910.80 |
$28,628.47 |
$23,381.20 |
$91,920.47 |
MSCI
Emerging Markets Dividend Growers ETF |
$21,867.12 |
$27,888.02 |
$21,679.00 |
$71,434.14 |
MSCI
Europe Dividend Growers ETF |
$2,989.98 |
$1,884.40 |
$2,018.10 |
$6,892.48 |
MSCI
Transformational Changes ETF |
$0.00 |
$5,601.56 |
$4,602.39 |
$10,203.95 |
Nanotechnology
ETF1 |
$0.00 |
$0.00 |
$1,015.04 |
$1,015.04 |
Nasdaq-100
Dorsey Wright Momentum ETF |
$0.00 |
$479.50 |
$8,763.67 |
$9,243.17 |
On-Demand
ETF1 |
$0.00 |
$0.00 |
$1,256.92 |
$1,256.92 |
Online
Retail ETF |
$6,862.38 |
$164,493.37 |
$118,249.26 |
$289,602.01 |
Pet
Care ETF |
$8,217.22 |
$23,296.94 |
$50,850.94 |
$82,365.10 |
Russell
2000 Dividend Growers ETF |
$ |
$99,970.62 |
$120,179.54 |
$ |
Russell
U.S. Dividend Growers ETF3 |
$46,613.02 |
$1,280.48 |
$1,122.69 |
$49,016.19 |
S&P
500®
Bond ETF |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
S&P
500®
Dividend Aristocrats ETF |
$288,763.58 |
$259,948.37 |
$512,311.65 |
$ |
S&P
500®
Ex-Energy ETF |
$86.75 |
$433.43 |
$171.67 |
$691.85 |
S&P
500®
Ex-Financials ETF |
$23.10 |
$70.43 |
$58.48 |
$152.01 |
S&P
500®
Ex-Health Care ETF |
$20.19 |
$158.28 |
$29.91 |
$208.38 |
S&P
500®
Ex-Technology ETF |
$40.89 |
$165.38 |
$87.71 |
$293.98 |
S&P
Kensho Cleantech ETF1 |
$0.00 |
$0.00 |
$832.88 |
$832.88 |
S&P
Kensho Smart Factories ETF1 |
$0.00 |
$0.00 |
$773.88 |
$773.88 |
S&P
MidCap 400 Dividend Aristocrats ETF |
$62,579.14 |
$49,842.42 |
$85,812.98 |
$198,234.54 |
S&P
Technology Dividend Aristocrats ETF3 |
$2,193.12 |
$9,421.05 |
$7,661.75 |
$19,275.92 |
Short
20+ Year Treasury |
$2,620.48 |
$2,573.36 |
$4,821.96 |
$10,015.80 |
Short
7-10 Year Treasury |
$80.85 |
$147.00 |
$161.52 |
$389.37 |
Short
Dow30SM |
$14,014.95 |
$8,624.85 |
$4,156.17 |
$26,795.97 |
Short
Financials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
High Yield |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
MidCap400 |
$503.20 |
$402.75 |
$120.15 |
$1,026.10 |
Short
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00
|
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2020 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Aggregate
Total |
Short
QQQ® |
$19,933.70 |
$11,046.75 |
$7,262.20 |
$38,242.65 |
Short
Real Estate |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
Russell2000 |
$17,354.00 |
$15,972.45 |
$7,108.76 |
$40,435.21 |
Short
S&P500® |
$45,256.20 |
$40,639.50 |
$13,933.55 |
$99,829.25 |
Short
SmallCap600 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Smart
Materials ETF1 |
$0.00 |
$0.00 |
$2,535.20 |
$2,535.20 |
Supply
Chain Logistics ETF4 |
$0.00 |
$0.00 |
$1,187.80 |
$1,187.80 |
Ultra
20+ Year Treasury |
$105,825.90 |
$11,403.72 |
$4,165.77 |
$121,395.39 |
Ultra
7-10 Year Treasury |
$14,961.25 |
$5,421.52 |
$4,176.62 |
$24,559.39 |
Ultra
Basic Materials |
$1,699.34 |
$2,930.13 |
$1,687.09 |
$6,316.56 |
Ultra
Consumer Goods |
$0.00 |
$2,582.61 |
$3,801.75 |
$6,384.36 |
Ultra
Consumer Services |
$2,679.26 |
$2,308.25 |
$3,217.90 |
$8,205.41 |
Ultra
Dow30SM |
$38,148.22 |
$100,516.57 |
$43,004.46 |
$181,669.25 |
Ultra
Financials |
$40,964.31 |
$38,969.72 |
$160,689.39 |
$240,623.42 |
Ultra
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
FTSE Europe |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
Health Care |
$4,263.53 |
$5,354.16 |
$34,689.18 |
$44,306.87 |
Ultra
High Yield |
$0.00 |
$53.51 |
$0.00 |
$53.51 |
Ultra
Industrials |
$1,234.77 |
$1,649.83 |
$5,093.55 |
$7,978.15 |
Ultra
MidCap400 |
$21,234.38 |
$17,263.61 |
$19,884.48 |
$58,382.47 |
Ultra
MSCI Brazil Capped |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI Japan |
$0.00 |
$0.00 |
$4,937.10 |
$4,937.10 |
Ultra
Nasdaq Biotechnology |
$12,984.09 |
$15,705.60 |
$19,349.41 |
$48,039.10 |
Ultra
Nasdaq Cloud Computing |
$0.00 |
$410.10 |
$339.87 |
$749.97 |
Ultra
Nasdaq Cybersecurity |
$0.00 |
$21.78 |
$12.01 |
$33.79 |
Ultra
Oil & Gas |
$6,381.19 |
$15,384.03 |
$19,076.34 |
$40,841.56 |
Ultra
QQQ® |
$210,761.07 |
$368,531.31 |
$936,604.00 |
$ |
Ultra
Real Estate |
$30,795.54 |
$3,891.39 |
$6,747.19 |
$41,434.12 |
Ultra
Russell2000 |
$31,135.96 |
$123,059.56 |
$93,179.01 |
$247,374.53 |
Ultra
S&P500® |
$401,281.86 |
$364,579.60 |
$569,681.57 |
$ |
Ultra
Semiconductors |
$8,097.18 |
$9,758.03 |
$70,980.66 |
$88,835.87 |
Ultra
SmallCap600 |
$2,198.32 |
$1,183.12 |
$2,933.23 |
$6,314.67 |
Ultra
Technology |
$24,750.09 |
$37,719.62 |
$129,151.83 |
$191,621.54 |
Ultra
Telecommunications |
$301.25 |
$163.05 |
$155.56 |
$619.86 |
Ultra
Utilities |
$1,008.40 |
$241.22 |
$1,425.11 |
$2,674.73 |
UltraPro
Dow30SM |
$137,750.74 |
$143,475.47 |
$202,061.23 |
$483,287.44 |
UltraPro
MidCap400 |
$2,600.10 |
$4,152.37 |
$12,716.79 |
$19,469.26 |
UltraPro
QQQ® |
$ |
$ |
$ |
$ |
UltraPro
Russell2000 |
$37,427.47 |
$113,758.56 |
$149,472.44 |
$300,658.47 |
UltraPro
S&P500® |
$357,498.86 |
$286,320.88 |
$731,864.82 |
$ |
UltraPro
Short 20+ Year Treasury |
$460.56 |
$349.60 |
$3,009.68 |
$3,819.84 |
UltraPro
Short Dow30SM |
$19,000.40 |
$24,144.90 |
$12,276.79 |
$55,422.09
|
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2020 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Aggregate
Total |
UltraPro
Short MidCap400 |
$176.85 |
$216.00 |
$66.95 |
$459.80 |
UltraPro
Short QQQ® |
$59,745.85 |
$47,045.70 |
$42,548.47 |
$149,340.02 |
UltraPro
Short Russell2000 |
$8,096.10 |
$11,641.50 |
$8,646.75 |
$28,384.35 |
UltraPro
Short S&P500® |
$37,967.25 |
$22,655.25 |
$8,853.45 |
$69,475.95 |
UltraShort
20+ Year Treasury |
$10,999.30 |
$7,764.16 |
$15,731.00 |
$34,494.46 |
UltraShort
7-10 Year Treasury |
$331.05 |
$339.57 |
$246.42 |
$917.04 |
UltraShort
Basic Materials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Consumer Goods |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Consumer Services |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Dow30SM |
$11,634.80 |
$5,549.70 |
$2,692.28 |
$19,876.78 |
UltraShort
Financials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
FTSE Europe |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Health Care |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Industrials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MidCap400 |
$124.35 |
$72.00 |
$26.00 |
$222.35 |
UltraShort
MSCI Brazil Capped |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI Japan |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Nasdaq Biotechnology |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Oil & Gas |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
QQQ |
$19,712.60 |
$6,472.05 |
$3,205.40 |
$29,390.05 |
UltraShort
Real Estate |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Russell2000 |
$8,660.00 |
$5,580.90 |
$3,859.10 |
$18,100.00 |
UltraShort
S&P500® |
$38,017.55 |
$24,045.75 |
$7,778.25 |
$69,841.55 |
UltraShort
Semiconductors |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
SmallCap600 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Technology |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Utilities |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Fund |
Broker-Dealer |
Dollar
Amount of
Holdings |
Equities
for Rising Rates ETF |
Bank
of America Corp. |
$2,731,485 |
|
JPMorgan
Chase & Co. |
$2,992,365 |
Investment
Grade–Interest Rate
Hedged
|
Bank
of America Corp. |
$16,724,658 |
|
Citigroup,
Inc. |
$17,174,672 |
|
Goldman
Sachs & Co. |
$18,361,585 |
|
JPMorgan
Chase & Co. |
$18,334,758 |
|
Morgan
Stanley |
$11,942,137 |
|
Wells
Fargo & Co. |
$19,314,184 |
Large
Cap Core Plus |
Bank
of America Corp. |
$1,433,502 |
|
Citigroup,
Inc. |
$2,267,254 |
|
JPMorgan
Chase & Co. |
$2,502,585 |
|
Morgan
Stanley |
$2,203,375 |
|
Wells
Fargo & Co. |
$592,310 |
S&P
500®
Bond ETF |
Bank
of America Corp. |
$448,899 |
|
Citigroup,
Inc. |
$299,275 |
|
Goldman
Sachs & Co. |
$543,322 |
|
JPMorgan
Chase & Co. |
$178,011 |
|
Morgan
Stanley |
$295,485 |
|
Wells
Fargo & Co. |
$438,457 |
S&P
500®
Ex-Energy ETF |
Bank
of America Corp. |
$205,418 |
|
Citigroup,
Inc. |
$82,358 |
|
Goldman
Sachs & Co. |
$85,962 |
|
JPMorgan
Chase & Co. |
$303,468 |
|
Morgan
Stanley |
$94,926 |
|
Wells
Fargo & Co. |
$138,134 |
S&P
500®
Ex-Health Care ETF |
Bank
of America Corp. |
$34,075 |
|
Citigroup,
Inc. |
$13,726 |
|
Goldman
Sachs & Co. |
$14,381 |
|
JPMorgan
Chase & Co. |
$50,512 |
|
Morgan
Stanley |
$15,764 |
|
Wells
Fargo & Co. |
$22,931 |
S&P
500®
Ex-Technology ETF |
Bank
of America Corp. |
$96,832 |
|
Citigroup,
Inc. |
$38,829 |
|
Goldman
Sachs & Co. |
$40,529 |
|
JPMorgan
Chase & Co. |
$143,073 |
|
Morgan
Stanley |
$44,793 |
|
Wells
Fargo & Co. |
$65,176 |
Ultra
Dow30SM |
Goldman
Sachs & Co. |
$21,973,799 |
|
JPMorgan
Chase & Co. |
$8,889,955 |
Ultra
Financials |
Bank
of America Corp. |
$20,468,965 |
|
Citigroup,
Inc. |
$8,202,761 |
|
Goldman
Sachs & Co. |
$8,585,369 |
|
JPMorgan
Chase & Co. |
$30,237,431 |
|
Morgan
Stanley |
$9,448,869
|
Fund |
Broker-Dealer |
Dollar
Amount of
Holdings |
|
Wells
Fargo & Co. |
$13,761,895 |
Ultra
S&P500® |
Bank
of America Corp. |
$23,534,617 |
|
Citigroup,
Inc. |
$9,432,954 |
|
Goldman
Sachs & Co. |
$9,874,138 |
|
JPMorgan
Chase & Co. |
$34,777,945 |
|
Morgan
Stanley |
$10,867,681 |
|
Wells
Fargo & Co. |
$15,828,685 |
UltraPro
Dow30SM |
Goldman
Sachs & Co. |
$37,310,908 |
|
JPMorgan
Chase & Co. |
$15,093,922 |
UltraPro
S&P500® |
Bank
of America Corp. |
$16,056,971 |
|
Citigroup,
Inc. |
$6,435,531 |
|
Goldman
Sachs & Co. |
$6,738,013 |
|
JPMorgan
Chase & Co. |
$23,728,145 |
|
Morgan
Stanley |
$7,414,587 |
|
Wells
Fargo & Co. |
$10,799,432 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Big
Data Refiners ETF |
25,000 |
$1,000,000 |
Decline
of the Retail Store ETF |
25,000 |
$10,000,000 |
DJ
Brookfield Global Infrastructure ETF |
10,000 |
$2,000,000 |
Equities
for Rising Rates ETF |
10,000 |
$1,000,000 |
Global
Listed Private Equity ETF |
10,000 |
$2,000,000 |
Hedge
Replication ETF |
10,000 |
$2,000,000 |
High
Yield—Interest Rate Hedged |
25,000 |
$4,000,000 |
Inflation
Expectations ETF |
10,000 |
$2,000,000 |
Investment
Grade—Interest Rate Hedged |
25,000 |
$4,000,000 |
K-1
Free Crude Oil Strategy ETF |
25,000 |
$1,000,000 |
Large
Cap Core Plus |
10,000 |
$2,000,000 |
Long
Online/Short Stores ETF |
10,000 |
$10,000,000 |
Merger
ETF |
25,000 |
$2,000,000 |
Metaverse
ETF |
10,000 |
$400,000 |
MSCI
EAFE Dividend Growers ETF |
10,000 |
$2,000,000 |
MSCI
Emerging Markets Dividend Growers ETF |
10,000 |
$1,000,000 |
MSCI
Europe Dividend Growers ETF |
10,000 |
$4,000,000 |
MSCI
Transformational Changes ETF |
25,000 |
$1,000,000 |
Nanotechnology
ETF |
25,000 |
$1,000,000 |
Nasdaq-100
Dorsey Wright Momentum ETF |
10,000 |
$400,000 |
On-Demand
ETF |
25,000 |
$1,000,000 |
Online
Retail ETF |
10,000 |
$1,000,000 |
Pet
Care ETF |
25,000 |
$1,000,000 |
Russell
2000 Dividend Growers ETF |
10,000 |
$1,000,000 |
Russell
U.S. Dividend Growers ETF |
10,000 |
$5,250,000 |
S&P
500®
Bond ETF |
25,000 |
$2,000,000 |
S&P
500®
Dividend Aristocrats ETF |
50,000 |
$2,000,000 |
S&P
500®
Ex-Energy ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Financials ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Health Care ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Technology ETF |
10,000 |
$4,000,000 |
S&P
Kensho Cleantech ETF |
25,000 |
$1,000,000 |
S&P
Kensho Smart Factories ETF |
25,000 |
$1,000,000 |
S&P
MidCap 400 Dividend Aristocrats ETF |
10,000 |
$1,000,000 |
S&P
Technology Dividend Aristocrats ETF |
10,000 |
$5,250,000 |
Short
7-10 Year Treasury |
25,000 |
$1,000,000 |
Short
20+ Year Treasury |
50,000 |
$2,500,000 |
Short
Dow30SM |
50,000 |
$5,250,000
|
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Short
Financials |
50,000 |
$5,250,000 |
Short
FTSE China 50 |
50,000 |
$2,500,000 |
Short
High Yield |
50,000 |
$4,000,000 |
Short
MidCap400 |
25,000 |
$5,250,000 |
Short
MSCI EAFE |
50,000 |
$5,250,000 |
Short
MSCI Emerging Markets |
50,000 |
$5,250,000 |
Short
QQQ® |
50,000 |
$5,250,000 |
Short
Real Estate |
50,000 |
$2,500,000 |
Short
Russell2000 |
50,000 |
$5,250,000 |
Short
S&P500® |
25,000 |
$5,250,000 |
Short
SmallCap600 |
25,000 |
$5,250,000 |
Smart
Materials ETF |
25,000 |
$1,000,000 |
Supply
Chain Logistics ETF |
25,000 |
$1,000,000 |
Ultra
7-10 Year Treasury |
25,000 |
$3,500,000 |
Ultra
20+ Year Treasury |
25,000 |
$3,500,000 |
Ultra
Basic Materials |
25,000 |
$5,250,000 |
Ultra
Consumer Goods |
25,000 |
$5,250,000 |
Ultra
Consumer Services |
25,000 |
$5,250,000 |
Ultra
Dow30SM |
50,000 |
$5,250,000 |
Ultra
Financials |
50,000 |
$5,250,000 |
Ultra
FTSE China 50 |
25,000 |
$3,000,000 |
Ultra
FTSE Europe |
25,000 |
$1,500,000 |
Ultra
Health Care |
25,000 |
$5,250,000 |
Ultra
High Yield |
25,000 |
$2,000,000 |
Ultra
Industrials |
25,000 |
$5,250,000 |
Ultra
MidCap400 |
50,000 |
$5,250,000 |
Ultra
MSCI Brazil Capped |
25,000 |
$1,500,000 |
Ultra
MSCI EAFE |
25,000 |
$3,000,000 |
Ultra
MSCI Emerging Markets |
25,000 |
$3,000,000 |
Ultra
MSCI Japan |
25,000 |
$3,000,000 |
Ultra
Nasdaq Biotechnology |
50,000 |
$3,000,000 |
Ultra
Nasdaq Cloud Computing |
25,000 |
$1,000.000 |
Ultra
Nasdaq Cybersecurity |
25,000 |
$1,000,000 |
Ultra
Oil & Gas |
50,000 |
$5,250,000 |
Ultra
QQQ® |
50,000 |
$5,250,000 |
Ultra
Real Estate |
25,000 |
$5,250,000 |
Ultra
Russell2000 |
50,000 |
$5,250,000 |
Ultra
S&P500® |
50,000 |
$5,250,000 |
Ultra
Semiconductors |
25,000 |
$5,250,000 |
Ultra
SmallCap600 |
25,000 |
$5,250,000 |
Ultra
Technology |
25,000 |
$5,250,000 |
Ultra
Telecommunications |
25,000 |
$5,250,000 |
Ultra
Utilities |
25,000 |
$5,250,000 |
UltraPro
Dow30SM |
50,000 |
$4,000,000 |
UltraPro
MidCap400 |
25,000 |
$4,000,000
|
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
UltraPro
QQQ® |
50,000 |
$4,000,000 |
UltraPro
Russell2000 |
50,000 |
$4,000,000 |
UltraPro
S&P500® |
50,000 |
$4,000,000 |
UltraPro
Short 20+ Year Treasury |
50,000 |
$1,250,000 |
UltraPro
Short Dow30SM |
50,000 |
$4,000,000 |
UltraPro
Short MidCap400 |
50,000 |
$4,000,000 |
UltraPro
Short QQQ® |
50,000 |
$4,000,000 |
UltraPro
Short Russell2000 |
50,000 |
$4,000,000 |
UltraPro
Short S&P500® |
50,000 |
$4,000,000 |
UltraShort
7-10 Year Treasury |
50,000 |
$5,250,000 |
UltraShort
20+ Year Treasury |
50,000 |
$5,250,000 |
UltraShort
Basic Materials |
50,000 |
$5,250,000 |
UltraShort
Consumer Goods |
50,000 |
$5,250,000 |
UltraShort
Consumer Services |
25,000 |
$5,250,000 |
UltraShort
Dow30SM |
50,000 |
$5,250,000 |
UltraShort
Financials |
25,000 |
$5,250,000 |
UltraShort
FTSE China 50 |
50,000 |
$5,250,000 |
UltraShort
FTSE Europe |
25,000 |
$2,000,000 |
UltraShort
Health Care |
25,000 |
$5,250,000 |
UltraShort
Industrials |
25,000 |
$5,250,000 |
UltraShort
MidCap400 |
50,000 |
$5,250,000 |
UltraShort
MSCI Brazil Capped |
25,000 |
$3,000,000 |
UltraShort
MSCI EAFE |
50,000 |
$5,250,000 |
UltraShort
MSCI Emerging Markets |
25,000 |
$5,250,000 |
UltraShort
MSCI Japan |
25,000 |
$5,250,000 |
UltraShort
Nasdaq Biotechnology |
50,000 |
$3,000,000 |
UltraShort
Oil & Gas |
50,000 |
$5,250,000 |
UltraShort
QQQ® |
50,000 |
$5,250,000 |
UltraShort
Real Estate |
50,000 |
$5,250,000 |
UltraShort
Russell2000 |
50,000 |
$5,250,000 |
UltraShort
S&P500® |
50,000 |
$5,250,000 |
UltraShort
Semiconductors |
25,000 |
$5,250,000 |
UltraShort
SmallCap600 |
50,000 |
$5,250,000 |
UltraShort
Technology |
25,000 |
$5,250,000 |
UltraShort
Utilities |
25,000 |
$5,250,000 |
Fund(s) |
Typical
Creation Cut-Off Time (Eastern Time) |
Big
Data Refiners ETF; MSCI Emerging
Markets
Dividend Growers ETF; Nanotech-
nology
ETF; On-Demand ETF; Pet Care ETF;
DJ
Brookfield Global Infrastructure ETF;
Global
Listed Private Equity ETF; Merger ETF;
S&P
Kensho Cleantech ETF; S&P Kensho
Smart
Factories ETF; Smart Materials ETF and
Supply
Chain Logistics ETF |
Order
must be received between 4:01 p.m. and 5:00 p.m.
on
any Business Day in order to receive the next Business
Day’s
NAV |
MSCI
EAFE Dividend Growers ETF |
Order
must be received between 11:31 a.m. and 5:00 p.m.
on
any Business Day in order to receive the next Business
Day’s
NAV (These times may vary due to differences in
when
daylight savings time is effective between London
and
New York time. The actual cutoff times are between
4:31
p.m. London Time and 5:00 p.m. Eastern Time.) |
MSCI
Europe Dividend Growers ETF |
10:30
a.m. in order to receive that day’s closing NAV per
Share
(This time may vary due to differences in when
daylight
savings time is effective between London and
New
York time. The actual cutoff time is 3:30 p.m. London
Time) |
K-1
Free Crude Oil Strategy ETF |
2:00
p.m. in order to receive that day’s closing NAV per
Share |
High
Yield—Interest Rate Hedged; Investment
Grade—Interest
Rate Hedged; and S&P 500®
Bond
ETF |
3:00
p.m. in order to receive that day’s closing NAV per
Share |
Inflation
Expectations ETF; and Short or Ultra
Fixed
Income ProShares Funds |
2:30
p.m. (3:00 p.m., if transmitted by mail; except 4:00
p.m.,
if transmitted by mail on behalf of Short High Yield
ETF
or Ultra High Yield ETF) in order to receive that
day’s
closing NAV per Share |
S&P
500®
Dividend Aristocrats ETF; S&P
MidCap
400 Dividend Aristocrats ETF; Russell
2000
Dividend Growers ETF; Online Retail
ETF;
Equities for Rising Rates ETF;
Nasdaq-100
Dorsey Wright Momentum ETF,
S&P
500®
Ex-Energy ETF; S&P 500®
Ex-Financials
ETF; S&P 500®
Ex-Health Care
ETF;
S&P 500®
Ex-Technology ETF; Ultra
Nasdaq
Cloud Computing and Ultra Nasdaq
Cybersecurity |
4:00
p.m. (3:30 p.m. if in cash) in order to receive that
day’s
closing NAV per Share |
All
other Funds |
3:30
p.m. (4:00 p.m., if transmitted by mail) in order to
receive
that day’s closing NAV per
Share |
Fund(s) |
Typical
NAV Calculation Time
Eastern
Time |
MSCI
EAFE Dividend Growers ETF and MSCI Europe Dividend Growers
ETF |
11:30
a.m. on days when BZX
Equities
is open for trading
(This
time may vary due to
differences
in when daylight
savings
time is effective
between
London and New York
time.
The actual valuation time
is
4:30 p.m. London Time.) |
K-1
Free Crude Oil Strategy ETF |
2:30
p.m. on each Business
Day
|
Fund(s) |
Typical
NAV Calculation Time
Eastern
Time |
High
Yield—Interest Rate Hedged, Inflation Expectations ETF, Investment
Grade—Interest
Rate Hedged, and S&P 500®
Bond ETF |
3:00
p.m. on each Business
Day |
All
other Funds |
Close
of the regular trading
session
of the Exchange upon
which
it is listed (typically 4:00
p.m.)
on each Business Day |
Fund |
No
Expiration
Date |
Total |
Decline
of the Retail Store ETF |
$26,922,782 |
$26,922,782 |
DJ
Brookfield Global Infrastructure ETF |
6,694,536 |
6,694,536 |
Equities
for Rising Rates ETF |
1,378,478 |
1,378,478 |
Global
Listed Private Equity ETF |
3,793,730 |
3,793,730 |
High
Yield-Interest Rate Hedged |
43,441,020 |
43,441,020 |
Inflation
Expectations ETF |
10,978,759 |
10,978,759 |
Investment
Grade-Interest Rate Hedged |
55,039,812 |
55,039,812 |
Large
Cap Core Plus |
9,043,901 |
9,043,901 |
Long
Online/Short Stores ETF |
36,153,035 |
36,153,035 |
Merger
ETF |
1,508,009 |
1,508,009 |
MSCI
EAFE Dividend Growers ETF |
701,483 |
701,483 |
MSCI
Emerging Markets Dividend Growers ETF |
2,635,470 |
2,635,470
|
Fund |
No
Expiration
Date |
Total |
MSCI
Europe Dividend Growers ETF |
820,808 |
820,808 |
MSCI
Transformational Changes ETF |
98,467 |
98,467 |
Nasdaq-100
Dorsey Wright Momentum ETF |
661,574 |
661,574 |
Russell
2000 Dividend Growers ETF |
66,286,492 |
66,286,492 |
Russell
U.S. Dividend Growers ETF |
257,562 |
257,562 |
S&P
500®
Bond ETF |
15,311 |
15,311 |
S&P
500®
Ex-Energy ETF |
149,987 |
149,987 |
S&P
500®
Ex-Financials ETF |
34,768 |
34,768 |
S&P
500®
Ex-Technology ETF |
67,847 |
67,847 |
S&P
Kensho Cleantech ETF |
199 |
199 |
S&P
MidCap 400®
Dividend Aristocrats ETF |
1,347,334 |
1,347,334 |
Short
20+ Year Treasury |
655,428,513 |
655,428,513 |
Short
7-10 Year Treasury |
14,949,159 |
14,949,159 |
Short
Dow30SM |
484,641,501 |
484,641,501 |
Short
Financials |
91,519,944 |
91,519,944 |
Short
FTSE China 50 |
11,598,717 |
11,598,717 |
Short
High Yield |
55,191,798 |
55,191,798 |
Short
MidCap400 |
51,032,054 |
51,032,054 |
Short
MSCI EAFE |
129,377,432 |
129,377,432 |
Short
MSCI Emerging Markets |
195,588,133 |
195,588,133 |
Short
QQQ |
864,551,562 |
864,551,562 |
Short
Real Estate |
34,300,325 |
34,300,325 |
Short
Russell2000 |
750,605,516 |
750,605,516 |
Short
S&P500®
|
3,825,535,994 |
3,825,535,994 |
Short
SmallCap600 |
39,767,261 |
39,767,261 |
Ultra
7-10 Year Treasury |
127,541,318 |
127,541,318 |
Ultra
20+ Year Treasury |
318,208 |
318,208 |
Ultra
Basic Materials |
4,025,251 |
4,025,251 |
Ultra
FTSE China 50 |
383,233 |
383,233 |
Ultra
FTSE Europe |
100,752 |
100,752 |
Ultra
MidCap400 |
138,437,962 |
138,437,962 |
Ultra
MSCI Brazil Capped |
11,942,570 |
11,942,570 |
Ultra
MSCI EAFE |
5,899,371 |
5,899,371 |
Ultra
MSCI Emerging Markets |
1,040,331 |
1,040,331 |
Ultra
Nasdaq Biotechnology |
63,153,141 |
63,153,141 |
Ultra
Oil & Gas |
110,574,349 |
110,574,349 |
Ultra
Real Estate |
4,783,489 |
4,783,489 |
Ultra
Russell2000 |
131,173,925 |
131,173,925 |
Ultra
SmallCap600 |
5,774,256 |
5,774,256 |
Ultra
Telecommunications |
708,142 |
708,142 |
UltraPro
Ultilities |
1,190,569 |
1,190,569 |
UltraPro
Short 20+ Year Treasury |
146,818,742 |
146,818,742 |
UltraPro
Short Dow30SM
|
1,313,236,058 |
1,313,236,058 |
UltraPro
Short MidCap400 |
50,908,536 |
50,908,536 |
UltraPro
Short QQQ |
4,632,109,934 |
4,632,109,934 |
UltraPro
Short Russell2000 |
545,015,542 |
545,015,542
|
Fund |
No
Expiration
Date |
Total |
UltraPro
Short S&P500®
|
3,717,966,668 |
3,717,966,668 |
UltraShort
20+ Year Treasury |
152,043,643 |
152,043,643 |
UltraShort
7-10 Year Treasury |
5,418,290,993 |
5,418,290,993 |
UltraShort
Basic Materials |
83,567,720 |
83,567,720 |
UltraShort
Consumer Goods |
8,905,621 |
8,905,621 |
UltraShort
Consumer Services |
20,156,940 |
20,156,940 |
UltraShort
Dow30SM |
694,154,987 |
694,154,987 |
UltraShort
Financials |
493,732,351 |
493,732,351 |
UltraShort
FTSE China 50 |
241,847,385 |
241,847,385 |
UltraShort
FTSE Europe |
214,239,033 |
214,239,033 |
UltraShort
Health Care |
10,699,813 |
10,699,813 |
UltraShort
Industrials |
20,742,767 |
20,742,767 |
UltraShort
MidCap400 |
53,302,353 |
53,302,353 |
UltraShort
MSCI Brazil Capped |
74,725,997 |
74,725,997 |
UltraShort
MSCI EAFE |
19,956,953 |
19,956,953 |
UltraShort
MSCI Emerging Markets |
167,549,012 |
167,549,012 |
UltraShort
MSCI Japan |
25,430,051 |
25,430,051 |
UltraShort
Nasdaq Biotechnology |
73,237,852 |
73,237,852 |
UltraShort
Oil & Gas |
93,605,511 |
93,605,511 |
UltraShort
QQQ |
1,564,304,736 |
1,564,304,736 |
UltraShort
Real Estate |
239,394,947 |
239,394,947 |
UltraShort
Russell2000 |
739,255,646 |
739,255,646 |
UltraShort
S&P500®
|
4,971,788,244 |
4,971,788,244 |
UltraShort
Semiconductors |
42,766,272 |
42,766,272 |
UltraShort
SmallCap600 |
30,605,605 |
30,605,605 |
UltraShort
Technology |
29,057,293 |
29,057,293 |
UltraShort
Utilities |
10,924,492 |
10,924,492 |
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Big
Data Refiners ETF |
$- |
$- |
$1,750 |
Decline
of the Retail Store ETF |
- |
- |
45,902 |
Equities
for Rising Rates ETF |
174,807 |
- |
- |
Hedge
Replication ETF |
358,056 |
- |
68,686 |
High
Yield-Interested Rate Hedged |
2,501,814 |
- |
- |
Investment
Grade-Interest Rate Hedged |
9,810,623 |
- |
- |
Large
Cap Core Plus |
24,871,037 |
- |
- |
Long
Online/Short Stores ETF |
3,080,688 |
- |
437,678 |
Merger
ETF |
5,595 |
- |
- |
MCSI
EAFE Dividends Growers ETF |
7,993,399 |
- |
- |
MCSI
Emerging Markets Dividends Growers ETF |
955,373 |
- |
- |
MCSI
Europe Dividends Growers ETF |
423,856 |
- |
- |
Nanotechnology
ETF |
- |
- |
179 |
On-Demand
ETF |
- |
- |
315
|
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Online
Retail ETF |
274,581 |
- |
2,038,140 |
Pet
Care ETF |
188,239 |
- |
- |
Russell
2000 Dividend Growers ETF |
40,895,364 |
- |
- |
Russell
U.S. Dividend Growers ETF |
493,768 |
- |
- |
S&P
500®
Dividend Aristocrats ETF |
52,067,419 |
- |
- |
S&P
500®
Ex-Energy ETF |
21,588 |
- |
- |
S&P
500®
Ex-Health Care ETF |
20,051 |
- |
- |
S&P
500®
Ex-Technology ETF |
9,031 |
- |
- |
S&P
Kensho Cleantech ETF |
- |
- |
2,095 |
S&P
Kensho Smart Factories ETF |
- |
- |
1,901 |
S&P
MidCap 400®
Dividend Aristocrats ETF |
22,388,684 |
- |
- |
Smart
Materials ETF |
- |
- |
319 |
Short
20+ Year Treasury |
43,392,202 |
- |
4,049,407 |
Short
7-10 Year Treasury |
7,915 |
- |
589,468 |
Short
Dow30SM |
- |
- |
2,022,471 |
Short
Financials |
- |
- |
91,519 |
Short
FTSE China 50 |
- |
- |
43,035 |
Short
High Yield |
- |
- |
461,567 |
Short
MidCap400 |
- |
- |
109,038 |
Short
MSCI EAFE |
- |
- |
90,416 |
Short
MSCI Emerging Markets |
- |
- |
214,388 |
Short
QQQ |
- |
- |
4,382,813 |
Short
Real Estate |
- |
- |
67,793 |
Short
Russell2000 |
- |
- |
2,108,791 |
Short
S&P500® |
- |
- |
10,499,729 |
Short
SmallCap600 |
- |
- |
40,742 |
Ultra
20+ Year Treasury |
- |
- |
102,524 |
Ultra
7-10 Year Treasury |
1,255,177 |
- |
- |
Ultra
Basic Materials |
6,824,555 |
- |
- |
Ultra
Consumer Goods |
110,266 |
- |
- |
Ultra
Consumer Services |
- |
- |
117,414 |
Ultra
Financials |
195,889,303 |
- |
- |
Ultra
FTSE China 50 |
2,661,945 |
- |
143,748 |
Ultra
FTSE Europe |
1,521,104 |
- |
39,024 |
Ultra
Health Care |
3,927,208 |
- |
- |
Ultra
High Yield |
339,304 |
- |
- |
Ultra
Industrials |
665,904 |
- |
- |
Ultra
MidCap 400 |
21,649,313 |
- |
- |
Ultra
MSCI Brazil Capped |
1,316,430 |
- |
55,044 |
Ultra
MSCI EAFE |
2,299,439 |
- |
110,223 |
Ultra
MSCI Emerging Markets |
12,022,280 |
- |
605,093 |
Ultra
MSCI Japan |
504,548 |
- |
- |
Ultra
Nasdaq Biotechnology |
47,716,526 |
- |
915,035 |
Ultra
Nasdaq Cloud Computing |
- |
- |
12,524 |
Ultra
Oil & Gas |
20,327,090 |
- |
-
|
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Ultra
QQQ |
- |
- |
15,623,825 |
Ultra
Russell2000 |
90,931,814 |
- |
1,514,154 |
Ultra
Semiconductors |
- |
- |
238,434 |
Ultra
SmallCap600 |
351,368 |
- |
59,441 |
Ultra
Technology |
- |
- |
3,567,227 |
Ultra
Telecommunication |
26,960 |
- |
- |
UltraPro
MidCap400 |
3,619,159 |
- |
- |
UltraPro
QQQ |
- |
- |
46,154,294 |
UltraPro
Russell2000 |
8,487,658 |
- |
- |
UltraPro
Short 20+ Year Treasury |
- |
- |
716,707 |
UltraPro
Short Dow30SM |
- |
- |
3,153,111 |
UltraPro
Short MidCap400 |
- |
- |
39,824 |
UltraPro
Short QQQ |
- |
- |
12,259,563 |
UltraPro
Short Russell2000 |
- |
- |
872,086 |
UltraPro
Short S&P500® |
- |
- |
3,892,556 |
UltraShort
7-10 Year Treasury |
12,125 |
- |
355,142 |
UltraShort
20+ Year Treasury |
186,606 |
- |
9,053,263 |
UltraShort
Basic Materials |
- |
- |
17,580 |
UltraShort
Consumer Goods |
- |
- |
7,269 |
UltraShort
Consumer Services |
- |
- |
7,345 |
UltraShort
Dow30SM |
- |
- |
839,089 |
UltraShort
Financials |
- |
- |
117,139 |
UltraShort
FTSE China 50 |
- |
- |
153,404 |
UltraShort
FTSE Europe |
- |
- |
63,709 |
UltraShort
Health Care |
- |
- |
11,275 |
UltraShort
Industrials |
- |
- |
10,244 |
UltraShort
MidCap400 |
- |
- |
17,082 |
UltraShort
MSCI Brazil Capped |
153,132 |
- |
116,624 |
UltraShort
MSCI EAFE |
- |
- |
11,548 |
UltraShort
MSCI Emerging Markets |
- |
- |
46,807 |
UltraShort
MSCI Japan |
- |
- |
37,119 |
UltraShort
Nasdaq Biotechnology |
- |
- |
71,574 |
UltraShort
Oil & Gas |
3,182 |
- |
137,604 |
UltraShort
QQQ |
- |
- |
1,693,016 |
UltraShort
Real Estate |
- |
- |
143,775 |
UltraShort
Russell2000 |
- |
- |
617,886 |
UltraShort
S&P500® |
- |
- |
4,454,117 |
UltraShort
Semiconductors |
- |
- |
23,611 |
UltraShort
SmallCap600 |
- |
- |
20,398 |
UltraShort
Technology |
- |
- |
39,771 |
UltraShort
Utilities |
- |
- |
17,106 |
Argentina |
Australia |
Bahrain |
Belgium |
Bermuda |
Brazil |
Canada |
October
7 |
December
26 |
October
9 |
December
26 |
November
11 |
October
12 |
October
10 |
October
10 |
December
27 |
December
18 |
April
7 |
December
26 |
November
2 |
December
26 |
November
21 |
January
2 |
December
19 |
April
10 |
December
27 |
November
15 |
December
27 |
December
8 |
January
26 |
January
1 |
May
1 |
January
2 |
December
30 |
January
2 |
December
9 |
April
7 |
April
23 |
|
April
7 |
February
20 |
February
20 |
February
20 |
April
10 |
April
24 |
|
May
26 |
February
21 |
April
7 |
February
21 |
April
25 |
April
25 |
|
June
19 |
April
7 |
May
22 |
March
24 |
June
12 |
June
28 |
|
August
3 |
April
21 |
July
3 |
April
6 |
|
June
29 |
|
August
4 |
May
1 |
August
7 |
April
7 |
|
July
19 |
|
September
4 |
June
8 |
September
4 |
May
1 |
|
July
30 |
|
|
September
7 |
|
May
25 |
|
July
31 |
|
|
|
|
June
20 |
|
September
27 |
|
|
|
|
July
19 |
|
|
|
|
|
|
August
21 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cayman
Islands |
Chile |
China |
Colombia |
Costa
Rica |
Croatia |
Denmark |
November
14 |
October
10 |
October
3 |
October
17 |
December
5 |
November
1 |
December
26 |
December
26 |
October
31 |
October
4 |
November
7 |
December
26 |
November
18 |
April
6 |
December
27 |
November
1 |
October
5 |
November
14 |
December
27 |
December
26 |
April
7 |
January
2 |
December
8 |
October
6 |
December
8 |
December
28 |
December
29 |
April
10 |
January
23 |
January
2 |
October
7 |
December
30 |
December
29 |
December
30 |
May
1 |
February
22 |
April
7 |
December
23 |
January
9 |
December
30 |
January
6 |
May
18 |
April
7 |
May
1 |
December
26 |
March
20 |
April
3 |
April
7 |
May
19 |
April
10 |
June
21 |
January
25 |
April
6 |
April
4 |
April
10 |
May
29 |
May
15 |
June
26 |
January
26 |
April
7 |
April
5 |
May
1 |
Jun
5 |
June
19 |
August
15 |
January
27 |
May
1 |
April
6 |
May
30 |
|
July
3 |
September
18 |
February
21 |
May
22 |
April
7 |
June
8 |
|
|
September
19 |
April
5 |
June
12 |
April
10 |
June
22 |
|
|
|
May
1 |
June
19 |
May
1 |
August
15 |
|
|
|
June
22 |
July
3 |
July
24 |
|
|
|
|
September
29 |
July
20 |
August
2 |
|
|
|
|
|
August
7 |
September
15 |
|
|
|
|
|
August
21 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Ecuador |
Egypt |
France |
Germany |
Hong
Kong |
Hungary |
India |
October
10 |
October
6 |
December
26 |
December
26 |
October
4 |
October
31 |
October
5 |
November
3 |
October
10 |
April
7 |
April
7 |
December
26 |
November
1 |
October
26 |
November
4 |
January
1 |
April
10 |
April
10 |
December
27 |
December
26 |
November
8 |
December
26 |
January
25 |
May
1 |
May
1 |
January
2 |
March
15 |
January
26 |
December
30 |
April
16 |
|
|
January
23 |
April
7 |
March
8 |
January
2 |
April
17 |
|
|
January
24 |
April
10 |
March
30 |
February
20 |
April
23 |
|
|
January
25 |
May
1 |
April
3 |
February
21 |
April
24 |
|
|
April
5 |
May
29 |
April
7 |
April
7 |
April
25 |
|
|
April
7 |
|
April
14 |
May
26 |
June
27 |
|
|
April
10 |
|
May
1 |
August
11 |
June
28 |
|
|
May
1 |
|
June
29 |
|
June
29 |
|
|
May
26 |
|
August
15 |
|
July
19 |
|
|
June
22 |
|
September
18 |
|
July
23 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Indonesia |
Ireland |
Italy |
Japan |
Kazakhstan |
Korea,
Republic
of |
Lebanon |
March
22 |
December
26 |
December
26 |
October
10 |
December
1 |
October
3 |
November
22 |
April
7 |
December
27 |
April
7 |
November
3 |
December
16 |
October
10 |
January
6 |
April
19 |
January
2 |
April
10 |
November
23 |
December
19 |
December
30 |
February
9 |
April
20 |
April
7 |
May
1 |
January
2 |
January
2 |
January
23 |
February
14 |
April
21 |
April
10 |
August
18 |
January
3 |
January
3 |
January
24 |
April
7 |
April
24 |
May
1 |
|
January
9 |
March
8 |
March
1 |
April
10 |
April
25 |
|
|
February
23 |
March
20 |
May
1 |
April
14 |
May
1 |
|
|
March
21 |
March
21 |
May
5 |
April
17 |
May
15 |
|
|
May
3 |
March
22 |
June
6 |
April
21 |
June
1 |
|
|
May
4 |
March
23 |
August
15 |
May
1 |
June
29 |
|
|
May
5 |
May
1 |
September
28 |
May
25 |
July
19 |
|
|
July
17 |
May
8 |
September29 |
June
28 |
August
17 |
|
|
August
11 |
May
9 |
|
June
29 |
September
27 |
|
|
September
18 |
June
28 |
|
June
30 |
|
|
|
|
July
6 |
|
July
19 |
|
|
|
|
July
7 |
|
August
15 |
|
|
|
|
August
30 |
|
September
27 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Luxembourg |
Malaysia |
Malta |
Mexico |
Netherlands |
New
Zealand |
Oman |
December
26 |
October
10 |
December
8 |
November
2 |
December
26 |
October
24 |
October
9 |
April
7 |
October
24 |
December
13 |
November
21 |
April
7 |
December
26 |
November
23 |
April
10 |
December
26 |
December
26 |
December
12 |
April
10 |
December
27 |
November
24 |
May
1 |
January
2 |
January
2 |
February
6 |
May
1 |
January
2 |
February
19 |
|
January
23 |
February
10 |
March
20 |
|
January
3 |
April
20 |
|
January
24 |
March
31 |
April
6 |
|
February
6 |
April
23 |
|
February
1 |
April
7 |
April
7 |
|
April
7 |
April
24 |
|
February
6 |
April
10 |
May
1 |
|
April
10 |
June
28 |
|
April
24 |
May
1 |
|
|
April
25 |
June
29 |
|
May
1 |
June
7 |
|
|
June
5 |
July
20 |
|
May
4 |
|
|
|
July
14 |
September
28 |
|
June
5 |
|
|
|
|
|
|
June
29 |
|
|
|
|
|
|
July
19 |
|
|
|
|
|
|
August
31 |
|
|
|
|
|
|
September
28 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Panama |
Philippines |
Poland |
Qatar |
Romania |
Russia |
Saudi
Arabia |
November
3 |
November
1 |
November
1 |
December
18 |
November
30 |
November
3 |
February
22 |
November
4 |
November
30 |
November
11 |
|
December
1 |
November
4 |
April
19 |
November
10 |
December
8 |
December
26 |
|
December
26 |
November
10 |
April
20 |
November
28 |
December
30 |
|
|
|
November
28 |
April
23 |
December
8 |
|
|
|
|
December
8 |
April
24 |
December
26 |
|
|
|
|
December
20 |
April
25 |
|
|
|
|
|
December
20 |
June
27 |
|
|
|
|
|
December
26 |
June
28 |
|
|
|
|
|
January
2 |
June
29 |
|
|
|
|
|
January
9 |
July
2 |
|
|
|
|
|
February
20 |
July
3 |
|
|
|
|
|
April
6 |
September
24 |
|
|
|
|
|
April
7 |
|
|
|
|
|
|
May
1 |
|
|
|
|
|
|
|
|
|
|
|
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|
Serbia |
Singapore |
South
Africa |
Spain |
Sri
Lanka |
Sweden |
Switzerland |
November
11 |
October
24 |
December
16 |
December
26 |
October
10 |
December
26 |
December
26 |
December
30 |
December
26 |
December
26 |
April
7 |
October
24 |
January
6 |
January
2 |
January
2 |
January
2 |
January
2 |
April
10 |
November
7 |
April
7 |
April
7 |
January
3 |
January
23 |
March
21 |
May
1 |
December
7 |
April
10 |
April
10 |
February
15 |
January
24 |
April
7 |
|
December
26 |
May
1 |
May
1 |
February
16 |
April
7 |
April
10 |
|
January
6 |
May
18 |
May
18 |
April
14 |
May
1 |
April
27 |
|
January
16 |
June
6 |
May
29 |
April
17 |
June
29 |
May
1 |
|
March
6 |
June
23 |
August
1 |
May
1 |
August
9 |
June
16 |
|
April
5 |
|
|
May
2 |
|
August
9 |
|
April
7 |
|
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|
September
25 |
|
April
13 |
|
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|
April
14 |
|
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|
May
1 |
|
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May
5 |
|
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June
29 |
|
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|
July
3 |
|
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|
August
1 |
|
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|
August
30 |
|
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|
September
28 |
|
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September
29 |
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|
Taiwan |
Thailand |
Turkey |
Ukraine |
United
Arab Emirates |
United
Kingdom | |
October
10 |
October
13 |
April
21 |
October
14 |
December
1 |
|
December
26 |
January
2 |
October
14 |
May
1 |
December
26 |
December
2 |
|
December
27 |
January
18 |
October
24 |
May
19 |
December
30 |
April
20 |
|
January
2 |
January
19 |
December
5 |
June
28 |
January
2 |
April
21 |
|
April
7 |
January
20 |
December
12 |
June
29 |
January
3 |
June
27 |
|
April
10 |
January
23 |
January
2 |
June
30 |
January
9 |
June
28 |
|
May
1 |
January
24 |
March
6 |
August
30 |
March
8 |
June
29 |
|
|
January
25 |
April
6 |
|
April
17 |
June
30 |
|
|
January
26 |
April
13 |
|
May
1 |
July
19 |
|
|
January
27 |
April
14 |
|
May
8 |
September
27 |
|
|
February
27 |
May
4 |
|
June
5 |
|
|
|
February
28 |
June
5 |
|
June
28 |
|
|
|
April
3 |
July
28 |
|
July
28 |
|
|
|
April
4 |
August
1 |
|
August
24 |
|
|
|
April
5 |
August
14 |
|
August
25 |
|
|
|
May
1 |
|
|
|
|
|
|
June
22 |
|
|
|
|
|
|
June
23 |
|
|
|
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|
|
September
29 |
|
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|
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Big Data Refiners ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
32.08% |
|
J.P.
MORGAN SECURITIES LLC |
21.51% |
|
CHARLES
SCHWAB RETAIL |
11.78% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.59% |
ProShares
Decline of the Retail Store ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.37% |
|
CHARLES
SCHWAB & CO., INC. |
7.79% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.65% |
|
CHARLES
SCHWAB RETAIL |
6.44% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
45.35% |
ProShares
DJ Brookfield Global
Infrastructure
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
5.32% |
|
CHARLES
SCHWAB & CO., INC. |
16.96% |
|
CHARLES
SCHWAB RETAIL |
6.93% |
|
FIRST-CITIZENS
BANK & TRUST COMPANY |
7.40% |
|
FIS
WEALTH OUTSOURCING SOLUTIONS |
7.34% |
|
MORGAN
STANLEY |
11.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.76% |
|
PERSHING
LLC |
7.48% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
10.10% |
ProShares
Equities for Rising Rates ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
11.33% |
|
TD
AMERITRADE CLEARING, INC. |
6.45% |
|
LPL
FINANCIAL LLC |
8.08% |
|
PERSHING
LLC |
5.57% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.12% |
|
RBC
CAPITAL MARKETS, LLC |
5.31% |
ProShares
Global Listed Private Equity ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
12.88% |
|
CHARLES
SCHWAB RETAIL |
12.59% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.09% |
|
STIFEL,
NICOLAUS & COMPANY,
INCORPORATED |
12.04% |
|
PERSHING
LLC |
8.95% |
|
CHARLES
SCHWAB & CO., INC. |
8.17% |
|
J.P.
MORGAN SECURITIES LLC |
5.13%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Hedge Replication ETF |
|
|
|
PERSHING
LLC |
21.50% |
|
AMERIPRISE
FINANCIAL SERVICES, LLC |
7.91% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
10.47% |
|
MORGAN
STANLEY |
9.36% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.46% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
6.72% |
ProShares
High Yield-Interest Rate Hedged |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
10.30% |
|
PERSHING
LLC |
5.66% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.04% |
|
MORGAN
STANLEY |
17.96% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.66% |
|
TD
AMERITRADE CLEARING, INC. |
18.87% |
|
LPL
FINANCIAL LLC |
8.30% |
ProShares
Inflation Expectations ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
19.56% |
|
CHARLES
SCHWAB RETAIL |
12.84% |
|
J.P.
MORGAN SECURITIES LLC |
6.38% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.19% |
|
TD
AMERITRADE CLEARING, INC. |
8.36% |
|
PERSHING
LLC |
7.92 |
ProShares
Investment Grade-Interest Rate
Hedged |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
12.60% |
|
CHARLES
SCHWAB & CO., INC. |
8.99% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.59% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.76% |
|
MORGAN
STANLEY |
22.71% |
|
TD
AMERITRADE CLEARING, INC. |
5.62% |
|
CHARLES
SCHWAB RETAIL |
5.24% |
|
UBS
FINANCIAL SERVICES INC. |
5.24% |
ProShares
K-1 Free Crude Oil Strategy ETF |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
5.00% |
|
CHARLES
SCHWAB & CO., INC. |
6.74% |
|
CHARLES
SCHWAB RETAIL |
9.96% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
30.61% |
|
TD
AMERITRADE CLEARING, INC. |
13.79% |
|
PERSHING
LLC |
6.29%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Large Cap Core Plus |
|
|
|
CHARLES
SCHWAB & CO., INC. |
6.18% |
|
LPL
FINANCIAL LLC |
6.94% |
|
MORGAN
STANLEY |
17.83% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.34% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
10.58% |
|
TD
AMERITRADE CLEARING, INC. |
11.72% |
ProShares
Long Online/Short Stores ETF |
|
|
|
JPMORGAN
CHASE BANK, NATIONAL
ASSOCIATION |
6.94% |
|
CHARLES
SCHWAB & CO., INC. |
9.64% |
|
CHARLES
SCHWAB RETAIL |
7.13% |
|
CITIBANK,
NATIONAL ASSOCIATION |
9.48% |
|
TD
AMERITRADE CLEARING, INC. |
7.68% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
12.41% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.93% |
ProShares
Merger ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
30.45% |
|
CHARLES
SCHWAB & CO., INC. |
24.90% |
|
J.P.
MORGAN SECURITIES LLC |
9.89% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.03% |
|
CHARLES
SCHWAB RETAIL |
6.52% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.41% |
|
PERSHING
LLC |
5.00% |
ProShares
Metaverse ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
15.81% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.50% |
|
UBS
FINANCIAL SERVICES INC. |
10.54% |
|
TD
AMERITRADE CLEARING, INC. |
10.37% |
|
CHARLES
SCHWAB RETAIL |
10.21% |
|
E*TRADE
SECURITIES LLC |
7.77% |
|
PERSHING
LLC |
5.04% |
ProShares
MSCI EAFE Dividend Growers
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.60% |
|
CHARLES
SCHWAB & CO., INC. |
7.33% |
|
CHARLES
SCHWAB RETAIL |
6.84% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.28% |
|
MORGAN
STANLEY |
20.82% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
11.26% |
|
PERSHING
LLC |
5.23%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
MSCI Emerging Markets
Dividend
Growers ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.24% |
|
CHARLES
SCHWAB & CO., INC. |
15.32% |
|
CHARLES
SCHWAB RETAIL |
17.34% |
|
TD
AMERITRADE CLEARING, INC. |
15.63% |
|
J.P.
MORGAN SECURITIES LLC |
6.46% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.96% |
|
PERSHING
LLC |
9.06% |
ProShares
MSCI Europe Dividend Growers
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
29.82% |
|
CHARLES
SCHWAB & CO., INC. |
10.60% |
|
J.P.
MORGAN SECURITIES LLC |
16.65% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.22% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.79% |
|
CHARLES
SCHWAB RETAIL |
5.40% |
ProShares
MSCI Transformational Changes
ETF |
|
|
|
CREDIT
SUISSE SECURITIES (USA) LLC |
13.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.50% |
|
CHARLES
SCHWAB & CO., INC. |
7.72% |
|
PERSHING
LLC |
5.67% |
|
SG
AMERICAS SECURITIES, LLC |
23.33% |
|
J.P.
MORGAN SECURITIES LLC |
6.68% |
ProShares
Nanotechnology ETF |
|
|
|
SG
AMERICAS SECURITIES, LLC |
18.44% |
|
J.P.
MORGAN SECURITIES LLC |
17.54% |
|
E*TRADE
SECURITIES LLC |
8.68% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.14% |
|
TD
AMERITRADE CLEARING, INC. |
5.91% |
ProShares
Nasdaq-100 Dorsey Wright
Momentum
ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
23.60% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.83% |
|
PERSHING
LLC |
6.10% |
|
SG
AMERICAS SECURITIES, LLC |
9.80% |
|
TD
AMERITRADE CLEARING, INC. |
10.29% |
|
ABN
AMRO CLEARING CHICAGO LLC |
5.02%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
On-Demand ETF |
|
|
|
J.P.
MORGAN SECURITIES LLC |
33.69% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
23.89% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
21.33% |
|
CHARLES
SCHWAB RETAIL |
9.69% |
ProShares
Online Retail ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
51.55% |
|
SG
AMERICAS SECURITIES, LLC |
6.77% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.24% |
|
PERSHING
LLC |
5.20% |
ProShares
Pet Care ETF |
|
|
|
PERSHING
LLC |
5.70% |
|
CHARLES
SCHWAB & CO., INC. |
6.63% |
|
CITIBANK,
NATIONAL ASSOCIATION |
9.44% |
|
TD
AMERITRADE CLEARING, INC. |
7.56% |
|
J.P.
MORGAN SECURITIES LLC |
5.51% |
|
MORGAN
STANLEY |
6.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.63% |
|
RBC
CAPITAL MARKETS, LLC |
6.31% |
ProShares
Russell 2000 Dividend Growers
ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
11.57% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.26% |
|
MORGAN
STANLEY |
19.03% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.62% |
|
PERSHING
LLC |
6.67% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
8.71% |
ProShares
Russell U.S. Dividend Growers
ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
18.64% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
14.81% |
|
TD
AMERITRADE CLEARING, INC. |
13.36% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.13% |
|
CHARLES
SCHWAB & CO., INC. |
9.98% |
ProShares
S&P 500 Bond ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
5.37% |
|
CHARLES
SCHWAB RETAIL |
13.60% |
|
J.P.
MORGAN SECURITIES LLC |
20.11% |
|
TD
AMERITRADE CLEARING, INC. |
13.93% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
10.68% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.78%
|
Fund |
Beneficial
Owner |
Percent
Owned |
|
PERSHING
LLC |
8.52% |
|
E*TRADE
SECURITIES LLC |
7.81% |
ProShares
S&P 500 Dividend Aristocrats
ETF |
|
|
|
CHARLES
SCHWAB RETAIL |
5.13% |
|
CHARLES
SCHWAB & CO., INC. |
7.80% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.34% |
|
MORGAN
STANLEY |
16.18% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.81% |
ProShares
S&P 500 Ex-Energy ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
9.17% |
|
LPL
FINANCIAL LLC |
7.12% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.29% |
|
PERSHING
LLC |
19.97% |
|
TD
AMERITRADE CLEARING, INC. |
7.28% |
ProShares
S&P 500 Ex-Financials ETF |
|
|
|
VANGUARD
MARKETING CORPORATION |
6.19% |
|
CHARLES
SCHWAB & CO., INC. |
8.20% |
|
CHARLES
SCHWAB RETAIL |
9.51% |
|
TD
AMERITRADE CLEARING, INC. |
9.97% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.47% |
|
PERSHING
LLC |
21.00% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
10.06% |
ProShares
S&P 500 Ex-Health Care ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.74% |
|
FIDELITY
CLEARING CANADA ULC |
7.63% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
47.77% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.94% |
ProShares
S&P 500 Ex-Technology ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
22.64% |
|
CHARLES
SCHWAB & CO., INC. |
6.88% |
|
CHARLES
SCHWAB RETAIL |
14.16% |
|
J.P.
MORGAN SECURITIES LLC |
8.47% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.44% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.61%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
S&P Kensho Cleantech ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
14.57% |
|
JPMORGAN
CHASE BANK, NATIONAL
ASSOCIATION |
14.29% |
|
SG
AMERICAS SECURITIES, LLC |
14.29% |
|
CHARLES
SCHWAB & CO., INC. |
12.30% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.27% |
ProShares
S&P Kensho Smart Factories ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
21.50% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
18.59% |
|
J.P.
MORGAN SECURITIES LLC |
17.86% |
|
CHARLES
SCHWAB RETAIL |
9.57% |
|
CHARLES
SCHWAB & CO., INC. |
8.05% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.36% |
|
TD
AMERITRADE CLEARING, INC. |
5.37% |
ProShares
S&P MidCap 400 Dividend
Aristocrats
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
5.19% |
|
CHARLES
SCHWAB & CO., INC. |
6.13% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.36% |
|
MORGAN
STANLEY |
17.86% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.49% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
8.86% |
|
PERSHING
LLC |
5.07% |
|
LPL
FINANCIAL LLC |
5.65% |
ProShares
S&P Technology Dividend
Aristocrats
ETF |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
5.34% |
|
CHARLES
SCHWAB & CO., INC. |
17.93% |
|
TD
AMERITRADE CLEARING, INC. |
13.42% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.31% |
|
MORGAN
STANLEY |
7.67% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
7.19% |
|
SG
AMERICAS SECURITIES, LLC |
6.70% |
ProShares
Short 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.28% |
|
CHARLES
SCHWAB & CO., INC. |
13.11% |
|
CHARLES
SCHWAB RETAIL |
7.88% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.35% |
|
MORGAN
STANLEY |
5.76% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.37%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short 7-10 Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.74% |
|
CHARLES
SCHWAB & CO., INC. |
30.44% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.54% |
|
PERSHING
LLC |
6.85% |
ProShares
Short Dow30 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.26% |
|
CHARLES
SCHWAB RETAIL |
6.81% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.37% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
5.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.24% |
|
PERSHING
LLC |
6.76% |
ProShares
Short Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
26.84% |
|
CHARLES
SCHWAB & CO., INC. |
5.43% |
|
CHARLES
SCHWAB RETAIL |
8.39% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
31.71% |
|
THE
HUNTINGTON NATIONAL BANK |
5.58% |
ProShares
Short FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
29.05% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.37% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
11.20% |
|
E*TRADE
SECURITIES LLC |
6.89% |
|
DEUTSCHE
BANK SECURITIES INC. |
6.50% |
ProShares
Short High Yield |
|
|
|
CHARLES
SCHWAB & CO., INC. |
6.09% |
|
CHARLES
SCHWAB RETAIL |
5.53% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.12% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.89% |
|
PERSHING
LLC |
13.85% |
|
TD
AMERITRADE CLEARING, INC. |
11.61% |
ProShares
Short MSCI EAFE |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
36.54% |
|
TD
AMERITRADE CLEARING, INC. |
13.33% |
|
CHARLES
SCHWAB & CO., INC. |
15.46% |
|
MORGAN
STANLEY |
8.02% |
|
CHARLES
SCHWAB RETAIL |
5.76% |
|
LPL
FINANCIAL LLC |
5.41%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short MSCI Emerging Markets |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.42% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.67% |
|
CHARLES
SCHWAB RETAIL |
11.03% |
|
CITIBANK,
NATIONAL ASSOCIATION |
9.50% |
|
APEX
CLEARING CORPORATION |
6.66% |
ProShares
Short QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.09% |
|
CHARLES
SCHWAB & CO., INC. |
11.67% |
|
CHARLES
SCHWAB RETAIL |
8.02% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.57% |
|
MORGAN
STANLEY |
12.00% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.33% |
ProShares
Short Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.60% |
|
CHARLES
SCHWAB RETAIL |
6.93% |
|
PERSHING
LLC |
23.68% |
|
CHARLES
SCHWAB & CO., INC. |
5.06% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.29% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.74% |
ProShares
Short Russell2000 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
10.18% |
|
CHARLES
SCHWAB RETAIL |
7.01% |
|
PERSHING
LLC |
6.96% |
|
MORGAN
STANLEY |
5.08% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.43% |
|
TD
AMERITRADE CLEARING, INC. |
12.05% |
ProShares
Short S&P Mid Cap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
29.65% |
|
FOLIO
INVESTMENTS, INC. |
13.98% |
|
CHARLES
SCHWAB & CO., INC. |
10.72% |
|
CHARLES
SCHWAB RETAIL |
10.43% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.92%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
9.81% |
|
CHARLES
SCHWAB & CO., INC. |
16.26% |
|
CHARLES
SCHWAB RETAIL |
8.25% |
|
MORGAN
STANLEY |
11.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.33% |
ProShares
Short SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
31.61% |
|
FOLIO
INVESTMENTS, INC. |
17.97% |
|
CHARLES
SCHWAB & CO., INC. |
7.97% |
|
CHARLES
SCHWAB RETAIL |
6.36% |
|
NATIONAL
BANK FINANCIAL INC. |
6.13% |
|
E*TRADE
SECURITIES LLC |
6.24% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.75% |
ProShares
Smart Materials ETF |
|
|
|
J.P.
MORGAN SECURITIES LLC |
31.72% |
|
SG
AMERICAS SECURITIES, LLC |
23.69% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
20.02% |
ProShares
Supply Chain Logistics ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
37.72% |
|
J.P.
MORGAN SECURITIES LLC |
33.09% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.03% |
|
CHARLES
SCHWAB RETAIL |
6.03% |
ProShares
Ultra 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.95% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
39.82% |
|
CITIBANK,
NATIONAL ASSOCIATION |
10.51% |
ProShares
Ultra 7-10 Year Treasury |
|
|
|
J.P.
MORGAN SECURITIES LLC |
10.61% |
|
TD
AMERITRADE CLEARING, INC. |
34.64% |
|
CHARLES
SCHWAB & CO., INC. |
5.12% |
|
CHARLES
SCHWAB RETAIL |
5.59% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.93% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.30%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra Basic Materials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.35% |
|
CHARLES
SCHWAB & CO., INC. |
12.14% |
|
CHARLES
SCHWAB RETAIL |
12.02% |
|
E*TRADE
SECURITIES LLC |
5.92% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.66% |
ProShares
Ultra Consumer Goods |
|
|
|
TD
AMERITRADE CLEARING, INC. |
27.99% |
|
CHARLES
SCHWAB & CO., INC. |
5.43% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
15.71% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.99% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
6.21% |
ProShares
Ultra Consumer Services |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.24% |
|
CHARLES
SCHWAB & CO., INC. |
19.11% |
|
TD
AMERITRADE CLEARING, INC. |
15.59% |
|
E*TRADE
SECURITIES LLC |
8.43% |
ProShares
Ultra Dow30 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
10.72% |
|
CHARLES
SCHWAB RETAIL |
8.70% |
|
TD
AMERITRADE CLEARING, INC. |
16.49% |
|
E*TRADE
SECURITIES LLC |
7.76% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.92% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.54% |
ProShares
Ultra Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
12.85% |
|
CHARLES
SCHWAB & CO., INC. |
7.51% |
|
CHARLES
SCHWAB RETAIL |
8.11% |
|
E*TRADE
SECURITIES LLC |
9.39% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.77% |
|
MORGAN
STANLEY |
5.59% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.06% |
ProShares
Ultra FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.14% |
|
APEX
CLEARING CORPORATION |
5.92% |
|
CHARLES
SCHWAB & CO., INC. |
5.88% |
|
CITIBANK,
NATIONAL ASSOCIATION |
15.25% |
|
E*TRADE
SECURITIES LLC |
6.07% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.47%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra FTSE Europe |
|
|
|
ABN
AMRO CLEARING CHICAGO LLC |
14.34% |
|
CHARLES
SCHWAB & CO., INC. |
15.00% |
|
J.P.
MORGAN SECURITIES LLC |
5.43% |
|
CHARLES
SCHWAB RETAIL |
7.36% |
|
CITIBANK,
NATIONAL ASSOCIATION |
12.56% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.35% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.31% |
ProShares
Ultra Health Care |
|
|
|
THE
BANK OF NEW YORK MELLON |
5.77% |
|
CHARLES
SCHWAB & CO., INC. |
6.63% |
|
CHARLES
SCHWAB RETAIL |
6.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
18.90% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.32% |
|
TD
AMERITRADE CLEARING, INC. |
11.55% |
ProShares
Ultra High Yield |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.21% |
|
CHARLES
SCHWAB RETAIL |
5.05% |
|
CHARLES
SCHWAB & CO., INC. |
5.39% |
|
CITIBANK,
NATIONAL ASSOCIATION |
16.00% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
53.20% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.49% |
ProShares
Ultra Industrials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.72% |
|
CHARLES
SCHWAB & CO., INC. |
5.63% |
|
E*TRADE
SECURITIES LLC |
15.74% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
12.55% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.71% |
|
PERSHING
LLC |
6.89% |
ProShares
Ultra MSCI Brazil Capped |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.40% |
|
CHARLES
SCHWAB RETAIL |
8.19% |
|
CHARLES
SCHWAB & CO., INC. |
5.07% |
|
E*TRADE
SECURITIES LLC |
7.73% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
17.27% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.42%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra MSCI EAFE |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.03% |
|
CHARLES
SCHWAB & CO., INC. |
8.43% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
12.93% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.76% |
|
MORGAN
STANLEY |
11.44% |
ProShares
Ultra MSCI Emerging Markets |
|
|
|
J.P.
MORGAN SECURITIES LLC |
5.01% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.55% |
|
CHARLES
SCHWAB & CO., INC. |
6.16% |
|
CHARLES
SCHWAB RETAIL |
6.13% |
|
JPMORGAN
CHASE BANK, NATIONAL
ASSOCIATION |
13.39% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
25.56% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.01% |
|
TD
AMERITRADE CLEARING, INC. |
12.06% |
ProShares
Ultra MSCI Japan |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
10.92% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.85% |
|
TD
AMERITRADE CLEARING, INC. |
8.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.59% |
|
SG
AMERICAS SECURITIES, LLC |
6.63% |
|
E*TRADE
SECURITIES LLC |
6.10% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.50% |
ProShares
Ultra Nasdaq Biotechnology |
|
|
|
CHARLES
SCHWAB & CO., INC. |
9.28% |
|
CHARLES
SCHWAB RETAIL |
8.43% |
|
E*TRADE
SECURITIES LLC |
5.14% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.58% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.67% |
|
TD
AMERITRADE CLEARING, INC. |
13.79% |
ProShares
Ultra Nasdaq Cloud Computing |
|
|
|
TD
AMERITRADE CLEARING, INC. |
5.60% |
|
E*TRADE
SECURITIES LLC |
46.99% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.72% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.69%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra Nasdaq Cybersecurity |
|
|
|
TD
AMERITRADE CLEARING, INC. |
16.17% |
|
CHARLES
SCHWAB RETAIL |
9.80% |
|
E*TRADE
SECURITIES LLC |
8.06% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.91% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.87% |
|
CITIBANK,
NATIONAL ASSOCIATION |
9.61% |
ProShares
Ultra Oil & Gas |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.83% |
|
CHARLES
SCHWAB & CO., INC. |
6.18% |
|
CHARLES
SCHWAB RETAIL |
11.43% |
|
E*TRADE
SECURITIES LLC |
7.90% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.06% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
25.90% |
ProShares
Ultra QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.54% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
8.21% |
|
CITIBANK,
NATIONAL ASSOCIATION |
13.34% |
|
CHARLES
SCHWAB & CO., INC. |
7.99% |
|
CHARLES
SCHWAB RETAIL |
11.08% |
|
E*TRADE
SECURITIES LLC |
5.54% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.92% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.67% |
ProShares
Ultra Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.55% |
|
CHARLES
SCHWAB & CO., INC. |
6.80% |
|
CHARLES
SCHWAB RETAIL |
6.41% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.51% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.53% |
|
E*TRADE
SECURITIES LLC |
6.06% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.94% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.86% |
ProShares
Ultra Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.12% |
|
CHARLES
SCHWAB & CO., INC. |
10.14% |
|
CHARLES
SCHWAB RETAIL |
9.48% |
|
E*TRADE
SECURITIES LLC |
5.97% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.41% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.65%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra S&P MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
20.47% |
|
CHARLES
SCHWAB & CO., INC. |
9.44% |
|
E*TRADE
SECURITIES LLC |
5.13% |
|
CHARLES
SCHWAB RETAIL |
8.71% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.08% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.98% |
ProShares
Ultra S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
12.54% |
|
E*TRADE
SECURITIES LLC |
5.37% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
11.77% |
|
CHARLES
SCHWAB & CO., INC. |
10.42% |
|
CHARLES
SCHWAB RETAIL |
9.57% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.62% |
ProShares
Ultra Semiconductors |
|
|
|
TD
AMERITRADE CLEARING, INC. |
19.62% |
|
CHARLES
SCHWAB RETAIL |
9.89% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.85% |
|
E*TRADE
SECURITIES LLC |
5.95% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.88% |
ProShares
Ultra SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.67% |
|
CHARLES
SCHWAB & CO., INC. |
8.79% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.26% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
29.33% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
25.49% |
ProShares
Ultra Technology |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.63% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.37% |
|
TD
AMERITRADE CLEARING, INC. |
9.56% |
|
CHARLES
SCHWAB & CO., INC. |
8.40% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
8.33% |
|
CHARLES
SCHWAB RETAIL |
7.86% |
|
E*TRADE
SECURITIES LLC |
6.28%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra Telecommunications |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
35.12% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.38% |
|
CREDIT
SUISSE SECURITIES (USA) LLC |
10.90% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.57% |
ProShares
Ultra Utilities |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
15.32% |
|
CHARLES
SCHWAB & CO., INC. |
7.15% |
|
CHARLES
SCHWAB RETAIL |
10.40% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.49% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
28.42% |
|
TD
AMERITRADE CLEARING, INC. |
13.39% |
ProShares
UltraPro Dow30 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
20.57% |
|
CHARLES
SCHWAB & CO., INC. |
5.28% |
|
CHARLES
SCHWAB RETAIL |
8.41% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.13% |
|
E*TRADE
SECURITIES LLC |
11.95% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.10% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.84% |
ProShares
UltraPro MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.88% |
|
CHARLES
SCHWAB & CO., INC. |
6.72% |
|
CHARLES
SCHWAB RETAIL |
17.19% |
|
E*TRADE
SECURITIES LLC |
11.08% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.59% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.05% |
ProShares
UltraPro QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.36% |
|
CHARLES
SCHWAB RETAIL |
9.70% |
|
CITIBANK,
NATIONAL ASSOCIATION |
16.90% |
|
E*TRADE
SECURITIES LLC |
7.56% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.17%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraPro Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.07% |
|
CHARLES
SCHWAB & CO., INC. |
9.87% |
|
CHARLES
SCHWAB RETAIL |
10.13% |
|
E*TRADE
SECURITIES LLC |
5.57% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.20% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.86% |
ProShares
UltraPro S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.79% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.75% |
|
CHARLES
SCHWAB & CO., INC. |
6.06% |
|
CHARLES
SCHWAB RETAIL |
9.00% |
|
E*TRADE
SECURITIES LLC |
7.27% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.52% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.37% |
ProShares
UltraPro Short 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.40% |
|
CHARLES
SCHWAB RETAIL |
58.75% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.23% |
ProShares
UltraPro Short Dow30 |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.09% |
|
TD
AMERITRADE CLEARING, INC. |
17.62% |
|
CHARLES
SCHWAB RETAIL |
9.52% |
|
E*TRADE
SECURITIES LLC |
7.09% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.88% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.33% |
ProShares
UltraPro Short MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
39.86% |
|
CHARLES
SCHWAB RETAIL |
7.88% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
27.79% |
ProShares
UltraPro Short QQQ |
|
|
|
THE
BANK OF NEW YORK MELLON |
6.45% |
|
CHARLES
SCHWAB RETAIL |
7.28% |
|
CITIBANK,
NATIONAL ASSOCIATION |
11.81% |
|
E*TRADE
SECURITIES LLC |
5.10% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.61% |
|
TD
AMERITRADE CLEARING, INC. |
14.21%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraPro Short Russell2000 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
8.23% |
|
CHARLES
SCHWAB RETAIL |
16.68% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.67% |
|
E*TRADE
SECURITIES LLC |
5.01% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.31% |
|
TD
AMERITRADE CLEARING, INC. |
17.37% |
|
|
|
ProShares
UltraPro Short S&P500 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
6.14% |
|
CHARLES
SCHWAB RETAIL |
8.86% |
|
TD
AMERITRADE CLEARING, INC. |
14.06% |
|
E*TRADE
SECURITIES LLC |
7.13% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.58% |
|
|
|
ProShares
UltraShort 20+ Year Treasury |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.69% |
|
CITIBANK,
NATIONAL ASSOCIATION |
10.77% |
|
CHARLES
SCHWAB & CO., INC. |
10.30% |
|
TD
AMERITRADE CLEARING, INC. |
10.28% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.93% |
|
CHARLES
SCHWAB RETAIL |
6.05% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.86% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.26% |
ProShares
UltraShort 7-10 Year Treasury |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.53% |
|
PERSHING
LLC |
9.59% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
8.12% |
|
TD
AMERITRADE CLEARING, INC. |
7.98% |
|
CHARLES
SCHWAB RETAIL |
7.28% |
|
J.P.
MORGAN SECURITIES LLC |
7.21% |
ProShares
UltraShort Basic Materials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.50% |
|
CHARLES
SCHWAB RETAIL |
21.83% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.63% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
28.82%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Consumer Goods |
|
|
|
E*TRADE
SECURITIES LLC |
7.63% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
15.44% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
27.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.40% |
|
TD
AMERITRADE CLEARING, INC. |
13.09% |
ProShares
UltraShort Consumer Services |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
9.22% |
|
CHARLES
SCHWAB RETAIL |
13.44% |
|
CHARLES
SCHWAB & CO., INC. |
7.28% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.00% |
|
TD
AMERITRADE CLEARING, INC. |
43.64% |
ProShares
UltraShort Dow30 |
|
|
|
RAYMOND
JAMES & ASSOCIATES, INC. |
10.42% |
|
CHARLES
SCHWAB RETAIL |
6.44% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.62% |
|
TD
AMERITRADE CLEARING, INC. |
14.70% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.44% |
ProShares
UltraShort Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
19.74% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.31% |
|
CHARLES
SCHWAB & CO., INC. |
5.79% |
|
CHARLES
SCHWAB RETAIL |
8.51% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.60% |
|
E*TRADE
SECURITIES LLC |
9.85% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.60% |
ProShares
UltraShort FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
7.43% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
32.88% |
|
CHARLES
SCHWAB RETAIL |
6.89% |
|
BNP
PARIBAS SECURITIES CORP. |
6.17% |
|
CITIBANK,
NATIONAL ASSOCIATION |
10.13% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.38% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.41%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort FTSE Europe |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.21% |
|
PERSHING
LLC |
10.47% |
|
CHARLES
SCHWAB & CO., INC. |
8.45% |
|
CHARLES
SCHWAB RETAIL |
6.27% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.25% |
ProShares
UltraShort Health Care |
|
|
|
TD
AMERITRADE CLEARING, INC. |
53.85% |
|
E*TRADE
SECURITIES LLC |
6.99% |
|
CHARLES
SCHWAB RETAIL |
14.51% |
|
CHARLES
SCHWAB & CO., INC |
10.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.93% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
7.47% |
ProShares
UltraShort Industrials |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
12.50% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
18.25% |
|
CHARLES
SCHWAB RETAIL |
8.60% |
|
CHARLES
SCHWAB& CO.,INC |
8.27% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.66% |
|
TD
AMERITRADE CLEARING, INC. |
16.42% |
ProShares
UltraShort MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
29.13% |
|
E*TRADE
SECURITIES LLC |
13.11% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
26.51% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.59% |
ProShares
UltraShort MSCI Brazil Capped |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.20% |
|
CITIBANK,
NATIONAL ASSOCIATION |
19.00% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.68% |
ProShares
UltraShort MSCI EAFE |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.89% |
|
THE
BANK OF NEW YORK MELLON |
8.04% |
|
CHARLES
SCHWAB RETAIL |
7.39% |
|
E*TRADE
SECURITIES LLC |
6.46% |
|
BROWN
BROTHERS HARIAMN TRUST
COMPANY,
NA |
5.34% |
|
FIDELITY
CLEARING CANADA LLC |
5.34% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.18% |
|
CHARLES
SCHWAB & CO., INC. |
14.58% |
|
TD
AMERITRADE CLEARING, INC. |
10.11%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort MSCI Emerging
Markets |
|
|
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
13.09% |
|
CHARLES
SCHWAB RETAIL |
5.52% |
|
TD
AMERITRADE CLEARING, INC. |
20.59% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.40% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.73% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.09% |
ProShares
UltraShort MSCI Japan |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.89% |
|
CHARLES
SCHWAB RETAIL |
5.16% |
|
CITIBANK,
NATIONAL ASSOCIATION |
13.40% |
|
MORGAN
STANLEY |
10.52% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.77% |
|
E*TRADE
SECURITIES LLC |
5.56% |
ProShares
UltraShort Nasdaq Biotechnology |
|
|
|
CHARLES
SCHWAB RETAIL |
11.48% |
|
E*TRADE
SECURITIES LLC |
5.36% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
12.36% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
21.70% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.19% |
ProShares
UltraShort Oil & Gas |
|
|
|
E*TRADE
SECURITIES LLC |
5.72% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.76% |
|
TD
AMERITRADE CLEARING, INC. |
32.20% |
ProShares
UltraShort QQQ |
|
|
|
BROWN
BOTHERS HARRIMAN TRUST
COMPANY,
NA |
13.85% |
|
CHARLES
SCHWAB & CO., INC. |
10.24% |
|
CHARLES
SCHWAB RETAIL |
8.20% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.32% |
|
TD
AMERITRADE CLEARING, INC. |
16.42% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.31% |
ProShares
UltraShort Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
21.48% |
|
CHARLES
SCHWAB & CO., INC. |
6.58% |
|
CHARLES
SCHWAB RETAIL |
8.44% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.68% |
|
E*TRADE
SECURITIES LLC |
9.15% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.98%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.51% |
|
CHARLES
SCHWAB & CO., INC. |
6.08% |
|
CHARLES
SCHWAB RETAIL |
5.77% |
|
BNP
PARIBAS SECURTIES CORP. |
5.49% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
22.76% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.14% |
|
MORGAN
STANLEY & CO. LLC |
6.38% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.02% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.34% |
ProShares
UltraShort S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
22.89% |
|
CHARLES
SCHWAB & CO., INC. |
10.93% |
|
CHARLES
SCHWAB RETAIL |
8.60% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.21% |
ProShares
UltraShort Semiconductors |
|
|
|
TD
AMERITRADE CLEARING, INC. |
19.90% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.77% |
|
CHARLES
SCHWAB RETAIL |
12.50% |
|
E*TRADE
SECURITIES LLC |
5.93% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
10.15% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.07% |
ProShares
UltraShort SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
27.44% |
|
CHARLES
SCHWAB & CO., INC. |
11.58% |
|
CHARLES
SCHWAB RETAIL |
6.65% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
16.22% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.52% |
|
|
|
ProShares
UltraShort Technology |
|
|
|
TD
AMERITRADE CLEARING, INC. |
24.18% |
|
CHARLES
SCHWAB & CO., INC. |
10.81% |
|
CHARLES
SCHWAB RETAIL |
7.33% |
|
RBC
CAPITAL MARKETS, LLC |
7.50% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
11.90% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.31%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Utilities |
|
|
|
TD
AMERITRADE CLEARING, INC. |
7.62% |
|
CHARLES
SCHWAB & CO., INC. |
23.61% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
16.44% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
27.45% |
TITLE: |
Proxy
Voting Policies and Procedures |
FOR: |
ProShare
Advisors LLC ProFund Advisors LLC |
DATED: |
March
1, 2008 |
AS
REVISED: |
May
1, 2015
|