Global
X Social Media ETF (ticker: SOCL) |
Global
X Lithium & Battery Tech ETF (ticker: LIT) |
Global
X Disruptive Materials ETF (ticker: DMAT) |
Global
X E-commerce ETF (ticker: EBIZ) |
Global
X Emerging Markets Internet & E-commerce ETF (ticker:
EWEB) |
Global
X SuperDividend®
ETF (ticker: SDIV) |
Global
X SuperDividend®
U.S. ETF (ticker: DIV) |
Global
X MSCI SuperDividend®
EAFE ETF (ticker: EFAS) |
Global
X MSCI SuperDividend®
Emerging Markets ETF (ticker: SDEM) |
Global
X SuperDividend®
REIT ETF (ticker: SRET) |
Global
X NASDAQ 100®
Covered Call ETF (ticker: QYLD) |
Global
X S&P 500®
Covered Call ETF (ticker: XYLD) |
Global
X Russell 2000 Covered Call ETF (ticker: RYLD) |
Global
X Dow 30®
Covered Call ETF (ticker: DJIA) |
Global
X Nasdaq 100®
Covered Call & Growth ETF (ticker: QYLG) |
Global
X S&P 500®
Covered Call & Growth ETF (ticker: XYLG) |
Global
X SuperIncome™ Preferred ETF (ticker: SPFF) |
Global
X Renewable Energy Producers ETF (ticker: RNRG) |
Global
X S&P 500®
Catholic Values ETF (ticker: CATH) |
Global
X S&P Catholic Values Developed ex-U.S. ETF (ticker: CEFA) |
Global
X Guru®
Index ETF (ticker: GURU) |
Global
X S&P 500®
Tail Risk ETF (ticker: XTR) |
Global
X S&P 500®
Risk Managed Income ETF (ticker: XRMI) |
Global
X S&P 500®
Collar 95-110 ETF (ticker: XCLR) |
Global
X NASDAQ 100®
Tail Risk ETF (ticker: QTR) |
Global
X NASDAQ 100®
Risk Managed Income ETF (ticker: QRMI) |
Global
X NASDAQ 100®
Collar 95-110 ETF (ticker: QCLR) |
Table
of Contents |
Schedules of Investments |
|
Global X Social Media
ETF |
1 |
Global X Lithium &
Battery Tech ETF |
6 |
Global X Disruptive
Materials ETF |
11 |
Global X E-commerce
ETF |
16 |
Global X Emerging Markets
Internet & E-commerce ETF |
21 |
Global X SuperDividend®
ETF |
24 |
Global X SuperDividend®
U.S. ETF |
34 |
Global X MSCI
SuperDividend®
EAFE ETF |
39 |
Global X MSCI
SuperDividend®
Emerging Markets ETF |
45 |
Global X SuperDividend®
REIT ETF |
51 |
Global X NASDAQ 100®
Covered Call ETF |
54 |
Global X S&P 500®
Covered Call ETF |
60 |
Global X Russell 2000
Covered Call ETF |
79 |
Global X Dow 30®
Covered Call ETF |
148 |
Global X Nasdaq 100®
Covered Call & Growth ETF |
152 |
Global X Global X S&P
500®
Covered Call & Growth ETF |
158 |
Global X SuperIncome™
Preferred ETF |
177 |
Global X Renewable Energy
Producers ETF |
182 |
Global X S&P 500®
Catholic Values ETF |
188 |
Global X Guru®
Index ETF |
231 |
Global X S&P 500®
Tail Risk ETF |
237 |
Global X S&P 500®
Risk Managed Income ETF |
256 |
Global X S&P 500®
Collar 95-110 ETF |
275 |
Global X Nasdaq 100®
Tail Risk ETF |
294 |
Global X Nasdaq 100®
Risk Managed Income ETF |
300 |
Global X Nasdaq 100®
Collar 95-110 ETF |
307 |
Statements of Assets and Liabilities |
314 |
Statements of Operations |
321 |
Statements of Changes in Net Assets |
328 |
Financial Highlights |
343 |
Notes To Financial Statements |
361 |
Disclosure
of Fund Expenses |
390 |
Approval of Investment Advisory
Agreegment |
394 |
Supplemental Information |
403 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.4% |
||||||||
CHINA — 27.1% |
||||||||
Communication Services — 27.1% |
||||||||
Baidu
ADR * |
83,215 |
$ |
10,332,807 |
|||||
Bilibili
ADR *
(A) |
191,039 |
4,649,889 |
||||||
Hello
Group ADR * |
119,731 |
636,969 |
||||||
HUYA ADR
* |
20,154 |
83,236 |
||||||
JOYY
ADR |
29,316 |
1,160,034 |
||||||
Kuaishou
Technology, Cl B * |
393,388 |
3,346,692 |
||||||
Meitu
* |
1,809,800 |
219,128 |
||||||
NetEase
ADR |
117,123 |
11,165,336 |
||||||
Tencent
Holdings |
495,327 |
23,825,240 |
||||||
Tencent
Music Entertainment Group ADR * |
455,453 |
1,935,675 |
||||||
Weibo
ADR * |
66,333 |
1,534,946 |
||||||
TOTAL
CHINA |
58,889,952 |
|||||||
GERMANY — 1.1% |
||||||||
Communication Services — 1.1% |
||||||||
United
Internet |
72,105 |
2,337,550 |
||||||
JAPAN — 5.7% |
||||||||
Communication Services — 5.7% |
||||||||
Coconala
* |
10,600 |
66,107 |
||||||
DeNA |
64,443 |
937,099 |
The
accompanying notes are an integral part of the financial
statements. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
giftee
*(A) |
13,875 |
$ |
111,912 |
|||||
Gree
(A) |
38,574 |
296,838 |
||||||
Kakaku.com |
102,844 |
2,177,378 |
||||||
Mixi |
29,982 |
519,293 |
||||||
Nexon |
360,621 |
8,272,350 |
||||||
TOTAL
JAPAN |
12,380,977 |
|||||||
RUSSIA — 0.0% |
||||||||
Communication Services — 0.0% |
||||||||
VK
GDR *(B)(C)(D) |
2,524 |
1,422 |
||||||
SOUTH KOREA —
12.4% |
||||||||
Communication Services — 12.4% |
||||||||
AfreecaTV |
5,760 |
504,459 |
||||||
Com2uSCorp |
6,482 |
494,407 |
||||||
Kakao |
143,642 |
10,281,382 |
||||||
NAVER |
68,689 |
15,668,311 |
||||||
TOTAL
SOUTH KOREA |
26,948,559 |
|||||||
TAIWAN — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
PChome
Online |
79,444 |
209,691 |
||||||
UNITED ARAB EMIRATES —
0.1% |
||||||||
Communication Services — 0.1% |
||||||||
Yalla
Group ADR *
(A) |
70,467 |
288,210 |
||||||
UNITED STATES —
52.9% |
||||||||
Communication Services — 51.0% |
||||||||
Alphabet,
Cl A * |
4,314 |
9,845,368 |
||||||
Angi,
Cl A * |
59,084 |
260,561 |
||||||
Bumble,
Cl A * |
68,982 |
1,654,878 |
||||||
IAC
* |
62,980 |
5,219,782 |
||||||
Match
Group * |
143,461 |
11,354,938 |
||||||
Meta
Platforms, Cl A * |
109,800 |
22,011,606 |
||||||
Nextdoor
Holdings * |
47,386 |
213,711 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Pinterest,
Cl A * |
461,493 |
$ |
9,469,836 |
|||||
Snap,
Cl A * |
538,560 |
15,327,418 |
||||||
Spotify
Technology * |
79,273 |
8,058,101 |
||||||
Twitter
* |
353,693 |
17,338,031 |
||||||
Vimeo
* |
105,139 |
1,071,366 |
||||||
Yelp,
Cl A * |
52,821 |
1,718,267 |
||||||
Zynga,
Cl A * |
870,690 |
7,200,606 |
||||||
110,744,469 |
||||||||
Consumer Discretionary — 0.6% |
||||||||
Fiverr
International * |
20,320 |
1,082,040 |
||||||
Groupon,
Cl A *
(A) |
16,818 |
328,119 |
||||||
1,410,159 |
||||||||
Information Technology — 1.3% |
||||||||
Life360,
Cl CDI * |
77,257 |
221,258 |
||||||
Sprinklr,
Cl A * |
50,361 |
687,427 |
||||||
Sprout
Social, Cl A * |
30,474 |
1,867,447 |
||||||
2,776,132 |
||||||||
TOTAL
UNITED STATES |
114,930,760 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $325,167,013) |
215,987,121 |
|||||||
SHORT-TERM INVESTMENT(E)(F)
— 1.2% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $2,579,952) |
2,579,952 |
2,579,952 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Social Media ETF |
Face
Amount |
Value |
|||||||
REPURCHASE AGREEMENT(E)
— 0.9% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $1,849,969
(collateralized by various U.S. Treasury Obligations, ranging in par value
$147,326 - $198,090, 0.250%, 09/30/2025, with a total market value of
$1,885,773) |
||||||||
(Cost $1,849,932) |
$ |
1,849,932 |
$ |
1,849,932 |
||||
TOTAL INVESTMENTS — 101.5% |
||||||||
(Cost $329,596,897) |
$ |
220,417,005 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022 was $4,637,347. |
(B) |
Security considered
illiquid. The total value of such securities as of April 30, 2022 was
$1,422 and represented 0.0% of Net Assets. |
(C) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of April 30, 2022, was $1,422
and represents 0.0% of Net Assets. |
(D) |
Level 3 security in
accordance with fair value hierarchy. |
(E) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $4,429,884. |
(F) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Social Media ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3(1) |
Total |
||||||||||||
Common
Stock |
$ |
203,604,722 |
$ |
12,380,977 |
$ |
1,422 |
$ |
215,987,121 |
||||||||
Short-Term
Investment |
2,579,952 |
— |
— |
2,579,952 |
||||||||||||
Repurchase
Agreement |
— |
1,849,932 |
— |
1,849,932 |
||||||||||||
Total
Investments in Securities |
$ |
206,184,674 |
$ |
14,230,909 |
$ |
1,422 |
$ |
220,417,005 |
(1) |
A reconciliation of Level
3 investments and disclosures of significant unobservable inputs are
presented when the Fund has a significant amount of Level 3 investments at
the beginning and/or end of the year in relation to Net Assets. Management
has concluded that Level 3 investments are not material in relation to Net
Assets. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
100.0% |
||||||||
AUSTRALIA — 8.9% |
||||||||
Materials — 8.9% |
||||||||
Allkem
* |
12,424,112 |
$ |
108,157,830 |
|||||
ioneer
* |
35,081,756 |
16,828,353 |
||||||
Mineral
Resources |
3,491,208 |
145,239,572 |
||||||
Pilbara
Minerals * |
47,156,428 |
95,508,556 |
||||||
Vulcan
Energy Resources *
(A) |
2,010,283 |
12,114,614 |
||||||
TOTAL
AUSTRALIA |
377,848,925 |
|||||||
CANADA — 1.5% |
||||||||
Materials — 1.5% |
||||||||
Lithium
Americas *
(A) |
1,779,199 |
45,076,846 |
||||||
Standard
Lithium *
(A) |
2,905,322 |
18,731,547 |
||||||
TOTAL
CANADA |
63,808,393 |
|||||||
CHILE — 5.3% |
||||||||
Materials — 5.3% |
||||||||
Sociedad
Quimica y Minera de Chile ADR |
3,048,409 |
224,972,584 |
||||||
CHINA — 37.1% |
||||||||
Consumer Discretionary — 5.4% |
||||||||
BYD,
Cl H |
7,332,976 |
220,377,604 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Tianneng
Power International (A) |
13,892,600 |
$ |
11,668,428 |
|||||
232,046,032 |
||||||||
Industrials — 13.0% |
||||||||
Contemporary
Amperex Technology, Cl A * |
2,908,205 |
179,242,320 |
||||||
Eve
Energy, Cl A |
15,295,797 |
151,698,232 |
||||||
Shenzhen
Yinghe Technology, Cl A |
6,718,410 |
18,126,972 |
||||||
Sunwoda
Electronic, Cl A |
22,113,683 |
74,081,853 |
||||||
Wuxi
Lead Intelligent Equipment, Cl A |
19,714,037 |
131,403,168 |
||||||
554,552,545 |
||||||||
Information Technology — 3.3% |
||||||||
NAURA
Technology Group, Cl A |
3,852,937 |
138,647,025 |
||||||
Materials — 15.4% |
||||||||
Beijing
Easpring Material Technology, Cl A |
7,086,191 |
71,462,588 |
||||||
Ganfeng
Lithium, Cl A |
10,226,134 |
170,397,074 |
||||||
Guangzhou
Tinci Materials Technology, Cl A |
9,835,781 |
110,950,015 |
||||||
Shanghai
Putailai New Energy Technology, Cl A |
4,034,599 |
72,130,371 |
||||||
Shenzhen
Capchem Technology, Cl A |
4,855,346 |
48,877,311 |
||||||
Yunnan
Energy New Material, Cl A |
5,940,576 |
181,525,799 |
||||||
655,343,158 |
||||||||
TOTAL
CHINA |
1,580,588,760 |
|||||||
GERMANY — 0.9% |
||||||||
Industrials — 0.9% |
||||||||
Varta
(A) |
382,588 |
36,236,300 |
||||||
HONG KONG — 0.0% |
||||||||
Industrials — 0.0% |
||||||||
Honbridge
Holdings * |
10,969,900 |
331,356 |
||||||
JAPAN — 10.8% |
||||||||
Consumer Discretionary — 4.4% |
||||||||
Panasonic
Holdings |
20,895,524 |
187,166,221 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.7% |
||||||||
GS
Yuasa |
1,591,383 |
$ |
27,845,518 |
|||||
Information Technology — 5.7% |
||||||||
TDK |
7,778,159 |
244,043,040 |
||||||
TOTAL
JAPAN |
459,054,779 |
|||||||
NETHERLANDS — 0.6% |
||||||||
Materials — 0.6% |
||||||||
AMG
Advanced Metallurgical Group |
603,888 |
23,915,726 |
||||||
NORWAY — 0.5% |
||||||||
Industrials — 0.5% |
||||||||
FREYR
Battery *
(A) |
2,260,204 |
20,296,632 |
||||||
SOUTH KOREA —
10.9% |
||||||||
Information Technology — 7.4% |
||||||||
Iljin
Materials |
398,081 |
27,891,026 |
||||||
L&F
*
(A) |
457,620 |
79,901,326 |
||||||
Samsung
SDI |
427,410 |
207,919,992 |
||||||
315,712,344 |
||||||||
Materials — 3.5% |
||||||||
LG
Chemical |
363,954 |
150,391,820 |
||||||
TOTAL
SOUTH KOREA |
466,104,164 |
|||||||
TAIWAN — 0.8% |
||||||||
Information Technology — 0.8% |
||||||||
Simplo
Technology |
3,370,780 |
33,335,562 |
||||||
UNITED STATES —
22.7% |
||||||||
Consumer Discretionary — 7.5% |
||||||||
QuantumScape,
Cl A *
(A) |
3,663,783 |
54,736,918 |
||||||
Tesla
* |
305,322 |
265,862,185 |
||||||
320,599,103 |
||||||||
Industrials — 1.7% |
||||||||
EnerSys |
885,786 |
57,983,552 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Lithium & Battery Tech ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Microvast
Holdings *
(A) |
3,134,842 |
$ |
15,548,816 |
|||||
73,532,368 |
||||||||
Materials — 13.5% |
||||||||
Albemarle |
2,492,569 |
480,642,080 |
||||||
Livent
* |
3,415,275 |
72,950,274 |
||||||
Piedmont
Lithium *
(A) |
31,034,914 |
20,731,700 |
||||||
574,324,054 |
||||||||
TOTAL
UNITED STATES |
968,455,525 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $4,084,949,781) |
4,254,948,706 |
|||||||
SHORT-TERM INVESTMENT(B)(C)
— 2.4% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $101,477,470) |
101,477,470 |
101,477,470 |
||||||
REPURCHASE AGREEMENT(B)
— 1.7% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $73,688,601
(collateralized by various U.S. Treasury Obligations, ranging in par value
$5,868,344 - $7,890,395, 0.250%, 09/30/2025, with a total market value of
$75,114,803) |
||||||||
(Cost $73,687,127) |
$ |
73,687,127 |
73,687,127 |
|||||
TOTAL INVESTMENTS — 104.1% |
||||||||
(Cost $4,260,114,378) |
$ |
4,430,113,303 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Lithium & Battery Tech ETF |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $166,654,568. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $175,164,597. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,795,893,927 |
$ |
459,054,779 |
$ |
— |
$ |
4,254,948,706 |
||||||||
Short-Term
Investment |
101,477,470 |
— |
— |
101,477,470 |
||||||||||||
Repurchase
Agreement |
— |
73,687,127 |
— |
73,687,127 |
||||||||||||
Total
Investments in Securities |
$ |
3,897,371,397 |
$ |
532,741,906 |
$ |
— |
$ |
4,430,113,303 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Disruptive Materials ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
AUSTRALIA — 11.2% |
||||||||
Materials — 11.2% |
||||||||
Allkem
* |
17,612 |
$ |
153,321 |
|||||
IGO |
19,237 |
180,044 |
||||||
Lynas
Rare Earths * |
27,020 |
175,889 |
||||||
Syrah
Resources * |
18,266 |
25,637 |
||||||
Western
Areas * |
7,454 |
20,341 |
||||||
TOTAL
AUSTRALIA |
555,232 |
|||||||
CANADA — 2.5% |
||||||||
Materials — 2.5% |
||||||||
HudBay
Minerals |
6,532 |
42,063 |
||||||
Lithium
Americas * |
3,184 |
80,668 |
||||||
TOTAL
CANADA |
122,731 |
|||||||
CHILE — 7.5% |
||||||||
Materials — 7.5% |
||||||||
Antofagasta |
10,180 |
198,232 |
||||||
Lundin
Mining |
19,190 |
176,127 |
||||||
TOTAL
CHILE |
374,359 |
|||||||
CHINA — 24.8% |
||||||||
Industrials — 1.4% |
||||||||
Fangda
Carbon New Material, Cl A * |
67,200 |
71,634 |
||||||
Materials — 23.4% |
||||||||
Beijing
Easpring Material Technology, Cl A |
9,500 |
95,805 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Disruptive Materials ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
China
Minmetals Rare Earth, Cl A * |
12,100 |
$ |
42,120 |
|||||
China
Nonferrous Mining |
36,200 |
18,732 |
||||||
China
Northern Rare Earth Group High-Tech, Cl A |
35,100 |
167,422 |
||||||
Ganfeng
Lithium, Cl H |
8,730 |
106,592 |
||||||
MMG
* |
84,800 |
36,639 |
||||||
Nanjing
Hanrui Cobalt, Cl A |
6,000 |
46,253 |
||||||
Shenghe
Resources Holding, Cl A |
32,000 |
75,884 |
||||||
Sinofibers
Technology, Cl A |
8,700 |
60,976 |
||||||
South
Manganese Investment * |
144,000 |
15,784 |
||||||
Tongling
Nonferrous Metals Group, Cl A |
179,200 |
94,434 |
||||||
Weihai
Guangwei Composites, Cl A |
8,300 |
62,247 |
||||||
Western
Mining, Cl A |
46,800 |
84,345 |
||||||
Yunnan
Tin, Cl A |
26,100 |
70,420 |
||||||
Zhejiang
Huayou Cobalt, Cl A |
15,000 |
185,894 |
||||||
1,163,547 |
||||||||
TOTAL
CHINA |
1,235,181 |
|||||||
FRANCE — 0.7% |
||||||||
Materials — 0.7% |
||||||||
Eramet |
261 |
35,271 |
||||||
GERMANY — 0.3% |
||||||||
Industrials — 0.3% |
||||||||
SGL
Carbon * |
2,609 |
14,477 |
||||||
INDONESIA — 0.7% |
||||||||
Materials — 0.7% |
||||||||
Nickel
Mines |
38,054 |
35,562 |
||||||
JAPAN — 5.5% |
||||||||
Industrials — 0.3% |
||||||||
Nippon
Carbon |
480 |
15,431 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Disruptive Materials ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — 5.2% |
||||||||
Nippon
Denko |
5,710 |
$ |
14,015 |
|||||
Sumitomo
Metal Mining |
4,542 |
198,809 |
||||||
Tokai
Carbon |
5,485 |
45,553 |
||||||
258,377 |
||||||||
TOTAL
JAPAN |
273,808 |
|||||||
NETHERLANDS — 0.7% |
||||||||
Materials — 0.7% |
||||||||
AMG
Advanced Metallurgical Group |
912 |
36,118 |
||||||
PERU — 3.2% |
||||||||
Materials — 3.2% |
||||||||
Southern
Copper |
2,562 |
159,536 |
||||||
SOUTH AFRICA —
18.9% |
||||||||
Materials — 18.9% |
||||||||
African
Rainbow Minerals |
3,187 |
52,771 |
||||||
Anglo
American |
4,712 |
212,144 |
||||||
Anglo
American Platinum |
1,627 |
180,502 |
||||||
Impala
Platinum Holdings |
14,310 |
186,572 |
||||||
Northam
Platinum Holdings * |
10,549 |
126,031 |
||||||
Sibanye
Stillwater |
52,217 |
184,189 |
||||||
942,209 |
||||||||
TOTAL
SOUTH AFRICA |
942,209 |
|||||||
SWEDEN — 4.4% |
||||||||
Materials — 4.4% |
||||||||
Boliden |
4,903 |
215,878 |
||||||
TAIWAN — 0.3% |
||||||||
Information Technology — 0.3% |
||||||||
Acme
Electronics * |
12,000 |
12,336 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Disruptive Materials ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Materials — 0.3% |
||||||||
Jubilee
Metals Group * |
87,630 |
$ |
16,668 |
|||||
UNITED STATES —
14.7% |
||||||||
Industrials — 1.3% |
||||||||
GrafTech
International |
5,992 |
54,407 |
||||||
KULR
Technology Group * |
6,923 |
11,077 |
||||||
65,484 |
||||||||
Materials — 13.4% |
||||||||
Albemarle |
1,153 |
222,333 |
||||||
Freeport-McMoRan |
4,754 |
192,775 |
||||||
Livent
* |
4,843 |
103,446 |
||||||
MP
Materials * |
3,923 |
149,231 |
||||||
667,785 |
||||||||
TOTAL
UNITED STATES |
733,269 |
|||||||
ZAMBIA — 4.1% |
||||||||
Materials — 4.1% |
||||||||
First
Quantum Minerals |
7,015 |
202,154 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $5,562,067) |
4,964,789 |
|||||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $5,562,067) |
$ |
4,964,789 |
* |
Non-income producing
security. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Disruptive Materials ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
4,690,981 |
$ |
273,808 |
$ |
— |
$ |
4,964,789 |
||||||||
Total
Investments in Securities |
$ |
4,690,981 |
$ |
273,808 |
$ |
— |
$ |
4,964,789 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.9% |
||||||||
AUSTRALIA — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
Temple
& Webster Group *
(A) |
91,264 |
$ |
382,655 |
|||||
BRAZIL — 4.8% |
||||||||
Communication Services — 0.4% |
||||||||
VTEX,
Cl A *
(A) |
58,279 |
308,296 |
||||||
Consumer Discretionary — 4.4% |
||||||||
MercadoLibre
* |
3,695 |
3,597,563 |
||||||
TOTAL
BRAZIL |
3,905,859 |
|||||||
CANADA — 2.0% |
||||||||
Information Technology — 2.0% |
||||||||
Shopify,
Cl A * |
3,821 |
1,630,879 |
||||||
CHINA — 27.0% |
||||||||
Communication Services — 4.9% |
||||||||
NetEase
ADR |
42,208 |
4,023,689 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — 21.6% |
||||||||
Alibaba
Group Holding ADR * |
32,460 |
$ |
3,151,541 |
|||||
Baozun
ADR * |
67,800 |
517,992 |
||||||
JD.com
ADR * |
58,544 |
3,609,823 |
||||||
Pinduoduo
ADR * |
74,078 |
3,192,021 |
||||||
Trip.com
Group ADR * |
179,910 |
4,254,872 |
||||||
Uxin ADR
*
(A) |
359,169 |
284,175 |
||||||
Vipshop
Holdings ADR * |
344,479 |
2,638,709 |
||||||
17,649,133 |
||||||||
Financials — 0.5% |
||||||||
LexinFintech
Holdings ADR * |
151,635 |
388,185 |
||||||
TOTAL
CHINA |
22,061,007 |
|||||||
GERMANY — 0.8% |
||||||||
Consumer Discretionary — 0.8% |
||||||||
Jumia
Technologies ADR *
(A) |
89,834 |
635,126 |
||||||
JAPAN — 3.8% |
||||||||
Consumer Discretionary — 3.8% |
||||||||
Rakuten
Group |
439,860 |
3,116,637 |
||||||
SOUTH KOREA — 0.3% |
||||||||
Information Technology — 0.3% |
||||||||
Cafe24
* |
15,778 |
238,052 |
||||||
UNITED KINGDOM —
4.7% |
||||||||
Consumer Discretionary — 1.7% |
||||||||
ASOS
* |
79,344 |
1,392,629 |
||||||
Consumer Staples — 3.0% |
||||||||
Ocado
Group * |
213,762 |
2,479,800 |
||||||
TOTAL
UNITED KINGDOM |
3,872,429 |
|||||||
UNITED STATES —
56.1% |
||||||||
Communication Services — 3.9% |
||||||||
Angi,
Cl A * |
85,519 |
377,139 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
TripAdvisor
* |
109,060 |
$ |
2,799,570 |
|||||
3,176,709 |
||||||||
Consumer Discretionary — 37.0% |
||||||||
1847
Goedeker *
(A) |
149,056 |
189,301 |
||||||
Amazon.com
* |
1,354 |
3,365,543 |
||||||
Booking
Holdings * |
1,837 |
4,060,339 |
||||||
eBay |
69,564 |
3,611,763 |
||||||
Etsy
* |
25,078 |
2,337,019 |
||||||
Expedia
Group * |
24,641 |
4,306,015 |
||||||
Groupon,
Cl A *
(A) |
26,275 |
512,625 |
||||||
Lands’
End * |
17,371 |
243,541 |
||||||
Overstock.com
* |
48,529 |
1,628,633 |
||||||
PetMed
Express (A) |
22,106 |
484,121 |
||||||
Qurate
Retail, Cl A * |
404,600 |
1,703,366 |
||||||
Shutterstock |
27,205 |
2,059,963 |
||||||
Wayfair,
Cl A *
(A) |
25,319 |
1,948,044 |
||||||
Williams-Sonoma |
29,499 |
3,849,030 |
||||||
30,299,303 |
||||||||
Financials — 1.5% |
||||||||
eHealth
* |
28,078 |
226,028 |
||||||
LendingTree
* |
12,959 |
1,029,204 |
||||||
1,255,232 |
||||||||
Industrials — 4.7% |
||||||||
CoStar
Group * |
59,774 |
3,802,822 |
||||||
Information Technology — 9.0% |
||||||||
BigCommerce
Holdings * |
59,519 |
1,063,605 |
||||||
GoDaddy,
Cl A * |
56,189 |
4,540,633 |
||||||
LivePerson
* |
76,978 |
1,741,242 |
||||||
7,345,480 |
||||||||
TOTAL
UNITED STATES |
45,879,546 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X E-commerce ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL COMMON STOCK |
||||||||
(Cost $153,515,897) |
$ |
81,722,190 |
||||||
PREFERRED
STOCK — 0.0% |
||||||||
UNITED STATES—
0.0% |
||||||||
Consumer Discretionary —
0.0% |
||||||||
Overstock.com,
Ser A1, 1.020% |
||||||||
(Cost
$3,867) |
366 |
10,138 |
||||||
SHORT-TERM INVESTMENT(B)(C)
— 1.9% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $1,533,647) |
1,533,647 |
1,533,647 |
||||||
REPURCHASE AGREEMENT(B)
— 1.3% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $1,099,710
(collateralized by various U.S. Treasury Obligations, ranging in par value
$87,578 - $117,754, 0.250%, 09/30/2025, with a total market value of
$1,120,993) |
||||||||
(Cost $1,099,688) |
$ |
1,099,688 |
1,099,688 |
|||||
TOTAL INVESTMENTS — 103.1% |
||||||||
(Cost $156,153,099) |
$ |
84,365,663 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $2,053,386. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $2,633,335. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X E-commerce ETF |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
78,605,553 |
$ |
3,116,637 |
$ |
— |
$ |
81,722,190 |
||||||||
Preferred
Stock |
10,138 |
— |
— |
10,138 |
||||||||||||
Short-Term
Investment |
1,533,647 |
— |
— |
1,533,647 |
||||||||||||
Repurchase
Agreement |
— |
1,099,688 |
— |
1,099,688 |
||||||||||||
Total
Investments in Securities |
$ |
80,149,338 |
$ |
4,216,325 |
$ |
— |
$ |
84,365,663 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.9% |
||||||||
BRAZIL — 9.3% |
||||||||
Consumer Discretionary — 5.7% |
||||||||
Americanas |
3,669 |
$ |
17,781 |
|||||
Magazine
Luiza |
27,649 |
27,246 |
||||||
MercadoLibre
* |
108 |
105,152 |
||||||
150,179 |
||||||||
Financials — 0.6% |
||||||||
XP,
Cl A * |
653 |
16,070 |
||||||
Information Technology — 3.0% |
||||||||
Pagseguro
Digital, Cl A * |
2,368 |
34,833 |
||||||
StoneCo,
Cl A * |
1,799 |
16,947 |
||||||
TOTVS
* |
3,897 |
25,158 |
||||||
76,938 |
||||||||
TOTAL
BRAZIL |
243,187 |
|||||||
CHILE — 1.0% |
||||||||
Consumer Discretionary — 1.0% |
||||||||
Falabella |
9,617 |
27,001 |
||||||
CHINA — 71.9% |
||||||||
Communication Services — 31.5% |
||||||||
Autohome
ADR |
906 |
26,337 |
||||||
Baidu
ADR * |
795 |
98,715 |
||||||
Bilibili
ADR * |
3,088 |
75,162 |
||||||
China
Literature * |
3,740 |
16,064 |
||||||
Hello
Group ADR * |
1,549 |
8,241 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
HUYA ADR
* |
1,602 |
$ |
6,616 |
|||||
iQIYI
ADR * |
5,446 |
19,388 |
||||||
Kingsoft |
7,650 |
23,497 |
||||||
NetEase
ADR |
2,542 |
242,329 |
||||||
Tencent
Holdings |
4,480 |
215,488 |
||||||
Tencent
Music Entertainment Group ADR * |
12,313 |
52,330 |
||||||
Weibo
ADR * |
1,911 |
44,221 |
||||||
828,388 |
||||||||
Consumer Discretionary — 37.1% |
||||||||
Alibaba
Group Holding ADR * |
2,304 |
223,695 |
||||||
Alibaba
Health Information Technology * |
34,800 |
20,181 |
||||||
JD.com
ADR * |
3,384 |
208,657 |
||||||
Meituan,
Cl B * |
10,970 |
240,480 |
||||||
Pinduoduo
ADR * |
2,338 |
100,744 |
||||||
Ping An
Healthcare and Technology * |
4,130 |
10,370 |
||||||
Tongcheng
Travel Holdings * |
9,050 |
16,287 |
||||||
Trip.com
Group ADR * |
4,696 |
111,060 |
||||||
Vipshop
Holdings ADR * |
5,676 |
43,478 |
||||||
974,952 |
||||||||
Information Technology — 3.3% |
||||||||
Kingdee
International Software Group * |
18,250 |
37,960 |
||||||
TravelSky
Technology, Cl H |
24,250 |
36,903 |
||||||
Weimob
* |
17,350 |
10,614 |
||||||
85,477 |
||||||||
TOTAL
CHINA |
1,888,817 |
|||||||
SOUTH AFRICA —
4.4% |
||||||||
Communication Services — 0.6% |
||||||||
MultiChoice
Group |
1,951 |
15,950 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — 3.8% |
||||||||
Naspers,
Cl N |
972 |
$ |
98,805 |
|||||
TOTAL
SOUTH AFRICA |
114,755 |
|||||||
SOUTH KOREA —
12.1% |
||||||||
Communication Services — 9.9% |
||||||||
Kakao |
1,549 |
110,872 |
||||||
NAVER |
458 |
104,472 |
||||||
NCSoft |
131 |
43,962 |
||||||
259,306 |
||||||||
Consumer Discretionary — 2.2% |
||||||||
Coupang,
Cl A * |
4,546 |
58,507 |
||||||
TOTAL
SOUTH KOREA |
317,813 |
|||||||
URUGUAY — 1.2% |
||||||||
Information Technology — 1.2% |
||||||||
Dlocal,
Cl A * |
1,412 |
32,010 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $5,010,288) |
2,623,583 |
|||||||
TOTAL INVESTMENTS — 99.9% |
||||||||
(Cost $5,010,288) |
$ |
2,623,583 |
* |
Non-income producing
security. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
92.9% |
||||||||
AUSTRALIA — 2.3% |
||||||||
Financials — 2.3% |
||||||||
Magellan
Financial Group (A) |
923,253 |
$ |
10,701,169 |
|||||
Platinum
Asset Management |
5,940,618 |
7,936,810 |
||||||
TOTAL
AUSTRALIA |
18,637,979 |
|||||||
BRAZIL — 8.1% |
||||||||
Consumer Staples — 1.1% |
||||||||
Marfrig
Global Foods |
2,344,033 |
8,874,968 |
||||||
Financials — 1.1% |
||||||||
Banco
Santander Brasil |
1,407,129 |
9,021,515 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — 1.1% |
||||||||
Qualicorp
Consultoria e Corretora de Seguros |
3,220,840 |
$ |
8,630,618 |
|||||
Materials — 2.2% |
||||||||
Dexco |
3,529,282 |
9,172,057 |
||||||
Vale
ADR, Cl B |
524,485 |
8,858,551 |
||||||
18,030,608 |
||||||||
Utilities — 2.6% |
||||||||
CPFL
Energia |
1,537,507 |
11,223,472 |
||||||
Transmissora
Alianca de Energia Eletrica |
1,168,179 |
10,374,483 |
||||||
21,597,955 |
||||||||
TOTAL
BRAZIL |
66,155,664 |
|||||||
CANADA — 1.0% |
||||||||
Materials — 1.0% |
||||||||
Labrador
Iron Ore Royalty (A) |
291,327 |
7,923,420 |
||||||
CHILE — 1.0% |
||||||||
Utilities — 1.0% |
||||||||
Colbun |
116,605,843 |
8,328,696 |
||||||
CHINA — 30.3% |
||||||||
Energy — 1.5% |
||||||||
China
Shenhua Energy, Cl H |
3,640,000 |
11,737,222 |
||||||
Financials — 2.4% |
||||||||
China
Everbright Bank, Cl H |
25,899,200 |
9,440,517 |
||||||
Chongqing
Rural Commercial Bank, Cl H |
26,182,700 |
10,211,258 |
||||||
19,651,775 |
||||||||
Industrials — 2.6% |
||||||||
Lonking
Holdings |
35,158,900 |
9,768,664 |
||||||
Sinopec
Engineering Group, Cl H |
22,170,200 |
11,613,278 |
||||||
21,381,942 |
||||||||
Materials — 1.2% |
||||||||
China
Resources Cement Holdings |
11,977,200 |
9,998,618 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — 22.6% |
||||||||
Agile
Group Holdings (A) |
21,510,800 |
$ |
10,417,981 |
|||||
China
Aoyuan Group (A)(B)(C)(D) |
74,177,600 |
10,040,161 |
||||||
China
Evergrande Group (A)(B)(C)(D) |
52,571,300 |
9,949,897 |
||||||
China
Jinmao Holdings Group |
36,580,700 |
12,168,468 |
||||||
China
Overseas Grand Oceans Group |
18,240,300 |
10,786,818 |
||||||
China
SCE Group Holdings |
58,510,200 |
10,589,204 |
||||||
Gemdale
Properties & Investment |
104,502,300 |
11,187,899 |
||||||
Guangzhou
R&F Properties, Cl H (A) |
26,022,500 |
9,783,955 |
||||||
KWG
Group Holdings |
27,696,400 |
10,095,614 |
||||||
Logan
Group (A) |
49,794,900 |
15,739,102 |
||||||
Midea
Real Estate Holding |
6,385,100 |
12,255,642 |
||||||
Powerlong
Real Estate Holdings |
25,954,100 |
8,931,268 |
||||||
Shenzhen
Investment |
45,422,100 |
9,841,460 |
||||||
Shimao
Group Holdings (A)(B)(C)(D) |
19,468,500 |
9,870,534 |
||||||
Times
China Holdings |
36,955,480 |
13,188,040 |
||||||
Yuexiu
Property |
9,923,460 |
10,396,289 |
||||||
Zhongliang
Holdings Group (A) |
32,591,300 |
10,426,026 |
||||||
185,668,358 |
||||||||
TOTAL
CHINA |
248,437,915 |
|||||||
EGYPT — 1.0% |
||||||||
Consumer Staples — 1.0% |
||||||||
Eastern
SAE |
13,673,187 |
7,964,317 |
||||||
HONG KONG — 5.6% |
||||||||
Communication Services — 2.4% |
||||||||
HKBN |
8,265,000 |
9,659,521 |
||||||
PCCW |
17,332,000 |
9,874,147 |
||||||
19,533,668 |
||||||||
Consumer Discretionary — 1.1% |
||||||||
Pacific
Textiles Holdings |
21,255,200 |
9,400,221 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — 0.9% |
||||||||
Haitong
International Securities Group |
45,497,900 |
$ |
7,248,444 |
|||||
Information Technology — 1.2% |
||||||||
VTech
Holdings |
1,357,100 |
9,642,732 |
||||||
TOTAL
HONG KONG |
45,825,065 |
|||||||
ISRAEL — 1.1% |
||||||||
Consumer Discretionary — 1.1% |
||||||||
Delek
Automotive Systems |
652,825 |
9,279,881 |
||||||
KAZAKHSTAN — 1.2% |
||||||||
Financials — 1.2% |
||||||||
Halyk
Savings Bank of Kazakhstan JSC GDR |
993,813 |
9,838,749 |
||||||
KUWAIT — 1.1% |
||||||||
Consumer Discretionary — 1.1% |
||||||||
Humansoft
Holding KSC |
791,196 |
8,716,194 |
||||||
MALAYSIA — 1.0% |
||||||||
Health Care — 1.0% |
||||||||
Hartalega
Holdings |
8,502,836 |
8,593,655 |
||||||
MEXICO — 0.9% |
||||||||
Consumer Discretionary — 0.9% |
||||||||
Betterware
de Mexico (A) |
481,565 |
7,676,146 |
||||||
NIGERIA — 0.9% |
||||||||
Financials — 0.9% |
||||||||
Zenith
Bank |
131,231,060 |
7,747,376 |
||||||
NORWAY — 1.3% |
||||||||
Industrials — 1.3% |
||||||||
Golden
Ocean Group |
839,221 |
10,515,439 |
||||||
PAKISTAN — 1.0% |
||||||||
Financials — 1.0% |
||||||||
United
Bank |
11,414,213 |
8,442,523 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
RUSSIA — 0.2% |
||||||||
Consumer Staples — 0.1% |
||||||||
Magnit
PJSC GDR (B)(C)(D) |
33,120 |
$ |
42,952 |
|||||
X5
Retail Group GDR (B)(C)(D) |
411,120 |
636,489 |
||||||
679,441 |
||||||||
Materials — 0.1% |
||||||||
Magnitogorsk
Iron & Steel Works PJSC (B)(C)(D)(E) |
6,332,020 |
401,691 |
||||||
PhosAgro
PJSC GDR (B)(C)(D) |
22,480 |
75,192 |
||||||
Severstal
PJSC *(B)(C)(D) |
311,297 |
481,285 |
||||||
958,168 |
||||||||
Utilities — 0.0% |
||||||||
Unipro
PJSC (B)(C)(D) |
209,276,262 |
424,610 |
||||||
TOTAL
RUSSIA |
2,062,219 |
|||||||
SINGAPORE — 2.3% |
||||||||
Energy — 1.2% |
||||||||
BW
LPG |
1,530,539 |
9,815,834 |
||||||
Health Care — 1.1% |
||||||||
Riverstone
Holdings |
13,303,517 |
9,296,758 |
||||||
TOTAL
SINGAPORE |
19,112,592 |
|||||||
SOUTH AFRICA —
3.4% |
||||||||
Energy — 1.2% |
||||||||
Exxaro
Resources (A) |
678,544 |
9,717,235 |
||||||
Financials — 1.0% |
||||||||
Coronation
Fund Managers |
3,247,705 |
8,587,309 |
||||||
Real Estate — 1.2% |
||||||||
Redefine
Properties ‡ |
34,402,488 |
9,527,094 |
||||||
TOTAL
SOUTH AFRICA |
27,831,638 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TURKEY — 1.1% |
||||||||
Materials — 1.1% |
||||||||
Iskenderun
Demir ve Celik |
4,810,576 |
$ |
8,878,971 |
|||||
UKRAINE — 1.2% |
||||||||
Materials — 1.2% |
||||||||
Ferrexpo |
4,850,566 |
10,066,523 |
||||||
UNITED KINGDOM —
3.5% |
||||||||
Consumer Staples — 1.2% |
||||||||
Imperial
Brands |
462,853 |
9,681,269 |
||||||
Financials — 2.3% |
||||||||
CMC
Markets |
2,883,484 |
10,498,561 |
||||||
M&G |
3,155,523 |
8,486,039 |
||||||
18,984,600 |
||||||||
TOTAL
UNITED KINGDOM |
28,665,869 |
|||||||
UNITED STATES —
23.4% |
||||||||
Communication Services — 1.1% |
||||||||
Lumen
Technologies |
874,056 |
8,793,003 |
||||||
Energy — 2.4% |
||||||||
Antero
Midstream |
958,942 |
9,848,334 |
||||||
Diversified
Energy |
6,708,515 |
10,191,216 |
||||||
20,039,550 |
||||||||
Financials — 15.7% |
||||||||
AGNC
Investment ‡ |
733,100 |
8,049,438 |
||||||
Annaly
Capital Management ‡ |
1,333,591 |
8,561,654 |
||||||
Apollo
Commercial Real Estate Finance ‡ |
696,693 |
8,388,184 |
||||||
Arbor
Realty Trust ‡ |
541,970 |
9,267,687 |
||||||
ARMOUR
Residential ‡
(A) |
1,111,534 |
8,158,660 |
||||||
Blackstone
Mortgage Trust, Cl A ‡ |
298,048 |
8,953,362 |
||||||
Chimera
Investment ‡ |
771,104 |
7,726,462 |
||||||
Ellington
Financial ‡ |
529,082 |
8,565,838 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Invesco
Mortgage Capital ‡
(A) |
4,293,479 |
$ |
7,470,653 |
|||||
KKR
Real Estate Finance Trust ‡ |
475,808 |
9,040,352 |
||||||
New
York Mortgage Trust ‡ |
2,570,936 |
8,278,414 |
||||||
PennyMac
Mortgage Investment Trust ‡ |
582,318 |
8,932,758 |
||||||
Ready
Capital ‡ |
615,941 |
8,974,260 |
||||||
Starwood
Property Trust ‡ |
411,592 |
9,417,225 |
||||||
Two
Harbors Investment ‡ |
1,801,295 |
8,664,229 |
||||||
128,449,176 |
||||||||
Real Estate — 4.2% |
||||||||
Global
Net Lease ‡ |
627,798 |
8,808,006 |
||||||
Necessity
Retail REIT ‡ |
1,246,357 |
9,310,287 |
||||||
Office
Properties Income Trust ‡ |
380,665 |
8,229,977 |
||||||
Omega
Healthcare Investors ‡ |
327,282 |
8,339,146 |
||||||
34,687,416 |
||||||||
TOTAL
UNITED STATES |
191,969,145 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $889,813,712) |
762,669,976 |
|||||||
PREFERRED STOCK —
6.9% |
||||||||
BRAZIL— 6.9% |
||||||||
Energy — 1.1% |
||||||||
Petroleo
Brasileiro (E) |
1,489,529 |
9,107,657 |
||||||
Materials — 3.4% |
||||||||
Braskem
(E) |
1,058,065 |
8,593,226 |
||||||
Gerdau
(E) |
1,644,284 |
9,286,907 |
||||||
Unipar
Carbocloro (E) |
517,555 |
10,034,022 |
||||||
27,914,155 |
||||||||
Utilities — 2.4% |
||||||||
Cia
de Transmissao de Energia Eletrica Paulista (E) |
1,932,695 |
9,819,193 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
Number
of Warrants/Shares/Face Amount |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Cia
Paranaense de Energia (E) |
6,600,920 |
$ |
9,916,975 |
|||||
19,736,168 |
||||||||
TOTAL
BRAZIL |
56,757,980 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $54,935,698) |
56,757,980 |
|||||||
WARRANT —
0.0% |
||||||||
Australia — 0.0% |
||||||||
Magellan
Financial Group |
||||||||
Strike
Price $35, Expires 4/19/27(Cost $–) |
113,334 |
126,047 |
||||||
SHORT-TERM INVESTMENT(F)(G)
— 5.0% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $41,116,116) |
41,116,116 |
41,116,116 |
||||||
REPURCHASE AGREEMENT(F)
— 3.6% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $29,482,533
(collateralized by various U.S. Treasury Obligations, ranging in par value
$2,347,902 - $3,156,917, 0.250%, 09/30/2025, with a total market value of
$30,053,147) |
||||||||
(Cost $29,481,944) |
$ |
29,481,944 |
29,481,944 |
|||||
TOTAL INVESTMENTS — 108.4% |
||||||||
(Cost $1,015,347,470) |
$ |
890,152,063 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $63,986,441. |
(B) |
Level 3 security in
accordance with fair value hierarchy. |
(C) |
Security considered
illiquid. The total value of such securities as of April 30, 2022 was
$31,922,811 and represented 3.9% of Net Assets. |
(D) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of April 30, 2022, was
$31,922,811 and represents 3.9% of Net Assets. |
(E) |
There is currently no
stated interest rate. |
(F) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $70,598,060. |
(G) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3(1) |
Total |
||||||||||||
Common
Stock |
$ |
696,344,250 |
$ |
34,402,915 |
$ |
31,922,811 |
$ |
762,669,976 |
||||||||
Preferred
Stock |
56,757,980 |
— |
— |
56,757,980 |
||||||||||||
Short-Term
Investment |
41,116,116 |
— |
— |
41,116,116 |
||||||||||||
Warrant |
— |
126,047 |
— |
126,047 |
||||||||||||
Repurchase
Agreement |
— |
29,481,944 |
— |
29,481,944 |
||||||||||||
Total
Investments in Securities |
$ |
794,218,346 |
$ |
64,010,906 |
$ |
31,922,811 |
$ |
890,152,063 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
ETF |
(1) |
The following is a
reconciliation of investments in which significant unobservable inputs
(Level 3) were used in determining fair value: |
Investments in Common
Stock |
||||
Beginning Balance as of October 31,
2021 |
$ |
− |
||
Transfers out of Level 3 |
− |
|||
Transfers into Level 3 |
31,922,811 |
|||
Net purchases |
− |
|||
Net sales |
− |
|||
Realized gain/(loss) |
− |
|||
Change in unrealized
appreciation/(depreciation) |
− |
|||
Ending Balance as of April 30, 2022 |
$ |
31,922,811 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
83.6% |
||||||||
UNITED STATES —
83.6% |
||||||||
Communication Services — 7.6% |
||||||||
AT&T |
585,910 |
$ |
11,050,263 |
|||||
Cogent
Communications Holdings |
216,305 |
12,653,842 |
||||||
Lumen
Technologies |
1,423,540 |
14,320,812 |
||||||
Verizon
Communications |
258,589 |
11,972,671 |
||||||
Warner
Bros Discovery * |
141,241 |
2,563,524 |
||||||
52,561,112 |
||||||||
Consumer Discretionary — 1.6% |
||||||||
PetMed
Express (A) |
524,381 |
11,483,944 |
||||||
Consumer Staples — 16.5% |
||||||||
Altria
Group |
269,763 |
14,990,730 |
||||||
B&G
Foods |
446,369 |
12,020,717 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Kellogg |
214,042 |
$ |
14,661,877 |
|||||
Kraft
Heinz |
368,411 |
15,705,361 |
||||||
Philip
Morris International |
124,392 |
12,439,200 |
||||||
SpartanNash |
504,868 |
17,306,875 |
||||||
Universal |
254,129 |
14,701,363 |
||||||
Walgreens
Boots Alliance |
297,432 |
12,611,117 |
||||||
114,437,240 |
||||||||
Energy — 7.2% |
||||||||
Enviva |
197,323 |
16,642,222 |
||||||
Kimbell
Royalty Partners |
928,263 |
15,622,666 |
||||||
Sabine
Royalty Trust |
284,562 |
18,004,238 |
||||||
50,269,126 |
||||||||
Financials — 13.4% |
||||||||
AGNC
Investment ‡ |
1,030,422 |
11,314,034 |
||||||
ARMOUR
Residential ‡(A) |
1,628,174 |
11,950,797 |
||||||
Invesco
Mortgage Capital ‡
(A) |
5,728,152 |
9,966,984 |
||||||
KKR
Real Estate Finance Trust ‡ |
658,371 |
12,509,049 |
||||||
New
York Community Bancorp |
1,200,131 |
11,089,210 |
||||||
TFS
Financial |
820,892 |
12,305,171 |
||||||
Two
Harbors Investment ‡ |
2,677,180 |
12,877,236 |
||||||
Virtu
Financial, Cl A |
395,489 |
11,421,722 |
||||||
93,434,203 |
||||||||
Health Care — 4.0% |
||||||||
AbbVie |
95,588 |
14,039,965 |
||||||
Gilead
Sciences |
227,137 |
13,478,310 |
||||||
27,518,275 |
||||||||
Industrials — 5.9% |
||||||||
3M |
93,653 |
13,506,636 |
||||||
Ennis |
735,038 |
12,679,405 |
||||||
MSC
Industrial Direct, Cl A |
175,064 |
14,505,803 |
||||||
40,691,844 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 2.1% |
||||||||
International
Business Machines |
111,385 |
$ |
14,726,211 |
|||||
Real Estate — 8.1% |
||||||||
Alexander’s
‡ |
53,557 |
13,291,241 |
||||||
Easterly
Government Properties, Cl A ‡ |
662,931 |
12,628,836 |
||||||
Global
Net Lease ‡ |
954,245 |
13,388,057 |
||||||
Iron
Mountain ‡ |
318,207 |
17,097,262 |
||||||
56,405,396 |
||||||||
Utilities — 17.2% |
||||||||
American
Electric Power |
162,126 |
16,068,308 |
||||||
Avangrid
(A) |
315,441 |
13,989,808 |
||||||
Clearway
Energy, Cl C |
430,699 |
13,149,241 |
||||||
Consolidated
Edison |
170,184 |
15,782,864 |
||||||
DTE
Energy |
116,908 |
15,319,624 |
||||||
Duke
Energy |
140,381 |
15,464,371 |
||||||
Hawaiian
Electric Industries |
343,677 |
14,128,562 |
||||||
National
Fuel Gas |
227,256 |
15,937,463 |
||||||
119,840,241 |
||||||||
TOTAL
UNITED STATES |
581,367,592 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $551,497,062) |
581,367,592 |
|||||||
MASTER LIMITED PARTNERSHIPS
— 16.1% |
||||||||
UNITED KINGDOM—
2.2% |
||||||||
Energy — 2.2% |
||||||||
KNOT
Offshore Partners |
928,470 |
15,152,630 |
||||||
UNITED STATES—
13.9% |
||||||||
Energy — 10.0% |
||||||||
CrossAmerica
Partners |
656,201 |
13,655,543 |
||||||
Holly
Energy Partners |
770,359 |
13,196,250 |
||||||
MPLX |
427,012 |
13,818,108 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
U.S. ETF |
Shares/Face
Amount |
Value |
|||||||
MASTER LIMITED PARTNERSHIPS
— continued |
||||||||
Energy — continued |
||||||||
Shell
Midstream Partners |
1,018,797 |
$ |
14,395,602 |
|||||
USA
Compression Partners |
816,225 |
14,463,507 |
||||||
69,529,010 |
||||||||
Industrials — 1.9% |
||||||||
Icahn
Enterprises |
251,774 |
13,253,383 |
||||||
Materials — 2.0% |
||||||||
Westlake
Chemical Partners |
508,456 |
13,855,426 |
||||||
TOTAL
UNITED STATES |
96,637,819 |
|||||||
TOTAL MASTER LIMITED PARTNERSHIPS |
||||||||
(Cost $90,454,726) |
111,790,449 |
|||||||
SHORT-TERM INVESTMENT(B)(C)
— 1.9% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $13,138,390) |
13,138,390 |
13,138,390 |
||||||
REPURCHASE AGREEMENT(B)
— 1.4% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $9,420,954
(collateralized by various U.S. Treasury Obligations, ranging in par value
$750,257 - $1,008,773, 0.250%, 09/30/2025, with a total market value of
$9,603,294) |
||||||||
(Cost $9,420,766) |
$ |
9,420,766 |
9,420,766 |
|||||
TOTAL INVESTMENTS — 103.0% |
||||||||
(Cost $664,510,944) |
$ |
715,717,197 |
‡ |
Real Estate Investment
Trust |
* |
Non-income producing
security. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
U.S. ETF |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $21,051,368. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $22,559,156. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
581,367,592 |
$ |
— |
$ |
— |
$ |
581,367,592 |
||||||||
Master
Limited Partnerships |
111,790,449 |
— |
— |
111,790,449 |
||||||||||||
Short-Term
Investment |
13,138,390 |
— |
— |
13,138,390 |
||||||||||||
Repurchase
Agreement |
— |
9,420,766 |
— |
9,420,766 |
||||||||||||
Total
Investments in Securities |
$ |
706,296,431 |
$ |
9,420,766 |
$ |
— |
$ |
715,717,197 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.3% |
||||||||
AUSTRALIA — 14.2% |
||||||||
Industrials — 2.3% |
||||||||
Aurizon
Holdings |
88,169 |
$ |
252,509 |
|||||
Materials — 9.6% |
||||||||
BHP
Group |
13,555 |
462,474 |
||||||
Fortescue
Metals Group |
13,810 |
212,279 |
||||||
Rio
Tinto |
2,797 |
200,373 |
||||||
Rio
Tinto |
2,532 |
203,023 |
||||||
1,078,149 |
||||||||
Real Estate — 2.3% |
||||||||
Vicinity
Centres ‡ |
195,824 |
260,930 |
||||||
TOTAL
AUSTRALIA |
1,591,588 |
|||||||
AUSTRIA — 2.0% |
||||||||
Energy — 2.0% |
||||||||
OMV |
4,418 |
228,844 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
BELGIUM — 1.7% |
||||||||
Consumer Discretionary — 1.7% |
||||||||
Ageas |
3,878 |
$ |
187,700 |
|||||
FINLAND — 1.3% |
||||||||
Utilities — 1.3% |
||||||||
Fortum |
8,968 |
150,427 |
||||||
FRANCE — 8.2% |
||||||||
Communication Services — 2.1% |
||||||||
Orange |
19,238 |
229,701 |
||||||
Financials — 4.5% |
||||||||
AXA |
7,790 |
209,232 |
||||||
CNP
Assurances |
13,573 |
298,978 |
||||||
508,210 |
||||||||
Industrials — 1.6% |
||||||||
Credit
Agricole |
15,888 |
173,913 |
||||||
TOTAL
FRANCE |
911,824 |
|||||||
GERMANY — 3.5% |
||||||||
Communication Services — 2.1% |
||||||||
Telefonica
Deutschland Holding |
77,911 |
235,810 |
||||||
Materials — 1.4% |
||||||||
BASF |
2,950 |
156,881 |
||||||
TOTAL
GERMANY |
392,691 |
|||||||
HONG KONG — 9.4% |
||||||||
Communication Services — 2.4% |
||||||||
HKT
Trust & HKT |
185,520 |
266,240 |
||||||
Real Estate — 2.0% |
||||||||
Henderson
Land Development |
55,900 |
226,916 |
||||||
Utilities — 5.0% |
||||||||
CK
Infrastructure Holdings |
41,400 |
278,861 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Power
Assets Holdings |
41,706 |
$ |
280,923 |
|||||
559,784 |
||||||||
TOTAL
HONG KONG |
1,052,940 |
|||||||
ITALY — 5.7% |
||||||||
Financials — 3.6% |
||||||||
Poste
Italiane |
18,073 |
178,802 |
||||||
Assicurazioni
Generali |
11,566 |
220,849 |
||||||
399,651 |
||||||||
Utilities — 2.1% |
||||||||
Snam |
42,376 |
233,537 |
||||||
TOTAL
ITALY |
633,188 |
|||||||
JAPAN — 9.2% |
||||||||
Communication Services — 2.0% |
||||||||
SoftBank |
19,068 |
222,970 |
||||||
Financials — 3.4% |
||||||||
Japan
Post Holdings |
29,225 |
205,608 |
||||||
Nomura
Holdings |
45,878 |
177,053 |
||||||
382,661 |
||||||||
Industrials — 2.0% |
||||||||
Mitsui
OSK Lines |
9,300 |
220,369 |
||||||
Real Estate — 1.8% |
||||||||
Japan
Metropolitan Fund Invest ‡ |
253 |
201,721 |
||||||
TOTAL
JAPAN |
1,027,721 |
|||||||
NETHERLANDS — 2.1% |
||||||||
Financials — 2.1% |
||||||||
NN
Group |
4,696 |
232,543 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
NEW ZEALAND — 2.2% |
||||||||
Communication Services — 2.2% |
||||||||
Spark
New Zealand |
77,753 |
$ |
248,291 |
|||||
NORWAY — 1.8% |
||||||||
Communication Services — 1.8% |
||||||||
Telenor |
13,851 |
197,584 |
||||||
PORTUGAL — 1.9% |
||||||||
Utilities — 1.9% |
||||||||
Energias
de Portugal |
44,834 |
210,097 |
||||||
SPAIN — 9.9% |
||||||||
Communication Services — 2.0% |
||||||||
Telefonica |
46,080 |
225,220 |
||||||
Industrials — 1.6% |
||||||||
ACS
Actividades de Construccion y Servicios |
6,989 |
181,304 |
||||||
Utilities — 6.3% |
||||||||
Enagas |
10,721 |
232,650 |
||||||
Endesa |
8,816 |
186,288 |
||||||
Naturgy
Energy Group |
9,449 |
286,388 |
||||||
705,326 |
||||||||
TOTAL
SPAIN |
1,111,850 |
|||||||
SWEDEN — 5.5% |
||||||||
Communication Services — 1.7% |
||||||||
Tele2,
Cl B |
14,713 |
195,756 |
||||||
Consumer Discretionary — 1.0% |
||||||||
Electrolux,
Cl B |
7,113 |
109,847 |
||||||
Energy — 2.8% |
||||||||
Lundin
Energy |
7,367 |
308,420 |
||||||
TOTAL
SWEDEN |
614,023 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SWITZERLAND — 2.4% |
||||||||
Financials — 2.4% |
||||||||
Zurich
Insurance Group |
587 |
$ |
269,658 |
|||||
UNITED KINGDOM —
16.4% |
||||||||
Communication Services — 1.7% |
||||||||
Vodafone
Group |
123,870 |
189,016 |
||||||
Consumer Discretionary — 1.3% |
||||||||
Persimmon |
5,599 |
147,620 |
||||||
Consumer Staples — 2.4% |
||||||||
British
American Tobacco |
6,278 |
264,204 |
||||||
Financials — 8.5% |
||||||||
Admiral
Group |
4,333 |
137,307 |
||||||
Aviva |
43,167 |
234,831 |
||||||
Legal
& General Group |
62,650 |
198,293 |
||||||
M&G |
74,208 |
199,565 |
||||||
Phoenix
Group Holdings |
24,051 |
183,893 |
||||||
953,889 |
||||||||
Utilities — 2.5% |
||||||||
National
Grid |
18,988 |
284,641 |
||||||
TOTAL
UNITED KINGDOM |
1,839,370 |
|||||||
UNITED STATES —
1.9% |
||||||||
Financials — 1.9% |
||||||||
Swiss
Re |
2,570 |
212,664 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $11,268,916) |
11,113,003 |
|||||||
TOTAL INVESTMENTS — 99.3% |
||||||||
(Cost $11,268,916) |
$ |
11,113,003 |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
EAFE ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
10,085,282 |
$ |
1,027,721 |
$ |
— |
$ |
11,113,003 |
||||||||
Total
Investments in Securities |
$ |
10,085,282 |
$ |
1,027,721 |
$ |
— |
$ |
11,113,003 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
91.6% |
||||||||
BRAZIL — 5.6% |
||||||||
Consumer Discretionary — 2.4% |
||||||||
Vibra
Energia |
406,644 |
$ |
1,734,243 |
|||||
Materials — 3.2% |
||||||||
Vale |
141,002 |
2,371,483 |
||||||
TOTAL
BRAZIL |
4,105,726 |
|||||||
CHINA — 38.3% |
||||||||
Energy — 9.5% |
||||||||
China
Shenhua Energy, Cl H |
859,564 |
2,771,674 |
||||||
Yankuang
Energy Group, Cl H |
1,465,000 |
4,182,434 |
||||||
6,954,108 |
||||||||
Financials — 9.4% |
||||||||
Bank of
China, Cl H |
4,773,800 |
1,886,120 |
||||||
Bank of
Communications, Cl H |
2,931,380 |
2,043,633 |
||||||
China
Cinda Asset Management, Cl H |
9,139,600 |
1,549,252 |
||||||
Haitong
Securities Ltd., Cl H |
1,916,000 |
1,347,963 |
||||||
6,826,968 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 1.6% |
||||||||
Sinotruk
Hong Kong |
958,900 |
$ |
1,173,243 |
|||||
Real Estate — 12.2% |
||||||||
Agile
Group Holdings |
1,339,700 |
648,835 |
||||||
China
Jinmao Holdings Group |
5,771,700 |
1,919,940 |
||||||
CIFI
Holdings Group |
2,415,700 |
1,179,194 |
||||||
Jinke
Properties Group, Cl A * |
2,256,928 |
1,515,561 |
||||||
KWG
Group Holdings |
1,307,300 |
476,524 |
||||||
Logan
Group |
1,247,400 |
394,276 |
||||||
Shanghai
Lujiazui Finance & Trade Zone Development, Cl B |
2,116,700 |
1,934,664 |
||||||
Shimao
Group Holdings (A)(B)(C) |
1,096,300 |
555,824 |
||||||
Sunac
China Holdings (A)(B)(C) |
755,000 |
308,499 |
||||||
8,933,317 |
||||||||
Utilities — 5.6% |
||||||||
China
Power International Development |
8,317,364 |
4,091,819 |
||||||
TOTAL
CHINA |
27,979,455 |
|||||||
CZECH REPUBLIC —
3.8% |
||||||||
Utilities — 3.8% |
||||||||
CEZ |
65,594 |
2,815,302 |
||||||
EGYPT — 2.0% |
||||||||
Consumer Staples — 2.0% |
||||||||
Eastern
SAE |
2,504,492 |
1,458,809 |
||||||
INDIA — 6.5% |
||||||||
Energy — 6.5% |
||||||||
Bharat
Petroleum |
253,841 |
1,204,078 |
||||||
Coal
India |
670,432 |
1,603,669 |
||||||
Indian
Oil |
1,196,305 |
1,971,867 |
||||||
TOTAL
INDIA |
4,779,614 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
MALAYSIA — 5.5% |
||||||||
Health Care — 2.8% |
||||||||
Hartalega
Holdings |
1,463,437 |
$ |
1,479,068 |
|||||
Top
Glove |
1,481,888 |
571,855 |
||||||
2,050,923 |
||||||||
Industrials — 2.7% |
||||||||
Sime
Darby |
3,633,752 |
1,953,137 |
||||||
TOTAL
MALAYSIA |
4,004,060 |
|||||||
RUSSIA — 0.5% |
||||||||
Consumer Staples — 0.0% |
||||||||
Magnit
PJSC GDR (A)(B)(C) |
7,300 |
9,467 |
||||||
Materials — 0.5% |
||||||||
Alrosa
PJSC (A)(B)(C) |
1,194,381 |
135,467 |
||||||
Novolipetsk
Steel PJSC (A)(B)(C) |
500,486 |
112,075 |
||||||
PhosAgro
PJSC GDR (A)(B)(C) |
6,650 |
22,243 |
||||||
Severstal
PJSC *(A)(B)(C) |
71,665 |
110,799 |
||||||
380,584 |
||||||||
TOTAL
RUSSIA |
390,051 |
|||||||
SOUTH AFRICA —
11.3% |
||||||||
Energy — 3.3% |
||||||||
Exxaro
Resources |
167,048 |
2,392,247 |
||||||
Materials — 8.0% |
||||||||
African
Rainbow Minerals |
107,404 |
1,778,426 |
||||||
Impala
Platinum Holdings |
101,720 |
1,326,211 |
||||||
Kumba
Iron Ore |
39,319 |
1,327,517 |
||||||
Sibanye
Stillwater |
400,842 |
1,413,924 |
||||||
5,846,078 |
||||||||
TOTAL
SOUTH AFRICA |
8,238,325 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SOUTH KOREA — 1.8% |
||||||||
Energy — 1.8% |
||||||||
HD
Hyundai |
29,185 |
$ |
1,354,686 |
|||||
TAIWAN — 7.7% |
||||||||
Information Technology — 5.2% |
||||||||
Compal
Electronics |
2,454,600 |
1,852,889 |
||||||
Lite-On
Technology |
880,010 |
1,940,617 |
||||||
3,793,506 |
||||||||
Materials — 2.5% |
||||||||
Asia
Cement |
1,109,400 |
1,810,390 |
||||||
TOTAL
TAIWAN |
5,603,896 |
|||||||
TURKEY — 4.4% |
||||||||
Consumer Staples — 1.9% |
||||||||
BIM
Birlesik Magazalar |
243,662 |
1,370,353 |
||||||
Materials — 2.5% |
||||||||
Eregli
Demir ve Celik Fabrikalari |
822,390 |
1,857,795 |
||||||
TOTAL
TURKEY |
3,228,148 |
|||||||
UNITED ARAB EMIRATES —
4.2% |
||||||||
Real Estate — 4.2% |
||||||||
Aldar
Properties PJSC |
1,983,687 |
3,051,369 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $71,176,143) |
67,009,441 |
|||||||
PREFERRED STOCK —
8.0% |
||||||||
BRAZIL— 7.8% |
||||||||
Materials — 4.5% |
||||||||
Braskem
(D) |
176,088 |
1,430,124 |
||||||
Gerdau
(D) |
330,509 |
1,866,713 |
||||||
3,296,837 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Utilities — 3.3% |
||||||||
Cia
Energetica de Minas Gerais (D) |
812,663 |
$ |
2,407,368 |
|||||
TOTAL
BRAZIL |
5,704,205 |
|||||||
RUSSIA— 0.2% |
||||||||
Energy — 0.2% |
||||||||
Surgutneftegas
PJSC (A)(B)(C)(D) |
3,166,303 |
148,759 |
||||||
TOTAL
RUSSIA |
148,759 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $7,033,294) |
5,852,964 |
|||||||
TOTAL INVESTMENTS — 99.6% |
||||||||
(Cost $78,209,437) |
$ |
72,862,405 |
* |
Non-income producing
security. |
(A) |
Level 3 security in
accordance with fair value hierarchy. |
(B) |
Security considered
illiquid. The total value of such securities as of April 30, 2022 was
$1,403,133 and represented 1.9% of Net Assets. |
(C) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of April 30, 2022, was
$1,403,133 and represents 1.9% of Net Assets. |
(D) |
There is currently no
stated interest rate. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3(1) |
Total |
||||||||||||
Common
Stock |
$ |
64,296,258 |
$ |
1,458,809 |
$ |
1,254,374 |
$ |
67,009,441 |
||||||||
Preferred
Stock |
5,704,205 |
— |
148,759 |
5,852,964 |
||||||||||||
Total
Investments in Securities |
$ |
70,000,463 |
$ |
1,458,809 |
$ |
1,403,133 |
$ |
72,862,405 |
(1) |
The following is a
reconciliation of investments in which significant unobservable inputs
(Level 3) were used in determining fair value: |
Investments
in Common Stock |
||||
Beginning Balance as of
October 31, 2021 |
$ |
− |
||
Transfers out of Level
3 |
− |
|||
Transfers into Level
3 |
1,403,133 |
|||
Net purchases |
− |
|||
Net sales |
− |
|||
Realized
gain/(loss) |
− |
|||
Change in unrealized
appreciation/(depreciation) |
− |
|||
Ending Balance as of April
30, 2022 |
$ |
1,403,133 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
REIT ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.3% |
||||||||
AUSTRALIA — 7.1% |
||||||||
Real Estate — 7.1% |
||||||||
Charter
Hall Long Wale ‡ |
3,585,783 |
$ |
13,658,573 |
|||||
Waypoint
‡ |
6,367,284 |
12,172,030 |
||||||
TOTAL
AUSTRALIA |
25,830,603 |
|||||||
CANADA — 7.0% |
||||||||
Real Estate — 7.0% |
||||||||
NorthWest
Healthcare Properties Real Estate Investment Trust ‡
(A) |
1,217,414 |
12,621,365 |
||||||
SmartCentres
Real Estate Investment Trust ‡ |
532,382 |
13,034,101 |
||||||
TOTAL
CANADA |
25,655,466 |
|||||||
SINGAPORE — 32.3% |
||||||||
Real Estate — 32.3% |
||||||||
CapitaLand
Integrated Commercial Trust ‡ |
8,347,822 |
14,085,325 |
||||||
Frasers
Logistics & Commercial Trust ‡ |
12,141,665 |
12,749,232 |
||||||
Keppel
‡ |
15,098,244 |
13,339,024 |
||||||
Keppel
‡ |
7,820,654 |
11,723,335 |
||||||
Mapletree
Commercial Trust ‡ |
9,436,186 |
12,778,382 |
||||||
Mapletree
Industrial Trust ‡ |
6,755,890 |
12,769,116 |
||||||
Mapletree
Logistics Trust ‡ |
9,754,136 |
12,643,858 |
||||||
Mapletree
North Asia Commercial Trust ‡ |
15,502,594 |
13,471,731 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
REIT ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Suntec
Real Estate Investment Trust ‡ |
10,920,568 |
$ |
14,551,267 |
|||||
TOTAL
SINGAPORE |
118,111,270 |
|||||||
UNITED STATES —
52.9% |
||||||||
Financials — 38.6% |
||||||||
AGNC
Investment ‡ |
907,823 |
9,967,897 |
||||||
Annaly
Capital Management ‡ |
1,723,869 |
11,067,239 |
||||||
Ares
Commercial Real Estate ‡ |
916,322 |
13,808,973 |
||||||
ARMOUR
Residential ‡(A) |
1,433,645 |
10,522,954 |
||||||
Blackstone
Mortgage Trust, Cl A ‡ |
413,908 |
12,433,796 |
||||||
Broadmark
Realty Capital ‡ |
1,436,885 |
11,222,072 |
||||||
Dynex
Capital ‡
(A) |
789,462 |
12,812,968 |
||||||
Ellington
Financial ‡ |
738,541 |
11,956,979 |
||||||
KKR
Real Estate Finance Trust ‡ |
624,240 |
11,860,560 |
||||||
MFA
Financial ‡ |
738,916 |
10,529,553 |
||||||
New
Residential Investment ‡ |
1,206,619 |
12,548,838 |
||||||
PennyMac
Mortgage Investment Trust ‡ |
808,175 |
12,397,404 |
||||||
141,129,233 |
||||||||
Real Estate — 14.3% |
||||||||
Gaming
and Leisure Properties ‡ |
290,886 |
12,909,521 |
||||||
Getty
Realty ‡ |
463,556 |
12,474,292 |
||||||
Physicians
Realty Trust ‡ |
753,187 |
12,909,625 |
||||||
WP
Carey ‡ |
174,102 |
14,062,218 |
||||||
52,355,656 |
||||||||
TOTAL
UNITED STATES |
193,484,889 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $377,046,199) |
363,082,228 |
|||||||
SHORT-TERM INVESTMENT(B)(C)
— 2.3% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperDividend®
REIT ETF |
Shares/Face
Amount |
Value |
|||||||
SHORT-TERM INVESTMENT(B)(C)
— continued |
||||||||
(Cost $8,509,771) |
8,509,771 |
$ |
8,509,771 |
|||||
REPURCHASE AGREEMENT(B)
— 1.7% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $6,101,978
(collateralized by various U.S. Treasury Obligations, ranging in par value
$485,944 - $653,385, 0.250%, 09/30/2025, with a total market value of
$6,220,080) |
||||||||
(Cost $6,101,856) |
$ |
6,101,856 |
6,101,856 |
|||||
TOTAL INVESTMENTS — 103.3% |
||||||||
(Cost $391,657,826) |
$ |
377,693,855 |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $13,936,119. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $14,611,627. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
363,082,228 |
$ |
— |
$ |
— |
$ |
363,082,228 |
||||||||
Short-Term
Investment |
8,509,771 |
— |
— |
8,509,771 |
||||||||||||
Repurchase
Agreement |
— |
6,101,856 |
— |
6,101,856 |
||||||||||||
Total
Investments in Securities |
$ |
371,591,999 |
$ |
6,101,856 |
$ |
— |
$ |
377,693,855 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK — 100.2%(A) |
||||||||
BRAZIL — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
MercadoLibre
* |
28,922 |
$ |
28,159,327 |
|||||
CHINA — 1.3% |
||||||||
Communication Services — 0.4% |
||||||||
Baidu
ADR * |
136,606 |
16,962,367 |
||||||
NetEase
ADR |
124,100 |
11,830,453 |
||||||
28,792,820 |
||||||||
Consumer Discretionary — 0.5% |
||||||||
JD.com
ADR * |
349,672 |
21,560,775 |
||||||
Pinduoduo
ADR * |
265,821 |
11,454,227 |
||||||
33,015,002 |
||||||||
Information Technology — 0.4% |
||||||||
NXP
Semiconductors |
154,388 |
26,384,909 |
||||||
TOTAL
CHINA |
88,192,731 |
|||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML
Holding, Cl G |
48,345 |
27,255,461 |
||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Health Care — 0.3% |
||||||||
AstraZeneca
ADR |
336,532 |
$ |
22,345,725 |
|||||
UNITED STATES —
97.8% |
||||||||
Communication Services — 16.0% |
||||||||
Activision
Blizzard |
452,230 |
34,188,588 |
||||||
Alphabet,
Cl A * |
105,629 |
241,065,448 |
||||||
Alphabet,
Cl C * |
110,652 |
254,425,463 |
||||||
Charter
Communications, Cl A * |
101,348 |
43,426,605 |
||||||
Comcast,
Cl A |
2,638,774 |
104,917,654 |
||||||
Electronic
Arts |
167,002 |
19,714,586 |
||||||
Match
Group * |
155,090 |
12,275,374 |
||||||
Meta
Platforms, Cl A * |
1,213,775 |
243,325,474 |
||||||
Netflix
* |
255,243 |
48,588,057 |
||||||
Sirius
XM Holdings |
2,209,124 |
13,254,744 |
||||||
T-Mobile
US * |
728,753 |
89,738,644 |
||||||
1,104,920,637 |
||||||||
Consumer Discretionary — 15.3% |
||||||||
Airbnb,
Cl A * |
215,494 |
33,015,836 |
||||||
Amazon.com
* |
178,493 |
443,667,556 |
||||||
Booking
Holdings * |
24,381 |
53,889,568 |
||||||
Dollar
Tree * |
133,332 |
21,659,783 |
||||||
eBay |
345,278 |
17,926,834 |
||||||
Lucid
Group * |
978,415 |
17,689,743 |
||||||
Lululemon
Athletica * |
69,658 |
24,702,817 |
||||||
Marriott
International, Cl A |
188,983 |
33,548,262 |
||||||
O’Reilly
Automotive * |
39,115 |
23,725,203 |
||||||
Ross
Stores |
195,482 |
19,503,239 |
||||||
Starbucks |
673,811 |
50,293,253 |
||||||
Tesla
* |
362,449 |
315,606,091 |
||||||
1,055,228,185 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 6.3% |
||||||||
Costco
Wholesale |
258,189 |
$ |
137,284,255 |
|||||
Keurig
Dr Pepper |
834,134 |
31,196,612 |
||||||
Kraft
Heinz |
720,193 |
30,701,827 |
||||||
Mondelez
International, Cl A |
794,023 |
51,198,603 |
||||||
Monster
Beverage * |
312,641 |
26,787,081 |
||||||
PepsiCo |
805,924 |
138,385,210 |
||||||
Walgreens
Boots Alliance |
478,723 |
20,297,855 |
||||||
435,851,443 |
||||||||
Health Care — 5.7% |
||||||||
Align
Technology * |
44,293 |
12,840,984 |
||||||
Amgen |
321,218 |
74,904,825 |
||||||
Biogen
* |
86,606 |
17,965,549 |
||||||
Dexcom
* |
57,679 |
23,566,486 |
||||||
Gilead
Sciences |
725,764 |
43,066,836 |
||||||
IDEXX
Laboratories * |
47,249 |
20,339,749 |
||||||
Illumina
* |
89,992 |
26,696,127 |
||||||
Intuitive
Surgical * |
207,166 |
49,574,824 |
||||||
Moderna
* |
233,561 |
31,392,934 |
||||||
Regeneron
Pharmaceuticals * |
62,515 |
41,204,262 |
||||||
Seagen
* |
102,655 |
13,448,831 |
||||||
Vertex
Pharmaceuticals * |
147,469 |
40,291,480 |
||||||
395,292,887 |
||||||||
Industrials — 3.4% |
||||||||
Cintas |
61,351 |
24,372,298 |
||||||
Copart
* |
134,673 |
15,305,586 |
||||||
CSX |
1,269,961 |
43,610,461 |
||||||
Fastenal |
319,195 |
17,654,675 |
||||||
Honeywell
International |
395,268 |
76,488,311 |
||||||
Old
Dominion Freight Line |
65,165 |
18,254,020 |
||||||
PACCAR |
190,170 |
15,793,618 |
||||||
Verisk
Analytics, Cl A |
95,953 |
19,579,210 |
||||||
231,058,179 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 49.8% |
||||||||
Adobe
* |
275,951 |
$ |
109,262,798 |
|||||
Advanced
Micro Devices * |
949,509 |
81,202,009 |
||||||
Analog
Devices |
304,805 |
47,055,796 |
||||||
ANSYS
* |
48,261 |
13,305,075 |
||||||
Apple |
5,722,462 |
902,146,134 |
||||||
Applied
Materials |
510,924 |
56,380,463 |
||||||
Atlassian,
Cl A * |
81,757 |
18,381,426 |
||||||
Autodesk
* |
126,432 |
23,931,049 |
||||||
Automatic
Data Processing |
241,182 |
52,621,089 |
||||||
Broadcom |
239,268 |
132,647,787 |
||||||
Cadence
Design Systems * |
161,970 |
24,433,174 |
||||||
Cisco
Systems |
2,423,304 |
118,693,430 |
||||||
Cognizant
Technology Solutions, Cl A |
309,822 |
25,064,600 |
||||||
Crowdstrike
Holdings, Cl A * |
120,609 |
23,972,245 |
||||||
Datadog,
Cl A * |
153,938 |
18,592,632 |
||||||
DocuSign,
Cl A * |
108,123 |
8,757,963 |
||||||
Fiserv
* |
383,343 |
37,536,947 |
||||||
Fortinet
* |
92,097 |
26,616,954 |
||||||
Intel |
2,375,439 |
103,545,386 |
||||||
Intuit |
165,964 |
69,497,425 |
||||||
KLA |
84,995 |
27,135,504 |
||||||
Lam
Research |
79,151 |
36,865,370 |
||||||
Marvell
Technology |
490,923 |
28,512,808 |
||||||
Microchip
Technology |
307,819 |
20,069,799 |
||||||
Micron
Technology |
636,650 |
43,413,164 |
||||||
Microsoft |
2,628,412 |
729,436,898 |
||||||
NVIDIA |
1,234,231 |
228,912,824 |
||||||
Okta,
Cl A * |
78,727 |
9,392,918 |
||||||
Palo
Alto Networks * |
58,369 |
32,761,352 |
||||||
Paychex |
212,556 |
26,937,222 |
||||||
PayPal
Holdings * |
681,013 |
59,881,473 |
||||||
QUALCOMM |
648,401 |
90,575,136 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks
Solutions |
95,795 |
$ |
10,853,574 |
|||||
Splunk
* |
87,973 |
10,734,465 |
||||||
Synopsys
* |
85,753 |
24,593,103 |
||||||
Texas
Instruments |
539,081 |
91,778,540 |
||||||
VeriSign
* |
64,209 |
11,473,506 |
||||||
Workday,
Cl A * |
113,792 |
23,520,806 |
||||||
Zoom
Video Communications, Cl A * |
136,588 |
13,600,067 |
||||||
Zscaler
* |
82,624 |
16,751,190 |
||||||
3,430,844,101 |
||||||||
Utilities — 1.3% |
||||||||
American
Electric Power |
296,426 |
29,378,781 |
||||||
Constellation
Energy |
174,229 |
10,316,099 |
||||||
Exelon |
577,299 |
27,006,047 |
||||||
Xcel
Energy |
319,021 |
23,371,479 |
||||||
90,072,406 |
||||||||
TOTAL
UNITED STATES |
6,743,267,838 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $6,928,281,396) |
6,909,221,082 |
|||||||
TOTAL INVESTMENTS — 100.2% |
||||||||
(Cost $6,928,281,396) |
$ |
6,909,221,082 |
||||||
Value |
||||||||
WRITTEN OPTIONS— (0.4)%(1) |
||||||||
UNITED STATES—
(0.4)% |
||||||||
(Premiums Received
$(216,847,049)) |
(5,374 |
) |
$ |
(27,058,090 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Covered Call ETF |
Description |
Number of Contracts |
Notional Amount |
Exercise Price |
Expiration Date |
Value |
||||||||||||
WRITTEN
OPTIONS — (0.4)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Nasdaq-100
Index* |
(5,374 |
) |
$ |
(7,550,470,000 |
) |
$ |
14,050.00 |
05/20/22 |
$ |
(27,058,090 |
) |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022
was$6,909,221,082. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
6,909,221,082 |
$ |
— |
$ |
— |
$ |
6,909,221,082 |
||||||||
Total
Investments in Securities |
$ |
6,909,221,082 |
$ |
— |
$ |
— |
$ |
6,909,221,082 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(27,058,090 |
) |
$ |
– |
$ |
– |
$ |
(27,058,090 |
) | ||||||
Total Other Financial
Instruments |
$ |
(27,058,090 |
) |
$ |
– |
$ |
– |
$ |
(27,058,090 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK — 100.2%(A) |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP
Semiconductors |
12,440 |
$ |
2,125,996 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
13,455 |
1,678,915 |
||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
22,718 |
7,087,107 |
||||||
UNITED STATES —
99.5% |
||||||||
Communication Services — 8.7% |
||||||||
Activision
Blizzard |
33,050 |
2,498,580 |
||||||
Alphabet,
Cl A * |
13,198 |
30,120,344 |
||||||
Alphabet,
Cl C * |
12,310 |
28,304,752 |
||||||
AT&T |
310,401 |
5,854,163 |
||||||
Charter
Communications, Cl A * |
5,615 |
2,405,971 |
||||||
Comcast,
Cl A |
197,023 |
7,833,634 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
DISH
Network, Cl A * |
10,452 |
$ |
297,987 |
|||||
Electronic
Arts |
12,427 |
1,467,007 |
||||||
Fox,
Cl A |
13,791 |
494,269 |
||||||
Fox,
Cl B |
6,899 |
229,323 |
||||||
Interpublic
Group |
16,042 |
523,290 |
||||||
Live
Nation Entertainment * |
5,937 |
622,673 |
||||||
Lumen
Technologies |
41,661 |
419,110 |
||||||
Match
Group * |
12,532 |
991,908 |
||||||
Meta
Platforms, Cl A * |
101,473 |
20,342,292 |
||||||
Netflix
* |
19,422 |
3,697,172 |
||||||
News,
Cl A |
17,254 |
342,664 |
||||||
News,
Cl B |
6,667 |
132,740 |
||||||
Omnicom
Group |
9,859 |
750,566 |
||||||
Paramount
Global, Cl B |
26,529 |
772,525 |
||||||
Take-Two
Interactive Software * |
5,179 |
618,942 |
||||||
T-Mobile
US * |
26,233 |
3,230,332 |
||||||
Twitter
* |
33,726 |
1,653,249 |
||||||
Verizon
Communications |
182,251 |
8,438,221 |
||||||
Walt
Disney * |
79,407 |
8,864,203 |
||||||
Warner
Bros Discovery * |
97,650 |
1,772,347 |
||||||
132,678,264 |
||||||||
Consumer Discretionary — 11.5% |
||||||||
Advance
Auto Parts |
2,962 |
591,304 |
||||||
Amazon.com
* |
19,239 |
47,821,036 |
||||||
Aptiv
* |
11,672 |
1,241,901 |
||||||
AutoZone
* |
831 |
1,624,996 |
||||||
Bath
& Body Works |
10,802 |
571,318 |
||||||
Best
Buy |
9,522 |
856,313 |
||||||
Booking
Holdings * |
2,030 |
4,486,929 |
||||||
BorgWarner |
9,836 |
362,260 |
||||||
Caesars
Entertainment * |
9,712 |
643,711 |
||||||
CarMax
* |
6,709 |
575,498 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Carnival
* |
35,339 |
$ |
611,365 |
|||||
Chipotle
Mexican Grill, Cl A * |
1,133 |
1,649,206 |
||||||
Darden
Restaurants |
5,939 |
782,344 |
||||||
Dollar
General |
9,768 |
2,320,193 |
||||||
Dollar
Tree * |
9,692 |
1,574,465 |
||||||
Domino’s
Pizza |
1,200 |
405,600 |
||||||
DR
Horton |
13,509 |
940,091 |
||||||
eBay |
26,406 |
1,371,000 |
||||||
Etsy
* |
6,054 |
564,172 |
||||||
Expedia
Group * |
6,516 |
1,138,671 |
||||||
Ford
Motor |
174,196 |
2,466,615 |
||||||
Garmin |
6,678 |
732,844 |
||||||
General
Motors * |
61,872 |
2,345,568 |
||||||
Genuine
Parts |
6,177 |
803,319 |
||||||
Hasbro |
5,877 |
517,529 |
||||||
Hilton
Worldwide Holdings |
12,324 |
1,913,794 |
||||||
Home
Depot |
45,890 |
13,785,356 |
||||||
Las
Vegas Sands * |
15,341 |
543,532 |
||||||
Lennar,
Cl A |
11,416 |
873,210 |
||||||
LKQ |
11,444 |
567,966 |
||||||
Lowe’s |
30,210 |
5,973,423 |
||||||
Marriott
International, Cl A |
12,042 |
2,137,696 |
||||||
McDonald’s |
32,665 |
8,138,811 |
||||||
MGM
Resorts International |
16,170 |
663,617 |
||||||
Mohawk
Industries * |
2,763 |
389,749 |
||||||
Newell
Brands |
17,206 |
398,319 |
||||||
NIKE,
Cl B |
56,095 |
6,995,046 |
||||||
Norwegian
Cruise Line Holdings * |
16,752 |
335,543 |
||||||
NVR
* |
108 |
472,631 |
||||||
O’Reilly
Automotive * |
3,070 |
1,862,108 |
||||||
Penn
National Gaming * |
6,521 |
238,473 |
||||||
Pool |
2,207 |
894,321 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PulteGroup |
10,730 |
$ |
448,085 |
|||||
PVH |
3,183 |
231,659 |
||||||
Ralph
Lauren, Cl A |
2,925 |
305,194 |
||||||
Ross
Stores |
15,568 |
1,553,219 |
||||||
Royal
Caribbean Cruises * |
9,787 |
760,743 |
||||||
Starbucks |
50,886 |
3,798,131 |
||||||
Tapestry |
12,910 |
424,997 |
||||||
Target |
20,998 |
4,801,193 |
||||||
Tesla
* |
36,575 |
31,848,047 |
||||||
TJX |
53,254 |
3,263,405 |
||||||
Tractor
Supply |
5,725 |
1,153,301 |
||||||
Ulta
Beauty * |
2,789 |
1,106,675 |
||||||
Under
Armour, Cl A * |
9,025 |
138,624 |
||||||
Under
Armour, Cl C * |
10,050 |
142,609 |
||||||
VF |
13,249 |
688,948 |
||||||
Whirlpool |
3,101 |
562,894 |
||||||
Wynn
Resorts * |
3,516 |
247,808 |
||||||
Yum!
Brands |
12,631 |
1,477,953 |
||||||
176,135,328 |
||||||||
Consumer Staples — 6.8% |
||||||||
Altria
Group |
80,681 |
4,483,443 |
||||||
Archer-Daniels-Midland |
24,539 |
2,197,713 |
||||||
Brown-Forman,
Cl B |
7,058 |
475,992 |
||||||
Campbell
Soup |
9,734 |
459,640 |
||||||
Church
& Dwight |
10,039 |
979,405 |
||||||
Clorox |
5,813 |
833,991 |
||||||
Coca-Cola |
170,585 |
11,021,497 |
||||||
Colgate-Palmolive |
37,210 |
2,867,031 |
||||||
Conagra
Brands |
20,255 |
707,507 |
||||||
Constellation
Brands, Cl A |
7,202 |
1,772,340 |
||||||
Costco
Wholesale |
19,499 |
10,368,008 |
||||||
Estee
Lauder, Cl A |
10,195 |
2,692,092 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
General
Mills |
25,540 |
$ |
1,806,444 |
|||||
Hershey |
6,246 |
1,410,159 |
||||||
Hormel
Foods |
13,249 |
694,115 |
||||||
J M
Smucker |
3,846 |
526,633 |
||||||
Kellogg |
10,456 |
716,236 |
||||||
Kimberly-Clark |
14,729 |
2,044,827 |
||||||
Kraft
Heinz |
28,406 |
1,210,948 |
||||||
Kroger |
28,709 |
1,549,138 |
||||||
Lamb
Weston Holdings |
6,632 |
438,375 |
||||||
McCormick |
10,242 |
1,030,038 |
||||||
Molson
Coors Beverage, Cl B |
7,617 |
412,384 |
||||||
Mondelez
International, Cl A |
61,349 |
3,955,784 |
||||||
Monster
Beverage * |
15,881 |
1,360,684 |
||||||
PepsiCo |
60,196 |
10,336,255 |
||||||
Philip
Morris International |
68,051 |
6,805,100 |
||||||
Procter
& Gamble |
105,048 |
16,865,456 |
||||||
Sysco |
22,000 |
1,880,560 |
||||||
Tyson
Foods, Cl A |
12,777 |
1,190,305 |
||||||
Walgreens
Boots Alliance |
31,422 |
1,332,293 |
||||||
Walmart |
61,786 |
9,452,640 |
||||||
103,877,033 |
||||||||
Energy — 4.2% |
||||||||
APA |
16,134 |
660,365 |
||||||
Baker
Hughes, Cl A |
40,655 |
1,261,118 |
||||||
Chevron |
84,896 |
13,300,656 |
||||||
ConocoPhillips |
56,227 |
5,370,803 |
||||||
Coterra
Energy |
34,341 |
988,677 |
||||||
Devon
Energy |
27,698 |
1,611,193 |
||||||
Diamondback
Energy |
7,039 |
888,533 |
||||||
EOG
Resources |
24,989 |
2,917,716 |
||||||
Exxon
Mobil |
185,246 |
15,792,221 |
||||||
Halliburton |
37,440 |
1,333,613 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Hess |
12,743 |
$ |
1,313,421 |
|||||
Kinder
Morgan |
81,723 |
1,483,272 |
||||||
Marathon
Oil |
31,827 |
793,129 |
||||||
Marathon
Petroleum |
26,818 |
2,340,139 |
||||||
Occidental
Petroleum |
38,085 |
2,098,103 |
||||||
ONEOK |
18,922 |
1,198,330 |
||||||
Phillips
66 |
20,771 |
1,802,092 |
||||||
Pioneer
Natural Resources |
9,666 |
2,247,055 |
||||||
Schlumberger |
62,859 |
2,452,129 |
||||||
Valero
Energy |
16,791 |
1,871,861 |
||||||
Williams |
52,658 |
1,805,643 |
||||||
63,530,069 |
||||||||
Financials — 11.0% |
||||||||
Aflac |
25,714 |
1,472,898 |
||||||
Allstate |
12,616 |
1,596,429 |
||||||
American
Express |
27,269 |
4,764,167 |
||||||
American
International Group |
35,582 |
2,081,903 |
||||||
Ameriprise
Financial |
4,599 |
1,220,988 |
||||||
Aon,
Cl A |
9,587 |
2,760,960 |
||||||
Arthur J
Gallagher |
9,187 |
1,547,918 |
||||||
Assurant |
2,808 |
510,719 |
||||||
Bank of
America |
314,351 |
11,216,044 |
||||||
Bank of
New York Mellon |
32,646 |
1,373,091 |
||||||
Berkshire
Hathaway, Cl B * |
80,267 |
25,912,596 |
||||||
BlackRock,
Cl A |
6,268 |
3,915,494 |
||||||
Brown
& Brown |
9,358 |
580,009 |
||||||
Capital
One Financial |
18,750 |
2,336,625 |
||||||
Cboe
Global Markets |
3,599 |
406,615 |
||||||
Charles
Schwab |
65,647 |
4,354,365 |
||||||
Chubb |
18,954 |
3,913,053 |
||||||
Cincinnati
Financial |
6,696 |
821,331 |
||||||
Citigroup |
86,947 |
4,191,715 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Citizens
Financial Group |
22,119 |
$ |
871,489 |
|||||
CME
Group, Cl A |
15,672 |
3,437,496 |
||||||
Comerica |
6,436 |
527,108 |
||||||
Discover
Financial Services |
12,690 |
1,427,117 |
||||||
Everest
Re Group |
2,489 |
683,753 |
||||||
FactSet
Research Systems |
2,139 |
863,065 |
||||||
Fifth
Third Bancorp |
28,821 |
1,081,652 |
||||||
First
Republic Bank |
7,732 |
1,153,769 |
||||||
Franklin
Resources |
12,052 |
296,359 |
||||||
Globe
Life |
3,403 |
333,766 |
||||||
Goldman
Sachs Group |
15,219 |
4,649,252 |
||||||
Hartford
Financial Services Group |
13,756 |
961,957 |
||||||
Huntington
Bancshares |
63,224 |
831,396 |
||||||
Intercontinental
Exchange |
24,775 |
2,869,193 |
||||||
Invesco |
14,863 |
273,182 |
||||||
JPMorgan
Chase |
129,370 |
15,441,603 |
||||||
KeyCorp |
38,918 |
751,507 |
||||||
Lincoln
National |
6,717 |
404,028 |
||||||
Loews |
8,879 |
557,956 |
||||||
M&T
Bank |
7,643 |
1,273,629 |
||||||
MarketAxess
Holdings |
2,371 |
625,019 |
||||||
Marsh
& McLennan |
21,825 |
3,529,102 |
||||||
MetLife |
29,631 |
1,946,164 |
||||||
Moody’s |
7,059 |
2,234,032 |
||||||
Morgan
Stanley |
63,057 |
5,081,764 |
||||||
MSCI,
Cl A |
3,362 |
1,416,242 |
||||||
Nasdaq |
5,708 |
898,268 |
||||||
Northern
Trust |
9,185 |
946,514 |
||||||
PNC
Financial Services Group |
19,326 |
3,210,049 |
||||||
Principal
Financial Group |
10,072 |
686,306 |
||||||
Progressive |
25,023 |
2,686,469 |
||||||
Prudential
Financial |
16,565 |
1,797,468 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Raymond
James Financial |
8,162 |
$ |
795,469 |
|||||
Regions
Financial |
39,944 |
827,640 |
||||||
S&P
Global |
15,656 |
5,894,484 |
||||||
Signature
Bank NY |
3,078 |
745,645 |
||||||
State
Street |
15,998 |
1,071,386 |
||||||
SVB
Financial Group * |
2,879 |
1,403,916 |
||||||
Synchrony
Financial |
23,826 |
877,035 |
||||||
T
Rowe Price Group |
9,589 |
1,179,831 |
||||||
Travelers |
10,147 |
1,735,746 |
||||||
Truist
Financial |
59,328 |
2,868,509 |
||||||
US
Bancorp |
57,593 |
2,796,716 |
||||||
W R
Berkley |
9,681 |
643,690 |
||||||
Wells
Fargo |
171,058 |
7,463,261 |
||||||
Willis
Towers Watson |
5,955 |
1,279,491 |
||||||
Zions
Bancorp |
7,007 |
395,966 |
||||||
168,702,379 |
||||||||
Health Care — 14.3% |
||||||||
Abbott
Laboratories |
78,088 |
8,862,988 |
||||||
AbbVie |
77,718 |
11,415,220 |
||||||
ABIOMED
* |
2,605 |
746,541 |
||||||
Agilent
Technologies |
12,805 |
1,527,252 |
||||||
Align
Technology * |
3,157 |
915,246 |
||||||
AmerisourceBergen,
Cl A |
6,628 |
1,002,750 |
||||||
Amgen |
24,803 |
5,783,812 |
||||||
Anthem |
10,463 |
5,251,694 |
||||||
Baxter
International |
21,274 |
1,511,730 |
||||||
Becton
Dickinson |
12,529 |
3,097,043 |
||||||
Biogen
* |
6,339 |
1,314,962 |
||||||
Bio-Rad
Laboratories, Cl A * |
766 |
392,238 |
||||||
Bio-Techne |
2,187 |
830,382 |
||||||
Boston
Scientific * |
60,924 |
2,565,510 |
||||||
Bristol-Myers
Squibb |
96,399 |
7,255,953 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Cardinal
Health |
13,341 |
$ |
774,445 |
|||||
Catalent
* |
6,673 |
604,307 |
||||||
Centene
* |
24,946 |
2,009,400 |
||||||
Cerner |
12,543 |
1,174,527 |
||||||
Charles
River Laboratories International * |
2,704 |
653,043 |
||||||
Cigna |
14,257 |
3,518,342 |
||||||
Cooper |
2,685 |
969,392 |
||||||
CVS
Health |
57,255 |
5,503,923 |
||||||
Danaher |
27,607 |
6,932,946 |
||||||
DaVita
* |
3,395 |
367,916 |
||||||
DENTSPLY
SIRONA |
9,957 |
398,180 |
||||||
Dexcom
* |
4,089 |
1,670,684 |
||||||
Edwards
Lifesciences * |
27,411 |
2,899,536 |
||||||
Eli
Lilly |
35,304 |
10,313,358 |
||||||
Embecta
* |
1 |
18 |
||||||
Gilead
Sciences |
55,906 |
3,317,462 |
||||||
HCA
Healthcare |
10,497 |
2,252,131 |
||||||
Henry
Schein * |
6,026 |
488,709 |
||||||
Hologic
* |
10,613 |
764,030 |
||||||
Humana |
5,975 |
2,656,246 |
||||||
IDEXX
Laboratories * |
3,673 |
1,581,153 |
||||||
Illumina
* |
6,704 |
1,988,742 |
||||||
Incyte
* |
8,304 |
622,468 |
||||||
Intuitive
Surgical * |
15,649 |
3,744,806 |
||||||
IQVIA
Holdings * |
9,101 |
1,983,927 |
||||||
Johnson
& Johnson |
115,096 |
20,770,224 |
||||||
Laboratory
Corp of America Holdings |
4,089 |
982,505 |
||||||
McKesson |
6,645 |
2,057,358 |
||||||
Medtronic |
58,800 |
6,136,368 |
||||||
Merck |
109,968 |
9,753,062 |
||||||
Mettler-Toledo
International * |
929 |
1,186,825 |
||||||
Moderna
* |
15,784 |
2,121,527 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Molina
Healthcare * |
2,735 |
$ |
857,286 |
|||||
Organon |
10,169 |
328,764 |
||||||
PerkinElmer |
6,191 |
907,663 |
||||||
Pfizer |
244,505 |
11,997,860 |
||||||
Quest
Diagnostics |
5,790 |
774,934 |
||||||
Regeneron
Pharmaceuticals * |
4,576 |
3,016,087 |
||||||
ResMed |
6,273 |
1,254,412 |
||||||
STERIS |
4,253 |
952,885 |
||||||
Stryker |
14,372 |
3,467,389 |
||||||
Teleflex |
2,629 |
750,895 |
||||||
Thermo
Fisher Scientific |
17,027 |
9,414,569 |
||||||
UnitedHealth
Group |
41,429 |
21,068,718 |
||||||
Universal
Health Services, Cl B |
3,428 |
420,033 |
||||||
Vertex
Pharmaceuticals * |
11,097 |
3,031,922 |
||||||
Viatris,
Cl W * |
50,167 |
518,225 |
||||||
Waters
* |
3,000 |
909,060 |
||||||
West
Pharmaceutical Services |
3,155 |
994,014 |
||||||
Zimmer
Biomet Holdings |
9,202 |
1,111,141 |
||||||
Zimvie
* |
1 |
11 |
||||||
Zoetis,
Cl A |
20,339 |
3,605,088 |
||||||
218,051,837 |
||||||||
Industrials — 7.8% |
||||||||
3M |
25,608 |
3,693,186 |
||||||
Alaska
Air Group * |
6,333 |
344,452 |
||||||
Allegion |
3,397 |
388,073 |
||||||
American
Airlines Group * |
28,472 |
534,419 |
||||||
AMETEK |
9,635 |
1,216,515 |
||||||
AO
Smith |
6,473 |
378,217 |
||||||
Boeing
* |
23,761 |
3,536,587 |
||||||
Carrier
Global |
35,830 |
1,371,214 |
||||||
Caterpillar |
23,661 |
4,981,587 |
||||||
CH
Robinson Worldwide |
5,914 |
627,771 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Cintas |
3,800 |
$ |
1,509,588 |
|||||
Copart
* |
9,297 |
1,056,604 |
||||||
CSX |
95,855 |
3,291,661 |
||||||
Cummins |
6,302 |
1,192,275 |
||||||
Deere |
12,483 |
4,712,957 |
||||||
Delta
Air Lines * |
27,796 |
1,196,062 |
||||||
Dover |
6,217 |
828,726 |
||||||
Eaton |
16,656 |
2,415,453 |
||||||
Emerson
Electric |
25,991 |
2,343,868 |
||||||
Equifax |
5,832 |
1,186,929 |
||||||
Expeditors
International of Washington |
6,714 |
665,156 |
||||||
Fastenal |
24,422 |
1,350,781 |
||||||
FedEx |
10,681 |
2,122,742 |
||||||
Fortive |
16,146 |
928,395 |
||||||
Fortune
Brands Home & Security |
6,048 |
430,920 |
||||||
Generac
Holdings * |
3,022 |
662,966 |
||||||
General
Dynamics |
9,753 |
2,306,877 |
||||||
General
Electric |
48,942 |
3,648,626 |
||||||
Honeywell
International |
30,115 |
5,827,554 |
||||||
Howmet
Aerospace |
16,874 |
575,741 |
||||||
Huntington
Ingalls Industries |
2,663 |
566,527 |
||||||
IDEX |
3,311 |
628,494 |
||||||
Illinois
Tool Works |
12,516 |
2,467,029 |
||||||
Ingersoll
Rand |
16,818 |
739,319 |
||||||
Jacobs
Engineering Group |
5,942 |
823,264 |
||||||
JB
Hunt Transport Services |
3,348 |
572,006 |
||||||
Johnson
Controls International |
29,386 |
1,759,340 |
||||||
L3Harris
Technologies |
9,101 |
2,113,798 |
||||||
Leidos
Holdings |
6,533 |
676,231 |
||||||
Lockheed
Martin |
10,583 |
4,573,126 |
||||||
Masco |
10,523 |
554,457 |
||||||
Nielsen
Holdings |
16,951 |
454,456 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Nordson |
2,722 |
$ |
587,108 |
|||||
Norfolk
Southern |
10,099 |
2,604,330 |
||||||
Northrop
Grumman |
6,382 |
2,804,251 |
||||||
Old
Dominion Freight Line |
3,927 |
1,100,031 |
||||||
Otis
Worldwide |
18,382 |
1,338,945 |
||||||
PACCAR |
14,823 |
1,231,050 |
||||||
Parker-Hannifin |
5,975 |
1,618,149 |
||||||
Pentair |
6,953 |
352,865 |
||||||
Quanta
Services |
6,475 |
750,970 |
||||||
Raytheon
Technologies |
66,129 |
6,276,303 |
||||||
Republic
Services, Cl A |
9,232 |
1,239,581 |
||||||
Robert
Half International |
4,026 |
395,796 |
||||||
Rockwell
Automation |
5,699 |
1,439,966 |
||||||
Rollins |
10,169 |
341,068 |
||||||
Snap-On |
2,742 |
582,648 |
||||||
Southwest
Airlines * |
25,801 |
1,205,423 |
||||||
Stanley
Black & Decker |
6,689 |
803,683 |
||||||
Textron |
9,861 |
682,874 |
||||||
Trane
Technologies |
9,785 |
1,368,824 |
||||||
TransDigm
Group * |
2,416 |
1,437,061 |
||||||
Union
Pacific |
28,085 |
6,580,035 |
||||||
United
Airlines Holdings * |
13,127 |
662,914 |
||||||
United
Parcel Service, Cl B |
32,368 |
5,825,593 |
||||||
United
Rentals * |
3,119 |
987,226 |
||||||
Verisk
Analytics, Cl A |
6,704 |
1,367,951 |
||||||
Waste
Management |
16,313 |
2,682,510 |
||||||
Westinghouse
Air Brake Technologies |
7,393 |
664,705 |
||||||
WW
Grainger |
2,112 |
1,056,063 |
||||||
Xylem |
7,025 |
565,513 |
||||||
119,807,385 |
||||||||
Information Technology — 27.2% |
||||||||
Accenture,
Cl A |
27,286 |
8,195,623 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Adobe
* |
20,520 |
$ |
8,124,894 |
|||||
Advanced
Micro Devices * |
70,913 |
6,064,480 |
||||||
Akamai
Technologies * |
6,713 |
753,736 |
||||||
Amphenol,
Cl A |
25,890 |
1,851,135 |
||||||
Analog
Devices |
23,611 |
3,645,066 |
||||||
ANSYS
* |
3,388 |
934,038 |
||||||
Apple |
680,385 |
107,262,695 |
||||||
Applied
Materials |
39,760 |
4,387,516 |
||||||
Arista
Networks * |
9,490 |
1,096,759 |
||||||
Autodesk
* |
9,482 |
1,794,753 |
||||||
Automatic
Data Processing |
18,842 |
4,110,948 |
||||||
Broadcom |
18,316 |
10,154,207 |
||||||
Broadridge
Financial Solutions |
5,498 |
792,427 |
||||||
Cadence
Design Systems * |
12,540 |
1,891,659 |
||||||
CDW |
6,186 |
1,009,432 |
||||||
Ceridian
HCM Holding * |
6,016 |
337,678 |
||||||
Cisco
Systems |
184,730 |
9,048,075 |
||||||
Citrix
Systems * |
5,873 |
587,887 |
||||||
Cognizant
Technology Solutions, Cl A |
22,283 |
1,802,695 |
||||||
Corning |
32,032 |
1,127,206 |
||||||
DXC
Technology * |
10,740 |
308,238 |
||||||
Enphase
Energy * |
6,069 |
979,537 |
||||||
EPAM
Systems * |
2,809 |
744,357 |
||||||
F5
* |
3,072 |
514,284 |
||||||
Fidelity
National Information Services |
26,060 |
2,583,849 |
||||||
Fiserv
* |
25,435 |
2,490,595 |
||||||
FleetCor
Technologies * |
3,309 |
825,662 |
||||||
Fortinet
* |
6,099 |
1,762,672 |
||||||
Gartner
* |
3,419 |
993,390 |
||||||
Global
Payments |
12,595 |
1,725,263 |
||||||
Hewlett
Packard Enterprise |
56,757 |
874,625 |
||||||
HP |
48,272 |
1,768,203 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Intel |
178,421 |
$ |
7,777,371 |
|||||
International
Business Machines |
39,531 |
5,226,394 |
||||||
Intuit |
12,593 |
5,273,319 |
||||||
IPG
Photonics * |
586 |
55,365 |
||||||
Jack
Henry & Associates |
3,322 |
629,785 |
||||||
Juniper
Networks |
14,164 |
446,449 |
||||||
Keysight
Technologies * |
7,986 |
1,120,196 |
||||||
KLA |
6,432 |
2,053,480 |
||||||
Kyndryl
Holdings * |
0 |
2 |
||||||
Lam
Research |
6,251 |
2,911,466 |
||||||
Mastercard,
Cl A |
38,043 |
13,824,065 |
||||||
Microchip
Technology |
22,708 |
1,480,562 |
||||||
Micron
Technology |
49,494 |
3,374,996 |
||||||
Microsoft |
328,987 |
91,300,472 |
||||||
Monolithic
Power Systems |
2,114 |
829,195 |
||||||
Motorola
Solutions |
7,353 |
1,571,263 |
||||||
NetApp |
9,432 |
690,894 |
||||||
NortonLifeLock |
24,517 |
613,906 |
||||||
NVIDIA |
109,649 |
20,336,600 |
||||||
Oracle |
70,570 |
5,179,838 |
||||||
Paychex |
14,092 |
1,785,879 |
||||||
Paycom
Software * |
2,668 |
750,962 |
||||||
PayPal
Holdings * |
52,139 |
4,584,582 |
||||||
PTC
* |
4,298 |
490,875 |
||||||
Qorvo
* |
3,882 |
441,694 |
||||||
QUALCOMM |
49,576 |
6,925,271 |
||||||
Roper
Technologies |
4,536 |
2,131,557 |
||||||
Salesforce
* |
42,936 |
7,554,160 |
||||||
Seagate
Technology Holdings |
9,395 |
770,766 |
||||||
ServiceNow
* |
9,093 |
4,347,363 |
||||||
Skyworks
Solutions |
6,591 |
746,760 |
||||||
SolarEdge
Technologies * |
2,911 |
728,944 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Synopsys
* |
6,422 |
$ |
1,841,765 |
|||||
Teledyne
Technologies * |
2,181 |
941,211 |
||||||
Teradyne |
6,683 |
704,789 |
||||||
Texas
Instruments |
39,862 |
6,786,506 |
||||||
Trimble
* |
10,133 |
675,871 |
||||||
Tyler
Technologies * |
2,027 |
800,077 |
||||||
VeriSign
* |
4,212 |
752,642 |
||||||
Visa,
Cl A |
72,638 |
15,481,337 |
||||||
Western
Digital * |
13,392 |
710,713 |
||||||
Zebra
Technologies, Cl A * |
2,775 |
1,025,807 |
||||||
416,218,733 |
||||||||
Materials — 2.3% |
||||||||
Air
Products & Chemicals |
9,504 |
2,224,601 |
||||||
Albemarle |
5,545 |
1,069,242 |
||||||
Amcor |
67,838 |
804,559 |
||||||
Avery
Dennison |
3,385 |
611,331 |
||||||
Ball |
13,583 |
1,102,396 |
||||||
Celanese,
Cl A |
4,694 |
689,736 |
||||||
CF
Industries Holdings |
9,761 |
945,158 |
||||||
Corteva |
30,948 |
1,785,390 |
||||||
Dow |
31,734 |
2,110,311 |
||||||
DuPont
de Nemours |
22,230 |
1,465,624 |
||||||
Eastman
Chemical |
6,015 |
617,560 |
||||||
Ecolab |
10,912 |
1,847,838 |
||||||
FMC |
5,870 |
778,010 |
||||||
Freeport-McMoRan |
65,527 |
2,657,120 |
||||||
International
Flavors & Fragrances |
11,149 |
1,352,374 |
||||||
International
Paper |
16,863 |
780,420 |
||||||
LyondellBasell
Industries, Cl A |
10,776 |
1,142,579 |
||||||
Martin
Marietta Materials |
2,999 |
1,062,306 |
||||||
Mosaic |
15,651 |
976,935 |
||||||
Newmont |
35,988 |
2,621,726 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Nucor |
12,579 |
$ |
1,946,978 |
|||||
Packaging
Corp of America |
3,405 |
548,784 |
||||||
PPG
Industries |
10,053 |
1,286,683 |
||||||
Sealed
Air |
6,804 |
436,885 |
||||||
Sherwin-Williams |
10,568 |
2,905,777 |
||||||
Vulcan
Materials |
6,012 |
1,035,808 |
||||||
Westrock |
12,166 |
602,582 |
||||||
35,408,713 |
||||||||
Real Estate — 2.9% |
||||||||
Alexandria
Real Estate Equities ‡ |
6,129 |
1,116,459 |
||||||
American
Tower, Cl A ‡ |
20,032 |
4,828,113 |
||||||
AvalonBay
Communities ‡ |
6,158 |
1,400,822 |
||||||
Boston
Properties ‡ |
6,533 |
768,281 |
||||||
Camden
Property Trust ‡ |
4,287 |
672,587 |
||||||
CBRE
Group, Cl A * |
13,839 |
1,149,190 |
||||||
Crown
Castle International ‡ |
18,828 |
3,487,134 |
||||||
Digital
Realty Trust ‡ |
12,412 |
1,813,641 |
||||||
Duke
Realty ‡ |
16,683 |
913,394 |
||||||
Equinix
‡ |
3,909 |
2,810,884 |
||||||
Equity
Residential ‡ |
14,479 |
1,180,038 |
||||||
Essex
Property Trust ‡ |
3,077 |
1,013,164 |
||||||
Extra
Space Storage ‡ |
6,036 |
1,146,840 |
||||||
Federal
Realty Investment Trust ‡ |
2,997 |
350,829 |
||||||
Healthpeak
Properties ‡ |
23,004 |
754,761 |
||||||
Host
Hotels & Resorts ‡ |
31,545 |
641,941 |
||||||
Iron
Mountain ‡ |
12,312 |
661,524 |
||||||
Kimco
Realty ‡ |
25,061 |
634,795 |
||||||
Mid-America
Apartment Communities ‡ |
5,391 |
1,060,302 |
||||||
Orion
Office REIT ‡ |
1 |
8 |
||||||
ProLogis
‡ |
32,734 |
5,246,933 |
||||||
Public
Storage ‡ |
6,417 |
2,383,915 |
||||||
Realty
Income ‡ |
25,730 |
1,784,633 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Regency
Centers ‡ |
6,899 |
$ |
474,858 |
|||||
SBA
Communications, Cl A ‡ |
4,513 |
1,566,507 |
||||||
Simon
Property Group ‡ |
14,320 |
1,689,760 |
||||||
UDR
‡ |
12,165 |
647,300 |
||||||
Ventas
‡ |
16,554 |
919,575 |
||||||
Vornado
Realty Trust ‡ |
6,738 |
260,828 |
||||||
Welltower
‡ |
18,358 |
1,667,090 |
||||||
Weyerhaeuser
‡ |
31,682 |
1,305,932 |
||||||
44,352,038 |
||||||||
Utilities — 2.8% |
||||||||
AES |
29,458 |
601,532 |
||||||
Alliant
Energy |
10,100 |
593,981 |
||||||
Ameren |
10,129 |
940,984 |
||||||
American
Electric Power |
21,290 |
2,110,052 |
||||||
American
Water Works |
7,915 |
1,219,543 |
||||||
Atmos
Energy |
5,896 |
668,606 |
||||||
CenterPoint
Energy |
26,067 |
797,911 |
||||||
CMS
Energy |
12,389 |
851,000 |
||||||
Consolidated
Edison |
15,439 |
1,431,813 |
||||||
Constellation
Energy |
13,354 |
790,671 |
||||||
Dominion
Energy |
36,236 |
2,958,307 |
||||||
DTE
Energy |
8,382 |
1,098,377 |
||||||
Duke
Energy |
33,834 |
3,727,153 |
||||||
Edison
International |
15,898 |
1,093,623 |
||||||
Entergy |
9,496 |
1,128,600 |
||||||
Evergy |
10,046 |
681,621 |
||||||
Eversource
Energy |
14,528 |
1,269,747 |
||||||
Exelon |
41,281 |
1,931,125 |
||||||
FirstEnergy |
23,233 |
1,006,221 |
||||||
NextEra
Energy |
85,133 |
6,046,146 |
||||||
NiSource |
17,029 |
495,885 |
||||||
NRG
Energy |
10,020 |
359,718 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Pinnacle
West Capital |
5,060 |
$ |
360,272 |
|||||
PPL |
31,918 |
903,599 |
||||||
Public
Service Enterprise Group |
21,657 |
1,508,627 |
||||||
Sempra
Energy |
14,016 |
2,261,622 |
||||||
Southern |
46,954 |
3,445,954 |
||||||
WEC
Energy Group |
13,245 |
1,325,162 |
||||||
Xcel
Energy |
22,476 |
1,646,592 |
||||||
43,254,444 |
||||||||
TOTAL
UNITED STATES |
1,522,016,223 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $1,593,418,648) |
1,532,908,241 |
|||||||
TOTAL INVESTMENTS — 100.2% |
||||||||
(Cost $1,593,418,648) |
$ |
1,532,908,241 |
||||||
Value |
||||||||
WRITTEN OPTIONS— (0.2)%(1) |
||||||||
UNITED STATES—
(0.2)% |
||||||||
(Premiums Received
$(32,844,397)) |
(3,709 |
) |
$ |
(3,690,455 |
) |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS —
(0.3)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
S&P
500 Index* |
(3,709 |
) |
$ |
(1,643,087,000 |
) |
$ |
4,430.00 |
05/20/22 |
$ |
(3,690,455 |
) |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call ETF |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022
was$1,532,908,241. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
1,532,908,241 |
$ |
— |
$ |
— |
$ |
1,532,908,241 |
||||||||
Total
Investments in Securities |
$ |
1,532,908,241 |
$ |
— |
$ |
— |
$ |
1,532,908,241 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(3,690,455 |
) |
$ |
– |
$ |
– |
$ |
(3,690,455 |
) | ||||||
Total Other Financial
Instruments |
$ |
(3,690,455 |
) |
$ |
– |
$ |
– |
$ |
(3,690,455 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
54.3% |
||||||||
BAHAMAS — 0.0% |
||||||||
Consumer Discretionary — 0.0% |
||||||||
OneSpaWorld
Holdings * |
15,293 |
$ |
153,542 |
|||||
BERMUDA — 0.2% |
||||||||
Energy — 0.0% |
||||||||
Teekay
* |
19,769 |
64,052 |
||||||
Teekay
Tankers, Cl A * |
6,714 |
107,491 |
||||||
171,543 |
||||||||
Financials — 0.1% |
||||||||
Bank of
NT Butterfield & Son |
14,174 |
453,993 |
||||||
SiriusPoint
* |
24,991 |
156,943 |
||||||
610,936 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.1% |
||||||||
Triton
International |
19,023 |
$ |
1,162,115 |
|||||
TOTAL
BERMUDA |
1,944,594 |
|||||||
CAMEROON — 0.1% |
||||||||
Energy — 0.1% |
||||||||
Golar
LNG * |
28,721 |
641,053 |
||||||
CANADA — 0.1% |
||||||||
Communication Services — 0.0% |
||||||||
Telesat
* |
1,865 |
20,962 |
||||||
Health Care — 0.0% |
||||||||
Portage
Biotech * |
1,492 |
8,266 |
||||||
Materials — 0.0% |
||||||||
Novagold
Resources * |
67,497 |
419,831 |
||||||
PolyMet
Mining * |
8,206 |
25,849 |
||||||
445,680 |
||||||||
Utilities — 0.1% |
||||||||
Brookfield
Infrastructure, Cl A |
17,904 |
1,269,752 |
||||||
TOTAL
CANADA |
1,744,660 |
|||||||
CHILE — 0.0% |
||||||||
Communication Services — 0.0% |
||||||||
Liberty
Latin America, Cl A * |
11,563 |
106,842 |
||||||
Liberty
Latin America, Cl C * |
44,014 |
406,689 |
||||||
TOTAL
CHILE |
513,531 |
|||||||
CHINA — 0.0% |
||||||||
Industrials — 0.0% |
||||||||
Textainer
Group Holdings |
13,428 |
450,375 |
||||||
GERMANY — 0.0% |
||||||||
Health Care — 0.0% |
||||||||
Affimed
* |
32,824 |
123,418 |
||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — 0.0% |
||||||||
Orion
Engineered Carbons |
17,158 |
$ |
259,086 |
|||||
TOTAL
GERMANY |
382,504 |
|||||||
GHANA — 0.1% |
||||||||
Energy — 0.1% |
||||||||
Kosmos
Energy * |
127,550 |
862,238 |
||||||
GREECE — 0.0% |
||||||||
Industrials — 0.0% |
||||||||
Safe
Bulkers |
17,904 |
73,585 |
||||||
IRELAND — 0.0% |
||||||||
Health Care — 0.0% |
||||||||
Prothena
* |
10,444 |
304,547 |
||||||
Industrials — 0.0% |
||||||||
Cimpress
* |
4,849 |
244,923 |
||||||
TOTAL
IRELAND |
549,470 |
|||||||
ISRAEL — 0.1% |
||||||||
Consumer Discretionary — 0.0% |
||||||||
NEOGAMES
* |
2,984 |
39,001 |
||||||
Health Care — 0.0% |
||||||||
Oramed
Pharmaceuticals * |
10,444 |
53,682 |
||||||
Information Technology — 0.1% |
||||||||
JFrog
* |
15,293 |
319,165 |
||||||
Sapiens
International |
8,952 |
208,044 |
||||||
527,209 |
||||||||
TOTAL
ISRAEL |
619,892 |
|||||||
MONACO — 0.0% |
||||||||
Energy — 0.0% |
||||||||
Scorpio
Tankers |
13,801 |
341,299 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.0% |
||||||||
Costamare |
14,920 |
$ |
200,077 |
|||||
TOTAL
MONACO |
541,376 |
|||||||
NORWAY — 0.1% |
||||||||
Energy — 0.1% |
||||||||
Frontline
* |
35,062 |
292,067 |
||||||
SFL |
35,062 |
347,815 |
||||||
TOTAL
NORWAY |
639,882 |
|||||||
PANAMA — 0.0% |
||||||||
Financials — 0.0% |
||||||||
Banco
Latinoamericano de Comercio Exterior, Cl E |
8,952 |
129,714 |
||||||
PUERTO RICO — 0.1% |
||||||||
Financials — 0.1% |
||||||||
First
Bancorp |
56,500 |
768,965 |
||||||
OFG
Bancorp |
13,801 |
366,831 |
||||||
1,135,796 |
||||||||
Information Technology — 0.0% |
||||||||
EVERTEC |
17,158 |
676,025 |
||||||
TOTAL
PUERTO RICO |
1,811,821 |
|||||||
SINGAPORE — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
Kulicke
& Soffa Industries |
17,531 |
813,614 |
||||||
THAILAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
Fabrinet
* |
10,444 |
1,025,496 |
||||||
UNITED ARAB EMIRATES —
0.0% |
||||||||
Communication Services — 0.0% |
||||||||
Eros STX
Global * |
4,476 |
7,744 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.0% |
||||||||
Industrials — 0.0% |
||||||||
Luxfer
Holdings |
7,833 |
$ |
126,425 |
|||||
UNITED STATES —
53.3% |
||||||||
Communication Services — 1.5% |
||||||||
Advantage
Solutions * |
21,634 |
108,819 |
||||||
AMC
Entertainment Holdings, Cl A * |
146,589 |
2,242,812 |
||||||
AMC
Networks, Cl A * |
8,206 |
267,762 |
||||||
Anterix
* |
3,357 |
174,027 |
||||||
ATN
International |
2,984 |
117,868 |
||||||
Audacy,
Cl A * |
33,570 |
85,268 |
||||||
Bandwidth,
Cl A * |
6,714 |
148,514 |
||||||
Boston
Omaha, Cl A * |
5,968 |
124,373 |
||||||
Cardlytics
* |
9,325 |
318,262 |
||||||
Cargurus,
Cl A * |
27,229 |
889,844 |
||||||
Cars.com
* |
19,396 |
215,684 |
||||||
Chicken
Soup For The Soul Entertainment, Cl A * |
2,238 |
19,493 |
||||||
Cinemark
Holdings * |
30,586 |
485,094 |
||||||
Clear
Channel Outdoor Holdings, Cl A * |
103,305 |
254,130 |
||||||
Cogent
Communications Holdings |
11,936 |
698,256 |
||||||
comScore
* |
19,769 |
39,933 |
||||||
Consolidated
Communications Holdings * |
20,872 |
124,188 |
||||||
CuriosityStream
* |
7,460 |
15,144 |
||||||
Daily
Journal * |
12 |
3,086 |
||||||
Digital
Media Solutions, Cl A * |
746 |
2,051 |
||||||
EchoStar,
Cl A * |
10,444 |
243,867 |
||||||
Emerald
Holding * |
6,714 |
18,061 |
||||||
Entravision
Communications, Cl A |
17,158 |
88,707 |
||||||
Eventbrite,
Cl A * |
21,634 |
228,888 |
||||||
EverQuote,
Cl A * |
5,595 |
77,659 |
||||||
EW
Scripps, Cl A * |
16,412 |
270,142 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Fluent
* |
12,309 |
$ |
16,494 |
|||||
fuboTV
* |
38,419 |
145,608 |
||||||
Gannett
* |
39,911 |
160,043 |
||||||
Globalstar
* |
172,326 |
199,898 |
||||||
Gogo
* |
16,785 |
309,012 |
||||||
Gray
Television |
24,245 |
449,017 |
||||||
Hemisphere
Media Group, Cl A * |
4,476 |
17,412 |
||||||
IDT,
Cl B * |
4,103 |
108,647 |
||||||
iHeartMedia
* |
31,705 |
506,963 |
||||||
IMAX
* |
14,174 |
224,233 |
||||||
Integral
Ad Science Holding * |
9,325 |
110,128 |
||||||
Iridium
Communications * |
33,570 |
1,198,785 |
||||||
John
Wiley & Sons, Cl A |
12,309 |
626,405 |
||||||
Liberty
Media -Liberty Braves, Cl A * |
2,984 |
78,390 |
||||||
Liberty
Media -Liberty Braves, Cl B * |
10,444 |
262,249 |
||||||
Liberty
TripAdvisor Holdings, Cl A * |
20,515 |
30,772 |
||||||
Lions
Gate Entertainment, Cl A * |
16,412 |
221,398 |
||||||
Lions
Gate Entertainment, Cl B * |
33,570 |
421,975 |
||||||
LiveOne
* |
17,158 |
11,667 |
||||||
Madison
Square Garden Entertainment * |
7,460 |
546,445 |
||||||
Magnite
* |
36,927 |
356,346 |
||||||
Marcus
* |
6,341 |
99,744 |
||||||
MediaAlpha,
Cl A * |
5,968 |
87,968 |
||||||
National
CineMedia |
17,158 |
37,919 |
||||||
Ooma
* |
6,341 |
81,418 |
||||||
Outbrain
* |
6,714 |
60,426 |
||||||
QuinStreet
* |
14,174 |
134,795 |
||||||
Radius
Global Infrastructure, Cl A * |
20,515 |
254,796 |
||||||
Scholastic |
7,833 |
288,646 |
||||||
Shenandoah
Telecommunications |
13,801 |
278,780 |
||||||
Sinclair
Broadcast Group, Cl A |
13,055 |
290,343 |
||||||
Society
Pass * |
1,119 |
2,249 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Stagwell
* |
17,531 |
$ |
118,860 |
|||||
TechTarget
* |
7,460 |
502,133 |
||||||
TEGNA |
62,664 |
1,381,741 |
||||||
Telephone
and Data Systems |
28,721 |
526,169 |
||||||
Thryv
Holdings * |
2,238 |
57,808 |
||||||
TrueCar
* |
27,229 |
97,480 |
||||||
United
States Cellular * |
4,476 |
128,819 |
||||||
WideOpenWest
* |
14,920 |
299,146 |
||||||
Yelp,
Cl A * |
20,142 |
655,219 |
||||||
Ziff
Davis * |
12,309 |
1,087,623 |
||||||
19,735,901 |
||||||||
Consumer Discretionary — 5.7% |
||||||||
1-800-Flowers.com,
Cl A * |
7,460 |
76,092 |
||||||
1stdibs.com
* |
5,595 |
42,298 |
||||||
2U
* |
20,515 |
204,740 |
||||||
Aaron’s |
8,952 |
183,785 |
||||||
Abercrombie
& Fitch, Cl A * |
16,039 |
554,629 |
||||||
Academy
Sports & Outdoors |
22,380 |
836,117 |
||||||
Accel
Entertainment, Cl A * |
16,039 |
189,741 |
||||||
Acushnet
Holdings |
9,698 |
395,097 |
||||||
Adient
* |
26,856 |
916,864 |
||||||
Adtalem
Global Education * |
14,174 |
415,440 |
||||||
aka
Brands Holding * |
2,611 |
9,217 |
||||||
American
Axle & Manufacturing Holdings * |
32,078 |
212,356 |
||||||
American
Eagle Outfitters |
43,268 |
653,779 |
||||||
American
Outdoor Brands * |
4,103 |
51,698 |
||||||
American
Public Education * |
5,222 |
101,516 |
||||||
America’s
Car-Mart * |
1,865 |
150,785 |
||||||
AMMO
* |
24,991 |
101,214 |
||||||
Arcimoto
* |
8,206 |
27,572 |
||||||
Arko |
23,499 |
217,836 |
||||||
Asbury
Automotive Group * |
6,714 |
1,233,429 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Aterian
* |
7,460 |
$ |
38,270 |
|||||
Bally’s
* |
9,325 |
278,258 |
||||||
Barnes
& Noble Education * |
12,682 |
38,553 |
||||||
Bassett
Furniture Industries |
2,611 |
43,238 |
||||||
Beazer
Homes USA * |
8,206 |
123,746 |
||||||
Bed
Bath & Beyond * |
27,602 |
375,663 |
||||||
Big
5 Sporting Goods |
5,968 |
86,357 |
||||||
Big
Lots |
8,579 |
265,091 |
||||||
Biglari
Holdings, Cl B * |
3 |
409 |
||||||
BJ’s
Restaurants * |
6,341 |
176,216 |
||||||
Bloomin’
Brands |
24,991 |
549,552 |
||||||
Bluegreen
Vacations Holding, Cl A |
4,103 |
107,909 |
||||||
Boot
Barn Holdings * |
8,206 |
739,032 |
||||||
Brinker
International * |
12,682 |
460,737 |
||||||
Buckle |
8,579 |
266,464 |
||||||
Caleres |
10,444 |
239,481 |
||||||
Callaway
Golf * |
32,824 |
720,159 |
||||||
Camping
World Holdings, Cl A |
11,936 |
306,516 |
||||||
Canoo
* |
30,213 |
145,022 |
||||||
CarLotz
* |
20,319 |
18,041 |
||||||
CarParts.com
* |
13,801 |
82,668 |
||||||
Carriage
Services, Cl A |
4,476 |
191,976 |
||||||
Carrols
Restaurant Group * |
9,325 |
14,920 |
||||||
Cato,
Cl A |
5,595 |
75,812 |
||||||
Cavco
Industries * |
2,611 |
616,849 |
||||||
Century
Casinos * |
7,833 |
82,012 |
||||||
Century
Communities |
8,579 |
452,285 |
||||||
Cheesecake
Factory |
13,055 |
481,860 |
||||||
Chico’s
FAS * |
34,316 |
181,875 |
||||||
Children’s
Place * |
3,730 |
172,811 |
||||||
Chuy’s
Holdings * |
5,595 |
139,931 |
||||||
Citi
Trends * |
2,238 |
62,597 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Clarus |
7,460 |
$ |
166,731 |
|||||
Conn’s
* |
5,222 |
81,724 |
||||||
Container
Store Group * |
8,952 |
68,483 |
||||||
Cooper-Standard
Holdings * |
4,849 |
22,354 |
||||||
Coursera
* |
20,888 |
392,903 |
||||||
Cracker
Barrel Old Country Store |
6,714 |
745,187 |
||||||
Crocs
* |
16,412 |
1,090,249 |
||||||
Dana |
41,403 |
613,178 |
||||||
Dave
& Buster’s Entertainment * |
12,309 |
560,059 |
||||||
Denny’s
* |
17,531 |
224,747 |
||||||
Designer
Brands, Cl A |
17,158 |
237,124 |
||||||
Dillard’s,
Cl A |
1,492 |
453,285 |
||||||
Dine
Brands Global |
4,476 |
320,884 |
||||||
Dorman
Products * |
7,460 |
736,451 |
||||||
Drive
Shack * |
23,499 |
28,904 |
||||||
Duluth
Holdings, Cl B * |
3,357 |
41,123 |
||||||
El
Pollo Loco Holdings * |
5,579 |
59,416 |
||||||
Escalade |
2,984 |
39,240 |
||||||
Ethan
Allen Interiors |
6,341 |
150,535 |
||||||
European
Wax Center, Cl A * |
3,730 |
102,388 |
||||||
Everi
Holdings * |
24,245 |
420,893 |
||||||
F45
Training Holdings * |
8,952 |
78,688 |
||||||
Fiesta
Restaurant Group * |
4,849 |
32,973 |
||||||
First
Watch Restaurant Group * |
2,984 |
38,792 |
||||||
Fisker
* |
46,252 |
465,295 |
||||||
Flexsteel
Industries |
1,865 |
40,452 |
||||||
Fossil
Group * |
13,428 |
132,669 |
||||||
Fox
Factory Holding * |
11,936 |
977,320 |
||||||
Franchise
Group |
8,206 |
306,002 |
||||||
Full
House Resorts * |
9,325 |
84,391 |
||||||
Funko,
Cl A * |
7,460 |
121,523 |
||||||
GAN
* |
11,563 |
43,130 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Genesco
* |
4,103 |
$ |
254,509 |
|||||
Genius
Brands International * |
80,195 |
56,938 |
||||||
Gentherm
* |
9,325 |
628,692 |
||||||
G-III
Apparel Group * |
12,682 |
335,819 |
||||||
Golden
Entertainment * |
4,849 |
232,558 |
||||||
Goodyear
Tire & Rubber * |
78,330 |
1,043,356 |
||||||
GoPro,
Cl A * |
36,554 |
326,062 |
||||||
Graham
Holdings, Cl B |
1,119 |
662,862 |
||||||
Green
Brick Partners * |
8,579 |
169,006 |
||||||
Greenlane
Holdings, Cl A * |
5,222 |
1,802 |
||||||
Group 1
Automotive |
4,849 |
844,405 |
||||||
Groupon,
Cl A * |
6,714 |
130,990 |
||||||
GrowGeneration
* |
15,666 |
92,586 |
||||||
Guess? |
11,563 |
259,821 |
||||||
Hall of
Fame Resort & Entertainment * |
15,666 |
12,962 |
||||||
Hamilton
Beach Brands Holding, Cl A |
2,238 |
20,948 |
||||||
Haverty
Furniture |
4,476 |
111,139 |
||||||
Helen of
Troy * |
6,714 |
1,440,220 |
||||||
Hibbett |
3,730 |
161,061 |
||||||
Hilton
Grand Vacations * |
24,245 |
1,135,393 |
||||||
Hooker
Furnishings |
3,357 |
56,599 |
||||||
Hovnanian
Enterprises, Cl A * |
1,492 |
68,662 |
||||||
Installed
Building Products |
6,714 |
540,276 |
||||||
International
Game Technology |
28,348 |
618,837 |
||||||
iRobot
* |
7,460 |
377,849 |
||||||
Jack in
the Box |
5,968 |
493,912 |
||||||
JOANN |
3,357 |
35,047 |
||||||
Johnson
Outdoors, Cl A |
1,492 |
114,108 |
||||||
KB
Home |
22,737 |
737,361 |
||||||
Kirkland’s
* |
3,730 |
26,968 |
||||||
Kontoor
Brands |
14,547 |
577,952 |
||||||
Krispy
Kreme |
24,245 |
321,974 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Kura
Sushi USA, Cl A * |
1,119 |
$ |
56,151 |
|||||
Lands’
End * |
4,103 |
57,524 |
||||||
Landsea
Homes * |
2,984 |
24,857 |
||||||
Latham
Group * |
12,309 |
147,708 |
||||||
Laureate
Education, Cl A * |
28,348 |
321,183 |
||||||
La-Z-Boy |
12,666 |
332,862 |
||||||
Lazydays
Holdings * |
2,238 |
43,484 |
||||||
LCI
Industries |
7,087 |
689,707 |
||||||
Legacy
Housing * |
2,238 |
39,210 |
||||||
LGI
Homes * |
5,968 |
559,261 |
||||||
Life
Time Group Holdings * |
11,190 |
160,017 |
||||||
Lifetime
Brands |
3,730 |
47,073 |
||||||
Light
& Wonder, Cl A * |
27,229 |
1,526,458 |
||||||
Lindblad
Expeditions Holdings * |
8,579 |
131,344 |
||||||
Liquidity
Services * |
6,714 |
96,816 |
||||||
LL
Flooring Holdings * |
8,206 |
113,325 |
||||||
Lordstown
Motors, Cl A * |
44,014 |
95,951 |
||||||
Lovesac
* |
3,730 |
163,523 |
||||||
Lulu’s
Fashion Lounge Holdings * |
1,492 |
14,383 |
||||||
M/I
Homes * |
8,206 |
363,362 |
||||||
Macy’s |
85,774 |
2,073,158 |
||||||
Malibu
Boats, Cl A * |
5,968 |
300,131 |
||||||
Marine
Products |
2,238 |
26,274 |
||||||
MarineMax
* |
5,968 |
244,211 |
||||||
MasterCraft
Boat Holdings * |
5,222 |
125,694 |
||||||
MDC
Holdings |
16,412 |
605,767 |
||||||
Meritage
Homes * |
10,444 |
862,152 |
||||||
Modine
Manufacturing * |
14,174 |
111,975 |
||||||
Monarch
Casino & Resort * |
3,730 |
261,660 |
||||||
Monro |
9,325 |
426,432 |
||||||
Motorcar
Parts of America * |
5,222 |
79,427 |
||||||
Movado
Group |
4,476 |
161,002 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Murphy
USA |
6,714 |
$ |
1,568,390 |
|||||
Nathan’s
Famous |
746 |
35,338 |
||||||
National
Vision Holdings * |
23,499 |
884,737 |
||||||
Nautilus
* |
8,579 |
25,823 |
||||||
Noodles,
Cl A * |
11,563 |
64,406 |
||||||
ODP
* |
13,055 |
561,757 |
||||||
ONE
Group Hospitality * |
5,968 |
55,562 |
||||||
OneWater
Marine, Cl A * |
2,984 |
97,547 |
||||||
Overstock.com
* |
12,309 |
413,090 |
||||||
Oxford
Industries |
4,476 |
401,050 |
||||||
Papa
John’s International |
9,325 |
849,041 |
||||||
Party
City Holdco * |
31,332 |
96,816 |
||||||
Patrick
Industries |
6,341 |
394,727 |
||||||
Perdoceo
Education * |
20,142 |
225,188 |
||||||
PetMed
Express |
5,952 |
130,349 |
||||||
PlayAGS
* |
7,833 |
51,698 |
||||||
PLBY
Group * |
8,206 |
72,541 |
||||||
Porch
Group * |
21,634 |
80,046 |
||||||
Portillo’s,
Cl A * |
6,714 |
139,853 |
||||||
PowerSchool
Holdings, Cl A * |
12,309 |
186,358 |
||||||
Purple
Innovation, Cl A * |
16,412 |
67,617 |
||||||
Quotient
Technology * |
25,364 |
134,683 |
||||||
RCI
Hospitality Holdings |
2,611 |
161,778 |
||||||
RealReal
* |
22,753 |
123,321 |
||||||
Red
Robin Gourmet Burgers * |
4,476 |
59,038 |
||||||
Red
Rock Resorts, Cl A |
15,293 |
672,280 |
||||||
Regis
* |
12,293 |
16,596 |
||||||
Rent the
Runway, Cl A * |
4,849 |
30,743 |
||||||
Rent-A-Center,
Cl A |
18,650 |
449,838 |
||||||
Revolve
Group, Cl A * |
10,071 |
425,600 |
||||||
Rocky
Brands |
1,865 |
71,821 |
||||||
Rush
Street Interactive * |
14,920 |
94,742 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Ruth’s
Hospitality Group |
9,325 |
$ |
195,545 |
|||||
Sally
Beauty Holdings * |
31,332 |
473,740 |
||||||
SeaWorld
Entertainment * |
14,174 |
955,895 |
||||||
Shake
Shack, Cl A * |
10,801 |
624,622 |
||||||
Shift
Technologies * |
17,158 |
22,992 |
||||||
Shoe
Carnival |
4,849 |
146,391 |
||||||
Shutterstock |
6,714 |
508,384 |
||||||
Signet
Jewelers |
14,920 |
1,047,384 |
||||||
Skyline
Champion * |
14,920 |
761,517 |
||||||
Sleep
Number * |
6,341 |
257,191 |
||||||
Smith
& Wesson Brands |
13,428 |
184,366 |
||||||
Snap One
Holdings * |
5,222 |
62,403 |
||||||
Solo
Brands, Cl A * |
4,103 |
24,495 |
||||||
Sonic
Automotive, Cl A |
5,968 |
253,938 |
||||||
Sonos
* |
36,554 |
834,162 |
||||||
Sportsman’s
Warehouse Holdings * |
12,309 |
118,289 |
||||||
Standard
Motor Products |
5,968 |
254,714 |
||||||
Steven
Madden |
22,753 |
934,238 |
||||||
Stitch
Fix, Cl A * |
23,126 |
219,697 |
||||||
StoneMor
* |
8,952 |
21,216 |
||||||
Stoneridge
* |
7,460 |
147,037 |
||||||
Strategic
Education |
7,087 |
457,820 |
||||||
Stride
* |
11,936 |
469,085 |
||||||
Sturm
Ruger |
4,849 |
330,459 |
||||||
Superior
Group |
3,357 |
53,376 |
||||||
Sweetgreen,
Cl A * |
3,357 |
90,639 |
||||||
Target
Hospitality * |
7,087 |
44,365 |
||||||
Taylor
Morrison Home, Cl A * |
33,943 |
888,967 |
||||||
Tenneco,
Cl A * |
19,396 |
333,029 |
||||||
Texas
Roadhouse, Cl A |
19,769 |
1,627,582 |
||||||
Tilly’s,
Cl A * |
6,341 |
55,928 |
||||||
Torrid
Holdings * |
5,222 |
30,601 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Traeger
* |
8,952 |
$ |
53,622 |
|||||
TravelCenters
of America * |
3,714 |
141,169 |
||||||
Tri
Pointe Homes * |
31,332 |
647,632 |
||||||
Tupperware
Brands * |
13,801 |
242,622 |
||||||
Udemy
* |
4,103 |
44,764 |
||||||
Unifi
* |
4,103 |
60,191 |
||||||
Universal
Electronics * |
3,730 |
110,035 |
||||||
Urban
Outfitters * |
19,396 |
461,625 |
||||||
Vera
Bradley * |
7,460 |
45,879 |
||||||
Vista
Outdoor * |
16,039 |
565,054 |
||||||
Visteon
* |
7,833 |
820,193 |
||||||
Vivint
Smart Home * |
26,110 |
136,816 |
||||||
VOXX
International, Cl A * |
4,476 |
33,883 |
||||||
Vuzix
* |
16,785 |
86,778 |
||||||
Weber,
Cl A |
5,968 |
52,399 |
||||||
Wingstop |
8,579 |
787,209 |
||||||
Winmark |
1,119 |
227,381 |
||||||
Winnebago
Industries |
9,325 |
495,904 |
||||||
Wolverine
World Wide |
23,126 |
458,357 |
||||||
Workhorse
Group * |
43,641 |
131,359 |
||||||
WW
International * |
14,920 |
146,067 |
||||||
XL
Fleet * |
33,943 |
47,520 |
||||||
Xometry,
Cl A * |
7,087 |
232,595 |
||||||
XPEL
* |
5,222 |
225,956 |
||||||
Xponential
Fitness, Cl A * |
3,357 |
69,557 |
||||||
Zumiez
* |
5,595 |
204,945 |
||||||
72,740,317 |
||||||||
Consumer Staples — 2.1% |
||||||||
22nd
Century Group * |
45,863 |
87,598 |
||||||
Andersons |
8,952 |
449,659 |
||||||
AppHarvest
* |
19,769 |
81,251 |
||||||
B&G
Foods |
18,277 |
492,200 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Beauty
Health * |
24,618 |
$ |
322,496 |
|||||
BellRing
Brands * |
32,078 |
687,432 |
||||||
BJ’s
Wholesale Club Holdings * |
38,792 |
2,496,265 |
||||||
Calavo
Growers |
4,849 |
175,728 |
||||||
Cal-Maine
Foods |
11,563 |
621,280 |
||||||
Celsius
Holdings * |
15,293 |
795,236 |
||||||
Central
Garden & Pet * |
2,968 |
129,969 |
||||||
Central
Garden & Pet, Cl A * |
11,190 |
463,042 |
||||||
Chefs’
Warehouse * |
8,952 |
327,643 |
||||||
Coca-Cola
Consolidated |
1,492 |
658,718 |
||||||
Duckhorn
Portfolio * |
10,071 |
195,579 |
||||||
Edgewell
Personal Care |
15,293 |
583,275 |
||||||
elf
Beauty * |
13,801 |
335,778 |
||||||
Energizer
Holdings |
19,023 |
576,207 |
||||||
Fresh
Del Monte Produce |
9,698 |
252,633 |
||||||
HF
Foods Group * |
10,801 |
63,078 |
||||||
Honest
* |
24,245 |
96,010 |
||||||
Hostess
Brands, Cl A * |
39,165 |
888,654 |
||||||
Ingles
Markets, Cl A |
4,103 |
382,071 |
||||||
Inter
Parfums |
5,222 |
426,794 |
||||||
J
& J Snack Foods |
4,103 |
614,219 |
||||||
John B
Sanfilippo & Son |
2,611 |
202,718 |
||||||
Laird
Superfood * |
1,865 |
5,614 |
||||||
Lancaster
Colony |
5,222 |
810,350 |
||||||
Landec
* |
7,460 |
74,227 |
||||||
Limoneira |
4,476 |
53,444 |
||||||
MedAvail
Holdings * |
3,357 |
5,573 |
||||||
Medifast |
3,357 |
598,755 |
||||||
MGP
Ingredients |
4,103 |
374,727 |
||||||
Mission
Produce * |
10,444 |
132,848 |
||||||
National
Beverage * |
6,714 |
295,953 |
||||||
Natural
Grocers by Vitamin Cottage |
2,611 |
53,238 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Nature’s
Sunshine Products * |
3,357 |
$ |
55,592 |
|||||
NewAge
* |
38,046 |
15,066 |
||||||
Nu
Skin Enterprises, Cl A |
14,174 |
604,379 |
||||||
Oil-Dri
Corp of America |
1,492 |
37,225 |
||||||
Performance
Food Group * |
42,895 |
2,112,579 |
||||||
PriceSmart |
7,087 |
563,062 |
||||||
Primo
Water |
44,760 |
655,286 |
||||||
Revlon,
Cl A * |
1,865 |
11,414 |
||||||
Rite Aid
* |
15,666 |
99,792 |
||||||
Sanderson
Farms |
5,595 |
1,059,525 |
||||||
Seneca
Foods, Cl A * |
1,865 |
101,176 |
||||||
Simply
Good Foods * |
24,245 |
1,009,804 |
||||||
Sovos
Brands * |
7,460 |
112,646 |
||||||
SpartanNash |
10,071 |
345,234 |
||||||
Sprouts
Farmers Market * |
32,078 |
955,924 |
||||||
Tattooed
Chef * |
13,428 |
107,290 |
||||||
Thorne
HealthTech * |
1,865 |
12,496 |
||||||
Tootsie
Roll Industries |
4,476 |
156,794 |
||||||
TreeHouse
Foods * |
14,920 |
469,980 |
||||||
Turning
Point Brands |
4,103 |
128,793 |
||||||
United
Natural Foods * |
16,412 |
704,567 |
||||||
Universal |
6,714 |
388,405 |
||||||
USANA
Health Sciences * |
3,357 |
257,348 |
||||||
Utz
Brands |
17,142 |
242,045 |
||||||
Vector
Group |
40,657 |
517,157 |
||||||
Veru
* |
18,277 |
214,206 |
||||||
Village
Super Market, Cl A |
2,238 |
51,899 |
||||||
Vita
Coco * |
3,357 |
36,457 |
||||||
Vital
Farms * |
7,087 |
81,501 |
||||||
WD-40 |
3,730 |
686,245 |
||||||
Weis
Markets |
4,849 |
387,338 |
||||||
Whole
Earth Brands * |
10,444 |
72,168 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Zevia
PBC, Cl A * |
2,984 |
$ |
10,265 |
|||||
27,073,920 |
||||||||
Energy — 3.7% |
||||||||
Aemetis
* |
7,833 |
71,515 |
||||||
Alto
Ingredients * |
20,142 |
116,219 |
||||||
Antero
Resources * |
81,314 |
2,862,253 |
||||||
Arch
Resources |
4,476 |
744,717 |
||||||
Archrock |
38,419 |
334,630 |
||||||
Berry |
19,023 |
208,682 |
||||||
Brigham
Minerals, Cl A |
12,309 |
305,017 |
||||||
Bristow
Group * |
6,714 |
200,212 |
||||||
Cactus,
Cl A |
15,666 |
782,203 |
||||||
California
Resources |
23,126 |
929,896 |
||||||
Callon
Petroleum * |
13,801 |
707,577 |
||||||
Centennial
Resource Development, Cl A * |
52,220 |
404,183 |
||||||
Centrus
Energy, Cl A * |
2,611 |
72,481 |
||||||
ChampionX |
57,442 |
1,212,026 |
||||||
Chesapeake
Energy |
29,840 |
2,447,477 |
||||||
Civitas
Resources |
12,309 |
721,554 |
||||||
Clean
Energy Fuels * |
44,014 |
257,922 |
||||||
CNX
Resources * |
57,069 |
1,172,768 |
||||||
Comstock
Resources * |
26,110 |
444,653 |
||||||
CONSOL
Energy * |
9,698 |
461,140 |
||||||
Crescent
Energy, Cl A |
8,206 |
128,916 |
||||||
CVR
Energy |
8,579 |
215,076 |
||||||
Delek US
Holdings * |
18,650 |
451,330 |
||||||
Denbury
* |
14,174 |
906,853 |
||||||
DHT
Holdings |
39,911 |
224,300 |
||||||
DMC
Global * |
5,595 |
111,844 |
||||||
Dorian
LPG |
8,952 |
131,773 |
||||||
Dril-Quip
* |
10,071 |
290,851 |
||||||
Earthstone
Energy, Cl A * |
8,579 |
115,731 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Energy
Fuels * |
44,014 |
$ |
330,545 |
|||||
Equitrans
Midstream |
116,003 |
911,784 |
||||||
Expro
Group Holdings * |
13,055 |
199,480 |
||||||
Falcon
Minerals |
11,190 |
76,092 |
||||||
Gevo
* |
56,323 |
208,958 |
||||||
Green
Plains * |
13,428 |
376,924 |
||||||
Helix
Energy Solutions Group * |
40,657 |
167,100 |
||||||
Helmerich
& Payne |
29,094 |
1,339,197 |
||||||
HighPeak
Energy |
1,492 |
40,747 |
||||||
International
Seaways |
13,055 |
275,852 |
||||||
Kinetik
Holdings, Cl A |
746 |
53,078 |
||||||
Laredo
Petroleum * |
3,730 |
265,613 |
||||||
Liberty
Energy, Cl A * |
26,467 |
427,177 |
||||||
Magnolia
Oil & Gas, Cl A |
41,030 |
953,537 |
||||||
Matador
Resources |
31,332 |
1,529,628 |
||||||
Murphy
Oil |
41,776 |
1,590,830 |
||||||
Nabors
Industries * |
1,865 |
288,366 |
||||||
National
Energy Services Reunited * |
10,817 |
72,366 |
||||||
Newpark
Resources * |
25,737 |
89,822 |
||||||
NexTier
Oilfield Solutions * |
49,236 |
543,073 |
||||||
Nordic
American Tankers |
47,744 |
122,225 |
||||||
Northern
Oil and Gas |
17,531 |
437,924 |
||||||
Oasis
Petroleum |
5,595 |
742,233 |
||||||
Oceaneering
International * |
28,348 |
321,183 |
||||||
Oil
States International * |
17,158 |
115,988 |
||||||
Ovintiv |
74,584 |
3,817,955 |
||||||
Par
Pacific Holdings * |
12,682 |
186,045 |
||||||
Patterson-UTI
Energy |
52,966 |
870,761 |
||||||
PBF
Energy, Cl A * |
27,229 |
791,275 |
||||||
PDC
Energy |
27,602 |
1,924,964 |
||||||
Peabody
Energy * |
25,364 |
574,241 |
||||||
ProPetro
Holding * |
24,618 |
348,099 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Range
Resources * |
67,886 |
$ |
2,032,507 |
|||||
Ranger
Oil, Cl A * |
5,968 |
190,081 |
||||||
Renewable
Energy Group * |
12,682 |
774,363 |
||||||
REX
American Resources * |
1,492 |
126,268 |
||||||
Riley
Exploration Permian |
2,984 |
69,318 |
||||||
RPC
* |
19,023 |
196,698 |
||||||
Select
Energy Services, Cl A * |
18,277 |
141,830 |
||||||
SM
Energy |
33,943 |
1,205,995 |
||||||
Solaris
Oilfield Infrastructure, Cl A |
8,952 |
100,710 |
||||||
Southwestern
Energy * |
288,686 |
2,165,145 |
||||||
Talos
Energy * |
10,444 |
189,767 |
||||||
Tellurian
* |
105,186 |
523,826 |
||||||
TETRA
Technologies * |
34,689 |
127,656 |
||||||
Tidewater
* |
11,563 |
230,797 |
||||||
Uranium
Energy * |
74,973 |
318,635 |
||||||
Ur-Energy
* |
52,593 |
72,578 |
||||||
US
Silica Holdings * |
20,888 |
388,099 |
||||||
W&T
Offshore * |
26,483 |
126,059 |
||||||
Whiting
Petroleum |
11,190 |
817,430 |
||||||
World
Fuel Services |
17,888 |
433,247 |
||||||
47,257,870 |
||||||||
Financials — 8.5% |
||||||||
1st
Source |
4,849 |
209,816 |
||||||
AFC
Gamma ‡ |
4,103 |
65,689 |
||||||
Alerus
Financial |
4,103 |
104,832 |
||||||
Allegiance
Bancshares |
5,579 |
227,958 |
||||||
Amalgamated
Financial |
3,730 |
65,611 |
||||||
A-Mark
Precious Metals * |
2,611 |
205,747 |
||||||
Ambac
Financial Group * |
13,055 |
100,915 |
||||||
Amerant
Bancorp, Cl A |
7,460 |
198,361 |
||||||
American
Equity Investment Life Holding |
23,499 |
886,382 |
||||||
American
National Bankshares |
2,984 |
103,664 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
American
National Group |
2,238 |
$ |
422,109 |
|||||
Ameris
Bancorp |
19,023 |
793,259 |
||||||
AMERISAFE |
5,595 |
259,328 |
||||||
Angel
Oak Mortgage ‡ |
2,611 |
42,194 |
||||||
Apollo
Commercial Real Estate Finance ‡ |
39,911 |
480,528 |
||||||
Arbor
Realty Trust ‡ |
41,030 |
701,613 |
||||||
Ares
Commercial Real Estate ‡ |
12,309 |
185,497 |
||||||
Argo
Group International Holdings |
8,952 |
383,146 |
||||||
ARMOUR
Residential ‡ |
25,364 |
186,172 |
||||||
Arrow
Financial |
4,103 |
128,424 |
||||||
Artisan
Partners Asset Management, Cl A |
16,785 |
539,470 |
||||||
AssetMark
Financial Holdings * |
5,222 |
100,419 |
||||||
Associated
Banc-Corp |
42,149 |
840,873 |
||||||
Associated
Capital Group |
373 |
14,771 |
||||||
Atlantic
Union Bankshares |
21,261 |
718,197 |
||||||
Atlanticus
Holdings * |
1,492 |
64,216 |
||||||
Axos
Financial * |
16,039 |
607,557 |
||||||
B
Riley Financial |
5,595 |
252,670 |
||||||
Banc of
California |
15,666 |
282,615 |
||||||
BancFirst |
4,849 |
396,406 |
||||||
Bancorp
* |
14,920 |
338,535 |
||||||
Bank
First |
1,865 |
131,856 |
||||||
Bank of
Marin Bancorp |
4,476 |
139,920 |
||||||
BankUnited |
24,245 |
910,157 |
||||||
Banner |
9,698 |
520,783 |
||||||
Bar
Harbor Bankshares |
4,103 |
107,129 |
||||||
Berkshire
Hills Bancorp |
13,801 |
341,437 |
||||||
BGC
Partners, Cl A |
89,893 |
326,312 |
||||||
Blackstone
Mortgage Trust, Cl A ‡ |
44,760 |
1,344,590 |
||||||
Blucora
* |
13,801 |
279,470 |
||||||
Blue
Foundry Bancorp * |
7,833 |
98,852 |
||||||
Blue
Ridge Bankshares |
4,849 |
70,650 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Bridgewater
Bancshares * |
5,968 |
$ |
95,607 |
|||||
Bright
Health Group * |
73,481 |
132,266 |
||||||
Brightsphere
Investment Group |
9,325 |
186,873 |
||||||
BrightSpire
Capital, Cl A ‡ |
23,872 |
202,912 |
||||||
Broadmark
Realty Capital ‡ |
36,554 |
285,487 |
||||||
Brookline
Bancorp |
21,634 |
312,828 |
||||||
BRP
Group, Cl A * |
13,428 |
310,455 |
||||||
Business
First Bancshares |
5,595 |
123,985 |
||||||
Byline
Bancorp |
7,087 |
166,261 |
||||||
Cadence
Bank |
51,474 |
1,288,909 |
||||||
Cambridge
Bancorp |
1,865 |
152,389 |
||||||
Camden
National |
4,103 |
183,609 |
||||||
Cannae
Holdings * |
24,229 |
542,730 |
||||||
Capital
Bancorp |
2,238 |
50,377 |
||||||
Capital
City Bank Group |
3,730 |
95,525 |
||||||
Capitol
Federal Financial |
36,927 |
355,607 |
||||||
Capstar
Financial Holdings |
5,968 |
120,255 |
||||||
Carter
Bankshares * |
7,460 |
122,046 |
||||||
Cathay
General Bancorp |
20,515 |
822,446 |
||||||
CBTX |
5,222 |
148,931 |
||||||
Central
Pacific Financial |
7,833 |
189,402 |
||||||
Chicago
Atlantic Real Estate Finance |
1,865 |
33,178 |
||||||
Chimera
Investment ‡ |
66,767 |
669,005 |
||||||
Citizens,
Cl A * |
14,174 |
42,380 |
||||||
Citizens
& Northern |
4,476 |
104,783 |
||||||
City
Holding |
4,103 |
317,490 |
||||||
Civista
Bancshares |
4,103 |
85,424 |
||||||
CNB
Financial |
4,476 |
111,229 |
||||||
CNO
Financial Group |
33,943 |
819,384 |
||||||
Coastal
Financial * |
2,984 |
122,463 |
||||||
Cohen
& Steers |
7,087 |
550,589 |
||||||
Columbia
Banking System |
22,380 |
628,430 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Columbia
Financial * |
11,190 |
$ |
212,051 |
|||||
Community
Bank System |
15,293 |
984,869 |
||||||
Community
Trust Bancorp |
4,476 |
178,190 |
||||||
ConnectOne
Bancorp |
10,444 |
290,970 |
||||||
Cowen,
Cl A |
7,460 |
170,461 |
||||||
Crawford,
Cl A |
4,476 |
34,913 |
||||||
CrossFirst
Bankshares * |
13,055 |
167,235 |
||||||
Curo
Group Holdings |
5,968 |
70,064 |
||||||
Customers
Bancorp * |
8,579 |
360,919 |
||||||
CVB
Financial |
38,792 |
892,992 |
||||||
Diamond
Hill Investment Group |
746 |
125,604 |
||||||
Dime
Community Bancshares |
9,698 |
304,905 |
||||||
Donegal
Group, Cl A |
4,103 |
55,514 |
||||||
Donnelley
Financial Solutions * |
8,206 |
240,190 |
||||||
Dynex
Capital ‡ |
10,071 |
163,452 |
||||||
Eagle
Bancorp |
8,952 |
450,733 |
||||||
Eastern
Bankshares |
48,863 |
936,215 |
||||||
eHealth
* |
7,087 |
57,050 |
||||||
Ellington
Financial ‡ |
15,293 |
247,594 |
||||||
Employers
Holdings |
7,833 |
308,150 |
||||||
Enact
Holdings |
4,103 |
96,749 |
||||||
Encore
Capital Group * |
7,087 |
409,699 |
||||||
Enova
International * |
10,444 |
390,606 |
||||||
Enstar
Group * |
3,357 |
791,413 |
||||||
Enterprise
Bancorp |
2,611 |
88,643 |
||||||
Enterprise
Financial Services |
9,698 |
428,361 |
||||||
Equity
Bancshares, Cl A |
3,730 |
113,877 |
||||||
Essent
Group |
30,943 |
1,254,120 |
||||||
EZCORP,
Cl A * |
14,174 |
99,218 |
||||||
Farmers
National Banc |
8,952 |
137,145 |
||||||
FB
Financial |
9,325 |
359,292 |
||||||
Federal
Agricultural Mortgage, Cl C |
2,611 |
267,445 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Federated
Hermes, Cl B |
26,483 |
$ |
754,236 |
|||||
Fidelity
D&D Bancorp |
1,119 |
41,593 |
||||||
Finance
of America, Cl A * |
5,222 |
11,802 |
||||||
Financial
Institutions |
4,476 |
124,612 |
||||||
First
Bancorp |
2,984 |
84,000 |
||||||
First
Bancorp |
9,698 |
363,287 |
||||||
First
Bancshares |
5,595 |
180,103 |
||||||
First
Bank |
4,476 |
63,828 |
||||||
First
Busey |
14,174 |
318,490 |
||||||
First
Commonwealth Financial |
26,856 |
362,019 |
||||||
First
Community Bankshares |
4,849 |
129,129 |
||||||
First
Financial |
3,357 |
143,075 |
||||||
First
Financial Bancorp |
26,483 |
541,577 |
||||||
First
Financial Bankshares |
36,927 |
1,476,341 |
||||||
First
Foundation |
14,174 |
314,946 |
||||||
First
Internet Bancorp |
2,611 |
100,497 |
||||||
First
Interstate BancSystem, Cl A |
24,991 |
812,707 |
||||||
First
Merchants |
16,412 |
643,186 |
||||||
First
Mid Bancshares |
4,849 |
174,758 |
||||||
First of
Long Island |
6,341 |
106,402 |
||||||
FirstCash
Holdings |
11,190 |
892,738 |
||||||
Five
Star Bancorp |
3,357 |
83,757 |
||||||
Flagstar
Bancorp |
14,920 |
526,676 |
||||||
Flushing
Financial |
8,206 |
176,429 |
||||||
Focus
Financial Partners, Cl A * |
18,634 |
735,111 |
||||||
Franklin
BSP Realty Trust ‡ |
10,071 |
133,541 |
||||||
FS
Bancorp |
1,865 |
54,812 |
||||||
Fulton
Financial |
45,133 |
684,668 |
||||||
GAMCO
Investors, Cl A |
1,492 |
29,795 |
||||||
GCM
Grosvenor |
12,682 |
104,627 |
||||||
Genworth
Financial, Cl A * |
143,978 |
534,158 |
||||||
German
American Bancorp |
7,087 |
248,754 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Glacier
Bancorp |
31,332 |
$ |
1,433,752 |
|||||
Goosehead
Insurance, Cl A * |
5,222 |
300,213 |
||||||
Granite
Point Mortgage Trust ‡ |
15,293 |
148,801 |
||||||
Great
Ajax ‡ |
6,341 |
59,035 |
||||||
Great
Southern Bancorp |
2,984 |
169,312 |
||||||
Green
Dot, Cl A * |
15,293 |
404,959 |
||||||
Greenhill |
4,103 |
49,687 |
||||||
Greenlight
Capital Re, Cl A * |
7,460 |
51,325 |
||||||
Guaranty
Bancshares |
2,238 |
76,987 |
||||||
Hamilton
Lane, Cl A |
10,071 |
690,669 |
||||||
Hancock
Whitney |
24,618 |
1,151,384 |
||||||
Hanmi
Financial |
8,579 |
198,604 |
||||||
Hannon
Armstrong Sustainable Infrastructure Capital ‡ |
21,634 |
865,144 |
||||||
HarborOne
Bancorp |
13,428 |
179,801 |
||||||
HBT
Financial |
2,984 |
51,265 |
||||||
HCI
Group |
1,492 |
95,622 |
||||||
Heartland
Financial USA |
11,563 |
506,113 |
||||||
Heritage
Commerce |
16,769 |
188,316 |
||||||
Heritage
Financial |
9,698 |
234,886 |
||||||
Heritage
Insurance Holdings |
7,460 |
31,780 |
||||||
Hilltop
Holdings |
17,531 |
446,865 |
||||||
Hingham
Institution For Savings The |
373 |
120,505 |
||||||
Home
Bancorp |
2,238 |
85,783 |
||||||
Home
BancShares |
43,268 |
935,454 |
||||||
Home
Point Capital |
2,238 |
6,087 |
||||||
HomeStreet |
5,595 |
227,101 |
||||||
HomeTrust
Bancshares |
4,103 |
110,904 |
||||||
Hope
Bancorp |
32,824 |
469,383 |
||||||
Horace
Mann Educators |
11,936 |
475,650 |
||||||
Horizon
Bancorp |
12,309 |
215,161 |
||||||
Houlihan
Lokey, Cl A |
14,547 |
1,211,620 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Independent
Bank |
13,055 |
$ |
1,007,324 |
|||||
Independent
Bank |
5,968 |
117,808 |
||||||
Independent
Bank Group |
10,444 |
708,103 |
||||||
International
Bancshares |
15,293 |
608,508 |
||||||
Invesco
Mortgage Capital ‡ |
89,147 |
155,116 |
||||||
Investors
Title |
11 |
2,064 |
||||||
James
River Group Holdings |
10,444 |
247,627 |
||||||
Kearny
Financial |
18,650 |
221,189 |
||||||
Kinsale
Capital Group |
5,968 |
1,323,046 |
||||||
KKR
Real Estate Finance Trust ‡ |
10,071 |
191,349 |
||||||
Ladder
Capital, Cl A ‡ |
32,435 |
369,435 |
||||||
Lakeland
Bancorp |
17,531 |
263,491 |
||||||
Lakeland
Financial |
7,087 |
516,075 |
||||||
LendingClub
* |
28,348 |
432,307 |
||||||
LendingTree
* |
3,357 |
266,613 |
||||||
Live Oak
Bancshares |
8,952 |
378,938 |
||||||
Luther
Burbank |
4,476 |
59,397 |
||||||
Macatawa
Bank |
7,460 |
65,275 |
||||||
Maiden
Holdings * |
19,769 |
43,887 |
||||||
MBIA
* |
13,785 |
165,971 |
||||||
Mercantile
Bank |
4,476 |
140,546 |
||||||
Merchants
Bancorp |
4,103 |
96,503 |
||||||
Meta
Financial Group |
8,206 |
358,192 |
||||||
Metrocity
Bankshares |
5,222 |
106,424 |
||||||
MetroMile
* |
32,451 |
31,847 |
||||||
Metropolitan
Bank Holding * |
2,984 |
265,725 |
||||||
MFA
Financial ‡ |
31,332 |
446,481 |
||||||
Mid
Penn Bancorp |
4,103 |
105,981 |
||||||
Midland
States Bancorp |
5,968 |
157,316 |
||||||
MidWestOne
Financial Group |
4,103 |
122,598 |
||||||
Moelis,
Cl A |
17,531 |
775,922 |
||||||
Mr
Cooper Group * |
17,531 |
788,369 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
MVB
Financial |
2,984 |
$ |
119,539 |
|||||
National
Bank Holdings, Cl A |
8,206 |
299,601 |
||||||
National
Western Life Group, Cl A |
746 |
148,275 |
||||||
Navient |
42,895 |
681,602 |
||||||
NBT
Bancorp |
11,936 |
420,147 |
||||||
Nelnet,
Cl A |
4,849 |
397,957 |
||||||
New
York Mortgage Trust ‡ |
107,797 |
347,106 |
||||||
NI
Holdings * |
2,611 |
41,384 |
||||||
Nicolet
Bankshares * |
3,357 |
273,193 |
||||||
NMI
Holdings, Cl A * |
23,872 |
438,767 |
||||||
Northfield
Bancorp |
12,666 |
165,798 |
||||||
Northrim
BanCorp |
1,492 |
59,784 |
||||||
Northwest
Bancshares |
34,689 |
439,857 |
||||||
OceanFirst
Financial |
16,412 |
307,397 |
||||||
Ocwen
Financial * |
2,238 |
46,550 |
||||||
Old
National Bancorp |
83,552 |
1,266,648 |
||||||
Old
Second Bancorp |
7,833 |
107,860 |
||||||
Open
Lending, Cl A * |
29,467 |
401,930 |
||||||
Oportun
Financial * |
5,968 |
69,169 |
||||||
Oppenheimer
Holdings, Cl A |
2,611 |
84,126 |
||||||
Orchid
Island Capital, Cl A ‡ |
38,419 |
106,805 |
||||||
Origin
Bancorp |
6,341 |
238,929 |
||||||
Orrstown
Financial Services |
2,984 |
70,363 |
||||||
Pacific
Premier Bancorp |
26,483 |
830,507 |
||||||
Palomar
Holdings * |
7,087 |
385,887 |
||||||
Park
National |
4,103 |
483,539 |
||||||
PCSB
Financial |
3,730 |
68,334 |
||||||
Peapack-Gladstone
Financial |
4,849 |
150,271 |
||||||
PennyMac
Financial Services |
8,579 |
416,596 |
||||||
PennyMac
Mortgage Investment Trust ‡ |
27,975 |
429,137 |
||||||
Peoples
Bancorp |
7,087 |
194,326 |
||||||
Peoples
Financial Services |
1,865 |
92,579 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Pioneer
Bancorp * |
3,357 |
$ |
34,913 |
|||||
Piper
Sandler |
4,849 |
557,538 |
||||||
PJT
Partners |
6,714 |
443,057 |
||||||
PRA
Group * |
12,309 |
517,347 |
||||||
Preferred
Bank |
3,730 |
250,358 |
||||||
Premier
Financial |
10,071 |
267,284 |
||||||
Primis
Financial |
6,714 |
91,646 |
||||||
ProAssurance |
15,293 |
375,749 |
||||||
PROG
Holdings * |
16,039 |
424,552 |
||||||
Provident
Bancorp |
4,476 |
71,258 |
||||||
Provident
Financial Services |
21,261 |
470,506 |
||||||
Pzena
Investment Management, Cl A |
4,849 |
30,500 |
||||||
QCR
Holdings |
4,849 |
263,252 |
||||||
Radian
Group |
51,101 |
1,093,050 |
||||||
RBB
Bancorp |
4,103 |
87,763 |
||||||
Ready
Capital ‡ |
19,023 |
277,165 |
||||||
Red
River Bancshares |
1,119 |
60,706 |
||||||
Redwood
Trust ‡ |
32,451 |
314,775 |
||||||
Regional
Management |
2,238 |
96,346 |
||||||
Renasant |
15,666 |
466,690 |
||||||
Republic
Bancorp, Cl A |
2,611 |
108,826 |
||||||
Republic
First Bancorp * |
12,682 |
53,138 |
||||||
RLI |
11,190 |
1,284,388 |
||||||
S&T
Bancorp |
11,174 |
315,777 |
||||||
Safety
Insurance Group |
4,103 |
353,022 |
||||||
Sandy
Spring Bancorp |
12,682 |
498,022 |
||||||
Sculptor
Capital Management, Cl A |
6,341 |
66,327 |
||||||
Seacoast
Banking Corp of Florida |
15,666 |
509,145 |
||||||
Selective
Insurance Group |
16,785 |
1,382,413 |
||||||
Selectquote
* |
38,046 |
78,375 |
||||||
ServisFirst
Bancshares |
14,174 |
1,138,456 |
||||||
Sierra
Bancorp |
4,103 |
89,240 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Silvergate
Capital, Cl A * |
7,833 |
$ |
916,148 |
|||||
Simmons
First National, Cl A |
35,435 |
845,833 |
||||||
SmartFinancial |
4,103 |
100,606 |
||||||
South
Plains Financial |
2,984 |
72,064 |
||||||
Southern
First Bancshares * |
2,238 |
102,277 |
||||||
Southern
Missouri Bancorp |
2,238 |
94,444 |
||||||
Southside
Bancshares |
8,952 |
350,829 |
||||||
SouthState |
22,007 |
1,704,222 |
||||||
StepStone
Group, Cl A |
13,055 |
334,469 |
||||||
Stewart
Information Services |
7,460 |
384,936 |
||||||
Stock
Yards Bancorp |
6,714 |
351,008 |
||||||
StoneX
Group * |
4,849 |
328,665 |
||||||
Summit
Financial Group |
2,984 |
81,314 |
||||||
Texas
Capital Bancshares * |
14,547 |
747,134 |
||||||
Third
Coast Bancshares * |
1,119 |
25,368 |
||||||
Tiptree |
6,639 |
77,212 |
||||||
Tompkins
Financial |
4,103 |
299,519 |
||||||
Towne
Bank |
19,023 |
524,464 |
||||||
TPG
RE Finance Trust ‡ |
17,158 |
181,017 |
||||||
Trean
Insurance Group * |
4,849 |
24,342 |
||||||
TriCo
Bancshares |
7,833 |
294,129 |
||||||
TriState
Capital Holdings * |
8,206 |
247,903 |
||||||
Triumph
Bancorp * |
6,714 |
466,220 |
||||||
Trupanion
* |
10,817 |
688,178 |
||||||
TrustCo
Bank NY |
5,222 |
162,665 |
||||||
Trustmark |
17,531 |
488,764 |
||||||
Two
Harbors Investment ‡ |
97,726 |
470,062 |
||||||
UMB
Financial |
12,309 |
1,110,026 |
||||||
United
Bankshares |
37,300 |
1,240,598 |
||||||
United
Community Banks |
29,840 |
899,378 |
||||||
United
Fire Group |
5,968 |
174,803 |
||||||
United
Insurance Holdings |
5,595 |
12,813 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Universal
Insurance Holdings |
7,833 |
$ |
98,382 |
|||||
Univest
Financial |
8,206 |
206,791 |
||||||
Valley
National Bancorp |
113,765 |
1,362,905 |
||||||
Value
Line |
1 |
65 |
||||||
Velocity
Financial * |
2,611 |
27,938 |
||||||
Veritex
Holdings |
13,428 |
441,110 |
||||||
Virtus
Investment Partners |
2,238 |
396,484 |
||||||
Walker
& Dunlop |
8,206 |
982,751 |
||||||
Washington
Federal |
18,277 |
556,169 |
||||||
Washington
Trust Bancorp |
4,849 |
227,612 |
||||||
Waterstone
Financial |
5,968 |
95,846 |
||||||
WesBanco |
17,158 |
553,174 |
||||||
West
BanCorp |
4,476 |
111,900 |
||||||
Westamerica
BanCorp |
7,460 |
439,543 |
||||||
WisdomTree
Investments |
38,403 |
223,889 |
||||||
World
Acceptance * |
1,119 |
211,166 |
||||||
WSFS
Financial |
18,277 |
732,359 |
||||||
109,048,314 |
||||||||
Health Care — 8.3% |
||||||||
1Life
Healthcare * |
32,824 |
231,409 |
||||||
2seventy
bio * |
6,714 |
90,370 |
||||||
4D
Molecular Therapeutics * |
7,833 |
93,291 |
||||||
89bio
* |
2,984 |
6,475 |
||||||
9
Meters Biopharma * |
64,156 |
26,804 |
||||||
Absci
* |
15,666 |
92,586 |
||||||
ACADIA
Pharmaceuticals * |
33,943 |
625,909 |
||||||
Accelerate
Diagnostics * |
9,325 |
8,952 |
||||||
Accolade
* |
14,547 |
80,881 |
||||||
Accuray
* |
26,110 |
69,453 |
||||||
Aclaris
Therapeutics * |
14,547 |
179,219 |
||||||
Acumen
Pharmaceuticals * |
8,206 |
31,675 |
||||||
Acutus
Medical * |
5,595 |
7,162 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Adagio
Therapeutics * |
16,785 |
$ |
48,005 |
|||||
AdaptHealth,
Cl A * |
20,515 |
259,720 |
||||||
Addus
HomeCare * |
4,476 |
377,237 |
||||||
Adicet
Bio * |
7,460 |
109,960 |
||||||
Adverum
Biotechnologies * |
24,618 |
26,341 |
||||||
Aeglea
BioTherapeutics * |
11,563 |
16,651 |
||||||
Aerie
Pharmaceuticals * |
11,936 |
84,865 |
||||||
Aerovate
Therapeutics * |
3,730 |
47,558 |
||||||
Agenus
* |
62,291 |
115,238 |
||||||
Agiliti
* |
6,714 |
132,534 |
||||||
Agios
Pharmaceuticals * |
15,293 |
335,987 |
||||||
AirSculpt
Technologies * |
1,865 |
19,527 |
||||||
Akebia
Therapeutics * |
49,609 |
20,598 |
||||||
Akero
Therapeutics * |
7,460 |
78,255 |
||||||
Akouos
* |
6,714 |
18,799 |
||||||
Akoya
Biosciences * |
3,730 |
35,099 |
||||||
Alaunos
Therapeutics * |
59,664 |
31,705 |
||||||
Albireo
Pharma * |
4,849 |
154,295 |
||||||
Aldeyra
Therapeutics * |
13,801 |
42,369 |
||||||
Alector
* |
16,412 |
157,555 |
||||||
Alignment
Healthcare * |
22,380 |
215,072 |
||||||
Aligos
Therapeutics * |
5,968 |
7,042 |
||||||
Alkermes
* |
45,506 |
1,312,848 |
||||||
Allakos
* |
10,071 |
37,968 |
||||||
Allogene
Therapeutics * |
19,396 |
161,957 |
||||||
Allovir
* |
8,206 |
37,337 |
||||||
Allscripts
Healthcare Solutions * |
34,673 |
716,344 |
||||||
Alpha
Teknova * |
1,865 |
20,944 |
||||||
Alphatec
Holdings * |
20,142 |
218,541 |
||||||
Alpine
Immune Sciences * |
3,357 |
30,884 |
||||||
Altimmune
* |
11,190 |
50,579 |
||||||
ALX
Oncology Holdings * |
4,849 |
61,970 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
American
Well, Cl A * |
51,847 |
$ |
162,281 |
|||||
Amicus
Therapeutics * |
74,600 |
528,168 |
||||||
AMN
Healthcare Services * |
13,428 |
1,312,587 |
||||||
Amneal
Pharmaceuticals * |
28,348 |
109,423 |
||||||
Amphastar
Pharmaceuticals * |
10,444 |
370,449 |
||||||
Ampio
Pharmaceuticals * |
55,204 |
12,708 |
||||||
Amylyx
Pharmaceuticals * |
2,611 |
23,499 |
||||||
AnaptysBio
* |
5,595 |
130,923 |
||||||
Anavex
Life Sciences * |
19,023 |
163,408 |
||||||
AngioDynamics
* |
10,817 |
227,698 |
||||||
Angion
Biomedica * |
6,341 |
7,926 |
||||||
ANI
Pharmaceuticals * |
2,984 |
88,058 |
||||||
Anika
Therapeutics * |
4,103 |
88,338 |
||||||
Annexon
* |
8,952 |
22,828 |
||||||
Antares
Pharma * |
47,371 |
263,620 |
||||||
Apellis
Pharmaceuticals * |
22,364 |
973,505 |
||||||
Apollo
Medical Holdings * |
10,817 |
394,604 |
||||||
Applied
Molecular Transport * |
7,087 |
30,403 |
||||||
Applied
Therapeutics * |
4,849 |
9,553 |
||||||
Apyx
Medical * |
8,952 |
33,749 |
||||||
AquaBounty
Technologies * |
18,650 |
24,991 |
||||||
Arbutus
Biopharma * |
25,737 |
59,967 |
||||||
Arcellx
* |
2,611 |
28,538 |
||||||
Arcturus
Therapeutics Holdings * |
5,968 |
115,660 |
||||||
Arcus
Biosciences * |
12,682 |
307,031 |
||||||
Arcutis
Biotherapeutics * |
7,833 |
158,148 |
||||||
Ardelyx
* |
27,602 |
22,714 |
||||||
Arrowhead
Pharmaceuticals * |
29,094 |
1,196,054 |
||||||
Artivion
* |
10,817 |
219,477 |
||||||
Arvinas
* |
13,428 |
738,137 |
||||||
Asensus
Surgical * |
66,394 |
30,096 |
||||||
Aspira
Women’s Health * |
20,515 |
13,056 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Atara
Biotherapeutics * |
24,618 |
$ |
156,570 |
|||||
Atea
Pharmaceuticals * |
18,277 |
107,286 |
||||||
Athenex
* |
24,618 |
11,817 |
||||||
Athersys
* |
60,426 |
29,615 |
||||||
Athira
Pharma * |
9,325 |
95,954 |
||||||
Atossa
Therapeutics * |
33,197 |
33,529 |
||||||
Atreca,
Cl A * |
7,460 |
14,622 |
||||||
AtriCure
* |
12,682 |
658,576 |
||||||
Atrion |
373 |
233,729 |
||||||
Aura
Biosciences * |
1,492 |
25,304 |
||||||
Avalo
Therapeutics * |
17,531 |
7,202 |
||||||
Avanos
Medical * |
13,801 |
402,437 |
||||||
Aveanna
Healthcare Holdings * |
11,190 |
32,675 |
||||||
Avid
Bioservices * |
17,158 |
230,947 |
||||||
Avidity
Biosciences * |
10,817 |
154,683 |
||||||
Avita
Medical * |
6,714 |
40,955 |
||||||
Avrobio
* |
10,817 |
9,983 |
||||||
Axogen
* |
10,817 |
78,315 |
||||||
Axonics
* |
13,055 |
676,510 |
||||||
Axsome
Therapeutics * |
7,833 |
248,698 |
||||||
Beam
Therapeutics * |
14,547 |
545,949 |
||||||
Berkeley
Lights * |
13,801 |
68,660 |
||||||
Beyondspring
* |
6,341 |
9,638 |
||||||
BioAtla
* |
4,476 |
15,576 |
||||||
BioCryst
Pharmaceuticals * |
51,101 |
474,728 |
||||||
Biodesix
* |
4,103 |
6,606 |
||||||
Biohaven
Pharmaceutical Holding * |
15,666 |
1,396,937 |
||||||
BioLife
Solutions * |
2,984 |
37,807 |
||||||
Biomea
Fusion * |
6,325 |
18,975 |
||||||
Bionano
Genomics * |
82,806 |
134,974 |
||||||
Bioventus,
Cl A * |
7,833 |
94,231 |
||||||
Bioxcel
Therapeutics * |
4,849 |
63,570 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Black
Diamond Therapeutics * |
6,341 |
$ |
15,409 |
|||||
Bluebird
Bio * |
19,023 |
69,053 |
||||||
Blueprint
Medicines * |
16,785 |
979,405 |
||||||
Bolt
Biotherapeutics * |
6,341 |
9,892 |
||||||
Bridgebio
Pharma * |
30,213 |
242,308 |
||||||
Brookdale
Senior Living * |
52,593 |
325,025 |
||||||
Brooklyn
ImmunoTherapeutics * |
8,579 |
9,008 |
||||||
Butterfly
Network * |
38,046 |
126,693 |
||||||
C4
Therapeutics * |
10,817 |
92,702 |
||||||
Cara
Therapeutics * |
12,682 |
110,587 |
||||||
Cardiff
Oncology * |
10,817 |
14,495 |
||||||
Cardiovascular
Systems * |
11,190 |
209,253 |
||||||
CareDx
* |
14,531 |
442,324 |
||||||
Caribou
Biosciences * |
14,547 |
107,648 |
||||||
Cassava
Sciences * |
10,817 |
225,751 |
||||||
Castle
Biosciences * |
5,968 |
133,325 |
||||||
Catalyst
Pharmaceuticals * |
27,602 |
210,327 |
||||||
Celcuity
* |
2,611 |
17,024 |
||||||
Celldex
Therapeutics * |
13,055 |
398,830 |
||||||
CEL-SCI
* |
10,071 |
28,803 |
||||||
Century
Therapeutics * |
4,849 |
58,285 |
||||||
Cerevel
Therapeutics Holdings * |
11,563 |
338,565 |
||||||
Cerus
* |
47,744 |
220,577 |
||||||
ChemoCentryx
* |
15,293 |
282,309 |
||||||
Chimerix
* |
20,888 |
91,907 |
||||||
Chinook
Therapeutics * |
11,563 |
174,948 |
||||||
ChromaDex
* |
13,428 |
25,379 |
||||||
CinCor
Pharma * |
3,357 |
79,863 |
||||||
Citius
Pharmaceuticals * |
35,062 |
35,413 |
||||||
ClearPoint
Neuro * |
5,399 |
46,269 |
||||||
Clene
* |
5,968 |
15,457 |
||||||
Clovis
Oncology * |
32,078 |
64,156 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Codex
DNA * |
2,611 |
$ |
9,661 |
|||||
Codexis
* |
17,158 |
206,411 |
||||||
Codiak
Biosciences * |
4,476 |
13,249 |
||||||
Cogent
Biosciences * |
10,444 |
67,050 |
||||||
Coherus
Biosciences * |
18,277 |
165,224 |
||||||
Collegium
Pharmaceutical * |
9,698 |
156,138 |
||||||
Community
Health Systems * |
35,435 |
271,786 |
||||||
Computer
Programs and Systems * |
4,103 |
130,968 |
||||||
CONMED |
8,206 |
1,091,070 |
||||||
Convey
Health Solutions Holdings * |
3,730 |
18,986 |
||||||
Corcept
Therapeutics * |
24,991 |
537,556 |
||||||
CorMedix
* |
10,817 |
37,210 |
||||||
Cortexyme
* |
5,595 |
20,478 |
||||||
CorVel
* |
2,611 |
404,914 |
||||||
Covetrus
* |
29,467 |
406,645 |
||||||
Crinetics
Pharmaceuticals * |
13,055 |
265,278 |
||||||
Cross
Country Healthcare * |
10,071 |
188,731 |
||||||
CryoPort
* |
11,563 |
260,861 |
||||||
Cue
Biopharma * |
8,579 |
33,973 |
||||||
Cue
Health * |
4,103 |
27,490 |
||||||
Cullinan
Oncology * |
7,460 |
73,183 |
||||||
Curis
* |
24,618 |
22,493 |
||||||
Cutera
* |
4,849 |
263,349 |
||||||
CVRx
* |
2,984 |
18,590 |
||||||
Cymabay
Therapeutics * |
24,245 |
55,036 |
||||||
Cyteir
Therapeutics * |
5,222 |
11,749 |
||||||
Cytek
Biosciences * |
27,602 |
260,839 |
||||||
Cytokinetics
* |
22,380 |
892,291 |
||||||
CytomX
Therapeutics * |
18,277 |
31,254 |
||||||
CytoSorbents
* |
11,563 |
24,282 |
||||||
DarioHealth
* |
3,730 |
18,501 |
||||||
Day
One Biopharmaceuticals * |
6,341 |
54,025 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Deciphera
Pharmaceuticals * |
11,190 |
$ |
113,243 |
|||||
Denali
Therapeutics * |
25,737 |
612,541 |
||||||
DermTech
* |
6,714 |
57,405 |
||||||
Design
Therapeutics * |
7,460 |
89,072 |
||||||
DICE
Therapeutics * |
4,103 |
83,373 |
||||||
Durect
* |
64,156 |
28,870 |
||||||
Dynavax
Technologies * |
30,586 |
270,074 |
||||||
Dyne
Therapeutics * |
8,579 |
68,460 |
||||||
Eagle
Pharmaceuticals * |
3,357 |
148,144 |
||||||
Eargo
* |
8,579 |
32,429 |
||||||
Edgewise
Therapeutics * |
10,817 |
86,320 |
||||||
Editas
Medicine, Cl A * |
19,396 |
256,803 |
||||||
Eiger
BioPharmaceuticals * |
8,952 |
61,500 |
||||||
Eliem
Therapeutics * |
1,865 |
5,893 |
||||||
Emergent
BioSolutions * |
13,801 |
446,876 |
||||||
Enanta
Pharmaceuticals * |
5,595 |
360,318 |
||||||
Endo
International * |
65,259 |
130,518 |
||||||
Ensign
Group |
14,920 |
1,198,524 |
||||||
Entrada
Therapeutics * |
2,984 |
17,844 |
||||||
Epizyme
* |
40,657 |
26,240 |
||||||
Erasca
* |
18,277 |
133,057 |
||||||
Esperion
Therapeutics * |
16,412 |
93,220 |
||||||
Evelo
Biosciences * |
8,579 |
21,190 |
||||||
Evolent
Health, Cl A * |
22,753 |
626,163 |
||||||
Evolus
* |
9,325 |
104,347 |
||||||
Exagen
* |
2,984 |
18,202 |
||||||
EyePoint
Pharmaceuticals * |
7,087 |
80,083 |
||||||
Fate
Therapeutics * |
23,126 |
660,479 |
||||||
FibroGen
* |
24,618 |
228,947 |
||||||
Finch
Therapeutics Group * |
2,238 |
5,662 |
||||||
Foghorn
Therapeutics * |
5,595 |
64,846 |
||||||
Forian
* |
5,222 |
17,755 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Forma
Therapeutics Holdings * |
9,698 |
$ |
73,317 |
|||||
Forte
Biosciences * |
3,357 |
3,861 |
||||||
Fortress
Biotech * |
20,888 |
22,977 |
||||||
Frequency
Therapeutics * |
9,325 |
12,122 |
||||||
Fulcrum
Therapeutics * |
7,833 |
75,353 |
||||||
Fulgent
Genetics * |
5,968 |
327,524 |
||||||
G1
Therapeutics * |
11,190 |
57,517 |
||||||
Gemini
Therapeutics, Cl A * |
6,341 |
9,575 |
||||||
Generation
Bio * |
12,309 |
77,916 |
||||||
Geron
* |
86,536 |
122,016 |
||||||
Glaukos
* |
13,055 |
617,371 |
||||||
Global
Blood Therapeutics * |
17,531 |
538,202 |
||||||
Gossamer
Bio * |
17,531 |
121,139 |
||||||
Graphite
Bio * |
8,206 |
32,988 |
||||||
Greenwich
Lifesciences * |
1,119 |
13,260 |
||||||
Gritstone
bio * |
12,309 |
31,880 |
||||||
GT
Biopharma * |
5,206 |
10,985 |
||||||
Haemonetics
* |
14,174 |
718,197 |
||||||
Halozyme
Therapeutics * |
39,165 |
1,562,683 |
||||||
Hanger
* |
10,817 |
177,831 |
||||||
Harmony
Biosciences Holdings * |
6,341 |
285,599 |
||||||
Harpoon
Therapeutics * |
5,222 |
11,749 |
||||||
Harvard
Bioscience * |
11,190 |
58,412 |
||||||
Health
Catalyst * |
14,920 |
248,269 |
||||||
HealthEquity
* |
23,126 |
1,441,212 |
||||||
HealthStream
* |
7,087 |
135,362 |
||||||
Heron
Therapeutics * |
26,110 |
118,017 |
||||||
Heska
* |
2,611 |
286,792 |
||||||
Homology
Medicines * |
11,936 |
19,814 |
||||||
Hookipa
Pharma * |
5,595 |
8,392 |
||||||
Humanigen
* |
13,801 |
25,946 |
||||||
iBio
* |
61,529 |
18,003 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
iCAD
* |
6,341 |
$ |
22,828 |
|||||
Icosavax
* |
6,714 |
48,676 |
||||||
Ideaya
Biosciences * |
9,325 |
89,427 |
||||||
IGM
Biosciences * |
2,238 |
37,464 |
||||||
Ikena
Oncology * |
7,833 |
30,392 |
||||||
Imago
Biosciences * |
5,595 |
91,478 |
||||||
Immuneering,
Cl A * |
5,222 |
25,953 |
||||||
Immunic
* |
5,222 |
35,353 |
||||||
ImmunityBio
* |
19,769 |
71,761 |
||||||
ImmunoGen
* |
61,172 |
295,461 |
||||||
Immunovant
* |
11,563 |
53,305 |
||||||
Impel
Pharmaceuticals * |
1,865 |
11,824 |
||||||
Inari
Medical * |
9,698 |
782,629 |
||||||
Infinity
Pharmaceuticals * |
24,991 |
19,723 |
||||||
InfuSystem
Holdings * |
5,222 |
41,410 |
||||||
Inhibrx
* |
7,833 |
124,153 |
||||||
Innovage
Holding * |
5,222 |
23,969 |
||||||
Innoviva
* |
12,309 |
209,992 |
||||||
Inogen
* |
5,595 |
141,442 |
||||||
Inotiv
* |
4,849 |
69,098 |
||||||
Inovio
Pharmaceuticals * |
58,561 |
159,872 |
||||||
Inozyme
Pharma * |
4,103 |
16,207 |
||||||
Insmed
* |
33,570 |
737,533 |
||||||
Inspire
Medical Systems * |
7,460 |
1,534,970 |
||||||
Instil
Bio * |
15,293 |
108,122 |
||||||
Integer
Holdings * |
9,325 |
700,960 |
||||||
Intellia
Therapeutics * |
19,769 |
969,274 |
||||||
Intercept
Pharmaceuticals * |
7,087 |
111,337 |
||||||
Intersect
ENT * |
9,325 |
255,225 |
||||||
Intra-Cellular
Therapies * |
22,753 |
1,151,529 |
||||||
Invacare
* |
9,698 |
16,099 |
||||||
Invitae
* |
57,053 |
302,951 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
iRadimed
* |
1,865 |
$ |
61,377 |
|||||
iRhythm
Technologies * |
8,206 |
1,012,374 |
||||||
Ironwood
Pharmaceuticals, Cl A * |
41,776 |
501,312 |
||||||
IsoPlexis
* |
2,238 |
4,879 |
||||||
iTeos
Therapeutics * |
5,595 |
149,331 |
||||||
IVERIC
bio * |
32,824 |
454,612 |
||||||
Janux
Therapeutics * |
5,222 |
51,384 |
||||||
Joint
* |
4,103 |
125,224 |
||||||
Jounce
Therapeutics * |
9,325 |
49,422 |
||||||
Kala
Pharmaceuticals * |
13,801 |
8,964 |
||||||
KalVista
Pharmaceuticals * |
6,341 |
80,721 |
||||||
Karuna
Therapeutics * |
6,341 |
706,768 |
||||||
Karyopharm
Therapeutics * |
20,515 |
125,142 |
||||||
KemPharm
* |
8,579 |
38,348 |
||||||
Keros
Therapeutics * |
4,476 |
237,273 |
||||||
Kezar
Life Sciences * |
10,817 |
128,506 |
||||||
Kiniksa
Pharmaceuticals, Cl A * |
8,206 |
76,562 |
||||||
Kinnate
Biopharma * |
7,460 |
55,726 |
||||||
Kodiak
Sciences * |
9,682 |
58,286 |
||||||
Kronos
Bio * |
11,190 |
52,929 |
||||||
Krystal
Biotech * |
5,595 |
339,113 |
||||||
Kura
Oncology * |
17,904 |
256,922 |
||||||
Kymera
Therapeutics * |
9,698 |
304,032 |
||||||
Landos
Biopharma * |
1,492 |
1,425 |
||||||
Lantheus
Holdings * |
19,023 |
1,263,317 |
||||||
LeMaitre
Vascular |
5,222 |
225,643 |
||||||
Lexicon
Pharmaceuticals * |
19,769 |
35,782 |
||||||
LHC
Group * |
8,579 |
1,422,827 |
||||||
LifeStance
Health Group * |
20,515 |
138,887 |
||||||
Ligand
Pharmaceuticals * |
4,103 |
381,005 |
||||||
Lineage
Cell Therapeutics * |
35,435 |
43,231 |
||||||
LivaNova
* |
15,293 |
1,172,361 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Lucid
Diagnostics * |
1,492 |
$ |
3,148 |
|||||
Lyell
Immunopharma * |
42,149 |
216,224 |
||||||
MacroGenics
* |
17,158 |
122,680 |
||||||
Madrigal
Pharmaceuticals * |
3,357 |
234,990 |
||||||
Magenta
Therapeutics * |
8,579 |
12,268 |
||||||
MannKind
* |
70,124 |
219,488 |
||||||
Marinus
Pharmaceuticals * |
10,444 |
69,139 |
||||||
MaxCyte
* |
28,348 |
157,048 |
||||||
MEDNAX
* |
21,634 |
400,662 |
||||||
Medpace
Holdings * |
8,206 |
1,096,075 |
||||||
MEI
Pharma * |
36,181 |
17,783 |
||||||
MeiraGTx
Holdings * |
8,579 |
88,278 |
||||||
Meridian
Bioscience * |
11,936 |
305,442 |
||||||
Merit
Medical Systems * |
14,547 |
902,059 |
||||||
Mersana
Therapeutics * |
20,142 |
70,094 |
||||||
Mesa
Laboratories |
1,492 |
318,736 |
||||||
MiMedx
Group * |
31,705 |
125,235 |
||||||
Mind
Medicine MindMed * |
91,385 |
73,108 |
||||||
MiNK
Therapeutics * |
746 |
1,671 |
||||||
Mirum
Pharmaceuticals * |
1,119 |
26,610 |
||||||
ModivCare
* |
3,357 |
349,027 |
||||||
Molecular
Templates * |
10,444 |
17,755 |
||||||
Monte
Rosa Therapeutics * |
8,206 |
89,445 |
||||||
Morphic
Holding * |
5,968 |
180,890 |
||||||
Multiplan
* |
92,504 |
409,793 |
||||||
Mustang
Bio * |
21,261 |
15,833 |
||||||
Myriad
Genetics * |
22,380 |
458,790 |
||||||
NanoString
Technologies * |
13,055 |
245,173 |
||||||
NantHealth
* |
7,460 |
5,255 |
||||||
National
HealthCare |
3,730 |
253,864 |
||||||
National
Research |
4,103 |
140,733 |
||||||
Natus
Medical * |
9,698 |
322,652 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Neogen
* |
30,586 |
$ |
807,470 |
|||||
NeoGenomics
* |
32,078 |
303,137 |
||||||
Neoleukin
Therapeutics * |
10,071 |
12,287 |
||||||
Neuronetics
* |
7,087 |
17,292 |
||||||
NeuroPace
* |
1,865 |
14,995 |
||||||
Nevro
* |
9,698 |
598,270 |
||||||
NexImmune
* |
4,849 |
10,231 |
||||||
NextGen
Healthcare * |
16,039 |
302,335 |
||||||
NGM
Biopharmaceuticals * |
8,952 |
111,721 |
||||||
Nkarta
* |
4,103 |
75,659 |
||||||
Nurix
Therapeutics * |
8,952 |
99,099 |
||||||
Nuvalent,
Cl A * |
5,222 |
53,734 |
||||||
NuVasive
* |
14,547 |
748,298 |
||||||
Nuvation
Bio * |
45,133 |
210,320 |
||||||
Ocugen
* |
52,577 |
115,144 |
||||||
Ocular
Therapeutix * |
21,634 |
77,233 |
||||||
Olema
Pharmaceuticals * |
7,460 |
19,023 |
||||||
Omega
Therapeutics * |
6,341 |
21,623 |
||||||
Omeros
* |
17,158 |
59,538 |
||||||
Omnicell
* |
12,309 |
1,343,774 |
||||||
Oncocyte
* |
17,158 |
19,903 |
||||||
Oncorus
* |
5,968 |
6,983 |
||||||
Oncternal
Therapeutics * |
12,682 |
10,822 |
||||||
Ontrak
* |
3,357 |
3,995 |
||||||
OPKO
Health * |
113,392 |
306,158 |
||||||
OptimizeRx
* |
4,849 |
136,305 |
||||||
Option
Care Health * |
45,133 |
1,348,574 |
||||||
OraSure
Technologies * |
20,142 |
123,672 |
||||||
Organogenesis
Holdings, Cl A * |
19,769 |
127,312 |
||||||
ORIC
Pharmaceuticals * |
8,952 |
29,721 |
||||||
Ortho
Clinical Diagnostics Holdings * |
34,316 |
604,305 |
||||||
Orthofix
Medical * |
5,222 |
161,882 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
OrthoPediatrics
* |
4,103 |
$ |
184,963 |
|||||
Outlook
Therapeutics * |
32,451 |
50,299 |
||||||
Outset
Medical * |
13,428 |
468,369 |
||||||
Owens
& Minor |
20,515 |
728,077 |
||||||
Oyster
Point Pharma * |
2,984 |
19,038 |
||||||
Pacific
Biosciences of California * |
55,204 |
349,993 |
||||||
Pacira
BioSciences * |
12,682 |
945,697 |
||||||
Paragon
28 * |
2,611 |
46,920 |
||||||
Paratek
Pharmaceuticals * |
13,801 |
30,500 |
||||||
Passage
Bio * |
10,444 |
20,366 |
||||||
Patterson |
24,245 |
746,019 |
||||||
PAVmed
* |
20,515 |
26,054 |
||||||
Pennant
Group * |
7,460 |
122,269 |
||||||
Personalis
* |
10,071 |
56,398 |
||||||
PetIQ,
Cl A * |
7,460 |
148,454 |
||||||
Phathom
Pharmaceuticals * |
5,595 |
72,399 |
||||||
Phibro
Animal Health, Cl A |
5,968 |
107,364 |
||||||
Phreesia
* |
14,174 |
324,301 |
||||||
Pliant
Therapeutics * |
6,714 |
39,344 |
||||||
PMV
Pharmaceuticals * |
7,460 |
108,095 |
||||||
Poseida
Therapeutics * |
8,206 |
25,357 |
||||||
Praxis
Precision Medicines * |
9,325 |
75,533 |
||||||
Precigen
* |
26,856 |
35,718 |
||||||
Precision
BioSciences * |
14,174 |
28,206 |
||||||
Prelude
Therapeutics * |
2,984 |
13,697 |
||||||
Prestige
Consumer Healthcare * |
14,174 |
774,751 |
||||||
Privia
Health Group * |
11,936 |
262,473 |
||||||
PROCEPT
BioRobotics * |
2,222 |
79,014 |
||||||
Progyny
* |
18,277 |
702,751 |
||||||
Prometheus
Biosciences * |
8,579 |
225,628 |
||||||
Protagonist
Therapeutics * |
12,682 |
115,279 |
||||||
Provention
Bio * |
15,666 |
70,340 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
PTC
Therapeutics * |
19,769 |
$ |
698,439 |
|||||
Pulmonx
* |
7,460 |
179,786 |
||||||
Pulse
Biosciences * |
4,103 |
10,258 |
||||||
Puma
Biotechnology * |
9,325 |
22,007 |
||||||
Pyxis
Oncology * |
2,984 |
7,311 |
||||||
Quanterix
* |
8,579 |
190,368 |
||||||
Quotient
* |
22,753 |
13,126 |
||||||
R1
RCM * |
33,570 |
755,996 |
||||||
Radius
Health * |
13,428 |
91,848 |
||||||
RadNet
* |
13,055 |
254,573 |
||||||
Rain
Therapeutics * |
4,476 |
17,770 |
||||||
Rallybio
* |
5,222 |
52,011 |
||||||
Rapid
Micro Biosystems, Cl A * |
4,476 |
26,095 |
||||||
RAPT
Therapeutics * |
5,968 |
90,296 |
||||||
Reata
Pharmaceuticals, Cl A * |
7,833 |
198,802 |
||||||
Recursion
Pharmaceuticals, Cl A * |
32,824 |
203,509 |
||||||
REGENXBIO
* |
11,190 |
310,634 |
||||||
Relay
Therapeutics * |
19,769 |
471,095 |
||||||
Relmada
Therapeutics * |
7,087 |
177,955 |
||||||
Reneo
Pharmaceuticals * |
2,611 |
6,058 |
||||||
Replimune
Group * |
8,579 |
143,870 |
||||||
Retractable
Technologies * |
4,849 |
18,572 |
||||||
Revance
Therapeutics * |
19,769 |
323,816 |
||||||
REVOLUTION
Medicines * |
16,785 |
335,196 |
||||||
Rhythm
Pharmaceuticals * |
12,682 |
79,389 |
||||||
Rigel
Pharmaceuticals * |
48,490 |
114,436 |
||||||
Rocket
Pharmaceuticals * |
11,563 |
118,868 |
||||||
Rubius
Therapeutics * |
13,055 |
21,671 |
||||||
RxSight
* |
4,849 |
59,497 |
||||||
Sana
Biotechnology * |
24,618 |
185,866 |
||||||
Sangamo
Therapeutics * |
33,570 |
139,316 |
||||||
Scholar
Rock Holding * |
8,010 |
56,631 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Schrodinger
* |
13,039 |
$ |
322,324 |
|||||
SeaSpine
Holdings * |
8,952 |
83,343 |
||||||
Seelos
Therapeutics * |
27,975 |
17,345 |
||||||
Seer,
Cl A * |
11,936 |
86,894 |
||||||
Select
Medical Holdings |
31,332 |
708,417 |
||||||
Selecta
Biosciences * |
26,110 |
20,008 |
||||||
Sensei
Biotherapeutics * |
5,968 |
9,250 |
||||||
Senseonics
Holdings * |
122,717 |
171,804 |
||||||
Sera
Prognostics, Cl A * |
2,238 |
5,147 |
||||||
Seres
Therapeutics * |
19,769 |
93,507 |
||||||
Sesen
Bio * |
57,069 |
21,692 |
||||||
Sharps
Compliance * |
5,222 |
22,559 |
||||||
Shattuck
Labs * |
7,460 |
28,646 |
||||||
Shockwave
Medical * |
9,698 |
1,465,659 |
||||||
SI-BONE
* |
9,325 |
186,314 |
||||||
Sientra
* |
16,412 |
23,305 |
||||||
SIGA
Technologies * |
13,801 |
94,813 |
||||||
Sight
Sciences * |
6,341 |
44,260 |
||||||
Sigilon
Therapeutics * |
4,476 |
4,700 |
||||||
Silk
Road Medical * |
9,698 |
339,915 |
||||||
Silverback
Therapeutics * |
5,968 |
18,560 |
||||||
Simulations
Plus |
4,476 |
208,850 |
||||||
Singular
Genomics Systems * |
13,428 |
54,921 |
||||||
Solid
Biosciences * |
16,785 |
9,400 |
||||||
Sorrento
Therapeutics * |
84,671 |
127,853 |
||||||
Spectrum
Pharmaceuticals * |
46,252 |
37,358 |
||||||
Spero
Therapeutics * |
6,714 |
32,630 |
||||||
SpringWorks
Therapeutics * |
8,206 |
352,119 |
||||||
Spruce
Biosciences * |
2,611 |
4,595 |
||||||
SQZ
Biotechnologies * |
6,341 |
23,398 |
||||||
STAAR
Surgical * |
13,428 |
766,605 |
||||||
Standard
BioTools * |
21,634 |
57,330 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Stereotaxis
* |
14,174 |
$ |
35,435 |
|||||
Stoke
Therapeutics * |
5,595 |
80,792 |
||||||
Summit
Therapeutics * |
7,460 |
11,861 |
||||||
Supernus
Pharmaceuticals * |
13,801 |
385,048 |
||||||
Surface
Oncology * |
10,071 |
21,351 |
||||||
Surgery
Partners * |
9,698 |
496,150 |
||||||
Surmodics
* |
3,730 |
144,202 |
||||||
Sutro
Biopharma * |
12,309 |
73,977 |
||||||
Syndax
Pharmaceuticals * |
13,801 |
231,443 |
||||||
Syros
Pharmaceuticals * |
16,412 |
13,816 |
||||||
Tabula
Rasa HealthCare * |
6,341 |
21,369 |
||||||
Tactile
Systems Technology * |
5,595 |
94,444 |
||||||
Talaris
Therapeutics * |
5,968 |
42,134 |
||||||
Talis
Biomedical * |
4,103 |
4,308 |
||||||
Tarsus
Pharmaceuticals * |
2,238 |
40,978 |
||||||
Taysha
Gene Therapies * |
6,341 |
23,208 |
||||||
TCR2
Therapeutics * |
8,579 |
18,273 |
||||||
Tenaya
Therapeutics * |
8,206 |
75,659 |
||||||
Tenet
Healthcare * |
30,213 |
2,190,745 |
||||||
Terns
Pharmaceuticals * |
3,730 |
5,968 |
||||||
TG
Therapeutics * |
36,927 |
256,273 |
||||||
TherapeuticsMD
* |
110,781 |
22,345 |
||||||
Theravance
Biopharma * |
17,158 |
165,575 |
||||||
Theseus
Pharmaceuticals * |
3,357 |
27,427 |
||||||
Tivity
Health * |
12,666 |
406,959 |
||||||
Tonix
Pharmaceuticals Holding * |
142,113 |
20,734 |
||||||
TransMedics
Group * |
7,460 |
156,362 |
||||||
Travere
Therapeutics * |
16,785 |
421,807 |
||||||
Treace
Medical Concepts * |
8,579 |
168,148 |
||||||
Trevena
* |
46,429 |
13,766 |
||||||
Turning
Point Therapeutics * |
13,055 |
384,339 |
||||||
Twist
Bioscience * |
15,666 |
451,807 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Tyra
Biosciences * |
3,357 |
$ |
25,077 |
|||||
UFP
Technologies * |
1,865 |
128,070 |
||||||
UroGen
Pharma * |
5,595 |
39,501 |
||||||
US
Physical Therapy |
3,730 |
387,062 |
||||||
Utah
Medical Products |
1,119 |
94,656 |
||||||
Vanda
Pharmaceuticals * |
15,666 |
155,407 |
||||||
Vapotherm
* |
6,341 |
28,154 |
||||||
Varex
Imaging * |
10,817 |
214,717 |
||||||
Vaxart
* |
34,689 |
120,718 |
||||||
Vaxcyte
* |
11,936 |
288,971 |
||||||
VBI
Vaccines * |
53,516 |
66,895 |
||||||
Ventyx
Biosciences * |
2,984 |
43,358 |
||||||
Vera
Therapeutics, Cl A * |
3,730 |
74,600 |
||||||
Veracyte
* |
19,023 |
389,401 |
||||||
Verastem
* |
48,863 |
69,385 |
||||||
Vericel
* |
13,055 |
372,068 |
||||||
Verrica
Pharmaceuticals * |
3,730 |
24,506 |
||||||
Verve
Therapeutics * |
10,444 |
155,824 |
||||||
Viemed
Healthcare * |
10,071 |
50,154 |
||||||
ViewRay
* |
42,895 |
114,530 |
||||||
Vigil
Neuroscience * |
1,865 |
6,322 |
||||||
Viking
Therapeutics * |
19,396 |
46,162 |
||||||
Vincerx
Pharma * |
4,833 |
12,469 |
||||||
Vir
Biotechnology * |
17,158 |
349,165 |
||||||
Viracta
Therapeutics * |
10,444 |
26,632 |
||||||
VistaGen
Therapeutics * |
55,204 |
70,109 |
||||||
Vor
BioPharma * |
5,222 |
29,922 |
||||||
WaVe
Life Sciences * |
12,682 |
24,730 |
||||||
Werewolf
Therapeutics * |
7,460 |
33,197 |
||||||
XBiotech
* |
4,476 |
34,734 |
||||||
Xencor
* |
16,039 |
400,654 |
||||||
Xilio
Therapeutics * |
2,238 |
7,900 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
XOMA
* |
1,865 |
$ |
35,864 |
|||||
Y-mAbs
Therapeutics * |
10,071 |
84,596 |
||||||
Zentalis
Pharmaceuticals * |
10,444 |
276,975 |
||||||
Zynex
* |
6,341 |
40,392 |
||||||
106,502,262 |
||||||||
Industrials — 8.3% |
||||||||
AAON |
11,936 |
581,761 |
||||||
AAR
* |
9,698 |
455,612 |
||||||
ABM
Industries |
19,023 |
918,240 |
||||||
Acacia
Research * |
13,801 |
64,727 |
||||||
ACCO
Brands |
26,483 |
194,120 |
||||||
Advent
Technologies Holdings * |
8,952 |
17,456 |
||||||
Aerojet
Rocketdyne Holdings * |
21,261 |
850,015 |
||||||
AeroVironment
* |
6,341 |
509,309 |
||||||
AerSale
* |
4,476 |
64,812 |
||||||
AgEagle
Aerial Systems * |
19,769 |
15,936 |
||||||
Air
Transport Services Group * |
16,785 |
525,371 |
||||||
Alamo
Group |
2,984 |
377,297 |
||||||
Albany
International, Cl A |
8,579 |
671,049 |
||||||
Allegiant
Travel * |
4,476 |
694,630 |
||||||
Allied
Motion Technologies |
3,357 |
81,709 |
||||||
Alta
Equipment Group * |
5,222 |
58,748 |
||||||
Altra
Industrial Motion |
18,277 |
712,803 |
||||||
Ameresco,
Cl A * |
8,952 |
451,539 |
||||||
American
Superconductor * |
7,833 |
41,750 |
||||||
American
Woodmark * |
4,849 |
227,176 |
||||||
API
Group * |
57,442 |
1,066,124 |
||||||
Apogee
Enterprises |
7,087 |
311,828 |
||||||
Applied
Industrial Technologies |
10,817 |
1,132,432 |
||||||
ArcBest |
7,087 |
511,398 |
||||||
Arcosa |
13,801 |
738,768 |
||||||
Argan |
4,103 |
150,908 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Aris
Water Solution, Cl A |
5,595 |
$ |
94,779 |
|||||
Array
Technologies * |
36,181 |
236,262 |
||||||
ASGN
* |
14,547 |
1,650,357 |
||||||
Astec
Industries |
6,341 |
247,933 |
||||||
Astronics
* |
7,087 |
68,673 |
||||||
Atkore
* |
12,682 |
1,218,740 |
||||||
Atlas
Air Worldwide Holdings * |
8,206 |
565,722 |
||||||
Atlas
Technical Consultants * |
4,103 |
49,646 |
||||||
Avis
Budget Group * |
11,563 |
3,095,068 |
||||||
AZZ |
7,087 |
323,451 |
||||||
Babcock
& Wilcox Enterprises * |
15,666 |
117,652 |
||||||
Barnes
Group |
13,428 |
450,912 |
||||||
Barrett
Business Services |
2,238 |
161,069 |
||||||
Beacon
Roofing Supply * |
15,666 |
934,164 |
||||||
Beam
Global * |
2,611 |
40,314 |
||||||
Blink
Charging * |
10,444 |
199,480 |
||||||
Bloom
Energy, Cl A * |
40,284 |
747,671 |
||||||
Blue
Bird * |
4,849 |
77,729 |
||||||
BlueLinx
Holdings * |
2,611 |
174,075 |
||||||
Boise
Cascade |
11,190 |
845,740 |
||||||
Brady,
Cl A |
13,428 |
600,903 |
||||||
BrightView
Holdings * |
13,428 |
169,998 |
||||||
Brink’s |
13,801 |
813,569 |
||||||
Byrna
Technologies * |
5,222 |
30,914 |
||||||
Cadre
Holdings |
1,865 |
47,334 |
||||||
Caesarstone |
6,341 |
62,332 |
||||||
Casella
Waste Systems, Cl A * |
13,801 |
1,134,994 |
||||||
CBIZ
* |
13,801 |
578,124 |
||||||
CECO
Environmental * |
8,952 |
42,522 |
||||||
Chart
Industries * |
10,444 |
1,763,156 |
||||||
CIRCOR
International * |
5,222 |
102,612 |
||||||
Columbus
McKinnon |
7,833 |
277,680 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Comfort
Systems USA |
10,071 |
$ |
850,194 |
|||||
Commercial
Vehicle Group * |
8,952 |
64,275 |
||||||
CompX
International |
373 |
7,919 |
||||||
Concrete
Pumping Holdings * |
7,460 |
41,627 |
||||||
Construction
Partners, Cl A * |
11,190 |
288,814 |
||||||
CoreCivic
* |
33,943 |
421,911 |
||||||
Cornerstone
Building Brands * |
15,666 |
382,094 |
||||||
Covenant
Logistics Group, Cl A |
3,357 |
68,953 |
||||||
CRA
International |
1,865 |
153,620 |
||||||
CSW
Industrials |
4,103 |
432,908 |
||||||
Custom
Truck One Source * |
16,785 |
110,277 |
||||||
Daseke
* |
11,563 |
97,129 |
||||||
Deluxe |
11,936 |
323,227 |
||||||
Desktop
Metal, Cl A * |
53,323 |
187,164 |
||||||
Douglas
Dynamics |
6,341 |
196,317 |
||||||
Ducommun
* |
2,984 |
152,393 |
||||||
DXP
Enterprises * |
4,849 |
114,582 |
||||||
Dycom
Industries * |
8,206 |
696,771 |
||||||
Eagle
Bulk Shipping |
2,611 |
162,509 |
||||||
EMCOR
Group |
15,293 |
1,628,399 |
||||||
Encore
Wire |
5,595 |
631,172 |
||||||
Energy
Recovery * |
11,936 |
221,055 |
||||||
Enerpac
Tool Group, Cl A |
17,158 |
344,533 |
||||||
EnerSys |
11,936 |
781,331 |
||||||
Ennis |
7,087 |
122,251 |
||||||
EnPro
Industries |
5,968 |
556,277 |
||||||
Eos
Energy Enterprises * |
12,682 |
26,886 |
||||||
ESCO
Technologies |
7,087 |
442,583 |
||||||
EVI
Industries * |
1,492 |
21,321 |
||||||
Evoqua
Water Technologies * |
32,824 |
1,368,433 |
||||||
Exponent |
14,920 |
1,429,485 |
||||||
Federal
Signal |
17,158 |
583,887 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
First
Advantage * |
15,666 |
$ |
271,962 |
|||||
Fluor
* |
40,284 |
997,029 |
||||||
Forrester
Research * |
3,357 |
186,951 |
||||||
Forward
Air |
7,460 |
723,396 |
||||||
Franklin
Covey * |
3,730 |
149,461 |
||||||
Franklin
Electric |
13,055 |
913,067 |
||||||
Frontier
Group Holdings * |
10,055 |
106,684 |
||||||
FTC
Solar * |
11,563 |
32,376 |
||||||
FuelCell
Energy * |
105,170 |
429,094 |
||||||
GATX |
10,071 |
1,041,241 |
||||||
Genco
Shipping & Trading |
8,952 |
197,213 |
||||||
GEO
Group ‡
* |
33,570 |
219,212 |
||||||
Gibraltar
Industries * |
9,325 |
352,858 |
||||||
Global
Industrial |
3,730 |
115,108 |
||||||
GMS
* |
12,309 |
590,217 |
||||||
Gorman-Rupp |
6,341 |
202,024 |
||||||
GrafTech
International |
57,069 |
518,187 |
||||||
Granite
Construction |
13,055 |
387,081 |
||||||
Great
Lakes Dredge & Dock * |
18,277 |
252,405 |
||||||
Greenbrier |
8,952 |
382,340 |
||||||
Griffon |
14,547 |
272,174 |
||||||
H&E
Equipment Services |
8,952 |
317,617 |
||||||
Harsco
* |
22,380 |
228,724 |
||||||
Hawaiian
Holdings * |
14,351 |
243,393 |
||||||
Healthcare
Services Group |
21,261 |
363,350 |
||||||
Heartland
Express |
13,428 |
185,306 |
||||||
Heidrick
& Struggles International |
5,595 |
178,816 |
||||||
Helios
Technologies |
9,325 |
626,453 |
||||||
Herc
Holdings |
7,087 |
905,860 |
||||||
Heritage-Crystal
Clean * |
4,476 |
122,195 |
||||||
Hillenbrand |
20,888 |
852,648 |
||||||
HireQuest |
1,492 |
24,797 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
HireRight
Holdings * |
6,341 |
$ |
109,636 |
|||||
HNI |
12,309 |
438,693 |
||||||
Hub
Group, Cl A * |
9,325 |
626,267 |
||||||
Huron
Consulting Group * |
6,341 |
328,337 |
||||||
Hydrofarm
Holdings Group * |
11,190 |
106,865 |
||||||
Hyliion
Holdings * |
33,197 |
106,562 |
||||||
HyreCar
* |
4,849 |
7,564 |
||||||
Hyster-Yale
Materials Handling |
2,984 |
91,668 |
||||||
ICF
International |
5,222 |
515,986 |
||||||
Ideanomics
* |
138,010 |
99,257 |
||||||
IES
Holdings * |
2,611 |
76,502 |
||||||
Infrastructure
and Energy Alternatives * |
7,833 |
73,239 |
||||||
INNOVATE
* |
13,428 |
40,687 |
||||||
Insperity |
10,444 |
1,107,586 |
||||||
Insteel
Industries |
5,222 |
221,517 |
||||||
Interface,
Cl A |
16,412 |
208,268 |
||||||
JELD-WEN
Holding * |
26,110 |
542,827 |
||||||
John
Bean Technologies |
8,952 |
1,055,351 |
||||||
Kadant |
3,357 |
621,045 |
||||||
Kaman |
7,833 |
305,565 |
||||||
KAR
Auction Services * |
34,316 |
503,073 |
||||||
Karat
Packaging * |
1,119 |
20,534 |
||||||
KBR |
40,284 |
1,983,181 |
||||||
Kelly
Services, Cl A |
10,071 |
194,270 |
||||||
Kennametal |
23,872 |
614,227 |
||||||
Kforce |
5,595 |
391,930 |
||||||
Kimball
International, Cl B |
10,071 |
77,345 |
||||||
Korn
Ferry |
15,293 |
939,602 |
||||||
Kratos
Defense & Security Solutions * |
34,689 |
526,232 |
||||||
Lawson
Products * |
1,492 |
56,681 |
||||||
Lindsay |
2,984 |
403,288 |
||||||
Manitowoc
* |
9,698 |
128,402 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
ManTech
International, Cl A |
7,833 |
$ |
629,303 |
|||||
Marten
Transport |
16,785 |
291,723 |
||||||
Masonite
International * |
6,714 |
520,469 |
||||||
Matrix
Service * |
7,460 |
50,728 |
||||||
Matson |
11,936 |
1,026,735 |
||||||
Matthews
International, Cl A |
8,952 |
266,859 |
||||||
Maxar
Technologies |
20,515 |
660,788 |
||||||
Mayville
Engineering * |
2,611 |
21,619 |
||||||
McGrath
RentCorp |
6,714 |
560,350 |
||||||
Meritor
* |
19,396 |
696,510 |
||||||
Mesa Air
Group * |
9,698 |
32,973 |
||||||
Miller
Industries |
2,984 |
80,001 |
||||||
MillerKnoll |
21,261 |
674,612 |
||||||
Mistras
Group * |
5,595 |
31,836 |
||||||
Montrose
Environmental Group * |
7,460 |
338,460 |
||||||
Moog,
Cl A |
8,206 |
655,413 |
||||||
MRC
Global * |
22,753 |
272,808 |
||||||
Mueller
Industries |
16,039 |
868,512 |
||||||
Mueller
Water Products, Cl A |
44,387 |
533,976 |
||||||
MYR
Group * |
4,849 |
383,507 |
||||||
National
Presto Industries |
1,492 |
106,126 |
||||||
Nikola
* |
64,902 |
465,996 |
||||||
NL
Industries |
2,238 |
15,397 |
||||||
NN
* |
12,309 |
37,296 |
||||||
Northwest
Pipe * |
2,611 |
69,740 |
||||||
NOW
* |
31,332 |
341,519 |
||||||
NV5
Global * |
3,730 |
446,854 |
||||||
Omega
Flex |
746 |
82,806 |
||||||
PAM
Transportation Services * |
1,865 |
56,677 |
||||||
Park
Aerospace |
5,595 |
65,462 |
||||||
Park-Ohio
Holdings |
2,238 |
21,462 |
||||||
Parsons
* |
7,460 |
275,498 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
PGT
Innovations * |
16,412 |
$ |
291,641 |
|||||
Pitney
Bowes |
49,982 |
263,405 |
||||||
Powell
Industries |
2,611 |
50,392 |
||||||
Preformed
Line Products |
746 |
44,387 |
||||||
Primoris
Services |
15,293 |
354,492 |
||||||
Proto
Labs * |
7,833 |
333,764 |
||||||
Quanex
Building Products |
9,682 |
186,088 |
||||||
Radiant
Logistics * |
11,190 |
64,566 |
||||||
RBC
Bearings * |
7,833 |
1,318,686 |
||||||
Resideo
Technologies * |
41,030 |
922,765 |
||||||
Resources
Connection |
8,952 |
153,885 |
||||||
REV
Group |
10,071 |
120,046 |
||||||
Romeo
Power * |
27,602 |
30,362 |
||||||
Rush
Enterprises, Cl A |
11,936 |
607,304 |
||||||
Rush
Enterprises, Cl B |
1,865 |
90,359 |
||||||
Saia
* |
7,460 |
1,536,462 |
||||||
Shyft
Group |
9,698 |
247,008 |
||||||
Simpson
Manufacturing |
12,309 |
1,276,074 |
||||||
SkyWest
* |
14,174 |
413,172 |
||||||
SP
Plus * |
6,714 |
191,349 |
||||||
Spirit
Airlines * |
27,975 |
660,490 |
||||||
SPX
* |
12,309 |
515,747 |
||||||
Standex
International |
3,357 |
315,692 |
||||||
Steelcase,
Cl A |
24,245 |
284,394 |
||||||
Stem
* |
32,451 |
232,674 |
||||||
Sterling
Check * |
4,849 |
125,977 |
||||||
Sterling
Construction * |
7,833 |
179,297 |
||||||
Sun
Country Airlines Holdings * |
9,325 |
256,531 |
||||||
Team
* |
7,460 |
10,742 |
||||||
Tennant |
5,222 |
337,237 |
||||||
Terex |
19,396 |
659,464 |
||||||
Tetra
Tech |
15,293 |
2,130,009 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Thermon
Group Holdings * |
9,325 |
$ |
139,875 |
|||||
Titan
International * |
14,547 |
201,621 |
||||||
Titan
Machinery * |
5,595 |
131,930 |
||||||
TPI
Composites * |
10,444 |
119,479 |
||||||
Transcat
* |
1,865 |
136,145 |
||||||
TriNet
Group * |
11,563 |
1,025,638 |
||||||
Trinity
Industries |
22,007 |
610,474 |
||||||
Triumph
Group * |
18,261 |
411,603 |
||||||
TrueBlue
* |
10,071 |
257,515 |
||||||
Tutor
Perini * |
11,563 |
107,189 |
||||||
UFP
Industries |
17,158 |
1,327,514 |
||||||
UniFirst |
4,103 |
706,947 |
||||||
Universal
Logistics Holdings |
2,238 |
45,387 |
||||||
Upwork
* |
33,570 |
703,963 |
||||||
US
Xpress Enterprises, Cl A * |
7,460 |
24,693 |
||||||
Vectrus
* |
3,357 |
121,188 |
||||||
Veritiv
* |
4,103 |
576,636 |
||||||
Viad
* |
5,595 |
183,236 |
||||||
Vicor
* |
5,968 |
361,183 |
||||||
View
* |
27,975 |
43,082 |
||||||
VSE |
2,984 |
129,237 |
||||||
Wabash
National |
13,801 |
197,492 |
||||||
Watts
Water Technologies, Cl A |
7,833 |
998,394 |
||||||
Welbilt
* |
37,284 |
880,648 |
||||||
Werner
Enterprises |
17,158 |
679,972 |
||||||
WESCO
International * |
12,682 |
1,563,183 |
||||||
Willdan
Group * |
2,984 |
80,210 |
||||||
Willis
Lease Finance * |
746 |
23,201 |
||||||
WillScot
Mobile Mini Holdings * |
59,307 |
2,081,676 |
||||||
Yellow
* |
14,174 |
63,500 |
||||||
Zurn
Water Solutions |
34,316 |
1,071,346 |
||||||
105,961,449 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 7.1% |
||||||||
3D
Systems * |
35,419 |
$ |
401,651 |
|||||
8x8
* |
32,078 |
294,155 |
||||||
908
Devices * |
5,968 |
105,932 |
||||||
A10
Networks |
17,158 |
245,016 |
||||||
ACI
Worldwide * |
33,570 |
927,203 |
||||||
ADTRAN |
13,801 |
239,999 |
||||||
Advanced
Energy Industries |
10,817 |
827,717 |
||||||
Aeva
Technologies * |
29,840 |
97,875 |
||||||
Agilysys
* |
5,968 |
219,682 |
||||||
Akoustis
Technologies * |
14,547 |
64,589 |
||||||
Alarm.com
Holdings * |
13,428 |
820,182 |
||||||
Alkami
Technology * |
8,206 |
107,499 |
||||||
Alpha
& Omega Semiconductor * |
5,968 |
256,027 |
||||||
Altair
Engineering, Cl A * |
13,055 |
709,148 |
||||||
Ambarella
* |
10,071 |
826,628 |
||||||
American
Software, Cl A |
8,952 |
153,079 |
||||||
Amkor
Technology |
29,094 |
547,258 |
||||||
Appfolio,
Cl A * |
5,595 |
581,097 |
||||||
Appian,
Cl A * |
11,190 |
534,882 |
||||||
Arlo
Technologies * |
23,872 |
184,769 |
||||||
Arteris
* |
1,492 |
17,591 |
||||||
Asana,
Cl A * |
20,888 |
559,798 |
||||||
Atomera
* |
5,595 |
58,468 |
||||||
Avaya
Holdings * |
23,872 |
220,816 |
||||||
Aviat
Networks * |
2,984 |
89,222 |
||||||
Avid
Technology * |
10,444 |
331,179 |
||||||
AvidXchange
Holdings * |
7,087 |
58,043 |
||||||
Axcelis
Technologies * |
9,325 |
507,746 |
||||||
AXT
* |
11,563 |
68,222 |
||||||
Badger
Meter |
8,206 |
662,142 |
||||||
Belden |
12,682 |
654,772 |
||||||
Benchmark
Electronics |
10,071 |
239,287 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Benefitfocus
* |
7,087 |
$ |
75,477 |
|||||
BigCommerce
Holdings * |
13,801 |
246,624 |
||||||
Blackbaud
* |
13,428 |
778,958 |
||||||
Blackline
* |
15,293 |
1,025,396 |
||||||
Bottomline
Technologies DE * |
12,682 |
718,055 |
||||||
Box,
Cl A * |
38,792 |
1,187,811 |
||||||
Brightcove
* |
11,563 |
81,519 |
||||||
BTRS
Holdings, Cl 1 * |
26,856 |
180,472 |
||||||
CalAmp
* |
10,071 |
55,088 |
||||||
Calix
* |
15,666 |
625,230 |
||||||
Cambium
Networks * |
2,984 |
45,566 |
||||||
Cantaloupe
* |
16,412 |
89,774 |
||||||
Casa
Systems * |
8,952 |
43,865 |
||||||
Cass
Information Systems |
4,103 |
158,827 |
||||||
Cerence
* |
11,190 |
330,105 |
||||||
CEVA
* |
6,341 |
230,432 |
||||||
ChannelAdvisor
* |
8,206 |
119,069 |
||||||
Cleanspark
* |
11,190 |
72,623 |
||||||
Clearfield
* |
3,357 |
195,478 |
||||||
CMC
Materials |
8,206 |
1,468,135 |
||||||
Cohu
* |
13,428 |
356,648 |
||||||
CommVault
Systems * |
12,682 |
773,602 |
||||||
Comtech
Telecommunications |
7,460 |
101,456 |
||||||
Conduent
* |
47,728 |
268,709 |
||||||
Consensus
Cloud Solutions * |
4,476 |
235,975 |
||||||
CoreCard
* |
2,238 |
51,004 |
||||||
Corsair
Gaming * |
7,833 |
118,513 |
||||||
Couchbase
* |
6,714 |
114,138 |
||||||
Credo
Technology Group Holding * |
6,341 |
70,005 |
||||||
CS
Disco * |
4,476 |
137,458 |
||||||
CSG
Systems International |
8,952 |
550,279 |
||||||
CTS |
8,952 |
316,632 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Daktronics
* |
10,444 |
$ |
34,987 |
|||||
Diebold
Nixdorf * |
20,515 |
84,111 |
||||||
Digi
International * |
9,698 |
183,486 |
||||||
Digimarc
* |
3,730 |
96,495 |
||||||
Digital
Turbine * |
25,737 |
814,576 |
||||||
DigitalOcean
Holdings * |
14,547 |
573,588 |
||||||
Diodes
* |
12,309 |
898,926 |
||||||
Domo,
Cl B * |
8,206 |
339,893 |
||||||
DZS
* |
4,849 |
58,624 |
||||||
E2open
Parent Holdings * |
56,323 |
435,940 |
||||||
Eastman
Kodak * |
12,682 |
65,566 |
||||||
Ebix |
7,460 |
222,308 |
||||||
eGain
* |
5,968 |
61,769 |
||||||
EMCORE
* |
10,444 |
36,032 |
||||||
Enfusion,
Cl A * |
6,341 |
80,975 |
||||||
EngageSmart
* |
4,476 |
93,459 |
||||||
Envestnet
* |
15,293 |
1,217,935 |
||||||
ePlus
* |
7,460 |
421,341 |
||||||
E-Sports
Technologies Inc * |
3,730 |
13,614 |
||||||
EverCommerce
* |
8,579 |
106,208 |
||||||
Evo
Payments, Cl A * |
13,428 |
302,533 |
||||||
ExlService
Holdings * |
9,325 |
1,269,599 |
||||||
Extreme
Networks * |
36,181 |
347,338 |
||||||
FARO
Technologies * |
5,222 |
179,062 |
||||||
Flywire
* |
16,039 |
489,350 |
||||||
FormFactor
* |
22,007 |
838,687 |
||||||
Golden
Nugget Online Gaming * |
11,190 |
56,062 |
||||||
GreenBox
POS * |
5,222 |
18,851 |
||||||
Grid
Dynamics Holdings * |
13,055 |
181,726 |
||||||
GTY
Technology Holdings * |
9,309 |
56,692 |
||||||
Hackett
Group |
7,087 |
166,474 |
||||||
Harmonic
* |
25,737 |
213,617 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
I3
Verticals, Cl A * |
5,968 |
$ |
163,822 |
|||||
IBEX
Holdings * |
1,492 |
23,111 |
||||||
Ichor
Holdings * |
7,833 |
228,019 |
||||||
Identiv
* |
5,968 |
72,750 |
||||||
II-VI
* |
30,213 |
1,849,338 |
||||||
Impinj
* |
5,222 |
257,236 |
||||||
Infinera
* |
51,847 |
398,703 |
||||||
Inseego
* |
24,245 |
69,098 |
||||||
Insight
Enterprises * |
9,698 |
963,690 |
||||||
Instructure
Holdings * |
3,357 |
60,762 |
||||||
Intapp
* |
4,103 |
102,329 |
||||||
InterDigital |
8,952 |
508,921 |
||||||
International
Money Express * |
9,325 |
185,288 |
||||||
Iteris
* |
11,936 |
30,795 |
||||||
Itron
* |
12,682 |
605,946 |
||||||
Kaltura
* |
15,666 |
24,282 |
||||||
Kimball
Electronics * |
6,714 |
119,778 |
||||||
Knowles
* |
24,991 |
462,833 |
||||||
Kopin
* |
22,007 |
35,211 |
||||||
KVH
Industries * |
4,476 |
35,674 |
||||||
Lattice
Semiconductor * |
38,419 |
1,845,649 |
||||||
Limelight
Networks * |
35,435 |
126,503 |
||||||
LivePerson
* |
18,650 |
421,863 |
||||||
LiveRamp
Holdings * |
18,650 |
584,118 |
||||||
Luna
Innovations * |
8,579 |
47,356 |
||||||
MACOM
Technology Solutions Holdings * |
14,174 |
722,165 |
||||||
Marathon
Digital Holdings * |
27,229 |
424,772 |
||||||
Maximus |
17,531 |
1,277,659 |
||||||
MaxLinear,
Cl A * |
20,142 |
964,198 |
||||||
MeridianLink
* |
6,341 |
102,407 |
||||||
Meta
Materials * |
57,442 |
68,930 |
||||||
Methode
Electronics |
10,444 |
465,907 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
MicroStrategy,
Cl A * |
2,611 |
$ |
924,738 |
|||||
MicroVision
* |
46,625 |
150,599 |
||||||
Mimecast
* |
17,531 |
1,396,870 |
||||||
Mitek
Systems * |
12,309 |
137,492 |
||||||
Model N
* |
10,444 |
269,873 |
||||||
Momentive
Global * |
37,673 |
595,987 |
||||||
MoneyGram
International * |
25,364 |
256,937 |
||||||
Napco
Security Technologies * |
8,206 |
143,605 |
||||||
NeoPhotonics
* |
14,920 |
225,889 |
||||||
NETGEAR
* |
8,206 |
178,070 |
||||||
NetScout
Systems * |
19,769 |
608,885 |
||||||
nLight
* |
12,309 |
161,863 |
||||||
Novanta
* |
10,071 |
1,296,138 |
||||||
NVE |
1,492 |
69,199 |
||||||
ON24
* |
7,833 |
99,244 |
||||||
OneSpan
* |
10,071 |
142,303 |
||||||
Onto
Innovation * |
13,801 |
981,803 |
||||||
OSI
Systems * |
4,849 |
383,556 |
||||||
Ouster
* |
36,181 |
119,759 |
||||||
PagerDuty
* |
23,499 |
671,366 |
||||||
PAR
Technology * |
7,087 |
234,154 |
||||||
Paya
Holdings * |
24,245 |
123,407 |
||||||
PC
Connection * |
2,984 |
147,678 |
||||||
PDF
Solutions * |
8,579 |
199,462 |
||||||
Perficient
* |
9,325 |
926,998 |
||||||
Photronics
* |
16,785 |
251,607 |
||||||
Ping
Identity Holding * |
17,158 |
448,339 |
||||||
Plantronics
* |
11,936 |
475,769 |
||||||
Plexus
* |
7,833 |
635,570 |
||||||
Power
Integrations |
16,785 |
1,342,800 |
||||||
Priority
Technology Holdings * |
3,357 |
16,114 |
||||||
Progress
Software |
12,309 |
590,586 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
PROS
Holdings * |
11,190 |
$ |
312,537 |
|||||
Q2
Holdings * |
15,666 |
810,402 |
||||||
Qualys
* |
9,698 |
1,321,643 |
||||||
Quantum
* |
16,785 |
31,388 |
||||||
Rackspace
Technology * |
15,666 |
154,937 |
||||||
Rambus
* |
30,959 |
771,189 |
||||||
Rapid7
* |
16,039 |
1,532,045 |
||||||
Rekor
Systems * |
9,698 |
28,803 |
||||||
Remitly
Global * |
3,714 |
41,225 |
||||||
Repay
Holdings, Cl A * |
24,618 |
329,389 |
||||||
Ribbon
Communications * |
20,142 |
69,490 |
||||||
Rimini
Street * |
12,682 |
73,048 |
||||||
Riot
Blockchain * |
30,586 |
310,142 |
||||||
Rogers
* |
5,222 |
1,413,700 |
||||||
Sailpoint
Technologies Holdings * |
26,110 |
1,666,601 |
||||||
Sanmina
* |
17,904 |
732,095 |
||||||
ScanSource
* |
7,087 |
242,659 |
||||||
SecureWorks,
Cl A * |
2,611 |
28,825 |
||||||
Semtech
* |
18,277 |
1,089,309 |
||||||
ShotSpotter
* |
2,238 |
61,433 |
||||||
Silicon
Laboratories * |
10,817 |
1,459,321 |
||||||
SiTime
* |
4,476 |
754,519 |
||||||
SkyWater
Technology * |
2,238 |
13,697 |
||||||
SMART
Global Holdings * |
13,801 |
312,731 |
||||||
Smith
Micro Software * |
13,428 |
41,358 |
||||||
Sprout
Social, Cl A * |
12,682 |
777,153 |
||||||
SPS
Commerce * |
10,071 |
1,204,794 |
||||||
StarTek
* |
4,849 |
18,184 |
||||||
Stronghold
Digital Mining, Cl A * |
2,238 |
8,728 |
||||||
Sumo
Logic * |
25,364 |
237,914 |
||||||
SunPower,
Cl A * |
22,753 |
375,652 |
||||||
Super
Micro Computer * |
12,682 |
533,912 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Synaptics
* |
11,190 |
$ |
1,661,044 |
|||||
Telos
* |
11,190 |
87,170 |
||||||
Tenable
Holdings * |
26,110 |
1,442,055 |
||||||
TTEC
Holdings |
5,222 |
385,436 |
||||||
TTM
Technologies * |
29,467 |
411,065 |
||||||
Tucows,
Cl A * |
2,968 |
171,016 |
||||||
Turtle
Beach * |
4,476 |
74,481 |
||||||
Ultra
Clean Holdings * |
12,682 |
395,298 |
||||||
Unisys
* |
18,650 |
265,016 |
||||||
Upland
Software * |
8,206 |
122,434 |
||||||
UserTesting
* |
2,611 |
20,392 |
||||||
Varonis
Systems, Cl B * |
30,570 |
1,320,624 |
||||||
Veeco
Instruments * |
14,174 |
324,868 |
||||||
Velodyne
Lidar * |
21,634 |
40,672 |
||||||
Verint
Systems * |
18,277 |
997,193 |
||||||
Veritone
* |
8,206 |
88,871 |
||||||
Verra
Mobility, Cl A * |
43,268 |
607,050 |
||||||
Viant
Technology, Cl A * |
3,357 |
19,739 |
||||||
Viavi
Solutions * |
65,275 |
936,043 |
||||||
VirnetX
Holding * |
17,904 |
25,424 |
||||||
Vishay
Intertechnology |
38,030 |
708,499 |
||||||
Vishay
Precision Group * |
3,357 |
104,772 |
||||||
Vonage
Holdings * |
71,989 |
1,436,900 |
||||||
Weave
Communications * |
1,492 |
7,072 |
||||||
Workiva,
Cl A * |
12,309 |
1,187,942 |
||||||
Xperi
Holding |
29,840 |
465,504 |
||||||
Yext
* |
32,451 |
187,891 |
||||||
Zuora,
Cl A * |
32,078 |
390,389 |
||||||
90,493,877 |
||||||||
F | ||||||||
Materials — 2.2% |
||||||||
AdvanSix |
7,833 |
348,882 |
||||||
Allegheny
Technologies * |
36,181 |
983,400 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
American
Vanguard |
8,206 |
$ |
175,608 |
|||||
Amyris
* |
50,355 |
172,718 |
||||||
Arconic
* |
30,213 |
760,159 |
||||||
Aspen
Aerogels * |
6,341 |
136,966 |
||||||
Avient |
25,737 |
1,267,290 |
||||||
Balchem |
9,325 |
1,148,840 |
||||||
Cabot |
16,039 |
1,056,168 |
||||||
Carpenter
Technology |
13,428 |
512,681 |
||||||
Century
Aluminum * |
14,547 |
245,408 |
||||||
Chase |
2,238 |
188,798 |
||||||
Clearwater
Paper * |
4,849 |
160,550 |
||||||
Coeur
Mining * |
72,735 |
264,028 |
||||||
Commercial
Metals |
33,943 |
1,391,663 |
||||||
Compass
Minerals International |
9,698 |
573,443 |
||||||
Constellium,
Cl A * |
35,435 |
591,410 |
||||||
Danimer
Scientific * |
25,737 |
100,889 |
||||||
Ecovyst
* |
16,785 |
168,857 |
||||||
FutureFuel |
7,460 |
70,945 |
||||||
Gatos
Silver * |
13,055 |
44,126 |
||||||
GCP
Applied Technologies * |
19,023 |
596,752 |
||||||
Glatfelter |
12,309 |
135,399 |
||||||
Greif,
Cl A |
7,460 |
452,673 |
||||||
Greif,
Cl B |
1,865 |
108,841 |
||||||
Hawkins |
5,595 |
208,582 |
||||||
Haynes
International |
3,357 |
131,192 |
||||||
HB
Fuller |
14,920 |
995,164 |
||||||
Hecla
Mining |
151,049 |
786,965 |
||||||
Ingevity
* |
11,190 |
670,281 |
||||||
Innospec |
7,087 |
675,462 |
||||||
Intrepid
Potash * |
2,984 |
228,515 |
||||||
Kaiser
Aluminum |
4,476 |
431,934 |
||||||
Koppers
Holdings |
5,968 |
144,784 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Kronos
Worldwide |
6,341 |
$ |
96,510 |
|||||
Livent
* |
45,879 |
979,975 |
||||||
Marrone
Bio Innovations * |
28,721 |
33,316 |
||||||
Materion |
5,968 |
508,175 |
||||||
Minerals
Technologies |
9,325 |
593,163 |
||||||
MP
Materials * |
21,634 |
822,957 |
||||||
Myers
Industries |
10,071 |
220,857 |
||||||
Neenah |
4,849 |
171,655 |
||||||
O-I
Glass * |
44,371 |
598,121 |
||||||
Olympic
Steel |
2,611 |
89,636 |
||||||
Pactiv
Evergreen |
12,309 |
121,367 |
||||||
Perpetua
Resources * |
9,325 |
32,917 |
||||||
PureCycle
Technologies * |
16,412 |
128,014 |
||||||
Quaker
Chemical |
3,730 |
606,908 |
||||||
Ranpak
Holdings, Cl A * |
10,817 |
163,120 |
||||||
Rayonier
Advanced Materials * |
17,531 |
89,934 |
||||||
Ryerson
Holding |
4,849 |
178,492 |
||||||
Schnitzer
Steel Industries, Cl A |
7,460 |
340,400 |
||||||
Schweitzer-Mauduit
International |
8,952 |
225,232 |
||||||
Sensient
Technologies |
11,936 |
1,009,786 |
||||||
Stepan |
5,968 |
609,392 |
||||||
Summit
Materials, Cl A * |
33,570 |
933,246 |
||||||
SunCoke
Energy |
23,499 |
195,512 |
||||||
TimkenSteel
* |
13,055 |
269,847 |
||||||
Tredegar |
7,460 |
85,417 |
||||||
TriMas |
12,309 |
363,608 |
||||||
Trinseo |
11,190 |
530,965 |
||||||
Tronox
Holdings |
32,451 |
558,157 |
||||||
United
States Lime & Minerals |
746 |
81,694 |
||||||
US
Ecology * |
8,952 |
429,606 |
||||||
Valhi |
746 |
23,730 |
||||||
Warrior
Met Coal |
14,547 |
495,616 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Worthington
Industries |
9,325 |
$ |
443,590 |
|||||
Zymergen
* |
22,753 |
38,225 |
||||||
27,998,513 |
||||||||
Real Estate — 4.3% |
||||||||
Acadia
Realty Trust ‡ |
24,618 |
515,009 |
||||||
Agree
Realty ‡ |
20,142 |
1,368,045 |
||||||
Alexander
& Baldwin ‡ |
20,515 |
434,918 |
||||||
Alexander’s
‡ |
746 |
185,135 |
||||||
American
Assets Trust ‡ |
14,174 |
518,768 |
||||||
Apartment
Investment and Management, Cl A ‡
* |
42,895 |
270,239 |
||||||
Apple
Hospitality REIT ‡ |
60,799 |
1,075,534 |
||||||
Armada
Hoffler Properties ‡ |
19,023 |
257,762 |
||||||
Ashford
Hospitality Trust ‡
* |
4,849 |
34,185 |
||||||
Braemar
Hotels & Resorts ‡ |
16,396 |
99,360 |
||||||
Brandywine
Realty Trust ‡ |
48,117 |
561,525 |
||||||
Broadstone
Net Lease, Cl A ‡ |
44,760 |
926,084 |
||||||
BRT
Apartments ‡ |
3,357 |
73,485 |
||||||
CareTrust
REIT ‡ |
27,229 |
441,382 |
||||||
CatchMark
Timber Trust, Cl A ‡ |
13,801 |
113,306 |
||||||
Centerspace
‡ |
4,103 |
378,543 |
||||||
Chatham
Lodging Trust ‡
* |
13,428 |
192,826 |
||||||
City
Office REIT ‡ |
12,293 |
182,428 |
||||||
Clipper
Realty ‡ |
3,357 |
29,978 |
||||||
Community
Healthcare Trust ‡ |
6,714 |
247,209 |
||||||
Corporate
Office Properties Trust ‡ |
32,078 |
856,162 |
||||||
CTO
Realty Growth ‡ |
1,492 |
95,145 |
||||||
Cushman
& Wakefield * |
39,538 |
707,730 |
||||||
DiamondRock
Hospitality ‡
* |
59,307 |
629,840 |
||||||
DigitalBridge
Group ‡
* |
137,814 |
959,185 |
||||||
Diversified
Healthcare Trust ‡ |
67,513 |
151,904 |
||||||
Douglas
Elliman |
20,515 |
124,321 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Easterly
Government Properties, Cl A ‡ |
24,618 |
$ |
468,973 |
|||||
EastGroup
Properties ‡ |
11,563 |
2,168,062 |
||||||
Empire
State Realty Trust, Cl A ‡ |
40,657 |
351,276 |
||||||
Equity
Commonwealth ‡
* |
30,959 |
810,816 |
||||||
Essential
Properties Realty Trust ‡ |
34,316 |
823,584 |
||||||
eXp
World Holdings |
17,904 |
239,735 |
||||||
Farmland
Partners ‡ |
8,206 |
120,792 |
||||||
Fathom
Holdings * |
1,865 |
13,838 |
||||||
Forestar
Group * |
4,849 |
79,087 |
||||||
Four
Corners Property Trust ‡ |
22,007 |
604,312 |
||||||
Franklin
Street Properties ‡ |
28,721 |
148,200 |
||||||
FRP
Holdings * |
1,865 |
105,391 |
||||||
Getty
Realty ‡ |
11,563 |
311,160 |
||||||
Gladstone
Commercial ‡ |
10,444 |
219,742 |
||||||
Gladstone
Land ‡ |
8,952 |
325,853 |
||||||
Global
Medical ‡ |
17,158 |
253,252 |
||||||
Global
Net Lease ‡ |
29,467 |
413,422 |
||||||
Healthcare
Realty Trust ‡ |
41,776 |
1,131,294 |
||||||
Hersha
Hospitality Trust, Cl A ‡
* |
9,325 |
91,199 |
||||||
Independence
Realty Trust ‡ |
62,664 |
1,708,221 |
||||||
Indus
Realty Trust ‡ |
1,492 |
106,603 |
||||||
Industrial
Logistics Properties Trust ‡ |
18,277 |
295,356 |
||||||
Innovative
Industrial Properties, Cl A ‡ |
7,087 |
1,024,709 |
||||||
iStar
‡ |
19,023 |
320,347 |
||||||
Kennedy-Wilson
Holdings |
33,570 |
757,004 |
||||||
Kite
Realty Group Trust ‡ |
61,545 |
1,372,454 |
||||||
LTC
Properties ‡ |
11,190 |
369,270 |
||||||
LXP
Industrial Trust ‡ |
79,449 |
997,085 |
||||||
Macerich
‡ |
60,799 |
763,027 |
||||||
Marcus
& Millichap |
6,714 |
300,720 |
||||||
National
Health Investors ‡ |
12,309 |
634,283 |
||||||
National
Storage Affiliates Trust ‡ |
23,126 |
1,308,932 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Necessity
Retail REIT ‡ |
35,419 |
$ |
264,580 |
|||||
NETSTREIT
‡ |
11,190 |
241,928 |
||||||
Newmark
Group, Cl A |
47,744 |
580,090 |
||||||
NexPoint
Residential Trust ‡ |
6,341 |
565,364 |
||||||
Office
Properties Income Trust ‡ |
13,428 |
290,313 |
||||||
One
Liberty Properties ‡ |
4,476 |
128,237 |
||||||
Outfront
Media ‡ |
41,403 |
1,059,917 |
||||||
Paramount
Group ‡ |
52,966 |
503,707 |
||||||
Pebblebrook
Hotel Trust ‡ |
36,927 |
901,757 |
||||||
Phillips
Edison ‡
* |
32,451 |
1,098,791 |
||||||
Physicians
Realty Trust ‡ |
62,664 |
1,074,061 |
||||||
Piedmont
Office Realty Trust, Cl A ‡ |
35,062 |
564,498 |
||||||
Plymouth
Industrial REIT ‡ |
8,952 |
215,922 |
||||||
Postal
Realty Trust, Cl A ‡ |
4,849 |
81,609 |
||||||
PotlatchDeltic
‡ |
18,650 |
1,033,024 |
||||||
Preferred
Apartment Communities ‡ |
14,920 |
371,210 |
||||||
PS
Business Parks ‡ |
5,595 |
1,047,384 |
||||||
Rafael
Holdings, Cl B * |
3,357 |
7,218 |
||||||
RE,
Cl A |
5,222 |
122,508 |
||||||
Realogy
Holdings * |
32,824 |
359,751 |
||||||
Redfin
* |
29,467 |
328,557 |
||||||
Retail
Opportunity Investments ‡ |
33,927 |
632,060 |
||||||
RLJ
Lodging Trust ‡ |
46,998 |
658,912 |
||||||
RMR
Group, Cl A |
4,476 |
122,105 |
||||||
RPT
Realty ‡ |
23,872 |
317,259 |
||||||
Ryman
Hospitality Properties ‡
* |
15,293 |
1,429,590 |
||||||
Sabra
Health Care ‡ |
64,902 |
758,055 |
||||||
Safehold
‡ |
5,968 |
256,922 |
||||||
Saul
Centers ‡ |
3,357 |
173,255 |
||||||
Seritage
Growth Properties ‡
* |
10,444 |
103,396 |
||||||
Service
Properties Trust ‡ |
46,625 |
378,595 |
||||||
SITE
Centers ‡ |
49,236 |
782,852 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
St.
Joe |
9,325 |
$ |
496,183 |
|||||
STAG
Industrial ‡ |
50,728 |
1,893,169 |
||||||
Summit
Hotel Properties ‡
* |
29,467 |
290,839 |
||||||
Sunstone
Hotel Investors ‡
* |
61,918 |
758,496 |
||||||
Tanger
Factory Outlet Centers ‡ |
29,094 |
469,286 |
||||||
Tejon
Ranch * |
5,968 |
109,274 |
||||||
Terreno
Realty ‡ |
20,888 |
1,519,602 |
||||||
UMH
Properties ‡ |
12,309 |
289,508 |
||||||
Uniti
Group ‡ |
55,950 |
693,221 |
||||||
Universal
Health Realty Income Trust ‡ |
3,730 |
187,209 |
||||||
Urban
Edge Properties ‡ |
32,824 |
613,481 |
||||||
Urstadt
Biddle Properties, Cl A ‡ |
8,579 |
148,846 |
||||||
Veris
Residential ‡
* |
24,991 |
400,106 |
||||||
Washington
Real Estate Investment Trust ‡ |
23,872 |
575,076 |
||||||
Whitestone
REIT, Cl B ‡ |
13,055 |
158,618 |
||||||
Xenia
Hotels & Resorts ‡
* |
32,451 |
625,980 |
||||||
55,750,328 |
||||||||
Utilities — 1.6% |
||||||||
ALLETE |
14,920 |
885,353 |
||||||
American
States Water |
10,444 |
821,525 |
||||||
Artesian
Resources, Cl A |
2,238 |
104,067 |
||||||
Avista |
20,142 |
817,161 |
||||||
Black
Hills |
18,277 |
1,338,607 |
||||||
Cadiz
* |
6,341 |
12,555 |
||||||
California
Water Service Group |
14,920 |
773,900 |
||||||
Chesapeake
Utilities |
4,849 |
606,949 |
||||||
Clearway
Energy, Cl A |
10,071 |
286,218 |
||||||
Clearway
Energy, Cl C |
23,126 |
706,037 |
||||||
Global
Water Resources |
3,730 |
53,414 |
||||||
MGE
Energy |
10,444 |
813,274 |
||||||
Middlesex
Water |
4,849 |
431,319 |
||||||
New
Jersey Resources |
27,602 |
1,191,302 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Northwest
Natural Holding |
8,579 |
$ |
410,334 |
|||||
NorthWestern |
15,293 |
866,960 |
||||||
ONE
Gas |
14,920 |
1,258,800 |
||||||
Ormat
Technologies |
13,039 |
1,013,130 |
||||||
Otter
Tail |
11,563 |
670,191 |
||||||
PNM
Resources |
24,245 |
1,131,272 |
||||||
Portland
General Electric |
25,721 |
1,217,375 |
||||||
Pure
Cycle * |
5,595 |
58,468 |
||||||
SJW
Group |
7,833 |
462,147 |
||||||
South
Jersey Industries |
29,094 |
994,724 |
||||||
Southwest
Gas Holdings |
18,650 |
1,643,252 |
||||||
Spire |
14,547 |
1,058,294 |
||||||
Sunnova
Energy International * |
24,602 |
424,877 |
||||||
Unitil |
4,476 |
228,276 |
||||||
Via
Renewables, Cl A |
3,357 |
23,969 |
||||||
York
Water |
3,730 |
144,276 |
||||||
20,448,026 |
||||||||
TOTAL
UNITED STATES |
683,010,777 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $718,398,247) |
696,042,293 |
|||||||
EXCHANGE TRADED FUND —
45.9% |
||||||||
Vanguard
Russell 2000 ETF (Cost $629,354,775 ) |
7,875,305 |
588,206,531 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Number
of Rights/ Number of Contracts |
Value |
|||||||
RIGHTS* — 0.0% |
||||||||
United States —
0.0% |
||||||||
Pulse
Biosciences Inc# (Cost $–) |
176 |
$ |
— |
|||||
TOTAL INVESTMENTS — 100.2% |
||||||||
(Cost $1,347,753,022) |
$ |
1,284,248,824 |
||||||
Value |
||||||||
WRITTEN OPTIONS— (0.4)%(1) |
||||||||
UNITED STATES—
(0.4)% |
||||||||
(Premiums Received
$(36,166,352)) |
(6,877 |
) |
$ |
(4,917,055 |
) |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS—
(0.4)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Russell
2000 Index* |
(6,877 |
) |
$ |
(1,389,154,000 |
) |
$ |
2,020.00 |
05/20/22 |
$ |
(4,917,055 |
) |
* |
Non-income producing
security. |
# |
Expiration
unavailable. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022 was
$1,284,248,824. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Russell 2000 Covered Call ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
696,042,293 |
$ |
— |
$ |
— |
$ |
696,042,293 |
||||||||
Exchange
Traded Fund |
588,206,531 |
— |
— |
588,206,531 |
||||||||||||
Right |
— |
— |
— |
— |
||||||||||||
Total
Investments in Securities |
$ |
1,284,248,824 |
$ |
— |
$ |
— |
$ |
1,284,248,824 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(4,917,055 |
) |
$ |
– |
$ |
– |
$ |
(4,917,055 |
) | ||||||
Total Other Financial
Instruments |
$ |
(4,917,055 |
) |
$ |
– |
$ |
– |
$ |
(4,917,055 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Dow 30®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK — 100.7%(A) |
||||||||
UNITED STATES —
100.7% |
||||||||
Communication Services — 3.2% |
||||||||
Verizon
Communications |
2,350 |
$ |
108,805 |
|||||
Walt
Disney * |
2,350 |
262,331 |
||||||
371,136 |
||||||||
Consumer Discretionary — 13.6% |
||||||||
Home
Depot |
2,350 |
705,940 |
||||||
McDonald’s |
2,350 |
585,526 |
||||||
NIKE,
Cl B |
2,350 |
293,045 |
||||||
1,584,511 |
||||||||
Consumer Staples — 8.5% |
||||||||
Coca-Cola |
2,350 |
151,833 |
||||||
Procter
& Gamble |
2,350 |
377,293 |
||||||
Walgreens
Boots Alliance |
2,350 |
99,640 |
||||||
Walmart |
2,350 |
359,527 |
||||||
988,293 |
||||||||
Energy — 3.2% |
||||||||
Chevron |
2,350 |
368,175 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Dow 30®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — 15.5% |
||||||||
American
Express |
2,350 |
$ |
410,568 |
|||||
Goldman
Sachs Group |
2,350 |
717,902 |
||||||
JPMorgan
Chase |
2,350 |
280,496 |
||||||
Travelers |
2,350 |
401,991 |
||||||
1,810,957 |
||||||||
Health Care — 20.3% |
||||||||
Amgen |
2,350 |
547,996 |
||||||
Johnson
& Johnson |
2,350 |
424,081 |
||||||
Merck |
2,350 |
208,421 |
||||||
UnitedHealth
Group |
2,350 |
1,195,093 |
||||||
2,375,591 |
||||||||
Industrials — 14.0% |
||||||||
3Mmmm |
2,350 |
338,917 |
||||||
Boeing
* |
2,350 |
349,774 |
||||||
Caterpillar |
2,350 |
494,769 |
||||||
Honeywell
International |
2,350 |
454,748 |
||||||
1,638,208 |
||||||||
Information Technology — 21.1% |
||||||||
Apple |
2,350 |
370,477 |
||||||
Cisco
Systems |
2,350 |
115,103 |
||||||
Intel |
2,350 |
102,436 |
||||||
International
Business Machines |
2,350 |
310,694 |
||||||
Microsoft |
2,350 |
652,172 |
||||||
Salesforce
* |
2,350 |
413,459 |
||||||
Visa,
Cl A |
2,350 |
500,856 |
||||||
2,465,197 |
||||||||
Materials — 1.3% |
||||||||
Dow |
2,350 |
156,275 |
||||||
TOTAL
UNITED STATES |
11,758,343 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Dow 30®
Covered Call ETF |
COMMON STOCK —
continued |
Number
of Contracts |
Value |
|||
TOTAL COMMON STOCK |
|||||
(Cost $12,154,435) |
$ |
11,758,343 |
|||
TOTAL INVESTMENTS — 100.7% |
|||||
(Cost $12,154,435) |
$ |
11,758,343 |
|||
Value |
|||||
WRITTEN OPTIONS— (0.7)%(1) |
|||||
UNITED STATES—
(0.7)% |
|||||
(Premiums Received
$(193,673)) |
(356) |
$ |
(83,660 |
) |
Description |
Number
of Contracts |
Notional Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS —
(0.7)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Dow
Jones Industrial Average* |
(356 |
) |
$ |
(12,353,200 |
) |
$ |
347.00 |
05/20/22 |
$ |
(83,660 |
) |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022
was$11,758,343. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Dow 30®
Covered Call ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
11,758,343 |
$ |
— |
$ |
— |
$ |
11,758,343 |
||||||||
Total
Investments in Securities |
$ |
11,758,343 |
$ |
— |
$ |
— |
$ |
11,758,343 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(83,660 |
) |
$ |
– |
$ |
– |
$ |
(83,660 |
) | ||||||
Total Other Financial
Instruments |
$ |
(83,660 |
) |
$ |
– |
$ |
– |
$ |
(83,660 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK — 100.1%(A) |
||||||||
BRAZIL — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
MercadoLibre
* |
251 |
$ |
244,381 |
|||||
CHINA — 1.3% |
||||||||
Communication Services — 0.4% |
||||||||
Baidu
ADR * |
1,183 |
146,893 |
||||||
NetEase
ADR |
1,062 |
101,241 |
||||||
248,134 |
||||||||
Consumer Discretionary — 0.5% |
||||||||
JD.com
ADR * |
2,992 |
184,487 |
||||||
Pinduoduo
ADR * |
2,137 |
92,083 |
||||||
276,570 |
||||||||
Information Technology — 0.4% |
||||||||
NXP
Semiconductors |
1,365 |
233,278 |
||||||
TOTAL
CHINA |
757,982 |
|||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML
Holding, Cl G |
421 |
237,347 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Health Care — 0.3% |
||||||||
AstraZeneca
ADR |
2,880 |
$ |
191,232 |
|||||
UNITED STATES —
97.7% |
||||||||
Communication Services — 16.0% |
||||||||
Activision
Blizzard |
3,919 |
296,276 |
||||||
Alphabet,
Cl A * |
919 |
2,097,333 |
||||||
Alphabet,
Cl C * |
962 |
2,211,956 |
||||||
Charter
Communications, Cl A * |
873 |
374,072 |
||||||
Comcast,
Cl A |
22,994 |
914,241 |
||||||
Electronic
Arts |
1,400 |
165,270 |
||||||
Match
Group * |
1,372 |
108,594 |
||||||
Meta
Platforms, Cl A * |
10,586 |
2,122,175 |
||||||
Netflix
* |
2,261 |
430,404 |
||||||
Sirius
XM Holdings |
20,557 |
123,342 |
||||||
T-Mobile
US * |
6,287 |
774,181 |
||||||
9,617,844 |
||||||||
Consumer Discretionary — 15.3% |
||||||||
Airbnb,
Cl A * |
1,860 |
284,971 |
||||||
Amazon.com
* |
1,558 |
3,872,611 |
||||||
Booking
Holdings * |
206 |
455,324 |
||||||
Dollar
Tree * |
1,144 |
185,843 |
||||||
eBay |
2,953 |
153,320 |
||||||
Lucid
Group * |
8,035 |
145,273 |
||||||
Lululemon
Athletica * |
637 |
225,899 |
||||||
Marriott
International, Cl A |
1,619 |
287,405 |
||||||
O’Reilly
Automotive * |
334 |
202,588 |
||||||
Ross
Stores |
1,816 |
181,182 |
||||||
Starbucks |
5,807 |
433,434 |
||||||
Tesla
* |
3,162 |
2,753,343 |
||||||
9,181,193 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 6.3% |
||||||||
Costco
Wholesale |
2,254 |
$ |
1,198,497 |
|||||
Keurig
Dr Pepper |
7,246 |
271,000 |
||||||
Kraft
Heinz |
6,186 |
263,709 |
||||||
Mondelez
International, Cl A |
6,966 |
449,168 |
||||||
Monster
Beverage * |
2,708 |
232,022 |
||||||
PepsiCo |
7,032 |
1,207,465 |
||||||
Walgreens
Boots Alliance |
4,356 |
184,694 |
||||||
3,806,555 |
||||||||
Health Care — 5.7% |
||||||||
Align
Technology * |
410 |
118,863 |
||||||
Amgen |
2,828 |
659,462 |
||||||
Biogen
* |
721 |
149,564 |
||||||
Dexcom
* |
486 |
198,570 |
||||||
Gilead
Sciences |
6,308 |
374,317 |
||||||
IDEXX
Laboratories * |
444 |
191,133 |
||||||
Illumina
* |
781 |
231,684 |
||||||
Intuitive
Surgical * |
1,800 |
430,740 |
||||||
Moderna
* |
2,027 |
272,449 |
||||||
Regeneron
Pharmaceuticals * |
539 |
355,260 |
||||||
Seagen
* |
914 |
119,743 |
||||||
Vertex
Pharmaceuticals * |
1,306 |
356,825 |
||||||
3,458,610 |
||||||||
Industrials — 3.4% |
||||||||
Cintas |
511 |
203,000 |
||||||
Copart
* |
1,167 |
132,630 |
||||||
CSX |
11,204 |
384,745 |
||||||
Fastenal |
2,916 |
161,284 |
||||||
Honeywell
International |
3,432 |
664,126 |
||||||
Old
Dominion Freight Line |
565 |
158,268 |
||||||
PACCAR |
1,790 |
148,660 |
||||||
Verisk
Analytics, Cl A |
803 |
163,852 |
||||||
2,016,565 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 49.7% |
||||||||
Adobe
* |
2,403 |
$ |
951,468 |
|||||
Advanced
Micro Devices * |
8,265 |
706,823 |
||||||
Analog
Devices |
2,642 |
407,872 |
||||||
ANSYS
* |
449 |
123,785 |
||||||
Apple |
49,886 |
7,864,528 |
||||||
Applied
Materials |
4,503 |
496,906 |
||||||
Atlassian,
Cl A * |
711 |
159,854 |
||||||
Autodesk
* |
1,131 |
214,076 |
||||||
Automatic
Data Processing |
2,094 |
456,869 |
||||||
Broadcom |
2,079 |
1,152,577 |
||||||
Cadence
Design Systems * |
1,386 |
209,078 |
||||||
Cisco
Systems |
20,935 |
1,025,396 |
||||||
Cognizant
Technology Solutions, Cl A |
2,630 |
212,767 |
||||||
Crowdstrike
Holdings, Cl A * |
1,052 |
209,095 |
||||||
Datadog,
Cl A * |
1,332 |
160,879 |
||||||
DocuSign,
Cl A * |
1,072 |
86,832 |
||||||
Fiserv
* |
3,343 |
327,347 |
||||||
Fortinet
* |
819 |
236,699 |
||||||
Intel |
20,477 |
892,592 |
||||||
Intuit |
1,416 |
592,950 |
||||||
KLA |
753 |
240,403 |
||||||
Lam
Research |
712 |
331,621 |
||||||
Marvell
Technology |
4,249 |
246,782 |
||||||
Microchip
Technology |
2,754 |
179,561 |
||||||
Micron
Technology |
5,719 |
389,979 |
||||||
Microsoft |
22,918 |
6,360,203 |
||||||
NVIDIA |
10,758 |
1,995,286 |
||||||
Okta,
Cl A * |
738 |
88,051 |
||||||
Palo
Alto Networks * |
493 |
276,711 |
||||||
Paychex |
1,843 |
233,563 |
||||||
PayPal
Holdings * |
5,860 |
515,270 |
||||||
QUALCOMM |
5,665 |
791,344 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks
Solutions |
876 |
$ |
99,251 |
|||||
Splunk
* |
848 |
103,473 |
||||||
Synopsys
* |
757 |
217,100 |
||||||
Texas
Instruments |
4,646 |
790,981 |
||||||
VeriSign
* |
540 |
96,493 |
||||||
Workday,
Cl A * |
970 |
200,499 |
||||||
Zoom
Video Communications, Cl A * |
1,216 |
121,077 |
||||||
Zscaler
* |
710 |
143,945 |
||||||
29,909,986 |
||||||||
Utilities — 1.3% |
||||||||
American
Electric Power |
2,526 |
250,352 |
||||||
Constellation
Energy |
1,613 |
95,506 |
||||||
Exelon |
4,993 |
233,572 |
||||||
Xcel
Energy |
2,743 |
200,952 |
||||||
780,382 |
||||||||
TOTAL
UNITED STATES |
58,771,135 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $70,136,815) |
60,202,077 |
|||||||
TOTAL INVESTMENTS — 100.1% |
||||||||
(Cost $70,136,815) |
$ |
60,202,077 |
||||||
Value |
||||||||
WRITTEN OPTIONS— (0.2)%(1) |
||||||||
UNITED STATES—
(0.2)% |
||||||||
(Premiums Received
$(949,118)) |
(37 |
) |
$ |
(119,740 |
) | |||
TOTAL WRITTEN OPTIONS |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS —
(0.2)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Nasdaq-100
Index* |
(20 |
) |
$ |
(28,100,000 |
) |
$ |
14,050.00 |
05/20/22 |
$ |
(100,700 |
) | ||||||
Nasdaq-100®
Reduced-Value Index* |
(17 |
) |
(4,777,000 |
) |
2,810.00 |
05/20/22 |
(19,040 |
) | |||||||||
Total Written
Options |
$ |
(32,877,000 |
) |
$ |
(119,740 |
) |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022
was$60,202,077. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
60,202,077 |
$ |
— |
$ |
— |
$ |
60,202,077 |
||||||||
Total
Investments in Securities |
$ |
60,202,077 |
$ |
— |
$ |
— |
$ |
60,202,077 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(119,740 |
) |
$ |
– |
$ |
– |
$ |
(119,740 |
) | ||||||
Total Other Financial
Instruments |
$ |
(119,740 |
) |
$ |
– |
$ |
– |
$ |
(119,740 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK — 99.9%(A) |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP
Semiconductors |
256 |
$ |
43,750 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
324 |
40,429 |
||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
522 |
162,843 |
||||||
UNITED STATES —
99.2% |
||||||||
Communication Services — 8.6% |
||||||||
Activision
Blizzard |
790 |
59,724 |
||||||
Alphabet,
Cl A * |
302 |
689,221 |
||||||
Alphabet,
Cl C * |
280 |
643,812 |
||||||
AT&T |
7,215 |
136,075 |
||||||
Charter
Communications, Cl A * |
128 |
54,847 |
||||||
Comcast,
Cl A |
4,587 |
182,379 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
DISH
Network, Cl A * |
252 |
$ |
7,184 |
|||||
Electronic
Arts |
251 |
29,631 |
||||||
Fox,
Cl A |
377 |
13,512 |
||||||
Fox,
Cl B |
129 |
4,288 |
||||||
Interpublic
Group |
381 |
12,428 |
||||||
Live
Nation Entertainment * |
126 |
13,215 |
||||||
Lumen
Technologies |
1,004 |
10,100 |
||||||
Match
Group * |
272 |
21,529 |
||||||
Meta
Platforms, Cl A * |
2,331 |
467,296 |
||||||
Netflix
* |
437 |
83,187 |
||||||
News,
Cl A |
381 |
7,567 |
||||||
News,
Cl B |
127 |
2,529 |
||||||
Omnicom
Group |
250 |
19,032 |
||||||
Paramount
Global, Cl B |
628 |
18,287 |
||||||
Take-Two
Interactive Software * |
125 |
14,939 |
||||||
T-Mobile
US * |
619 |
76,224 |
||||||
Twitter
* |
858 |
42,059 |
||||||
Verizon
Communications |
4,219 |
195,340 |
||||||
Walt
Disney * |
1,846 |
206,069 |
||||||
Warner
Bros Discovery * |
2,167 |
39,331 |
||||||
3,049,805 |
||||||||
Consumer Discretionary — 11.5% |
||||||||
Advance
Auto Parts |
82 |
16,370 |
||||||
Amazon.com
* |
445 |
1,106,105 |
||||||
Aptiv
* |
255 |
27,132 |
||||||
AutoZone
* |
21 |
41,065 |
||||||
Bath
& Body Works |
252 |
13,328 |
||||||
Best
Buy |
249 |
22,393 |
||||||
Booking
Holdings * |
40 |
88,412 |
||||||
BorgWarner |
249 |
9,171 |
||||||
Caesars
Entertainment * |
244 |
16,172 |
||||||
CarMax
* |
191 |
16,384 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Carnival
* |
831 |
$ |
14,376 |
|||||
Chipotle
Mexican Grill, Cl A * |
24 |
34,935 |
||||||
Darden
Restaurants |
127 |
16,730 |
||||||
Dollar
General |
251 |
59,620 |
||||||
Dollar
Tree * |
250 |
40,612 |
||||||
Domino’s
Pizza |
42 |
14,196 |
||||||
DR
Horton |
369 |
25,679 |
||||||
eBay |
625 |
32,450 |
||||||
Etsy
* |
124 |
11,556 |
||||||
Expedia
Group * |
127 |
22,193 |
||||||
Ford
Motor |
4,042 |
57,235 |
||||||
Garmin |
130 |
14,266 |
||||||
General
Motors * |
1,490 |
56,486 |
||||||
Genuine
Parts |
129 |
16,776 |
||||||
Hasbro |
128 |
11,272 |
||||||
Hilton
Worldwide Holdings |
251 |
38,978 |
||||||
Home
Depot |
1,066 |
320,226 |
||||||
Las
Vegas Sands * |
375 |
13,286 |
||||||
Lennar,
Cl A |
251 |
19,199 |
||||||
LKQ |
256 |
12,705 |
||||||
Lowe’s |
676 |
133,665 |
||||||
Marriott
International, Cl A |
252 |
44,735 |
||||||
McDonald’s |
754 |
187,867 |
||||||
MGM
Resorts International |
384 |
15,759 |
||||||
Mohawk
Industries * |
38 |
5,360 |
||||||
Newell
Brands |
380 |
8,797 |
||||||
NIKE,
Cl B |
1,280 |
159,616 |
||||||
Norwegian
Cruise Line Holdings * |
371 |
7,431 |
||||||
NVR
* |
3 |
13,129 |
||||||
O’Reilly
Automotive * |
72 |
43,672 |
||||||
Penn
National Gaming * |
131 |
4,791 |
||||||
Pool |
46 |
18,640 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PulteGroup |
254 |
$ |
10,607 |
|||||
PVH |
59 |
4,294 |
||||||
Ralph
Lauren, Cl A |
78 |
8,139 |
||||||
Ross
Stores |
374 |
37,314 |
||||||
Royal
Caribbean Cruises * |
246 |
19,122 |
||||||
Starbucks |
1,175 |
87,702 |
||||||
Tapestry |
256 |
8,428 |
||||||
Target |
504 |
115,240 |
||||||
Tesla
* |
844 |
734,921 |
||||||
TJX |
1,255 |
76,906 |
||||||
Tractor
Supply |
125 |
25,181 |
||||||
Ulta
Beauty * |
53 |
21,030 |
||||||
Under
Armour, Cl A * |
238 |
3,656 |
||||||
Under
Armour, Cl C * |
249 |
3,533 |
||||||
VF |
375 |
19,500 |
||||||
Whirlpool |
73 |
13,251 |
||||||
Wynn
Resorts * |
123 |
8,669 |
||||||
Yum!
Brands |
285 |
33,348 |
||||||
4,063,611 |
||||||||
Consumer Staples — 6.9% |
||||||||
Altria
Group |
1,884 |
104,694 |
||||||
Archer-Daniels-Midland |
599 |
53,646 |
||||||
Brown-Forman,
Cl B |
233 |
15,714 |
||||||
Campbell
Soup |
248 |
11,711 |
||||||
Church
& Dwight |
252 |
24,585 |
||||||
Clorox |
124 |
17,790 |
||||||
Coca-Cola |
3,966 |
256,243 |
||||||
Colgate-Palmolive |
872 |
67,188 |
||||||
Conagra
Brands |
505 |
17,640 |
||||||
Constellation
Brands, Cl A |
157 |
38,636 |
||||||
Costco
Wholesale |
451 |
239,806 |
||||||
Estee
Lauder, Cl A |
231 |
60,998 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
General
Mills |
625 |
$ |
44,206 |
|||||
Hershey |
127 |
28,673 |
||||||
Hormel
Foods |
256 |
13,412 |
||||||
J M
Smucker |
125 |
17,116 |
||||||
Kellogg |
254 |
17,399 |
||||||
Kimberly-Clark |
310 |
43,037 |
||||||
Kraft
Heinz |
671 |
28,605 |
||||||
Kroger |
750 |
40,470 |
||||||
Lamb
Weston Holdings |
129 |
8,527 |
||||||
McCormick |
251 |
25,243 |
||||||
Molson
Coors Beverage, Cl B |
238 |
12,885 |
||||||
Mondelez
International, Cl A |
1,327 |
85,565 |
||||||
Monster
Beverage * |
375 |
32,130 |
||||||
PepsiCo |
1,412 |
242,455 |
||||||
Philip
Morris International |
1,591 |
159,100 |
||||||
Procter
& Gamble |
2,440 |
391,742 |
||||||
Sysco |
501 |
42,825 |
||||||
Tyson
Foods, Cl A |
258 |
24,035 |
||||||
Walgreens
Boots Alliance |
757 |
32,097 |
||||||
Walmart |
1,459 |
223,212 |
||||||
2,421,385 |
||||||||
Energy — 4.2% |
||||||||
APA |
380 |
15,553 |
||||||
Baker
Hughes, Cl A |
787 |
24,413 |
||||||
Chevron |
1,945 |
304,723 |
||||||
ConocoPhillips |
1,363 |
130,194 |
||||||
Coterra
Energy |
707 |
20,355 |
||||||
Devon
Energy |
612 |
35,600 |
||||||
Diamondback
Energy |
173 |
21,838 |
||||||
EOG
Resources |
622 |
72,625 |
||||||
Exxon
Mobil |
4,278 |
364,699 |
||||||
Halliburton |
894 |
31,844 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Hess |
252 |
$ |
25,974 |
|||||
Kinder
Morgan |
2,011 |
36,500 |
||||||
Marathon
Oil |
866 |
21,581 |
||||||
Marathon
Petroleum |
635 |
55,410 |
||||||
Occidental
Petroleum |
883 |
48,644 |
||||||
ONEOK |
501 |
31,728 |
||||||
Phillips
66 |
484 |
41,992 |
||||||
Pioneer
Natural Resources |
250 |
58,117 |
||||||
Schlumberger |
1,480 |
57,735 |
||||||
Valero
Energy |
384 |
42,808 |
||||||
Williams |
1,264 |
43,343 |
||||||
1,485,676 |
||||||||
Financials — 11.0% |
||||||||
Aflac |
632 |
36,201 |
||||||
Allstate |
262 |
33,154 |
||||||
American
Express |
648 |
113,212 |
||||||
American
International Group |
879 |
51,430 |
||||||
Ameriprise
Financial |
124 |
32,921 |
||||||
Aon,
Cl A |
224 |
64,510 |
||||||
Arthur J
Gallagher |
201 |
33,867 |
||||||
Assurant |
39 |
7,093 |
||||||
Bank of
America |
7,238 |
258,252 |
||||||
Bank of
New York Mellon |
689 |
28,979 |
||||||
Berkshire
Hathaway, Cl B * |
1,851 |
597,558 |
||||||
BlackRock,
Cl A |
141 |
88,080 |
||||||
Brown
& Brown |
234 |
14,503 |
||||||
Capital
One Financial |
394 |
49,100 |
||||||
Cboe
Global Markets |
125 |
14,123 |
||||||
Charles
Schwab |
1,502 |
99,628 |
||||||
Chubb |
454 |
93,728 |
||||||
Cincinnati
Financial |
125 |
15,333 |
||||||
Citigroup |
2,018 |
97,288 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Citizens
Financial Group |
485 |
$ |
19,109 |
|||||
CME
Group, Cl A |
374 |
82,033 |
||||||
Comerica |
127 |
10,401 |
||||||
Discover
Financial Services |
288 |
32,389 |
||||||
Everest
Re Group |
27 |
7,417 |
||||||
FactSet
Research Systems |
44 |
17,754 |
||||||
Fifth
Third Bancorp |
729 |
27,359 |
||||||
First
Republic Bank |
163 |
24,323 |
||||||
Franklin
Resources |
254 |
6,246 |
||||||
Globe
Life |
124 |
12,162 |
||||||
Goldman
Sachs Group |
329 |
100,506 |
||||||
Hartford
Financial Services Group |
379 |
26,503 |
||||||
Huntington
Bancshares |
1,454 |
19,120 |
||||||
Intercontinental
Exchange |
551 |
63,811 |
||||||
Invesco |
380 |
6,984 |
||||||
JPMorgan
Chase |
2,975 |
355,096 |
||||||
KeyCorp |
994 |
19,194 |
||||||
Lincoln
National |
141 |
8,481 |
||||||
Loews |
252 |
15,836 |
||||||
M&T
Bank |
188 |
31,328 |
||||||
MarketAxess
Holdings |
26 |
6,854 |
||||||
Marsh
& McLennan |
504 |
81,497 |
||||||
MetLife |
756 |
49,654 |
||||||
Moody’s |
153 |
48,421 |
||||||
Morgan
Stanley |
1,483 |
119,515 |
||||||
MSCI,
Cl A |
85 |
35,806 |
||||||
Nasdaq |
125 |
19,671 |
||||||
Northern
Trust |
177 |
18,240 |
||||||
PNC
Financial Services Group |
445 |
73,915 |
||||||
Principal
Financial Group |
254 |
17,308 |
||||||
Progressive |
627 |
67,315 |
||||||
Prudential
Financial |
381 |
41,342 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Raymond
James Financial |
167 |
$ |
16,276 |
|||||
Regions
Financial |
1,009 |
20,907 |
||||||
S&P
Global |
357 |
134,411 |
||||||
Signature
Bank NY |
59 |
14,293 |
||||||
State
Street |
377 |
25,248 |
||||||
SVB
Financial Group * |
56 |
27,308 |
||||||
Synchrony
Financial |
551 |
20,282 |
||||||
T
Rowe Price Group |
206 |
25,346 |
||||||
Travelers |
252 |
43,107 |
||||||
Truist
Financial |
1,384 |
66,916 |
||||||
US
Bancorp |
1,386 |
67,304 |
||||||
W R
Berkley |
177 |
11,769 |
||||||
Wells
Fargo |
3,932 |
171,553 |
||||||
Willis
Towers Watson |
127 |
27,287 |
||||||
Zions
Bancorp |
132 |
7,459 |
||||||
3,874,016 |
||||||||
Health Care — 14.1% |
||||||||
Abbott
Laboratories |
1,809 |
205,321 |
||||||
AbbVie |
1,804 |
264,972 |
||||||
ABIOMED
* |
32 |
9,171 |
||||||
Agilent
Technologies |
316 |
37,689 |
||||||
Align
Technology * |
77 |
22,323 |
||||||
AmerisourceBergen,
Cl A |
125 |
18,911 |
||||||
Amgen |
566 |
131,986 |
||||||
Anthem |
245 |
122,973 |
||||||
Baxter
International |
499 |
35,459 |
||||||
Becton
Dickinson |
281 |
69,460 |
||||||
Biogen
* |
144 |
29,871 |
||||||
Bio-Rad
Laboratories, Cl A * |
15 |
7,681 |
||||||
Bio-Techne |
43 |
16,327 |
||||||
Boston
Scientific * |
1,474 |
62,070 |
||||||
Bristol-Myers
Squibb |
2,147 |
161,605 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Cardinal
Health |
250 |
$ |
14,512 |
|||||
Catalent
* |
157 |
14,218 |
||||||
Centene
* |
624 |
50,263 |
||||||
Cerner |
295 |
27,624 |
||||||
Charles
River Laboratories International * |
59 |
14,249 |
||||||
Cigna |
338 |
83,412 |
||||||
Cooper |
35 |
12,636 |
||||||
CVS
Health |
1,323 |
127,180 |
||||||
Danaher |
645 |
161,979 |
||||||
DaVita
* |
91 |
9,862 |
||||||
DENTSPLY
SIRONA |
243 |
9,718 |
||||||
Dexcom
* |
106 |
43,309 |
||||||
Edwards
Lifesciences * |
629 |
66,536 |
||||||
Eli
Lilly |
792 |
231,367 |
||||||
Gilead
Sciences |
1,251 |
74,234 |
||||||
HCA
Healthcare |
252 |
54,067 |
||||||
Henry
Schein * |
129 |
10,462 |
||||||
Hologic
* |
254 |
18,285 |
||||||
Humana |
126 |
56,015 |
||||||
IDEXX
Laboratories * |
87 |
37,452 |
||||||
Illumina
* |
144 |
42,718 |
||||||
Incyte
* |
230 |
17,241 |
||||||
Intuitive
Surgical * |
345 |
82,558 |
||||||
IQVIA
Holdings * |
180 |
39,238 |
||||||
Johnson
& Johnson |
2,651 |
478,399 |
||||||
Laboratory
Corp of America Holdings |
93 |
22,346 |
||||||
McKesson |
147 |
45,513 |
||||||
Medtronic |
1,381 |
144,121 |
||||||
Merck |
2,541 |
225,361 |
||||||
Mettler-Toledo
International * |
23 |
29,383 |
||||||
Moderna
* |
365 |
49,060 |
||||||
Molina
Healthcare * |
60 |
18,807 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Organon |
251 |
$ |
8,115 |
|||||
PerkinElmer |
125 |
18,326 |
||||||
Pfizer |
5,716 |
280,484 |
||||||
Quest
Diagnostics |
127 |
16,998 |
||||||
Regeneron
Pharmaceuticals * |
109 |
71,843 |
||||||
ResMed |
141 |
28,196 |
||||||
STERIS |
94 |
21,061 |
||||||
Stryker |
336 |
81,063 |
||||||
Teleflex |
51 |
14,567 |
||||||
Thermo
Fisher Scientific |
396 |
218,956 |
||||||
UnitedHealth
Group |
947 |
481,597 |
||||||
Universal
Health Services, Cl B |
47 |
5,759 |
||||||
Vertex
Pharmaceuticals * |
252 |
68,851 |
||||||
Viatris,
Cl W * |
1,239 |
12,799 |
||||||
Waters
* |
67 |
20,302 |
||||||
West
Pharmaceutical Services |
75 |
23,629 |
||||||
Zimmer
Biomet Holdings |
241 |
29,101 |
||||||
Zoetis,
Cl A |
456 |
80,826 |
||||||
4,990,417 |
||||||||
Industrials — 7.8% |
||||||||
3M |
579 |
83,503 |
||||||
Alaska
Air Group * |
127 |
6,907 |
||||||
Allegion |
123 |
14,051 |
||||||
American
Airlines Group * |
624 |
11,712 |
||||||
AMETEK |
249 |
31,439 |
||||||
AO
Smith |
127 |
7,421 |
||||||
Boeing
* |
576 |
85,732 |
||||||
Carrier
Global |
870 |
33,295 |
||||||
Caterpillar |
551 |
116,007 |
||||||
CH
Robinson Worldwide |
127 |
13,481 |
||||||
Cintas |
99 |
39,329 |
||||||
Copart
* |
189 |
21,480 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
CSX |
2,104 |
$ |
72,251 |
|||||
Cummins |
128 |
24,216 |
||||||
Deere |
279 |
105,336 |
||||||
Delta
Air Lines * |
625 |
26,894 |
||||||
Dover |
127 |
16,929 |
||||||
Eaton |
379 |
54,963 |
||||||
Emerson
Electric |
626 |
56,453 |
||||||
Equifax |
125 |
25,440 |
||||||
Expeditors
International of Washington |
200 |
19,814 |
||||||
Fastenal |
617 |
34,126 |
||||||
FedEx |
249 |
49,486 |
||||||
Fortive |
369 |
21,217 |
||||||
Fortune
Brands Home & Security |
127 |
9,049 |
||||||
Generac
Holdings * |
65 |
14,260 |
||||||
General
Dynamics |
250 |
59,132 |
||||||
General
Electric |
1,121 |
83,571 |
||||||
Honeywell
International |
681 |
131,780 |
||||||
Howmet
Aerospace |
381 |
13,000 |
||||||
Huntington
Ingalls Industries |
26 |
5,531 |
||||||
IDEX |
90 |
17,084 |
||||||
Illinois
Tool Works |
280 |
55,191 |
||||||
Ingersoll
Rand |
379 |
16,661 |
||||||
Jacobs
Engineering Group |
127 |
17,596 |
||||||
JB
Hunt Transport Services |
78 |
13,326 |
||||||
Johnson
Controls International |
749 |
44,843 |
||||||
L3Harris
Technologies |
218 |
50,633 |
||||||
Leidos
Holdings |
127 |
13,146 |
||||||
Lockheed
Martin |
251 |
108,462 |
||||||
Masco |
254 |
13,383 |
||||||
Nielsen
Holdings |
379 |
10,161 |
||||||
Nordson |
65 |
14,020 |
||||||
Norfolk
Southern |
252 |
64,986 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Northrop
Grumman |
145 |
$ |
63,713 |
|||||
Old
Dominion Freight Line |
103 |
28,852 |
||||||
Otis
Worldwide |
402 |
29,282 |
||||||
PACCAR |
373 |
30,978 |
||||||
Parker-Hannifin |
125 |
33,852 |
||||||
Pentair |
131 |
6,648 |
||||||
Quanta
Services |
127 |
14,729 |
||||||
Raytheon
Technologies |
1,502 |
142,555 |
||||||
Republic
Services, Cl A |
201 |
26,988 |
||||||
Robert
Half International |
125 |
12,289 |
||||||
Rockwell
Automation |
125 |
31,584 |
||||||
Rollins |
251 |
8,419 |
||||||
Snap-On |
37 |
7,862 |
||||||
Southwest
Airlines * |
630 |
29,434 |
||||||
Stanley
Black & Decker |
153 |
18,383 |
||||||
Textron |
251 |
17,382 |
||||||
Trane
Technologies |
248 |
34,693 |
||||||
TransDigm
Group * |
51 |
30,335 |
||||||
Union
Pacific |
661 |
154,866 |
||||||
United
Airlines Holdings * |
371 |
18,735 |
||||||
United
Parcel Service, Cl B |
739 |
133,005 |
||||||
United
Rentals * |
69 |
21,840 |
||||||
Verisk
Analytics, Cl A |
152 |
31,016 |
||||||
Waste
Management |
381 |
62,652 |
||||||
Westinghouse
Air Brake Technologies |
158 |
14,206 |
||||||
WW
Grainger |
49 |
24,501 |
||||||
Xylem |
164 |
13,202 |
||||||
2,769,298 |
||||||||
Information Technology — 27.1% |
||||||||
Accenture,
Cl A |
640 |
192,230 |
||||||
Adobe
* |
467 |
184,909 |
||||||
Advanced
Micro Devices * |
1,612 |
137,858 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Akamai
Technologies * |
130 |
$ |
14,596 |
|||||
Amphenol,
Cl A |
627 |
44,831 |
||||||
Analog
Devices |
510 |
78,734 |
||||||
ANSYS
* |
99 |
27,293 |
||||||
Apple |
15,674 |
2,471,006 |
||||||
Applied
Materials |
872 |
96,225 |
||||||
Arista
Networks * |
213 |
24,616 |
||||||
Autodesk
* |
219 |
41,452 |
||||||
Automatic
Data Processing |
416 |
90,763 |
||||||
Broadcom |
419 |
232,289 |
||||||
Broadridge
Financial Solutions |
125 |
18,016 |
||||||
Cadence
Design Systems * |
254 |
38,316 |
||||||
CDW |
127 |
20,724 |
||||||
Ceridian
HCM Holding * |
130 |
7,297 |
||||||
Cisco
Systems |
4,299 |
210,565 |
||||||
Citrix
Systems * |
125 |
12,513 |
||||||
Cognizant
Technology Solutions, Cl A |
501 |
40,531 |
||||||
Corning |
754 |
26,533 |
||||||
DXC
Technology * |
254 |
7,290 |
||||||
Enphase
Energy * |
124 |
20,014 |
||||||
EPAM
Systems * |
52 |
13,780 |
||||||
F5
* |
41 |
6,864 |
||||||
Fidelity
National Information Services |
625 |
61,969 |
||||||
Fiserv
* |
623 |
61,004 |
||||||
FleetCor
Technologies * |
95 |
23,704 |
||||||
Fortinet
* |
127 |
36,704 |
||||||
Gartner
* |
96 |
27,893 |
||||||
Global
Payments |
284 |
38,902 |
||||||
Hewlett
Packard Enterprise |
1,377 |
21,220 |
||||||
HP |
967 |
35,421 |
||||||
Intel |
4,161 |
181,378 |
||||||
International
Business Machines |
907 |
119,915 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Intuit |
294 |
$ |
123,113 |
|||||
IPG
Photonics * |
57 |
5,385 |
||||||
Jack
Henry & Associates |
88 |
16,683 |
||||||
Juniper
Networks |
375 |
11,820 |
||||||
Keysight
Technologies * |
192 |
26,932 |
||||||
KLA |
147 |
46,931 |
||||||
Lam
Research |
140 |
65,206 |
||||||
Mastercard,
Cl A |
881 |
320,138 |
||||||
Microchip
Technology |
509 |
33,187 |
||||||
Micron
Technology |
1,134 |
77,327 |
||||||
Microsoft |
7,588 |
2,105,822 |
||||||
Monolithic
Power Systems |
54 |
21,181 |
||||||
Motorola
Solutions |
158 |
33,763 |
||||||
NetApp |
250 |
18,313 |
||||||
NortonLifeLock |
629 |
15,750 |
||||||
NVIDIA |
2,512 |
465,901 |
||||||
Oracle |
1,560 |
114,504 |
||||||
Paychex |
313 |
39,667 |
||||||
Paycom
Software * |
53 |
14,918 |
||||||
PayPal
Holdings * |
1,180 |
103,757 |
||||||
PTC
* |
121 |
13,819 |
||||||
Qorvo
* |
125 |
14,223 |
||||||
QUALCOMM |
1,129 |
157,710 |
||||||
Roper
Technologies |
105 |
49,342 |
||||||
Salesforce
* |
995 |
175,060 |
||||||
Seagate
Technology Holdings |
173 |
14,193 |
||||||
ServiceNow
* |
203 |
97,054 |
||||||
Skyworks
Solutions |
154 |
17,448 |
||||||
SolarEdge
Technologies * |
64 |
16,026 |
||||||
Synopsys
* |
146 |
41,871 |
||||||
Teledyne
Technologies * |
35 |
15,104 |
||||||
Teradyne |
131 |
13,815 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Texas
Instruments |
919 |
$ |
156,460 |
|||||
Trimble
* |
252 |
16,808 |
||||||
Tyler
Technologies * |
50 |
19,736 |
||||||
VeriSign
* |
93 |
16,618 |
||||||
Visa,
Cl A |
1,694 |
361,042 |
||||||
Western
Digital * |
350 |
18,575 |
||||||
Zebra
Technologies, Cl A * |
53 |
19,592 |
||||||
9,562,149 |
||||||||
Materials — 2.4% |
||||||||
Air
Products & Chemicals |
220 |
51,495 |
||||||
Albemarle |
125 |
24,104 |
||||||
Amcor |
1,634 |
19,379 |
||||||
Avery
Dennison |
95 |
17,157 |
||||||
Ball |
369 |
29,948 |
||||||
Celanese,
Cl A |
125 |
18,367 |
||||||
CF
Industries Holdings |
250 |
24,207 |
||||||
Corteva |
750 |
43,267 |
||||||
Dow |
754 |
50,141 |
||||||
DuPont
de Nemours |
504 |
33,229 |
||||||
Eastman
Chemical |
127 |
13,039 |
||||||
Ecolab |
249 |
42,166 |
||||||
FMC |
127 |
16,833 |
||||||
Freeport-McMoRan |
1,506 |
61,068 |
||||||
International
Flavors & Fragrances |
252 |
30,568 |
||||||
International
Paper |
381 |
17,633 |
||||||
LyondellBasell
Industries, Cl A |
254 |
26,932 |
||||||
Martin
Marietta Materials |
66 |
23,379 |
||||||
Mosaic |
377 |
23,532 |
||||||
Newmont |
861 |
62,724 |
||||||
Nucor |
254 |
39,314 |
||||||
Packaging
Corp of America |
123 |
19,824 |
||||||
PPG
Industries |
249 |
31,869 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Sealed
Air |
129 |
$ |
8,283 |
|||||
Sherwin-Williams |
250 |
68,740 |
||||||
Vulcan
Materials |
127 |
21,881 |
||||||
Westrock |
255 |
12,630 |
||||||
831,709 |
||||||||
Real Estate — 2.8% |
||||||||
Alexandria
Real Estate Equities ‡ |
125 |
22,770 |
||||||
American
Tower, Cl A ‡ |
442 |
106,531 |
||||||
AvalonBay
Communities ‡ |
125 |
28,435 |
||||||
Boston
Properties ‡ |
128 |
15,053 |
||||||
Camden
Property Trust ‡ |
200 |
31,378 |
||||||
CBRE
Group, Cl A * |
369 |
30,642 |
||||||
Crown
Castle International ‡ |
408 |
75,566 |
||||||
Digital
Realty Trust ‡ |
259 |
37,845 |
||||||
Duke
Realty ‡ |
379 |
20,750 |
||||||
Equinix
‡ |
92 |
66,155 |
||||||
Equity
Residential ‡ |
369 |
30,073 |
||||||
Essex
Property Trust ‡ |
57 |
18,768 |
||||||
Extra
Space Storage ‡ |
127 |
24,130 |
||||||
Federal
Realty Investment Trust ‡ |
60 |
7,024 |
||||||
Healthpeak
Properties ‡ |
521 |
17,094 |
||||||
Host
Hotels & Resorts ‡ |
756 |
15,385 |
||||||
Iron
Mountain ‡ |
257 |
13,809 |
||||||
Kimco
Realty ‡ |
571 |
14,463 |
||||||
Mid-America
Apartment Communities ‡ |
125 |
24,585 |
||||||
ProLogis
‡ |
754 |
120,859 |
||||||
Public
Storage ‡ |
146 |
54,239 |
||||||
Realty
Income ‡ |
519 |
35,998 |
||||||
Regency
Centers ‡ |
129 |
8,879 |
||||||
SBA
Communications, Cl A ‡ |
106 |
36,794 |
||||||
Simon
Property Group ‡ |
325 |
38,350 |
||||||
UDR
‡ |
266 |
14,154 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Ventas
‡ |
379 |
$ |
21,053 |
|||||
Vornado
Realty Trust ‡ |
129 |
4,994 |
||||||
Welltower
‡ |
435 |
39,502 |
||||||
Weyerhaeuser
‡ |
760 |
31,327 |
||||||
1,006,605 |
||||||||
Utilities — 2.8% |
||||||||
AES |
721 |
14,723 |
||||||
Alliant
Energy |
253 |
14,879 |
||||||
Ameren |
252 |
23,411 |
||||||
American
Electric Power |
503 |
49,852 |
||||||
American
Water Works |
190 |
29,275 |
||||||
Atmos
Energy |
123 |
13,948 |
||||||
CenterPoint
Energy |
625 |
19,131 |
||||||
CMS
Energy |
257 |
17,653 |
||||||
Consolidated
Edison |
375 |
34,778 |
||||||
Constellation
Energy |
333 |
19,717 |
||||||
Dominion
Energy |
761 |
62,128 |
||||||
DTE
Energy |
183 |
23,980 |
||||||
Duke
Energy |
761 |
83,832 |
||||||
Edison
International |
372 |
25,590 |
||||||
Entergy |
169 |
20,086 |
||||||
Evergy |
251 |
17,030 |
||||||
Eversource
Energy |
374 |
32,688 |
||||||
Exelon |
1,004 |
46,967 |
||||||
FirstEnergy |
588 |
25,466 |
||||||
NextEra
Energy |
1,989 |
141,259 |
||||||
NiSource |
382 |
11,124 |
||||||
NRG
Energy |
252 |
9,047 |
||||||
Pinnacle
West Capital |
125 |
8,900 |
||||||
PPL |
769 |
21,770 |
||||||
Public
Service Enterprise Group |
506 |
35,248 |
||||||
Sempra
Energy |
312 |
50,344 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Southern |
1,077 |
$ |
79,041 |
|||||
WEC
Energy Group |
302 |
30,215 |
||||||
Xcel
Energy |
518 |
37,949 |
||||||
1,000,031 |
||||||||
TOTAL
UNITED STATES |
35,054,702 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $38,494,497) |
35,301,724 |
|||||||
TOTAL INVESTMENTS — 99.9% |
||||||||
(Cost $38,494,497) |
$ |
35,301,724 |
||||||
Value |
||||||||
WRITTEN OPTIONS— (0.1)%(1) |
||||||||
UNITED STATES—
(0.1)% |
||||||||
(Premiums Received
$(378,527)) |
(76 |
) |
$ |
(42,709 |
) | |||
TOTAL WRITTEN OPTIONS |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS —
(0.1)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Mini-SPX
Index* |
(37 |
) |
$ |
(1,639,100 |
) |
$ |
443.00 |
05/20/22 |
$ |
(3,904 |
) | ||||||
S&P
500 Index* |
(39 |
) |
(17,277,000 |
) |
4,430.00 |
05/20/22 |
(38,805 |
) | |||||||||
Total Written
Options |
$ |
(18,916,100 |
) |
$ |
(42,709 |
) |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Covered Call & Growth ETF |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at April 30, 2022
was$35,301,724. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
35,301,724 |
$ |
— |
$ |
— |
$ |
35,301,724 |
||||||||
Total
Investments in Securities |
$ |
35,301,724 |
$ |
— |
$ |
— |
$ |
35,301,724 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Options |
$ |
(42,709 |
) |
$ |
– |
$ |
– |
$ |
(42,709 |
) | ||||||
Total Other Financial
Instruments |
$ |
(42,709 |
) |
$ |
– |
$ |
– |
$ |
(42,709 |
) |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
99.5% |
||||||||
UNITED STATES—
99.5% |
||||||||
Communication Services — 4.5% |
||||||||
Paramount
Global, 5.750% (A) |
68,874 |
$ |
2,958,138 |
|||||
Telephone
and Data Systems, 6.625% |
112,736 |
2,667,334 |
||||||
Telephone
and Data Systems, 6.000% |
180,514 |
3,651,798 |
||||||
9,277,270 |
||||||||
Consumer Discretionary — 3.4% |
||||||||
Qurate
Retail, 8.000% |
84,982 |
6,924,333 |
||||||
Consumer Staples — 1.7% |
||||||||
CHS,
Ser 3, 6.750%, ICE LIBOR USD 3 Month + 4.155% (B) |
133,073 |
3,523,773 |
||||||
Energy — 6.2% |
||||||||
Crestwood
Equity Partners, 9.250% |
484,529 |
4,796,837 |
||||||
Energy
Transfer, 7.600%, ICE LIBOR USD 3 Month + 5.161% (B) |
215,022 |
5,203,532 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Energy — continued |
||||||||
Energy
Transfer, 7.375%, ICE LIBOR USD 3 Month + 4.530% (B) |
120,366 |
$ |
2,861,100 |
|||||
12,861,469 |
||||||||
Financials — 66.7% |
||||||||
AGNC
Investment, 6.500%, ICE LIBOR USD 3 Month + 4.993% ‡,(B) |
110,910 |
2,657,404 |
||||||
AGNC
Investment, 6.125%, ICE LIBOR USD 3 Month + 4.697% ‡,(B) |
158,423 |
3,662,740 |
||||||
Allstate,
5.625% |
156,399 |
3,823,956 |
||||||
American
International Group, 5.850% |
133,039 |
3,292,715 |
||||||
Annaly
Capital Management, 6.950%, ICE LIBOR USD 3 Month + 4.993% ‡,(B) |
194,826 |
4,837,530 |
||||||
Annaly
Capital Management, 6.750%, ICE LIBOR USD 3 Month + 4.989% ‡,(B) |
121,117 |
2,996,435 |
||||||
Annaly
Capital Management, 6.500%, ICE LIBOR USD 3 Month + 4.172% ‡,(B) |
115,346 |
2,676,027 |
||||||
Apollo
Asset Management, 6.375% |
74,370 |
1,849,582 |
||||||
Athene
Holding, 6.350%, ICE LIBOR USD 3 Month + 4.253% (B) |
232,528 |
5,917,838 |
||||||
Bank of
America, 6.000% |
255,802 |
6,400,166 |
||||||
Bank of
America, 5.875% (A) |
163,108 |
3,992,884 |
||||||
Brighthouse
Financial, 5.375% |
152,305 |
3,260,850 |
||||||
Charles
Schwab, 5.950% |
204,484 |
5,157,086 |
||||||
Citigroup,
Ser J, 7.125%, ICE LIBOR USD 3 Month + 4.040% (B) |
81,425 |
2,125,192 |
||||||
Citigroup,
6.875%, ICE LIBOR USD 3 Month + 4.130% (B) |
128,411 |
3,405,460 |
||||||
Citigroup
Capital XIII, 7.609%, ICE LIBOR USD 3 Month + 6.370% (B) |
189,850 |
5,146,833 |
||||||
Citizens
Financial Group, 6.350%, ICE LIBOR USD 3 Month + 3.642% (B) |
79,635 |
2,060,157 |
||||||
Fifth
Third Bancorp, 6.625%, ICE LIBOR USD 3 Month + 3.710% (B) |
122,457 |
3,170,412 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Goldman
Sachs Group, 6.375%, ICE LIBOR USD 3 Month + 3.550% (B) |
186,301 |
$ |
4,769,306 |
|||||
JPMorgan
Chase, 6.000% |
216,679 |
5,427,809 |
||||||
JPMorgan
Chase, 5.750% |
200,466 |
4,921,440 |
||||||
Morgan
Stanley, Ser E, 7.125%, ICE LIBOR USD 3 Month + 4.320% (B) |
127,848 |
3,340,668 |
||||||
Morgan
Stanley, Ser F, 6.875%, ICE LIBOR USD 3 Month + 3.940% (B) |
126,678 |
3,293,628 |
||||||
Morgan
Stanley, 6.375%, ICE LIBOR USD 3 Month + 3.708% (B) |
148,990 |
3,878,210 |
||||||
New
Residential Investment, 7.000%, US Treas Yield Curve Rate T Note Const Mat
5 Yr + 6.223% ‡,(B) |
125,720 |
2,944,362 |
||||||
New
Residential Investment, 6.375%, ICE LIBOR USD 3 Month + 4.969% ‡,(B) |
109,517 |
2,344,759 |
||||||
New
York Community Bancorp, 6.375%, ICE LIBOR USD 3 Month + 3.821% (B) |
134,011 |
3,446,763 |
||||||
PNC
Financial Services Group, 5.353%, ICE LIBOR USD 3 Month + 4.067% (B) |
407,478 |
10,231,773 |
||||||
Regions
Financial, Ser B, 6.375%, ICE LIBOR USD 3 Month + 3.536% (B) |
132,249 |
3,398,799 |
||||||
Reinsurance
Group of America, 6.200%, ICE LIBOR USD 3 Month + 4.370% (B) |
108,510 |
2,758,324 |
||||||
State
Street, 5.900%, ICE LIBOR USD 3 Month + 3.108% (B) |
202,009 |
5,090,627 |
||||||
Synchrony
Financial, 5.625% |
198,424 |
4,103,408 |
||||||
Wells
Fargo, 6.625%, ICE LIBOR USD 3 Month + 3.690% (B) |
108,767 |
2,855,134 |
||||||
Wells
Fargo, 5.850%, ICE LIBOR USD 3 Month + 3.090% (B) |
221,820 |
5,410,190 |
||||||
Wells
Fargo, 5.625% |
88,854 |
2,096,954 |
||||||
136,745,421 |
||||||||
Health Care — 5.1% |
||||||||
Becton
Dickinson, 6.000% |
202,921 |
10,371,292 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperIncome™ Preferred ETF |
Shares/Face
Amount |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Industrials — 5.0% |
||||||||
Clarivate,
5.250% |
94,307 |
$ |
6,085,631 |
|||||
WESCO
International, 10.625%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
10.325% (B) |
146,781 |
4,190,598 |
||||||
10,276,229 |
||||||||
Real Estate — 1.8% |
||||||||
Brookfield
Property Preferred, 6.250% |
181,055 |
3,778,618 |
||||||
Utilities — 5.1% |
||||||||
Duke
Energy, 5.750% |
267,565 |
6,967,393 |
||||||
NiSource,
6.500%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 3.632% (B) |
133,413 |
3,491,418 |
||||||
10,458,811 |
||||||||
TOTAL
UNITED STATES |
204,217,216 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $217,106,825) |
204,217,216 |
|||||||
SHORT-TERM INVESTMENT(C)(D)
— 0.7% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $1,373,523) |
1,373,523 |
1,373,523 |
||||||
REPURCHASE AGREEMENT(C)
— 0.5% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $984,892
(collateralized by various U.S. Treasury Obligations, ranging in par value
$78,434 - $105,460, 0.250%, 09/30/2025, with a total market value of
$1,003,956) |
||||||||
(Cost $984,872) |
$ |
984,872 |
984,872 |
|||||
TOTAL INVESTMENTS — 100.7% |
||||||||
(Cost $219,465,220) |
$ |
206,575,611 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X SuperIncome™ Preferred ETF |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $2,307,309. |
(B) |
Variable or floating rate
security. The rate shown is the effective interest rate as of period end.
The rates on certain securities are not based on published reference rates
and spreads and are either determined by the issuer or agent based on
current market conditions; by using a formula based on the rates of
underlying loans; or by adjusting periodically based on prevailing
interest rates. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $2,358,395. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Preferred
Stock |
$ |
204,217,216 |
$ |
— |
$ |
— |
$ |
204,217,216 |
||||||||
Short-Term
Investment |
1,373,523 |
— |
— |
1,373,523 |
||||||||||||
Repurchase
Agreement |
— |
984,872 |
— |
984,872 |
||||||||||||
Total
Investments in Securities |
$ |
205,590,739 |
$ |
984,872 |
$ |
— |
$ |
206,575,611 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
94.2% |
||||||||
AUSTRIA — 6.1% |
||||||||
Utilities — 6.1% |
||||||||
Verbund |
67,791 |
$ |
7,308,964 |
|||||
BRAZIL — 9.4% |
||||||||
Utilities — 9.4% |
||||||||
Centrais
Eletricas Brasileiras |
830,506 |
6,788,676 |
||||||
Engie
Brasil Energia |
525,561 |
4,446,712 |
||||||
TOTAL
BRAZIL |
11,235,388 |
|||||||
CANADA — 8.7% |
||||||||
Utilities — 8.7% |
||||||||
Boralex,
Cl A |
65,943 |
1,986,984 |
||||||
Innergex
Renewable Energy |
123,933 |
1,667,891 |
||||||
Northland
Power |
145,863 |
4,424,794 |
||||||
TransAlta
Renewables |
171,725 |
2,394,382 |
||||||
TOTAL
CANADA |
10,474,051 |
|||||||
CHINA — 5.6% |
||||||||
Utilities — 5.6% |
||||||||
China
Longyuan Power Group, Cl H |
2,151,000 |
4,227,350 |
||||||
Xinyi
Energy Holdings |
4,571,600 |
2,476,284 |
||||||
TOTAL
CHINA |
6,703,634 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
DENMARK — 5.9% |
||||||||
Utilities — 5.9% |
||||||||
Orsted |
62,564 |
$ |
7,035,156 |
|||||
FRANCE — 3.2% |
||||||||
Utilities — 3.2% |
||||||||
Albioma |
20,721 |
1,105,006 |
||||||
Neoen |
68,879 |
2,775,768 |
||||||
TOTAL
FRANCE |
3,880,774 |
|||||||
GERMANY — 1.9% |
||||||||
Utilities — 1.9% |
||||||||
Encavis |
103,117 |
2,279,015 |
||||||
GREECE — 1.2% |
||||||||
Utilities — 1.2% |
||||||||
Terna
Energy |
74,057 |
1,387,529 |
||||||
HONG KONG — 0.5% |
||||||||
Utilities — 0.5% |
||||||||
Concord
New Energy Group |
5,905,200 |
549,416 |
||||||
INDIA — 1.7% |
||||||||
Utilities — 1.7% |
||||||||
Azure
Power Global *
(A) |
41,668 |
585,435 |
||||||
ReNew
Energy Global, Cl A * |
184,698 |
1,473,890 |
||||||
TOTAL
INDIA |
2,059,325 |
|||||||
ISRAEL — 2.0% |
||||||||
Utilities — 2.0% |
||||||||
Energix-Renewable
Energies |
332,607 |
1,139,696 |
||||||
Enlight
Renewable Energy * |
598,122 |
1,297,895 |
||||||
TOTAL
ISRAEL |
2,437,591 |
|||||||
ITALY — 4.3% |
||||||||
Utilities — 4.3% |
||||||||
ERG |
96,741 |
3,357,681 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Falck
Renewables * |
187,352 |
$ |
1,746,215 |
|||||
TOTAL
ITALY |
5,103,896 |
|||||||
JAPAN — 1.5% |
||||||||
Utilities — 1.5% |
||||||||
RENOVA
* |
51,177 |
638,725 |
||||||
West
Holdings |
29,438 |
1,186,063 |
||||||
TOTAL
JAPAN |
1,824,788 |
|||||||
NEW ZEALAND — 9.4% |
||||||||
Utilities — 9.4% |
||||||||
Contact
Energy |
501,356 |
2,661,820 |
||||||
Mercury
NZ |
877,323 |
3,450,732 |
||||||
Meridian
Energy |
1,659,097 |
5,104,218 |
||||||
TOTAL
NEW ZEALAND |
11,216,770 |
|||||||
RUSSIA — 0.3% |
||||||||
Utilities — 0.3% |
||||||||
RusHydro
PJSC *(B)(C)(D) |
271,804,543 |
308,013 |
||||||
RusHydro
PJSC ADR (B)(C)(D) |
196,668 |
22,287 |
||||||
TOTAL
RUSSIA |
330,300 |
|||||||
SOUTH AFRICA —
1.1% |
||||||||
Utilities — 1.1% |
||||||||
Scatec |
102,033 |
1,264,933 |
||||||
SPAIN — 9.7% |
||||||||
Utilities — 9.7% |
||||||||
Atlantica
Sustainable Infrastructure |
71,321 |
2,203,819 |
||||||
EDP
Renovaveis |
319,252 |
7,625,055 |
||||||
Solaria
Energia y Medio Ambiente * |
79,964 |
1,798,517 |
||||||
TOTAL
SPAIN |
11,627,391 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
THAILAND — 7.4% |
||||||||
Utilities — 7.4% |
||||||||
Absolute
Clean Energy NVDR |
6,610,239 |
$ |
602,159 |
|||||
BCPG
NVDR |
1,849,483 |
664,194 |
||||||
Energy
Absolute NVDR |
2,404,105 |
6,212,067 |
||||||
Gunkul
Engineering NVDR |
5,772,495 |
977,532 |
||||||
Super
Energy NVDR |
17,422,052 |
442,545 |
||||||
TOTAL
THAILAND |
8,898,497 |
|||||||
UNITED KINGDOM —
2.2% |
||||||||
Utilities — 2.2% |
||||||||
Drax
Group |
256,763 |
2,604,702 |
||||||
UNITED STATES —
12.1% |
||||||||
Energy — 4.8% |
||||||||
Enviva |
39,269 |
3,311,948 |
||||||
Gevo
*
(A) |
128,720 |
477,551 |
||||||
Renewable
Energy Group * |
32,287 |
1,971,444 |
||||||
5,760,943 |
||||||||
Industrials — 2.2% |
||||||||
Sunrun
* |
134,471 |
2,686,730 |
||||||
Utilities — 5.1% |
||||||||
NextEra
Energy Partners |
49,349 |
3,289,604 |
||||||
Ormat
Technologies |
36,028 |
2,799,376 |
||||||
6,088,980 |
||||||||
TOTAL
UNITED STATES |
14,536,653 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $130,520,847) |
112,758,773 |
|||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
Shares/Face
Amount |
Value |
|||||||
MASTER LIMITED PARTNERSHIP
— 5.3% |
||||||||
CANADA— 5.3% |
||||||||
Utilities — 5.3% |
||||||||
Brookfield
Renewable Partners, Cl A (Cost $5,109,277) |
178,217 |
$ |
6,307,073 |
|||||
SHORT-TERM INVESTMENT(E)(F)
— 0.4% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $488,409) |
488,409 |
488,409 |
||||||
REPURCHASE AGREEMENT(E)
— 0.3% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $350,217
(collateralized by various U.S. Treasury Obligations, ranging in par value
$27,890 - $37,500, 0.250%, 09/30/2025, with a total market value of
$356,992) |
||||||||
(Cost $350,210) |
$ |
350,210 |
350,210 |
|||||
TOTAL INVESTMENTS — 100.2% |
||||||||
(Cost $136,468,743) |
$ |
119,904,465 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $813,146. |
(B) |
Level 3 security in
accordance with fair value hierarchy. |
(C) |
Security considered
illiquid. The total value of such securities as of April 30, 2022 was
$330,300 and represented 0.3% of Net Assets. |
(D) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of April 30, 2022, was
$330,300 and represents 0.30% of Net Assets. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Renewable Energy Producers ETF |
(E) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $838,619. |
(F) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3(1) |
Total |
||||||||||||
Common
Stock |
$ |
108,166,094 |
$ |
4,262,379 |
$ |
330,300 |
$ |
112,758,773 |
||||||||
Master
Limited Partnership |
6,307,073 |
— |
— |
6,307,073 |
||||||||||||
Short-Term
Investment |
488,409 |
— |
— |
488,409 |
||||||||||||
Repurchase
Agreement |
— |
350,210 |
— |
350,210 |
||||||||||||
Total
Investments in Securities |
$ |
114,961,576 |
$ |
4,612,589 |
$ |
330,300 |
$ |
119,904,465 |
(1) |
A reconciliation of Level
3 investments and disclosures of significant unobservable inputs are
presented when the Fund has a significant amount of Level 3 investments at
the beginning and/or end of the year in relation to Net Assets. Management
has concluded that Level 3 investments are not material in relation to Net
Assets. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP
Semiconductors |
4,587 |
$ |
783,919 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
5,672 |
707,752 |
||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
8,623 |
2,690,031 |
||||||
UNITED STATES —
99.1% |
||||||||
Communication Services — 8.7% |
||||||||
Activision
Blizzard |
13,322 |
1,007,143 |
||||||
Alphabet,
Cl A * |
5,149 |
11,750,996 |
||||||
Alphabet,
Cl C * |
4,756 |
10,935,614 |
||||||
AT&T |
121,562 |
2,292,659 |
||||||
Charter
Communications, Cl A * |
2,084 |
892,973 |
||||||
Comcast,
Cl A |
77,874 |
3,096,270 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
DISH
Network, Cl A * |
4,655 |
$ |
132,714 |
|||||
Electronic
Arts |
4,845 |
571,952 |
||||||
Fox,
Cl A |
4,390 |
157,338 |
||||||
Fox,
Cl B |
2,864 |
95,199 |
||||||
Interpublic
Group |
7,318 |
238,713 |
||||||
Lumen
Technologies |
18,074 |
181,825 |
||||||
Match
Group * |
4,531 |
358,629 |
||||||
Meta
Platforms, Cl A * |
39,470 |
7,912,551 |
||||||
Netflix
* |
7,542 |
1,435,695 |
||||||
News,
Cl A |
7,215 |
143,290 |
||||||
News,
Cl B |
2,259 |
44,977 |
||||||
Omnicom
Group |
3,570 |
271,784 |
||||||
Paramount
Global, Cl B |
10,299 |
299,907 |
||||||
Take-Two
Interactive Software * |
2,154 |
257,425 |
||||||
T-Mobile
US * |
10,171 |
1,252,457 |
||||||
Twitter
* |
14,066 |
689,515 |
||||||
Verizon
Communications |
70,717 |
3,274,197 |
||||||
Walt
Disney * |
31,127 |
3,474,707 |
||||||
Warner
Bros Discovery * |
37,954 |
688,865 |
||||||
51,457,395 |
||||||||
Consumer Discretionary — 11.6% |
||||||||
Advance
Auto Parts |
917 |
183,061 |
||||||
Amazon.com
* |
7,585 |
18,853,504 |
||||||
Aptiv
* |
4,950 |
526,680 |
||||||
AutoZone
* |
338 |
660,949 |
||||||
Bath
& Body Works |
4,529 |
239,539 |
||||||
Best
Buy |
3,416 |
307,201 |
||||||
Booking
Holdings * |
727 |
1,606,895 |
||||||
BorgWarner |
4,068 |
149,824 |
||||||
CarMax
* |
2,737 |
234,780 |
||||||
Carnival
* |
13,671 |
236,508 |
||||||
Chipotle
Mexican Grill, Cl A * |
499 |
726,349 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Darden
Restaurants |
2,353 |
$ |
309,961 |
|||||
Dollar
General |
4,114 |
977,198 |
||||||
Dollar
Tree * |
3,911 |
635,342 |
||||||
Domino’s
Pizza |
588 |
198,744 |
||||||
DR
Horton |
5,659 |
393,810 |
||||||
eBay |
11,297 |
586,540 |
||||||
Etsy
* |
2,285 |
212,939 |
||||||
Expedia
Group * |
2,471 |
431,807 |
||||||
Ford
Motor |
68,390 |
968,402 |
||||||
Garmin |
2,580 |
283,129 |
||||||
General
Motors * |
25,380 |
962,156 |
||||||
Genuine
Parts |
2,713 |
352,826 |
||||||
Hasbro |
2,294 |
202,010 |
||||||
Hilton
Worldwide Holdings |
4,815 |
747,721 |
||||||
Home
Depot |
18,320 |
5,503,328 |
||||||
Las
Vegas Sands * |
6,241 |
221,119 |
||||||
Lennar,
Cl A |
4,731 |
361,874 |
||||||
LKQ |
4,576 |
227,107 |
||||||
Lowe’s |
11,845 |
2,342,112 |
||||||
Marriott
International, Cl A |
4,743 |
841,977 |
||||||
McDonald’s |
13,102 |
3,264,494 |
||||||
Mohawk
Industries * |
959 |
135,277 |
||||||
NIKE,
Cl B |
22,457 |
2,800,388 |
||||||
Norwegian
Cruise Line Holdings * |
6,151 |
123,205 |
||||||
NVR
* |
50 |
218,811 |
||||||
O’Reilly
Automotive * |
1,195 |
724,827 |
||||||
Penn
National Gaming * |
2,585 |
94,533 |
||||||
Pool |
794 |
321,745 |
||||||
PulteGroup |
5,114 |
213,561 |
||||||
PVH |
1,462 |
106,404 |
||||||
Ralph
Lauren, Cl A |
1,064 |
111,018 |
||||||
Ross
Stores |
6,160 |
614,583 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Starbucks |
20,684 |
$ |
1,543,854 |
|||||
Tapestry |
5,239 |
172,468 |
||||||
Target |
8,309 |
1,899,853 |
||||||
Tesla
* |
14,469 |
12,599,026 |
||||||
TJX |
21,130 |
1,294,846 |
||||||
Tractor
Supply |
2,014 |
405,720 |
||||||
Ulta
Beauty * |
850 |
337,280 |
||||||
Under
Armour, Cl A * |
3,542 |
54,405 |
||||||
Under
Armour, Cl C * |
3,144 |
44,613 |
||||||
VF |
5,116 |
266,032 |
||||||
Whirlpool |
1,184 |
214,920 |
||||||
Wynn
Resorts * |
1,975 |
139,198 |
||||||
Yum!
Brands |
5,073 |
593,592 |
||||||
68,780,045 |
||||||||
Consumer Staples — 6.8% |
||||||||
Altria
Group |
44,570 |
2,476,755 |
||||||
Archer-Daniels-Midland |
13,415 |
1,201,447 |
||||||
Brown-Forman,
Cl B |
5,516 |
371,999 |
||||||
Campbell
Soup |
6,567 |
310,094 |
||||||
Clorox |
3,575 |
512,905 |
||||||
Coca-Cola |
96,089 |
6,208,310 |
||||||
Colgate-Palmolive |
20,413 |
1,572,822 |
||||||
Conagra
Brands |
13,922 |
486,295 |
||||||
Constellation
Brands, Cl A |
3,888 |
956,798 |
||||||
Costco
Wholesale |
10,957 |
5,826,056 |
||||||
Estee
Lauder, Cl A |
5,629 |
1,486,394 |
||||||
General
Mills |
14,337 |
1,014,056 |
||||||
Hormel
Foods |
8,106 |
424,673 |
||||||
J M
Smucker |
3,161 |
432,836 |
||||||
Kellogg |
7,409 |
507,516 |
||||||
Kimberly-Clark |
8,025 |
1,114,111 |
||||||
Kraft
Heinz |
16,524 |
704,418 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Kroger |
15,875 |
$ |
856,615 |
|||||
Lamb
Weston Holdings |
4,187 |
276,761 |
||||||
McCormick |
5,761 |
579,384 |
||||||
Molson
Coors Beverage, Cl B |
5,406 |
292,681 |
||||||
Monster
Beverage * |
8,797 |
753,727 |
||||||
Procter
& Gamble |
59,414 |
9,538,918 |
||||||
Sysco |
12,091 |
1,033,539 |
||||||
Tyson
Foods, Cl A |
6,787 |
632,277 |
||||||
Walgreens
Boots Alliance |
16,923 |
717,535 |
||||||
40,288,922 |
||||||||
Energy — 4.2% |
||||||||
APA |
7,063 |
289,089 |
||||||
Baker
Hughes, Cl A |
14,117 |
437,909 |
||||||
Chevron |
32,662 |
5,117,155 |
||||||
ConocoPhillips |
22,085 |
2,109,559 |
||||||
Coterra
Energy |
11,911 |
342,918 |
||||||
Devon
Energy |
10,633 |
618,522 |
||||||
Diamondback
Energy |
2,848 |
359,503 |
||||||
EOG
Resources |
10,125 |
1,182,195 |
||||||
Exxon
Mobil |
72,186 |
6,153,856 |
||||||
Halliburton |
16,263 |
579,288 |
||||||
Hess |
4,872 |
502,157 |
||||||
Kinder
Morgan |
33,403 |
606,264 |
||||||
Marathon
Oil |
15,268 |
380,479 |
||||||
Marathon
Petroleum |
10,900 |
951,134 |
||||||
Occidental
Petroleum |
15,709 |
865,409 |
||||||
ONEOK |
7,653 |
484,664 |
||||||
Phillips
66 |
7,455 |
646,796 |
||||||
Pioneer
Natural Resources |
3,848 |
894,545 |
||||||
Schlumberger |
22,663 |
884,084 |
||||||
Valero
Energy |
6,418 |
715,479 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Williams |
20,850 |
$ |
714,946 |
|||||
24,835,951 |
||||||||
Financials — 11.1% |
||||||||
Aflac |
10,543 |
603,903 |
||||||
Allstate |
5,016 |
634,725 |
||||||
American
Express |
10,475 |
1,830,087 |
||||||
American
International Group |
14,682 |
859,044 |
||||||
Ameriprise
Financial |
1,992 |
528,856 |
||||||
Aon,
Cl A |
3,844 |
1,107,034 |
||||||
Arthur J
Gallagher |
3,525 |
593,927 |
||||||
Assurant |
1,104 |
200,795 |
||||||
Bank of
America |
122,972 |
4,387,641 |
||||||
Bank of
New York Mellon |
13,594 |
571,764 |
||||||
Berkshire
Hathaway, Cl B * |
31,398 |
10,136,216 |
||||||
BlackRock,
Cl A |
2,393 |
1,494,859 |
||||||
Brown
& Brown |
3,365 |
208,563 |
||||||
Capital
One Financial |
7,021 |
874,957 |
||||||
Cboe
Global Markets |
2,141 |
241,890 |
||||||
Charles
Schwab |
25,960 |
1,721,927 |
||||||
Chubb |
7,508 |
1,550,027 |
||||||
Cincinnati
Financial |
2,736 |
335,598 |
||||||
Citigroup |
33,454 |
1,612,817 |
||||||
Citizens
Financial Group |
7,151 |
281,749 |
||||||
CME
Group, Cl A |
6,152 |
1,349,380 |
||||||
Comerica |
2,203 |
180,426 |
||||||
Discover
Financial Services |
5,069 |
570,060 |
||||||
Everest
Re Group |
840 |
230,756 |
||||||
FactSet
Research Systems |
552 |
222,726 |
||||||
Fifth
Third Bancorp |
10,721 |
402,359 |
||||||
First
Republic Bank |
3,152 |
470,341 |
||||||
Franklin
Resources |
5,431 |
133,548 |
||||||
Globe
Life |
1,813 |
177,819 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Goldman
Sachs Group |
5,845 |
$ |
1,785,589 |
|||||
Hartford
Financial Services Group |
5,885 |
411,538 |
||||||
Huntington
Bancshares |
25,003 |
328,789 |
||||||
Intercontinental
Exchange |
9,670 |
1,119,883 |
||||||
Invesco |
5,547 |
101,954 |
||||||
JPMorgan
Chase |
50,585 |
6,037,826 |
||||||
KeyCorp |
16,161 |
312,069 |
||||||
Lincoln
National |
2,910 |
175,036 |
||||||
Loews |
3,357 |
210,954 |
||||||
M&T
Bank |
2,988 |
497,921 |
||||||
MarketAxess
Holdings |
583 |
153,685 |
||||||
Marsh
& McLennan |
8,681 |
1,403,718 |
||||||
MetLife |
12,478 |
819,555 |
||||||
Moody’s |
2,734 |
865,256 |
||||||
Morgan
Stanley |
24,166 |
1,947,538 |
||||||
MSCI,
Cl A |
1,387 |
584,274 |
||||||
Nasdaq |
2,203 |
346,686 |
||||||
Northern
Trust |
3,526 |
363,354 |
||||||
PNC
Financial Services Group |
7,302 |
1,212,862 |
||||||
Principal
Financial Group |
4,244 |
289,186 |
||||||
Progressive |
10,133 |
1,087,879 |
||||||
Prudential
Financial |
6,677 |
724,521 |
||||||
Raymond
James Financial |
3,517 |
342,767 |
||||||
Regions
Financial |
18,043 |
373,851 |
||||||
S&P
Global |
6,141 |
2,312,087 |
||||||
Signature
Bank NY |
937 |
226,988 |
||||||
State
Street |
5,774 |
386,685 |
||||||
SVB
Financial Group * |
1,025 |
499,831 |
||||||
Synchrony
Financial |
9,652 |
355,290 |
||||||
T
Rowe Price Group |
3,850 |
473,704 |
||||||
Travelers |
4,328 |
740,348 |
||||||
Truist
Financial |
23,022 |
1,113,114 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
US
Bancorp |
23,319 |
$ |
1,132,371 |
|||||
W R
Berkley |
3,444 |
228,992 |
||||||
Wells
Fargo |
67,738 |
2,955,409 |
||||||
Willis
Towers Watson |
2,218 |
476,559 |
||||||
Zions
Bancorp |
2,593 |
146,530 |
||||||
66,058,393 |
||||||||
Health Care — 13.3% |
||||||||
ABIOMED
* |
2,213 |
634,202 |
||||||
Align
Technology * |
3,688 |
1,069,188 |
||||||
AmerisourceBergen,
Cl A |
8,021 |
1,213,497 |
||||||
Anthem |
12,476 |
6,262,079 |
||||||
Baxter
International |
25,362 |
1,802,224 |
||||||
Boston
Scientific * |
72,762 |
3,064,008 |
||||||
Cardinal
Health |
13,567 |
787,564 |
||||||
Cerner |
15,913 |
1,490,093 |
||||||
Cigna |
16,529 |
4,079,027 |
||||||
CVS
Health |
67,530 |
6,491,659 |
||||||
DaVita
* |
3,282 |
355,670 |
||||||
DENTSPLY
SIRONA |
12,716 |
508,513 |
||||||
Dexcom
* |
4,914 |
2,007,762 |
||||||
Edwards
Lifesciences * |
31,930 |
3,377,555 |
||||||
Gilead
Sciences |
64,177 |
3,808,263 |
||||||
Henry
Schein * |
8,047 |
652,612 |
||||||
Hologic
* |
13,617 |
980,288 |
||||||
Humana |
6,560 |
2,916,314 |
||||||
IDEXX
Laboratories * |
4,311 |
1,855,799 |
||||||
Incyte
* |
9,146 |
685,584 |
||||||
Intuitive
Surgical * |
18,364 |
4,394,505 |
||||||
IQVIA
Holdings * |
9,683 |
2,110,797 |
||||||
Laboratory
Corp of America Holdings |
4,657 |
1,118,984 |
||||||
McKesson |
7,612 |
2,356,751 |
||||||
Medtronic |
69,183 |
7,219,938 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Mettler-Toledo
International * |
1,158 |
$ |
1,479,380 |
|||||
Quest
Diagnostics |
6,612 |
884,950 |
||||||
ResMed |
7,390 |
1,477,778 |
||||||
STERIS |
5,413 |
1,212,783 |
||||||
Stryker |
17,214 |
4,153,050 |
||||||
Teleflex |
2,470 |
705,481 |
||||||
Waters
* |
3,302 |
1,000,572 |
||||||
West
Pharmaceutical Services |
3,721 |
1,172,338 |
||||||
Zimmer
Biomet Holdings |
11,325 |
1,367,494 |
||||||
Zoetis,
Cl A |
24,264 |
4,300,794 |
||||||
78,997,496 |
||||||||
Industrials — 7.8% |
||||||||
3M |
13,565 |
1,956,344 |
||||||
Alaska
Air Group * |
3,309 |
179,977 |
||||||
Allegion |
2,062 |
235,563 |
||||||
American
Airlines Group * |
14,672 |
275,393 |
||||||
AMETEK |
5,394 |
681,046 |
||||||
AO
Smith |
3,023 |
176,634 |
||||||
Carrier
Global |
20,375 |
779,751 |
||||||
Caterpillar |
12,925 |
2,721,230 |
||||||
CH
Robinson Worldwide |
3,031 |
321,741 |
||||||
Cintas |
2,139 |
849,739 |
||||||
Copart
* |
5,025 |
571,091 |
||||||
CSX |
52,333 |
1,797,115 |
||||||
Cummins |
3,338 |
631,516 |
||||||
Deere |
6,700 |
2,529,585 |
||||||
Delta
Air Lines * |
14,764 |
635,295 |
||||||
Dover |
3,328 |
443,622 |
||||||
Eaton |
9,270 |
1,344,335 |
||||||
Emerson
Electric |
13,896 |
1,253,141 |
||||||
Equifax |
2,883 |
586,748 |
||||||
Expeditors
International of Washington |
3,858 |
382,212 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Fastenal |
13,211 |
$ |
730,700 |
|||||
FedEx |
5,730 |
1,138,780 |
||||||
Fortive |
8,230 |
473,225 |
||||||
Fortune
Brands Home & Security |
3,162 |
225,293 |
||||||
Generac
Holdings * |
1,415 |
310,423 |
||||||
Howmet
Aerospace |
8,768 |
299,164 |
||||||
IDEX |
1,700 |
322,694 |
||||||
Illinois
Tool Works |
6,703 |
1,321,228 |
||||||
Ingersoll
Rand |
9,288 |
408,301 |
||||||
JB
Hunt Transport Services |
1,961 |
335,037 |
||||||
Johnson
Controls International |
16,518 |
988,933 |
||||||
Masco |
6,145 |
323,780 |
||||||
Nielsen
Holdings |
9,523 |
255,312 |
||||||
Nordson |
1,118 |
241,141 |
||||||
Norfolk
Southern |
5,749 |
1,482,552 |
||||||
Old
Dominion Freight Line |
2,181 |
610,942 |
||||||
Otis
Worldwide |
10,236 |
745,590 |
||||||
PACCAR |
8,015 |
665,646 |
||||||
Parker-Hannifin |
3,050 |
826,001 |
||||||
Pentair |
3,708 |
188,181 |
||||||
Quanta
Services |
3,206 |
371,832 |
||||||
Republic
Services, Cl A |
4,808 |
645,570 |
||||||
Robert
Half International |
2,490 |
244,792 |
||||||
Rockwell
Automation |
2,636 |
666,038 |
||||||
Rollins |
5,757 |
193,090 |
||||||
Snap-On |
1,207 |
256,475 |
||||||
Southwest
Airlines * |
14,046 |
656,229 |
||||||
Stanley
Black & Decker |
3,722 |
447,198 |
||||||
Trane
Technologies |
5,545 |
775,690 |
||||||
TransDigm
Group * |
1,136 |
675,704 |
||||||
Union
Pacific |
15,286 |
3,581,357 |
||||||
United
Airlines Holdings * |
7,302 |
368,751 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
United
Parcel Service, Cl B |
17,496 |
$ |
3,148,930 |
|||||
United
Rentals * |
1,598 |
505,799 |
||||||
Verisk
Analytics, Cl A |
3,693 |
753,557 |
||||||
Waste
Management |
9,040 |
1,486,538 |
||||||
Westinghouse
Air Brake Technologies |
4,348 |
390,929 |
||||||
WW
Grainger |
1,019 |
509,531 |
||||||
Xylem |
4,203 |
338,342 |
||||||
46,261,353 |
||||||||
Information Technology — 27.4% |
||||||||
Accenture,
Cl A |
10,737 |
3,224,965 |
||||||
Adobe
* |
8,141 |
3,223,429 |
||||||
Advanced
Micro Devices * |
27,953 |
2,390,541 |
||||||
Akamai
Technologies * |
2,993 |
336,054 |
||||||
Amphenol,
Cl A |
10,322 |
738,023 |
||||||
Analog
Devices |
9,326 |
1,439,748 |
||||||
ANSYS
* |
1,489 |
410,502 |
||||||
Apple |
265,722 |
41,891,073 |
||||||
Applied
Materials |
15,237 |
1,681,403 |
||||||
Arista
Networks * |
4,072 |
470,601 |
||||||
Autodesk
* |
3,763 |
712,261 |
||||||
Automatic
Data Processing |
7,286 |
1,589,659 |
||||||
Broadcom |
7,010 |
3,886,274 |
||||||
Broadridge
Financial Solutions |
2,010 |
289,701 |
||||||
Cadence
Design Systems * |
4,752 |
716,839 |
||||||
CDW |
2,342 |
382,168 |
||||||
Ceridian
HCM Holding * |
1,921 |
107,826 |
||||||
Cisco
Systems |
71,852 |
3,519,311 |
||||||
Citrix
Systems * |
2,355 |
235,736 |
||||||
Cognizant
Technology Solutions, Cl A |
9,069 |
733,682 |
||||||
DXC
Technology * |
4,849 |
139,166 |
||||||
Enphase
Energy * |
2,286 |
368,960 |
||||||
EPAM
Systems * |
816 |
216,232 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
F5
* |
1,190 |
$ |
199,218 |
|||||
Fidelity
National Information Services |
10,668 |
1,057,732 |
||||||
Fiserv
* |
10,438 |
1,022,089 |
||||||
FleetCor
Technologies * |
1,508 |
376,276 |
||||||
Fortinet
* |
2,330 |
673,393 |
||||||
Gartner
* |
1,391 |
404,155 |
||||||
Global
Payments |
5,008 |
685,996 |
||||||
Hewlett
Packard Enterprise |
24,520 |
377,853 |
||||||
HP |
20,530 |
752,014 |
||||||
Intel |
69,398 |
3,025,059 |
||||||
International
Business Machines |
15,511 |
2,050,709 |
||||||
Intuit |
4,739 |
1,984,456 |
||||||
IPG
Photonics * |
821 |
77,568 |
||||||
Jack
Henry & Associates |
1,223 |
231,856 |
||||||
Juniper
Networks |
6,567 |
206,992 |
||||||
Keysight
Technologies * |
3,199 |
448,724 |
||||||
KLA |
2,597 |
829,118 |
||||||
Lam
Research |
2,452 |
1,142,044 |
||||||
Mastercard,
Cl A |
14,877 |
5,406,004 |
||||||
Microchip
Technology |
9,418 |
614,054 |
||||||
Micron
Technology |
19,466 |
1,327,387 |
||||||
Microsoft |
128,480 |
35,655,770 |
||||||
Monolithic
Power Systems |
788 |
309,085 |
||||||
Motorola
Solutions |
2,835 |
605,811 |
||||||
NetApp |
3,753 |
274,907 |
||||||
NortonLifeLock |
9,816 |
245,793 |
||||||
NVIDIA |
43,034 |
7,981,516 |
||||||
Oracle |
27,243 |
1,999,636 |
||||||
Paychex |
5,533 |
701,197 |
||||||
Paycom
Software * |
910 |
256,138 |
||||||
PayPal
Holdings * |
20,041 |
1,762,205 |
||||||
PTC
* |
1,831 |
209,119 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Qorvo
* |
1,938 |
$ |
220,506 |
|||||
QUALCOMM |
18,992 |
2,652,992 |
||||||
Roper
Technologies |
2,430 |
1,141,906 |
||||||
Salesforce
* |
16,839 |
2,962,654 |
||||||
Seagate
Technology Holdings |
3,521 |
288,863 |
||||||
ServiceNow
* |
3,448 |
1,648,489 |
||||||
Skyworks
Solutions |
2,757 |
312,368 |
||||||
SolarEdge
Technologies * |
766 |
191,814 |
||||||
Synopsys
* |
2,591 |
743,073 |
||||||
Teledyne
Technologies * |
837 |
361,207 |
||||||
Teradyne |
2,846 |
300,139 |
||||||
Texas
Instruments |
16,072 |
2,736,258 |
||||||
Trimble
* |
4,323 |
288,344 |
||||||
Tyler
Technologies * |
751 |
296,427 |
||||||
VeriSign
* |
1,587 |
283,581 |
||||||
Visa,
Cl A |
28,763 |
6,130,258 |
||||||
Western
Digital * |
5,660 |
300,376 |
||||||
Zebra
Technologies, Cl A * |
946 |
349,698 |
||||||
162,806,981 |
||||||||
Materials — 2.4% |
||||||||
Air
Products & Chemicals |
3,770 |
882,444 |
||||||
Albemarle |
2,128 |
410,342 |
||||||
Amcor |
28,209 |
334,559 |
||||||
Avery
Dennison |
1,493 |
269,636 |
||||||
Ball |
5,600 |
454,496 |
||||||
Celanese,
Cl A |
1,923 |
282,566 |
||||||
CF
Industries Holdings |
4,144 |
401,264 |
||||||
Corteva |
12,558 |
724,471 |
||||||
Dow |
12,798 |
851,067 |
||||||
DuPont
de Nemours |
8,978 |
591,920 |
||||||
Eastman
Chemical |
2,563 |
263,143 |
||||||
Ecolab |
4,332 |
733,581 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
FMC |
2,502 |
$ |
331,615 |
|||||
Freeport-McMoRan |
25,206 |
1,022,103 |
||||||
International
Flavors & Fragrances |
4,575 |
554,947 |
||||||
International
Paper |
6,661 |
308,271 |
||||||
LyondellBasell
Industries, Cl A |
4,636 |
491,555 |
||||||
Martin
Marietta Materials |
1,069 |
378,661 |
||||||
Mosaic |
6,510 |
406,354 |
||||||
Newmont |
13,746 |
1,001,396 |
||||||
Nucor |
4,966 |
768,637 |
||||||
Packaging
Corp of America |
1,656 |
266,898 |
||||||
PPG
Industries |
4,208 |
538,582 |
||||||
Sealed
Air |
2,724 |
174,908 |
||||||
Sherwin-Williams |
4,242 |
1,166,380 |
||||||
Vulcan
Materials |
2,451 |
422,283 |
||||||
Westrock |
4,800 |
237,744 |
||||||
14,269,823 |
||||||||
Real Estate — 2.9% |
||||||||
Alexandria
Real Estate Equities ‡ |
2,442 |
444,835 |
||||||
American
Tower, Cl A ‡ |
8,208 |
1,978,292 |
||||||
AvalonBay
Communities ‡ |
2,567 |
583,941 |
||||||
Boston
Properties ‡ |
2,767 |
325,399 |
||||||
CBRE
Group, Cl A * |
5,955 |
494,503 |
||||||
Crown
Castle International ‡ |
7,828 |
1,449,824 |
||||||
Digital
Realty Trust ‡ |
5,002 |
730,892 |
||||||
Duke
Realty ‡ |
6,687 |
366,113 |
||||||
Equinix
‡ |
1,556 |
1,118,888 |
||||||
Equity
Residential ‡ |
6,015 |
490,223 |
||||||
Essex
Property Trust ‡ |
1,258 |
414,222 |
||||||
Extra
Space Storage ‡ |
2,361 |
448,590 |
||||||
Federal
Realty Investment Trust ‡ |
1,280 |
149,837 |
||||||
Host
Hotels & Resorts ‡ |
13,677 |
278,327 |
||||||
Iron
Mountain ‡ |
4,957 |
266,340 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Kimco
Realty ‡ |
10,605 |
$ |
268,625 |
|||||
Mid-America
Apartment Communities ‡ |
2,083 |
409,684 |
||||||
ProLogis
‡ |
13,256 |
2,124,804 |
||||||
Public
Storage ‡ |
2,749 |
1,021,254 |
||||||
Realty
Income ‡ |
9,495 |
658,573 |
||||||
Regency
Centers ‡ |
2,851 |
196,234 |
||||||
SBA
Communications, Cl A ‡ |
2,004 |
695,608 |
||||||
Simon
Property Group ‡ |
5,869 |
692,542 |
||||||
UDR
‡ |
5,214 |
277,437 |
||||||
Vornado
Realty Trust ‡ |
3,051 |
118,104 |
||||||
Welltower
‡ |
7,829 |
710,952 |
||||||
Weyerhaeuser
‡ |
14,000 |
577,080 |
||||||
17,291,123 |
||||||||
Utilities — 2.9% |
||||||||
AES |
12,322 |
251,615 |
||||||
Alliant
Energy |
4,481 |
263,528 |
||||||
Ameren |
4,606 |
427,897 |
||||||
American
Electric Power |
8,524 |
844,814 |
||||||
American
Water Works |
3,150 |
485,352 |
||||||
Atmos
Energy |
2,176 |
246,758 |
||||||
CenterPoint
Energy |
9,951 |
304,600 |
||||||
CMS
Energy |
5,227 |
359,043 |
||||||
Consolidated
Edison |
5,978 |
554,400 |
||||||
Constellation
Energy |
5,591 |
331,043 |
||||||
Dominion
Energy |
13,933 |
1,137,490 |
||||||
DTE
Energy |
3,466 |
454,185 |
||||||
Duke
Energy |
13,411 |
1,477,356 |
||||||
Edison
International |
6,492 |
446,585 |
||||||
Entergy |
3,533 |
419,897 |
||||||
Evergy |
4,346 |
294,876 |
||||||
Eversource
Energy |
5,994 |
523,876 |
||||||
Exelon |
16,737 |
782,957 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
FirstEnergy |
9,562 |
$ |
414,130 |
|||||
NextEra
Energy |
33,987 |
2,413,757 |
||||||
NiSource |
6,451 |
187,853 |
||||||
NRG
Energy |
4,916 |
176,484 |
||||||
Pinnacle
West Capital |
2,128 |
151,514 |
||||||
PPL |
13,379 |
378,759 |
||||||
Public
Service Enterprise Group |
8,563 |
596,498 |
||||||
Sempra
Energy |
5,522 |
891,030 |
||||||
Southern |
18,233 |
1,338,120 |
||||||
WEC
Energy Group |
5,429 |
543,171 |
||||||
Xcel
Energy |
9,676 |
708,864 |
||||||
17,406,452 |
||||||||
TOTAL
UNITED STATES |
588,453,934 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $495,290,207) |
592,635,636 |
|||||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $495,290,207) |
$ |
592,635,636 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.3% |
||||||||
AUSTRALIA — 12.7% |
||||||||
Communication Services — 0.1% |
||||||||
REA
Group |
23 |
$ |
2,115 |
|||||
Telstra |
2,103 |
6,038 |
||||||
TPG
Telecom |
272 |
1,137 |
||||||
9,290 |
||||||||
Consumer Discretionary — 0.5% |
||||||||
Aristocrat
Leisure |
345 |
8,252 |
||||||
Wesfarmers |
573 |
20,120 |
||||||
28,372 |
||||||||
Consumer Staples — 0.7% |
||||||||
Coles
Group |
1,206 |
16,027 |
||||||
Woolworths
Group |
1,070 |
29,283 |
||||||
45,310 |
||||||||
Energy — 0.3% |
||||||||
Santos |
1,528 |
8,687 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Woodside
Petroleum |
480 |
$ |
10,626 |
|||||
19,313 |
||||||||
Financials — 3.1% |
||||||||
ASX |
94 |
5,790 |
||||||
Australia
& New Zealand Banking Group |
1,312 |
25,454 |
||||||
Commonwealth
Bank of Australia |
818 |
60,387 |
||||||
Insurance
Australia Group |
1,197 |
3,862 |
||||||
Macquarie
Group |
167 |
24,564 |
||||||
National
Australia Bank |
1,541 |
35,733 |
||||||
QBE
Insurance Group |
737 |
6,453 |
||||||
Suncorp
Group |
628 |
5,114 |
||||||
Westpac
Banking |
1,690 |
28,668 |
||||||
196,025 |
||||||||
Health Care — 3.9% |
||||||||
Cochlear |
137 |
22,562 |
||||||
CSL |
994 |
193,056 |
||||||
Sonic
Healthcare |
999 |
26,076 |
||||||
241,694 |
||||||||
Industrials — 0.4% |
||||||||
Brambles |
828 |
6,208 |
||||||
Reece |
134 |
1,667 |
||||||
Transurban
Group |
1,646 |
16,774 |
||||||
24,649 |
||||||||
Materials — 3.2% |
||||||||
BHP
Group |
2,483 |
84,716 |
||||||
Fortescue
Metals Group |
870 |
13,373 |
||||||
Glencore |
5,433 |
33,921 |
||||||
Newcrest
Mining |
427 |
8,157 |
||||||
Rio
Tinto |
185 |
14,834 |
||||||
Rio
Tinto |
522 |
37,395 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
South32 |
2,439 |
$ |
8,268 |
|||||
200,664 |
||||||||
Real Estate — 0.4% |
||||||||
Dexus
‡ |
538 |
4,271 |
||||||
Goodman
Group ‡ |
835 |
14,229 |
||||||
Scentre
Group ‡ |
2,580 |
5,482 |
||||||
23,982 |
||||||||
Utilities — 0.1% |
||||||||
APA
Group |
564 |
4,605 |
||||||
TOTAL
AUSTRALIA |
793,904 |
|||||||
AUSTRIA — 0.3% |
||||||||
Communication Services — 0.0% |
||||||||
Telekom
Austria, Cl A |
71 |
509 |
||||||
Energy — 0.1% |
||||||||
OMV |
71 |
3,678 |
||||||
Financials — 0.1% |
||||||||
BAWAG
Group |
34 |
1,640 |
||||||
Erste
Group Bank |
157 |
4,913 |
||||||
Raiffeisen
Bank International * |
69 |
799 |
||||||
7,352 |
||||||||
Industrials — 0.0% |
||||||||
ANDRITZ |
44 |
1,892 |
||||||
Information Technology — 0.0% |
||||||||
ams-OSRAM
* |
140 |
1,751 |
||||||
Materials — 0.0% |
||||||||
voestalpine |
57 |
1,507 |
||||||
Utilities — 0.1% |
||||||||
Verbund |
33 |
3,558 |
||||||
TOTAL
AUSTRIA |
20,247 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
BELGIUM — 1.6% |
||||||||
Consumer Staples — 0.7% |
||||||||
Anheuser-Busch
InBev |
769 |
$ |
44,944 |
|||||
Financials — 0.3% |
||||||||
Groupe
Bruxelles Lambert |
44 |
4,204 |
||||||
KBC
Group |
162 |
11,112 |
||||||
Sofina |
4 |
1,241 |
||||||
16,557 |
||||||||
Health Care — 0.5% |
||||||||
UCB |
260 |
29,733 |
||||||
Materials — 0.1% |
||||||||
Solvay |
42 |
4,012 |
||||||
Umicore |
101 |
3,935 |
||||||
7,947 |
||||||||
TOTAL
BELGIUM |
99,181 |
|||||||
BRAZIL — 0.1% |
||||||||
Materials — 0.1% |
||||||||
Yara
International |
75 |
3,870 |
||||||
CHILE — 0.0% |
||||||||
Materials — 0.0% |
||||||||
Antofagasta |
147 |
2,862 |
||||||
CHINA — 0.8% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
Prosus |
450 |
22,118 |
||||||
Consumer Staples — 0.2% |
||||||||
Budweiser
Brewing APAC |
1,800 |
4,538 |
||||||
Wilmar
International |
2,891 |
9,295 |
||||||
13,833 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — 0.1% |
||||||||
BOC
Hong Kong Holdings |
2,100 |
$ |
7,668 |
|||||
Health Care — 0.0% |
||||||||
China
Evergrande New Energy Vehicle Group *
(A)(B)(C) |
5,700 |
2,092 |
||||||
Utilities — 0.1% |
||||||||
ENN
Energy Holdings |
300 |
4,049 |
||||||
TOTAL
CHINA |
49,760 |
|||||||
DENMARK — 1.7% |
||||||||
Consumer Staples — 0.2% |
||||||||
Carlsberg,
Cl B |
89 |
11,465 |
||||||
Health Care — 0.5% |
||||||||
Coloplast,
Cl B |
248 |
33,729 |
||||||
Industrials — 0.8% |
||||||||
AP
Moller - Maersk, Cl A |
2 |
5,729 |
||||||
AP
Moller - Maersk, Cl B |
3 |
8,798 |
||||||
DSV |
115 |
19,082 |
||||||
Vestas
Wind Systems |
542 |
14,053 |
||||||
47,662 |
||||||||
Utilities — 0.2% |
||||||||
Orsted |
94 |
10,570 |
||||||
TOTAL
DENMARK |
103,426 |
|||||||
FINLAND — 1.1% |
||||||||
Energy — 0.1% |
||||||||
Neste |
207 |
8,997 |
||||||
Financials — 0.5% |
||||||||
Nordea
Bank Abp |
1,679 |
16,976 |
||||||
Sampo,
Cl A |
247 |
12,093 |
||||||
29,069 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.2% |
||||||||
Kone,
Cl B |
217 |
$ |
10,551 |
|||||
Information Technology — 0.2% |
||||||||
Nokia |
2,611 |
13,416 |
||||||
Materials — 0.1% |
||||||||
Stora
Enso, Cl R |
312 |
6,219 |
||||||
Utilities — 0.0% |
||||||||
Fortum |
218 |
3,657 |
||||||
TOTAL
FINLAND |
71,909 |
|||||||
FRANCE — 8.8% |
||||||||
Communication Services — 0.0% |
||||||||
Adevinta,
Cl B * |
141 |
1,115 |
||||||
Consumer Discretionary — 1.2% |
||||||||
Christian
Dior |
1 |
623 |
||||||
EssilorLuxottica |
157 |
27,130 |
||||||
Hermes
International |
19 |
23,782 |
||||||
Kering |
41 |
22,193 |
||||||
73,728 |
||||||||
Consumer Staples — 1.2% |
||||||||
Danone |
613 |
37,275 |
||||||
Pernod
Ricard |
180 |
37,532 |
||||||
74,807 |
||||||||
Energy — 0.9% |
||||||||
TotalEnergies |
1,165 |
58,040 |
||||||
Financials — 2.3% |
||||||||
AXA |
992 |
26,644 |
||||||
BNP
Paribas |
540 |
28,316 |
||||||
LVMH
Moet Hennessy Louis Vuitton |
138 |
90,189 |
||||||
145,149 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.8% |
||||||||
Cie
de Saint-Gobain |
284 |
$ |
16,877 |
|||||
Credit
Agricole |
669 |
7,323 |
||||||
Vinci |
280 |
27,424 |
||||||
51,624 |
||||||||
Information Technology — 0.3% |
||||||||
Dassault
Systemes |
339 |
15,212 |
||||||
Materials — 1.9% |
||||||||
Air
Liquide |
235 |
40,990 |
||||||
L’Oreal |
209 |
76,927 |
||||||
117,917 |
||||||||
Utilities — 0.2% |
||||||||
Electricite
de France |
269 |
2,465 |
||||||
Engie |
855 |
10,212 |
||||||
12,677 |
||||||||
TOTAL
FRANCE |
550,269 |
|||||||
GERMANY — 7.6% |
||||||||
Communication Services — 0.5% |
||||||||
Deutsche
Telekom |
1,597 |
29,601 |
||||||
Consumer Discretionary — 1.0% |
||||||||
adidas |
92 |
18,802 |
||||||
Bayerische
Motoren Werke |
167 |
13,832 |
||||||
Mercedes-Benz
Group |
432 |
30,580 |
||||||
Volkswagen |
19 |
4,193 |
||||||
67,407 |
||||||||
Consumer Staples — 0.2% |
||||||||
Beiersdorf |
89 |
8,996 |
||||||
Henkel
& KGaA |
88 |
5,626 |
||||||
14,622 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — 1.3% |
||||||||
Allianz |
192 |
$ |
43,791 |
|||||
Deutsche
Boerse |
94 |
16,481 |
||||||
Muenchener
Rueckversicherungs-Gesellschaft in Muenchen |
66 |
15,826 |
||||||
76,098 |
||||||||
Health Care — 1.3% |
||||||||
BioNTech
ADR |
169 |
23,454 |
||||||
Fresenius
Medical Care & KGaA |
414 |
25,961 |
||||||
Siemens
Healthineers |
589 |
31,851 |
||||||
81,266 |
||||||||
Industrials — 1.3% |
||||||||
Daimler
Truck Holding * |
270 |
7,349 |
||||||
Deutsche
Post |
539 |
23,268 |
||||||
Hapag-Lloyd |
1 |
404 |
||||||
Siemens |
435 |
54,050 |
||||||
85,071 |
||||||||
Information Technology — 1.2% |
||||||||
Infineon
Technologies |
627 |
18,157 |
||||||
SAP |
530 |
54,548 |
||||||
72,705 |
||||||||
Materials — 0.4% |
||||||||
BASF |
460 |
24,463 |
||||||
Real Estate — 0.2% |
||||||||
Vonovia |
369 |
14,793 |
||||||
Utilities — 0.2% |
||||||||
E.ON |
1,103 |
11,555 |
||||||
TOTAL
GERMANY |
477,581 |
|||||||
HONG KONG — 2.8% |
||||||||
Financials — 1.7% |
||||||||
AIA
Group |
5,965 |
59,109 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Hang
Seng Bank |
280 |
$ |
4,978 |
|||||
Hong
Kong Exchanges & Clearing |
594 |
25,574 |
||||||
Prudential |
1,273 |
16,142 |
||||||
105,803 |
||||||||
Industrials — 0.5% |
||||||||
Jardine
Matheson Holdings |
154 |
8,182 |
||||||
MTR |
900 |
4,801 |
||||||
Techtronic
Industries |
1,132 |
15,351 |
||||||
28,334 |
||||||||
Real Estate — 0.4% |
||||||||
CK
Asset Holdings |
1,100 |
7,486 |
||||||
Henderson
Land Development |
400 |
1,624 |
||||||
Link
REIT ‡ |
1,000 |
8,679 |
||||||
Sun
Hung Kai Properties |
890 |
10,317 |
||||||
28,106 |
||||||||
Utilities — 0.2% |
||||||||
CLP
Holdings |
900 |
8,775 |
||||||
Hong
Kong & China Gas |
4,910 |
5,438 |
||||||
14,213 |
||||||||
TOTAL
HONG KONG |
176,456 |
|||||||
IRELAND — 0.5% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
Flutter
Entertainment * |
75 |
7,641 |
||||||
Industrials — 0.1% |
||||||||
Kingspan
Group |
84 |
7,892 |
||||||
Materials — 0.3% |
||||||||
CRH |
366 |
14,742 |
||||||
TOTAL
IRELAND |
30,275 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
ISRAEL — 0.8% |
||||||||
Communication Services — 0.0% |
||||||||
Bezeq
The Israeli Telecommunication |
928 |
$ |
1,481 |
|||||
Consumer Discretionary — 0.0% |
||||||||
Global-e
Online * |
2 |
45 |
||||||
Financials — 0.3% |
||||||||
Bank
Hapoalim |
577 |
5,384 |
||||||
Bank
Leumi Le-Israel |
725 |
7,659 |
||||||
First
International Bank of Israel |
26 |
1,099 |
||||||
Israel
Discount Bank, Cl A |
580 |
3,454 |
||||||
Mizrahi
Tefahot Bank |
69 |
2,571 |
||||||
Plus500 |
52 |
1,018 |
||||||
21,185 |
||||||||
Industrials — 0.1% |
||||||||
Kornit
Digital * |
27 |
1,795 |
||||||
Shapir
Engineering and Industry |
74 |
697 |
||||||
2,492 |
||||||||
Information Technology — 0.3% |
||||||||
Check
Point Software Technologies * |
52 |
6,567 |
||||||
JFrog
* |
35 |
731 |
||||||
Nice
* |
27 |
5,553 |
||||||
Nova
* |
14 |
1,352 |
||||||
Tower
Semiconductor * |
40 |
1,927 |
||||||
Wix.com
* |
25 |
1,887 |
||||||
18,017 |
||||||||
Real Estate — 0.1% |
||||||||
Amot
Investments |
6 |
46 |
||||||
Azrieli
Group |
21 |
1,816 |
||||||
Big
Shopping Centers |
1 |
152 |
||||||
Melisron
* |
2 |
164 |
||||||
Mivne
Real Estate KD |
181 |
683 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Strauss
Group |
45 |
$ |
1,205 |
|||||
4,066 |
||||||||
TOTAL
ISRAEL |
47,286 |
|||||||
ITALY — 2.0% |
||||||||
Consumer Discretionary — 0.3% |
||||||||
Ferrari |
68 |
14,563 |
||||||
Moncler |
108 |
5,729 |
||||||
PRADA |
100 |
624 |
||||||
20,916 |
||||||||
Consumer Staples — 0.1% |
||||||||
Davide
Campari-Milano |
495 |
5,632 |
||||||
Energy — 0.2% |
||||||||
Eni |
1,170 |
16,527 |
||||||
Financials — 0.7% |
||||||||
Assicurazioni
Generali |
585 |
11,170 |
||||||
Intesa
Sanpaolo |
8,181 |
16,871 |
||||||
Poste
Italiane |
226 |
2,236 |
||||||
UniCredit |
1,058 |
9,939 |
||||||
40,216 |
||||||||
Industrials — 0.1% |
||||||||
Atlantia |
273 |
6,575 |
||||||
Utilities — 0.6% |
||||||||
Enel |
3,702 |
24,284 |
||||||
Snam |
1,049 |
5,781 |
||||||
Terna -
Rete Elettrica Nazionale |
697 |
5,711 |
||||||
35,776 |
||||||||
TOTAL
ITALY |
125,642 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
JAPAN — 26.5% |
||||||||
Communication Services — 2.0% |
||||||||
Dentsu
Group |
125 |
$ |
4,539 |
|||||
KDDI |
758 |
25,362 |
||||||
Nexon |
238 |
5,459 |
||||||
Nintendo |
53 |
24,508 |
||||||
Nippon
Telegraph & Telephone |
547 |
16,242 |
||||||
SoftBank |
1,325 |
15,494 |
||||||
SoftBank
Group |
646 |
26,272 |
||||||
Toho |
71 |
2,647 |
||||||
Z
Holdings |
1,329 |
5,279 |
||||||
125,802 |
||||||||
Consumer Discretionary — 4.6% |
||||||||
Aisin |
92 |
2,684 |
||||||
Bandai
Namco Holdings |
115 |
7,863 |
||||||
Bridgestone |
320 |
11,774 |
||||||
Denso |
272 |
16,705 |
||||||
Fast
Retailing |
31 |
14,395 |
||||||
Hikari
Tsushin |
4 |
471 |
||||||
Honda
Motor |
916 |
24,173 |
||||||
Isuzu
Motors |
351 |
4,110 |
||||||
Koito
Manufacturing |
67 |
2,474 |
||||||
Nissan
Motor * |
1,315 |
5,247 |
||||||
Nitori
Holdings |
44 |
4,534 |
||||||
Oriental
Land |
121 |
18,468 |
||||||
Pan
Pacific International Holdings |
295 |
4,579 |
||||||
Panasonic
Holdings |
1,252 |
11,214 |
||||||
Rakuten
Group * |
476 |
3,373 |
||||||
Sekisui
Chemical |
235 |
3,191 |
||||||
Sekisui
House |
354 |
6,172 |
||||||
Sharp |
111 |
942 |
||||||
Shimano |
46 |
8,273 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Subaru |
328 |
$ |
4,960 |
|||||
Sumitomo
Electric Industries |
408 |
4,404 |
||||||
Suzuki
Motor |
269 |
8,114 |
||||||
Toyota
Motor |
6,718 |
115,916 |
||||||
Yamaha |
90 |
3,473 |
||||||
ZOZO |
82 |
1,747 |
||||||
289,256 |
||||||||
Consumer Staples — 2.4% |
||||||||
Aeon |
779 |
14,842 |
||||||
Asahi
Group Holdings |
460 |
17,266 |
||||||
Kao |
417 |
16,836 |
||||||
Kirin
Holdings |
737 |
10,811 |
||||||
Kobe
Bussan |
120 |
2,964 |
||||||
Kose |
27 |
2,801 |
||||||
Nissin
Foods Holdings |
75 |
5,239 |
||||||
Seven
& i Holdings |
716 |
31,600 |
||||||
Shiseido |
358 |
16,955 |
||||||
Suntory
Beverage & Food |
119 |
4,712 |
||||||
Unicharm |
401 |
14,011 |
||||||
Welcia
Holdings |
82 |
1,696 |
||||||
Yakult
Honsha |
137 |
7,106 |
||||||
146,839 |
||||||||
Energy — 0.2% |
||||||||
ENEOS
Holdings |
1,581 |
5,567 |
||||||
Inpex |
492 |
5,818 |
||||||
11,385 |
||||||||
Financials — 2.5% |
||||||||
Dai-ichi
Life Holdings |
566 |
11,378 |
||||||
Daiwa
Securities Group |
743 |
3,647 |
||||||
Japan
Exchange Group |
266 |
4,007 |
||||||
Japan
Post Bank |
191 |
1,448 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Japan
Post Insurance |
108 |
$ |
1,755 |
|||||
Mitsubishi
UFJ Financial Group |
6,040 |
35,165 |
||||||
Mizuho
Financial Group |
1,264 |
15,400 |
||||||
MS&AD
Insurance Group Holdings |
239 |
7,159 |
||||||
Nomura
Holdings |
1,450 |
5,596 |
||||||
ORIX |
539 |
9,876 |
||||||
Resona
Holdings |
1,171 |
5,106 |
||||||
Sompo
Holdings |
178 |
7,261 |
||||||
Sumitomo
Mitsui Financial Group |
684 |
20,669 |
||||||
Sumitomo
Mitsui Trust Holdings |
186 |
5,787 |
||||||
T&D
Holdings |
261 |
3,364 |
||||||
Tokio
Marine Holdings |
345 |
18,691 |
||||||
156,309 |
||||||||
Health Care — 4.0% |
||||||||
Hoya |
725 |
72,690 |
||||||
Kyowa
Kirin |
517 |
10,906 |
||||||
M3 |
864 |
28,022 |
||||||
Otsuka
Holdings |
1,127 |
37,952 |
||||||
Shionogi |
576 |
32,326 |
||||||
Sysmex |
342 |
22,728 |
||||||
Terumo |
1,591 |
47,818 |
||||||
252,442 |
||||||||
Industrials — 5.6% |
||||||||
ANA
Holdings * |
80 |
1,515 |
||||||
Central
Japan Railway |
116 |
14,692 |
||||||
Daifuku |
69 |
4,287 |
||||||
Daikin
Industries |
163 |
25,219 |
||||||
East
Japan Railway |
206 |
10,842 |
||||||
FANUC |
110 |
17,121 |
||||||
Hankyu
Hanshin Holdings |
143 |
3,791 |
||||||
ITOCHU |
790 |
23,976 |
||||||
Japan
Airlines * |
70 |
1,162 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Keio |
69 |
$ |
2,660 |
|||||
Komatsu |
486 |
10,957 |
||||||
Kubota |
670 |
11,473 |
||||||
Makita |
175 |
5,229 |
||||||
Marubeni |
959 |
10,529 |
||||||
MINEBEA
MITSUMI |
237 |
4,610 |
||||||
MISUMI
Group |
163 |
4,127 |
||||||
Mitsubishi |
788 |
26,658 |
||||||
Mitsubishi
Electric |
1,156 |
12,206 |
||||||
Mitsui |
886 |
21,541 |
||||||
MonotaRO |
142 |
2,476 |
||||||
Nidec |
304 |
20,036 |
||||||
Nihon
M&A Center |
184 |
2,292 |
||||||
Nippon
Yusen |
92 |
6,717 |
||||||
Odakyu
Electric Railway |
189 |
2,883 |
||||||
Recruit
Holdings |
911 |
33,878 |
||||||
Secom |
122 |
8,639 |
||||||
SG
Holdings |
310 |
5,486 |
||||||
SMC |
31 |
15,086 |
||||||
Taisei |
124 |
3,374 |
||||||
Tokyu |
353 |
4,335 |
||||||
Toshiba |
234 |
9,764 |
||||||
TOTO |
90 |
3,046 |
||||||
Toyota
Industries |
111 |
6,674 |
||||||
West
Japan Railway |
122 |
4,561 |
||||||
Yamato
Holdings |
207 |
3,906 |
||||||
Yaskawa
Electric |
147 |
5,049 |
||||||
350,797 |
||||||||
Information Technology — 3.2% |
||||||||
Advantest |
98 |
6,800 |
||||||
Canon |
552 |
12,761 |
||||||
Disco |
20 |
4,955 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Fujitsu |
93 |
$ |
13,412 |
|||||
GMO
Payment Gateway |
23 |
1,969 |
||||||
Itochu
Techno-Solutions |
34 |
802 |
||||||
Keyence |
92 |
37,529 |
||||||
Kyocera |
176 |
9,323 |
||||||
Lasertec |
44 |
6,016 |
||||||
Murata
Manufacturing |
326 |
19,611 |
||||||
NEC |
138 |
5,379 |
||||||
Nomura
Research Institute |
208 |
5,956 |
||||||
NTT
Data |
339 |
6,288 |
||||||
Obic |
29 |
4,316 |
||||||
Omron |
103 |
6,142 |
||||||
Oracle
Japan * |
21 |
1,358 |
||||||
Otsuka |
52 |
1,716 |
||||||
Renesas
Electronics * |
693 |
7,531 |
||||||
Rohm |
48 |
3,394 |
||||||
Shimadzu |
140 |
4,630 |
||||||
TDK |
190 |
5,961 |
||||||
Tokyo
Electron |
76 |
32,545 |
||||||
Trend
Micro * |
67 |
3,754 |
||||||
202,148 |
||||||||
Materials — 1.1% |
||||||||
Asahi
Kasei |
704 |
5,822 |
||||||
JFE
Holdings |
298 |
3,669 |
||||||
Nippon
Paint Holdings |
687 |
5,509 |
||||||
Nippon
Sanso Holdings |
113 |
2,038 |
||||||
Nippon
Steel |
472 |
7,540 |
||||||
Nitto
Denko |
79 |
5,335 |
||||||
Shin-Etsu
Chemical |
191 |
26,514 |
||||||
Sumitomo
Metal Mining |
140 |
6,128 |
||||||
Toray
Industries |
869 |
4,151 |
||||||
66,706 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — 0.7% |
||||||||
Daiwa
House Industry |
330 |
$ |
8,005 |
|||||
Hulic |
251 |
2,127 |
||||||
Mitsubishi
Estate |
675 |
9,813 |
||||||
Mitsui
Fudosan |
465 |
9,854 |
||||||
Nippon
Prologis ‡ |
1 |
2,783 |
||||||
Nomura
Real Estate Master Fund ‡ |
2 |
2,516 |
||||||
Sumitomo
Realty & Development |
240 |
6,361 |
||||||
41,459 |
||||||||
Utilities — 0.2% |
||||||||
Chubu
Electric Power |
380 |
3,848 |
||||||
Kansai
Electric Power |
426 |
3,748 |
||||||
Osaka
Gas |
209 |
3,783 |
||||||
Tokyo
Gas |
196 |
3,769 |
||||||
15,148 |
||||||||
TOTAL
JAPAN |
1,658,291 |
|||||||
LUXEMBOURG — 0.1% |
||||||||
Materials — 0.1% |
||||||||
ArcelorMittal |
306 |
9,076 |
||||||
MACAO — 0.2% |
||||||||
Consumer Discretionary — 0.2% |
||||||||
Galaxy
Entertainment Group * |
1,420 |
8,253 |
||||||
Sands
China * |
1,500 |
3,372 |
||||||
TOTAL
MACAO |
11,625 |
|||||||
NETHERLANDS — 6.3% |
||||||||
Communication Services — 0.2% |
||||||||
Universal
Music Group |
633 |
14,882 |
||||||
Consumer Staples — 0.8% |
||||||||
Heineken |
211 |
20,790 |
||||||
Koninklijke
Ahold Delhaize |
923 |
27,352 |
||||||
48,142 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — 1.6% |
||||||||
Shell |
3,627 |
$ |
98,951 |
|||||
Financials — 0.4% |
||||||||
EXOR |
53 |
3,735 |
||||||
ING
Groep |
1,879 |
18,039 |
||||||
21,774 |
||||||||
Health Care — 0.8% |
||||||||
Koninklijke
Philips |
1,838 |
48,475 |
||||||
Information Technology — 2.3% |
||||||||
Adyen
* |
17 |
29,107 |
||||||
ASML
Holding |
199 |
115,045 |
||||||
144,152 |
||||||||
Materials — 0.2% |
||||||||
Koninklijke
DSM |
88 |
14,909 |
||||||
TOTAL
NETHERLANDS |
391,285 |
|||||||
NEW ZEALAND — 0.6% |
||||||||
Communication Services — 0.0% |
||||||||
Spark
New Zealand |
945 |
3,018 |
||||||
Health Care — 0.3% |
||||||||
Fisher
& Paykel Healthcare |
1,198 |
16,718 |
||||||
Ryman
Healthcare |
808 |
4,830 |
||||||
21,548 |
||||||||
Industrials — 0.1% |
||||||||
Auckland
International Airport * |
677 |
3,443 |
||||||
Information Technology — 0.1% |
||||||||
Xero
* |
65 |
4,450 |
||||||
Utilities — 0.1% |
||||||||
Contact
Energy |
371 |
1,970 |
||||||
Mercury
NZ |
312 |
1,227 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Meridian
Energy |
614 |
$ |
1,889 |
|||||
5,086 |
||||||||
TOTAL
NEW ZEALAND |
37,545 |
|||||||
NORWAY — 1.1% |
||||||||
Communication Services — 0.1% |
||||||||
Schibsted,
Cl A |
44 |
933 |
||||||
Schibsted,
Cl B |
50 |
974 |
||||||
Telenor |
328 |
4,679 |
||||||
6,586 |
||||||||
Consumer Staples — 0.3% |
||||||||
Mowi |
391 |
11,193 |
||||||
Orkla |
676 |
5,541 |
||||||
Salmar |
48 |
3,982 |
||||||
20,716 |
||||||||
Energy — 0.3% |
||||||||
Aker
BP |
58 |
2,120 |
||||||
Equinor |
515 |
17,747 |
||||||
19,867 |
||||||||
Financials — 0.2% |
||||||||
DNB
Bank |
452 |
8,915 |
||||||
Gjensidige
Forsikring |
94 |
2,034 |
||||||
10,949 |
||||||||
Industrials — 0.1% |
||||||||
TOMRA
Systems |
68 |
2,721 |
||||||
Materials — 0.1% |
||||||||
Norsk
Hydro |
701 |
6,015 |
||||||
TOTAL
NORWAY |
66,854 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
PORTUGAL — 0.1% |
||||||||
Utilities — 0.1% |
||||||||
Energias
de Portugal |
1,405 |
$ |
6,584 |
|||||
SINGAPORE — 1.4% |
||||||||
Communication Services — 0.1% |
||||||||
Singapore
Telecommunications |
3,445 |
6,910 |
||||||
Financials — 0.9% |
||||||||
DBS
Group Holdings |
898 |
22,058 |
||||||
Oversea-Chinese
Banking |
1,911 |
17,147 |
||||||
United
Overseas Bank |
747 |
16,223 |
||||||
55,428 |
||||||||
Industrials — 0.1% |
||||||||
Singapore
Airlines * |
832 |
3,314 |
||||||
Singapore
Technologies Engineering |
891 |
2,645 |
||||||
5,959 |
||||||||
Information Technology — 0.2% |
||||||||
STMicroelectronics |
311 |
11,736 |
||||||
Real Estate — 0.1% |
||||||||
Ascendas
Real Estate Investment Trust ‡ |
1,644 |
3,405 |
||||||
CapitaLand
Integrated Commercial Trust ‡ |
2,131 |
3,596 |
||||||
Capitaland
Investment |
1,179 |
3,611 |
||||||
10,612 |
||||||||
TOTAL
SINGAPORE |
90,645 |
|||||||
SOUTH AFRICA —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Anglo
American |
670 |
30,165 |
||||||
SOUTH KOREA — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
Delivery
Hero * |
95 |
3,391 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SPAIN — 2.3% |
||||||||
Communication Services — 0.4% |
||||||||
Cellnex
Telecom * |
274 |
$ |
12,880 |
|||||
Telefonica |
2,596 |
12,688 |
||||||
25,568 |
||||||||
Consumer Discretionary — 0.2% |
||||||||
Industria
de Diseno Textil |
571 |
12,108 |
||||||
Financials — 0.7% |
||||||||
Banco
Bilbao Vizcaya Argentaria |
3,113 |
16,614 |
||||||
Banco
Santander |
8,085 |
24,023 |
||||||
40,637 |
||||||||
Industrials — 0.1% |
||||||||
Aena SME
* |
44 |
6,327 |
||||||
Information Technology — 0.2% |
||||||||
Amadeus
IT Group * |
222 |
14,145 |
||||||
Utilities — 0.7% |
||||||||
EDP
Renovaveis |
123 |
2,938 |
||||||
Endesa |
161 |
3,402 |
||||||
Iberdrola |
2,712 |
31,500 |
||||||
Naturgy
Energy Group |
165 |
5,001 |
||||||
42,841 |
||||||||
TOTAL
SPAIN |
141,626 |
|||||||
SWEDEN — 3.7% |
||||||||
Communication Services — 0.1% |
||||||||
Telia |
1,274 |
5,318 |
||||||
Consumer Discretionary — 0.2% |
||||||||
Evolution |
96 |
10,061 |
||||||
Consumer Staples — 0.4% |
||||||||
Essity,
Cl B |
530 |
14,125 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Swedish
Match |
1,405 |
$ |
11,282 |
|||||
25,407 |
||||||||
Financials — 0.9% |
||||||||
EQT |
129 |
3,746 |
||||||
Industrivarden,
Cl A |
94 |
2,446 |
||||||
Industrivarden,
Cl C |
88 |
2,251 |
||||||
Investor,
Cl A |
255 |
5,395 |
||||||
Investor,
Cl B |
843 |
16,453 |
||||||
Kinnevik,
Cl A * |
1 |
22 |
||||||
Kinnevik,
Cl B * |
119 |
2,371 |
||||||
L E
Lundbergforetagen, Cl B |
27 |
1,279 |
||||||
Skandinaviska
Enskilda Banken, Cl A |
802 |
9,135 |
||||||
Skandinaviska
Enskilda Banken, Cl C |
4 |
49 |
||||||
Svenska
Handelsbanken, Cl A |
762 |
7,779 |
||||||
Svenska
Handelsbanken, Cl B |
21 |
239 |
||||||
Swedbank,
Cl A |
463 |
7,420 |
||||||
58,585 |
||||||||
Industrials — 1.3% |
||||||||
Alfa
Laval |
168 |
4,750 |
||||||
Assa
Abloy, Cl B |
531 |
13,609 |
||||||
Atlas
Copco, Cl A |
347 |
16,012 |
||||||
Atlas
Copco, Cl B |
205 |
8,249 |
||||||
Epiroc,
Cl A |
329 |
6,773 |
||||||
Epiroc,
Cl B |
220 |
3,887 |
||||||
Investment
Latour, Cl B |
73 |
1,961 |
||||||
Nibe
Industrier, Cl B |
742 |
7,383 |
||||||
Skanska,
Cl B |
196 |
3,794 |
||||||
SKF,
Cl B |
190 |
3,150 |
||||||
Volvo,
Cl A |
87 |
1,444 |
||||||
Volvo,
Cl B |
856 |
13,849 |
||||||
84,861 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 0.4% |
||||||||
Hexagon,
Cl B |
1,020 |
$ |
13,383 |
|||||
Telefonaktiebolaget
LM Ericsson, Cl B |
1,337 |
10,833 |
||||||
24,216 |
||||||||
Materials — 0.3% |
||||||||
Sandvik |
586 |
11,264 |
||||||
Svenska
Cellulosa, Cl B |
310 |
6,083 |
||||||
17,347 |
||||||||
Real Estate — 0.1% |
||||||||
Fastighets
Balder, Cl B * |
44 |
2,209 |
||||||
Sagax,
Cl B |
65 |
1,682 |
||||||
Sagax,
Cl D |
1 |
3 |
||||||
3,894 |
||||||||
TOTAL
SWEDEN |
229,689 |
|||||||
SWITZERLAND — 4.1% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
Cie
Financiere Richemont, Cl A |
270 |
32,128 |
||||||
Financials — 1.2% |
||||||||
Partners
Group Holding |
11 |
11,871 |
||||||
UBS
Group |
1,787 |
30,773 |
||||||
Zurich
Insurance Group |
72 |
33,075 |
||||||
75,719 |
||||||||
Health Care — 1.2% |
||||||||
Alcon |
1,038 |
75,178 |
||||||
Industrials — 0.6% |
||||||||
ABB |
969 |
29,550 |
||||||
Kuehne +
Nagel International |
25 |
7,085 |
||||||
36,635 |
||||||||
Materials — 0.6% |
||||||||
Givaudan |
4 |
16,051 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Sika |
73 |
$ |
22,638 |
|||||
38,689 |
||||||||
TOTAL
SWITZERLAND |
258,349 |
|||||||
TAIWAN — 0.2% |
||||||||
Communication Services — 0.2% |
||||||||
Sea
ADR * |
156 |
12,911 |
||||||
UNITED KINGDOM —
9.5% |
||||||||
Communication Services — 0.6% |
||||||||
BT
Group |
4,303 |
9,581 |
||||||
Vodafone
Group |
12,893 |
19,674 |
||||||
WPP |
554 |
6,990 |
||||||
36,245 |
||||||||
Consumer Discretionary — 0.4% |
||||||||
Compass
Group |
913 |
19,509 |
||||||
Entain
* |
290 |
5,529 |
||||||
25,038 |
||||||||
Consumer Staples — 2.7% |
||||||||
Associated
British Foods |
316 |
6,374 |
||||||
Coca-Cola
Europacific Partners |
185 |
9,241 |
||||||
Diageo |
2,070 |
104,436 |
||||||
Imperial
Brands |
856 |
17,904 |
||||||
Ocado
Group * |
586 |
6,798 |
||||||
Tesco |
6,796 |
23,208 |
||||||
167,961 |
||||||||
Energy — 0.7% |
||||||||
BP |
9,316 |
45,796 |
||||||
Financials — 2.4% |
||||||||
3i
Group |
451 |
7,502 |
||||||
Aviva |
1,786 |
9,716 |
||||||
Barclays |
7,332 |
13,642 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
HSBC
Holdings |
9,805 |
$ |
61,711 |
|||||
Legal
& General Group |
2,960 |
9,369 |
||||||
Lloyds
Banking Group |
32,831 |
18,911 |
||||||
London
Stock Exchange Group |
161 |
16,001 |
||||||
NatWest
Group |
2,587 |
7,081 |
||||||
Standard
Chartered |
1,229 |
8,514 |
||||||
152,447 |
||||||||
Health Care — 0.5% |
||||||||
Smith
& Nephew |
1,839 |
30,084 |
||||||
Industrials — 1.3% |
||||||||
Ashtead
Group |
245 |
12,854 |
||||||
CK
Hutchison Holdings |
1,520 |
10,694 |
||||||
CNH
Industrial |
526 |
7,619 |
||||||
Experian |
525 |
18,403 |
||||||
RELX |
1,078 |
32,387 |
||||||
81,957 |
||||||||
Materials — 0.1% |
||||||||
Croda
International |
68 |
6,663 |
||||||
Real Estate — 0.2% |
||||||||
Segro
‡ |
591 |
9,961 |
||||||
Utilities — 0.6% |
||||||||
National
Grid |
1,855 |
27,808 |
||||||
SSE |
523 |
12,269 |
||||||
40,077 |
||||||||
TOTAL
UNITED KINGDOM |
596,229 |
|||||||
UNITED STATES —
1.8% |
||||||||
Communication Services — 0.1% |
||||||||
Spotify
Technology * |
64 |
6,506 |
||||||
Consumer Discretionary — 0.3% |
||||||||
Fiverr
International * |
21 |
1,118 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Stellantis |
1,141 |
$ |
15,627 |
|||||
16,745 |
||||||||
Health Care — 0.0% |
||||||||
Inmode
* |
112 |
2,812 |
||||||
Industrials — 1.0% |
||||||||
Ferguson |
125 |
15,913 |
||||||
Schneider
Electric |
308 |
44,742 |
||||||
60,655 |
||||||||
Information Technology — 0.3% |
||||||||
Atlassian,
Cl A * |
69 |
15,513 |
||||||
CyberArk
Software * |
21 |
3,300 |
||||||
Monday.com
* |
1 |
129 |
||||||
Sinch
* |
260 |
1,178 |
||||||
20,120 |
||||||||
Materials — 0.1% |
||||||||
James
Hardie Industries |
228 |
6,731 |
||||||
TOTAL
UNITED STATES |
113,569 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $6,384,912) |
6,210,502 |
|||||||
PREFERRED STOCK —
0.5% |
||||||||
GERMANY— 0.5% |
||||||||
Consumer Discretionary — 0.3% |
||||||||
Bayerische
Motoren Werke (D) |
25 |
1,863 |
||||||
Porsche
Automobil Holding (D) |
76 |
6,377 |
||||||
Volkswagen
(D) |
97 |
15,241 |
||||||
23,481 |
||||||||
Consumer Staples — 0.2% |
||||||||
Henkel
& KGaA (D) |
159 |
10,293 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
TOTAL
GERMANY |
$ |
33,774 |
||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $43,542) |
33,774 |
|||||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $6,428,454) |
$ |
6,244,276 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(A) |
Security considered
illiquid. The total value of such securities as of April 30, 2022 was
$2,092 and represented 0.0% of Net Assets. |
(B) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of April 30, 2022, was $2,092
and represents 0.0% of Net Assets. |
(C) |
Level 3 security in
accordance with fair value hierarchy. |
(D) |
There is currently no
stated interest rate. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3(1) |
Total |
||||||||||||
Common
Stock |
$ |
4,520,445 |
$ |
1,687,965 |
$ |
2,092 |
$ |
6,210,502 |
||||||||
Preferred
Stock |
33,774 |
— |
— |
33,774 |
||||||||||||
Total
Investments in Securities |
$ |
4,554,219 |
$ |
1,687,965 |
$ |
2,092 |
$ |
6,244,276 |
(1) |
A reconciliation of Level
3 investments and disclosures of significant unobservable inputs are
presented when the Fund has a significant amount of Level 3 investments at
the beginning and/or end of the year in relation to Net Assets. Management
has concluded that Level 3 investments are not material in relation to Net
Assets. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
98.4% |
||||||||
CHINA — 4.5% |
||||||||
Communication Services — 1.1% |
||||||||
Bilibili
ADR *(A) |
23,811 |
$ |
579,560 |
|||||
Consumer Discretionary — 2.3% |
||||||||
JD.com
ADR * |
11,609 |
715,811 |
||||||
XPeng
ADR, Cl A * |
22,063 |
542,970 |
||||||
1,258,781 |
||||||||
Information Technology — 1.1% |
||||||||
GDS
Holdings ADR *
(A) |
19,060 |
598,865 |
||||||
TOTAL
CHINA |
2,437,206 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
DENMARK — 1.2% |
||||||||
Health Care — 1.2% |
||||||||
Ascendis
Pharma ADR * |
7,209 |
$ |
657,965 |
|||||
ISRAEL — 1.3% |
||||||||
Information Technology — 1.3% |
||||||||
NICE
Systems ADR * |
3,348 |
691,061 |
||||||
UNITED KINGDOM —
1.4% |
||||||||
Communication Services — 1.4% |
||||||||
Liberty
Global, Cl C * |
30,987 |
734,392 |
||||||
UNITED STATES —
90.0% |
||||||||
Communication Services — 10.5% |
||||||||
Alphabet,
Cl C * |
324 |
744,983 |
||||||
Charter
Communications, Cl A * |
1,450 |
621,310 |
||||||
DISH
Network, Cl A * |
27,712 |
790,069 |
||||||
Frontier
Communications Parent * |
31,294 |
825,849 |
||||||
Liberty
Broadband, Cl C * |
5,768 |
644,978 |
||||||
Meta
Platforms, Cl A * |
3,998 |
801,479 |
||||||
Netflix
* |
2,175 |
414,033 |
||||||
New
York Times, Cl A |
20,485 |
784,985 |
||||||
5,627,686 |
||||||||
Consumer Discretionary — 15.6% |
||||||||
Amazon.com
* |
282 |
700,948 |
||||||
Bath
& Body Works |
15,961 |
844,177 |
||||||
Booking
Holdings * |
334 |
738,244 |
||||||
Churchill
Downs |
3,894 |
790,248 |
||||||
Expedia
Group * |
4,170 |
728,707 |
||||||
Floor
& Decor Holdings, Cl A * |
8,179 |
652,030 |
||||||
Home
Depot |
2,502 |
751,601 |
||||||
Lithia
Motors, Cl A |
2,767 |
783,421 |
||||||
Lowe’s |
3,874 |
766,006 |
||||||
MGM
Resorts International |
19,604 |
804,548 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Vista
Outdoor * |
23,622 |
$ |
832,203 |
|||||
8,392,133 |
||||||||
Consumer Staples — 4.8% |
||||||||
BellRing
Brands * |
10,388 |
222,615 |
||||||
Mondelez
International, Cl A |
13,457 |
867,708 |
||||||
Post
Holdings * |
8,082 |
601,220 |
||||||
Procter
& Gamble |
5,635 |
904,699 |
||||||
2,596,242 |
||||||||
Energy — 4.2% |
||||||||
Chesapeake
Energy |
12,979 |
1,064,537 |
||||||
Texas
Pacific Land |
856 |
1,169,810 |
||||||
2,234,347 |
||||||||
Financials — 8.7% |
||||||||
Arch
Capital Group * |
18,534 |
846,448 |
||||||
First
American Financial |
12,567 |
732,782 |
||||||
KKR |
14,141 |
720,767 |
||||||
S&P
Global |
4,591 |
1,728,512 |
||||||
Wells
Fargo |
15,139 |
660,514 |
||||||
4,689,023 |
||||||||
Health Care — 12.1% |
||||||||
Arcus
Biosciences * |
29,753 |
720,320 |
||||||
Bausch
Health * |
34,616 |
658,050 |
||||||
BioLife
Solutions * |
32,989 |
417,971 |
||||||
Fate
Therapeutics * |
23,331 |
666,333 |
||||||
Mettler-Toledo
International * |
619 |
790,791 |
||||||
Mirati
Therapeutics * |
8,230 |
508,532 |
||||||
Rocket
Pharmaceuticals * |
44,191 |
454,283 |
||||||
Seagen
* |
6,866 |
899,515 |
||||||
Tenet
Healthcare * |
10,527 |
763,313 |
||||||
Viatris,
Cl W * |
57,697 |
596,010 |
||||||
6,475,118 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 4.1% |
||||||||
Enovix
* |
55,720 |
$ |
503,709 |
|||||
Howmet
Aerospace |
25,257 |
861,769 |
||||||
Otis
Worldwide |
11,249 |
819,377 |
||||||
2,184,855 |
||||||||
Information Technology — 15.3% |
||||||||
Anaplan
* |
18,534 |
1,204,524 |
||||||
Apple |
5,115 |
806,380 |
||||||
Bill.com
Holdings * |
3,483 |
594,583 |
||||||
Elastic
* |
9,515 |
724,472 |
||||||
Fiserv
* |
9,129 |
893,912 |
||||||
Microsoft |
2,942 |
816,464 |
||||||
Pegasystems |
8,751 |
670,239 |
||||||
SentinelOne,
Cl A * |
19,218 |
639,383 |
||||||
Snowflake,
Cl A * |
2,947 |
505,234 |
||||||
Unity
Software * |
7,781 |
516,736 |
||||||
Visa,
Cl A |
3,879 |
826,731 |
||||||
8,198,658 |
||||||||
Materials — 8.3% |
||||||||
Berry
Global Group * |
13,929 |
784,899 |
||||||
Crown
Holdings |
7,257 |
798,560 |
||||||
Ginkgo
Bioworks Holdings *
(A) |
159,263 |
461,863 |
||||||
Huntsman |
22,288 |
754,894 |
||||||
International
Flavors & Fragrances |
6,553 |
794,879 |
||||||
Sherwin-Williams |
3,230 |
888,121 |
||||||
4,483,216 |
||||||||
Real Estate — 4.5% |
||||||||
American
Tower, Cl A ‡ |
3,787 |
912,743 |
||||||
ProLogis
‡ |
6,085 |
975,365 |
||||||
Zillow
Group, Cl C * |
13,565 |
540,158 |
||||||
2,428,266 |
||||||||
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — 1.9% |
||||||||
Vistra |
40,671 |
$ |
1,017,588 |
|||||
TOTAL
UNITED STATES |
48,327,132 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $61,333,572) |
52,847,756 |
|||||||
MASTER LIMITED PARTNERSHIP
— 1.6% |
||||||||
UNITED STATES—
1.6% |
||||||||
Industrials — 1.6% |
||||||||
Icahn
Enterprises (Cost $805,811) |
15,952 |
839,713 |
||||||
SHORT-TERM INVESTMENT(B)(C)
— 1.3% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.160% |
||||||||
(Cost $708,349) |
708,349 |
708,349 |
||||||
REPURCHASE AGREEMENT(B)
— 0.9% |
||||||||
BNP Paribas |
||||||||
0.240%, dated
04/29/2022, to be repurchased on 05/02/2022, repurchase price $507,925
(collateralized by various U.S. Treasury Obligations, ranging in par value
$40,450 - $54,387, 0.250%, 09/30/2025, with a total market value of
$517,753) |
||||||||
(Cost $507,915) |
$ |
507,915 |
507,915 |
|||||
TOTAL INVESTMENTS — 102.2% |
||||||||
(Cost $63,355,647) |
$ |
54,903,733 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X Guru®
Index ETF |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at April 30, 2022. The total
value of securities on loan at April 30, 2022
was $1,227,224. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of April 30, 2022 was $1,216,264. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of April 30,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
52,847,756 |
$ |
— |
$ |
— |
$ |
52,847,756 |
||||||||
Master
Limited Partnership |
839,713 |
— |
— |
839,713 |
||||||||||||
Short-Term
Investment |
708,349 |
— |
— |
708,349 |
||||||||||||
Repurchase
Agreement |
— |
507,915 |
— |
507,915 |
||||||||||||
Total
Investments in Securities |
$ |
54,395,818 |
$ |
507,915 |
$ |
— |
$ |
54,903,733 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK — 97.2%(A) |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP
Semiconductors |
22 |
$ |
3,760 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
29 |
3,619 |
||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
44 |
13,726 |
||||||
UNITED STATES —
96.5% |
||||||||
Communication Services — 8.4% |
||||||||
Activision
Blizzard |
65 |
4,914 |
||||||
Alphabet,
Cl A * |
27 |
61,619 |
||||||
Alphabet,
Cl C * |
24 |
55,184 |
||||||
AT&T |
624 |
11,769 |
||||||
Charter
Communications, Cl A * |
10 |
4,285 |
||||||
Comcast,
Cl A |
398 |
15,825 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
DISH
Network, Cl A * |
26 |
$ |
741 |
|||||
Electronic
Arts |
26 |
3,069 |
||||||
Fox,
Cl A |
26 |
932 |
||||||
Fox,
Cl B |
13 |
432 |
||||||
Interpublic
Group |
39 |
1,272 |
||||||
Live
Nation Entertainment * |
13 |
1,364 |
||||||
Lumen
Technologies |
91 |
916 |
||||||
Match
Group * |
25 |
1,979 |
||||||
Meta
Platforms, Cl A * |
202 |
40,495 |
||||||
Netflix
* |
39 |
7,424 |
||||||
News,
Cl A |
39 |
775 |
||||||
News,
Cl B |
13 |
259 |
||||||
Omnicom
Group |
16 |
1,218 |
||||||
Paramount
Global, Cl B |
52 |
1,514 |
||||||
Take-Two
Interactive Software * |
10 |
1,195 |
||||||
T-Mobile
US * |
52 |
6,403 |
||||||
Twitter
* |
68 |
3,333 |
||||||
Verizon
Communications |
361 |
16,714 |
||||||
Walt
Disney * |
159 |
17,749 |
||||||
Warner
Bros Discovery * |
189 |
3,430 |
||||||
264,810 |
||||||||
Consumer Discretionary — 11.1% |
||||||||
Advance
Auto Parts |
5 |
998 |
||||||
Amazon.com
* |
38 |
94,454 |
||||||
Aptiv
* |
26 |
2,766 |
||||||
AutoZone
* |
2 |
3,911 |
||||||
Bath
& Body Works |
26 |
1,375 |
||||||
Best
Buy |
22 |
1,978 |
||||||
Booking
Holdings * |
4 |
8,841 |
||||||
BorgWarner |
26 |
958 |
||||||
Caesars
Entertainment * |
21 |
1,392 |
||||||
CarMax
* |
13 |
1,115 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Carnival
* |
68 |
$ |
1,176 |
|||||
Chipotle
Mexican Grill, Cl A * |
2 |
2,911 |
||||||
Darden
Restaurants |
13 |
1,713 |
||||||
Dollar
General |
19 |
4,513 |
||||||
Dollar
Tree * |
18 |
2,924 |
||||||
Domino’s
Pizza |
3 |
1,014 |
||||||
DR
Horton |
26 |
1,809 |
||||||
eBay |
55 |
2,856 |
||||||
Etsy
* |
13 |
1,212 |
||||||
Expedia
Group * |
13 |
2,272 |
||||||
Ford
Motor |
344 |
4,871 |
||||||
Garmin |
13 |
1,427 |
||||||
General
Motors * |
132 |
5,004 |
||||||
Genuine
Parts |
13 |
1,691 |
||||||
Hasbro |
13 |
1,145 |
||||||
Hilton
Worldwide Holdings |
26 |
4,038 |
||||||
Home
Depot |
91 |
27,336 |
||||||
Las
Vegas Sands * |
26 |
921 |
||||||
Lennar,
Cl A |
26 |
1,989 |
||||||
LKQ |
26 |
1,290 |
||||||
Lowe’s |
60 |
11,864 |
||||||
Marriott
International, Cl A |
24 |
4,261 |
||||||
McDonald’s |
65 |
16,195 |
||||||
MGM
Resorts International |
31 |
1,272 |
||||||
Mohawk
Industries * |
4 |
564 |
||||||
Newell
Brands |
29 |
671 |
||||||
NIKE,
Cl B |
111 |
13,842 |
||||||
Norwegian
Cruise Line Holdings * |
29 |
581 |
||||||
O’Reilly
Automotive * |
6 |
3,639 |
||||||
Penn
National Gaming * |
13 |
475 |
||||||
Pool |
3 |
1,216 |
||||||
PulteGroup |
26 |
1,086 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PVH |
8 |
$ |
582 |
|||||
Ralph
Lauren, Cl A |
3 |
313 |
||||||
Ross
Stores |
34 |
3,392 |
||||||
Royal
Caribbean Cruises * |
22 |
1,710 |
||||||
Starbucks |
104 |
7,763 |
||||||
Tapestry |
26 |
856 |
||||||
Target |
42 |
9,603 |
||||||
Tesla
* |
73 |
63,566 |
||||||
TJX |
107 |
6,557 |
||||||
Tractor
Supply |
9 |
1,813 |
||||||
Ulta
Beauty * |
4 |
1,587 |
||||||
Under
Armour, Cl A * |
13 |
200 |
||||||
Under
Armour, Cl C * |
13 |
184 |
||||||
VF |
26 |
1,352 |
||||||
Whirlpool |
5 |
908 |
||||||
Wynn
Resorts * |
13 |
916 |
||||||
Yum!
Brands |
26 |
3,042 |
||||||
349,910 |
||||||||
Consumer Staples — 6.7% |
||||||||
Altria
Group |
159 |
8,836 |
||||||
Archer-Daniels-Midland |
52 |
4,657 |
||||||
Brown-Forman,
Cl B |
13 |
877 |
||||||
Campbell
Soup |
13 |
614 |
||||||
Church
& Dwight |
21 |
2,049 |
||||||
Clorox |
13 |
1,865 |
||||||
Coca-Cola |
340 |
21,967 |
||||||
Colgate-Palmolive |
78 |
6,010 |
||||||
Conagra
Brands |
39 |
1,362 |
||||||
Constellation
Brands, Cl A |
15 |
3,691 |
||||||
Costco
Wholesale |
39 |
20,737 |
||||||
Estee
Lauder, Cl A |
20 |
5,281 |
||||||
General
Mills |
52 |
3,678 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Hershey |
13 |
$ |
2,935 |
|||||
Hormel
Foods |
26 |
1,362 |
||||||
J M
Smucker |
9 |
1,232 |
||||||
Kellogg |
26 |
1,781 |
||||||
Kimberly-Clark |
30 |
4,165 |
||||||
Kraft
Heinz |
55 |
2,345 |
||||||
Kroger |
58 |
3,130 |
||||||
Lamb
Weston Holdings |
13 |
859 |
||||||
McCormick |
22 |
2,213 |
||||||
Molson
Coors Beverage, Cl B |
13 |
704 |
||||||
Mondelez
International, Cl A |
121 |
7,802 |
||||||
Monster
Beverage * |
35 |
2,999 |
||||||
PepsiCo |
121 |
20,777 |
||||||
Philip
Morris International |
134 |
13,400 |
||||||
Procter
& Gamble |
210 |
33,715 |
||||||
Sysco |
48 |
4,103 |
||||||
Tyson
Foods, Cl A |
26 |
2,422 |
||||||
Walgreens
Boots Alliance |
65 |
2,756 |
||||||
Walmart |
124 |
18,971 |
||||||
209,295 |
||||||||
Energy — 4.1% |
||||||||
APA |
29 |
1,187 |
||||||
Baker
Hughes, Cl A |
68 |
2,109 |
||||||
Chevron |
168 |
26,321 |
||||||
ConocoPhillips |
117 |
11,176 |
||||||
Coterra
Energy |
63 |
1,814 |
||||||
Devon
Energy |
52 |
3,025 |
||||||
Diamondback
Energy |
13 |
1,641 |
||||||
EOG
Resources |
52 |
6,071 |
||||||
Exxon
Mobil |
370 |
31,542 |
||||||
Halliburton |
78 |
2,778 |
||||||
Hess |
26 |
2,680 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Kinder
Morgan |
172 |
$ |
3,122 |
|||||
Marathon
Oil |
68 |
1,695 |
||||||
Marathon
Petroleum |
55 |
4,799 |
||||||
Occidental
Petroleum |
78 |
4,297 |
||||||
ONEOK |
39 |
2,470 |
||||||
Phillips
66 |
39 |
3,384 |
||||||
Pioneer
Natural Resources |
20 |
4,649 |
||||||
Schlumberger |
120 |
4,681 |
||||||
Valero
Energy |
39 |
4,348 |
||||||
Williams |
107 |
3,669 |
||||||
127,458 |
||||||||
Financials — 10.6% |
||||||||
Aflac |
52 |
2,979 |
||||||
Allstate |
26 |
3,290 |
||||||
American
Express |
54 |
9,434 |
||||||
American
International Group |
78 |
4,564 |
||||||
Ameriprise
Financial |
10 |
2,655 |
||||||
Aon,
Cl A |
19 |
5,472 |
||||||
Arthur J
Gallagher |
17 |
2,864 |
||||||
Assurant |
4 |
727 |
||||||
Bank of
America |
622 |
22,193 |
||||||
Bank of
New York Mellon |
68 |
2,860 |
||||||
Berkshire
Hathaway, Cl B * |
161 |
51,976 |
||||||
BlackRock,
Cl A |
12 |
7,496 |
||||||
Brown
& Brown |
22 |
1,364 |
||||||
Capital
One Financial |
36 |
4,486 |
||||||
Cboe
Global Markets |
9 |
1,017 |
||||||
Charles
Schwab |
131 |
8,689 |
||||||
Chubb |
39 |
8,052 |
||||||
Cincinnati
Financial |
13 |
1,595 |
||||||
Citigroup |
173 |
8,340 |
||||||
Citizens
Financial Group |
39 |
1,537 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
CME
Group, Cl A |
31 |
$ |
6,800 |
|||||
Comerica |
13 |
1,065 |
||||||
Discover
Financial Services |
26 |
2,924 |
||||||
Everest
Re Group |
4 |
1,099 |
||||||
FactSet
Research Systems |
3 |
1,210 |
||||||
Fifth
Third Bancorp |
65 |
2,439 |
||||||
First
Republic Bank |
13 |
1,940 |
||||||
Franklin
Resources |
26 |
639 |
||||||
Globe
Life |
8 |
785 |
||||||
Goldman
Sachs Group |
30 |
9,165 |
||||||
Hartford
Financial Services Group |
26 |
1,818 |
||||||
Huntington
Bancshares |
130 |
1,709 |
||||||
Intercontinental
Exchange |
49 |
5,675 |
||||||
Invesco |
26 |
478 |
||||||
JPMorgan
Chase |
260 |
31,034 |
||||||
KeyCorp |
81 |
1,564 |
||||||
Lincoln
National |
13 |
782 |
||||||
Loews |
13 |
817 |
||||||
M&T
Bank |
17 |
2,833 |
||||||
MarketAxess
Holdings |
3 |
791 |
||||||
Marsh
& McLennan |
44 |
7,115 |
||||||
MetLife |
65 |
4,269 |
||||||
Moody’s |
13 |
4,114 |
||||||
Morgan
Stanley |
124 |
9,993 |
||||||
MSCI,
Cl A |
7 |
2,949 |
||||||
Nasdaq |
9 |
1,416 |
||||||
Northern
Trust |
18 |
1,855 |
||||||
PNC
Financial Services Group |
37 |
6,146 |
||||||
Principal
Financial Group |
26 |
1,772 |
||||||
Progressive |
52 |
5,583 |
||||||
Prudential
Financial |
30 |
3,255 |
||||||
Raymond
James Financial |
18 |
1,754 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Regions
Financial |
81 |
$ |
1,678 |
|||||
S&P
Global |
31 |
11,671 |
||||||
Signature
Bank NY |
5 |
1,211 |
||||||
State
Street |
32 |
2,143 |
||||||
SVB
Financial Group * |
5 |
2,438 |
||||||
Synchrony
Financial |
44 |
1,620 |
||||||
T
Rowe Price Group |
18 |
2,215 |
||||||
Travelers |
21 |
3,592 |
||||||
Truist
Financial |
117 |
5,657 |
||||||
US
Bancorp |
120 |
5,827 |
||||||
W R
Berkley |
19 |
1,263 |
||||||
Wells
Fargo |
340 |
14,834 |
||||||
Willis
Towers Watson |
11 |
2,363 |
||||||
Zions
Bancorp |
13 |
735 |
||||||
334,625 |
||||||||
Health Care — 13.8% |
||||||||
Abbott
Laboratories |
154 |
17,479 |
||||||
AbbVie |
154 |
22,620 |
||||||
ABIOMED
* |
4 |
1,146 |
||||||
Agilent
Technologies |
26 |
3,101 |
||||||
Align
Technology * |
6 |
1,739 |
||||||
AmerisourceBergen,
Cl A |
13 |
1,967 |
||||||
Amgen |
49 |
11,426 |
||||||
Anthem |
21 |
10,541 |
||||||
Baxter
International |
47 |
3,340 |
||||||
Becton
Dickinson |
26 |
6,427 |
||||||
Biogen
* |
13 |
2,697 |
||||||
Bio-Rad
Laboratories, Cl A * |
2 |
1,024 |
||||||
Bio-Techne |
3 |
1,139 |
||||||
Boston
Scientific * |
130 |
5,474 |
||||||
Bristol-Myers
Squibb |
190 |
14,301 |
||||||
Cardinal
Health |
26 |
1,509 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Catalent
* |
13 |
$ |
1,177 |
|||||
Centene
* |
52 |
4,189 |
||||||
Cerner |
26 |
2,435 |
||||||
Charles
River Laboratories International * |
4 |
966 |
||||||
Cigna |
28 |
6,910 |
||||||
Cooper |
4 |
1,444 |
||||||
CVS
Health |
117 |
11,247 |
||||||
Danaher |
56 |
14,063 |
||||||
DaVita
* |
5 |
542 |
||||||
DENTSPLY
SIRONA |
16 |
640 |
||||||
Dexcom
* |
8 |
3,269 |
||||||
Edwards
Lifesciences * |
56 |
5,924 |
||||||
Eli
Lilly |
69 |
20,157 |
||||||
Gilead
Sciences |
115 |
6,824 |
||||||
HCA
Healthcare |
21 |
4,506 |
||||||
Henry
Schein * |
13 |
1,054 |
||||||
Hologic
* |
26 |
1,872 |
||||||
Humana |
11 |
4,890 |
||||||
IDEXX
Laboratories * |
7 |
3,013 |
||||||
Illumina
* |
13 |
3,856 |
||||||
Incyte
* |
13 |
974 |
||||||
Intuitive
Surgical * |
31 |
7,418 |
||||||
IQVIA
Holdings * |
18 |
3,924 |
||||||
Johnson
& Johnson |
232 |
41,867 |
||||||
Laboratory
Corp of America Holdings |
8 |
1,922 |
||||||
McKesson |
13 |
4,025 |
||||||
Medtronic |
116 |
12,106 |
||||||
Merck |
220 |
19,512 |
||||||
Mettler-Toledo
International * |
2 |
2,555 |
||||||
Moderna
* |
31 |
4,167 |
||||||
Molina
Healthcare * |
5 |
1,567 |
||||||
Organon |
26 |
841 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
PerkinElmer |
11 |
$ |
1,613 |
|||||
Pfizer |
492 |
24,142 |
||||||
Quest
Diagnostics |
10 |
1,338 |
||||||
Regeneron
Pharmaceuticals * |
9 |
5,932 |
||||||
ResMed |
13 |
2,600 |
||||||
STERIS |
10 |
2,241 |
||||||
Stryker |
30 |
7,238 |
||||||
Teleflex |
4 |
1,142 |
||||||
Thermo
Fisher Scientific |
35 |
19,352 |
||||||
UnitedHealth
Group |
83 |
42,210 |
||||||
Universal
Health Services, Cl B |
8 |
980 |
||||||
Vertex
Pharmaceuticals * |
22 |
6,011 |
||||||
Viatris,
Cl W * |
107 |
1,105 |
||||||
Waters
* |
5 |
1,515 |
||||||
West
Pharmaceutical Services |
6 |
1,890 |
||||||
Zimmer
Biomet Holdings |
18 |
2,173 |
||||||
Zoetis,
Cl A |
42 |
7,445 |
||||||
434,713 |
||||||||
Industrials — 7.6% |
||||||||
3M |
52 |
7,499 |
||||||
Alaska
Air Group * |
13 |
707 |
||||||
Allegion |
9 |
1,028 |
||||||
American
Airlines Group * |
55 |
1,032 |
||||||
AMETEK |
22 |
2,778 |
||||||
AO
Smith |
13 |
760 |
||||||
Boeing
* |
47 |
6,995 |
||||||
Carrier
Global |
79 |
3,023 |
||||||
Caterpillar |
48 |
10,106 |
||||||
CH
Robinson Worldwide |
13 |
1,380 |
||||||
Cintas |
7 |
2,781 |
||||||
Copart
* |
21 |
2,387 |
||||||
CSX |
198 |
6,799 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Cummins |
13 |
$ |
2,459 |
|||||
Deere |
24 |
9,061 |
||||||
Delta
Air Lines * |
55 |
2,367 |
||||||
Dover |
13 |
1,733 |
||||||
Eaton |
33 |
4,786 |
||||||
Emerson
Electric |
52 |
4,689 |
||||||
Equifax |
10 |
2,035 |
||||||
Expeditors
International of Washington |
13 |
1,288 |
||||||
Fastenal |
52 |
2,876 |
||||||
FedEx |
21 |
4,174 |
||||||
Fortive |
29 |
1,667 |
||||||
Fortune
Brands Home & Security |
13 |
926 |
||||||
Generac
Holdings * |
5 |
1,097 |
||||||
General
Dynamics |
20 |
4,731 |
||||||
General
Electric |
96 |
7,157 |
||||||
Honeywell
International |
59 |
11,417 |
||||||
Howmet
Aerospace |
39 |
1,331 |
||||||
Huntington
Ingalls Industries |
4 |
851 |
||||||
IDEX |
6 |
1,139 |
||||||
Illinois
Tool Works |
26 |
5,125 |
||||||
Ingersoll
Rand |
39 |
1,714 |
||||||
Jacobs
Engineering Group |
13 |
1,801 |
||||||
JB
Hunt Transport Services |
7 |
1,196 |
||||||
Johnson
Controls International |
65 |
3,892 |
||||||
L3Harris
Technologies |
17 |
3,948 |
||||||
Leidos
Holdings |
13 |
1,346 |
||||||
Lockheed
Martin |
21 |
9,075 |
||||||
Masco |
26 |
1,370 |
||||||
Nielsen
Holdings |
29 |
777 |
||||||
Nordson |
5 |
1,078 |
||||||
Norfolk
Southern |
21 |
5,415 |
||||||
Northrop
Grumman |
13 |
5,712 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Old
Dominion Freight Line |
7 |
$ |
1,961 |
|||||
Otis
Worldwide |
39 |
2,841 |
||||||
PACCAR |
26 |
2,159 |
||||||
Parker-Hannifin |
11 |
2,979 |
||||||
Pentair |
13 |
660 |
||||||
Quanta
Services |
13 |
1,508 |
||||||
Raytheon
Technologies |
130 |
12,338 |
||||||
Republic
Services, Cl A |
18 |
2,417 |
||||||
Robert
Half International |
9 |
885 |
||||||
Rockwell
Automation |
11 |
2,779 |
||||||
Rollins |
16 |
537 |
||||||
Snap-On |
5 |
1,062 |
||||||
Southwest
Airlines * |
52 |
2,429 |
||||||
Stanley
Black & Decker |
13 |
1,562 |
||||||
Textron |
16 |
1,108 |
||||||
Trane
Technologies |
20 |
2,798 |
||||||
TransDigm
Group * |
4 |
2,379 |
||||||
Union
Pacific |
57 |
13,355 |
||||||
United
Airlines Holdings * |
26 |
1,313 |
||||||
United
Parcel Service, Cl B |
65 |
11,699 |
||||||
United
Rentals * |
6 |
1,899 |
||||||
Verisk
Analytics, Cl A |
13 |
2,653 |
||||||
Waste
Management |
33 |
5,427 |
||||||
Westinghouse
Air Brake Technologies |
13 |
1,169 |
||||||
WW
Grainger |
4 |
2,000 |
||||||
Xylem |
13 |
1,047 |
||||||
238,472 |
||||||||
Information Technology — 26.3% |
||||||||
Accenture,
Cl A |
55 |
16,520 |
||||||
Adobe
* |
41 |
16,234 |
||||||
Advanced
Micro Devices * |
141 |
12,058 |
||||||
Akamai
Technologies * |
13 |
1,460 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Amphenol,
Cl A |
52 |
$ |
3,718 |
|||||
Analog
Devices |
46 |
7,101 |
||||||
ANSYS
* |
7 |
1,930 |
||||||
Apple |
1,358 |
214,089 |
||||||
Applied
Materials |
78 |
8,607 |
||||||
Arista
Networks * |
20 |
2,311 |
||||||
Autodesk
* |
19 |
3,596 |
||||||
Automatic
Data Processing |
37 |
8,073 |
||||||
Broadcom |
36 |
19,958 |
||||||
Broadridge
Financial Solutions |
10 |
1,441 |
||||||
Cadence
Design Systems * |
26 |
3,922 |
||||||
CDW |
13 |
2,121 |
||||||
Ceridian
HCM Holding * |
12 |
674 |
||||||
Cisco
Systems |
369 |
18,074 |
||||||
Citrix
Systems * |
13 |
1,301 |
||||||
Cognizant
Technology Solutions, Cl A |
49 |
3,964 |
||||||
Corning |
65 |
2,287 |
||||||
DXC
Technology * |
26 |
746 |
||||||
Enphase
Energy * |
13 |
2,098 |
||||||
EPAM
Systems * |
5 |
1,325 |
||||||
F5
* |
4 |
670 |
||||||
Fidelity
National Information Services |
52 |
5,156 |
||||||
Fiserv
* |
52 |
5,092 |
||||||
FleetCor
Technologies * |
7 |
1,747 |
||||||
Fortinet
* |
12 |
3,468 |
||||||
Gartner
* |
6 |
1,743 |
||||||
Global
Payments |
26 |
3,561 |
||||||
Hewlett
Packard Enterprise |
117 |
1,803 |
||||||
HP |
92 |
3,370 |
||||||
Intel |
355 |
15,474 |
||||||
International
Business Machines |
78 |
10,312 |
||||||
Intuit |
25 |
10,469 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
IPG
Photonics * |
4 |
$ |
378 |
|||||
Jack
Henry & Associates |
8 |
1,517 |
||||||
Juniper
Networks |
26 |
820 |
||||||
Keysight
Technologies * |
16 |
2,244 |
||||||
KLA |
13 |
4,150 |
||||||
Lam
Research |
12 |
5,589 |
||||||
Mastercard,
Cl A |
76 |
27,617 |
||||||
Microchip
Technology |
52 |
3,390 |
||||||
Micron
Technology |
97 |
6,614 |
||||||
Microsoft |
657 |
182,331 |
||||||
Monolithic
Power Systems |
3 |
1,177 |
||||||
Motorola
Solutions |
15 |
3,205 |
||||||
NetApp |
22 |
1,612 |
||||||
NortonLifeLock |
52 |
1,302 |
||||||
NVIDIA |
219 |
40,618 |
||||||
Oracle |
138 |
10,129 |
||||||
Paychex |
26 |
3,295 |
||||||
Paycom
Software * |
4 |
1,126 |
||||||
PayPal
Holdings * |
102 |
8,969 |
||||||
PTC
* |
9 |
1,028 |
||||||
Qorvo
* |
9 |
1,024 |
||||||
QUALCOMM |
100 |
13,969 |
||||||
Roper
Technologies |
9 |
4,229 |
||||||
Salesforce
* |
85 |
14,955 |
||||||
Seagate
Technology Holdings |
13 |
1,067 |
||||||
ServiceNow
* |
17 |
8,128 |
||||||
Skyworks
Solutions |
13 |
1,473 |
||||||
SolarEdge
Technologies * |
4 |
1,002 |
||||||
Synopsys
* |
13 |
3,728 |
||||||
Teledyne
Technologies * |
4 |
1,726 |
||||||
Teradyne |
13 |
1,371 |
||||||
Texas
Instruments |
82 |
13,961 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Trimble
* |
26 |
$ |
1,734 |
|||||
Tyler
Technologies * |
3 |
1,184 |
||||||
VeriSign
* |
10 |
1,787 |
||||||
Visa,
Cl A |
145 |
30,904 |
||||||
Western
Digital * |
26 |
1,380 |
||||||
Zebra
Technologies, Cl A * |
4 |
1,479 |
||||||
828,685 |
||||||||
Materials — 2.3% |
||||||||
Air
Products & Chemicals |
18 |
4,213 |
||||||
Albemarle |
9 |
1,735 |
||||||
Amcor |
133 |
1,577 |
||||||
Avery
Dennison |
9 |
1,625 |
||||||
Ball |
26 |
2,110 |
||||||
Celanese,
Cl A |
8 |
1,176 |
||||||
CF
Industries Holdings |
16 |
1,549 |
||||||
Corteva |
65 |
3,750 |
||||||
Dow |
65 |
4,322 |
||||||
DuPont
de Nemours |
45 |
2,967 |
||||||
Eastman
Chemical |
13 |
1,335 |
||||||
Ecolab |
22 |
3,725 |
||||||
FMC |
13 |
1,723 |
||||||
Freeport-McMoRan |
130 |
5,272 |
||||||
International
Flavors & Fragrances |
22 |
2,669 |
||||||
International
Paper |
39 |
1,805 |
||||||
LyondellBasell
Industries, Cl A |
26 |
2,757 |
||||||
Martin
Marietta Materials |
5 |
1,771 |
||||||
Mosaic |
26 |
1,623 |
||||||
Newmont |
68 |
4,954 |
||||||
Nucor |
26 |
4,024 |
||||||
Packaging
Corp of America |
10 |
1,612 |
||||||
PPG
Industries |
23 |
2,944 |
||||||
Sealed
Air |
13 |
835 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Sherwin-Williams |
20 |
$ |
5,499 |
|||||
Vulcan
Materials |
13 |
2,240 |
||||||
Westrock |
26 |
1,288 |
||||||
71,100 |
||||||||
Real Estate — 2.8% |
||||||||
Alexandria
Real Estate Equities ‡ |
13 |
2,368 |
||||||
American
Tower, Cl A ‡ |
41 |
9,882 |
||||||
AvalonBay
Communities ‡ |
13 |
2,957 |
||||||
Boston
Properties ‡ |
13 |
1,529 |
||||||
Camden
Property Trust ‡ |
10 |
1,569 |
||||||
CBRE
Group, Cl A * |
26 |
2,159 |
||||||
Crown
Castle International ‡ |
39 |
7,223 |
||||||
Digital
Realty Trust ‡ |
26 |
3,799 |
||||||
Duke
Realty ‡ |
29 |
1,588 |
||||||
Equinix
‡ |
8 |
5,753 |
||||||
Equity
Residential ‡ |
26 |
2,119 |
||||||
Essex
Property Trust ‡ |
5 |
1,646 |
||||||
Extra
Space Storage ‡ |
13 |
2,470 |
||||||
Federal
Realty Investment Trust ‡ |
5 |
585 |
||||||
Healthpeak
Properties ‡ |
52 |
1,706 |
||||||
Host
Hotels & Resorts ‡ |
65 |
1,323 |
||||||
Iron
Mountain ‡ |
26 |
1,397 |
||||||
Kimco
Realty ‡ |
52 |
1,317 |
||||||
Mid-America
Apartment Communities ‡ |
9 |
1,770 |
||||||
ProLogis
‡ |
65 |
10,419 |
||||||
Public
Storage ‡ |
13 |
4,830 |
||||||
Realty
Income ‡ |
51 |
3,537 |
||||||
Regency
Centers ‡ |
13 |
895 |
||||||
SBA
Communications, Cl A ‡ |
9 |
3,124 |
||||||
Simon
Property Group ‡ |
26 |
3,068 |
||||||
UDR
‡ |
26 |
1,383 |
||||||
Ventas
‡ |
29 |
1,611 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Vornado
Realty Trust ‡ |
13 |
$ |
503 |
|||||
Welltower
‡ |
39 |
3,542 |
||||||
Weyerhaeuser
‡ |
65 |
2,679 |
||||||
88,751 |
||||||||
Utilities — 2.8% |
||||||||
AES |
55 |
1,123 |
||||||
Alliant
Energy |
26 |
1,529 |
||||||
Ameren |
26 |
2,415 |
||||||
American
Electric Power |
47 |
4,658 |
||||||
American
Water Works |
16 |
2,465 |
||||||
Atmos
Energy |
13 |
1,474 |
||||||
CenterPoint
Energy |
52 |
1,592 |
||||||
CMS
Energy |
26 |
1,786 |
||||||
Consolidated
Edison |
26 |
2,411 |
||||||
Constellation
Energy |
30 |
1,776 |
||||||
Dominion
Energy |
75 |
6,123 |
||||||
DTE
Energy |
17 |
2,228 |
||||||
Duke
Energy |
65 |
7,161 |
||||||
Edison
International |
29 |
1,995 |
||||||
Entergy |
17 |
2,021 |
||||||
Evergy |
19 |
1,289 |
||||||
Eversource
Energy |
26 |
2,272 |
||||||
Exelon |
90 |
4,210 |
||||||
FirstEnergy |
52 |
2,252 |
||||||
NextEra
Energy |
170 |
12,073 |
||||||
NiSource |
39 |
1,136 |
||||||
NRG
Energy |
26 |
933 |
||||||
Pinnacle
West Capital |
13 |
926 |
||||||
PPL |
65 |
1,840 |
||||||
Public
Service Enterprise Group |
42 |
2,926 |
||||||
Sempra
Energy |
26 |
4,195 |
||||||
Southern |
91 |
6,679 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
WEC
Energy Group |
26 |
$ |
2,601 |
|||||
Xcel
Energy |
52 |
3,810 |
||||||
87,899 |
||||||||
TOTAL
UNITED STATES |
3,035,718 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,296,603) |
3,056,823 |
|||||||
TOTAL INVESTMENTS — 97.2% |
||||||||
(Cost $3,296,603) |
$ |
3,056,823 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 2.6%(1) |
||||||||
UNITED STATES—
2.6% |
||||||||
(Cost $54,491) |
19 |
$ |
81,362 |
|||||
TOTAL PURCHASED OPTIONS |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTIONS —
2.6% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Mini-SPX
Index* |
13 |
$ |
517,400 |
$ |
398.00 |
06/17/22 |
$ |
14,762 |
|||||||||
S&P
500 Index* |
6 |
2,385,000 |
3,975.00 |
06/17/22 |
66,600 |
||||||||||||
Total Purchased
Options |
$ |
2,902,400 |
$ |
81,362 |
* |
Non-income producing
security. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Tail Risk ETF |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for purchasedoptions
contracts. The aggregate market value of collateral at April 30, 2022
was$3,056,823. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,056,823 |
$ |
— |
$ |
— |
$ |
3,056,823 |
||||||||
Total
Investments in Securities |
$ |
3,056,823 |
$ |
— |
$ |
— |
$ |
3,056,823 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
81,362 |
$ |
– |
$ |
– |
$ |
81,362 |
||||||||
Total Other Financial
Instruments |
$ |
81,362 |
$ |
– |
$ |
– |
$ |
81,362 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK — 96.5%(A) |
||||||||
CHINA — 0.2% |
||||||||
Information Technology — 0.2% |
||||||||
NXP
Semiconductors |
176 |
$ |
30,078 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
190 |
23,708 |
||||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
311 |
97,020 |
||||||
UNITED STATES —
95.8% |
||||||||
Communication Services — 8.4% |
||||||||
Activision
Blizzard |
480 |
36,288 |
||||||
Alphabet,
Cl A * |
187 |
426,769 |
||||||
Alphabet,
Cl C * |
171 |
393,185 |
||||||
AT&T |
4,414 |
83,248 |
||||||
Charter
Communications, Cl A * |
73 |
31,280 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Comcast,
Cl A |
2,840 |
$ |
112,918 |
|||||
DISH
Network, Cl A * |
184 |
5,246 |
||||||
Electronic
Arts |
184 |
21,721 |
||||||
Fox,
Cl A |
184 |
6,595 |
||||||
Fox,
Cl B |
92 |
3,058 |
||||||
Interpublic
Group |
276 |
9,003 |
||||||
Live
Nation Entertainment * |
92 |
9,649 |
||||||
Lumen
Technologies |
595 |
5,986 |
||||||
Match
Group * |
184 |
14,564 |
||||||
Meta
Platforms, Cl A * |
1,437 |
288,075 |
||||||
Netflix
* |
275 |
52,349 |
||||||
News,
Cl A |
276 |
5,481 |
||||||
News,
Cl B |
92 |
1,832 |
||||||
Omnicom
Group |
112 |
8,527 |
||||||
Paramount
Global, Cl B |
368 |
10,716 |
||||||
Take-Two
Interactive Software * |
83 |
9,919 |
||||||
T-Mobile
US * |
368 |
45,315 |
||||||
Twitter
* |
480 |
23,530 |
||||||
Verizon
Communications |
2,566 |
118,806 |
||||||
Walt
Disney * |
1,127 |
125,807 |
||||||
Warner
Bros Discovery * |
1,344 |
24,394 |
||||||
1,874,261 |
||||||||
Consumer Discretionary — 11.0% |
||||||||
Advance
Auto Parts |
30 |
5,989 |
||||||
Amazon.com
* |
270 |
671,120 |
||||||
Aptiv
* |
184 |
19,578 |
||||||
AutoZone
* |
12 |
23,466 |
||||||
Bath
& Body Works |
184 |
9,732 |
||||||
Best
Buy |
135 |
12,141 |
||||||
Booking
Holdings * |
24 |
53,047 |
||||||
BorgWarner |
184 |
6,777 |
||||||
Caesars
Entertainment * |
101 |
6,694 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
CarMax
* |
92 |
$ |
7,892 |
|||||
Carnival
* |
480 |
8,304 |
||||||
Chipotle
Mexican Grill, Cl A * |
16 |
23,290 |
||||||
Darden
Restaurants |
92 |
12,119 |
||||||
Dollar
General |
142 |
33,729 |
||||||
Dollar
Tree * |
135 |
21,931 |
||||||
Domino’s
Pizza |
18 |
6,084 |
||||||
DR
Horton |
184 |
12,805 |
||||||
eBay |
388 |
20,145 |
||||||
Etsy
* |
86 |
8,014 |
||||||
Expedia
Group * |
92 |
16,077 |
||||||
Ford
Motor |
2,485 |
35,188 |
||||||
Garmin |
92 |
10,096 |
||||||
General
Motors * |
924 |
35,029 |
||||||
Genuine
Parts |
92 |
11,965 |
||||||
Hasbro |
92 |
8,102 |
||||||
Hilton
Worldwide Holdings |
184 |
28,573 |
||||||
Home
Depot |
655 |
196,762 |
||||||
Las
Vegas Sands * |
184 |
6,519 |
||||||
Lennar,
Cl A |
184 |
14,074 |
||||||
LKQ |
184 |
9,132 |
||||||
Lowe’s |
418 |
82,651 |
||||||
Marriott
International, Cl A |
184 |
32,664 |
||||||
McDonald’s |
463 |
115,361 |
||||||
MGM
Resorts International |
276 |
11,327 |
||||||
Mohawk
Industries * |
23 |
3,244 |
||||||
Newell
Brands |
266 |
6,158 |
||||||
NIKE,
Cl B |
814 |
101,506 |
||||||
Norwegian
Cruise Line Holdings * |
258 |
5,168 |
||||||
NVR
* |
2 |
8,752 |
||||||
O’Reilly
Automotive * |
38 |
23,049 |
||||||
Penn
National Gaming * |
92 |
3,364 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Pool |
20 |
$ |
8,104 |
|||||
PulteGroup |
184 |
7,684 |
||||||
PVH |
11 |
801 |
||||||
Ralph
Lauren, Cl A |
3 |
313 |
||||||
Ross
Stores |
192 |
19,156 |
||||||
Royal
Caribbean Cruises * |
180 |
13,991 |
||||||
Starbucks |
736 |
54,935 |
||||||
Tapestry |
184 |
6,057 |
||||||
Target |
287 |
65,623 |
||||||
Tesla
* |
516 |
449,312 |
||||||
TJX |
734 |
44,980 |
||||||
Tractor
Supply |
83 |
16,720 |
||||||
Ulta
Beauty * |
28 |
11,110 |
||||||
Under
Armour, Cl A * |
92 |
1,413 |
||||||
Under
Armour, Cl C * |
92 |
1,305 |
||||||
VF |
184 |
9,568 |
||||||
Whirlpool |
22 |
3,993 |
||||||
Wynn
Resorts * |
92 |
6,484 |
||||||
Yum!
Brands |
184 |
21,530 |
||||||
2,470,697 |
||||||||
Consumer Staples — 6.6% |
||||||||
Altria
Group |
1,136 |
63,128 |
||||||
Archer-Daniels-Midland |
368 |
32,958 |
||||||
Brown-Forman,
Cl B |
92 |
6,204 |
||||||
Campbell
Soup |
92 |
4,344 |
||||||
Church
& Dwight |
130 |
12,683 |
||||||
Clorox |
92 |
13,199 |
||||||
Coca-Cola |
2,391 |
154,482 |
||||||
Colgate-Palmolive |
552 |
42,532 |
||||||
Conagra
Brands |
276 |
9,641 |
||||||
Constellation
Brands, Cl A |
96 |
23,625 |
||||||
Costco
Wholesale |
275 |
146,223 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Estee
Lauder, Cl A |
143 |
$ |
37,761 |
|||||
General
Mills |
368 |
26,029 |
||||||
Hershey |
92 |
20,771 |
||||||
Hormel
Foods |
184 |
9,640 |
||||||
J M
Smucker |
53 |
7,257 |
||||||
Kellogg |
184 |
12,604 |
||||||
Kimberly-Clark |
188 |
26,100 |
||||||
Kraft
Heinz |
450 |
19,183 |
||||||
Kroger |
459 |
24,768 |
||||||
Lamb
Weston Holdings |
92 |
6,081 |
||||||
McCormick |
184 |
18,505 |
||||||
Molson
Coors Beverage, Cl B |
92 |
4,981 |
||||||
Mondelez
International, Cl A |
858 |
55,324 |
||||||
Monster
Beverage * |
252 |
21,591 |
||||||
PepsiCo |
852 |
146,297 |
||||||
Philip
Morris International |
938 |
93,800 |
||||||
Procter
& Gamble |
1,500 |
240,825 |
||||||
Sysco |
296 |
25,302 |
||||||
Tyson
Foods, Cl A |
184 |
17,141 |
||||||
Walgreens
Boots Alliance |
460 |
19,504 |
||||||
Walmart |
862 |
131,877 |
||||||
1,474,360 |
||||||||
Energy — 4.1% |
||||||||
APA |
217 |
8,882 |
||||||
Baker
Hughes, Cl A |
542 |
16,813 |
||||||
Chevron |
1,194 |
187,064 |
||||||
ConocoPhillips |
838 |
80,046 |
||||||
Coterra
Energy |
532 |
15,316 |
||||||
Devon
Energy |
368 |
21,406 |
||||||
Diamondback
Energy |
92 |
11,613 |
||||||
EOG
Resources |
368 |
42,968 |
||||||
Exxon
Mobil |
2,647 |
225,657 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Halliburton |
552 |
$ |
19,662 |
|||||
Hess |
184 |
18,965 |
||||||
Kinder
Morgan |
1,216 |
22,070 |
||||||
Marathon
Oil |
480 |
11,962 |
||||||
Marathon
Petroleum |
388 |
33,857 |
||||||
Occidental
Petroleum |
552 |
30,410 |
||||||
ONEOK |
276 |
17,479 |
||||||
Phillips
66 |
276 |
23,946 |
||||||
Pioneer
Natural Resources |
140 |
32,546 |
||||||
Schlumberger |
896 |
34,953 |
||||||
Valero
Energy |
276 |
30,768 |
||||||
Williams |
756 |
25,923 |
||||||
912,306 |
||||||||
Financials — 10.6% |
||||||||
Aflac |
368 |
21,079 |
||||||
Allstate |
184 |
23,283 |
||||||
American
Express |
376 |
65,691 |
||||||
American
International Group |
552 |
32,297 |
||||||
Ameriprise
Financial |
67 |
17,788 |
||||||
Aon,
Cl A |
130 |
37,439 |
||||||
Arthur J
Gallagher |
119 |
20,050 |
||||||
Assurant |
25 |
4,547 |
||||||
Bank of
America |
4,482 |
159,918 |
||||||
Bank of
New York Mellon |
480 |
20,189 |
||||||
Berkshire
Hathaway, Cl B * |
1,136 |
366,735 |
||||||
BlackRock,
Cl A |
92 |
57,470 |
||||||
Brown
& Brown |
181 |
11,218 |
||||||
Capital
One Financial |
276 |
34,395 |
||||||
Cboe
Global Markets |
77 |
8,699 |
||||||
Charles
Schwab |
919 |
60,957 |
||||||
Chubb |
276 |
56,980 |
||||||
Cincinnati
Financial |
92 |
11,285 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Citigroup |
1,239 |
$ |
59,732 |
|||||
Citizens
Financial Group |
276 |
10,874 |
||||||
CME
Group, Cl A |
216 |
47,377 |
||||||
Comerica |
92 |
7,535 |
||||||
Discover
Financial Services |
184 |
20,693 |
||||||
Everest
Re Group |
18 |
4,945 |
||||||
FactSet
Research Systems |
19 |
7,666 |
||||||
Fifth
Third Bancorp |
460 |
17,264 |
||||||
First
Republic Bank |
95 |
14,176 |
||||||
Franklin
Resources |
184 |
4,525 |
||||||
Globe
Life |
38 |
3,727 |
||||||
Goldman
Sachs Group |
206 |
62,931 |
||||||
Hartford
Financial Services Group |
184 |
12,867 |
||||||
Huntington
Bancshares |
920 |
12,098 |
||||||
Intercontinental
Exchange |
368 |
42,618 |
||||||
Invesco |
184 |
3,382 |
||||||
JPMorgan
Chase |
1,842 |
219,861 |
||||||
KeyCorp |
572 |
11,045 |
||||||
Lincoln
National |
92 |
5,534 |
||||||
Loews |
92 |
5,781 |
||||||
M&T
Bank |
112 |
18,664 |
||||||
MarketAxess
Holdings |
18 |
4,745 |
||||||
Marsh
& McLennan |
301 |
48,672 |
||||||
MetLife |
460 |
30,213 |
||||||
Moody’s |
94 |
29,749 |
||||||
Morgan
Stanley |
853 |
68,743 |
||||||
MSCI,
Cl A |
51 |
21,484 |
||||||
Nasdaq |
84 |
13,219 |
||||||
Northern
Trust |
118 |
12,160 |
||||||
PNC
Financial Services Group |
276 |
45,844 |
||||||
Principal
Financial Group |
184 |
12,538 |
||||||
Progressive |
368 |
39,508 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Prudential
Financial |
260 |
$ |
28,213 |
|||||
Raymond
James Financial |
97 |
9,454 |
||||||
Regions
Financial |
572 |
11,852 |
||||||
S&P
Global |
218 |
82,077 |
||||||
Signature
Bank NY |
31 |
7,510 |
||||||
State
Street |
206 |
13,796 |
||||||
SVB
Financial Group * |
32 |
15,604 |
||||||
Synchrony
Financial |
368 |
13,546 |
||||||
T
Rowe Price Group |
128 |
15,749 |
||||||
Travelers |
146 |
24,975 |
||||||
Truist
Financial |
828 |
40,034 |
||||||
US
Bancorp |
848 |
41,179 |
||||||
W R
Berkley |
134 |
8,910 |
||||||
Wells
Fargo |
2,397 |
104,581 |
||||||
Willis
Towers Watson |
72 |
15,470 |
||||||
Zions
Bancorp |
92 |
5,199 |
||||||
2,368,339 |
||||||||
Health Care — 13.6% |
||||||||
Abbott
Laboratories |
1,099 |
124,737 |
||||||
AbbVie |
1,098 |
161,274 |
||||||
ABIOMED
* |
22 |
6,305 |
||||||
Agilent
Technologies |
184 |
21,946 |
||||||
Align
Technology * |
39 |
11,307 |
||||||
AmerisourceBergen,
Cl A |
92 |
13,919 |
||||||
Amgen |
358 |
83,482 |
||||||
Anthem |
151 |
75,791 |
||||||
Baxter
International |
282 |
20,039 |
||||||
Becton
Dickinson |
184 |
45,483 |
||||||
Biogen
* |
92 |
19,084 |
||||||
Bio-Rad
Laboratories, Cl A * |
8 |
4,096 |
||||||
Bio-Techne |
20 |
7,594 |
||||||
Boston
Scientific * |
922 |
38,825 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Bristol-Myers
Squibb |
1,372 |
$ |
103,270 |
|||||
Cardinal
Health |
184 |
10,681 |
||||||
Catalent
* |
92 |
8,332 |
||||||
Centene
* |
368 |
29,642 |
||||||
Cerner |
184 |
17,230 |
||||||
Charles
River Laboratories International * |
25 |
6,038 |
||||||
Cigna |
190 |
46,888 |
||||||
Cooper |
25 |
9,026 |
||||||
CVS
Health |
828 |
79,596 |
||||||
Danaher |
390 |
97,941 |
||||||
DaVita
* |
24 |
2,601 |
||||||
DENTSPLY
SIRONA |
112 |
4,479 |
||||||
Dexcom
* |
60 |
24,515 |
||||||
Edwards
Lifesciences * |
373 |
39,456 |
||||||
Eli
Lilly |
488 |
142,559 |
||||||
Gilead
Sciences |
768 |
45,573 |
||||||
HCA
Healthcare |
147 |
31,539 |
||||||
Henry
Schein * |
92 |
7,461 |
||||||
Hologic
* |
184 |
13,246 |
||||||
Humana |
75 |
33,342 |
||||||
IDEXX
Laboratories * |
55 |
23,676 |
||||||
Illumina
* |
92 |
27,292 |
||||||
Incyte
* |
92 |
6,896 |
||||||
Intuitive
Surgical * |
216 |
51,689 |
||||||
IQVIA
Holdings * |
109 |
23,761 |
||||||
Johnson
& Johnson |
1,646 |
297,037 |
||||||
Laboratory
Corp of America Holdings |
56 |
13,456 |
||||||
McKesson |
92 |
28,484 |
||||||
Medtronic |
826 |
86,201 |
||||||
Merck |
1,561 |
138,445 |
||||||
Mettler-Toledo
International * |
12 |
15,330 |
||||||
Moderna
* |
199 |
26,748 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Molina
Healthcare * |
34 |
$ |
10,657 |
|||||
Organon |
184 |
5,949 |
||||||
PerkinElmer |
82 |
12,022 |
||||||
Pfizer |
3,524 |
172,923 |
||||||
Quest
Diagnostics |
92 |
12,313 |
||||||
Regeneron
Pharmaceuticals * |
67 |
44,160 |
||||||
ResMed |
92 |
18,397 |
||||||
STERIS |
59 |
13,219 |
||||||
Stryker |
203 |
48,976 |
||||||
Teleflex |
23 |
6,569 |
||||||
Thermo
Fisher Scientific |
240 |
132,701 |
||||||
UnitedHealth
Group |
583 |
296,485 |
||||||
Universal
Health Services, Cl B |
25 |
3,063 |
||||||
Vertex
Pharmaceuticals * |
156 |
42,622 |
||||||
Viatris,
Cl W * |
756 |
7,809 |
||||||
Waters
* |
31 |
9,394 |
||||||
West
Pharmaceutical Services |
47 |
14,808 |
||||||
Zimmer
Biomet Holdings |
118 |
14,249 |
||||||
Zoetis,
Cl A |
280 |
49,630 |
||||||
3,042,258 |
||||||||
Industrials — 7.6% |
||||||||
3M |
368 |
53,073 |
||||||
Alaska
Air Group * |
92 |
5,004 |
||||||
Allegion |
72 |
8,225 |
||||||
American
Airlines Group * |
388 |
7,283 |
||||||
AMETEK |
168 |
21,212 |
||||||
AO
Smith |
92 |
5,376 |
||||||
Boeing
* |
328 |
48,819 |
||||||
Carrier
Global |
554 |
21,202 |
||||||
Caterpillar |
334 |
70,320 |
||||||
CH
Robinson Worldwide |
92 |
9,766 |
||||||
Cintas |
56 |
22,247 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Copart
* |
120 |
$ |
13,638 |
|||||
CSX |
1,400 |
48,076 |
||||||
Cummins |
92 |
17,405 |
||||||
Deere |
173 |
65,316 |
||||||
Delta
Air Lines * |
388 |
16,696 |
||||||
Dover |
92 |
12,264 |
||||||
Eaton |
264 |
38,285 |
||||||
Emerson
Electric |
368 |
33,186 |
||||||
Equifax |
85 |
17,299 |
||||||
Expeditors
International of Washington |
92 |
9,114 |
||||||
Fastenal |
368 |
20,354 |
||||||
FedEx |
149 |
29,612 |
||||||
Fortive |
204 |
11,730 |
||||||
Fortune
Brands Home & Security |
92 |
6,555 |
||||||
Generac
Holdings * |
32 |
7,020 |
||||||
General
Dynamics |
141 |
33,351 |
||||||
General
Electric |
652 |
48,607 |
||||||
Honeywell
International |
424 |
82,048 |
||||||
Howmet
Aerospace |
276 |
9,417 |
||||||
Huntington
Ingalls Industries |
16 |
3,404 |
||||||
IDEX |
44 |
8,352 |
||||||
Illinois
Tool Works |
184 |
36,268 |
||||||
Ingersoll
Rand |
276 |
12,133 |
||||||
Jacobs
Engineering Group |
92 |
12,747 |
||||||
JB
Hunt Transport Services |
49 |
8,372 |
||||||
Johnson
Controls International |
460 |
27,540 |
||||||
L3Harris
Technologies |
111 |
25,781 |
||||||
Leidos
Holdings |
92 |
9,523 |
||||||
Lockheed
Martin |
151 |
65,250 |
||||||
Masco |
184 |
9,695 |
||||||
Nielsen
Holdings |
204 |
5,469 |
||||||
Nordson |
28 |
6,039 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Norfolk
Southern |
148 |
$ |
38,166 |
|||||
Northrop
Grumman |
92 |
40,425 |
||||||
Old
Dominion Freight Line |
69 |
19,328 |
||||||
Otis
Worldwide |
276 |
20,104 |
||||||
PACCAR |
184 |
15,281 |
||||||
Parker-Hannifin |
87 |
23,561 |
||||||
Pentair |
92 |
4,669 |
||||||
Quanta
Services |
92 |
10,670 |
||||||
Raytheon
Technologies |
920 |
87,317 |
||||||
Republic
Services, Cl A |
107 |
14,367 |
||||||
Robert
Half International |
92 |
9,044 |
||||||
Rockwell
Automation |
84 |
21,224 |
||||||
Rollins |
174 |
5,836 |
||||||
Snap-On |
25 |
5,312 |
||||||
Southwest
Airlines * |
368 |
17,193 |
||||||
Stanley
Black & Decker |
92 |
11,054 |
||||||
Textron |
125 |
8,656 |
||||||
Trane
Technologies |
141 |
19,724 |
||||||
TransDigm
Group * |
28 |
16,655 |
||||||
Union
Pacific |
388 |
90,905 |
||||||
United
Airlines Holdings * |
184 |
9,292 |
||||||
United
Parcel Service, Cl B |
460 |
82,791 |
||||||
United
Rentals * |
35 |
11,078 |
||||||
Verisk
Analytics, Cl A |
92 |
18,773 |
||||||
Waste
Management |
256 |
42,097 |
||||||
Westinghouse
Air Brake Technologies |
92 |
8,272 |
||||||
WW
Grainger |
22 |
11,001 |
||||||
Xylem |
92 |
7,406 |
||||||
1,693,274 |
||||||||
Information Technology — 26.1% |
||||||||
Accenture,
Cl A |
388 |
116,540 |
||||||
Adobe
* |
288 |
114,034 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Advanced
Micro Devices * |
1,021 |
$ |
87,316 |
|||||
Akamai
Technologies * |
92 |
10,330 |
||||||
Amphenol,
Cl A |
368 |
26,312 |
||||||
Analog
Devices |
323 |
49,865 |
||||||
ANSYS
* |
53 |
14,612 |
||||||
Apple |
9,570 |
1,508,710 |
||||||
Applied
Materials |
557 |
61,465 |
||||||
Arista
Networks * |
123 |
14,215 |
||||||
Autodesk
* |
128 |
24,228 |
||||||
Automatic
Data Processing |
251 |
54,763 |
||||||
Broadcom |
257 |
142,478 |
||||||
Broadridge
Financial Solutions |
83 |
11,963 |
||||||
Cadence
Design Systems * |
184 |
27,756 |
||||||
CDW |
92 |
15,013 |
||||||
Ceridian
HCM Holding * |
92 |
5,164 |
||||||
Cisco
Systems |
2,673 |
130,923 |
||||||
Citrix
Systems * |
92 |
9,209 |
||||||
Cognizant
Technology Solutions, Cl A |
301 |
24,351 |
||||||
Corning |
460 |
16,187 |
||||||
DXC
Technology * |
184 |
5,281 |
||||||
Enphase
Energy * |
92 |
14,849 |
||||||
EPAM
Systems * |
24 |
6,360 |
||||||
F5
* |
29 |
4,855 |
||||||
Fidelity
National Information Services |
372 |
36,884 |
||||||
Fiserv
* |
368 |
36,034 |
||||||
FleetCor
Technologies * |
55 |
13,724 |
||||||
Fortinet
* |
92 |
26,589 |
||||||
Gartner
* |
44 |
12,784 |
||||||
Global
Payments |
184 |
25,204 |
||||||
Hewlett
Packard Enterprise |
828 |
12,759 |
||||||
HP |
749 |
27,436 |
||||||
Intel |
2,535 |
110,501 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
International
Business Machines |
556 |
$ |
73,509 |
|||||
Intuit |
179 |
74,956 |
||||||
IPG
Photonics * |
4 |
378 |
||||||
Jack
Henry & Associates |
35 |
6,635 |
||||||
Juniper
Networks |
184 |
5,800 |
||||||
Keysight
Technologies * |
108 |
15,149 |
||||||
KLA |
92 |
29,372 |
||||||
Lam
Research |
89 |
41,453 |
||||||
Mastercard,
Cl A |
528 |
191,865 |
||||||
Microchip
Technology |
368 |
23,994 |
||||||
Micron
Technology |
712 |
48,551 |
||||||
Microsoft |
4,626 |
1,283,807 |
||||||
Monolithic
Power Systems |
22 |
8,629 |
||||||
Motorola
Solutions |
96 |
20,514 |
||||||
NetApp |
127 |
9,303 |
||||||
NortonLifeLock |
368 |
9,215 |
||||||
NVIDIA |
1,557 |
288,777 |
||||||
Oracle |
1,011 |
74,207 |
||||||
Paychex |
184 |
23,318 |
||||||
Paycom
Software * |
24 |
6,755 |
||||||
PayPal
Holdings * |
732 |
64,365 |
||||||
PTC
* |
92 |
10,507 |
||||||
Qorvo
* |
82 |
9,330 |
||||||
QUALCOMM |
682 |
95,269 |
||||||
Roper
Technologies |
65 |
30,545 |
||||||
Salesforce
* |
598 |
105,212 |
||||||
Seagate
Technology Holdings |
100 |
8,204 |
||||||
ServiceNow
* |
120 |
57,372 |
||||||
Skyworks
Solutions |
92 |
10,424 |
||||||
SolarEdge
Technologies * |
26 |
6,511 |
||||||
Synopsys
* |
92 |
26,385 |
||||||
Teledyne
Technologies * |
24 |
10,357 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Teradyne |
92 |
$ |
9,702 |
|||||
Texas
Instruments |
557 |
94,829 |
||||||
Trimble
* |
184 |
12,273 |
||||||
Tyler
Technologies * |
24 |
9,473 |
||||||
VeriSign
* |
57 |
10,185 |
||||||
Visa,
Cl A |
1,035 |
220,589 |
||||||
Western
Digital * |
184 |
9,765 |
||||||
Zebra
Technologies, Cl A * |
28 |
10,350 |
||||||
5,846,528 |
||||||||
Materials — 2.3% |
||||||||
Air
Products & Chemicals |
136 |
31,833 |
||||||
Albemarle |
84 |
16,198 |
||||||
Amcor |
940 |
11,148 |
||||||
Avery
Dennison |
47 |
8,488 |
||||||
Ball |
184 |
14,933 |
||||||
Celanese,
Cl A |
82 |
12,049 |
||||||
CF
Industries Holdings |
112 |
10,845 |
||||||
Corteva |
460 |
26,537 |
||||||
Dow |
460 |
30,590 |
||||||
DuPont
de Nemours |
358 |
23,603 |
||||||
Eastman
Chemical |
92 |
9,446 |
||||||
Ecolab |
173 |
29,296 |
||||||
FMC |
92 |
12,194 |
||||||
Freeport-McMoRan |
920 |
37,306 |
||||||
International
Flavors & Fragrances |
172 |
20,864 |
||||||
International
Paper |
276 |
12,773 |
||||||
LyondellBasell
Industries, Cl A |
184 |
19,510 |
||||||
Martin
Marietta Materials |
33 |
11,689 |
||||||
Mosaic |
237 |
14,794 |
||||||
Newmont |
480 |
34,968 |
||||||
Nucor |
184 |
28,479 |
||||||
Packaging
Corp of America |
73 |
11,765 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
PPG
Industries |
169 |
$ |
21,630 |
|||||
Sealed
Air |
80 |
5,137 |
||||||
Sherwin-Williams |
161 |
44,269 |
||||||
Vulcan
Materials |
92 |
15,851 |
||||||
Westrock |
184 |
9,114 |
||||||
525,309 |
||||||||
Real Estate — 2.8% |
||||||||
Alexandria
Real Estate Equities ‡ |
92 |
16,759 |
||||||
American
Tower, Cl A ‡ |
279 |
67,245 |
||||||
AvalonBay
Communities ‡ |
92 |
20,928 |
||||||
Boston
Properties ‡ |
92 |
10,819 |
||||||
Camden
Property Trust ‡ |
66 |
10,355 |
||||||
CBRE
Group, Cl A * |
184 |
15,279 |
||||||
Crown
Castle International ‡ |
276 |
51,118 |
||||||
Digital
Realty Trust ‡ |
184 |
26,886 |
||||||
Duke
Realty ‡ |
266 |
14,564 |
||||||
Equinix
‡ |
58 |
41,707 |
||||||
Equity
Residential ‡ |
184 |
14,996 |
||||||
Essex
Property Trust ‡ |
33 |
10,866 |
||||||
Extra
Space Storage ‡ |
92 |
17,480 |
||||||
Federal
Realty Investment Trust ‡ |
17 |
1,990 |
||||||
Healthpeak
Properties ‡ |
368 |
12,074 |
||||||
Host
Hotels & Resorts ‡ |
460 |
9,361 |
||||||
Iron
Mountain ‡ |
184 |
9,886 |
||||||
Kimco
Realty ‡ |
368 |
9,322 |
||||||
Mid-America
Apartment Communities ‡ |
83 |
16,324 |
||||||
ProLogis
‡ |
460 |
73,733 |
||||||
Public
Storage ‡ |
92 |
34,178 |
||||||
Realty
Income ‡ |
353 |
24,484 |
||||||
Regency
Centers ‡ |
92 |
6,332 |
||||||
SBA
Communications, Cl A ‡ |
62 |
21,521 |
||||||
Simon
Property Group ‡ |
190 |
22,420 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
UDR
‡ |
184 |
$ |
9,791 |
|||||
Ventas
‡ |
266 |
14,776 |
||||||
Vornado
Realty Trust ‡ |
92 |
3,561 |
||||||
Welltower
‡ |
276 |
25,064 |
||||||
Weyerhaeuser
‡ |
460 |
18,961 |
||||||
632,780 |
||||||||
Utilities — 2.7% |
||||||||
AES |
441 |
9,005 |
||||||
Alliant
Energy |
184 |
10,821 |
||||||
Ameren |
184 |
17,094 |
||||||
American
Electric Power |
282 |
27,949 |
||||||
American
Water Works |
95 |
14,638 |
||||||
Atmos
Energy |
92 |
10,433 |
||||||
CenterPoint
Energy |
368 |
11,265 |
||||||
CMS
Energy |
184 |
12,639 |
||||||
Consolidated
Edison |
204 |
18,919 |
||||||
Constellation
Energy |
210 |
12,434 |
||||||
Dominion
Energy |
506 |
41,310 |
||||||
DTE
Energy |
96 |
12,580 |
||||||
Duke
Energy |
465 |
51,224 |
||||||
Edison
International |
266 |
18,298 |
||||||
Entergy |
100 |
11,885 |
||||||
Evergy |
184 |
12,484 |
||||||
Eversource
Energy |
184 |
16,082 |
||||||
Exelon |
644 |
30,126 |
||||||
FirstEnergy |
368 |
15,938 |
||||||
NextEra
Energy |
1,198 |
85,082 |
||||||
NiSource |
276 |
8,037 |
||||||
NRG
Energy |
184 |
6,606 |
||||||
Pinnacle
West Capital |
92 |
6,550 |
||||||
PPL |
460 |
13,023 |
||||||
Public
Service Enterprise Group |
296 |
20,619 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Sempra
Energy |
184 |
$ |
29,690 |
|||||
Southern |
654 |
47,997 |
||||||
WEC
Energy Group |
184 |
18,409 |
||||||
Xcel
Energy |
368 |
26,960 |
||||||
618,097 |
||||||||
TOTAL
UNITED STATES |
21,458,209 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $23,729,186) |
21,609,015 |
|||||||
TOTAL INVESTMENTS — 96.5% |
||||||||
(Cost $23,729,186) |
$ |
21,609,015 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 3.6%(1) |
||||||||
UNITED STATES—
3.6% |
||||||||
(Cost $246,115) |
72 |
$ |
808,880 |
|||||
TOTAL PURCHASED OPTIONS |
||||||||
WRITTEN OPTIONS— (0.2)%(1) |
||||||||
UNITED STATES—
(0.2)% |
||||||||
(Premiums Received
$(481,741)) |
(72 |
) |
$ |
(52,071 |
) | |||
TOTAL WRITTEN OPTIONS |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Risk Managed Income ETF |
Description |
Number of Contracts |
Notional Amount |
Exercise Price |
Expiration Date |
Value |
||||||||||||
PURCHASED
OPTIONS — 3.6% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Mini-SPX
Index* |
22 |
$ |
926,200 |
$ |
421.00 |
05/20/22 |
$ |
33,880 |
|||||||||
S&P
500 Index* |
50 |
21,050,000 |
4,210.00 |
05/20/22 |
775,000 |
||||||||||||
Total Purchased
Options |
$ |
21,976,200 |
$ |
808,880 |
|||||||||||||
WRITTEN
OPTIONS — (0.2)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Mini-SPX
Index* |
(22 |
) |
$ |
(974,600 |
) |
443.00 |
05/20/22 |
$ |
(2,321 |
) | |||||||
S&P
500 Index* |
(50 |
) |
(22,150,000 |
) |
4,430.00 |
05/20/22 |
(49,750 |
) | |||||||||
Total Written
Options |
$ |
(23,124,600 |
) |
$ |
(52,071 |
) |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions and
purchased options contracts. The aggregate market value of collateral at
April 30, 2022 was $21,609,015. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
21,609,015 |
$ |
— |
$ |
— |
$ |
21,609,015 |
||||||||
Total
Investments in Securities |
$ |
21,609,015 |
$ |
— |
$ |
— |
$ |
21,609,015 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
808,880 |
$ |
– |
$ |
– |
$ |
808,880 |
||||||||
Written
Options |
(52,071 |
) |
– |
– |
(52,071 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
756,809 |
$ |
– |
$ |
– |
$ |
756,809 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK — 95.4%(A) |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP
Semiconductors |
28 |
$ |
4,785 |
|||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
35 |
4,367 |
||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
54 |
16,846 |
||||||
UNITED STATES —
94.7% |
||||||||
Communication Services — 8.2% |
||||||||
Activision
Blizzard |
80 |
6,048 |
||||||
Alphabet,
Cl A * |
32 |
73,030 |
||||||
Alphabet,
Cl C * |
30 |
68,980 |
||||||
AT&T |
758 |
14,296 |
||||||
Charter
Communications, Cl A * |
12 |
5,142 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Comcast,
Cl A |
488 |
$ |
19,403 |
|||||
DISH
Network, Cl A * |
32 |
912 |
||||||
Electronic
Arts |
32 |
3,778 |
||||||
Fox,
Cl A |
32 |
1,147 |
||||||
Fox,
Cl B |
16 |
532 |
||||||
Interpublic
Group |
48 |
1,566 |
||||||
Live
Nation Entertainment * |
16 |
1,678 |
||||||
Lumen
Technologies |
108 |
1,086 |
||||||
Match
Group * |
31 |
2,454 |
||||||
Meta
Platforms, Cl A * |
248 |
49,716 |
||||||
Netflix
* |
47 |
8,947 |
||||||
News,
Cl A |
48 |
953 |
||||||
News,
Cl B |
16 |
318 |
||||||
Omnicom
Group |
18 |
1,370 |
||||||
Paramount
Global, Cl B |
64 |
1,864 |
||||||
Take-Two
Interactive Software * |
12 |
1,434 |
||||||
T-Mobile
US * |
64 |
7,881 |
||||||
Twitter
* |
82 |
4,020 |
||||||
Verizon
Communications |
442 |
20,465 |
||||||
Walt
Disney * |
193 |
21,544 |
||||||
Warner
Bros Discovery * |
231 |
4,193 |
||||||
322,757 |
||||||||
Consumer Discretionary — 10.9% |
||||||||
Advance
Auto Parts |
7 |
1,397 |
||||||
Amazon.com
* |
47 |
116,825 |
||||||
Aptiv
* |
32 |
3,405 |
||||||
AutoZone
* |
2 |
3,911 |
||||||
Bath
& Body Works |
32 |
1,692 |
||||||
Best
Buy |
24 |
2,158 |
||||||
Booking
Holdings * |
4 |
8,841 |
||||||
BorgWarner |
32 |
1,179 |
||||||
Caesars
Entertainment * |
21 |
1,392 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
CarMax
* |
16 |
$ |
1,372 |
|||||
Carnival
* |
82 |
1,419 |
||||||
Chipotle
Mexican Grill, Cl A * |
3 |
4,367 |
||||||
Darden
Restaurants |
16 |
2,108 |
||||||
Dollar
General |
23 |
5,463 |
||||||
Dollar
Tree * |
24 |
3,899 |
||||||
Domino’s
Pizza |
3 |
1,014 |
||||||
DR
Horton |
32 |
2,227 |
||||||
eBay |
71 |
3,686 |
||||||
Etsy
* |
16 |
1,491 |
||||||
Expedia
Group * |
16 |
2,796 |
||||||
Ford
Motor |
424 |
6,004 |
||||||
Garmin |
16 |
1,756 |
||||||
General
Motors * |
161 |
6,104 |
||||||
Genuine
Parts |
16 |
2,081 |
||||||
Hasbro |
16 |
1,409 |
||||||
Hilton
Worldwide Holdings |
32 |
4,969 |
||||||
Home
Depot |
111 |
33,344 |
||||||
Las
Vegas Sands * |
32 |
1,134 |
||||||
Lennar,
Cl A |
32 |
2,448 |
||||||
LKQ |
32 |
1,588 |
||||||
Lowe’s |
71 |
14,039 |
||||||
Marriott
International, Cl A |
27 |
4,793 |
||||||
McDonald’s |
82 |
20,431 |
||||||
MGM
Resorts International |
48 |
1,970 |
||||||
Mohawk
Industries * |
4 |
564 |
||||||
Newell
Brands |
38 |
880 |
||||||
NIKE,
Cl B |
139 |
17,333 |
||||||
Norwegian
Cruise Line Holdings * |
38 |
761 |
||||||
O’Reilly
Automotive * |
7 |
4,246 |
||||||
Penn
National Gaming * |
16 |
585 |
||||||
Pool |
4 |
1,621 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PulteGroup |
32 |
$ |
1,336 |
|||||
PVH |
7 |
509 |
||||||
Ralph
Lauren, Cl A |
3 |
313 |
||||||
Ross
Stores |
39 |
3,891 |
||||||
Royal
Caribbean Cruises * |
27 |
2,099 |
||||||
Starbucks |
128 |
9,554 |
||||||
Tapestry |
32 |
1,053 |
||||||
Target |
50 |
11,433 |
||||||
Tesla
* |
90 |
78,368 |
||||||
TJX |
128 |
7,844 |
||||||
Tractor
Supply |
14 |
2,820 |
||||||
Ulta
Beauty * |
5 |
1,984 |
||||||
Under
Armour, Cl A * |
16 |
246 |
||||||
Under
Armour, Cl C * |
16 |
227 |
||||||
VF |
32 |
1,664 |
||||||
Whirlpool |
5 |
908 |
||||||
Wynn
Resorts * |
16 |
1,128 |
||||||
Yum!
Brands |
32 |
3,744 |
||||||
427,823 |
||||||||
Consumer Staples — 6.5% |
||||||||
Altria
Group |
203 |
11,281 |
||||||
Archer-Daniels-Midland |
64 |
5,732 |
||||||
Brown-Forman,
Cl B |
16 |
1,079 |
||||||
Campbell
Soup |
16 |
755 |
||||||
Church
& Dwight |
23 |
2,244 |
||||||
Clorox |
16 |
2,295 |
||||||
Coca-Cola |
414 |
26,748 |
||||||
Colgate-Palmolive |
96 |
7,397 |
||||||
Conagra
Brands |
48 |
1,677 |
||||||
Constellation
Brands, Cl A |
18 |
4,430 |
||||||
Costco
Wholesale |
47 |
24,991 |
||||||
Estee
Lauder, Cl A |
26 |
6,866 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
General
Mills |
64 |
$ |
4,527 |
|||||
Hershey |
16 |
3,612 |
||||||
Hormel
Foods |
32 |
1,676 |
||||||
J M
Smucker |
10 |
1,369 |
||||||
Kellogg |
32 |
2,192 |
||||||
Kimberly-Clark |
35 |
4,859 |
||||||
Kraft
Heinz |
70 |
2,984 |
||||||
Kroger |
80 |
4,317 |
||||||
Lamb
Weston Holdings |
16 |
1,058 |
||||||
McCormick |
23 |
2,313 |
||||||
Molson
Coors Beverage, Cl B |
16 |
866 |
||||||
Mondelez
International, Cl A |
154 |
9,930 |
||||||
Monster
Beverage * |
44 |
3,770 |
||||||
PepsiCo |
148 |
25,413 |
||||||
Philip
Morris International |
167 |
16,700 |
||||||
Procter
& Gamble |
254 |
40,780 |
||||||
Sysco |
56 |
4,787 |
||||||
Tyson
Foods, Cl A |
32 |
2,981 |
||||||
Walgreens
Boots Alliance |
80 |
3,392 |
||||||
Walmart |
149 |
22,795 |
||||||
255,816 |
||||||||
Energy — 4.0% |
||||||||
APA |
34 |
1,392 |
||||||
Baker
Hughes, Cl A |
86 |
2,668 |
||||||
Chevron |
208 |
32,587 |
||||||
ConocoPhillips |
144 |
13,755 |
||||||
Coterra
Energy |
92 |
2,649 |
||||||
Devon
Energy |
64 |
3,723 |
||||||
Diamondback
Energy |
16 |
2,020 |
||||||
EOG
Resources |
64 |
7,473 |
||||||
Exxon
Mobil |
455 |
38,789 |
||||||
Halliburton |
96 |
3,419 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Hess |
32 |
$ |
3,298 |
|||||
Kinder
Morgan |
210 |
3,811 |
||||||
Marathon
Oil |
82 |
2,043 |
||||||
Marathon
Petroleum |
64 |
5,585 |
||||||
Occidental
Petroleum |
96 |
5,289 |
||||||
ONEOK |
48 |
3,040 |
||||||
Phillips
66 |
48 |
4,164 |
||||||
Pioneer
Natural Resources |
23 |
5,347 |
||||||
Schlumberger |
146 |
5,695 |
||||||
Valero
Energy |
48 |
5,351 |
||||||
Williams |
130 |
4,458 |
||||||
156,556 |
||||||||
Financials — 10.4% |
||||||||
Aflac |
64 |
3,666 |
||||||
Allstate |
32 |
4,049 |
||||||
American
Express |
66 |
11,531 |
||||||
American
International Group |
96 |
5,617 |
||||||
Ameriprise
Financial |
11 |
2,920 |
||||||
Aon,
Cl A |
22 |
6,336 |
||||||
Arthur J
Gallagher |
20 |
3,370 |
||||||
Assurant |
4 |
728 |
||||||
Bank of
America |
752 |
26,831 |
||||||
Bank of
New York Mellon |
82 |
3,449 |
||||||
Berkshire
Hathaway, Cl B * |
197 |
63,598 |
||||||
BlackRock,
Cl A |
16 |
9,995 |
||||||
Brown
& Brown |
28 |
1,735 |
||||||
Capital
One Financial |
42 |
5,234 |
||||||
Cboe
Global Markets |
10 |
1,130 |
||||||
Charles
Schwab |
162 |
10,745 |
||||||
Chubb |
48 |
9,910 |
||||||
Cincinnati
Financial |
16 |
1,963 |
||||||
Citigroup |
208 |
10,028 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Citizens
Financial Group |
48 |
$ |
1,891 |
|||||
CME
Group, Cl A |
37 |
8,116 |
||||||
Comerica |
16 |
1,310 |
||||||
Discover
Financial Services |
32 |
3,599 |
||||||
Everest
Re Group |
4 |
1,099 |
||||||
FactSet
Research Systems |
3 |
1,210 |
||||||
Fifth
Third Bancorp |
80 |
3,002 |
||||||
First
Republic Bank |
18 |
2,686 |
||||||
Franklin
Resources |
32 |
787 |
||||||
Globe
Life |
8 |
785 |
||||||
Goldman
Sachs Group |
36 |
10,998 |
||||||
Hartford
Financial Services Group |
32 |
2,238 |
||||||
Huntington
Bancshares |
160 |
2,104 |
||||||
Intercontinental
Exchange |
58 |
6,717 |
||||||
Invesco |
32 |
588 |
||||||
JPMorgan
Chase |
314 |
37,479 |
||||||
KeyCorp |
98 |
1,892 |
||||||
Lincoln
National |
16 |
962 |
||||||
Loews |
16 |
1,005 |
||||||
M&T
Bank |
16 |
2,666 |
||||||
MarketAxess
Holdings |
3 |
791 |
||||||
Marsh
& McLennan |
52 |
8,408 |
||||||
MetLife |
80 |
5,254 |
||||||
Moody’s |
17 |
5,380 |
||||||
Morgan
Stanley |
148 |
11,927 |
||||||
MSCI,
Cl A |
8 |
3,370 |
||||||
Nasdaq |
12 |
1,888 |
||||||
Northern
Trust |
20 |
2,061 |
||||||
PNC
Financial Services Group |
43 |
7,142 |
||||||
Principal
Financial Group |
32 |
2,181 |
||||||
Progressive |
64 |
6,871 |
||||||
Prudential
Financial |
40 |
4,340 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Raymond
James Financial |
21 |
$ |
2,047 |
|||||
Regions
Financial |
98 |
2,031 |
||||||
S&P
Global |
37 |
13,930 |
||||||
Signature
Bank NY |
6 |
1,454 |
||||||
State
Street |
39 |
2,612 |
||||||
SVB
Financial Group * |
6 |
2,926 |
||||||
Synchrony
Financial |
64 |
2,356 |
||||||
T
Rowe Price Group |
25 |
3,076 |
||||||
Travelers |
26 |
4,448 |
||||||
Truist
Financial |
144 |
6,962 |
||||||
US
Bancorp |
144 |
6,993 |
||||||
W R
Berkley |
24 |
1,596 |
||||||
Wells
Fargo |
409 |
17,845 |
||||||
Willis
Towers Watson |
13 |
2,793 |
||||||
Zions
Bancorp |
16 |
904 |
||||||
405,555 |
||||||||
Health Care — 13.5% |
||||||||
Abbott
Laboratories |
189 |
21,451 |
||||||
AbbVie |
189 |
27,760 |
||||||
ABIOMED
* |
4 |
1,146 |
||||||
Agilent
Technologies |
32 |
3,817 |
||||||
Align
Technology * |
8 |
2,319 |
||||||
AmerisourceBergen,
Cl A |
16 |
2,421 |
||||||
Amgen |
60 |
13,991 |
||||||
Anthem |
27 |
13,552 |
||||||
Baxter
International |
55 |
3,908 |
||||||
Becton
Dickinson |
32 |
7,910 |
||||||
Biogen
* |
16 |
3,319 |
||||||
Bio-Rad
Laboratories, Cl A * |
2 |
1,024 |
||||||
Bio-Techne |
3 |
1,139 |
||||||
Boston
Scientific * |
159 |
6,695 |
||||||
Bristol-Myers
Squibb |
228 |
17,162 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Cardinal
Health |
32 |
$ |
1,858 |
|||||
Catalent
* |
16 |
1,449 |
||||||
Centene
* |
64 |
5,155 |
||||||
Cerner |
32 |
2,996 |
||||||
Charles
River Laboratories International * |
4 |
966 |
||||||
Cigna |
36 |
8,884 |
||||||
Cooper |
4 |
1,444 |
||||||
CVS
Health |
144 |
13,843 |
||||||
Danaher |
69 |
17,328 |
||||||
DaVita
* |
5 |
542 |
||||||
DENTSPLY
SIRONA |
18 |
720 |
||||||
Dexcom
* |
11 |
4,494 |
||||||
Edwards
Lifesciences * |
68 |
7,193 |
||||||
Eli
Lilly |
84 |
24,539 |
||||||
Gilead
Sciences |
138 |
8,189 |
||||||
HCA
Healthcare |
24 |
5,149 |
||||||
Henry
Schein * |
16 |
1,298 |
||||||
Hologic
* |
32 |
2,304 |
||||||
Humana |
13 |
5,779 |
||||||
IDEXX
Laboratories * |
10 |
4,305 |
||||||
Illumina
* |
16 |
4,746 |
||||||
Incyte
* |
16 |
1,199 |
||||||
Intuitive
Surgical * |
38 |
9,093 |
||||||
IQVIA
Holdings * |
19 |
4,142 |
||||||
Johnson
& Johnson |
280 |
50,529 |
||||||
Laboratory
Corp of America Holdings |
9 |
2,163 |
||||||
McKesson |
16 |
4,954 |
||||||
Medtronic |
141 |
14,715 |
||||||
Merck |
269 |
23,858 |
||||||
Mettler-Toledo
International * |
3 |
3,833 |
||||||
Moderna
* |
37 |
4,973 |
||||||
Molina
Healthcare * |
5 |
1,567 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Organon |
32 |
$ |
1,035 |
|||||
PerkinElmer |
14 |
2,053 |
||||||
Pfizer |
602 |
29,540 |
||||||
Quest
Diagnostics |
16 |
2,141 |
||||||
Regeneron
Pharmaceuticals * |
11 |
7,250 |
||||||
ResMed |
16 |
3,200 |
||||||
STERIS |
9 |
2,016 |
||||||
Stryker |
35 |
8,444 |
||||||
Teleflex |
4 |
1,142 |
||||||
Thermo
Fisher Scientific |
42 |
23,223 |
||||||
UnitedHealth
Group |
101 |
51,364 |
||||||
Universal
Health Services, Cl B |
7 |
858 |
||||||
Vertex
Pharmaceuticals * |
27 |
7,377 |
||||||
Viatris,
Cl W * |
128 |
1,322 |
||||||
Waters
* |
7 |
2,121 |
||||||
West
Pharmaceutical Services |
9 |
2,836 |
||||||
Zimmer
Biomet Holdings |
21 |
2,536 |
||||||
Zoetis,
Cl A |
51 |
9,040 |
||||||
529,319 |
||||||||
Industrials — 7.4% |
||||||||
3M |
64 |
9,230 |
||||||
Alaska
Air Group * |
16 |
870 |
||||||
Allegion |
12 |
1,371 |
||||||
American
Airlines Group * |
66 |
1,239 |
||||||
AMETEK |
28 |
3,535 |
||||||
AO
Smith |
16 |
935 |
||||||
Boeing
* |
59 |
8,782 |
||||||
Carrier
Global |
97 |
3,712 |
||||||
Caterpillar |
59 |
12,422 |
||||||
CH
Robinson Worldwide |
16 |
1,698 |
||||||
Cintas |
9 |
3,575 |
||||||
Copart
* |
21 |
2,387 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
CSX |
242 |
$ |
8,310 |
|||||
Cummins |
16 |
3,027 |
||||||
Deere |
29 |
10,949 |
||||||
Delta
Air Lines * |
64 |
2,754 |
||||||
Dover |
16 |
2,133 |
||||||
Eaton |
43 |
6,236 |
||||||
Emerson
Electric |
64 |
5,771 |
||||||
Equifax |
13 |
2,646 |
||||||
Expeditors
International of Washington |
16 |
1,585 |
||||||
Fastenal |
64 |
3,540 |
||||||
FedEx |
25 |
4,968 |
||||||
Fortive |
34 |
1,955 |
||||||
Fortune
Brands Home & Security |
16 |
1,140 |
||||||
Generac
Holdings * |
7 |
1,536 |
||||||
General
Dynamics |
23 |
5,440 |
||||||
General
Electric |
121 |
9,021 |
||||||
Honeywell
International |
75 |
14,513 |
||||||
Howmet
Aerospace |
48 |
1,638 |
||||||
Huntington
Ingalls Industries |
4 |
851 |
||||||
IDEX |
7 |
1,329 |
||||||
Illinois
Tool Works |
32 |
6,308 |
||||||
Ingersoll
Rand |
48 |
2,110 |
||||||
Jacobs
Engineering Group |
16 |
2,217 |
||||||
JB
Hunt Transport Services |
8 |
1,367 |
||||||
Johnson
Controls International |
80 |
4,790 |
||||||
L3Harris
Technologies |
20 |
4,645 |
||||||
Leidos
Holdings |
16 |
1,656 |
||||||
Lockheed
Martin |
25 |
10,803 |
||||||
Masco |
32 |
1,686 |
||||||
Nielsen
Holdings |
34 |
912 |
||||||
Nordson |
5 |
1,078 |
||||||
Norfolk
Southern |
24 |
6,189 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Northrop
Grumman |
16 |
$ |
7,030 |
|||||
Old
Dominion Freight Line |
9 |
2,521 |
||||||
Otis
Worldwide |
48 |
3,496 |
||||||
PACCAR |
32 |
2,658 |
||||||
Parker-Hannifin |
13 |
3,521 |
||||||
Pentair |
16 |
812 |
||||||
Quanta
Services |
16 |
1,856 |
||||||
Raytheon
Technologies |
158 |
14,996 |
||||||
Republic
Services, Cl A |
21 |
2,820 |
||||||
Robert
Half International |
16 |
1,573 |
||||||
Rockwell
Automation |
14 |
3,537 |
||||||
Rollins |
22 |
738 |
||||||
Snap-On |
5 |
1,062 |
||||||
Southwest
Airlines * |
64 |
2,990 |
||||||
Stanley
Black & Decker |
16 |
1,922 |
||||||
Textron |
18 |
1,246 |
||||||
Trane
Technologies |
23 |
3,217 |
||||||
TransDigm
Group * |
6 |
3,569 |
||||||
Union
Pacific |
68 |
15,932 |
||||||
United
Airlines Holdings * |
32 |
1,616 |
||||||
United
Parcel Service, Cl B |
79 |
14,218 |
||||||
United
Rentals * |
9 |
2,849 |
||||||
Verisk
Analytics, Cl A |
16 |
3,265 |
||||||
Waste
Management |
39 |
6,413 |
||||||
Westinghouse
Air Brake Technologies |
16 |
1,439 |
||||||
WW
Grainger |
4 |
2,000 |
||||||
Xylem |
16 |
1,288 |
||||||
291,443 |
||||||||
Information Technology — 25.9% |
||||||||
Accenture,
Cl A |
67 |
20,124 |
||||||
Adobe
* |
50 |
19,798 |
||||||
Advanced
Micro Devices * |
177 |
15,137 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Akamai
Technologies * |
16 |
$ |
1,796 |
|||||
Amphenol,
Cl A |
64 |
4,576 |
||||||
Analog
Devices |
58 |
8,954 |
||||||
ANSYS
* |
10 |
2,757 |
||||||
Apple |
1,663 |
262,172 |
||||||
Applied
Materials |
95 |
10,483 |
||||||
Arista
Networks * |
22 |
2,543 |
||||||
Autodesk
* |
24 |
4,543 |
||||||
Automatic
Data Processing |
45 |
9,818 |
||||||
Broadcom |
45 |
24,948 |
||||||
Broadridge
Financial Solutions |
12 |
1,730 |
||||||
Cadence
Design Systems * |
32 |
4,827 |
||||||
CDW |
16 |
2,611 |
||||||
Ceridian
HCM Holding * |
15 |
842 |
||||||
Cisco
Systems |
453 |
22,188 |
||||||
Citrix
Systems * |
16 |
1,602 |
||||||
Cognizant
Technology Solutions, Cl A |
61 |
4,935 |
||||||
Corning |
80 |
2,815 |
||||||
DXC
Technology * |
32 |
918 |
||||||
Enphase
Energy * |
16 |
2,582 |
||||||
EPAM
Systems * |
5 |
1,325 |
||||||
F5
* |
7 |
1,172 |
||||||
Fidelity
National Information Services |
67 |
6,643 |
||||||
Fiserv
* |
64 |
6,267 |
||||||
FleetCor
Technologies * |
7 |
1,747 |
||||||
Fortinet
* |
16 |
4,624 |
||||||
Gartner
* |
8 |
2,324 |
||||||
Global
Payments |
32 |
4,383 |
||||||
Hewlett
Packard Enterprise |
144 |
2,219 |
||||||
HP |
128 |
4,689 |
||||||
Intel |
436 |
19,005 |
||||||
International
Business Machines |
96 |
12,692 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Intuit |
30 |
$ |
12,563 |
|||||
IPG
Photonics * |
4 |
378 |
||||||
Jack
Henry & Associates |
6 |
1,137 |
||||||
Juniper
Networks |
32 |
1,009 |
||||||
Keysight
Technologies * |
19 |
2,665 |
||||||
KLA |
16 |
5,108 |
||||||
Lam
Research |
15 |
6,986 |
||||||
Mastercard,
Cl A |
93 |
33,794 |
||||||
Microchip
Technology |
64 |
4,173 |
||||||
Micron
Technology |
116 |
7,910 |
||||||
Microsoft |
804 |
223,126 |
||||||
Monolithic
Power Systems |
4 |
1,569 |
||||||
Motorola
Solutions |
18 |
3,846 |
||||||
NetApp |
27 |
1,978 |
||||||
NortonLifeLock |
64 |
1,603 |
||||||
NVIDIA |
266 |
49,335 |
||||||
Oracle |
174 |
12,772 |
||||||
Paychex |
32 |
4,055 |
||||||
Paycom
Software * |
4 |
1,126 |
||||||
PayPal
Holdings * |
126 |
11,079 |
||||||
PTC
* |
10 |
1,142 |
||||||
Qorvo
* |
11 |
1,252 |
||||||
QUALCOMM |
123 |
17,182 |
||||||
Roper
Technologies |
11 |
5,169 |
||||||
Salesforce
* |
106 |
18,650 |
||||||
Seagate
Technology Holdings |
22 |
1,805 |
||||||
ServiceNow
* |
22 |
10,518 |
||||||
Skyworks
Solutions |
16 |
1,813 |
||||||
SolarEdge
Technologies * |
5 |
1,252 |
||||||
Synopsys
* |
16 |
4,589 |
||||||
Teledyne
Technologies * |
4 |
1,726 |
||||||
Teradyne |
16 |
1,687 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Texas
Instruments |
101 |
$ |
17,195 |
|||||
Trimble
* |
32 |
2,134 |
||||||
Tyler
Technologies * |
4 |
1,579 |
||||||
VeriSign
* |
9 |
1,608 |
||||||
Visa,
Cl A |
176 |
37,511 |
||||||
Western
Digital * |
32 |
1,698 |
||||||
Zebra
Technologies, Cl A * |
5 |
1,848 |
||||||
1,016,359 |
||||||||
Materials — 2.3% |
||||||||
Air
Products & Chemicals |
22 |
5,149 |
||||||
Albemarle |
14 |
2,700 |
||||||
Amcor |
162 |
1,921 |
||||||
Avery
Dennison |
7 |
1,264 |
||||||
Ball |
32 |
2,597 |
||||||
Celanese,
Cl A |
11 |
1,616 |
||||||
CF
Industries Holdings |
24 |
2,324 |
||||||
Corteva |
80 |
4,615 |
||||||
Dow |
80 |
5,320 |
||||||
DuPont
de Nemours |
60 |
3,956 |
||||||
Eastman
Chemical |
16 |
1,643 |
||||||
Ecolab |
29 |
4,911 |
||||||
FMC |
16 |
2,121 |
||||||
Freeport-McMoRan |
160 |
6,488 |
||||||
International
Flavors & Fragrances |
26 |
3,154 |
||||||
International
Paper |
48 |
2,221 |
||||||
LyondellBasell
Industries, Cl A |
32 |
3,393 |
||||||
Martin
Marietta Materials |
6 |
2,125 |
||||||
Mosaic |
36 |
2,247 |
||||||
Newmont |
82 |
5,974 |
||||||
Nucor |
32 |
4,953 |
||||||
Packaging
Corp of America |
13 |
2,095 |
||||||
PPG
Industries |
23 |
2,944 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Sealed
Air |
16 |
$ |
1,027 |
|||||
Sherwin-Williams |
25 |
6,874 |
||||||
Vulcan
Materials |
16 |
2,757 |
||||||
Westrock |
32 |
1,585 |
||||||
87,974 |
||||||||
Real Estate — 2.8% |
||||||||
Alexandria
Real Estate Equities ‡ |
16 |
2,915 |
||||||
American
Tower, Cl A ‡ |
50 |
12,051 |
||||||
AvalonBay
Communities ‡ |
16 |
3,640 |
||||||
Boston
Properties ‡ |
16 |
1,882 |
||||||
Camden
Property Trust ‡ |
11 |
1,726 |
||||||
CBRE
Group, Cl A * |
32 |
2,657 |
||||||
Crown
Castle International ‡ |
48 |
8,890 |
||||||
Digital
Realty Trust ‡ |
32 |
4,676 |
||||||
Duke
Realty ‡ |
38 |
2,080 |
||||||
Equinix
‡ |
10 |
7,191 |
||||||
Equity
Residential ‡ |
32 |
2,608 |
||||||
Essex
Property Trust ‡ |
6 |
1,976 |
||||||
Extra
Space Storage ‡ |
16 |
3,040 |
||||||
Federal
Realty Investment Trust ‡ |
5 |
585 |
||||||
Healthpeak
Properties ‡ |
64 |
2,100 |
||||||
Host
Hotels & Resorts ‡ |
80 |
1,628 |
||||||
Iron
Mountain ‡ |
32 |
1,719 |
||||||
Kimco
Realty ‡ |
64 |
1,621 |
||||||
Mid-America
Apartment Communities ‡ |
12 |
2,360 |
||||||
ProLogis
‡ |
80 |
12,823 |
||||||
Public
Storage ‡ |
16 |
5,944 |
||||||
Realty
Income ‡ |
62 |
4,300 |
||||||
Regency
Centers ‡ |
16 |
1,101 |
||||||
SBA
Communications, Cl A ‡ |
12 |
4,165 |
||||||
Simon
Property Group ‡ |
35 |
4,130 |
||||||
UDR
‡ |
32 |
1,703 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Ventas
‡ |
38 |
$ |
2,111 |
|||||
Vornado
Realty Trust ‡ |
16 |
619 |
||||||
Welltower
‡ |
48 |
4,359 |
||||||
Weyerhaeuser
‡ |
80 |
3,298 |
||||||
109,898 |
||||||||
Utilities — 2.8% |
||||||||
AES |
70 |
1,429 |
||||||
Alliant
Energy |
32 |
1,882 |
||||||
Ameren |
32 |
2,973 |
||||||
American
Electric Power |
55 |
5,451 |
||||||
American
Water Works |
19 |
2,927 |
||||||
Atmos
Energy |
16 |
1,814 |
||||||
CenterPoint
Energy |
64 |
1,959 |
||||||
CMS
Energy |
32 |
2,198 |
||||||
Consolidated
Edison |
39 |
3,617 |
||||||
Constellation
Energy |
35 |
2,072 |
||||||
Dominion
Energy |
88 |
7,184 |
||||||
DTE
Energy |
19 |
2,490 |
||||||
Duke
Energy |
84 |
9,253 |
||||||
Edison
International |
38 |
2,614 |
||||||
Entergy |
20 |
2,377 |
||||||
Evergy |
32 |
2,171 |
||||||
Eversource
Energy |
32 |
2,797 |
||||||
Exelon |
110 |
5,146 |
||||||
FirstEnergy |
64 |
2,772 |
||||||
NextEra
Energy |
208 |
14,772 |
||||||
NiSource |
48 |
1,398 |
||||||
NRG
Energy |
32 |
1,149 |
||||||
Pinnacle
West Capital |
16 |
1,139 |
||||||
PPL |
80 |
2,265 |
||||||
Public
Service Enterprise Group |
50 |
3,483 |
||||||
Sempra
Energy |
32 |
5,164 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Southern |
112 |
$ |
8,220 |
|||||
WEC
Energy Group |
32 |
3,202 |
||||||
Xcel
Energy |
64 |
4,689 |
||||||
108,607 |
||||||||
TOTAL
UNITED STATES |
3,712,107 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $4,021,222) |
3,738,105 |
|||||||
TOTAL INVESTMENTS — 95.4% |
||||||||
(Cost $4,021,222) |
$ |
3,738,105 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 4.4%(1) |
||||||||
UNITED STATES—
4.4% |
||||||||
(Cost $106,455) |
18 |
$ |
174,220 |
|||||
TOTAL PURCHASED OPTIONS |
||||||||
WRITTEN OPTIONS— (0.0)%(1) |
||||||||
UNITED STATES—
(0.0)% |
||||||||
(Premiums Received
$(17,053)) |
(18 |
) |
$ |
(730 |
) | |||
TOTAL WRITTEN OPTIONS |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTIONS —
4.4% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Mini-SPX
Index* |
10 |
$ |
420,000 |
$ |
420.00 |
06/17/22 |
$ |
19,620 |
|||||||||
S&P
500 Index* |
8 |
3,356,000 |
4,195.00 |
06/17/22 |
154,600 |
||||||||||||
Total Purchased
Options |
$ |
3,776,000 |
$ |
174,220 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X S&P 500®
Collar 95-110 ETF |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTIONS —
0.0% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Mini-SPX
Index* |
(10 |
) |
$ |
(485,000 |
) |
$ |
485.00 |
06/17/22 |
$ |
(90 |
) | ||||||
S&P
500 Index* |
(8 |
) |
(3,888,000 |
) |
4,860.00 |
06/17/22 |
(640 |
) | |||||||||
Total Written
Options |
$ |
(4,373,000 |
) |
$ |
(730 |
) |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions and
purchased options contracts. The aggregate market value of collateral at
April 30, 2022 was $3,738,105. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,738,105 |
$ |
— |
$ |
— |
$ |
3,738,105 |
||||||||
Total
Investments in Securities |
$ |
3,738,105 |
$ |
— |
$ |
— |
$ |
3,738,105 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
174,220 |
$ |
– |
$ |
– |
$ |
174,220 |
||||||||
Written
Options |
(730 |
) |
– |
– |
(730 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
173,490 |
$ |
– |
$ |
– |
$ |
173,490 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK — 95.8%(A) |
||||||||
BRAZIL — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
MercadoLibre
* |
8 |
$ |
7,789 |
|||||
CHINA — 1.2% |
||||||||
Communication Services — 0.4% |
||||||||
Baidu
ADR * |
40 |
4,967 |
||||||
NetEase
ADR |
37 |
3,527 |
||||||
8,494 |
||||||||
Consumer Discretionary — 0.4% |
||||||||
JD.com
ADR * |
95 |
5,858 |
||||||
Pinduoduo
ADR * |
70 |
3,016 |
||||||
8,874 |
||||||||
Information Technology — 0.4% |
||||||||
NXP
Semiconductors |
43 |
7,349 |
||||||
TOTAL
CHINA |
24,717 |
|||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML
Holding, Cl G |
14 |
7,893 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Health Care — 0.3% |
||||||||
AstraZeneca
ADR |
98 |
$ |
6,507 |
|||||
UNITED STATES —
93.5% |
||||||||
Communication Services — 15.3% |
||||||||
Activision
Blizzard |
130 |
9,828 |
||||||
Alphabet,
Cl A * |
30 |
68,466 |
||||||
Alphabet,
Cl C * |
32 |
73,579 |
||||||
Charter
Communications, Cl A * |
29 |
12,426 |
||||||
Comcast,
Cl A |
748 |
29,740 |
||||||
Electronic
Arts |
44 |
5,194 |
||||||
Match
Group * |
46 |
3,641 |
||||||
Meta
Platforms, Cl A * |
348 |
69,764 |
||||||
Netflix
* |
73 |
13,896 |
||||||
Sirius
XM Holdings |
639 |
3,834 |
||||||
T-Mobile
US * |
206 |
25,367 |
||||||
315,735 |
||||||||
Consumer Discretionary — 14.6% |
||||||||
Airbnb,
Cl A * |
61 |
9,346 |
||||||
Amazon.com
* |
51 |
126,767 |
||||||
Booking
Holdings * |
7 |
15,472 |
||||||
Dollar
Tree * |
37 |
6,011 |
||||||
eBay |
99 |
5,140 |
||||||
Lucid
Group * |
281 |
5,080 |
||||||
Lululemon
Athletica * |
21 |
7,447 |
||||||
Marriott
International, Cl A |
54 |
9,586 |
||||||
O’Reilly
Automotive * |
11 |
6,672 |
||||||
Ross
Stores |
60 |
5,986 |
||||||
Starbucks |
190 |
14,182 |
||||||
Tesla
* |
104 |
90,559 |
||||||
302,248 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 6.1% |
||||||||
Costco
Wholesale |
74 |
$ |
39,347 |
|||||
Keurig
Dr Pepper |
240 |
8,976 |
||||||
Kraft
Heinz |
201 |
8,569 |
||||||
Mondelez
International, Cl A |
229 |
14,766 |
||||||
Monster
Beverage * |
90 |
7,711 |
||||||
PepsiCo |
231 |
39,665 |
||||||
Walgreens
Boots Alliance |
140 |
5,936 |
||||||
124,970 |
||||||||
Health Care — 5.5% |
||||||||
Align
Technology * |
13 |
3,769 |
||||||
Amgen |
92 |
21,454 |
||||||
Biogen
* |
24 |
4,979 |
||||||
Dexcom
* |
16 |
6,537 |
||||||
Gilead
Sciences |
210 |
12,461 |
||||||
IDEXX
Laboratories * |
14 |
6,027 |
||||||
Illumina
* |
26 |
7,713 |
||||||
Intuitive
Surgical * |
60 |
14,358 |
||||||
Moderna
* |
68 |
9,140 |
||||||
Regeneron
Pharmaceuticals * |
18 |
11,864 |
||||||
Seagen
* |
30 |
3,930 |
||||||
Vertex
Pharmaceuticals * |
43 |
11,748 |
||||||
113,980 |
||||||||
Industrials — 3.3% |
||||||||
Cintas |
17 |
6,754 |
||||||
Copart
* |
40 |
4,546 |
||||||
CSX |
366 |
12,569 |
||||||
Fastenal |
100 |
5,531 |
||||||
Honeywell
International |
114 |
22,060 |
||||||
Old
Dominion Freight Line |
20 |
5,602 |
||||||
PACCAR |
60 |
4,983 |
||||||
Verisk
Analytics, Cl A |
27 |
5,509 |
||||||
67,554 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 47.5% |
||||||||
Adobe
* |
78 |
$ |
30,884 |
|||||
Advanced
Micro Devices * |
270 |
23,090 |
||||||
Analog
Devices |
86 |
13,277 |
||||||
ANSYS
* |
14 |
3,860 |
||||||
Apple |
1,639 |
258,388 |
||||||
Applied
Materials |
146 |
16,111 |
||||||
Atlassian,
Cl A * |
24 |
5,396 |
||||||
Autodesk
* |
37 |
7,003 |
||||||
Automatic
Data Processing |
69 |
15,054 |
||||||
Broadcom |
68 |
37,699 |
||||||
Cadence
Design Systems * |
46 |
6,939 |
||||||
Cisco
Systems |
693 |
33,943 |
||||||
Cognizant
Technology Solutions, Cl A |
90 |
7,281 |
||||||
Crowdstrike
Holdings, Cl A * |
35 |
6,957 |
||||||
Datadog,
Cl A * |
44 |
5,314 |
||||||
DocuSign,
Cl A * |
33 |
2,673 |
||||||
Fiserv
* |
110 |
10,771 |
||||||
Fortinet
* |
26 |
7,514 |
||||||
Intel |
680 |
29,641 |
||||||
Intuit |
47 |
19,681 |
||||||
KLA |
25 |
7,982 |
||||||
Lam
Research |
23 |
10,712 |
||||||
Marvell
Technology |
140 |
8,131 |
||||||
Microchip
Technology |
95 |
6,194 |
||||||
Micron
Technology |
182 |
12,411 |
||||||
Microsoft |
753 |
208,973 |
||||||
NVIDIA |
354 |
65,656 |
||||||
Okta,
Cl A * |
26 |
3,102 |
||||||
Palo
Alto Networks * |
16 |
8,980 |
||||||
Paychex |
60 |
7,604 |
||||||
PayPal
Holdings * |
192 |
16,883 |
||||||
QUALCOMM |
188 |
26,262 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks
Solutions |
25 |
$ |
2,833 |
|||||
Splunk
* |
27 |
3,295 |
||||||
Synopsys
* |
25 |
7,170 |
||||||
Texas
Instruments |
153 |
26,048 |
||||||
VeriSign
* |
17 |
3,038 |
||||||
Workday,
Cl A * |
32 |
6,614 |
||||||
Zoom
Video Communications, Cl A * |
40 |
3,983 |
||||||
Zscaler
* |
23 |
4,663 |
||||||
982,010 |
||||||||
Utilities — 1.2% |
||||||||
American
Electric Power |
83 |
8,226 |
||||||
Constellation
Energy |
56 |
3,316 |
||||||
Exelon |
159 |
7,438 |
||||||
Xcel
Energy |
90 |
6,593 |
||||||
25,573 |
||||||||
TOTAL
UNITED STATES |
1,932,070 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $2,424,642) |
1,978,976 |
|||||||
TOTAL INVESTMENTS — 95.8% |
||||||||
(Cost $2,424,642) |
$ |
1,978,976 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 4.1%(1) |
||||||||
UNITED STATES—
4.1% |
||||||||
(Cost $42,600) |
3 |
$ |
84,550 |
|||||
TOTAL PURCHASED OPTIONS |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Tail Risk ETF |
Description |
Number
of Contracts |
Notional Amount |
Exercise Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTIONS —
4.1% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Nasdaq-100
Index* |
1 |
$ |
1,272,500 |
$ |
12,725.00 |
06/17/22 |
$ |
60,590 |
|||||||||
Nasdaq-100®
Reduced-Value Index* |
2 |
508,000 |
2,540.00 |
06/17/22 |
23,960 |
||||||||||||
Total Purchased
Options |
$ |
1,780,500 |
$ |
84,550 |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for purchasedoptions
contracts. The aggregate market value of collateral at April 30, 2022
was$1,978,976. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
1,978,976 |
$ |
— |
$ |
— |
$ |
1,978,976 |
||||||||
Total
Investments in Securities |
$ |
1,978,976 |
$ |
— |
$ |
— |
$ |
1,978,976 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
84,550 |
$ |
– |
$ |
– |
$ |
84,550 |
||||||||
Total Other Financial
Instruments |
$ |
84,550 |
$ |
– |
$ |
– |
$ |
84,550 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK — 94.1%(A) |
||||||||
BRAZIL — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
MercadoLibre
* |
49 |
$ |
47,708 |
|||||
CHINA — 1.2% |
||||||||
Communication Services — 0.4% |
||||||||
Baidu
ADR * |
236 |
29,304 |
||||||
NetEase
ADR |
223 |
21,259 |
||||||
50,563 |
||||||||
Consumer Discretionary — 0.5% |
||||||||
JD.com
ADR * |
611 |
37,674 |
||||||
Pinduoduo
ADR * |
430 |
18,529 |
||||||
56,203 |
||||||||
Information Technology — 0.3% |
||||||||
NXP
Semiconductors |
255 |
43,579 |
||||||
TOTAL
CHINA |
150,345 |
|||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML
Holding, Cl G |
83 |
46,793 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Health Care — 0.3% |
||||||||
AstraZeneca
ADR |
546 |
$ |
36,254 |
|||||
UNITED STATES —
91.8% |
||||||||
Communication Services — 15.0% |
||||||||
Activision
Blizzard |
778 |
58,817 |
||||||
Alphabet,
Cl A * |
179 |
408,512 |
||||||
Alphabet,
Cl C * |
188 |
432,274 |
||||||
Charter
Communications, Cl A * |
173 |
74,129 |
||||||
Comcast,
Cl A |
4,477 |
178,005 |
||||||
Electronic
Arts |
276 |
32,582 |
||||||
Match
Group * |
271 |
21,450 |
||||||
Meta
Platforms, Cl A * |
2,054 |
411,765 |
||||||
Netflix
* |
443 |
84,329 |
||||||
Sirius
XM Holdings |
3,748 |
22,488 |
||||||
T-Mobile
US * |
1,234 |
151,955 |
||||||
1,876,306 |
||||||||
Consumer Discretionary — 14.3% |
||||||||
Airbnb,
Cl A * |
360 |
55,156 |
||||||
Amazon.com
* |
303 |
753,146 |
||||||
Booking
Holdings * |
40 |
88,412 |
||||||
Dollar
Tree * |
220 |
35,739 |
||||||
eBay |
596 |
30,944 |
||||||
Lucid
Group * |
1,640 |
29,651 |
||||||
Lululemon
Athletica * |
120 |
42,556 |
||||||
Marriott
International, Cl A |
325 |
57,694 |
||||||
O’Reilly
Automotive * |
67 |
40,639 |
||||||
Ross
Stores |
340 |
33,922 |
||||||
Starbucks |
1,122 |
83,746 |
||||||
Tesla
* |
616 |
536,388 |
||||||
1,787,993 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 5.9% |
||||||||
Costco
Wholesale |
437 |
$ |
232,362 |
|||||
Keurig
Dr Pepper |
1,379 |
51,575 |
||||||
Kraft
Heinz |
1,228 |
52,350 |
||||||
Mondelez
International, Cl A |
1,386 |
89,369 |
||||||
Monster
Beverage * |
522 |
44,725 |
||||||
PepsiCo |
1,361 |
233,697 |
||||||
Walgreens
Boots Alliance |
830 |
35,192 |
||||||
739,270 |
||||||||
Health Care — 5.4% |
||||||||
Align
Technology * |
80 |
23,193 |
||||||
Amgen |
550 |
128,254 |
||||||
Biogen
* |
147 |
30,493 |
||||||
Dexcom
* |
96 |
39,224 |
||||||
Gilead
Sciences |
1,246 |
73,937 |
||||||
IDEXX
Laboratories * |
81 |
34,869 |
||||||
Illumina
* |
155 |
45,981 |
||||||
Intuitive
Surgical * |
356 |
85,191 |
||||||
Moderna
* |
400 |
53,764 |
||||||
Regeneron
Pharmaceuticals * |
107 |
70,525 |
||||||
Seagen
* |
174 |
22,796 |
||||||
Vertex
Pharmaceuticals * |
250 |
68,305 |
||||||
676,532 |
||||||||
Industrials — 3.2% |
||||||||
Cintas |
102 |
40,520 |
||||||
Copart
* |
231 |
26,253 |
||||||
CSX |
2,181 |
74,896 |
||||||
Fastenal |
569 |
31,471 |
||||||
Honeywell
International |
684 |
132,361 |
||||||
Old
Dominion Freight Line |
110 |
30,813 |
||||||
PACCAR |
331 |
27,490 |
||||||
Verisk
Analytics, Cl A |
159 |
32,444 |
||||||
396,248 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 46.8% |
||||||||
Adobe
* |
467 |
$ |
184,909 |
|||||
Advanced
Micro Devices * |
1,607 |
137,431 |
||||||
Analog
Devices |
520 |
80,278 |
||||||
ANSYS
* |
90 |
24,812 |
||||||
Apple |
9,721 |
1,532,516 |
||||||
Applied
Materials |
874 |
96,446 |
||||||
Atlassian,
Cl A * |
135 |
30,352 |
||||||
Autodesk
* |
216 |
40,884 |
||||||
Automatic
Data Processing |
418 |
91,199 |
||||||
Broadcom |
407 |
225,637 |
||||||
Cadence
Design Systems * |
279 |
42,087 |
||||||
Cisco
Systems |
4,083 |
199,985 |
||||||
Cognizant
Technology Solutions, Cl A |
517 |
41,825 |
||||||
Crowdstrike
Holdings, Cl A * |
207 |
41,143 |
||||||
Datadog,
Cl A * |
263 |
31,765 |
||||||
DocuSign,
Cl A * |
186 |
15,066 |
||||||
Fiserv
* |
638 |
62,473 |
||||||
Fortinet
* |
161 |
46,531 |
||||||
Intel |
3,999 |
174,316 |
||||||
Intuit |
281 |
117,669 |
||||||
KLA |
153 |
48,847 |
||||||
Lam
Research |
140 |
65,206 |
||||||
Marvell
Technology |
856 |
49,716 |
||||||
Microchip
Technology |
536 |
34,947 |
||||||
Micron
Technology |
1,097 |
74,804 |
||||||
Microsoft |
4,465 |
1,239,127 |
||||||
NVIDIA |
2,092 |
388,003 |
||||||
Okta,
Cl A * |
141 |
16,823 |
||||||
Palo
Alto Networks * |
97 |
54,444 |
||||||
Paychex |
350 |
44,356 |
||||||
PayPal
Holdings * |
1,160 |
101,999 |
||||||
QUALCOMM |
1,105 |
154,357 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks
Solutions |
169 |
$ |
19,148 |
|||||
Splunk
* |
149 |
18,181 |
||||||
Synopsys
* |
147 |
42,158 |
||||||
Texas
Instruments |
914 |
155,609 |
||||||
VeriSign
* |
113 |
20,192 |
||||||
Workday,
Cl A * |
195 |
40,307 |
||||||
Zoom
Video Communications, Cl A * |
231 |
23,001 |
||||||
Zscaler
* |
135 |
27,370 |
||||||
5,835,919 |
||||||||
Utilities — 1.2% |
||||||||
American
Electric Power |
502 |
49,753 |
||||||
Constellation
Energy |
332 |
19,658 |
||||||
Exelon |
952 |
44,534 |
||||||
Xcel
Energy |
526 |
38,535 |
||||||
152,480 |
||||||||
TOTAL
UNITED STATES |
11,464,748 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $14,567,429) |
11,745,848 |
|||||||
TOTAL INVESTMENTS — 94.1% |
||||||||
(Cost $14,567,429) |
$ |
11,745,848 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 6.1%(1) |
||||||||
UNITED STATES—
6.1% |
||||||||
(Cost $262,240) |
14 |
$ |
755,820 |
|||||
TOTAL PURCHASED OPTIONS |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Number
of Contracts |
Value |
|||||||
WRITTEN OPTIONS— (0.2)%(1) |
||||||||
UNITED STATES—
(0.2)% |
||||||||
(Premiums Received
$(288,606)) |
(14 |
) |
$ |
(29,660 |
) | |||
TOTAL WRITTEN OPTIONS |
Description |
Number
of Contracts |
Notional Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTIONS —
6.0% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Nasdaq-100
Index* |
8 |
$ |
10,800,000 |
$ |
13,500.00 |
05/20/22 |
$ |
657,000 |
|||||||||
Nasdaq-100®
Reduced-Value Index* |
6 |
1,620,000 |
2,700.00 |
05/20/22 |
98,820 |
||||||||||||
Total Purchased
Options |
$ |
12,420,000 |
$ |
755,820 |
|||||||||||||
WRITTEN OPTIONS —
(0.2)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Nasdaq-100
Index* |
(8 |
) |
$ |
(11,380,000 |
) |
14,225.00 |
05/20/22 |
$ |
(25,280 |
) | |||||||
Nasdaq-100®
Reduced-Value Index* |
(6 |
) |
(1,707,000 |
) |
2,845.00 |
05/20/22 |
(4,380 |
) | |||||||||
Total Written
Options |
$ |
(13,087,000 |
) |
$ |
(29,660 |
) |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions and
purchase options contracts. The aggregate market value of collateral at
April 30, 2022 was $11,745,848. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
11,745,848 |
$ |
— |
$ |
— |
$ |
11,745,848 |
||||||||
Total
Investments in Securities |
$ |
11,745,848 |
$ |
— |
$ |
— |
$ |
11,745,848 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
755,820 |
$ |
– |
$ |
– |
$ |
755,820 |
||||||||
Written
Options |
(29,660 |
) |
– |
– |
(29,660 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
726,160 |
$ |
– |
$ |
– |
$ |
726,160 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK — 93.1%(A) |
||||||||
BRAZIL — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
MercadoLibre
* |
16 |
$ |
15,578 |
|||||
CHINA — 1.2% |
||||||||
Communication Services — 0.4% |
||||||||
Baidu
ADR * |
75 |
9,313 |
||||||
NetEase
ADR |
67 |
6,387 |
||||||
15,700 |
||||||||
Consumer Discretionary — 0.4% |
||||||||
JD.com
ADR * |
190 |
11,715 |
||||||
Pinduoduo
ADR * |
140 |
6,033 |
||||||
17,748 |
||||||||
Information Technology — 0.4% |
||||||||
NXP
Semiconductors |
84 |
14,356 |
||||||
TOTAL
CHINA |
47,804 |
|||||||
NETHERLANDS — 0.3% |
||||||||
Information Technology — 0.3% |
||||||||
ASML
Holding, Cl G |
25 |
14,094 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.3% |
||||||||
Health Care — 0.3% |
||||||||
AstraZeneca
ADR |
181 |
$ |
12,018 |
|||||
UNITED STATES —
90.9% |
||||||||
Communication Services — 14.9% |
||||||||
Activision
Blizzard |
248 |
18,749 |
||||||
Alphabet,
Cl A * |
57 |
130,085 |
||||||
Alphabet,
Cl C * |
60 |
137,960 |
||||||
Charter
Communications, Cl A * |
55 |
23,567 |
||||||
Comcast,
Cl A |
1,436 |
57,095 |
||||||
Electronic
Arts |
89 |
10,507 |
||||||
Match
Group * |
87 |
6,886 |
||||||
Meta
Platforms, Cl A * |
662 |
132,711 |
||||||
Netflix
* |
141 |
26,841 |
||||||
Sirius
XM Holdings |
1,249 |
7,494 |
||||||
T-Mobile
US * |
396 |
48,763 |
||||||
600,658 |
||||||||
Consumer Discretionary — 14.2% |
||||||||
Airbnb,
Cl A * |
119 |
18,232 |
||||||
Amazon.com
* |
97 |
241,106 |
||||||
Booking
Holdings * |
14 |
30,944 |
||||||
Dollar
Tree * |
71 |
11,534 |
||||||
eBay |
183 |
9,501 |
||||||
Lucid
Group * |
524 |
9,474 |
||||||
Lululemon
Athletica * |
39 |
13,831 |
||||||
Marriott
International, Cl A |
104 |
18,462 |
||||||
O’Reilly
Automotive * |
21 |
12,738 |
||||||
Ross
Stores |
108 |
10,775 |
||||||
Starbucks |
364 |
27,169 |
||||||
Tesla
* |
198 |
172,410 |
||||||
576,176 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 5.9% |
||||||||
Costco
Wholesale |
141 |
$ |
74,973 |
|||||
Keurig
Dr Pepper |
450 |
16,830 |
||||||
Kraft
Heinz |
380 |
16,199 |
||||||
Mondelez
International, Cl A |
439 |
28,307 |
||||||
Monster
Beverage * |
162 |
13,880 |
||||||
PepsiCo |
438 |
75,209 |
||||||
Walgreens
Boots Alliance |
270 |
11,448 |
||||||
236,846 |
||||||||
Health Care — 5.3% |
||||||||
Align
Technology * |
24 |
6,958 |
||||||
Amgen |
177 |
41,275 |
||||||
Biogen
* |
46 |
9,542 |
||||||
Dexcom
* |
31 |
12,666 |
||||||
Gilead
Sciences |
397 |
23,558 |
||||||
IDEXX
Laboratories * |
26 |
11,192 |
||||||
Illumina
* |
50 |
14,832 |
||||||
Intuitive
Surgical * |
113 |
27,041 |
||||||
Moderna
* |
128 |
17,204 |
||||||
Regeneron
Pharmaceuticals * |
34 |
22,410 |
||||||
Seagen
* |
58 |
7,599 |
||||||
Vertex
Pharmaceuticals * |
80 |
21,858 |
||||||
216,135 |
||||||||
Industrials — 3.1% |
||||||||
Cintas |
33 |
13,110 |
||||||
Copart
* |
72 |
8,183 |
||||||
CSX |
696 |
23,901 |
||||||
Fastenal |
180 |
9,956 |
||||||
Honeywell
International |
217 |
41,992 |
||||||
Old
Dominion Freight Line |
36 |
10,084 |
||||||
PACCAR |
108 |
8,969 |
||||||
Verisk
Analytics, Cl A |
51 |
10,406 |
||||||
126,601 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 46.3% |
||||||||
Adobe
* |
149 |
$ |
58,997 |
|||||
Advanced
Micro Devices * |
517 |
44,214 |
||||||
Analog
Devices |
163 |
25,164 |
||||||
ANSYS
* |
29 |
7,995 |
||||||
Apple |
3,121 |
492,026 |
||||||
Applied
Materials |
281 |
31,008 |
||||||
Atlassian,
Cl A * |
44 |
9,892 |
||||||
Autodesk
* |
69 |
13,060 |
||||||
Automatic
Data Processing |
132 |
28,800 |
||||||
Broadcom |
130 |
72,071 |
||||||
Cadence
Design Systems * |
87 |
13,124 |
||||||
Cisco
Systems |
1,318 |
64,556 |
||||||
Cognizant
Technology Solutions, Cl A |
162 |
13,106 |
||||||
Crowdstrike
Holdings, Cl A * |
67 |
13,317 |
||||||
Datadog,
Cl A * |
84 |
10,145 |
||||||
DocuSign,
Cl A * |
57 |
4,617 |
||||||
Fiserv
* |
208 |
20,367 |
||||||
Fortinet
* |
51 |
14,739 |
||||||
Intel |
1,293 |
56,362 |
||||||
Intuit |
90 |
37,687 |
||||||
KLA |
48 |
15,324 |
||||||
Lam
Research |
43 |
20,028 |
||||||
Marvell
Technology |
268 |
15,565 |
||||||
Microchip
Technology |
177 |
11,540 |
||||||
Micron
Technology |
356 |
24,276 |
||||||
Microsoft |
1,435 |
398,241 |
||||||
NVIDIA |
672 |
124,636 |
||||||
Okta,
Cl A * |
48 |
5,727 |
||||||
Palo
Alto Networks * |
32 |
17,961 |
||||||
Paychex |
114 |
14,447 |
||||||
PayPal
Holdings * |
371 |
32,622 |
||||||
QUALCOMM |
358 |
50,009 |
||||||
Skyworks
Solutions |
52 |
5,892 |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Splunk
* |
47 |
$ |
5,735 |
|||||
Synopsys
* |
49 |
14,053 |
||||||
Texas
Instruments |
292 |
49,713 |
||||||
VeriSign
* |
35 |
6,254 |
||||||
Workday,
Cl A * |
61 |
12,609 |
||||||
Zoom
Video Communications, Cl A * |
72 |
7,169 |
||||||
Zscaler
* |
43 |
8,718 |
||||||
1,871,766 |
||||||||
Utilities — 1.2% |
||||||||
American
Electric Power |
160 |
15,858 |
||||||
Constellation
Energy |
101 |
5,980 |
||||||
Exelon |
303 |
14,174 |
||||||
Xcel
Energy |
173 |
12,674 |
||||||
48,686 |
||||||||
TOTAL
UNITED STATES |
3,676,868 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $4,467,183) |
3,766,362 |
|||||||
TOTAL INVESTMENTS — 93.1% |
||||||||
(Cost $4,467,183) |
$ |
3,766,362 |
||||||
Value |
||||||||
PURCHASED OPTIONS— 6.4%(1) |
||||||||
UNITED STATES—
6.4% |
||||||||
(Cost $130,540) |
10 |
$ |
259,480 |
|||||
TOTAL PURCHASED OPTIONS |
||||||||
WRITTEN OPTIONS— (0.1)%(1) |
||||||||
UNITED STATES—
(0.1)% |
||||||||
(Premiums Received
$(54,880)) |
(10 |
) |
$ |
(4,310 |
) | |||
TOTAL WRITTEN OPTIONS |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Description |
Number
of Contracts |
Notional
Amount |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTIONS —
6.4% |
|||||||||||||||||
Put Options |
|||||||||||||||||
Nasdaq-100
Index* |
1 |
$ |
1,342,500 |
$ |
13,425.00 |
06/17/22 |
$ |
93,430 |
|||||||||
Nasdaq-100®
Reduced-Value Index* |
9 |
2,412,000 |
2,680.00 |
06/17/22 |
166,050 |
||||||||||||
Total Purchased
Options |
$ |
3,754,500 |
$ |
259,480 |
|||||||||||||
WRITTEN OPTIONS —
(0.1)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Nasdaq-100
Index* |
(1 |
) |
$ |
(1,552,500 |
) |
15,525.00 |
06/17/22 |
$ |
(1,520 |
) | |||||||
Nasdaq-100®
Reduced-Value Index* |
(9 |
) |
(2,794,500 |
) |
3,105.00 |
06/17/22 |
(2,790 |
) | |||||||||
Total Written
Options |
$ |
(4,347,000 |
) |
$ |
(4,310 |
) |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions and
purchased options contracts. The aggregate market value of collateral at
April 30, 2022 was $3,766,362. |
Schedule
of Investments |
April
30, 2022 (Unaudited) | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,766,362 |
$ |
— |
$ |
— |
$ |
3,766,362 |
||||||||
Total
Investments in Securities |
$ |
3,766,362 |
$ |
— |
$ |
— |
$ |
3,766,362 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Options |
$ |
259,480 |
$ |
– |
$ |
– |
$ |
259,480 |
||||||||
Written
Options |
(4,310 |
) |
– |
– |
(4,310 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
255,170 |
$ |
– |
$ |
– |
$ |
255,170 |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X Disruptive Materials ETF |
Global
X E-commerce ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
327,746,965 |
$ |
4,186,427,251 |
$ |
5,562,067 |
$ |
155,053,411 |
||||||||
Cost
of Repurchase Agreement |
1,849,932 |
73,687,127 |
— |
1,099,688 |
||||||||||||
Cost
of Foreign Currency |
1 |
14,740 |
207 |
— |
||||||||||||
Investments,
at Value |
$ |
218,567,073 |
* |
$ |
4,356,426,176 |
* |
$ |
4,964,789 |
$ |
83,265,975 |
* | |||||
Repurchase
Agreement, at Value |
1,849,932 |
73,687,127 |
— |
1,099,688 |
||||||||||||
Cash |
61,642 |
— |
— |
73,190 |
||||||||||||
Foreign
Currency, at Value |
1 |
13,860 |
199 |
— |
||||||||||||
Receivable
for Investment Securities Sold |
23,063,146 |
25,556 |
— |
— |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
27,597 |
5,724,938 |
20,610 |
28,233 |
||||||||||||
Reclaim
Receivable |
5,416 |
— |
1,735 |
— |
||||||||||||
Total
Assets |
243,574,807 |
4,435,877,657 |
4,987,333 |
84,467,086 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
4,429,884 |
175,164,597 |
— |
2,633,333 |
||||||||||||
Payable
for Investment Securities Purchased |
21,915,031 |
— |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
123,120 |
2,862,620 |
2,659 |
43,132 |
||||||||||||
Unrealized
Depreciation on Spot Contracts |
15,131 |
84 |
— |
— |
||||||||||||
Cash
Overdraft |
— |
385,784 |
7,901 |
— |
||||||||||||
Total
Liabilities |
26,483,166 |
178,413,085 |
10,560 |
2,676,465 |
||||||||||||
Net
Assets |
$ |
217,091,641 |
$ |
4,257,464,572 |
$ |
4,976,773 |
$ |
81,790,621 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
389,205,455 |
$ |
4,197,928,836 |
$ |
5,491,896 |
$ |
162,247,368 |
||||||||
Total
Distributable Earnings/(Loss) |
(172,113,814 |
) |
59,535,736 |
(515,123 |
) |
(80,456,747 |
) | |||||||||
Net
Assets |
$ |
217,091,641 |
$ |
4,257,464,572 |
$ |
4,976,773 |
$ |
81,790,621 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
5,660,000 |
64,074,628 |
220,000 |
4,190,002 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
38.36 |
$ |
66.45 |
$ |
22.62 |
$ |
19.52 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
4,637,347 |
$ |
166,654,568 |
$ |
— |
$ |
2,053,386 |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X Emerging Markets Internet & E-commerce ETF |
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
5,010,288 |
$ |
985,865,526 |
$ |
655,090,178 |
$ |
11,268,916 |
||||||||
Cost
of Repurchase Agreement |
— |
29,481,944 |
9,420,766 |
— |
||||||||||||
Cost
of Foreign Currency |
875 |
3,118,687 |
— |
35,985 |
||||||||||||
Investments,
at Value |
$ |
2,623,583 |
$ |
860,670,119 |
* |
$ |
706,296,431 |
* |
$ |
11,113,003 |
||||||
Repurchase
Agreement, at Value |
— |
29,481,944 |
9,420,766 |
— |
||||||||||||
Cash |
3,934 |
— |
— |
— |
||||||||||||
Foreign
Currency, at Value |
879 |
3,128,481 |
— |
36,080 |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
138 |
2,771,699 |
2,777,777 |
88,505 |
||||||||||||
Reclaim
Receivable |
24 |
360,261 |
8,115 |
47,157 |
||||||||||||
Receivable
for Capital Shares Sold |
— |
— |
1,040,068 |
— |
||||||||||||
Total
Assets |
2,628,558 |
896,412,504 |
719,543,157 |
11,284,745 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
— |
70,598,060 |
22,559,157 |
— |
||||||||||||
Payable
due to Investment Adviser |
1,429 |
418,939 |
266,732 |
5,393 |
||||||||||||
Payable
for Investment Securities Purchased |
— |
488,254 |
1,038,686 |
— |
||||||||||||
Unrealized
Depreciation on Spot Contracts |
— |
2,525 |
— |
93 |
||||||||||||
Cash
Overdraft |
— |
3,648,445 |
573,545 |
85,242 |
||||||||||||
Total
Liabilities |
1,429 |
75,156,223 |
24,438,120 |
90,728 |
||||||||||||
Net
Assets |
$ |
2,627,129 |
$ |
821,256,281 |
$ |
695,105,037 |
$ |
11,194,017 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
6,070,142 |
$ |
1,545,672,897 |
$ |
786,226,062 |
$ |
12,626,990 |
||||||||
Total
Distributable Loss |
(3,443,013 |
) |
(724,416,616 |
) |
(91,121,025 |
) |
(1,432,973 |
) | ||||||||
Net
Assets |
$ |
2,627,129 |
$ |
821,256,281 |
$ |
695,105,037 |
$ |
11,194,017 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
360,000 |
77,070,000 |
34,310,000 |
750,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
7.30 |
$ |
10.66 |
$ |
20.26 |
$ |
14.93 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
— |
$ |
63,986,441 |
$ |
21,051,368 |
$ |
— |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Global
X SuperDividend®
REIT ETF |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
78,209,437 |
$ |
385,555,970 |
$ |
6,928,281,396 |
$ |
1,593,418,648 |
||||||||
Cost
of Repurchase Agreement |
— |
6,101,856 |
— |
— |
||||||||||||
Cost
of Foreign Currency |
41,705 |
97,452 |
— |
— |
||||||||||||
Investments,
at Value |
$ |
72,862,405 |
$ |
371,591,999 |
* |
$ |
6,909,221,082 |
$ |
1,532,908,241 |
|||||||
Repurchase
Agreement, at Value |
— |
6,101,856 |
— |
— |
||||||||||||
Cash |
— |
324,320 |
16,601,918 |
638,713 |
||||||||||||
Foreign
Currency, at Value |
46,783 |
96,013 |
— |
— |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
393,960 |
1,549,459 |
532,755 |
967,491 |
||||||||||||
Reclaim
Receivable |
29,299 |
— |
— |
21,813 |
||||||||||||
Receivable
for Capital Shares Sold |
— |
— |
— |
4,655,075 |
||||||||||||
Receivable
for Investment Securities Sold |
— |
13,493,628 |
— |
10,517 |
||||||||||||
Total
Assets |
73,332,447 |
393,157,275 |
6,926,355,755 |
1,539,201,850 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
— |
14,611,627 |
— |
— |
||||||||||||
Accrued
Foreign Capital Gains Tax on Appreciated Securities |
95,464 |
— |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
41,191 |
184,662 |
3,486,726 |
712,138 |
||||||||||||
Payable
for Investment Securities Purchased |
— |
12,841,413 |
— |
4,701,695 |
||||||||||||
Options
Written at Value (Premiums received $–, $–, $216,847,049 and
$32,844,397, respectively) |
— |
— |
27,058,090 |
3,690,455 |
||||||||||||
Unrealized
Depreciation on Spot Contracts |
— |
737 |
— |
— |
||||||||||||
Cash
Overdraft |
64,933 |
— |
— |
— |
||||||||||||
Total
Liabilities |
201,588 |
27,638,439 |
30,544,816 |
9,104,288 |
||||||||||||
Net
Assets |
$ |
73,130,859 |
$ |
365,518,836 |
$ |
6,895,810,939 |
$ |
1,530,097,562 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
93,890,348 |
$ |
603,334,034 |
$ |
7,813,993,264 |
$ |
1,629,740,762 |
||||||||
Total
Distributable Loss |
(20,759,489 |
) |
(237,815,198 |
) |
(918,182,325 |
) |
(99,643,200 |
) | ||||||||
Net
Assets |
$ |
73,130,859 |
$ |
365,518,836 |
$ |
6,895,810,939 |
$ |
1,530,097,562 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
7,670,000 |
41,830,000 |
357,580,000 |
32,870,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
9.53 |
$ |
8.74 |
$ |
19.28 |
$ |
46.55 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
— |
$ |
13,936,119 |
$ |
— |
$ |
— |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X Russell 2000 Covered Call ETF |
Global
X Dow 30®
Covered Call ETF |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
1,347,753,022 |
$ |
12,154,435 |
$ |
70,136,815 |
$ |
38,494,497 |
||||||||
Investments,
at Value |
$ |
1,284,248,824 |
$ |
11,758,343 |
$ |
60,202,077 |
$ |
35,301,724 |
||||||||
Cash |
2,446,021 |
8,006 |
87,536 |
43,525 |
||||||||||||
Receivable
for Capital Shares Sold |
2,210,708 |
730,270 |
— |
1,413,222 |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
56,587 |
5,815 |
4,634 |
25,031 |
||||||||||||
Receivable
for Investment Securities Sold |
7,757 |
1,664 |
— |
1,585 |
||||||||||||
Reclaim
Receivable |
— |
— |
— |
257 |
||||||||||||
Total
Assets |
1,288,969,897 |
12,504,098 |
60,294,247 |
36,785,344 |
||||||||||||
Liabilities: |
||||||||||||||||
Options
Written at Value (Premiums received $36,166,352, $193,673, $949,118 and
$378,527, respectively) |
4,917,055 |
83,660 |
119,740 |
42,709 |
||||||||||||
Payable
for Investment Securities Purchased |
2,219,040 |
735,522 |
— |
1,393,971 |
||||||||||||
Payable
due to Investment Adviser |
525,308 |
4,288 |
30,199 |
18,882 |
||||||||||||
Total
Liabilities |
7,661,403 |
823,470 |
149,939 |
1,455,562 |
||||||||||||
Net
Assets |
$ |
1,281,308,494 |
$ |
11,680,628 |
$ |
60,144,308 |
$ |
35,329,782 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
1,400,882,976 |
$ |
11,945,122 |
$ |
70,759,524 |
$ |
38,348,507 |
||||||||
Total
Distributable Loss |
(119,574,482 |
) |
(264,494 |
) |
(10,615,216 |
) |
(3,018,725 |
) | ||||||||
Net
Assets |
$ |
1,281,308,494 |
$ |
11,680,628 |
$ |
60,144,308 |
$ |
35,329,782 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
57,960,000 |
480,000 |
2,280,000 |
1,250,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
22.11 |
$ |
24.33 |
$ |
26.38 |
$ |
28.26 |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
218,480,348 |
$ |
136,118,533 |
$ |
495,290,207 |
$ |
6,428,454 |
||||||||
Cost
of Repurchase Agreement |
984,872 |
350,210 |
— |
— |
||||||||||||
Cost
of Foreign Currency |
— |
33,441 |
— |
3,800 |
||||||||||||
Investments,
at Value |
$ |
205,590,739 |
* |
$ |
119,554,255 |
* |
$ |
592,635,636 |
$ |
6,244,276 |
||||||
Repurchase
Agreement, at Value |
984,872 |
350,210 |
— |
— |
||||||||||||
Cash |
173,454 |
365,447 |
818,345 |
25,076 |
||||||||||||
Foreign
Currency, at Value |
— |
33,446 |
— |
3,808 |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
811,141 |
184,977 |
402,444 |
20,020 |
||||||||||||
Unrealized
Appreciation on Spot Contracts |
— |
37 |
— |
4 |
||||||||||||
Receivable
for Capital Shares Sold |
— |
— |
6,301,444 |
— |
||||||||||||
Reclaim
Receivable |
— |
75,371 |
13,679 |
3,595 |
||||||||||||
Total
Assets |
207,560,206 |
120,563,743 |
600,171,548 |
6,296,779 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
2,358,396 |
838,619 |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
99,407 |
76,544 |
150,713 |
1,652 |
||||||||||||
Payable
for Investment Securities Purchased |
— |
— |
6,275,124 |
37,436 |
||||||||||||
Total
Liabilities |
2,457,803 |
915,163 |
6,425,837 |
39,088 |
||||||||||||
Net
Assets |
$ |
205,102,403 |
$ |
119,648,580 |
$ |
593,745,711 |
$ |
6,257,691 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
281,375,212 |
$ |
138,213,083 |
$ |
492,954,194 |
$ |
6,451,066 |
||||||||
Total
Distributable Earnings/(Loss) |
(76,272,809 |
) |
(18,564,503 |
) |
100,791,517 |
(193,375 |
) | |||||||||
Net
Assets |
$ |
205,102,403 |
$ |
119,648,580 |
$ |
593,745,711 |
$ |
6,257,691 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
19,110,000 |
7,990,000 |
11,740,000 |
230,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
10.73 |
$ |
14.97 |
$ |
50.57 |
$ |
27.21 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
2,307,309 |
$ |
813,146 |
$ |
— |
$ |
— |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X Guru®
Index ETF |
Global
X S&P 500®
Tail Risk ETF |
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
62,847,732 |
$ |
3,296,603 |
$ |
23,729,186 |
$ |
4,021,222 |
||||||||
Cost
of Repurchase Agreement |
507,915 |
— |
— |
— |
||||||||||||
Investments,
at Value |
$ |
54,395,818 |
* |
$ |
3,056,823 |
$ |
21,609,015 |
$ |
3,738,105 |
|||||||
Repurchase
Agreement, at Value |
507,915 |
— |
— |
— |
||||||||||||
Cash |
62,179 |
6,473 |
25,188 |
7,582 |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
9,039 |
2,131 |
14,930 |
2,594 |
||||||||||||
Options
Purchased at Value (Cost $–, $54,491, $246,115 and $106,455,
respectively) |
— |
81,362 |
808,880 |
174,220 |
||||||||||||
Reclaim
Receivable |
— |
24 |
124 |
28 |
||||||||||||
Total
Assets |
54,974,951 |
3,146,813 |
22,458,137 |
3,922,529 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
1,216,264 |
— |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
35,808 |
1,630 |
11,231 |
2,049 |
||||||||||||
Options
Written at Value (Premiums received $–, $–, ($481,741) and
($17,053), respectively) |
— |
— |
52,071 |
730 |
||||||||||||
Total
Liabilities |
1,252,072 |
1,630 |
63,302 |
2,779 |
||||||||||||
Net
Assets |
$ |
53,722,879 |
$ |
3,145,183 |
$ |
22,394,835 |
$ |
3,919,750 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
72,128,338 |
$ |
3,526,120 |
$ |
24,158,099 |
$ |
4,298,875 |
||||||||
Total
Distributable Loss |
(18,405,459 |
) |
(380,937 |
) |
(1,763,264 |
) |
(379,125 |
) | ||||||||
Net
Assets |
$ |
53,722,879 |
$ |
3,145,183 |
$ |
22,394,835 |
$ |
3,919,750 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
1,450,000 |
130,000 |
920,000 |
160,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
37.05 |
$ |
24.19 |
$ |
24.34 |
$ |
24.50 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
1,227,224 |
$ |
— |
$ |
— |
$ |
— |
Statements
of Assets and Liabilities |
||
April
30, 2022 (Unaudited) |
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
2,424,642 |
$ |
14,567,429 |
$ |
4,467,183 |
||||||
Investments,
at Value |
$ |
1,978,976 |
$ |
11,745,848 |
$ |
3,766,362 |
||||||
Cash |
3,974 |
18,413 |
24,104 |
|||||||||
Options
Purchased at Value (Cost $42,600, $262,240 and $130,540,
respectively) |
84,550 |
755,820 |
259,480 |
|||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
214 |
954 |
280 |
|||||||||
Total
Assets |
2,067,714 |
12,521,035 |
4,050,226 |
|||||||||
Liabilities: |
||||||||||||
Payable
due to Investment Adviser |
1,780 |
6,546 |
1,882 |
|||||||||
Options
Written at Value (Premiums received $–, ($288,606) and
($54,880), respectively) |
— |
29,660 |
4,310 |
|||||||||
Total
Liabilities |
1,780 |
36,206 |
6,192 |
|||||||||
Net
Assets |
$ |
2,065,934 |
$ |
12,484,829 |
$ |
4,044,034 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
2,690,605 |
$ |
14,479,977 |
$ |
4,523,970 |
||||||
Total
Distributable Loss |
(624,671 |
) |
(1,995,148 |
) |
(479,936 |
) | ||||||
Net
Assets |
$ |
2,065,934 |
$ |
12,484,829 |
$ |
4,044,034 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
100,000 |
600,000 |
180,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
20.66 |
$ |
20.81 |
$ |
22.47 |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X Disruptive Materials ETF(1) |
Global
X E-commerce ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
1,378,983 |
$ |
17,080,363 |
$ |
55,241 |
$ |
717,110 |
||||||||
Interest
Income |
22 |
461 |
— |
— |
||||||||||||
Security
Lending Income |
12,180 |
7,112,670 |
— |
8,613 |
||||||||||||
Less:
Foreign Taxes Withheld |
(13,967 |
) |
(3,469,894 |
) |
(5,629 |
) |
(2,851 |
) | ||||||||
Total
Investment Income |
1,377,218 |
20,723,600 |
49,612 |
722,872 |
||||||||||||
Supervision
and Administration Fees(2) |
971,935 |
19,238,936 |
6,028 |
381,355 |
||||||||||||
Tax
Expense |
— |
70,214 |
— |
— |
||||||||||||
Custodian
Fees(3) |
44 |
11,078 |
48 |
96 |
||||||||||||
Total
Expenses |
971,979 |
19,320,228 |
6,076 |
381,451 |
||||||||||||
Net
Investment Income |
405,239 |
1,403,372 |
43,536 |
341,421 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(4) |
(30,139,731 |
) |
26,829,959 |
39,174 |
(6,960,092 |
) | ||||||||||
Foreign Currency
Transactions |
(21,379 |
) |
(606,923 |
) |
(235 |
) |
(3,144 |
) | ||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency
Transactions |
(30,161,110 |
) |
26,223,036 |
38,939 |
(6,963,236 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(111,107,945 |
) |
(1,641,459,307 |
) |
(597,278 |
) |
(59,207,784 |
) | ||||||||
Foreign Currency
Translations |
(2,151 |
) |
228,857 |
(320 |
) |
— |
||||||||||
Net
Change in Unrealized Depreciation on Investments, Foreign Currency
Translations |
(111,110,096 |
) |
(1,641,230,450 |
) |
(597,598 |
) |
(59,207,784 |
) | ||||||||
Net
Realized and Unrealized Loss on Investments, Foreign Currency
Translations |
(141,271,206 |
) |
(1,615,007,414 |
) |
(558,659 |
) |
(66,171,020 |
) | ||||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(140,865,967 |
) |
$ |
(1,613,604,042 |
) |
$ |
(515,123 |
) |
$ |
(65,829,599 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X Emerging Markets Internet & E-commerce ETF |
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
16,244 |
$ |
25,533,890 |
$ |
14,800,814 |
$ |
356,584 |
||||||||
Interest
Income |
— |
— |
59 |
— |
||||||||||||
Security
Lending Income |
— |
639,504 |
28,977 |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(512 |
) |
(892,789 |
) |
— |
(33,974 |
) | |||||||||
Total
Investment Income |
15,732 |
25,280,605 |
14,829,850 |
322,610 |
||||||||||||
Supervision
and Administration Fees(1) |
11,291 |
2,581,592 |
1,556,562 |
33,973 |
||||||||||||
Custodian
Fees(2) |
26 |
38,971 |
2,336 |
480 |
||||||||||||
Total
Expenses |
11,317 |
2,620,563 |
1,558,898 |
34,453 |
||||||||||||
Net
Investment Income |
4,415 |
22,660,042 |
13,270,952 |
288,157 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
(834,225 |
) |
(35,628,359 |
) |
55,177,268 |
192,663 |
||||||||||
Foreign Currency
Transactions |
(7 |
) |
(636,981 |
) |
— |
568 |
||||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency
Transactions |
(834,232 |
) |
(36,265,340 |
) |
55,177,268 |
193,231 |
||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(924,511 |
) |
(119,931,605 |
) |
(45,652,620 |
) |
(605,580 |
) | ||||||||
Foreign Currency
Translations |
21 |
(71,939 |
) |
— |
(6,567 |
) | ||||||||||
Net
Change in Unrealized Depreciation on Investments, Foreign Currency
Translations |
(924,490 |
) |
(120,003,544 |
) |
(45,652,620 |
) |
(612,147 |
) | ||||||||
Net
Realized and Unrealized Gain (Loss) on Investments, Foreign Currency
Translations |
(1,758,722 |
) |
(156,268,884 |
) |
9,524,648 |
(418,916 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
(1,754,307 |
) |
$ |
(133,608,842 |
) |
$ |
22,795,600 |
$ |
(130,759 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Global
X SuperDividend®
REIT ETF |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
2,229,140 |
$ |
9,455,596 |
$ |
22,286,356 |
$ |
7,275,984 |
||||||||
Interest
Income |
55 |
1 |
— |
438 |
||||||||||||
Security
Lending Income |
— |
14,501 |
— |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(232,693 |
) |
(493,401 |
) |
(32,801 |
) |
— |
|||||||||
Total
Investment Income |
1,996,502 |
8,976,697 |
22,253,555 |
7,276,422 |
||||||||||||
Supervision
and Administration Fees(1) |
238,561 |
1,183,209 |
18,372,707 |
3,069,305 |
||||||||||||
Custodian
Fees(2) |
2,051 |
7,668 |
27,243 |
4,133 |
||||||||||||
Total
Expenses |
240,612 |
1,190,877 |
18,399,950 |
3,073,438 |
||||||||||||
Net
Investment Income |
1,755,890 |
7,785,820 |
3,853,605 |
4,202,984 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
(7,880,796 |
) |
12,103,281 |
10,166,163 |
410,980 |
|||||||||||
Purchased
Options |
— |
— |
101,182,222 |
61,928,663 |
||||||||||||
Written Options |
— |
— |
309,965,446 |
— |
||||||||||||
Foreign Currency
Transactions |
(78,400 |
) |
(60,671 |
) |
— |
— |
||||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options. Written Options,
Foreign Currency Transactions |
(7,959,196 |
) |
12,042,610 |
421,313,831 |
62,339,643 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(2,457,887 |
) |
(55,232,674 |
) |
(1,386,468,831 |
) |
(149,644,640 |
) | ||||||||
Written Options |
— |
— |
359,165,097 |
42,633,248 |
||||||||||||
Foreign
Capital Gains Tax on Appreciated Securities |
44,684 |
— |
— |
— |
||||||||||||
Foreign Currency
Translations |
8,025 |
(35,226 |
) |
— |
— |
|||||||||||
Net
Change in Unrealized Depreciation on Investments, Written Options, Foreign
Currency Translations |
(2,405,178 |
) |
(55,267,900 |
) |
(1,027,303,734 |
) |
(107,011,392 |
) | ||||||||
Net
Realized and Unrealized Loss on Investments, Written Options, Foreign
Currency Translations, Purchased Options |
(10,364,374 |
) |
(43,225,290 |
) |
(605,989,903 |
) |
(44,671,749 |
) | ||||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(8,608,484 |
) |
$ |
(35,439,470 |
) |
$ |
(602,136,298 |
) |
$ |
(40,468,765 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X Russell 2000 Covered Call ETF |
Global
X Dow 30®
Covered Call ETF(1) |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
5,820,697 |
$ |
13,943 |
$ |
195,004 |
$ |
274,476 |
||||||||
Interest
Income |
473 |
— |
— |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(86 |
) |
— |
(353 |
) |
— |
||||||||||
Total
Investment Income |
5,821,084 |
13,943 |
194,651 |
274,476 |
||||||||||||
Supervision
and Administration Fees(2) |
2,764,511 |
6,283 |
164,116 |
113,770 |
||||||||||||
Custodian
Fees(3) |
24,304 |
16 |
624 |
539 |
||||||||||||
Total
Expenses |
2,788,815 |
6,299 |
164,740 |
114,309 |
||||||||||||
Waiver of
Supervision and Administration Fees |
(460,746 |
) |
– |
– |
– |
|||||||||||
Net
Expenses |
2,328,069 |
6,299 |
164,740 |
114,309 |
||||||||||||
Net
Investment Income |
3,493,015 |
7,644 |
29,911 |
160,167 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(4) |
(127,603,244 |
) |
(1,071 |
) |
2,275,576 |
1,187,945 |
||||||||||
Purchased
Options |
114,277,083 |
112,576 |
836,539 |
555,270 |
||||||||||||
Written Options |
— |
— |
1,035,116 |
382,385 |
||||||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options |
(13,326,161 |
) |
111,505 |
4,147,231 |
2,125,600 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(90,082,055 |
) |
(396,092 |
) |
(14,999,612 |
) |
(5,098,551 |
) | ||||||||
Written Options |
30,101,380 |
110,013 |
1,561,865 |
697,815 |
||||||||||||
Net
Change in Unrealized Depreciation on Investments, Written Options |
(59,980,675 |
) |
(286,079 |
) |
(13,437,747 |
) |
(4,400,736 |
) | ||||||||
Net
Realized and Unrealized Loss on Investments, Purchased Options,
Written Options |
(73,306,836 |
) |
(174,574 |
) |
(9,290,516 |
) |
(2,275,136 |
) | ||||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(69,813,821 |
) |
$ |
(166,930 |
) |
$ |
(9,260,605 |
) |
$ |
(2,114,969 |
) |
(1) |
The Fund commenced
operations on February 23, 2022. |
(2) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(3) |
See Note 2 in the Notes to
Financial Statements. |
(4) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
6,494,606 |
$ |
1,229,511 |
$ |
4,277,452 |
$ |
77,784 |
||||||||
Interest
Income |
20 |
3 |
30 |
2 |
||||||||||||
Security
Lending Income |
72,909 |
20,843 |
— |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(1,478 |
) |
(98,225 |
) |
— |
(6,882 |
) | |||||||||
Total
Investment Income |
6,566,057 |
1,152,132 |
4,277,482 |
70,904 |
||||||||||||
Supervision
and Administration Fees(1) |
637,425 |
427,324 |
898,847 |
8,457 |
||||||||||||
Custodian
Fees(2) |
1,128 |
537 |
162 |
29 |
||||||||||||
Total
Expenses |
638,553 |
427,861 |
899,009 |
8,486 |
||||||||||||
Net
Investment Income |
5,927,504 |
724,271 |
3,378,473 |
62,418 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
(2,465,794 |
) |
2,393,432 |
3,988,561 |
(42,392 |
) | ||||||||||
Foreign Currency
Transactions |
— |
(71,145 |
) |
— |
(353 |
) | ||||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency
Transactions |
(2,465,794 |
) |
2,322,287 |
3,988,561 |
(42,745 |
) | ||||||||||
Net
Change in Unrealized Depreciation on: |
||||||||||||||||
Investments |
(20,345,810 |
) |
(18,888,024 |
) |
(80,383,792 |
) |
(884,858 |
) | ||||||||
Foreign Currency
Translations |
— |
(626 |
) |
— |
(907 |
) | ||||||||||
Net
Change in Unrealized Depreciation on Investments, Foreign Currency
Translations |
(20,345,810 |
) |
(18,888,650 |
) |
(80,383,792 |
) |
(885,765 |
) | ||||||||
Net
Realized and Unrealized Loss on Investments, Foreign Currency
Translations |
(22,811,604 |
) |
(16,566,363 |
) |
(76,395,231 |
) |
(928,510 |
) | ||||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(16,884,100 |
) |
$ |
(15,842,092 |
) |
$ |
(73,016,758 |
) |
$ |
(866,092 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X Guru®
Index ETF |
Global
X S&P 500®
Tail Risk ETF |
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
230,342 |
$ |
24,257 |
$ |
114,765 |
$ |
25,255 |
||||||||
Interest
Income |
5 |
— |
— |
— |
||||||||||||
Security
Lending Income |
18,361 |
— |
— |
— |
||||||||||||
Total
Investment Income |
248,708 |
24,257 |
114,765 |
25,255 |
||||||||||||
Supervision
and Administration Fees(1) |
242,430 |
10,310 |
48,305 |
10,760 |
||||||||||||
Custodian
Fees(2) |
113 |
— |
343 |
172 |
||||||||||||
Total
Expenses |
242,543 |
10,310 |
48,648 |
10,932 |
||||||||||||
Net
Investment Income |
6,165 |
13,947 |
66,117 |
14,323 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
(2,998,612 |
) |
2,424 |
(74,777 |
) |
(823 |
) | |||||||||
Purchased
Options |
— |
(100,813 |
) |
1,190,966 |
8,741 |
|||||||||||
Written Options |
— |
— |
(899,763 |
) |
(148,724 |
) | ||||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options |
(2,998,612 |
) |
(98,389 |
) |
216,426 |
(140,806 |
) | |||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(16,470,608 |
) |
(350,299 |
) |
(2,309,779 |
) |
(378,348 |
) | ||||||||
Purchased
Options |
— |
59,579 |
586,518 |
114,856 |
||||||||||||
Written Options |
— |
— |
545,165 |
16,069 |
||||||||||||
Net
Change in Unrealized Depreciation on Investments, Purchased Options,
Written Options |
(16,470,608 |
) |
(290,720 |
) |
(1,178,096 |
) |
(247,423 |
) | ||||||||
Net
Realized and Unrealized Loss on Investments, Purchased Options,
Written Options |
(19,469,220 |
) |
(389,109 |
) |
(961,670 |
) |
(388,229 |
) | ||||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(19,463,055 |
) |
$ |
(375,162 |
) |
$ |
(895,553 |
) |
$ |
(373,906 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended April 30, 2022 (Unaudited) |
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||||
Investment
Income: |
||||||||||||
Dividend
Income |
$ |
13,596 |
$ |
41,740 |
$ |
12,296 |
||||||
Less:
Foreign Taxes Withheld |
(20 |
) |
(61 |
) |
(19 |
) | ||||||
Total
Investment Income |
13,576 |
41,679 |
12,277 |
|||||||||
Supervision
and Administration Fees(1) |
11,084 |
35,959 |
10,705 |
|||||||||
Custodian
Fees(2) |
2 |
332 |
174 |
|||||||||
Total
Expenses |
11,086 |
36,291 |
10,879 |
|||||||||
Net
Investment Income |
2,490 |
5,388 |
1,398 |
|||||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(3) |
(36,140 |
) |
(84,180 |
) |
(13,564 |
) | ||||||
Purchased
Options |
(121,136 |
) |
1,237,961 |
41,514 |
||||||||
Written Options |
— |
(592,293 |
) |
52,131 |
||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options |
(157,276 |
) |
561,488 |
80,081 |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
(549,267 |
) |
(2,990,836 |
) |
(784,495 |
) | ||||||
Purchased
Options |
79,810 |
518,662 |
174,010 |
|||||||||
Written Options |
— |
409,465 |
49,273 |
|||||||||
Net
Change in Unrealized Depreciation on Investments, Purchased Options,
Written Options |
(469,457 |
) |
(2,062,709 |
) |
(561,212 |
) | ||||||
Net
Realized and Unrealized Loss on Investments, Purchased Options,
Written Options |
(626,733 |
) |
(1,501,221 |
) |
(481,131 |
) | ||||||
Net
Decrease in Net Assets Resulting from Operations |
$ |
(624,243 |
) |
$ |
(1,495,833 |
) |
$ |
(479,733 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
405,239 |
$ |
(1,911,606 |
) |
$ |
1,403,372 |
$ |
5,390,819 |
|||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(1) |
(30,161,110 |
) |
103,952,942 |
26,223,036 |
274,489,561 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(111,110,096 |
) |
(71,438,661 |
) |
(1,641,230,450 |
) |
1,628,377,103 |
|||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(140,865,967 |
) |
30,602,675 |
(1,613,604,042 |
) |
1,908,257,483 |
||||||||||
Distributions |
— |
— |
(9,713,290 |
) |
(4,617,167 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
11,454 |
312,935,286 |
801,093,773 |
3,085,540,584 |
||||||||||||
Redeemed |
(43,946,626 |
) |
(167,644,538 |
) |
(295,710,604 |
) |
(482,676,020 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(43,935,172 |
) |
145,290,748 |
505,383,169 |
2,602,864,564 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
(184,801,139 |
) |
175,893,423 |
(1,117,934,163 |
) |
4,506,504,880 |
||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
401,892,780 |
225,999,357 |
5,375,398,735 |
868,893,855 |
||||||||||||
End
of Year/Period |
$ |
217,091,641 |
$ |
401,892,780 |
$ |
4,257,464,572 |
$ |
5,375,398,735 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
— |
4,480,000 |
8,890,000 |
45,050,000 |
||||||||||||
Redeemed |
(900,000 |
) |
(2,270,000 |
) |
(3,840,000 |
) |
(6,300,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(900,000 |
) |
2,210,000 |
5,050,000 |
38,750,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Disruptive Materials ETF |
Global
X E-commerce ETF |
|||||||||||
Period Ended April 30, 2022(1) (Unaudited) |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
||||||||||
Operations: |
||||||||||||
Net
Investment Income (Loss) |
$ |
43,536 |
$ |
341,421 |
$ |
(220,637 |
) | |||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(2) |
38,939 |
(6,963,236 |
) |
20,994,579 |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(597,598 |
) |
(59,207,784 |
) |
(15,365,762 |
) | ||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(515,123 |
) |
(65,829,599 |
) |
5,408,180 |
|||||||
Distributions |
— |
(964,485 |
) |
(1,105,636 |
) | |||||||
Capital
Share Transactions: |
||||||||||||
Issued |
6,008,246 |
21,458,528 |
157,633,184 |
|||||||||
Redeemed |
(516,350 |
) |
(70,625,015 |
) |
(55,267,404 |
) | ||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
5,491,896 |
(49,166,487 |
) |
102,365,780 |
||||||||
Total Increase
(Decrease) in Net Assets |
4,976,773 |
(115,960,571 |
) |
106,668,324 |
||||||||
Net
Assets: |
||||||||||||
Beginning
of Year/Period |
— |
197,751,192 |
91,082,868 |
|||||||||
End
of Year/Period |
$ |
4,976,773 |
$ |
81,790,621 |
$ |
197,751,192 |
||||||
Share
Transactions: |
||||||||||||
Issued |
240,000 |
1,000,000 |
4,640,000 |
|||||||||
Redeemed |
(20,000 |
) |
(3,150,000 |
) |
(1,700,000 |
) | ||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
220,000 |
(2,150,000 |
) |
2,940,000 |
(1) |
The Fund commenced
operations on January 24, 2022. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Emerging Markets Internet & E-commerce ETF |
Global
X SuperDividend®
ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
4,415 |
$ |
(27,611 |
) |
$ |
22,660,042 |
$ |
61,535,540 |
|||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(2) |
(834,232 |
) |
(323,485 |
) |
(36,265,340 |
) |
73,981,878 |
|||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(924,490 |
) |
(1,462,197 |
) |
(120,003,544 |
) |
61,523,433 |
|||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(1,754,307 |
) |
(1,813,293 |
) |
(133,608,842 |
) |
197,040,851 |
|||||||||
Distributions |
— |
— |
(46,324,672 |
) |
(65,648,210 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
121 |
7,267,793 |
87,627,401 |
177,439,475 |
||||||||||||
Redeemed |
(173,889 |
) |
(899,296 |
) |
(16,869,078 |
) |
(5,271,538 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(173,768 |
) |
6,368,497 |
70,758,323 |
172,167,937 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
(1,928,075 |
) |
4,555,204 |
(109,175,191 |
) |
303,560,578 |
||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
4,555,204 |
— |
930,431,472 |
626,870,894 |
||||||||||||
End
of Year/Period |
$ |
2,627,129 |
$ |
4,555,204 |
$ |
821,256,281 |
$ |
930,431,472 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
— |
450,000 |
7,090,000 |
12,830,000 |
||||||||||||
Redeemed |
(20,000 |
) |
(70,000 |
) |
(1,550,000 |
) |
(400,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(20,000 |
) |
380,000 |
5,540,000 |
12,430,000 |
(1) |
The Fund commenced
operations on November 9, 2020. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
13,270,952 |
$ |
21,001,659 |
$ |
288,157 |
$ |
600,163 |
||||||||
Net
Realized Gain on Investments, Foreign Currency Transactions (1) |
55,177,268 |
53,431,904 |
193,231 |
1,264,371 |
||||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(45,652,620 |
) |
114,820,912 |
(612,147 |
) |
1,338,122 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
22,795,600 |
189,254,475 |
(130,759 |
) |
3,202,656 |
|||||||||||
Distributions |
(19,420,243 |
) |
(31,364,614 |
) |
(388,520 |
) |
(542,165 |
) | ||||||||
Return
of Capital |
— |
(3,660,741 |
) |
— |
— |
|||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
61,711,706 |
143,549,897 |
— |
4,890,027 |
||||||||||||
Redeemed |
(39,716,342 |
) |
(40,154,269 |
) |
(2,344,405 |
) |
(928,933 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
21,995,364 |
103,395,628 |
(2,344,405 |
) |
3,961,094 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
25,370,721 |
257,624,748 |
(2,863,684 |
) |
6,621,585 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
669,734,316 |
412,109,568 |
14,057,701 |
7,436,116 |
||||||||||||
End
of Year/Period |
$ |
695,105,037 |
$ |
669,734,316 |
$ |
11,194,017 |
$ |
14,057,701 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
2,970,000 |
7,860,000 |
— |
310,000 |
||||||||||||
Redeemed |
(1,930,000 |
) |
(2,090,000 |
) |
(150,000 |
) |
(60,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
1,040,000 |
5,770,000 |
(150,000 |
) |
250,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Global
X SuperDividend®
REIT ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
1,755,890 |
$ |
3,890,630 |
$ |
7,785,820 |
$ |
17,999,548 |
||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(1) |
(7,959,196 |
) |
1,547,026 |
12,042,610 |
(7,237,478 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(2,405,178 |
) |
(1,736,940 |
) |
(55,267,900 |
) |
115,855,547 |
|||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(8,608,484 |
) |
3,700,716 |
(35,439,470 |
) |
126,617,617 |
||||||||||
Distributions |
(3,757,565 |
) |
(2,831,439 |
) |
(13,495,500 |
) |
(19,492,525 |
) | ||||||||
Return
of Capital |
— |
— |
— |
(9,729,725 |
) | |||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
22,800,744 |
41,819,662 |
1,674 |
112,985,429 |
||||||||||||
Redeemed |
— |
— |
(53,482,136 |
) |
(54,071,703 |
) | ||||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
22,800,744 |
41,819,662 |
(53,480,462 |
) |
58,913,726 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
10,434,695 |
42,688,939 |
(102,415,432 |
) |
156,309,093 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
62,696,164 |
20,007,225 |
467,934,268 |
311,625,175 |
||||||||||||
End
of Year/Period |
$ |
73,130,859 |
$ |
62,696,164 |
$ |
365,518,836 |
$ |
467,934,268 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
2,100,000 |
3,470,000 |
— |
11,980,000 |
||||||||||||
Redeemed |
— |
— |
(5,810,000 |
) |
(5,540,000 |
) | ||||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
2,100,000 |
3,470,000 |
(5,810,000 |
) |
6,440,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
3,853,605 |
$ |
3,013,239 |
$ |
4,202,984 |
$ |
2,258,752 |
||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options (1) |
421,313,831 |
(230,364,474 |
) |
62,339,643 |
(3,328,421 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Written Options |
(1,027,303,734 |
) |
735,524,124 |
(107,011,392 |
) |
65,289,214 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(602,136,298 |
) |
508,172,889 |
(40,468,765 |
) |
64,219,545 |
||||||||||
Distributions |
(447,342,014 |
) |
(320,053,733 |
) |
(61,184,621 |
) |
(26,627,258 |
) | ||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
2,967,755,811 |
3,548,421,512 |
969,296,022 |
535,288,406 |
||||||||||||
Redeemed |
(58,681,307 |
) |
(25,968,248 |
) |
(7,399,942 |
) |
(7,017,545 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
2,909,074,504 |
3,522,453,264 |
961,896,080 |
528,270,861 |
||||||||||||
Total Increase in
Net Assets |
1,859,596,192 |
3,710,572,420 |
860,242,694 |
565,863,148 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
5,036,214,747 |
1,325,642,327 |
669,854,868 |
103,991,720 |
||||||||||||
End
of Year/Period |
$ |
6,895,810,939 |
$ |
5,036,214,747 |
$ |
1,530,097,562 |
$ |
669,854,868 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
139,670,000 |
157,690,000 |
19,720,000 |
11,000,000 |
||||||||||||
Redeemed |
(2,820,000 |
) |
(1,160,000 |
) |
(150,000 |
) |
(150,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
136,850,000 |
156,530,000 |
19,570,000 |
10,850,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Russell 2000 Covered Call ETF |
Global
X Dow 30®
Covered Call ETF |
|||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period Ended April 30, 2022(1) (Unaudited) |
||||||||||
Operations: |
||||||||||||
Net
Investment Income |
$ |
3,493,015 |
$ |
931,659 |
$ |
7,644 |
||||||
Net
Realized Gain (Loss) on Investments, Purchased Options (2) |
(13,326,161 |
) |
5,915,793 |
111,505 |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Written Options |
(59,980,675 |
) |
26,525,513 |
(286,079 |
) | |||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(69,813,821 |
) |
33,372,965 |
(166,930 |
) | |||||||
Distributions |
(59,743,084 |
) |
(21,788,088 |
) |
(97,564 |
) | ||||||
Capital
Share Transactions: |
||||||||||||
Issued |
856,419,599 |
521,879,514 |
11,945,122 |
|||||||||
Redeemed |
— |
(493,345 |
) |
— |
||||||||
Increase in
Net Assets from Capital Share Transactions |
856,419,599 |
521,386,169 |
11,945,122 |
|||||||||
Total Increase in
Net Assets |
726,862,694 |
532,971,046 |
11,680,628 |
|||||||||
Net
Assets: |
||||||||||||
Beginning
of Year/Period |
554,445,800 |
21,474,754 |
— |
|||||||||
End
of Year/Period |
$ |
1,281,308,494 |
$ |
554,445,800 |
$ |
11,680,628 |
||||||
Share
Transactions: |
||||||||||||
Issued |
35,940,000 |
20,990,000 |
480,000 |
|||||||||
Redeemed |
— |
(20,000 |
) |
— |
||||||||
Net
Increase in Shares Outstanding from Share Transactions |
35,940,000 |
20,970,000 |
480,000 |
(1) |
The Fund commenced
operations on February 23, 2022. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
29,911 |
$ |
9,199 |
$ |
160,167 |
$ |
62,067 |
||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options (1) |
4,147,231 |
(254,466 |
) |
2,125,600 |
553,356 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Written Options |
(13,437,747 |
) |
4,363,334 |
(4,400,736 |
) |
1,561,682 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(9,260,605 |
) |
4,118,067 |
(2,114,969 |
) |
2,177,105 |
||||||||||
Distributions |
(4,192,837 |
) |
(919,727 |
) |
(2,206,160 |
) |
(376,497 |
) | ||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
42,351,692 |
37,707,138 |
12,237,486 |
33,611,221 |
||||||||||||
Redeemed |
(13,425,312 |
) |
(2,801,664 |
) |
(7,604,699 |
) |
(4,097,596 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
28,926,380 |
34,905,474 |
4,632,787 |
29,513,625 |
||||||||||||
Total Increase in
Net Assets |
15,472,938 |
38,103,814 |
311,658 |
31,314,233 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
44,671,370 |
6,567,556 |
35,018,124 |
3,703,891 |
||||||||||||
End
of Year/Period |
$ |
60,144,308 |
$ |
44,671,370 |
$ |
35,329,782 |
$ |
35,018,124 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
1,370,000 |
1,200,000 |
400,000 |
1,100,000 |
||||||||||||
Redeemed |
(440,000 |
) |
(100,000 |
) |
(250,000 |
) |
(150,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
930,000 |
1,100,000 |
150,000 |
950,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
5,927,504 |
$ |
10,851,739 |
$ |
724,271 |
$ |
1,617,480 |
||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(1) |
(2,465,794 |
) |
7,442,457 |
2,322,287 |
7,157,351 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(20,345,810 |
) |
7,403,025 |
(18,888,650 |
) |
(677,351 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(16,884,100 |
) |
25,697,221 |
(15,842,092 |
) |
8,097,480 |
||||||||||
Distributions |
(6,619,540 |
) |
(12,037,890 |
) |
(594,522 |
) |
(1,854,987 |
) | ||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
5,986,562 |
44,774,820 |
25,035,260 |
127,915,612 |
||||||||||||
Redeemed |
(12,333,243 |
) |
(7,496,771 |
) |
(35,926,360 |
) |
(53,373,821 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(6,346,681 |
) |
37,278,049 |
(10,891,100 |
) |
74,541,791 |
||||||||||
Total Increase
(Decrease) in Net Assets |
(29,850,321 |
) |
50,937,380 |
(27,327,714 |
) |
80,784,284 |
||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
234,952,724 |
184,015,344 |
146,976,294 |
66,192,010 |
||||||||||||
End
of Year/Period |
$ |
205,102,403 |
$ |
234,952,724 |
$ |
119,648,580 |
$ |
146,976,294 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
520,000 |
3,760,000 |
1,640,000 |
7,360,000 |
||||||||||||
Redeemed |
(1,090,000 |
) |
(630,000 |
) |
(2,390,000 |
) |
(3,070,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(570,000 |
) |
3,130,000 |
(750,000 |
) |
4,290,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
3,378,473 |
$ |
5,643,588 |
$ |
62,418 |
$ |
71,854 |
||||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(1) |
3,988,561 |
39,989,880 |
(42,745 |
) |
59,259 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
(80,383,792 |
) |
128,170,186 |
(885,765 |
) |
723,798 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(73,016,758 |
) |
173,803,654 |
(866,092 |
) |
854,911 |
||||||||||
Distributions |
(4,252,512 |
) |
(5,511,704 |
) |
(115,453 |
) |
(59,322 |
) | ||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
97,010,085 |
127,314,441 |
2,975,220 |
970,818 |
||||||||||||
Redeemed |
(19,980,456 |
) |
(80,673,768 |
) |
— |
— |
||||||||||
Increase in
Net Assets from Capital Share Transactions |
77,029,629 |
46,640,673 |
2,975,220 |
970,818 |
||||||||||||
Total Increase
(Decrease) in Net Assets |
(239,641 |
) |
214,932,623 |
1,993,675 |
1,766,407 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
593,985,352 |
379,052,729 |
4,264,016 |
2,497,609 |
||||||||||||
End
of Year/Period |
$ |
593,745,711 |
$ |
593,985,352 |
$ |
6,257,691 |
$ |
4,264,016 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
1,730,000 |
2,520,000 |
100,000 |
30,000 |
||||||||||||
Redeemed |
(370,000 |
) |
(1,540,000 |
) |
— |
— |
||||||||||
Net
Increase in Shares Outstanding from Share Transactions |
1,360,000 |
980,000 |
100,000 |
30,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Guru®
Index ETF |
Global
X S&P 500®
Tail Risk ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Year
Ended October 31, 2021 |
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
6,165 |
$ |
1,047,788 |
$ |
13,947 |
$ |
3,080 |
||||||||
Net
Realized Gain (Loss) on Investments (2) |
(2,998,612 |
) |
16,693,239 |
(98,389 |
) |
(2,887 |
) | |||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options |
(16,470,608 |
) |
3,201,689 |
(290,720 |
) |
77,810 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(19,463,055 |
) |
20,942,716 |
(375,162 |
) |
78,003 |
||||||||||
Distributions |
(62,821 |
) |
(1,352,859 |
) |
(83,778 |
) |
— |
|||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
2,097,530 |
22,506,630 |
— |
3,526,120 |
||||||||||||
Redeemed |
(4,704,810 |
) |
(22,201,951 |
) |
— |
— |
||||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(2,607,280 |
) |
304,679 |
— |
3,526,120 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
(22,133,156 |
) |
19,894,536 |
(458,940 |
) |
3,604,123 |
||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
75,856,035 |
55,961,499 |
3,604,123 |
— |
||||||||||||
End
of Year/Period |
$ |
53,722,879 |
$ |
75,856,035 |
$ |
3,145,183 |
$ |
3,604,123 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
50,000 |
480,000 |
— |
130,000 |
||||||||||||
Redeemed |
(110,000 |
) |
(470,000 |
) |
— |
— |
||||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(60,000 |
) |
10,000 |
— |
130,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
66,117 |
$ |
3,407 |
$ |
14,323 |
$ |
2,996 |
||||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options (2) |
216,426 |
34,336 |
(140,806 |
) |
(115 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options, Written Options |
(1,178,096 |
) |
50,360 |
(247,423 |
) |
48,394 |
||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(895,553 |
) |
88,103 |
(373,906 |
) |
51,275 |
||||||||||
Distributions |
(904,174 |
) |
(51,640 |
) |
(56,494 |
) |
— |
|||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
18,292,970 |
5,865,129 |
1,041,734 |
3,257,141 |
||||||||||||
Increase in
Net Assets from Capital Share Transactions |
18,292,970 |
5,865,129 |
1,041,734 |
3,257,141 |
||||||||||||
Total Increase in
Net Assets |
16,493,243 |
5,901,592 |
611,334 |
3,308,416 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
5,901,592 |
— |
3,308,416 |
— |
||||||||||||
End
of Year/Period |
$ |
22,394,835 |
$ |
5,901,592 |
$ |
3,919,750 |
$ |
3,308,416 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
700,000 |
220,000 |
40,000 |
120,000 |
||||||||||||
Net
Increase in Shares Outstanding from Share Transactions |
700,000 |
220,000 |
40,000 |
120,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
|||||||||||||||
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
2,490 |
$ |
(625 |
) |
$ |
5,388 |
$ |
(941 |
) | ||||||
Net
Realized Gain (Loss) on Investments, Purchased Options, Written
Options (2) |
(157,276 |
) |
(1,786 |
) |
561,488 |
897 |
||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options, Written Options |
(469,457 |
) |
65,741 |
(2,062,709 |
) |
(6,346 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(624,243 |
) |
63,330 |
(1,495,833 |
) |
(6,390 |
) | |||||||||
Distributions |
(63,758 |
) |
— |
(492,925 |
) |
— |
||||||||||
Return
of Capital |
— |
— |
— |
(52,273 |
) | |||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
1,394,297 |
3,262,936 |
12,717,491 |
4,400,103 |
||||||||||||
Redeemed |
(1,966,628 |
) |
— |
(2,585,344 |
) |
— |
||||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(572,331 |
) |
3,262,936 |
10,132,147 |
4,400,103 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
(1,260,332 |
) |
3,326,266 |
8,143,389 |
4,341,440 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
3,326,266 |
— |
4,341,440 |
— |
||||||||||||
End
of Year/Period |
$ |
2,065,934 |
$ |
3,326,266 |
$ |
12,484,829 |
$ |
4,341,440 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
60,000 |
130,000 |
540,000 |
180,000 |
||||||||||||
Redeemed |
(90,000 |
) |
— |
(120,000 |
) |
— |
||||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(30,000 |
) |
130,000 |
420,000 |
180,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||
Period
Ended April 30, 2022 (Unaudited) |
Period Ended October 31, 2021(1) |
|||||||
Operations: |
||||||||
Net
Investment Income (Loss) |
$ |
1,398 |
$ |
(560 |
) | |||
Net
Realized Gain on Investments, Purchased Options, Written Options(2) |
80,081 |
14,840 |
||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options, Written Options |
(561,212 |
) |
39,901 |
|||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(479,733 |
) |
54,181 |
|||||
Distributions |
(54,384 |
) |
— |
|||||
Capital
Share Transactions: |
||||||||
Issued |
1,741,890 |
2,782,080 |
||||||
Increase in
Net Assets from Capital Share Transactions |
1,741,890 |
2,782,080 |
||||||
Total Increase in
Net Assets |
1,207,773 |
2,836,261 |
||||||
Net
Assets: |
||||||||
Beginning
of Year/Period |
2,836,261 |
— |
||||||
End
of Year/Period |
$ |
4,044,034 |
$ |
2,836,261 |
||||
Share
Transactions: |
||||||||
Issued |
70,000 |
110,000 |
||||||
Net
Increase in Shares Outstanding from Share Transactions |
70,000 |
110,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X Social Media
ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
61.26 |
0.07 |
(22.97 |
) |
(22.90 |
) |
— |
— |
||||||||||||||||
2021 |
51.95 |
(0.31 |
) |
9.62 |
9.31 |
— |
— |
|||||||||||||||||
2020 |
31.92 |
(0.11 |
) |
20.14 |
20.03 |
— |
— |
|||||||||||||||||
2019 |
29.10 |
(0.10 |
) |
2.92 |
2.82 |
— |
— |
|||||||||||||||||
2018 |
32.67 |
(0.06 |
) |
(3.02 |
) |
(3.08 |
) |
(0.49 |
) |
— |
||||||||||||||
2017 |
23.53 |
0.10 |
9.08 |
9.18 |
(0.04 |
) |
— |
|||||||||||||||||
Global X Lithium &
Battery Tech ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
91.07 |
0.02 |
(24.49 |
) |
(24.47 |
) |
(0.15 |
) |
— |
|||||||||||||||
2021 |
42.86 |
0.12 |
48.21 |
48.33 |
(0.12 |
) |
— |
|||||||||||||||||
2020 |
25.04 |
0.40 |
17.86 |
18.26 |
(0.44 |
) |
— |
|||||||||||||||||
2019 |
30.32 |
0.48 |
(4.86 |
) |
(4.38 |
) |
(0.90 |
) |
— |
|||||||||||||||
2018 |
39.14 |
0.33 |
(7.89 |
) |
(7.56 |
) |
(1.26 |
) |
— |
|||||||||||||||
2017 |
24.02 |
0.33 |
15.31 |
15.64 |
(0.52 |
) |
— |
|||||||||||||||||
Global X Disruptive
Materials ETF |
||||||||||||||||||||||||
2022(1)
(Unaudited) |
23.75 |
0.28 |
(1.41 |
) |
(1.13 |
) |
— |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
— |
38.36 |
(37.38 |
) |
217,092 |
0.65 |
† |
0.27 |
† |
7.77 |
||||||||||||||||||||
— |
— |
61.26 |
17.94 |
401,893 |
0.65 |
(0.48 |
) |
30.89 |
||||||||||||||||||||||
— |
— |
51.95 |
62.75 |
225,999 |
0.65 |
(0.28 |
) |
19.23 |
||||||||||||||||||||||
— |
— |
31.92 |
9.69 |
121,289 |
0.65 |
(0.33 |
) |
16.92 |
||||||||||||||||||||||
— |
(0.49 |
) |
29.10 |
(9.61 |
) |
129,496 |
0.65 |
(0.16 |
) |
21.36 |
||||||||||||||||||||
— |
(0.04 |
) |
32.67 |
39.09 |
164,998 |
0.65 |
0.35 |
41.40 |
||||||||||||||||||||||
— |
(0.15 |
) |
66.45 |
(26.91 |
) |
4,257,465 |
0.75 |
† |
0.05 |
† |
4.08 |
|||||||||||||||||||
— |
(0.12 |
) |
91.07 |
112.89 |
5,375,399 |
0.75 |
0.17 |
39.09 |
||||||||||||||||||||||
— |
(0.44 |
) |
42.86 |
73.82 |
868,894 |
0.75 |
1.30 |
65.14 |
||||||||||||||||||||||
— |
(0.90 |
) |
25.04 |
(14.61 |
) |
455,124 |
0.75 |
1.75 |
35.28 |
|||||||||||||||||||||
— |
(1.26 |
) |
30.32 |
(20.01 |
) |
739,153 |
0.75 |
0.96 |
16.48 |
|||||||||||||||||||||
— |
(0.52 |
) |
39.14 |
66.46 |
950,071 |
0.75 |
1.02 |
68.13 |
||||||||||||||||||||||
— |
— |
22.62 |
(4.76 |
) |
4,977 |
0.59 |
† |
4.26 |
† |
7.68 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on January 24, 2022. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X E-commerce
ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
31.19 |
0.06 |
(11.57 |
) |
(11.51 |
) |
(0.06 |
) |
(0.10 |
) | ||||||||||||||
2021 |
26.79 |
(0.04 |
) |
4.70 |
4.66 |
(0.13 |
) |
(0.13 |
) | |||||||||||||||
2020 |
17.58 |
0.19 |
9.05 |
9.24 |
(0.03 |
) |
— |
|||||||||||||||||
2019(1) |
15.00 |
(0.05 |
) |
2.63 |
2.58 |
— |
— |
|||||||||||||||||
Global X Emerging Markets
Internet & E-commerce ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
11.99 |
0.01 |
(4.70 |
) |
(4.69 |
) |
— |
— |
||||||||||||||||
2021(2) |
14.79 |
(0.07 |
) |
(2.73 |
) |
(2.80 |
) |
— |
— |
|||||||||||||||
Global X SuperDividend®
ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
13.01 |
0.30 |
(2.03 |
) |
(1.73 |
) |
(0.62 |
) |
— |
|||||||||||||||
2021 |
10.61 |
0.94 |
2.46 |
3.40 |
(1.00 |
) |
— |
|||||||||||||||||
2020 |
17.25 |
0.86 |
(6.34 |
) |
(5.48 |
) |
(1.04 |
) |
— |
|||||||||||||||
2019 |
19.06 |
1.24 |
(1.47 |
) |
(0.23 |
) |
(1.38 |
) |
— |
|||||||||||||||
2018 |
21.51 |
1.35 |
(2.26 |
) |
(0.91 |
) |
(1.43 |
) |
— |
|||||||||||||||
2017 |
20.43 |
1.08 |
1.45 |
2.53 |
(1.22 |
) |
— |
|||||||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
20.13 |
0.39 |
0.32 |
0.71 |
(0.58 |
) |
— |
|||||||||||||||||
2021 |
14.99 |
0.65 |
5.59 |
6.24 |
(0.99 |
) |
— |
|||||||||||||||||
2020 |
23.34 |
0.62 |
(7.45 |
) |
(6.83 |
) |
(1.14 |
) |
— |
|||||||||||||||
2019 |
24.53 |
1.12 |
(0.56 |
) |
0.56 |
(1.49 |
) |
— |
||||||||||||||||
2018 |
25.18 |
1.07 |
(0.17 |
) |
0.90 |
(1.35 |
) |
— |
||||||||||||||||
2017 |
24.00 |
0.79 |
1.94 |
2.73 |
(0.96 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.16 |
) |
19.52 |
(37.06 |
) |
81,791 |
0.50 |
† |
0.45 |
† |
12.14 |
|||||||||||||||||||
— |
(0.26 |
) |
31.19 |
17.39 |
197,751 |
0.50 |
(0.11 |
) |
14.64 |
|||||||||||||||||||||
— |
(0.03 |
) |
26.79 |
52.67 |
91,083 |
0.50 |
0.75 |
42.01 |
||||||||||||||||||||||
— |
— |
17.58 |
17.20 |
3,517 |
0.68 |
† |
(0.32 |
)† |
23.50 |
|||||||||||||||||||||
— |
— |
7.30 |
(39.12 |
) |
2,627 |
0.65 |
† |
0.25 |
† |
11.45 |
||||||||||||||||||||
— |
— |
11.99 |
(18.93 |
) |
4,555 |
0.65 |
† |
(0.49 |
)† |
23.61 |
||||||||||||||||||||
— |
(0.62 |
) |
10.66 |
(13.72 |
) |
821,256 |
0.58 |
† |
5.09 |
† |
56.14 |
|||||||||||||||||||
— |
(1.00 |
) |
13.01 |
32.21 |
930,431 |
0.58 |
6.98 |
82.37 |
||||||||||||||||||||||
(0.12 |
) |
(1.16 |
) |
10.61 |
(32.80 |
) |
626,871 |
0.59 |
6.62 |
124.55 |
||||||||||||||||||||
(0.20 |
) |
(1.58 |
) |
17.25 |
(1.02 |
) |
932,111 |
0.59 |
7.03 |
56.85 |
||||||||||||||||||||
(0.11 |
) |
(1.54 |
) |
19.06 |
(4.65 |
) |
912,968 |
0.59 |
6.48 |
59.48 |
||||||||||||||||||||
(0.23 |
) |
(1.45 |
) |
21.51 |
12.69 |
992,893 |
0.58 |
5.07 |
67.38 |
|||||||||||||||||||||
— |
(0.58 |
) |
20.26 |
3.50 |
695,105 |
0.45 |
† |
3.84 |
† |
33.15 |
||||||||||||||||||||
(0.11 |
) |
(1.10 |
) |
20.13 |
42.53 |
669,734 |
0.45 |
3.41 |
60.53 |
|||||||||||||||||||||
(0.38 |
) |
(1.52 |
) |
14.99 |
(30.12 |
) |
412,110 |
0.45 |
3.50 |
93.44 |
||||||||||||||||||||
(0.26 |
) |
(1.75 |
) |
23.34 |
2.61 |
544,884 |
0.46 |
4.83 |
60.00 |
|||||||||||||||||||||
(0.20 |
) |
(1.55 |
) |
24.53 |
3.66 |
413,311 |
0.46 |
4.31 |
33.25 |
|||||||||||||||||||||
(0.59 |
) |
(1.55 |
) |
25.18 |
11.64 |
425,579 |
0.45 |
3.15 |
53.01 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on November 27, 2018. |
(2) |
The Fund commenced
operations on November 9, 2020. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X MSCI
SuperDividend®
EAFE ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
15.62 |
0.36 |
(0.58 |
) |
(0.22 |
) |
(0.47 |
) |
— |
|||||||||||||||
2021 |
11.44 |
0.79 |
4.10 |
4.89 |
(0.71 |
) |
— |
|||||||||||||||||
2020 |
16.11 |
0.56 |
(4.53 |
) |
(3.97 |
) |
(0.55 |
) |
— |
|||||||||||||||
2019 |
15.96 |
0.82 |
0.36 |
1.18 |
(1.03 |
) |
— |
|||||||||||||||||
2018 |
18.13 |
1.12 |
(2.04 |
) |
(0.92 |
) |
(1.10 |
) |
(0.15 |
) | ||||||||||||||
2017(1) |
14.87 |
0.81 |
3.04 |
3.85 |
(0.59 |
) |
— |
|||||||||||||||||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
11.26 |
0.25 |
(1.42 |
) |
(1.17 |
) |
(0.56 |
) |
— |
|||||||||||||||
2021 |
9.53 |
1.02 |
1.45 |
2.47 |
(0.74 |
) |
— |
|||||||||||||||||
2020 |
12.95 |
0.55 |
(3.17 |
) |
(2.62 |
) |
(0.66 |
) |
— |
|||||||||||||||
2019 |
12.91 |
0.87 |
0.05 |
0.92 |
(0.88 |
) |
— |
|||||||||||||||||
2018 |
15.94 |
0.90 |
(3.02 |
) |
(2.12 |
) |
(0.91 |
) |
— |
|||||||||||||||
2017 |
14.96 |
0.83 |
0.91 |
1.74 |
(0.76 |
) |
— |
|||||||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
9.82 |
0.17 |
(0.95 |
) |
(0.78 |
) |
(0.30 |
) |
— |
|||||||||||||||
2021 |
7.56 |
0.38 |
2.50 |
2.88 |
(0.41 |
) |
— |
|||||||||||||||||
2020 |
15.33 |
0.56 |
(7.41 |
) |
(6.85 |
) |
(0.86 |
) |
— |
|||||||||||||||
2019 |
14.62 |
0.99 |
0.91 |
1.90 |
(1.19 |
) |
— |
|||||||||||||||||
2018 |
15.29 |
0.92 |
(0.28 |
) |
0.64 |
(1.31 |
) |
— |
||||||||||||||||
2017 |
14.60 |
0.86 |
0.96 |
1.82 |
(1.13 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.47 |
) |
14.93 |
(1.50 |
) |
11,194 |
0.55 |
† |
4.67 |
† |
11.24 |
|||||||||||||||||||
— |
(0.71 |
) |
15.62 |
43.05 |
14,058 |
0.55 |
5.12 |
88.53 |
||||||||||||||||||||||
(0.15 |
) |
(0.70 |
) |
11.44 |
(25.24 |
) |
7,436 |
0.56 |
4.07 |
59.28 |
||||||||||||||||||||
— |
(1.03 |
) |
16.11 |
7.81 |
18,527 |
0.56 |
5.23 |
29.81 |
||||||||||||||||||||||
— |
(1.25 |
) |
15.96 |
(5.59 |
) |
4,788 |
0.56 |
6.36 |
52.96 |
|||||||||||||||||||||
— |
(0.59 |
) |
18.13 |
26.19 |
1,813 |
0.56 |
† |
4.97 |
† |
45.40 |
||||||||||||||||||||
— |
(0.56 |
) |
9.53 |
(10.89 |
) |
73,131 |
0.66 |
† |
4.78 |
† |
26.05 |
|||||||||||||||||||
— |
(0.74 |
) |
11.26 |
25.83 |
62,696 |
0.72 |
8.59 |
102.27 |
||||||||||||||||||||||
(0.14 |
) |
(0.80 |
) |
9.53 |
(21.01 |
) |
20,007 |
0.67 |
5.04 |
93.04 |
||||||||||||||||||||
— |
(0.88 |
) |
12.95 |
7.14 |
17,489 |
0.66 |
6.51 |
66.65 |
||||||||||||||||||||||
— |
(0.91 |
) |
12.91 |
(14.10 |
) |
12,260 |
0.67 |
5.89 |
79.52 |
|||||||||||||||||||||
— |
(0.76 |
) |
15.94 |
11.95 |
12,748 |
0.66 |
5.25 |
122.32 |
||||||||||||||||||||||
— |
(0.30 |
) |
8.74 |
(8.07 |
) |
365,519 |
0.58 |
† |
3.82 |
† |
70.16 |
|||||||||||||||||||
(0.21 |
) |
(0.62 |
) |
9.82 |
38.84 |
467,934 |
0.58 |
3.99 |
59.44 |
|||||||||||||||||||||
(0.06 |
) |
(0.92 |
) |
7.56 |
(45.94 |
) |
311,625 |
0.58 |
5.74 |
106.23 |
||||||||||||||||||||
— |
(1.19 |
) |
15.33 |
13.68 |
364,790 |
0.59 |
6.71 |
34.16 |
||||||||||||||||||||||
— |
(1.31 |
) |
14.62 |
4.30 |
118,408 |
0.59 |
6.15 |
41.61 |
||||||||||||||||||||||
— |
(1.13 |
) |
15.29 |
13.00 |
51,986 |
0.58 |
5.74 |
54.96 |
||||||||||||||||||||||
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on November 14, 2016. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X NASDAQ 100®
Covered Call ETF(1) |
||||||||||||||||||||||||
2022 (Unaudited) |
22.82 |
0.01 |
(2.31 |
) |
(2.30 |
) |
(0.74 |
) |
(0.50 |
) | ||||||||||||||
2021 |
20.65 |
0.02 |
4.73 |
4.75 |
(2.58 |
) |
— |
|||||||||||||||||
2020 |
23.10 |
0.06 |
(0.06 |
) |
— |
(0.06 |
) |
— |
||||||||||||||||
2019 |
23.45 |
0.06 |
1.95 |
2.01 |
(1.83 |
) |
— |
|||||||||||||||||
2018 |
24.30 |
0.07 |
1.71 |
1.78 |
(0.87 |
) |
(0.11 |
) | ||||||||||||||||
2017 |
22.06 |
0.12 |
3.93 |
4.05 |
(1.81 |
) |
— |
|||||||||||||||||
Global X S&P 500®
Covered Call ETF(1) |
||||||||||||||||||||||||
2022 (Unaudited) |
50.37 |
0.20 |
(1.24 |
) |
(1.04 |
) |
(2.67 |
) |
(0.11 |
) | ||||||||||||||
2021 |
42.45 |
0.39 |
12.14 |
12.53 |
(4.61 |
) |
— |
|||||||||||||||||
2020 |
49.39 |
0.56 |
(4.17 |
) |
(3.61 |
) |
(0.58 |
) |
— |
|||||||||||||||
2019 |
48.56 |
0.56 |
3.30 |
3.86 |
(2.27 |
) |
(0.39 |
) | ||||||||||||||||
2018 |
50.10 |
0.62 |
1.88 |
2.50 |
(0.22 |
) |
(1.22 |
) | ||||||||||||||||
2017(5) |
47.62 |
0.34 |
2.67 |
3.01 |
(0.53 |
) |
— |
|||||||||||||||||
2017(6) |
43.11 |
0.66 |
5.39 |
6.05 |
(1.54 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(1.24 |
) |
19.28 |
(9.18 |
) |
6,895,811 |
0.60 |
† |
0.13 |
† |
14.27 |
|||||||||||||||||||
— |
(2.58 |
) |
22.82 |
23.89 |
5,036,215 |
0.60 |
0.11 |
19.99 |
||||||||||||||||||||||
(2.39 |
) |
(2.45 |
) |
20.65 |
0.21 |
1,325,642 |
0.67 |
(2) |
0.27 |
27.87 |
||||||||||||||||||||
(0.53 |
) |
(2.36 |
) |
23.10 |
9.39 |
768,036 |
0.85 |
(2) |
0.26 |
11.82 |
||||||||||||||||||||
(1.65 |
) |
(2.63 |
) |
23.45 |
7.44 |
395,202 |
0.68 |
(3) |
0.30 |
15.00 |
||||||||||||||||||||
— |
(1.81 |
) |
24.30 |
19.04 |
157,980 |
0.60 |
0.53 |
4.00 |
||||||||||||||||||||||
— |
(2.78 |
) |
46.55 |
(2.19 |
) |
1,530,098 |
0.60 |
† |
0.82 |
† |
4.04 |
|||||||||||||||||||
— |
(4.61 |
) |
50.37 |
30.67 |
669,855 |
0.60 |
0.80 |
4.84 |
||||||||||||||||||||||
(2.75 |
) |
(3.33 |
) |
42.45 |
(7.42 |
) |
103,992 |
0.71 |
(4) |
1.22 |
7.29 |
|||||||||||||||||||
(0.37 |
) |
(3.03 |
) |
49.39 |
8.40 |
133,353 |
0.87 |
(4) |
1.16 |
3.92 |
||||||||||||||||||||
(2.60 |
) |
(4.04 |
) |
48.56 |
4.97 |
77,701 |
0.65 |
1.22 |
4.00 |
|||||||||||||||||||||
— |
(0.53 |
) |
50.10 |
6.35 |
62,628 |
0.65 |
† |
1.39 |
† |
8.00 |
||||||||||||||||||||
— |
(1.54 |
) |
47.62 |
14.29 |
64,413 |
0.65 |
1.46 |
21.00 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The financial statements
include the financial information of the Predecessor Funds through
December 21, 2018 (See Note 1 in Notes to Financial Statements). As a
result of the Reorganization, the Fund assumed the performance and
accounting history of the Predecessor Fund. Accordingly, performance
figures for the Fund for periods prior to the date of the Reorganization
represent the performance of the Predecessor Fund. |
(2) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.60% and 0.60% for the year ended October 31, 2020 and October 31,
2019, respectively. The ratio of Expenses to Average Net Assets includes
the effect of a waiver. If these offsets were excluded, the ratio would
have been 0.60% and 0.60% for the year ended October 31, 2020 and year
ended October 31, 2019. |
(3) |
Includes excise tax. If
this excise expense was not included, the ratio would have been
0.60%. |
(4) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.64% and 0.65% for the year ended October 31, 2020 and year ended
October 31, 2019, respectively The ratio of Expenses to Average Net Assets
includes the effect of a waiver. If these offsets were excluded, the ratio
would have been 0.64% and 0.65% for the year ended October 31, 2020 and
year ended October 31, 2019. |
(5) |
Effective October 31,
2017, the Predecessor Fund changed its fiscal year end from April 30 to
October 31. The information presented is from May 1, 2017 through October
31, 2017. |
(6) |
For the year or period
ended April 30. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X Russell 2000
Covered Call ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
25.18 |
0.09 |
(1.67 |
) |
(1.58 |
) |
(1.18 |
) |
(0.31 |
) | ||||||||||||||
2021 |
20.45 |
0.13 |
7.50 |
7.63 |
(2.90 |
) |
— |
|||||||||||||||||
2020 |
25.24 |
0.12 |
(2.51 |
) |
(2.39 |
) |
(0.11 |
) |
(0.17 |
) | ||||||||||||||
2019(2) |
25.00 |
0.09 |
1.37 |
1.46 |
(1.22 |
) |
— |
|||||||||||||||||
Global X Dow 30®
Covered Call ETF |
||||||||||||||||||||||||
2022(3)
(Unaudited) |
24.13 |
0.03 |
0.59 |
0.62 |
(0.42 |
) |
— |
|||||||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
33.09 |
0.02 |
(4.39 |
) |
(4.37 |
) |
(0.74 |
) |
(1.60 |
) | ||||||||||||||
2021 |
26.27 |
0.02 |
8.56 |
8.58 |
(1.76 |
) |
— |
|||||||||||||||||
2020(4) |
26.30 |
— |
0.11 |
0.11 |
— |
— |
||||||||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
31.83 |
0.13 |
(2.99 |
) |
(2.86 |
) |
(0.71 |
) |
— |
|||||||||||||||
2021 |
24.69 |
0.22 |
8.29 |
8.51 |
(1.37 |
) |
— |
|||||||||||||||||
2020(4) |
25.22 |
0.02 |
(0.41 |
) |
(0.39 |
) |
(0.02 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(1.49 |
) |
22.11 |
(6.51 |
) |
1,281,308 |
0.50 |
†(1) |
0.76 |
† |
158.97 |
|||||||||||||||||||
— |
(2.90 |
) |
25.18 |
38.82 |
554,446 |
0.50 |
(1) |
0.53 |
8.94 |
|||||||||||||||||||||
(2.12 |
) |
(2.40 |
) |
20.45 |
(9.18 |
) |
21,475 |
0.56 |
(1) |
0.68 |
11.16 |
|||||||||||||||||||
— |
(1.22 |
) |
25.24 |
5.99 |
8,833 |
0.82 |
†(1) |
0.68 |
† |
5.82 |
||||||||||||||||||||
— |
(0.42 |
) |
24.33 |
2.58 |
11,681 |
0.60 |
† |
0.73 |
† |
0.54 |
||||||||||||||||||||
— |
(2.34 |
) |
26.38 |
(14.18 |
) |
60,144 |
0.60 |
† |
0.11 |
† |
9.83 |
|||||||||||||||||||
— |
(1.76 |
) |
33.09 |
33.42 |
44,671 |
0.60 |
0.06 |
11.21 |
||||||||||||||||||||||
(0.14 |
) |
(0.14 |
) |
26.27 |
0.40 |
6,568 |
0.60 |
† |
(0.10 |
)† |
1.65 |
|||||||||||||||||||
— |
(0.71 |
) |
28.26 |
(5.91 |
) |
35,330 |
0.60 |
† |
0.84 |
† |
3.70 |
|||||||||||||||||||
— |
(1.37 |
) |
31.83 |
35.18 |
35,018 |
0.60 |
0.74 |
12.17 |
||||||||||||||||||||||
(0.12 |
) |
(0.14 |
) |
24.69 |
(1.60 |
) |
3,704 |
0.60 |
† |
0.75 |
† |
0.75 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.60% for the period ended April 30, 2022 to the year ended
October 31, 2019, respectively. The ratio of Expenses to Average Net
Assets includes the effect of a waiver. If these offsets were excluded,
the ratio would have been 0.79%, 0.60%, 0.68% and 0.97% for the period
ended April 30, 2022 to the year ended October 31, 2019,
respectively. |
(2) |
The Fund commenced
operations on April 17, 2019. |
(3) |
The Fund commenced
operations on February 23, 2022. |
(4) |
The Fund commenced
operations on September 18, 2020. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X SuperIncome™
Preferred ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
11.94 |
0.30 |
(1.17 |
) |
(0.87 |
) |
(0.34 |
) |
— |
|||||||||||||||
2021 |
11.12 |
0.61 |
0.89 |
1.50 |
(0.68 |
) |
— |
|||||||||||||||||
2020 |
11.73 |
0.60 |
(0.53 |
) |
0.07 |
(0.65 |
) |
— |
||||||||||||||||
2019 |
11.49 |
0.66 |
0.32 |
0.98 |
(0.73 |
) |
— |
|||||||||||||||||
2018 |
12.44 |
0.78 |
(0.88 |
) |
(0.10 |
) |
(0.85 |
) |
— |
|||||||||||||||
2017 |
13.16 |
0.82 |
(0.65 |
) |
0.17 |
(0.85 |
) |
— |
||||||||||||||||
Global X Renewable Energy
Producers ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
16.82 |
0.08 |
(1.86 |
) |
(1.78 |
) |
(0.07 |
) |
— |
|||||||||||||||
2021 |
14.87 |
0.23 |
2.05 |
2.28 |
(0.30 |
) |
(0.03 |
) | ||||||||||||||||
2020 |
13.79 |
0.41 |
1.13 |
1.54 |
(0.46 |
) |
— |
|||||||||||||||||
2019 |
11.52 |
0.13 |
2.61 |
2.74 |
(0.47 |
) |
— |
|||||||||||||||||
2018 |
12.53 |
0.37 |
(0.80 |
) |
(0.43 |
) |
(0.50 |
) |
— |
|||||||||||||||
2017 |
11.16 |
0.28 |
1.59 |
1.87 |
(0.50 |
) |
— |
|||||||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
57.22 |
0.30 |
(6.56 |
) |
(6.26 |
) |
(0.31 |
) |
(0.08 |
) | ||||||||||||||
2021 |
40.32 |
0.56 |
16.89 |
17.45 |
(0.55 |
) |
— |
|||||||||||||||||
2020 |
37.23 |
0.58 |
3.08 |
3.66 |
(0.55 |
) |
(0.02 |
) | ||||||||||||||||
2019 |
33.59 |
0.58 |
3.92 |
4.50 |
(0.81 |
) |
(0.05 |
) | ||||||||||||||||
2018 |
31.83 |
0.58 |
1.60 |
2.18 |
(0.41 |
) |
(0.01 |
) | ||||||||||||||||
2017 |
25.74 |
0.48 |
5.74 |
6.22 |
(0.13 |
) |
*** |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.34 |
) |
10.73 |
(7.43 |
) |
205,102 |
0.58 |
† |
5.39 |
† |
15.29 |
|||||||||||||||||||
— |
(0.68 |
) |
11.94 |
13.71 |
234,953 |
0.58 |
5.13 |
98.47 |
||||||||||||||||||||||
(0.03 |
) |
(0.68 |
) |
11.12 |
0.81 |
184,015 |
0.58 |
5.47 |
67.65 |
|||||||||||||||||||||
(0.01 |
) |
(0.74 |
) |
11.73 |
8.87 |
201,092 |
0.58 |
5.72 |
55.98 |
|||||||||||||||||||||
— |
(0.85 |
) |
11.49 |
(0.87 |
) |
186,154 |
0.58 |
6.48 |
105.48 |
|||||||||||||||||||||
(0.04 |
) |
(0.89 |
) |
12.44 |
1.31 |
236,331 |
0.58 |
6.39 |
45.12 |
|||||||||||||||||||||
— |
(0.07 |
) |
14.97 |
(10.54 |
) |
119,649 |
0.65 |
† |
1.10 |
† |
6.56 |
|||||||||||||||||||
— |
(0.33 |
) |
16.82 |
15.37 |
146,976 |
0.65 |
1.39 |
55.97 |
||||||||||||||||||||||
— |
(0.46 |
) |
14.87 |
11.39 |
66,192 |
0.65 |
2.89 |
29.27 |
||||||||||||||||||||||
— |
(0.47 |
) |
13.79 |
24.34 |
26,205 |
0.65 |
1.01 |
87.06 |
||||||||||||||||||||||
(0.08 |
) |
(0.58 |
) |
11.52 |
(3.50 |
) |
15,556 |
0.65 |
3.07 |
33.50 |
||||||||||||||||||||
— |
(0.50 |
) |
12.53 |
17.30 |
20,046 |
0.65 |
2.37 |
25.99 |
||||||||||||||||||||||
— |
(0.39 |
) |
50.57 |
(11.04 |
) |
593,746 |
0.29 |
† |
1.09 |
† |
4.50 |
|||||||||||||||||||
— |
(0.55 |
) |
57.22 |
43.54 |
593,985 |
0.29 |
1.09 |
8.29 |
||||||||||||||||||||||
— |
(0.57 |
) |
40.32 |
9.89 |
379,053 |
0.29 |
1.51 |
5.55 |
||||||||||||||||||||||
— |
(0.86 |
) |
37.23 |
13.86 |
275,511 |
0.29 |
1.66 |
8.54 |
||||||||||||||||||||||
— |
(0.42 |
) |
33.59 |
6.86 |
147,789 |
0.29 |
@ |
1.72 |
4.33 |
|||||||||||||||||||||
— |
(0.13 |
) |
31.83 |
24.27 |
114,581 |
0.29 |
@ |
1.64 |
6.09 |
@ |
The ratio of Expenses to
Average Net Assets includes the effect of a waiver. If these offsets were
excluded, the ratio would have been 0.32% and 0.39%, for the years ended
October 31, 2018 and 2017, respectively. |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
*** |
Amount rounds to less than
$0.005. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind
transfers. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X
S&P Catholic Values Developed ex-U.S. ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
32.80 |
0.39 |
(5.21 |
) |
(4.82 |
) |
(0.40 |
) |
(0.37 |
) | ||||||||||||||
2021 |
24.98 |
0.70 |
7.71 |
8.41 |
(0.59 |
) |
— |
|||||||||||||||||
2020(1) |
25.05 |
0.19 |
(0.26 |
) |
(0.07 |
) |
— |
— |
||||||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
50.24 |
— |
(13.15 |
) |
(13.15 |
) |
(0.04 |
) |
— |
|||||||||||||||
2021 |
37.31 |
0.69 |
13.14 |
13.83 |
(0.90 |
) |
— |
|||||||||||||||||
2020 |
34.02 |
0.33 |
3.32 |
3.65 |
(0.34 |
) |
— |
|||||||||||||||||
2019 |
30.09 |
0.12 |
4.02 |
4.14 |
(0.17 |
) |
— |
|||||||||||||||||
2018 |
28.70 |
0.11 |
1.44 |
1.55 |
(0.16 |
) |
— |
|||||||||||||||||
2017 |
23.14 |
0.14 |
5.47 |
5.61 |
(0.05 |
) |
— |
|||||||||||||||||
Global X S&P 500®
Tail Risk ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
27.72 |
0.11 |
(2.99 |
) |
(2.88 |
) |
(0.07 |
) |
(0.58 |
) | ||||||||||||||
2021(2) |
27.33 |
0.03 |
0.36 |
0.39 |
— |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.77 |
) |
27.21 |
(15.03 |
) |
6,258 |
0.35 |
† |
2.58 |
† |
8.99 |
|||||||||||||||||||
— |
(0.59 |
) |
32.80 |
33.79 |
4,264 |
0.35 |
2.22 |
17.17 |
||||||||||||||||||||||
— |
— |
24.98 |
(0.28 |
) |
2,498 |
0.35 |
† |
2.02 |
† |
4.04 |
||||||||||||||||||||
— |
(0.04 |
) |
37.05 |
(26.19 |
) |
53,723 |
0.75 |
† |
0.02 |
† |
59.65 |
|||||||||||||||||||
— |
(0.90 |
) |
50.24 |
37.43 |
75,856 |
0.75 |
1.47 |
121.91 |
||||||||||||||||||||||
(0.02 |
) |
(0.36 |
) |
37.31 |
10.84 |
55,961 |
0.75 |
0.96 |
124.90 |
|||||||||||||||||||||
(0.04 |
) |
(0.21 |
) |
34.02 |
13.90 |
56,134 |
0.75 |
0.38 |
126.44 |
|||||||||||||||||||||
— |
(0.16 |
) |
30.09 |
5.40 |
57,180 |
0.75 |
0.36 |
112.64 |
||||||||||||||||||||||
— |
(0.05 |
) |
28.70 |
24.30 |
55,956 |
0.75 |
0.54 |
94.71 |
||||||||||||||||||||||
— |
(0.65 |
) |
24.19 |
(10.71 |
) |
3,145 |
0.60 |
† |
0.81 |
† |
0.96 |
|||||||||||||||||||
— |
— |
27.72 |
1.43 |
3,604 |
0.60 |
† |
0.58 |
† |
6.21 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on June 22, 2020. |
(2) |
The Fund commenced
operations on August 25, 2021. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
26.83 |
0.10 |
(1.27 |
) |
(1.17 |
) |
(1.25 |
) |
(0.07 |
) | ||||||||||||||
2021(1) |
26.77 |
0.03 |
0.39 |
0.42 |
(0.36 |
) |
— |
|||||||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
27.57 |
0.11 |
(2.71 |
) |
(2.60 |
) |
(0.07 |
) |
(0.40 |
) | ||||||||||||||
2021(1) |
27.28 |
0.03 |
0.26 |
0.29 |
— |
— |
||||||||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
25.59 |
0.02 |
(4.46 |
) |
(4.44 |
) |
— |
(0.49 |
) | |||||||||||||||
2021(1) |
25.13 |
(0.01 |
) |
0.47 |
0.46 |
— |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(1.32 |
) |
24.34 |
(4.49 |
) |
22,395 |
0.60 |
† |
0.82 |
† |
3.67 |
|||||||||||||||||||
— |
(0.36 |
) |
26.83 |
1.60 |
5,902 |
0.60 |
† |
0.57 |
† |
7.08 |
||||||||||||||||||||
— |
(0.47 |
) |
24.50 |
(9.62 |
) |
3,920 |
0.60 |
† |
0.80 |
† |
1.65 |
|||||||||||||||||||
— |
— |
27.57 |
1.06 |
3,308 |
0.60 |
† |
0.58 |
† |
6.44 |
|||||||||||||||||||||
— |
(0.49 |
) |
20.66 |
(17.72 |
) |
2,066 |
0.60 |
† |
0.13 |
† |
5.37 |
|||||||||||||||||||
— |
— |
25.59 |
1.83 |
3,326 |
0.60 |
† |
(0.12 |
)† |
1.71 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on August 25, 2021. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
24.12 |
0.01 |
(2.36 |
) |
(2.35 |
) |
(0.96 |
) |
— |
|||||||||||||||
2021(1) |
24.60 |
(0.01 |
) |
(0.16 |
) |
(0.17 |
) |
— |
— |
|||||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
25.78 |
0.01 |
(2.90 |
) |
(2.89 |
) |
— |
(0.42 |
) | |||||||||||||||
2021(1) |
25.27 |
(0.01 |
) |
0.52 |
0.51 |
— |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.96 |
) |
20.81 |
(10.00 |
) |
12,485 |
0.60 |
† |
0.09 |
† |
11.31 |
|||||||||||||||||||
(0.31 |
) |
(0.31 |
) |
24.12 |
(0.69 |
) |
4,341 |
0.60 |
† |
(0.15 |
)† |
2.16 |
||||||||||||||||||
— |
(0.42 |
) |
22.47 |
(11.42 |
) |
4,044 |
0.60 |
† |
0.08 |
† |
7.59 |
|||||||||||||||||||
— |
— |
25.78 |
2.06 |
2,836 |
0.60 |
† |
(0.11 |
)† |
2.11 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on August 25, 2021. |
Notes
to Financial Statements |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Fund |
Fair
Valued Amount |
|||
Global X Social Media
ETF |
$ |
1,422 |
||
Global X
SuperDividend®
ETF |
31,925,845 |
|||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
1,403,134 |
|||
Global X Renewable Energy
Producers ETF |
330,300 |
|||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
2,092 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Assets |
Fair
Value at 4/30/22 |
Valuation
Technique(s) |
Unobservable
Input |
Discount
Percentage |
Common Stock |
$75,192 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
-6332.4% |
Common Stock |
$42,952 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
-10358.5% |
Common Stock |
$424,610 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$636,489 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$401,942 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$484,068 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$9,949,897 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
10.0% |
Common Stock |
$9,870,534 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
10.0% |
Common Stock |
$10,040,161 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
10.0% |
Assets |
Fair
Value at 4/30/22 |
Valuation
Technique(s) |
Unobservable
Input |
Discount
Percentage |
Common Stock |
$22,243 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
-6332.4% |
Common Stock |
$9,467 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
-10358.5% |
Common Stock |
$112,075 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$110,799 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$148,759 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$135,467 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
90.0% |
Common Stock |
$555,824 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
10.0% |
Common Stock |
$308,499 |
Discount from the Last
Traded Price |
Last Traded Price
Comparability Adjustment % |
30.0% |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Repurchase
Agreements* |
Fair
Value of Non-cash Collateral Received(1) |
Cash
Collateral Received |
Net
Amount(2) |
|||||||||||||
Global
X Social Media ETF |
||||||||||||||||
BNP
Paribas |
1,849,932 |
1,849,932 |
$ |
− |
$ |
− |
||||||||||
Global
X Lithium & Battery Tech ETF |
||||||||||||||||
BNP
Paribas |
73,687,127 |
73,687,127 |
− |
− |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Repurchase
Agreements* |
Fair
Value of Non-cash Collateral Received(1) |
Cash
Collateral Received |
Net
Amount(2) |
|||||||||||||
Global
X E-commerce ETF |
||||||||||||||||
BNP
Paribas |
1,099,688 |
1,099,688 |
$ |
− |
$ |
− |
||||||||||
Global
X SuperDividend®
ETF |
||||||||||||||||
BNP
Paribas |
29,481,944 |
29,481,944 |
− |
− |
||||||||||||
Global
X SuperDividend®
U.S. ETF |
||||||||||||||||
BNP
Paribas |
9,420,766 |
9,420,766 |
− |
− |
||||||||||||
Global
X SuperDividend®
REIT ETF |
||||||||||||||||
BNP
Paribas |
6,101,856 |
6,101,856 |
− |
− |
||||||||||||
Global
X SuperIncome™ Preferred ETF |
||||||||||||||||
BNP
Paribas |
984,872 |
984,872 |
− |
− |
||||||||||||
Global
X Renewable Energy Producers ETF |
||||||||||||||||
BNP
Paribas |
350,210 |
350,210 |
− |
− |
||||||||||||
Global
X Guru®
Index ETF |
||||||||||||||||
BNP
Paribas |
507,915 |
507,915 |
− |
− |
* |
Repurchase agreements
with an overstated and continous maturity. |
(1) |
Excess collateral
received is not presented in the table above. Please refer to the
Schedules of Investments for the market value of the collateral received
for each Fund. |
(2) |
Net Amount represents the
net amount receivable due from the counterparty in the event of
default. |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Creation
Unit Shares |
Creation
Fee |
Value
at April 30, 2022 |
Redemption
Fee |
|||||||||||||
Global X Social Media
ETF |
10,000 |
$ |
300 |
$ |
383,600 |
$ |
300 |
|||||||||
Global X Lithium &
Battery Tech ETF |
10,000 |
1,500 |
664,500 |
1,500 |
||||||||||||
Global X Disruptive
Materials ETF |
10,000 |
800 |
226,200 |
800 |
||||||||||||
Global X E-commerce
ETF |
10,000 |
500 |
195,200 |
500 |
||||||||||||
Global X Emerging Markets
Internet & E-commerce ETF |
10,000 |
800 |
73,000 |
800 |
||||||||||||
Global X
SuperDividend®
ETF |
10,000 |
2,000 |
106,600 |
2,000 |
||||||||||||
Global X
SuperDividend®
U.S. ETF |
10,000 |
150 |
202,600 |
150 |
||||||||||||
Global X MSCI
SuperDividend®
EAFE ETF |
10,000 |
1,000 |
149,300 |
1,000 |
||||||||||||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
10,000 |
1,600 |
95,300 |
3,000 |
||||||||||||
Global X
SuperDividend®
REIT ETF |
10,000 |
250 |
87,400 |
250 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
10,000 |
500 |
192,800 |
500 |
||||||||||||
Global X S&P 500®
Covered Call ETF |
10,000 |
2,000 |
465,500 |
2,000 |
||||||||||||
Global X Russell 2000
Covered Call ETF |
10,000 |
250 |
221,100 |
250 |
||||||||||||
Global X Dow 30®
Covered Call ETF |
10,000 |
250 |
243,300 |
250 |
||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
10,000 |
500 |
263,800 |
500 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
10,000 |
1,500 |
282,600 |
1,500 |
||||||||||||
Global X SuperIncome™
Preferred ETF |
10,000 |
300 |
107,300 |
300 |
||||||||||||
Global X Renewable Energy
Producers ETF |
10,000 |
800 |
149,700 |
500 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
10,000 |
1,300 |
505,700 |
1,300 |
||||||||||||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
10,000 |
8,900 |
272,100 |
8,900 |
||||||||||||
Global X Guru®
Index ETF |
10,000 |
250 |
370,500 |
250 |
||||||||||||
Global X S&P 500®
Tail Risk ETF |
10,000 |
2,000 |
241,900 |
2,000 |
||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
10,000 |
2,000 |
243,400 |
2,000 |
||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
10,000 |
2,000 |
245,000 |
2,000 |
||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
10,000 |
500 |
206,600 |
500 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
10,000 |
500 |
208,100 |
500 |
||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
10,000 |
500 |
224,700 |
500 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Supervision
and Administration Fee |
||||
Global X Social Media
ETF |
0.65 |
% | ||
Global X Lithium &
Battery Tech ETF |
0.75 |
% | ||
Global X Disruptive
Materials ETF |
0.59 |
% | ||
Global X E-commerce
ETF |
0.50 |
% | ||
Global X Emerging Markets
Internet & E-commerce ETF |
0.65 |
% | ||
Global X
SuperDividend®
ETF |
0.58 |
% | ||
Global X
SuperDividend®
U.S. ETF |
0.45 |
% | ||
Global X MSCI
SuperDividend®
EAFE ETF |
0.55 |
% | ||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
0.65 |
% | ||
Global X
SuperDividend®
REIT ETF |
0.58 |
% |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Supervision
and Administration Fee |
||||
Global X NASDAQ 100®
Covered Call ETF |
0.60 |
% | ||
Global X S&P 500®
Covered Call ETF* |
0.60 |
% | ||
Global X Russell 2000
Covered Call ETF** |
0.60 |
% | ||
Global X Dow 30®
Covered Call ETF |
0.60 |
% | ||
Global X Nasdaq 100®
Covered Call & Growth ETF |
0.60 |
% | ||
Global X S&P 500®
Covered Call & Growth ETF |
0.60 |
% | ||
Global X SuperIncomeTM
Preferred ETF |
0.58 |
% | ||
Global X Renewable Energy
Producers ETF |
0.65 |
% | ||
Global X S&P 500®
Catholic Values ETF*** |
0.29 |
% | ||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
0.35 |
% | ||
Global X Guru®
Index ETF |
0.75 |
% | ||
Global X S&P 500®
Tail Risk ETF |
0.60 |
% | ||
Global X S&P 500®
Risk Managed Income ETF |
0.60 |
% | ||
Global X S&P 500®
Collar 95-110 ETF |
0.60 |
% | ||
Global X NASDAQ 100®
Tail Risk ETF |
0.60 |
% | ||
Global X NASDAQ 100®
Risk Managed Income ETF |
0.60 |
% | ||
Global X NASDAQ 100®
Collar 95-110 ETF |
0.60 |
% |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Purchases |
Sales
and Maturities |
|||||||
Global X Social Media ETF |
$ |
23,652,484 |
$ |
28,477,344 |
||||
Global X Lithium & Battery Tech
ETF |
479,016,068 |
209,478,212 |
||||||
Global X Disruptive Materials ETF |
1,983,902 |
287,923 |
||||||
Global X E-commerce ETF |
18,320,255 |
19,238,300 |
||||||
Global X Emerging Markets Internet &
E-commerce ETF |
402,596 |
421,763 |
||||||
Global X SuperDividend®
ETF |
515,226,261 |
497,304,478 |
||||||
Global X SuperDividend®
U.S. ETF |
227,872,384 |
238,574,595 |
||||||
Global X MSCI SuperDividend®
EAFE ETF |
1,406,021 |
1,564,936 |
||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
34,069,500 |
18,975,570 |
||||||
Global X SuperDividend®
REIT ETF |
287,091,959 |
294,280,955 |
||||||
Global X NASDAQ 100®
Covered Call ETF |
922,997,748 |
903,280,957 |
||||||
Global X S&P 500®
Covered Call ETF |
52,566,995 |
42,974,045 |
||||||
Global X Russell 2000 Covered Call
ETF |
1,578,445,727 |
1,506,281,037 |
||||||
Global X Dow 30®
Covered Call ETF |
99,115 |
36,981 |
||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
5,408,058 |
7,511,789 |
||||||
Global X S&P 500®
Covered Call & Growth ETF |
1,418,724 |
2,279,566 |
||||||
Global X SuperIncome™ Preferred ETF |
33,666,440 |
33,997,488 |
||||||
Global X Renewable Energy Producers
ETF |
8,595,129 |
10,476,431 |
||||||
Global X S&P 500®
Catholic Values ETF |
27,872,246 |
27,945,912 |
||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
508,556 |
440,347 |
||||||
Global X Guru®
Index ETF |
38,721,456 |
38,689,241 |
||||||
Global X S&P 500®
Tail Risk ETF |
32,640 |
207,416 |
||||||
Global X S&P 500®
Risk Managed Income ETF |
596,534 |
1,071,412 |
||||||
Global X S&P 500®
Collar 95-110 ETF |
58,329 |
223,021 |
||||||
Global X NASDAQ 100®
Tail Risk ETF |
190,099 |
337,971 |
||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
1,437,954 |
1,330,630 |
||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
317,225 |
272,597 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
2022 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X Social Media ETF |
$ |
– |
$ |
39,028,748 |
$ |
5,579,805 |
||||||
Global X Lithium & Battery Tech
ETF |
359,413,113 |
150,257,553 |
60,932,744 |
|||||||||
Global X Disruptive Materials ETF |
4,336,469 |
509,556 |
87,063 |
|||||||||
Global X E-commerce ETF |
21,340,199 |
69,973,380 |
(4,089,851 |
) | ||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
– |
155,764 |
(74,102 |
) | ||||||||
Global X SuperDividend®
ETF |
42,981,153 |
13,630,773 |
2,123,896 |
|||||||||
Global X SuperDividend®
U.S. ETF |
60,359,489 |
33,948,865 |
6,290,804 |
|||||||||
Global X MSCI SuperDividend®
EAFE ETF |
– |
2,347,252 |
237,029 |
|||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
5,459,847 |
– |
– |
|||||||||
Global X SuperDividend®
REIT ETF |
– |
52,830,805 |
5,766,949 |
|||||||||
Global X NASDAQ 100®
Covered Call ETF |
3,036,360,454 |
59,498,085 |
35,607,464 |
|||||||||
Global X S&P 500®
Covered Call ETF |
988,088,480 |
7,489,656 |
3,177,962 |
|||||||||
Global X Russell 2000 Covered Call
ETF |
866,308,451 |
– |
– |
|||||||||
Global X Dow 30®
Covered Call ETF |
12,093,372 |
– |
– |
|||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
42,835,790 |
13,511,831 |
2,786,272 |
|||||||||
Global X S&P 500®
Covered Call & Growth ETF |
12,131,893 |
7,595,503 |
1,221,822 |
|||||||||
Global X SuperIncome™ Preferred ETF |
5,538,221 |
12,292,107 |
408,150 |
|||||||||
Global X Renewable Energy Producers
ETF |
21,218,635 |
30,613,911 |
3,936,041 |
|||||||||
Global X S&P 500®
Catholic Values ETF |
96,605,186 |
19,939,999 |
7,777,570 |
|||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
2,851,073 |
– |
– |
|||||||||
Global X Guru®
Index ETF |
2,090,830 |
4,688,185 |
660,080 |
|||||||||
Global X S&P 500®
Tail Risk ETF |
– |
– |
– |
|||||||||
Global X S&P 500®
Risk Managed Income ETF |
18,385,915 |
– |
– |
|||||||||
Global X S&P 500®
Collar 95-110 ETF |
1,001,485 |
– |
– |
|||||||||
Global X NASDAQ 100®
Tail Risk ETF |
1,334,937 |
1,934,246 |
(38,325 |
) | ||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
12,751,338 |
2,603,748 |
36,646 |
|||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
1,704,952 |
– |
– |
2021 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X Social Media ETF |
$ |
249,814,697 |
$ |
161,825,652 |
$ |
104,250,876 |
||||||
Global X Lithium & Battery Tech
ETF |
1,301,530,281 |
366,384,618 |
234,758,649 |
|||||||||
Global X E-commerce ETF |
154,359,054 |
55,200,159 |
21,442,562 |
|||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
5,524,406 |
757,687 |
(121,392 |
) | ||||||||
Global X SuperDividend®
ETF |
116,148,336 |
4,825,925 |
1,306,373 |
|||||||||
Global X SuperDividend®
U.S. ETF |
141,063,730 |
33,098,332 |
5,304,331 |
|||||||||
Global X MSCI SuperDividend®
EAFE ETF |
4,473,039 |
929,987 |
89,950 |
|||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
12,009,994 |
– |
– |
|||||||||
Global X SuperDividend®
REIT ETF |
109,800,947 |
53,971,417 |
11,010,490 |
|||||||||
Global X NASDAQ 100®
Covered Call ETF |
3,619,325,170 |
26,690,549 |
15,759,156 |
|||||||||
Global X S&P 500®
Covered Call ETF |
548,443,411 |
7,302,890 |
2,537,496 |
|||||||||
Global X Russell 2000 Covered Call
ETF |
533,979,476 |
501,604 |
234,461 |
|||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
38,168,292 |
2,820,576 |
245,511 |
|||||||||
Global X S&P 500®
Covered Call & Growth ETF |
33,475,572 |
4,125,677 |
427,939 |
|||||||||
Global X SuperIncome™ Preferred ETF |
44,678,336 |
7,476,659 |
831,987 |
|||||||||
Global X Renewable Energy Producers
ETF |
103,945,368 |
48,932,053 |
11,012,881 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
2021 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X S&P 500®
Catholic Values ETF |
$ |
124,592,947 |
$ |
80,395,996 |
$ |
39,980,846 |
||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
930,692 |
– |
– |
|||||||||
Global X Guru®
Index ETF |
22,438,467 |
22,168,067 |
6,600,357 |
|||||||||
Global X S&P 500®
Tail Risk ETF |
3,506,784 |
– |
– |
|||||||||
Global X S&P 500®
Risk Managed Income ETF |
5,908,307 |
– |
– |
|||||||||
Global X S&P 500®
Collar 95-110 ETF |
3,242,149 |
– |
– |
|||||||||
Global X NASDAQ 100®
Tail Risk ETF |
3,252,445 |
– |
– |
|||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
4,512,650 |
– |
– |
|||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
2,796,085 |
– |
– |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Fund
Name |
Short
Average |
Short
End |
Long
Average |
Long
End |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
$ |
(174,311,360 |
) |
$ |
(216,847,049 |
) |
$ |
− |
$ |
− |
||||||
Global X S&P 500®
Covered Call ETF |
(23,477,960 |
) |
(32,844,397 |
) |
− |
− |
||||||||||
Global X Russell 2000
Covered Call ETF |
(27,093,842 |
) |
(36,166,352 |
) |
− |
− |
||||||||||
Global X Dow 30®
Covered Call ETF |
(107,247 |
) |
(193,673 |
) |
− |
− |
||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
(759,927 |
) |
(949,118 |
) |
− |
− |
||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
(394,351 |
) |
(378,527 |
) |
− |
− |
||||||||||
Global X S&P 500®
Tail Risk ETF |
− |
− |
53,730 |
54,491 |
||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
(376,888 |
) |
(481,741 |
) |
198,790 |
246,115 |
||||||||||
Global X S&P 500®
Collar 95-110 ETF |
(9,502 |
) |
(17,053 |
) |
92,772 |
106,455 |
||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
− |
− |
85,908 |
42,600 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
(340,746 |
) |
(288,606 |
) |
215,631 |
262,240 |
||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
(36,869 |
) |
(54,880 |
) |
111,895 |
130,540 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global X Funds |
Ordinary
Income |
Long-Term
Capital Gain |
Return
of Capital |
Totals |
||||||||||||
Global X Social Media ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
2020 |
– |
– |
– |
– |
||||||||||||
Global X Lithium & Battery Tech
ETF |
||||||||||||||||
2021 |
$ |
4,617,167 |
$ |
– |
$ |
– |
$ |
4,617,167 |
||||||||
2020 |
7,964,116 |
– |
– |
7,964,116 |
||||||||||||
Global X E-commerce ETF |
||||||||||||||||
2021 |
$ |
1,105,636 |
$ |
– |
$ |
– |
$ |
1,105,636 |
||||||||
2020 |
11,908 |
– |
– |
11,908 |
||||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X SuperDividend®
ETF |
||||||||||||||||
2021 |
$ |
65,648,210 |
$ |
– |
$ |
– |
$ |
65,648,210 |
||||||||
2020 |
57,676,007 |
– |
6,836,903 |
64,512,910 |
||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||
2021 |
$ |
31,364,614 |
$ |
– |
$ |
3,660,741 |
$ |
35,025,355 |
||||||||
2020 |
28,896,892 |
– |
9,790,983 |
38,687,875 |
||||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
||||||||||||||||
2021 |
$ |
542,165 |
$ |
– |
$ |
– |
$ |
542,165 |
||||||||
2020 |
454,057 |
– |
119,148 |
573,205 |
||||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
||||||||||||||||
2021 |
$ |
2,831,439 |
$ |
– |
$ |
– |
$ |
2,831,439 |
||||||||
2020 |
1,074,084 |
– |
222,316 |
1,296,400 |
||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||
2021 |
$ |
21,690,155 |
$ |
– |
$ |
9,729,725 |
$ |
31,419,880 |
||||||||
2020 |
17,057,314 |
482,944 |
2,127,168 |
19,667,426 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
||||||||||||||||
2021 |
$ |
320,053,733 |
$ |
– |
$ |
– |
$ |
320,053,733 |
||||||||
2020 |
2,834,579 |
– |
117,268,361 |
120,102,940 |
||||||||||||
Global X S&P 500®
Covered Call ETF |
||||||||||||||||
2021 |
$ |
26,627,258 |
$ |
– |
$ |
– |
$ |
26,627,258 |
||||||||
2020 |
1,539,799 |
– |
7,321,411 |
8,861,210 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global X Funds |
Ordinary
Income |
Long-Term
Capital Gain |
Return
of Capital |
Totals |
||||||||||||
Global X Russell 2000 Covered Call
ETF |
||||||||||||||||
2021 |
$ |
21,788,088 |
$ |
– |
$ |
– |
$ |
21,788,088 |
||||||||
2020 |
82,683 |
74,655 |
1,449,526 |
1,606,864 |
||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||
2021 |
$ |
919,727 |
$ |
– |
$ |
– |
$ |
919,727 |
||||||||
2020 |
– |
– |
20,955 |
20,955 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||
2021 |
$ |
376,497 |
$ |
– |
$ |
– |
$ |
376,497 |
||||||||
2020 |
2,931 |
– |
16,682 |
19,613 |
||||||||||||
Global X SuperIncome™ Preferred ETF |
||||||||||||||||
2021 |
$ |
12,037,890 |
$ |
– |
$ |
– |
$ |
12,037,890 |
||||||||
2020 |
10,818,268 |
– |
549,532 |
11,367,800 |
||||||||||||
Global X Renewable Energy Producers
ETF |
||||||||||||||||
2021 |
$ |
1,677,449 |
$ |
177,538 |
$ |
– |
$ |
1,854,987 |
||||||||
2020 |
1,352,385 |
– |
– |
1,352,385 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||
2021 |
$ |
5,511,704 |
$ |
– |
$ |
– |
$ |
5,511,704 |
||||||||
2020 |
4,513,893 |
128,757 |
– |
4,642,650 |
||||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
||||||||||||||||
2021 |
$ |
59,322 |
$ |
– |
$ |
– |
$ |
59,322 |
||||||||
2020 |
– |
– |
– |
– |
||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||
2021 |
$ |
1,352,859 |
$ |
– |
$ |
– |
$ |
1,352,859 |
||||||||
2020 |
538,248 |
– |
28,732 |
566,980 |
||||||||||||
Global X S&P 500®
Tail Risk ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X S&P 500®
Risk Managed Income ETF |
||||||||||||||||
2021 |
$ |
51,640 |
$ |
– |
$ |
– |
$ |
51,640 |
||||||||
Global X S&P 500®
Collar 95-110 ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X NASDAQ 100®
Tail Risk ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
52,273 |
$ |
52,273 |
||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global
X Funds |
||||||||||||||||
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X E-commerce ETF |
Global
X Emerging Markets Internet & E-commerce ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
9,202,844 |
$ |
– |
$ |
– |
||||||||
Undistributed
Long-Term Capital Gain |
– |
– |
613,980 |
– |
||||||||||||
Capital
Loss Carryforwards |
(28,132,536 |
) |
(63,831,937 |
) |
– |
(198,274 |
) | |||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(1,417,828 |
) |
1,737,482,168 |
(14,138,587 |
) |
(1,464,448 |
) | |||||||||
Late
Year Loss Deferral |
(1,697,484 |
) |
– |
(138,055 |
) |
(25,979 |
) | |||||||||
Other
Temporary Differences |
1 |
(7 |
) |
(1 |
) |
(5 |
) | |||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
(31,247,847 |
) |
$ |
1,682,853,068 |
$ |
(13,662,663 |
) |
$ |
(1,688,706 |
) |
Global
X Funds |
||||||||||||||||
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
9,620,906 |
$ |
– |
$ |
113,120 |
$ |
1,051,269 |
||||||||
Capital
Loss Carryforwards |
(539,182,806 |
) |
(185,337,870 |
) |
(1,391,460 |
) |
(6,225,122 |
) | ||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(14,921,184 |
) |
90,841,482 |
364,649 |
(3,219,585 |
) | ||||||||||
Other
Temporary Differences |
(18 |
) |
6 |
(3 |
) |
(2 |
) | |||||||||
Total Accumulated
Losses |
$ |
(544,483,102 |
) |
$ |
(94,496,382 |
) |
$ |
(913,694 |
) |
$ |
(8,393,440 |
) |
Global
X Funds |
||||||||||||||||
Global
X SuperDividend®
REIT ETF(1) |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
Global
X Russell 2000 Covered Call ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
131,295,980 |
$ |
2,004,805 |
$ |
9,982,417 |
||||||||
Capital
Loss Carryforwards |
(200,308,013 |
) |
– |
– |
– |
|||||||||||
Unrealized
Depreciation on Investments and Foreign Currency |
(28,695,167 |
) |
– |
– |
– |
|||||||||||
Other
Temporary Differences |
(2,376,001 |
) |
7 |
5,381 |
6 |
|||||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
(231,379,181 |
) |
$ |
131,295,987 |
$ |
2,010,186 |
$ |
9,982,423 |
(1) |
The
Global X SuperDividend®
REIT ETF has a tax year that ends on December
31. |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global
X Funds |
||||||||||||||||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
2,838,227 |
$ |
1,299,834 |
$ |
457,430 |
$ |
465,503 |
||||||||
Undistributed
Long-Term Capital Gain |
– |
2,570 |
– |
– |
||||||||||||
Capital
Loss Carryforwards |
– |
– |
(58,846,382 |
) |
(2,081,509 |
) | ||||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
– |
– |
5,619,780 |
(511,888 |
) | |||||||||||
Other
Temporary Differences |
(1 |
) |
– |
3 |
5 |
|||||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
2,838,226 |
$ |
1,302,404 |
$ |
(52,769,169 |
) |
$ |
(2,127,889 |
) |
Global
X Funds |
||||||||||||
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
Global
X Guru®
Index ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
2,153,515 |
$ |
87,737 |
$ |
4,425 |
||||||
Undistributed
Long-Term Capital Gain |
863,038 |
15,110 |
– |
|||||||||
Capital
Loss Carryforwards |
– |
– |
(5,779,354 |
) | ||||||||
Unrealized
Appreciation on Investments and Foreign Currency |
175,044,230 |
685,321 |
6,895,905 |
|||||||||
Other
Temporary Differences |
4 |
2 |
(559 |
) | ||||||||
Total Distributable
Earnings |
$ |
178,060,787 |
$ |
788,170 |
$ |
1,120,417 |
Global
X Funds |
||||||||||||
Global
X S&P 500®
Tail Risk ETF |
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
73,485 |
$ |
36,462 |
$ |
50,940 |
||||||
Undistributed
Long-Term Capital Gain |
4,518 |
– |
334 |
|||||||||
Other
Temporary Differences |
– |
1 |
1 |
|||||||||
Total Distributable
Earnings |
$ |
78,003 |
$ |
36,463 |
$ |
51,275 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global
X Funds |
||||||||||||
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
63,330 |
$ |
– |
$ |
51,836 |
||||||
Undistributed
Long-Term Capital Gain |
– |
– |
2,343 |
|||||||||
Capital
Loss Carryforwards |
– |
(5,450 |
) |
– |
||||||||
Late
Year Loss Deferral |
– |
(940 |
) |
– |
||||||||
Other
Temporary Differences |
– |
– |
2 |
|||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
63,330 |
$ |
(6,390 |
) |
$ |
54,181 |
Short-Term
Loss |
Long-Term
Loss |
Total
* |
||||||||||
Global
X Social Media ETF |
$ |
10,937,731 |
$ |
17,194,805 |
$ |
28,132,536 |
||||||
Global
X Lithium & Battery Tech ETF |
– |
63,831,937 |
63,831,937 |
|||||||||
Global
X Emerging Markets Internet & E-commerce ETF |
198,274 |
– |
198,274 |
|||||||||
Global
X SuperDividend®
ETF |
196,838,358 |
342,344,448 |
539,182,806 |
|||||||||
Global
X SuperDividend®
U.S. ETF |
135,731,524 |
49,606,346 |
185,337,870 |
|||||||||
Global
X MSCI SuperDividend®
EAFE ETF |
– |
1,391,460 |
1,391,460 |
|||||||||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
3,110,894 |
3,114,228 |
6,225,122 |
|||||||||
Global
X SuperDividend®
REIT ETF |
157,576,754 |
42,731,259 |
200,308,013 |
|||||||||
Global
X SuperIncome™ Preferred ETF |
14,218,863 |
44,627,519 |
58,846,382 |
|||||||||
Global
X Renewable Energy Producers ETF |
405,177 |
1,676,332 |
2,081,509 |
|||||||||
Global
X Guru®
Index ETF |
5,779,354 |
– |
5,779,354 |
|||||||||
Global
X NASDAQ 100®
Risk Managed Income ETF |
2,180 |
3,270 |
5,450 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Short-Term
Loss |
Long-Term
Loss |
Total |
||||||||||
Global
X Social Media ETF |
$ |
– |
$ |
3,339,255 |
$ |
3,339,255 |
||||||
Global
X Lithium & Battery Tech ETF |
26,035,129 |
64,776,767 |
90,811,896 |
|||||||||
Global
X SuperDividend®
ETF |
48,915,810 |
14,853,324 |
63,769,134 |
|||||||||
Global
X SuperDividend®
U.S. ETF |
32,460,722 |
2,349,841 |
34,810,563 |
|||||||||
Global
X MSCI SuperDividend®
EAFE ETF |
817,164 |
352,232 |
1,169,396 |
|||||||||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
1,160,861 |
414,784 |
1,575,645 |
|||||||||
Global
X NASDAQ 100®
Covered Call ETF |
16,425,608 |
24,638,412 |
41,064,020 |
|||||||||
Global
X S&P 500®
Covered Call ETF |
13,227,988 |
19,848,520 |
33,076,508 |
|||||||||
Global
X Russell 2000 Covered Call ETF |
566,196 |
801,805 |
1,368,001 |
|||||||||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
45,654 |
68,481 |
114,135 |
|||||||||
Global
X S&P 500®
Covered Call & Growth ETF |
28,095 |
42,122 |
70,217 |
|||||||||
Global
X SuperIncome™ Preferred ETF |
4,008,352 |
1,656,031 |
5,664,383 |
|||||||||
Global
X S&P 500®
Catholic Values ETF |
– |
205,691 |
205,691 |
|||||||||
Global
X S&P Catholic Values Developed ex-U.S. ETF |
3,244 |
– |
3,244 |
|||||||||
Global
X Guru®
Index ETF |
10,813,764 |
– |
10,813,764 |
Global X Funds |
Federal
Tax Cost |
Aggregated
Gross Unrealized Appreciation |
Aggregated
Gross Unrealized Depreciation |
Net
Unrealized Appreciation (Depreciation) |
||||||||||||
Global X Social Media ETF |
$ |
329,596,897 |
$ |
15,803,956 |
$ |
(124,983,848 |
) |
$ |
(109,179,892 |
) | ||||||
Global X Lithium & Battery Tech
ETF |
4,260,114,378 |
682,062,914 |
(512,063,988 |
) |
169,998,926 |
|||||||||||
Global X Disruptive Materials ETF |
5,562,067 |
31,920 |
(629,199 |
) |
(597,279 |
) | ||||||||||
Global X E-commerce ETF |
156,153,099 |
1,191,918 |
(72,979,353 |
) |
(71,787,435 |
) | ||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
5,010,288 |
6,522 |
(2,393,227 |
) |
(2,386,705 |
) | ||||||||||
Global X SuperDividend®
ETF |
1,015,347,469 |
39,449,410 |
(164,680,667 |
) |
(125,231,257 |
) | ||||||||||
Global X SuperDividend®
U.S. ETF |
664,510,944 |
93,197,198 |
(41,990,945 |
) |
51,206,253 |
|||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
11,268,916 |
739,171 |
(895,084 |
) |
(155,913 |
) | ||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
78,209,437 |
9,929,964 |
(15,276,996 |
) |
(5,347,032 |
) | ||||||||||
Global X SuperDividend®
REIT ETF |
391,657,826 |
14,086,982 |
(28,050,953 |
) |
(13,963,971 |
) | ||||||||||
Global X NASDAQ 100®
Covered Call ETF |
6,928,281,396 |
589,003,591 |
(608,063,905 |
) |
(19,060,314 |
) | ||||||||||
Global X S&P 500®
Covered Call ETF |
1,593,418,648 |
54,767,208 |
(115,277,615 |
) |
(60,510,407 |
) | ||||||||||
Global X Russell 2000 Covered Call
ETF |
1,347,753,022 |
3,214,750 |
(66,718,949 |
) |
(63,504,199 |
) | ||||||||||
Global X Dow 30®
Covered Call ETF |
12,154,435 |
101,694 |
(497,786 |
) |
(396,092 |
) | ||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
70,136,815 |
702,640 |
(10,637,378 |
) |
(9,934,738 |
) | ||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
38,494,497 |
1,362,148 |
(4,554,921 |
) |
(3,192,773 |
) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Global X Funds |
Federal
Tax Cost |
Aggregated
Gross Unrealized Appreciation |
Aggregated
Gross Unrealized Depreciation |
Net
Unrealized Appreciation (Depreciation) |
||||||||||||
Global X SuperIncome™ Preferred ETF |
$ |
219,465,221 |
$ |
3,615,348 |
$ |
(16,504,957 |
) |
$ |
(12,889,609 |
) | ||||||
Global X Renewable Energy Producers
ETF |
136,468,742 |
10,689,611 |
(27,549,294 |
) |
(16,859,683 |
) | ||||||||||
Global X S&P 500®
Catholic Values ETF |
495,290,207 |
114,499,174 |
(17,153,745 |
) |
97,345,429 |
|||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
6,428,454 |
329,700 |
(513,878 |
) |
(184,178 |
) | ||||||||||
Global X Guru®
Index ETF |
63,355,648 |
3,484,771 |
(11,936,685 |
) |
(8,451,914 |
) | ||||||||||
Global X S&P 500®
Tail Risk ETF |
3,296,602 |
171,351 |
(411,132 |
) |
(239,781 |
) | ||||||||||
Global X S&P 500®
Risk Managed Income ETF |
23,729,186 |
645,133 |
(2,765,304 |
) |
(2,120,171 |
) | ||||||||||
Global X S&P 500®
Collar 95-110 ETF |
4,021,222 |
169,790 |
(452,907 |
) |
(283,117 |
) | ||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
2,424,642 |
26,321 |
(471,986 |
) |
(445,665 |
) | ||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
14,567,429 |
93,635 |
(2,915,215 |
) |
(2,821,580 |
) | ||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
4,467,183 |
62,297 |
(763,117 |
) |
(700,820 |
) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Market
Value |
Cash
Collateral |
|||||||
Global
X Social Media ETF |
||||||||
BofA
Securities, Inc. |
$ |
3,624,052 |
$ |
3,438,317 |
(1) | |||
Citigroup |
514,044 |
478,371 |
(1) | |||||
Morgan
Stanley |
497,437 |
511,266 |
||||||
SG
Americas Securities LLC |
1,814 |
1,930 |
||||||
Total |
$ |
4,637,347 |
$ |
4,429,884 |
||||
Global
X Lithium & Battery Tech ETF |
||||||||
Barclays
Capital |
$ |
4,682,752 |
$ |
5,007,440 |
||||
BMO
Capital Markets |
473,112 |
495,767 |
||||||
BNP
Paribas Securities Corp |
13,368,432 |
13,951,825 |
||||||
BofA
Securities, Inc. |
35,380,996 |
37,605,129 |
||||||
Citigroup |
33,294,142 |
34,673,694 |
||||||
Credit
Suisse |
3,836,354 |
4,001,251 |
||||||
Goldman
Sachs & Co. |
26,916,481 |
27,778,357 |
||||||
JPMorgan |
14,099,002 |
14,874,800 |
||||||
Morgan
Stanley |
16,494,926 |
17,650,272 |
||||||
Scotia
Capital |
7,579,935 |
7,904,266 |
||||||
SG
Americas Securities LLC |
788,918 |
1,047,296 |
||||||
UBS
Securities LLC |
9,739,518 |
10,174,500 |
||||||
Total |
$ |
166,654,568 |
$ |
175,164,597 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Market
Value |
Cash
Collateral |
|||||||
Global X E-commerce
ETF |
||||||||
Barclays Capital |
$ |
100,150 |
$ |
104,859 |
||||
BNP Paribas Securities
Corp |
231,173 |
242,535 |
||||||
BofA Securities,
Inc. |
463,130 |
507,929 |
||||||
Citigroup |
233,892 |
263,194 |
||||||
Credit Suisse |
193,434 |
217,257 |
||||||
Goldman Sachs &
Co. |
100,022 |
110,578 |
||||||
Morgan Stanley |
398,004 |
422,280 |
||||||
UBS Securities LLC |
333,581 |
764,702 |
||||||
Total |
$ |
2,053,386 |
$ |
2,633,334 |
||||
Global X SuperDividend®
ETF |
||||||||
Barclays Capital |
$ |
10,309,646 |
$ |
12,491,346 |
||||
BNP Paribas Securities
Corp |
3,263,722 |
3,463,200 |
||||||
BofA Securities,
Inc. |
79,975 |
85,000 |
||||||
Citigroup |
10,104,183 |
10,286,036 |
(1) | |||||
Goldman Sachs &
Co. |
12,998,541 |
14,295,770 |
||||||
JPMorgan |
2,268,925 |
2,516,932 |
||||||
Morgan Stanley |
22,112,473 |
24,345,849 |
||||||
National Financial
Services |
207,889 |
255,812 |
||||||
Scotia Capital |
284,012 |
362,000 |
||||||
UBS Securities LLC |
2,357,075 |
2,496,115 |
||||||
Total |
$ |
63,986,441 |
$ |
70,598,060 |
||||
Global X SuperDividend®
U.S. ETF |
||||||||
BMO Capital
Markets |
$ |
2,213,065 |
$ |
2,305,380 |
||||
BofA Securities,
Inc. |
6,568,861 |
7,048,778 |
||||||
Goldman Sachs &
Co. |
4,513,298 |
4,754,218 |
||||||
JPMorgan |
201,116 |
212,350 |
||||||
Morgan Stanley |
7,555,028 |
8,238,430 |
||||||
Total |
$ |
21,051,368 |
$ |
22,559,156 |
||||
Global X SuperDividend®
REIT ETF |
||||||||
Goldman Sachs &
Co. |
$ |
834,259 |
$ |
866,497 |
||||
JPMorgan |
3,924,414 |
4,110,600 |
||||||
Nomura Securities |
1,658,777 |
1,756,800 |
||||||
Scotia Capital |
2,856,207 |
3,024,990 |
||||||
UBS Securities LLC |
4,662,462 |
4,852,740 |
||||||
Total |
$ |
13,936,119 |
$ |
14,611,627 |
Notes
to Financial Statements (Continued) |
||
April
30, 2022 (Unaudited) |
Market
Value |
Cash
Collateral |
|||||||
Global X SuperIncome™
Preferred ETF |
||||||||
BNP Paribas Securities
Corp |
$ |
2,175,117 |
$ |
2,220,696 |
(1) | |||
Wells Fargo |
132,192 |
137,700 |
||||||
Total |
$ |
2,307,309 |
$ |
2,358,396 |
||||
Global X Renewable Energy
Producers ETF |
||||||||
Barclays Capital |
$ |
257,115 |
$ |
256,200 |
(1) | |||
BNP Paribas Securities
Corp |
65,667 |
69,915 |
||||||
BofA Securities,
Inc. |
490,364 |
512,504 |
||||||
Total |
$ |
813,146 |
$ |
838,619 |
||||
Global X Guru®
Index ETF |
||||||||
Citigroup |
$ |
781,060 |
$ |
786,714 |
(1) | |||
JPMorgan |
446,164 |
429,550 |
(1) | |||||
Total |
$ |
1,227,224 |
$ |
1,216,264 |
(1) |
It is the Funds’ policy to obtain additional
collateral from or return excess collateral to the borrower by the end of
the next business day, following the valuation date of the securities
loaned. Therefore, the value of the collateral held may be temporarily
less than the value of the securities on loan. |
Notes
to Financial Statements (Concluded) |
||
April
30, 2022 (Unaudited) |
Disclosure
of Fund Expenses (Unaudited) |
||
Disclosure
of Fund Expenses (Unaudited)
|
||
Beginning
Account Value 11/1/2021 |
Ending
Account Value 4/30/2022 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X Social Media
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
626.20 |
0.65 |
% |
$ |
2.62 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.57 |
0.65 |
3.26 |
||||||||||||
Global X Lithium &
Battery Tech ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
730.90 |
0.75 |
% |
$ |
3.22 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.08 |
0.75 |
3.76 |
||||||||||||
Global X Disruptive
Materials ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
952.40 |
0.59 |
% |
$ |
1.19 |
(2) | |||||||
Hypothetical 5%
Return |
1,000.00 |
1.51 |
0.59 |
1.56 |
||||||||||||
Global X E-commerce
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
629.40 |
0.50 |
% |
$ |
2.02 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.32 |
0.50 |
2.51 |
||||||||||||
Global X Emerging Markets
Internet & E-commerce ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
608.80 |
0.65 |
% |
$ |
2.59 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.57 |
0.65 |
3.26 |
||||||||||||
Global X SuperDividend®
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
862.80 |
0.58 |
% |
$ |
2.68 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.92 |
0.58 |
2.91 |
||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,035.00 |
0.45 |
% |
$ |
2.27 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.56 |
0.45 |
2.26 |
||||||||||||
Global X MSCI
SuperDividend®
EAFE ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
985.00 |
0.55 |
% |
$ |
2.71 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.07 |
0.55 |
2.76 |
||||||||||||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
891.10 |
0.65 |
% |
$ |
3.05 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.57 |
0.65 |
3.26 |
||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
919.30 |
0.58 |
% |
$ |
2.76 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.92 |
0.58 |
2.91 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
908.20 |
0.60 |
% |
$ |
2.84 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
Disclosure
of Fund Expenses (Unaudited) |
||
Beginning
Account Value 11/1/2021 |
Ending
Account Value 4/30/2022 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X S&P 500®
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
978.10 |
0.60 |
% |
$ |
2.94 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X Russell 2000
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
934.90 |
0.50 |
% |
$ |
2.40 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.32 |
0.50 |
2.51 |
||||||||||||
Global X Dow 30®
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,025.80 |
0.60 |
% |
$ |
1.10 |
(3) | |||||||
Hypothetical 5%
Return |
1,000.00 |
1,007.96 |
0.60 |
1.09 |
||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
858.20 |
0.60 |
% |
$ |
2.76 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
940.90 |
0.60 |
% |
$ |
2.89 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X SuperIncome™
Preferred ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
925.70 |
0.58 |
% |
$ |
2.77 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.92 |
0.58 |
2.91 |
||||||||||||
Global X Renewable Energy
Producers ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
894.60 |
0.65 |
% |
$ |
3.05 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.57 |
0.65 |
3.26 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
889.60 |
0.29 |
% |
$ |
1.36 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.36 |
0.29 |
1.45 |
||||||||||||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
849.70 |
0.35 |
% |
$ |
1.61 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.06 |
0.35 |
1.76 |
||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
738.10 |
0.75 |
% |
$ |
3.23 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.08 |
0.75 |
3.76 |
||||||||||||
Global X S&P 500®
Tail Risk ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
892.90 |
0.60 |
% |
$ |
2.82 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
Disclosure
of Fund Expenses (Unaudited)
|
||
Beginning
Account Value 11/1/2021 |
Ending
Account Value 4/30/2022 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
955.10 |
0.60 |
% |
$ |
2.91 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
903.80 |
0.60 |
% |
$ |
2.83 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
822.80 |
0.60 |
% |
$ |
2.71 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
900.00 |
0.60 |
% |
$ |
2.87 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.77 |
0.60 |
3.06 |
||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
885.80 |
0.60 |
% |
$ |
2.81 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.82 |
0.60 |
3.01 |
(1) |
Expenses are equal to the
Fund’s annualized expense ratio multiplied by the average account value
over the period, multiplied 181/365 (to reflect the one-half year period),
unless otherwise noted. |
(2) |
Expenses are equal to the
Fund’s annualized expense ratio multiplied by the average account value
over the period, multiplied 96/365 (to reflect the one-half year period),
unless otherwise note. |
(3) |
Expenses are equal to the
Fund’s annualized expense ratio multiplied by the average account value
over the period, multiplied 66/365 (to reflect the one-half year period),
unless otherwise note. |
Approval
of Investment Advisory Agreement (Unaudited) | ||
1 |
This meeting was held via
videoconference in reliance on an exemptive order issued by the Securities
and Exchange Commission on March 25, 2020. Reliance on the exemptive order
is necessary and appropriate due to circumstances related to current or
potential effects of COVID-19. All Trustees participating in the
videoconference meeting were able to hear each other simultaneously during
the meeting. Reliance on the exemptive order requires Trustees, including
a majority of the Independent Trustees, to ratify actions taken pursuant
to the exemptive order by vote cast at the next in-person
meeting. |
Approval
of Investment Advisory Agreement (Unaudited) | ||
– |
the terms of the New Fund
Agreements and the range of services proposed to be provided to the New
Fund in accordance with the New Fund Agreements; |
– |
Global X Management’s key
personnel and the portfolio managers who would provide investment
advisory, supervision and administrative services to the New
Fund; |
– |
Global X Management’s
responsibilities under the New Fund Agreements to, among other things, (i)
manage the investment operations of the New Fund and the composition of
the New Fund’s assets, including the purchase, retention and disposition
of its holdings, (ii) provide quarterly reports to the Trust’s officers
and the Board and other reports as the Board deems necessary or
appropriate, (iii) vote proxies, exercise consents, and exercise all other
rights appertaining to securities and assets held by the New Fund, (iv)
select broker-dealers to execute portfolio transactions for the New Fund
when necessary, (v) assist in the preparation and filing of reports and
proxy statements (if any) to the shareholders of the New Fund, and the
periodic updating of the registration statements, prospectuses, statements
of additional information, and other reports and documents for the New
Fund that are required to be filed by the Trust with the U.S. Securities
and Exchange Commission (“SEC”) and other regulatory or governmental
bodies, and (vi) monitor anticipated purchases and redemptions of the
shares (including Creation Units) of the New Fund by shareholders and new
investors; |
– |
the nature, extent and
quality of all of the services (including advisory, administrative and
compliance services) that are proposed to be provided by Global X
Management or made available to the New Fund; and |
– |
the quality of Global X
Management’s resources and personnel that would be made available to the
New Fund, including Global X Management’s experience and the professional
qualifications of Global X Management’s key
personnel. |
Approval
of Investment Advisory Agreement (Unaudited) | ||
– |
Global X Management’s
expected costs to provide investment management, supervision and
administrative and related services to the New Fund; |
– |
the management fee
(including the proposed investment advisory fee) (“Management Fee”) that
was proposed to be borne by the New Fund under the respective New Fund
Agreement for the various investment advisory, supervisory and
administrative services that the New Fund require under a unitary fee
structure (including the types of fees and expenses that are not included
within the unitary fee and would be borne by the New Fund);
and |
– |
the expected
profitability to Global X Management, if any, from all of the services
proposed to be provided to the New Fund by Global X Management and all
aspects of the relationship between Global X Management and the New
Fund. |
– |
comparative information
with respect to the proposed Management Fee to be paid to Global X
Management by the New Fund. In connection with this consideration, Global
X Management provided the Board with comparative expense data for the New
Fund, including fees and expenses paid by unaffiliated similar specialized
and/or focused ETFs, and/or other similar registered funds. The
Board considered Global X Management’s detailed |
Approval
of Investment Advisory Agreement (Unaudited) | ||
explanation of the
proposed fee structures of any New Fund that was above the average or
median for the New Fund’s peer group; | |
– |
the structure of the
unitary Management Fee (which includes as one component the investment
advisory fee for the Renewal Funds) and the current total expense ratios
for the Renewal Funds. In this regard, the Board took into consideration
that the purpose of adopting a unitary Management Fee structure for the
Renewal Funds was to create a simple, all-inclusive fee that would provide
a level of predictability with respect to the overall expense ratio (i.e.,
the total fees) of the Renewal Funds and that the proposed Management Fees
for the Renewal Funds were set at a competitive levels to make the Renewal
Funds viable in the marketplace; and |
– |
that, under the proposed
unified Management Fee structure, Global X Management would be responsible
for most ordinary expenses of the New Fund, including the costs of various
third-party services required by the New Fund, including investment
advisory, administrative, audit, certain custody, portfolio accounting,
legal, transfer agency and printing costs, but that the New Fund would
bear other expenses not covered under the proposed all-inclusive
Management Fee, such as taxes, brokerage fees, commissions, and other
transaction expenses, interest expenses, and extraordinary
expenses. |
– |
the extent to which
economies of scale would be realized as the New Fund grows and whether the
proposed unitary Management Fee for the New Fund reflected these economies
of scale; |
– |
the significant
investment of time, personnel and other resources that Global X Management
intends to make in the New Fund in order to seek to assure that the New
Fund are attractive to investors; and |
Approval
of Investment Advisory Agreement (Unaudited) | ||
– |
that the proposed unitary
Management Fee would provide a high level of certainty as to the total
level of expenses for the New Fund and its
shareholders. |
– |
the terms of the Renewal
Agreements and the range of services that would continue to be provided to
each Renewal Fund in accordance with the Renewal
Agreements; |
Approval
of Investment Advisory Agreement (Unaudited) | ||
– |
Global X Management’s key
personnel and the portfolio managers who would continue to provide
investment advisory, supervision and administrative services to each
Renewal Fund; |
– |
Global X Management’s
responsibilities under the Renewal Agreements, among other things, to: (i)
manage the investment operations of the Renewal Funds and the composition
of the Renewal Funds’ assets, including the purchase, retention and
disposition of their holdings, (ii) provide quarterly reports to the
Trust’s officers and the Board and other reports as the Board deems
necessary or appropriate, (iii) vote proxies, exercise consents, and
exercise all other rights relating to securities and assets held by the
Renewal Funds, (iv) select broker-dealers to execute portfolio
transactions for the Renewal Funds when necessary, (v) assist in the
preparation and filing of reports and proxy statements (if any) to the
shareholders of the Renewal Funds, and the periodic updating of the
registration statement, prospectuses, statements of additional
information, and other reports and documents for the Renewal Funds that
are required to be filed by the Trust with the SEC and other regulatory
and governmental bodies, and (vi) monitor anticipated purchases and
redemptions of the shares (including Creation Units) of the Renewal Funds
by shareholders and new investors; |
– |
the nature, extent and
quality of all of the services (including advisory, administrative and
compliance services) that have been provided by Global X Management or
made available to the Renewal Funds; and |
– |
the quality of Global X
Management’s resources and personnel that would continue to be made
available to the Renewal Funds, including Global X Management’s experience
and the professional qualifications of Global X Management’s key
personnel. |
Approval
of Investment Advisory Agreement (Unaudited) | ||
Approval
of Investment Advisory Agreement (Unaudited) | ||
– |
comparative information
with respect to the Management Fee paid to Global X Management by the
Renewal Funds. In connection with this consideration, Global X Management
provided the Board with comparative expense data for the Renewal Funds,
including fees and expenses paid by unaffiliated similar specialized
and/or focused ETFs and/or other comparable registered funds. The Board
considered the Global X Management’s detailed explanation of the fee
structures of any Renewal Fund that was above the average or median for
its peer group; |
– |
the structure of the
unitary Management Fee (which includes as one component the investment
advisory fee for the Renewal Funds) and the current total expense ratios
for the Renewal Funds. In this regard, the Board took into consideration
that the purpose of adopting a unitary Management Fee structure for the
Renewal Funds was to create a simple, all-inclusive fee that would provide
a level of predictability with respect to the overall expense ratio (i.e.,
the total fees) of the Renewal Funds and that the proposed Management Fees
for the Renewal Funds were set at a competitive levels to make the Renewal
Funds viable in the marketplace; and |
– |
the extent to which
economies of scale would be realized as the Renewal Funds grow and whether
the unitary Management Fee for the Renewal Funds reflected these economies
of scale; |
– |
the significant
investment of time, personnel and other resources that Global X Management
has made and intends to continue to make in the Renewal Funds in order to
seek to assure that the Renewal Funds are attractive to investors;
and |
– |
that the unitary
Management Fee would provide a high level of certainty as to the total
level of expenses for the Renewal Funds and their
shareholders. |
Approval
of Investment Advisory Agreement (Unaudited) | ||
Supplemental
Information (Unaudited) | ||
Notes | ||