FUND |
Class
A
Shares |
Class
C
Shares |
Class
R
Shares |
Investor
Shares |
Class
R6
Shares |
Service
Shares |
Institutional
Shares |
Class
P
Shares |
GOLDMAN
SACHS U.S.
EQUITY
ESG FUND |
GAGVX |
GCGVX |
GRGVX |
GIRGX |
GDEUX |
– |
GINGX |
GALPX |
GOLDMAN
SACHS LARGE
CAP
CORE FUND |
GSCGX |
GSPCX |
GSPRX |
GSPTX |
GSPUX |
GSPSX |
GSPIX |
GGGPX |
GOLDMAN
SACHS
CONCENTRATED
GROWTH
FUND |
GCGAX |
GCGCX |
– |
GGCTX |
GCGUX |
– |
GCRIX |
GACPX |
GOLDMAN
SACHS
ENHANCED
CORE EQUITY
FUND |
GALLX |
GCLLX |
GRLLX |
GSLLX |
GFCUX |
– |
GILLX |
GGZPX |
GOLDMAN
SACHS MID CAP
GROWTH
FUND |
GGOAX |
GGOCX |
GGORX |
GGOTX |
GGOUX |
GGOSX |
GGOIX |
GGQPX |
GOLDMAN
SACHS SMALL
CAP
GROWTH FUND |
GSBDX |
GSBAX |
– |
GSAHX |
GSBEX |
– |
GSAJX |
GSADX |
GOLDMAN
SACHS
SMALL/MID
CAP GROWTH
FUND |
GSMAX |
GSMGX |
GTMRX |
GTMTX |
GTMUX |
GSMQX |
GSMYX |
GSWPX |
GOLDMAN
SACHS
STRATEGIC
GROWTH
FUND |
GGRAX |
GGRCX |
GSTRX |
GSTTX |
GGRUX |
GSTSX |
GSTIX |
GSPPX |
GOLDMAN
SACHS
TECHNOLOGY
OPPORTUNITIES
FUND |
GITAX |
GITCX |
– |
GISTX |
GTORX |
GITSX |
GITIX |
GSJPX |
GOLDMAN
SACHS EQUITY
INCOME
FUND |
GSGRX |
GSGCX |
GRGRX |
GRGTX |
GRGUX |
GSGSX |
GSIIX |
GABPX |
GOLDMAN
SACHS FOCUSED
VALUE
FUND |
GFVAX |
GFVCX |
GFVRX |
GFVIX |
GFVUX |
– |
GFVSX |
GGYPX |
GOLDMAN
SACHS LARGE
CAP
VALUE FUND |
GSLAX |
GSVCX |
GSVRX |
GSVTX |
GSVUX |
GSVSX |
GSLIX |
GMYPX |
GOLDMAN
SACHS MID CAP
VALUE
FUND |
GCMAX |
GCMCX |
GCMRX |
GCMTX |
GCMUX |
GSMSX |
GSMCX |
GMPPX |
GOLDMAN
SACHS SMALL
CAP
VALUE FUND |
GSSMX |
GSSCX |
GSQRX |
GSQTX |
GSSUX |
GSSSX |
GSSIX |
GSYPX |
GOLDMAN
SACHS
SMALL/MID
CAP VALUE
FUND |
GMVAX |
GMVCX |
GMVRX |
GMVIX |
GMCUX |
– |
GSMVX |
GSVPX |
B-5 | |
B-5 | |
B-9 | |
B-63 | |
B-76 | |
B-92 | |
B-110 | |
B-113 | |
B-116 | |
B-120 | |
B-126 | |
B-126 | |
B-127 | |
B-138 | |
B-142 | |
B-146 | |
B-149 | |
B-152 | |
1-A | |
1-B | |
1-C |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
72 |
Chair
of the
Board
of
Trustees |
Since
2023
(Trustee
since
2015) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Chair
of the Board of Trustees—Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust. |
102 |
Verizon
Communications
Inc. |
Dwight
L.
Bush
Age:
66 |
Trustee |
Since
2020 |
The
Honorable Dwight is President and CEO of D.L.
Bush
& Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, he served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
69 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
67 |
Trustee |
Since
2022 |
Mr.
Chou is retired. Formerly, he was Executive Vice
President
and Special Advisor to the Chairman and
CEO
(2021–2022); Executive Vice President and
Chief
Legal Officer (2019–2021); Executive Vice
President
and Chief Legal & Business Officer
(2017–2019);
and Executive Vice President and
General
Counsel (2011–2017) of Cencora, Inc. (a
pharmaceutical
and healthcare company).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
None |
Joaquin
Delgado
Age:
63 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
Stepan
Company
(a
specialty
chemical
manufacturer) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Eileen
H.
Dowling
Age:
61 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm). As Managing Director, she held senior
management
positions, including Global Head of
Global
Consultant Relations (2017–2021),
Multinational
Corporations (2019–2021), the
Institutional
Product Group (2015–2019) and
Institutional
Marketing (2013–2016). Ms. Dowling
was
a member of the Global Operating Committee and
Product
Executive Committee on BlackRock.
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
None |
Paul
C. Wirth
Age:
66 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. He is Executive Advisor, My Next
Season
LLC (a career transition advisory firm)
(2023–present).
Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley.
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
102 |
None
|
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
61 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
192 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
61 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 –
December 2000);
and Senior Vice President and Manager, Dreyfus
Institutional
Service Corporation (January 1993 – April 1998).
President
and Trustee—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
55 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).
Treasurer,
Principal Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs ETF Trust (previously Assistant
Treasurer
(2017)); Goldman Sachs ETF Trust II; Goldman Sachs
Credit
Income Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Jessica
Moran
200
West Street
New
York, NY 10282
Age:
39 |
Chief
Compliance
Officer |
Since
2013 |
Vice
President, Goldman Sachs (April 2017 – Present).
Chief
Compliance Officer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
65 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Elaine
Leung
30
Hudson Street
Jersey
City, NJ
07302
Age:
49 |
Assistant
Treasurer |
Since
2023 |
Vice
President, Goldman Sachs (January 2021–Present); and
Associate,
Goldman Sachs (March 2014–December 2020).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust; Goldman Sachs ETF Trust II;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
48 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August 2015).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Christopher
Bradford
200
West Street
New
York, NY 10282
Age:
42 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust
II. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
40 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
55 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
49 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).
Vice
President—Goldman Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
46 |
Chief
Legal
Officer |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP (2002–2006).
Chief
Legal Officer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund.
Secretary—Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle
Market
Credit LLC; Goldman Sachs Private Middle Market Credit II
LLC;
Goldman Sachs Middle Market Lending Corp.; and Goldman
Sachs
Credit Income Fund. |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
49 |
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(Au-gust 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).
Secretary—Goldman
Sachs Trust (previously Assistant Secretary
(2022));
Goldman Sachs Variable Insurance Trust (previously Assistant
Secretary
(2022)); Goldman Sachs Trust II (previously Assistant
Secretary
(2022)); Goldman Sachs ETF Trust (previously Assistant
Secretary
(2022)); Goldman Sachs ETF Trust II (previously Assis-tant
Secretary
(2022)); and Goldman Sachs Real Estate Diversified
Income
Fund (previously Assistant Secretary
(2022)). |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
44 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Shane
Shannon200
West Street
New
York, NY 10282
Age:
37 |
Assistant
Secretary |
Since
2023 |
Vice
President, Goldman Sachs (December 2021 – Present); Associate,
K&L
Gates LLP (2014 – 2021)
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name
of Trustee |
Dollar
Range of Equity Securities
in
the
Funds(1)
|
Aggregate
Dollar Range of Equity Securities in
All
Portfolios in Fund Complex Overseen By
Trustee |
Gregory
G. Weaver |
Small
Cap Value Fund: Over
$100,000 |
Over
$100,000 |
Dwight
L. Bush |
Mid
Cap Value Fund and
Small
Cap Value Fund: Over
$100,000 |
Over
$100,000 |
Name
of Trustee |
Dollar
Range of Equity Securities
in
the
Funds(1) |
Aggregate
Dollar Range of Equity Securities in
All
Portfolios in Fund Complex Overseen By
Trustee |
Kathryn
A. Cassidy |
Mid
Cap Value Fund and
Small
Cap Value Fund:
$50,000
- $100,000
Small/Mid
Cap
Growth
Fund: Over $100,000 |
Over
$100,000 |
John
G. Chou |
None |
Over
$100,000 |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H. Dowling |
Goldman
Sachs Mid Cap
Value
Fund:
$10,001-$50,000
Goldman
Sachs Small/Mid
Cap
Growth Fund:
$10,001-$50,000
Goldman
Sachs U.S. Equity
ESG
Fund: $1-$10,000 |
Over
$100,000 |
Paul
C. Wirth |
None |
Over
$100,000 |
James
A. McNamara |
Goldman
Sachs Small/Mid
Cap
Growth Fund: Over
$100,000 |
Over
$100,000 |
Name
of Trustee |
U.S.
Equity
ESG |
Concentrated
Growth |
Large
Cap Core |
Enhanced
Core Equity |
Mid
Cap Growth |
Small
Cap
Growth |
Small/Mid
Cap
Growth |
Gregory
G. Weaver(1) |
$3,665 |
$3,693 |
$3,925 |
$3,671 |
$3,882 |
$3,668 |
$4,141 |
Dwight
L. Bush |
$2,746 |
$2,767 |
$2,941 |
$2,751 |
$2,909 |
$2,748 |
$3,104 |
Kathryn
A. Cassidy(2) |
$2,989 |
$3,012 |
$3,201 |
$2,994 |
$3,166 |
$2,991 |
$3,377 |
John
G. Chou |
$2,746 |
$2,767 |
$2,941 |
$2,751 |
$2,909 |
$2,748 |
$3,104 |
Joaquin
Delgado |
$2,746 |
$2,767 |
$2,941 |
$2,751 |
$2,909 |
$2,748 |
$3,104 |
Eileen
H. Dowling |
$2,746 |
$2,767 |
$2,941 |
$2,751 |
$2,909 |
$2,748 |
$3,104 |
Paul
C. Wirth |
$2,746 |
$2,767 |
$2,941 |
$2,751 |
$2,909 |
$2,748 |
$3,104 |
James
A. McNamara(3) |
— |
— |
— |
— |
— |
— |
—
|
Name
of Trustee |
Strategic
Growth |
Technology
Opportunities |
Equity
Income |
Focused
Value |
Large
Cap
Value |
Mid
Cap
Value |
Small
Cap
Value |
Gregory
G. Weaver(1) |
$3,692 |
$3,792 |
$3,759 |
$3,671 |
$3,767 |
$3,939 |
$4,302 |
Dwight
L. Bush |
$2,766 |
$2,842 |
$2,816 |
$2,750 |
$2,823 |
$2,952 |
$3,234 |
Kathryn
A. Cassidy(2) |
$3,011 |
$3,093 |
$3,065 |
$2,994 |
$3,072 |
$3,213 |
$3,512 |
John
G. Chou |
$2,766 |
$2,842 |
$2,816 |
$2,750 |
$2,823 |
$2,952 |
$3,234 |
Joaquin
Delgado |
$2,766 |
$2,842 |
$2,816 |
$2,750 |
$2,823 |
$2,952 |
$3,234 |
Eileen
H. Dowling |
$2,766 |
$2,842 |
$2,816 |
$2,750 |
$2,823 |
$2,952 |
$3,234 |
Paul
C. Wirth |
$2,766 |
$2,842 |
$2,816 |
$2,750 |
$2,823 |
$2,952 |
$3,234 |
James
A. McNamara(3) |
— |
— |
— |
— |
— |
— |
— |
Name
of Trustee |
Small/Mid
Cap
Value |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation
From
Fund Complex
(including
the Funds)(4) |
Gregory
G. Weaver(1) |
$3,714 |
$0 |
$487,500 |
Dwight
L. Bush |
$2,783 |
$0 |
$365,000 |
Kathryn
A. Cassidy(2) |
$3,029 |
$0 |
$397,500 |
John
G. Chou |
$2,783 |
$0 |
$365,000 |
Joaquin
Delgado |
$2,783 |
$0 |
$365,000 |
Eileen
H. Dowling |
$2,783 |
$0 |
$365,000 |
Paul
C. Wirth |
$2,783 |
$0 |
$365,000 |
James
A. McNamara(3) |
— |
— |
— |
Fund |
Management
Fee Annual Rate |
Actual
Rate for the Fiscal
Year
Ended
August
31, 2023 |
U.S.
Equity ESG Fund |
0.55%
on the first $1 billion |
0.55% |
|
0.50%
over $1 billion up to $2 billion |
|
|
0.47%
over $2 billion up to $5 billion |
|
|
0.46%
over $5 billion up to $8 billion |
|
|
0.45%
over $8 billion |
|
Large
Cap Core Fund |
0.71%
on the first $1 billion |
0.66% |
|
0.64%
over $1 billion up to $2 billion |
|
|
0.61%
over $2 billion |
|
Concentrated
Growth Fund |
0.76%
on the first $1 billion |
0.73% |
|
0.68%
over $1 billion up to $2 billion |
|
|
0.65%
over $2 billion up to $5 billion |
|
|
0.64%
over $5 billion up to $8 billion |
|
|
0.62%
over $8 billion |
|
Enhanced
Core Equity Fund |
0.55%
on the first $1 billion |
0.55% |
|
0.50%
over $1 billion up to $2 billion |
|
|
0.47%
over $2 billion up to $5 billion |
|
|
0.46%
over $5 billion up to $8 billion |
|
|
0.45%
over $8 billion |
|
Fund |
Management
Fee Annual Rate |
Actual
Rate for the Fiscal
Year
Ended
August
31, 2023 |
Mid
Cap Growth Fund |
0.92%
on the first $2 billion |
0.83% |
|
0.83%
over $2 billion up to $5 billion |
|
|
0.79%
over $5 billion up to $8 billion |
|
|
0.77%
over $8 billion |
|
Small
Cap Growth Fund |
0.85%
on the first $2 billion |
0.85% |
|
0.77%
over $2 billion up to $5 billion |
|
|
0.73%
over $5 billion up to $8 billion |
|
|
0.71%
over $8 billion |
|
Small/Mid
Cap Growth Fund |
0.85%
on the first $2 billion |
0.85% |
|
0.77%
over $2 billion up to $5 billion |
|
|
0.73%
over $5 billion up to $8 billion |
|
|
0.71%
over $8 billion |
|
Strategic
Growth Fund |
0.71%
on the first $1 billion |
0.71% |
|
0.64%
over $1 billion up to $2 billion |
|
|
0.61%
over $2 billion up to $5 billion |
|
|
0.59%
over $5 billion up to $8 billion |
|
|
0.58%
over $8 billion |
|
Technology
Opportunities Fund |
0.94%
on the first $1 billion |
0.88% |
|
0.85%
over $1 billion up to $2 billion |
|
|
0.80%
over $2 billion up to $5 billion |
|
|
0.79%
over $5 billion up to $8 billion |
|
|
0.77%
over $8 billion |
|
Equity
Income Fund |
0.69%
on the first $1 billion |
0.69% |
|
0.62%
over $1 billion up to $2 billion |
|
|
0.59%
over $2 billion up to $5 billion |
|
|
0.58%
over $5 billion up to $8 billion |
|
|
0.57%
over $8 billion |
|
Focused
Value Fund |
0.69%
on the first $1 billion |
0.66% |
|
0.62%
over $1 billion up to $2 billion |
|
|
0.59%
over $2 billion up to $5 billion |
|
|
0.58%
over $5 billion up to $8 billion |
|
|
0.57%
over $8 billion |
|
Large
Cap Value Fund |
0.75%
on the first $1 billion |
0.69% |
|
0.68%
over $1 billion up to $2 billion |
|
|
0.65%
over $2 billion up to $5 billion |
|
|
0.64%
over $5 billion up to $8 billion |
|
|
0.63%
over $8 billion |
|
Mid
Cap Value Fund |
0.75%
on the first $2 billion |
0.75% |
|
0.68%
over $2 billion up to $5 billion |
|
|
0.65%
over $5 billion up to $8 billion |
|
|
0.64%
over $8 billion |
|
Fund |
Management
Fee Annual Rate |
Actual
Rate for the Fiscal
Year
Ended
August
31, 2023 |
Small
Cap Value Fund |
0.98%
on the first $2 billion |
0.96% |
|
0.88%
over $2 billion up to $5 billion |
|
|
0.84%
over $5 billion up to $8 billion |
|
|
0.82%
over $8 billion |
|
Small/Mid
Cap Value Fund |
0.80%
on the first $2 billion |
0.80% |
|
0.72%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
|
Fiscal
year ended
August
31, 2023 |
Fiscal
year ended
August
31, 2022 |
Fiscal
year ended
August
31, 2021 | |||
Fund |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
U.S.
Equity ESG Fund |
$119,282 |
$118,922 |
$117,439 |
$117,022 |
$71,611 |
$71,434 |
Large
Cap Core Fund |
$7,753,746 |
$7,266,332 |
$8,525,933 |
$8,207,329 |
7,678,577 |
7,675,075 |
Concentrated
Growth Fund |
$1,056,912 |
$1,017,625 |
$1,392,730 |
$1,391,818 |
1,471,820 |
1,469,965 |
Enhanced
Core Equity Fund |
$265,773 |
$264,877 |
$222,321 |
$221,763 |
160,356 |
160,014 |
Mid
Cap Growth Fund |
$8,309,412 |
$7,439,439 |
$10,895,136 |
$10,163,142 |
12,708,911 |
12,696,448 |
Small
Cap Growth Fund |
$276,786 |
$275,878 |
$213,048 |
$212,330 |
172,188 |
171,787 |
Small/Mid
Cap Growth Fund |
$16,693,137 |
$16,658,469 |
$23,093,359 |
$23,053,578 |
24,489,899 |
24,437,057 |
Strategic
Growth Fund |
$936,312 |
$935,620 |
$1,314,248 |
$1,312,431 |
1,384,722 |
1,383,685 |
Technology
Opportunities Fund |
$5,115,297 |
$4,796,230 |
$7,066,122 |
$6,917,436 |
7,695,326 |
7,680,405 |
Equity
Income Fund |
$2,822,265 |
$2,817,916 |
$2,909,582 |
$2,904,479 |
2,662,116 |
2,659,813 |
Focused
Value Fund |
$309,995 |
$296,775 |
$278,649 |
$277,909 |
170,423 |
169,797 |
Large
Cap Value Fund |
$3,315,663 |
$3,046,599 |
$3,626,323 |
$3,330,449 |
3,388,259 |
3,383,898 |
Mid
Cap Value Fund |
$8,645,297 |
$8,624,246 |
$9,129,474 |
$9,106,836 |
8,440,325 |
8,434,712 |
Small
Cap Value Fund |
$24,256,398 |
$24,229,845 |
$38,955,472 |
$38,900,660 |
46,450,264 |
46,425,870 |
Small/Mid
Cap Value Fund |
$1,757,217 |
$1,753,913 |
$1,915,951 |
$1,911,176 |
1,274,278 |
1,272,242 |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
U.S.
Equity ESG Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Stephen
E. Becker |
8 |
$3,579 |
6 |
$1,518 |
23 |
$5,234 |
– |
– |
– |
– |
– |
– |
Kevin
Martens |
7 |
$2,445 |
1 |
$754 |
20 |
$4,058 |
– |
– |
– |
– |
– |
– |
Large
Cap Core Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Stephen
E. Becker |
8 |
$3,579 |
6 |
$1,518 |
23 |
$5,234 |
– |
– |
– |
– |
– |
– |
Concentrated
Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Stephen
E. Becker |
8 |
$3,579 |
6 |
$1,518 |
23 |
$5,234 |
– |
– |
– |
– |
– |
– |
Enhanced
Core Equity Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Stephen
Becker |
8 |
$3,579 |
6 |
$1,518 |
23 |
$5,234 |
– |
– |
– |
– |
– |
– |
Mid
Cap Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Jenny
Chang |
4 |
$1,095 |
1 |
$196 |
7 |
$224 |
– |
– |
– |
– |
– |
– |
Small/Mid
Cap Growth |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Gregory
Tuorto |
4 |
$2,163 |
1 |
$92 |
7 |
$675 |
– |
– |
– |
– |
– |
– |
Jessica
Katz |
4 |
$2,163 |
– |
– |
2 |
$202 |
– |
– |
– |
– |
– |
– |
Small
Cap Growth |
|
|
|
|
|
|
|
|
|
|
|
|
Gregory
Tuorto |
4 |
$2,163 |
1 |
$92 |
7 |
$675 |
– |
– |
– |
– |
– |
– |
Jessica
Katz |
4 |
$2,163 |
– |
– |
2 |
$202 |
– |
– |
– |
– |
– |
– |
Strategic
Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Stephen
E. Becker |
8 |
$3,579 |
6 |
$1,518 |
23 |
$5,234 |
– |
– |
– |
– |
– |
– |
Technology
Opportunities Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
16 |
$7,381 |
13 |
$8,939 |
48 |
$5,554 |
– |
– |
– |
– |
– |
– |
Sung
Cho |
5 |
$2,527 |
13 |
$10,812 |
27 |
$497 |
– |
– |
– |
– |
– |
– |
Charles
“Brook” Dane |
8 |
$3,227 |
12 |
$10,415 |
37 |
$3,788 |
– |
– |
– |
– |
– |
– |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Equity
Income Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
8 |
$3,227 |
12 |
$10,415 |
37 |
$3,788 |
– |
– |
– |
– |
– |
– |
Kevin
Martens |
7 |
$2,445 |
1 |
$754 |
20 |
$4,058 |
– |
– |
– |
– |
– |
– |
Focused
Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
8 |
$3,227 |
12 |
$10,415 |
37 |
$3,788 |
– |
– |
– |
– |
– |
– |
Kevin
Martens |
7 |
$2,445 |
1 |
$754 |
20 |
$4,058 |
– |
– |
– |
– |
– |
– |
Large
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
8 |
$3,227 |
12 |
$10,415 |
37 |
$3,788 |
– |
– |
– |
– |
– |
– |
Kevin
Martens |
7 |
$2,445 |
1 |
$754 |
20 |
$4,058 |
– |
– |
– |
– |
– |
– |
Mid
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Sung
Cho |
5 |
$2,527 |
13 |
$10,812 |
27 |
$497 |
– |
– |
– |
– |
– |
– |
Cecile
Origenes |
– |
– |
– |
– |
– |
– |
– |
– |
– |
– |
– |
– |
Small
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Robert
Crystal |
5 |
$2,448 |
2 |
$580 |
13 |
$1,763 |
– |
– |
– |
– |
– |
– |
Sean
Greely |
5 |
2,448 |
– |
– |
8 |
1,291 |
– |
– |
– |
– |
– |
– |
Small/Mid
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Robert
Crystal |
5 |
$2,448 |
2 |
$580 |
13 |
$1,763 |
– |
– |
– |
– |
– |
– |
Sean
Greely |
5 |
2,448 |
– |
– |
8 |
1,291 |
– |
– |
– |
– |
– |
– |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
U.S.
Equity ESG Fund | |
Steven
M. Barry |
$1,000,001
- $2,000,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Kevin
Martens |
$100,001
- $500,000 |
Large
Cap Core Fund | |
Steven
M. Barry |
$100,001
- $500,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Jenny
Chang |
$50,001
- $100,000 |
Sung
Cho |
$100,001
- $500,000 |
Kevin
Martens |
$10,001
- $50,000 |
Concentrated
Growth Fund | |
Steven
M. Barry |
$1,000,001
- $2,000,000 |
Stephen
E. Becker |
$500,001
- $1,000,000 |
Small
Cap Growth Fund | |
Steven
M. Barry |
$100,001
- $500,000 |
Gregory
Tuorto |
$100,001
- $500,000 |
Jessica
Katz |
$100,001
- $500,000 |
Enhanced
Core Equity Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Mid
Cap Growth Fund | |
Steven
M. Barry |
$1,000,001
- $2,000,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Jenny
Chang |
$100,001
- $500,000 |
Small/Mid
Cap Growth Fund | |
Gregory
Tuorto |
$500,001
- $1,000,000 |
Steven
M. Barry |
$100,001
- $500,000 |
Jessica
Katz |
$100,001
- $500,000 |
Sung
Cho |
$10,001
- $50,000 |
Strategic
Growth Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Stephen
E. Becker |
$500,001
- $1,000,000 |
Technology
Opportunities Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Charles
“Brook” Dane |
$500,001
- $1,000,000 |
Sung
Cho |
$500,001
- $1,000,000 |
Equity
Income Fund | |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Kevin
Martens |
$50,001
- $100,000 |
Focused
Value Fund | |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
Kevin
Martens |
$100,001
- $500,000 |
Large
Cap Value Fund | |
Charles
“Brook” Dane |
$500,001
- $1,000,000 |
Kevin
Martens |
$100,001
- $500,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Mid
Cap Value Fund | |
Stephen
E. Becker |
$100,001
- $500,000 |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Sung
Cho |
$500,001
- $1,000,000 |
Small
Cap Value Fund | |
Robert
Crystal |
Over
$2,000,000 |
Small/Mid
Cap Value Fund | |
Robert
Crystal |
Over
$2,000,000 |
Steven
M. Barry |
$100,001
- $500,000 |
Fund |
Fiscal
year ended
August
31, 2023 |
Fiscal
year ended
August
31, 2022 |
Fiscal
year ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$568 |
$1,299 |
$682 |
Large
Cap Core Fund |
$17,329 |
$30,308 |
25,237 |
Concentrated
Growth Fund |
$4,042 |
$3,374 |
3,158 |
Enhanced
Core Equity Fund |
$6,572 |
$2,631 |
1,188 |
Mid
Cap Growth Fund |
$8,298 |
$10,000 |
22,151 |
Small
Cap Growth Fund |
$46 |
$328 |
230 |
Small/Mid
Cap Growth Fund |
$18,740 |
$26,812 |
52,579 |
Strategic
Growth Fund |
$2,537 |
$4,941 |
2,503 |
Technology
Opportunities Fund |
$7,237 |
$14,069 |
18,098 |
Equity
Income Fund |
$7,203 |
N/A |
9,566 |
Focused
Value Fund |
$574 |
$633 |
432 |
Large
Cap Value Fund |
$4,312 |
$3,742 |
3,411 |
Mid
Cap Value Fund |
$10,293 |
$18,552 |
12,601 |
Small
Cap Value Fund |
$2,951 |
$5,575 |
5,369 |
Small/Mid
Cap Value Fund |
$665 |
$882 |
1,584 |
Fund |
|
U.S.
Equity ESG Fund |
4.80% |
Large
Cap Core Fund |
4.83% |
Concentrated
Growth Fund |
4.74% |
Enhanced
Core Equity Fund |
4.76% |
Mid
Cap Growth Fund |
4.82% |
Small
Cap Growth Fund |
5.00% |
Small/Mid
Cap Growth Fund |
4.80% |
Strategic
Growth Fund |
4.87% |
Technology
Opportunities Fund |
4.74% |
Equity
Income Fund |
4.82% |
Focused
Value Fund |
4.48% |
Large
Cap Value Fund |
4.81% |
Mid
Cap Value Fund |
5.04% |
Small
Cap Value Fund |
5.02% |
Small/Mid
Cap Value Fund |
4.47% |
|
Class
A and C Shares | ||
Fund |
Fiscal
Year Ended
August
31, 2023 |
Fiscal
Year Ended
August
31, 2022 |
Fiscal
Year Ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$13,184 |
$14,637 |
$13,374 |
Large
Cap Core Fund |
1,228,121 |
1,420,190 |
1,380,971 |
Concentrated
Growth Fund |
13,224 |
16,831 |
17,532 |
Enhanced
Core Equity Fund |
18,949 |
13,477 |
12,508 |
Mid
Cap Growth Fund |
412,559 |
543,945 |
648,469 |
Small
Cap Growth Fund |
914 |
963 |
910 |
Small/Mid
Cap Growth Fund |
520,717 |
754,742 |
882,095 |
|
Class
A and C Shares | ||
Fund |
Fiscal
Year Ended
August
31, 2023 |
Fiscal
Year Ended
August
31, 2022 |
Fiscal
Year Ended
August
31, 2021 |
Strategic
Growth Fund |
52,888 |
83,287 |
81,313 |
Technology
Opportunities Fund |
497,309 |
683,318 |
754,981 |
Equity
Income Fund |
482,358 |
525,579 |
506,972 |
Focused
Value Fund |
930 |
716 |
472 |
Large
Cap Value Fund |
138,620 |
153,477 |
156,000 |
Mid
Cap Value Fund |
718,974 |
827,637 |
806,497 |
Small
Cap Value Fund |
453,372 |
662,813 |
745,650 |
Small/Mid
Cap Value Fund |
5,107 |
5,541 |
4,354 |
|
Institutional
Shares |
Service
Shares | ||||
Fund |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
U.S.
Equity ESG Fund(1) |
$617 |
$1,298 |
$592 |
N/A |
N/A |
N/A |
Large
Cap Core Fund |
37,622 |
42,973 |
34,953 |
$316 |
$454 |
$706 |
Concentrated
Growth Fund(1) |
3,901 |
5,296 |
5,859 |
N/A |
N/A |
N/A |
Enhanced
Core Equity Fund(1) |
4,083 |
2,659 |
755 |
N/A |
N/A |
N/A |
Mid
Cap Growth Fund |
114,602 |
153,665 |
186,262 |
$8,436 |
10,523 |
12,332 |
Small
Cap Growth Fund(1) |
7,542 |
6,826 |
5,964 |
N/A |
N/A |
N/A |
Small/Mid
Cap Growth Fund |
311,905 |
423,503 |
459,799 |
$504 |
1,952 |
13,067 |
Strategic
Growth Fund |
14,513 |
20,004 |
23,262 |
$224 |
242 |
204 |
Technology
Opportunities Fund |
32,055 |
55,464 |
65,652 |
$3,061 |
5,863 |
14,799 |
Equity
Income Fund |
10,197 |
13,061 |
11,486 |
$36 |
40 |
50 |
Focused
Value Fund(1) |
852 |
903 |
1,550 |
N/A |
N/A |
N/A |
Large
Cap Value Fund |
59,305 |
68,794 |
65,828 |
$354 |
351 |
333 |
Mid
Cap Value Fund |
124,690 |
128,851 |
119,675 |
$13,288 |
14,665 |
12,937 |
Small
Cap Value Fund |
435,837 |
755,773 |
1,057,008 |
$6,180 |
8,966 |
14,158 |
Small/Mid
Cap Value Fund(1) |
9,802 |
8,732 |
5,183 |
N/A |
N/A |
N/A |
|
Class
R and Investor Shares |
Class
R6 Shares | ||||
Fund |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
U.S.
Equity ESG Fund |
$1,891 |
$2,825 |
$920 |
$358 |
$368 |
$350 |
Large
Cap Core Fund |
62,119 |
64,391 |
38,411 |
24,325 |
19,185 |
1,477 |
Concentrated
Growth Fund(1) |
2,978 |
398 |
411 |
380 |
299 |
1,477 |
Enhanced
Core Equity Fund |
1,393 |
449 |
159 |
783 |
265 |
77 |
Mid
Cap Growth Fund |
160,413 |
205,208 |
239,776 |
56,898 |
69,955 |
73,116 |
Small
Cap Growth Fund(1) |
1,768 |
246 |
260 |
22 |
23 |
24 |
Small/Mid
Cap Growth Fund |
606,332 |
998,246 |
1,086,686 |
45,121 |
45,635 |
32,426 |
Strategic
Growth Fund |
5,110 |
5,739 |
4,808 |
1,096 |
874 |
202 |
Technology
Opportunities Fund(1) |
34,934 |
55,054 |
72,164 |
15,279 |
4,164 |
571 |
Equity
Income Fund |
9,048 |
7,409 |
6,755 |
1,928 |
2,023 |
1,776 |
Focused
Value Fund |
89 |
90 |
103 |
4 |
4 |
7 |
|
Class
R and Investor Shares |
Class
R6 Shares | ||||
Fund |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Large
Cap Value Fund |
11,827 |
11,000 |
10,473 |
653 |
613 |
567 |
Mid
Cap Value Fund |
145,972 |
114,068 |
376,841 |
25,884 |
24,682 |
20,696 |
Small
Cap Value Fund |
61,484 |
334,541 |
335,438 |
226,718 |
403,067 |
426,884 |
Small/Mid
Cap Value Fund |
16,325 |
21,898 |
8,174 |
27,272 |
29,553 |
22,839 |
|
Class
P Shares | ||
Fund |
Fiscal
Year
Ended
August
31,
2023 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
U.S.
Equity ESG Fund |
$2,828 |
1,790 |
$432 |
Large
Cap Core Fund |
33,170 |
36,727 |
33,132 |
Concentrated
Growth Fund |
35,327 |
47,474 |
50,083 |
Enhanced
Core Equity Fund |
6,763 |
7,256 |
5,729 |
Mid
Cap Growth Fund |
13,187 |
21,714 |
25,815 |
Small
Cap Growth Fund |
3,569 |
2,150 |
1,360 |
Small/Mid
Cap Growth Fund |
96,675 |
$144,092 |
135,653 |
Strategic
Growth Fund |
16,403 |
$22,781 |
24,560 |
Technology
Opportunities Fund |
20,640 |
$36,911 |
29,598 |
Equity
Income Fund |
19,987 |
$14,720 |
8,993 |
Focused
Value Fund |
12,642 |
$11,283 |
6,132 |
Large
Cap Value Fund |
58,710 |
$61,741 |
54,129 |
Mid
Cap Value Fund |
52,510 |
$46,292 |
54,129 |
Small
Cap Value Fund |
77,104 |
$96,250 |
85,330 |
Small/Mid
Cap Value Fund |
27,213 |
$30,600 |
18,710 |
Fund |
Other
Expenses |
U.S.
Equity ESG Fund |
0.084% |
Large
Cap Core Fund |
0.004% |
Concentrated
Growth Fund |
0.004% |
Enhanced
Core Equity Fund |
0.004% |
Mid
Cap Growth Fund |
0.004% |
Small
Cap Growth Fund |
0.024% |
Small/Mid
Cap Growth Fund |
0.044% |
Strategic
Growth Fund |
0.004% |
Technology
Opportunities Fund |
0.004% |
Equity
Income Fund |
0.004% |
Focused
Value Fund |
0.004% |
Large
Cap Value |
0.004% |
Mid
Cap Value |
0.104% |
Small
Cap Value Fund |
0.004% |
Small/Mid
Cap Value Fund |
0.004% |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$259,600 |
$240,864 |
$358,012 |
Large
Cap Core Fund |
$586,849 |
$452,680 |
571,030 |
Concentrated
Growth Fund |
$288,093 |
$244,631 |
288,580 |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Enhanced
Core Equity Fund |
$282,322 |
$257,989 |
294,719 |
Mid
Cap Growth Fund |
$474,364 |
$433,942 |
529,412 |
Small
Cap Growth Fund |
$263,628 |
$210,815 |
414,075 |
Small/Mid
Cap Growth Fund |
— |
— |
— |
Strategic
Growth Fund |
$315,445 |
$307,561 |
342,823 |
Technology
Opportunities Fund |
$375,485 |
$422,330 |
464,754 |
Equity
Income Fund |
$327,690 |
$314,084 |
382,892 |
Focused
Value Fund |
$280,937 |
$245,642 |
260,215 |
Large
Cap Value Fund |
$328,884 |
$289,117 |
340,349 |
Mid
Cap Value Fund |
— |
— |
— |
Small
Cap Value Fund |
$755,944 |
$822,257 |
1,231,888 |
Small/Mid
Cap Value Fund |
$308,132 |
$292,336 |
332,317 |
|
U.S.
Equity
ESG
Fund |
Large
Cap Core
Fund |
Concentrated
Growth
Fund |
Enhanced
Core Equity Fund |
Mid
Cap Growth
Fund |
Small
Cap
Growth
Fund |
Gross
Income from Securities
Lending
Activities1 |
— |
$794 |
— |
$174 |
$10,863 |
$7,833 |
Fees
and/or Compensation for
Securities
Lending Activities
and
Related Services |
— |
|
— |
|
|
|
Revenue
Split2 |
— |
$75 |
— |
$2 |
$417 |
$275 |
Cash
Collateral Management
Fees3 |
— |
$4 |
— |
$5 |
$386 |
$225 |
Administrative
Fees |
— |
— |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
— |
— |
Rebates
to Borrowers |
— |
$0 |
— |
$124 |
$5,101 |
$2,662 |
Other
Fees |
— |
— |
— |
— |
— |
— |
Aggregate
Fees/Compensation for
Securities
Lending Activities |
— |
$79 |
— |
$132 |
$5,904 |
$3,163 |
Net
Income from the Securities
Lending
Activities |
— |
$716 |
— |
$43 |
$4,959 |
$4,670 |
|
Small/Mid
Cap
Growth
Fund |
Strategic
Growth
Fund |
Technology
Opportunities
Fund |
Equity
Income
Fund |
Focused
Value
Fund |
Gross
Income from Securities Lending Activities1 |
$53,577 |
— |
$7,306 |
$62,911 |
— |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
— |
|
|
— |
Revenue
Split2 |
$596 |
— |
$121 |
$2,635 |
— |
Cash
Collateral Management Fees3 |
$2,394 |
— |
$217 |
$1,540 |
— |
Administrative
Fees |
— |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
— |
Rebates
to Borrowers |
$39,856 |
— |
$4,782 |
$24,271 |
— |
Other
Fees |
— |
— |
— |
— |
— |
Aggregate
Fees/Compensation for Securities Lending Activities |
$42,846 |
— |
$5,120 |
$28,446 |
— |
Net
Income from the Securities Lending Activities |
$10,731 |
— |
$2,186 |
$34,465 |
— |
|
Large
Cap
Value
Fund |
Mid
Cap
Value
Fund |
Small
Cap
Value
Fund |
Small/Mid
Cap
Value
Fund |
Gross
Income from Securities Lending Activities1 |
— |
$5,681 |
$125,889 |
$16,599 |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
— |
|
|
|
Revenue
Split2 |
— |
$191 |
$2,189 |
$681 |
Cash
Collateral Management Fees3 |
— |
$252 |
$4,465 |
$424 |
Administrative
Fees |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
Rebates
to Borrowers |
— |
$2,766 |
$81,023 |
$3,644 |
Other
Fees |
— |
— |
— |
— |
Aggregate
Fees/Compensation for Securities Lending Activities |
— |
$3,209 |
$87,676 |
$4,749 |
Net
Income from the Securities Lending Activities |
— |
$2,472 |
$38,213 |
$11,851
|
Fiscal
Year Ended August 31, 2023 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1) |
Total
Amount of
Transactions
on which
Commissions
Paid(2) |
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3) |
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3) | ||
U.S.
Equity ESG Fund |
$2,176 |
$402 |
18% |
$16,772,067 |
3% |
$16,537,426 |
$2,244 |
Large
Cap Core Fund |
$237,874 |
$17,962 |
8% |
$989,845,007 |
2% |
$174,575,656 |
$63,970 |
Concentrated
Growth Fund |
$13,345 |
$— |
0% |
$104,353,659 |
0% |
$91,376,178 |
$11,720 |
Enhanced
Core Equity Fund |
$9,110 |
— |
0% |
$81,800,918 |
0% |
$79,324,486 |
$9,134 |
Mid
Cap Growth Fund |
$207,569 |
$6,057 |
3% |
$896,922,576 |
1% |
$864,382,181 |
$206,018 |
Small
Cap Growth Fund |
$32,761 |
$52 |
0% |
$63,202,660 |
0% |
$61,736,715 |
$31,830 |
Small/Mid
Cap Growth Fund |
$1,134,702 |
$50,535 |
4% |
$2,753,629,471 |
2% |
$2,675,663,540 |
$1,128,036 |
Strategic
Growth Fund |
$13,983 |
$824 |
6% |
$109,449,250 |
3% |
$101,342,502 |
$12,541 |
Technology
Opportunities Fund |
$130,225 |
$24,904 |
19% |
$496,435,050 |
12% |
$450,867,177 |
$123,074 |
Equity
Income Fund |
$75,642 |
$34,554 |
46% |
$270,840,242 |
28% |
$269,402,080 |
$76,371 |
Focused
Value Fund |
$11,219 |
$354 |
3% |
$73,892,269 |
2% |
$64,019,076 |
$10,228 |
Large
Cap Value Fund |
$117,572 |
$5,139 |
4% |
$557,463,953 |
1% |
$542,288,064 |
$116,171 |
Mid
Cap Value Fund |
$479,417 |
— |
0% |
$1,476,069,292 |
0% |
$1,443,203,742 |
$475,191 |
Small
Cap Value Fund |
$2,973,805 |
— |
0% |
$5,246,900,091 |
0% |
$4,876,061,059 |
$2,863,564 |
Small/Mid
Cap Value Fund |
$131,491 |
— |
0% |
$257,501,573 |
0% |
$254,524,940 |
$129,392 |
Fiscal
Year Ended August 31, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3)
| ||
U.S.
Equity ESG Fund |
$7,804 |
$58 |
0% |
$52,596,184 |
0% |
$39,407,874 |
$6,898 |
Large
Cap Core Fund |
$374,843 |
$14,045 |
4% |
$1,540,025,860 |
1% |
$381,888,877 |
$108,675 |
Concentrated
Growth Fund |
$27,113 |
— |
0% |
$123,876,791 |
0% |
$119,762,005 |
$26,251 |
Enhanced
Core Equity Fund |
$8,525 |
$9 |
0% |
$46,442,720 |
0% |
$45,570,278 |
$8,389 |
Mid
Cap Growth Fund |
$349,972 |
$13,928 |
4% |
$1,335,357,648 |
1% |
$1,320,838,342 |
$354,626 |
Small
Cap Growth Fund |
$30,637 |
— |
0% |
$55,521,346 |
1% |
$54,267,007 |
$28,505 |
Small/Mid
Cap Growth Fund |
$1,496,027 |
$32,991 |
2% |
$3,896,272,126 |
2% |
$3,780,609,190 |
$1,483,274 |
Strategic
Growth Fund |
$16,737 |
$
— |
0% |
$115,480,747 |
0% |
$113,081,758 |
$16,397 |
Technology
Opportunities Fund |
$156,052 |
$8,883 |
6% |
$834,473,754 |
8% |
$812,699,329 |
$151,104 |
Equity
Income Fund |
$32,441 |
— |
0% |
$150,096,138 |
0% |
$127,195,052 |
$30,323 |
Focused
Value Fund |
$14,500 |
— |
0% |
$67,702,969 |
0% |
$67,561,951 |
$14,311 |
Large
Cap Value Fund |
$94,848 |
$574 |
1% |
$452,274,202 |
0% |
$452,279,062 |
$97,881 |
Mid
Cap Value Fund |
$513,297 |
— |
0% |
$1,697,703,508 |
0% |
$1,637,372,529 |
$510,816 |
Small
Cap Value Fund |
$4,701,158 |
$27,454 |
1% |
$6,318,021,785 |
0% |
$5,825,746,362 |
$4,507,361 |
Small/Mid
Cap Value Fund |
$213,258 |
$1,741 |
1% |
$449,585,225 |
0% |
$436,684,755 |
$211,277 |
Fiscal
Year Ended August 31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3)
| ||
U.S.
Equity ESG Fund |
$2,869 |
$— |
0% |
$10,052,288 |
0% |
$9,886,167 |
$2,542 |
Large
Cap Core Fund |
233,444 |
2,330 |
1% |
987,062,352 |
1% |
145,753,960 |
31,925 |
Concentrated
Growth Fund |
33,080 |
118 |
0% |
156,334,719 |
1% |
151,206,269 |
32,560 |
Enhanced
Core Equity Fund |
8,368 |
54 |
1% |
31,212,823 |
0% |
31,152,465 |
8,188 |
Mid
Cap Growth Fund |
451,080 |
6,586 |
1% |
1,738,224,848 |
1% |
1,747,516,712 |
446,759 |
Small
Cap Growth Fund |
18,040 |
393 |
2% |
38,374,500 |
1% |
39,750,074 |
17,603 |
Fiscal
Year Ended August 31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1) |
Total
Amount of
Transactions
on which
Commissions
Paid(2) |
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3) |
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3) | ||
Small/Mid
Cap Growth Fund |
1,248,828 |
21,993 |
2% |
3,550,115,978 |
2% |
3,548,585,414 |
1,210,947 |
Strategic
Growth Fund |
22,300 |
534 |
2% |
129,894,475 |
1% |
129,710,343 |
21,737 |
Technology
Opportunities Fund |
146,163 |
5,469 |
4% |
689,410,630 |
6% |
653,937,462 |
144,247 |
Equity
Income Fund |
100,144 |
— |
0% |
340,000,405 |
0% |
339,426,596 |
98,459 |
Focused
Value Fund |
14,768 |
— |
0% |
60,182,690 |
2% |
60,181,098 |
14,237 |
Large
Cap Value Fund |
141,877 |
— |
0% |
489,631,785 |
0% |
488,767,851 |
138,248 |
Mid
Cap Value Fund |
612,325 |
— |
0% |
1,578,410,191 |
0% |
1,554,208,587 |
605,957 |
Small
Cap Value Fund |
5,424,907 |
— |
0% |
7,621,616,753 |
0% |
6,969,878,846 |
5,162,438 |
Small/Mid
Cap Value Fund |
157,850 |
— |
0% |
309,492,714 |
0% |
296,118,031 |
152,707 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs U.S. Equity ESG Fund |
J.P.
MORGAN SECURITIES LLC |
$857 |
Goldman
Sachs U.S. Equity ESG Fund |
MORGAN
STANLEY & CO. LLC |
$4,157 |
Goldman
Sachs Large Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
$13,896 |
Goldman
Sachs Enhanced Core Equity Fund |
J.P.
MORGAN SECURITIES LLC |
$1,095 |
Goldman
Sachs Equity Income Fund |
J.P.
MORGAN SECURITIES LLC |
$13,288 |
Goldman
Sachs Equity Income Fund |
MORGAN
STANLEY & CO. LLC |
$4,157 |
Goldman
Sachs Focused Value Fund |
J.P.
MORGAN SECURITIES LLC |
$1,998 |
Goldman
Sachs Large Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
$13,896 |
Goldman
Sachs Small/Mid Cap Value Fund |
JEFFERIES
LLC |
$1,502 |
Fund |
Capital
Loss
Carryforward |
Expiration |
Goldman
Sachs U.S. Equity ESG Fund |
($1,496,583) |
Perpetual
Short-term |
Goldman
Sachs Large Cap Core Fund |
(2,134,380) |
Perpetual
Short-term |
Goldman
Sachs Concentrated Growth Fund |
(1,338,300) |
Perpetual
Short-term |
Goldman
Sachs Focused Value Fund |
(87,834) |
Perpetual
Short-term |
Goldman
Sachs Mid Cap Growth Fund |
(10,985,241) |
Perpetual
Short-term |
Goldman
Sachs Small Cap Growth Fund |
(2,985,863) |
Perpetual
Short-term |
Fund |
Capital
Loss
Carryforward |
Expiration |
Goldman
Sachs Small Cap Growth Fund |
(206,591) |
Perpetual
Long-term |
Goldman
Sachs Small/Mid Cap Growth Fund |
(101,351,870) |
Perpetual
Short-term |
Goldman
Sachs Technology Opportunities Fund |
(33,611,543) |
Perpetual
Short-term |
Goldman
Sachs Small/Mid Cap Value Fund |
(7,385,794) |
Perpetual
Short-term |
Goldman
Sachs Small/Mid Cap Value Fund |
(617,963) |
Perpetual
Long-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$18,098 |
$17,951 |
$15,485 |
Large
Cap Core Fund |
$1,900,658 |
$2,170,117 |
2,114,267 |
Concentrated
Growth Fund |
$19,844 |
$24,377 |
24,806 |
Enhanced
Core Equity Fund |
$27,937 |
$18,231 |
16,334 |
Mid
Cap Growth Fund |
$624,748 |
$806,875 |
949,370 |
Small
Cap Growth Fund |
$1,254 |
$1,271 |
1,134 |
Small/Mid
Cap Growth Fund |
$655,679 |
$916,500 |
991,118 |
Strategic
Growth Fund |
$78,612 |
$122,711 |
116,383 |
Technology
Opportunities Fund |
$748,580 |
$1,013,273 |
1,112,192 |
Equity
Income Fund |
$749,645 |
$808,660 |
778,292 |
Focused
Value Fund |
$815 |
$708 |
600 |
Large
Cap Value Fund |
$195,778 |
$211,231 |
204,234 |
Mid
Cap Value Fund |
$1,116,026 |
$1,265,989 |
1,223,482 |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Small
Cap Value Fund |
$711,701 |
$1,031,056 |
1,158,863 |
Small/Mid
Cap Value Fund |
$5,733 |
$5,450 |
3,573 |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$8,208 |
$14,756 |
$16,232 |
Large
Cap Core Fund |
$121,043 |
$146,715 |
130,442 |
Concentrated
Growth Fund |
$3,271 |
$5,762 |
7,766 |
Enhanced
Core Equity Fund |
$6,586 |
$8,477 |
9,625 |
Mid
Cap Growth Fund |
$80,376 |
$129,086 |
191,562 |
Small
Cap Growth Fund |
$590 |
$702 |
860 |
Small/Mid
Cap Growth Fund |
$499,438 |
$788,314 |
1,161,432 |
Strategic
Growth Fund |
$15,029 |
$22,274 |
32,001 |
Technology
Opportunities Fund |
$113,596 |
$163,199 |
202,367 |
Equity
Income Fund |
$36,171 |
$37,645 |
41,538 |
Focused
Value Fund |
$1964 |
$1,232 |
412 |
Large
Cap Value Fund |
$69,401 |
$85,718 |
118,541 |
Mid
Cap Value Fund |
$58,348 |
$81,539 |
109,977 |
Small
Cap Value Fund |
$10,432 |
$13,734 |
18,617 |
Small/Mid
Cap Value Fund |
$7,005 |
$9,622 |
9,694 |
Fund |
Fiscal
year
ended
August
31, 2023 |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
U.S.
Equity ESG Fund |
$1,999 |
$2,251 |
$497 |
Large
Cap Core Fund |
$40,992 |
$49,881 |
54,178 |
Concentrated
Growth Fund(2) |
$139 |
$181 |
177 |
Enhanced
Core Equity Fund |
$237 |
$84 |
282 |
Mid
Cap Growth Fund(2) |
$161,225 |
$211,261 |
266,068 |
Small
Cap Growth Fund |
$291 |
$381 |
406 |
Small/Mid
Cap Growth Fund |
$44,869 |
$57,907 |
77,801 |
Strategic
Growth Fund |
$870 |
$967 |
609 |
Technology
Opportunities Fund(1) |
$0 |
$0 |
0 |
Equity
Income Fund |
$3,271 |
$6,618 |
6,230 |
Focused
Value Fund |
$217 |
$215 |
214 |
Large
Cap Value Fund |
$18,899 |
$16,666 |
15,463 |
Mid
Cap Value Fund |
$95,229 |
$102,134 |
98,838 |
Small
Cap Value Fund |
$194,063 |
$265,077 |
315,375 |
Small/Mid
Cap Value Fund |
$564 |
$519 |
418 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$18,082 |
$1,252 |
$592 |
$34 |
$74 |
$20,034 |
Large
Cap Core Fund |
1,596,656 |
965,705 |
439,194 |
25,000 |
55,220 |
3,081,774 |
Concentrated
Growth Fund |
19,356 |
8,954 |
4,106 |
234 |
516 |
33,166 |
Enhanced
Core Equity Fund |
27,692 |
13,778 |
6,421 |
365 |
807 |
49,064 |
Mid
Cap Growth Fund |
614,335 |
299,926 |
150,834 |
8,586 |
18,964 |
1,092,645 |
Small
Cap Growth Fund |
1,296 |
60 |
28 |
2 |
4 |
1,389 |
Small/Mid
Cap Growth Fund |
656,922 |
396,668 |
182,039 |
10,362 |
22,888 |
1,268,878 |
Strategic
Growth Fund |
77,507 |
11,015 |
5,067 |
288 |
637 |
94,515 |
Technology
Opportunities Fund |
717,046 |
522,791 |
270,163 |
15,378 |
33,968 |
1,559,345 |
Equity
Income Fund |
729,970 |
233,503 |
107,620 |
6,126 |
13,531 |
1,090,750 |
Focused
Value Fund |
798 |
513 |
238 |
14 |
30 |
1,593 |
Large
Cap Value Fund |
194,060 |
74,800 |
35,139 |
2,000 |
4,418 |
310,417 |
Mid
Cap Value Fund |
1,101,114 |
558,278 |
267,849 |
15,246 |
33,676 |
1,976,163 |
Small
Cap Value Fund |
686,917 |
336,135 |
165,776 |
9,436 |
20,843 |
1,219,107 |
Small/Mid
Cap Value Fund |
5,583 |
315 |
141 |
8 |
18 |
6,064 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$8,469 |
$308 |
$146 |
$8 |
$18 |
$8,949 |
Large
Cap Core Fund |
125,080 |
20,383 |
9,401 |
535 |
1,182 |
156,581 |
Concentrated
Growth Fund |
3,875 |
383 |
176 |
10 |
22 |
4,466 |
Enhanced
Core Equity Fund |
7,263 |
650 |
296 |
17 |
37 |
8,263 |
Mid
Cap Growth Fund |
84,280 |
12,964 |
6,019 |
343 |
757 |
104,362 |
Small
Cap Growth Fund |
72 |
33 |
19 |
1 |
2 |
129 |
Small/Mid
Cap Growth Fund |
625,328 |
82,280 |
37,373 |
2,127 |
4,699 |
751,807 |
Strategic
Growth Fund |
16,697 |
387 |
164 |
9 |
21 |
17,278 |
Technology
Opportunities Fund |
126,534 |
21,699 |
9,783 |
557 |
1,230 |
159,803 |
Equity
Income Fund |
37,958 |
10,318 |
4,798 |
273 |
603 |
53,951 |
Focused
Value Fund |
2,471 |
33 |
15 |
1 |
2 |
2,520 |
Large
Cap Value Fund |
85,838 |
10,837 |
5,422 |
309 |
682 |
103,088 |
Mid
Cap Value Fund |
65,953 |
9,765 |
4,457 |
254 |
560 |
80,989 |
Fund |
Compensation
to
Dealers(1) |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Small
Cap Value Fund |
12,347 |
833 |
363 |
21 |
46 |
13,610 |
Small/Mid
Cap Value Fund |
8,928 |
300 |
121 |
7 |
15 |
9,371 |
Fund(1)
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$1,922 |
$77 |
$37 |
$2 |
$5 |
$2,042 |
Large
Cap Core Fund |
40,514 |
6,533 |
3,119 |
178 |
392 |
50,735 |
Concentrated
Growth Fund(2) |
0 |
1 |
0 |
0 |
0 |
1 |
Enhanced
Core Equity Fund |
175 |
2 |
1 |
0 |
0 |
178 |
Mid
Cap Growth Fund |
162,495 |
31,428 |
17,742 |
1,010 |
2,231 |
214,905 |
Small
Cap Growth Fund(2) |
0 |
9 |
4 |
0 |
1 |
14 |
Small/Mid
Cap Growth Fund |
44,662 |
8,151 |
4,556 |
259 |
573 |
58,201 |
Strategic
Growth Fund |
800 |
5 |
2 |
0 |
0 |
808 |
Equity
Income Fund |
3,220 |
161 |
61 |
3 |
8 |
3,452 |
Focused
Value Fund |
151 |
4 |
2 |
0 |
0 |
157 |
Large
Cap Value Fund |
18,953 |
2,308 |
1,523 |
87 |
192 |
23,062 |
Mid
Cap Value Fund |
93,845 |
20,753 |
12,025 |
684 |
1,512 |
128,819 |
Small
Cap Value Fund |
192,979 |
43,086 |
25,338 |
1,442 |
3,186 |
266,031 |
Small/Mid
Cap Value Fund |
522 |
3 |
1 |
0 |
0 |
526 |
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price
to
Public |
U.S.
Equity ESG Fund |
$17.55 |
5.50% |
$18.57 |
Large
Cap Core Fund |
$28.07 |
5.50% |
$29.70 |
Concentrated
Growth Fund |
$18.64 |
5.50% |
$19.72 |
Enhanced
Core Equity Fund |
$15.91 |
5.50% |
$16.84 |
Mid
Cap Growth Fund |
$10.84 |
5.50% |
$11.47 |
Small
Cap Growth Fund |
$12.01 |
5.50% |
$12.71 |
Small/Mid
Cap Growth Fund |
$18.04 |
5.50% |
$19.09 |
Strategic
Growth Fund |
$8.63 |
5.50% |
$9.13 |
Technology
Opportunities Fund |
$20.21 |
5.50% |
$21.39 |
Equity
Income Fund |
$42.36 |
5.50% |
$44.83 |
Focused
Value Fund |
$13.39 |
5.50% |
$14.17 |
Large
Cap Value Fund |
$15.02 |
5.50% |
$15.89 |
Mid
Cap Value Fund |
$33.63 |
5.50% |
$35.59 |
Small
Cap Value Fund |
$38.16 |
5.50% |
$40.38 |
Small/Mid
Cap Value Fund |
$14.37 |
5.50% |
$15.21 |
Fund |
Fiscal
year
Ended
August
31, 2023 |
Fiscal
year
Ended
August
31, 2022 |
Fiscal
year
Ended
August
31, 2021 |
U.S.
Equity ESG Fund(1)
|
N/A |
N/A |
N/A |
Large
Cap Core Fund |
$1,973 |
$2,839 |
$4,416 |
Concentrated
Growth Fund(1)
|
N/A |
N/A |
N/A |
Enhanced
Core Equity Fund(1) |
N/A |
N/A |
N/A |
Mid
Cap Growth Fund |
$52,723 |
$65,771 |
77,072 |
Small
Cap Growth Fund(1) |
N/A |
N/A |
N/A |
Small/Mid
Cap Growth Fund |
$3,150 |
$12,202 |
81,669 |
Strategic
Growth Fund |
$1,398 |
$1,513 |
1,277 |
Technology
Opportunities Fund |
$19,132 |
$36,646 |
92,492 |
Equity
Income Fund |
$229 |
$249 |
313 |
Focused
Value Fund(1)
|
N/A |
N/A |
N/A |
Large
Cap Value Fund |
$2,213 |
$2,195 |
2.080 |
Mid
Cap Value Fund |
$83,049 |
$91,656 |
80,854 |
Small
Cap Value Fund |
$38,623 |
$56,034 |
88,488 |
Small/Mid
Cap Value Fund(1)
|
N/A |
N/A |
N/A |
Fund(1)
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Large
Cap Core Fund |
$0 |
$142 |
$76 |
$4 |
$9 |
$231 |
Mid
Cap
Growth
Fund |
0 |
30,093 |
13,304 |
757 |
1,673 |
45,827 |
Small/Mid
Cap
Growth
Fund |
0 |
454 |
246 |
14 |
31 |
744 |
Strategic
Growth
Fund |
0 |
34 |
18 |
1 |
2 |
55 |
Fund(1) |
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Technology
Opportunities
Fund |
0 |
5,749 |
3,873 |
220 |
487 |
10,330 |
Equity
Income Fund |
0 |
22 |
8 |
0 |
1 |
31 |
Large
Cap
Value
Fund |
0 |
303 |
199 |
11 |
25 |
538 |
Mid
Cap Value Fund |
0 |
114,163 |
79,404 |
4,520 |
9,983 |
208,070 |
Small
Cap
Value
Fund |
0 |
17,615 |
11,026 |
628 |
1,386 |
30,655 |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
40.30% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
22.16% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
7.69% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
39.72% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
33.80% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
11.74% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
5.15% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
23.39% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
17.21% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
16.23% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2022 Crystal
Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
13.66% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2022 Crystal
Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
9.64% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2022 Crystal
Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
6.53% |
Class |
Name/Address |
Percentage
of Class |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
42.81% |
Investor |
SEI
Private Trust Co., C/O ID 636, ATTN: Mutual Funds, 1 Freedom Valley Dr.,
Oaks, PA
19456-9989 |
34.28% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
11.85% |
Investor |
Matrix
Trust Company, As Agent for TD Ameritrade Trust Company, TDARP Pegasus
Elite
Aviation 401K Plan, PO Box 17749, Denver,
CO80217-0749 |
5.41% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.84%* |
Class
R |
Charles
Hermes & Nancy Lyons Ttees, C/O Fascore Clockwork Active Media
Systems
401K,
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
75.42% |
Class
R |
Kym
Harrington Ttees FBO C/O Fascore Salesedge LLC 401K Profit Sharing Plan,
8515
E.
Orchard Rd. #2T2, Greenwood Village, CO 80111-5002 |
12.43% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
9.54% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
99.00% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
12.89% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.56% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
5.31% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
15.04% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
9.61% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
7.19% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
5.90% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
41.07% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
37.80% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
11.52% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
29.12% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
13.87% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
7.29% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.14% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.71% |
Class |
Name/Address |
Percentage
of Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
97.78% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
85.85% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 403B, C/O Fascore LLC, 8515 E. Orchard Rd.
#2T2,
Greenwood
Village, CO 80111-5002 |
64.68% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 401A, C/O Fascore LLC, 8515 E. Orchard Rd.
#2T2,
Greenwood
Village, CO 80111-5002 |
13.32% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
8.94% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 457B, C/O Fascore LLC, 8515 E. Orchard Rd.
#2T2,
Greenwood
Village, CO 80111-5002 |
5.79% |
Service |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
38.40% |
Service |
Mid
Atlantic Trust Company, FBO Interlink Development Counselors Retirement
Plan,
1251
Waterfront Pl. Ste. 525, Pittsburgh, PA 15222-4228 |
22.38% |
Service |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
19.85% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
8.14% |
Service |
MSCS
Financial Services LLC, ESSA Bank and Trust, 744 Main St. Ste. 1,
Stroudsburg,
PA18360-2268 |
5.90% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
22.02% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
16.06% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
9.44% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
8.28% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
6.67% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PS0, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.07% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.92% |
Class
C |
Pershing
LLC, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
58.30% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
19.40% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
9.00% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
98.71% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
40.99% |
Institutional |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual
Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
25.45% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
7.38% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
5.25% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.04% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
98.71% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
82.62% |
Class
R6 |
Ascensus
Trust Company, FBO Smith Communication Partners Inc., P.O. Box
10758,
Fargo,
ND 58106-0758 |
15.27% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
26.88% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
11.33% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
9.75% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
7.74% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
7.58% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
7.43% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.16% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
6.15% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
26.03% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
24.44% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
14.24% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
12.59% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
10.40% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.70% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
66.37% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
20.43% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
12.65% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
61.75% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
13.06% |
Institutional |
RBC
Capital Markets LLC, Mutual Fund Processing, ATTN: Mutual Fund OPS
Manager,
60
S. 6th St., Ste. 700 #P08, Minneapolis, MN
55402-4413 |
11.37% |
Class |
Name/Address |
Percentage
of Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
83.53% |
Class
P |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
11.02% |
Class
P |
JP
Morgan Securities LLC, FEBO Customers, Mutual Fund Dept. 3 Chase
Metrotech
Center
Fl. 3, Brooklyn, NY 11245-0001 |
5.38% |
Class
R |
National
Financial Services LLC, FIIOC FBO Vergason Technology Inc. Retirement
Plan,
100
Magellan Way (KW1C), Covington, KY41015-1987 |
79.08% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
8.58% |
Class
R |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
8.23% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
99.74% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
13.98% |
Class
A |
Wells
Fargo Bank NA Trustee, City of Tallahassee Matched Annuity, C/O Fascore
LLC,
8515
E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
8.47% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
8.43% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
8.28% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.01% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR7, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.42% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
18.29% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
7.12% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
5.54% |
Class
C |
Goldman
Sachs Direct Ex Dlr Accts, Rocky Run Family Medicine Goldman Sachs/ADP
401K
Plan, 5645 Stone Road, Centreville, VA20120-1618 |
5.36% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.11% |
Investor |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High
St.,
Des
Moines, IA 50392-0001 |
47.22% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
9.81% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
8.30% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
7.88r3% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.40% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
24.14% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
13.14% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
10.41% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.26% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.42% |
Institutional |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
5.09% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.33% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
40.01% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
32.22% |
Class
R6 |
Associated
Trust Co., PO Box 22037, Green Bay, WI 54305-2037 |
22.30% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
14.79% |
Class
R6 |
Associated
Trust Co., PO Box 22037, Green Bay, WI 54305-2037 |
5.96% |
Class
R6 |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High
St.,
Des
Moines, IA 50392-0001 |
5.89% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
76.92% |
Service |
Empower
Trust, FBO Various Fascore LLC Recordkept Plan, C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
7.67% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
37.40% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
30.10% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
16.84% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
10.19% |
Class
C |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
62.21% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
31.08% |
Class
C |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.07% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
97.86% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
48.32% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
44.36% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.41% |
Class |
Name/Address |
Percentage
of Class |
Class
R6 |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
91.61% |
Class
R6 |
Ascensus
Trust Company, FBO Runyon Design, LLC 401K Plan, P.O. Box
10758,
Fargo,
ND 58106-0758 |
8.39% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
14.21% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
9.57% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
9.37% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
9.05% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
7.44% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.42% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
6.39% |
Class
A |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.07% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
5.58% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
34.59% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
16.29% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
12.29% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
11.91% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.03% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
5.20% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
54.80% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
17.46% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
14.61% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.82% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
25.39% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
23.07% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
10.58% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
9.37% |
Institutional |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.96% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.26% |
Class |
Name/Address |
Percentage
of Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
98.66% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
30.85% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
8.12% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
35.90% |
Class
R6 |
Empower
Trust, FBO Plans of Empower, C/O Fascore LLC, 8515 E. Orchard Rd.
#2T2,
Greenwood
Village, CO 80111-5002 |
16.11% |
Class
R6 |
Laciba
& Co., C/O Lake City Bank, ATTN: Trusts OPS, 114 E. Market St.,
Warsaw, IN
46580-2806 |
8.91% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
8.33% |
Service |
Capital
Bank & Trust Co., Cummins Behavioral Health Systems I, C/O Fascore
LLC,
8515
E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
27.17% |
Service |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
16.30% |
Service |
DB,
CO/Devon Bank, 6445 N. Western Ave. Ste. 300, Chicago, IL
60645-5452 |
14.82% |
Service |
Charles
Hermes & Nancy Lyons Ttees, C/O Fascore Clockwork Active Media
Systems
401K,
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
13.87% |
Service |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
9.61% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
17.66% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
16.86% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
7.38% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.89% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.82% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
6.72% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR7, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.38% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
32.13% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
14.16% |
Class
C |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
12.36% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
7.90% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
7.31% |
Class
C |
UMB
Bank NA, FBO Charles Russell, 108 Lotus St., Oceanside,
CA92054-3730 |
5.47% |
Class |
Name/Address |
Percentage
of Class |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
83.53% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
9.33% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
68.62% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
8.12% |
Institutional |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.72% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
5.26% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
98.11% |
Class
R |
Alejandro
Onofrio, FBO Ocasa Inc. 401k, C/O Fascore LLC, 8515 E. Orchard Rd.
#2T2,
Greenwood
Village, CO 80111-5002 |
74.19% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
17.32% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
8.49% |
Class
R6 |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
87.67% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
8.14% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover SS IRA Plan, PO Box 21008,
Greensboro,
NC27420-1008 |
38.61% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
30.48% |
Service |
Lincoln
Financial Group Trust Co., FBO Traditional IRA Plans, PO Box 21008,
Greensboro,
NC27420-1008 |
18.45% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
15.75% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
13.69% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
7.59% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #9EH17, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.29% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
5.41% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
5.06% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
18.46% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
15.88% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
12.96% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
8.52% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
5.84% |
Class |
Name/Address |
Percentage
of Class |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
47.31% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
27.41% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
15.37% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
25.29% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
11.35% |
Institutional |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
10.47% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
9.65% |
Institutional |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
5.50% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
98.91% |
Class
R6 |
MAC
& Co., FBO GS 529 Plan, ATTN: Mutual Fund Operations 500 Grant St.,
Room
151-1010,
Pittsburgh, PA 15219-2502 |
88.16% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.34% |
Service |
Vantagepoint
Roth IRA, C/O Missionsquare Retirement 777 N. Capitol St.,
NE,
Washington,
DC 20002-4239 |
21.41% |
Service |
Vantagepoint
Roth IRA, C/O Missionsquare Retirement 777 N. Capitol St.,
NE,
Washington,
DC 20002-4239 |
19.84% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
14.73% |
Service |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
11.33% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
53.46% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
19.80% |
Class
C |
Mid
Atlantic Trust Company, FBO WK Mechanical 401(k) Profit Sharing,
1251
Waterfront
Pl. Ste. 525, Pittsburgh, PA 15222-4228 |
10.44% |
Class
C |
Ascensus
Trust Company, FBO Family Medicine Associates 401(k), P.O. BOX
10758,
Fargo,
ND 58106-0758 |
9.25% |
Class
C |
Pershing
LLC, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
8.66% |
Class
C |
Centaurus
Financial Inc/, 10 Bambi Lane, Candor, NY13743-1141 |
5.56% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
5.05% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
35.84% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
35.84% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
27.45% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
19.60% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
16.44% |
Institutional |
Reliance
Trust Co., FBO Pentegra Omnibus, 201 17th St., NW Ste. 1000, Atlanta,
GA
30363-1195 |
10.86% |
Institutional |
Matrix
Trust Co., FBO Flushing Savings Bank NQ, Plans Mast, PO Box 52129,
Phoenix,
AZ
85072-2129 |
6.92% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
6.70% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.21% |
Class
R |
Pam
O’, FBO Medalist Golf Inc. 401(k) Profit Sharing, 327 Dahlonega St. Ste.
1005,
Cumming,
GA 30040-8210 |
62.00% |
Class
R |
William
Grischo, FBO Explore Communications Inc. 401(k) P, 3213 Zuni St.,
Denver,
CO
80211-3355 |
13.02% |
Class
R |
FIIOC,
FBO Subcon Inc. 401(k) PS Plan, 100 Magellan Way #KW1C, Covington,
KY
41015-1987 |
6.75% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
97.83% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
63.76% |
Service |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
16.29% |
Service |
Vanguard
Brokerage Services, P. O. Box 982901, El Paso, TX
79998-2901 |
9.96% |
Service |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR7, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
8.48% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
83.92% |
Class
A |
Equitable
Advisors LLC, UMB Bank NA IRA FBO Steven D Waller Sr., 221 Creola Dr.,
Creola,
AL 36525-4401 |
5.86% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
73.87% |
Class
C |
RBC
Capital Markets LLC, Mutual Fund Processing, ATTN: Mutual Fund OPS
Manager,
250
Nicollet Mall Ste. 140, Minneapolis, MN 55401-7554 |
20.44% |
Class
C |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
5.69% |
Investor |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
81.93% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.75% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.62% |
Class
R |
Oppenheimer
& Co. Inc., FBO Raymond Wrobleski CPA PS Plan, Raymond F.
Wrobleski
TTEE,
116 Kingsbury Rd., Garden City, NY 11530-3110 |
69.49% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
30.51% |
Class
R6 |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00%
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
31.23% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
5.45% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.79% |
Class
A |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
11.75% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
55.93% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
12.17% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
55.21% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
20.29% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
13.85% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
5.99% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
77.13% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
5.26% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.46% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
65.01% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield,
MA
01111-0001 |
16.94% |
Class
R |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High
St.,
Des
Moines, IA 50392-0001 |
10.22% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
72.23% |
Class
R6 |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield,
MA
01111-0001 |
23.16% |
Service |
TCA
Trustcorp America, 5301 Wisconsin Ave. NW, 4th Fl., Washington, DC
20015-2047 |
52.21% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover IRA Plans, P.O. Box 21008,
Greensboro,
NC 27420-1008 |
24.59% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover SS IRA Plans, P.O. Box 21008,
Greensboro,
NC 27420-1008 |
8.27% |
Service |
Lincoln
Financial Group Trust Co., FBO Traditional IRA Plans, P.O. Box 21008,
Greensboro,
NC 27420-1008 |
7.07% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
32.98% |
Class
A |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
7.40% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,499
Washington Blvd., Jersey City, NJ 07310-1995 |
5.99% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville,
FL32246-6484 |
5.27% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
26.31% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
10.52% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
8.93% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97RS5, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
8.82% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.70% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
53.21% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
18.31% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
12.73% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
25.28% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
16.03% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
7.81% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of
Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
7.52% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
7.22% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.26% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.09% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
33.49% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
26.88% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield,
MA
01111-0001 |
6.91% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
50.50% |
Class
R6 |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
8.53% |
Class
R6 |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
6.77% |
Class
R6 |
Empower
Trust, FBO Fascore LLC Retirement Plans, C/O Fascore LLC, 8515 E.
Orchard
Rd.
#2T2, Greenwood Village, CO 80111-5002 |
5.72% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
55.16% |
Class |
Name/Address |
Percentage
of Class |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
8.99% |
Service |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
7.36% |
Service |
Empower
Trust, FBO Fascore LLC Retirement Plans, C/O Fascore LLC, 8515 E.
Orchard
Rd.
#2T2, Greenwood Village, CO 80111-5002 |
6.39% |
Service |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
6.20% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
26.55% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
12.49% |
Class
A |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
10.49% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,ATTN:
Service Team SEC #97PY%, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville,
FL32246-6484 |
5.96% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
15.16% |
Class
C |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High
St.,
Des
Moines, IA 50392-0001 |
11.75% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
11.25% |
Class
C |
Ascensus
Trust Company, FBO YMCA of Huntington WV Retirement, P.O. BOX 10758,
Fargo,
ND
58106-0758 |
7.51% |
Class
C |
Ascensus
Trust Company, FBO Law Office of Warren A Forstall LLC, P.O. BOX 10758,
Fargo,
ND
58106-0758 |
7.28% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its
Customers,
ATTN:
Service Team SEC #97RTS, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
6.51% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.35% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.31% |
Class
C |
Ascensus
Trust Company, FBO Kidd Plumbing 401(k) Plan, P.O. BOX 10758,
Fargo,
ND
58106-0758 |
6.24% |
Investor |
John
Hancock Trust Company LLC, 690 Canton St. Ste. 100, Westwood, MA
02090-2324 |
20.96% |
Investor |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
9.18% |
Investor |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
8.67% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
8.21% |
Investor |
Empower
Trust, FBO The City of St. Louis Pub. Emp., C/O Fascore LLC, 8515
E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
6.01% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
32.34% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
20.48% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual
Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
5.42% |
Institutional |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High
St.,
Des
Moines, IA 50392-0001 |
5.42% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
98.52% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
37.62% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
25.86% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield,
MA
01111-0001 |
16.00% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
25.86% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
25.66% |
Class
R6 |
JP
Morgan Securities LLC, FEBO Customers, Mutual Fund Dept., 3 Chase
Metrotech
Center,
Fl. 3, Brooklyn, NY 11245-0001 |
15.25% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
42.54% |
Service |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN:
Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
11.72% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
37.25% |
Class
A |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
12.91% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
9.36% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
7.36% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.19% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
5.17% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
45.10% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
24.37% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
20.53% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
71.91% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading,
4707
Executive
Dr., San Diego, CA 92121-3091 |
21.62% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
6.35% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th
Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
45.54% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual
Funds,
211
Main St., San Francisco, CA 94105-1901 |
23.08% |
Institutional |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual
Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
19.05% |
Class |
Name/Address |
Percentage
of Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main
St.,
Salt
Lake City, UT 84101-2199 |
99.90%* |
Class
R |
Ameriprise
Financial Services Inc., Ascensus Trust Company FBO River Falls Eye
Surgery
& Laser, P.O. Box 10758, Fargo, ND 58106-0758 |
51.34% |
Class
R |
BRN
Durden Emrik Nero Schz Bibbey S, Yellowstone Pathology 401k PSP C/O
Fascore
LLC
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
17.66% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston,
MA
02111-2901 |
12.98% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business
Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
9.07% |
Class
R6 |
Vanguard
Fiduciary Trust Co., ATTN: Outside Funds K22, PO Box 2600, Valley
Forge,
PA
19482-2600 |
95.06% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
28-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
47-B | |
48-B | |
52-B | |
53-B | |
53-B | |
55-B |