FUND
NAME |
CLASS
A |
CLASS
C |
CLASS
I |
MEMBER
CLASS |
Victory
Market Neutral Income Fund |
CBHAX |
CBHCX |
CBHIX |
CBHMX |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
CUHAX |
CUHCX |
CUHIX |
— |
Amount
of
Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $49,999 |
5.75% |
5.00% |
$
50,000 to $99,999 |
4.50% |
4.00% |
$
100,000 to $249,999 |
3.50% |
3.00% |
$
250,000 to $499,999 |
2.50% |
2.00% |
$
500,000 to $999,999 |
2.00% |
1.75% |
$
1,000,000 and above* |
0.00% |
** |
All
Funds |
|
NAV
per Share |
$10.00 |
Per
Share Sales Charge—5.75% of public offering price (6.10% of net asset
value per share) for each Fund |
0.61 |
Per
Share Offering Price to the Public |
$10.61 |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
Brooks
Adcock,
Born
October
1951 |
Trustee |
May
2015 |
Consultant
(since 2006) |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
None |
Nigel
D.T.
Andrews,
Born
April 1947 |
Trustee |
May
2015 |
Retired |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
Director,
Carlyle
Secured
Lending,
Inc.
(formerly
TCG
BDC
I, Inc.)
(since
2012);
Director,
Carlyle
Credit
Solutions,
Inc.
(formerly
TCG
BDC
II, Inc.)
(since
2017);
Trustee,
Carlyle
Secured
Lending
III
(since
2021) |
E.
Lee Beard*,
Born
August
1951 |
Trustee |
May
2015 |
Retired |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
None |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Dennis
M.
Bushe,
Born
January
1944 |
Trustee |
July
2016 |
Retired |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
None |
John
L. Kelly,
Born
April 1953 |
Chair
and
Trustee |
May
2015 |
Managing
Partner,
Active
Capital
Partners
LLC, a
strategic
consultant
(since
October 2017) |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
Director,
Caledonia
Mining
Corporation
(since
May
2012) |
David
L. Meyer,
Born
April 1957 |
Trustee |
May
2015 |
Retired |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
None |
Gloria
S.
Nelund,
Born
May 1961 |
Trustee |
July
2016 |
Chair,
CEO, and
Co-Founder
of TriLinc
Global,
LLC, an
investment
firm |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
TriLinc
Global
Impact
Fund,
LLC
(since
2012) |
Leigh
A. Wilson,
Born
December
1944 |
Trustee |
May
2015 |
Private
Investor |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
Chair
(since
2013),
Caledonia
Mining
Corporation |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Timothy
Pettee,
Born
April 1958 |
Advisory
Trustee |
January
2023 |
Chief
Investment
Officer,
Hoya Capital
Real
Estate LLC (since
February
2022); Chief
Investment
Officer, Sun
America
Asset
Management
Corp.
(January
2003-July
2021) |
69
portfolios comprised
of
26 portfolios in the
Trust,
37 portfolios in
Victory
Portfolios, and 6
portfolios
in Victory
Variable
Insurance
Funds |
None |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
C.
Brown**,
Born
May 1972 |
Trustee |
May
2015 |
Chief
Executive Officer
and
Chairman
(2013-present),
Victory
Capital
Management
Inc.; Chief
Executive
Officer and
Chairman
(2013-present),
Victory
Capital
Holdings, Inc.;
Director,
Victory Capital
Services,
Inc. (2013-
present);
Director,
Victory
Capital Transfer
Agency,
Inc. (2019-
present) |
114
portfolios
comprised
of 37
portfolios
in the Trust,
26
portfolios in Victory
Portfolios
II, 6
portfolios
in Victory
Variable
Insurance
Funds,
and 45 portfolios
in
Victory Portfolios III. |
Trustee,
Victory
Portfolios
III;
Board
Member,
Victory
Capital
Services,
Inc. |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
James
K. De Vries
Born
April 1969 |
President |
May
2023 |
Head
of Fund Administration (5/1/23-present);Vice
President,
Victory Capital Transfer Agency, Inc.
(4/20/23-present);
Executive Director, the Adviser
(7/1/19-4/30/23
present); Executive Director, Investment
and
Financial Administration, USAA (2012-6/30/19);
Treasurer,
USAA Mutual Funds Trust (2018-4/30/23).
Mr.
De Vries also serves as the Principal Executive
Officer
for the Funds, Victory Portfolios, Victory
Portfolios
III, and Victory Variable Insurance Funds. |
Scott
A. Stahorsky,
Born
July 1969 |
Vice
President |
May
2015 |
Director,
Third-Party Dealer Services & Reg
Administration,
Fund Administration, the Adviser
(5/1/2023-present);
Vice President, Victory Capital
Transfer
Agency, Inc. (4/20/23-present); Manager, Fund
Administration,
the Adviser (4/30/23- 2015). Mr.
Stahorsky
also serves as Vice President of Victory
Portfolios,
Victory Portfolios III, and Victory Variable
Insurance
Funds. |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Thomas
Dusenberry,
Born
July 1977 |
Secretary |
May
2022 |
Director,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (May 2023-present);
Manager,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (2020-2022), Assistant
Treasurer
(2019), Salient MF Trust, Salient Midstream,
MLP
Fund and Forward Funds; Principal Financial
Officer
(2018-2021) and Treasurer (2020-2021), Salient
Private
Access Funds and Endowment PMF Funds;
Senior
Vice President of Fund Accounting and
Operations,
Salient Partners (2020-2022); Director of
Fund
Operations, Salient Partners (2016-2019). Mr.
Dusenberry
also serves as Secretary of Victory
Portfolios,
Victory Portfolios III, and Victory Variable
Insurance
Funds. |
Allan
Shaer,
Born
March 1965 |
Treasurer |
December
2017 |
Senior
Vice President, Financial Administration, Citi
Fund
Services Ohio, Inc. (since 2016); Vice President,
Mutual
Fund Administration, JP Morgan Chase
(2011-2016).
Mr. Shaer also serves as Treasurer of
Victory
Portfolios, Victory Portfolios III, and Victory
Variable
Insurance Funds. |
Christopher
Ponte,
Born
March 1984 |
Assistant
Treasurer |
May
2015 |
Director,
Fund and Broker Dealer Finance, Fund
Administration,
(5/1/23-present); Victory Capital
Transfer
Agency, Inc. (May 2023-present); Manager,
Fund
Administration, the Adviser (2017-2023); Chief
Financial
Officer, Victory Capital Services, Inc. (since
2018).
Mr. Ponte also serves as Assistant Treasurer of
Victory
Portfolios, Victory Portfolios III, and Victory
Variable
Insurance Funds. |
Carol
D. Trevino
Born
October 1965 |
Assistant
Treasurer |
February
2023 |
Director,
Financial Reporting, Fund Administration
(5/1/23-present);
Director, Accounting and Finance, the
Adviser
(7/1/19-4/30/23); Accounting/ Financial
Director,
USAA (12/13-6/30/19). Ms. Trevino also
serves
as Assistant Treasurer of Victory Portfolios,
Victory
Portfolios III, and Victory Variable Insurance
Funds. |
Sean
Fox,
Born
September
1976 |
Chief
Compliance
Officer |
June
2022 |
Sr.
Compliance Officer, the Adviser (2019-Present);
Compliance
Officer, the Adviser (2015-2019). Mr. Fox
also
serves as Chief Compliance Officer for Victory
Portfolios,
Victory Portfolios III, and Victory Variable
Insurance
Funds. |
Michael
Bryan,
Born
December
1962 |
Anti-Money
Laundering
Compliance
Officer
and
Identity
Theft
Officer |
May
2023 |
Vice
President, CCO Compliance Support Services, Citi
Fund
Services Ohio, Inc. (2008-present). Mr. Bryan
also
serves as the Anti-Money Laundering Compliance
Officer
and Identity Theft Officer for Victory
Portfolios,
Victory Portfolios III, and Victory Variable
Insurance
Funds. |
Jay
G. Baris,
Born
January 1954 |
Assistant
Secretary |
May
2015 |
Partner,
Sidley Austin LLP (since 2020); Partner,
Shearman
& Sterling LLP
(2018-2020). |
Trustee |
Dollar
Range of Beneficial
Ownership
of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Adcock |
None |
Over
$100,000 |
Mr.
Andrews |
Market
Neutral Income Fund: $50,001 - $100,000 |
Over
$100,000 |
Ms.
Beard |
None |
Over
$100,000 |
Mr.
Bushe |
Market
Neutral Income Fund: Over $100,000 |
Over
$100,000 |
Mr.
Kelly |
None |
Over
$100,000 |
Mr.
Meyer |
None |
Over
$100,000 |
Ms.
Nelund |
None |
Over
$100,000 |
Mr.
Wilson |
None |
None |
Trustee |
Dollar
Range of Beneficial Ownership of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Pettee* |
None |
None |
Trustee |
Dollar
Range of Beneficial Ownership of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Brown* |
None |
Over
$100,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock |
$28,228 |
$344,000 |
Mr.
Andrews* |
$28,228 |
$344,000 |
Ms.
Beard |
$28,228 |
$344,000 |
Mr.
Bushe |
$28,228 |
$344,000 |
Mr.
Kelly |
$40,537 |
$494,000 |
Mr.
Meyer |
$28,228 |
$344,000 |
Ms.
Nelund |
$28,228 |
$344,000 |
Mr.
Wilson |
$28,228 |
$344,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Pettee* |
$12,470 |
$172,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Brown* |
None |
None |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock* |
$4,234 |
$51,600 |
Ms.
Beard** |
$3,761 |
$46,440 |
Mr.
Bushe*** |
$14,114 |
$172,000 |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
MARKET NEUTRAL INCOME FUND
CL
A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
80.20% |
VICTORY
MARKET NEUTRAL INCOME FUND
CL
C |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
26.93% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
13.13% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8.47% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
7.09% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.67% |
VICTORY
MARKET NEUTRAL INCOME FUND
CL
I |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
18.62% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
15.78% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
15.45% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
10.51% |
|
MAC
CO A C 176404
FBO
BLK SMA
ATTN
MUTUAL FUND OPERATIONS
ROOM
151-1010
500
GRANT STREET
PITTSBURGH
PA 15258 |
9.75% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.71% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.69% |
VICTORY
MARKET NEUTRAL INCOME FUND
MEMBER
CLASS |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
99.83% |
VICTORY
MARKET NEUTRAL INCOME FUND
MEMBER
CLASS |
DUNCAN
M MCINTOSH
SUSAN
K MCINTOSH
MCINTOSH
FAM LIV TRUST
UA
07 22 98
2008
BILOXI CIR
PLANO
TX 75075 |
5.23% |
VICTORY
US 500 ENHANCED VOL WTD
INDEX
CL A |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
33.08% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
27.19% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
8.24% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.99% |
VICTORY
US 500 ENHANCED VOL WTD
INDEX
CL C |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
43.66% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
35.20% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
8.08% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.48% |
VICTORY
US 500 ENHANCED VOL WTD
INDEX
CL I |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
30.42% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
26.31% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
15.28% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.13% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
8.07% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
6.44% |
VICTORYMARKET
NEUTRAL INCOME FUND
CL
C |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
32.36% |
Fund |
Advisory
Fee |
Victory
Market Neutral Income Fund |
0.35% |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
0.70% |
Fund |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund |
$13,277,104 |
$8,341,780 |
$2,194,718 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$334,886 |
$471,348 |
$477,736 |
Fund |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund |
$7,053,744 |
$4,525,747 |
$1,612,292 |
Victory
U.S. 500 Enhanced Volatility Wtd Index Fund |
$165,662 |
$182,939 |
$170,552 |
Fund
(Class) |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund (Class A) |
$3,907 |
$– |
$– |
Fund |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund |
$35,518 |
$14,899 |
$3,485 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$445 |
$485 |
$573 |
Fund |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund |
$2,085,351 |
$1,290,074 |
$289,616 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$26,308 |
$36,483 |
$39,753 |
Fund |
Gross
Income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from a
revenue
split |
Rebate
(paid
to
borrower) |
Aggregate
fees/compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Victory
Market
Neutral
Income Fund |
$3,593,253 |
$143,568 |
$2,132,630 |
$2,276,198 |
$1,317,055 |
Victory
U.S. 500
Enhanced
Volatility
Wtd
Index Fund |
$5,838 |
$345 |
$2,388 |
$2,733 |
$3,105 |
|
2023 |
2022 |
2021 | |||
|
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Victory
Market Neutral Income Fund |
$72,010 |
$10,166 |
$171,891 |
$24,018 |
$23,801 |
$2,932 |
Victory
US 500 Enhanced Volatility
Wtd
Index Fund |
$7,573 |
$1,243 |
$9,996 |
$1,290 |
$7,784 |
$976 |
|
Registered
Investment
Company
Accounts |
Pooled
Investment
Vehicle
Accounts |
Other
Accounts | |||
Assets
Managed
(In
Millions |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts | |
Mannik
Dhillon |
$53,191.94 |
58 |
$61.85 |
4 |
$4,524.27 |
4 |
Scott
Kefer |
$2,879.23 |
1 |
$— |
0 |
$— |
0 |
Lance
Humphrey |
$10,833.43 |
18 |
$— |
0 |
$2,722.85 |
4 |
Free
Foutz |
$16,866.07 |
10 |
$— |
0 |
$— |
0 |
|
Registered
Investment
Company
Accounts |
Pooled
Investment
Vehicle
Accounts |
Other
Accounts | |||
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts | |
Mannik
Dhillon |
$18,496.51 |
15 |
$61.85 |
4 |
$— |
0 |
Scott
Kefer |
$— |
0 |
$— |
0 |
$— |
0 |
Lance
Humphrey |
$575.14 |
2 |
$— |
0 |
$— |
0 |
Free
Foutz |
$— |
0 |
$— |
0 |
$— |
0 |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned as of
June
30, 2023 |
Mannik
Dhillon |
Victory
Market Neutral Income Fund
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$100,001-$500,000
None |
Scott
Kefer |
Victory
Market Neutral Income Fund |
$500,001-$1,000,000 |
Lance
Humphrey |
Victory
Market Neutral Income Fund |
$10,001-$50,000 |
Free
Foutz |
Victory
Market Neutral Income Fund |
None |
Fund |
Class
A |
Class
C |
Class
I |
Victory
Market Neutral Income Fund |
$299,389 |
$163,854 |
$— |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$61,040 |
$141,006 |
$— |
Fund |
2023 |
2022 |
2021 |
Victory
Market Neutral Income Fund |
$8,763,175 |
$6,079,661 |
$871,978 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$61,378 |
$45,052 |
$15,296 |
Fund |
Amount
of Transactions to Brokers
Providing
Research |
Related
Commissions |
Victory
Market Neutral Income Fund |
$7,555,566,081
|
$4,744,535 |
Fund |
Amount
of Transactions to Brokers
Providing
Research |
Related
Commissions |
Victory
US 500 Enhanced Volatility Wtd Index
Fund |
$138,185,252
|
$39,970
|
Fund |
Broker-Dealer |
Type
of
Security
(Debt
or
Equity) |
Aggregate
Value
($000s) |
Victory
Market Neutral Income Fund |
Citigroup,
Inc. |
Equity |
$5,409 |
Victory
Market Neutral Income Fund |
Morgan
Stanley |
Equity |
$5,974 |
Victory
Market Neutral Income Fund |
Northern
Trust Corp. |
Equity |
$4,433 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
Bank
of America Corp. |
Equity |
$18 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
Citigroup,
Inc. |
Equity |
$18 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
Morgan
Stanley |
Equity |
$20 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
Northern
Trust Corp. |
Equity |
$15 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
The
Goldman Sachs Group,
Inc. |
Equity |
$21 |
Fund |
2023 |
2022 |
Victory
Market Neutral Income Fund |
87% |
61% |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
266%* |
101% |
Fund |
Short-Term
Amount |
Long-Term
Amount |
Victory
Market Neutral Income Fund |
$361,193,145 |
$185,060,389 |
Victory
US 500 Enhanced Volatility Wtd Index Fund |
$5,131,877 |
$- |
Type
of Service Provider |
Name
of Service Provider |
Timing
of Release of
Portfolio
Holdings Information |
Adviser
and Fund Accountant |
Victory
Capital Management Inc. |
Daily. |
Distributor |
Victory
Capital Services, Inc. |
Daily. |
Custodian |
Citibank,
N.A. |
Daily. |
Sub-Fund
Accountant |
Citi
Fund Services Ohio, Inc. |
Daily. |
Financial
Data Service |
FactSet
Research Systems, Inc. |
Daily. |
Liquidity
Risk Management Service
Provider |
MSCI,
Inc. |
Daily. |
Independent
Registered Public
Accounting
Firm |
Cohen
& Company, Ltd., located at
1350
Euclid Avenue, Suite 800,
Cleveland,
OH 44115 |
Annual
Reporting Period: within 15
business
days of end of reporting period. |
Printer
for Financial Reports |
Toppan
Merrill LLC |
Up
to 30 days before distribution to
shareholders. |
Legal
Counsel, for EDGAR filings on
Forms
N-CSR and Form N-PORT |
Sidley
Austin LLP |
Up
to 30 days before filing with the
SEC. |
Ratings
Agency |
Lipper |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Ratings
Agency |
Morningstar |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Financial
Data Service |
Bloomberg
L.P. |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |