Fund |
A |
C |
R |
Y |
Investor |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
Balanced-Risk Allocation Fund |
ABRZX |
ABRCX |
ABRRX |
ABRYX |
N/A |
ABRIX |
ALLFX |
February
28, 2024 |
Invesco
Balanced-Risk Commodity Strategy Fund |
BRCAX |
BRCCX |
BRCRX |
BRCYX |
N/A |
BRCNX |
IBRFX |
February
28, 2024 |
Invesco
Core Bond Fund |
OPIGX |
OPBCX |
OPBNX |
OPBYX |
N/A |
TRTMX |
OPBIX |
February
28, 2024 |
Invesco
Developing Markets Fund |
ODMAX |
ODVCX |
ODVNX |
ODVYX |
N/A |
DVMFX |
ODVIX |
February
28, 2024 |
Invesco
Discovery Mid Cap Growth Fund |
OEGAX |
OEGCX |
OEGNX |
OEGYX |
N/A |
DMCFX |
OEGIX |
February
28, 2024 |
Invesco
Emerging Markets Local Debt Fund |
OEMAX |
OEMCX |
OEMNX |
OEMYX |
N/A |
EMLDX |
OEMIX |
February
28, 2024 |
Invesco
EQV Emerging Markets All Cap Fund |
GTDDX |
GTDCX |
N/A |
GTDYX |
N/A |
GTDIX |
GTDFX |
February
28, 2024 |
Invesco
Fundamental Alternatives Fund |
QVOPX |
QOPCX |
QOPNX |
QOPYX |
N/A |
FDATX |
QOPIX |
February
28, 2024 |
Invesco
Global Allocation Fund |
QVGIX |
QGRCX |
QGRNX |
QGRYX |
N/A |
GLALX |
QGRIX |
February
28, 2024 |
Invesco
Global Infrastructure Fund |
GIZAX |
GIZCX |
GIZRX |
GIZYX |
N/A |
GIZFX |
GIZSX |
February
28, 2024 |
Invesco
Global Strategic Income Fund |
OPSIX |
OSICX |
OSINX |
OSIYX |
N/A |
GLSSX |
OSIIX |
February
28, 2024 |
Invesco
Greater China Fund |
AACFX |
CACFX |
IGCRX |
AMCYX |
N/A |
IACFX |
CACSX |
February
28, 2024 |
Invesco
Health Care Fund |
GGHCX |
GTHCX |
N/A |
GGHYX |
GTHIX |
N/A |
GGHSX |
February
28, 2024 |
Invesco
International Bond Fund |
OIBAX |
OIBCX |
OIBNX |
OIBYX |
N/A |
INBQX |
OIBIX |
February
28, 2024 |
Invesco
Macro Allocation Strategy Fund |
GMSDX |
GMSEX |
GMSJX |
GMSHX |
N/A |
GMSKX |
GMSLX |
February
28, 2024 |
Invesco
Multi-Asset Income Fund |
PIAFX |
PICFX |
PIRFX |
PIYFX |
N/A |
IPNFX |
PIFFX |
February
28, 2024 |
|
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81 | |
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84 | |
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118 | |
121 | |
121 | |
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121 | |
122 | |
122 | |
122 | |
122 | |
141 | |
141 | |
142 | |
144 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E-1 | |
F-1 | |
G-1 | |
H-1 | |
I-1 | |
J-1 | |
K-1 | |
L-1 | |
M-1 | |
N-1 | |
O-1 |
Fund
Name |
Fund
History |
Invesco
Balanced-Risk Allocation
Fund |
Prior
to April 30, 2010, Invesco Balanced-Risk Allocation Fund was known as
Invesco AIM
Balanced-Risk
Allocation Fund. |
|
|
Invesco
Balanced-Risk Commodity
Strategy
Fund |
No
prior history. |
|
|
Invesco
Core Bond Fund |
Prior
to September 30, 2020, Invesco Core Bond Fund was known as Invesco
Oppenheimer
Total
Return Bond Fund.
On
May 24, 2019, Invesco Oppenheimer Total Return Bond Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Total Return Bond
Fund. |
|
|
Invesco
Developing Markets Fund |
Prior
to September 30, 2020, Invesco Developing Markets Fund was known as
Invesco
Oppenheimer
Developing Markets Fund.
On
May 24, 2019, Invesco Oppenheimer Developing Markets Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Developing Markets
Fund. |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
Prior
to September 30, 2020, Invesco Discovery Mid Cap Growth Fund was known as
Invesco
Oppenheimer
Discovery Mid Cap Growth Fund.
On
May 24, 2019, Invesco Oppenheimer Discovery Mid Cap Growth Fund assumed
the assets
and
liabilities of its predecessor fund Oppenheimer Discovery Mid Cap Growth
Fund. |
|
|
Invesco
Emerging Markets Local
Debt
Fund |
Prior
to September 30, 2020, Invesco Emerging Markets Local Debt Fund was known
as
Invesco
Oppenheimer Emerging Markets Local Debt Fund.
On
May 24, 2019, Invesco Oppenheimer Emerging Markets Local Debt Fund assumed
the
assets
and liabilities of its predecessor fund Oppenheimer Emerging Markets Local
Debt Fund. |
|
|
Invesco
EQV Emerging Markets All
Cap
Fund |
Prior
to February 28, 2022, Invesco EQV Emerging Markets All Cap Fund was known
as
Invesco
Emerging Markets All Cap Fund.
Prior
to September 30, 2020, Invesco Emerging Markets All Cap Fund was known as
Invesco
Developing
Markets Fund.
Prior
to April 30, 2010, Invesco Developing Markets Fund was known as AIM
Developing
Markets
Fund. |
|
|
Invesco
Fundamental Alternatives
Fund |
Prior
to September 30, 2020, Invesco Fundamental Alternatives Fund was known as
Invesco
Oppenheimer
Fundamental Alternatives Fund.
On
May 24, 2019, Invesco Oppenheimer Fundamental Alternatives Fund assumed
the assets
and
liabilities of its predecessor fund Oppenheimer Fundamental Alternatives
Fund. |
|
|
Invesco
Global Allocation Fund |
Prior
to September 30, 2020, Invesco Global Allocation Fund was known as Invesco
Oppenheimer
Global Allocation Fund.
On
May 24, 2019, Invesco Oppenheimer Global Allocation Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer Global Allocation
Fund. |
|
|
Fund
Name |
Fund
History |
Invesco
Global Infrastructure Fund |
No
prior history. |
|
|
Invesco
Global Strategic Income
Fund |
Prior
to September 30, 2020, Invesco Global Strategic Income Fund was known as
Invesco
Oppenheimer
Global Strategic Income Fund.
On
May 24, 2019, Invesco Oppenheimer Global Strategic Income Fund assumed the
assets
and
liabilities of its predecessor fund Oppenheimer Global Strategic Income
Fund. |
|
|
Invesco
Greater China Fund |
Prior
to June 15, 2015, Invesco Greater China Fund was known as Invesco China
Fund.
Prior
to April 30, 2010, Invesco China Fund was known as AIM China Fund. On
April 23, 2021,
Invesco
Greater China Fund acquired the assets and liabilities of Invesco Pacific
Growth Fund. |
|
|
Invesco
Health Care Fund |
Prior
to April 30, 2018, Invesco Health Care Fund was known as Invesco Global
Health Care
Fund.
Prior
to April 30, 2010, Invesco Global Health Care Fund was known as AIM Global
Health Care
Fund. |
|
|
Invesco
International Bond Fund |
Prior
to September 30, 2020, Invesco International Bond Fund was known as
Invesco
Oppenheimer
International Bond Fund.
On
May 24, 2019, Invesco Oppenheimer International Bond Fund assumed the
assets and
liabilities
of its predecessor fund Oppenheimer International Bond
Fund. |
|
|
Invesco
Macro Allocation Strategy
Fund |
Prior
to July 27, 2016, Invesco Macro Allocation Strategy Fund was known as
Invesco Global
Markets
Strategy Fund. |
|
|
Invesco
Multi-Asset Income Fund |
Prior
to July 27, 2016, Invesco Multi-Asset Income Fund was known as Invesco
Premium
Income
Fund. |
Fund |
2023 |
2022 |
Invesco
Balanced-Risk Allocation Fund1 |
17% |
92% |
Invesco
Balanced-Risk Commodity Strategy Fund1 |
17% |
106% |
Invesco
Fundamental Alternatives Fund1 |
61% |
29% |
Invesco
Global Allocation Fund2 |
77% |
151% |
Invesco
Macro
Allocation Strategy
Fund1 |
20% |
104% |
|
|
|
1
|
The
variation in portfolio turnover was due to changes in trading strategies
and execution. |
2 |
The
variation in portfolio turnover was due to market
conditions. |
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
7
business
days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
7
business
days after month-end |
Until
replaced with the
following
month’s select
portfolio
holdings
information |
|
|
|
Complete
portfolio holdings
information
as of calendar month-
end |
10
business
days after month-end |
For twelve
months from
the date of
posting |
|
|
|
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
15business
days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
15business
days after month-end |
Until
replaced with the
following
quarter’s select
portfolio
holdings
information |
|
|
|
Complete
portfolio holdings
information
as of calendar quarter-
end |
30business
days after calendar quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Balanced-Risk Allocation
Fund |
Invesco
Advisers, Inc. |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
Invesco
Advisers, Inc. |
Invesco
Core Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Developing Markets Fund |
Invesco
Advisers, Inc. |
Invesco
Discovery Mid Cap Growth
Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Local
Debt
Fund |
Invesco
Advisers, Inc. |
Invesco
EQV Emerging Markets All
Cap
Fund |
Invesco
Advisers, Inc. |
Invesco
Fundamental Alternatives
Fund |
Invesco
Advisers, Inc. |
Invesco
Global Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Global Infrastructure Fund |
Invesco
Advisers, Inc. |
Invesco
Global Strategic Income
Fund |
Invesco
Advisers, Inc. |
Invesco
Greater China Fund |
Invesco
Hong Kong Limited |
Invesco
Health Care Fund |
Invesco
Advisers, Inc. |
Invesco
International Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Macro Allocation Strategy
Fund |
Invesco
Advisers, Inc. |
Invesco
Multi-Asset Income Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Balanced-Risk Allocation
Fund |
|
|
0.950%
of first $250M |
|
0.925%
of next $250M |
|
0.900%
of next $500M |
|
0.875%
of next $1.5B |
|
0.850%
of next $2.5B |
|
0.825%
of next $2.5B |
|
0.800%
of next $2.5B |
|
0.775%
of amount over $10B |
|
|
Invesco
Balanced-Risk Commodity
Strategy
Fund |
|
|
1.050%
of first $250M |
|
1.025%
of next $250M |
|
1.00%
of next $500M |
|
0.975%
of next $1.5B |
|
0.950%
of next $2.5B |
|
0.925%
of next $2.5B |
|
0.900%
of next $2.5B |
|
0.875%
of amount over $10B |
|
|
Invesco
Core Bond Fund* |
|
|
0.40%
of first $500M |
|
0.35%
of next $500M |
|
0.33%
of next $4B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.31%
of amount over $5B |
|
|
Invesco
Developing Markets Fund* |
|
|
1.00%
of first $250M |
|
0.95%
of next $250M |
|
0.90%
of next $500M |
|
0.85%
of next $6B |
|
0.80%
of next $3B |
|
0.75%
of next $20B |
|
0.74%
of next $15B |
|
0.73%
of amount over $45B |
|
|
Invesco
Discovery Mid Cap Growth
Fund* |
|
|
0.68%
of first $500M |
|
0.65%
of next $500M |
|
0.62%
of next $4B |
|
0.60%
of amount over $5B |
|
|
Invesco
Emerging Markets Local
Debt
Fund* |
|
|
0.70%
of first $500M |
|
0.65%
of next $500M |
|
0.60%
of next $4B |
|
0.58%
of amount over $5B |
|
|
Invesco
EQV Emerging Markets All
Cap
Fund |
|
|
0.935%
of first $250M |
|
0.91%
of next $250M |
|
0.885%
of next $500M |
|
0.86%
of next $1.5B |
|
0.835%
of next $2.5B |
|
0.81%
of next $2.5B |
|
0.785%
of next $2.5B |
|
0.76%
of amount over $10B |
|
|
Invesco
Fundamental Alternatives
Fund* |
|
|
0.85%
of first $1B |
|
0.80%
of next $500M |
|
0.75%
of next $500M |
|
0.70%
of next $500M |
|
0.65%
of next $500M |
|
0.60%
of next $500M |
|
0.55%
of next $500M |
|
0.50%
of amount over $4B |
|
|
Invesco
Global Allocation Fund* |
|
|
0.80%
of first $1B |
|
0.76%
of next $2B |
|
0.71%
of next $1B |
|
0.66%
of next $1B |
|
0.60%
of next $1B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.55%
of next $1B |
|
0.50%
of next $2B |
|
0.48%
of amount over $9B |
|
|
Invesco
Global Infrastructure Fund |
|
|
0.840%
of first $1B |
|
0.800%
of next $1B |
|
0.780%
of next $3B |
|
0.7325%
of amount over $5B |
|
|
Invesco
Global Strategic Income
Fund* |
|
|
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $5B |
|
0.46%
of amount over $10B |
|
|
Invesco
Greater China Fund |
|
|
0.87%
of first $1B |
|
0.82%
of next $1B |
|
0.77%
of next $49B |
|
0.76%
of amount over $51B |
|
|
Invesco
Health Care Fund |
|
|
0.75%
of first $350M |
|
0.65%
of next $350M |
|
0.55%
of next $1.3B |
|
0.45%
of next $2B |
|
0.40%
of next $2B |
|
0.375%
of next $2B |
|
0.35%
of amount over $8B |
|
|
Invesco
International Bond Fund* |
|
|
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $10B |
|
0.45%
of amount over $15B |
|
|
Invesco
Macro Allocation Strategy
Fund |
|
|
1.10%
of first $250M |
|
1.08%
of next $250M |
|
1.05%
of next $500M |
|
1.03%
of next $1.5B |
|
1.00%
of next $2.5B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.98%
of next $2.5B |
|
0.95%
of next $2.5B |
|
0.93%
of amount over $10B |
|
|
Invesco
Multi-Asset Income Fund |
|
|
0.50%
of first $500M |
|
0.45%
of next $500M |
|
0.40%
of next $500M |
|
0.39%
of amount over $1.5B |
Fund |
Annual
Rate/Net Assets Per Expense Limitation
Agreement |
Expiration
Date |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
|
|
Class
A Shares |
1.40%
less net AFFE1 |
February
28,
2025 |
Class
C Shares |
2.15%
less net AFFE1 |
February
28,
2025 |
Class
R Shares |
1.65%
less net AFFE1 |
February
28,
2025 |
Class
R5 Shares |
1.15%
less net AFFE1 |
February
28,
2025 |
Class
R6 Shares |
1.15%
less net AFFE1 |
February
28,
2025 |
Class
Y Shares |
1.15%
less net AFFE1 |
February
28,
2025 |
|
|
|
Invesco
Core Bond Fund |
|
|
Class
A Shares |
0.70% |
February
28,
2025 |
Class
C Shares |
1.45% |
February
28,
2025 |
Class
R Shares |
0.95% |
February
28,
2025 |
Class
R5 Shares |
0.45% |
February
28,
2025 |
Class
R6 Shares |
0.45% |
February
28,
2025 |
Class
Y Shares |
0.45% |
February
28,
2025 |
|
|
|
Invesco
Emerging Markets Local
Debt
Fund |
|
|
Class
A Shares |
1.20% |
February
28,
2025 |
Class
C Shares |
1.95% |
February
28,
2025 |
Class
R Shares |
1.45% |
February
28,
2025 |
Class
R5 Shares |
0.95% |
February
28,
2025 |
Class
R6 Shares |
0.95% |
February
28,
2025 |
Class
Y Shares |
0.95% |
February
28,
2025 |
|
|
|
Invesco
Global Infrastructure Fund |
|
|
Class
A Shares |
1.25% |
February
28,
2025 |
Class
C Shares |
2.00% |
February
28,
2025 |
Class
R Shares |
1.50% |
February
28,
2025 |
Class
R5 Shares |
1.00% |
February
28,
2025 |
Class
R6 Shares |
1.00% |
February
28,
2025 |
Class
Y Shares |
1.00% |
February
28,
2025 |
|
|
|
Invesco
International Bond Fund |
|
|
Class
A Shares |
1.04% |
February
28,
2025 |
Class
C Shares |
1.79% |
February
28,
2025 |
Class
R Shares |
1.29% |
February
28,
2025 |
Class
R5 Shares |
0.79% |
February
28,
2025 |
Class
R6 Shares |
0.79% |
February
28,
2025 |
Class
Y Shares |
0.79% |
February
28,
2025 |
|
|
|
Invesco
Macro Allocation Strategy
Fund |
|
|
Class
A Shares |
1.44% |
February
28,
2025 |
Fund |
Annual
Rate/Net Assets Per Expense Limitation
Agreement |
Expiration
Date |
Class
C Shares |
2.19% |
February
28,
2025 |
Class
R Shares |
1.69% |
February
28,
2025 |
Class
R5 Shares |
1.19% |
February
28,
2025 |
Class
R6 Shares |
1.19% |
February
28,
2025 |
Class
Y Shares |
1.19% |
February
28,
2025 |
|
|
|
Invesco
Multi-Asset Income Fund |
|
|
Class
A Shares |
0.90% |
February
28,
2025 |
Class
C Shares |
1.65% |
February
28,
2025 |
Class
R Shares |
1.15% |
February
28,
2025 |
Class
R5 Shares |
0.65% |
February
28,
2025 |
Class
R6 Shares |
0.65% |
February
28,
2025 |
Class
Y Shares |
0.65% |
February
28,
2025 |
Fund |
Limit
Applicable to each Fund |
|
Invesco
Balanced-Risk Allocation Fund |
Class
A: 2.20% |
|
Invesco
Discovery Mid Cap Growth Fund |
Class
C: 2.75% |
|
Invesco
Fundamental Alternatives Fund |
Class
R: 2.25% |
|
Invesco
Health Care Fund |
Class
R5: 1.75% |
|
|
Class
R6: 1.75% |
|
|
Class
Y: 1.75% |
|
|
|
|
Fund |
Limit
Applicable to each Fund |
|
Invesco
Developing Markets Fund |
Class
A: 2.25% |
|
Invesco
EQV Emerging Markets All Cap Fund |
Class
C: 3.00% |
|
Invesco
Global Allocation Fund |
Class
R: 2.50% |
|
Invesco
Greater China Fund |
Class
R5: 2.00% |
|
|
Class
R6: 2.00% |
|
|
Class
Y: 2.00% |
|
|
|
|
Fund |
Limit
Applicable to each Fund |
|
Invesco
Global Strategic Income |
Class
A: 1.50% |
|
|
Class
C: 2.25% |
|
|
Class
R: 1.75% |
|
|
Class
R5: 1.25% |
|
|
Class
R6: 1.25% |
|
|
Class
Y: 1.25% |
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Discovery Mid
Cap
Growth Fund |
$6,022,386.90 |
$29,491.39 |
$222,302.00 |
$0.00 |
$0.00 |
$5,505,116.53 |
$0.00 |
$5,756,909.92 |
$265,476.98 |
Invesco
EQV Emerging
Markets
All Cap Fund |
246,588.20 |
1,201.53 |
9,728.00 |
0.00 |
0.00 |
224,843.41 |
0.00 |
235,772.94 |
10,815.26 |
Invesco
Fundamental
Alternatives
Fund |
87,187.24 |
1,261.86 |
8,850.00 |
0.00 |
0.00 |
65,712.95 |
0.00 |
75,824.81 |
11,362.43 |
Invesco
Global
Infrastructure
Fund |
2,710.05 |
41.93 |
1,713.00 |
0.00 |
0.00 |
577.66 |
0.00 |
2,332.59 |
377.46 |
Invesco
Global
Strategic
Income Fund |
2,980,015.52 |
23,445.58 |
59,722.00 |
0.00 |
0.00 |
2,685,768.49 |
0.00 |
2,768,936.07 |
211,079.45 |
Invesco
Greater China
Fund |
15,103.75 |
68.82 |
1,013.00 |
0.00 |
0.00 |
13,402.19 |
0.00 |
14,484.01 |
619.74 |
Invesco
Health Care
Fund |
963,427.97 |
3,112.36 |
37,676.00 |
0.00 |
0.00 |
894,613.54 |
0.00 |
935,401.90 |
28,026.07 |
Invesco
International
Bond
Fund |
550,038.94 |
4,660.94 |
10,765.00 |
0.00 |
0.00 |
492,656.51 |
0.00 |
508,082.45 |
41,956.49 |
Invesco
Macro
Allocation
Strategy
Fund |
17,097.25 |
133.05 |
569.00 |
0.00 |
0.00 |
15,197.28 |
0.00 |
15,899.33 |
1,197.92 |
Invesco
Multi-Asset
Income
Fund |
1,971,016.33 |
24,018.19 |
40,417.00 |
0.00 |
0.00 |
1,690,331.47 |
0.00 |
1,754,766.66 |
216,249.67 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Discovery Mid
Cap
Growth Fund |
$5,367,598.67 |
$25,318.66 |
$0.00 |
$101,293.36 |
$0.00 |
$4,070,572.22 |
$0.00 |
$4,197,184.24 |
$1,170,414.43 |
Invesco
EQV Emerging
Markets
All Cap Fund |
245,095.29 |
147.00 |
0.00 |
591.07 |
0.00 |
236,838.04 |
0.00 |
237,576.11 |
7,519.18 |
Invesco
Fundamental
Alternatives
Fund |
349,385.78 |
213.03 |
0.00 |
870.22 |
0.00 |
336,520.62 |
0.00 |
337,603.87 |
11,781.91 |
Invesco
Global
Allocation
Fund |
1,752,983.22 |
13,637.68 |
0.00 |
54,561.90 |
0.00 |
1,045,312.66 |
0.00 |
1,113,512.24 |
639,470.98 |
Invesco
Global
Infrastructure
Fund |
86,180.23 |
61.12 |
0.00 |
245.67 |
0.00 |
82,992.54 |
0.00 |
83,299.33 |
2,880.90 |
Invesco
Greater China
Fund |
33,436.78 |
21.72 |
0.00 |
87.81 |
0.00 |
32,118.48 |
0.00 |
32,228.01 |
1,208.77 |
Invesco
Health Care
Fund |
979,482.92 |
597.33 |
0.00 |
2,401.66 |
0.00 |
945,784.62 |
0.00 |
948,783.61 |
30,699.31 |
Invesco
Macro
Allocation
Strategy
Fund |
11,475.56 |
219.57 |
0.00 |
878.94 |
0.00 |
84.41 |
0.00 |
1,182.92 |
10,292.64 |
Invesco
Multi-Asset
Income
Fund |
94,940.48 |
1,636.79 |
0.00 |
6,551.78 |
0.00 |
8,953.31 |
0.00 |
17,141.88 |
77,798.60 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Balanced-Risk Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Core Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Developing Markets Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Local Debt Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
EQV Emerging Markets All Cap Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
Fundamental Alternatives Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Infrastructure Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Strategic Income Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Health Care Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
International Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Macro Allocation Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Multi-Asset Income Fund |
See
below |
1.00% |
0.50% |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Invesco
Discovery Mid Cap Growth Fund |
See
below |
1.00% |
0.50% |
Invesco
Global Infrastructure Fund |
0.25% |
See
above |
See
above |
Invesco
Greater China Fund |
0.25% |
1.00% |
0.50% |
Invesco
Multi-Asset Income Fund |
0.25% |
See
above |
See
above |
Fund |
Class
A |
Invesco
Core Bond Fund |
0.25% |
Invesco
Developing Markets Fund |
0.25% |
Invesco
Discovery Mid Cap Growth Fund |
0.25% |
Invesco
Emerging Markets Local Debt Fund |
0.25% |
Invesco
Global Strategic Income Fund |
0.25% |
Invesco
International Bond Fund |
0.25% |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll,
LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit
Suisse
Securities (Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany |
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company
Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Lincoln
Investment Advisors
Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services,
Inc. |
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured
Management,
Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc./Citigroup
Global
Markets Inc./JPMorgan
Chase
Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment
Management
Services, LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP |
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel |
MS
Securities Services, Inc. and
Morgan
Stanley & Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services,
LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider |
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System |
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities
Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co.,
L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and
Poor's
Securities Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust
Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco
Funds) |
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company,
Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young,
LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated |
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC/Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Jeffrey
H.
Kupor1
- 1968 |
Trustee |
2024 |
Senior
Managing
Director
and
General Counsel,
Invesco
Ltd.;
Trustee,
Invesco
Foundation,
Inc.;
Director,
Invesco Advisers,
Inc.;
Executive
Vice
President,
Invesco
Asset
Management
(Bermuda),
Ltd.
and
Invesco
Investments
(Bermuda)
Ltd.
Formerly:
Head
of Legal
of
the Americas,
Invesco
Ltd.;
Senior Vice President
and
Secretary, Invesco
Advisers,
Inc. (formerly
known
as Invesco
Institutional
(N.A.), Inc.)
(registered
investment
adviser);
Secretary,
Invesco
Distributors,
Inc.
(formerly
known as
Invesco
AIM Distributors,
Inc.);
Vice
President
and
Secretary,
Invesco
Investment
Services,
Inc.
(formerly
known
as
Invesco
AIM Investment
Services,
Inc.);
Senior
Vice
President, Chief
Legal
Officer and
Secretary,
The Invesco
Funds;
Secretary and
General
Counsel, Invesco
Investment
Advisers LLC
(formerly
known as Van
Kampen
Asset
Management);
Secretary
and
General Counsel,
Invesco
Capital
Markets,
Inc.
(formerly
known as
Van
Kampen Funds Inc.)
and
Chief Legal Officer,
Invesco
Exchange-Traded
Fund
Trust, Invesco |
165 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Exchange-Traded
Fund
Trust
II, Invesco India
Exchange-Traded
Fund
Trust,
Invesco Actively
Managed
Exchange-
Traded
Fund Trust,
Invesco
Actively Managed
Exchange-Traded
Commodity
Fund Trust
and
Invesco Exchange-
Traded
Self-Indexed Fund
Trust;
Secretary and Vice
President,
Harbourview
Asset
Management
Corporation;
Secretary
and
Vice President,
Oppenheimer
Funds, Inc.
and
Invesco Managed
Accounts,
LLC; Secretary
and
Senior Vice President,
OFI
Global Institutional,
Inc.;
Secretary and Vice
President,
OFI SteelPath,
Inc.;
Secretary and Vice
President,
Oppenheimer
Acquisition
Corp.;
Secretary
and Vice
President,
Shareholder
Services,
Inc.;
Secretary
and
Vice
President, Trinity
Investment
Management
Corporation,
Senior Vice
President,
Invesco
Distributors,
Inc.;
Secretary
and
Vice
President,
Jemstep,
Inc.;
Head
of
Legal,
Worldwide
Institutional,
Invesco Ltd.;
Secretary
and General
Counsel,
INVESCO
Private
Capital
Investments,
Inc.;
Senior
Vice
President,
Secretary
and
General Counsel,
Invesco
Management
Group,
Inc.
(formerly
known
as Invesco AIM
Management
Group,
Inc.);
Assistant
Secretary,
INVESCO
Asset
Management
(Bermuda)
Ltd.;
Secretary and
General
Counsel,
Invesco
Private
Capital,
Inc.;
Assistant
Secretary and
General
Counsel,
INVESCO
Realty, Inc.; |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Secretary
and General
Counsel,
Invesco Senior
Secured
Management,
Inc.;
Secretary, Sovereign
G./P.
Holdings Inc.;
Secretary,
Invesco
Indexing
LLC; and
Secretary,
W.L. Ross &
Co.,
LLC |
|
|
Douglas
Sharp1–
1974 |
Trustee |
2024 |
Senior
Managing Director
and
Head of Americas &
EMEA,
Invesco Ltd;
Director,
Chairman and
Chief
Executive, Invesco
Fund
Managers Limited
Formerly:
Director and
Chairman,
Invesco UK
Limited |
165 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
|
|
|
Beth
Ann Brown – 1968 |
Trustee
(2019)
and
Chair
(2022) |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
165 |
Director,
Board of
Directors
of Caron
Engineering
Inc.
Formerly:
Advisor,
Board
of Advisors of
Caron
Engineering
Inc.;
President and
Director,
Acton
Shapleigh
Youth
Conservation
Corps
(non-profit);
and
President
and Director
of
Grahamtastic
Connection
(non-profit) |
Carol
Deckbar – 1962 |
Trustee |
2024 |
Formerly:
Executive Vice
President
and Chief
Product
Officer, TIAA
Financial
Services;
Executive
Vice President
and
Principal, College |
165 |
Formerly:
Board
Member,
TIAA Asset
Management,
Inc.; and
Board
Member, TH
Real
Estate Group
Holdings
Company |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Retirement
Equities Fund
at
TIAA; Executive Vice
President
and Head of
Institutional
Investments
and
Endowment Services,
TIAA |
|
|
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.; and
Attorney,
Simpson
Thacher
& Bartlett LLP |
165 |
Resideo
Technologies
(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global
Impact Fund;
Textainer
Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
and
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
and
Director, Arvest Bank |
165 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Board
Member
of the regional
board,
First Financial
Bank
Texas; and
Board
Member,
First Financial
Bankshares,
Inc. Texas |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment |
165 |
Formerly:
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Trustee of the
University
of Florida
National
Board
Foundation;
and
Member
of the
University
of Florida |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
Law
Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
165 |
Member
and Chairman
of
the Bentley
University
Business
School
Advisory
Council;
and Board
Member
and Chair of
the
Audit and Finance
Committee
and
Nominating
Committee,
KPMG
LLP |
James
“Jim” Liddy – 1959 |
Trustee |
2024 |
Formerly:
Chairman,
Global
Financial Services,
Americas
and Retired
Partner,
KPMG LLP |
165 |
Director
and Treasurer,
Gulfside
Place
Condominium
Association,
Inc. and
Non-Executive
Director,
Kellenberg
Memorial
High School |
Prema
Mathai-Davis – 1950 |
Trustee |
2001 |
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging; and
Board
member of Johns
Hopkins
Bioethics Institute |
165 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Joel
W. Motley – 1952 |
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of
Historic
Hudson Valley
(non-profit
cultural
organization);
Member of
Board
of Blue Ocean
Acquisition
Corp.; and
Member
of the Vestry and
Investment
Committee of
Trinity
Church Wall Street
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
and Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor) |
165 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
and Board
Member
and
Investment
Committee
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
and
Assistant
Secretary
for
Management & Budget
and
Designated Chief |
165 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Financial
Officer, U.S.
Department
of Treasury |
|
|
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
165 |
None |
Daniel
S. Vandivort –1954 |
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
and
Member,
Investment
Committee
Historic
Charleston
Foundation
Formerly:
President and
Chief
Investment Officer,
previously
Head of Fixed
Income,
Weiss Peck and
Greer/Robeco
Investment
Management;
Trustee and
Chair,
Weiss Peck and
Greer
Funds Board; and
various
capacities at CS
First
Boston including
Head
of Fixed Income at
First
Boston Asset
Management |
165 |
Formerly:
Trustee and
Governance
Chair,
Oppenheimer
Funds;
Treasurer,
Chairman of
the
Audit and Finance
Committee,
Huntington
Disease
Foundation of
America. |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Glenn
Brightman
– 1972 |
President
and
Principal
Executive
Officer |
2023 |
Chief
Operating Officer,
Americas,
Invesco Ltd.;
Senior
Vice
President,
Invesco Advisers,
Inc.;
President and Principal
Executive
Officer, The Invesco Funds.
Formerly:
Global
Head of Finance,
Invesco Ltd;
Executive
Vice
President
and Chief
Financial Officer,
Nuveen |
Melanie
Ringold – 1975 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2023 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Senior Vice President, Chief Legal Officer and
Secretary,
The Invesco Funds; Secretary, Invesco Investment
Advisers
LLC and Invesco Capital Markets, Inc.; Chief Legal
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Secretary and
Vice
President, Harbourview Asset Management Corporation;
Secretary
and Senior Vice President, OppenheimerFunds, Inc.
and
Invesco Managed Accounts, LLC; Secretary and Senior Vice
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
President,
Oppenheimer Acquisition Corp.; Secretary, SteelPath
Funds
Remediation LLC; and Secretary and Senior Vice
President,
Trinity Investment Management Corporation
Formerly:
Secretary
and Senior Vice President, OFI SteelPath,
Inc.;
Assistant Secretary, Invesco Distributors, Inc., Invesco
Advisers,
Inc., Invesco Investment Services, Inc., Invesco Capital
Markets,
Inc., Invesco Capital Management LLC, and Invesco
Investment
Advisers LLC; and Assistant Secretary and Assistant
Vice
President, Invesco Funds |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Chief
Executive Officer, President and Executive Director, Invesco
Ltd.;
Senior Vice President, The
Invesco Funds and Trustee,
Invesco
Foundation,
Inc.
Formerly:
Senior
Vice President,
Invesco Group
Services, Inc.;
Director
and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Head
of the Americas
and
Senior Managing Director,
Invesco Ltd.;
Director, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
Director, President and Chairman, Invesco
Insurance
Agency, Inc.; Director, Invesco UK Limited; Director and
Chief
Executive, Invesco Asset Management Limited and Invesco
Fund
Managers Limited; Assistant Vice President, The Invesco
Funds;
Senior Vice President, Invesco Advisers, Inc. (formerly
known
as Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Director and Chief Executive, Invesco Administration
Services
Limited and Invesco Global Investment Funds Limited;
Director,
Invesco Distributors, Inc.; Head of EMEA, Invesco Ltd.;
President,
Invesco Actively Managed Exchange-Traded
Commodity
Fund Trust, Invesco Actively Managed Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II and Invesco India
Exchange-Traded
Fund Trust; and Managing Director and
Principal
Executive Officer, Invesco Capital Management LLC |
John
M. Zerr – 1962 |
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Senior
Vice President, Invesco Capital Markets, Inc. (formerly
known
as Van Kampen Funds Inc.); Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
Director,
Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd/Services
Financiers Invesco Ltée; and Director and Chairman,
Invesco
Trust Company |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Formerly:
Manager,
Invesco Indexing LLC; Director, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
President, Trimark Investments Ltd/Services
Financiers
Invesco Ltee; Director and Senior Vice President,
Invesco
Insurance Agency, Inc.; Director and Senior Vice
President,
Invesco Management Group, Inc. (formerly known as
Invesco
AIM Management Group, Inc.); Secretary and General
Counsel,
Invesco Management Group, Inc. (formerly known as
Invesco
AIM Management Group, Inc.); Secretary, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Chief Legal Officer and Secretary, The
Invesco
Funds; Secretary and General Counsel, Invesco
Investment
Advisers LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; and Chief Operating Officer and
General
Counsel, Liberty Ridge Capital, Inc. (an investment
adviser) |
Tony
Wong
– 1973 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman, Chief
Executive
Officer
and President,
Invesco Advisers, Inc.; Director
and
Chairman, Invesco Private Capital, Inc., INVESCO Private
Capital
Investments, Inc. and INVESCO Realty, Inc.; Director,
Invesco
Senior
Secured Management,
Inc.;
President, Invesco
Managed
Accounts, LLC and SNW Asset Management
Corporation;
and Senior Vice President, The Invesco Funds
Formerly:
Assistant
Vice President, The
Invesco
Funds;
and
Vice
President,
Invesco Advisers, Inc. |
Stephanie
C. Butcher -
1971 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Senior Vice President,
The
Invesco Funds; Director and Chief Executive Officer, Invesco
Asset
Management Limited |
Adrien
Deberghes – 1967 |
Principal
Financial
Officer,
Treasurer
and
Senior
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Director,
Invesco Trust
Company;
Principal Financial Officer, Treasurer and Senior
Vice
President,
The Invesco Funds; and Vice President, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Vice
President, The Invesco Funds;
Senior Vice
President
and Treasurer, Fidelity Investments |
Crissie
M. Wisdom – 1969 |
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
James
Bordewick, Jr. –
1959 |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds
Formerly,
Chief Legal Officer, KingsCrowd, Inc. (research and
analytical
platform for investment in private capital markets);
Chief
Operating
Officer and Head of Legal and Regulatory, Netcapital
(private
capital investment platform); Managing Director, General
Counsel
of asset management and Chief Compliance Officer for
asset
management and private banking, Bank of America
Corporation;
Chief Legal Officer, Columbia Funds and BofA
Funds;
Senior Vice President and Associate General Counsel,
MFS
Investment Management; Chief Legal Officer, MFS Funds;
Associate,
Ropes & Gray; Associate, Gaston Snow & Ely
Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Invesco Funds |
Interested
Persons |
|
|
Jeffrey
H.
Kupor2 |
Invesco
EQV Emerging Markets All Cap Fund (Over $100,000) |
Over
$100,000 |
Douglas
Sharp2 |
None |
None |
Independent
Trustees |
|
|
Beth
A. Brown |
Invesco
Fundamental Alternatives Fund
(Over
$100,000) |
Over
$100,000 |
Carol
Deckbar2 |
N/A |
N/A |
Cynthia
Hostetler |
Invesco
Greater China Fund
(Over
$100,000) |
Over
$100,0003 |
Eli
Jones |
Invesco
Core Bond Fund
(Over
$100,000) |
Over
$100,0003 |
|
Invesco
Discovery Mid Cap Growth Fund
($50,001-$100,000) |
|
|
Invesco
Global Infrastructure Fund
($50,001-$100,000) |
|
Elizabeth
Krentzman |
Invesco
Developing
Markets Fund
($10,001-$50,000) |
Over
$100,000 |
|
Invesco
Global Infrastructure Fund
($50,001-$100,000) |
|
Anthony
J. LaCava, Jr. |
Invesco
Health Care Fund
(Over
$100,000) |
Over
$100,0003 |
James
“Jim” Liddy2 |
N/A |
N/A |
Prema
Mathai-Davis |
None |
Over
$100,0003 |
Joel
W. Motley |
None |
Over
$100,0003 |
Teresa
M. Ressel |
Invesco
Health
Care
Fund
($50,001-$100,000) |
Over
$100,000 |
Robert
C.
Troccoli |
Invesco
Balanced-Risk
Allocation
Fund (Over
$100,000)
Invesco
Balanced-Risk Commodity Strategy Fund (Over
$100,000)
Invesco
Developing Markets Fund (Over $100,000)
Invesco
Global Infrastructure ($50,001
- $100,000) |
Over
$100,000 |
Daniel
S. Vandivort |
None |
Over
$100,0002
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$66,810 |
— |
$— |
$630,000 |
Cynthia
Hostetler |
49,034 |
— |
— |
465,000 |
Eli
Jones |
44,615 |
— |
— |
422,500 |
Elizabeth
Krentzman |
49,295 |
— |
— |
470,000 |
Anthony
J. LaCava, Jr. |
50,345 |
— |
— |
477,500 |
Prema
Mathai-Davis |
46,691 |
— |
205,000 |
442,500 |
Joel
W. Motley |
44,560 |
— |
— |
430,000 |
Teresa
M. Ressel |
46,701 |
— |
— |
440,000 |
Robert
C. Troccoli |
46,431 |
— |
— |
445,000 |
Daniel
S. Vandivort |
48,809 |
— |
— |
462,500 |
|
|
|
I. |
Introduction |
E-4 |
|
A.
Our Approach to Proxy Voting |
E-4 |
|
B.
Applicability of Policy |
E-4 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
E-5 |
|
A.
Oversight and Governance |
E-5 |
|
B.
The Proxy Voting Process |
E-5 |
|
C.
Retention and Oversight of Proxy Service Providers |
E-6 |
|
D.
Disclosures and Recordkeeping |
E-6 |
|
E.
Market and Operational Limitations |
E-7 |
|
F.
Securities Lending |
E-8 |
|
G.
Conflicts of Interest |
E-8 |
|
H.
Review of Policy |
E-9 |
|
|
|
III. |
Our
Good Governance Principles |
E-10 |
|
A.
Transparency |
E-10 |
|
B.
Accountability |
E-11 |
|
C.
Board Composition and Effectiveness |
E-13 |
|
D.
Long-Term Stewardship of Capital |
E-14 |
|
E.
Environmental, Social and Governance Risk Oversight |
E-15 |
|
F.
Executive Compensation and Alignment |
E-16 |
|
|
|
|
Exhibit
A |
E-18 |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
8.86% |
11.07% |
— |
14.76% |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
11.44% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
12.49% |
7.49% |
— |
|
|
|
|
|
|
|
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
7.17% |
— |
|
|
|
|
|
|
|
HARTFORD
1
HARTFORD PLZ
HARTFORD
CT 06155-0001 |
— |
— |
— |
— |
— |
10.60% |
|
|
|
|
|
|
|
INVESCO
GROUP SERVICES INC
1555
PEACHTREE ST NE
ATLANTA
GA 30309-2460 |
— |
— |
— |
— |
40.97% |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
5.04% |
— |
— |
— |
— |
|
|
|
|
|
|
|
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET
SPRINGFIELD
MA 01111-0001 |
— |
— |
5.02% |
— |
— |
— |
|
|
|
|
|
|
|
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
12.44% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
7.60% |
— |
— |
8.42% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.82% |
— |
— |
15.98% |
30.66% |
22.42% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
6.97% |
13.02% |
— |
6.40% |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
5.55% |
— |
— |
|
|
|
|
|
|
|
RELIANCE
TRUST
CO
FBO
ABNY
EB R/R
PO
BOX 570788
ATLANTA
GA 30357-3114 |
— |
— |
— |
— |
— |
9.65% |
|
|
|
|
|
|
|
VRSCO
FBO
VTC
CUST TTEE
FBO
RET
PLANS
2727-A
ALLEN PARKWAY 4-D1
HOUSTON
TX 77019-2107 |
— |
— |
— |
— |
— |
12.58% |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.61% |
6.13% |
— |
6.63% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
5.45% |
— |
6.68% |
— |
— |
|
|
|
|
|
|
|
ASCENSUS
TRUSTCO FBO
CORELATION
INC 401K
P
O BOX 10758
FARGO
ND 58106-0758 |
— |
— |
9.22% |
— |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
12.50% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
MERRILL
LYNCH PIERCE FENNER
&
SMITH INC FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
4800
DEER LAKE DR
E
JACKSONVILLE
FL 32246-6484 |
10.05% |
— |
— |
13.25% |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
7.81% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5 FL 4
JERSEY
CITY NJ 07310-1995 |
— |
5.50% |
— |
— |
— |
10.07% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
5.95% |
42.96% |
— |
38.25% |
— |
— |
|
|
|
|
|
|
|
SAMMONS
FINANCIAL NETWORK
4546
CORPORATE DR STE 100
WEST
DES MOINES IA 50266-5911 |
— |
— |
50.75% |
— |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
5.43% |
— |
— |
— |
|
|
|
|
|
|
|
VALIC
SEPERATE ACCOUNT
2929
ALLEN PKWY
A6-20
HOUSTON
TX 77019-7100 |
— |
— |
— |
— |
95.85% |
— |
|
|
|
|
|
|
|
WELLS
FARGO BANK NA FBO
OMNIBUS
ACCT
PO
BOX 1533
MINNEAPOLIS
MN 55480-1533 |
— |
— |
— |
— |
— |
76.37% |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
12.24% |
28.18% |
— |
23.19% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
5.17% |
— |
— |
19.68% |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
12.47% |
— |
— |
— |
— |
38.39% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
59.40% |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
11.72% |
— |
— |
|
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
8.32% |
— |
— |
7.11% |
— |
8.77% |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
— |
6.15% |
— |
13.74% |
— |
— |
|
|
|
|
|
|
|
MUIR
& CO
C/O
FROST BANK TRUST DEPT
P
O BOX 2950
SAN
ANTONIO TX 78299-2950 |
— |
— |
— |
— |
— |
6.98% |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
— |
— |
— |
7.73% |
— |
8.04% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
— |
— |
— |
40.60% |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
HOUSE
A/C
ATTN
COURTNEY WALLER
880
CARILLON PARKWAY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
5.36% |
— |
— |
|
|
|
|
|
|
|
SAMMONS
FINANCIAL NETWORK
4546
CORPORATE DR STE 100
WEST
DES MOINES IA 50266-5911 |
— |
— |
16.89% |
— |
— |
— |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
10.07% |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK & TRUST
AS
TR & CUST
FBO
ADP ACCESS
1
LINCOLN ST
BOSTON
MA 02111-2900 |
8.66% |
— |
6.92% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
6.55% |
— |
7.96% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
8.58% |
— |
— |
7.34% |
95.80% |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY FBO CUSTOMERS
ATTN
MUTUAL FUNDS
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
— |
— |
— |
— |
— |
9.83% |
|
|
|
|
|
|
|
DCGT
AS TTEE ANDOR CUST
FBO
PLIC VARIOUS RET PLAN
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
6.31% |
— |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
9.94% |
|
|
|
|
|
|
|
HARTFORD
LIFE INSURANCE CO
SEPERATE
ACCOUNT
ATTN
UIT OPERATIONS
PO
BOX 2999
HARTFORD
CT 06104-2999 |
— |
— |
17.66% |
— |
— |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
6.68% |
— |
— |
|
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
7.30% |
— |
— |
6.49% |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
6.85% |
6.54% |
— |
6.67% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
15.70% |
10.62% |
— |
12.48% |
— |
28.39% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
— |
6.25% |
— |
8.51% |
— |
— |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
5.55% |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK & TRUST
AS
TR & CUST
FBO
ADP ACCESS
1
LINCOLN ST
BOSTON
MA 02111-2900 |
— |
— |
6.35% |
— |
— |
— |
|
|
|
|
|
|
|
VOYA
INSTITUTIONAL TRUST CO (1)
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
34.30% |
— |
— |
— |
|
|
|
|
|
|
|
VOYA
INSTITUTIONAL TRUST CO (2)
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
6.18% |
— |
— |
— |
|
|
|
|
|
|
|
VOYA
RET INS & ANNUITY CO
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
8.06% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
2801
MARKET STREET
SAINT
LOUIS MO 63103-2523 |
— |
— |
— |
22.67% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
7.28% |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
19.30% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
8.05% |
— |
— |
|
|
|
|
|
|
|
DCGT
TRUSTEE & OR CUSTODIAN
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
40.15% |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
13.41% |
— |
— |
— |
— |
15.99% |
|
|
|
|
|
|
|
INVESCO
GROUP SERVICES INC
1555
PEACHTREE ST NE
4TH
FLOOR GENERAL LEDGER ACCOUNTING
ATLANTA
GA 30309-2460 |
— |
— |
— |
— |
8.34% |
— |
|
|
|
|
|
|
|
JP
MORGAN SECURITIES LLC
FOR
THE EXCLUSIVE BENE OF CUST
3
CHASE METROTECH CENTER
3RD
FLOOR MUTUAL FUND DEPT
BROOKLYN
NY 11245-0001 |
— |
— |
— |
— |
— |
6.61% |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
10.83% |
— |
— |
|
|
|
|
|
|
|
MAC
& CO ACCT
ATTN
MUTUAL FUNDS OPERATION
500
GRANT STREET ROOM 151-1010
PITTSBURGH
PA 15219-2502 |
— |
— |
— |
— |
— |
5.45% |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
— |
— |
15.09% |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
5.08% |
— |
— |
18.06% |
— |
11.32% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
7.60% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
6.33% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
— |
6.07% |
— |
6.18% |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
HOUSE
A/C
ATTN
COURTNEY WALLER
880
CARILLON PARKWAY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
7.46% |
— |
— |
|
|
|
|
|
|
|
SAMMONS
FINANCIAL NETWORK
4546
CORPORATE DR STE 100
WEST
DES MOINES IA 50266-5911 |
— |
— |
11.54% |
— |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK & TRUST
AS
TR & CUST
FBO
ADP ACCESS
1
LINCOLN ST
BOSTON
MA 02111-2900 |
— |
— |
5.28% |
— |
— |
— |
|
|
|
|
|
|
|
VRSCO
FBO
VTC
CUST TTEE
FBO
RET
PLANS
2929
ALLEN PARKWAY A6-20
HOUSTON
TX 77019-7100 |
— |
— |
— |
— |
18.82% |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
— |
— |
— |
9.20% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
23.57% |
— |
— |
|
|
|
|
|
|
|
CAPITAL
BANK & TRUST CO FBO
JOSE
A CAPELLAN MD PA PSP
CO
FASCORE
GREENWOOD
VILLAGE CO |
— |
— |
10.46% |
— |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
7.79% |
— |
— |
— |
— |
88.24% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
100.00%* |
— |
|
|
|
|
|
|
|
LUDLOW
FUNERAL HOME
KELLI
M MCKENNEY
LUDLOW
MA |
— |
— |
6.64% |
— |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
8.18% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
8.69% |
15.31% |
— |
12.66% |
— |
7.03% |
|
|
|
|
|
|
|
PERSHING
LLC
PO
BOX 2052
JERSEY
CITY NJ 07303-2052 |
5.17% |
— |
— |
38.72% |
— |
— |
|
|
|
|
|
|
|
STIFEL
NICOLAUS & CO INC
EXCLUSIVE
FBO CUSTOMERS
501
N BROADWAY
ST
LOUIS MO 63102-2137 |
— |
9.23% |
— |
— |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
6.68% |
11.35% |
— |
6.27% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
6.32% |
— |
— |
— |
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
— |
11.33% |
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
16.55% |
— |
— |
— |
29.75% |
|
|
|
|
|
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFIT CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
21.07% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
5.72% |
|
|
|
|
|
|
JOHN
HANCOCK TRUST COMPANY LLC
200
BERKELEY
ST STE 7
BOSTON
MA 02116-5038 |
— |
— |
— |
6.77% |
— |
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
7.61% |
— |
— |
— |
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
8.02% |
12.77% |
43.84% |
— |
— |
|
|
|
|
|
|
MORI
&
CO
922
WALNUT ST
MAILSTOP
TBTS2
KANSAS
CITY MO 64106-1802 |
— |
— |
— |
— |
8.33% |
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
10.26% |
6.09% |
22.87% |
45.74% |
7.95% |
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
11.50% |
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
GROWTH
INVESTOR FUND
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
5.91% |
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
9.07% |
|
|
|
|
|
|
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY
A/C
EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
6.88% |
— |
— |
— |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Class
R5 |
Class
R6 |
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
9.37% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
21.76% |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY A/C
FBO
CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
10.59% |
— |
5.06% |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
98.88% |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
13.05% |
— |
5.23% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
6.23% |
— |
— |
7.46% |
— |
52.51% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
— |
— |
— |
7.01% |
— |
18.96% |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
9.15% |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
— |
— |
— |
7.37% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
6.11% |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
12.25% |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
16.32% |
|
|
|
|
|
|
|
HARTFORD
LIFE INSURANCE CO TR
SEPERATE
ACCOUNT 401K
ATTN
UIT OPERATIONS
PO
BOX 2999
HARTFORD
CT 06104-2999 |
— |
— |
— |
— |
— |
18.81% |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
100.00%* |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
5.88% |
— |
5.38% |
— |
— |
|
|
|
|
|
|
|
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET
SPRINGFIELD
MA 01111-0001 |
— |
— |
— |
— |
— |
10.68% |
|
|
|
|
|
|
|
MID
ATLANTIC TRUST COMPANY FBO
MATC
OMNIBUS DIV REINVEST LTCG - RE
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH
PA 15222-4228 |
— |
— |
— |
— |
— |
5.85% |
|
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
7.75% |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
12.15% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
7.05% |
— |
— |
8.30% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
ATTN
MUTUAL FUNDS 4TH FLOOR
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-1995 |
— |
— |
— |
— |
— |
15.26% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
6.03% |
— |
— |
9.95% |
— |
— |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
5.01% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN:
MUTUAL FUNDS
211
MAIN STREET
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
7.38% |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
6.35% |
— |
— |
8.46% |
— |
— |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
9.20% |
— |
|
|
|
|
|
|
|
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
15.30% |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
7.64% |
18.71% |
— |
5.73% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
14.39% |
— |
— |
53.60% |
— |
— |
|
|
|
|
|
|
|
NATIXIS
C/O
FUND SOLUTIONS DEPT
7
PROMENADE GERMAINE SABLON
PARIS
FRANCE 75013 |
— |
— |
— |
9.84% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
31.15% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
CONSERVATIVE
INVESTOR
ATTN:
CYNTHIA SMITH
PO
BOX 4333
HOUSTON
TX 77210-4333 |
— |
— |
— |
— |
— |
6.10% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
GROWTH
INVESTOR FUND
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
12.65% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
29.99% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
9.20% |
8.45% |
— |
— |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
— |
— |
90.80% |
— |
|
|
|
|
|
|
|
STIFEL
NICOLAUS & CO INC
EXCLUSIVE
BENEFIT OF CUSTOMERS
501
N BROADWAY
SAINT
LOUIS MO 63102-2137 |
5.64% |
12.46% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
20.97% |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY FBO CUSTOMERS
ATTN
MUTUAL FUNDS
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
— |
— |
— |
— |
— |
11.69% |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
29.08% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
EMPOWER
TRUST COMPANY LLC
RECORDKEEPING
FOR LARGE BENEFIT
8525
E ORCHARD RD
GREENWOOD
VLG CO 80111-5002 |
— |
— |
— |
— |
— |
12.06% |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
100.00%* |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
8.73% |
— |
— |
|
|
|
|
|
|
|
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET
SPRINGFIELD
MA 01111-0001 |
— |
— |
— |
5.00% |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
6.32% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
7.13% |
— |
— |
14.25% |
— |
15.21% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
5.71% |
— |
— |
11.46% |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK & TRUST
AS
TR & CUST
FBO
ADP ACCESS
1
LINCOLN ST
BOSTON
MA 02111-2900 |
— |
— |
5.56% |
— |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
— |
— |
— |
7.74% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
ASCENSUS
TRUST COMPANY FBO
UIDC
401(K) PLAN
PO
BOX 10758
FARGO
ND 58106-0758 |
— |
— |
16.50% |
— |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
ASCENSUS
TRUSTCO FBO
GASTROENTEROLOGY
SPEC OF SW FL PA
401K
PL
PO
BOX 10758
FARGO
ND 58106-0758 |
— |
— |
— |
— |
— |
13.89% |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
6.91% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
15.75% |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
72.17% |
|
|
|
|
|
|
|
FIIOC
FBO
PIONEER
BROACH COMPANY 401(K) PLAN
100
MAGELLAN WAY (KW1C)
COVINGTON
KY 41015-1987 |
— |
— |
9.90% |
— |
— |
— |
|
|
|
|
|
|
|
IFB
DEFERRED COMPENSATION PLAN
PEN
PL
FBO
CYNTHIA L HOSTETLER
ATTN:
ADRIEN DEBERGHES
PO
BOX 4333
HOUSTON
TX 77210-4333 |
— |
— |
— |
5.59% |
— |
— |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
99.49% |
— |
|
|
|
|
|
|
|
KOCH-ALGER
& ASSOCIATES
DAVID
WAYNE HABECK
ARNOLD
MD |
— |
— |
9.01% |
— |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
29.30% |
— |
— |
7.21% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.74% |
32.09% |
— |
— |
— |
6.38% |
|
|
|
|
|
|
|
NATIXIS
C/O
FUND SOLUTIONS DEPT
7
PROMENADE GERMAINE SABLON
PARIS
FRANCE 75013 |
— |
— |
— |
23.82% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
9.32% |
— |
— |
— |
— |
|
|
|
|
|
|
|
TAX
ACCT SOLUTIONS
BEVERLEY
GEORGE-JORDAN
NEWTOWN
PA |
— |
— |
5.58% |
— |
— |
— |
|
|
|
|
|
|
|
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
8.55% |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
16.92% |
— |
5.31% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R6 |
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
6.42% |
— |
— |
— |
— |
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
5.49% |
— |
11.65% |
13.79% |
17.87% |
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
7.98% |
— |
— |
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
13.24% |
— |
15.91% |
— |
— |
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
7.20% |
5.54% |
8.96% |
7.04% |
76.00% |
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
5.26% |
6.23% |
11.83% |
— |
— |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
10.42% |
— |
— |
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
— |
6.11% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
5.36% |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
5.68% |
— |
— |
|
|
|
|
|
|
|
HARTFORD
LIFE INSURANCE CO
SEPERATE
ACCOUNT
ATTN
UIT OPERATIONS
PO
BOX 2999
HARTFORD
CT 06104-2999 |
— |
— |
21.34% |
— |
— |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY
OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
5.10% |
— |
— |
|
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
6.22% |
— |
— |
6.92% |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE FBO ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1965 |
5.68% |
— |
— |
14.96% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
9.65% |
5.53% |
— |
11.36% |
— |
12.68% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
5.05% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
CONSERVATIVE
INVESTOR
ATTN:
CYNTHIA SMITH
PO
BOX 4333
HOUSTON
TX 77210-4333 |
— |
— |
— |
— |
— |
7.86% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
19.32% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
6.41% |
— |
— |
10.64% |
— |
— |
|
|
|
|
|
|
|
RELIANCE
TRUST COMPANY FBO
T
ROWE PRICE RETIREMENT
PLAN
CLIENTS
PO
BOX 78446
ATLANTA
GEORGIA 30357 |
— |
— |
— |
— |
99.37% |
— |
|
|
|
|
|
|
|
SEI
PRIVATE TRUSTCO
C/O
PRINCIPAL FINANCIAL
ATTN
MUTUAL FUND ADMINISTRATOR
ONE
FREEDOM VALLEY DRIVE
OAKS
PA 19456-9989 |
— |
— |
— |
— |
— |
22.15% |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
10.04% |
— |
— |
|
|
|
|
|
|
|
VOYA
INSTITUTIONAL TRUST CO
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
13.66% |
— |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET STREET
ST
LOUIS MO 63103-2523 |
5.27% |
9.96% |
— |
10.36% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
13.66% |
7.41% |
— |
— |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
DUTRA
& ASSOCIATES
JAMES
F DUTRA
CRANSTON
RI |
— |
— |
43.28% |
— |
— |
— |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
9.19% |
— |
100.00%* |
— |
|
|
|
|
|
|
|
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
15.44% |
|
|
|
|
|
|
|
ITC
CUST IRA R/O
FBO
JAMES D GRACE
NAPLES
FL |
— |
6.76% |
— |
— |
— |
— |
|
|
|
|
|
|
|
ITC
CUST IRA
FBO
JANET
MASIAK
HAWTHORNE
NJ |
— |
7.27% |
— |
— |
— |
— |
|
|
|
|
|
|
|
ITC
CUST IRA
FBO
ROBERT P BURKE
ANGOLA
NY |
— |
5.12% |
— |
— |
— |
— |
|
|
|
|
|
|
|
ITC
BRISTOL
PLYMOUTH REGIONAL
SHARRON
A RAYMOND
WARREN
RI |
— |
— |
5.46% |
— |
— |
— |
|
|
|
|
|
|
|
ITC
PAPILLION-LAVISTA
PS
KRISTINE
K ZEY
PAPILLION
NE |
— |
— |
18.48% |
— |
— |
— |
|
|
|
|
|
|
|
ITC
SUTTERVILLE
PRESCHOOL
KIMBERLEY
K TOZER
SACRAMENTO
CA |
— |
6.95% |
— |
— |
— |
— |
|
|
|
|
|
|
|
JAY
L EPSTEIN ADVISOR
JAY
L EPSTEIN
WEST
SENECA NY |
— |
— |
12.74% |
— |
— |
— |
|
|
|
|
|
|
|
JAY
L EPSTEIN ADVISOR
PATRICIA
J EPSTEIN
WEST
SENECA NY |
— |
— |
5.50% |
— |
— |
— |
|
|
|
|
|
|
|
MARY
CORLISS
NEW
YORK NY |
— |
7.51% |
— |
— |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
28.75% |
— |
— |
8.77% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
NANCY
MORALES-ZAYERS
NANCY
MORALES-ZAYERS
CANTON
GA |
— |
9.47% |
— |
— |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
5.50% |
7.48% |
— |
14.57% |
— |
— |
|
|
|
|
|
|
|
NATIXIS
C/O
FUND SOLUTIONS DEPT
7
PROMENADE GERMAINE SABLON
PARIS
FRANCE 75013 |
— |
— |
— |
37.94% |
— |
— |
|
|
|
|
|
|
|
OPP
PORT SERIES CONS INV
ATTN:
CYNTHIA SMITH
PO
BOX 4333
HOUSTON
TX 77210-4333 |
— |
— |
— |
— |
— |
7.39% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
31.42% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
GROWTH
INVESTOR FUND
ATTN
FUND TREASURY
6803
S TUCSON WAY
CENTENNIAL
CO 80112-3924 |
— |
— |
— |
— |
— |
12.76% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
28.48% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
13.72% |
7.66% |
— |
— |
— |
— |
|
|
|
|
|
|
|
SCOTT
EDWIN WOLLE &
VICTORIA
CALLAWAY WOLLE
ATLANTA
GA |
— |
— |
— |
27.72% |
— |
— |
|
|
|
|
|
|
|
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
11.15% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
13.17% |
— |
13.73% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
12.89% |
— |
— |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
100.00%* |
— |
|
|
|
|
|
|
|
INVESCO
INCOME ALLOCATION FUND
OMNIBUS
ACCOUNT
KGHS
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
84.32% |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
7.40% |
— |
8.05% |
— |
— |
|
|
|
|
|
|
|
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET
SPRINGFIELD
MA 01111-0001 |
— |
— |
5.51% |
— |
— |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
14.77% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.29% |
6.44% |
— |
5.47% |
— |
5.25% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
9.62% |
— |
14.20% |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
8.67% |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
11.19% |
— |
— |
— |
— |
|
2023 |
2022 |
2021 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
Balanced-Risk
Allocation
Fund |
$14,572,069 |
$(858,851) |
$13,713,218 |
$19,210,676 |
$(810,989) |
$18,399,687 |
$21,950,362 |
$(450,493) |
$21,499,869 |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
9,333,388 |
(1,612,945) |
7,720,443 |
13,801,331 |
(2,369,452) |
11,431,879 |
11,182,687 |
(2,314,519) |
8,868,168 |
Invesco
Core Bond
Fund |
6,154,986 |
(1,599,449) |
4,555,537 |
5,842,638 |
(1,389,346) |
4,453,292 |
6,519,634 |
(1,357,882) |
5,161,752 |
Invesco
Developing
Markets
Fund |
191,448,811 |
(1,091,682) |
190,357,129 |
269,687,998 |
(677,281) |
269,010,717 |
374,236,534 |
(703,049) |
373,533,485 |
Invesco
Discovery Mid
Cap
Growth Fund |
33,514,617 |
(139,670) |
33,374,947 |
39,217,027 |
(159,185) |
39,057,842 |
43,709,169 |
(64,218) |
43,644,951 |
Invesco
Emerging
Markets
Local Debt
Fund |
660,996 |
(167,791) |
493,205 |
745,319 |
(4,485) |
740,834 |
1,068,805 |
(158,397) |
910,408 |
Invesco
EQV Emerging
Markets
All Cap Fund |
15,500,119 |
(93,704) |
15,406,415 |
17,980,677 |
(91,377) |
17,889,300 |
23,499,217 |
(61,604) |
23,437,613 |
Invesco
Fundamental
Alternatives
Fund |
2,966,149 |
(113,958) |
2,852,191 |
3,705,291 |
(63,620) |
3,641,671 |
5,246,550 |
(307,179) |
4,939,371 |
Invesco
Global
Allocation
Fund |
8,267,435 |
(1,570,019) |
6,697,416 |
9,397,590 |
(920,724) |
8,476,866 |
10,780,984 |
(1,370,722) |
9,410,262 |
Invesco
Global
Infrastructure
Fund |
928,381 |
(171,992) |
756,389 |
1,029,256 |
(168,715) |
860,541 |
867,853 |
(205,257) |
662,596 |
Invesco
Global
Strategic
Income Fund |
9,974,060 |
(79,587) |
9,894,473 |
11,492,687 |
(351,758) |
11,140,929 |
14,414,885 |
(390,109) |
14,024,776 |
Invesco
Greater China
Fund |
673,165 |
(3,332) |
669,833 |
844,203 |
(49,283) |
794,920 |
1,083,127 |
(1,136) |
1,081,991 |
Invesco
Health Care
Fund |
8,261,888 |
(45,068) |
8,216,820 |
8,993,881 |
(35,692) |
8,958,189 |
10,034,876 |
(13,380) |
10,021,496 |
Invesco
International
Bond
Fund |
8,307,412 |
(1,168,637) |
7,138,775 |
10,246,466 |
(361,199) |
9,885,267 |
14,317,375 |
(1,253,780) |
13,063,595 |
Invesco
Macro
Allocation
Strategy
Fund |
1,696,608 |
(278,589) |
1,418,019 |
2,236,860 |
(235,638) |
2,001,222 |
2,560,743 |
(133,818) |
2,426,925 |
Invesco
Multi-Asset
Income
Fund |
5,380,610 |
(520,998) |
4,859,612 |
6,539,622 |
(770,804) |
5,768,818 |
7,999,000 |
(1,543,466) |
6,455,534 |
|
|
|
|
|
|
|
|
|
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Balanced-Risk Allocation Fund | ||
|
Mark
Ahnrud |
Over
$1,000,000 |
|
John
Burrello |
$100,001–$500,000 |
|
Chris
Devine |
$500,001–$1,000,000 |
|
Scott
Hixon |
Over
$1,000,000 |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
|
|
Invesco
Balanced-Risk Commodity Strategy Fund | ||
|
Mark
Ahnrud |
$100,001–$500,000 |
|
Chris
Devine |
$500,001–$1,000,000 |
|
Scott
Hixon |
$500,001–$1,000,000 |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
$500,001–$1,000,000 |
|
|
|
Invesco
Core Bond Fund | ||
|
Matthew
Brill |
$100,001–$500,000 |
|
Michael
Hyman |
None |
|
Todd
Schomberg |
None |
|
|
|
Invesco
Developing Markets Fund | ||
|
Justin
Leverenz |
Over
$1,000,000 |
|
|
|
Invesco
Discovery Mid Cap Growth Fund | ||
|
Justin
Livengood |
$100,001–$500,000 |
|
Ronald
Zibelli, Jr. |
Over
$1,000,000 |
|
|
|
Invesco
Emerging Markets Local
Debt
Fund | ||
|
Hemant
Baijal |
$100,001–$500,000 |
|
Wim
Vandenhoeck |
$100,001–$500,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
|
|
Invesco
EQV Emerging Markets All Cap Fund | ||
|
Brent
Bates |
Over
$1,000,000 |
|
Borge
Endresen |
Over
$1,000,000 |
|
Mark
Jason |
$500,001–$1,000,000 |
|
Steven
Rivoir |
$100,001–$500,000 |
|
|
|
Invesco
Fundamental Alternatives Fund | ||
|
Chris
Devine |
None |
|
Tarun
Gupta |
None |
|
Scott
Hixon |
None |
|
Scott
Wolle |
$100,001–$500,000 |
|
|
|
Invesco
Global Allocation Fund | ||
|
Jeffrey
Bennett |
None |
|
Alessio
de Longis |
$500,001–$1,000,000 |
|
|
|
Invesco
Global Infrastructure Fund | ||
|
James
Cowen1
|
None |
|
Grant
Jackson |
None |
|
Darin
Turner |
$100,001–$500,000 |
|
Ping-Ying
Wang |
$10,001–$50,000 |
|
|
|
Invesco
Global Strategic Income
Fund |
|
|
|
Hemant
Baijal |
$100,001–$500,000 |
|
Michael
Block |
$10,001–$50,000 |
|
Kristina
Campmany |
None |
|
Christopher
(Chris) Kelly |
$10,001–$50,000 |
|
Wim
Vandenhoeck |
$50,001–$100,000 |
|
|
|
Invesco
Greater China Fund |
|
|
|
Kehong
Jiang |
None |
|
Raymond
Ma |
None |
|
|
|
Invesco
Health Care Fund |
|
|
|
Justin
Livengood |
$100,001–$500,000 |
|
|
|
Invesco
International Bond Fund |
|
|
|
Hemant
Baijal |
$100,001–$500,000 |
|
Kristina
Campmany |
$1–$10,000 |
|
Christopher
(Chris) Kelly |
$10,001–$50,000 |
|
Arin
Kornchankul |
$1–$10,000 |
|
Wim
Vandenhoeck |
$100,001–$500,000 |
|
|
|
Invesco
Macro Allocation Strategy
Fund |
|
|
|
Mark
Ahnrud |
$500,001–$1,000,000 |
|
John
Burrello |
None |
|
Chris
Devine |
None |
|
Scott
Hixon |
$100,001–$500,000 |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
|
|
Invesco
Multi-Asset Income Fund |
|
|
|
Mark
Ahnrud |
$100,001–$500,000 |
|
John
Burrello |
$10,001–$50,000 |
|
Chris
Devine |
$100,001–$500,000 |
|
Scott
Hixon |
$500,001–$1,000,000 |
|
Peter
Hubbard |
None |
|
Christian
Ulrich |
$100,001–$500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
|
|
1
The Portfolio Manager is not domiciled in the United States. Accordingly,
the portfolio manager may not invest in the Fund. | ||
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Balanced Risk Allocation Fund | ||||||
Mark
Ahnrud |
8 |
$3,762.3 |
11 |
$6,003.9 |
None |
None |
John
Burrello |
14 |
$2,005.0 |
8 |
$4,510.6 |
None |
None |
Chris
Devine |
9 |
$4,093.3 |
11 |
$6,090.6 |
None |
None |
Scott
Hixon |
15 |
$9,632.3 |
22 |
$7,095.3 |
None |
None |
Christian
Ulrich |
8 |
$3,762.3 |
11 |
$6,003.9 |
None |
None |
Scott
Wolle |
9 |
$4,093.3 |
17 |
$7,566.2 |
None |
None |
|
|
|
|
|
|
|
Invesco
Balanced-Risk Commodity Strategy Fund | ||||||
Mark
Ahnrud |
8 |
$4,308.1 |
11 |
$6,003.9 |
None |
None |
Chris
Devine |
9 |
$4,639.0 |
11 |
$6,090.6 |
None |
None |
Scott
Hixon |
15 |
$10,178.1 |
22 |
$7,095.3 |
None |
None |
Christian
Ulrich |
8 |
$4,308.1 |
11 |
$6,003.9 |
None |
None |
Scott
Wolle |
9 |
$4,639.0 |
17 |
$7,566.2 |
None |
None |
|
|
|
|
|
|
|
Invesco
Core Bond Fund | ||||||
Matthew
Brill |
8 |
$10,570.2 |
19 |
$4,909.7 |
72 |
$473.12 |
Michael
Hyman |
9 |
$10,737.2 |
22 |
$4,856.5 |
72 |
$317.92 |
Todd
Schomberg |
7 |
$9,562.0 |
21 |
$4,987.8 |
62 |
$317.62 |
|
|
|
|
|
|
|
Invesco
Developing Markets Fund | ||||||
Justin
Leverenz |
3 |
$793.6 |
6 |
$1,871.5 |
None |
None |
|
|
|
|
|
|
|
Invesco
Discovery Mid Cap Growth Fund | ||||||
Justin
Livengood |
3 |
$2,071.5 |
2 |
$327.2 |
142 |
$0.92 |
Ronald
Zibelli, Jr. |
10 |
$24,036.6 |
5 |
$902.0 |
142 |
$0.92 |
|
|
|
|
|
|
|
Invesco
Emerging Markets Local Debt Fund | ||||||
Hemant
Baijal |
3 |
$3,457.4 |
5 |
$762.3 |
2 |
$1,135.1 |
Wim
Vandenhoeck |
3 |
$3,457.4 |
4 |
$744.2 |
2 |
$1,135.1 |
|
|
|
|
|
|
|
Invesco
EQV Emerging Markets All Cap Fund | ||||||
Brent
Bates |
4 |
$4,094.6 |
3 |
$1,368.5 |
2,8682 |
$1,093.12 |
Borge
Endresen |
3 |
$990.5 |
4 |
$388.2 |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Mark
Jason |
3 |
$4,085.4 |
3 |
$1,368.5 |
2,8682 |
$1,093.12 |
Steven
Rivoir |
1 |
$383.1 |
None |
None |
None |
None |
|
|
|
|
|
|
|
Invesco
Fundamental Alternatives Fund | ||||||
Chris
Devine |
9 |
$5,115.6 |
11 |
$6,090.6 |
None |
None |
Tarun
Gupta |
None |
None |
1 |
$32.9 |
None |
None |
Scott
Hixon |
15 |
$10,654.6 |
22 |
$7,095.3 |
None |
None |
Scott
Wolle |
9 |
$5,115.6 |
17 |
$7,566.2 |
None |
None |
|
|
|
|
|
|
|
Invesco
Global Allocation Fund | ||||||
Jeffrey
Bennett |
8 |
$5,998.6 |
28 |
$1,938.3 |
5,6242
|
$423.82
|
Alessio
de Longis |
8 |
$5,998.6 |
26 |
$1,661.3 |
1,1342 |
$926.12 |
|
|
|
|
|
|
|
Invesco
Global Infrastructure Fund | ||||||
James
Cowen |
7 |
$2,128.6 |
5 |
$219.1 |
25 |
$5,196.6 |
Grant
Jackson |
8 |
$2,212.2 |
5 |
$219.1 |
25 |
$5,196.6 |
Darin
Turner |
8 |
$2,212.2 |
5 |
$219.1 |
25 |
$5,196.6 |
Ping-Ying
Wang |
8 |
$2,212.2 |
5 |
$219.1 |
25 |
$5,196.6 |
|
|
|
|
|
|
|
Invesco
Global Strategic Income Fund | ||||||
Hemant
Baijal |
3 |
$1,998.5 |
5 |
$762.3 |
2 |
$1,135.1 |
Michael
Block |
1 |
$683.5 |
None |
None |
None |
None |
Kristina
Campmany |
2 |
$1,901.7 |
None |
None |
None |
None |
Christopher
(Chris) Kelly |
2 |
$1,901.7 |
1 |
$18.2 |
None |
None |
Wim
Vandenhoeck |
3 |
$1,998.5 |
4 |
$744.2 |
2 |
$1,135.1 |
|
|
|
|
|
|
|
Invesco
Greater China Fund | ||||||
Kehong
Jiang |
1 |
$64.0 |
2 |
$16.0 |
None |
None |
Raymond
Ma |
1 |
$64.0 |
4 |
$1,457.0 |
$2.0 |
$435.0 |
|
|
|
|
|
|
|
Invesco
Health Care Fund | ||||||
Justin
Livengood |
3 |
$5,667.2 |
2 |
$327.2 |
142 |
$0.92 |
|
|
|
|
|
|
|
Invesco
International Bond Fund | ||||||
Hemant
Baijal |
3 |
$2,336.0 |
5 |
$762.3 |
2 |
$1,135.1 |
Kristina
Campmany |
2 |
$2,239.2 |
None |
None |
None |
None |
Christopher
(Chris) Kelly |
2 |
$2,239.2 |
1 |
$18.2 |
None |
None |
Arin
Kornchankul |
None |
None |
None |
None |
None |
None |
Wim
Vandenhoeck |
3 |
$2,336.0 |
4 |
$744.2 |
2 |
$1,135.1 |
|
|
|
|
|
|
|
Invesco
Macro Allocation Strategy Fund | ||||||
Mark
Ahnrud |
8 |
$4,966.2 |
11 |
$6,003.9 |
None |
None |
John
Burrello |
14 |
$3,208.9 |
8 |
$4,510.6 |
None |
None |
Chris
Devine |
9 |
$5,297.2 |
11 |
$6,090.6 |
None |
None |
Scott
Hixon |
15 |
$10,836.2 |
22 |
$7,095.3 |
None |
None |
Christian
Ulrich |
8 |
$4,966.2 |
11 |
$6,003.9 |
None |
None |
Scott
Wolle |
9 |
$5,297.2 |
17 |
$7,566.2 |
None |
None |
|
|
|
|
|
|
|
Invesco
Multi-Asset Income Fund | ||||||
Mark
Ahnrud |
8 |
$4,074.5 |
11 |
$6,003.9 |
None |
None |
John
Burrello |
14 |
$2,317.2 |
8 |
$4,510.6 |
None |
None |
Chris
Devine |
9 |
$4,405.5 |
11 |
$6,090.6 |
None |
None |
Scott
Hixon |
15 |
$9,944.5 |
22 |
$7,095.3 |
None |
None |
Peter
Hubbard |
204 |
$194,195.7 |
129 |
$255,592.8 |
43 |
$54,729.7 |
Christian
Ulrich |
8 |
$4,074.5 |
11 |
$6,003.9 |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Scott
Wolle |
9 |
$4,405.5 |
17 |
$7,566.2 |
None |
None |
|
|
|
|
|
|
|
2
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. | ||||||
|
Sub-Adviser |
Performance
time period3 |
Invesco4 |
One-,
Three- and Five-year performance against Fund peer
group |
Invesco
Canada4 | |
Invesco
Deutschland4 | |
Invesco
Hong Kong4 | |
Invesco
Asset Management4 | |
Invesco
India4 | |
Invesco
Listed Real Assets Division4 | |
|
|
Invesco
Senior Secured4,
5 |
Not
applicable |
Invesco
Capital4,
6 | |
|
|
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
3
Rolling time periods based on calendar year-end. | |
4
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
5
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
6
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund
Name |
2023 |
2022 |
2021 |
Invesco
Balanced-Risk Allocation Fund |
$225,567 |
$314,409 |
$341,508 |
Invesco
Balanced-Risk Commodity Strategy Fund |
119,771 |
214,876 |
135,907 |
Invesco
Core Bond Fund |
258,332 |
243,953 |
270,849 |
Invesco
Developing Markets Fund |
3,539,071 |
5,042,400 |
7,041,031 |
Invesco
Discovery Mid Cap Growth Fund |
782,335 |
911,898 |
1,018,415 |
Invesco
Emerging Markets Local Debt Fund |
13,787 |
15,402 |
21,968 |
Invesco
EQV Emerging Markets All Cap Fund |
246,528 |
289,355 |
400,124 |
Invesco
Fundamental Alternatives Fund |
50,730 |
63,366 |
88,649 |
Invesco
Global Allocation Fund |
150,833 |
172,222 |
196,324 |
Invesco
Global Infrastructure Fund |
16,070 |
17,818 |
15,679 |
Invesco
Global Strategic Income Fund |
239,420 |
284,445 |
364,988 |
Invesco
Greater China Fund |
10,631 |
12,849 |
19,066 |
Invesco
Health Care Fund |
189,658 |
204,725 |
242,151 |
Invesco
International Bond Fund |
190,349 |
247,363 |
362,182 |
Invesco
Macro Allocation Strategy Fund |
21,591 |
28,646 |
39,739 |
Invesco
Multi-Asset Income Fund |
163,306 |
207,282 |
256,072 |
|
|
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
2023 |
2023 |
Invesco
Balanced-Risk Allocation Fund2 |
$57,049 |
$195,304 |
$158,108 |
$0 |
$0 |
$0 |
0% |
0% |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
0 |
0 |
0 |
0 |
0% |
0% |
Invesco
Core Bond Fund |
0 |
0 |
72,855 |
0 |
0 |
0 |
0% |
0% |
Invesco
Developing Markets Fund2 |
21,604,459 |
37,935,777 |
36,120,089 |
0 |
0 |
0 |
0% |
0% |
Invesco
Discovery Mid Cap Growth Fund4 |
3,320,468 |
2,558,163 |
2,400,381 |
135,654 |
5,217 |
2,270 |
4.09% |
5.68% |
Invesco
Emerging Markets Local Debt Fund |
0 |
0 |
0 |
0 |
0 |
0 |
0% |
0% |
Invesco
EQV Emerging Markets All Cap Fund4 |
977,449 |
1,320,478 |
1,395,485 |
0 |
2,495 |
3,106 |
0% |
0% |
Invesco
Fundamental Alternatives Fund |
26,787 |
22,658 |
10,427 |
0 |
0 |
0 |
0% |
0% |
Invesco
Global Allocation Fund |
548,574 |
706,947 |
545,034 |
0 |
0 |
6,059 |
0.80% |
0.49% |
Invesco
Global Infrastructure Fund3 |
257,457 |
187,475 |
77,047 |
0 |
0 |
0 |
0% |
0% |
Invesco
Global Strategic Income Fund |
70,325 |
68,962 |
330,486 |
0 |
0 |
0 |
0% |
0% |
Invesco
Greater China Fund3 |
118,325 |
194,678 |
148,449 |
0 |
0 |
0 |
0% |
0% |
Invesco
Health Care Fund3 |
520,374 |
357,632 |
960,784 |
63,978 |
31,776 |
38,398 |
12.28% |
10.15% |
Invesco
International Bond Fund |
0 |
196,000 |
237,640 |
0 |
0 |
0 |
0% |
0% |
Invesco
Macro Allocation Strategy Fund2 |
6,491 |
29,860 |
13,304 |
0 |
0 |
0 |
0% |
0% |
Invesco
Multi-Asset Income Fund2 |
15,661 |
41,763 |
12,485 |
0 |
0 |
0 |
0% |
0% |
|
|
|
|
|
|
|
|
|
1Disclosure
regarding brokerage commissions is limited to commissions paid on agency
trades and designated as such on the trade confirm.
2The
variation in brokerage commissions paid by the Fund is attributable to
changing asset levels.
3The
variation in brokerage commissions paid by the Fund is attributable to
portfolio turnover.
4The
variation in brokerage commissions paid by the Fund is attributable to
changing asset levels and portfolio
turnover. |
Fund |
Amount
of Brokerage Transactions Involved1 |
Amount
of Commissions Paid to Brokers for Providing 28(e) Eligible Research
Services1 |
Invesco
Balanced-Risk Allocation Fund |
$0 |
$0 |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
$0 |
$0 |
Invesco
Core Bond Fund |
$0 |
$0 |
Invesco
Developing Markets Fund |
$14,182,123,568 |
$20,699,384 |
Invesco
Discovery Mid Cap Growth
Fund |
$13,391,985,381 |
$3,232,24 |
Invesco
Emerging Markets Local Debt
Fund |
$0 |
$0 |
Invesco
EQV Emerging Markets All Cap
Fund |
$883,974 |
$430,144,782 |
Invesco
Fundamental Alternatives Fund |
$0 |
$0 |
Invesco
Global Allocation Fund |
$228,596,392 |
$148,611 |
Invesco
Global Infrastructure Fund |
$300,784,126 |
$238,558 |
Invesco
Global Strategic Income Fund |
$0 |
$0 |
Invesco
Greater China Fund |
$38,861,119 |
$75,089 |
Invesco
Health Care Fund |
$1,549,831,746 |
$503,716 |
Invesco
International Bond Fund |
$0 |
$0 |
Invesco
Macro Allocation Strategy Fund |
$0 |
$0 |
Invesco
Multi-Asset Income Fund |
$0 |
$0 |
1
Amount is inclusive of commissions paid to, and brokerage transactions
placed with, certain brokers that provide execution, research and other
services. |
Fund |
Security |
Market
Value
(as
of October 31, 2023) |
Invesco
Balanced-Risk Commodity
Strategy
Fund |
Barclays
Bank (Debt) |
$17,246,927 |
|
Royal
Bank
of Canada (Debt) |
$13,506,862 |
|
|
|
Invesco
Fundamental Alternatives
Fund |
Goldman
Sachs
(Debt) |
$518,526 |
|
Morgan
Stanley (Debt) |
$631,216 |
|
Goldman
Sachs
(Equity) |
$89,984 |
|
Morgan
Stanley (Equity) |
$107,379 |
|
|
|
Invesco
Multi-Asset Income Fund |
Barclays
PLC
(Debt) |
$14,105,421 |
|
BNP
Paribas (Debt) |
$11,472,340 |
|
Goldman
Sachs (Debt) |
$46,742,153 |
|
Royal
Bank of Canada (Debt) |
$25,424,735 |
|
|
|
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
$250,000
but less than $500,000 |
2.75% |
2.83% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
|
2023 |
2022 |
2021 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
Balanced-Risk Allocation Fund |
$546,619 |
$66,086 |
$990,382 |
$126,431 |
$1,118,592 |
$138,619 |
Invesco
Balanced-Risk Commodity Strategy Fund |
210,041 |
29,714 |
443,157 |
52,669 |
219,222 |
31,771 |
Invesco
Core Bond Fund |
521,558 |
58,778 |
4,904,160 |
55,592 |
833,151 |
81,148 |
Invesco
Developing Markets Fund |
296,842 |
54,794 |
241,177 |
45,004 |
375,706 |
73,501 |
Invesco
Discovery Mid Cap Growth Fund |
3,252,220 |
441,471 |
4,406,074 |
594,371 |
5,543,730 |
749,059 |
Invesco
Emerging Markets Local Debt Fund |
37,911 |
3,995 |
17,307 |
2,258 |
35,954 |
4,897 |
Invesco
EQV Emerging Markets All Cap Fund |
182,511 |
24,118 |
245,887 |
32,822 |
471,769 |
62,443 |
Invesco
Fundamental Alternatives Fund |
109,692 |
21,716 |
126,901 |
24,776 |
141,196 |
29,082 |
Invesco
Global Allocation Fund |
380,542 |
65,745 |
444,777 |
75,148 |
527,893 |
89,274 |
Invesco
Global Infrastructure Fund |
22,555 |
4,046 |
67,212 |
9,455 |
75,528 |
10,113 |
Invesco
Global Strategic Income Fund |
393,004 |
47,254 |
430,010 |
55,938 |
629,714 |
77,318 |
Invesco
Greater China Fund |
43,755 |
5,628 |
58,685 |
9,528 |
123,820 |
16,753 |
Invesco
Health Care Fund |
348,095 |
50,905 |
497,442 |
86,632 |
705,924 |
98,627 |
Invesco
International Bond Fund |
104,892 |
14,659 |
116,102 |
17,330 |
186,951 |
23,523 |
Invesco
Macro Allocation Strategy Fund |
543 |
230 |
941 |
246 |
4,709 |
1,054 |
Invesco
Multi-Asset Income Fund |
406,372 |
70,890 |
535,296 |
96,952 |
732,907 |
122,683 |
|
|
|
|
|
|
|
|
2023 |
2023 |
2022 |
2022 |
2021 |
2021 |
Fund |
Class
A |
Class
C |
Class
A |
Class
C |
Class
A |
Class
C |
Invesco
Balanced-Risk Allocation Fund |
$68 |
$4,049 |
$1,837 |
$9,945 |
$2,188 |
$5,854 |
Invesco
Balanced-Risk Commodity Strategy Fund |
1,191 |
3,284 |
2,418 |
8,355 |
0 |
2,628 |
Invesco
Core Bond Fund |
3,434 |
2,873 |
13,208 |
2,390 |
7,516 |
7,357 |
Invesco
Developing Markets Fund |
4,022 |
1,576 |
11,996 |
1,527 |
506 |
1,736 |
Invesco
Discovery Mid Cap Growth Fund |
25,648 |
3,754 |
11,430 |
3,960 |
13,874 |
7,436 |
Invesco
Emerging Markets Local Debt Fund |
— |
453 |
— |
325 |
0 |
294 |
Invesco
EQV Emerging Markets All Cap Fund |
1,130 |
1,009 |
3,747 |
2,039 |
4,131 |
722 |
Invesco
Fundamental Alternatives Fund |
196 |
1,220 |
90 |
149 |
0 |
928 |
Invesco
Global Allocation Fund |
4,246 |
8,456 |
1,012 |
2,194 |
350 |
2,240 |
Invesco
Global Infrastructure Fund |
2,595 |
96 |
629 |
575 |
1 |
118 |
Invesco
Global Strategic Income Fund |
740 |
2,064 |
97 |
2,883 |
270 |
2,733 |
Invesco
Greater China Fund |
617 |
99 |
21 |
99 |
189 |
1,127 |
Invesco
Health Care Fund |
1,097 |
799 |
584 |
1,513 |
1,659 |
1,077 |
Invesco
International Bond Fund |
194 |
(608) |
591 |
962 |
120 |
860 |
Invesco
Macro Allocation Strategy Fund |
— |
— |
— |
— |
219 |
6 |
Invesco
Multi-Asset Income Fund |
811 |
1,992 |
1,869 |
6,567 |
14,871 |
9,690 |
Fund |
Class
A |
Class
C Shares |
Class
R Shares |
Investor
Class Shares |
Invesco
Balanced-Risk Allocation Fund |
$2,002,054 |
$843,098 |
$87,516 |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
203,089 |
239,005 |
56,368 |
N/A |
Invesco
Core Bond Fund |
1,467,945 |
428,137 |
361,653 |
N/A |
Invesco
Developing Markets Fund |
6,502,034 |
362,354 |
1,207,491 |
N/A |
Invesco
Discovery Mid Cap Growth Fund |
8,166,047 |
1,027,052 |
625,377 |
N/A |
Invesco
Emerging Markets Local Debt Fund |
56,308 |
46,236 |
8,587 |
N/A |
Invesco
EQV Emerging Markets All Cap Fund |
1,102,922 |
87,256 |
N/A |
N/A |
Invesco
Fundamental Alternatives Fund |
725,093 |
122,957 |
52,938 |
N/A |
Invesco
Global Allocation Fund |
2,238,114 |
477,274 |
166,123 |
N/A |
Invesco
Global Infrastructure Fund |
51,701 |
32,752 |
26,720 |
N/A |
Invesco
Global Strategic Income Fund |
3,449,760 |
468,567 |
273,793 |
N/A |
Invesco
Greater China Fund |
168,781 |
24,260 |
2,749 |
N/A |
Invesco
Health Care Fund |
1,685,730 |
186,472 |
N/A |
$1,431,954 |
Invesco
International Bond Fund |
1,097,069 |
169,970 |
207,511 |
N/A |
Invesco
Macro Allocation Strategy Fund |
3,325 |
1,833 |
631 |
N/A |
Invesco
Multi-Asset Income Fund |
1,977,227 |
757,181 |
121,503 |
N/A |
|
|
|
|
|
Fund |
Class
A Shares |
Invesco
Core
Bond
Fund |
$145,362 |
Invesco
Developing
Markets Fund |
$78,6155 |
Invesco
Emerging Markets Local Debt Fund |
$28,007 |
Invesco
International Bond Fund |
$57,296 |
|
Invesco
Balanced-Risk
Allocation
Fund |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
Invesco
Core
Bond
Fund |
Invesco
Developing
Markets
Fund |
Invesco
Discovery
Mid
Cap
Growth
Fund |
Invesco
Emerging
Markets
Local
Debt
Fund |
Invesco
EQV
Emerging
Markets
All
Cap
Fund |
Invesco
Fundamental
Alternatives
Fund |
Advertising |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Printing
& Mailing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dealers
Compensation |
2,002,054 |
203,089 |
1,467,945 |
6,502,034 |
8,166,047 |
56,308 |
1,102,922 |
725,093 |
Personnel |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Travel
Relating to Marketing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Annual
Report Total |
$2,002,054 |
$203,089 |
$1,467,945 |
$6,502,034 |
$8,166,047 |
$56,308 |
$1,102,922 |
$725,093 |
|
Invesco
Global
Allocation
Fund |
Invesco
Global
Infrastructure
Fund |
Invesco
Global
Strategic
Income
Fund |
Invesco
Greater
China
Fund |
Invesco
Health
Care
Fund |
Invesco
International
Bond
Fund |
Invesco
Macro
Allocation
Strategy
Fund |
Invesco
Multi-Asset
Income
Fund |
Advertising |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Printing
& Mailing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dealers
Compensation |
2,238,114 |
51,701 |
3,449,760 |
168,781 |
1,685,730 |
1,097,069 |
3,325 |
1,977,227 |
Personnel |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Travel
Relating to Marketing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Annual
Report Total |
$2,238,114 |
$51,701 |
$3,449,760 |
$168,781 |
$1,685,730 |
$1,097,069 |
$3,325 |
$1,977,227 |
|
Invesco
Balanced-Risk
Allocation
Fund |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
Invesco
Core
Bond
Fund |
Invesco
Developing
Markets
Fund |
Invesco
Discovery
Mid
Cap
Growth
Fund |
Invesco
Emerging
Markets
Local
Debt
Fund |
Invesco
EQV
Emerging
Markets
All
Cap
Fund |
Invesco
Fundamental
Alternatives
Fund |
Advertising |
$740 |
$683 |
$632 |
$358 |
$745 |
$27 |
$139 |
$137 |
Printing
& Mailing |
492 |
467 |
409 |
253 |
493 |
18 |
91 |
91 |
Seminars |
463 |
439 |
394 |
240 |
471 |
17 |
92 |
87 |
Underwriters
Compensation |
44,893 |
42,743 |
38,664 |
23,694 |
43,964 |
1,617 |
8,762 |
8,438 |
Dealers
Compensation |
791,599 |
190,009 |
383,864 |
335,241 |
976,386 |
44,380 |
77,198 |
113,280 |
Personnel |
4,710 |
4,474 |
4,000 |
2,465 |
4,788 |
170 |
936 |
886 |
Travel
Relating to Marketing |
201 |
190 |
174 |
103 |
205 |
7 |
38 |
38 |
Annual
Report Total |
$843,098 |
$239,005 |
$428,137 |
$362,354 |
$1,027,052 |
$46,236 |
$87,256 |
$122,957 |
|
Invesco
Global
Allocation
Fund |
Invesco
Global
Infrastructure
Fund |
Invesco
Global
Strategic
Income
Fund |
Invesco
Greater
China
Fund |
Invesco
Health
Care
Fund |
Invesco
International
Bond
Fund |
Invesco
Macro
Allocation
Strategy
Fund |
Invesco
Multi-Asset
Income
Fund |
Advertising |
$477 |
$52 |
$531 |
$54 |
$222 |
$190 |
$1 |
$387 |
Printing
& Mailing |
327 |
35 |
351 |
36 |
151 |
126 |
1 |
257 |
Seminars |
311 |
33 |
338 |
35 |
144 |
121 |
1 |
245 |
Underwriters
Compensation |
30,434 |
3,218 |
32,865 |
3,378 |
14,156 |
11,763 |
82 |
23,728 |
Dealers
Compensation |
442,413 |
29,063 |
430,899 |
20,388 |
170,260 |
156,489 |
1,740 |
729,970 |
Personnel |
3,178 |
337 |
3,436 |
354 |
1,476 |
1,229 |
8 |
2,488 |
Travel
Relating to Marketing |
134 |
14 |
147 |
15 |
63 |
52 |
0 |
106 |
|
Invesco
Global
Allocation
Fund |
Invesco
Global
Infrastructure
Fund |
Invesco
Global
Strategic
Income
Fund |
Invesco
Greater
China
Fund |
Invesco
Health
Care
Fund |
Invesco
International
Bond
Fund |
Invesco
Macro
Allocation
Strategy
Fund |
Invesco
Multi-Asset
Income
Fund |
Annual
Report Total |
$477,274 |
$32,752 |
$468,567 |
$24,260 |
$186,472 |
$169,970 |
$1,833 |
$757,181 |
|
|
|
|
|
|
|
|
|
|
Invesco
Balanced-Risk
Allocation
Fund |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
Invesco
Core
Bond
Fund |
Invesco
Developing
Markets
Fund |
Invesco
Discovery
Mid
Cap
Growth
Fund |
Invesco
Emerging
Markets
Local
Debt
Fund |
Invesco
Fundamental
Alternatives
Fund |
Advertising |
$31 |
$16 |
$342 |
$742 |
$436 |
$11 |
$138 |
Printing
& Mailing |
21 |
10 |
220 |
496 |
289 |
7 |
97 |
Seminars |
20 |
10 |
221 |
491 |
278 |
7 |
93 |
Underwriters
Compensation |
657 |
324 |
7,143 |
15,891 |
9,036 |
231 |
3,043 |
Dealers
Compensation |
86,570 |
55,900 |
351,386 |
1,184,652 |
612,387 |
8,254 |
48,578 |
Personnel |
208 |
104 |
2,246 |
5,010 |
2,830 |
74 |
949 |
Travel
Relating to Marketing |
9 |
4 |
95 |
209 |
121 |
3 |
40 |
Annual
Report Total |
$87,516 |
$56,368 |
$361,653 |
$1,207,491 |
$625,377 |
$8,587 |
$52,938 |
|
|
|
|
|
|
|
|
|
Invesco
Global
Allocation
Fund |
Invesco
Global
Infrastructure
Fund |
Invesco
Global
Strategic
Income
Fund |
Invesco
Greater
China
Fund |
Invesco
International
Bond
Fund |
Invesco
Macro
Allocation
Strategy
Fund |
Invesco
Multi-Asset
Income
Fund |
Advertising |
$480 |
$2 |
$689 |
$2,749 |
$200 |
$1 |
$137 |
Printing
& Mailing |
314 |
1 |
459 |
0 |
131 |
1 |
89 |
Seminars |
304 |
1 |
433 |
0 |
128 |
1 |
86 |
Underwriters
Compensation |
9,900 |
42 |
14,117 |
0 |
4,148 |
19 |
2,807 |
Dealers
Compensation |
151,898 |
26,660 |
253,502 |
0 |
201,550 |
603 |
117,468 |
Personnel |
3,094 |
13 |
4,403 |
0 |
1,299 |
6 |
878 |
Travel
Relating to Marketing |
133 |
1 |
190 |
0 |
55 |
0 |
38 |
Annual
Report Total |
$166,123 |
$26,720 |
$273,793 |
$2,749 |
$207,511 |
$631 |
$121,503 |
|
|
|
|
|
|
|
|
|
Invesco
Health Care Fund |
Advertising |
$
46,076 |
Printing
& Mailing |
30,805 |
Seminars |
29,633 |
Underwriters
Compensation |
0 |
Dealers
Compensation |
1,010,704 |
Personnel |
301,942 |
Travel
Relating to Marketing |
12,794 |
Annual
Report Total |
$1,431,954 |
|
|