|
|
|
|
|
Mutual
Funds |
| |
Equity |
| |
1.31.2024 |
Ticker
Symbol |
Fund
Name | |||
Class
A |
Class
C |
Institutional
Class |
Class
P |
|
SAOAX |
SAOCX |
SAOIX |
SAOSX |
Guggenheim
Alpha Opportunity Fund |
SECIX |
SEGIX |
GILCX |
SEGPX |
Guggenheim
Large Cap Value Fund |
GUMAX |
GUMCX |
GUMNX |
GUMPX |
Guggenheim
Market Neutral Real Estate Fund |
GURAX |
GURCX |
GURIX |
GURPX |
Guggenheim
Risk Managed Real Estate Fund |
SSUAX |
SSVCX |
SSUIX |
SSUPX |
Guggenheim
Small Cap Value Fund |
SEVAX |
SEVSX |
SVUIX |
SEVPX |
Guggenheim
SMid Cap Value Fund |
SECEX |
SFECX |
GILIX |
SFEPX |
Guggenheim
StylePlus—Large Core Fund |
SECUX |
SUFCX |
GIUIX |
SEUPX |
Guggenheim
StylePlus—Mid Growth Fund |
SEQAX |
SFGCX |
SEWIX |
SEQPX |
Guggenheim
World Equity Income Fund |
460602600-0124x0125 |
guggenheiminvestments.com |
128
| |
129
| |
129
| |
129
| |
129
| |
130
| |
130
| |
130
| |
130
| |
130
| |
131
| |
131
| |
132
| |
132
| |
132
| |
132
| |
133
| |
133
| |
133
| |
133
| |
134
| |
134
| |
135
| |
135
| |
136
| |
136
| |
136
| |
136
| |
136
| |
136
| |
138
| |
138
| |
138
| |
140
| |
184
| |
184
| |
184
| |
A-1 |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.90
% |
0.90
% |
0.90
% |
0.90
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.79
% |
0.87
% |
0.66
% |
0.72
% |
Total
Annual Fund Operating Expenses |
1.94
% |
2.77
% |
1.56
% |
1.87
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.20
% |
-0.27
% |
-0.07
% |
-0.13
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.74
% |
2.50
% |
1.49
% |
1.74
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$643 |
$1,037 |
$1,455 |
$2,616 |
Class
C |
$353 |
$834 |
$1,440 |
$3,080 |
Institutional |
$152 |
$486 |
$843 |
$1,851 |
Class
P |
$177 |
$575 |
$999 |
$2,180 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$253 |
$834 |
$1,440 |
$3,080 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
December
31, 2021 |
9.82% |
Lowest
Quarter |
March 31,
2020 |
-8.45% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
7/7/2003 |
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Return
Before Taxes
|
|
3.63% |
1.18% |
1.79% |
Return
After Taxes on Distributions
|
|
3.37% |
0.83% |
1.30% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
2.15% |
0.75% |
1.18% |
Class
C—Before
Taxes
|
7/7/2003 |
7.00% |
1.37% |
1.51% |
Institutional
Class—Before
Taxes
|
11/7/2008 |
9.12% |
2.46% |
2.65% |
Class
P—Before
Taxes
|
5/1/2015 |
8.80% |
2.18% |
1.58%1
|
Index
|
|
|
|
|
ICE
BofA 3-Month U.S. Treasury Bill Index (reflects
no
deduction
for fees, expenses or taxes) |
|
5.05% |
1.89% |
1.26%2
|
Morningstar
Long/Short Equity Category Average (reflects
no
deduction
for fees, expenses or taxes) |
|
9.28% |
5.29% |
3.25%2
|
Name* |
Experience
with the
Fund |
Primary
Title with Investment Manager |
Samir
Sanghani |
Since
2015 |
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
2015 |
Director
and Portfolio Manager |
Farhan
Sharaff |
Since
2015 |
Assistant
Chief Investment Officer, Equities, Senior Managing
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.65
% |
0.65
% |
0.65
% |
0.65
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.57
% |
0.63
% |
0.56
% |
0.80
% |
Total
Annual Fund Operating Expenses |
1.47
% |
2.28
% |
1.21
% |
1.70
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.35
% |
-0.41
% |
-0.34
% |
-0.58
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.12
% |
1.87
% |
0.87
% |
1.12
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$584 |
$885 |
$1,208 |
$2,120 |
Class
C |
$290 |
$673 |
$1,183 |
$2,584 |
Institutional |
$89 |
$350 |
$632 |
$1,436 |
Class
P |
$114 |
$479 |
$869 |
$1,960 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$190 |
$673 |
$1,183 |
$2,584 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
December
31, 2020 |
18.64% |
Lowest
Quarter |
March 31,
2020 |
-27.95% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
8/7/1944 |
|
|
|
Return
Before Taxes
|
|
3.67% |
10.10% |
7.68% |
Return
After Taxes on Distributions
|
|
0.67% |
7.67% |
5.57% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
3.74% |
7.46% |
5.53% |
Class
C—Before
Taxes
|
1/29/1999 |
7.05% |
10.34% |
7.39% |
Institutional
Class—Before
Taxes
|
6/7/2013 |
9.09% |
11.45% |
8.47% |
Class
P—Before
Taxes
|
5/1/2015 |
8.84% |
11.18% |
8.28%1
|
Index
|
|
|
|
|
Russell
1000®
Value Index (reflects
no deduction for fees,
expenses
or taxes) |
|
11.46% |
10.91% |
8.40%2
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
James
P. Schier |
Since
2015 |
Senior
Managing Director and Portfolio Manager |
David
G. Toussaint |
Since
2017 |
Managing
Director and Portfolio Manager |
Chris
Phalen
|
Since
2023 |
Managing
Director and Portfolio Manager |
Gregg
Strohkorb |
Since
2015 |
Managing
Director and Portfolio Manager |
Farhan
Sharaff |
Since
2015 |
Assistant
Chief Investment Officer, Equities, Senior
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
2018 |
Director
and Portfolio Manager |
|
|
|
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
1.10
% |
1.10
% |
1.10
% |
1.10
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.85
% |
0.56
% |
0.52
% |
0.59
% |
Interest
Expenses |
0.01% |
0.01% |
0.01% |
0.01% |
Remaining
Other Expenses |
0.84% |
0.55% |
0.51% |
0.58% |
Total
Annual Fund Operating Expenses |
2.20
% |
2.66
% |
1.62
% |
1.94
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.57
% |
-0.28
% |
-0.24
% |
-0.31
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.63
% |
2.38
% |
1.38
% |
1.63
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$633 |
$1,078 |
$1,549 |
$2,846 |
Class
C |
$341 |
$800 |
$1,385 |
$2,972 |
Institutional |
$141 |
$488 |
$859 |
$1,902 |
Class
P |
$166 |
$579 |
$1,018 |
$2,239 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$241 |
$800 |
$1,385 |
$2,972 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
March 31,
2020 |
11.63% |
Lowest
Quarter |
June 30,
2020 |
-4.81% |
|
Inception |
1
Year |
5
Years |
Since
Inception |
Class
A
|
2/26/2016 |
|
|
|
Return
Before Taxes
|
|
-1.90% |
1.64% |
2.06% |
Return
After Taxes on Distributions
|
|
-2.82% |
1.21% |
1.55% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
-1.13% |
1.13% |
1.45% |
Class
C—Before
Taxes
|
2/26/2016 |
1.20% |
1.85% |
1.91% |
Institutional
Class—Before
Taxes
|
2/26/2016 |
3.21% |
2.88% |
2.92% |
Class
P—Before
Taxes
|
2/26/2016 |
2.99% |
2.62% |
2.64% |
Index
|
|
|
|
|
ICE
BofA 3-Month U.S. Treasury Bill Index (reflects
no
deduction
for fees, expenses or taxes) |
|
5.05% |
1.89% |
1.59%1
|
Name* |
Experience
with the
Fund |
Primary
Title with Investment Manager |
Samir
Sanghani |
Since
2021 |
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
May 2024 |
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.72
% |
0.61
% |
0.59
% |
0.73
% |
Short
Sales Dividend and Interest Expense |
0.39% |
0.39% |
0.39% |
0.39% |
Remaining
Other Expenses |
0.33% |
0.22% |
0.20% |
0.34% |
Total
Annual Fund Operating Expenses |
1.72
% |
2.36
% |
1.34
% |
1.73
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.06
% |
-0.04
% |
-0.05
% |
-0.07
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.66
% |
2.32
% |
1.29
% |
1.66
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$636 |
$986 |
$1,359 |
$2,404 |
Class
C |
$335 |
$733 |
$1,257 |
$2,693 |
Institutional |
$131 |
$420 |
$729 |
$1,608 |
Class
P |
$169 |
$538 |
$932 |
$2,035 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$235 |
$733 |
$1,257 |
$2,693 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
December
31, 2023 |
16.06% |
Lowest
Quarter |
June 30,
2022 |
-15.66% |
|
Inception |
1
Year |
5
Years |
Since
Inception |
Class
A
|
3/28/2014 |
|
|
|
Return
Before Taxes
|
|
7.24% |
7.94% |
8.13% |
Return
After Taxes on Distributions
|
|
5.97% |
5.94% |
5.80% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
4.23% |
5.54% |
5.44% |
Class
C—Before
Taxes
|
3/28/2014 |
10.83% |
8.18% |
7.85% |
Institutional
Class—Before
Taxes
|
3/28/2014 |
13.00% |
9.32% |
8.99% |
Class
P—Before
Taxes
|
5/1/2015 |
12.55% |
8.95% |
7.01% |
Index
|
|
|
|
|
FTSE
NAREIT Equity REITs Index (reflects
no deduction for
fees,
expenses or taxes) |
|
13.73% |
7.39% |
6.88%1
|
Name* |
Experience
with the
Fund |
Primary
Title with Investment Manager |
Samir
Sanghani |
Since
2021 |
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
May 2024 |
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
2.43
% |
2.51
% |
2.42
% |
2.68
% |
Acquired
Fund Fees and Expenses |
0.01
% |
0.01
% |
0.01
% |
0.01
% |
Total
Annual Fund Operating Expenses |
3.44
% |
4.27
% |
3.18
% |
3.69
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-2.16
% |
-2.24
% |
-2.15
% |
-2.41
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.28
% |
2.03
% |
1.03
% |
1.28
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$599 |
$1,290 |
$2,002 |
$3,881 |
Class
C |
$306 |
$1,092 |
$1,991 |
$4,296 |
Institutional |
$105 |
$778 |
$1,476 |
$3,336 |
Class
P |
$130 |
$906 |
$1,702 |
$3,785 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$206 |
$1,092 |
$1,991 |
$4,296 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
December
31, 2020 |
25.80% |
Lowest
Quarter |
March 31,
2020 |
-33.06% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
7/11/2008 |
|
|
|
Return
Before Taxes
|
|
5.36% |
9.16% |
4.86% |
Return
After Taxes on Distributions
|
|
3.22% |
8.12% |
3.06% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
4.26% |
7.00% |
3.27% |
Class
C—Before
Taxes
|
7/11/2008 |
8.79% |
9.41% |
4.58% |
Institutional
Class—Before
Taxes
|
7/11/2008 |
10.87% |
10.50% |
5.63% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
P—Before
Taxes
|
5/1/2015 |
10.58% |
10.25% |
6.38%1
|
Index
|
|
|
|
|
Russell
2000®
Value Index (reflects
no deduction for fees,
expenses
or taxes) |
|
14.65% |
10.00% |
6.76%2
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
James
P. Schier |
Since
inception (2008) |
Senior
Managing Director and Portfolio Manager |
David
G. Toussaint |
Since
2017 |
Managing
Director and Portfolio Manager |
Chris
Phalen
|
Since
2023
|
Managing
Director and Portfolio Manager |
Gregg
Strohkorb |
Since
2015 |
Managing
Director and Portfolio Manager |
Farhan
Sharaff |
Since
2015 |
Assistant
Chief Investment Officer, Equities, Senior
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
2018 |
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.20
% |
0.35
% |
0.23
% |
0.27
% |
Total
Annual Fund Operating Expenses |
1.20
% |
2.10
% |
0.98
% |
1.27
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.05
% |
-0.08
% |
-0.04
% |
-0.03
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.15
% |
2.02
% |
0.94
% |
1.24
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$587 |
$833 |
$1,099 |
$1,856 |
Class
C |
$305 |
$650 |
$1,122 |
$2,425 |
Institutional |
$96 |
$308 |
$538 |
$1,198 |
Class
P |
$126 |
$400 |
$694 |
$1,531 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$205 |
$650 |
$1,122 |
$2,425 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
December
31, 2020 |
23.94% |
Lowest
Quarter |
March 31,
2020 |
-31.42% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
5/1/1997 |
|
|
|
Return
Before Taxes
|
|
4.12% |
10.64% |
6.77% |
Return
After Taxes on Distributions
|
|
3.69% |
9.53% |
4.80% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
2.67% |
8.18% |
4.72% |
Class
C—Before
Taxes
|
1/29/1999 |
7.33% |
10.79% |
6.44% |
Institutional
Class—Before
Taxes
|
7/11/2008 |
9.57% |
12.07% |
7.65% |
Class
P—Before
Taxes
|
5/1/2015 |
9.22% |
11.64% |
8.28%1
|
Index
|
|
|
|
|
Russell
2500®
Value Index (reflects
no deduction for fees,
expenses
or taxes) |
|
15.98% |
10.79% |
7.42%2
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
James
P. Schier |
Since
inception (1997) |
Senior
Managing Director and Portfolio Manager |
David
G. Toussaint |
Since
2017 |
Managing
Director and Portfolio Manager |
Chris
Phalen
|
Since
2023
|
Managing
Director and Portfolio Manager |
Gregg
Strohkorb |
Since
2015 |
Managing
Director and Portfolio Manager |
Farhan
Sharaff |
Since
2015 |
Assistant
Chief Investment Officer, Equities, Senior
Managing
Director and Portfolio Manager |
Burak
Hurmeydan |
Since
2018 |
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.48
% |
0.57
% |
0.52
% |
0.64
% |
Interest
Expenses |
0.26% |
0.23% |
0.28% |
0.24% |
Remaining
Other Expenses |
0.22% |
0.34% |
0.24% |
0.40% |
Acquired
Fund Fees and Expenses |
0.13
% |
0.13
% |
0.13
% |
0.13
% |
Total
Annual Fund Operating Expenses |
1.61
% |
2.45
% |
1.40
% |
1.77
% |
Fee
Waiver (and/or expense reimbursement)1
|
-0.04
% |
-0.04
% |
-0.04
% |
-0.05
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.57
% |
2.41
% |
1.36
% |
1.72
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$627 |
$955 |
$1,306 |
$2,292 |
Class
C |
$344 |
$760 |
$1,302 |
$2,783 |
Institutional |
$138 |
$439 |
$762 |
$1,676 |
Class
P |
$175 |
$552 |
$955 |
$2,080 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$244 |
$760 |
$1,302 |
$2,783 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
June 30,
2020 |
22.58% |
Lowest
Quarter |
March 31,
2020 |
-21.95% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
9/10/1962 |
|
|
|
Return
Before Taxes
|
|
20.72% |
13.22% |
10.73% |
Return
After Taxes on Distributions
|
|
19.51% |
10.40% |
7.24% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
12.26% |
9.90% |
7.36% |
Class
C—Before
Taxes
|
1/29/1999 |
24.57% |
13.30% |
10.26% |
Institutional
Class—Before
Taxes
|
3/1/2012 |
27.08% |
14.58% |
11.56% |
Class
P—Before
Taxes
|
5/1/2015 |
26.59% |
14.19% |
10.71%1
|
Index
|
|
|
|
|
S&P
500®
Index (reflects
no deduction for fees, expenses or
taxes) |
|
26.29% |
15.69% |
12.03%2
|
Name* |
Experience
with the
Fund |
Primary
Title with Investment Manager |
Qi
Yan |
Since
2016 |
Managing
Director and Portfolio Manager |
Adam
J. Bloch |
Since
2018 |
Managing
Director and Portfolio Manager |
Farhan
Sharaff |
Since
2013 |
Assistant
Chief Investment Officer, Equities, Senior Managing
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.66
% |
0.74
% |
0.74
% |
0.97
% |
Interest
Expenses |
0.25% |
0.24% |
0.26% |
0.20% |
Remaining
Other Expenses |
0.41% |
0.50% |
0.48% |
0.77% |
Acquired
Fund Fees and Expenses |
0.10
% |
0.10
% |
0.10
% |
0.10
% |
Total
Annual Fund Operating Expenses |
1.76
% |
2.59
% |
1.59
% |
2.07
% |
Fee
Waiver (and/or expense reimbursement)1
|
-0.01
% |
-0.01
% |
0.00
% |
-0.01
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.75
% |
2.58
% |
1.59
% |
2.06
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$644 |
$1,002 |
$1,383 |
$2,449 |
Class
C |
$361 |
$805 |
$1,374 |
$2,924 |
Institutional |
$162 |
$502 |
$866 |
$1,889 |
Class
P |
$209 |
$648 |
$1,113 |
$2,399 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$261 |
$805 |
$1,374 |
$2,924 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
June 30,
2020 |
31.82% |
Lowest
Quarter |
March 31,
2020 |
-23.81% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
9/17/1969 |
|
|
|
Return
Before Taxes
|
|
20.39% |
11.54% |
9.13% |
Return
After Taxes on Distributions
|
|
19.27% |
8.40% |
5.77% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
12.07% |
8.59% |
6.27% |
Class
C—Before
Taxes
|
1/29/1999 |
24.25% |
11.63% |
8.71% |
Institutional
Class—Before
Taxes
|
3/1/2012 |
26.71% |
12.78% |
9.79% |
Class
P—Before
Taxes
|
5/1/2015 |
25.99% |
12.41% |
8.84%1
|
Index
|
|
|
|
|
Russell
Midcap®
Growth Index (reflects
no deduction for
fees,
expenses or taxes) |
|
25.87% |
13.81% |
10.57%2
|
Name* |
Experience
with the
Fund |
Primary
Title with Investment Manager |
Qi
Yan |
Since
2016 |
Managing
Director and Portfolio Manager |
Adam
J. Bloch |
Since
2018 |
Managing
Director and Portfolio Manager |
Farhan
Sharaff |
Since
2013 |
Assistant
Chief Investment Officer, Equities, Senior Managing
Director
and Portfolio Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
4.75
% |
None |
None |
None |
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
None
* |
1.00
%** |
None |
None |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees
|
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Distribution
and/or Service (12b-1) Fees |
0.25
% |
1.00
% |
None |
0.25
% |
Other
Expenses |
0.55
% |
0.55
% |
0.54
% |
0.79
% |
Total
Annual Fund Operating Expenses |
1.50
% |
2.25
% |
1.24
% |
1.74
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-0.31
% |
-0.31
% |
-0.30
% |
-0.55
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
1.19
% |
1.94
% |
0.94
% |
1.19
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$591 |
$898 |
$1,227 |
$2,155 |
Class
C |
$297 |
$674 |
$1,177 |
$2,561 |
Institutional |
$96 |
$364 |
$652 |
$1,474 |
Class
P |
$121 |
$494 |
$892 |
$2,006 |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$197 |
$674 |
$1,177 |
$2,561 |
During
the periods shown in
the
chart above: |
Quarter
Ended |
Return |
Highest
Quarter |
June 30,
2020 |
16.67% |
Lowest
Quarter |
March 31,
2020 |
-23.39% |
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A
|
10/1/1993 |
|
|
|
Return
Before Taxes
|
|
6.73% |
8.58% |
6.04% |
Return
After Taxes on Distributions
|
|
5.90% |
5.90% |
4.17% |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
3.96% |
5.64% |
3.96% |
Class
C—Before
Taxes
|
1/29/1999 |
10.24% |
8.82% |
5.76% |
Institutional
Class—Before
Taxes
|
5/2/2011 |
12.34% |
9.94% |
6.84% |
Class
P—Before
Taxes
|
5/1/2015 |
12.07% |
9.64% |
6.70%1
|
Index
|
|
|
|
|
MSCI
World Index (Net)2
(reflects
no deduction for fees,
expenses
or taxes, except foreign withholding taxes) |
|
23.79% |
12.80% |
8.60%3
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
Farhan
Sharaff |
Since
2013 |
Assistant
Chief Investment Officer, Equities, Senior
Managing
Director and Portfolio Manager |
Evan
Einstein |
Since
2017 |
Managing
Director and Portfolio Manager
|
Douglas
Makin |
Since
2020 |
Director
and Portfolio Manager |
Contractual
Management Fees
(expressed as a percentage of average daily net
assets) | |
Guggenheim
Alpha Opportunity Fund |
0.90% |
Guggenheim
Large Cap Value Fund |
0.65% |
Guggenheim
Market Neutral Real Estate Fund |
1.10% |
Guggenheim
Risk Managed Real Estate Fund |
0.75% |
Guggenheim
Small Cap Value Fund |
0.75% |
Guggenheim
SMid Cap Value Fund |
0.75% |
Guggenheim
StylePlus—Large Core Fund |
0.75% |
Guggenheim
StylePlus—Mid Growth Fund |
0.75% |
Guggenheim
World Equity Income Fund |
0.70% |
Fund |
Class
A
Expense
Limit |
Class
C
Expense
Limit |
Institutional
Class
Expense
Limit |
Class
P
Expense
Limit |
Guggenheim
Alpha
Opportunity
Fund |
1.76% |
2.51% |
1.51% |
1.76% |
Guggenheim
Large
Cap
Value Fund |
1.15% |
1.90% |
0.90% |
1.15% |
Guggenheim
Market
Neutral
Real Estate
Fund |
1.65% |
2.40% |
1.40% |
1.65% |
Guggenheim
Risk
Managed
Real
Estate
Fund |
1.30% |
2.05% |
1.10% |
1.30% |
Guggenheim
Small
Cap
Value Fund |
1.30% |
2.05% |
1.05% |
1.30% |
Guggenheim
SMid
Cap
Value Fund |
1.30% |
2.05% |
1.05% |
1.30% |
Guggenheim
World
Equity
Income Fund |
1.22% |
1.97% |
0.97% |
1.22% |
Method |
Cut-Off
Time |
By
Mail |
Market
Close |
Method |
Cut-Off
Time |
By
Phone |
Market
Close |
By
Internet |
Market
Close |
By
Financial Intermediary |
Market
Close* |
Amount
of Investment |
Sales
Charge as %
of
Offering Price |
Sales
Charge as %
of
Net Amount Invested |
Less
than $100,000 |
4.75% |
4.99% |
$100,000
but less than $250,000 |
3.75% |
3.90% |
$250,000
but less than $500,000 |
2.75% |
2.83% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
$1,000,000
or greater |
None* |
None* |
|
Initial
Purchase |
Subsequent
Purchases |
Complete
the account application that corresponds
to
the type of account you are opening.
●Make
sure to designate the Fund(s) you want to
purchase.
●Make
sure your investment meets the account
minimum. |
Complete
the Guggenheim Investments investment
slip
included with your quarterly statement or send
written
purchase instructions that include:
●Your
name
●Your
shareholder account number
●The
Fund(s) you want to purchase. | |
Make
your check payable to Guggenheim
Investments. |
BY
MAIL
IRA
and other
retirement
accounts
require
additional
paperwork.
Call
Guggenheim
Investments
Client
Services
to
request
a
Retirement
Account
Investor
application
kit. |
Your
check must be drawn on a U.S. bank and payable in U.S.
dollars. | |
Include
the name of the Fund(s) you want to purchase on your check.
If
you do not specify the Fund(s) you want to purchase, your investment
generally will be credited to
the
Rydex U.S. Government Money Market Fund, which is offered in a separate
prospectus. | ||
Mail
your application and check to: |
Mail
your written purchase instructions and check
to: | |
Mailing
Addresses: | ||
Standard
Delivery |
Overnight
Delivery | |
Guggenheim
Investments
P.O.
Box 10839
Rockville,
MD 20849-0839 |
Guggenheim
Investments
805
King Farm Boulevard, Suite 600
Rockville,
MD 20850 |
BY
WIRE
Guggenheim
Investments
Client
Services
phone
number:
800.820.0888
or
301.296.5100 |
Initial
Purchase |
Subsequent
Purchases |
Complete
and submit the account application that
corresponds
to the type of account you are
opening.
Contact
Client Services at 800.820.0888 to obtain
your
new account number.
Use
the Wire Instructions below to send your wire.
●Make
sure to designate the Fund(s) you want to
purchase.
●Make
sure your investment meets the account
minimum. |
Be
sure to designate in your wire instructions the
Fund(s)
you want to purchase. | |
To
obtain “same-day credit” (to get that Business Day’s NAV) for your
purchase order, you
should call
Guggenheim
Investments Client Services and provide the following information prior to
the
transaction
cut-off time for the Fund(s) you are purchasing:
●Account
Number
●Fund
Name
●Amount
of Wire
●Fed
Wire Reference Number (upon request)
You
will receive a confirmation number to verify that your purchase order has
been accepted.
If
you do not notify Guggenheim Investments Client Services of the incoming
wire, your purchase
order
may not be processed until the Business Day following the receipt of the
wire. | ||
Wire
Instructions:
U.S.
Bank
Cincinnati,
OH
Routing
Number: 0420-00013
For
Account of: Guggenheim Investments
Account
Number: 48038-9030
[Your
Name]
[Your
shareholder account number]
[Your
fund designation]
If
you do not specify the Fund(s) you want to purchase, your investment
generally will be credited to
the
Rydex U.S. Government Money Market Fund, which is offered in a separate
prospectus. |
BY
ACH (FAX)
Guggenheim
Investments
Fax
number:
301.296.5103 |
Initial
Purchase (Class A shares
and
Class C shares only) |
Subsequent
Purchases |
Submit
a new account application. Be sure to
complete
the “Electronic Investing via ACH”
section.
If you are establishing an Individual, Joint,
or
UGMA/UTMA account, you may fax the
application
to Guggenheim Investments. All other
applications
should be mailed.
●Make
sure to designate the Fund(s) you want to
purchase.
●Make
sure your investment meets the account
minimum. |
Subsequent
purchases made via ACH must be
a
minimum of $20.
A maximum of $50,000 is
allowed
to be purchased via ACH per day. To make
a
subsequent purchase send written purchase
instructions
that include:
●Your
name
●Your
shareholder account number
●The
Fund(s) you want to purchase
●ACH
bank information (if not on record). | |
BY
ACH (MAIL) |
Mailing
Addresses | |
Standard
Delivery |
Overnight
Delivery | |
Guggenheim
Investments
P.O.
Box 10839
Rockville,
MD 20849-0839 |
Guggenheim
Investments
805
King Farm Boulevard, Suite 600
Rockville,
MD 20850 | |
BY
ACH
(INTERNET) |
Purchase
payments may be sent via ACH only if you have existing ACH instructions on
file.
If
you have existing ACH instructions on file, log-in to your account at
www.TradeRydex.com and click on
“Electronic
Investing.”
If
you currently do not have ACH instructions on file, download the Bank
Information and Alternate Payee
Form
from the www.guggenheiminvestments.com
site, and follow the instructions for adding bank
instructions. |
MAIL |
Standard
Delivery |
Overnight
Delivery |
Guggenheim
Investments
P.O.
Box 10839
Rockville,
MD 20849-0839 |
Guggenheim
Investments
805
King Farm Boulevard, Suite 600
Rockville,
MD 20850 | |
FAX |
301.296.5103
If
you send your redemption order by fax, you must call Guggenheim
Investments Client
Services
at 800.820.0888 or 301.296.5100 to verify that your fax was received and
when it
will
be processed. | |
TELEPHONE |
800.820.0888
or 301.296.5100 (not available for retirement
accounts) | |
BY
ACH |
Redemption
proceeds may be sent via ACH only if you have existing ACH instructions on
file.
If
you currently do not have ACH instructions on file, download the Bank
Information and
Alternate
Payee Form from the http://www.guggenheiminvestments.com site and follow
the
instructions
for adding bank instructions.
A
maximum of $50,000 is allowed to be redeemed via ACH per
day. |
MAIL |
Standard
Delivery |
Overnight
Delivery |
Guggenheim
Investments
P.O.
Box 10839
Rockville,
MD 20849-0839 |
Guggenheim
Investments
805
King Farm Boulevard, Suite 600
Rockville,
MD 20850 | |
FAX |
301.296.5103
If
you send your exchange request by fax, you must call Guggenheim
Investments Client Services at
800.820.0888
to verify that your fax was received and when it will be
processed. | |
TELEPHONE |
800.820.0888
or 301.296.5100 | |
INTERNET |
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the directions on the Guggenheim Investments website—Visit www.TradeRydex.com |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$16.73 |
$18.05 |
$16.89 |
$17.42 |
$19.15 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.07 |
.07 |
.10 |
.11 |
.12 |
Net
gain (loss) on investments (realized
and
unrealized) |
2.70 |
(1.23
) |
1.27 |
(.48
) |
(1.64
) |
Total
from investment operations |
2.77 |
(1.16
) |
1.37 |
(.37
) |
(1.52
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.13
) |
(.16
) |
(.21
) |
(.16
) |
(.21
) |
Total
distributions |
(.13
) |
(.16
) |
(.21
) |
(.16
) |
(.21
) |
Net
asset value, end of period |
$19.37 |
$16.73 |
$18.05 |
$16.89 |
$17.42 |
|
|
|
|
|
|
Total
Returnb |
16.62% |
(6.55%
) |
8.17% |
(2.15
)% |
(7.97%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$2,842 |
$2,610 |
$3,042 |
$3,429 |
$7,326 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.39% |
0.39% |
0.56% |
0.65% |
0.64% |
Total
expensesc
|
1.94% |
1.91% |
1.94% |
1.73% |
1.65% |
Net
expensesd,e,f
|
1.74% |
1.76% |
1.76% |
1.69% |
1.64% |
Portfolio
turnover rate |
309% |
283% |
169% |
209% |
126% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$14.59 |
$15.76 |
$14.71 |
$15.16 |
$16.61 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
(.06
) |
(.06
) |
(.03
) |
(.02
) |
(.03
) |
Net
gain (loss) on investments (realized
and
unrealized) |
2.35 |
(1.08
) |
1.11 |
(.43
) |
(1.42
) |
Total
from investment operations |
2.29 |
(1.14
) |
1.08 |
(.45
) |
(1.45
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
(.03
) |
(.03
) |
— |
— |
Total
distributions |
— |
(.03
) |
(.03
) |
— |
— |
Net
asset value, end of period |
$16.88 |
$14.59 |
$15.76 |
$14.71 |
$15.16 |
|
|
|
|
|
|
Total
Returnb |
15.70% |
(7.25%
) |
7.37% |
(2.97%
) |
(8.73%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$194 |
$195 |
$277 |
$354 |
$702 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
(0.36%
) |
(0.37%
) |
(0.19%
) |
(0.15%
) |
(0.20%
) |
Total
expensesc
|
2.77% |
2.75% |
2.75% |
2.72% |
2.55% |
Net
expensesd,e,f
|
2.50% |
2.51% |
2.51% |
2.51% |
2.48% |
Portfolio
turnover rate |
309% |
283% |
169% |
209% |
126% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$16.87 |
$18.21 |
$17.06 |
$17.56 |
$19.23 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.07 |
.07 |
.10 |
.12 |
.11 |
Net
gain (loss) on investments (realized
and
unrealized) |
2.71 |
(1.24
) |
1.28 |
(.49
) |
(1.64
) |
Total
from investment operations |
2.78 |
(1.17
) |
1.38 |
(.37
) |
(1.53
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.13
) |
(.17
) |
(.23
) |
(.13
) |
(.14
) |
Total
distributions |
(.13
) |
(.17
) |
(.23
) |
(.13
) |
(.14
) |
Net
asset value, end of period |
$19.52 |
$16.87 |
$18.21 |
$17.06 |
$17.56 |
|
|
|
|
|
|
Total
Return |
16.60% |
(6.54%
) |
8.17% |
(2.11%
) |
(7.99%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$1,880 |
$1,650 |
$1,855 |
$1,161 |
$1,905 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.39% |
0.39% |
0.54% |
0.70% |
0.59% |
Total
expensesc
|
1.87% |
1.82% |
1.96% |
1.67% |
1.67% |
Net
expensesd,e,f
|
1.74% |
1.76% |
1.76% |
1.64% |
1.66% |
Portfolio
turnover rate |
309% |
283% |
169% |
209% |
126% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$24.59 |
$26.44 |
$24.65 |
$25.37 |
$27.77 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.17 |
.17 |
.22 |
.25 |
.28 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.97 |
(1.81
) |
1.85 |
(.72
) |
(2.37
) |
Total
from investment operations |
4.14 |
(1.64
) |
2.07 |
(.47
) |
(2.09
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.17
) |
(.21
) |
(.28
) |
(.25
) |
(.31
) |
Total
distributions |
(.17
) |
(.21
) |
(.28
) |
(.25
) |
(.31
) |
Net
asset value, end of period |
$28.56 |
$24.59 |
$26.44 |
$24.65 |
$25.37 |
|
|
|
|
|
|
Total
Return |
16.89% |
(6.31%
) |
8.46% |
(1.87%
) |
(7.57%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$30,296 |
$25,632 |
$29,778 |
$32,260 |
$79,318 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.64% |
0.64% |
0.82% |
1.00% |
1.05% |
Total
expensesc
|
1.56% |
1.54% |
1.58% |
1.36% |
1.22% |
Net
expensesd,e,f
|
1.49% |
1.51% |
1.50% |
1.36% |
1.21% |
Portfolio
turnover rate |
309% |
283% |
169% |
209% |
126% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
0.02% |
0.02% |
0.01% |
0.02% |
0.09% |
C-Class |
0.02% |
0.03% |
0.01% |
0.01% |
0.04% |
P-Class |
0.02% |
0.03% |
0.01% |
0.01% |
0.03% |
Institutional
Class |
0.04% |
0.06% |
0.02% |
0.00%
* |
0.00%
* |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.74% |
1.76% |
1.76% |
1.69% |
1.64% |
C-Class |
2.49% |
2.51% |
2.51% |
2.51% |
2.48% |
P-Class |
1.74% |
1.76% |
1.76% |
1.64% |
1.66% |
Institutional
Class |
1.48% |
1.50% |
1.50% |
1.36% |
1.21% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$43.75 |
$50.08 |
$38.17 |
$43.56 |
$48.08 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.61 |
.56 |
.41 |
.97 |
.62 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.55 |
(3.40
) |
14.51 |
(2.97
) |
(2.66
) |
Total
from investment operations |
6.16 |
(2.84
) |
14.92 |
(2.00
) |
(2.04
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.52
) |
(.43
) |
(1.30
) |
(.70
) |
(.36
)
|
Net
realized gains |
(3.73
) |
(3.06
) |
(1.71
) |
(2.69
) |
(2.12
) |
Total
distributions |
(4.25
) |
(3.49
) |
(3.01
) |
(3.39
) |
(2.48
) |
Net
asset value, end of period |
$45.66 |
$43.75 |
$50.08 |
$38.17 |
$43.56 |
|
|
|
|
|
|
Total
Returnb |
14.19% |
(6.43%
) |
40.59% |
(5.58%
) |
(3.59%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$31,862 |
$30,733 |
$36,678 |
$28,548 |
$53,248 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.32% |
1.11% |
0.88% |
2.40% |
1.42% |
Total
expensesc
|
1.47% |
1.41% |
1.47% |
1.46% |
1.31% |
Net
expensesd,e,f
|
1.12% |
1.13% |
1.15% |
1.15% |
1.15% |
Portfolio
turnover rate |
19% |
33% |
19% |
25% |
37% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$39.44 |
$45.43 |
$34.79 |
$39.77 |
$44.03 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.24 |
.18 |
.05 |
.62 |
.26 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.00 |
(3.07
) |
13.23 |
(2.74
) |
(2.40
) |
Total
from investment operations |
5.24 |
(2.89
) |
13.28 |
(2.12
) |
(2.14
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.27
) |
(.04
) |
(.93
) |
(.17
) |
— |
Net
realized gains |
(3.73
) |
(3.06
) |
(1.71
) |
(2.69
) |
(2.12
) |
Total
distributions |
(4.00
) |
(3.10
) |
(2.64
) |
(2.86
) |
(2.12
) |
Net
asset value, end of period |
$40.68 |
$39.44 |
$45.43 |
$34.79 |
$39.77 |
|
|
|
|
|
|
Total
Returnb |
13.33% |
(7.13%
) |
39.55% |
(6.30%
) |
(4.28%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$1,225 |
$1,653 |
$1,191 |
$911 |
$1,533 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.57% |
0.39% |
0.12% |
1.69% |
0.66% |
Total
expensesc
|
2.28% |
2.29% |
2.36% |
2.43% |
2.18% |
Net
expensesd,e,f
|
1.87% |
1.88% |
1.89% |
1.90% |
1.90% |
Portfolio
turnover rate |
19% |
33% |
19% |
25% |
37% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$43.59 |
$49.91 |
$38.06 |
$43.46 |
$48.00 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.62 |
.53 |
.41 |
.83 |
.61 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.52 |
(3.34
) |
14.46 |
(2.82
) |
(2.64
) |
Total
from investment operations |
6.14 |
(2.81
) |
14.87 |
(1.99
) |
(2.03
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.47
) |
(.45
) |
(1.31
) |
(.72
) |
(.39
) |
Net
realized gains |
(3.73
) |
(3.06
) |
(1.71
) |
(2.69
) |
(2.12
) |
Total
distributions |
(4.20
) |
(3.51
) |
(3.02
) |
(3.41
) |
(2.51
) |
Net
asset value, end of period |
$45.53 |
$43.59 |
$49.91 |
$38.06 |
$43.46 |
|
|
|
|
|
|
Total
Return |
14.19% |
(6.44%
) |
40.60% |
(5.58%
) |
(3.58%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$84 |
$97 |
$194 |
$170 |
$155 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.33% |
1.05% |
0.87% |
2.12% |
1.41% |
Total
expensesc
|
1.70% |
1.67% |
1.71% |
1.72% |
1.60% |
Net
expensesd,e,f
|
1.12% |
1.14% |
1.15% |
1.15% |
1.15% |
Portfolio
turnover rate |
19% |
33% |
19% |
25% |
37% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$43.11 |
$49.39 |
$37.71 |
$43.08 |
$47.60 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.74 |
.71 |
.52 |
.98 |
.71 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.43 |
(3.38
) |
14.31 |
(2.84
) |
(2.63
) |
Total
from investment operations |
6.17 |
(2.67
) |
14.83 |
(1.86
) |
(1.92
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.65
) |
(.55
) |
(1.44
) |
(.82
) |
(.48
) |
Net
realized gains |
(3.73
) |
(3.06
) |
(1.71
) |
(2.69
) |
(2.12
) |
Total
distributions |
(4.38
) |
(3.61
) |
(3.15
) |
(3.51
) |
(2.60
) |
Net
asset value, end of period |
$44.90 |
$43.11 |
$49.39 |
$37.71 |
$43.08 |
|
|
|
|
|
|
Total
Return |
14.48% |
(6.20%
) |
40.93% |
(5.35%
) |
(3.33%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$2,028 |
$5,246 |
$1,364 |
$477 |
$798 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.61% |
1.46% |
1.10% |
2.50% |
1.65% |
Total
expensesc
|
1.21% |
1.15% |
1.24% |
1.35% |
1.14% |
Net
expensesd,e,f
|
0.87% |
0.88% |
0.89% |
0.90% |
0.90% |
Portfolio
turnover rate |
19% |
33% |
19% |
25% |
37% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
— |
— |
0.00%
* |
0.00%
* |
0.00%
* |
C-Class |
— |
— |
0.00%
* |
— |
0.00%
* |
P-Class |
— |
— |
— |
— |
— |
Institutional
Class |
— |
— |
— |
— |
— |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.12% |
1.13% |
1.14% |
1.15% |
1.15% |
C-Class |
1.87% |
1.88% |
1.89% |
1.90% |
1.90% |
P-Class |
1.12% |
1.13% |
1.14% |
1.15% |
1.15% |
Institutional
Class |
0.87% |
0.88% |
0.89% |
0.90% |
0.90% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$27.00 |
$27.78 |
$28.18 |
$26.95 |
$25.16 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.57 |
(.07
) |
(.08
) |
(.02
) |
.25 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.31
) |
(.71
) |
(.24
) |
2.30 |
1.78 |
Total
from investment operations |
.26 |
(.78
) |
(.32
) |
2.28 |
2.03 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
— |
(.02
) |
(.25
) |
(.01
) |
Net
realized gains |
— |
— |
(.06
) |
(.80
) |
(.23
) |
Total
distributions |
— |
— |
(.08
) |
(1.05
) |
(.24
) |
Net
asset value, end of period |
$27.26 |
$27.00 |
$27.78 |
$28.18 |
$26.95 |
|
|
|
|
|
|
Total
Returnb |
0.96% |
(2.81%
) |
(1.14%
) |
8.81% |
8.12% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$439 |
$441 |
$1,867 |
$11,723 |
$2,766 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.11% |
(0.25%
) |
(0.29%
) |
(0.06%
) |
0.96% |
Total
expensesc
|
2.20% |
2.42% |
2.08% |
2.38% |
3.99% |
Net
expensesd,e,f
|
1.63% |
1.64% |
1.64% |
1.65% |
1.62% |
Portfolio
turnover rate |
55% |
49% |
264% |
355% |
180% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$25.67 |
$26.61 |
$27.20 |
$26.07 |
$24.67 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.34 |
(.19
) |
(.22
) |
(.15
) |
.05 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.29
) |
(.75
) |
(.29
) |
2.16 |
1.70 |
Total
from investment operations |
.05 |
(.94
) |
(.51
) |
2.01 |
1.75 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
— |
(.02
) |
(.08
) |
(.12
) |
Net
realized gains |
— |
— |
(.06
) |
(.80
) |
(.23
) |
Total
distributions |
— |
— |
(.08
) |
(.88
) |
(.35
) |
Net
asset value, end of period |
$25.72 |
$25.67 |
$26.61 |
$27.20 |
$26.07 |
|
|
|
|
|
|
Total
Returnb |
0.19% |
(3.53%
) |
(1.88%
) |
7.99% |
7.15% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$212 |
$231 |
$242 |
$333 |
$135 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.33% |
(0.72%
) |
(0.83%
) |
(0.56%
) |
0.18% |
Total
expensesc
|
2.66% |
2.72% |
2.71% |
3.17% |
4.66% |
Net
expensesd,e,f
|
2.38% |
2.39% |
2.39% |
2.40% |
2.40% |
Portfolio
turnover rate |
55% |
49% |
264% |
355% |
180% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$26.07 |
$26.83 |
$27.23 |
$26.10 |
$25.14 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.52 |
(.03
) |
(.04
) |
— |
.20 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.27
) |
(.73
) |
(.28
) |
2.20 |
1.71 |
Total
from investment operations |
.25 |
(.76
) |
(.32
) |
2.20 |
1.91 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
— |
(.02
) |
(.27
) |
(.72
) |
Net
realized gains |
— |
— |
(.06
) |
(.80
) |
(.23
) |
Total
distributions |
— |
— |
(.08
) |
(1.07
) |
(.95
) |
Net
asset value, end of period |
$26.32 |
$26.07 |
$26.83 |
$27.23 |
$26.10 |
|
|
|
|
|
|
Total
Return |
0.96% |
(2.83%
) |
(1.17%
) |
8.79% |
7.80% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$1,082 |
$1,699 |
$2,727 |
$8,360 |
$332 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.99% |
(0.11%
) |
(0.16%
) |
0.00% |
0.77% |
Total
expensesc
|
1.94% |
1.95% |
1.91% |
2.00% |
4.05% |
Net
expensesd,e,f
|
1.63% |
1.64% |
1.64% |
1.65% |
1.65% |
Portfolio
turnover rate |
55% |
49% |
264% |
355% |
180% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$26.77 |
$27.57 |
$27.92 |
$26.74 |
$25.32 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.63 |
.06 |
.07 |
.09 |
.31 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.31
) |
(.78
) |
(.31
) |
2.23 |
1.73 |
Total
from investment operations |
.32 |
(.72
) |
(.24
) |
2.32 |
2.04 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.06
) |
(.08
) |
(.05
) |
(.34
) |
(.39
) |
Net
realized gains |
— |
— |
(.06
) |
(.80
) |
(.23
) |
Total
distributions |
(.06
) |
(.08
) |
(.11
) |
(1.14
) |
(.62
) |
Net
asset value, end of period |
$27.03 |
$26.77 |
$27.57 |
$27.92 |
$26.74 |
|
|
|
|
|
|
Total
Return |
1.21% |
(2.57%
) |
(0.87%
) |
9.06% |
8.19% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$47,257 |
$44,047 |
$53,609 |
$37,399 |
$5,479 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.36% |
0.21% |
0.27% |
0.32% |
1.18% |
Total
expensesc
|
1.62% |
1.64% |
1.58% |
1.85% |
3.57% |
Net
expensesd,e,f
|
1.38% |
1.39% |
1.39% |
1.40% |
1.40% |
Portfolio
turnover rate |
55% |
49% |
264% |
355% |
180% |
|
09/30/23 |
9/30/22 |
9/30/21 |
9/30/20 |
9/30/19 |
A-Class |
0.00%
* |
— |
— |
0.00%
* |
0.00%
* |
C-Class |
0.00%
* |
0.00%
* |
— |
0.00%
* |
0.02% |
P-Class |
0.00%
* |
0.01% |
— |
0.00%
* |
0.01% |
Institutional
Class |
0.00%
* |
0.01% |
— |
0.00%
* |
0.03% |
|
09/30/23 |
9/30/22 |
9/30/21 |
9/30/20 |
9/30/19 |
A-Class |
1.62% |
1.63% |
1.63% |
1.65% |
1.62% |
C-Class |
2.37% |
2.38% |
2.38% |
2.40% |
2.40% |
P-Class |
1.62% |
1.63% |
1.63% |
1.64% |
1.65% |
Institutional
Class |
1.37% |
1.38% |
1.39% |
1.40% |
1.40% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$29.48 |
$36.87 |
$29.97 |
$34.11 |
$28.93 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.56 |
.23 |
.32 |
.31 |
.34 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.31
) |
(5.35
) |
8.86 |
(2.53
) |
5.65
|
Total
from investment operations |
.25 |
(5.12
) |
9.18 |
(2.22
) |
5.99 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.63
) |
(.55
) |
(.54
) |
(.63
) |
(.55
) |
Return
of capital |
(.20
) |
— |
— |
— |
— |
Net
realized gains |
(1.29
) |
(1.72
) |
(1.74
) |
(1.29
) |
(.26
) |
Total
distributions |
(2.12
) |
(2.27
) |
(2.28
) |
(1.92
) |
(.81
) |
Net
asset value, end of period |
$27.61 |
$29.48 |
$36.87 |
$29.97 |
$34.11 |
|
|
|
|
|
|
Total
Returnb |
0.58% |
(15.31%
) |
32.13% |
(6.73%
) |
21.12% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$4,280 |
$9,043 |
$10,098 |
$15,857 |
$16,682 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.86% |
0.62% |
0.95% |
0.99% |
1.09% |
Total
expensesc
|
1.72% |
1.62% |
1.39% |
1.71% |
1.89% |
Net
expensesd,e,f
|
1.66% |
1.58% |
1.38% |
1.70% |
1.88% |
Portfolio
turnover rate |
21% |
47% |
80% |
180% |
122% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$29.23 |
$36.55 |
$29.76 |
$33.88 |
$28.75 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.42 |
(0.01
) |
.05 |
.08 |
.11 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.38
) |
(5.30
) |
8.76 |
(2.53
) |
5.60 |
Total
from investment operations |
.04 |
(5.31
) |
8.81 |
(2.45
) |
5.71 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.40
) |
(.29
) |
(.28
) |
(.38
) |
(.32
) |
Return
of capital |
(.20
) |
— |
— |
— |
— |
Net
realized gains |
(1.29
) |
(1.72
) |
(1.74
) |
(1.29
) |
(.26
) |
Total
distributions |
(1.89
) |
(2.01
) |
(2.02
) |
(1.67
) |
(.58
) |
Net
asset value, end of period |
$27.38 |
$29.23 |
$36.55 |
$29.76 |
$33.88 |
|
|
|
|
|
|
Total
Returnb |
(0.10%
) |
(15.93%
) |
31.05% |
(7.48%
) |
20.23% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$4,667 |
$5,382 |
$5,029 |
$2,446 |
$1,721 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.40% |
(0.03%
) |
0.16% |
0.26% |
0.35% |
Total
expensesc
|
2.36% |
2.34% |
2.21% |
2.54% |
2.73% |
Net
expensesd,e,f
|
2.32% |
2.31% |
2.20% |
2.51% |
2.65% |
Portfolio
turnover rate |
21% |
47% |
80% |
180% |
122% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$29.63 |
$37.04 |
$30.12 |
$34.30 |
$29.09 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.60 |
.18 |
.29 |
.22 |
.60 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.36
) |
(5.35
) |
8.91 |
(2.48
) |
5.42 |
Total
from investment operations |
.24 |
(5.17
) |
9.20 |
(2.26
) |
6.02 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.61
) |
(.52
) |
(.54
) |
(.63
) |
(.55
) |
Return
of capital |
(.20
) |
— |
— |
— |
— |
Net
realized gains |
(1.29
) |
(1.72
) |
(1.74
) |
(1.29
) |
(.26
) |
Total
distributions |
(2.10
) |
(2.24
) |
(2.28
) |
(1.92
) |
(.81
) |
Net
asset value, end of period |
$27.77 |
$29.63 |
$37.04 |
$30.12 |
$34.30 |
|
|
|
|
|
|
Total
Return |
0.55% |
(15.35%
) |
32.03% |
(6.81%
) |
21.12% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$8,743 |
$12,716 |
$14,830 |
$12,152 |
$33,894 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.99% |
0.48% |
0.86% |
0.70% |
1.87% |
Total
expensesc
|
1.73% |
1.69% |
1.47% |
1.84% |
1.93% |
Net
expensesd,e,f
|
1.66% |
1.64% |
1.45% |
1.78% |
1.89% |
Portfolio
turnover rate |
21% |
47% |
80% |
180% |
122% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$29.88 |
$37.34 |
$30.34 |
$34.51 |
$29.27 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.74 |
.34 |
.41 |
.41 |
.43 |
Net
gain (loss) on investments (realized
and
unrealized) |
(.39
) |
(5.42
) |
8.98 |
(2.58
) |
5.71 |
Total
from investment operations |
.35 |
(5.08
) |
9.39 |
(2.17
) |
6.14 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.73
) |
(.66
) |
(.65
) |
(.71
) |
(.64
) |
Return
of capital |
(.20
) |
— |
— |
— |
— |
Net
realized gains |
(1.29
) |
(1.72
) |
(1.74
) |
(1.29
) |
(.26
) |
Total
distributions |
(2.22
) |
(2.38
) |
(2.39
) |
(2.00
) |
(.90
) |
Net
asset value, end of period |
$28.01 |
$29.88 |
$37.34 |
$30.34 |
$34.51 |
|
|
|
|
|
|
Total
Return |
0.91% |
(15.05%
) |
32.52% |
(6.48%
) |
21.46% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$335,217 |
$409,719 |
$465,267 |
$290,551 |
$200,301 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.43% |
0.92% |
1.18% |
1.31% |
1.38% |
Total
expensesc
|
1.34% |
1.30% |
1.10% |
1.43% |
1.61% |
Net
expensesd,e,f
|
1.29% |
1.28% |
1.10% |
1.43% |
1.60% |
Portfolio
turnover rate |
21% |
47% |
80% |
180% |
122% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
0.03% |
0.02% |
0.01% |
0.02% |
0.03% |
C-Class |
0.01% |
0.03% |
0.06% |
0.04% |
0.01% |
P-Class |
0.01% |
0.05% |
0.06% |
0.02% |
0.02% |
Institutional
Class |
0.02% |
0.01% |
0.00%
* |
0.01% |
0.01% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.27% |
1.22% |
1.21% |
1.23% |
1.27% |
C-Class |
1.93% |
1.95% |
2.04% |
2.05% |
2.05% |
P-Class |
1.27% |
1.28% |
1.29% |
1.30% |
1.30% |
Institutional
Class |
0.90% |
0.92% |
0.94% |
0.96% |
1.00% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$14.06 |
$15.93 |
$10.61 |
$12.86 |
$15.56 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.16 |
.13 |
.07 |
.06 |
.10 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.58 |
(1.93
) |
5.37 |
(1.87
) |
(1.28
) |
Total
from investment operations |
1.74 |
(1.80
) |
5.44 |
(1.81
) |
(1.18
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.17
) |
— |
(.12
) |
(.18
) |
(.19
)
|
Net
realized gains |
(.57
) |
(.07
) |
— |
(.26
) |
(1.33
) |
Total
distributions |
(.74
) |
(.07
) |
(.12
) |
(.44
) |
(1.52
) |
Net
asset value, end of period |
$15.06 |
$14.06 |
$15.93 |
$10.61 |
$12.86 |
|
|
|
|
|
|
Total
Returnb |
12.38% |
(11.36%
) |
51.48% |
(14.79%
) |
(6.14%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$3,982 |
$3,876 |
$4,521 |
$3,390 |
$9,751 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.06% |
0.80% |
0.47% |
0.54% |
0.75% |
Total
expensesc
|
3.43% |
3.50% |
4.07% |
3.23% |
2.27% |
Net
expensesd,e,f
|
1.27% |
1.30% |
1.30% |
1.30% |
1.30% |
Portfolio
turnover rate |
72% |
37% |
28% |
40% |
78% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$12.76 |
$14.57 |
$9.69 |
$11.75 |
$14.30 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.04 |
—
g |
(.03
) |
(.02
) |
—
g |
Net
gain (loss) on investments (realized
and
unrealized) |
1.44 |
(1.74
) |
4.91 |
(1.73
) |
(1.18
) |
Total
from investment operations |
1.48 |
(1.74
) |
4.88 |
(1.75
) |
(1.18
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.05
) |
— |
— |
(.05
) |
(.04
) |
Net
realized gains |
(.57
) |
(.07
) |
— |
(.26
) |
(1.33
) |
Total
distributions |
(.62
) |
(.07
) |
— |
(.31
) |
(1.37
) |
Net
asset value, end of period |
$13.62 |
$12.76 |
$14.57 |
$9.69 |
$11.75 |
|
|
|
|
|
|
Total
Returnb |
11.57% |
(12.02%
) |
50.36% |
(15.43%
) |
(6.89%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$405 |
$471 |
$762 |
$765 |
$1,593 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.30% |
0.02% |
(0.25%
) |
(0.14%
) |
0.01% |
Total
expensesc
|
4.26% |
4.41% |
5.04% |
4.33% |
3.09% |
Net
expensesd,e,f
|
2.02% |
2.05% |
2.05% |
2.06% |
2.05% |
Portfolio
turnover rate |
72% |
37% |
28% |
40% |
78% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$14.17 |
$16.05 |
$10.75 |
$13.01 |
$15.73 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.18 |
.16 |
.07 |
.05 |
.09 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.57 |
(1.97
) |
5.42 |
(1.86
) |
(1.29
) |
Total
from investment operations |
1.75 |
(1.81
) |
5.49 |
(1.81
) |
(1.20
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.11
) |
— |
(.19
) |
(.19
) |
(.19
) |
Net
realized gains |
(.57
) |
(.07
) |
— |
(.26
) |
(1.33
) |
Total
distributions |
(.68
) |
(.07
) |
(.19
) |
(.45
) |
(1.52
) |
Net
asset value, end of period |
$15.24 |
$14.17 |
$16.05 |
$10.75 |
$13.01 |
|
|
|
|
|
|
Total
Return |
12.32% |
(11.34%
) |
51.46% |
(14.66%
) |
(6.18%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$54 |
$136 |
$49 |
$26 |
$47 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.15% |
1.00% |
0.48% |
0.46% |
0.72% |
Total
expensesc
|
3.68% |
3.82% |
4.39% |
4.07% |
2.73% |
Net
expensesd,e,f
|
1.27% |
1.29% |
1.30% |
1.30% |
1.28% |
Portfolio
turnover rate |
72% |
37% |
28% |
40% |
78% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$12.68 |
$14.33 |
$9.54 |
$11.60 |
$14.24 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.19 |
.16 |
.10 |
.09 |
.12 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.42 |
(1.74
) |
4.81 |
(1.68
) |
(1.20
) |
Total
from investment operations |
1.61 |
(1.58
) |
4.91 |
(1.59
) |
(1.08
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.22
) |
— |
(.12
) |
(.21
) |
(.23
) |
Net
realized gains |
(.57
) |
(.07
) |
— |
(.26
) |
(1.33
) |
Total
distributions |
(.79
) |
(.07
) |
(.12
) |
(.47
) |
(1.56
) |
Net
asset value, end of period |
$13.50 |
$12.68 |
$14.33 |
$9.54 |
$11.60 |
|
|
|
|
|
|
Total
Return |
12.63% |
(11.10%
) |
51.78% |
(14.54%
) |
(5.96%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$1,076 |
$2,046 |
$1,522 |
$892 |
$3,143 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.40% |
1.13% |
0.75% |
0.82% |
0.99% |
Total
expensesc
|
3.17% |
3.24% |
3.80% |
2.86% |
2.09% |
Net
expensesd,e,f
|
1.02% |
1.04% |
1.05% |
1.05% |
1.05% |
Portfolio
turnover rate |
72% |
37% |
28% |
40% |
78% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
— |
0.01% |
— |
— |
— |
C-Class |
— |
0.01% |
— |
— |
— |
P-Class |
— |
0.02% |
— |
— |
— |
Institutional
Class |
— |
0.02% |
— |
— |
— |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.26% |
1.29% |
1.30% |
1.30% |
1.30% |
C-Class |
2.01% |
2.04% |
2.05% |
2.05% |
2.05% |
P-Class |
1.26% |
1.29% |
1.30% |
1.30% |
1.28% |
Institutional
Class |
1.01% |
1.04% |
1.05% |
1.05% |
1.05% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$32.58 |
$38.00 |
$26.27 |
$30.52 |
$36.20 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.37 |
.36 |
.19 |
.46 |
.22 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.75 |
(3.16
) |
11.54 |
(3.37
) |
(1.89
) |
Total
from investment operations |
4.12 |
(2.80
) |
11.73 |
(2.91
) |
(1.67
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.22
) |
(.10
) |
— |
(.26
) |
(.03
) |
Net
realized gains |
(1.70 |
(2.52
) |
— |
(1.04
) |
(3.98
) |
Return
of capital |
— |
— |
— |
(.04
) |
— |
Total
distributions |
(1.92
) |
(2.62
) |
— |
(1.34
) |
(4.01
) |
Net
asset value, end of period |
$34.78 |
$32.58 |
$38.00 |
$26.27 |
$30.52 |
|
|
|
|
|
|
Total
Returnb |
12.65% |
(8.08%
) |
44.65% |
(10.25%
) |
(2.51%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$273,173 |
$262,943 |
$315,323 |
$243,072 |
$335,806 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.05% |
0.96% |
0.53% |
1.64% |
0.72% |
Total
expensesc
|
1.20% |
1.19% |
1.20% |
1.25% |
1.23% |
Net
expensesd,e,f
|
1.15% |
1.18% |
1.19% |
1.24% |
1.23% |
Portfolio
turnover rate |
28% |
39% |
34% |
41% |
45% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$20.41 |
$24.85 |
$17.32 |
$20.48 |
$26.05 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.04 |
.01 |
(.06
) |
.16 |
(.02
) |
Net
gain (loss) on investments (realized
and
unrealized) |
2.35 |
(1.93
) |
7.59 |
(2.22
) |
(1.57
) |
Total
from investment operations |
2.39 |
(1.92
) |
7.53 |
(2.06
) |
(1.59
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
(.03
) |
— |
Net
realized gains |
(1.70
) |
(2.52
) |
— |
(1.04
) |
(3.98
) |
Return
of capital |
— |
— |
— |
(.03
) |
— |
Total
distributions |
(1.70
) |
(2.52
) |
— |
(1.10
) |
(3.98
) |
Net
asset value, end of period |
$21.10 |
$20.41 |
$24.85 |
$17.32 |
$20.48 |
|
|
|
|
|
|
Total
Returnb |
11.67% |
(8.85%
) |
43.48% |
(10.95%
) |
(3.35%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$4,205 |
$5,256 |
$10,015 |
$14,276 |
$31,221 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.18% |
0.04% |
(0.27%
) |
0.86% |
(0.11%
) |
Total
expensesc
|
2.10% |
2.09% |
2.05% |
2.14% |
2.07% |
Net
expensesd,e,f
|
2.02% |
2.02% |
2.02% |
2.07% |
2.06% |
Portfolio
turnover rate |
28% |
39% |
34% |
41% |
45% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$32.30 |
$37.67 |
$26.06 |
$30.25 |
$35.94 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.34 |
.33 |
.15 |
.46 |
.19 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.71 |
(3.12
) |
11.46 |
(3.37
) |
(1.88
) |
Total
from investment operations |
4.05 |
(2.79
) |
11.61 |
(2.91
) |
(1.69
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.19
) |
(.06
) |
— |
(.20
) |
(.02
) |
Net
realized gains |
(1.70
) |
(2.52
) |
— |
(1.04
) |
(3.98
) |
Return
of capital |
— |
— |
— |
(.04
) |
— |
Total
distributions |
(1.89
) |
(2.58
) |
— |
(1.28
) |
(4.00
) |
Net
asset value, end of period |
$34.46 |
$32.30 |
$37.67 |
$26.06 |
$30.25 |
|
|
|
|
|
|
Total
Return |
12.57% |
(8.16%
) |
44.55% |
(10.30%
) |
(2.61%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$5,306 |
$5,584 |
$6,907 |
$7,662 |
$14,165 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
0.96% |
0.90% |
0.43% |
1.64% |
0.63% |
Total
expensesc
|
1.27% |
1.30% |
1.32% |
1.33% |
1.35% |
Net
expensesd,e,f
|
1.24% |
1.26% |
1.28% |
1.31% |
1.32% |
Portfolio
turnover rate |
28% |
39% |
34% |
41% |
45% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Period
Ended
September
30,
2020g |
Per
Share Data |
|
|
|
|
Net
asset value, beginning of period |
$8.98 |
$12.42 |
$8.57 |
$10.20 |
Income
(loss) from investment operations: |
|
|
|
|
Net
investment income (loss)a
|
.11 |
.12 |
.08 |
.11 |
Net
gain (loss) on investments (realized and unrealized) |
1.04 |
(.82
) |
3.77 |
(1.74
) |
Total
from investment operations |
1.15 |
(.70
) |
3.85 |
(1.63
) |
Less
distributions from: |
|
|
|
|
Net
investment income |
(.33
) |
(.22
) |
— |
— |
Net
realized gains |
(1.70
) |
(2.52
) |
— |
— |
Total
distributions |
(2.03
) |
(2.74
) |
— |
— |
Net
asset value, end of period |
$8.10 |
$8.98 |
$12.42 |
$8.57 |
|
|
|
|
|
Total
Return |
12.91% |
(7.93%
) |
44.92% |
(15.98%
) |
Ratios/Supplemental
Data |
|
|
|
|
Net
assets, end of period (in thousands) |
$80,679 |
$81,792 |
$96,973 |
$60,783 |
Ratios
to average net assets: |
|
|
|
|
Net
investment income (loss) |
1.26% |
1.14% |
0.70% |
1.87% |
Total
expensesc
|
0.98% |
1.03% |
1.06% |
1.09% |
Net
expensesd,e,f
|
0.94% |
1.01% |
1.02% |
1.03% |
Portfolio
turnover rate |
28% |
39% |
34% |
41% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
0.00%
* |
0.01% |
0.00% |
0.00%
* |
0.00%
* |
C-Class |
0.04% |
0.00%
* |
0.00%
* |
0.00%
* |
0.01% |
P-Class |
0.01% |
0.02% |
0.07% |
0.01% |
0.04% |
Institutional
Class |
0.04% |
0.00%
* |
0.00% |
0.00%
*,g |
N/A |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.15% |
1.18% |
1.19% |
1.24% |
1.23% |
C-Class |
2.02% |
2.02% |
2.01% |
2.07% |
2.06% |
P-Class |
1.23% |
1.25% |
1.28% |
1.30% |
1.32% |
Institutional
Class |
0.94% |
1.01% |
1.02% |
1.03%
g |
N/A |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$21.18 |
$27.35 |
$23.01 |
$20.48 |
$24.78 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.56 |
.18 |
.06 |
.17 |
.30 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.32 |
(5.02
) |
6.46 |
2.70 |
(.72
) |
Total
from investment operations |
3.88 |
(4.84
) |
6.52 |
2.87 |
(.42
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.22
) |
(.08
) |
(.19
) |
(.31
) |
(.30
) |
Net
realized gains |
(6.40
) |
(1.25
) |
(1.99
) |
(.03
) |
(3.58
) |
Total
distributions |
(6.62
) |
(1.33
) |
(2.18
) |
(.34
) |
(3.88
) |
Net
asset value, end of period |
$18.44 |
$21.18 |
$27.35 |
$23.01 |
$20.48 |
|
|
|
|
|
|
Total
Returnb |
21.81% |
(18.94%
) |
29.91% |
14.18% |
1.50% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$201,587 |
$186,957 |
$247,243 |
$204,428 |
$196,563 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
3.01% |
0.68% |
0.23% |
0.79% |
1.48% |
Total
expensesc
|
1.48% |
1.20% |
1.23% |
1.32% |
1.31% |
Net
expensesd
|
1.44% |
1.15% |
1.17% |
1.28% |
1.28% |
Portfolio
turnover rate |
56% |
62% |
25% |
69% |
51% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$13.57 |
$18.03 |
$15.87 |
$14.22 |
$18.41 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.21 |
(.02
) |
(.11
) |
(.02
) |
.08 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.93 |
(3.20
) |
4.34 |
1.87 |
(.69
) |
Total
from investment operations |
2.14 |
(3.22
) |
4.23 |
1.85 |
(.61
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.15
) |
— |
(.08
) |
(.17
) |
— |
Net
realized gains |
(6.40
) |
(1.24
) |
(1.99
) |
(.03
) |
(3.58
) |
Total
distributions |
(6.55
) |
(1.24
) |
(2.07
) |
(.20
) |
(3.58
) |
Net
asset value, end of period |
$9.16 |
$13.57 |
$18.03 |
$15.87 |
$14.22 |
|
|
|
|
|
|
Total
Returnb |
20.81% |
(19.69%
) |
28.69% |
13.11% |
0.60% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$797 |
$999 |
$869 |
$1,019 |
$973 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.14% |
(0.10%
) |
(0.67%
) |
(0.15%
) |
0.58% |
Total
expensesc
|
2.32% |
2.10% |
2.15% |
2.24% |
2.23% |
Net
expensesd
|
2.28% |
2.04% |
2.09% |
2.20% |
2.19% |
Portfolio
turnover rate |
56% |
62% |
25% |
69% |
51% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$20.83 |
$26.93 |
$22.69 |
$20.21 |
$24.49 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.53 |
.13 |
.02 |
.14 |
.29 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.25 |
(4.94
) |
6.38 |
2.67 |
(.73
) |
Total
from investment operations |
3.78 |
(4.81
) |
6.40 |
2.81 |
(.44
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.18
) |
(.05
) |
(.17
) |
(.30
) |
(.26
) |
Net
realized gains |
(6.40
) |
(1.24
) |
(1.99
) |
(.03
) |
(3.58
) |
Total
distributions |
(6.58
) |
(1.29
) |
(2.16
) |
(.33
) |
(3.84
) |
Net
asset value, end of period |
$18.03 |
$20.83 |
$26.93 |
$22.69 |
$20.21 |
|
|
|
|
|
|
Total
Return |
21.62% |
(19.09%
) |
29.79% |
13.98% |
1.47% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$206 |
$255 |
$347 |
$224 |
$236 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.83% |
0.53% |
0.09% |
0.67% |
1.45% |
Total
expensesc
|
1.64% |
1.36% |
1.36% |
1.46% |
1.36% |
Net
expensesd
|
1.59% |
1.31% |
1.30% |
1.42% |
1.33% |
Portfolio
turnover rate |
56% |
62% |
25% |
69% |
51% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$20.98 |
$27.10 |
$22.83 |
$20.31 |
$24.65 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.60 |
.23 |
.10 |
.21 |
.35 |
Net
gain (loss) on investments (realized
and
unrealized) |
3.27 |
(4.97
) |
6.40 |
2.70 |
(.75
) |
Total
from investment operations |
3.87 |
(4.74
) |
6.50 |
2.91 |
(.40
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.27
) |
(.14
) |
(.24
) |
(.36
) |
(.36
) |
Net
realized gains |
(6.40
) |
(1.24
) |
(1.99
) |
(.03
) |
(3.58
) |
Total
distributions |
(6.67
) |
(1.38
) |
(2.23
) |
(.39
) |
(3.94
) |
Net
asset value, end of period |
$18.18 |
$20.98 |
$27.10 |
$22.83 |
$20.31 |
|
|
|
|
|
|
Total
Return |
22.06% |
(18.78%
) |
30.12% |
14.44% |
1.74% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$6,158 |
$4,878 |
$6,260 |
$3,344 |
$3,747 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
3.23% |
0.88% |
0.38% |
1.01% |
1.73% |
Total
expensesc
|
1.27% |
1.00% |
1.06% |
1.08% |
1.09% |
Net
expensesd
|
1.23% |
0.95% |
0.99% |
1.04% |
1.06% |
Portfolio
turnover rate |
56% |
62% |
25% |
69% |
51% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$34.22 |
$52.73 |
$45.98 |
$39.64 |
$49.70 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.76 |
.16 |
(.02
) |
.19 |
.45 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.07 |
(15.32
) |
13.67 |
7.06 |
(1.58
) |
Total
from investment operations |
5.83 |
(15.16
) |
13.65 |
7.25 |
(1.13
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.19
) |
— |
(.20
) |
(.45
) |
(.41
) |
Net
realized gains |
(10.73
) |
(3.35
) |
(6.70
) |
(.46
) |
(8.52
) |
Total
distributions |
(10.92
) |
(3.35
) |
(6.90
) |
(.91
) |
(8.93
) |
Net
asset value, end of period |
$29.13 |
$34.22 |
$52.73 |
$45.98 |
$39.64 |
|
|
|
|
|
|
Total
Returnb |
19.84% |
(30.68%
) |
31.07% |
18.57% |
2.34% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$63,225 |
$67,014 |
$107,983 |
$89,469 |
$83,027 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.52% |
0.36% |
(0.04%
) |
0.46% |
1.13% |
Total
expensesc
|
1.66% |
1.32% |
1.34% |
1.45% |
1.44% |
Net
expensesd
|
1.65% |
1.30% |
1.28% |
1.40% |
1.41% |
Portfolio
turnover rate |
82% |
72% |
44% |
82% |
73% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$18.92 |
$30.92 |
$29.40 |
$25.66 |
$35.78 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.20 |
(.15
) |
(.29
) |
(.10
) |
.08 |
Net
gain (loss) on investments (realized
and
unrealized) |
2.50 |
(8.50
) |
8.51 |
4.53 |
(1.68
) |
Total
from investment operations |
2.70 |
(8.65
) |
8.22 |
4.43 |
(1.60
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
(.23
) |
— |
Net
realized gains |
(10.73
) |
(3.35
) |
(6.70
) |
(.46
) |
(8.52
) |
Total
distributions |
(10.73
) |
(3.35
) |
(6.70
) |
(.69
) |
(8.52
) |
Net
asset value, end of period |
$10.89 |
$18.92 |
$30.92 |
$29.40 |
$25.66 |
|
|
|
|
|
|
Total
Returnb |
18.85% |
(31.33%
) |
29.88% |
17.53% |
1.46% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$556 |
$688 |
$1,327 |
$1,510 |
$1,683 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.66% |
(0.59%
) |
(0.94%
) |
(0.39%
) |
0.30% |
Total
expensesc
|
2.49% |
2.25% |
2.26% |
2.32% |
2.27% |
Net
expensesd
|
2.48% |
2.23% |
2.20% |
2.28% |
2.24% |
Portfolio
turnover rate |
82% |
72% |
44% |
82% |
73% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$33.58 |
$51.96 |
$45.45 |
$39.17 |
$49.12 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.64 |
— |
(.07
) |
.15 |
.41 |
Net
gain (loss) on investments (realized
and
unrealized) |
4.96 |
(15.03
) |
13.51 |
6.99 |
(1.58
) |
Total
from investment operations |
5.60 |
(15.03
) |
13.44 |
7.14 |
(1.17
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.07
) |
— |
(.23
) |
(.40
) |
(.26
) |
Net
realized gains |
(10.73
) |
(3.35
) |
(6.70
) |
(.46
) |
(8.52
) |
Total
distributions |
(10.80
) |
(3.35
) |
(6.93
) |
(.86
) |
(8.78
) |
Net
asset value, end of period |
$28.38 |
$33.58 |
$51.96 |
$45.45 |
$39.17 |
|
|
|
|
|
|
Total
Return |
19.40% |
(30.90%
) |
30.92% |
18.48% |
2.22% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$50 |
$109 |
$237 |
$116 |
$93 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.09% |
0.01% |
(0.14%
) |
0.36% |
1.04% |
Total
expensesc
|
1.97% |
1.56% |
1.43% |
1.54% |
1.55% |
Net
expensesd
|
1.96% |
1.54% |
1.37% |
1.50% |
1.51% |
Portfolio
turnover rate |
82% |
72% |
44% |
82% |
73% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$34.25 |
$52.71 |
$45.98 |
$39.64 |
$49.80 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.82 |
.22 |
.07 |
.24 |
.51 |
Net
gain (loss) on investments (realized
and
unrealized) |
5.05 |
(15.33
) |
13.65 |
7.09 |
(1.63
) |
Total
from investment operations |
5.87 |
(15.11
) |
13.72 |
7.33 |
(1.12
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.26
) |
— |
(.29
) |
(.53
) |
(.52
) |
Net
realized gains |
(10.73
) |
(3.35
) |
(6.70
) |
(.46
) |
(8.52
) |
Total
distributions |
(10.99
) |
(3.35
) |
(6.99
) |
(.99
) |
(9.04
) |
Net
asset value, end of period |
$29.13 |
$34.25 |
$52.71 |
$45.98 |
$39.64 |
|
|
|
|
|
|
Total
Return |
20.02% |
(30.60%
) |
31.26% |
18.79% |
2.42% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$917 |
$884 |
$1,390 |
$1,311 |
$972 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
2.72% |
0.50% |
0.14% |
0.58% |
1.28% |
Total
expensesc
|
1.49% |
1.20% |
1.17% |
1.26% |
1.31% |
Net
expensesd
|
1.49% |
1.18% |
1.11% |
1.22% |
1.28% |
Portfolio
turnover rate |
82% |
72% |
44% |
82% |
73% |
A-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$12.49 |
$18.73 |
$15.03 |
$15.26 |
$15.77 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.26 |
.29 |
.28 |
.20 |
.35 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.70 |
(1.97
) |
3.79 |
(.12
)g |
(.36
) |
Total
from investment operations |
1.96 |
(1.68
) |
4.07 |
.08 |
(.01
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.25
) |
(.34
) |
(.34
) |
(.27
) |
(.37
) |
Net
realized gains |
(.01
) |
(.4.22
) |
(.03
) |
(.04
) |
(.13
) |
Total
distributions |
(.26
) |
(4.56
) |
(.37
) |
(.31
) |
(.50
) |
Net
asset value, end of period |
$14.19 |
$12.49 |
$18.73 |
$15.03 |
$15.26 |
|
|
|
|
|
|
Total
Returnb |
15.69% |
(13.44%
) |
27.13% |
0.60% |
0.14% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$39,183 |
$35,095 |
$44,337 |
$37,911 |
$60,639 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.84% |
1.87% |
1.55% |
1.36% |
2.39% |
Total
expensesc
|
1.50% |
1.39% |
1.45% |
1.48% |
1.37% |
Net
expensesd,e,f
|
1.19% |
1.20% |
1.21% |
1.22% |
1.22% |
Portfolio
turnover rate |
156% |
162% |
191% |
192% |
127% |
C-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$10.20 |
$16.03 |
$12.87 |
$13.06 |
$13.53 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.13 |
.14 |
.13 |
.08 |
.21 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.39 |
(1.56
) |
3.24 |
(.10
)g |
(.33
) |
Total
from investment operations |
1.52 |
(1.42
) |
3.37 |
(.02
) |
(.12
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.12
) |
(.19
) |
(.18
) |
(.13
) |
(.22
) |
Net
realized gains |
(.01
) |
(4.22
) |
(.03
) |
(.04
) |
(.13
) |
Total
distributions |
(.13
) |
(4.41
) |
(.21
) |
(.17
) |
(.35
) |
Net
asset value, end of period |
$11.59 |
$10.20 |
$16.03 |
$12.87 |
$13.06 |
|
|
|
|
|
|
Total
Returnb |
14.87% |
(14.11%
) |
26.22% |
(0.13%
) |
(0.69%
) |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$2,645 |
$2,518 |
$3,230 |
$2,893 |
$3,366 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.10% |
1.12% |
0.81% |
0.67% |
1.64% |
Total
expensesc
|
2.25% |
2.20% |
2.28% |
2.40% |
2.28% |
Net
expensesd,e,f
|
1.94% |
1.95% |
1.96% |
1.97% |
1.97% |
Portfolio
turnover rate |
156% |
162% |
191% |
192% |
127% |
P-Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$12.60 |
$18.91 |
$15.17 |
$15.38 |
$15.92 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.26 |
.29 |
.30 |
.20 |
.36 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.71 |
(1.99
) |
3.80 |
(.11
)g |
(.39
) |
Total
from investment operations |
1.97 |
(1.70
) |
4.10 |
.09 |
(.03
) |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.23
) |
(.39
) |
(.33
) |
(.26
) |
(.38
) |
Net
realized gains |
(.01
) |
(4.22
) |
(.03
) |
(.04
) |
(.13
) |
Total
distributions |
(.24
) |
(4.61
) |
(.36
) |
(.30
) |
(.51
) |
Net
asset value, end of period |
$14.33 |
$12.60 |
$18.91 |
$15.17 |
$15.38 |
|
|
|
|
|
|
Total
Return |
15.65% |
(13.44%
) |
27.10% |
0.66% |
0.06% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$94 |
$62 |
$118 |
$94 |
$129 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.80% |
1.82% |
1.61% |
1.36% |
2.38% |
Total
expensesc
|
1.74% |
1.62% |
1.53% |
1.56% |
1.44% |
Net
expensesd,e,f
|
1.19% |
1.20% |
1.21% |
1.22% |
1.22% |
Portfolio
turnover rate |
156% |
162% |
191% |
192% |
127% |
Institutional
Class |
Year
Ended
September
30,
2023 |
Year
Ended
September
30,
2022 |
Year
Ended
September
30,
2021 |
Year
Ended
September
30,
2020 |
Year
Ended
September
30,
2019 |
Per
Share Data |
|
|
|
|
|
Net
asset value, beginning of period |
$12.40 |
$18.61 |
$14.94 |
$15.16 |
$15.71 |
Income
(loss) from investment
operations: |
|
|
|
|
|
Net
investment income (loss)a
|
.28 |
.36 |
.33 |
.25 |
.39 |
Net
gain (loss) on investments (realized
and
unrealized) |
1.70 |
(1.98
) |
3.75 |
(.13
)g |
(.37
) |
Total
from investment operations |
1.98 |
(1.62
) |
4.08 |
.12 |
.02 |
Less
distributions from: |
|
|
|
|
|
Net
investment income |
(.29
) |
(.37
) |
(.38
) |
(.30
) |
(.44
) |
Net
realized gains |
(.01
) |
(4.22
) |
(.03
) |
(.04
) |
(.13
) |
Total
distributions |
(.30
) |
(4.59
) |
(.41
) |
(.34
) |
(.57
) |
Net
asset value, end of period |
$14.08 |
$12.40 |
$18.61 |
$14.94 |
$15.16 |
|
|
|
|
|
|
Total
Return |
15.97% |
(13.18%
) |
27.38% |
0.92% |
0.40% |
Ratios/Supplemental
Data |
|
|
|
|
|
Net
assets, end of period (in
thousands) |
$2,802 |
$5,736 |
$2,985 |
$2,513 |
$3,458 |
Ratios
to average net assets: |
|
|
|
|
|
Net
investment income (loss) |
1.99% |
2.36% |
1.82% |
1.66% |
2.67% |
Total
expensesc
|
1.24% |
1.13% |
1.21% |
1.50% |
1.17% |
Net
expensesd,e,f
|
0.94% |
0.95% |
0.96% |
0.97% |
0.97% |
Portfolio
turnover rate |
156% |
162% |
191% |
192% |
127% |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
— |
0.01% |
— |
— |
0.00%
* |
C-Class |
— |
0.00%
* |
— |
— |
— |
P-Class |
— |
0.00%
* |
— |
— |
— |
Institutional
Class |
— |
0.01% |
0.02% |
— |
— |
|
09/30/23 |
09/30/22 |
09/30/21 |
09/30/20 |
09/30/19 |
A-Class |
1.18% |
1.20% |
1.21% |
1.22% |
1.22% |
C-Class |
1.93% |
1.95% |
1.96% |
1.97% |
1.97% |
P-Class |
1.18% |
1.20% |
1.21% |
1.22% |
1.22% |
Institutional
Class |
0.93% |
0.95% |
0.96% |
0.97% |
0.97% |
Guggenheim
Funds Trust |
811-01136 |