First
Trust
Exchange-Traded
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First Trust
Dow 30 Equal Weight ETF |
EDOW |
NYSE
Arca |
First Trust
Lunt U.S. Factor Rotation ETF |
FCTR |
Cboe
BZX |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Dow Jones
Industrial Average® Equal Weight
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
Dow Jones
Industrial Average® (reflects no
deduction for fees,
expenses or
taxes) |
- |
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
Return After
Taxes on Distributions |
- |
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
The Lunt
Capital Large Cap Factor Rotation Index (reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
Nasdaq US 500
Large CapTM Index
(reflects no deduction for fees, expenses
or
taxes) |
- |
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or taxes) |
- |
|
|
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Management
Fee
Paid for
the Year
Ended
12/31/2022
(% of
average
daily net
assets) |
First Trust
Dow 30 Equal Weight ETF |
0.50% |
0.50% |
First Trust
Lunt U.S. Factor Rotation ETF |
0.65% |
0.65% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(8/8/2017) |
5
Years |
Inception
(8/8/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-7.52% |
7.54% |
9.06% |
43.81% |
59.66% |
Market
Price |
-7.55% |
7.49% |
9.05% |
43.49% |
59.60% |
Index
Performance |
|
|
|
|
|
Dow Jones
Industrial Average® Equal
Weight Index |
-7.14% |
8.19% |
9.71% |
48.21% |
64.86% |
Dow Jones
Industrial Average® |
-6.86% |
8.38% |
10.21% |
49.53% |
69.01% |
S&P
500®
Index |
-18.11% |
9.42% |
10.44% |
56.88% |
70.87% |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(7/25/2018) |
Inception
(7/25/2018) |
Fund
Performance |
|
|
|
Net Asset
Value |
-20.37% |
8.54% |
43.81% |
Market
Price |
-20.37% |
8.54% |
43.86% |
Index
Performance |
|
|
|
The Lunt
Capital Large Cap Factor Rotation Index |
-19.84% |
9.34% |
48.62% |
Nasdaq US
500 Large CapTM
Index |
-19.45% |
8.72% |
44.88% |
S&P
500®
Index |
-18.11% |
8.88% |
45.83% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$31.75 |
$27.19 |
$26.11 |
$21.43 |
$22.00 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.55 |
0.48 |
0.50 |
0.47 |
0.40 |
Net
realized and unrealized gain (loss) |
(2.96) |
4.56 |
1.08 |
4.70 |
(0.58) |
Total
from investment operations |
(2.41) |
5.04 |
1.58 |
5.17 |
(0.18) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.55) |
(0.48) |
(0.50) |
(0.49) |
(0.39) |
Net
asset value, end of period |
$28.79 |
$31.75 |
$27.19 |
$26.11 |
$21.43 |
Total
Return (a) |
(7.52)% |
18.63% |
6.41% |
24.27% |
(0.88)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$158,274 |
$138,042 |
$71,994 |
$43,077 |
$12,859 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Ratio of
net expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Ratio of
net investment income (loss) to average net assets |
1.95% |
1.70% |
2.11% |
1.99% |
2.33% |
Portfolio
turnover rate (b) |
17% |
14% |
31% |
13% |
16% |
|
Year
Ended December 31, |
Period
Ended
12/31/2018(a)
| |||
|
2022 |
2021 |
2020 |
2019 | |
Net
asset value, beginning of period |
$35.55 |
$29.47 |
$22.80 |
$17.67 |
$20.23 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.38 |
0.17 |
0.12 |
0.23 |
0.12 |
Net
realized and unrealized gain (loss) |
(7.62) |
6.07 |
6.68 |
5.12 |
(2.56) |
Total
from investment operations |
(7.24) |
6.24 |
6.80 |
5.35 |
(2.44) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.39) |
(0.16) |
(0.13) |
(0.22) |
(0.12) |
Net
asset value, end of period |
$27.92 |
$35.55 |
$29.47 |
$22.80 |
$17.67 |
Total
Return(b) |
(20.37)% |
21.22% |
30.02% |
30.35% |
(12.09)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$268,025 |
$663,005 |
$131,157 |
$62,696 |
$28,269 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.65% |
0.65% |
0.65% |
0.65% |
0.65%(c) |
Ratio of
net expenses to average net assets |
0.65% |
0.65% |
0.65% |
0.65% |
0.65%(c) |
Ratio of
net investment income (loss) to average net assets |
1.13% |
0.52% |
0.42% |
1.17% |
1.48%(c) |
Portfolio
turnover rate(d) |
379% |
307% |
460% |
246% |
183% |
First
Trust
Exchange-Traded
Fund |