First
Trust
Exchange-Traded
AlphaDEX®
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
ALPHADEX®
SECTOR FUNDS |
|
|
First
Trust Consumer Discretionary AlphaDEX®
Fund |
FXD |
NYSE
Arca |
First
Trust Consumer Staples AlphaDEX®
Fund |
FXG |
NYSE
Arca |
First
Trust Energy AlphaDEX®
Fund |
FXN |
NYSE
Arca |
First
Trust Financials AlphaDEX®
Fund |
FXO |
NYSE
Arca |
First
Trust Health Care AlphaDEX®
Fund |
FXH |
NYSE
Arca |
First
Trust Industrials/Producer Durables AlphaDEX®
Fund |
FXR |
NYSE
Arca |
First
Trust Materials AlphaDEX®
Fund |
FXZ |
NYSE
Arca |
First
Trust Technology AlphaDEX®
Fund |
FXL |
NYSE
Arca |
First
Trust Utilities AlphaDEX®
Fund |
FXU |
NYSE
Arca |
ALPHADEX®
STYLE FUNDS |
|
|
First
Trust Large Cap Core AlphaDEX®
Fund |
FEX |
Nasdaq |
First
Trust Large Cap Growth AlphaDEX®
Fund |
FTC |
Nasdaq |
First
Trust Large Cap Value AlphaDEX®
Fund |
FTA |
Nasdaq |
First
Trust Mid Cap Core AlphaDEX®
Fund |
FNX |
Nasdaq |
First
Trust Mid Cap Growth AlphaDEX®
Fund |
FNY |
Nasdaq |
First
Trust Mid Cap Value AlphaDEX®
Fund |
FNK |
Nasdaq |
First
Trust Multi Cap Growth AlphaDEX®
Fund |
FAD |
Nasdaq |
First
Trust Multi Cap Value AlphaDEX®
Fund |
FAB |
Nasdaq |
First
Trust Small Cap Core AlphaDEX®
Fund |
FYX |
Nasdaq |
First
Trust Small Cap Growth AlphaDEX®
Fund |
FYC |
Nasdaq |
First
Trust Small Cap Value AlphaDEX®
Fund |
FYT |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Consumer
Discretionary Index
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Consumer
Discretionary Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Consumer
Discretionary Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Consumer
Staples Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Consumer
Staples Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Consumer
Staples Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
- |
- |
- |
|
Return After
Taxes on Distributions |
|
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
- |
- |
- |
|
StrataQuant® Energy Index
(reflects no deduction
for fees,
expenses or taxes) |
|
- |
- |
- |
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Energy Index
(reflects no deduction for
fees,
expenses or taxes) |
|
- |
|
|
|
Russell
1000® Energy
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Financials
Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Financials
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Financials
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Health Care
Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Health Care
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Health Care
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Industrials
Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Industrials
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Industrials
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Materials
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Materials
Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Basic
Materials Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Technology
Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Information
Technology Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Technology
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
StrataQuant® Utilities
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Utilities
Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Utilities
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Core Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq US 500
Large Cap IndexTM(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Growth Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 500
Large Cap Growth Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Growth Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Value Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 500
Large Cap Value Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Value Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap Core
Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq US 600
Mid Cap IndexTM(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
MidCap 400® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
Growth Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 600
Mid Cap Growth Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
MidCap 400® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
Value Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 600
Mid Cap Value IndexTM(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
MidCap 400® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
Growth Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US
Multi Cap Growth Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
Composite 1500® Index
(reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
S&P
Composite 1500® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
Value Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US
Multi Cap Value Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
Composite 1500® Index
(reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
S&P
Composite 1500® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Core Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq US 700
Small Cap IndexTM(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
SmallCap 600® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Growth Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 700
Small Cap Growth Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
SmallCap 600® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Value Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq US 700
Small Cap Value IndexTM(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
SmallCap 600® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Fund |
Annual
Management
Fee
(%
of
average
daily
net
assets) |
Annual
Expense
Cap
(%
of
average
daily
net
assets) |
Expense
Cap
Termination
Date |
Management
Fee Paid
for
the Year
Ended
July31,2022
(% of
average
daily net
assets) |
First Trust
Consumer Discretionary AlphaDEX® Fund
(FXD) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Consumer Staples AlphaDEX® Fund
(FXG) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Energy AlphaDEX® Fund
(FXN) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Financials AlphaDEX® Fund
(FXO) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Health Care AlphaDEX® Fund
(FXH) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Industrials/Producer Durables
AlphaDEX® Fund
(FXR) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Materials AlphaDEX® Fund
(FXZ) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Technology AlphaDEX® Fund
(FXL) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Utilities AlphaDEX® Fund
(FXU) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Large Cap Core AlphaDEX® Fund
(FEX) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Large Cap Growth AlphaDEX® Fund
(FTC) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Large Cap Value AlphaDEX® Fund
(FTA) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Mid Cap Core AlphaDEX® Fund
(FNX) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Mid Cap Growth AlphaDEX® Fund
(FNY) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Mid Cap Value AlphaDEX® Fund
(FNK) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Multi Cap Growth AlphaDEX® Fund
(FAD) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Multi Cap Value AlphaDEX® Fund
(FAB) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Small Cap Core AlphaDEX® Fund
(FYX) |
0.50% |
0.70% |
November 30,
2023 |
0.50% |
First Trust
Small Cap Growth AlphaDEX® Fund
(FYC) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Small Cap Value AlphaDEX® Fund
(FYT) |
0.70% |
N/A |
N/A |
0.70% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-18.43% |
6.63% |
10.17% |
6.97% |
37.85% |
163.43% |
179.01% |
Market
Price |
-18.43% |
6.63% |
10.18% |
6.97% |
37.83% |
163.63% |
178.95% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Consumer
Discretionary Index |
-17.99% |
7.27% |
10.88% |
7.70% |
42.05% |
180.91% |
209.66% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500® Consumer
Discretionary Index |
-10.29% |
13.21% |
15.54% |
11.33% |
85.93% |
323.90% |
412.52% |
Russell
1000® Consumer
Discretionary
Index(1) |
-15.50% |
13.10% |
15.04% |
N/A |
85.05% |
305.87% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
14.95% |
8.12% |
12.27% |
9.46% |
47.72% |
218.04% |
296.11% |
Market
Price |
14.93% |
8.12% |
12.28% |
9.46% |
47.72% |
218.44% |
296.09% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Consumer
Staples Index |
15.42% |
8.78% |
12.99% |
10.23% |
52.35% |
239.26% |
340.67% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
217.66% |
S&P
500® Consumer
Staples Index |
7.43% |
9.37% |
10.73% |
9.95% |
56.49% |
177.23% |
324.31% |
Russell
1000® Consumer
Staples Index(1) |
9.18% |
7.66% |
10.25% |
N/A |
44.65% |
165.31% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
65.76% |
6.71% |
0.88% |
0.23% |
38.39% |
9.21% |
3.51% |
Market
Price |
65.83% |
6.70% |
0.89% |
0.22% |
38.32% |
9.22% |
3.46% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Energy
Index |
67.28% |
7.42% |
1.47% |
0.86% |
43.02% |
15.75% |
13.85% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500® Energy
Index |
67.44% |
8.47% |
4.83% |
4.17% |
50.16% |
60.26% |
86.39% |
Russell
1000® Energy
Index(1) |
65.10% |
8.56% |
4.49% |
N/A |
50.79% |
55.15% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-2.52% |
9.60% |
13.28% |
6.87% |
58.15% |
247.81% |
174.90% |
Market
Price |
-2.52% |
9.60% |
13.27% |
6.86% |
58.12% |
247.73% |
174.82% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Financials Index |
-1.93% |
10.36% |
14.07% |
7.71% |
63.70% |
272.95% |
209.79% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500®
Financials Index |
-5.97% |
8.36% |
13.25% |
2.79% |
49.37% |
246.98% |
52.14% |
Russell
1000®
Financials Index(1) |
-4.97% |
11.41% |
14.34% |
N/A |
71.65% |
282.09% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-11.03% |
10.16% |
13.77% |
11.80% |
62.24% |
263.32% |
446.48% |
Market
Price |
-11.02% |
10.17% |
13.78% |
11.80% |
62.27% |
263.58% |
446.68% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Health
Care Index |
-10.45% |
10.90% |
14.53% |
12.59% |
67.79% |
288.47% |
508.69% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500® Health
Care Index |
1.82% |
12.72% |
15.23% |
10.89% |
81.95% |
312.59% |
382.92% |
Russell
1000® Health
Care Index(1) |
-1.46% |
12.66% |
15.39% |
N/A |
81.48% |
318.55% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-9.16% |
9.71% |
12.72% |
7.57% |
58.95% |
231.17% |
203.93% |
Market
Price |
-9.16% |
9.71% |
12.72% |
7.57% |
58.95% |
231.17% |
203.94% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Industrials Index |
-8.62% |
10.40% |
13.49% |
8.33% |
64.04% |
254.35% |
238.44% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500®
Industrials Index |
-6.03% |
8.72% |
12.29% |
8.09% |
51.87% |
218.70% |
226.86% |
Russell
1000®
Industrials Index(1) |
-13.07% |
7.73% |
12.06% |
N/A |
45.11% |
212.24% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
8.37% |
11.50% |
12.15% |
9.21% |
72.30% |
214.73% |
282.68% |
Market
Price |
8.39% |
11.50% |
12.16% |
9.21% |
72.35% |
215.01% |
282.68% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Materials
Index |
9.15% |
12.30% |
12.95% |
10.02% |
78.62% |
237.99% |
328.07% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500® Materials
Index |
-5.06% |
9.71% |
10.70% |
6.92% |
58.92% |
176.35% |
176.92% |
Russell
1000® Basic
Materials Index(1) |
-5.53% |
9.29% |
10.90% |
N/A |
55.93% |
181.33% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-16.64% |
18.53% |
17.91% |
11.77% |
134.00% |
419.23% |
444.84% |
Market
Price |
-16.64% |
18.53% |
17.91% |
11.77% |
133.93% |
419.42% |
444.78% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Technology Index |
-16.16% |
19.26% |
18.64% |
12.57% |
141.24% |
452.25% |
506.77% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500®
Information Technology Index |
-5.51% |
22.27% |
20.09% |
14.67% |
173.26% |
523.70% |
704.30% |
Russell
1000®
Technology Index(1) |
-11.86% |
21.12% |
19.19% |
N/A |
160.71% |
478.78% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
13.69% |
7.45% |
9.69% |
6.77% |
43.20% |
152.21% |
171.19% |
Market
Price |
13.72% |
7.45% |
9.70% |
6.77% |
43.25% |
152.28% |
171.24% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Utilities
Index |
14.57% |
8.14% |
10.50% |
7.60% |
47.89% |
171.48% |
205.26% |
Russell
1000®
Index |
-6.87% |
12.55% |
13.69% |
9.00% |
80.64% |
260.92% |
271.66% |
S&P
500® Utilities
Index |
15.58% |
10.43% |
10.79% |
7.70% |
64.20% |
178.53% |
209.67% |
Russell
1000® Utilities
Index(1) |
14.55% |
9.66% |
9.49% |
N/A |
58.58% |
147.56% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-4.73% |
9.98% |
12.48% |
8.11% |
60.89% |
224.21% |
227.73% |
Market
Price |
-4.72% |
9.98% |
12.49% |
8.11% |
60.94% |
224.36% |
227.82% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Core Index(1) |
-4.19% |
10.66% |
N/A |
N/A |
65.92% |
N/A |
N/A |
Nasdaq US
500 Large Cap IndexTM (1) |
-6.69% |
12.74% |
N/A |
N/A |
82.13% |
N/A |
N/A |
S&P
500®
Index |
-4.64% |
12.83% |
13.80% |
9.04% |
82.85% |
264.28% |
273.39% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-13.84% |
12.08% |
13.65% |
8.62% |
76.90% |
259.38% |
252.08% |
Market
Price |
-13.81% |
12.08% |
13.65% |
8.62% |
76.89% |
259.36% |
252.17% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Growth
Index(1) |
-13.37% |
12.76% |
N/A |
N/A |
82.31% |
N/A |
N/A |
Nasdaq US
500 Large Cap Growth Index(1) |
-10.86% |
14.99% |
N/A |
N/A |
101.01% |
N/A |
N/A |
S&P
500®
Index |
-4.64% |
12.83% |
13.80% |
9.04% |
82.85% |
264.28% |
273.39% |
S&P
500® Growth
Index |
-9.13% |
15.64% |
15.52% |
11.17% |
106.76% |
323.40% |
401.94% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
2.24% |
7.42% |
10.97% |
7.22% |
43.02% |
183.18% |
189.34% |
Market
Price |
2.24% |
7.41% |
10.98% |
7.22% |
42.99% |
183.38% |
189.32% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
Value Index(1) |
2.85% |
8.10% |
N/A |
N/A |
47.61% |
N/A |
N/A |
Nasdaq US
500 Large Cap Value Index(1) |
-0.26% |
10.10% |
N/A |
N/A |
61.78% |
N/A |
N/A |
S&P
500®
Index |
-4.64% |
12.83% |
13.80% |
9.04% |
82.85% |
264.28% |
273.39% |
S&P
500® Value
Index |
-0.03% |
9.14% |
11.51% |
6.51% |
54.85% |
197.33% |
161.16% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-5.74% |
10.25% |
11.58% |
8.61% |
62.90% |
199.07% |
252.03% |
Market
Price |
-5.72% |
10.25% |
11.59% |
8.61% |
62.90% |
199.33% |
252.04% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
Core Index(1) |
-5.14% |
10.95% |
N/A |
N/A |
68.14% |
N/A |
N/A |
Nasdaq US
600 Mid Cap IndexTM (1) |
-12.59% |
8.88% |
N/A |
N/A |
53.04% |
N/A |
N/A |
S&P
MidCap 400®
Index |
-5.70% |
9.06% |
12.05% |
8.69% |
54.29% |
212.07% |
255.53% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-16.80% |
11.96% |
12.46% |
10.64% |
75.89% |
223.48% |
212.89% |
Market
Price |
-16.78% |
11.95% |
12.45% |
10.64% |
75.86% |
223.26% |
212.84% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
Growth
Index(1) |
-16.15% |
12.78% |
N/A |
N/A |
82.50% |
N/A |
N/A |
Nasdaq US
600 Mid Cap Growth Index(1) |
-22.83% |
9.21% |
N/A |
N/A |
55.35% |
N/A |
N/A |
S&P
MidCap 400® Growth
Index |
-11.26% |
8.92% |
11.80% |
10.26% |
53.28% |
205.18% |
200.96% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
1.31% |
7.56% |
10.05% |
8.80% |
43.99% |
160.61% |
158.94% |
Market
Price |
1.40% |
7.57% |
10.04% |
8.80% |
44.05% |
160.32% |
159.04% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
Value Index(1) |
2.04% |
8.37% |
N/A |
N/A |
49.46% |
N/A |
N/A |
Nasdaq US
600 Mid Cap Value IndexTM (1) |
-2.42% |
7.42% |
N/A |
N/A |
43.00% |
N/A |
N/A |
S&P
MidCap 400® Value
Index |
-0.05% |
8.79% |
11.98% |
10.42% |
52.37% |
209.92% |
205.88% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-14.91% |
11.68% |
12.99% |
8.72% |
73.72% |
239.21% |
257.10% |
Market
Price |
-14.92% |
11.68% |
13.00% |
8.72% |
73.74% |
239.52% |
257.20% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
Growth
Index(1) |
-14.36% |
12.44% |
N/A |
N/A |
79.73% |
N/A |
N/A |
Nasdaq US
Multi Cap Growth Index(1) |
-12.09% |
14.27% |
N/A |
N/A |
94.81% |
N/A |
N/A |
S&P
Composite 1500®
Index |
-4.74% |
12.49% |
13.66% |
9.03% |
80.08% |
259.88% |
272.93% |
S&P
Composite 1500® Growth
Index |
-9.23% |
15.08% |
15.24% |
11.03% |
101.84% |
313.09% |
392.29% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
1.20% |
7.82% |
10.70% |
7.39% |
45.73% |
176.36% |
196.23% |
Market
Price |
1.24% |
7.83% |
10.71% |
7.39% |
45.80% |
176.72% |
196.30% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
Value Index(1) |
1.83% |
8.60% |
N/A |
N/A |
51.07% |
N/A |
N/A |
Nasdaq US
Multi Cap Value Index(1) |
-0.69% |
9.89% |
N/A |
N/A |
60.28% |
N/A |
N/A |
S&P
Composite 1500®
Index |
-4.74% |
12.49% |
13.66% |
9.03% |
80.08% |
259.88% |
272.93% |
S&P
Composite 1500® Value
Index |
-0.10% |
9.09% |
11.57% |
6.68% |
54.50% |
198.79% |
167.55% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-6.50% |
9.49% |
11.41% |
7.77% |
57.37% |
194.72% |
212.65% |
Market
Price |
-6.49% |
9.49% |
11.41% |
7.77% |
57.34% |
194.71% |
212.55% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Core Index(1) |
-5.92% |
10.22% |
N/A |
N/A |
62.65% |
N/A |
N/A |
Nasdaq US
700 Small Cap IndexTM (1) |
-14.49% |
8.38% |
N/A |
N/A |
49.57% |
N/A |
N/A |
S&P
SmallCap 600®
Index |
-6.24% |
9.06% |
12.42% |
8.61% |
54.29% |
222.32% |
251.73% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-14.81% |
9.47% |
11.70% |
10.46% |
57.19% |
202.45% |
207.19% |
Market
Price |
-14.82% |
9.44% |
11.71% |
10.45% |
57.02% |
202.64% |
206.94% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Growth
Index(1) |
-14.14% |
10.33% |
N/A |
N/A |
63.45% |
N/A |
N/A |
Nasdaq US
700 Small Cap Growth Index(1) |
-23.73% |
7.60% |
N/A |
N/A |
44.21% |
N/A |
N/A |
S&P
SmallCap 600® Growth
Index |
-10.19% |
9.51% |
12.70% |
11.53% |
57.49% |
230.64% |
242.63% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-2.06% |
8.64% |
10.65% |
9.39% |
51.35% |
175.02% |
175.14% |
Market
Price |
-2.06% |
8.62% |
10.65% |
9.38% |
51.18% |
175.07% |
174.92% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
Value Index(1) |
-1.34% |
9.45% |
N/A |
N/A |
57.05% |
N/A |
N/A |
Nasdaq US
700 Small Cap Value IndexTM (1) |
-4.37% |
8.79% |
N/A |
N/A |
52.35% |
N/A |
N/A |
S&P
SmallCap 600® Value
Index |
-2.26% |
8.38% |
11.98% |
10.78% |
49.54% |
210.10% |
217.26% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$61.36 |
$39.70 |
$43.40 |
$42.42 |
$37.53 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.52 |
0.20 |
0.36 |
0.37 |
0.43 |
Net
realized and unrealized gain (loss) |
(11.78) |
21.61 |
(3.61) |
0.93 |
4.88 |
Total
from investment operations |
(11.26) |
21.81 |
(3.25) |
1.30 |
5.31 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.53) |
(0.15) |
(0.45) |
(0.32) |
(0.42) |
Net
asset value, end of period |
$49.57 |
$61.36 |
$39.70 |
$43.40 |
$42.42 |
Total
Return (a) |
(18.43)% |
54.99% |
(7.39)% |
3.13% |
14.17% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$394,117 |
$1,948,136 |
$948,948 |
$384,117 |
$409,343 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.61% |
0.63% |
0.64% |
0.64% |
Ratio of
net expenses to average net assets |
0.61% |
0.61% |
0.63% |
0.64% |
0.64% |
Ratio of
net investment income (loss) to average net assets |
0.82% |
0.38% |
0.77% |
0.90% |
1.03% |
Portfolio
turnover rate (b) |
76% |
88% |
115% |
97% |
101% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$56.21 |
$48.76 |
$45.80 |
$46.50 |
$46.84 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.81 |
0.79 |
0.84 |
0.70 |
1.00 |
Net
realized and unrealized gain (loss) |
7.55 |
7.40 |
2.98 |
(0.32) |
(0.74) |
Total
from investment operations |
8.36 |
8.19 |
3.82 |
0.38 |
0.26 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.78) |
(0.74) |
(0.86) |
(1.08) |
(0.60) |
Net
asset value, end of period |
$63.79 |
$56.21 |
$48.76 |
$45.80 |
$46.50 |
Total
Return (a) |
14.95% |
16.88% |
8.46% |
0.83% |
0.53% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$650,653 |
$247,311 |
$258,429 |
$329,792 |
$369,643 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.63% |
0.64% |
0.63% |
0.64% |
0.64% |
Ratio of
net expenses to average net assets |
0.63% |
0.64% |
0.63% |
0.64% |
0.64% |
Ratio of
net investment income (loss) to average net assets |
1.41% |
1.43% |
1.72% |
1.51% |
2.09% |
Portfolio
turnover rate (b) |
88% |
94% |
113% |
90% |
107% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$10.33 |
$6.54 |
$10.88 |
$17.10 |
$13.66 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.27 |
0.31 |
0.16 |
0.16 |
0.12 |
Net
realized and unrealized gain (loss) |
6.46 |
3.81 |
(4.31) |
(6.25) |
3.47 |
Total
from investment operations |
6.73 |
4.12 |
(4.15) |
(6.09) |
3.59 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.26) |
(0.33) |
(0.19) |
(0.13) |
(0.15) |
Net
asset value, end of period |
$16.80 |
$10.33 |
$6.54 |
$10.88 |
$17.10 |
Total
Return (a) |
65.76% |
66.66% |
(38.32)% |
(35.77)% |
26.45% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,665,291 |
$328,966 |
$615,795 |
$122,374 |
$437,773 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.64% |
0.64% |
0.65% |
0.63% |
Ratio of
net expenses to average net assets |
0.61% |
0.64% |
0.64% |
0.65% |
0.63% |
Ratio of
net investment income (loss) to average net assets |
2.34% |
1.70% |
2.39% |
1.17% |
0.68% |
Portfolio
turnover rate (b) |
79% |
71% |
165% |
99% |
108% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$43.40 |
$25.87 |
$32.35 |
$32.04 |
$29.39 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.92 |
0.81 |
0.72 |
0.65 |
0.62 |
Net
realized and unrealized gain (loss) |
(1.97) |
17.55 |
(6.37) |
0.25 |
2.61 |
Total
from investment operations |
(1.05) |
18.36 |
(5.65) |
0.90 |
3.23 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.87) |
(0.83) |
(0.83) |
(0.59) |
(0.58) |
Net
asset value, end of period |
$41.48 |
$43.40 |
$25.87 |
$32.35 |
$32.04 |
Total
Return (a) |
(2.52)% |
71.99% |
(17.56)% |
3.03% |
11.06% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,171,738 |
$1,312,886 |
$538,172 |
$988,353 |
$1,252,910 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.62% |
0.61% |
0.62% |
0.63% |
0.63% |
Ratio of
net expenses to average net assets |
0.62% |
0.61% |
0.62% |
0.63% |
0.63% |
Ratio of
net investment income (loss) to average net assets |
2.10% |
2.25% |
2.36% |
2.06% |
1.99% |
Portfolio
turnover rate (b) |
64% |
86% |
90% |
81% |
70% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$122.03 |
$95.29 |
$77.62 |
$76.80 |
$66.92 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.13 |
(0.15) |
0.01 |
(0.11) |
(0.02) |
Net
realized and unrealized gain (loss) |
(13.59) |
26.89 |
17.66 |
0.93 |
9.90 |
Total
from investment operations |
(13.46) |
26.74 |
17.67 |
0.82 |
9.88 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
— |
— |
Net
asset value, end of period |
$108.57 |
$122.03 |
$95.29 |
$77.62 |
$76.80 |
Total
Return (a) |
(11.03)% |
28.08% |
22.75% |
1.07% |
14.76% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,503,728 |
$1,604,748 |
$1,348,309 |
$1,183,740 |
$1,063,745 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.61% |
0.61% |
0.62% |
0.63% |
Ratio of
net expenses to average net assets |
0.61% |
0.61% |
0.61% |
0.62% |
0.63% |
Ratio of
net investment income (loss) to average net
assets |
0.12% |
(0.14)% |
0.01% |
(0.11)% |
(0.03)% |
Portfolio
turnover rate (b) |
88% |
103% |
107% |
123% |
107% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$59.52 |
$39.13 |
$42.49 |
$41.28 |
$35.36 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.42 |
0.33 |
0.58 |
0.30 |
0.28 |
Net
realized and unrealized gain (loss) |
(5.87) |
20.42 |
(3.29) |
1.17 |
5.92 |
Total
from investment operations |
(5.45) |
20.75 |
(2.71) |
1.47 |
6.20 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.39) |
(0.36) |
(0.65) |
(0.26) |
(0.28) |
Net
asset value, end of period |
$53.68 |
$59.52 |
$39.13 |
$42.49 |
$41.28 |
Total
Return (a) |
(9.16)% |
53.21% |
(6.30)% |
3.67% |
17.57% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,578,226 |
$1,767,604 |
$179,979 |
$378,173 |
$1,579,093 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.61% |
0.64% |
0.63% |
0.62% |
Ratio of
net expenses to average net assets |
0.61% |
0.61% |
0.64% |
0.63% |
0.62% |
Ratio of
net investment income (loss) to average net assets |
0.74% |
0.55% |
1.30% |
0.71% |
0.70% |
Portfolio
turnover rate (b) |
77% |
91% |
97% |
79% |
91% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$57.91 |
$35.85 |
$38.48 |
$43.31 |
$38.63 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.89 |
0.72 |
0.71 |
0.50 |
0.40 |
Net
realized and unrealized gain (loss) |
3.93(a) |
22.05 |
(2.57) |
(4.88) |
4.69 |
Total
from investment operations |
4.82 |
22.77 |
(1.86) |
(4.38) |
5.09 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.76) |
(0.71) |
(0.77) |
(0.45) |
(0.41) |
Net
asset value, end of period |
$61.97 |
$57.91 |
$35.85 |
$38.48 |
$43.31 |
Total
Return (b) |
8.37% |
64.02% |
(4.78)% |
(10.08)% |
13.20% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,567,915 |
$460,362 |
$96,795 |
$167,369 |
$314,026 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.64% |
0.67% |
0.65% |
0.64% |
Ratio of
net expenses to average net assets |
0.61% |
0.64% |
0.67% |
0.65% |
0.64% |
Ratio of
net investment income (loss) to average net assets |
1.69% |
1.39% |
1.95% |
1.27% |
0.92% |
Portfolio
turnover rate (c) |
60% |
77% |
84% |
82% |
92% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$125.53 |
$89.44 |
$69.32 |
$56.54 |
$45.12 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.34 |
(0.06) |
0.11 |
0.31 |
0.09 |
Net
realized and unrealized gain (loss) |
(21.21) |
36.15 |
20.17 |
12.75 |
11.43 |
Total
from investment operations |
(20.87) |
36.09 |
20.28 |
13.06 |
11.52 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.31) |
— |
(0.16) |
(0.28) |
(0.10) |
Net
asset value, end of period |
$104.35 |
$125.53 |
$89.44 |
$69.32 |
$56.54 |
Total
Return (a) |
(16.64)% |
40.34% |
29.33% |
23.20% |
25.55% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,143,164 |
$2,668,074 |
$2,205,109 |
$2,395,347 |
$1,996,201 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.61% |
0.61% |
0.61% |
0.61% |
0.63% |
Ratio of
net expenses to average net assets |
0.61% |
0.61% |
0.61% |
0.61% |
0.63% |
Ratio of
net investment income (loss) to average net
assets |
0.27% |
(0.05)% |
0.16% |
0.50% |
0.17% |
Portfolio
turnover rate (b) |
91% |
92% |
110% |
91% |
127% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$30.82 |
$27.54 |
$28.87 |
$26.37 |
$27.64 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.69 |
0.68 |
1.05 |
0.63 |
0.98 |
Net
realized and unrealized gain (loss) |
3.47 |
3.32 |
(1.29) |
2.43 |
(1.30) |
Total
from investment operations |
4.16 |
4.00 |
(0.24) |
3.06 |
(0.32) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.65) |
(0.72) |
(1.09) |
(0.56) |
(0.95) |
Net
asset value, end of period |
$34.33 |
$30.82 |
$27.54 |
$28.87 |
$26.37 |
Total
Return (a) |
13.69% |
14.80% |
(0.70)% |
11.71% |
(1.09)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$396,558 |
$174,146 |
$229,988 |
$1,349,541 |
$308,540 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.64% |
0.64% |
0.62% |
0.63% |
0.63% |
Ratio of
net expenses to average net assets |
0.64% |
0.64% |
0.62% |
0.63% |
0.63% |
Ratio of
net investment income (loss) to average net assets |
2.22% |
2.33% |
2.42% |
2.23% |
2.67% |
Portfolio
turnover rate (b) |
48% |
38% |
64% |
60% |
76% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$86.85 |
$62.29 |
$62.11 |
$60.79 |
$54.07 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.01 |
0.71 |
0.93 |
0.77 |
0.69 |
Net
realized and unrealized gain (loss) |
(5.08) |
24.55 |
0.20 |
1.28 |
6.69 |
Total
from investment operations |
(4.07) |
25.26 |
1.13 |
2.05 |
7.38 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.95) |
(0.70) |
(0.95) |
(0.73) |
(0.66) |
Net
asset value, end of period |
$81.83 |
$86.85 |
$62.29 |
$62.11 |
$60.79 |
Total
Return (a) |
(4.73)% |
40.77% |
1.95% |
3.48% |
13.72% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,104,730 |
$1,189,909 |
$924,980 |
$1,434,679 |
$1,540,924 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.59% |
0.59% |
0.60% |
0.61% |
Ratio of
net expenses to average net assets |
0.59% |
0.59% |
0.59% |
0.60% |
0.61% |
Ratio of
net investment income (loss) to average net assets |
1.16% |
0.94% |
1.49% |
1.29% |
1.17% |
Portfolio
turnover rate (b) |
87% |
91% |
104% |
102% |
87% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$112.65 |
$82.09 |
$71.35 |
$66.91 |
$55.88 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.37 |
(0.07) |
0.55 |
0.37 |
0.23 |
Net
realized and unrealized gain (loss) |
(15.96) |
30.67 |
10.80 |
4.39 |
11.03 |
Total
from investment operations |
(15.59) |
30.60 |
11.35 |
4.76 |
11.26 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.22) |
(0.04) |
(0.61) |
(0.32) |
(0.23) |
Net
asset value, end of period |
$96.84 |
$112.65 |
$82.09 |
$71.35 |
$66.91 |
Total
Return (a) |
(13.84)% |
37.30% |
16.10% |
7.16% |
20.19% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$929,704 |
$1,194,111 |
$989,147 |
$1,041,726 |
$899,998 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.61% |
0.61% |
Ratio of
net expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.61% |
0.61% |
Ratio of
net investment income (loss) to average net assets |
0.32% |
(0.07)% |
0.76% |
0.56% |
0.36% |
Portfolio
turnover rate (b) |
121% |
116% |
138% |
132% |
119% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$65.80 |
$46.39 |
$52.79 |
$54.07 |
$50.94 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.21 |
1.01 |
1.11 |
1.02 |
1.02 |
Net
realized and unrealized gain (loss) |
0.27(a) |
19.41 |
(6.28) |
(1.43) |
3.08 |
Total
from investment operations |
1.48 |
20.42 |
(5.17) |
(0.41) |
4.10 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.18) |
(1.01) |
(1.23) |
(0.87) |
(0.97) |
Net
asset value, end of period |
$66.10 |
$65.80 |
$46.39 |
$52.79 |
$54.07 |
Total
Return (b) |
2.24% |
44.43% |
(9.84)% |
(0.65)% |
8.12% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,160,039 |
$1,065,981 |
$617,016 |
$1,166,569 |
$1,146,354 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.60% |
0.61% |
Ratio of
net expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.60% |
0.61% |
Ratio of
net investment income (loss) to average net assets |
1.79% |
1.76% |
2.12% |
1.99% |
1.92% |
Portfolio
turnover rate (c) |
75% |
91% |
94% |
96% |
82% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$99.26 |
$64.83 |
$69.86 |
$69.63 |
$59.91 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.08 |
0.70 |
0.85 |
0.63 |
0.61 |
Net
realized and unrealized gain (loss) |
(6.74) |
34.51 |
(4.93) |
0.16 |
9.71 |
Total
from investment operations |
(5.66) |
35.21 |
(4.08) |
0.79 |
10.32 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.14) |
(0.78) |
(0.95) |
(0.56) |
(0.60) |
Net
asset value, end of period |
$92.46 |
$99.26 |
$64.83 |
$69.86 |
$69.63 |
Total
Return (a) |
(5.74)% |
54.62% |
(5.86)% |
1.22% |
17.30% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$975,495 |
$1,027,303 |
$589,912 |
$887,176 |
$901,732 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.61% |
0.62% |
Ratio of
net expenses to average net assets |
0.59% |
0.59% |
0.60% |
0.61% |
0.62% |
Ratio of
net investment income (loss) to average net assets |
1.12% |
0.79% |
1.32% |
0.94% |
0.94% |
Portfolio
turnover rate (b) |
95% |
114% |
115% |
114% |
101% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$73.58 |
$51.23 |
$46.59 |
$43.80 |
$35.07 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.01 |
(0.18) |
0.11 |
0.04 |
0.03 |
Net
realized and unrealized gain (loss) |
(12.37) |
22.69 |
4.67 |
2.77 |
8.75 |
Total
from investment operations |
(12.36) |
22.51 |
4.78 |
2.81 |
8.78 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
-— |
(0.16) |
(0.14) |
(0.02) |
(0.05) |
Net
asset value, end of period |
$61.22 |
$73.58 |
$51.23 |
$46.59 |
$43.80 |
Total
Return (a) |
(16.80)% |
44.02% |
10.28% |
6.43% |
25.06% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$281,629 |
$463,572 |
$338,149 |
$309,826 |
$214,639 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net assets |
0.09% |
(0.24)% |
0.23% |
0.09% |
0.02% |
Portfolio
turnover rate (b) |
136% |
138% |
135% |
144% |
124% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$44.69 |
$27.71 |
$34.67 |
$36.71 |
$33.65 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.74 |
0.54 |
0.63 |
0.51 |
0.58 |
Net
realized and unrealized gain (loss) |
(0.16) |
16.98 |
(6.86) |
(2.10) |
3.04 |
Total
from investment operations |
0.58 |
17.52 |
(6.23) |
(1.59) |
3.62 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.69) |
(0.54) |
(0.73) |
(0.45) |
(0.56) |
Net
asset value, end of period |
$44.58 |
$44.69 |
$27.71 |
$34.67 |
$36.71 |
Total
Return (a) |
1.31% |
63.76% |
(18.19)% |
(4.26)% |
10.80% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$222,894 |
$140,774 |
$34,636 |
$55,473 |
$49,565 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net assets |
1.63% |
1.33% |
2.04% |
1.49% |
1.61% |
Portfolio
turnover rate (b) |
84% |
102% |
107% |
113% |
94% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$119.58 |
$83.11 |
$75.90 |
$72.71 |
$59.33 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.46 |
(0.11) |
0.42 |
0.22 |
0.12 |
Net
realized and unrealized gain (loss) |
(18.27) |
36.71 |
7.27 |
3.14 |
13.40 |
Total
from investment operations |
(17.81) |
36.60 |
7.69 |
3.36 |
13.52 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.28) |
(0.13) |
(0.48) |
(0.17) |
(0.14) |
Net
asset value, end of period |
$101.49 |
$119.58 |
$83.11 |
$75.90 |
$72.71 |
Total
Return (a) |
(14.91)% |
44.10% |
10.23% |
4.65% |
22.82% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$182,686 |
$221,229 |
$170,367 |
$185,955 |
$192,685 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.63% |
0.63% |
0.63% |
0.66% |
0.69% |
Ratio of
net expenses to average net assets |
0.63% |
0.63% |
0.63% |
0.66% |
0.69% |
Ratio of
net investment income (loss) to average net assets |
0.39% |
(0.09)% |
0.56% |
0.31% |
0.18% |
Portfolio
turnover rate (b) |
115% |
104% |
123% |
130% |
118% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$71.04 |
$46.72 |
$54.39 |
$57.35 |
$52.84 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.20 |
0.84 |
0.95 |
0.92 |
0.96 |
Net
realized and unrealized gain (loss) |
(0.35) |
24.34 |
(7.54) |
(3.04) |
4.45 |
Total
from investment operations |
0.85 |
25.18 |
(6.59) |
(2.12) |
5.41 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.13) |
(0.86) |
(1.08) |
(0.84) |
(0.90) |
Net
asset value, end of period |
$70.76 |
$71.04 |
$46.72 |
$54.39 |
$57.35 |
Total
Return (a) |
1.20% |
54.35% |
(12.24)% |
(3.62)% |
10.30% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$176,894 |
$166,942 |
$51,387 |
$84,301 |
$91,766 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.66% |
0.69% |
0.74% |
0.73% |
0.70% |
Ratio of
net expenses to average net assets |
0.66% |
0.69% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net assets |
1.64% |
1.43% |
1.86% |
1.69% |
1.67% |
Portfolio
turnover rate (b) |
76% |
92% |
98% |
96% |
89% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$91.31 |
$55.98 |
$61.84 |
$66.80 |
$56.23 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.05 |
0.61 |
0.51 |
0.60 |
0.52 |
Net
realized and unrealized gain (loss) |
(6.92) |
35.35 |
(5.75) |
(4.98) |
10.53 |
Total
from investment operations |
(5.87) |
35.96 |
(5.24) |
(4.38) |
11.05 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.95) |
(0.63) |
(0.62) |
(0.58) |
(0.48) |
Net
asset value, end of period |
$84.49 |
$91.31 |
$55.98 |
$61.84 |
$66.80 |
Total
Return (a) |
(6.50)% |
64.45% |
(8.55)% |
(6.52)% |
19.72%(b) |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$827,993 |
$917,700 |
$397,470 |
$602,918 |
$728,102 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.60% |
0.61% |
0.62% |
0.63% |
Ratio of
net expenses to average net assets |
0.59% |
0.60% |
0.61% |
0.62% |
0.63% |
Ratio of
net investment income (loss) to average net assets |
1.18% |
0.77% |
0.93% |
0.96% |
0.87% |
Portfolio
turnover rate (c) |
94% |
116% |
123% |
117% |
116% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$71.14 |
$44.46 |
$46.87 |
$48.79 |
$38.83 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.54 |
0.03 |
0.17 |
0.02 |
0.06 |
Net
realized and unrealized gain (loss) |
(10.99) |
26.72 |
(2.40) |
(1.93) |
9.97 |
Total
from investment operations |
(10.45) |
26.75 |
(2.23) |
(1.91) |
10.03 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.47) |
(0.07) |
(0.18) |
(0.01) |
(0.07) |
Net
asset value, end of period |
$60.22 |
$71.14 |
$44.46 |
$46.87 |
$48.79 |
Total
Return (a) |
(14.81)% |
60.24% |
(4.79)% |
(3.90)% |
25.85%(b) |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$201,727 |
$394,827 |
$146,704 |
$278,851 |
$361,010 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net assets |
0.88% |
0.02% |
0.44% |
0.04% |
0.11% |
Portfolio
turnover rate (c) |
132% |
151% |
137% |
152% |
141% |
|
Year
Ended July 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$50.28 |
$30.78 |
$34.66 |
$38.98 |
$34.33 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.67 |
0.45 |
0.38 |
0.57 |
0.48 |
Net
realized and unrealized gain (loss) |
(1.69) |
19.52 |
(3.75) |
(4.36) |
4.60 |
Total
from investment operations |
(1.02) |
19.97 |
(3.37) |
(3.79) |
5.08 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.62) |
(0.47) |
(0.51) |
(0.53) |
(0.43) |
Net
asset value, end of period |
$48.64 |
$50.28 |
$30.78 |
$34.66 |
$38.98 |
Total
Return (a) |
(2.06)% |
65.22% |
(9.83)% |
(9.69)% |
14.86%(b) |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$223,722 |
$268,991 |
$46,176 |
$60,659 |
$76,003 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net assets |
1.29% |
1.08% |
1.18% |
1.58% |
1.28% |
Portfolio
turnover rate (c) |
90% |
109% |
120% |
120% |
123% |
First
Trust
Exchange-Traded
AlphaDEX®
Fund |