Global X Social Media ETF
(ticker: SOCL) |
Global X Lithium &
Battery Tech ETF (ticker: LIT) |
Global X E-commerce ETF
(ticker: EBIZ) |
Global X Emerging Markets
Internet & E-commerce ETF (ticker: EWEB) |
Global X SuperDividend®
ETF (ticker: SDIV) |
Global X SuperDividend®
U.S. ETF (ticker: DIV) |
Global X MSCI
SuperDividend®
EAFE ETF (ticker: EFAS) |
Global X MSCI
SuperDividend®
Emerging Markets ETF (ticker: SDEM) |
Global X SuperDividend®
REIT ETF (ticker: SRET) |
Global X NASDAQ 100®
Covered Call ETF (ticker: QYLD) |
Global X S&P 500®
Covered Call ETF (ticker: XYLD) |
Global X Russell 2000
Covered Call ETF (ticker: RYLD) |
Global X Nasdaq 100®
Covered Call & Growth ETF (ticker: QYLG) |
Global X S&P 500®
Covered Call & Growth ETF (ticker: XYLG) |
Global X SuperIncome™
Preferred ETF (ticker: SPFF) |
Global X Renewable Energy
Producers ETF (ticker: RNRG) |
Global X S&P 500®
Catholic Values ETF (ticker: CATH) |
Global X S&P Catholic
Values Developed ex-U.S. ETF (ticker: CEFA) |
Global X Guru®
Index ETF (ticker: GURU) |
Global X S&P 500®
Tail Risk ETF (ticker: XTR) |
Global X S&P 500®
Risk Managed Income ETF (ticker: XRMI) |
Global X S&P 500®
Collar 95-110 ETF (ticker: XCLR) |
Global X NASDAQ 100®
Tail Risk ETF (ticker: QTR) |
Global X NASDAQ 100®
Risk Managed Income ETF (ticker: QRMI) |
Global X NASDAQ 100®
Collar 95-110 ETF (ticker: QCLR) |
Table
of Contents |
Management Discussion of Fund
Performance |
1 |
Schedules of Investments |
|
Global X Social Media
ETF |
68 |
Global X Lithium &
Battery Tech ETF |
72 |
Global X E-commerce
ETF |
77 |
Global X Emerging Markets
Internet & E-commerce ETF |
82 |
Global X SuperDividend®
ETF |
86 |
Global X SuperDividend®
U.S. ETF |
95 |
Global X MSCI
SuperDividend®
EAFE ETF |
100 |
Global X MSCI
SuperDividend®
Emerging Markets ETF |
105 |
Global X SuperDividend®
REIT ETF |
110 |
Global X NASDAQ 100®
Covered Call ETF |
114 |
Global X S&P 500®
Covered Call ETF |
120 |
Global X Russell 2000
Covered Call ETF |
138 |
Global X Nasdaq 100®
Covered Call & Growth ETF |
140 |
Global X Global X S&P
500®
Covered Call & Growth ETF |
146 |
Global X SuperIncome™
Preferred ETF |
164 |
Global X Renewable Energy
Producers ETF |
169 |
Global X S&P 500®
Catholic Values ETF |
175 |
Global X S&P Catholic
Values Developed ex-US ETF |
191 |
Global X Guru®
Index ETF |
217 |
Global X S&P 500®
Tail Risk ETF |
223 |
Global X S&P 500®
Risk Managed Income ETF |
241 |
Global X S&P 500®
Collar 95-110 ETF |
260 |
Global X NASDAQ 100®
Tail Risk ETF |
279 |
Global X NASDAQ 100®
Risk Managed Income ETF |
285 |
Global X NASDAQ 100®
Collar 95-110 ETF |
292 |
Statements of Assets and Liabilities |
299 |
Statements of Operations |
306 |
Statements of Changes in Net Assets |
313 |
Financial Highlights |
326 |
Notes To Financial Statements |
342 |
Report of Independent Registered Public
Accounting Firm |
370 |
Disclosure of Fund Expenses |
373 |
Liquidity Risk Management Program |
377 |
Approval of Investment Advisory
Agreement |
378 |
Supplemental Information |
383 |
Trustees and Officers of the Trust |
384 |
Notice to Shareholders |
387 |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Social Media ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Social Media ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
Social Media ETF |
17.94% |
17.16% |
28.17% |
28.05% |
21.49% |
21.42% |
15.52% |
15.48% |
Solactive
Social Media Total Return Index |
18.58% |
18.58% |
28.92% |
28.92% |
22.18% |
22.18% |
16.14% |
16.14% |
MSCI ACWI (Net) |
37.28% |
37.28% |
17.47% |
17.47% |
14.72% |
14.72% |
11.56% |
11.56% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Social Media ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Lithium & Battery Tech ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Lithium & Battery Tech ETF |
AVERAGE ANNUAL TOTAL
RETURN FOR THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Ten Year
Return | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X Lithium & Battery Tech
ETF |
112.89% |
113.51% |
46.74% |
47.33% |
33.32% |
33.45% |
12.74% |
12.94% |
Solactive Global Lithium Index |
114.17% |
114.17% |
46.89% |
46.89% |
33.36% |
33.36% |
13.12% |
13.12% |
MSCI ACWI Index |
37.28% |
37.28% |
17.47% |
17.47% |
14.72% |
14.72% |
11.32% |
11.32% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Lithium & Battery Tech ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X E-commerce ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X E-commerce ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||
One Year Return |
Annualized Inception to
Date* | |||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X E-commerce ETF |
17.39% |
17.06% |
28.88% |
28.84% |
Solactive E-commerce Index |
17.87% |
17.87% |
29.45% |
29.45% |
MSCI ACWI (Net) |
37.28% |
37.28% |
18.16% |
18.16% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Emerging Markets Internet & E-commerce ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Emerging Markets Internet & E-commerce ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X Emerging Markets Internet &
E-commerce ETF |
-18.93% |
-19.61% |
NASDAQ CTA Emerging Markets Internet &
E-commerce Net Total Return Index |
-18.41% |
-18.41% |
MSCI Emerging Markets Index (Net) |
8.22% |
8.22% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Emerging Markets Internet & E-commerce ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Ten Year
Return | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
SuperDividend®
ETF |
32.21% |
32.24% |
-4.19% |
-4.18% |
-1.13% |
-1.11% |
2.23% |
2.39% |
Solactive
Global SuperDividend®
Index |
32.62% |
32.62% |
-4.09% |
-4.09% |
-0.90% |
-0.90% |
2.21% |
2.21% |
MSCI ACWI (Net) |
37.28% |
37.28% |
17.47% |
17.47% |
14.72% |
14.72% |
11.32% |
11.32% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
U.S. ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
U.S. ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
SuperDividend®
U.S. ETF |
42.53% |
42.57% |
0.73% |
0.74% |
3.41% |
3.43% |
4.23% |
4.31% |
Indxx
SuperDividend®
U.S. Low Volatility Index |
42.80% |
42.80% |
0.91% |
0.91% |
3.94% |
3.94% |
4.78% |
4.78% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
15.62% |
15.62% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
U.S. ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
EAFE ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
EAFE ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 * | ||||||
One Year Return |
Three Year Return |
Annualized Inception to
Date* | ||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X MSCI SuperDividend®
EAFE ETF |
43.05% |
44.55% |
4.86% |
5.13% |
6.61% |
6.55% |
MSCI EAFE Top 50 Dividend Index |
44.08% |
44.08% |
5.48% |
5.48% |
7.14% |
7.14% |
MSCI EAFE Index (Net) |
34.18% |
34.18% |
11.54% |
11.54% |
10.36% |
10.36% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
EAFE ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X MSCI SuperDividend®
Emerging Markets ETF |
25.83% |
25.59% |
2.12% |
2.35% |
0.48% |
0.50% |
1.80% |
1.84% |
Hybrid INDXX SuperDividend®
Emerging Markets Index/MSCI Emerging Markets Top 50 Dividend
Index** |
27.69% |
27.69% |
3.36% |
3.36% |
1.86% |
1.86% |
3.12% |
3.12% |
MSCI Emerging Markets Index (Net) |
16.96% |
16.96% |
12.30% |
12.30% |
9.39% |
9.39% |
7.06% |
7.06% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
REIT ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
REIT ETF |
AVERAGE ANNUAL TOTAL
RETURN FOR THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X SuperDividend®
REIT ETF |
38.84% |
38.46% |
-5.15% |
-5.23% |
0.11% |
0.06% |
1.57% |
1.56% |
Solactive
Global SuperDividend®
REIT Index |
39.33% |
39.33% |
-4.87% |
-4.87% |
0.60% |
0.60% |
2.11% |
2.11% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
14.92% |
14.92% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperDividend®
REIT ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100® Covered
Call ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100® Covered
Call ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
NASDAQ 100®
Covered Call ETF |
23.89% |
23.64% |
10.74% |
10.63% |
11.67% |
11.54% |
9.34% |
9.32% |
Hybrid
CBOE NASDAQ-100®
BuyWrite Index/CBOE NASDAQ-100®
BuyWrite V2 Index** |
24.46% |
24.46% |
12.13% |
12.13% |
12.88% |
12.88% |
10.32% |
10.32% |
NASDAQ 100®
Total Return Index |
44.43% |
44.43% |
32.74% |
32.74% |
28.25% |
28.25% |
22.54% |
22.54% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100® Covered
Call ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500® Covered
Call ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500® Covered
Call ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
S&P 500®
Covered Call ETF |
30.67% |
29.46% |
9.46% |
9.43% |
9.99% |
9.99% |
8.93% |
9.02% |
Hybrid
S&P 500®
Stock Covered Call Index/CBOE S&P 500 2% OTM BuyWrite Index/CBOE
S&P 500 BuyWrite Index** |
31.54% |
31.54% |
10.53% |
10.53% |
10.62% |
10.62% |
9.18% |
9.18% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
15.79% |
15.79% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500® Covered
Call ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Russell 2000 Covered Call ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Russell 2000 Covered Call ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||
One Year Return |
Annualized Inception to
Date* | |||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X Russell 2000 Covered Call
ETF |
38.82% |
38.88% |
12.11% |
12.14% |
CBOE Russell 2000 BuyWrite Index |
39.62% |
39.62% |
13.16% |
13.16% |
Russell 2000 Index |
50.80% |
50.80% |
17.68% |
17.68% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Nasdaq 100® Covered
Call & Growth ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Nasdaq 100® Covered
Call & Growth ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||
One Year Return |
Annualized Inception to
Date* | |||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
Nasdaq 100®
Covered Call & Growth ETF |
33.42% |
34.00% |
29.92% |
30.02% |
CBOE
NASDAQ-100 Half BuyWrite V2 Index** |
34.37% |
34.37% |
30.67% |
30.67% |
NASDAQ-100®
Index |
44.43% |
44.43% |
40.33% |
40.33% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Nasdaq 100® Covered
Call & Growth ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500® Covered
Call & Growth ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||
One Year Return |
Annualized Inception to
Date* | |||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
S&P 500®
Covered Call & Growth ETF |
35.18% |
35.38% |
29.11% |
28.86% |
CBOE
S&P 500 Half BuyWrite Index** |
37.26% |
37.26% |
30.43% |
30.43% |
S&P
500®
Index |
42.91% |
42.91% |
35.98% |
35.98% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500® Covered
Call & Growth ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperIncome™ Preferred ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperIncome™ Preferred ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
AnnualizedInception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
SuperIncome™ Preferred ETF |
13.71% |
14.41% |
7.66% |
7.75% |
4.62% |
4.59% |
4.32% |
4.51% |
S&P
Enhanced Yield North American Preferred Stock Index |
14.56% |
14.56% |
8.28% |
8.28% |
5.19% |
5.19% |
4.95% |
4.95% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
16.37% |
16.37% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X SuperIncome™ Preferred ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Renewable Energy Producers ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Renewable Energy Producers ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
Renewable Energy Producers ETF |
15.37% |
15.43% |
16.91% |
16.89% |
12.58% |
12.39% |
5.70% |
5.69% |
Hybrid
Indxx Renewable Energy Producers Index** |
15.96% |
15.96% |
17.50% |
17.50% |
13.09% |
13.09% |
6.10% |
6.10% |
MSCI ACWI (Net) |
37.28% |
37.28% |
17.47% |
17.47% |
14.72% |
14.72% |
10.65% |
10.65% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Renewable Energy Producers ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Catholic Values ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Catholic Values ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
AnnualizedInception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
S&P 500®
Catholic Values ETF |
43.54% |
44.68% |
21.56% |
21.58% |
18.99% |
18.94% |
17.51% |
17.54% |
S&P 500®
Catholic Values Index |
43.94% |
43.94% |
21.95% |
21.95% |
19.36% |
19.36% |
17.85% |
17.85% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
17.50% |
17.50% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Catholic Values ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P Catholic Values Developed ex-US ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P Catholic Values Developed ex-US ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||
One Year Return |
AnnualizedInception to
Date* | |||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
S&P Catholic Values Developed ex-US ETF |
33.79% |
34.40% |
23.70% |
24.16% |
S&P Developed ex-U.S. Catholic Values
Index |
34.43% |
34.43% |
24.16% |
24.16% |
MSCI EAFE Index (Net) |
34.18% |
34.18% |
23.73% |
23.73% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P Catholic Values Developed ex-US ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Guru®
Index ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Guru®
Index ETF |
AVERAGE TOTAL RETURN FOR
THE YEAR ENDED OCTOBER 31, 2021 | ||||||||
One Year Return |
Three Year Return |
Five Year Return |
Annualized Inception to
Date* | |||||
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price |
Net Asset Value |
Market Price | |
Global X
Guru®
Index ETF |
37.43% |
37.93% |
20.16% |
20.18% |
17.85% |
17.87% |
15.18% |
15.19% |
Solactive
Guru Index |
37.36% |
37.36% |
20.23% |
20.23% |
18.05% |
18.05% |
15.53% |
15.53% |
S&P 500®
Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
16.89% |
16.89% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X Guru®
Index ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Tail Risk ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
S&P 500®
Tail Risk ETF |
1.43% |
1.54% |
Cboe S&P 500 Tail Risk Index |
1.59% |
1.59% |
S&P 500®
Index |
2.66% |
2.66% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Tail Risk ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Risk Managed Income ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
S&P 500®
Risk Managed Income ETF |
1.60% |
1.64% |
CBOE S&P 500 Risk Managed Income
Index |
1.82% |
1.82% |
S&P 500®
Index |
2.66% |
2.66% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Risk Managed Income ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Collar 95-110 ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
S&P 500®
Collar 95-110 ETF |
1.06% |
1.17% |
Cboe S&P 500 3-Month Collar 95-110
Index |
1.12% |
1.12% |
S&P 500®
Index |
2.66% |
2.66% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X S&P 500®
Collar 95-110 ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Tail Risk ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
NASDAQ 100®
Tail Risk ETF |
1.83% |
1.91% |
NASDAQ 100 Quarterly Protective Put 90
Index |
1.80% |
1.80% |
NASDAQ-100®
Index |
3.23% |
3.23% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Tail Risk ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Risk Managed Income ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Risk Managed Income ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
NASDAQ 100®
Risk Managed Income ETF |
-0.69% |
-0.69% |
NASDAQ 100 Monthly Net Credit Collar 95-100
Index |
-1.11% |
-1.11% |
NASDAQ-100®
Index |
3.23% |
3.23% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Risk Managed Income ETF |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Collar 95-110 ETF |
AVERAGE TOTAL RETURN FOR
THE PERIOD ENDED OCTOBER 31, 2021 | ||
Cumulative Inception to
Date* | ||
Net Asset Value |
Market Price | |
Global X
NASDAQ 100®
Collar 95-110 ETF |
2.06% |
2.14% |
NASDAQ -100 Quarterly Collar 95-110
Index |
1.87% |
1.87% |
NASDAQ-100®
Index |
3.23% |
3.23% |
Management Discussion of Fund Performance
(unaudited) |
||
Global
X NASDAQ 100®
Collar 95-110 ETF |
Schedule
of Investments |
October
31, 2021 | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
CANADA — 0.0% |
||||||||
Energy — 0.0% |
||||||||
Hello Pal International * |
47,410 |
$ |
16,829 |
|||||
CHINA — 28.9% |
||||||||
Communication Services — 28.9% |
||||||||
Baidu ADR * |
119,704 |
19,420,777 |
||||||
Bilibili ADR * |
231,421 |
16,963,159 |
||||||
BlueCity Holdings ADR * |
17,068 |
47,108 |
||||||
Hello Group ADR |
138,688 |
1,726,666 |
||||||
HUYA ADR *
(A) |
23,625 |
194,198 |
||||||
JOYY ADR |
33,944 |
1,710,438 |
||||||
Kuaishou Technology, Cl B * |
761,488 |
10,131,572 |
||||||
Meitu * |
2,094,600 |
457,745 |
||||||
NetEase ADR |
204,883 |
19,994,532 |
||||||
Tencent Holdings |
647,427 |
40,032,187 |
||||||
Tencent
Music Entertainment Group ADR * |
527,187 |
4,143,690 |
||||||
Weibo ADR * |
28,447 |
1,279,546 |
||||||
TOTAL CHINA |
116,101,618 |
|||||||
GERMANY — 0.9% |
||||||||
Communication Services — 0.9% |
||||||||
United Internet |
93,821 |
3,461,340 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
JAPAN — 3.8% |
||||||||
Communication Services — 3.8% |
||||||||
DeNA |
78,712 |
$ |
1,453,092 |
|||||
giftee * |
16,100 |
541,491 |
||||||
Gree |
80,988 |
680,434 |
||||||
Kakaku.com |
125,832 |
4,154,856 |
||||||
Mixi |
34,955 |
798,577 |
||||||
Nexon |
458,621 |
7,766,693 |
||||||
TOTAL JAPAN |
15,395,143 |
|||||||
RUSSIA — 6.0% |
||||||||
Communication Services — 6.0% |
||||||||
Mail.Ru Group GDR * |
144,854 |
2,963,713 |
||||||
Yandex, Cl A * |
257,092 |
21,297,501 |
||||||
TOTAL RUSSIA |
24,261,214 |
|||||||
SOUTH KOREA —
10.2% |
||||||||
Communication Services — 10.2% |
||||||||
AfreecaTV |
7,326 |
1,209,977 |
||||||
Com2uSCorp |
7,550 |
830,238 |
||||||
Kakao |
189,835 |
20,387,910 |
||||||
NAVER |
53,330 |
18,574,567 |
||||||
TOTAL SOUTH KOREA |
41,002,692 |
|||||||
TAIWAN — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
PChome Online |
88,344 |
460,646 |
||||||
UNITED ARAB EMIRATES —
0.2% |
||||||||
Communication Services — 0.2% |
||||||||
Yalla Group ADR *
(A) |
113,281 |
727,264 |
||||||
UNITED STATES —
49.7% |
||||||||
Communication Services — 48.3% |
||||||||
Alphabet, Cl A * |
6,928 |
20,513,254 |
||||||
Angi, Cl A * |
68,518 |
858,531 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Social Media ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Bumble, Cl A |
84,357 |
$ |
4,430,430 |
|||||
IAC * |
76,766 |
11,696,835 |
||||||
Match Group * |
114,107 |
17,205,053 |
||||||
Meta Platforms, Cl A * |
127,018 |
41,099,214 |
||||||
Pinterest, Cl A * |
327,664 |
14,626,921 |
||||||
Snap, Cl A * |
533,291 |
28,040,441 |
||||||
Spotify Technology * |
79,178 |
22,914,113 |
||||||
Twitter * |
333,767 |
17,869,885 |
||||||
Vimeo * |
136,088 |
4,590,248 |
||||||
Yelp, Cl A * |
67,909 |
2,623,325 |
||||||
Zynga, Cl A * |
1,042,909 |
7,696,668 |
||||||
194,164,918 |
||||||||
Consumer Discretionary — 0.1% |
||||||||
Groupon, Cl A * |
23,944 |
508,092 |
||||||
Information Technology — 1.3% |
||||||||
Life360, Cl CDI |
76,044 |
627,712 |
||||||
Sprout Social, Cl A * |
34,011 |
4,342,525 |
||||||
4,970,237 |
||||||||
TOTAL UNITED STATES |
199,643,247 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $399,141,940) |
401,069,993 |
|||||||
SHORT-TERM
INVESTMENT — 0.1%(B)(C) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $415,544) |
415,544 |
415,544 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Social Media ETF |
Face
Amount |
Value |
|||||||
REPURCHASE
AGREEMENT — 0.1%(B) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $334,500 (collateralized
by U.S. Treasury Obligations, ranging in par value $13,453 - $44,862,
0.750% - 1.250%, 01/31/28 - 03/31/28, with a total market value of
$341,831) |
||||||||
(Cost $334,499) |
$ |
334,499 |
$ |
334,499 |
||||
TOTAL INVESTMENTS — 100.0% |
||||||||
(Cost $399,891,983) |
$ |
401,820,036 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total value
of securities on loan at October 31, 2021
was $706,718. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $750,043. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
401,069,993 |
$ |
— |
$ |
— |
$ |
401,069,993 |
||||||||
Short-Term
Investment |
415,544 |
— |
— |
415,544 |
||||||||||||
Repurchase
Agreement |
— |
334,499 |
— |
334,499 |
||||||||||||
Total
Investments in Securities |
$ |
401,485,537 |
$ |
334,499 |
$ |
— |
$ |
401,820,036 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
100.3% |
||||||||
AUSTRALIA — 5.1% |
||||||||
Materials — 5.1% |
||||||||
ioneer * |
32,281,961 |
$ |
16,609,190 |
|||||
Mineral Resources |
3,214,958 |
93,185,439 |
||||||
Orocobre * |
11,441,367 |
76,483,173 |
||||||
Pilbara Minerals * |
43,424,893 |
71,756,196 |
||||||
Vulcan Energy Resources * |
1,849,173 |
17,375,320 |
||||||
TOTAL AUSTRALIA |
275,409,318 |
|||||||
CANADA — 1.4% |
||||||||
Materials — 1.4% |
||||||||
Lithium Americas *
(A) |
1,637,799 |
47,434,137 |
||||||
Standard Lithium * |
2,674,032 |
30,309,507 |
||||||
TOTAL CANADA |
77,743,644 |
|||||||
CHILE — 2.9% |
||||||||
Materials — 2.9% |
||||||||
Sociedad
Quimica y Minera de Chile ADR |
2,797,777 |
153,569,979 |
||||||
CHINA — 45.8% |
||||||||
Consumer Discretionary — 5.1% |
||||||||
BYD, Cl H |
6,754,976 |
257,554,056 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Tianneng
Power International (A) |
12,781,600 |
$ |
14,606,980 |
|||||
272,161,036 |
||||||||
Industrials — 13.1% |
||||||||
Contemporary
Amperex Technology, Cl A |
2,678,105 |
267,371,309 |
||||||
Eve Energy, Cl A |
14,090,097 |
249,663,658 |
||||||
Shenzhen
Yinghe Technology, Cl A |
6,162,953 |
30,079,854 |
||||||
Sunwoda Electronic, Cl A |
20,305,683 |
156,319,539 |
||||||
703,434,360 |
||||||||
Information Technology — 8.8% |
||||||||
NAURA
Technology Group, Cl A |
4,211,051 |
244,170,848 |
||||||
Wuxi
Lead Intelligent Equipment, Cl A |
18,014,526 |
228,575,459 |
||||||
472,746,307 |
||||||||
Materials — 18.8% |
||||||||
Beijing
Easpring Material Technology, Cl A |
6,450,091 |
89,396,829 |
||||||
Ganfeng Lithium, Cl A |
9,348,334 |
244,414,249 |
||||||
Guangzhou
Tinci Materials Technology, Cl A |
8,749,011 |
225,369,670 |
||||||
Shanghai
Putailai New Energy Technology, Cl A |
3,707,926 |
102,961,588 |
||||||
Shenzhen
Capchem Technology, Cl A |
4,527,906 |
101,382,324 |
||||||
Yunnan
Energy New Material, Cl A |
5,471,626 |
249,315,471 |
||||||
1,012,840,131 |
||||||||
TOTAL CHINA |
2,461,181,834 |
|||||||
GERMANY — 1.0% |
||||||||
Industrials — 1.0% |
||||||||
Varta (A) |
356,591 |
54,884,279 |
||||||
HONG KONG — 0.1% |
||||||||
Industrials — 0.1% |
||||||||
Honbridge Holdings *
(A) |
70,943,900 |
4,012,741 |
||||||
JAPAN — 9.8% |
||||||||
Consumer Discretionary — 4.4% |
||||||||
Panasonic |
19,244,649 |
235,020,160 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Lithium & Battery Tech ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.6% |
||||||||
GS Yuasa |
1,465,638 |
$ |
31,799,942 |
|||||
Information Technology — 4.8% |
||||||||
TDK |
7,160,464 |
259,352,916 |
||||||
TOTAL JAPAN |
526,173,018 |
|||||||
NETHERLANDS — 0.3% |
||||||||
Materials — 0.3% |
||||||||
AMG
Advanced Metallurgical Group |
555,408 |
16,415,683 |
||||||
NORWAY — 0.4% |
||||||||
Industrials — 0.4% |
||||||||
FREYR Battery * |
2,079,414 |
21,064,464 |
||||||
SOUTH KOREA —
10.9% |
||||||||
Information Technology — 6.4% |
||||||||
Iljin Materials |
366,266 |
31,500,349 |
||||||
L&F |
421,260 |
66,367,692 |
||||||
Power Logics *
(A) |
31,837 |
215,235 |
||||||
Samsung SDI |
393,516 |
247,178,763 |
||||||
345,262,039 |
||||||||
Materials — 4.5% |
||||||||
LG Chemical |
335,134 |
239,760,407 |
||||||
TOTAL SOUTH KOREA |
585,022,446 |
|||||||
TAIWAN — 0.6% |
||||||||
Information Technology — 0.6% |
||||||||
Simplo Technology |
3,118,280 |
33,528,084 |
||||||
UNITED STATES —
22.0% |
||||||||
Consumer Discretionary — 7.6% |
||||||||
QuantumScape, Cl A * |
3,373,393 |
97,625,993 |
||||||
Tesla * |
281,148 |
313,198,872 |
||||||
410,824,865 |
||||||||
Industrials — 1.7% |
||||||||
EnerSys |
815,591 |
65,279,904 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Lithium & Battery Tech ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Microvast Holdings * |
2,884,362 |
$ |
24,401,702 |
|||||
89,681,606 |
||||||||
Materials — 12.7% |
||||||||
Albemarle |
2,292,413 |
574,180,684 |
||||||
Livent * |
3,145,085 |
88,754,299 |
||||||
Piedmont Lithium |
28,543,689 |
18,437,691 |
||||||
681,372,674 |
||||||||
TOTAL UNITED STATES |
1,181,879,145 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,579,426,404) |
5,390,884,635 |
|||||||
SHORT-TERM INVESTMENT —
1.1%(B)(C) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $61,359,577) |
61,359,577 |
61,359,577 |
||||||
REPURCHASE AGREEMENT —
0.9%(B) |
||||||||
BNP Paribas |
||||||||
0.030%, dated
10/29/21, to be repurchased on 11/01/21, repurchase price $49,400,471
(collateralized by various U.S. Treasury Obligations, ranging in par value
$1,986,743 - $6,625,405, 0.750% - 1.250%, 01/31/28 -03/31/28, with a total
market value of $50,482,953) |
||||||||
(Cost $49,400,348) |
$ |
49,400,348 |
49,400,348 |
|||||
TOTAL INVESTMENTS — 102.3% |
||||||||
(Cost $3,690,186,329) |
$ |
5,501,644,560 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Lithium & Battery Tech ETF |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total value
of securities on loan at October 31, 2021
was $105,092,823. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $110,759,925. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
5,390,884,635 |
$ |
— |
$ |
— |
$ |
5,390,884,635 |
||||||||
Short-Term
Investment |
61,359,577 |
— |
— |
61,359,577 |
||||||||||||
Repurchase
Agreement |
— |
49,400,348 |
— |
49,400,348 |
||||||||||||
Total
Investments in Securities |
$ |
5,452,244,212 |
$ |
49,400,348 |
$ |
— |
$ |
5,501,644,560 |
Schedule
of Investments |
October
31, 2021 | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
ARGENTINA — 4.4% |
||||||||
Consumer Discretionary — 4.4% |
||||||||
MercadoLibre * |
5,818 |
$ |
8,616,574 |
|||||
AUSTRALIA — 0.4% |
||||||||
Consumer Discretionary — 0.4% |
||||||||
Temple & Webster Group * |
85,823 |
816,730 |
||||||
CANADA — 4.4% |
||||||||
Information Technology — 4.4% |
||||||||
Shopify, Cl A * |
5,996 |
8,794,513 |
||||||
CHINA — 23.5% |
||||||||
Communication Services — 3.9% |
||||||||
NetEase ADR |
77,625 |
7,575,424 |
||||||
Consumer Discretionary — 19.2% |
||||||||
Alibaba Group Holding ADR * |
41,418 |
6,831,485 |
||||||
Baozun ADR * |
71,365 |
1,234,614 |
||||||
JD.com ADR * |
116,128 |
9,090,500 |
||||||
Pinduoduo ADR * |
80,412 |
7,150,235 |
||||||
Trip.com Group ADR * |
273,980 |
7,824,869 |
Schedule
of Investments |
October
31, 2021 | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Uxin ADR (A) |
349,520 |
$ |
838,848 |
|||||
Vipshop Holdings ADR * |
451,336 |
5,036,910 |
||||||
38,007,461 |
||||||||
Financials — 0.4% |
||||||||
LexinFintech Holdings ADR * |
155,334 |
829,483 |
||||||
TOTAL CHINA |
46,412,368 |
|||||||
GERMANY — 0.9% |
||||||||
Consumer Discretionary — 0.9% |
||||||||
Jumia Technologies ADR *
(A) |
107,866 |
1,884,419 |
||||||
JAPAN — 4.0% |
||||||||
Consumer Discretionary — 4.0% |
||||||||
Rakuten Group |
722,377 |
7,919,064 |
||||||
SOUTH KOREA — 0.3% |
||||||||
Information Technology — 0.3% |
||||||||
Cafe24 * |
23,849 |
587,781 |
||||||
UNITED KINGDOM —
5.7% |
||||||||
Consumer Discretionary — 1.4% |
||||||||
ASOS * |
81,229 |
2,763,566 |
||||||
Consumer Staples — 4.3% |
||||||||
Ocado Group * |
341,892 |
8,449,704 |
||||||
TOTAL UNITED KINGDOM |
11,213,270 |
|||||||
UNITED STATES —
56.2% |
||||||||
Communication Services — 2.4% |
||||||||
Angi, Cl A * |
85,883 |
1,076,114 |
||||||
TripAdvisor * |
111,706 |
3,682,947 |
||||||
4,759,061 |
||||||||
Consumer Discretionary — 41.0% |
||||||||
1847 Goedeker *
(A) |
208,342 |
652,110 |
||||||
Amazon.com * |
2,375 |
8,009,521 |
||||||
Booking Holdings * |
4,032 |
9,760,585 |
Schedule
of Investments |
October
31, 2021 | |
Global
X E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
eBay |
128,803 |
$ |
9,881,766 |
|||||
Etsy * |
47,914 |
12,011,561 |
||||||
Expedia Group * |
54,426 |
8,948,179 |
||||||
Groupon, Cl A * |
27,328 |
579,900 |
||||||
Lands’ End * |
16,517 |
434,067 |
||||||
Overstock.com * |
49,774 |
4,739,978 |
||||||
Overstock.com, Ser A1 |
366 |
30,286 |
||||||
PetMed Express (A) |
22,832 |
649,114 |
||||||
Qurate Retail, Cl A |
405,174 |
4,230,017 |
||||||
Shutterstock |
27,124 |
3,286,073 |
||||||
Wayfair, Cl A * |
31,241 |
7,782,133 |
||||||
Williams-Sonoma |
54,489 |
10,120,242 |
||||||
81,115,532 |
||||||||
Financials — 1.8% |
||||||||
eHealth * |
28,800 |
1,277,280 |
||||||
LendingTree * |
13,410 |
2,164,240 |
||||||
3,441,520 |
||||||||
Industrials — 4.4% |
||||||||
CoStar Group * |
102,039 |
8,780,456 |
||||||
Information Technology — 6.6% |
||||||||
BigCommerce Holdings * |
45,097 |
2,083,932 |
||||||
GoDaddy, Cl A * |
103,409 |
7,152,801 |
||||||
LivePerson * |
75,046 |
3,865,619 |
||||||
13,102,352 |
||||||||
TOTAL UNITED STATES |
111,198,921 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $210,023,292) |
197,443,640 |
Schedule
of Investments |
October
31, 2021 | |
Global
X E-commerce ETF |
Shares/Face
Amount |
Value |
|||||||
SHORT-TERM INVESTMENT —
0.9%(B)(C) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $1,720,547) |
1,720,547 |
$ |
1,720,547 |
|||||
REPURCHASE AGREEMENT —
0.7%(B) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $1,384,985 (collateralized
by various U.S. Treasury Obligations, ranging in par value $55,700 -
$185,749, 0.750% - 1.250%, 01/31/28 -03/31/28, with a total market value
of $1,415,333) |
||||||||
(Cost $1,384,981) |
$ |
1,384,981 |
1,384,981 |
|||||
TOTAL INVESTMENTS — 101.4% |
||||||||
(Cost $213,128,820) |
$ |
200,549,168 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total value
of securities on loan at October 31, 2021
was $2,959,284. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $3,105,528. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Schedule
of Investments |
October
31, 2021 | |
Global
X E-commerce ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
197,443,640 |
$ |
— |
$ |
— |
$ |
197,443,640 |
||||||||
Short-Term
Investment |
1,720,547 |
— |
— |
1,720,547 |
||||||||||||
Repurchase
Agreement |
— |
1,384,981 |
— |
1,384,981 |
||||||||||||
Total
Investments in Securities |
$ |
199,164,187 |
$ |
1,384,981 |
$ |
— |
$ |
200,549,168 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
100.0% |
||||||||
ARGENTINA — 3.5% |
||||||||
Consumer Discretionary — 3.5% |
||||||||
MercadoLibre * |
106 |
$ |
156,988 |
|||||
BRAZIL — 5.6% |
||||||||
Consumer Discretionary — 1.9% |
||||||||
Afya, Cl A * |
525 |
9,161 |
||||||
Americanas |
3,983 |
20,986 |
||||||
Magazine Luiza |
23,491 |
45,048 |
||||||
Via S * |
9,475 |
10,337 |
||||||
85,532 |
||||||||
Financials — 1.0% |
||||||||
XP, Cl A * |
1,395 |
45,770 |
||||||
Information Technology — 2.7% |
||||||||
Pagseguro Digital, Cl A * |
1,645 |
59,549 |
||||||
StoneCo, Cl A * |
1,405 |
47,574 |
||||||
TOTVS |
3,163 |
18,382 |
||||||
125,505 |
||||||||
TOTAL BRAZIL |
256,807 |
|||||||
CHILE — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
Falabella |
8,440 |
23,402 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
CHINA — 71.0% |
||||||||
Communication Services — 27.9% |
||||||||
Autohome ADR |
807 |
$ |
31,756 |
|||||
Baidu ADR * |
1,255 |
203,611 |
||||||
Bilibili ADR * |
2,311 |
169,396 |
||||||
China Literature * |
3,140 |
21,858 |
||||||
Hello Group ADR |
1,462 |
18,202 |
||||||
HUYA ADR * |
1,373 |
11,286 |
||||||
iQIYI ADR * |
5,149 |
42,634 |
||||||
Kingsoft |
7,250 |
31,175 |
||||||
NetEase ADR |
2,022 |
197,327 |
||||||
Tencent Holdings |
6,410 |
396,348 |
||||||
Tencent
Music Entertainment Group ADR * |
10,949 |
86,059 |
||||||
Weibo ADR * |
1,378 |
61,982 |
||||||
1,271,634 |
||||||||
Consumer Discretionary — 39.3% |
||||||||
Alibaba Group Holding ADR * |
2,361 |
389,424 |
||||||
Baozun ADR * |
501 |
8,667 |
||||||
JD.com ADR * |
5,019 |
392,887 |
||||||
Meituan, Cl B * |
12,270 |
425,244 |
||||||
New
Oriental Education & Technology Group ADR * |
11,986 |
24,571 |
||||||
Pinduoduo ADR * |
3,942 |
350,523 |
||||||
Tongcheng-Elong Holdings * |
8,650 |
19,371 |
||||||
Trip.com Group ADR * |
4,247 |
121,294 |
||||||
Vipshop Holdings ADR * |
4,963 |
55,387 |
||||||
1,787,368 |
||||||||
Health Care — 1.2% |
||||||||
Alibaba
Health Information Technology * |
30,400 |
38,415 |
||||||
Ping An
Healthcare and Technology * |
3,630 |
17,662 |
||||||
56,077 |
||||||||
Information Technology — 2.6% |
||||||||
Kingdee
International Software Group |
16,050 |
53,025 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Emerging Markets Internet & E-commerce ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Travelsky Technology, Cl H |
21,450 |
$ |
40,148 |
|||||
Weimob * |
15,150 |
23,487 |
||||||
116,660 |
||||||||
TOTAL CHINA |
3,231,739 |
|||||||
RUSSIA — 6.1% |
||||||||
Communication Services — 4.6% |
||||||||
Yandex, Cl A * |
2,548 |
211,076 |
||||||
Consumer Discretionary — 1.5% |
||||||||
Ozon Holdings ADR * |
1,496 |
67,320 |
||||||
TOTAL RUSSIA |
278,396 |
|||||||
SOUTH AFRICA —
4.6% |
||||||||
Communication Services — 0.3% |
||||||||
MultiChoice Group |
1,860 |
14,864 |
||||||
Consumer Discretionary — 4.3% |
||||||||
Naspers, Cl N |
1,149 |
195,794 |
||||||
TOTAL SOUTH AFRICA |
210,658 |
|||||||
SOUTH KOREA — 8.7% |
||||||||
Communication Services — 8.7% |
||||||||
Kakao |
1,473 |
158,197 |
||||||
NAVER |
520 |
181,114 |
||||||
NCSoft |
110 |
59,022 |
||||||
TOTAL SOUTH KOREA |
398,333 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $6,018,517) |
4,556,323 |
|||||||
TOTAL INVESTMENTS — 100.0% |
||||||||
(Cost $6,018,517) |
$ |
4,556,323 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Emerging Markets Internet & E-commerce ETF |
* |
Non-income producing
security. |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
97.7% |
||||||||
AUSTRALIA — 3.6% |
||||||||
Financials — 1.8% |
||||||||
IOOF Holdings |
3,324,660 |
$ |
10,188,385 |
|||||
Platinum Asset Management |
3,064,019 |
6,996,213 |
||||||
17,184,598 |
||||||||
Industrials — 1.0% |
||||||||
Aurizon Holdings |
3,586,912 |
9,079,221 |
||||||
Materials — 0.8% |
||||||||
Fortescue Metals Group |
704,030 |
7,366,145 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL AUSTRALIA |
$ |
33,629,964 |
||||||
BRAZIL — 1.8% |
||||||||
Consumer Discretionary —
0.5% |
||||||||
Cyrela
Brazil Realty Empreendimentos e Participacoes |
1,914,612 |
4,785,681 |
||||||
Utilities — 1.3% |
||||||||
Transmissora
Alianca de Energia Eletrica |
1,922,736 |
12,504,435 |
||||||
TOTAL BRAZIL |
17,290,116 |
|||||||
CHINA — 24.3% |
||||||||
Communication Services — 1.2% |
||||||||
CITIC
Telecom International Holdings |
31,074,800 |
11,025,311 |
||||||
Consumer Discretionary — 0.9% |
||||||||
China Dongxiang Group |
81,391,700 |
8,579,607 |
||||||
Energy — 2.1% |
||||||||
China Shenhua Energy, Cl H |
4,937,300 |
10,637,436 |
||||||
Yanzhou
Coal Mining, Cl H (A) |
5,819,900 |
8,633,657 |
||||||
19,271,093 |
||||||||
Financials — 0.6% |
||||||||
China Everbright Bank, Cl H |
16,682,000 |
5,875,869 |
||||||
Industrials — 2.2% |
||||||||
Lonking Holdings |
33,806,800 |
9,908,601 |
||||||
Sinopec
Engineering Group, Cl H |
20,956,700 |
11,045,368 |
||||||
20,953,969 |
||||||||
Materials — 2.5% |
||||||||
Asia Cement China Holdings |
10,118,500 |
7,713,372 |
||||||
China
Sanjiang Fine Chemicals |
26,032,900 |
7,830,903 |
||||||
Shougang
Fushan Resources Group |
28,145,000 |
7,417,005 |
||||||
22,961,280 |
||||||||
Real Estate — 13.1% |
||||||||
Agile Group Holdings |
9,260,100 |
7,285,184 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Central China Real Estate (A) |
26,689,000 |
$ |
4,014,132 |
|||||
China Aoyuan Group (A) |
14,156,700 |
5,586,938 |
||||||
China Jinmao Holdings Group |
26,431,000 |
7,746,792 |
||||||
China SCE Group Holdings |
23,837,000 |
7,446,142 |
||||||
Gemdale
Properties & Investment |
77,445,200 |
7,566,265 |
||||||
Guangzhou
R&F Properties, Cl H (A) |
9,076,700 |
5,694,049 |
||||||
KWG Group Holdings |
8,253,500 |
7,214,737 |
||||||
Logan Group |
7,313,800 |
7,342,899 |
||||||
Midea Real Estate Holding (A) |
4,669,100 |
8,054,881 |
||||||
Powerlong
Real Estate Holdings |
13,293,600 |
9,159,691 |
||||||
Ronshine China Holdings (A) |
17,955,300 |
7,270,707 |
||||||
Shenzhen Investment (A) |
29,245,700 |
7,180,734 |
||||||
Shimao Group Holdings |
2,976,000 |
4,682,608 |
||||||
Times China Holdings |
9,152,880 |
6,247,780 |
||||||
Yuexiu Property |
9,123,660 |
8,045,752 |
||||||
Yuzhou Group Holdings (A) |
29,959,520 |
3,273,612 |
||||||
Zhongliang
Holdings Group (A) |
16,591,100 |
7,656,725 |
||||||
121,469,628 |
||||||||
Utilities — 1.7% |
||||||||
China
Power International Development (A) |
31,570,900 |
15,868,547 |
||||||
TOTAL CHINA |
226,005,304 |
|||||||
EGYPT — 0.9% |
||||||||
Consumer Staples — 0.9% |
||||||||
Eastern SAE |
10,874,533 |
8,029,572 |
||||||
HONG KONG — 2.5% |
||||||||
Communication Services — 1.7% |
||||||||
HKBN |
5,090,700 |
6,112,204 |
||||||
PCCW |
19,634,200 |
10,121,177 |
||||||
16,233,381 |
||||||||
Consumer Discretionary — 0.8% |
||||||||
Pacific Textiles Holdings |
14,152,600 |
7,058,971 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL HONG KONG |
$ |
23,292,352 |
||||||
INDONESIA — 1.0% |
||||||||
Real Estate — 1.0% |
||||||||
Puradelta Lestari |
590,517,437 |
9,336,574 |
||||||
ISRAEL — 1.4% |
||||||||
Consumer Discretionary — 1.4% |
||||||||
Electra
Consumer Products 1970 |
271,901 |
12,764,537 |
||||||
KAZAKHSTAN — 1.4% |
||||||||
Financials — 1.4% |
||||||||
Halyk
Savings Bank of Kazakhstan JSC GDR |
714,841 |
12,867,138 |
||||||
NETHERLANDS — 0.9% |
||||||||
Financials — 0.9% |
||||||||
Flow Traders |
260,210 |
8,841,093 |
||||||
NIGERIA — 1.2% |
||||||||
Financials — 1.2% |
||||||||
Zenith Bank |
176,982,843 |
10,800,766 |
||||||
NORWAY — 2.2% |
||||||||
Energy — 2.2% |
||||||||
Ocean Yield |
2,313,246 |
11,211,695 |
||||||
SFL |
1,176,864 |
9,308,994 |
||||||
TOTAL NORWAY |
20,520,689 |
|||||||
PORTUGAL — 1.5% |
||||||||
Communication Services — 1.5% |
||||||||
NOS SGPS |
3,519,940 |
13,743,783 |
||||||
RUSSIA — 9.9% |
||||||||
Communication Services — 1.1% |
||||||||
Mobile
TeleSystems PJSC ADR |
1,117,098 |
10,266,131 |
||||||
Consumer Staples — 2.7% |
||||||||
Magnit PJSC GDR |
738,055 |
13,668,779 |
||||||
X5 Retail Group GDR |
343,291 |
11,680,686 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
$ |
25,349,465 |
|||||||
Industrials — 1.3% |
||||||||
Globaltrans Investment GDR |
1,351,994 |
11,911,067 |
||||||
Information Technology — 1.0% |
||||||||
QIWI ADR (A) |
1,067,709 |
9,342,454 |
||||||
Materials — 3.8% |
||||||||
Evraz |
1,406,456 |
11,983,785 |
||||||
Magnitogorsk
Iron & Steel Works PJSC |
5,788,858 |
5,398,406 |
||||||
PhosAgro PJSC GDR |
475,812 |
11,381,423 |
||||||
Severstal PJSC |
276,886 |
6,286,013 |
||||||
35,049,627 |
||||||||
TOTAL RUSSIA |
91,918,744 |
|||||||
SINGAPORE — 2.3% |
||||||||
Energy — 1.2% |
||||||||
BW LPG |
2,084,725 |
11,089,880 |
||||||
Real Estate — 1.1% |
||||||||
Sasseur
Real Estate Investment Trust ‡ |
16,457,160 |
10,373,442 |
||||||
TOTAL SINGAPORE |
21,463,322 |
|||||||
SOUTH AFRICA —
3.4% |
||||||||
Financials — 1.2% |
||||||||
Coronation Fund Managers |
3,271,767 |
10,893,693 |
||||||
Real Estate — 2.2% |
||||||||
Equites Property Fund ‡
(A) |
7,562,918 |
10,145,256 |
||||||
Resilient ‡
(A) |
2,923,676 |
10,771,438 |
||||||
20,916,694 |
||||||||
TOTAL SOUTH AFRICA |
31,810,387 |
|||||||
SPAIN — 1.1% |
||||||||
Energy — 1.1% |
||||||||
Repsol |
790,249 |
10,110,856 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TAIWAN — 1.2% |
||||||||
Real Estate — 1.2% |
||||||||
Farglory Land Development |
4,495,000 |
$ |
10,862,290 |
|||||
THAILAND — 3.1% |
||||||||
Communication Services — 1.1% |
||||||||
Total
Access Communication NVDR |
9,123,534 |
10,516,844 |
||||||
Financials — 1.0% |
||||||||
Tisco Financial Group NVDR |
3,195,101 |
8,882,636 |
||||||
Real Estate — 1.0% |
||||||||
Land & Houses NVDR |
36,900,087 |
9,396,692 |
||||||
TOTAL THAILAND |
28,796,172 |
|||||||
UNITED KINGDOM —
4.4% |
||||||||
Consumer Staples — 2.3% |
||||||||
British American Tobacco |
296,658 |
10,355,155 |
||||||
Imperial Brands |
538,685 |
11,386,129 |
||||||
21,741,284 |
||||||||
Financials — 2.1% |
||||||||
Abrdn |
2,556,038 |
8,899,341 |
||||||
M&G |
3,793,160 |
10,388,516 |
||||||
19,287,857 |
||||||||
TOTAL UNITED KINGDOM |
41,029,141 |
|||||||
UNITED STATES —
29.6% |
||||||||
Communication Services — 0.9% |
||||||||
Lumen Technologies |
685,522 |
8,130,291 |
||||||
Consumer Staples — 1.0% |
||||||||
Altria Group |
212,852 |
9,388,902 |
||||||
Energy — 4.6% |
||||||||
Antero Midstream |
1,006,124 |
10,705,159 |
||||||
Diversified Energy |
6,412,958 |
10,144,276 |
||||||
Plains GP Holdings, Cl A |
919,133 |
10,018,550 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Williams |
415,859 |
$ |
11,681,479 |
|||||
42,549,464 |
||||||||
Financials — 17.8% |
||||||||
AGNC Investment ‡ |
633,663 |
10,087,915 |
||||||
Annaly Capital Management ‡ |
1,202,455 |
10,172,769 |
||||||
Apollo
Commercial Real Estate Finance ‡ |
715,219 |
10,828,416 |
||||||
Arbor Realty Trust ‡ |
590,327 |
11,871,476 |
||||||
ARMOUR Residential ‡ |
832,241 |
8,755,175 |
||||||
Blackstone
Mortgage Trust, Cl A ‡ |
337,413 |
11,100,888 |
||||||
Chimera Investment ‡ |
764,069 |
11,927,117 |
||||||
Ellington Financial ‡ |
542,536 |
9,863,304 |
||||||
Invesco Mortgage Capital ‡
(A) |
2,356,354 |
7,398,952 |
||||||
KKR
Real Estate Finance Trust ‡ |
509,343 |
11,057,836 |
||||||
Ladder Capital, Cl A ‡ |
862,329 |
10,347,948 |
||||||
PennyMac
Mortgage Investment Trust ‡ |
486,372 |
9,800,396 |
||||||
Ready Capital ‡ |
715,709 |
11,072,018 |
||||||
Starwood Property Trust ‡ |
439,144 |
11,184,998 |
||||||
TPG RE Finance Trust ‡ |
889,811 |
11,629,830 |
||||||
Two Harbors Investment ‡ |
1,366,850 |
8,775,177 |
||||||
165,874,215 |
||||||||
Real Estate — 5.3% |
||||||||
American Finance Trust ‡ |
1,081,335 |
8,953,454 |
||||||
Gladstone Commercial ‡ |
510,507 |
11,159,683 |
||||||
Global Net Lease ‡ |
572,077 |
9,164,673 |
||||||
Iron Mountain ‡ |
258,839 |
11,813,412 |
||||||
Office
Properties Income Trust ‡ |
334,947 |
8,581,342 |
||||||
49,672,564 |
||||||||
TOTAL UNITED STATES |
275,615,436 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $913,869,498) |
908,728,236 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
Shares/Face
Amount |
Value |
|||||||
PREFERRED STOCK —
2.0% |
||||||||
BRAZIL— 2.0% |
||||||||
Utilities — 2.0% |
||||||||
Cia
de Transmissao de Energia Eletrica Paulista (B) |
2,248,326 |
$ |
9,700,069 |
|||||
Cia
Energetica de Sao Paulo (B) |
1,992,428 |
9,013,112 |
||||||
TOTAL BRAZIL |
18,713,181 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $18,835,721) |
18,713,181 |
|||||||
SHORT-TERM
INVESTMENT — 2.2%(C)(D) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $20,552,237) |
20,552,237 |
20,552,237 |
||||||
REPURCHASE
AGREEMENT — 1.8%(C) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $16,543,886
(collateralized by U.S. Treasury Obligations, ranging in par value
$665,347 - $2,218,804, 0.750% - 1.250%, 01/31/28 - 03/31/28, with a total
market value of $16,906,404) |
||||||||
(Cost $16,543,844) |
$ |
16,543,844 |
16,543,844 |
|||||
TOTAL INVESTMENTS — 103.7% |
||||||||
(Cost $969,801,300) |
$ |
964,537,498 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
ETF |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total value
of securities on loan at October 31, 2021
was $32,747,398. |
(B) |
There is currently no
stated interest rate. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $37,096,081. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
887,934,127 |
$ |
20,794,109 |
$ |
— |
$ |
908,728,236 |
||||||||
Preferred
Stock |
18,713,181 |
— |
— |
18,713,181 |
||||||||||||
Short-Term
Investment |
20,552,237 |
— |
— |
20,552,237 |
||||||||||||
Repurchase
Agreement |
— |
16,543,844 |
— |
16,543,844 |
||||||||||||
Total
Investments in Securities |
$ |
927,199,545 |
$ |
37,337,953 |
$ |
— |
$ |
964,537,498 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
83.1% |
||||||||
UNITED STATES —
83.1% |
||||||||
Communication Services — 5.5% |
||||||||
AT&T |
413,531 |
$ |
10,445,793 |
|||||
Cogent
Communications Holdings |
201,543 |
15,436,178 |
||||||
Verizon Communications |
212,106 |
11,239,497 |
||||||
37,121,468 |
||||||||
Consumer Discretionary — 1.4% |
||||||||
PetMed Express (A) |
337,246 |
9,587,904 |
||||||
Consumer Staples — 22.6% |
||||||||
Altria Group |
277,070 |
12,221,558 |
||||||
B&G Foods |
391,253 |
11,518,488 |
||||||
Bunge |
161,693 |
14,979,239 |
||||||
Flowers Foods |
547,142 |
13,541,764 |
||||||
General Mills |
208,295 |
12,872,631 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Kellogg |
203,052 |
$ |
12,447,088 |
|||||
Kraft Heinz |
310,256 |
11,135,088 |
||||||
Philip Morris International |
140,027 |
13,238,153 |
||||||
SpartanNash |
662,706 |
15,335,017 |
||||||
Universal |
234,454 |
11,019,338 |
||||||
Vector Group |
872,754 |
11,572,718 |
||||||
Walgreens Boots Alliance |
247,096 |
11,618,454 |
||||||
151,499,536 |
||||||||
Energy — 2.7% |
||||||||
Equitrans Midstream |
1,719,477 |
17,727,808 |
||||||
Financials — 11.7% |
||||||||
AGNC Investment ‡ |
750,721 |
11,951,478 |
||||||
Compass Diversified Holdings |
519,475 |
15,506,329 |
||||||
KKR
Real Estate Finance Trust ‡ |
658,011 |
14,285,419 |
||||||
New
York Community Bancorp |
1,082,177 |
13,451,460 |
||||||
TFS Financial |
636,821 |
12,392,537 |
||||||
Virtu Financial, Cl A |
430,232 |
10,704,172 |
||||||
78,291,395 |
||||||||
Health Care — 6.0% |
||||||||
AbbVie |
113,990 |
13,071,233 |
||||||
Gilead Sciences |
185,280 |
12,020,967 |
||||||
Pfizer |
349,800 |
15,300,252 |
||||||
40,392,452 |
||||||||
Industrials — 7.0% |
||||||||
3M |
71,298 |
12,739,526 |
||||||
Ennis |
621,439 |
11,770,055 |
||||||
MSC Industrial Direct, Cl A |
141,958 |
11,934,409 |
||||||
National Presto Industries |
128,667 |
10,698,661 |
||||||
47,142,651 |
||||||||
Real Estate — 13.7% |
||||||||
Alexander’s ‡ |
45,865 |
12,786,245 |
||||||
CoreSite Realty ‡ |
99,980 |
14,243,151 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
U.S. ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
CubeSmart ‡ |
335,990 |
$ |
18,482,810 |
|||||
Easterly
Government Properties, Cl A ‡ |
559,354 |
11,763,215 |
||||||
Iron Mountain ‡ |
372,540 |
17,002,725 |
||||||
Public Storage ‡ |
51,479 |
17,100,294 |
||||||
91,378,440 |
||||||||
Utilities — 12.5% |
||||||||
Avangrid |
266,560 |
14,047,712 |
||||||
Clearway Energy, Cl C |
386,296 |
13,705,782 |
||||||
Consolidated Edison |
172,621 |
13,015,623 |
||||||
Duke Energy |
134,983 |
13,769,616 |
||||||
Hawaiian Electric Industries |
346,383 |
14,049,295 |
||||||
National Fuel Gas |
267,405 |
15,357,069 |
||||||
83,945,097 |
||||||||
TOTAL UNITED STATES |
557,086,751 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $487,800,330) |
557,086,751 |
|||||||
MASTER LIMITED PARTNERSHIPS
— 16.5% |
||||||||
UNITED KINGDOM—
2.0% |
||||||||
Energy — 2.0% |
||||||||
KNOT Offshore Partners (B) |
729,513 |
13,313,612 |
||||||
UNITED STATES—
14.5% |
||||||||
Energy — 10.9% |
||||||||
BP Midstream Partners (B) |
1,003,938 |
13,352,375 |
||||||
CrossAmerica Partners (B) |
662,686 |
14,817,659 |
||||||
Enviva Partners (B) |
234,011 |
15,669,377 |
||||||
Holly Energy Partners (B) |
786,938 |
14,495,398 |
||||||
MPLX (B) |
494,976 |
14,908,677 |
||||||
73,243,486 |
||||||||
Industrials — 1.6% |
||||||||
Icahn Enterprises (B) |
184,973 |
10,654,445 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
U.S. ETF |
Shares/Face
Amount |
Value |
|||||||
MASTER LIMITED PARTNERSHIPS
— continued |
||||||||
Materials — 2.0% |
||||||||
Westlake
Chemical Partners (B) |
517,202 |
$ |
13,302,435 |
|||||
TOTAL UNITED STATES |
97,200,366 |
|||||||
TOTAL MASTER LIMITED PARTNERSHIPS |
||||||||
(Cost $82,941,526) |
110,513,978 |
|||||||
SHORT-TERM INVESTMENT —
0.6%(C)(D) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $3,889,811) |
3,889,811 |
3,889,811 |
||||||
REPURCHASE AGREEMENT —
0.5%(C) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $3,131,172 (collateralized
by various U.S. Treasury Obligations, ranging in par value $125,927 -
$419,941, 0.750% - 1.250%, 01/31/28 -03/31/28, with a total market value
of $3,199,784) |
||||||||
(Cost $3,131,165) |
$ |
3,131,165 |
3,131,165 |
|||||
TOTAL INVESTMENTS — 100.7% |
||||||||
(Cost $577,762,832) |
$ |
674,621,705 |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total
value of securities on loan at October 31, 2021
was $6,887,281. |
(B) |
Security considered Master
Limited Partnership. At October 31, 2021, these securities
amounted to $110,513,978 or 16.5% of Net Assets. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $7,020,976. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
U.S. ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
557,086,751 |
$ |
— |
$ |
— |
$ |
557,086,751 |
||||||||
Master
Limited Partnerships |
110,513,978 |
— |
— |
110,513,978 |
||||||||||||
Short-Term
Investment |
3,889,811 |
— |
— |
3,889,811 |
||||||||||||
Repurchase
Agreement |
— |
3,131,165 |
— |
3,131,165 |
||||||||||||
Total
Investments in Securities |
$ |
671,490,540 |
$ |
3,131,165 |
$ |
— |
$ |
674,621,705 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
AUSTRALIA — 8.5% |
||||||||
Industrials — 2.0% |
||||||||
Aurizon Holdings |
109,685 |
$ |
277,636 |
|||||
Materials — 4.3% |
||||||||
Fortescue Metals Group |
17,175 |
179,699 |
||||||
Rio Tinto Ltd. |
3,149 |
213,555 |
||||||
Rio Tinto PLC |
3,479 |
217,482 |
||||||
610,736 |
||||||||
Real Estate — 2.2% |
||||||||
Vicinity Centres ‡ |
241,137 |
312,429 |
||||||
TOTAL AUSTRALIA |
1,200,801 |
|||||||
AUSTRIA — 2.3% |
||||||||
Energy — 2.3% |
||||||||
OMV |
5,319 |
322,543 |
||||||
BELGIUM — 1.7% |
||||||||
Consumer Discretionary — 1.7% |
||||||||
Ageas |
4,825 |
235,074 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
FINLAND — 2.4% |
||||||||
Utilities — 2.4% |
||||||||
Fortum |
11,163 |
$ |
332,001 |
|||||
FRANCE — 11.2% |
||||||||
Communication Services — 1.9% |
||||||||
Orange |
23,929 |
261,272 |
||||||
Financials — 7.2% |
||||||||
AXA |
9,691 |
282,166 |
||||||
CNP Assurances |
16,776 |
420,506 |
||||||
SCOR |
9,053 |
304,868 |
||||||
1,007,540 |
||||||||
Industrials — 2.1% |
||||||||
Credit Agricole |
19,769 |
298,324 |
||||||
TOTAL FRANCE |
1,567,136 |
|||||||
GERMANY — 3.7% |
||||||||
Communication Services — 1.8% |
||||||||
Telefonica
Deutschland Holding |
96,921 |
252,700 |
||||||
Materials — 1.9% |
||||||||
BASF |
3,671 |
264,581 |
||||||
TOTAL GERMANY |
517,281 |
|||||||
HONG KONG — 8.7% |
||||||||
Communication Services — 2.2% |
||||||||
HKT Trust & HKT |
229,020 |
310,893 |
||||||
Real Estate — 2.1% |
||||||||
Henderson Land Development |
68,900 |
288,742 |
||||||
Utilities — 4.4% |
||||||||
CK Infrastructure Holdings |
50,900 |
306,877 |
||||||
Power Assets Holdings |
51,206 |
312,342 |
||||||
619,219 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL HONG KONG |
$ |
1,218,854 |
||||||
ITALY — 8.1% |
||||||||
Communication Services —
1.5% |
||||||||
Telecom Italia |
534,206 |
203,081 |
||||||
Financials — 4.5% |
||||||||
Assicurazioni Generali |
14,390 |
313,905 |
||||||
Poste Italiane |
22,491 |
321,181 |
||||||
635,086 |
||||||||
Utilities — 2.1% |
||||||||
Snam |
52,718 |
298,755 |
||||||
TOTAL ITALY |
1,136,922 |
|||||||
JAPAN — 10.4% |
||||||||
Communication Services — 2.3% |
||||||||
SoftBank |
23,553 |
321,097 |
||||||
Consumer Staples — 2.2% |
||||||||
Japan Tobacco |
15,460 |
303,099 |
||||||
Financials — 3.9% |
||||||||
Japan Post Holdings |
36,325 |
278,749 |
||||||
Nomura Holdings |
57,098 |
275,412 |
||||||
554,161 |
||||||||
Real Estate — 2.0% |
||||||||
Japan
Metropolitan Fund Invest ‡ |
311 |
285,021 |
||||||
TOTAL JAPAN |
1,463,378 |
|||||||
NETHERLANDS — 2.2% |
||||||||
Financials — 2.2% |
||||||||
NN Group |
5,842 |
313,153 |
||||||
NEW ZEALAND — 2.2% |
||||||||
Communication Services — 2.2% |
||||||||
Spark New Zealand |
95,715 |
312,696 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
NORWAY — 1.9% |
||||||||
Communication Services — 1.9% |
||||||||
Telenor |
17,235 |
$ |
271,688 |
|||||
PORTUGAL — 2.2% |
||||||||
Utilities — 2.2% |
||||||||
Energias de Portugal |
55,793 |
315,342 |
||||||
SPAIN — 7.8% |
||||||||
Communication Services — 1.7% |
||||||||
Telefonica |
54,595 |
237,841 |
||||||
Utilities — 6.1% |
||||||||
Enagas |
13,338 |
299,523 |
||||||
Endesa |
10,968 |
253,156 |
||||||
Naturgy Energy Group |
11,641 |
306,207 |
||||||
858,886 |
||||||||
TOTAL SPAIN |
1,096,727 |
|||||||
SWEDEN — 4.4% |
||||||||
Communication Services — 1.8% |
||||||||
Tele2, Cl B |
18,308 |
258,254 |
||||||
Energy — 2.6% |
||||||||
Lundin Energy |
9,106 |
359,638 |
||||||
TOTAL SWEDEN |
617,892 |
|||||||
SWITZERLAND — 2.3% |
||||||||
Financials — 2.3% |
||||||||
Zurich Insurance Group |
730 |
324,276 |
||||||
UNITED KINGDOM —
17.6% |
||||||||
Communication Services — 1.6% |
||||||||
Vodafone Group |
154,060 |
228,156 |
||||||
Consumer Discretionary — 1.9% |
||||||||
Persimmon |
6,968 |
259,892 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
EAFE ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 1.9% |
||||||||
British American Tobacco |
7,753 |
$ |
270,626 |
|||||
Financials — 10.1% |
||||||||
Aviva |
53,696 |
290,513 |
||||||
Direct Line Insurance Group |
74,557 |
298,829 |
||||||
Legal & General Group |
77,941 |
308,653 |
||||||
M&G |
92,316 |
252,830 |
||||||
Phoenix Group Holdings |
29,928 |
269,362 |
||||||
1,420,187 |
||||||||
Utilities — 2.1% |
||||||||
National Grid |
23,454 |
300,726 |
||||||
TOTAL UNITED KINGDOM |
2,479,587 |
|||||||
UNITED STATES —
2.2% |
||||||||
Financials — 2.2% |
||||||||
Swiss Re |
3,162 |
306,736 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $13,582,420) |
14,032,087 |
|||||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $13,582,420) |
$ |
14,032,087 |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
92.1% |
||||||||
BRAZIL— 3.0% |
||||||||
Consumer Discretionary — 1.7% |
||||||||
Vibra Energia |
291,165 |
$ |
1,083,669 |
|||||
Materials — 1.3% |
||||||||
Vale |
63,643 |
808,493 |
||||||
TOTAL BRAZIL |
1,892,162 |
|||||||
CHILE— 0.8% |
||||||||
Utilities — 0.8% |
||||||||
Colbun |
7,522,683 |
520,171 |
||||||
CHINA— 34.3% |
||||||||
Energy — 4.6% |
||||||||
China Shenhua Energy, Cl H |
615,864 |
1,326,882 |
||||||
Yanzhou Coal Mining, Cl H |
1,049,700 |
1,557,200 |
||||||
Total Energy |
2,884,082 |
|||||||
Financials — 9.5% |
||||||||
Bank of China, Cl H |
3,420,000 |
1,209,017 |
||||||
Bank of
Communications, Cl H |
2,116,780 |
1,259,882 |
||||||
China
Cinda Asset Management, Cl H |
6,601,500 |
1,103,213 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
China Everbright Bank, Cl H |
3,280,400 |
$ |
1,155,449 |
|||||
Haitong Securities, Cl H |
1,383,300 |
1,232,319 |
||||||
Total Financials |
5,959,880 |
|||||||
Real Estate — 15.4% |
||||||||
Agile Group Holdings |
961,700 |
756,597 |
||||||
China Aoyuan Group |
1,295,700 |
511,348 |
||||||
China
Fortune Land Development, Cl A |
1,710,300 |
983,008 |
||||||
China
Jinmao Holdings Group |
4,161,800 |
1,219,802 |
||||||
Jiangsu
Zhongnan Construction Group, Cl A |
1,582,900 |
946,867 |
||||||
Jinke Properties Group, Cl A |
1,623,228 |
1,125,640 |
||||||
KWG Group Holdings |
942,900 |
824,229 |
||||||
Logan Group |
902,200 |
905,790 |
||||||
Shanghai
Lujiazui Finance & Trade Zone Development, Cl B |
1,527,600 |
1,358,036 |
||||||
Shenzhen Investment |
3,965,500 |
973,654 |
||||||
Total Real Estate |
9,604,971 |
|||||||
Utilities — 4.8% |
||||||||
China
Power International Development |
5,991,364 |
3,011,452 |
||||||
TOTAL CHINA |
21,460,385 |
|||||||
CZECH REPUBLIC—
2.5% |
||||||||
Utilities — 2.5% |
||||||||
CEZ |
47,323 |
1,563,755 |
||||||
EGYPT— 2.1% |
||||||||
Consumer Staples — 2.1% |
||||||||
Eastern SAE |
1,806,906 |
1,334,189 |
||||||
INDIA— 7.4% |
||||||||
Energy — 2.4% |
||||||||
Indian Oil |
863,142 |
1,474,855 |
||||||
Financials — 2.3% |
||||||||
REC |
715,718 |
1,420,803 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — 2.7% |
||||||||
Ambuja Cements |
324,069 |
$ |
1,751,882 |
|||||
TOTAL INDIA |
4,647,540 |
|||||||
MALAYSIA— 5.5% |
||||||||
Financials — 2.1% |
||||||||
Malayan Banking |
688,928 |
1,339,259 |
||||||
Health Care — 1.1% |
||||||||
Top Glove |
1,064,252 |
699,050 |
||||||
Industrials — 2.3% |
||||||||
Sime Darby |
2,622,145 |
1,437,399 |
||||||
TOTAL MALAYSIA |
3,475,708 |
|||||||
PAKISTAN— 1.9% |
||||||||
Financials — 1.9% |
||||||||
MCB Bank |
1,250,904 |
1,197,654 |
||||||
RUSSIA— 11.7% |
||||||||
Consumer Staples — 2.4% |
||||||||
Magnit PJSC GDR |
81,805 |
1,515,029 |
||||||
Materials — 9.3% |
||||||||
Alrosa PJSC |
902,551 |
1,588,847 |
||||||
Novolipetsk Steel PJSC |
376,532 |
1,186,777 |
||||||
PhosAgro PJSC GDR |
74,234 |
1,775,677 |
||||||
Severstal PJSC |
53,930 |
1,224,348 |
||||||
Total Materials |
5,775,649 |
|||||||
TOTAL RUSSIA |
7,290,678 |
|||||||
SOUTH AFRICA— 3.5% |
||||||||
Energy — 2.1% |
||||||||
Exxaro Resources |
119,641 |
1,316,444 |
||||||
Materials — 1.4% |
||||||||
Kumba Iron Ore |
28,158 |
859,931 |
||||||
TOTAL SOUTH AFRICA |
2,176,375 |
|||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SOUTH KOREA— 4.2% |
||||||||
Financials — 2.4% |
||||||||
Meritz Securities |
370,575 |
$ |
1,477,797 |
|||||
Industrials — 1.8% |
||||||||
Hyundai
Heavy Industries Holdings |
21,079 |
1,140,039 |
||||||
TOTAL SOUTH KOREA |
2,617,836 |
|||||||
TAIWAN— 9.0% |
||||||||
Information Technology — 7.0% |
||||||||
Compal Electronics |
1,771,200 |
1,557,289 |
||||||
Lite-On Technology |
630,310 |
1,389,431 |
||||||
Wistron |
1,380,500 |
1,449,578 |
||||||
Total Information Technology |
4,396,298 |
|||||||
Materials — 2.0% |
||||||||
Asia Cement |
800,600 |
1,275,386 |
||||||
TOTAL TAIWAN |
5,671,684 |
|||||||
TURKEY— 3.7% |
||||||||
Consumer Staples — 1.8% |
||||||||
BIM Birlesik Magazalar |
174,452 |
1,127,615 |
||||||
Materials — 1.9% |
||||||||
Eregli
Demir ve Celik Fabrikalari |
589,094 |
1,206,353 |
||||||
TOTAL TURKEY |
2,333,968 |
|||||||
UNITED ARAB EMIRATES—
2.5% |
||||||||
Real Estate — 2.5% |
||||||||
Aldar Properties PJSC |
1,420,817 |
1,562,719 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $59,953,345) |
57,744,824 |
|||||||
PREFERRED STOCK —
7.8% |
||||||||
BRAZIL— 5.7% |
||||||||
Materials — 1.5% |
||||||||
Bradespar, (A) |
112,417 |
970,413 |
Schedule
of Investments |
October
31, 2021 | |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Utilities — 4.2% |
||||||||
Cia
Energetica de Minas Gerais, (A) |
586,525 |
$ |
1,340,153 |
|||||
Cia
Paranaense de Energia, (A) |
1,215,002 |
1,276,000 |
||||||
2,616,153 |
||||||||
TOTAL BRAZIL |
3,586,566 |
|||||||
RUSSIA— 2.1% |
||||||||
Energy — 2.1% |
||||||||
Surgutneftegas PJSC, (A) |
2,412,589 |
1,313,199 |
||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $5,580,389) |
4,899,765 |
|||||||
TOTAL INVESTMENTS — 99.9% |
||||||||
(Cost $65,533,734) |
$ |
62,644,589 |
(A) |
There is currently no
stated interest rate. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
52,513,948 |
$ |
5,230,876 |
$ |
— |
$ |
57,744,824 |
||||||||
Preferred
Stock |
4,899,765 |
— |
— |
4,899,765 |
||||||||||||
Total
Investments in Securities |
$ |
57,413,713 |
$ |
5,230,876 |
$ |
— |
$ |
62,644,589 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
REIT ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.5% |
||||||||
AUSTRALIA — 9.4% |
||||||||
Real Estate — 9.4% |
||||||||
Charter Hall Long Wale ‡ |
4,014,595 |
$ |
14,654,668 |
|||||
Dexus ‡ |
2,105,794 |
17,192,673 |
||||||
Waypoint ‡ |
6,001,224 |
12,305,533 |
||||||
TOTAL AUSTRALIA |
44,152,874 |
|||||||
CANADA — 11.4% |
||||||||
Real Estate — 11.4% |
||||||||
H&R
Real Estate Investment Trust ‡ |
1,375,656 |
18,877,745 |
||||||
NorthWest
Healthcare Properties Real Estate Investment Trust ‡
(A) |
1,405,392 |
15,056,759 |
||||||
SmartCentres
Real Estate Investment Trust ‡ |
776,064 |
19,527,600 |
||||||
TOTAL CANADA |
53,462,104 |
|||||||
MEXICO — 2.6% |
||||||||
Real Estate — 2.6% |
||||||||
Fibra Uno Administracion ‡ |
12,082,566 |
12,033,749 |
||||||
SINGAPORE — 5.8% |
||||||||
Real Estate — 5.8% |
||||||||
Ascendas
Real Estate Investment Trust ‡ |
6,236,911 |
14,291,476 |
||||||
CapitaLand China Trust ‡ |
14,382,929 |
13,012,364 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
REIT ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL SINGAPORE |
$ |
27,303,840 |
||||||
UNITED STATES —
70.3% |
||||||||
Financials — 34.2% |
||||||||
AGNC Investment ‡ |
892,018 |
14,200,927 |
||||||
Annaly Capital Management ‡ |
1,703,270 |
14,409,664 |
||||||
Apollo
Commercial Real Estate Finance ‡ |
232,617 |
3,521,822 |
||||||
Arbor Realty Trust ‡ |
954,019 |
19,185,322 |
||||||
ARMOUR Residential ‡ |
1,242,700 |
13,073,204 |
||||||
Broadmark Realty Capital ‡ |
1,347,941 |
13,910,751 |
||||||
Chimera Investment ‡ |
1,341,566 |
20,941,845 |
||||||
Dynex Capital ‡ |
793,958 |
13,894,265 |
||||||
Invesco Mortgage Capital ‡ |
1,116,708 |
3,506,463 |
||||||
Orchid Island Capital, Cl A ‡ |
2,683,078 |
13,308,067 |
||||||
PennyMac
Mortgage Investment Trust ‡ |
783,746 |
15,792,482 |
||||||
Two Harbors Investment ‡ |
2,255,934 |
14,483,096 |
||||||
160,227,908 |
||||||||
Real Estate — 36.1% |
||||||||
Gaming
and Leisure Properties ‡ |
330,168 |
16,009,846 |
||||||
Global Net Lease ‡ |
830,944 |
13,311,723 |
||||||
Industrial
Logistics Properties Trust ‡ |
640,530 |
17,992,488 |
||||||
Iron Mountain ‡ |
446,172 |
20,363,290 |
||||||
LTC Properties ‡ |
355,141 |
11,314,792 |
||||||
Medical Properties Trust ‡ |
659,167 |
14,060,032 |
||||||
MGM
Growth Properties, Cl A ‡ |
438,302 |
17,260,333 |
||||||
National Health Investors ‡ |
211,061 |
11,350,861 |
||||||
Physicians Realty Trust ‡ |
791,016 |
15,037,214 |
||||||
VEREIT ‡ |
309,030 |
15,544,209 |
||||||
WP Carey ‡ |
212,784 |
16,407,774 |
||||||
168,652,562 |
||||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
REIT ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL UNITED STATES |
$ |
328,880,470 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $424,564,334) |
465,833,037 |
|||||||
SHORT-TERM
INVESTMENT — 0.4%(B)(C) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $1,669,693) |
1,669,693 |
1,669,693 |
||||||
REPURCHASE AGREEMENT —
0.3%(B) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $1,344,049 (collateralized
by U.S. Treasury Obligations, ranging in par value $54,054 - $180,259,
0.750% - 1.250%, 01/31/28 - 03/31/28, with a total market value of
$1,373,502) |
||||||||
(Cost $1,344,045) |
$ |
1,344,045 |
1,344,045 |
|||||
TOTAL INVESTMENTS — 100.2% |
||||||||
(Cost $427,578,072) |
$ |
468,846,775 |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total
value of securities on loan at October 31, 2021
was $2,827,310. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $3,013,738. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperDividend®
REIT ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
465,833,037 |
$ |
— |
$ |
— |
$ |
465,833,037 |
||||||||
Short-Term
Investment |
1,669,693 |
— |
— |
1,669,693 |
||||||||||||
Repurchase
Agreement |
— |
1,344,045 |
— |
1,344,045 |
||||||||||||
Total
Investments in Securities |
$ |
467,502,730 |
$ |
1,344,045 |
$ |
— |
$ |
468,846,775 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
105.0%(A) |
||||||||
ARGENTINA — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
MercadoLibre * |
17,858 |
$ |
26,448,055 |
|||||
CHINA — 1.6% |
||||||||
Communication Services — 0.5% |
||||||||
Baidu ADR * |
89,060 |
14,449,094 |
||||||
NetEase ADR |
104,052 |
10,154,435 |
||||||
24,603,529 |
||||||||
Consumer Discretionary — 0.7% |
||||||||
JD.com ADR * |
276,930 |
21,678,080 |
||||||
Pinduoduo ADR * |
130,394 |
11,594,635 |
||||||
Trip.com Group ADR * |
178,332 |
5,093,162 |
||||||
38,365,877 |
||||||||
Information Technology — 0.4% |
||||||||
NXP Semiconductors |
94,271 |
18,935,273 |
||||||
TOTAL CHINA |
81,904,679 |
|||||||
ISRAEL — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
Check
Point Software Technologies * |
45,682 |
5,463,567 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
NETHERLANDS — 0.5% |
||||||||
Information Technology — 0.5% |
||||||||
ASML Holding, Cl G |
28,205 |
$ |
22,927,281 |
|||||
UNITED STATES —
102.3% |
||||||||
Communication Services — 19.0% |
||||||||
Activision Blizzard |
267,800 |
20,939,282 |
||||||
Alphabet, Cl A * |
69,770 |
206,583,388 |
||||||
Alphabet, Cl C * |
74,092 |
219,713,158 |
||||||
Charter
Communications, Cl A * |
64,899 |
43,799,686 |
||||||
Comcast, Cl A |
1,624,253 |
83,535,332 |
||||||
Electronic Arts |
97,625 |
13,691,906 |
||||||
Fox, Cl A |
109,201 |
4,339,648 |
||||||
Fox, Cl B |
84,811 |
3,134,615 |
||||||
Match Group * |
101,734 |
15,339,452 |
||||||
Meta Platforms, Cl A * |
553,151 |
178,983,069 |
||||||
Netflix * |
156,778 |
108,225,421 |
||||||
Sirius XM Holdings |
1,397,866 |
8,513,004 |
||||||
T-Mobile US * |
433,126 |
49,822,484 |
||||||
956,620,445 |
||||||||
Consumer Discretionary — 17.8% |
||||||||
Amazon.com * |
117,118 |
394,972,257 |
||||||
Booking Holdings * |
15,204 |
36,805,539 |
||||||
Dollar Tree * |
80,301 |
8,653,236 |
||||||
eBay |
233,069 |
17,881,054 |
||||||
Lululemon Athletica * |
43,276 |
20,167,049 |
||||||
Marriott International, Cl A * |
111,959 |
17,915,679 |
||||||
O’Reilly Automotive * |
23,766 |
14,790,057 |
||||||
Peloton Interactive, Cl A * |
91,625 |
8,378,190 |
||||||
Ross Stores |
123,950 |
14,031,140 |
||||||
Starbucks |
409,436 |
43,428,876 |
||||||
Tesla * |
287,378 |
320,139,092 |
||||||
897,162,169 |
||||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 4.9% |
||||||||
Costco Wholesale |
157,056 |
$ |
77,199,306 |
|||||
Keurig Dr Pepper |
488,661 |
17,635,776 |
||||||
Kraft Heinz |
421,016 |
15,110,264 |
||||||
Mondelez International, Cl A |
485,656 |
29,498,745 |
||||||
Monster Beverage * |
181,521 |
15,429,285 |
||||||
PepsiCo |
490,643 |
79,287,909 |
||||||
Walgreens Boots Alliance |
299,045 |
14,061,096 |
||||||
248,222,381 |
||||||||
Health Care — 6.4% |
||||||||
Align Technology * |
26,635 |
16,630,095 |
||||||
Amgen |
198,863 |
41,158,675 |
||||||
Biogen * |
50,870 |
13,566,012 |
||||||
Cerner |
103,868 |
7,716,354 |
||||||
Dexcom * |
34,730 |
21,644,083 |
||||||
Gilead Sciences |
434,659 |
28,200,676 |
||||||
IDEXX Laboratories * |
30,908 |
20,589,055 |
||||||
Illumina * |
54,397 |
22,578,019 |
||||||
Incyte * |
74,078 |
4,961,744 |
||||||
Intuitive Surgical * |
124,176 |
44,843,679 |
||||||
Moderna * |
144,014 |
49,715,073 |
||||||
Regeneron Pharmaceuticals * |
37,175 |
23,789,770 |
||||||
Seagen * |
62,698 |
11,055,538 |
||||||
Vertex Pharmaceuticals * |
89,086 |
16,474,674 |
||||||
322,923,447 |
||||||||
Industrials — 2.9% |
||||||||
Cintas |
37,177 |
16,101,359 |
||||||
Copart * |
82,202 |
12,765,148 |
||||||
CSX |
785,750 |
28,420,577 |
||||||
Fastenal |
196,765 |
11,231,346 |
||||||
Honeywell International |
240,848 |
52,654,190 |
||||||
PACCAR |
118,393 |
10,610,381 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Verisk Analytics, Cl A |
57,004 |
$ |
11,986,231 |
|||||
143,769,232 |
||||||||
Information Technology — 50.4% |
||||||||
Adobe * |
166,806 |
108,483,950 |
||||||
Advanced Micro Devices * |
420,518 |
50,558,879 |
||||||
Analog Devices |
189,159 |
32,817,195 |
||||||
ANSYS * |
32,538 |
12,350,774 |
||||||
Apple |
3,825,072 |
572,995,786 |
||||||
Applied Materials |
315,536 |
43,117,994 |
||||||
Atlassian, Cl A * |
49,993 |
22,903,293 |
||||||
Autodesk * |
75,207 |
23,886,495 |
||||||
Automatic Data Processing |
148,047 |
33,235,071 |
||||||
Broadcom |
143,164 |
76,116,004 |
||||||
Cadence Design Systems * |
94,895 |
16,427,274 |
||||||
CDW |
47,538 |
8,872,968 |
||||||
Cisco Systems |
1,495,084 |
83,679,852 |
||||||
Cognizant
Technology Solutions, Cl A |
180,889 |
14,125,622 |
||||||
Crowdstrike Holdings, Cl A * |
68,353 |
19,261,875 |
||||||
DocuSign, Cl A * |
66,980 |
18,639,864 |
||||||
Fiserv * |
229,589 |
22,612,221 |
||||||
Intel |
1,422,697 |
69,712,153 |
||||||
Intuit |
97,261 |
60,884,413 |
||||||
KLA |
51,764 |
19,295,549 |
||||||
Lam Research |
48,651 |
27,418,244 |
||||||
Marvell Technology |
283,023 |
19,387,076 |
||||||
Microchip Technology |
187,334 |
13,879,576 |
||||||
Micron Technology |
388,883 |
26,871,815 |
||||||
Microsoft |
1,739,203 |
576,754,499 |
||||||
NVIDIA |
882,569 |
225,646,416 |
||||||
Okta, Cl A * |
51,090 |
12,628,426 |
||||||
Paychex |
125,046 |
15,415,671 |
||||||
PayPal Holdings * |
416,053 |
96,769,767 |
||||||
QUALCOMM |
391,551 |
52,091,945 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks Solutions |
57,840 |
$ |
9,666,799 |
|||||
Splunk * |
57,377 |
9,456,877 |
||||||
Synopsys * |
51,520 |
17,165,434 |
||||||
Texas Instruments |
321,069 |
60,194,016 |
||||||
VeriSign * |
39,258 |
8,741,579 |
||||||
Workday, Cl A * |
65,289 |
18,932,504 |
||||||
Xilinx |
85,027 |
15,304,860 |
||||||
Zoom
Video Communications, Cl A * |
82,435 |
22,640,773 |
||||||
2,538,943,509 |
||||||||
Utilities — 0.9% |
||||||||
American Electric Power |
172,631 |
14,623,572 |
||||||
Exelon |
336,529 |
17,899,977 |
||||||
Xcel Energy |
186,352 |
12,036,476 |
||||||
44,560,025 |
||||||||
TOTAL UNITED STATES |
5,152,201,208 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,921,536,273) |
5,288,944,790 |
|||||||
TOTAL INVESTMENTS — 105.0% |
||||||||
(Cost $3,921,536,273) |
$ |
5,288,944,790 |
||||||
WRITTEN OPTION— (5.1)%(1) |
||||||||
UNITED STATES—
(5.1)% |
||||||||
(Premiums Received
($89,664,262)) |
(3,336 |
) |
$ |
(259,040,400 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Covered Call ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTION —
(5.1)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
NDX* |
(3,336 |
) |
$ |
(89,664,262 |
) |
$ |
15,125.00 |
11/19/21 |
$ |
(259,040,400 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
options totals $(5,287,717,326). |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$5,288,944,790.
|
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
5,288,944,790 |
$ |
— |
$ |
— |
$ |
5,288,944,790 |
||||||||
Total
Investments in Securities |
$ |
5,288,944,790 |
$ |
— |
$ |
— |
$ |
5,288,944,790 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Option |
$ |
(259,040,400 |
) |
$ |
— |
$ |
— |
$ |
(259,040,400 |
) | ||||||
Total Liabilities |
$ |
(259,040,400 |
) |
$ |
— |
$ |
— |
$ |
(259,040,400 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
103.3%(A) |
||||||||
CHINA — 0.2% |
||||||||
Information Technology — 0.2% |
||||||||
NXP Semiconductors |
4,642 |
$ |
932,392 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
9,100 |
2,904,720 |
||||||
UNITED STATES —
102.7% |
||||||||
Communication Services — 11.2% |
||||||||
Activision Blizzard |
13,620 |
1,064,948 |
||||||
Alphabet, Cl A * |
5,317 |
15,743,212 |
||||||
Alphabet, Cl C * |
5,028 |
14,910,082 |
||||||
AT&T |
124,928 |
3,155,681 |
||||||
Charter
Communications, Cl A * |
2,272 |
1,533,350 |
||||||
Comcast, Cl A |
80,482 |
4,139,189 |
||||||
Discovery, Cl A * |
3,028 |
70,976 |
||||||
Discovery, Cl C * |
5,232 |
118,034 |
||||||
DISH Network, Cl A * |
4,623 |
189,867 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Electronic Arts |
5,107 |
$ |
716,257 |
|||||
Fox, Cl A |
6,019 |
239,195 |
||||||
Fox, Cl B |
3,013 |
111,361 |
||||||
Interpublic Group |
6,327 |
231,378 |
||||||
Live Nation Entertainment * |
2,702 |
273,307 |
||||||
Lumen Technologies |
18,001 |
213,492 |
||||||
Match Group * |
4,760 |
717,713 |
||||||
Meta Platforms, Cl A * |
42,122 |
13,629,416 |
||||||
Netflix * |
7,830 |
5,405,127 |
||||||
News, Cl A |
7,539 |
172,643 |
||||||
News, Cl B |
2,781 |
62,739 |
||||||
Omnicom Group |
4,030 |
274,362 |
||||||
Take-Two
Interactive Software * |
2,126 |
384,806 |
||||||
T-Mobile US * |
10,170 |
1,169,855 |
||||||
Twitter * |
14,222 |
761,446 |
||||||
Verizon Communications |
72,523 |
3,842,994 |
||||||
ViacomCBS, Cl B |
10,985 |
397,877 |
||||||
Walt Disney |
31,863 |
5,387,077 |
||||||
74,916,384 |
||||||||
Consumer Discretionary — 13.3% |
||||||||
Advance Auto Parts |
1,321 |
297,912 |
||||||
Amazon.com * |
7,739 |
26,099,236 |
||||||
Aptiv * |
5,141 |
888,828 |
||||||
AutoZone * |
353 |
630,049 |
||||||
Bath & Body Works |
4,574 |
316,018 |
||||||
Best Buy |
4,087 |
499,595 |
||||||
Booking Holdings * |
818 |
1,980,198 |
||||||
BorgWarner |
4,007 |
180,596 |
||||||
Caesars Entertainment * |
3,883 |
425,033 |
||||||
CarMax * |
2,823 |
386,525 |
||||||
Carnival * |
14,538 |
322,162 |
||||||
Chipotle Mexican Grill, Cl A * |
464 |
825,470 |
||||||
Darden Restaurants |
2,591 |
373,467 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Dollar General |
4,219 |
$ |
934,593 |
|||||
Dollar Tree * |
3,863 |
416,277 |
||||||
Domino’s Pizza |
585 |
286,047 |
||||||
DR Horton |
5,737 |
512,142 |
||||||
eBay |
11,500 |
882,280 |
||||||
Etsy * |
2,168 |
543,496 |
||||||
Expedia Group * |
2,630 |
432,398 |
||||||
Ford Motor |
70,629 |
1,206,343 |
||||||
Gap |
4,378 |
99,337 |
||||||
Garmin |
2,792 |
400,931 |
||||||
General Motors * |
24,955 |
1,358,301 |
||||||
Genuine Parts |
2,756 |
361,339 |
||||||
Hanesbrands |
7,304 |
124,460 |
||||||
Hasbro |
2,712 |
259,701 |
||||||
Hilton Worldwide Holdings * |
5,032 |
724,356 |
||||||
Home Depot |
18,629 |
6,925,144 |
||||||
Las Vegas Sands * |
6,366 |
247,064 |
||||||
Leggett & Platt |
2,850 |
133,523 |
||||||
Lennar, Cl A |
4,995 |
499,150 |
||||||
LKQ |
5,345 |
294,403 |
||||||
Lowe’s |
12,423 |
2,904,746 |
||||||
Marriott International, Cl A * |
4,988 |
798,180 |
||||||
McDonald’s |
13,141 |
3,226,773 |
||||||
MGM Resorts International |
7,602 |
358,510 |
||||||
Mohawk Industries * |
1,228 |
217,614 |
||||||
Newell Brands |
7,491 |
171,469 |
||||||
NIKE, Cl B |
22,327 |
3,735,084 |
||||||
Norwegian
Cruise Line Holdings * |
6,233 |
160,313 |
||||||
NVR * |
43 |
210,476 |
||||||
O’Reilly Automotive * |
1,264 |
786,612 |
||||||
Penn National Gaming * |
2,635 |
188,666 |
||||||
Pool |
900 |
463,644 |
||||||
PulteGroup |
4,901 |
235,640 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PVH |
1,240 |
$ |
135,569 |
|||||
Ralph Lauren, Cl A |
982 |
124,881 |
||||||
Ross Stores |
6,393 |
723,688 |
||||||
Royal Caribbean Cruises * |
3,958 |
334,174 |
||||||
Starbucks |
21,103 |
2,238,395 |
||||||
Tapestry |
5,138 |
200,279 |
||||||
Target |
8,911 |
2,313,474 |
||||||
Tesla * |
14,350 |
15,985,900 |
||||||
TJX |
21,307 |
1,395,395 |
||||||
Tractor Supply |
2,036 |
442,158 |
||||||
Ulta Beauty * |
970 |
356,339 |
||||||
Under Armour, Cl A * |
4,184 |
91,881 |
||||||
Under Armour, Cl C * |
4,221 |
79,692 |
||||||
VF |
5,477 |
399,164 |
||||||
Whirlpool |
1,158 |
244,141 |
||||||
Wynn Resorts * |
1,573 |
141,255 |
||||||
Yum! Brands |
5,372 |
671,178 |
||||||
89,201,664 |
||||||||
Consumer Staples — 5.8% |
||||||||
Altria Group |
33,150 |
1,462,246 |
||||||
Archer-Daniels-Midland |
10,238 |
657,689 |
||||||
Brown-Forman, Cl B |
3,172 |
215,347 |
||||||
Campbell Soup |
3,905 |
156,005 |
||||||
Church & Dwight |
4,210 |
367,786 |
||||||
Clorox |
2,327 |
379,324 |
||||||
Coca-Cola |
68,170 |
3,842,743 |
||||||
Colgate-Palmolive |
14,901 |
1,135,307 |
||||||
Conagra Brands |
8,597 |
276,823 |
||||||
Constellation Brands, Cl A |
2,794 |
605,767 |
||||||
Costco Wholesale |
7,788 |
3,828,114 |
||||||
Estee Lauder, Cl A |
4,086 |
1,325,212 |
||||||
General Mills |
10,857 |
670,963 |
||||||
Hershey |
2,751 |
482,388 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Hormel Foods |
5,477 |
$ |
231,787 |
|||||
J M Smucker |
1,903 |
233,803 |
||||||
Kellogg |
4,627 |
283,635 |
||||||
Kimberly-Clark |
5,769 |
747,028 |
||||||
Kraft Heinz |
12,392 |
444,749 |
||||||
Kroger |
11,222 |
449,104 |
||||||
Lamb Weston Holdings |
2,746 |
155,012 |
||||||
McCormick |
4,413 |
354,055 |
||||||
Molson Coors Beverage, Cl B |
4,179 |
184,252 |
||||||
Mondelez International, Cl A |
25,079 |
1,523,298 |
||||||
Monster Beverage * |
6,826 |
580,210 |
||||||
PepsiCo |
23,975 |
3,874,360 |
||||||
Philip Morris International |
27,290 |
2,579,997 |
||||||
Procter & Gamble |
43,059 |
6,157,006 |
||||||
Sysco |
9,331 |
717,554 |
||||||
Tyson Foods, Cl A |
5,005 |
400,250 |
||||||
Walgreens Boots Alliance |
12,732 |
598,659 |
||||||
Walmart |
25,039 |
3,741,327 |
||||||
38,661,800 |
||||||||
Energy — 2.9% |
||||||||
APA |
6,419 |
168,242 |
||||||
Baker Hughes, Cl A |
13,858 |
347,559 |
||||||
Chevron |
33,943 |
3,886,134 |
||||||
ConocoPhillips |
23,045 |
1,716,622 |
||||||
Coterra Energy |
13,485 |
287,500 |
||||||
Devon Energy |
10,141 |
406,451 |
||||||
Diamondback Energy |
3,153 |
337,970 |
||||||
EOG Resources |
10,695 |
988,860 |
||||||
Exxon Mobil |
74,231 |
4,785,673 |
||||||
Halliburton |
16,955 |
423,705 |
||||||
Hess |
4,971 |
410,455 |
||||||
Kinder Morgan |
35,390 |
592,783 |
||||||
Marathon Oil |
16,041 |
261,789 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Marathon Petroleum |
11,123 |
$ |
733,339 |
|||||
Occidental Petroleum |
15,286 |
512,540 |
||||||
ONEOK |
8,347 |
531,036 |
||||||
Phillips 66 |
7,945 |
594,127 |
||||||
Pioneer Natural Resources |
3,837 |
717,442 |
||||||
Schlumberger |
26,187 |
844,793 |
||||||
Valero Energy |
7,076 |
547,187 |
||||||
Williams |
21,763 |
611,323 |
||||||
19,705,530 |
||||||||
Financials — 11.8% |
||||||||
Aflac |
11,328 |
607,974 |
||||||
Allstate |
5,447 |
673,630 |
||||||
American Express |
11,279 |
1,960,065 |
||||||
American International Group |
15,346 |
906,795 |
||||||
Ameriprise Financial |
2,107 |
636,588 |
||||||
Aon, Cl A |
4,089 |
1,308,153 |
||||||
Arthur J Gallagher |
3,723 |
624,235 |
||||||
Assurant |
1,219 |
196,637 |
||||||
Bank of America |
130,056 |
6,214,076 |
||||||
Bank of New York Mellon |
14,082 |
833,654 |
||||||
Berkshire Hathaway, Cl B * |
32,733 |
9,394,698 |
||||||
BlackRock, Cl A |
2,552 |
2,407,710 |
||||||
Brown & Brown |
3,529 |
222,715 |
||||||
Capital One Financial |
7,911 |
1,194,798 |
||||||
Cboe Global Markets |
1,656 |
218,493 |
||||||
Charles Schwab |
26,617 |
2,183,393 |
||||||
Chubb |
7,888 |
1,541,157 |
||||||
Cincinnati Financial |
2,810 |
341,246 |
||||||
Citigroup |
36,357 |
2,514,450 |
||||||
Citizens Financial Group |
7,917 |
375,107 |
||||||
CME Group, Cl A |
6,252 |
1,378,879 |
||||||
Comerica |
2,550 |
216,980 |
||||||
Discover Financial Services |
5,538 |
627,566 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Everest Re Group |
765 |
$ |
200,048 |
|||||
Fifth Third Bancorp |
12,942 |
563,365 |
||||||
First Republic Bank |
2,691 |
582,144 |
||||||
Franklin Resources |
5,756 |
181,256 |
||||||
Globe Life |
1,460 |
129,969 |
||||||
Goldman Sachs Group |
5,895 |
2,436,698 |
||||||
Hartford
Financial Services Group |
6,569 |
479,077 |
||||||
Huntington Bancshares |
26,156 |
411,695 |
||||||
Intercontinental Exchange |
9,818 |
1,359,400 |
||||||
Invesco |
5,888 |
149,614 |
||||||
JPMorgan Chase |
52,681 |
8,949,975 |
||||||
KeyCorp |
18,501 |
430,518 |
||||||
Lincoln National |
2,831 |
204,257 |
||||||
Loews |
3,050 |
171,014 |
||||||
M&T Bank |
2,599 |
382,365 |
||||||
MarketAxess Holdings |
841 |
343,691 |
||||||
Marsh & McLennan |
9,259 |
1,544,401 |
||||||
MetLife |
13,009 |
816,965 |
||||||
Moody’s |
2,877 |
1,162,740 |
||||||
Morgan Stanley |
25,388 |
2,609,379 |
||||||
MSCI, Cl A |
1,419 |
943,465 |
||||||
Nasdaq |
2,015 |
422,888 |
||||||
Northern Trust |
4,033 |
496,220 |
||||||
People’s United Financial |
8,374 |
143,530 |
||||||
PNC Financial Services Group |
7,455 |
1,573,229 |
||||||
Principal Financial Group |
4,243 |
284,663 |
||||||
Progressive |
10,618 |
1,007,436 |
||||||
Prudential Financial |
6,850 |
753,843 |
||||||
Raymond James Financial |
3,763 |
370,994 |
||||||
Regions Financial |
18,067 |
427,827 |
||||||
S&P Global |
4,168 |
1,976,299 |
||||||
State Street |
6,283 |
619,190 |
||||||
SVB Financial Group * |
1,048 |
751,835 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Synchrony Financial |
10,074 |
$ |
467,937 |
|||||
T Rowe Price Group |
4,162 |
902,655 |
||||||
Travelers |
4,318 |
694,680 |
||||||
Truist Financial |
23,069 |
1,464,189 |
||||||
US Bancorp |
23,136 |
1,396,720 |
||||||
W R Berkley |
2,568 |
204,413 |
||||||
Wells Fargo |
73,110 |
3,740,308 |
||||||
Willis Towers Watson |
2,508 |
607,638 |
||||||
Zions Bancorp |
3,121 |
196,592 |
||||||
79,134,121 |
||||||||
Health Care — 13.4% |
||||||||
Abbott Laboratories |
31,301 |
4,034,386 |
||||||
AbbVie |
30,865 |
3,539,290 |
||||||
ABIOMED * |
865 |
287,215 |
||||||
Agilent Technologies |
5,409 |
851,863 |
||||||
Align Technology * |
1,331 |
831,036 |
||||||
AmerisourceBergen, Cl A |
2,742 |
334,579 |
||||||
Amgen |
10,299 |
2,131,584 |
||||||
Anthem |
4,194 |
1,824,935 |
||||||
Baxter International |
8,970 |
708,271 |
||||||
Becton Dickinson |
5,209 |
1,248,024 |
||||||
Biogen * |
2,709 |
722,436 |
||||||
Bio-Rad Laboratories, Cl A * |
272 |
216,153 |
||||||
Bio-Techne |
751 |
393,261 |
||||||
Boston Scientific * |
24,524 |
1,057,720 |
||||||
Bristol-Myers Squibb |
38,854 |
2,269,074 |
||||||
Cardinal Health |
5,569 |
266,254 |
||||||
Catalent * |
2,787 |
384,216 |
||||||
Centene * |
10,953 |
780,292 |
||||||
Cerner |
5,558 |
412,904 |
||||||
Charles
River Laboratories International * |
1,015 |
455,410 |
||||||
Cigna |
6,235 |
1,331,858 |
||||||
Cooper |
941 |
392,322 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
CVS Health |
23,569 |
$ |
2,104,240 |
|||||
Danaher |
11,175 |
3,484,030 |
||||||
DaVita * |
1,452 |
149,904 |
||||||
DENTSPLY SIRONA |
4,128 |
236,163 |
||||||
Dexcom * |
1,586 |
988,411 |
||||||
Edwards Lifesciences * |
11,151 |
1,336,113 |
||||||
Eli Lilly |
14,137 |
3,601,542 |
||||||
Gilead Sciences |
22,301 |
1,446,889 |
||||||
HCA Healthcare |
4,168 |
1,043,917 |
||||||
Henry Schein * |
2,869 |
219,048 |
||||||
Hologic * |
4,784 |
350,715 |
||||||
Humana |
2,340 |
1,083,794 |
||||||
IDEXX Laboratories * |
1,429 |
951,914 |
||||||
Illumina * |
2,665 |
1,106,135 |
||||||
Incyte * |
3,463 |
231,952 |
||||||
Intuitive Surgical * |
6,441 |
2,326,038 |
||||||
IQVIA Holdings * |
3,365 |
879,678 |
||||||
Johnson & Johnson |
46,415 |
7,560,075 |
||||||
Laboratory
Corp of America Holdings * |
1,540 |
442,011 |
||||||
McKesson |
2,759 |
573,541 |
||||||
Medtronic |
23,526 |
2,819,826 |
||||||
Merck |
44,456 |
3,914,351 |
||||||
Mettler-Toledo International * |
377 |
558,292 |
||||||
Moderna * |
6,208 |
2,143,064 |
||||||
Organon |
4,340 |
159,495 |
||||||
PerkinElmer |
1,938 |
342,813 |
||||||
Pfizer |
98,248 |
4,297,368 |
||||||
Quest Diagnostics |
2,405 |
353,006 |
||||||
Regeneron Pharmaceuticals * |
1,715 |
1,097,497 |
||||||
ResMed |
2,590 |
680,937 |
||||||
STERIS |
1,421 |
332,145 |
||||||
Stryker |
5,706 |
1,518,195 |
||||||
Teleflex |
910 |
324,815 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Thermo Fisher Scientific |
6,883 |
$ |
4,357,421 |
|||||
UnitedHealth Group |
16,699 |
7,689,389 |
||||||
Universal
Health Services, Cl B |
1,485 |
184,289 |
||||||
Vertex Pharmaceuticals * |
4,087 |
755,809 |
||||||
Viatris, Cl W * |
23,142 |
308,946 |
||||||
Waters * |
1,057 |
388,500 |
||||||
West Pharmaceutical Services |
1,367 |
587,646 |
||||||
Zimmer Biomet Holdings |
3,768 |
539,276 |
||||||
Zoetis, Cl A |
8,281 |
1,790,352 |
||||||
89,732,625 |
||||||||
Industrials — 8.2% |
||||||||
3M |
10,474 |
1,871,494 |
||||||
Alaska Air Group * |
2,447 |
129,202 |
||||||
Allegion |
1,454 |
186,548 |
||||||
American Airlines Group * |
11,725 |
225,120 |
||||||
AMETEK |
4,174 |
552,638 |
||||||
AO Smith |
2,587 |
189,032 |
||||||
Boeing * |
9,754 |
2,019,371 |
||||||
Carrier Global |
15,402 |
804,446 |
||||||
Caterpillar |
9,311 |
1,899,537 |
||||||
CH Robinson Worldwide |
2,703 |
262,164 |
||||||
Cintas |
1,445 |
625,829 |
||||||
Copart * |
3,949 |
613,240 |
||||||
CSX |
38,553 |
1,394,462 |
||||||
Cummins |
2,416 |
579,453 |
||||||
Deere |
4,977 |
1,703,677 |
||||||
Delta Air Lines * |
11,297 |
442,052 |
||||||
Dover |
2,700 |
456,516 |
||||||
Eaton |
6,941 |
1,143,599 |
||||||
Emerson Electric |
10,447 |
1,013,463 |
||||||
Equifax |
2,171 |
602,301 |
||||||
Expeditors
International of Washington |
2,828 |
348,579 |
||||||
Fastenal |
10,538 |
601,509 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
FedEx |
4,208 |
$ |
991,110 |
|||||
Fortive |
6,431 |
486,891 |
||||||
Fortune
Brands Home & Security |
2,637 |
267,392 |
||||||
Generac Holdings * |
1,079 |
537,946 |
||||||
General Dynamics |
3,924 |
795,591 |
||||||
General Electric |
19,616 |
2,057,130 |
||||||
Honeywell International |
11,967 |
2,616,226 |
||||||
Howmet Aerospace |
7,159 |
212,551 |
||||||
Huntington Ingalls Industries |
720 |
145,966 |
||||||
IDEX |
1,368 |
304,476 |
||||||
IHS Markit |
6,755 |
883,014 |
||||||
Illinois Tool Works |
4,975 |
1,133,653 |
||||||
Ingersoll Rand |
7,103 |
381,857 |
||||||
Jacobs Engineering Group |
2,608 |
366,215 |
||||||
JB Hunt Transport Services |
1,405 |
277,052 |
||||||
Johnson Controls International |
12,825 |
940,970 |
||||||
Kansas City Southern |
1,484 |
460,411 |
||||||
L3Harris Technologies |
3,562 |
821,183 |
||||||
Leidos Holdings |
2,647 |
264,647 |
||||||
Lockheed Martin |
4,188 |
1,391,756 |
||||||
Masco |
4,694 |
307,692 |
||||||
Nielsen Holdings |
7,236 |
146,529 |
||||||
Norfolk Southern |
4,270 |
1,251,323 |
||||||
Northrop Grumman |
2,679 |
956,992 |
||||||
Old Dominion Freight Line |
1,490 |
508,612 |
||||||
Otis Worldwide |
7,241 |
581,525 |
||||||
PACCAR |
6,591 |
590,685 |
||||||
Parker-Hannifin |
2,278 |
675,632 |
||||||
Pentair |
3,067 |
226,866 |
||||||
Quanta Services |
2,589 |
313,994 |
||||||
Raytheon Technologies
F |
26,935 |
2,393,444 |
||||||
Republic Services, Cl A |
3,792 |
510,403 |
||||||
Robert Half International |
2,083 |
235,525 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Rockwell Automation |
2,142 |
$ |
684,155 |
|||||
Rollins |
4,340 |
152,898 |
||||||
Roper Technologies |
1,701 |
829,867 |
||||||
Snap-On |
1,060 |
215,424 |
||||||
Southwest Airlines * |
10,257 |
484,951 |
||||||
Stanley Black & Decker |
2,803 |
503,783 |
||||||
Textron |
4,032 |
297,763 |
||||||
Trane Technologies |
4,225 |
764,429 |
||||||
TransDigm Group * |
943 |
588,262 |
||||||
Union Pacific |
11,443 |
2,762,340 |
||||||
United Airlines Holdings * |
5,355 |
247,080 |
||||||
United Parcel Service, Cl B |
12,806 |
2,733,697 |
||||||
United Rentals * |
1,341 |
508,387 |
||||||
Verisk Analytics, Cl A |
2,818 |
592,541 |
||||||
Waste Management |
6,598 |
1,057,198 |
||||||
Westinghouse
Air Brake Technologies |
3,356 |
304,490 |
||||||
WW Grainger |
935 |
433,008 |
||||||
Xylem |
3,139 |
409,922 |
||||||
55,269,686 |
||||||||
Information Technology — 28.7% |
||||||||
Accenture, Cl A |
11,162 |
4,004,814 |
||||||
Adobe * |
8,294 |
5,394,086 |
||||||
Advanced Micro Devices * |
21,542 |
2,589,995 |
||||||
Akamai Technologies * |
2,827 |
298,135 |
||||||
Amphenol, Cl A |
10,346 |
794,262 |
||||||
Analog Devices |
9,449 |
1,639,307 |
||||||
ANSYS * |
1,445 |
548,493 |
||||||
Apple |
278,353 |
41,697,279 |
||||||
Applied Materials |
16,335 |
2,232,178 |
||||||
Arista Networks * |
985 |
403,545 |
||||||
Autodesk * |
3,917 |
1,244,078 |
||||||
Automatic Data Processing |
7,402 |
1,661,675 |
||||||
Broadcom |
7,082 |
3,765,287 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Broadridge Financial Solutions |
2,225 |
$ |
396,962 |
|||||
Cadence Design Systems * |
4,768 |
825,388 |
||||||
CDW |
2,300 |
429,295 |
||||||
Ceridian HCM Holding * |
2,130 |
266,782 |
||||||
Cisco Systems |
73,800 |
4,130,586 |
||||||
Citrix Systems |
1,987 |
188,229 |
||||||
Cognizant
Technology Solutions, Cl A |
9,620 |
751,226 |
||||||
Corning |
14,123 |
502,355 |
||||||
DXC Technology * |
4,911 |
159,951 |
||||||
Enphase Energy * |
2,605 |
603,396 |
||||||
F5 Networks * |
1,129 |
238,388 |
||||||
Fidelity
National Information Services |
10,516 |
1,164,542 |
||||||
Fiserv * |
10,655 |
1,049,411 |
||||||
FleetCor Technologies * |
1,366 |
337,962 |
||||||
Fortinet * |
2,520 |
847,577 |
||||||
Gartner * |
1,476 |
489,899 |
||||||
Global Payments |
5,446 |
778,724 |
||||||
Hewlett Packard Enterprise |
23,726 |
347,586 |
||||||
HP |
22,205 |
673,478 |
||||||
Intel |
70,891 |
3,473,659 |
||||||
International
Business Machines |
15,551 |
1,945,430 |
||||||
Intuit |
4,953 |
3,100,528 |
||||||
IPG Photonics * |
235 |
37,367 |
||||||
Jack Henry & Associates |
1,379 |
229,576 |
||||||
Juniper Networks |
6,392 |
188,692 |
||||||
Keysight Technologies * |
3,150 |
567,063 |
||||||
KLA |
2,683 |
1,000,115 |
||||||
Lam Research |
2,600 |
1,465,282 |
||||||
Mastercard, Cl A |
15,598 |
5,233,441 |
||||||
Microchip Technology |
9,879 |
731,935 |
||||||
Micron Technology |
19,908 |
1,375,643 |
||||||
Microsoft |
133,204 |
44,173,110 |
||||||
Monolithic Power Systems |
869 |
456,625 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Motorola Solutions |
2,773 |
$ |
689,340 |
|||||
NetApp |
4,205 |
375,507 |
||||||
NortonLifeLock |
11,210 |
285,295 |
||||||
NVIDIA |
43,842 |
11,209,084 |
||||||
Oracle |
28,768 |
2,760,002 |
||||||
Paychex |
5,370 |
662,014 |
||||||
Paycom Software * |
929 |
508,953 |
||||||
PayPal Holdings * |
20,886 |
4,857,875 |
||||||
PTC * |
1,342 |
170,904 |
||||||
Qorvo * |
1,939 |
326,198 |
||||||
QUALCOMM |
19,648 |
2,613,970 |
||||||
salesforce.com * |
17,141 |
5,136,986 |
||||||
Seagate Technology Holdings |
3,566 |
317,624 |
||||||
ServiceNow * |
3,623 |
2,527,984 |
||||||
Skyworks Solutions |
2,705 |
452,087 |
||||||
Synopsys * |
2,704 |
900,919 |
||||||
TE Connectivity |
5,683 |
829,718 |
||||||
Teledyne Technologies * |
922 |
414,181 |
||||||
Teradyne |
2,797 |
386,657 |
||||||
Texas Instruments |
16,409 |
3,076,359 |
||||||
Trimble * |
4,304 |
376,040 |
||||||
Tyler Technologies * |
873 |
474,231 |
||||||
VeriSign * |
1,574 |
350,483 |
||||||
Visa, Cl A |
29,892 |
6,330,229 |
||||||
Western Digital * |
5,620 |
293,870 |
||||||
Western Union |
7,691 |
140,130 |
||||||
Xilinx |
4,271 |
768,780 |
||||||
Zebra Technologies, Cl A * |
1,057 |
564,385 |
||||||
192,233,142 |
||||||||
Materials — 2.2% |
||||||||
Air Products & Chemicals |
4,067 |
1,219,327 |
||||||
Albemarle |
2,234 |
559,550 |
||||||
Amcor |
28,827 |
347,942 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Avery Dennison |
1,442 |
$ |
313,952 |
|||||
Ball |
5,811 |
531,590 |
||||||
Celanese, Cl A |
1,789 |
288,941 |
||||||
CF Industries Holdings |
3,932 |
223,338 |
||||||
Corteva |
13,572 |
585,632 |
||||||
Dow |
13,733 |
768,636 |
||||||
DuPont de Nemours |
9,720 |
676,512 |
||||||
Eastman Chemical |
2,634 |
274,015 |
||||||
Ecolab |
4,261 |
946,879 |
||||||
FMC |
2,642 |
240,448 |
||||||
Freeport-McMoRan |
25,776 |
972,271 |
||||||
International
Flavors & Fragrances |
4,299 |
633,888 |
||||||
International Paper |
7,148 |
355,041 |
||||||
LyondellBasell
Industries, Cl A |
4,790 |
444,608 |
||||||
Martin Marietta Materials |
1,056 |
414,839 |
||||||
Mosaic |
5,936 |
246,760 |
||||||
Newmont |
14,529 |
784,566 |
||||||
Nucor |
5,483 |
612,177 |
||||||
Packaging Corp of America |
1,462 |
200,835 |
||||||
PPG Industries |
4,224 |
678,248 |
||||||
Sealed Air |
2,918 |
173,096 |
||||||
Sherwin-Williams |
4,159 |
1,316,781 |
||||||
Vulcan Materials |
2,432 |
462,372 |
||||||
Westrock |
5,134 |
246,945 |
||||||
14,519,189 |
||||||||
Real Estate — 2.7% |
||||||||
Alexandria
Real Estate Equities ‡ |
2,544 |
519,332 |
||||||
American Tower, Cl A ‡ |
8,117 |
2,288,751 |
||||||
AvalonBay Communities ‡ |
2,520 |
596,434 |
||||||
Boston Properties ‡ |
2,647 |
300,805 |
||||||
CBRE Group, Cl A * |
6,067 |
631,453 |
||||||
Crown Castle International ‡ |
7,738 |
1,395,161 |
||||||
Digital Realty Trust ‡ |
5,075 |
800,886 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Duke Realty ‡ |
6,968 |
$ |
391,880 |
|||||
Equinix ‡ |
1,504 |
1,258,953 |
||||||
Equity Residential ‡ |
6,158 |
532,051 |
||||||
Essex Property Trust ‡ |
1,134 |
385,481 |
||||||
Extra Space Storage ‡ |
2,445 |
482,570 |
||||||
Federal
Realty Investment Trust ‡ |
1,456 |
175,230 |
||||||
Healthpeak Properties ‡ |
9,403 |
333,901 |
||||||
Host Hotels & Resorts ‡
* |
13,103 |
220,524 |
||||||
Iron Mountain ‡ |
5,789 |
264,210 |
||||||
Kimco Realty ‡ |
9,517 |
215,084 |
||||||
Mid-America
Apartment Communities ‡ |
2,022 |
412,913 |
||||||
ProLogis ‡ |
13,118 |
1,901,585 |
||||||
Public Storage ‡ |
2,695 |
895,225 |
||||||
Realty Income ‡ |
6,891 |
492,224 |
||||||
Regency Centers ‡ |
3,013 |
212,145 |
||||||
SBA Communications, Cl A ‡ |
1,738 |
600,184 |
||||||
Simon Property Group ‡ |
5,869 |
860,278 |
||||||
UDR ‡ |
4,393 |
243,943 |
||||||
Ventas ‡ |
6,839 |
364,997 |
||||||
Vornado Realty Trust ‡ |
2,852 |
121,581 |
||||||
Welltower ‡ |
7,511 |
603,884 |
||||||
Weyerhaeuser ‡ |
13,782 |
492,293 |
||||||
17,993,958 |
||||||||
Utilities — 2.5% |
||||||||
AES |
12,164 |
305,681 |
||||||
Alliant Energy |
4,271 |
241,611 |
||||||
Ameren |
4,300 |
362,447 |
||||||
American Electric Power |
8,927 |
756,206 |
||||||
American Water Works |
3,140 |
546,925 |
||||||
Atmos Energy |
2,579 |
237,578 |
||||||
CenterPoint Energy |
10,523 |
274,019 |
||||||
CMS Energy |
5,528 |
333,615 |
||||||
Consolidated Edison |
6,564 |
494,926 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Dominion Energy |
14,358 |
$ |
1,090,203 |
|||||
DTE Energy |
3,654 |
414,181 |
||||||
Duke Energy |
13,027 |
1,328,884 |
||||||
Edison International |
7,028 |
442,272 |
||||||
Entergy |
3,667 |
377,774 |
||||||
Evergy |
4,217 |
268,834 |
||||||
Eversource Energy |
6,227 |
528,672 |
||||||
Exelon |
17,261 |
918,113 |
||||||
FirstEnergy |
10,265 |
395,510 |
||||||
NextEra Energy |
34,938 |
2,981,260 |
||||||
NiSource |
7,314 |
180,436 |
||||||
NRG Energy |
4,191 |
167,179 |
||||||
Pinnacle West Capital |
2,162 |
139,427 |
||||||
PPL |
14,292 |
411,610 |
||||||
Public
Service Enterprise Group |
9,334 |
595,509 |
||||||
Sempra Energy |
5,324 |
679,502 |
||||||
Southern |
19,009 |
1,184,641 |
||||||
WEC Energy Group |
5,473 |
492,898 |
||||||
Xcel Energy |
9,660 |
623,939 |
||||||
16,773,852 |
||||||||
TOTAL UNITED STATES |
688,141,951 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $602,844,830) |
691,979,063 |
|||||||
TOTAL INVESTMENTS — 103.3% |
||||||||
(Cost $602,844,830) |
$ |
691,979,063 |
||||||
WRITTEN OPTION— (3.5)%(1) |
||||||||
UNITED STATES—
(3.5)% |
||||||||
(Premiums Received
($9,674,024)) |
(1,502 |
) |
(23,153,330 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTION —
(3.5)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
S&P 500 Index* |
(1,502 |
) |
$ |
(9,674,024 |
) |
$ |
4,470.00 |
11/19/21 |
$ |
(23,153,330 |
) |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
+ |
Notional amount for all
options totals $(691,728,076). |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$691,979,063. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
691,979,063 |
$ |
— |
$ |
— |
$ |
691,979,063 |
||||||||
Total
Investments in Securities |
$ |
691,979,063 |
$ |
— |
$ |
— |
$ |
691,979,063 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Option |
$ |
(23,153,330 |
) |
$ |
— |
$ |
— |
$ |
(23,153,330 |
) | ||||||
Total Liabilities |
$ |
(23,153,330 |
) |
$ |
— |
$ |
— |
$ |
(23,153,330 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X Russell 2000 Covered Call ETF |
Shares/Number
of Contracts |
Value |
|||||||
EXCHANGE TRADED FUND —
101.6%‡(A) |
||||||||
Vanguard Russell 2000 ETF |
6,111,954 |
$ |
563,461,039 |
|||||
TOTAL INVESTMENTS — 101.6% |
||||||||
(Cost $536,883,182) |
$ |
563,461,039 |
||||||
WRITTEN OPTION— (1.7)%(1) |
||||||||
UNITED STATES—
(1.7)% |
||||||||
(Premiums Received
($10,800,917)) |
(2,450 |
) |
(9,653,000 |
) |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTION —
(1.7)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
Russell 2000 Index* |
(2,450 |
) |
$ |
(10,800,917 |
) |
$ |
2,300.00 |
11/19/21 |
$ |
(9,653,000 |
) |
+ |
Notional amount for all
options totals $(562,811,775). |
‡ |
For financial information
on the Vanguard Russell 2000 ETF, please go to the Securities Exchange
Commission’s website at http://www.sec.gov. |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$563,461,039. |
Schedule
of Investments |
October
31, 2021 | |
Global
X Russell 2000 Covered Call ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Exchange
Traded Fund |
$ |
563,461,039 |
$ |
— |
$ |
— |
$ |
563,461,039 |
||||||||
Total
Investments in Securities |
$ |
563,461,039 |
$ |
— |
$ |
— |
$ |
563,461,039 |
Other Financial
Instruments |
Level 1 |
Level 2 |
Level 3 |
Total |
||||||||||||
Written
Option |
$ |
(9,653,000 |
) |
$ |
— |
$ |
— |
$ |
(9,653,000 |
) | ||||||
Total Liabilities |
$ |
(9,653,000 |
) |
$ |
— |
$ |
— |
$ |
(9,653,000 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
102.3%(A) |
||||||||
ARGENTINA — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
MercadoLibre * |
147 |
$ |
217,710 |
|||||
CHINA — 1.6% |
||||||||
Communication Services — 0.5% |
||||||||
Baidu ADR * |
784 |
127,196 |
||||||
NetEase ADR |
910 |
88,807 |
||||||
216,003 |
||||||||
Consumer Discretionary — 0.7% |
||||||||
JD.com ADR * |
2,425 |
189,829 |
||||||
Pinduoduo ADR * |
1,125 |
100,035 |
||||||
Trip.com Group ADR * |
1,574 |
44,953 |
||||||
334,817 |
||||||||
Information Technology — 0.4% |
||||||||
NXP Semiconductors |
825 |
165,710 |
||||||
TOTAL CHINA |
716,530 |
|||||||
ISRAEL — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
Check
Point Software Technologies * |
402 |
48,079 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML Holding, Cl G |
246 |
$ |
199,968 |
|||||
UNITED STATES —
99.7% |
||||||||
Communication Services — 18.4% |
||||||||
Activision Blizzard |
2,329 |
182,104 |
||||||
Alphabet, Cl A * |
601 |
1,779,513 |
||||||
Alphabet, Cl C * |
646 |
1,915,655 |
||||||
Charter
Communications, Cl A * |
558 |
376,589 |
||||||
Comcast, Cl A |
13,853 |
712,460 |
||||||
Electronic Arts |
842 |
118,090 |
||||||
Fox, Cl A |
961 |
38,190 |
||||||
Fox, Cl B |
755 |
27,905 |
||||||
Match Group * |
811 |
122,283 |
||||||
Meta Platforms, Cl A * |
4,750 |
1,536,957 |
||||||
Netflix * |
1,341 |
925,706 |
||||||
Sirius XM Holdings |
12,370 |
75,333 |
||||||
T-Mobile US * |
3,765 |
433,088 |
||||||
8,243,873 |
||||||||
Consumer Discretionary — 17.3% |
||||||||
Amazon.com * |
1,011 |
3,409,527 |
||||||
Booking Holdings * |
126 |
305,018 |
||||||
Dollar Tree * |
679 |
73,169 |
||||||
eBay |
2,043 |
156,739 |
||||||
Lululemon Athletica * |
380 |
177,084 |
||||||
Marriott International, Cl A * |
968 |
154,899 |
||||||
O’Reilly Automotive * |
222 |
138,155 |
||||||
Peloton Interactive, Cl A * |
805 |
73,609 |
||||||
Ross Stores |
1,072 |
121,351 |
||||||
Starbucks |
3,544 |
375,912 |
||||||
Tesla * |
2,482 |
2,764,948 |
||||||
7,750,411 |
||||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 4.8% |
||||||||
Costco Wholesale |
1,339 |
$ |
658,172 |
|||||
Keurig Dr Pepper |
4,272 |
154,176 |
||||||
Kraft Heinz |
3,667 |
131,609 |
||||||
Mondelez International, Cl A |
4,221 |
256,383 |
||||||
Monster Beverage * |
1,595 |
135,575 |
||||||
PepsiCo |
4,173 |
674,357 |
||||||
Walgreens Boots Alliance |
2,589 |
121,735 |
||||||
2,132,007 |
||||||||
Health Care — 6.3% |
||||||||
Align Technology * |
245 |
152,971 |
||||||
Amgen |
1,737 |
359,507 |
||||||
Biogen * |
442 |
117,873 |
||||||
Cerner |
882 |
65,524 |
||||||
Dexcom * |
283 |
176,368 |
||||||
Gilead Sciences |
3,778 |
245,117 |
||||||
IDEXX Laboratories * |
259 |
172,530 |
||||||
Illumina * |
495 |
205,455 |
||||||
Incyte * |
658 |
44,073 |
||||||
Intuitive Surgical * |
1,101 |
397,604 |
||||||
Moderna * |
1,212 |
418,394 |
||||||
Regeneron Pharmaceuticals * |
325 |
207,980 |
||||||
Seagen * |
542 |
95,571 |
||||||
Vertex Pharmaceuticals * |
784 |
144,985 |
||||||
2,803,952 |
||||||||
Industrials — 2.8% |
||||||||
Cintas |
306 |
132,529 |
||||||
Copart * |
702 |
109,014 |
||||||
CSX |
6,847 |
247,656 |
||||||
Fastenal |
1,746 |
99,662 |
||||||
Honeywell International |
2,081 |
454,948 |
||||||
PACCAR |
1,047 |
93,832 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Verisk Analytics, Cl A |
497 |
$ |
104,504 |
|||||
1,242,145 |
||||||||
Information Technology — 49.2% |
||||||||
Adobe * |
1,452 |
944,323 |
||||||
Advanced Micro Devices * |
3,660 |
440,042 |
||||||
Analog Devices |
1,647 |
285,738 |
||||||
ANSYS * |
263 |
99,829 |
||||||
Apple |
33,074 |
4,954,485 |
||||||
Applied Materials |
2,744 |
374,968 |
||||||
Atlassian, Cl A * |
406 |
186,001 |
||||||
Autodesk * |
665 |
211,211 |
||||||
Automatic Data Processing |
1,268 |
284,653 |
||||||
Broadcom |
1,255 |
667,246 |
||||||
Cadence Design Systems * |
828 |
143,335 |
||||||
CDW |
420 |
78,393 |
||||||
Cisco Systems |
12,741 |
713,114 |
||||||
Cognizant
Technology Solutions, Cl A |
1,566 |
122,289 |
||||||
Crowdstrike Holdings, Cl A * |
586 |
165,135 |
||||||
DocuSign, Cl A * |
576 |
160,295 |
||||||
Fiserv * |
2,011 |
198,063 |
||||||
Intel |
12,417 |
608,433 |
||||||
Intuit |
821 |
513,938 |
||||||
KLA |
475 |
177,061 |
||||||
Lam Research |
423 |
238,390 |
||||||
Marvell Technology |
2,432 |
166,592 |
||||||
Microchip Technology |
1,638 |
121,359 |
||||||
Micron Technology |
3,377 |
233,351 |
||||||
Microsoft |
15,037 |
4,986,570 |
||||||
NVIDIA |
7,587 |
1,939,768 |
||||||
Okta, Cl A * |
443 |
109,501 |
||||||
Paychex |
1,088 |
134,129 |
||||||
PayPal Holdings * |
3,588 |
834,533 |
||||||
QUALCOMM |
3,397 |
451,937 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Shares/
Number of Contracs |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks Solutions |
504 |
$ |
84,233 |
|||||
Splunk * |
486 |
80,102 |
||||||
Synopsys * |
447 |
148,931 |
||||||
Texas Instruments |
2,797 |
524,382 |
||||||
VeriSign * |
345 |
76,821 |
||||||
Workday, Cl A * |
562 |
162,969 |
||||||
Xilinx |
752 |
135,360 |
||||||
Zoom
Video Communications, Cl A * |
746 |
204,889 |
||||||
21,962,369 |
||||||||
Utilities — 0.9% |
||||||||
American Electric Power |
1,503 |
127,319 |
||||||
Exelon |
2,943 |
156,538 |
||||||
Xcel Energy |
1,627 |
105,088 |
||||||
388,945 |
||||||||
TOTAL UNITED STATES |
44,523,702 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $40,641,115) |
45,705,989 |
|||||||
TOTAL INVESTMENTS — 102.3% |
||||||||
(Cost $40,641,115) |
$ |
45,705,989 |
||||||
WRITTEN OPTION— (2.5)%(1) |
||||||||
UNITED STATES—
(2.5)% |
||||||||
(Premiums Received
($400,793)) |
(72 |
) |
$ |
(1,133,280 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTION —
(2.5)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
NQX* |
(72 |
) |
$ |
(400,793 |
) |
$ |
3,025.00 |
11/19/21 |
$ |
(1,133,280 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
options totals $(22,824,679). |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for written options
contracts. The aggregate market value of collateral at October 31, 2021
was $45,705,989. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
45,705,989 |
$ |
— |
$ |
— |
$ |
45,705,989 |
||||||||
Total
Investments in Securities |
$ |
45,705,989 |
$ |
— |
$ |
— |
$ |
45,705,989 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Option |
$ |
(1,133,280 |
) |
$ |
— |
$ |
— |
$ |
(1,133,280 |
) | ||||||
Total Liabilities |
$ |
(1,133,280 |
) |
$ |
— |
$ |
— |
$ |
(1,133,280 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
101.5%(A) |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP Semiconductors |
226 |
$ |
45,394 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
462 |
147,471 |
||||||
UNITED STATES —
101.0% |
||||||||
Communication Services — 11.0% |
||||||||
Activision Blizzard |
668 |
52,231 |
||||||
Alphabet, Cl A * |
276 |
817,214 |
||||||
Alphabet, Cl C * |
259 |
768,041 |
||||||
AT&T |
6,497 |
164,114 |
||||||
Charter
Communications, Cl A * |
113 |
76,263 |
||||||
Comcast, Cl A |
4,184 |
215,183 |
||||||
Discovery, Cl A * |
114 |
2,672 |
||||||
Discovery, Cl C * |
256 |
5,775 |
||||||
DISH Network, Cl A * |
222 |
9,117 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Electronic Arts |
223 |
$ |
31,276 |
|||||
Fox, Cl A |
332 |
13,194 |
||||||
Fox, Cl B |
114 |
4,213 |
||||||
Interpublic Group |
336 |
12,287 |
||||||
Live Nation Entertainment * |
111 |
11,228 |
||||||
Lumen Technologies |
891 |
10,567 |
||||||
Match Group * |
242 |
36,489 |
||||||
Meta Platforms, Cl A * |
2,173 |
703,118 |
||||||
Netflix * |
409 |
282,337 |
||||||
News, Cl A |
336 |
7,694 |
||||||
News, Cl B |
112 |
2,527 |
||||||
Omnicom Group |
220 |
14,978 |
||||||
Take-Two
Interactive Software * |
110 |
19,910 |
||||||
T-Mobile US * |
544 |
62,576 |
||||||
Twitter * |
766 |
41,012 |
||||||
Verizon Communications |
3,740 |
198,183 |
||||||
ViacomCBS, Cl B |
553 |
20,030 |
||||||
Walt Disney |
1,649 |
278,796 |
||||||
3,861,025 |
||||||||
Consumer Discretionary — 13.0% |
||||||||
Advance Auto Parts |
67 |
15,110 |
||||||
Amazon.com * |
398 |
1,342,227 |
||||||
Aptiv * |
225 |
38,900 |
||||||
AutoZone * |
21 |
37,482 |
||||||
Bath & Body Works |
222 |
15,338 |
||||||
Best Buy |
219 |
26,771 |
||||||
Booking Holdings * |
40 |
96,831 |
||||||
BorgWarner |
219 |
9,870 |
||||||
Caesars Entertainment * |
214 |
23,424 |
||||||
CarMax * |
115 |
15,746 |
||||||
Carnival * |
749 |
16,598 |
||||||
Chipotle Mexican Grill, Cl A * |
29 |
51,592 |
||||||
Darden Restaurants |
112 |
16,144 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Dollar General |
221 |
$ |
48,956 |
|||||
Dollar Tree * |
220 |
23,707 |
||||||
Domino’s Pizza |
26 |
12,713 |
||||||
DR Horton |
324 |
28,924 |
||||||
eBay |
550 |
42,196 |
||||||
Etsy * |
109 |
27,325 |
||||||
Expedia Group * |
112 |
18,414 |
||||||
Ford Motor |
3,579 |
61,129 |
||||||
Gap |
219 |
4,969 |
||||||
Garmin |
115 |
16,514 |
||||||
General Motors * |
1,310 |
71,303 |
||||||
Genuine Parts |
114 |
14,947 |
||||||
Hanesbrands |
332 |
5,657 |
||||||
Hasbro |
113 |
10,821 |
||||||
Hilton Worldwide Holdings * |
223 |
32,101 |
||||||
Home Depot |
970 |
360,588 |
||||||
Las Vegas Sands * |
330 |
12,807 |
||||||
Leggett & Platt |
112 |
5,247 |
||||||
Lennar, Cl A |
221 |
22,085 |
||||||
LKQ |
226 |
12,448 |
||||||
Lowe’s |
655 |
153,152 |
||||||
Marriott International, Cl A * |
222 |
35,524 |
||||||
McDonald’s |
664 |
163,045 |
||||||
MGM Resorts International |
339 |
15,987 |
||||||
Mohawk Industries * |
38 |
6,734 |
||||||
Newell Brands |
335 |
7,668 |
||||||
NIKE, Cl B |
1,169 |
195,562 |
||||||
Norwegian
Cruise Line Holdings * |
326 |
8,385 |
||||||
NVR * |
3 |
14,684 |
||||||
O’Reilly Automotive * |
71 |
44,185 |
||||||
Penn National Gaming * |
116 |
8,306 |
||||||
Pool |
28 |
14,425 |
||||||
PulteGroup |
224 |
10,770 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PVH |
106 |
$ |
11,589 |
|||||
Ralph Lauren, Cl A |
4 |
509 |
||||||
Ross Stores |
329 |
37,243 |
||||||
Royal Caribbean Cruises * |
216 |
18,237 |
||||||
Starbucks |
1,096 |
116,253 |
||||||
Tapestry |
226 |
8,809 |
||||||
Target |
444 |
115,271 |
||||||
Tesla * |
744 |
828,816 |
||||||
TJX |
1,105 |
72,366 |
||||||
Tractor Supply |
110 |
23,889 |
||||||
Ulta Beauty * |
38 |
13,960 |
||||||
Under Armour, Cl A * |
218 |
4,787 |
||||||
Under Armour, Cl C * |
219 |
4,135 |
||||||
VF |
330 |
24,050 |
||||||
Whirlpool |
65 |
13,704 |
||||||
Wynn Resorts * |
108 |
9,698 |
||||||
Yum! Brands |
255 |
31,860 |
||||||
4,552,487 |
||||||||
Consumer Staples — 5.7% |
||||||||
Altria Group |
1,659 |
73,179 |
||||||
Archer-Daniels-Midland |
541 |
34,754 |
||||||
Brown-Forman, Cl B |
216 |
14,664 |
||||||
Campbell Soup |
218 |
8,709 |
||||||
Church & Dwight |
222 |
19,394 |
||||||
Clorox |
109 |
17,768 |
||||||
Coca-Cola |
3,529 |
198,930 |
||||||
Colgate-Palmolive |
767 |
58,438 |
||||||
Conagra Brands |
445 |
14,329 |
||||||
Constellation Brands, Cl A |
142 |
30,787 |
||||||
Costco Wholesale |
409 |
201,040 |
||||||
Estee Lauder, Cl A |
219 |
71,028 |
||||||
General Mills |
550 |
33,990 |
||||||
Hershey |
112 |
19,639 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Hormel Foods |
226 |
$ |
9,564 |
|||||
J M Smucker |
110 |
13,515 |
||||||
Kellogg |
224 |
13,731 |
||||||
Kimberly-Clark |
329 |
42,602 |
||||||
Kraft Heinz |
583 |
20,924 |
||||||
Kroger |
667 |
26,693 |
||||||
Lamb Weston Holdings |
114 |
6,435 |
||||||
McCormick |
221 |
17,731 |
||||||
Molson Coors Beverage, Cl B |
218 |
9,612 |
||||||
Mondelez International, Cl A |
1,305 |
79,266 |
||||||
Monster Beverage * |
330 |
28,050 |
||||||
PepsiCo |
1,244 |
201,031 |
||||||
Philip Morris International |
1,432 |
135,381 |
||||||
Procter & Gamble |
2,204 |
315,150 |
||||||
Sysco |
441 |
33,913 |
||||||
Tyson Foods, Cl A |
228 |
18,233 |
||||||
Walgreens Boots Alliance |
667 |
31,362 |
||||||
Walmart |
1,300 |
194,246 |
||||||
1,994,088 |
||||||||
Energy — 2.9% |
||||||||
APA |
335 |
8,780 |
||||||
Baker Hughes, Cl A |
682 |
17,105 |
||||||
Chevron |
1,756 |
201,044 |
||||||
ConocoPhillips |
1,208 |
89,984 |
||||||
Coterra Energy |
1,045 |
22,279 |
||||||
Devon Energy |
537 |
21,523 |
||||||
Diamondback Energy |
158 |
16,936 |
||||||
EOG Resources |
547 |
50,576 |
||||||
Exxon Mobil |
3,859 |
248,790 |
||||||
Halliburton |
789 |
19,717 |
||||||
Hess |
222 |
18,331 |
||||||
Kinder Morgan |
1,781 |
29,832 |
||||||
Marathon Oil |
774 |
12,632 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Marathon Petroleum |
560 |
$ |
36,921 |
|||||
Occidental Petroleum |
778 |
26,086 |
||||||
ONEOK |
441 |
28,056 |
||||||
Phillips 66 |
435 |
32,529 |
||||||
Pioneer Natural Resources |
220 |
41,136 |
||||||
Schlumberger |
1,313 |
42,357 |
||||||
Valero Energy |
339 |
26,215 |
||||||
Williams |
1,114 |
31,292 |
||||||
1,022,121 |
||||||||
Financials — 11.6% |
||||||||
Aflac |
557 |
29,894 |
||||||
Allstate |
232 |
28,691 |
||||||
American Express |
598 |
103,920 |
||||||
American International Group |
774 |
45,736 |
||||||
Ameriprise Financial |
109 |
32,932 |
||||||
Aon, Cl A |
220 |
70,382 |
||||||
Arthur J Gallagher |
218 |
36,552 |
||||||
Assurant |
39 |
6,291 |
||||||
Bank of America |
6,831 |
326,385 |
||||||
Bank of New York Mellon |
766 |
45,347 |
||||||
Berkshire Hathaway, Cl B * |
1,677 |
481,316 |
||||||
BlackRock, Cl A |
126 |
118,876 |
||||||
Brown & Brown |
204 |
12,874 |
||||||
Capital One Financial |
409 |
61,771 |
||||||
Cboe Global Markets |
110 |
14,513 |
||||||
Charles Schwab |
1,322 |
108,444 |
||||||
Chubb |
404 |
78,934 |
||||||
Cincinnati Financial |
110 |
13,358 |
||||||
Citigroup |
1,874 |
129,606 |
||||||
Citizens Financial Group |
433 |
20,516 |
||||||
CME Group, Cl A |
329 |
72,561 |
||||||
Comerica |
112 |
9,530 |
||||||
Discover Financial Services |
258 |
29,237 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Everest Re Group |
27 |
$ |
7,060 |
|||||
Fifth Third Bancorp |
656 |
28,556 |
||||||
First Republic Bank |
148 |
32,017 |
||||||
Franklin Resources |
224 |
7,054 |
||||||
Globe Life |
109 |
9,703 |
||||||
Goldman Sachs Group |
310 |
128,138 |
||||||
Hartford
Financial Services Group |
334 |
24,359 |
||||||
Huntington Bancshares |
1,284 |
20,210 |
||||||
Intercontinental Exchange |
539 |
74,630 |
||||||
Invesco |
335 |
8,512 |
||||||
JPMorgan Chase |
2,750 |
467,197 |
||||||
KeyCorp |
891 |
20,734 |
||||||
Lincoln National |
126 |
9,091 |
||||||
Loews |
222 |
12,448 |
||||||
M&T Bank |
109 |
16,036 |
||||||
MarketAxess Holdings |
26 |
10,625 |
||||||
Marsh & McLennan |
444 |
74,059 |
||||||
MetLife |
666 |
41,825 |
||||||
Moody’s |
138 |
55,773 |
||||||
Morgan Stanley |
1,331 |
136,800 |
||||||
MSCI, Cl A |
81 |
53,855 |
||||||
Nasdaq |
110 |
23,086 |
||||||
Northern Trust |
217 |
26,700 |
||||||
People’s United Financial |
440 |
7,542 |
||||||
PNC Financial Services Group |
394 |
83,146 |
||||||
Principal Financial Group |
224 |
15,028 |
||||||
Progressive |
552 |
52,374 |
||||||
Prudential Financial |
336 |
36,977 |
||||||
Raymond James Financial |
156 |
15,380 |
||||||
Regions Financial |
889 |
21,052 |
||||||
S&P Global |
221 |
104,789 |
||||||
State Street |
332 |
32,719 |
||||||
SVB Financial Group * |
56 |
40,174 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Synchrony Financial |
483 |
$ |
22,435 |
|||||
T Rowe Price Group |
218 |
47,280 |
||||||
Travelers |
222 |
35,715 |
||||||
Truist Financial |
1,219 |
77,370 |
||||||
US Bancorp |
1,221 |
73,712 |
||||||
W R Berkley |
113 |
8,995 |
||||||
Wells Fargo |
3,749 |
191,799 |
||||||
Willis Towers Watson |
112 |
27,135 |
||||||
Zions Bancorp |
117 |
7,370 |
||||||
4,067,126 |
||||||||
Health Care — 13.3% |
||||||||
Abbott Laboratories |
1,646 |
212,153 |
||||||
AbbVie |
1,645 |
188,632 |
||||||
ABIOMED * |
32 |
10,625 |
||||||
Agilent Technologies |
284 |
44,727 |
||||||
Align Technology * |
75 |
46,828 |
||||||
AmerisourceBergen, Cl A |
110 |
13,422 |
||||||
Amgen |
521 |
107,831 |
||||||
Anthem |
221 |
96,164 |
||||||
Baxter International |
439 |
34,663 |
||||||
Becton Dickinson |
251 |
60,137 |
||||||
Biogen * |
129 |
34,402 |
||||||
Bio-Rad Laboratories, Cl A * |
15 |
11,920 |
||||||
Bio-Techne |
27 |
14,139 |
||||||
Boston Scientific * |
1,311 |
56,543 |
||||||
Bristol-Myers Squibb |
2,027 |
118,377 |
||||||
Cardinal Health |
220 |
10,518 |
||||||
Catalent * |
142 |
19,576 |
||||||
Centene * |
549 |
39,111 |
||||||
Cerner |
265 |
19,687 |
||||||
Charles
River Laboratories International * |
35 |
15,704 |
||||||
Cigna |
328 |
70,064 |
||||||
Cooper |
35 |
14,592 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
CVS Health |
1,206 |
$ |
107,672 |
|||||
Danaher |
571 |
178,021 |
||||||
DaVita * |
66 |
6,814 |
||||||
DENTSPLY SIRONA |
213 |
12,186 |
||||||
Dexcom * |
91 |
56,712 |
||||||
Edwards Lifesciences * |
554 |
66,380 |
||||||
Eli Lilly |
729 |
185,720 |
||||||
Gilead Sciences |
1,101 |
71,433 |
||||||
HCA Healthcare |
222 |
55,602 |
||||||
Henry Schein * |
114 |
8,704 |
||||||
Hologic * |
224 |
16,421 |
||||||
Humana |
111 |
51,411 |
||||||
IDEXX Laboratories * |
83 |
55,290 |
||||||
Illumina * |
128 |
53,128 |
||||||
Incyte * |
215 |
14,401 |
||||||
Intuitive Surgical * |
330 |
119,173 |
||||||
IQVIA Holdings * |
181 |
47,317 |
||||||
Johnson & Johnson |
2,415 |
393,355 |
||||||
Laboratory
Corp of America Holdings * |
104 |
29,850 |
||||||
McKesson |
132 |
27,440 |
||||||
Medtronic |
1,216 |
145,750 |
||||||
Merck |
2,317 |
204,012 |
||||||
Mettler-Toledo International * |
23 |
34,060 |
||||||
Moderna * |
320 |
110,467 |
||||||
Organon |
221 |
8,122 |
||||||
PerkinElmer |
110 |
19,458 |
||||||
Pfizer |
5,085 |
222,418 |
||||||
Quest Diagnostics |
112 |
16,439 |
||||||
Regeneron Pharmaceuticals * |
98 |
62,714 |
||||||
ResMed |
126 |
33,127 |
||||||
STERIS |
108 |
25,244 |
||||||
Stryker |
322 |
85,674 |
||||||
Teleflex |
33 |
11,779 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Thermo Fisher Scientific |
351 |
$ |
222,208 |
|||||
UnitedHealth Group |
861 |
396,465 |
||||||
Universal
Health Services, Cl B |
99 |
12,286 |
||||||
Vertex Pharmaceuticals * |
222 |
41,054 |
||||||
Viatris, Cl W * |
1,089 |
14,538 |
||||||
Waters * |
65 |
23,891 |
||||||
West Pharmaceutical Services |
75 |
32,241 |
||||||
Zimmer Biomet Holdings |
211 |
30,198 |
||||||
Zoetis, Cl A |
441 |
95,344 |
||||||
4,644,334 |
||||||||
Industrials — 8.2% |
||||||||
3M |
544 |
97,202 |
||||||
Alaska Air Group * |
112 |
5,914 |
||||||
Allegion |
108 |
13,856 |
||||||
American Airlines Group * |
549 |
10,541 |
||||||
AMETEK |
219 |
28,996 |
||||||
AO Smith |
112 |
8,184 |
||||||
Boeing * |
508 |
105,171 |
||||||
Carrier Global |
765 |
39,956 |
||||||
Caterpillar |
506 |
103,229 |
||||||
CH Robinson Worldwide |
112 |
10,863 |
||||||
Cintas |
84 |
36,380 |
||||||
Copart * |
215 |
33,387 |
||||||
CSX |
2,073 |
74,980 |
||||||
Cummins |
113 |
27,102 |
||||||
Deere |
249 |
85,235 |
||||||
Delta Air Lines * |
550 |
21,521 |
||||||
Dover |
112 |
18,937 |
||||||
Eaton |
334 |
55,030 |
||||||
Emerson Electric |
551 |
53,453 |
||||||
Equifax |
110 |
30,517 |
||||||
Expeditors
International of Washington |
116 |
14,298 |
||||||
Fastenal |
542 |
30,937 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
FedEx |
219 |
$ |
51,581 |
|||||
Fortive |
324 |
24,530 |
||||||
Fortune
Brands Home & Security |
112 |
11,357 |
||||||
Generac Holdings * |
67 |
33,404 |
||||||
General Dynamics |
220 |
44,605 |
||||||
General Electric |
986 |
103,402 |
||||||
Honeywell International |
653 |
142,759 |
||||||
Howmet Aerospace |
336 |
9,976 |
||||||
Huntington Ingalls Industries |
26 |
5,271 |
||||||
IDEX |
75 |
16,693 |
||||||
IHS Markit |
334 |
43,660 |
||||||
Illinois Tool Works |
250 |
56,967 |
||||||
Ingersoll Rand |
334 |
17,956 |
||||||
Jacobs Engineering Group |
112 |
15,727 |
||||||
JB Hunt Transport Services |
101 |
19,916 |
||||||
Johnson Controls International |
659 |
48,351 |
||||||
Kansas City Southern |
86 |
26,681 |
||||||
L3Harris Technologies |
188 |
43,342 |
||||||
Leidos Holdings |
112 |
11,198 |
||||||
Lockheed Martin |
221 |
73,443 |
||||||
Masco |
224 |
14,683 |
||||||
Nielsen Holdings |
334 |
6,763 |
||||||
Norfolk Southern |
222 |
65,057 |
||||||
Northrop Grumman |
130 |
46,439 |
||||||
Old Dominion Freight Line |
88 |
30,039 |
||||||
Otis Worldwide |
355 |
28,510 |
||||||
PACCAR |
328 |
29,395 |
||||||
Parker-Hannifin |
110 |
32,625 |
||||||
Pentair |
116 |
8,581 |
||||||
Quanta Services |
112 |
13,583 |
||||||
Raytheon Technologies |
1,406 |
124,937 |
||||||
Republic Services, Cl A |
220 |
29,612 |
||||||
Robert Half International |
110 |
12,438 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Rockwell Automation |
110 |
$ |
35,134 |
|||||
Rollins |
221 |
7,786 |
||||||
Roper Technologies |
106 |
51,714 |
||||||
Snap-On |
37 |
7,520 |
||||||
Southwest Airlines * |
555 |
26,240 |
||||||
Stanley Black & Decker |
138 |
24,803 |
||||||
Textron |
221 |
16,321 |
||||||
Trane Technologies |
218 |
39,443 |
||||||
TransDigm Group * |
51 |
31,815 |
||||||
Union Pacific |
596 |
143,874 |
||||||
United Airlines Holdings * |
326 |
15,042 |
||||||
United Parcel Service, Cl B |
662 |
141,317 |
||||||
United Rentals * |
73 |
27,675 |
||||||
Verisk Analytics, Cl A |
137 |
28,807 |
||||||
Waste Management |
336 |
53,837 |
||||||
Westinghouse
Air Brake Technologies |
145 |
13,156 |
||||||
WW Grainger |
30 |
13,893 |
||||||
Xylem |
149 |
19,458 |
||||||
2,847,005 |
||||||||
Information Technology — 28.1% |
||||||||
Accenture, Cl A |
570 |
204,510 |
||||||
Adobe * |
440 |
286,158 |
||||||
Advanced Micro Devices * |
1,102 |
132,493 |
||||||
Akamai Technologies * |
115 |
12,128 |
||||||
Amphenol, Cl A |
552 |
42,377 |
||||||
Analog Devices |
502 |
87,092 |
||||||
ANSYS * |
84 |
31,885 |
||||||
Apple |
14,308 |
2,143,338 |
||||||
Applied Materials |
837 |
114,376 |
||||||
Arista Networks * |
39 |
15,978 |
||||||
Autodesk * |
217 |
68,921 |
||||||
Automatic Data Processing |
371 |
83,286 |
||||||
Broadcom |
364 |
193,528 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Broadridge Financial Solutions |
110 |
$ |
19,625 |
|||||
Cadence Design Systems * |
224 |
38,777 |
||||||
CDW |
112 |
20,905 |
||||||
Ceridian HCM Holding * |
115 |
14,404 |
||||||
Cisco Systems |
3,854 |
215,708 |
||||||
Citrix Systems |
110 |
10,420 |
||||||
Cognizant
Technology Solutions, Cl A |
441 |
34,438 |
||||||
Corning |
664 |
23,619 |
||||||
DXC Technology * |
224 |
7,296 |
||||||
Enphase Energy * |
109 |
25,248 |
||||||
F5 Networks * |
41 |
8,657 |
||||||
Fidelity
National Information Services |
550 |
60,907 |
||||||
Fiserv * |
548 |
53,973 |
||||||
FleetCor Technologies * |
80 |
19,793 |
||||||
Fortinet * |
112 |
37,670 |
||||||
Gartner * |
81 |
26,885 |
||||||
Global Payments |
254 |
36,319 |
||||||
Hewlett Packard Enterprise |
1,219 |
17,858 |
||||||
HP |
1,121 |
34,000 |
||||||
Intel |
3,702 |
181,398 |
||||||
International
Business Machines |
802 |
100,330 |
||||||
Intuit |
242 |
151,490 |
||||||
IPG Photonics * |
3 |
477 |
||||||
Jack Henry & Associates |
73 |
12,153 |
||||||
Juniper Networks |
330 |
9,742 |
||||||
Keysight Technologies * |
175 |
31,504 |
||||||
KLA |
132 |
49,204 |
||||||
Lam Research |
125 |
70,446 |
||||||
Mastercard, Cl A |
786 |
263,719 |
||||||
Microchip Technology |
444 |
32,896 |
||||||
Micron Technology |
999 |
69,031 |
||||||
Microsoft |
6,839 |
2,267,949 |
||||||
Monolithic Power Systems |
30 |
15,764 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Motorola Solutions |
143 |
$ |
35,548 |
|||||
NetApp |
220 |
19,646 |
||||||
NortonLifeLock |
554 |
14,099 |
||||||
NVIDIA |
2,273 |
581,138 |
||||||
Oracle |
1,501 |
144,006 |
||||||
Paychex |
325 |
40,066 |
||||||
Paycom Software * |
34 |
18,627 |
||||||
PayPal Holdings * |
1,073 |
249,569 |
||||||
PTC * |
106 |
13,499 |
||||||
Qorvo * |
110 |
18,505 |
||||||
QUALCOMM |
994 |
132,242 |
||||||
salesforce.com * |
875 |
262,229 |
||||||
Seagate Technology Holdings |
220 |
19,595 |
||||||
ServiceNow * |
187 |
130,481 |
||||||
Skyworks Solutions |
139 |
23,231 |
||||||
Synopsys * |
131 |
43,647 |
||||||
TE Connectivity |
321 |
46,866 |
||||||
Teledyne Technologies * |
33 |
14,824 |
||||||
Teradyne |
116 |
16,036 |
||||||
Texas Instruments |
845 |
158,421 |
||||||
Trimble * |
222 |
19,396 |
||||||
Tyler Technologies * |
29 |
15,753 |
||||||
VeriSign * |
108 |
24,048 |
||||||
Visa, Cl A |
1,539 |
325,914 |
||||||
Western Digital * |
328 |
17,151 |
||||||
Western Union |
339 |
6,177 |
||||||
Xilinx |
222 |
39,960 |
||||||
Zebra Technologies, Cl A * |
53 |
28,299 |
||||||
9,837,648 |
||||||||
Materials — 2.1% |
||||||||
Air Products & Chemicals |
217 |
65,059 |
||||||
Albemarle |
110 |
27,552 |
||||||
Amcor |
1,446 |
17,453 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Avery Dennison |
80 |
$ |
17,418 |
|||||
Ball |
324 |
29,640 |
||||||
Celanese, Cl A |
110 |
17,766 |
||||||
CF Industries Holdings |
220 |
12,496 |
||||||
Corteva |
660 |
28,479 |
||||||
Dow |
664 |
37,164 |
||||||
DuPont de Nemours |
444 |
30,902 |
||||||
Eastman Chemical |
112 |
11,651 |
||||||
Ecolab |
219 |
48,666 |
||||||
FMC |
112 |
10,193 |
||||||
Freeport-McMoRan |
1,326 |
50,017 |
||||||
International
Flavors & Fragrances |
222 |
32,734 |
||||||
International Paper |
336 |
16,689 |
||||||
LyondellBasell
Industries, Cl A |
224 |
20,792 |
||||||
Martin Marietta Materials |
66 |
25,927 |
||||||
Mosaic |
332 |
13,801 |
||||||
Newmont |
769 |
41,526 |
||||||
Nucor |
224 |
25,010 |
||||||
Packaging Corp of America |
108 |
14,836 |
||||||
PPG Industries |
219 |
35,165 |
||||||
Sealed Air |
114 |
6,762 |
||||||
Sherwin-Williams |
220 |
69,654 |
||||||
Vulcan Materials |
112 |
21,293 |
||||||
Westrock |
225 |
10,823 |
||||||
739,468 |
||||||||
Real Estate — 2.6% |
||||||||
Alexandria
Real Estate Equities ‡ |
110 |
22,455 |
||||||
American Tower, Cl A ‡ |
417 |
117,582 |
||||||
AvalonBay Communities ‡ |
110 |
26,035 |
||||||
Boston Properties ‡ |
113 |
12,841 |
||||||
CBRE Group, Cl A * |
324 |
33,722 |
||||||
Crown Castle International ‡ |
400 |
72,120 |
||||||
Digital Realty Trust ‡ |
224 |
35,350 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Duke Realty ‡ |
334 |
$ |
18,784 |
|||||
Equinix ‡ |
87 |
72,825 |
||||||
Equity Residential ‡ |
324 |
27,994 |
||||||
Essex Property Trust ‡ |
68 |
23,115 |
||||||
Extra Space Storage ‡ |
112 |
22,105 |
||||||
Federal
Realty Investment Trust ‡ |
106 |
12,757 |
||||||
Healthpeak Properties ‡ |
461 |
16,370 |
||||||
Host Hotels & Resorts ‡
* |
666 |
11,209 |
||||||
Iron Mountain ‡ |
227 |
10,360 |
||||||
Kimco Realty ‡ |
496 |
11,210 |
||||||
Mid-America
Apartment Communities ‡ |
110 |
22,463 |
||||||
ProLogis ‡ |
664 |
96,253 |
||||||
Public Storage ‡ |
131 |
43,516 |
||||||
Realty Income ‡ |
332 |
23,715 |
||||||
Regency Centers ‡ |
114 |
8,027 |
||||||
SBA Communications, Cl A ‡ |
110 |
37,986 |
||||||
Simon Property Group ‡ |
328 |
48,078 |
||||||
UDR ‡ |
236 |
13,105 |
||||||
Ventas ‡ |
334 |
17,826 |
||||||
Vornado Realty Trust ‡ |
114 |
4,860 |
||||||
Welltower ‡ |
333 |
26,773 |
||||||
Weyerhaeuser ‡ |
670 |
23,932 |
||||||
913,368 |
||||||||
Utilities — 2.5% |
||||||||
AES |
644 |
16,184 |
||||||
Alliant Energy |
223 |
12,615 |
||||||
Ameren |
222 |
18,712 |
||||||
American Electric Power |
443 |
37,526 |
||||||
American Water Works |
173 |
30,133 |
||||||
Atmos Energy |
108 |
9,949 |
||||||
CenterPoint Energy |
550 |
14,322 |
||||||
CMS Energy |
227 |
13,699 |
||||||
Consolidated Edison |
330 |
24,882 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Dominion Energy |
763 |
$ |
57,935 |
|||||
DTE Energy |
214 |
24,257 |
||||||
Duke Energy |
671 |
68,449 |
||||||
Edison International |
327 |
20,578 |
||||||
Entergy |
218 |
22,458 |
||||||
Evergy |
221 |
14,089 |
||||||
Eversource Energy |
329 |
27,932 |
||||||
Exelon |
884 |
47,020 |
||||||
FirstEnergy |
536 |
20,652 |
||||||
NextEra Energy |
1,773 |
151,290 |
||||||
NiSource |
337 |
8,314 |
||||||
NRG Energy |
222 |
8,856 |
||||||
Pinnacle West Capital |
110 |
7,094 |
||||||
PPL |
679 |
19,555 |
||||||
Public
Service Enterprise Group |
446 |
28,455 |
||||||
Sempra Energy |
324 |
41,352 |
||||||
Southern |
991 |
61,759 |
||||||
WEC Energy Group |
329 |
29,630 |
||||||
Xcel Energy |
458 |
29,582 |
||||||
867,279 |
||||||||
TOTAL UNITED STATES |
35,345,949 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $33,633,036) |
35,538,814 |
|||||||
TOTAL INVESTMENTS — 101.5% |
||||||||
(Cost $33,633,036) |
$ |
35,538,814 |
||||||
WRITTEN OPTION— (1.7)%(1) |
||||||||
UNITED STATES—
(1.7)% |
||||||||
(Premiums Received
($239,180)) |
(385 |
) |
$ |
(601,178 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Covered Call & Growth ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
WRITTEN OPTION —
(1.7)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
XSP* |
(385 |
) |
$ |
(239,180 |
) |
$ |
447.00 |
11/19/21 |
$ |
(601,178 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
options totals $(17,730,790). |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021 was
$35,538,814.
|
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
35,538,814 |
$ |
— |
$ |
— |
$ |
35,538,814 |
||||||||
Total
Investments in Securities |
$ |
35,538,814 |
$ |
— |
$ |
— |
$ |
35,538,814 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Written
Option |
$ |
(601,178 |
) |
$ |
— |
$ |
— |
$ |
(601,178 |
) | ||||||
Total Liabilities |
$ |
(601,178 |
) |
$ |
— |
$ |
— |
$ |
(601,178 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
99.8% |
||||||||
UNITED STATES—
99.8% |
||||||||
Communication Services — 5.1% |
||||||||
Telephone
and Data Systems, 6.625% |
107,968 |
$ |
2,961,562 |
|||||
Telephone
and Data Systems, 6.000% |
187,462 |
4,915,254 |
||||||
ViacomCBS, 5.750% |
67,390 |
4,085,856 |
||||||
11,962,672 |
||||||||
Consumer Discretionary — 3.9% |
||||||||
Qurate Retail, 8.000% |
84,799 |
9,258,355 |
||||||
Energy — 6.7% |
||||||||
Crestwood
Equity Partners, 9.250% |
472,362 |
4,832,263 |
||||||
Energy
Transfer, 7.600%, VAR ICE LIBOR USD 3 Month + 5.161% |
215,046 |
5,487,974 |
||||||
Energy
Transfer, 7.375%, VAR ICE LIBOR USD 3 Month + 4.530% |
120,425 |
3,039,527 |
||||||
NuStar
Energy, 7.625%, VAR ICE LIBOR USD 3 Month + 5.643% |
105,459 |
2,388,646 |
||||||
15,748,410 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — 63.7% |
||||||||
AGNC
Investment, 6.500%, VAR ICE LIBOR USD 3 Month + 4.993% ‡ |
110,539 |
$ |
2,866,276 |
|||||
AGNC
Investment, 6.125%, VAR ICE LIBOR USD 3 Month + 4.697% ‡ |
156,857 |
3,973,188 |
||||||
Allstate, 5.625% |
156,597 |
4,267,268 |
||||||
American
International Group, 5.850% |
134,852 |
3,673,369 |
||||||
Annaly
Capital Management, 6.950%, VAR ICE LIBOR USD 3 Month + 4.993% ‡ |
192,208 |
4,872,473 |
||||||
Annaly
Capital Management, 6.750%, VAR ICE LIBOR USD 3 Month + 4.989% ‡ |
118,378 |
3,112,158 |
||||||
Athene
Holding, 6.350%, VAR ICE LIBOR USD 3 Month + 4.253% |
233,258 |
6,972,082 |
||||||
Bank of America, 6.000% |
264,244 |
7,034,175 |
||||||
Bank of America, 5.875% |
169,801 |
4,586,325 |
||||||
Charles Schwab, 5.950% |
202,425 |
5,200,298 |
||||||
Citigroup,
Ser J, 7.125%, VAR ICE LIBOR USD 3 Month + 4.040% |
84,793 |
2,381,835 |
||||||
Citigroup,
6.875%, VAR ICE LIBOR USD 3 Month + 4.130% |
132,581 |
3,759,997 |
||||||
Citigroup
Capital XIII, 6.499%, VAR ICE LIBOR USD 3 Month + 6.370% |
200,959 |
5,516,325 |
||||||
Fifth
Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month + 3.710% |
124,381 |
3,575,954 |
||||||
Goldman
Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month + 3.550% |
190,341 |
5,398,071 |
||||||
Hartford
Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month +
5.596% |
165,073 |
4,301,802 |
||||||
JPMorgan Chase, 6.000% |
221,798 |
6,152,677 |
||||||
JPMorgan Chase, 5.750%
F |
202,762 |
5,525,265 |
||||||
Morgan
Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month + 4.320% |
130,967 |
3,719,463 |
||||||
Morgan
Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month + 3.940% |
128,557 |
3,631,735 |
||||||
Morgan
Stanley, 6.375%, VAR ICE LIBOR USD 3 Month + 3.708% |
151,920 |
4,347,950 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperIncome™ Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
New
Residential Investment, 7.000%, VAR US Treas Yield Curve Rate T Note Const
Mat 5 Yr + 6.223% ‡ |
113,538 |
$ |
2,866,835 |
|||||
New
Residential Investment, 6.375%, VAR ICE LIBOR USD 3 Month + 4.969% ‡ |
107,976 |
2,536,356 |
||||||
PennyMac
Mortgage Investment Trust, 6.750% ‡ |
66,726 |
1,694,840 |
||||||
PNC
Financial Services Group, 6.125%, VAR ICE LIBOR USD 3 Month +
4.067% |
405,279 |
10,423,776 |
||||||
Regions
Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month + 3.536% |
133,291 |
3,785,464 |
||||||
Reinsurance
Group of America, 6.200%, VAR ICE LIBOR USD 3 Month + 4.370% |
106,810 |
2,799,490 |
||||||
State
Street, 5.900%, VAR ICE LIBOR USD 3 Month + 3.108% |
203,018 |
5,783,983 |
||||||
Synchrony Financial, 5.625% |
201,532 |
5,374,859 |
||||||
US
Bancorp, 6.500%, VAR ICE LIBOR USD 3 Month + 4.468% |
301,711 |
7,657,425 |
||||||
Wells
Fargo, 6.625%, VAR ICE LIBOR USD 3 Month + 3.690% |
110,026 |
3,097,232 |
||||||
Wells
Fargo, 5.850%, VAR ICE LIBOR USD 3 Month + 3.090% |
227,194 |
6,122,878 |
||||||
Wells Fargo, 5.625% |
90,345 |
2,342,646 |
||||||
149,354,470 |
||||||||
Health Care — 4.9% |
||||||||
Becton Dickinson, 6.000% |
218,779 |
11,507,776 |
||||||
Industrials — 5.9% |
||||||||
Clarivate, 5.250% |
102,492 |
9,424,139 |
||||||
WESCO
International, 10.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5
Yr + 10.325% |
142,805 |
4,484,077 |
||||||
13,908,216 |
||||||||
Real Estate — 3.9% |
||||||||
Brookfield
Property Preferred, 6.250% |
144,370 |
3,584,707 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperIncome™ Preferred ETF |
Shares/Face
Amount |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Monmouth
Real Estate Investment, 6.125% ‡ |
147,922 |
$ |
3,773,490 |
|||||
Pebblebrook
Hotel Trust, 5.700% ‡
(A) |
67,734 |
1,763,116 |
||||||
9,121,313 |
||||||||
Utilities — 5.7% |
||||||||
Duke Energy, 5.750% |
268,173 |
7,455,209 |
||||||
NiSource,
6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr +
3.632% |
134,828 |
3,791,363 |
||||||
SCE
Trust IV, 5.375%, VAR ICE LIBOR USD 3 Month + 3.132% |
88,051 |
2,206,558 |
||||||
13,453,130 |
||||||||
TOTAL UNITED STATES |
234,314,342 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $226,858,141) |
234,314,342 |
|||||||
SHORT-TERM INVESTMENT —
0.0%(B)(C) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $41,109) |
41,109 |
41,109 |
||||||
REPURCHASE AGREEMENT —
0.0%(B) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $33,091 (collateralized by
U.S. Treasury Obligations, ranging in par value $1,331 - $4,438, 0.750% -
1.250%, 01/31/28 - 03/31/28, with a total market value of
$33,816) |
||||||||
(Cost $33,091) |
$ |
33,091 |
33,091 |
|||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $226,932,341) |
$ |
234,388,542 |
Schedule
of Investments |
October
31, 2021 | |
Global
X SuperIncome™ Preferred ETF |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total value
of securities on loan at October 31, 2021
was $72,884. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $74,200. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Preferred
Stock |
$ |
234,314,342 |
$ |
— |
$ |
— |
$ |
234,314,342 |
||||||||
Short-Term
Investment |
41,109 |
— |
— |
41,109 |
||||||||||||
Repurchase
Agreement |
— |
33,091 |
— |
33,091 |
||||||||||||
Total
Investments in Securities |
$ |
234,355,451 |
$ |
33,091 |
$ |
— |
$ |
234,388,542 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
93.0% |
||||||||
AUSTRIA — 6.2% |
||||||||
Utilities — 6.2% |
||||||||
Verbund |
87,634 |
$ |
9,137,415 |
|||||
BRAZIL — 7.1% |
||||||||
Utilities — 7.1% |
||||||||
Centrais Eletricas Brasileiras |
927,175 |
5,564,366 |
||||||
Engie Brasil Energia |
586,318 |
4,047,123 |
||||||
Omega Geracao * |
139,814 |
811,799 |
||||||
TOTAL BRAZIL |
10,423,288 |
|||||||
CANADA — 8.4% |
||||||||
Utilities — 8.4% |
||||||||
Boralex, Cl A |
73,665 |
2,276,124 |
||||||
Innergex Renewable Energy |
125,462 |
2,085,045 |
||||||
Northland Power |
162,088 |
5,203,083 |
||||||
TransAlta Renewables (A) |
191,709 |
2,833,374 |
||||||
TOTAL CANADA |
12,397,626 |
|||||||
CHINA — 5.9% |
||||||||
Utilities — 5.9% |
||||||||
China
Longyuan Power Group, Cl H |
2,403,300 |
5,616,623 |
||||||
Xinyi Energy Holdings |
5,106,900 |
3,006,743 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL CHINA |
$ |
8,623,366 |
||||||
DENMARK — 5.4% |
||||||||
Utilities — 5.4% |
||||||||
Orsted |
56,502 |
7,980,869 |
||||||
FRANCE — 4.2% |
||||||||
Utilities — 4.2% |
||||||||
Albioma |
22,671 |
892,022 |
||||||
Neoen * |
76,861 |
3,540,096 |
||||||
Voltalia * |
68,397 |
1,780,925 |
||||||
TOTAL FRANCE |
6,213,043 |
|||||||
GERMANY — 1.4% |
||||||||
Utilities — 1.4% |
||||||||
Encavis (A) |
99,921 |
2,092,962 |
||||||
GREECE — 0.8% |
||||||||
Utilities — 0.8% |
||||||||
Terna Energy |
82,584 |
1,118,170 |
||||||
INDIA — 0.6% |
||||||||
Utilities — 0.6% |
||||||||
Azure Power Global *
(A) |
34,261 |
815,069 |
||||||
ISRAEL — 2.2% |
||||||||
Utilities — 2.2% |
||||||||
Energix-Renewable Energies |
349,373 |
1,643,470 |
||||||
Enlight Renewable Energy * |
655,095 |
1,618,620 |
||||||
TOTAL ISRAEL |
3,262,090 |
|||||||
ITALY — 4.1% |
||||||||
Utilities — 4.1% |
||||||||
ERG |
107,992 |
3,901,669 |
||||||
Falck Renewables |
209,079 |
2,108,646 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL ITALY |
$ |
6,010,315 |
||||||
JAPAN — 2.9% |
||||||||
Utilities — 2.9% |
||||||||
RENOVA * |
56,001 |
2,455,646 |
||||||
West Holdings |
32,812 |
1,824,407 |
||||||
TOTAL JAPAN |
4,280,053 |
|||||||
NEW ZEALAND — 9.6% |
||||||||
Utilities — 9.6% |
||||||||
Contact Energy |
557,554 |
3,263,933 |
||||||
Mercury NZ |
980,494 |
4,304,875 |
||||||
Meridian Energy |
1,840,798 |
6,573,667 |
||||||
TOTAL NEW ZEALAND |
14,142,475 |
|||||||
RUSSIA — 2.5% |
||||||||
Utilities — 2.5% |
||||||||
RusHydro PJSC |
316,057,042 |
3,621,497 |
||||||
SOUTH AFRICA —
1.5% |
||||||||
Utilities — 1.5% |
||||||||
Scatec |
114,031 |
2,239,021 |
||||||
SPAIN — 9.9% |
||||||||
Utilities — 9.9% |
||||||||
Atlantica
Sustainable Infrastructure |
79,808 |
3,140,445 |
||||||
EDP Renovaveis |
346,514 |
9,664,152 |
||||||
Solaria
Energia y Medio Ambiente * |
89,222 |
1,783,160 |
||||||
TOTAL SPAIN |
14,587,757 |
|||||||
THAILAND — 5.8% |
||||||||
Utilities — 5.8% |
||||||||
Absolute
Clean Energy NVDR (A) |
7,242,189 |
785,712 |
||||||
BCPG NVDR |
1,880,131 |
742,250 |
||||||
Energy Absolute NVDR |
2,683,902 |
5,297,840 |
||||||
Gunkul Engineering NVDR |
6,324,105 |
1,029,162 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Super Energy NVDR (A) |
20,279,842 |
$ |
592,826 |
|||||
TOTAL THAILAND |
8,447,790 |
|||||||
UNITED KINGDOM —
1.4% |
||||||||
Utilities — 1.4% |
||||||||
Drax Group |
286,044 |
2,080,056 |
||||||
UNITED STATES —
13.1% |
||||||||
Energy — 2.2% |
||||||||
Gevo *
(A) |
141,017 |
1,019,553 |
||||||
Renewable Energy Group * |
34,201 |
2,188,864 |
||||||
3,208,417 |
||||||||
Industrials — 5.7% |
||||||||
Sunrun * |
146,689 |
8,461,022 |
||||||
Utilities — 5.2% |
||||||||
NextEra Energy Partners |
54,626 |
4,714,224 |
||||||
Ormat Technologies |
40,210 |
2,908,389 |
||||||
7,622,613 |
||||||||
TOTAL UNITED STATES |
19,292,052 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $136,858,067) |
136,764,914 |
|||||||
MASTER LIMITED PARTNERSHIPS
— 6.9% |
||||||||
CANADA— 5.4% |
||||||||
Utilities — 5.4% |
||||||||
Brookfield
Renewable Partners (B) |
197,691 |
7,912,106 |
||||||
UNITED STATES—
1.5% |
||||||||
Energy — 1.5% |
||||||||
Enviva Partners (B) |
32,258 |
2,159,996 |
||||||
TOTAL MASTER LIMITED PARTNERSHIPS |
||||||||
(Cost $7,655,203) |
10,072,102 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Shares/Face
Amount |
Value |
|||||||
SHORT-TERM INVESTMENT —
1.4%(C)(D) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $2,100,993) |
2,100,993 |
$ |
2,100,993 |
|||||
REPURCHASE AGREEMENT —
1.2%(C) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $1,691,232 (collateralized
by U.S. Treasury Obligations, ranging in par value $68,016 - $226,822,
0.750% - 1.250%, 01/31/28 - 03/31/28, with a total market value of
$1,728,293) |
||||||||
(Cost $1,691,227) |
$ |
1,691,227 |
1,691,227 |
|||||
TOTAL INVESTMENTS — 102.5% |
||||||||
(Cost $148,305,490) |
$ |
150,629,236 |
* |
Non-income producing
security. |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total
value of securities on loan at October 31, 2021
was $3,623,682. |
(B) |
Security considered Master
Limited Partnership. At October 31, 2021, these securities
amounted to $10,072,102 or 6.9% of Net Assets. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $3,792,220. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Schedule
of Investments |
October
31, 2021 | |
Global
X Renewable Energy Producers ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
133,502,824 |
$ |
3,262,090 |
$ |
— |
$ |
136,764,914 |
||||||||
Master
Limited Partnerships |
10,072,102 |
— |
— |
10,072,102 |
||||||||||||
Short-Term
Investment |
2,100,993 |
— |
— |
2,100,993 |
||||||||||||
Repurchase
Agreement |
— |
1,691,227 |
— |
1,691,227 |
||||||||||||
Total
Investments in Securities |
$ |
145,675,919 |
$ |
4,953,317 |
$ |
— |
$ |
150,629,236 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.7% |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP Semiconductors |
4,003 |
$ |
804,043 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
7,834 |
2,500,613 |
||||||
UNITED STATES —
99.2% |
||||||||
Communication Services — 10.7% |
||||||||
Activision Blizzard |
11,716 |
916,074 |
||||||
Alphabet, Cl A * |
4,578 |
13,555,092 |
||||||
Alphabet, Cl C * |
4,285 |
12,706,782 |
||||||
AT&T |
108,353 |
2,736,997 |
||||||
Charter
Communications, Cl A * |
1,919 |
1,295,114 |
||||||
Comcast, Cl A |
70,140 |
3,607,300 |
||||||
Discovery, Cl A * |
2,214 |
51,896 |
||||||
Discovery, Cl C * |
5,455 |
123,065 |
||||||
DISH Network, Cl A * |
4,071 |
167,196 |
||||||
Electronic Arts |
4,261 |
597,605 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Fox, Cl A |
5,656 |
$ |
224,769 |
|||||
Fox, Cl B |
2,572 |
95,061 |
||||||
Interpublic Group |
6,442 |
235,584 |
||||||
Live Nation Entertainment * |
1,895 |
191,679 |
||||||
Lumen Technologies |
15,998 |
189,736 |
||||||
Meta Platforms, Cl A * |
36,266 |
11,734,590 |
||||||
Netflix * |
6,766 |
4,670,637 |
||||||
News, Cl A |
6,339 |
145,163 |
||||||
News, Cl B |
1,967 |
44,375 |
||||||
Omnicom Group |
3,132 |
213,227 |
||||||
Take-Two
Interactive Software * |
1,862 |
337,022 |
||||||
T-Mobile US * |
8,857 |
1,018,821 |
||||||
Twitter * |
12,314 |
659,292 |
||||||
Verizon Communications |
63,241 |
3,351,141 |
||||||
ViacomCBS, Cl B |
8,985 |
325,437 |
||||||
Walt Disney |
27,614 |
4,668,699 |
||||||
63,862,354 |
||||||||
Consumer Discretionary — 12.8% |
||||||||
Advance Auto Parts |
1,133 |
255,514 |
||||||
Amazon.com * |
6,723 |
22,672,847 |
||||||
Aptiv * |
4,366 |
754,838 |
||||||
AutoZone * |
338 |
603,276 |
||||||
Bath & Body Works |
3,945 |
272,560 |
||||||
Best Buy |
3,719 |
454,611 |
||||||
Booking Holdings * |
633 |
1,532,354 |
||||||
BorgWarner |
3,484 |
157,024 |
||||||
CarMax * |
2,445 |
334,769 |
||||||
Carnival * |
11,919 |
264,125 |
||||||
Chipotle Mexican Grill, Cl A * |
426 |
757,867 |
||||||
Darden Restaurants |
2,061 |
297,073 |
||||||
Dollar General |
3,608 |
799,244 |
||||||
Dollar Tree * |
3,473 |
374,250 |
||||||
Domino’s Pizza |
626 |
306,095 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
DR Horton |
4,929 |
$ |
440,012 |
|||||
eBay |
9,915 |
760,679 |
||||||
Etsy * |
1,993 |
499,625 |
||||||
Expedia Group * |
2,179 |
358,249 |
||||||
Ford Motor |
59,896 |
1,023,024 |
||||||
Gap |
3,551 |
80,572 |
||||||
Garmin |
2,288 |
328,557 |
||||||
General Motors * |
22,242 |
1,210,632 |
||||||
Genuine Parts |
2,421 |
317,417 |
||||||
Hanesbrands |
6,017 |
102,530 |
||||||
Hasbro |
2,002 |
191,711 |
||||||
Hilton Worldwide Holdings * |
4,231 |
609,052 |
||||||
Home Depot |
16,398 |
6,095,793 |
||||||
Las Vegas Sands * |
5,511 |
213,882 |
||||||
Leggett & Platt |
2,198 |
102,976 |
||||||
Lennar, Cl A |
4,147 |
414,410 |
||||||
LKQ |
3,992 |
219,879 |
||||||
Lowe’s |
10,877 |
2,543,260 |
||||||
Marriott International, Cl A * |
4,159 |
665,523 |
||||||
McDonald’s |
11,496 |
2,822,843 |
||||||
Mohawk Industries * |
813 |
144,072 |
||||||
NIKE, Cl B |
19,683 |
3,292,769 |
||||||
Norwegian
Cruise Line Holdings * |
5,334 |
137,190 |
||||||
NVR * |
50 |
244,740 |
||||||
O’Reilly Automotive * |
1,049 |
652,814 |
||||||
Penn National Gaming * |
2,293 |
164,179 |
||||||
Pool |
648 |
333,824 |
||||||
PulteGroup |
4,530 |
217,802 |
||||||
PVH |
1,316 |
143,878 |
||||||
Ralph Lauren, Cl A |
918 |
116,742 |
||||||
Ross Stores |
5,430 |
614,676 |
||||||
Starbucks |
18,134 |
1,923,473 |
||||||
Tapestry |
4,655 |
181,452 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Target |
7,601 |
$ |
1,973,372 |
|||||
Tesla * |
12,522 |
13,949,508 |
||||||
TJX |
18,502 |
1,211,696 |
||||||
Tractor Supply |
1,722 |
373,967 |
||||||
Ulta Beauty * |
920 |
337,971 |
||||||
Under Armour, Cl A * |
3,104 |
68,164 |
||||||
Under Armour, Cl C * |
2,706 |
51,089 |
||||||
VF |
5,387 |
392,605 |
||||||
Whirlpool |
1,038 |
218,842 |
||||||
Wynn Resorts * |
1,683 |
151,133 |
||||||
Yum! Brands |
4,489 |
560,856 |
||||||
76,293,887 |
||||||||
Consumer Staples — 5.5% |
||||||||
Altria Group |
47,776 |
2,107,399 |
||||||
Archer-Daniels-Midland |
14,399 |
924,992 |
||||||
Brown-Forman, Cl B |
4,805 |
326,212 |
||||||
Campbell Soup |
5,856 |
233,947 |
||||||
Clorox |
3,137 |
511,362 |
||||||
Coca-Cola |
100,893 |
5,687,338 |
||||||
Colgate-Palmolive |
21,818 |
1,662,313 |
||||||
Conagra Brands |
12,208 |
393,098 |
||||||
Constellation Brands, Cl A |
4,331 |
939,004 |
||||||
Estee Lauder, Cl A |
6,004 |
1,947,277 |
||||||
General Mills |
15,607 |
964,513 |
||||||
Hormel Foods |
7,103 |
300,599 |
||||||
J M Smucker |
2,742 |
336,882 |
||||||
Kellogg |
6,497 |
398,266 |
||||||
Kimberly-Clark |
8,688 |
1,125,009 |
||||||
Kraft Heinz |
17,242 |
618,815 |
||||||
Kroger |
17,759 |
710,715 |
||||||
Lamb Weston Holdings |
3,622 |
204,462 |
||||||
McCormick |
6,370 |
511,065 |
||||||
Molson Coors Beverage, Cl B |
4,695 |
207,003 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Monster Beverage * |
9,666 |
$ |
821,610 |
|||||
Procter & Gamble |
63,085 |
9,020,524 |
||||||
Sysco |
13,185 |
1,013,927 |
||||||
Tyson Foods, Cl A |
7,540 |
602,974 |
||||||
Walgreens Boots Alliance |
18,485 |
869,165 |
||||||
32,438,471 |
||||||||
Energy — 2.9% |
||||||||
APA |
6,265 |
164,206 |
||||||
Baker Hughes, Cl A |
12,287 |
308,158 |
||||||
Chevron |
29,511 |
3,378,714 |
||||||
ConocoPhillips |
20,340 |
1,515,127 |
||||||
Coterra Energy |
7,175 |
152,971 |
||||||
Devon Energy |
9,319 |
373,505 |
||||||
Diamondback Energy |
2,488 |
266,689 |
||||||
EOG Resources |
8,811 |
814,665 |
||||||
Exxon Mobil |
64,639 |
4,167,276 |
||||||
Halliburton |
14,365 |
358,981 |
||||||
Hess |
4,288 |
354,060 |
||||||
Kinder Morgan |
29,247 |
489,887 |
||||||
Marathon Oil |
13,594 |
221,854 |
||||||
Marathon Petroleum |
9,605 |
633,258 |
||||||
Occidental Petroleum |
14,361 |
481,524 |
||||||
ONEOK |
6,652 |
423,200 |
||||||
Phillips 66 |
6,556 |
490,258 |
||||||
Pioneer Natural Resources |
3,410 |
637,602 |
||||||
Schlumberger |
22,360 |
721,334 |
||||||
Valero Energy |
6,664 |
515,327 |
||||||
Williams |
18,222 |
511,856 |
||||||
16,980,452 |
||||||||
Financials — 11.3% |
||||||||
Aflac |
9,229 |
495,320 |
||||||
Allstate |
4,432 |
548,105 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
American Express |
9,747 |
$ |
1,693,834 |
|||||
American International Group |
12,862 |
760,016 |
||||||
Ameriprise Financial |
1,700 |
513,621 |
||||||
Aon, Cl A |
3,406 |
1,089,648 |
||||||
Arthur J Gallagher |
3,087 |
517,597 |
||||||
Assurant |
958 |
154,535 |
||||||
Bank of America |
112,644 |
5,382,130 |
||||||
Bank of New York Mellon |
11,920 |
705,664 |
||||||
Berkshire Hathaway, Cl B * |
28,220 |
8,099,422 |
||||||
BlackRock, Cl A |
2,203 |
2,078,442 |
||||||
Capital One Financial |
6,743 |
1,018,395 |
||||||
Cboe Global Markets |
1,849 |
243,957 |
||||||
Charles Schwab |
22,748 |
1,866,018 |
||||||
Chubb |
6,632 |
1,295,760 |
||||||
Cincinnati Financial |
2,444 |
296,799 |
||||||
Citigroup |
30,759 |
2,127,292 |
||||||
Citizens Financial Group |
6,273 |
297,215 |
||||||
CME Group, Cl A |
5,422 |
1,195,822 |
||||||
Comerica |
1,911 |
162,607 |
||||||
Discover Financial Services |
4,485 |
508,240 |
||||||
Everest Re Group |
694 |
181,481 |
||||||
Fifth Third Bancorp |
11,230 |
488,842 |
||||||
First Republic Bank |
2,714 |
587,120 |
||||||
Franklin Resources |
4,847 |
152,632 |
||||||
Globe Life |
1,667 |
148,396 |
||||||
Goldman Sachs Group |
5,115 |
2,114,285 |
||||||
Hartford
Financial Services Group |
5,155 |
375,954 |
||||||
Huntington Bancshares |
21,869 |
344,218 |
||||||
Intercontinental Exchange |
8,502 |
1,177,187 |
||||||
Invesco |
4,817 |
122,400 |
||||||
JPMorgan Chase |
45,490 |
7,728,296 |
||||||
KeyCorp |
14,117 |
328,503 |
||||||
Lincoln National |
2,550 |
183,983 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Loews |
2,919 |
$ |
163,668 |
|||||
M&T Bank |
1,892 |
278,351 |
||||||
MarketAxess Holdings |
618 |
252,558 |
||||||
Marsh & McLennan |
7,659 |
1,277,521 |
||||||
MetLife |
10,950 |
687,660 |
||||||
Moody’s |
2,442 |
986,934 |
||||||
Morgan Stanley |
22,154 |
2,276,988 |
||||||
MSCI, Cl A |
1,241 |
825,116 |
||||||
Nasdaq |
1,911 |
401,062 |
||||||
Northern Trust |
3,088 |
379,948 |
||||||
People’s United Financial |
5,922 |
101,503 |
||||||
PNC Financial Services Group |
6,426 |
1,356,079 |
||||||
Principal Financial Group |
3,660 |
245,549 |
||||||
Progressive |
8,819 |
836,747 |
||||||
Prudential Financial |
5,805 |
638,840 |
||||||
Raymond James Financial |
3,079 |
303,559 |
||||||
Regions Financial |
15,999 |
378,856 |
||||||
S&P Global |
3,655 |
1,733,055 |
||||||
State Street |
5,125 |
505,069 |
||||||
SVB Financial Group * |
879 |
630,595 |
||||||
Synchrony Financial |
8,484 |
394,082 |
||||||
T Rowe Price Group |
3,412 |
739,995 |
||||||
Travelers |
3,744 |
602,335 |
||||||
Truist Financial |
20,176 |
1,280,571 |
||||||
US Bancorp |
20,399 |
1,231,488 |
||||||
W R Berkley |
2,004 |
159,518 |
||||||
Wells Fargo |
62,386 |
3,191,668 |
||||||
Willis Towers Watson |
1,926 |
466,631 |
||||||
Zions Bancorp |
2,301 |
144,940 |
||||||
67,454,622 |
||||||||
Health Care — 13.0% |
||||||||
ABIOMED * |
1,951 |
647,810 |
||||||
Align Technology * |
3,187 |
1,989,867 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
AmerisourceBergen, Cl A |
6,438 |
$ |
785,565 |
|||||
Anthem |
10,595 |
4,610,202 |
||||||
Baxter International |
21,662 |
1,710,431 |
||||||
Boston Scientific * |
62,333 |
2,688,422 |
||||||
Cardinal Health |
12,456 |
595,521 |
||||||
Cerner |
12,744 |
946,752 |
||||||
Cigna |
14,768 |
3,154,592 |
||||||
CVS Health |
57,371 |
5,122,083 |
||||||
DaVita * |
2,844 |
293,615 |
||||||
DENTSPLY SIRONA |
9,365 |
535,772 |
||||||
Dexcom * |
4,260 |
2,654,875 |
||||||
Edwards Lifesciences * |
27,074 |
3,244,007 |
||||||
Gilead Sciences |
54,488 |
3,535,181 |
||||||
Henry Schein * |
5,963 |
455,275 |
||||||
Hologic * |
10,920 |
800,545 |
||||||
IDEXX Laboratories * |
3,694 |
2,460,721 |
||||||
Incyte * |
8,050 |
539,189 |
||||||
Intuitive Surgical * |
15,510 |
5,601,126 |
||||||
IQVIA Holdings * |
8,310 |
2,172,400 |
||||||
Laboratory
Corp of America Holdings * |
4,180 |
1,199,744 |
||||||
McKesson |
6,737 |
1,400,488 |
||||||
Medtronic |
58,470 |
7,008,214 |
||||||
Mettler-Toledo International * |
1,001 |
1,482,361 |
||||||
Moderna * |
15,278 |
5,274,118 |
||||||
Quest Diagnostics |
5,260 |
772,063 |
||||||
ResMed |
6,305 |
1,657,648 |
||||||
STERIS |
4,300 |
1,005,082 |
||||||
Stryker |
14,585 |
3,880,631 |
||||||
Teleflex |
2,014 |
718,877 |
||||||
Waters * |
2,652 |
974,743 |
||||||
West Pharmaceutical Services |
3,201 |
1,376,046 |
||||||
Zimmer Biomet Holdings |
9,033 |
1,292,803 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Zoetis, Cl A |
20,600 |
$ |
4,453,720 |
|||||
77,040,489 |
||||||||
Industrials — 8.1% |
||||||||
3M |
11,793 |
2,107,173 |
||||||
Alaska Air Group * |
2,998 |
158,294 |
||||||
Allegion |
1,770 |
227,091 |
||||||
American Airlines Group * |
12,774 |
245,261 |
||||||
AMETEK |
4,664 |
617,514 |
||||||
AO Smith |
2,585 |
188,886 |
||||||
Carrier Global |
17,874 |
933,559 |
||||||
Caterpillar |
11,164 |
2,277,568 |
||||||
CH Robinson Worldwide |
2,593 |
251,495 |
||||||
Cintas |
1,847 |
799,936 |
||||||
Copart * |
4,441 |
689,643 |
||||||
CSX |
45,849 |
1,658,358 |
||||||
Cummins |
2,900 |
695,536 |
||||||
Deere |
5,788 |
1,981,290 |
||||||
Delta Air Lines * |
12,866 |
503,447 |
||||||
Dover |
2,890 |
488,641 |
||||||
Eaton |
8,102 |
1,334,886 |
||||||
Emerson Electric |
12,144 |
1,178,089 |
||||||
Equifax |
2,572 |
713,550 |
||||||
Expeditors
International of Washington |
3,401 |
419,207 |
||||||
Fastenal |
11,586 |
661,329 |
||||||
FedEx |
5,000 |
1,177,650 |
||||||
Fortive |
7,208 |
545,718 |
||||||
Fortune
Brands Home & Security |
2,724 |
276,214 |
||||||
Generac Holdings * |
1,269 |
632,673 |
||||||
Howmet Aerospace |
7,600 |
225,644 |
||||||
IDEX |
1,509 |
335,858 |
||||||
IHS Markit |
8,085 |
1,056,871 |
||||||
Illinois Tool Works |
5,827 |
1,327,799 |
||||||
Ingersoll Rand |
8,120 |
436,531 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
JB Hunt Transport Services |
1,669 |
$ |
329,110 |
|||||
Johnson Controls International |
14,455 |
1,060,563 |
||||||
Kansas City Southern |
1,829 |
567,447 |
||||||
Leidos Holdings |
2,795 |
279,444 |
||||||
Masco |
5,415 |
354,953 |
||||||
Nielsen Holdings |
8,501 |
172,145 |
||||||
Norfolk Southern |
5,019 |
1,470,818 |
||||||
Old Dominion Freight Line |
1,889 |
644,810 |
||||||
Otis Worldwide |
9,049 |
726,725 |
||||||
PACCAR |
6,993 |
626,713 |
||||||
Parker-Hannifin |
2,612 |
774,693 |
||||||
Pentair |
3,270 |
241,882 |
||||||
Quanta Services |
2,768 |
335,703 |
||||||
Republic Services, Cl A |
4,224 |
568,550 |
||||||
Robert Half International |
2,198 |
248,528 |
||||||
Rockwell Automation |
2,344 |
748,674 |
||||||
Rollins |
5,154 |
181,575 |
||||||
Roper Technologies |
2,138 |
1,043,066 |
||||||
Snap-On |
1,061 |
215,627 |
||||||
Southwest Airlines * |
12,294 |
581,260 |
||||||
Stanley Black & Decker |
3,284 |
590,233 |
||||||
Trane Technologies |
4,815 |
871,178 |
||||||
TransDigm Group * |
1,114 |
694,936 |
||||||
Union Pacific |
13,306 |
3,212,068 |
||||||
United Airlines Holdings * |
6,407 |
295,619 |
||||||
United Parcel Service, Cl B |
14,860 |
3,172,164 |
||||||
United Rentals *
F |
1,452 |
550,468 |
||||||
Verisk Analytics, Cl A |
3,255 |
684,429 |
||||||
Waste Management |
7,872 |
1,261,331 |
||||||
Westinghouse
Air Brake Technologies |
3,764 |
341,508 |
||||||
WW Grainger |
873 |
404,295 |
||||||
Xylem |
3,619 |
472,605 |
||||||
47,868,831 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 27.8% |
||||||||
Accenture, Cl A |
9,725 |
$ |
3,489,233 |
|||||
Adobe * |
7,259 |
4,720,963 |
||||||
Advanced Micro Devices * |
18,430 |
2,215,839 |
||||||
Akamai Technologies * |
2,701 |
284,847 |
||||||
Amphenol, Cl A |
9,008 |
691,544 |
||||||
Analog Devices |
8,158 |
1,415,331 |
||||||
ANSYS * |
1,343 |
509,776 |
||||||
Apple |
239,703 |
35,907,509 |
||||||
Applied Materials |
13,885 |
1,897,385 |
||||||
Arista Networks * |
898 |
367,902 |
||||||
Autodesk * |
3,325 |
1,056,053 |
||||||
Automatic Data Processing |
6,410 |
1,438,981 |
||||||
Broadcom |
6,290 |
3,344,204 |
||||||
Broadridge Financial Solutions |
1,718 |
306,508 |
||||||
Cadence Design Systems * |
4,168 |
721,522 |
||||||
CDW |
2,050 |
382,633 |
||||||
Cisco Systems |
64,585 |
3,614,822 |
||||||
Citrix Systems |
2,063 |
195,428 |
||||||
Cognizant
Technology Solutions, Cl A |
7,901 |
616,989 |
||||||
DXC Technology * |
4,265 |
138,911 |
||||||
Enphase Energy * |
1,994 |
461,870 |
||||||
F5 Networks * |
1,044 |
220,441 |
||||||
Fidelity
National Information Services |
9,354 |
1,035,862 |
||||||
Fiserv * |
9,124 |
898,623 |
||||||
FleetCor Technologies * |
1,362 |
336,972 |
||||||
Fortinet * |
2,038 |
685,461 |
||||||
Gartner * |
1,245 |
413,228 |
||||||
Global Payments |
4,424 |
632,588 |
||||||
Hewlett Packard Enterprise |
21,746 |
318,579 |
||||||
HP |
17,999 |
545,910 |
||||||
Intel |
61,770 |
3,026,730 |
||||||
International
Business Machines |
13,613 |
1,702,986 |
||||||
Intuit |
4,155 |
2,600,988 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
IPG Photonics * |
675 |
$ |
107,332 |
|||||
Jack Henry & Associates |
1,077 |
179,299 |
||||||
Juniper Networks |
5,837 |
172,308 |
||||||
Keysight Technologies * |
2,761 |
497,035 |
||||||
KLA |
2,305 |
859,212 |
||||||
Lam Research |
2,160 |
1,217,311 |
||||||
Mastercard, Cl A |
13,274 |
4,453,692 |
||||||
Microchip Technology |
8,250 |
611,243 |
||||||
Micron Technology |
17,062 |
1,178,984 |
||||||
Microsoft |
114,711 |
38,040,462 |
||||||
Monolithic Power Systems |
642 |
337,345 |
||||||
Motorola Solutions |
2,543 |
632,164 |
||||||
NetApp |
3,315 |
296,030 |
||||||
NortonLifeLock |
8,506 |
216,478 |
||||||
NVIDIA |
38,007 |
9,717,250 |
||||||
Oracle |
25,039 |
2,402,242 |
||||||
Paychex |
4,803 |
592,114 |
||||||
Paycom Software * |
764 |
418,557 |
||||||
PayPal Holdings * |
17,905 |
4,164,524 |
||||||
PTC * |
1,539 |
195,992 |
||||||
Qorvo * |
1,646 |
276,907 |
||||||
QUALCOMM |
17,155 |
2,282,301 |
||||||
salesforce.com * |
14,795 |
4,433,914 |
||||||
Seagate Technology Holdings |
3,083 |
274,603 |
||||||
ServiceNow * |
3,010 |
2,100,258 |
||||||
Skyworks Solutions |
2,465 |
411,975 |
||||||
Synopsys * |
2,299 |
765,981 |
||||||
TE Connectivity |
4,942 |
721,532 |
||||||
Teledyne Technologies * |
691 |
310,411 |
||||||
Teradyne |
2,554 |
353,065 |
||||||
Texas Instruments |
14,049 |
2,633,907 |
||||||
Trimble * |
3,739 |
326,676 |
||||||
Tyler Technologies * |
605 |
328,648 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
VeriSign * |
1,441 |
$ |
320,867 |
|||||
Visa, Cl A |
25,726 |
5,447,995 |
||||||
Western Digital * |
4,930 |
257,790 |
||||||
Western Union |
7,430 |
135,375 |
||||||
Xilinx |
3,719 |
669,420 |
||||||
Zebra Technologies, Cl A * |
800 |
427,160 |
||||||
164,964,977 |
||||||||
Materials — 2.1% |
||||||||
Air Products & Chemicals |
3,332 |
998,967 |
||||||
Albemarle |
1,836 |
459,863 |
||||||
Amcor |
24,929 |
300,893 |
||||||
Avery Dennison |
1,347 |
293,269 |
||||||
Ball |
4,870 |
445,508 |
||||||
Celanese, Cl A |
1,631 |
263,423 |
||||||
CF Industries Holdings |
3,706 |
210,501 |
||||||
Corteva |
10,952 |
472,579 |
||||||
Dow |
11,192 |
626,416 |
||||||
DuPont de Nemours |
7,829 |
544,898 |
||||||
Eastman Chemical |
2,271 |
236,252 |
||||||
Ecolab |
3,748 |
832,880 |
||||||
FMC |
2,210 |
201,132 |
||||||
Freeport-McMoRan |
22,072 |
832,556 |
||||||
International
Flavors & Fragrances |
3,991 |
588,473 |
||||||
International Paper |
5,785 |
287,341 |
||||||
LyondellBasell
Industries, Cl A |
4,052 |
376,107 |
||||||
Martin Marietta Materials |
923 |
362,591 |
||||||
Mosaic |
5,780 |
240,275 |
||||||
Newmont |
11,994 |
647,676 |
||||||
Nucor |
4,382 |
489,250 |
||||||
Packaging Corp of America |
1,510 |
207,429 |
||||||
PPG Industries |
3,770 |
605,349 |
||||||
Sealed Air |
2,432 |
144,266 |
||||||
Sherwin-Williams |
3,658 |
1,158,159 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Sylvamo * |
0 |
$ |
— |
|||||
Vulcan Materials |
2,159 |
410,469 |
||||||
Westrock |
4,216 |
202,790 |
||||||
12,439,312 |
||||||||
Real Estate — 2.6% |
||||||||
Alexandria
Real Estate Equities ‡ |
2,150 |
438,901 |
||||||
American Tower, Cl A ‡ |
7,186 |
2,026,236 |
||||||
AvalonBay Communities ‡ |
2,275 |
538,447 |
||||||
Boston Properties ‡ |
2,475 |
281,259 |
||||||
CBRE Group, Cl A * |
5,225 |
543,818 |
||||||
Crown Castle International ‡ |
6,806 |
1,227,122 |
||||||
Digital Realty Trust ‡ |
4,418 |
697,204 |
||||||
Duke Realty ‡ |
5,811 |
326,811 |
||||||
Equinix ‡ |
1,410 |
1,180,269 |
||||||
Equity Residential ‡ |
5,285 |
456,624 |
||||||
Essex Property Trust ‡ |
1,112 |
378,002 |
||||||
Extra Space Storage ‡ |
2,069 |
408,358 |
||||||
Federal
Realty Investment Trust ‡ |
1,134 |
136,477 |
||||||
Host Hotels & Resorts ‡
* |
12,071 |
203,155 |
||||||
Iron Mountain ‡ |
4,373 |
199,584 |
||||||
Kimco Realty ‡ |
9,291 |
209,977 |
||||||
Mid-America
Apartment Communities ‡ |
1,791 |
365,740 |
||||||
ProLogis ‡ |
11,650 |
1,688,784 |
||||||
Public Storage ‡ |
2,457 |
816,166 |
||||||
Realty Income ‡ |
6,035 |
431,080 |
||||||
Regency Centers ‡ |
2,559 |
180,179 |
||||||
SBA Communications, Cl A ‡ |
1,712 |
591,205 |
||||||
Simon Property Group ‡ |
5,139 |
753,275 |
||||||
UDR ‡ |
4,611 |
256,049 |
||||||
Vornado Realty Trust ‡ |
2,759 |
117,616 |
||||||
Welltower ‡ |
6,875 |
552,750 |
||||||
Weyerhaeuser ‡ |
12,394 |
442,714 |
||||||
15,447,802 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — 2.4% |
||||||||
AES |
10,862 |
$ |
272,962 |
|||||
Alliant Energy |
3,897 |
220,453 |
||||||
Ameren |
4,022 |
339,014 |
||||||
American Electric Power |
7,502 |
635,494 |
||||||
American Water Works |
2,712 |
472,376 |
||||||
Atmos Energy |
1,884 |
173,554 |
||||||
CenterPoint Energy |
8,637 |
224,908 |
||||||
CMS Energy |
4,643 |
280,205 |
||||||
Consolidated Edison |
5,248 |
395,699 |
||||||
Dominion Energy |
12,181 |
924,903 |
||||||
DTE Energy |
3,028 |
343,224 |
||||||
Duke Energy |
11,805 |
1,204,228 |
||||||
Edison International |
5,616 |
353,415 |
||||||
Entergy |
3,095 |
318,847 |
||||||
Evergy |
3,908 |
249,135 |
||||||
Eversource Energy |
5,264 |
446,914 |
||||||
Exelon |
14,693 |
781,521 |
||||||
FirstEnergy |
8,394 |
323,421 |
||||||
NextEra Energy |
29,753 |
2,538,824 |
||||||
NiSource |
5,575 |
137,535 |
||||||
NRG Energy |
4,332 |
172,803 |
||||||
Pinnacle West Capital |
1,836 |
118,404 |
||||||
PPL |
11,773 |
339,062 |
||||||
Public
Service Enterprise Group |
7,541 |
481,116 |
||||||
Sempra Energy |
4,792 |
611,603 |
||||||
Southern |
15,975 |
995,562 |
||||||
WEC Energy Group |
4,699 |
423,192 |
||||||
Xcel Energy |
8,508 |
549,532 |
||||||
14,327,906 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Catholic Values ETF |
Value |
||||
COMMON STOCK —
continued |
||||
TOTAL UNITED STATES |
$ |
589,119,103 |
||
TOTAL COMMON STOCK |
||||
(Cost $414,694,538) |
592,423,759 |
|||
TOTAL INVESTMENTS — 99.7% |
||||
(Cost $414,694,538) |
$ |
592,423,759 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.2% |
||||||||
AUSTRALIA — 11.1% |
||||||||
Communication Services — 0.1% |
||||||||
REA Group |
13 |
$ |
1,564 |
|||||
Telstra |
1,227 |
3,520 |
||||||
TPG Telecom |
22 |
112 |
||||||
5,196 |
||||||||
Consumer Discretionary — 0.5% |
||||||||
Aristocrat Leisure |
186 |
6,522 |
||||||
Wesfarmers |
355 |
15,265 |
||||||
21,787 |
||||||||
Consumer Staples — 0.7% |
||||||||
Coles Group |
688 |
8,857 |
||||||
Woolworths Group |
649 |
18,563 |
||||||
27,420 |
||||||||
Energy — 0.2% |
||||||||
Santos |
517 |
2,710 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Woodside Petroleum |
276 |
$ |
4,822 |
|||||
7,532 |
||||||||
Financials — 2.9% |
||||||||
ASX |
54 |
3,367 |
||||||
Australia
& New Zealand Banking Group |
818 |
17,289 |
||||||
Commonwealth
Bank of Australia |
509 |
40,020 |
||||||
Insurance Australia Group |
677 |
2,441 |
||||||
Macquarie Group (A) |
99 |
14,710 |
||||||
National Australia Bank |
948 |
20,443 |
||||||
QBE Insurance Group |
423 |
3,759 |
||||||
Suncorp Group |
362 |
3,187 |
||||||
Westpac Banking |
1,051 |
20,264 |
||||||
125,480 |
||||||||
Health Care — 3.4% |
||||||||
Cochlear |
76 |
12,584 |
||||||
CSL |
516 |
116,460 |
||||||
Sonic Healthcare |
548 |
16,476 |
||||||
145,520 |
||||||||
Industrials — 0.4% |
||||||||
Brambles |
478 |
3,604 |
||||||
Sydney Airport |
503 |
3,094 |
||||||
Transurban Group |
1,084 |
10,943 |
||||||
17,641 |
||||||||
Information Technology — 0.2% |
||||||||
Afterpay * |
69 |
6,390 |
||||||
Materials — 2.4% |
||||||||
BHP Group |
648 |
17,188 |
||||||
BHP Group |
903 |
24,810 |
||||||
Fortescue Metals Group |
500 |
5,231 |
||||||
Glencore |
3,358 |
16,812 |
||||||
Newcrest Mining |
239 |
4,468 |
||||||
Rio Tinto |
110 |
7,460 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Rio Tinto |
327 |
$ |
20,442 |
|||||
South32 |
1,421 |
3,810 |
||||||
100,221 |
||||||||
Real Estate — 0.3% |
||||||||
Dexus ‡ |
314 |
2,564 |
||||||
Goodman Group ‡ |
481 |
7,912 |
||||||
Scentre Group ‡ |
1,492 |
3,384 |
||||||
13,860 |
||||||||
Utilities — 0.0% |
||||||||
APA Group |
293 |
1,805 |
||||||
TOTAL AUSTRALIA |
472,852 |
|||||||
AUSTRIA — 0.4% |
||||||||
Communication Services — 0.0% |
||||||||
Telekom Austria, Cl A |
41 |
355 |
||||||
Energy — 0.1% |
||||||||
OMV |
41 |
2,486 |
||||||
Financials — 0.2% |
||||||||
BAWAG Group |
22 |
1,386 |
||||||
Erste Group Bank |
87 |
3,735 |
||||||
Raiffeisen Bank International |
39 |
1,142 |
||||||
6,263 |
||||||||
Industrials — 0.0% |
||||||||
ANDRITZ |
24 |
1,360 |
||||||
Information Technology — 0.0% |
||||||||
AMS |
80 |
1,584 |
||||||
Materials — 0.0% |
||||||||
voestalpine |
35 |
1,330 |
||||||
Utilities — 0.1% |
||||||||
Verbund |
21 |
2,190 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL AUSTRIA |
$ |
15,568 |
||||||
BELGIUM — 1.5% |
||||||||
Consumer Staples — 0.6% |
||||||||
Anheuser-Busch InBev |
433 |
26,442 |
||||||
Financials — 0.4% |
||||||||
Groupe Bruxelles Lambert |
34 |
3,945 |
||||||
KBC Group |
97 |
9,043 |
||||||
Sofina |
4 |
1,770 |
||||||
14,758 |
||||||||
Health Care — 0.4% |
||||||||
UCB |
145 |
17,300 |
||||||
Materials — 0.1% |
||||||||
Solvay |
22 |
2,618 |
||||||
Umicore |
59 |
3,385 |
||||||
6,003 |
||||||||
TOTAL BELGIUM |
64,503 |
|||||||
BRAZIL — 0.1% |
||||||||
Materials — 0.1% |
||||||||
Yara International |
52 |
2,710 |
||||||
CHINA — 1.0% |
||||||||
Consumer Discretionary — 0.6% |
||||||||
Prosus |
272 |
23,989 |
||||||
Consumer Staples — 0.2% |
||||||||
Budweiser Brewing APAC |
1,000 |
2,757 |
||||||
Wilmar International |
1,673 |
5,360 |
||||||
8,117 |
||||||||
Financials — 0.1% |
||||||||
BOC Hong Kong Holdings |
1,100 |
3,493 |
||||||
Health Care — 0.1% |
||||||||
Alibaba
Health Information Technology * |
4,290 |
5,421 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
China
Evergrande New Energy Vehicle Group* |
2,100 |
$ |
1,009 |
|||||
6,430 |
||||||||
TOTAL CHINA |
42,029 |
|||||||
DENMARK — 1.8% |
||||||||
Consumer Staples — 0.2% |
||||||||
Carlsberg, Cl B |
49 |
8,091 |
||||||
Health Care — 0.5% |
||||||||
Coloplast, Cl B |
135 |
22,030 |
||||||
Industrials — 0.9% |
||||||||
AP Moller - Maersk, Cl A |
1 |
2,741 |
||||||
AP Moller - Maersk, Cl B |
2 |
5,785 |
||||||
DSV |
76 |
17,681 |
||||||
Vestas Wind Systems |
345 |
14,936 |
||||||
41,143 |
||||||||
Utilities — 0.2% |
||||||||
Orsted |
54 |
7,627 |
||||||
TOTAL DENMARK |
78,891 |
|||||||
FINLAND — 1.2% |
||||||||
Energy — 0.1% |
||||||||
Neste |
125 |
6,971 |
||||||
Financials — 0.5% |
||||||||
Nordea Bank Abp |
1,044 |
12,771 |
||||||
Sampo, Cl A |
143 |
7,612 |
||||||
20,383 |
||||||||
Industrials — 0.2% |
||||||||
Kone, Cl B |
139 |
9,484 |
||||||
Information Technology — 0.2% |
||||||||
Nokia |
1,649 |
9,484 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — 0.1% |
||||||||
Stora Enso, Cl R |
180 |
$ |
2,996 |
|||||
Utilities — 0.1% |
||||||||
Fortum |
126 |
3,747 |
||||||
TOTAL FINLAND |
53,065 |
|||||||
FRANCE — 8.8% |
||||||||
Communication Services — 0.1% |
||||||||
Adevinta, Cl B * |
69 |
1,134 |
||||||
Vivendi |
239 |
3,080 |
||||||
4,214 |
||||||||
Consumer Discretionary — 2.8% |
||||||||
Christian Dior |
1 |
784 |
||||||
EssilorLuxottica |
93 |
19,254 |
||||||
Hermes International |
11 |
17,446 |
||||||
Kering |
24 |
18,003 |
||||||
LVMH
Moet Hennessy Louis Vuitton |
82 |
64,262 |
||||||
119,749 |
||||||||
Consumer Staples — 1.1% |
||||||||
Danone |
352 |
22,954 |
||||||
Pernod Ricard |
103 |
23,685 |
||||||
46,639 |
||||||||
Energy — 0.8% |
||||||||
TotalEnergies |
717 |
35,986 |
||||||
Financials — 1.1% |
||||||||
AXA |
598 |
17,412 |
||||||
BNP Paribas |
330 |
22,111 |
||||||
Credit Agricole |
411 |
6,202 |
||||||
45,725 |
||||||||
Industrials — 0.5% |
||||||||
Vinci |
185 |
19,776 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — 0.3% |
||||||||
Dassault Systemes |
207 |
$ |
12,069 |
|||||
Materials — 1.9% |
||||||||
Air Liquide |
145 |
24,203 |
||||||
L’Oreal |
126 |
57,589 |
||||||
81,792 |
||||||||
Utilities — 0.2% |
||||||||
Electricite de France |
133 |
1,959 |
||||||
Engie |
528 |
7,513 |
||||||
9,472 |
||||||||
TOTAL FRANCE |
375,422 |
|||||||
GERMANY — 6.9% |
||||||||
Communication Services — 0.4% |
||||||||
Deutsche Telekom |
972 |
18,085 |
||||||
Consumer Discretionary — 2.0% |
||||||||
adidas |
57 |
18,687 |
||||||
Allianz |
119 |
27,701 |
||||||
Bayerische Motoren Werke |
95 |
9,591 |
||||||
Daimler |
260 |
25,798 |
||||||
Volkswagen |
9 |
2,925 |
||||||
84,702 |
||||||||
Consumer Staples — 0.2% |
||||||||
Beiersdorf |
49 |
5,211 |
||||||
Henkel & KGaA |
48 |
4,005 |
||||||
9,216 |
||||||||
Financials — 0.5% |
||||||||
Deutsche Boerse |
54 |
8,974 |
||||||
Muenchener
Rueckversicherungs-Gesellschaft in Muenchen |
40 |
11,859 |
||||||
20,833 |
||||||||
Health Care — 0.9% |
||||||||
Fresenius
Medical Care & KGaA |
228 |
15,161 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Siemens Healthineers |
322 |
$ |
21,412 |
|||||
36,573 |
||||||||
Industrials — 0.5% |
||||||||
Deutsche Post |
352 |
21,801 |
||||||
Information Technology — 1.5% |
||||||||
Infineon Technologies |
376 |
17,577 |
||||||
SAP |
321 |
46,553 |
||||||
64,130 |
||||||||
Materials — 0.5% |
||||||||
BASF |
281 |
20,253 |
||||||
Real Estate — 0.2% |
||||||||
Vonovia |
163 |
9,896 |
||||||
Utilities — 0.2% |
||||||||
E.ON |
633 |
8,033 |
||||||
TOTAL GERMANY |
293,522 |
|||||||
HONG KONG — 2.5% |
||||||||
Financials — 1.5% |
||||||||
AIA Group |
3,765 |
42,519 |
||||||
Hang Seng Bank |
180 |
3,425 |
||||||
Hong
Kong Exchanges & Clearing |
294 |
17,793 |
||||||
63,737 |
||||||||
Industrials — 0.4% |
||||||||
Jardine Matheson Holdings |
92 |
5,330 |
||||||
MTR |
400 |
2,180 |
||||||
Techtronic Industries |
523 |
10,764 |
||||||
18,274 |
||||||||
Real Estate — 0.4% |
||||||||
CK Asset Holdings |
600 |
3,706 |
||||||
Henderson Land Development |
400 |
1,676 |
||||||
Link ‡ |
600 |
5,322 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — common stock |
||||||||
Sun Hung Kai Properties |
390 |
$ |
5,189 |
|||||
15,893 |
||||||||
Utilities — 0.2% |
||||||||
CLP Holdings |
400 |
3,916 |
||||||
Hong Kong & China Gas |
2,910 |
4,526 |
||||||
8,442 |
||||||||
TOTAL HONG KONG |
106,346 |
|||||||
IRELAND — 1.0% |
||||||||
Consumer Discretionary — 0.2% |
||||||||
Flutter Entertainment * |
49 |
9,277 |
||||||
Consumer Staples — 0.3% |
||||||||
Kerry Group, Cl A |
79 |
10,614 |
||||||
Industrials — 0.2% |
||||||||
Kingspan Group |
56 |
6,457 |
||||||
Ryanair Holdings * |
206 |
4,042 |
||||||
10,499 |
||||||||
Materials — 0.3% |
||||||||
CRH |
232 |
11,137 |
||||||
TOTAL IRELAND |
41,527 |
|||||||
ISRAEL — 0.7% |
||||||||
Communication Services — 0.0% |
||||||||
Bezeq
The Israeli Telecommunication * |
496 |
622 |
||||||
Financials — 0.3% |
||||||||
Bank Hapoalim |
325 |
3,202 |
||||||
Bank Leumi Le-Israel |
421 |
4,023 |
||||||
First
International Bank of Israel |
18 |
722 |
||||||
Israel Discount Bank, Cl A * |
336 |
2,031 |
||||||
Mizrahi Tefahot Bank |
39 |
1,419 |
||||||
Plus500 |
36 |
650 |
||||||
12,047 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.1% |
||||||||
Kornit Digital * |
17 |
$ |
2,844 |
|||||
Shapir
Engineering and Industry |
1 |
8 |
||||||
2,852 |
||||||||
Information Technology — 0.3% |
||||||||
Check
Point Software Technologies * |
32 |
3,827 |
||||||
JFrog * |
1 |
33 |
||||||
Nice * |
17 |
4,794 |
||||||
Wix.com * |
15 |
2,789 |
||||||
11,443 |
||||||||
Materials — 0.0% |
||||||||
ICL Group |
204 |
1,748 |
||||||
Real Estate — 0.0% |
||||||||
Azrieli Group |
11 |
1,029 |
||||||
Strauss Group |
29 |
854 |
||||||
1,883 |
||||||||
Utilities — 0.0% |
||||||||
Energix-Renewable Energies |
1 |
5 |
||||||
TOTAL ISRAEL |
30,600 |
|||||||
ITALY — 2.0% |
||||||||
Consumer Discretionary — 0.2% |
||||||||
Ferrari |
40 |
9,489 |
||||||
Consumer Staples — 0.1% |
||||||||
Davide Campari-Milano |
287 |
4,079 |
||||||
Energy — 0.2% |
||||||||
Eni |
729 |
10,465 |
||||||
Financials — 0.8% |
||||||||
Assicurazioni Generali |
353 |
7,700 |
||||||
Intesa Sanpaolo |
5,090 |
14,476 |
||||||
Poste Italiane |
132 |
1,885 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UniCredit |
615 |
8,130 |
||||||
32,191 |
||||||||
Industrials — 0.1% |
||||||||
Atlantia |
185 |
3,576 |
||||||
Utilities — 0.6% |
||||||||
Enel |
2,195 |
18,381 |
||||||
Snam |
619 |
3,508 |
||||||
Terna -
Rete Elettrica Nazionale |
403 |
3,004 |
||||||
24,893 |
||||||||
TOTAL ITALY |
84,693 |
|||||||
JAPAN — 28.2% |
||||||||
Communication Services — 2.0% |
||||||||
Dentsu Group |
73 |
2,669 |
||||||
KDDI |
508 |
15,718 |
||||||
Nexon |
136 |
2,303 |
||||||
Nintendo |
36 |
15,849 |
||||||
Nippon
Telegraph & Telephone |
389 |
10,876 |
||||||
SoftBank |
839 |
11,438 |
||||||
SoftBank Group |
378 |
20,434 |
||||||
Toho |
41 |
1,924 |
||||||
Z Holdings |
777 |
4,811 |
||||||
86,022 |
||||||||
Consumer Discretionary — 4.6% |
||||||||
Aisin |
52 |
1,899 |
||||||
Bandai Namco Holdings |
65 |
4,952 |
||||||
Bridgestone |
180 |
7,923 |
||||||
Denso |
152 |
10,962 |
||||||
Fast Retailing |
21 |
13,907 |
||||||
Hikari Tsushin |
4 |
616 |
||||||
Honda Motor |
520 |
15,273 |
||||||
Isuzu Motors |
209 |
2,802 |
||||||
Koito Manufacturing |
37 |
2,090 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Nissan Motor |
767 |
$ |
3,884 |
|||||
Nitori Holdings |
24 |
4,390 |
||||||
Oriental Land |
71 |
11,171 |
||||||
Pan
Pacific International Holdings |
173 |
3,620 |
||||||
Panasonic |
722 |
8,817 |
||||||
Rakuten Group |
264 |
2,894 |
||||||
Sekisui Chemical |
133 |
2,175 |
||||||
Sekisui House |
204 |
4,225 |
||||||
Sharp |
61 |
717 |
||||||
Shimano |
26 |
7,201 |
||||||
Subaru |
186 |
3,634 |
||||||
Sumitomo Electric Industries |
226 |
2,986 |
||||||
Suzuki Motor |
157 |
6,988 |
||||||
Toyota Motor |
3,976 |
69,966 |
||||||
Yamaha |
50 |
3,148 |
||||||
ZOZO |
52 |
1,662 |
||||||
197,902 |
||||||||
Consumer Staples — 2.3% |
||||||||
Aeon |
441 |
10,125 |
||||||
Asahi Group Holdings |
262 |
11,850 |
||||||
Kao |
235 |
13,254 |
||||||
Kirin Holdings |
417 |
7,245 |
||||||
Kobe Bussan |
70 |
2,403 |
||||||
Kose |
17 |
1,967 |
||||||
Nissin Foods Holdings |
45 |
3,437 |
||||||
Seven & i Holdings |
408 |
17,111 |
||||||
Shiseido |
206 |
13,685 |
||||||
Suntory Beverage & Food |
69 |
2,672 |
||||||
Unicharm |
231 |
9,303 |
||||||
Welcia Holdings |
42 |
1,567 |
||||||
Yakult Honsha |
77 |
3,876 |
||||||
98,495 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — 0.1% |
||||||||
ENEOS Holdings |
901 |
$ |
3,632 |
|||||
Inpex |
272 |
2,271 |
||||||
5,903 |
||||||||
Financials — 2.3% |
||||||||
Dai-ichi Life Holdings |
332 |
6,992 |
||||||
Daiwa Securities Group |
419 |
2,347 |
||||||
Japan Exchange Group |
154 |
3,638 |
||||||
Japan Post Bank |
117 |
912 |
||||||
Japan Post Insurance |
68 |
1,103 |
||||||
Mitsubishi
UFJ Financial Group |
3,658 |
19,970 |
||||||
Mizuho Financial Group |
728 |
9,609 |
||||||
MS&AD
Insurance Group Holdings |
139 |
4,493 |
||||||
Nomura Holdings |
802 |
3,869 |
||||||
ORIX |
383 |
7,574 |
||||||
Resona Holdings |
661 |
2,481 |
||||||
Sompo Holdings |
106 |
4,600 |
||||||
Sumitomo
Mitsui Financial Group |
394 |
12,858 |
||||||
Sumitomo
Mitsui Trust Holdings |
106 |
3,490 |
||||||
T&D Holdings |
139 |
1,782 |
||||||
Tokio Marine Holdings |
201 |
10,573 |
||||||
96,291 |
||||||||
Health Care — 4.9% |
||||||||
Hoya |
419 |
61,458 |
||||||
Kyowa Kirin |
293 |
9,610 |
||||||
M3 |
486 |
28,591 |
||||||
Otsuka Holdings |
635 |
25,027 |
||||||
Shionogi |
324 |
21,047 |
||||||
Sysmex |
194 |
23,939 |
||||||
Terumo |
863 |
37,979 |
||||||
207,651 |
||||||||
Industrials — 6.5% |
||||||||
ANA Holdings |
40 |
931 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Central Japan Railway |
75 |
$ |
11,116 |
|||||
Daifuku |
39 |
3,574 |
||||||
Daikin Industries |
104 |
22,702 |
||||||
East Japan Railway |
136 |
8,454 |
||||||
FANUC |
68 |
13,305 |
||||||
Hankyu Hanshin Holdings |
81 |
2,504 |
||||||
ITOCHU |
530 |
15,069 |
||||||
Japan Airlines |
38 |
817 |
||||||
Keio |
39 |
1,963 |
||||||
Komatsu |
350 |
9,106 |
||||||
Kubota |
392 |
8,328 |
||||||
Makita |
103 |
4,754 |
||||||
Marubeni |
637 |
5,370 |
||||||
Minebea Mitsumi |
135 |
3,404 |
||||||
MISUMI Group |
91 |
3,799 |
||||||
Mitsubishi |
528 |
16,725 |
||||||
Mitsubishi Electric |
734 |
9,817 |
||||||
Mitsui |
586 |
13,321 |
||||||
Monotaro |
80 |
1,810 |
||||||
Nidec |
195 |
21,496 |
||||||
Nihon M&A Center |
112 |
3,423 |
||||||
Odakyu Electric Railway |
107 |
2,311 |
||||||
Recruit Holdings |
599 |
39,777 |
||||||
Secom |
70 |
4,751 |
||||||
SG Holdings |
186 |
4,649 |
||||||
SMC |
22 |
13,108 |
||||||
Taisei |
72 |
2,254 |
||||||
Tokyu |
215 |
3,021 |
||||||
Toshiba |
165 |
7,105 |
||||||
TOTO |
50 |
2,412 |
||||||
Toyota Industries |
61 |
5,168 |
||||||
West Japan Railway |
62 |
2,916 |
||||||
Yamato Holdings |
125 |
3,066 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Yaskawa Electric |
85 |
$ |
3,668 |
|||||
275,994 |
||||||||
Information Technology — 3.5% |
||||||||
Advantest |
58 |
4,746 |
||||||
Canon |
330 |
7,403 |
||||||
Disco |
10 |
2,684 |
||||||
Fujitsu |
53 |
9,122 |
||||||
GMO Payment Gateway |
13 |
1,646 |
||||||
Itochu Techno-Solutions |
14 |
441 |
||||||
Keyence |
56 |
33,647 |
||||||
Kyocera |
104 |
6,070 |
||||||
Lasertec |
24 |
5,268 |
||||||
Murata Manufacturing |
188 |
14,267 |
||||||
NEC |
78 |
3,981 |
||||||
Nomura Research Institute |
116 |
4,619 |
||||||
NTT Data |
199 |
3,984 |
||||||
Obic |
19 |
3,497 |
||||||
Omron |
61 |
5,815 |
||||||
Oracle Japan |
11 |
1,037 |
||||||
Otsuka |
28 |
1,375 |
||||||
Renesas Electronics * |
393 |
4,832 |
||||||
Rohm |
28 |
2,549 |
||||||
Shimadzu |
80 |
3,238 |
||||||
TDK |
108 |
3,912 |
||||||
Tokyo Electron |
48 |
22,248 |
||||||
Trend Micro |
37 |
2,086 |
||||||
148,467 |
||||||||
Materials — 1.1% |
||||||||
Asahi Kasei |
398 |
4,176 |
||||||
Nippon Paint Holdings |
471 |
5,035 |
||||||
Nippon Sanso Holdings |
63 |
1,484 |
||||||
Nippon Steel |
266 |
4,663 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Nitto Denko |
47 |
$ |
3,660 |
|||||
Shin-Etsu Chemical |
121 |
21,494 |
||||||
Sumitomo Metal Mining |
80 |
3,103 |
||||||
Toray Industries |
513 |
3,190 |
||||||
46,805 |
||||||||
Real Estate — 0.7% |
||||||||
Daiwa House Industry |
188 |
6,185 |
||||||
Hulic |
133 |
1,275 |
||||||
Mitsubishi Estate |
381 |
5,774 |
||||||
Mitsui Fudosan |
263 |
5,993 |
||||||
Nippon Prologis ‡ |
1 |
3,337 |
||||||
Nomura
Real Estate Master Fund ‡ |
1 |
1,497 |
||||||
Sumitomo
Realty & Development |
138 |
4,974 |
||||||
29,035 |
||||||||
Utilities — 0.2% |
||||||||
Chubu Electric Power |
228 |
2,357 |
||||||
Kansai Electric Power |
254 |
2,335 |
||||||
Osaka Gas |
119 |
1,916 |
||||||
Tokyo Gas |
112 |
1,944 |
||||||
8,552 |
||||||||
TOTAL JAPAN |
1,201,117 |
|||||||
LUXEMBOURG — 0.2% |
||||||||
Materials — 0.2% |
||||||||
ArcelorMittal |
210 |
7,127 |
||||||
MACAO — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
Galaxy Entertainment Group |
420 |
2,273 |
||||||
Sands China |
900 |
2,057 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL MACAO |
$ |
4,330 |
||||||
NETHERLANDS — 6.7% |
||||||||
Communication Services —
0.2% |
||||||||
Universal Music Group |
245 |
7,121 |
||||||
Consumer Staples — 0.7% |
||||||||
Heineken |
121 |
13,417 |
||||||
Koninklijke Ahold Delhaize |
534 |
17,384 |
||||||
30,801 |
||||||||
Energy — 1.2% |
||||||||
Royal Dutch Shell, Cl A |
1,197 |
27,582 |
||||||
Royal Dutch Shell, Cl B |
1,082 |
24,991 |
||||||
52,573 |
||||||||
Financials — 0.5% |
||||||||
EXOR |
31 |
2,924 |
||||||
ING Groep |
1,116 |
16,944 |
||||||
19,868 |
||||||||
Health Care — 1.1% |
||||||||
Koninklijke Philips |
1,042 |
49,108 |
||||||
Information Technology — 3.0% |
||||||||
Adyen * |
9 |
27,189 |
||||||
ASML Holding |
122 |
98,899 |
||||||
126,088 |
||||||||
TOTAL NETHERLANDS |
285,559 |
|||||||
NEW ZEALAND — 0.7% |
||||||||
Communication Services — 0.0% |
||||||||
Spark New Zealand |
545 |
1,781 |
||||||
Health Care — 0.5% |
||||||||
Fisher & Paykel Healthcare |
661 |
14,764 |
||||||
Ryman Healthcare |
496 |
5,129 |
||||||
19,893 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — 0.0% |
||||||||
Auckland
International Airport * |
381 |
$ |
2,179 |
|||||
Information Technology — 0.1% |
||||||||
Xero * |
35 |
3,930 |
||||||
Utilities — 0.1% |
||||||||
Contact Energy |
209 |
1,223 |
||||||
Mercury NZ |
180 |
790 |
||||||
Meridian Energy |
360 |
1,286 |
||||||
3,299 |
||||||||
TOTAL NEW ZEALAND |
31,082 |
|||||||
NORWAY — 0.9% |
||||||||
Communication Services — 0.1% |
||||||||
Schibsted, Cl A |
24 |
1,236 |
||||||
Schibsted, Cl B |
30 |
1,352 |
||||||
Telenor |
192 |
3,027 |
||||||
5,615 |
||||||||
Consumer Staples — 0.3% |
||||||||
Mowi |
219 |
6,333 |
||||||
Orkla |
386 |
3,749 |
||||||
Salmar |
28 |
2,128 |
||||||
12,210 |
||||||||
Energy — 0.2% |
||||||||
Equinor |
316 |
7,985 |
||||||
Financials — 0.2% |
||||||||
Aker BP |
30 |
1,149 |
||||||
DNB Bank |
260 |
6,171 |
||||||
Gjensidige Forsikring |
54 |
1,341 |
||||||
8,661 |
||||||||
Industrials — 0.0% |
||||||||
TOMRA Systems |
38 |
2,449 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — 0.1% |
||||||||
Norsk Hydro |
403 |
$ |
2,948 |
|||||
TOTAL NORWAY |
39,868 |
|||||||
POLAND — 0.0% |
||||||||
Consumer Discretionary — 0.0% |
||||||||
Allegro.eu * |
134 |
1,517 |
||||||
PORTUGAL — 0.1% |
||||||||
Utilities — 0.1% |
||||||||
Energias de Portugal |
877 |
4,957 |
||||||
SINGAPORE — 1.0% |
||||||||
Communication Services — 0.1% |
||||||||
Singapore
Telecommunications |
1,941 |
3,598 |
||||||
Financials — 0.7% |
||||||||
DBS Group Holdings |
520 |
12,158 |
||||||
Oversea-Chinese Banking |
1,167 |
10,212 |
||||||
United Overseas Bank |
423 |
8,391 |
||||||
30,761 |
||||||||
Industrials — 0.1% |
||||||||
Singapore Airlines |
506 |
1,951 |
||||||
Singapore
Technologies Engineering |
521 |
1,480 |
||||||
3,431 |
||||||||
Real Estate — 0.1% |
||||||||
Ascendas
Real Estate Investment Trust ‡ |
842 |
1,930 |
||||||
CapitaLand
Integrated Commercial Trust ‡ |
93 |
148 |
||||||
Capitaland Investment * |
655 |
1,671 |
||||||
3,749 |
||||||||
TOTAL SINGAPORE |
41,539 |
|||||||
SOUTH AFRICA —
0.3% |
||||||||
Materials — 0.3% |
||||||||
Anglo American |
403 |
15,371 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SPAIN — 2.4% |
||||||||
Communication Services — 0.4% |
||||||||
Cellnex Telecom |
173 |
$ |
10,647 |
|||||
Telefonica |
1,636 |
7,127 |
||||||
17,774 |
||||||||
Consumer Discretionary — 0.3% |
||||||||
Industria de Diseno Textil |
353 |
12,762 |
||||||
Financials — 0.8% |
||||||||
Banco
Bilbao Vizcaya Argentaria |
1,918 |
13,455 |
||||||
Banco Santander |
4,970 |
18,845 |
||||||
32,300 |
||||||||
Industrials — 0.1% |
||||||||
Aena SME * |
24 |
3,934 |
||||||
Information Technology — 0.2% |
||||||||
Amadeus IT Group, Cl A |
132 |
8,835 |
||||||
Utilities — 0.6% |
||||||||
EDP Renovaveis |
73 |
2,036 |
||||||
Endesa |
91 |
2,101 |
||||||
Iberdrola |
1,660 |
19,623 |
||||||
Naturgy Energy Group |
95 |
2,499 |
||||||
26,259 |
||||||||
TOTAL SPAIN |
101,864 |
|||||||
SWEDEN — 4.1% |
||||||||
Communication Services — 0.1% |
||||||||
Telia |
744 |
2,927 |
||||||
Consumer Discretionary — 0.2% |
||||||||
Evolution |
56 |
9,058 |
||||||
Consumer Staples — 0.4% |
||||||||
Essity, Cl B |
300 |
9,704 |
||||||
Swedish Match |
795 |
6,996 |
||||||
16,700 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — 1.0% |
||||||||
Industrivarden, Cl A |
54 |
$ |
1,781 |
|||||
Industrivarden, Cl C |
48 |
1,559 |
||||||
Investor, Cl A |
150 |
3,467 |
||||||
Investor, Cl B |
524 |
12,074 |
||||||
Kinnevik, Cl B * |
69 |
2,705 |
||||||
L E Lundbergforetagen, Cl B |
17 |
979 |
||||||
Skandinaviska
Enskilda Banken, Cl A |
464 |
7,253 |
||||||
Skandinaviska
Enskilda Banken, Cl C |
4 |
64 |
||||||
Svenska Handelsbanken, Cl A |
438 |
5,015 |
||||||
Svenska Handelsbanken, Cl B |
11 |
139 |
||||||
Swedbank, Cl A |
269 |
5,833 |
||||||
40,869 |
||||||||
Industrials — 1.7% |
||||||||
Alfa Laval |
96 |
4,110 |
||||||
Assa Abloy, Cl B |
346 |
10,132 |
||||||
Atlas Copco, Cl A |
220 |
14,135 |
||||||
Atlas Copco, Cl B |
142 |
7,680 |
||||||
Epiroc, Cl A |
200 |
4,976 |
||||||
Epiroc, Cl B |
126 |
2,677 |
||||||
Investment Latour, Cl B |
41 |
1,486 |
||||||
Nibe Industrier, Cl B |
513 |
7,637 |
||||||
Skanska, Cl B |
146 |
3,706 |
||||||
SKF, Cl B |
120 |
2,780 |
||||||
Volvo, Cl B |
568 |
13,222 |
||||||
72,541 |
||||||||
Information Technology — 0.4% |
||||||||
Hexagon, Cl B |
580 |
9,319 |
||||||
Telefonaktiebolaget
LM Ericsson, Cl B |
862 |
9,435 |
||||||
18,754 |
||||||||
Materials — 0.3% |
||||||||
Sandvik |
378 |
9,573 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Svenska Cellulosa, Cl B |
178 |
$ |
2,775 |
|||||
12,348 |
||||||||
TOTAL SWEDEN |
173,197 |
|||||||
SWITZERLAND — 3.4% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
Cie
Financiere Richemont, Cl A |
162 |
20,052 |
||||||
Financials — 0.9% |
||||||||
UBS Group |
1,098 |
20,001 |
||||||
Zurich Insurance Group |
42 |
18,657 |
||||||
38,658 |
||||||||
Health Care — 1.1% |
||||||||
Alcon |
566 |
46,866 |
||||||
Industrials — 0.5% |
||||||||
ABB |
640 |
21,215 |
||||||
Information Technology — 0.2% |
||||||||
STMicroelectronics |
193 |
9,134 |
||||||
Materials — 0.2% |
||||||||
Givaudan |
2 |
9,431 |
||||||
TOTAL SWITZERLAND |
145,356 |
|||||||
TAIWAN — 0.8% |
||||||||
Communication Services — 0.8% |
||||||||
Sea ADR * |
96 |
32,983 |
||||||
UNITED KINGDOM —
9.0% |
||||||||
Communication Services — 0.5% |
||||||||
BT Group, Cl A * |
2,445 |
4,655 |
||||||
Vodafone Group |
8,055 |
11,929 |
||||||
WPP |
396 |
5,732 |
||||||
22,316 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — 0.3% |
||||||||
Compass Group |
560 |
$ |
11,898 |
|||||
Consumer Staples — 2.4% |
||||||||
Associated British Foods |
176 |
4,313 |
||||||
Coca-Cola
Europacific Partners |
105 |
5,528 |
||||||
Diageo |
1,185 |
58,996 |
||||||
Imperial Brands |
488 |
10,315 |
||||||
Ocado Group * |
336 |
8,304 |
||||||
Tesco |
3,960 |
14,651 |
||||||
102,107 |
||||||||
Energy — 0.7% |
||||||||
BP |
5,944 |
28,533 |
||||||
Financials — 2.6% |
||||||||
Aviva |
1,131 |
6,119 |
||||||
Barclays |
4,664 |
12,930 |
||||||
HSBC Holdings |
5,960 |
36,069 |
||||||
Legal & General Group |
1,702 |
6,740 |
||||||
Lloyds Banking Group |
20,392 |
14,038 |
||||||
London
Stock Exchange Group |
91 |
8,856 |
||||||
Natwest Group |
1,491 |
4,519 |
||||||
Prudential |
799 |
16,368 |
||||||
Standard Chartered |
758 |
5,142 |
||||||
110,781 |
||||||||
Health Care — 0.4% |
||||||||
Smith & Nephew |
1,012 |
17,409 |
||||||
Industrials — 1.5% |
||||||||
Ashtead Group |
155 |
13,012 |
||||||
CK Hutchison Holdings |
1,020 |
6,864 |
||||||
CNH Industrial |
364 |
6,289 |
||||||
Experian |
345 |
15,828 |
||||||
RELX |
705 |
21,879 |
||||||
63,872 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — 0.1% |
||||||||
Segro ‡ |
337 |
$ |
5,971 |
|||||
Utilities — 0.5% |
||||||||
National Grid |
1,086 |
13,925 |
||||||
SSE |
301 |
6,781 |
||||||
20,706 |
||||||||
TOTAL UNITED KINGDOM |
383,593 |
|||||||
UNITED STATES —
2.3% |
||||||||
Communication Services — 0.3% |
||||||||
Spotify Technology * |
41 |
11,865 |
||||||
Consumer Discretionary — 0.4% |
||||||||
Fiverr International * |
11 |
1,874 |
||||||
Stellantis |
697 |
13,914 |
||||||
15,788 |
||||||||
Industrials — 1.1% |
||||||||
Ferguson |
80 |
12,057 |
||||||
Schneider Electric |
200 |
34,463 |
||||||
46,520 |
||||||||
Information Technology — 0.4% |
||||||||
Atlassian, Cl A * |
39 |
17,867 |
||||||
CyberArk Software * |
11 |
1,981 |
||||||
19,848 |
||||||||
Materials — 0.1% |
||||||||
James Hardie Industries |
128 |
4,966 |
||||||
TOTAL UNITED STATES |
98,987 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,528,348) |
4,230,175 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Shares/
Number of Rights |
Value |
|||||||
PREFERRED
STOCK — 0.5% |
||||||||
GERMANY— 0.5% |
||||||||
Consumer Discretionary — 0.3% |
||||||||
Bayerische Motoren Werke (B) |
15 |
$ |
1,277 |
|||||
Volkswagen (B) |
57 |
12,785 |
||||||
14,062 |
||||||||
Consumer Staples — 0.2% |
||||||||
Henkel & KGaA (B) |
89 |
7,970 |
||||||
TOTAL GERMANY |
22,032 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $23,211) |
22,032 |
|||||||
RIGHT —
0.0% |
||||||||
Australia — 0.0% |
||||||||
Aristocrat Leisure #
(Cost $–) |
9 |
32 |
||||||
TOTAL INVESTMENTS — 99.7% |
||||||||
(Cost $3,551,559) |
$ |
4,252,239 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
# |
Expiration Date Not
Available. |
(A) |
Security is fair valued
using methods determined in good faith by the Fair Value Committee of the
Fund. The total value of such securities as of October 31, 2021, was
$14,710 and represents 0.3% of Net Assets. |
(B) |
There is currently no
stated interest rate. |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P Catholic Values Developed ex-US ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
4,195,008 |
$ |
35,167 |
$ |
— |
$ |
4,230,175 |
||||||||
Preferred
Stock |
22,032 |
— |
— |
22,032 |
||||||||||||
Right |
32 |
— |
— |
32 |
||||||||||||
Total
Investments in Securities |
$ |
4,217,072 |
$ |
35,167 |
$ |
— |
$ |
4,252,239 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
98.3% |
||||||||
CANADA — 1.4% |
||||||||
Information Technology — 1.4% |
||||||||
Shopify, Cl A * |
721 |
$ |
1,057,512 |
|||||
CHINA — 3.0% |
||||||||
Consumer Discretionary — 1.5% |
||||||||
JD.com ADR * |
14,437 |
1,130,128 |
||||||
Information Technology — 1.5% |
||||||||
GDS Holdings ADR * |
19,786 |
1,175,289 |
||||||
TOTAL CHINA |
2,305,417 |
|||||||
DENMARK — 1.4% |
||||||||
Health Care — 1.4% |
||||||||
Ascendis Pharma ADR * |
7,176 |
1,087,953 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
SOUTH KOREA — 1.5% |
||||||||
Consumer Discretionary — 1.5% |
||||||||
Coupang, Cl A * |
36,796 |
$ |
1,095,049 |
|||||
TAIWAN — 2.9% |
||||||||
Communication Services — 1.5% |
||||||||
Sea ADR * |
3,336 |
1,146,150 |
||||||
Information Technology — 1.4% |
||||||||
Taiwan
Semiconductor Manufacturing ADR |
9,303 |
1,057,751 |
||||||
TOTAL TAIWAN |
2,203,901 |
|||||||
UNITED KINGDOM —
1.5% |
||||||||
Communication Services — 1.5% |
||||||||
Liberty Global, Cl C * |
39,103 |
1,127,731 |
||||||
UNITED STATES —
86.6% |
||||||||
Communication Services — 8.4% |
||||||||
Alphabet, Cl C * |
380 |
1,126,856 |
||||||
Charter
Communications, Cl A * |
1,359 |
917,175 |
||||||
DISH Network, Cl A * |
25,564 |
1,049,913 |
||||||
Liberty Broadband, Cl C * |
5,879 |
955,044 |
||||||
Meta Platforms, Cl A * |
2,936 |
950,002 |
||||||
Netflix * |
1,955 |
1,349,556 |
||||||
6,348,546 |
||||||||
Consumer Discretionary — 16.6% |
||||||||
Amazon.com * |
324 |
1,092,667 |
||||||
Booking Holdings * |
486 |
1,176,499 |
||||||
DoorDash, Cl A * |
5,800 |
1,129,840 |
||||||
eBay |
14,410 |
1,105,535 |
||||||
Expedia Group * |
7,751 |
1,274,342 |
||||||
Home Depot |
3,416 |
1,269,864 |
||||||
Las Vegas Sands * |
25,726 |
998,426 |
||||||
Lithia Motors, Cl A |
3,412 |
1,089,179 |
||||||
Lowe’s |
5,452 |
1,274,787 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
ThredUp, Cl A *
(A) |
57,604 |
$ |
1,246,550 |
|||||
Wayfair, Cl A * |
3,829 |
953,804 |
||||||
12,611,493 |
||||||||
Consumer Staples — 4.3% |
||||||||
Albertsons, Cl A |
37,985 |
1,175,636 |
||||||
Mondelez International, Cl A |
17,979 |
1,092,045 |
||||||
Post Holdings * |
9,984 |
1,013,176 |
||||||
3,280,857 |
||||||||
Energy — 3.0% |
||||||||
Cheniere Energy |
12,564 |
1,299,118 |
||||||
Texas Pacific Land |
790 |
1,006,199 |
||||||
2,305,317 |
||||||||
Financials — 11.5% |
||||||||
Arch Capital Group * |
27,090 |
1,132,904 |
||||||
Citigroup |
15,593 |
1,078,412 |
||||||
LPL Financial Holdings |
7,531 |
1,235,235 |
||||||
S&P Global |
2,516 |
1,192,987 |
||||||
Upstart Holdings * |
5,139 |
1,654,963 |
||||||
Wells Fargo |
23,082 |
1,180,875 |
||||||
Willis Towers Watson |
5,132 |
1,243,381 |
||||||
8,718,757 |
||||||||
Health Care — 13.3% |
||||||||
Bausch Health * |
38,378 |
1,077,654 |
||||||
Fate Therapeutics * |
15,427 |
829,973 |
||||||
Invitae * |
38,049 |
1,008,299 |
||||||
Mirati Therapeutics * |
6,616 |
1,250,556 |
||||||
Rocket Pharmaceuticals * |
32,894 |
977,281 |
||||||
Seagen * |
6,627 |
1,168,539 |
||||||
Tenet Healthcare * |
14,810 |
1,061,285 |
||||||
Turning Point Therapeutics * |
14,336 |
596,091 |
||||||
Viatris, Cl W * |
77,558 |
1,035,399 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Zimmer Biomet Holdings |
7,462 |
$ |
1,067,961 |
|||||
10,073,038 |
||||||||
Industrials — 2.9% |
||||||||
Otis Worldwide |
12,099 |
971,670 |
||||||
Uber Technologies * |
27,957 |
1,225,076 |
||||||
2,196,746 |
||||||||
Information Technology — 17.2% |
||||||||
Adobe * |
1,678 |
1,091,304 |
||||||
Appian, Cl A * |
10,258 |
1,019,748 |
||||||
Dell Technologies, Cl C * |
11,386 |
1,252,346 |
||||||
Elastic * |
6,961 |
1,207,803 |
||||||
Fiserv * |
9,555 |
941,072 |
||||||
Micron Technology |
15,276 |
1,055,572 |
||||||
Microsoft |
3,681 |
1,220,693 |
||||||
NortonLifeLock |
41,716 |
1,061,672 |
||||||
Pegasystems |
8,075 |
958,664 |
||||||
Twilio, Cl A * |
3,048 |
888,065 |
||||||
Unity Software * |
8,763 |
1,325,930 |
||||||
Visa, Cl A |
4,833 |
1,023,484 |
||||||
13,046,353 |
||||||||
Materials — 3.0% |
||||||||
International
Flavors & Fragrances |
7,391 |
1,089,803 |
||||||
Sherwin-Williams |
3,661 |
1,159,109 |
||||||
2,248,912 |
||||||||
Real Estate — 3.0% |
||||||||
American Tower, Cl A ‡ |
3,795 |
1,070,076 |
||||||
Zillow Group, Cl C * |
11,629 |
1,205,113 |
||||||
2,275,189 |
||||||||
Utilities — 3.4% |
||||||||
PG&E * |
122,852 |
1,425,083 |
||||||
Vistra |
59,288 |
1,161,452 |
||||||
2,586,535 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
Shares/Face
Amount |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL UNITED STATES |
$ |
65,691,743 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $66,614,394) |
74,569,306 |
|||||||
MASTER
LIMITED PARTNERSHIP — 1.5% |
||||||||
UNITED STATES—
1.5% |
||||||||
Industrials — 1.5% |
||||||||
Icahn
Enterprises (B)
(Cost $1,095,418) |
20,125 |
1,159,200 |
||||||
SHORT-TERM INVESTMENT —
0.7%(C)(D) |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.010% |
||||||||
(Cost $539,892) |
539,892 |
539,892 |
||||||
REPURCHASE AGREEMENT —
0.6%(C) |
||||||||
BNP Paribas |
||||||||
0.030%, dated 10/29/21,
to be repurchased on 11/01/21, repurchase price $434,595 (collateralized
by various U.S. Treasury Obligations, ranging in par value $17,478 -
$58,286, 0.750% - 1.250%, 01/31/28 -03/31/28, with a total market value of
$444,116) |
||||||||
(Cost $434,594) |
$ |
434,594 |
434,594 |
|||||
TOTAL INVESTMENTS — 101.1% |
||||||||
(Cost $68,684,298) |
$ |
76,702,992 |
Schedule
of Investments |
October
31, 2021 | |
Global
X Guru®
Index ETF |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(A) |
This security or a partial
position of this security is on loan at October 31, 2021. The total
value of securities on loan at October 31, 2021
was $979,084. |
(B) |
Security considered Master
Limited Partnership. At October 31, 2021, these securities
amounted to $1,159,200 or 1.5% of Net Assets. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of October 31, 2021 was $974,486. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of October 31,
2021. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
74,569,306 |
$ |
— |
$ |
— |
$ |
74,569,306 |
||||||||
Master
Limited Partnership |
1,159,200 |
— |
— |
1,159,200 |
||||||||||||
Short-Term
Investment |
539,892 |
— |
— |
539,892 |
||||||||||||
Repurchase
Agreement |
— |
434,594 |
— |
434,594 |
||||||||||||
Total
Investments in Securities |
$ |
76,268,398 |
$ |
434,594 |
$ |
— |
$ |
76,702,992 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.3% |
||||||||
CHINA — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
NXP Semiconductors |
26 |
$ |
5,222 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
48 |
15,322 |
||||||
UNITED STATES —
98.8% |
||||||||
Communication Services — 10.7% |
||||||||
Activision Blizzard |
65 |
5,082 |
||||||
Alphabet, Cl A * |
27 |
79,945 |
||||||
Alphabet, Cl C * |
26 |
77,101 |
||||||
AT&T |
654 |
16,520 |
||||||
Charter
Communications, Cl A * |
12 |
8,099 |
||||||
Comcast, Cl A |
420 |
21,601 |
||||||
Discovery, Cl A * |
13 |
305 |
||||||
Discovery, Cl C * |
26 |
587 |
||||||
DISH Network, Cl A * |
26 |
1,068 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Electronic Arts |
26 |
$ |
3,647 |
|||||
Fox, Cl A |
26 |
1,033 |
||||||
Fox, Cl B |
13 |
480 |
||||||
Interpublic Group |
39 |
1,426 |
||||||
Live Nation Entertainment * |
13 |
1,315 |
||||||
Lumen Technologies |
91 |
1,079 |
||||||
Match Group * |
25 |
3,770 |
||||||
Meta Platforms, Cl A * |
220 |
71,185 |
||||||
Netflix * |
40 |
27,612 |
||||||
News, Cl A |
39 |
893 |
||||||
News, Cl B |
13 |
293 |
||||||
Omnicom Group |
16 |
1,089 |
||||||
Take-Two
Interactive Software * |
13 |
2,353 |
||||||
T-Mobile US * |
52 |
5,982 |
||||||
Twitter * |
68 |
3,641 |
||||||
Verizon Communications |
379 |
20,083 |
||||||
ViacomCBS, Cl B |
52 |
1,883 |
||||||
Walt Disney |
167 |
28,235 |
||||||
386,307 |
||||||||
Consumer Discretionary — 12.6% |
||||||||
Advance Auto Parts |
5 |
1,128 |
||||||
Amazon.com * |
40 |
134,897 |
||||||
Aptiv * |
26 |
4,495 |
||||||
AutoZone * |
2 |
3,570 |
||||||
Bath & Body Works |
26 |
1,796 |
||||||
Best Buy |
22 |
2,689 |
||||||
Booking Holdings * |
3 |
7,262 |
||||||
BorgWarner |
26 |
1,172 |
||||||
Caesars Entertainment * |
21 |
2,299 |
||||||
CarMax * |
13 |
1,780 |
||||||
Carnival * |
68 |
1,507 |
||||||
Chipotle Mexican Grill, Cl A * |
2 |
3,558 |
||||||
Darden Restaurants |
13 |
1,874 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Dollar General |
23 |
$ |
5,095 |
|||||
Dollar Tree * |
26 |
2,802 |
||||||
Domino’s Pizza |
3 |
1,467 |
||||||
DR Horton |
26 |
2,321 |
||||||
eBay |
55 |
4,220 |
||||||
Etsy * |
13 |
3,259 |
||||||
Expedia Group * |
13 |
2,137 |
||||||
Ford Motor |
344 |
5,876 |
||||||
Gap |
16 |
363 |
||||||
Garmin |
13 |
1,867 |
||||||
General Motors * |
132 |
7,185 |
||||||
Genuine Parts |
13 |
1,704 |
||||||
Hanesbrands |
26 |
443 |
||||||
Hasbro |
13 |
1,245 |
||||||
Hilton Worldwide Holdings * |
26 |
3,743 |
||||||
Home Depot |
99 |
36,802 |
||||||
Las Vegas Sands * |
26 |
1,009 |
||||||
Leggett & Platt |
13 |
609 |
||||||
Lennar, Cl A |
26 |
2,598 |
||||||
LKQ |
26 |
1,432 |
||||||
Lowe’s |
65 |
15,198 |
||||||
Marriott International, Cl A * |
26 |
4,161 |
||||||
McDonald’s |
68 |
16,697 |
||||||
MGM Resorts International |
39 |
1,839 |
||||||
Mohawk Industries * |
4 |
709 |
||||||
Newell Brands |
29 |
664 |
||||||
NIKE, Cl B |
117 |
19,573 |
||||||
Norwegian
Cruise Line Holdings * |
29 |
746 |
||||||
O’Reilly Automotive * |
5 |
3,112 |
||||||
Penn National Gaming * |
13 |
931 |
||||||
Pool |
3 |
1,546 |
||||||
PulteGroup |
26 |
1,250 |
||||||
PVH |
8 |
875 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Ralph Lauren, Cl A |
3 |
$ |
382 |
|||||
Ross Stores |
34 |
3,849 |
||||||
Royal Caribbean Cruises * |
22 |
1,857 |
||||||
Starbucks |
104 |
11,031 |
||||||
Tapestry |
26 |
1,014 |
||||||
Target |
45 |
11,683 |
||||||
Tesla * |
75 |
83,550 |
||||||
TJX |
107 |
7,007 |
||||||
Tractor Supply |
13 |
2,823 |
||||||
Ulta Beauty * |
4 |
1,469 |
||||||
Under Armour, Cl A * |
13 |
285 |
||||||
Under Armour, Cl C * |
13 |
245 |
||||||
VF |
26 |
1,895 |
||||||
Whirlpool |
5 |
1,054 |
||||||
Wynn Resorts * |
13 |
1,167 |
||||||
Yum! Brands |
26 |
3,248 |
||||||
454,064 |
||||||||
Consumer Staples — 5.6% |
||||||||
Altria Group |
169 |
7,455 |
||||||
Archer-Daniels-Midland |
52 |
3,341 |
||||||
Brown-Forman, Cl B |
13 |
883 |
||||||
Campbell Soup |
13 |
519 |
||||||
Church & Dwight |
26 |
2,271 |
||||||
Clorox |
13 |
2,119 |
||||||
Coca-Cola |
363 |
20,462 |
||||||
Colgate-Palmolive |
78 |
5,943 |
||||||
Conagra Brands |
39 |
1,256 |
||||||
Constellation Brands, Cl A |
15 |
3,252 |
||||||
Costco Wholesale |
40 |
19,662 |
||||||
Estee Lauder, Cl A |
22 |
7,135 |
||||||
General Mills |
52 |
3,214 |
||||||
Hershey |
13 |
2,280 |
||||||
Hormel Foods |
26 |
1,100 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
J M Smucker |
13 |
$ |
1,597 |
|||||
Kellogg |
26 |
1,594 |
||||||
Kimberly-Clark |
30 |
3,885 |
||||||
Kraft Heinz |
55 |
1,974 |
||||||
Kroger |
65 |
2,601 |
||||||
Lamb Weston Holdings |
13 |
734 |
||||||
McCormick |
26 |
2,086 |
||||||
Molson Coors Beverage, Cl B |
13 |
573 |
||||||
Mondelez International, Cl A |
129 |
7,835 |
||||||
Monster Beverage * |
35 |
2,975 |
||||||
PepsiCo |
130 |
21,008 |
||||||
Philip Morris International |
147 |
13,897 |
||||||
Procter & Gamble |
223 |
31,887 |
||||||
Sysco |
48 |
3,691 |
||||||
Tyson Foods, Cl A |
26 |
2,079 |
||||||
Walgreens Boots Alliance |
65 |
3,056 |
||||||
Walmart |
130 |
19,425 |
||||||
201,789 |
||||||||
Energy — 2.8% |
||||||||
APA |
29 |
760 |
||||||
Baker Hughes, Cl A |
68 |
1,705 |
||||||
Chevron |
179 |
20,494 |
||||||
ConocoPhillips |
117 |
8,715 |
||||||
Coterra Energy |
39 |
832 |
||||||
Devon Energy |
52 |
2,084 |
||||||
Diamondback Energy |
13 |
1,394 |
||||||
EOG Resources |
52 |
4,808 |
||||||
Exxon Mobil |
389 |
25,079 |
||||||
Halliburton |
78 |
1,949 |
||||||
Hess |
26 |
2,147 |
||||||
Kinder Morgan |
172 |
2,881 |
||||||
Marathon Oil |
68 |
1,110 |
||||||
Marathon Petroleum |
55 |
3,626 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Occidental Petroleum |
78 |
$ |
2,615 |
|||||
ONEOK |
39 |
2,481 |
||||||
Phillips 66 |
39 |
2,916 |
||||||
Pioneer Natural Resources |
22 |
4,114 |
||||||
Schlumberger |
120 |
3,871 |
||||||
Valero Energy |
39 |
3,016 |
||||||
Williams |
107 |
3,006 |
||||||
99,603 |
||||||||
Financials — 11.3% |
||||||||
Aflac |
52 |
2,791 |
||||||
Allstate |
26 |
3,215 |
||||||
American Express |
60 |
10,427 |
||||||
American International Group |
78 |
4,609 |
||||||
Ameriprise Financial |
11 |
3,323 |
||||||
Aon, Cl A |
23 |
7,358 |
||||||
Arthur J Gallagher |
17 |
2,850 |
||||||
Assurant |
4 |
645 |
||||||
Bank of America |
679 |
32,443 |
||||||
Bank of New York Mellon |
68 |
4,026 |
||||||
Berkshire Hathaway, Cl B * |
170 |
48,792 |
||||||
BlackRock, Cl A |
13 |
12,265 |
||||||
Brown & Brown |
22 |
1,388 |
||||||
Capital One Financial |
39 |
5,890 |
||||||
Cboe Global Markets |
13 |
1,715 |
||||||
Charles Schwab |
139 |
11,402 |
||||||
Chubb |
39 |
7,620 |
||||||
Cincinnati Financial |
13 |
1,579 |
||||||
Citigroup |
182 |
12,587 |
||||||
Citizens Financial Group |
39 |
1,848 |
||||||
CME Group, Cl A |
36 |
7,940 |
||||||
Comerica |
13 |
1,106 |
||||||
Discover Financial Services |
26 |
2,946 |
||||||
Everest Re Group |
4 |
1,046 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Fifth Third Bancorp |
65 |
$ |
2,829 |
|||||
First Republic Bank |
13 |
2,812 |
||||||
Franklin Resources |
26 |
819 |
||||||
Globe Life |
13 |
1,157 |
||||||
Goldman Sachs Group |
31 |
12,814 |
||||||
Hartford
Financial Services Group |
26 |
1,896 |
||||||
Huntington Bancshares |
130 |
2,046 |
||||||
Intercontinental Exchange |
52 |
7,200 |
||||||
Invesco |
26 |
661 |
||||||
JPMorgan Chase |
274 |
46,550 |
||||||
KeyCorp |
81 |
1,885 |
||||||
Lincoln National |
13 |
938 |
||||||
Loews |
13 |
729 |
||||||
M&T Bank |
13 |
1,913 |
||||||
MarketAxess Holdings |
3 |
1,226 |
||||||
Marsh & McLennan |
50 |
8,340 |
||||||
MetLife |
65 |
4,082 |
||||||
Moody’s |
13 |
5,254 |
||||||
Morgan Stanley |
130 |
13,361 |
||||||
MSCI, Cl A |
9 |
5,984 |
||||||
Nasdaq |
13 |
2,728 |
||||||
Northern Trust |
18 |
2,215 |
||||||
People’s United Financial |
39 |
669 |
||||||
PNC Financial Services Group |
39 |
8,230 |
||||||
Principal Financial Group |
26 |
1,744 |
||||||
Progressive |
52 |
4,934 |
||||||
Prudential Financial |
39 |
4,292 |
||||||
Raymond James Financial |
18 |
1,775 |
||||||
Regions Financial |
81 |
1,918 |
||||||
S&P Global |
23 |
10,906 |
||||||
State Street |
26 |
2,562 |
||||||
SVB Financial Group * |
4 |
2,870 |
||||||
Synchrony Financial |
52 |
2,415 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
T Rowe Price Group |
23 |
$ |
4,988 |
|||||
Travelers |
26 |
4,183 |
||||||
Truist Financial |
117 |
7,426 |
||||||
US Bancorp |
120 |
7,244 |
||||||
W R Berkley |
13 |
1,035 |
||||||
Wells Fargo |
377 |
19,287 |
||||||
Willis Towers Watson |
13 |
3,150 |
||||||
Zions Bancorp |
13 |
819 |
||||||
407,697 |
||||||||
Health Care — 13.1% |
||||||||
Abbott Laboratories |
164 |
21,138 |
||||||
AbbVie |
161 |
18,462 |
||||||
ABIOMED * |
4 |
1,328 |
||||||
Agilent Technologies |
26 |
4,095 |
||||||
Align Technology * |
8 |
4,995 |
||||||
AmerisourceBergen, Cl A |
13 |
1,586 |
||||||
Amgen |
52 |
10,762 |
||||||
Anthem |
23 |
10,008 |
||||||
Baxter International |
47 |
3,711 |
||||||
Becton Dickinson |
26 |
6,229 |
||||||
Biogen * |
13 |
3,467 |
||||||
Bio-Rad Laboratories, Cl A * |
2 |
1,589 |
||||||
Bio-Techne |
3 |
1,571 |
||||||
Boston Scientific * |
130 |
5,607 |
||||||
Bristol-Myers Squibb |
205 |
11,972 |
||||||
Cardinal Health |
26 |
1,243 |
||||||
Catalent * |
13 |
1,792 |
||||||
Centene * |
52 |
3,704 |
||||||
Cerner |
26 |
1,932 |
||||||
Charles
River Laboratories International * |
4 |
1,795 |
||||||
Cigna |
30 |
6,408 |
||||||
Cooper |
4 |
1,668 |
||||||
CVS Health |
117 |
10,446 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Danaher |
58 |
$ |
18,083 |
|||||
DaVita * |
5 |
516 |
||||||
DENTSPLY SIRONA |
16 |
915 |
||||||
Dexcom * |
10 |
6,232 |
||||||
Edwards Lifesciences * |
56 |
6,710 |
||||||
Eli Lilly |
74 |
18,852 |
||||||
Gilead Sciences |
115 |
7,461 |
||||||
HCA Healthcare |
23 |
5,761 |
||||||
Henry Schein * |
13 |
993 |
||||||
Hologic * |
26 |
1,906 |
||||||
Humana |
13 |
6,021 |
||||||
IDEXX Laboratories * |
9 |
5,995 |
||||||
Illumina * |
13 |
5,396 |
||||||
Incyte * |
13 |
871 |
||||||
Intuitive Surgical * |
33 |
11,917 |
||||||
IQVIA Holdings * |
18 |
4,706 |
||||||
Johnson & Johnson |
243 |
39,580 |
||||||
Laboratory
Corp of America Holdings * |
10 |
2,870 |
||||||
McKesson |
13 |
2,702 |
||||||
Medtronic |
125 |
14,983 |
||||||
Merck |
233 |
20,516 |
||||||
Mettler-Toledo International * |
2 |
2,962 |
||||||
Moderna * |
31 |
10,702 |
||||||
Organon |
26 |
955 |
||||||
PerkinElmer |
13 |
2,300 |
||||||
Pfizer |
516 |
22,570 |
||||||
Quest Diagnostics |
13 |
1,908 |
||||||
Regeneron Pharmaceuticals * |
11 |
7,039 |
||||||
ResMed |
13 |
3,418 |
||||||
STERIS |
10 |
2,337 |
||||||
Stryker |
30 |
7,982 |
||||||
Teleflex |
4 |
1,428 |
||||||
Thermo Fisher Scientific |
37 |
23,424 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
UnitedHealth Group |
88 |
$ |
40,521 |
|||||
Universal
Health Services, Cl B |
8 |
993 |
||||||
Vertex Pharmaceuticals * |
26 |
4,808 |
||||||
Viatris, Cl W * |
107 |
1,428 |
||||||
Waters * |
5 |
1,838 |
||||||
West Pharmaceutical Services |
9 |
3,869 |
||||||
Zimmer Biomet Holdings |
18 |
2,576 |
||||||
Zoetis, Cl A |
42 |
9,080 |
||||||
470,632 |
||||||||
Industrials — 8.1% |
||||||||
3M |
52 |
9,291 |
||||||
Alaska Air Group * |
13 |
686 |
||||||
Allegion |
9 |
1,155 |
||||||
American Airlines Group * |
55 |
1,056 |
||||||
AMETEK |
22 |
2,913 |
||||||
AO Smith |
13 |
950 |
||||||
Boeing * |
52 |
10,766 |
||||||
Carrier Global |
79 |
4,126 |
||||||
Caterpillar |
52 |
10,608 |
||||||
CH Robinson Worldwide |
13 |
1,261 |
||||||
Cintas |
10 |
4,331 |
||||||
Copart * |
21 |
3,261 |
||||||
CSX |
198 |
7,162 |
||||||
Cummins |
13 |
3,118 |
||||||
Deere |
26 |
8,900 |
||||||
Delta Air Lines * |
55 |
2,152 |
||||||
Dover |
13 |
2,198 |
||||||
Eaton |
39 |
6,426 |
||||||
Emerson Electric |
52 |
5,045 |
||||||
Equifax |
13 |
3,607 |
||||||
Expeditors
International of Washington |
13 |
1,602 |
||||||
Fastenal |
52 |
2,968 |
||||||
FedEx |
23 |
5,417 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Fortive |
29 |
$ |
2,196 |
|||||
Fortune
Brands Home & Security |
13 |
1,318 |
||||||
Generac Holdings * |
5 |
2,493 |
||||||
General Dynamics |
22 |
4,460 |
||||||
General Electric |
101 |
10,592 |
||||||
Honeywell International |
65 |
14,210 |
||||||
Howmet Aerospace |
39 |
1,158 |
||||||
Huntington Ingalls Industries |
4 |
811 |
||||||
IDEX |
9 |
2,003 |
||||||
IHS Markit |
37 |
4,837 |
||||||
Illinois Tool Works |
26 |
5,925 |
||||||
Ingersoll Rand |
39 |
2,097 |
||||||
Jacobs Engineering Group |
13 |
1,825 |
||||||
JB Hunt Transport Services |
9 |
1,775 |
||||||
Johnson Controls International |
65 |
4,769 |
||||||
Kansas City Southern |
9 |
2,792 |
||||||
L3Harris Technologies |
19 |
4,380 |
||||||
Leidos Holdings |
13 |
1,300 |
||||||
Lockheed Martin |
23 |
7,643 |
||||||
Masco |
26 |
1,704 |
||||||
Nielsen Holdings |
29 |
587 |
||||||
Norfolk Southern |
23 |
6,740 |
||||||
Northrop Grumman |
13 |
4,644 |
||||||
Old Dominion Freight Line |
10 |
3,413 |
||||||
Otis Worldwide |
39 |
3,132 |
||||||
PACCAR |
26 |
2,330 |
||||||
Parker-Hannifin |
13 |
3,856 |
||||||
Pentair |
13 |
962 |
||||||
Quanta Services |
13 |
1,577 |
||||||
Raytheon Technologies |
139 |
12,352 |
||||||
Republic Services, Cl A |
18 |
2,423 |
||||||
Robert Half International |
13 |
1,470 |
||||||
Rockwell Automation |
11 |
3,513 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Rollins |
16 |
$ |
564 |
|||||
Roper Technologies |
10 |
4,879 |
||||||
Snap-On |
5 |
1,016 |
||||||
Southwest Airlines * |
52 |
2,459 |
||||||
Stanley Black & Decker |
13 |
2,336 |
||||||
Textron |
16 |
1,182 |
||||||
Trane Technologies |
23 |
4,161 |
||||||
TransDigm Group * |
4 |
2,495 |
||||||
Union Pacific |
61 |
14,725 |
||||||
United Airlines Holdings * |
26 |
1,200 |
||||||
United Parcel Service, Cl B |
65 |
13,876 |
||||||
United Rentals * |
9 |
3,412 |
||||||
Verisk Analytics, Cl A |
13 |
2,733 |
||||||
Waste Management |
39 |
6,249 |
||||||
Westinghouse
Air Brake Technologies |
13 |
1,179 |
||||||
WW Grainger |
4 |
1,852 |
||||||
Xylem |
13 |
1,698 |
||||||
290,302 |
||||||||
Information Technology — 27.7% |
||||||||
Accenture, Cl A |
58 |
20,810 |
||||||
Adobe * |
43 |
27,966 |
||||||
Advanced Micro Devices * |
113 |
13,586 |
||||||
Akamai Technologies * |
13 |
1,371 |
||||||
Amphenol, Cl A |
52 |
3,992 |
||||||
Analog Devices |
51 |
8,848 |
||||||
ANSYS * |
10 |
3,796 |
||||||
Apple |
1,443 |
216,161 |
||||||
Applied Materials |
82 |
11,205 |
||||||
Arista Networks * |
5 |
2,048 |
||||||
Autodesk * |
22 |
6,987 |
||||||
Automatic Data Processing |
39 |
8,755 |
||||||
Broadcom |
38 |
20,203 |
||||||
Broadridge Financial Solutions |
13 |
2,319 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Cadence Design Systems * |
26 |
$ |
4,501 |
|||||
CDW |
13 |
2,426 |
||||||
Ceridian HCM Holding * |
12 |
1,503 |
||||||
Cisco Systems |
388 |
21,716 |
||||||
Citrix Systems |
13 |
1,232 |
||||||
Cognizant
Technology Solutions, Cl A |
49 |
3,826 |
||||||
Corning |
65 |
2,312 |
||||||
DXC Technology * |
26 |
847 |
||||||
Enphase Energy * |
13 |
3,011 |
||||||
F5 Networks * |
4 |
845 |
||||||
Fidelity
National Information Services |
52 |
5,759 |
||||||
Fiserv * |
52 |
5,121 |
||||||
FleetCor Technologies * |
9 |
2,227 |
||||||
Fortinet * |
13 |
4,372 |
||||||
Gartner * |
9 |
2,987 |
||||||
Global Payments |
26 |
3,718 |
||||||
Hewlett Packard Enterprise |
117 |
1,714 |
||||||
HP |
104 |
3,154 |
||||||
Intel |
381 |
18,669 |
||||||
International
Business Machines |
78 |
9,758 |
||||||
Intuit |
26 |
16,276 |
||||||
IPG Photonics * |
4 |
636 |
||||||
Jack Henry & Associates |
8 |
1,332 |
||||||
Juniper Networks |
26 |
768 |
||||||
Keysight Technologies * |
16 |
2,880 |
||||||
KLA |
13 |
4,846 |
||||||
Lam Research |
13 |
7,326 |
||||||
Mastercard, Cl A |
81 |
27,177 |
||||||
Microchip Technology |
52 |
3,853 |
||||||
Micron Technology |
103 |
7,117 |
||||||
Microsoft |
690 |
228,818 |
||||||
Monolithic Power Systems |
3 |
1,576 |
||||||
Motorola Solutions |
15 |
3,729 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
NetApp |
22 |
$ |
1,965 |
|||||
NortonLifeLock |
52 |
1,323 |
||||||
NVIDIA |
230 |
58,804 |
||||||
Oracle |
156 |
14,967 |
||||||
Paychex |
26 |
3,205 |
||||||
Paycom Software * |
4 |
2,191 |
||||||
PayPal Holdings * |
107 |
24,887 |
||||||
PTC * |
13 |
1,656 |
||||||
Qorvo * |
13 |
2,187 |
||||||
QUALCOMM |
106 |
14,102 |
||||||
salesforce.com * |
91 |
27,272 |
||||||
Seagate Technology Holdings |
13 |
1,158 |
||||||
ServiceNow * |
17 |
11,862 |
||||||
Skyworks Solutions |
13 |
2,173 |
||||||
Synopsys * |
13 |
4,331 |
||||||
TE Connectivity |
29 |
4,234 |
||||||
Teledyne Technologies * |
4 |
1,797 |
||||||
Teradyne |
13 |
1,797 |
||||||
Texas Instruments |
88 |
16,498 |
||||||
Trimble * |
26 |
2,272 |
||||||
Tyler Technologies * |
3 |
1,630 |
||||||
VeriSign * |
10 |
2,227 |
||||||
Visa, Cl A |
155 |
32,824 |
||||||
Western Digital * |
26 |
1,360 |
||||||
Western Union |
39 |
711 |
||||||
Xilinx |
26 |
4,680 |
||||||
Zebra Technologies, Cl A * |
4 |
2,136 |
||||||
998,328 |
||||||||
Materials — 2.1% |
||||||||
Air Products & Chemicals |
23 |
6,896 |
||||||
Albemarle |
13 |
3,256 |
||||||
Amcor |
133 |
1,605 |
||||||
Avery Dennison |
9 |
1,959 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Ball |
26 |
$ |
2,378 |
|||||
Celanese, Cl A |
13 |
2,100 |
||||||
CF Industries Holdings |
16 |
909 |
||||||
Corteva |
65 |
2,805 |
||||||
Dow |
65 |
3,638 |
||||||
DuPont de Nemours |
52 |
3,619 |
||||||
Eastman Chemical |
13 |
1,352 |
||||||
Ecolab |
24 |
5,333 |
||||||
FMC |
13 |
1,183 |
||||||
Freeport-McMoRan |
130 |
4,904 |
||||||
International
Flavors & Fragrances |
26 |
3,834 |
||||||
International Paper |
39 |
1,937 |
||||||
LyondellBasell
Industries, Cl A |
26 |
2,413 |
||||||
Martin Marietta Materials |
5 |
1,964 |
||||||
Mosaic |
26 |
1,081 |
||||||
Newmont |
68 |
3,672 |
||||||
Nucor |
26 |
2,903 |
||||||
Packaging Corp of America |
10 |
1,374 |
||||||
PPG Industries |
23 |
3,693 |
||||||
Sealed Air |
13 |
771 |
||||||
Sherwin-Williams |
23 |
7,282 |
||||||
Sylvamo * |
0 |
— |
||||||
Vulcan Materials |
13 |
2,472 |
||||||
Westrock |
26 |
1,251 |
||||||
76,584 |
||||||||
Real Estate — 2.5% |
||||||||
Alexandria
Real Estate Equities ‡ |
13 |
2,654 |
||||||
American Tower, Cl A ‡ |
41 |
11,561 |
||||||
AvalonBay Communities ‡ |
13 |
3,077 |
||||||
Boston Properties ‡ |
13 |
1,477 |
||||||
CBRE Group, Cl A * |
26 |
2,706 |
||||||
Crown Castle International ‡ |
39 |
7,032 |
||||||
Digital Realty Trust ‡ |
26 |
4,103 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Duke Realty ‡ |
29 |
$ |
1,631 |
|||||
Equinix ‡ |
9 |
7,534 |
||||||
Equity Residential ‡ |
26 |
2,246 |
||||||
Essex Property Trust ‡ |
5 |
1,700 |
||||||
Extra Space Storage ‡ |
13 |
2,566 |
||||||
Federal
Realty Investment Trust ‡ |
5 |
602 |
||||||
Healthpeak Properties ‡ |
52 |
1,846 |
||||||
Host Hotels & Resorts ‡
* |
65 |
1,094 |
||||||
Iron Mountain ‡ |
26 |
1,187 |
||||||
Kimco Realty ‡ |
52 |
1,175 |
||||||
Mid-America
Apartment Communities ‡ |
13 |
2,655 |
||||||
ProLogis ‡ |
65 |
9,422 |
||||||
Public Storage ‡ |
13 |
4,318 |
||||||
Realty Income ‡ |
36 |
2,571 |
||||||
Regency Centers ‡ |
13 |
915 |
||||||
SBA Communications, Cl A ‡ |
11 |
3,799 |
||||||
Simon Property Group ‡ |
26 |
3,811 |
||||||
UDR ‡ |
26 |
1,444 |
||||||
Ventas ‡ |
29 |
1,548 |
||||||
Vornado Realty Trust ‡ |
13 |
554 |
||||||
Welltower ‡ |
39 |
3,135 |
||||||
Weyerhaeuser ‡ |
65 |
2,322 |
||||||
90,685 |
||||||||
Utilities — 2.3% |
||||||||
AES |
55 |
1,382 |
||||||
Alliant Energy |
26 |
1,471 |
||||||
Ameren |
26 |
2,192 |
||||||
American Electric Power |
47 |
3,981 |
||||||
American Water Works |
16 |
2,787 |
||||||
Atmos Energy |
13 |
1,198 |
||||||
CenterPoint Energy |
52 |
1,354 |
||||||
CMS Energy |
26 |
1,569 |
||||||
Consolidated Edison |
26 |
1,960 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Dominion Energy |
75 |
$ |
5,695 |
|||||
DTE Energy |
13 |
1,474 |
||||||
Duke Energy |
65 |
6,631 |
||||||
Edison International |
29 |
1,825 |
||||||
Entergy |
17 |
1,751 |
||||||
Evergy |
26 |
1,657 |
||||||
Eversource Energy |
26 |
2,207 |
||||||
Exelon |
90 |
4,787 |
||||||
FirstEnergy |
52 |
2,004 |
||||||
NextEra Energy |
180 |
15,359 |
||||||
NiSource |
39 |
962 |
||||||
NRG Energy |
26 |
1,037 |
||||||
Pinnacle West Capital |
13 |
838 |
||||||
PPL |
65 |
1,872 |
||||||
Public
Service Enterprise Group |
42 |
2,680 |
||||||
Sempra Energy |
26 |
3,318 |
||||||
Southern |
91 |
5,671 |
||||||
WEC Energy Group |
26 |
2,342 |
||||||
Xcel Energy |
52 |
3,359 |
||||||
83,363 |
||||||||
TOTAL UNITED STATES |
3,559,354 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,469,379) |
3,579,898 |
|||||||
TOTAL INVESTMENTS — 99.3% |
||||||||
(Cost $3,469,379) |
$ |
3,579,898 |
||||||
PURCHASED OPTION— 0.3%(1) |
||||||||
UNITED STATES—
0.3% |
||||||||
(Cost
$43,527) |
77 |
$ |
10,819 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Tail Risk ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.3% |
|||||||||||||||||
Put Options |
|||||||||||||||||
XSP* |
77 |
$ |
43,527 |
$ |
400.00 |
12/17/21 |
$ |
10,819 |
+ |
Notional amount for all
options totals $3,546,158. |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,579,898 |
$ |
— |
$ |
— |
$ |
3,579,898 |
||||||||
Total
Investments in Securities |
$ |
3,579,898 |
$ |
— |
$ |
— |
$ |
3,579,898 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Option |
$ |
10,819 |
$ |
— |
$ |
— |
$ |
10,819 |
||||||||
Total Other Financial
Instruments |
$ |
10,819 |
$ |
— |
$ |
— |
$ |
10,819 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK — 103.1%
(A) |
||||||||
CHINA — 0.2% |
||||||||
Information Technology — 0.2% |
||||||||
NXP Semiconductors |
44 |
$ |
8,838 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
81 |
25,855 |
||||||
UNITED STATES —
102.5% |
||||||||
Communication Services — 11.2% |
||||||||
Activision Blizzard |
122 |
9,539 |
||||||
Alphabet, Cl A * |
47 |
139,163 |
||||||
Alphabet, Cl C * |
44 |
130,478 |
||||||
AT&T |
1,132 |
28,594 |
||||||
Charter
Communications, Cl A * |
21 |
14,173 |
||||||
Comcast, Cl A |
726 |
37,338 |
||||||
Discovery, Cl A * |
22 |
516 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Discovery, Cl C * |
44 |
$ |
993 |
|||||
DISH Network, Cl A * |
44 |
1,807 |
||||||
Electronic Arts |
44 |
6,171 |
||||||
Fox, Cl A |
44 |
1,749 |
||||||
Fox, Cl B |
22 |
813 |
||||||
Interpublic Group |
66 |
2,414 |
||||||
Live Nation Entertainment * |
22 |
2,225 |
||||||
Lumen Technologies |
154 |
1,827 |
||||||
Match Group * |
44 |
6,634 |
||||||
Meta Platforms, Cl A * |
372 |
120,368 |
||||||
Netflix * |
68 |
46,941 |
||||||
News, Cl A |
66 |
1,511 |
||||||
News, Cl B |
22 |
496 |
||||||
Omnicom Group |
34 |
2,315 |
||||||
Take-Two
Interactive Software * |
22 |
3,982 |
||||||
T-Mobile US * |
88 |
10,123 |
||||||
Twitter * |
122 |
6,532 |
||||||
Verizon Communications |
649 |
34,391 |
||||||
ViacomCBS, Cl B |
88 |
3,187 |
||||||
Walt Disney |
287 |
48,523 |
||||||
662,803 |
||||||||
Consumer Discretionary — 13.2% |
||||||||
Advance Auto Parts |
9 |
2,030 |
||||||
Amazon.com * |
68 |
229,325 |
||||||
Aptiv * |
44 |
7,607 |
||||||
AutoZone * |
3 |
5,355 |
||||||
Bath & Body Works |
44 |
3,040 |
||||||
Best Buy |
40 |
4,890 |
||||||
Booking Holdings * |
6 |
14,525 |
||||||
BorgWarner |
44 |
1,983 |
||||||
Caesars Entertainment * |
39 |
4,269 |
||||||
CarMax * |
22 |
3,012 |
||||||
Carnival * |
122 |
2,704 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Chipotle Mexican Grill, Cl A * |
4 |
$ |
7,116 |
|||||
Darden Restaurants |
22 |
3,171 |
||||||
Dollar General |
41 |
9,082 |
||||||
Dollar Tree * |
44 |
4,741 |
||||||
Domino’s Pizza |
5 |
2,445 |
||||||
DR Horton |
44 |
3,928 |
||||||
eBay |
100 |
7,672 |
||||||
Etsy * |
22 |
5,515 |
||||||
Expedia Group * |
22 |
3,617 |
||||||
Ford Motor |
596 |
10,180 |
||||||
Gap |
34 |
771 |
||||||
Garmin |
22 |
3,159 |
||||||
General Motors * |
224 |
12,192 |
||||||
Genuine Parts |
22 |
2,884 |
||||||
Hanesbrands |
44 |
750 |
||||||
Hasbro |
22 |
2,107 |
||||||
Hilton Worldwide Holdings * |
44 |
6,334 |
||||||
Home Depot |
166 |
61,709 |
||||||
Las Vegas Sands * |
44 |
1,708 |
||||||
Leggett & Platt |
22 |
1,031 |
||||||
Lennar, Cl A |
44 |
4,397 |
||||||
LKQ |
44 |
2,424 |
||||||
Lowe’s |
110 |
25,720 |
||||||
Marriott International, Cl A * |
44 |
7,041 |
||||||
McDonald’s |
113 |
27,747 |
||||||
MGM Resorts International |
66 |
3,113 |
||||||
Mohawk Industries * |
4 |
709 |
||||||
Newell Brands |
56 |
1,282 |
||||||
NIKE, Cl B |
201 |
33,625 |
||||||
Norwegian
Cruise Line Holdings * |
56 |
1,440 |
||||||
O’Reilly Automotive * |
10 |
6,223 |
||||||
Penn National Gaming * |
22 |
1,575 |
||||||
Pool |
6 |
3,091 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PulteGroup |
44 |
$ |
2,116 |
|||||
PVH |
17 |
1,859 |
||||||
Ralph Lauren, Cl A |
3 |
381 |
||||||
Ross Stores |
62 |
7,018 |
||||||
Royal Caribbean Cruises * |
40 |
3,377 |
||||||
Starbucks |
176 |
18,668 |
||||||
Tapestry |
44 |
1,715 |
||||||
Target |
78 |
20,250 |
||||||
Tesla * |
127 |
141,478 |
||||||
TJX |
188 |
12,312 |
||||||
Tractor Supply |
22 |
4,778 |
||||||
Ulta Beauty * |
8 |
2,939 |
||||||
Under Armour, Cl A * |
22 |
483 |
||||||
Under Armour, Cl C * |
22 |
415 |
||||||
VF |
44 |
3,207 |
||||||
Whirlpool |
6 |
1,265 |
||||||
Wynn Resorts * |
22 |
1,976 |
||||||
Yum! Brands |
44 |
5,497 |
||||||
776,973 |
||||||||
Consumer Staples — 5.8% |
||||||||
Altria Group |
288 |
12,704 |
||||||
Archer-Daniels-Midland |
88 |
5,653 |
||||||
Brown-Forman, Cl B |
22 |
1,494 |
||||||
Campbell Soup |
22 |
879 |
||||||
Church & Dwight |
44 |
3,844 |
||||||
Clorox |
22 |
3,586 |
||||||
Coca-Cola |
616 |
34,724 |
||||||
Colgate-Palmolive |
132 |
10,057 |
||||||
Conagra Brands |
66 |
2,125 |
||||||
Constellation Brands, Cl A |
26 |
5,637 |
||||||
Costco Wholesale |
68 |
33,425 |
||||||
Estee Lauder, Cl A |
37 |
12,000 |
||||||
General Mills |
88 |
5,438 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Hershey |
22 |
$ |
3,858 |
|||||
Hormel Foods |
44 |
1,862 |
||||||
J M Smucker |
22 |
2,703 |
||||||
Kellogg |
44 |
2,697 |
||||||
Kimberly-Clark |
48 |
6,216 |
||||||
Kraft Heinz |
100 |
3,589 |
||||||
Kroger |
110 |
4,402 |
||||||
Lamb Weston Holdings |
22 |
1,242 |
||||||
McCormick |
44 |
3,530 |
||||||
Molson Coors Beverage, Cl B |
22 |
970 |
||||||
Mondelez International, Cl A |
220 |
13,363 |
||||||
Monster Beverage * |
63 |
5,355 |
||||||
PepsiCo |
220 |
35,552 |
||||||
Philip Morris International |
246 |
23,257 |
||||||
Procter & Gamble |
378 |
54,050 |
||||||
Sysco |
78 |
5,998 |
||||||
Tyson Foods, Cl A |
44 |
3,519 |
||||||
Walgreens Boots Alliance |
110 |
5,172 |
||||||
Walmart |
220 |
32,872 |
||||||
341,773 |
||||||||
Energy — 2.9% |
||||||||
APA |
56 |
1,468 |
||||||
Baker Hughes, Cl A |
122 |
3,060 |
||||||
Chevron |
306 |
35,034 |
||||||
ConocoPhillips |
208 |
15,494 |
||||||
Coterra Energy |
126 |
2,686 |
||||||
Devon Energy |
88 |
3,527 |
||||||
Diamondback Energy |
22 |
2,358 |
||||||
EOG Resources |
88 |
8,136 |
||||||
Exxon Mobil |
667 |
43,001 |
||||||
Halliburton |
132 |
3,299 |
||||||
Hess |
44 |
3,633 |
||||||
Kinder Morgan |
298 |
4,992 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Marathon Oil |
122 |
$ |
1,991 |
|||||
Marathon Petroleum |
100 |
6,593 |
||||||
Occidental Petroleum |
132 |
4,426 |
||||||
ONEOK |
66 |
4,199 |
||||||
Phillips 66 |
66 |
4,935 |
||||||
Pioneer Natural Resources |
40 |
7,479 |
||||||
Schlumberger |
210 |
6,775 |
||||||
Valero Energy |
66 |
5,104 |
||||||
Williams |
188 |
5,281 |
||||||
173,471 |
||||||||
Financials — 11.7% |
||||||||
Aflac |
88 |
4,723 |
||||||
Allstate |
44 |
5,441 |
||||||
American Express |
101 |
17,552 |
||||||
American International Group |
132 |
7,800 |
||||||
Ameriprise Financial |
20 |
6,043 |
||||||
Aon, Cl A |
36 |
11,517 |
||||||
Arthur J Gallagher |
27 |
4,527 |
||||||
Assurant |
4 |
645 |
||||||
Bank of America |
1,164 |
55,616 |
||||||
Bank of New York Mellon |
122 |
7,222 |
||||||
Berkshire Hathaway, Cl B * |
289 |
82,946 |
||||||
BlackRock, Cl A |
22 |
20,756 |
||||||
Brown & Brown |
41 |
2,588 |
||||||
Capital One Financial |
66 |
9,968 |
||||||
Cboe Global Markets |
22 |
2,903 |
||||||
Charles Schwab |
239 |
19,605 |
||||||
Chubb |
66 |
12,895 |
||||||
Cincinnati Financial |
22 |
2,672 |
||||||
Citigroup |
308 |
21,301 |
||||||
Citizens Financial Group |
66 |
3,127 |
||||||
CME Group, Cl A |
57 |
12,571 |
||||||
Comerica |
22 |
1,872 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Discover Financial Services |
44 |
$ |
4,986 |
|||||
Everest Re Group |
4 |
1,046 |
||||||
Fifth Third Bancorp |
110 |
4,788 |
||||||
First Republic Bank |
25 |
5,408 |
||||||
Franklin Resources |
44 |
1,386 |
||||||
Globe Life |
22 |
1,958 |
||||||
Goldman Sachs Group |
52 |
21,494 |
||||||
Hartford
Financial Services Group |
44 |
3,209 |
||||||
Huntington Bancshares |
220 |
3,463 |
||||||
Intercontinental Exchange |
88 |
12,185 |
||||||
Invesco |
44 |
1,118 |
||||||
JPMorgan Chase |
466 |
79,169 |
||||||
KeyCorp |
144 |
3,351 |
||||||
Lincoln National |
22 |
1,587 |
||||||
Loews |
22 |
1,234 |
||||||
M&T Bank |
22 |
3,237 |
||||||
MarketAxess Holdings |
5 |
2,043 |
||||||
Marsh & McLennan |
80 |
13,344 |
||||||
MetLife |
110 |
6,908 |
||||||
Moody’s |
24 |
9,700 |
||||||
Morgan Stanley |
220 |
22,612 |
||||||
MSCI, Cl A |
14 |
9,308 |
||||||
Nasdaq |
22 |
4,617 |
||||||
Northern Trust |
27 |
3,322 |
||||||
People’s United Financial |
66 |
1,131 |
||||||
PNC Financial Services Group |
66 |
13,928 |
||||||
Principal Financial Group |
44 |
2,952 |
||||||
Progressive |
88 |
8,349 |
||||||
Prudential Financial |
66 |
7,263 |
||||||
Raymond James Financial |
27 |
2,662 |
||||||
Regions Financial |
144 |
3,410 |
||||||
S&P Global |
38 |
18,018 |
||||||
State Street |
58 |
5,716 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
SVB Financial Group * |
8 |
$ |
5,739 |
|||||
Synchrony Financial |
88 |
4,088 |
||||||
T Rowe Price Group |
36 |
7,808 |
||||||
Travelers |
44 |
7,079 |
||||||
Truist Financial |
198 |
12,567 |
||||||
US Bancorp |
210 |
12,678 |
||||||
W R Berkley |
22 |
1,751 |
||||||
Wells Fargo |
633 |
32,384 |
||||||
Willis Towers Watson |
22 |
5,330 |
||||||
Zions Bancorp |
22 |
1,386 |
||||||
690,002 |
||||||||
Health Care — 13.4% |
||||||||
Abbott Laboratories |
283 |
36,476 |
||||||
AbbVie |
282 |
32,337 |
||||||
ABIOMED * |
6 |
1,992 |
||||||
Agilent Technologies |
44 |
6,930 |
||||||
Align Technology * |
12 |
7,492 |
||||||
AmerisourceBergen, Cl A |
22 |
2,684 |
||||||
Amgen |
88 |
18,213 |
||||||
Anthem |
38 |
16,535 |
||||||
Baxter International |
84 |
6,633 |
||||||
Becton Dickinson |
44 |
10,542 |
||||||
Biogen * |
22 |
5,867 |
||||||
Bio-Rad Laboratories, Cl A * |
2 |
1,589 |
||||||
Bio-Techne |
5 |
2,618 |
||||||
Boston Scientific * |
222 |
9,575 |
||||||
Bristol-Myers Squibb |
351 |
20,498 |
||||||
Cardinal Health |
44 |
2,104 |
||||||
Catalent * |
22 |
3,033 |
||||||
Centene * |
88 |
6,269 |
||||||
Cerner |
44 |
3,269 |
||||||
Charles
River Laboratories International * |
7 |
3,141 |
||||||
Cigna |
50 |
10,681 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Cooper |
7 |
$ |
2,918 |
|||||
CVS Health |
198 |
17,677 |
||||||
Danaher |
98 |
30,554 |
||||||
DaVita * |
5 |
516 |
||||||
DENTSPLY SIRONA |
34 |
1,945 |
||||||
Dexcom * |
16 |
9,971 |
||||||
Edwards Lifesciences * |
93 |
11,143 |
||||||
Eli Lilly |
124 |
31,590 |
||||||
Gilead Sciences |
198 |
12,846 |
||||||
HCA Healthcare |
42 |
10,519 |
||||||
Henry Schein * |
22 |
1,680 |
||||||
Hologic * |
44 |
3,226 |
||||||
Humana |
22 |
10,190 |
||||||
IDEXX Laboratories * |
14 |
9,326 |
||||||
Illumina * |
22 |
9,131 |
||||||
Incyte * |
22 |
1,474 |
||||||
Intuitive Surgical * |
56 |
20,223 |
||||||
IQVIA Holdings * |
27 |
7,058 |
||||||
Johnson & Johnson |
413 |
67,269 |
||||||
Laboratory
Corp of America Holdings * |
16 |
4,592 |
||||||
McKesson |
22 |
4,573 |
||||||
Medtronic |
216 |
25,890 |
||||||
Merck |
397 |
34,956 |
||||||
Mettler-Toledo International * |
3 |
4,443 |
||||||
Moderna * |
54 |
18,641 |
||||||
Organon |
44 |
1,617 |
||||||
PerkinElmer |
22 |
3,892 |
||||||
Pfizer |
886 |
38,754 |
||||||
Quest Diagnostics |
22 |
3,229 |
||||||
Regeneron Pharmaceuticals * |
17 |
10,879 |
||||||
ResMed |
22 |
5,784 |
||||||
STERIS |
19 |
4,441 |
||||||
Stryker |
51 |
13,570 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Teleflex |
7 |
$ |
2,499 |
|||||
Thermo Fisher Scientific |
62 |
39,250 |
||||||
UnitedHealth Group |
147 |
67,689 |
||||||
Universal
Health Services, Cl B |
17 |
2,110 |
||||||
Vertex Pharmaceuticals * |
44 |
8,137 |
||||||
Viatris, Cl W * |
188 |
2,510 |
||||||
Waters * |
9 |
3,308 |
||||||
West Pharmaceutical Services |
12 |
5,159 |
||||||
Zimmer Biomet Holdings |
27 |
3,864 |
||||||
Zoetis, Cl A |
70 |
15,134 |
||||||
792,655 |
||||||||
Industrials — 8.3% |
||||||||
3M |
88 |
15,724 |
||||||
Alaska Air Group * |
22 |
1,162 |
||||||
Allegion |
18 |
2,309 |
||||||
American Airlines Group * |
100 |
1,920 |
||||||
AMETEK |
41 |
5,428 |
||||||
AO Smith |
22 |
1,608 |
||||||
Boeing * |
88 |
18,219 |
||||||
Carrier Global |
134 |
6,999 |
||||||
Caterpillar |
88 |
17,953 |
||||||
CH Robinson Worldwide |
22 |
2,134 |
||||||
Cintas |
14 |
6,063 |
||||||
Copart * |
39 |
6,056 |
||||||
CSX |
342 |
12,370 |
||||||
Cummins |
22 |
5,276 |
||||||
Deere |
44 |
15,062 |
||||||
Delta Air Lines * |
100 |
3,913 |
||||||
Dover |
22 |
3,720 |
||||||
Eaton |
66 |
10,874 |
||||||
Emerson Electric |
88 |
8,537 |
||||||
Equifax |
22 |
6,103 |
||||||
Expeditors
International of Washington |
22 |
2,712 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Fastenal |
88 |
$ |
5,023 |
|||||
FedEx |
42 |
9,892 |
||||||
Fortive |
56 |
4,240 |
||||||
Fortune
Brands Home & Security |
22 |
2,231 |
||||||
Generac Holdings * |
9 |
4,487 |
||||||
General Dynamics |
37 |
7,502 |
||||||
General Electric |
175 |
18,352 |
||||||
Honeywell International |
110 |
24,048 |
||||||
Howmet Aerospace |
66 |
1,960 |
||||||
Huntington Ingalls Industries |
4 |
811 |
||||||
IDEX |
13 |
2,893 |
||||||
IHS Markit |
65 |
8,497 |
||||||
Illinois Tool Works |
44 |
10,026 |
||||||
Ingersoll Rand |
66 |
3,548 |
||||||
Jacobs Engineering Group |
22 |
3,089 |
||||||
JB Hunt Transport Services |
18 |
3,549 |
||||||
Johnson Controls International |
110 |
8,071 |
||||||
Kansas City Southern |
15 |
4,654 |
||||||
L3Harris Technologies |
28 |
6,455 |
||||||
Leidos Holdings |
22 |
2,200 |
||||||
Lockheed Martin |
39 |
12,961 |
||||||
Masco |
44 |
2,884 |
||||||
Nielsen Holdings |
56 |
1,134 |
||||||
Norfolk Southern |
39 |
11,429 |
||||||
Northrop Grumman |
22 |
7,859 |
||||||
Old Dominion Freight Line |
15 |
5,120 |
||||||
Otis Worldwide |
66 |
5,300 |
||||||
PACCAR |
44 |
3,943 |
||||||
Parker-Hannifin |
22 |
6,525 |
||||||
Pentair |
22 |
1,627 |
||||||
Quanta Services |
22 |
2,668 |
||||||
Raytheon Technologies |
240 |
21,326 |
||||||
Republic Services, Cl A |
27 |
3,634 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Robert Half International |
22 |
$ |
2,488 |
|||||
Rockwell Automation |
20 |
6,388 |
||||||
Rollins |
34 |
1,198 |
||||||
Roper Technologies |
17 |
8,294 |
||||||
Snap-On |
5 |
1,016 |
||||||
Southwest Airlines * |
88 |
4,161 |
||||||
Stanley Black & Decker |
22 |
3,954 |
||||||
Textron |
34 |
2,511 |
||||||
Trane Technologies |
41 |
7,418 |
||||||
TransDigm Group * |
7 |
4,367 |
||||||
Union Pacific |
102 |
24,623 |
||||||
United Airlines Holdings * |
44 |
2,030 |
||||||
United Parcel Service, Cl B |
110 |
23,482 |
||||||
United Rentals * |
12 |
4,549 |
||||||
Verisk Analytics, Cl A |
22 |
4,626 |
||||||
Waste Management |
61 |
9,774 |
||||||
Westinghouse
Air Brake Technologies |
22 |
1,996 |
||||||
WW Grainger |
6 |
2,779 |
||||||
Xylem |
22 |
2,873 |
||||||
490,607 |
||||||||
Information Technology — 28.7% |
||||||||
Accenture, Cl A |
98 |
35,161 |
||||||
Adobe * |
73 |
47,476 |
||||||
Advanced Micro Devices * |
195 |
23,445 |
||||||
Akamai Technologies * |
22 |
2,320 |
||||||
Amphenol, Cl A |
88 |
6,756 |
||||||
Analog Devices |
87 |
15,094 |
||||||
ANSYS * |
14 |
5,314 |
||||||
Apple |
2,445 |
366,261 |
||||||
Applied Materials |
137 |
18,721 |
||||||
Arista Networks * |
8 |
3,277 |
||||||
Autodesk * |
35 |
11,116 |
||||||
Automatic Data Processing |
66 |
14,816 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Broadcom |
64 |
$ |
34,027 |
|||||
Broadridge Financial Solutions |
22 |
3,925 |
||||||
Cadence Design Systems * |
44 |
7,617 |
||||||
CDW |
22 |
4,106 |
||||||
Ceridian HCM Holding * |
22 |
2,755 |
||||||
Cisco Systems |
666 |
37,276 |
||||||
Citrix Systems |
22 |
2,084 |
||||||
Cognizant
Technology Solutions, Cl A |
86 |
6,716 |
||||||
Corning |
110 |
3,913 |
||||||
DXC Technology * |
44 |
1,433 |
||||||
Enphase Energy * |
22 |
5,096 |
||||||
F5 Networks * |
8 |
1,689 |
||||||
Fidelity
National Information Services |
92 |
10,188 |
||||||
Fiserv * |
88 |
8,667 |
||||||
FleetCor Technologies * |
14 |
3,464 |
||||||
Fortinet * |
22 |
7,399 |
||||||
Gartner * |
14 |
4,647 |
||||||
Global Payments |
44 |
6,292 |
||||||
Hewlett Packard Enterprise |
198 |
2,901 |
||||||
HP |
188 |
5,702 |
||||||
Intel |
641 |
31,409 |
||||||
International
Business Machines |
136 |
17,014 |
||||||
Intuit |
44 |
27,544 |
||||||
IPG Photonics * |
4 |
636 |
||||||
Jack Henry & Associates |
17 |
2,830 |
||||||
Juniper Networks |
44 |
1,299 |
||||||
Keysight Technologies * |
25 |
4,500 |
||||||
KLA |
22 |
8,201 |
||||||
Lam Research |
22 |
12,398 |
||||||
Mastercard, Cl A |
134 |
44,960 |
||||||
Microchip Technology |
88 |
6,520 |
||||||
Micron Technology |
177 |
12,231 |
||||||
Microsoft |
1,168 |
387,332 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Monolithic Power Systems |
6 |
$ |
3,153 |
|||||
Motorola Solutions |
26 |
6,463 |
||||||
NetApp |
40 |
3,572 |
||||||
NortonLifeLock |
88 |
2,240 |
||||||
NVIDIA |
391 |
99,967 |
||||||
Oracle |
264 |
25,328 |
||||||
Paychex |
44 |
5,424 |
||||||
Paycom Software * |
7 |
3,835 |
||||||
PayPal Holdings * |
182 |
42,331 |
||||||
PTC * |
22 |
2,802 |
||||||
Qorvo * |
22 |
3,701 |
||||||
QUALCOMM |
178 |
23,681 |
||||||
salesforce.com * |
154 |
46,152 |
||||||
Seagate Technology Holdings |
22 |
1,960 |
||||||
ServiceNow * |
30 |
20,933 |
||||||
Skyworks Solutions |
22 |
3,677 |
||||||
Synopsys * |
22 |
7,330 |
||||||
TE Connectivity |
50 |
7,300 |
||||||
Teledyne Technologies * |
7 |
3,145 |
||||||
Teradyne |
22 |
3,041 |
||||||
Texas Instruments |
145 |
27,185 |
||||||
Trimble * |
44 |
3,844 |
||||||
Tyler Technologies * |
6 |
3,259 |
||||||
VeriSign * |
19 |
4,231 |
||||||
Visa, Cl A |
262 |
55,484 |
||||||
Western Digital * |
44 |
2,301 |
||||||
Western Union |
66 |
1,202 |
||||||
Xilinx |
39 |
7,020 |
||||||
Zebra Technologies, Cl A * |
8 |
4,272 |
||||||
1,691,361 |
||||||||
Materials — 2.2% |
||||||||
Air Products & Chemicals |
35 |
10,493 |
||||||
Albemarle |
22 |
5,510 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Amcor |
232 |
$ |
2,800 |
|||||
Avery Dennison |
14 |
3,048 |
||||||
Ball |
44 |
4,025 |
||||||
Celanese, Cl A |
22 |
3,553 |
||||||
CF Industries Holdings |
34 |
1,931 |
||||||
Corteva |
110 |
4,747 |
||||||
Dow |
110 |
6,157 |
||||||
DuPont de Nemours |
85 |
5,916 |
||||||
Eastman Chemical |
22 |
2,289 |
||||||
Ecolab |
42 |
9,333 |
||||||
FMC |
22 |
2,002 |
||||||
Freeport-McMoRan |
220 |
8,299 |
||||||
International
Flavors & Fragrances |
44 |
6,488 |
||||||
International Paper |
66 |
3,278 |
||||||
LyondellBasell
Industries, Cl A |
44 |
4,084 |
||||||
Martin Marietta Materials |
9 |
3,536 |
||||||
Mosaic |
44 |
1,829 |
||||||
Newmont |
122 |
6,588 |
||||||
Nucor |
44 |
4,913 |
||||||
Packaging Corp of America |
19 |
2,610 |
||||||
PPG Industries |
41 |
6,583 |
||||||
Sealed Air |
22 |
1,305 |
||||||
Sherwin-Williams |
38 |
12,031 |
||||||
Sylvamo * |
0 |
— |
||||||
Vulcan Materials |
22 |
4,183 |
||||||
Westrock |
44 |
2,116 |
||||||
129,647 |
||||||||
Real Estate — 2.6% |
||||||||
Alexandria
Real Estate Equities ‡ |
22 |
4,491 |
||||||
American Tower, Cl A ‡ |
69 |
19,456 |
||||||
AvalonBay Communities ‡ |
22 |
5,207 |
||||||
Boston Properties ‡ |
22 |
2,500 |
||||||
CBRE Group, Cl A * |
44 |
4,579 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Crown Castle International ‡ |
66 |
$ |
11,900 |
|||||
Digital Realty Trust ‡ |
44 |
6,944 |
||||||
Duke Realty ‡ |
56 |
3,149 |
||||||
Equinix ‡ |
15 |
12,556 |
||||||
Equity Residential ‡ |
44 |
3,802 |
||||||
Essex Property Trust ‡ |
9 |
3,059 |
||||||
Extra Space Storage ‡ |
22 |
4,342 |
||||||
Federal
Realty Investment Trust ‡ |
5 |
602 |
||||||
Healthpeak Properties ‡ |
88 |
3,125 |
||||||
Host Hotels & Resorts ‡
* |
110 |
1,851 |
||||||
Iron Mountain ‡ |
44 |
2,008 |
||||||
Kimco Realty ‡ |
88 |
1,989 |
||||||
Mid-America
Apartment Communities ‡ |
22 |
4,493 |
||||||
ProLogis ‡ |
110 |
15,946 |
||||||
Public Storage ‡ |
22 |
7,308 |
||||||
Realty Income ‡ |
64 |
4,571 |
||||||
Regency Centers ‡ |
22 |
1,549 |
||||||
SBA Communications, Cl A ‡ |
17 |
5,871 |
||||||
Simon Property Group ‡ |
50 |
7,329 |
||||||
UDR ‡ |
44 |
2,443 |
||||||
Ventas ‡ |
56 |
2,989 |
||||||
Vornado Realty Trust ‡ |
22 |
938 |
||||||
Welltower ‡ |
66 |
5,306 |
||||||
Weyerhaeuser ‡ |
110 |
3,929 |
||||||
154,232 |
||||||||
Utilities — 2.5% |
||||||||
AES |
100 |
2,513 |
||||||
Alliant Energy |
44 |
2,489 |
||||||
Ameren |
44 |
3,709 |
||||||
American Electric Power |
84 |
7,116 |
||||||
American Water Works |
25 |
4,354 |
||||||
Atmos Energy |
22 |
2,027 |
||||||
CenterPoint Energy |
88 |
2,291 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
CMS Energy |
44 |
$ |
2,655 |
|||||
Consolidated Edison |
56 |
4,222 |
||||||
Dominion Energy |
130 |
9,871 |
||||||
DTE Energy |
26 |
2,947 |
||||||
Duke Energy |
115 |
11,731 |
||||||
Edison International |
56 |
3,524 |
||||||
Entergy |
30 |
3,091 |
||||||
Evergy |
44 |
2,805 |
||||||
Eversource Energy |
44 |
3,736 |
||||||
Exelon |
154 |
8,191 |
||||||
FirstEnergy |
88 |
3,391 |
||||||
NextEra Energy |
308 |
26,282 |
||||||
NiSource |
66 |
1,628 |
||||||
NRG Energy |
44 |
1,755 |
||||||
Pinnacle West Capital |
22 |
1,419 |
||||||
PPL |
110 |
3,168 |
||||||
Public
Service Enterprise Group |
78 |
4,976 |
||||||
Sempra Energy |
44 |
5,616 |
||||||
Southern |
164 |
10,220 |
||||||
WEC Energy Group |
44 |
3,963 |
||||||
Xcel Energy |
88 |
5,684 |
||||||
145,374 |
||||||||
TOTAL UNITED STATES |
6,048,898 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $5,893,983) |
6,083,591 |
|||||||
TOTAL INVESTMENTS — 103.1% |
||||||||
(Cost $5,893,983) |
$ |
6,083,591 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Number
of Contracts |
Value |
|||||||
PURCHASED OPTION— 0.2%(1) |
||||||||
UNITED STATES—
0.2% |
||||||||
(Cost
$35,039) |
132 |
$ |
11,286 |
|||||
WRITTEN OPTION— (3.5)%(1) |
||||||||
UNITED STATES—
(3.5)% |
||||||||
(Premiums Received
($90,624)) |
(132 |
) |
$ |
(206,118 |
) |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.2% |
|||||||||||||||||
Put Options |
|||||||||||||||||
XSP* |
132 |
$ |
35,039 |
$ |
425.00 |
11/19/21 |
$ |
11,286 |
|||||||||
WRITTEN OPTION —
(3.5)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
XSP* |
(132 |
) |
$ |
(90,624 |
) |
447.00 |
11/19/21 |
$ |
(206,118 |
) |
+ |
Notional amount for
purchased options totals $6,079,128. |
+ |
Notional amount for
written options totals $(6,079,128). |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$6,083,591. |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Risk Managed Income ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
6,083,591 |
$ |
— |
$ |
— |
$ |
6,083,591 |
||||||||
Total
Investments in Securities |
$ |
6,083,591 |
$ |
— |
$ |
— |
$ |
6,083,591 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Option |
$ |
11,286 |
$ |
— |
$ |
— |
$ |
11,286 |
||||||||
Written
Option |
(206,118 |
) |
— |
— |
(206,118 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
(194,832 |
) |
$ |
— |
$ |
— |
$ |
(194,832 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK — 99.2%
(A) |
||||||||
CHINA — 0.2% |
||||||||
Information Technology — 0.2% |
||||||||
NXP Semiconductors |
24 |
$ |
4,821 |
|||||
UNITED KINGDOM —
0.4% |
||||||||
Materials — 0.4% |
||||||||
Linde |
44 |
14,045 |
||||||
UNITED STATES —
98.6% |
||||||||
Communication Services — 10.8% |
||||||||
Activision Blizzard |
60 |
4,691 |
||||||
Alphabet, Cl A * |
25 |
74,023 |
||||||
Alphabet, Cl C * |
24 |
71,170 |
||||||
AT&T |
600 |
15,156 |
||||||
Charter
Communications, Cl A * |
11 |
7,424 |
||||||
Comcast, Cl A |
385 |
19,801 |
||||||
Discovery, Cl A * |
12 |
281 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Discovery, Cl C * |
24 |
$ |
541 |
|||||
DISH Network, Cl A * |
24 |
986 |
||||||
Electronic Arts |
24 |
3,366 |
||||||
Fox, Cl A |
24 |
954 |
||||||
Fox, Cl B |
12 |
443 |
||||||
Interpublic Group |
36 |
1,317 |
||||||
Live Nation Entertainment * |
12 |
1,214 |
||||||
Lumen Technologies |
84 |
996 |
||||||
Match Group * |
23 |
3,468 |
||||||
Meta Platforms, Cl A * |
201 |
65,038 |
||||||
Netflix * |
37 |
25,541 |
||||||
News, Cl A |
36 |
824 |
||||||
News, Cl B |
12 |
271 |
||||||
Omnicom Group |
14 |
953 |
||||||
Take-Two
Interactive Software * |
12 |
2,172 |
||||||
T-Mobile US * |
48 |
5,521 |
||||||
Twitter * |
62 |
3,319 |
||||||
Verizon Communications |
348 |
18,441 |
||||||
ViacomCBS, Cl B |
48 |
1,739 |
||||||
Walt Disney |
153 |
25,868 |
||||||
355,518 |
||||||||
Consumer Discretionary — 12.6% |
||||||||
Advance Auto Parts |
4 |
902 |
||||||
Amazon.com * |
37 |
124,780 |
||||||
Aptiv * |
24 |
4,149 |
||||||
AutoZone * |
1 |
1,785 |
||||||
Bath & Body Works |
24 |
1,658 |
||||||
Best Buy |
20 |
2,445 |
||||||
Booking Holdings * |
3 |
7,262 |
||||||
BorgWarner |
24 |
1,082 |
||||||
Caesars Entertainment * |
17 |
1,861 |
||||||
CarMax * |
12 |
1,643 |
||||||
Carnival * |
62 |
1,374 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Chipotle Mexican Grill, Cl A * |
2 |
$ |
3,558 |
|||||
Darden Restaurants |
12 |
1,730 |
||||||
Dollar General |
20 |
4,430 |
||||||
Dollar Tree * |
24 |
2,586 |
||||||
Domino’s Pizza |
3 |
1,467 |
||||||
DR Horton |
24 |
2,142 |
||||||
eBay |
55 |
4,220 |
||||||
Etsy * |
12 |
3,008 |
||||||
Expedia Group * |
12 |
1,973 |
||||||
Ford Motor |
316 |
5,397 |
||||||
Gap |
14 |
318 |
||||||
Garmin |
12 |
1,723 |
||||||
General Motors * |
121 |
6,586 |
||||||
Genuine Parts |
12 |
1,573 |
||||||
Hanesbrands |
24 |
409 |
||||||
Hasbro |
12 |
1,149 |
||||||
Hilton Worldwide Holdings * |
24 |
3,455 |
||||||
Home Depot |
89 |
33,085 |
||||||
Las Vegas Sands * |
24 |
931 |
||||||
Leggett & Platt |
12 |
562 |
||||||
Lennar, Cl A |
24 |
2,398 |
||||||
LKQ |
24 |
1,322 |
||||||
Lowe’s |
60 |
14,029 |
||||||
Marriott International, Cl A * |
24 |
3,840 |
||||||
McDonald’s |
62 |
15,224 |
||||||
MGM Resorts International |
36 |
1,698 |
||||||
Mohawk Industries * |
4 |
709 |
||||||
Newell Brands |
26 |
595 |
||||||
NIKE, Cl B |
108 |
18,067 |
||||||
Norwegian
Cruise Line Holdings * |
26 |
669 |
||||||
O’Reilly Automotive * |
5 |
3,112 |
||||||
Penn National Gaming * |
12 |
859 |
||||||
Pool |
3 |
1,545 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
PulteGroup |
24 |
$ |
1,154 |
|||||
PVH |
7 |
765 |
||||||
Ralph Lauren, Cl A |
3 |
382 |
||||||
Ross Stores |
31 |
3,509 |
||||||
Royal Caribbean Cruises * |
19 |
1,604 |
||||||
Starbucks |
96 |
10,183 |
||||||
Tapestry |
24 |
936 |
||||||
Target |
42 |
10,904 |
||||||
Tesla * |
69 |
76,866 |
||||||
TJX |
96 |
6,287 |
||||||
Tractor Supply |
10 |
2,172 |
||||||
Ulta Beauty * |
4 |
1,469 |
||||||
Under Armour, Cl A * |
12 |
264 |
||||||
Under Armour, Cl C * |
12 |
227 |
||||||
VF |
24 |
1,749 |
||||||
Whirlpool |
5 |
1,054 |
||||||
Wynn Resorts * |
12 |
1,078 |
||||||
Yum! Brands |
24 |
2,999 |
||||||
416,912 |
||||||||
Consumer Staples — 5.6% |
||||||||
Altria Group |
155 |
6,837 |
||||||
Archer-Daniels-Midland |
48 |
3,084 |
||||||
Brown-Forman, Cl B |
12 |
815 |
||||||
Campbell Soup |
12 |
479 |
||||||
Church & Dwight |
24 |
2,097 |
||||||
Clorox |
12 |
1,956 |
||||||
Coca-Cola |
326 |
18,377 |
||||||
Colgate-Palmolive |
72 |
5,486 |
||||||
Conagra Brands |
36 |
1,159 |
||||||
Constellation Brands, Cl A |
12 |
2,602 |
||||||
Costco Wholesale |
37 |
18,187 |
||||||
Estee Lauder, Cl A |
20 |
6,487 |
||||||
General Mills |
48 |
2,966 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Hershey |
12 |
$ |
2,104 |
|||||
Hormel Foods |
24 |
1,016 |
||||||
J M Smucker |
12 |
1,474 |
||||||
Kellogg |
24 |
1,471 |
||||||
Kimberly-Clark |
27 |
3,496 |
||||||
Kraft Heinz |
50 |
1,795 |
||||||
Kroger |
60 |
2,401 |
||||||
Lamb Weston Holdings |
12 |
677 |
||||||
McCormick |
24 |
1,926 |
||||||
Molson Coors Beverage, Cl B |
12 |
529 |
||||||
Mondelez International, Cl A |
118 |
7,167 |
||||||
Monster Beverage * |
32 |
2,720 |
||||||
PepsiCo |
117 |
18,907 |
||||||
Philip Morris International |
131 |
12,385 |
||||||
Procter & Gamble |
204 |
29,170 |
||||||
Sysco |
44 |
3,384 |
||||||
Tyson Foods, Cl A |
24 |
1,919 |
||||||
Walgreens Boots Alliance |
60 |
2,821 |
||||||
Walmart |
120 |
17,930 |
||||||
183,824 |
||||||||
Energy — 2.8% |
||||||||
APA |
26 |
681 |
||||||
Baker Hughes, Cl A |
62 |
1,555 |
||||||
Chevron |
163 |
18,662 |
||||||
ConocoPhillips |
108 |
8,045 |
||||||
Coterra Energy |
36 |
767 |
||||||
Devon Energy |
48 |
1,924 |
||||||
Diamondback Energy |
12 |
1,286 |
||||||
EOG Resources |
48 |
4,438 |
||||||
Exxon Mobil |
357 |
23,016 |
||||||
Halliburton |
72 |
1,799 |
||||||
Hess |
24 |
1,982 |
||||||
Kinder Morgan |
158 |
2,646 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Marathon Oil |
62 |
$ |
1,012 |
|||||
Marathon Petroleum |
48 |
3,165 |
||||||
Occidental Petroleum |
72 |
2,414 |
||||||
ONEOK |
36 |
2,290 |
||||||
Phillips 66 |
36 |
2,692 |
||||||
Pioneer Natural Resources |
20 |
3,740 |
||||||
Schlumberger |
110 |
3,549 |
||||||
Valero Energy |
36 |
2,784 |
||||||
Williams |
98 |
2,753 |
||||||
91,200 |
||||||||
Financials — 11.3% |
||||||||
Aflac |
48 |
2,576 |
||||||
Allstate |
24 |
2,968 |
||||||
American Express |
55 |
9,558 |
||||||
American International Group |
72 |
4,255 |
||||||
Ameriprise Financial |
10 |
3,021 |
||||||
Aon, Cl A |
21 |
6,718 |
||||||
Arthur J Gallagher |
16 |
2,683 |
||||||
Assurant |
4 |
645 |
||||||
Bank of America |
623 |
29,767 |
||||||
Bank of New York Mellon |
62 |
3,670 |
||||||
Berkshire Hathaway, Cl B * |
156 |
44,774 |
||||||
BlackRock, Cl A |
12 |
11,322 |
||||||
Brown & Brown |
20 |
1,262 |
||||||
Capital One Financial |
36 |
5,437 |
||||||
Cboe Global Markets |
12 |
1,583 |
||||||
Charles Schwab |
122 |
10,008 |
||||||
Chubb |
36 |
7,034 |
||||||
Cincinnati Financial |
12 |
1,457 |
||||||
Citigroup |
168 |
11,619 |
||||||
Citizens Financial Group |
36 |
1,706 |
||||||
CME Group, Cl A |
33 |
7,278 |
||||||
Comerica |
12 |
1,021 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Discover Financial Services |
24 |
$ |
2,720 |
|||||
Everest Re Group |
4 |
1,046 |
||||||
Fifth Third Bancorp |
60 |
2,612 |
||||||
First Republic Bank |
14 |
3,029 |
||||||
Franklin Resources |
24 |
756 |
||||||
Globe Life |
12 |
1,068 |
||||||
Goldman Sachs Group |
28 |
11,574 |
||||||
Hartford
Financial Services Group |
24 |
1,750 |
||||||
Huntington Bancshares |
120 |
1,889 |
||||||
Intercontinental Exchange |
48 |
6,646 |
||||||
Invesco |
24 |
610 |
||||||
JPMorgan Chase |
252 |
42,812 |
||||||
KeyCorp |
74 |
1,722 |
||||||
Lincoln National |
12 |
866 |
||||||
Loews |
12 |
673 |
||||||
M&T Bank |
12 |
1,765 |
||||||
MarketAxess Holdings |
3 |
1,226 |
||||||
Marsh & McLennan |
46 |
7,673 |
||||||
MetLife |
60 |
3,768 |
||||||
Moody’s |
13 |
5,254 |
||||||
Morgan Stanley |
120 |
12,334 |
||||||
MSCI, Cl A |
8 |
5,319 |
||||||
Nasdaq |
12 |
2,518 |
||||||
Northern Trust |
16 |
1,969 |
||||||
People’s United Financial |
36 |
617 |
||||||
PNC Financial Services Group |
36 |
7,597 |
||||||
Principal Financial Group |
24 |
1,610 |
||||||
Progressive |
48 |
4,554 |
||||||
Prudential Financial |
36 |
3,962 |
||||||
Raymond James Financial |
17 |
1,676 |
||||||
Regions Financial |
74 |
1,752 |
||||||
S&P Global |
21 |
9,957 |
||||||
State Street |
24 |
2,365 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
SVB Financial Group * |
4 |
$ |
2,870 |
|||||
Synchrony Financial |
48 |
2,230 |
||||||
T Rowe Price Group |
21 |
4,554 |
||||||
Travelers |
24 |
3,861 |
||||||
Truist Financial |
108 |
6,855 |
||||||
US Bancorp |
108 |
6,520 |
||||||
W R Berkley |
12 |
955 |
||||||
Wells Fargo |
346 |
17,701 |
||||||
Willis Towers Watson |
12 |
2,907 |
||||||
Zions Bancorp |
12 |
756 |
||||||
375,260 |
||||||||
Health Care — 13.0% |
||||||||
Abbott Laboratories |
148 |
19,076 |
||||||
AbbVie |
148 |
16,971 |
||||||
ABIOMED * |
4 |
1,328 |
||||||
Agilent Technologies |
24 |
3,780 |
||||||
Align Technology *
F |
7 |
4,371 |
||||||
AmerisourceBergen, Cl A |
12 |
1,464 |
||||||
Amgen |
48 |
9,935 |
||||||
Anthem |
21 |
9,138 |
||||||
Baxter International |
43 |
3,395 |
||||||
Becton Dickinson |
24 |
5,750 |
||||||
Biogen * |
12 |
3,200 |
||||||
Bio-Rad Laboratories, Cl A * |
2 |
1,589 |
||||||
Bio-Techne |
3 |
1,571 |
||||||
Boston Scientific * |
119 |
5,132 |
||||||
Bristol-Myers Squibb |
182 |
10,629 |
||||||
Cardinal Health |
24 |
1,147 |
||||||
Catalent * |
12 |
1,654 |
||||||
Centene * |
48 |
3,419 |
||||||
Cerner |
24 |
1,783 |
||||||
Charles
River Laboratories International * |
4 |
1,795 |
||||||
Cigna |
28 |
5,981 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Cooper |
4 |
$ |
1,668 |
|||||
CVS Health |
108 |
9,642 |
||||||
Danaher |
53 |
16,524 |
||||||
DaVita * |
5 |
516 |
||||||
DENTSPLY SIRONA |
14 |
801 |
||||||
Dexcom * |
9 |
5,609 |
||||||
Edwards Lifesciences * |
52 |
6,231 |
||||||
Eli Lilly |
68 |
17,324 |
||||||
Gilead Sciences |
106 |
6,877 |
||||||
HCA Healthcare |
21 |
5,260 |
||||||
Henry Schein * |
12 |
916 |
||||||
Hologic * |
24 |
1,759 |
||||||
Humana |
11 |
5,095 |
||||||
IDEXX Laboratories *
F |
8 |
5,329 |
||||||
Illumina * |
12 |
4,981 |
||||||
Incyte * |
12 |
804 |
||||||
Intuitive Surgical * |
30 |
10,834 |
||||||
IQVIA Holdings * |
15 |
3,921 |
||||||
Johnson & Johnson |
221 |
35,996 |
||||||
Laboratory
Corp of America Holdings * |
9 |
2,583 |
||||||
McKesson |
12 |
2,495 |
||||||
Medtronic |
112 |
13,424 |
||||||
Merck |
213 |
18,755 |
||||||
Mettler-Toledo International * |
2 |
2,962 |
||||||
Moderna * |
29 |
10,011 |
||||||
Organon |
24 |
882 |
||||||
PerkinElmer |
10 |
1,769 |
||||||
Pfizer |
471 |
20,601 |
||||||
Quest Diagnostics |
12 |
1,761 |
||||||
Regeneron Pharmaceuticals * |
9 |
5,759 |
||||||
ResMed |
12 |
3,155 |
||||||
STERIS |
9 |
2,104 |
||||||
Stryker |
27 |
7,184 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Teleflex |
4 |
$ |
1,428 |
|||||
Thermo Fisher Scientific |
34 |
21,524 |
||||||
UnitedHealth Group |
80 |
36,838 |
||||||
Universal
Health Services, Cl B |
7 |
869 |
||||||
Vertex Pharmaceuticals * |
24 |
4,438 |
||||||
Viatris, Cl W * |
96 |
1,282 |
||||||
Waters * |
5 |
1,838 |
||||||
West Pharmaceutical Services |
8 |
3,439 |
||||||
Zimmer Biomet Holdings |
17 |
2,433 |
||||||
Zoetis, Cl A |
39 |
8,432 |
||||||
429,161 |
||||||||
Industrials — 8.0% |
||||||||
3M |
48 |
8,577 |
||||||
Alaska Air Group * |
12 |
634 |
||||||
Allegion |
8 |
1,026 |
||||||
American Airlines Group * |
50 |
960 |
||||||
AMETEK |
20 |
2,648 |
||||||
AO Smith |
12 |
877 |
||||||
Boeing * |
48 |
9,937 |
||||||
Carrier Global |
73 |
3,813 |
||||||
Caterpillar |
48 |
9,793 |
||||||
CH Robinson Worldwide |
12 |
1,164 |
||||||
Cintas |
9 |
3,898 |
||||||
Copart * |
17 |
2,640 |
||||||
CSX |
182 |
6,583 |
||||||
Cummins |
12 |
2,878 |
||||||
Deere |
24 |
8,215 |
||||||
Delta Air Lines * |
48 |
1,878 |
||||||
Dover |
12 |
2,029 |
||||||
Eaton |
36 |
5,931 |
||||||
Emerson Electric |
48 |
4,657 |
||||||
Equifax |
12 |
3,329 |
||||||
Expeditors
International of Washington |
12 |
1,479 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Fastenal |
48 |
$ |
2,740 |
|||||
FedEx |
21 |
4,946 |
||||||
Fortive |
26 |
1,968 |
||||||
Fortune
Brands Home & Security |
12 |
1,217 |
||||||
Generac Holdings * |
5 |
2,493 |
||||||
General Dynamics |
20 |
4,055 |
||||||
General Electric |
93 |
9,753 |
||||||
Honeywell International |
60 |
13,117 |
||||||
Howmet Aerospace |
36 |
1,069 |
||||||
Huntington Ingalls Industries |
4 |
811 |
||||||
IDEX |
7 |
1,558 |
||||||
IHS Markit |
34 |
4,444 |
||||||
Illinois Tool Works |
24 |
5,469 |
||||||
Ingersoll Rand |
36 |
1,935 |
||||||
Jacobs Engineering Group |
12 |
1,685 |
||||||
JB Hunt Transport Services |
8 |
1,578 |
||||||
Johnson Controls International |
60 |
4,402 |
||||||
Kansas City Southern |
8 |
2,482 |
||||||
L3Harris Technologies |
16 |
3,689 |
||||||
Leidos Holdings |
12 |
1,200 |
||||||
Lockheed Martin |
21 |
6,979 |
||||||
Masco |
24 |
1,573 |
||||||
Nielsen Holdings |
26 |
527 |
||||||
Norfolk Southern |
21 |
6,154 |
||||||
Northrop Grumman |
12 |
4,287 |
||||||
Old Dominion Freight Line |
9 |
3,072 |
||||||
Otis Worldwide |
36 |
2,891 |
||||||
PACCAR |
24 |
2,151 |
||||||
Parker-Hannifin |
12 |
3,559 |
||||||
Pentair |
12 |
888 |
||||||
Quanta Services |
12 |
1,455 |
||||||
Raytheon Technologies |
128 |
11,374 |
||||||
Republic Services, Cl A |
17 |
2,288 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Robert Half International |
12 |
$ |
1,357 |
|||||
Rockwell Automation |
10 |
3,194 |
||||||
Rollins |
14 |
493 |
||||||
Roper Technologies |
9 |
4,391 |
||||||
Snap-On |
5 |
1,016 |
||||||
Southwest Airlines * |
48 |
2,269 |
||||||
Stanley Black & Decker |
12 |
2,157 |
||||||
Textron |
14 |
1,034 |
||||||
Trane Technologies |
21 |
3,800 |
||||||
TransDigm Group * |
4 |
2,495 |
||||||
Union Pacific |
56 |
13,518 |
||||||
United Airlines Holdings * |
24 |
1,107 |
||||||
United Parcel Service, Cl B |
60 |
12,808 |
||||||
United Rentals * |
8 |
3,033 |
||||||
Verisk Analytics, Cl A |
12 |
2,523 |
||||||
Waste Management |
33 |
5,288 |
||||||
Westinghouse
Air Brake Technologies |
12 |
1,089 |
||||||
WW Grainger |
4 |
1,852 |
||||||
Xylem |
12 |
1,567 |
||||||
265,746 |
||||||||
Information Technology — 27.6% |
||||||||
Accenture, Cl A |
52 |
18,657 |
||||||
Adobe * |
39 |
25,364 |
||||||
Advanced Micro Devices * |
103 |
12,384 |
||||||
Akamai Technologies * |
12 |
1,265 |
||||||
Amphenol, Cl A |
48 |
3,685 |
||||||
Analog Devices |
47 |
8,154 |
||||||
ANSYS * |
9 |
3,416 |
||||||
Apple |
1,322 |
198,036 |
||||||
Applied Materials |
76 |
10,385 |
||||||
Arista Networks * |
5 |
2,048 |
||||||
Autodesk * |
20 |
6,352 |
||||||
Automatic Data Processing |
36 |
8,082 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Broadcom |
35 |
$ |
18,608 |
|||||
Broadridge Financial Solutions |
12 |
2,141 |
||||||
Cadence Design Systems * |
24 |
4,155 |
||||||
CDW |
12 |
2,240 |
||||||
Ceridian HCM Holding * |
11 |
1,378 |
||||||
Cisco Systems |
355 |
19,869 |
||||||
Citrix Systems |
12 |
1,137 |
||||||
Cognizant
Technology Solutions, Cl A |
45 |
3,514 |
||||||
Corning |
60 |
2,134 |
||||||
DXC Technology * |
24 |
782 |
||||||
Enphase Energy * |
12 |
2,780 |
||||||
F5 Networks * |
4 |
845 |
||||||
Fidelity
National Information Services |
51 |
5,648 |
||||||
Fiserv * |
48 |
4,728 |
||||||
FleetCor Technologies * |
8 |
1,979 |
||||||
Fortinet * |
12 |
4,036 |
||||||
Gartner * |
8 |
2,655 |
||||||
Global Payments |
24 |
3,432 |
||||||
Hewlett Packard Enterprise |
108 |
1,582 |
||||||
HP |
96 |
2,912 |
||||||
Intel |
340 |
16,660 |
||||||
International
Business Machines |
72 |
9,007 |
||||||
Intuit |
23 |
14,398 |
||||||
IPG Photonics * |
4 |
636 |
||||||
Jack Henry & Associates |
7 |
1,165 |
||||||
Juniper Networks |
24 |
708 |
||||||
Keysight Technologies * |
15 |
2,700 |
||||||
KLA |
12 |
4,473 |
||||||
Lam Research |
12 |
6,763 |
||||||
Mastercard, Cl A |
73 |
24,493 |
||||||
Microchip Technology |
48 |
3,556 |
||||||
Micron Technology |
95 |
6,564 |
||||||
Microsoft |
633 |
209,915 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Monolithic Power Systems |
3 |
$ |
1,576 |
|||||
Motorola Solutions |
14 |
3,480 |
||||||
NetApp |
19 |
1,697 |
||||||
NortonLifeLock |
48 |
1,222 |
||||||
NVIDIA |
209 |
53,435 |
||||||
Oracle |
144 |
13,815 |
||||||
Paychex |
24 |
2,959 |
||||||
Paycom Software * |
4 |
2,191 |
||||||
PayPal Holdings * |
98 |
22,794 |
||||||
PTC * |
12 |
1,528 |
||||||
Qorvo * |
12 |
2,019 |
||||||
QUALCOMM |
98 |
13,038 |
||||||
salesforce.com * |
82 |
24,575 |
||||||
Seagate Technology Holdings |
12 |
1,069 |
||||||
ServiceNow * |
16 |
11,164 |
||||||
Skyworks Solutions |
12 |
2,006 |
||||||
Synopsys * |
12 |
3,998 |
||||||
TE Connectivity |
27 |
3,942 |
||||||
Teledyne Technologies * |
4 |
1,797 |
||||||
Teradyne |
12 |
1,659 |
||||||
Texas Instruments |
77 |
14,436 |
||||||
Trimble * |
24 |
2,097 |
||||||
Tyler Technologies * |
3 |
1,630 |
||||||
VeriSign * |
9 |
2,004 |
||||||
Visa, Cl A |
142 |
30,071 |
||||||
Western Digital * |
24 |
1,255 |
||||||
Western Union |
36 |
656 |
||||||
Xilinx |
21 |
3,780 |
||||||
Zebra Technologies, Cl A * |
4 |
2,136 |
||||||
913,450 |
||||||||
Materials — 2.1% |
||||||||
Air Products & Chemicals |
21 |
6,296 |
||||||
Albemarle |
10 |
2,505 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Amcor |
122 |
$ |
1,473 |
|||||
Avery Dennison |
8 |
1,742 |
||||||
Ball |
24 |
2,196 |
||||||
Celanese, Cl A |
12 |
1,938 |
||||||
CF Industries Holdings |
14 |
795 |
||||||
Corteva |
60 |
2,589 |
||||||
Dow |
60 |
3,358 |
||||||
DuPont de Nemours |
44 |
3,062 |
||||||
Eastman Chemical |
12 |
1,248 |
||||||
Ecolab |
21 |
4,667 |
||||||
FMC |
12 |
1,092 |
||||||
Freeport-McMoRan |
120 |
4,526 |
||||||
International
Flavors & Fragrances |
24 |
3,539 |
||||||
International Paper |
36 |
1,788 |
||||||
LyondellBasell
Industries, Cl A |
24 |
2,228 |
||||||
Martin Marietta Materials |
5 |
1,964 |
||||||
Mosaic |
24 |
998 |
||||||
Newmont |
62 |
3,348 |
||||||
Nucor |
24 |
2,680 |
||||||
Packaging Corp of America |
9 |
1,236 |
||||||
PPG Industries |
21 |
3,372 |
||||||
Sealed Air |
12 |
712 |
||||||
Sherwin-Williams |
21 |
6,649 |
||||||
Sylvamo * |
0 |
— |
||||||
Vulcan Materials |
12 |
2,281 |
||||||
Westrock |
24 |
1,154 |
||||||
69,436 |
||||||||
Real Estate — 2.5% |
||||||||
Alexandria
Real Estate Equities ‡ |
12 |
2,450 |
||||||
American Tower, Cl A ‡ |
38 |
10,715 |
||||||
AvalonBay Communities ‡ |
12 |
2,840 |
||||||
Boston Properties ‡ |
12 |
1,364 |
||||||
CBRE Group, Cl A * |
24 |
2,498 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Crown Castle International ‡ |
36 |
$ |
6,491 |
|||||
Digital Realty Trust ‡ |
24 |
3,787 |
||||||
Duke Realty ‡ |
26 |
1,462 |
||||||
Equinix ‡ |
8 |
6,696 |
||||||
Equity Residential ‡ |
24 |
2,074 |
||||||
Essex Property Trust ‡ |
5 |
1,700 |
||||||
Extra Space Storage ‡ |
12 |
2,368 |
||||||
Federal
Realty Investment Trust ‡ |
5 |
602 |
||||||
Healthpeak Properties ‡ |
48 |
1,704 |
||||||
Host Hotels & Resorts ‡
* |
60 |
1,010 |
||||||
Iron Mountain ‡ |
24 |
1,095 |
||||||
Kimco Realty ‡ |
48 |
1,085 |
||||||
Mid-America
Apartment Communities ‡ |
12 |
2,450 |
||||||
ProLogis ‡ |
60 |
8,698 |
||||||
Public Storage ‡ |
12 |
3,986 |
||||||
Realty Income ‡ |
33 |
2,357 |
||||||
Regency Centers ‡ |
12 |
845 |
||||||
SBA Communications, Cl A ‡ |
10 |
3,453 |
||||||
Simon Property Group ‡ |
27 |
3,958 |
||||||
UDR ‡ |
24 |
1,333 |
||||||
Ventas ‡ |
26 |
1,388 |
||||||
Vornado Realty Trust ‡ |
12 |
512 |
||||||
Welltower ‡ |
36 |
2,894 |
||||||
Weyerhaeuser ‡ |
60 |
2,143 |
||||||
83,958 |
||||||||
Utilities — 2.3% |
||||||||
AES |
50 |
1,257 |
||||||
Alliant Energy |
24 |
1,358 |
||||||
Ameren |
24 |
2,023 |
||||||
American Electric Power |
43 |
3,643 |
||||||
American Water Works |
15 |
2,613 |
||||||
Atmos Energy |
12 |
1,105 |
||||||
CenterPoint Energy |
48 |
1,250 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
CMS Energy |
24 |
$ |
1,448 |
|||||
Consolidated Edison |
24 |
1,810 |
||||||
Dominion Energy |
68 |
5,163 |
||||||
DTE Energy |
15 |
1,700 |
||||||
Duke Energy |
64 |
6,529 |
||||||
Edison International |
26 |
1,636 |
||||||
Entergy |
16 |
1,648 |
||||||
Evergy |
24 |
1,530 |
||||||
Eversource Energy |
24 |
2,038 |
||||||
Exelon |
82 |
4,362 |
||||||
FirstEnergy |
48 |
1,849 |
||||||
NextEra Energy |
165 |
14,080 |
||||||
NiSource |
36 |
888 |
||||||
NRG Energy |
24 |
957 |
||||||
Pinnacle West Capital |
12 |
774 |
||||||
PPL |
60 |
1,728 |
||||||
Public
Service Enterprise Group |
38 |
2,424 |
||||||
Sempra Energy |
24 |
3,063 |
||||||
Southern |
84 |
5,235 |
||||||
WEC Energy Group |
24 |
2,161 |
||||||
Xcel Energy |
48 |
3,100 |
||||||
77,372 |
||||||||
TOTAL UNITED STATES |
3,261,837 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,185,472) |
3,280,703 |
|||||||
TOTAL INVESTMENTS — 99.2% |
||||||||
(Cost $3,185,472) |
$ |
3,280,703 |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Number
of Contracts |
Value |
|||||||
PURCHASED OPTION— 0.6%(1) |
||||||||
UNITED STATES—
0.6% |
||||||||
(Cost
$66,297) |
71 |
$ |
19,206 |
|||||
WRITTEN OPTION— (0.1)%(1) |
||||||||
UNITED STATES—
(0.1)% |
||||||||
(Premiums
Received ($2,774)) |
(71 |
) |
$ |
(2,521 |
) |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.6% |
|||||||||||||||||
Put Options |
|||||||||||||||||
XSP* |
71 |
$ |
66,297 |
$ |
422.00 |
12/17/21 |
$ |
19,206 |
|||||||||
WRITTEN OPTION —
(0.1)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
XSP* |
(71 |
) |
$ |
(2,774 |
) |
489.00 |
12/17/21 $ |
(2,521 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
purchased options totals $3,269,834. |
+ |
Notional amount for all
written options totals $(3,269,834). |
‡ |
Real Estate Investment
Trust |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$3,280,703. |
Schedule
of Investments |
October
31, 2021 | |
Global
X S&P 500®
Collar 95-110 ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,280,703 |
$ |
— |
$ |
— |
$ |
3,280,703 |
||||||||
Total
Investments in Securities |
$ |
3,280,703 |
$ |
— |
$ |
— |
$ |
3,280,703 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Option |
$ |
19,206 |
$ |
— |
$ |
— |
$ |
19,206 |
||||||||
Written
Option |
(2,521 |
) |
— |
— |
(2,521 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
16,685 |
$ |
— |
$ |
— |
$ |
16,685 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.6% |
||||||||
ARGENTINA — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
MercadoLibre * |
11 |
$ |
16,291 |
|||||
CHINA — 1.5% |
||||||||
Communication Services — 0.5% |
||||||||
Baidu ADR * |
52 |
8,437 |
||||||
NetEase ADR |
65 |
6,343 |
||||||
14,780 |
||||||||
Consumer Discretionary — 0.7% |
||||||||
JD.com ADR * |
171 |
13,386 |
||||||
Pinduoduo ADR * |
78 |
6,936 |
||||||
Trip.com Group ADR * |
117 |
3,341 |
||||||
23,663 |
||||||||
Information Technology — 0.3% |
||||||||
NXP Semiconductors |
56 |
11,248 |
||||||
TOTAL CHINA |
49,691 |
|||||||
ISRAEL — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
Check
Point Software Technologies * |
26 |
3,110 |
||||||
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML Holding, Cl G |
17 |
$ |
13,819 |
|||||
UNITED STATES —
97.1% |
||||||||
Communication Services — 17.9% |
||||||||
Activision Blizzard |
169 |
13,214 |
||||||
Alphabet, Cl A * |
42 |
124,359 |
||||||
Alphabet, Cl C * |
48 |
142,340 |
||||||
Charter
Communications, Cl A * |
40 |
26,996 |
||||||
Comcast, Cl A |
1,003 |
51,584 |
||||||
Electronic Arts |
65 |
9,116 |
||||||
Fox, Cl A |
75 |
2,980 |
||||||
Fox, Cl B |
52 |
1,922 |
||||||
Match Group * |
61 |
9,198 |
||||||
Meta Platforms, Cl A * |
343 |
110,985 |
||||||
Netflix * |
96 |
66,270 |
||||||
Sirius XM Holdings |
904 |
5,505 |
||||||
T-Mobile US * |
273 |
31,403 |
||||||
595,872 |
||||||||
Consumer Discretionary — 17.0% |
||||||||
Amazon.com * |
74 |
249,560 |
||||||
Booking Holdings * |
10 |
24,208 |
||||||
Dollar Tree * |
52 |
5,603 |
||||||
eBay |
141 |
10,818 |
||||||
Lululemon Athletica * |
26 |
12,116 |
||||||
Marriott International, Cl A * |
72 |
11,521 |
||||||
O’Reilly Automotive * |
15 |
9,335 |
||||||
Peloton Interactive, Cl A * |
60 |
5,486 |
||||||
Ross Stores |
78 |
8,830 |
||||||
Starbucks |
260 |
27,578 |
||||||
Tesla * |
180 |
200,520 |
||||||
565,575 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — 4.6% |
||||||||
Costco Wholesale |
95 |
$ |
46,696 |
|||||
Keurig Dr Pepper |
312 |
11,260 |
||||||
Kraft Heinz |
273 |
9,798 |
||||||
Mondelez International, Cl A |
312 |
18,951 |
||||||
Monster Beverage * |
117 |
9,945 |
||||||
PepsiCo |
302 |
48,803 |
||||||
Walgreens Boots Alliance |
195 |
9,169 |
||||||
154,622 |
||||||||
Health Care — 6.1% |
||||||||
Align Technology * |
16 |
9,990 |
||||||
Amgen |
125 |
25,871 |
||||||
Biogen * |
35 |
9,334 |
||||||
Cerner |
65 |
4,829 |
||||||
Dexcom * |
23 |
14,334 |
||||||
Gilead Sciences |
273 |
17,712 |
||||||
IDEXX Laboratories * |
17 |
11,324 |
||||||
Illumina * |
35 |
14,527 |
||||||
Incyte * |
52 |
3,483 |
||||||
Intuitive Surgical * |
78 |
28,168 |
||||||
Moderna * |
89 |
30,724 |
||||||
Regeneron Pharmaceuticals * |
24 |
15,359 |
||||||
Seagen * |
39 |
6,877 |
||||||
Vertex Pharmaceuticals * |
55 |
10,171 |
||||||
202,703 |
||||||||
Industrials — 2.8% |
||||||||
Cintas |
23 |
9,961 |
||||||
Copart * |
52 |
8,075 |
||||||
CSX |
504 |
18,230 |
||||||
Fastenal |
130 |
7,421 |
||||||
Honeywell International |
152 |
33,230 |
||||||
PACCAR |
78 |
6,990 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Verisk Analytics, Cl A |
36 |
$ |
7,570 |
|||||
91,477 |
||||||||
Information Technology — 47.8% |
||||||||
Adobe * |
104 |
67,638 |
||||||
Advanced Micro Devices * |
267 |
32,101 |
||||||
Analog Devices |
117 |
20,298 |
||||||
ANSYS * |
18 |
6,833 |
||||||
Apple |
2,388 |
357,722 |
||||||
Applied Materials |
197 |
26,920 |
||||||
Atlassian, Cl A * |
30 |
13,744 |
||||||
Autodesk * |
49 |
15,563 |
||||||
Automatic Data Processing |
91 |
20,429 |
||||||
Broadcom |
91 |
48,382 |
||||||
Cadence Design Systems * |
61 |
10,560 |
||||||
CDW |
29 |
5,413 |
||||||
Cisco Systems |
924 |
51,716 |
||||||
Cognizant
Technology Solutions, Cl A |
117 |
9,137 |
||||||
Crowdstrike Holdings, Cl A * |
44 |
12,399 |
||||||
DocuSign, Cl A * |
42 |
11,688 |
||||||
Fiserv * |
143 |
14,084 |
||||||
Intel |
897 |
43,953 |
||||||
Intuit |
61 |
38,185 |
||||||
KLA |
35 |
13,047 |
||||||
Lam Research |
30 |
16,907 |
||||||
Marvell Technology |
182 |
12,467 |
||||||
Microchip Technology |
122 |
9,039 |
||||||
Micron Technology |
247 |
17,068 |
||||||
Microsoft |
1,087 |
360,471 |
||||||
NVIDIA |
548 |
140,107 |
||||||
Okta, Cl A * |
30 |
7,415 |
||||||
Paychex |
78 |
9,616 |
||||||
PayPal Holdings * |
260 |
60,473 |
||||||
QUALCOMM |
247 |
32,861 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Shares/Number
of Contracts |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Skyworks Solutions |
39 |
$ |
6,518 |
|||||
Splunk * |
39 |
6,428 |
||||||
Synopsys * |
34 |
11,328 |
||||||
Texas Instruments |
204 |
38,246 |
||||||
VeriSign * |
26 |
5,789 |
||||||
Workday, Cl A * |
41 |
11,889 |
||||||
Xilinx |
52 |
9,360 |
||||||
Zoom
Video Communications, Cl A * |
52 |
14,282 |
||||||
1,590,076 |
||||||||
Utilities — 0.9% |
||||||||
American Electric Power |
107 |
9,064 |
||||||
Exelon |
221 |
11,755 |
||||||
Xcel Energy |
117 |
7,557 |
||||||
28,376 |
||||||||
TOTAL UNITED STATES |
3,228,701 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,208,011) |
3,311,612 |
|||||||
TOTAL INVESTMENTS — 99.6% |
||||||||
(Cost $3,208,011) |
$ |
3,311,612 |
||||||
PURCHASED OPTION— 0.4%(1) |
||||||||
UNITED STATES—
0.4% |
||||||||
(Cost
$52,310) |
10 |
$ |
14,450 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Tail Risk ETF |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.4% |
|||||||||||||||||
Put Options |
|||||||||||||||||
NQX* |
10 |
$ |
52,310 |
$ |
2,795.00 |
12/17/21 |
$ |
14,450 |
+ |
Notional amount for all
options totals $3,170,094. |
* |
Non-income producing
security. |
(1) |
Refer to table below for
details on Options Contracts. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
3,311,612 |
$ |
— |
$ |
— |
$ |
3,311,612 |
||||||||
Total
Investments in Securities |
$ |
3,311,612 |
$ |
— |
$ |
— |
$ |
3,311,612 |
Other Financial
Instruments |
Level 1 |
Level 2 |
Level 3 |
Total |
||||||||||||
Purchased
Option |
$ |
14,450 |
$ |
— |
$ |
— |
$ |
14,450 |
||||||||
Total Other Financial
Instruments |
$ |
14,450 |
$ |
— |
$ |
— |
$ |
14,450 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK — 105.2%
(A) |
||||||||
ARGENTINA — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
MercadoLibre * |
15 |
$ |
22,215 |
|||||
CHINA — 1.6% |
||||||||
Communication Services — 0.5% |
||||||||
Baidu ADR * |
74 |
12,006 |
||||||
NetEase ADR |
90 |
8,783 |
||||||
20,789 |
||||||||
Consumer Discretionary — 0.7% |
||||||||
JD.com ADR * |
235 |
18,396 |
||||||
Pinduoduo ADR * |
111 |
9,870 |
||||||
Trip.com Group ADR * |
162 |
4,626 |
||||||
32,892 |
||||||||
Information Technology — 0.4% |
||||||||
NXP Semiconductors |
80 |
16,069 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL CHINA |
$ |
69,750 |
||||||
ISRAEL — 0.1% |
||||||||
Information Technology —
0.1% |
||||||||
Check
Point Software Technologies * |
36 |
4,306 |
||||||
NETHERLANDS — 0.5% |
||||||||
Information Technology — 0.5% |
||||||||
ASML Holding, Cl G |
25 |
20,322 |
||||||
UNITED STATES —
102.5% |
||||||||
Communication Services — 19.0% |
||||||||
Activision Blizzard |
234 |
18,296 |
||||||
Alphabet, Cl A * |
58 |
171,733 |
||||||
Alphabet, Cl C * |
66 |
195,717 |
||||||
Charter
Communications, Cl A * |
55 |
37,119 |
||||||
Comcast, Cl A |
1,383 |
71,128 |
||||||
Electronic Arts |
90 |
12,623 |
||||||
Fox, Cl A |
103 |
4,093 |
||||||
Fox, Cl B |
72 |
2,661 |
||||||
Match Group * |
84 |
12,666 |
||||||
Meta Platforms, Cl A * |
476 |
154,019 |
||||||
Netflix * |
134 |
92,502 |
||||||
Sirius XM Holdings |
1,250 |
7,613 |
||||||
T-Mobile US * |
378 |
43,481 |
||||||
823,651 |
||||||||
Consumer Discretionary — 17.8% |
||||||||
Amazon.com * |
101 |
340,616 |
||||||
Booking Holdings * |
12 |
29,049 |
||||||
Dollar Tree * |
72 |
7,759 |
||||||
eBay |
194 |
14,884 |
||||||
Lululemon Athletica * |
37 |
17,242 |
||||||
Marriott International, Cl A * |
95 |
15,202 |
||||||
O’Reilly Automotive * |
20 |
12,446 |
||||||
Peloton Interactive, Cl A * |
82 |
7,498 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Ross Stores |
108 |
$ |
12,226 |
|||||
Starbucks |
360 |
38,185 |
||||||
Tesla * |
248 |
276,272 |
||||||
771,379 |
||||||||
Consumer Staples — 4.9% |
||||||||
Costco Wholesale |
134 |
65,866 |
||||||
Keurig Dr Pepper |
432 |
15,591 |
||||||
Kraft Heinz |
378 |
13,566 |
||||||
Mondelez International, Cl A |
432 |
26,240 |
||||||
Monster Beverage * |
162 |
13,770 |
||||||
PepsiCo |
416 |
67,226 |
||||||
Walgreens Boots Alliance |
270 |
12,695 |
||||||
214,954 |
||||||||
Health Care — 6.5% |
||||||||
Align Technology * |
24 |
14,985 |
||||||
Amgen |
173 |
35,806 |
||||||
Biogen * |
47 |
12,534 |
||||||
Cerner |
90 |
6,686 |
||||||
Dexcom * |
29 |
18,073 |
||||||
Gilead Sciences |
376 |
24,395 |
||||||
IDEXX Laboratories * |
26 |
17,319 |
||||||
Illumina * |
47 |
19,508 |
||||||
Incyte * |
72 |
4,822 |
||||||
Intuitive Surgical * |
108 |
39,002 |
||||||
Moderna * |
123 |
42,461 |
||||||
Regeneron Pharmaceuticals * |
33 |
21,118 |
||||||
Seagen * |
54 |
9,522 |
||||||
Vertex Pharmaceuticals * |
76 |
14,055 |
||||||
280,286 |
||||||||
Industrials — 2.9% |
||||||||
Cintas |
32 |
13,859 |
||||||
Copart * |
72 |
11,181 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
CSX |
697 |
$ |
25,211 |
|||||
Fastenal |
180 |
10,275 |
||||||
Honeywell International |
210 |
45,910 |
||||||
PACCAR |
108 |
9,679 |
||||||
Verisk Analytics, Cl A |
49 |
10,303 |
||||||
126,418 |
||||||||
Information Technology — 50.5% |
||||||||
Adobe * |
144 |
93,652 |
||||||
Advanced Micro Devices * |
363 |
43,643 |
||||||
Analog Devices |
161 |
27,932 |
||||||
ANSYS * |
26 |
9,869 |
||||||
Apple |
3,300 |
494,340 |
||||||
Applied Materials |
271 |
37,032 |
||||||
Atlassian, Cl A * |
41 |
18,783 |
||||||
Autodesk * |
67 |
21,280 |
||||||
Automatic Data Processing |
126 |
28,286 |
||||||
Broadcom |
124 |
65,927 |
||||||
Cadence Design Systems * |
84 |
14,541 |
||||||
CDW |
39 |
7,279 |
||||||
Cisco Systems |
1,273 |
71,250 |
||||||
Cognizant
Technology Solutions, Cl A |
162 |
12,651 |
||||||
Crowdstrike Holdings, Cl A * |
60 |
16,908 |
||||||
DocuSign, Cl A * |
59 |
16,419 |
||||||
Fiserv * |
198 |
19,501 |
||||||
Intel
F |
1,237 |
60,613 |
||||||
Intuit |
84 |
52,583 |
||||||
KLA |
48 |
17,892 |
||||||
Lam Research |
43 |
24,234 |
||||||
Marvell Technology |
252 |
17,262 |
||||||
Microchip Technology |
168 |
12,447 |
||||||
Micron Technology |
342 |
23,632 |
||||||
Microsoft |
1,500 |
497,430 |
||||||
NVIDIA |
759 |
194,054 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Okta, Cl A * |
43 |
$ |
10,629 |
|||||
Paychex |
108 |
13,314 |
||||||
PayPal Holdings * |
356 |
82,802 |
||||||
QUALCOMM |
342 |
45,500 |
||||||
Skyworks Solutions |
50 |
8,356 |
||||||
Splunk * |
49 |
8,076 |
||||||
Synopsys * |
48 |
15,993 |
||||||
Texas Instruments |
281 |
52,682 |
||||||
VeriSign * |
36 |
8,016 |
||||||
Workday, Cl A * |
56 |
16,239 |
||||||
Xilinx |
72 |
12,960 |
||||||
Zoom
Video Communications, Cl A * |
72 |
19,775 |
||||||
2,193,782 |
||||||||
Utilities — 0.9% |
||||||||
American Electric Power |
147 |
12,452 |
||||||
Exelon |
301 |
16,010 |
||||||
Xcel Energy |
162 |
10,464 |
||||||
38,926 |
||||||||
TOTAL UNITED STATES |
4,449,396 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $4,396,734) |
4,565,989 |
|||||||
TOTAL INVESTMENTS — 105.2% |
||||||||
(Cost $4,396,734) |
$ |
4,565,989 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Number
of Contracts |
Value |
|||||||
PURCHASED OPTION— 0.1%(1) |
||||||||
UNITED STATES—
0.1% |
||||||||
(Cost
$31,242) |
14 |
$ |
6,160 |
|||||
WRITTEN OPTION— (5.5)%(1) |
||||||||
UNITED STATES—
(5.5)% |
||||||||
(Premiums Received
($88,602)) |
(14 |
) |
$ |
(239,120 |
) |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.1% |
|||||||||||||||||
Put Options |
|||||||||||||||||
NQX* |
14 |
$ |
31,242 |
$ |
2,860.00 |
11/19/21 |
$ |
6,160 |
|||||||||
WRITTEN OPTION —
(5.5)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
NQX* |
(14 |
) |
$ |
(88,602 |
) |
3,010.00 |
11/19/21 |
$ |
(239,120 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
purchased options totals $4,438,132. |
+ |
Notional amount for all
written options totals $(4,438,132). |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$4,565,989. |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
4,565,989 |
$ |
— |
$ |
— |
$ |
4,565,989 |
||||||||
Total
Investments in Securities |
$ |
4,565,989 |
$ |
— |
$ |
— |
$ |
4,565,989 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Option |
$ |
6,160 |
$ |
— |
$ |
— |
$ |
6,160 |
||||||||
Written
Option |
(239,120 |
) |
— |
— |
(239,120 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
(232,960 |
) |
$ |
— |
$ |
— |
$ |
(232,960 |
) |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK — 99.2%
(A) |
||||||||
ARGENTINA — 0.5% |
||||||||
Consumer Discretionary — 0.5% |
||||||||
MercadoLibre * |
9 |
$ |
13,329 |
|||||
CHINA — 1.5% |
||||||||
Communication Services — 0.5% |
||||||||
Baidu ADR * |
47 |
7,625 |
||||||
NetEase ADR |
55 |
5,368 |
||||||
12,993 |
||||||||
Consumer Discretionary — 0.7% |
||||||||
JD.com ADR * |
147 |
11,507 |
||||||
Pinduoduo ADR * |
71 |
6,313 |
||||||
Trip.com Group ADR * |
99 |
2,828 |
||||||
20,648 |
||||||||
Information Technology — 0.3% |
||||||||
NXP Semiconductors |
49 |
9,842 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
TOTAL CHINA |
$ |
43,483 |
||||||
ISRAEL — 0.1% |
||||||||
Information Technology —
0.1% |
||||||||
Check
Point Software Technologies * |
22 |
2,632 |
||||||
NETHERLANDS — 0.4% |
||||||||
Information Technology — 0.4% |
||||||||
ASML Holding, Cl G |
15 |
12,193 |
||||||
UNITED STATES —
96.7% |
||||||||
Communication Services — 17.8% |
||||||||
Activision Blizzard |
143 |
11,181 |
||||||
Alphabet, Cl A * |
37 |
109,554 |
||||||
Alphabet, Cl C * |
39 |
115,651 |
||||||
Charter
Communications, Cl A * |
34 |
22,946 |
||||||
Comcast, Cl A |
857 |
44,075 |
||||||
Electronic Arts |
55 |
7,714 |
||||||
Fox, Cl A |
66 |
2,623 |
||||||
Fox, Cl B |
44 |
1,626 |
||||||
Match Group * |
52 |
7,841 |
||||||
Meta Platforms, Cl A * |
293 |
94,806 |
||||||
Netflix * |
83 |
57,296 |
||||||
Sirius XM Holdings |
770 |
4,689 |
||||||
T-Mobile US * |
231 |
26,572 |
||||||
506,574 |
||||||||
Consumer Discretionary — 16.8% |
||||||||
Amazon.com * |
62 |
209,091 |
||||||
Booking Holdings * |
8 |
19,366 |
||||||
Dollar Tree * |
44 |
4,742 |
||||||
eBay |
121 |
9,283 |
||||||
Lululemon Athletica * |
23 |
10,718 |
||||||
Marriott International, Cl A * |
61 |
9,761 |
||||||
O’Reilly Automotive * |
13 |
8,090 |
||||||
Peloton Interactive, Cl A * |
50 |
4,572 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Ross Stores |
66 |
$ |
7,471 |
|||||
Starbucks |
220 |
23,336 |
||||||
Tesla * |
152 |
169,328 |
||||||
475,758 |
||||||||
Consumer Staples — 4.7% |
||||||||
Costco Wholesale |
83 |
40,798 |
||||||
Keurig Dr Pepper |
264 |
9,528 |
||||||
Kraft Heinz |
231 |
8,291 |
||||||
Mondelez International, Cl A |
264 |
16,035 |
||||||
Monster Beverage * |
99 |
8,415 |
||||||
PepsiCo |
259 |
41,854 |
||||||
Walgreens Boots Alliance |
165 |
7,758 |
||||||
132,679 |
||||||||
Health Care — 6.1% |
||||||||
Align Technology * |
15 |
9,365 |
||||||
Amgen |
106 |
21,939 |
||||||
Biogen * |
28 |
7,467 |
||||||
Cerner |
55 |
4,086 |
||||||
Dexcom * |
18 |
11,218 |
||||||
Gilead Sciences |
234 |
15,182 |
||||||
IDEXX Laboratories * |
16 |
10,658 |
||||||
Illumina * |
29 |
12,037 |
||||||
Incyte * |
44 |
2,947 |
||||||
Intuitive Surgical * |
66 |
23,834 |
||||||
Moderna * |
75 |
25,891 |
||||||
Regeneron Pharmaceuticals * |
20 |
12,799 |
||||||
Seagen * |
33 |
5,819 |
||||||
Vertex Pharmaceuticals * |
48 |
8,877 |
||||||
172,119 |
||||||||
Industrials — 2.7% |
||||||||
Cintas |
19 |
8,229 |
||||||
Copart * |
44 |
6,832 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
CSX |
429 |
$ |
15,517 |
|||||
Fastenal |
110 |
6,279 |
||||||
Honeywell International |
129 |
28,202 |
||||||
PACCAR |
66 |
5,915 |
||||||
Verisk Analytics, Cl A |
30 |
6,308 |
||||||
77,282 |
||||||||
Information Technology — 47.8% |
||||||||
Adobe * |
89 |
57,882 |
||||||
Advanced Micro Devices * |
231 |
27,773 |
||||||
Analog Devices |
100 |
17,349 |
||||||
ANSYS * |
17 |
6,453 |
||||||
Apple |
2,034 |
304,693 |
||||||
Applied Materials |
169 |
23,094 |
||||||
Atlassian, Cl A * |
26 |
11,911 |
||||||
Autodesk * |
41 |
13,022 |
||||||
Automatic Data Processing |
79 |
17,735 |
||||||
Broadcom |
77 |
40,939 |
||||||
Cadence Design Systems * |
52 |
9,002 |
||||||
CDW |
26 |
4,853 |
||||||
Cisco Systems |
792 |
44,328 |
||||||
Cognizant
Technology Solutions, Cl A |
99 |
7,731 |
||||||
Crowdstrike Holdings, Cl A * |
37 |
10,427 |
||||||
DocuSign, Cl A * |
36 |
10,018 |
||||||
Fiserv * |
121 |
11,917 |
||||||
Intel |
759 |
37,191 |
||||||
Intuit |
51 |
31,926 |
||||||
KLA |
28 |
10,437 |
||||||
Lam Research |
27 |
15,216 |
||||||
Marvell Technology |
154 |
10,549 |
||||||
Microchip Technology |
102 |
7,557 |
||||||
Micron Technology |
209 |
14,442 |
||||||
Microsoft |
925 |
306,749 |
||||||
NVIDIA |
468 |
119,654 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Okta, Cl A * |
27 |
$ |
6,674 |
|||||
Paychex |
66 |
8,136 |
||||||
PayPal Holdings * |
220 |
51,170 |
||||||
QUALCOMM |
209 |
27,805 |
||||||
Skyworks Solutions |
33 |
5,515 |
||||||
Splunk * |
33 |
5,439 |
||||||
Synopsys * |
28 |
9,329 |
||||||
Texas Instruments |
173 |
32,434 |
||||||
VeriSign * |
22 |
4,899 |
||||||
Workday, Cl A * |
36 |
10,439 |
||||||
Xilinx |
44 |
7,920 |
||||||
Zoom
Video Communications, Cl A * |
44 |
12,085 |
||||||
1,354,693 |
||||||||
Utilities — 0.8% |
||||||||
American Electric Power |
93 |
7,878 |
||||||
Exelon |
187 |
9,947 |
||||||
Xcel Energy |
99 |
6,394 |
||||||
24,219 |
||||||||
TOTAL UNITED STATES |
2,743,324 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $2,731,287) |
2,814,961 |
|||||||
TOTAL INVESTMENTS — 99.2% |
||||||||
(Cost $2,731,287) |
$ |
2,814,961 |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Number
of Contracts |
Value |
|||||||
PURCHASED OPTION— 0.8%(1) |
||||||||
UNITED STATES—
0.8% |
||||||||
(Cost
$67,630) |
8 |
$ |
22,560 |
|||||
WRITTEN OPTION— (0.2)%(1) |
||||||||
UNITED STATES—
(0.2)% |
||||||||
(Premiums
Received ($6,457)) |
(8 |
) |
$ |
(5,160 |
) |
Description |
Number
of Contracts |
Cost+ |
Exercise
Price |
Expiration
Date |
Value |
||||||||||||
PURCHASED OPTION —
0.8% |
|||||||||||||||||
Put Options |
|||||||||||||||||
NQX* |
8 |
$ |
67,630 |
$ |
2,950.00 |
12/17/21 |
$ |
22,560 |
|||||||||
WRITTEN OPTION —
(0.2)% |
|||||||||||||||||
Call Options |
|||||||||||||||||
NQX* |
(8 |
) |
$ |
(6,457 |
) |
3,410.00 |
12/17/21 |
$ |
(5,160 |
) |
* |
Non-income producing
security. |
+ |
Notional amount for all
purchased options totals $2,536,075. |
+ |
Notional amount for all
written options totals $(2,536,075). |
(1) |
Refer to table below for
details on Options Contracts. |
(A) |
All or a portion of these
securities has been segregated as collateral for writtenoptions contracts.
The aggregate market value of collateral at October 31, 2021
was$2,814,961. |
Schedule
of Investments |
October
31, 2021 | |
Global
X NASDAQ 100®
Collar 95-110 ETF |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
2,814,961 |
$ |
— |
$ |
— |
$ |
2,814,961 |
||||||||
Total
Investments in Securities |
$ |
2,814,961 |
$ |
— |
$ |
— |
$ |
2,814,961 |
Other Financial
Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Purchased
Option |
$ |
22,560 |
$ |
— |
$ |
— |
$ |
22,560 |
||||||||
Written
Option |
(5,160 |
) |
— |
— |
(5,160 |
) | ||||||||||
Total Other Financial
Instruments |
$ |
17,400 |
$ |
— |
$ |
— |
$ |
17,400 |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X E-commerce ETF |
Global
X Emerging Markets Internet & E-commerce ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
399,557,484 |
$ |
3,640,785,981 |
$ |
211,743,839 |
$ |
6,018,517 |
||||||||
Cost
of Repurchase Agreement |
334,499 |
49,400,348 |
1,384,981 |
— |
||||||||||||
Cost
of Foreign Currency |
— |
531,922,323 |
— |
2 |
||||||||||||
Investments,
at Value |
$ |
401,485,537 |
* |
$ |
5,452,244,212 |
* |
$ |
199,164,187 |
* |
$ |
4,556,323 |
|||||
Repurchase
Agreement, at Value |
334,499 |
49,400,348 |
1,384,981 |
— |
||||||||||||
Cash |
314,072 |
75,488,796 |
351,769 |
1,377 |
||||||||||||
Foreign
Currency, at Value |
— |
531,922,322 |
— |
2 |
||||||||||||
Receivable
for Investment Securities Sold |
35,270,438 |
547,257,163 |
— |
— |
||||||||||||
Receivable
for Capital Shares Sold |
73,920 |
3,647,049 |
— |
— |
||||||||||||
Dividend
and Interest Receivable |
36,900 |
1,919,559 |
41,067 |
60 |
||||||||||||
Reclaim
Receivable |
5,942 |
— |
— |
— |
||||||||||||
Due
from Authorized Participants |
— |
— |
— |
— |
||||||||||||
Due
from Broker |
— |
50,974,785 |
— |
— |
||||||||||||
Total
Assets |
437,521,308 |
6,712,854,234 |
200,942,004 |
4,557,762 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
750,043 |
110,759,925 |
3,105,528 |
— |
||||||||||||
Payable
for Investment Securities Purchased |
34,573,798 |
916,854,113 |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
230,210 |
3,170,801 |
85,284 |
2,558 |
||||||||||||
Unrealized
Depreciation on Spot Contracts |
557 |
402,411 |
— |
— |
||||||||||||
Payable
for Capital Shares Redeemed |
— |
306,268,249 |
— |
— |
||||||||||||
Due
to Broker |
73,920 |
— |
— |
— |
||||||||||||
Total
Liabilities |
35,628,528 |
1,337,455,499 |
3,190,812 |
2,558 |
||||||||||||
Net
Assets |
$ |
401,892,780 |
$ |
5,375,398,735 |
$ |
197,751,192 |
$ |
4,555,204 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
433,140,627 |
$ |
3,692,545,667 |
$ |
211,413,855 |
$ |
6,243,910 |
||||||||
Total
Distributable Earnings/(Loss) |
(31,247,847 |
) |
1,682,853,068 |
(13,662,663 |
) |
(1,688,706 |
) | |||||||||
Net
Assets |
$ |
401,892,780 |
$ |
5,375,398,735 |
$ |
197,751,192 |
$ |
4,555,204 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
6,560,000 |
59,024,628 |
6,340,002 |
380,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
61.26 |
$ |
91.07 |
$ |
31.19 |
$ |
11.99 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
706,718 |
$ |
105,092,823 |
$ |
2,959,284 |
$ |
— |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
953,257,456 |
$ |
574,631,667 |
$ |
13,582,420 |
$ |
65,533,734 |
||||||||
Cost
of Repurchase Agreement |
16,543,844 |
3,131,165 |
— |
— |
||||||||||||
Cost
of Foreign Currency |
2,940,650 |
— |
— |
85,681 |
||||||||||||
Investments,
at Value |
$ |
947,993,654 |
* |
$ |
671,490,540 |
* |
$ |
14,032,087 |
$ |
62,644,589 |
||||||
Repurchase
Agreement, at Value |
16,543,844 |
3,131,165 |
— |
— |
||||||||||||
Cash |
— |
154,940 |
— |
— |
||||||||||||
Foreign
Currency, at Value |
2,907,014 |
— |
— |
88,983 |
||||||||||||
Dividend
and Interest Receivable |
3,196,332 |
2,227,724 |
20,297 |
329,922 |
||||||||||||
Reclaim
Receivable |
382,771 |
8,115 |
35,995 |
20,998 |
||||||||||||
Unrealized
Appreciation on Spot Contracts |
432 |
— |
— |
— |
||||||||||||
Receivable
for Investment Securities Sold |
— |
— |
453,849 |
— |
||||||||||||
Due
from Authorized Participants |
— |
1,200 |
— |
— |
||||||||||||
Due
from Broker |
24,750 |
— |
— |
73,859 |
||||||||||||
Total
Assets |
971,048,797 |
677,013,684 |
14,542,228 |
63,158,351 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
37,096,081 |
7,020,976 |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
475,198 |
255,536 |
6,554 |
35,878 |
||||||||||||
Payable
for Investment Securities Purchased |
— |
— |
65,611 |
38,160 |
||||||||||||
Payable
for Capital Shares Redeemed |
— |
— |
— |
55,804 |
||||||||||||
Accrued
Foreign Capital Gains Tax on Appreciated Securities |
— |
— |
— |
140,148 |
||||||||||||
Unrealized
Depreciation on Spot Contracts |
— |
— |
— |
5 |
||||||||||||
Cash
Overdraft |
3,030,375 |
— |
412,362 |
192,192 |
||||||||||||
Due
to Broker |
15,671 |
2,856 |
— |
— |
||||||||||||
Total
Liabilities |
40,617,325 |
7,279,368 |
484,527 |
462,187 |
||||||||||||
Net
Assets |
$ |
930,431,472 |
$ |
669,734,316 |
$ |
14,057,701 |
$ |
62,696,164 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
1,474,914,574 |
$ |
764,230,698 |
$ |
14,971,395 |
$ |
71,089,604 |
||||||||
Total
Distributable Loss |
(544,483,102 |
) |
(94,496,382 |
) |
(913,694 |
) |
(8,393,440 |
) | ||||||||
Net
Assets |
$ |
930,431,472 |
$ |
669,734,316 |
$ |
14,057,701 |
$ |
62,696,164 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
71,530,000 |
33,270,000 |
900,000 |
5,570,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
13.01 |
$ |
20.13 |
$ |
15.62 |
$ |
11.26 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
32,747,398 |
$ |
6,887,281 |
$ |
— |
$ |
— |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X SuperDividend®
REIT ETF |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
Global
X Russell 2000 Covered Call ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
426,234,027 |
$ |
3,921,536,273 |
$ |
602,844,830 |
$ |
536,883,182 |
||||||||
Cost
of Repurchase Agreement |
1,344,045 |
— |
— |
— |
||||||||||||
Cost
of Foreign Currency |
5,165 |
— |
— |
— |
||||||||||||
Investments,
at Value |
$ |
467,502,730 |
* |
$ |
5,288,944,790 |
$ |
691,979,063 |
$ |
563,461,039 |
|||||||
Repurchase
Agreement, at Value |
1,344,045 |
— |
— |
— |
||||||||||||
Cash |
730,052 |
8,344,388 |
856,848 |
1,217,912 |
||||||||||||
Foreign
Currency, at Value |
5,176 |
— |
— |
— |
||||||||||||
Receivable
for Investment Securities Sold |
6,837,763 |
— |
— |
— |
||||||||||||
Dividend
and Interest Receivable |
1,780,002 |
629,459 |
486,511 |
— |
||||||||||||
Reclaim
Receivable |
3,723 |
— |
2,490 |
— |
||||||||||||
Unrealized
Appreciation on Spot Contracts |
2,503 |
— |
— |
— |
||||||||||||
Receivable
for Capital Shares Sold |
— |
4,563,384 |
— |
— |
||||||||||||
Due
from Authorized Participants |
— |
— |
— |
— |
||||||||||||
Due
from Broker |
5,750 |
— |
— |
— |
||||||||||||
Total
Assets |
478,211,744 |
5,302,482,021 |
693,324,912 |
564,678,951 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
3,013,738 |
— |
— |
— |
||||||||||||
Payable
for Investment Securities Purchased |
7,031,969 |
4,768,728 |
— |
367,064 |
||||||||||||
Payable
due to Investment Adviser |
231,769 |
2,458,146 |
316,714 |
213,087 |
||||||||||||
Options
written at value (Premiums received ($–), ($89,664,262), ($9,674,024) and
($10,800,917) respectively) |
— |
259,040,400 |
23,153,330 |
9,653,000 |
||||||||||||
Total
Liabilities |
10,277,476 |
266,267,274 |
23,470,044 |
10,233,151 |
||||||||||||
Net
Assets |
$ |
467,934,268 |
$ |
5,036,214,747 |
$ |
669,854,868 |
$ |
554,445,800 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
656,814,496 |
$ |
4,904,918,760 |
$ |
667,844,682 |
$ |
544,463,377 |
||||||||
Total
Distributable Earnings/(Loss) |
(188,880,228 |
) |
131,295,987 |
2,010,186 |
9,982,423 |
|||||||||||
Net
Assets |
$ |
467,934,268 |
$ |
5,036,214,747 |
$ |
669,854,868 |
$ |
554,445,800 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
47,640,000 |
220,730,000 |
13,300,000 |
22,020,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
9.82 |
$ |
22.82 |
$ |
50.37 |
$ |
25.18 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
2,827,310 |
$ |
— |
$ |
— |
$ |
— |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
40,641,115 |
$ |
33,633,036 |
$ |
226,899,250 |
$ |
146,614,263 |
||||||||
Cost
of Repurchase Agreement |
— |
— |
33,091 |
1,691,227 |
||||||||||||
Cost
of Foreign Currency |
— |
— |
— |
8,535 |
||||||||||||
Investments,
at Value |
$ |
45,705,989 |
$ |
35,538,814 |
$ |
234,355,451 |
* |
$ |
148,938,009 |
* | ||||||
Repurchase
Agreement, at Value |
— |
— |
33,091 |
1,691,227 |
||||||||||||
Cash |
118,749 |
71,322 |
— |
29,905 |
||||||||||||
Foreign
Currency, at Value |
— |
— |
— |
8,694 |
||||||||||||
Receivable
for Capital Shares Sold |
330,910 |
— |
— |
— |
||||||||||||
Dividend
and Interest Receivable |
5,437 |
26,290 |
787,824 |
118,006 |
||||||||||||
Unrealized
Appreciation on Spot Contracts |
— |
— |
— |
25 |
||||||||||||
Reclaim
Receivable |
— |
138 |
— |
64,210 |
||||||||||||
Due
from Authorized Participants |
— |
— |
66,468 |
— |
||||||||||||
Due
from Broker |
— |
— |
— |
36,249 |
||||||||||||
Total
Assets |
46,161,085 |
35,636,564 |
235,242,834 |
150,886,325 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
— |
— |
74,200 |
3,792,220 |
||||||||||||
Options
written at value (Premiums received ($400,793), ($239,180), ($–) and ($–),
respectively) |
1,133,280 |
601,178 |
— |
— |
||||||||||||
Payable
for Investment Securities Purchased |
335,272 |
— |
— |
— |
||||||||||||
Payable
due to Investment Adviser |
21,163 |
17,262 |
114,829 |
77,888 |
||||||||||||
Payable
for Capital Shares Redeemed |
— |
— |
— |
36,249 |
||||||||||||
Cash
Overdraft |
— |
— |
61,032 |
— |
||||||||||||
Due
to Broker |
— |
— |
40,049 |
3,674 |
||||||||||||
Total
Liabilities |
1,489,715 |
618,440 |
290,110 |
3,910,031 |
||||||||||||
Net
Assets |
$ |
44,671,370 |
$ |
35,018,124 |
$ |
234,952,724 |
$ |
146,976,294 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
41,833,144 |
$ |
33,715,720 |
$ |
287,721,893 |
$ |
149,104,183 |
||||||||
Total
Distributable Earnings/(Loss) |
2,838,226 |
1,302,404 |
(52,769,169 |
) |
(2,127,889 |
) | ||||||||||
Net
Assets |
$ |
44,671,370 |
$ |
35,018,124 |
$ |
234,952,724 |
$ |
146,976,294 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
1,350,000 |
1,100,000 |
19,680,000 |
8,740,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
33.09 |
$ |
31.83 |
$ |
11.94 |
$ |
16.82 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
— |
$ |
— |
$ |
72,884 |
$ |
3,623,682 |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
Global
X Guru®
Index ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
414,694,538 |
$ |
3,551,559 |
$ |
68,249,704 |
||||||
Cost
of Repurchase Agreement |
— |
— |
434,594 |
|||||||||
Investments,
at Value |
$ |
592,423,759 |
$ |
4,252,239 |
$ |
76,268,398 |
* | |||||
Repurchase
Agreement, at Value |
— |
— |
434,594 |
|||||||||
Cash |
1,260,572 |
5,666 |
158,050 |
|||||||||
Dividend
and Interest Receivable |
439,861 |
7,606 |
17,355 |
|||||||||
Reclaim
Receivable |
2,354 |
1,019 |
— |
|||||||||
Due
from Authorized Participants |
3,900 |
— |
— |
|||||||||
Due
from Broker |
— |
6,697 |
— |
|||||||||
Total
Assets |
594,130,446 |
4,273,227 |
76,878,397 |
|||||||||
Liabilities: |
||||||||||||
Obligation
to Return Securities Lending Collateral |
— |
— |
974,486 |
|||||||||
Payable
due to Investment Adviser |
140,915 |
1,198 |
47,876 |
|||||||||
Payable
for Capital Shares Redeemed |
— |
6,697 |
— |
|||||||||
Cash
Overdraft |
— |
1,316 |
— |
|||||||||
Due
to Broker |
4,179 |
— |
— |
|||||||||
Total
Liabilities |
145,094 |
9,211 |
1,022,362 |
|||||||||
Net
Assets |
$ |
593,985,352 |
$ |
4,264,016 |
$ |
75,856,035 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
415,924,565 |
$ |
3,475,846 |
$ |
74,735,618 |
||||||
Total
Distributable Earnings |
178,060,787 |
788,170 |
1,120,417 |
|||||||||
Net
Assets |
$ |
593,985,352 |
$ |
4,264,016 |
$ |
75,856,035 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
10,380,000 |
130,000 |
1,510,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
57.22 |
$ |
32.80 |
$ |
50.24 |
||||||
*Includes
Market Value of Securities on Loan |
$ |
— |
$ |
— |
$ |
979,084 |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X S&P 500®
Tail Risk ETF |
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
3,469,379 |
$ |
5,893,983 |
$ |
3,185,472 |
||||||
Investments,
at Value |
$ |
3,579,898 |
$ |
6,083,591 |
$ |
3,280,703 |
||||||
Cash |
12,839 |
11,969 |
10,508 |
|||||||||
Options
Purchased at Value (Cost $43,527, $35,039 and $66,297
respectively) |
10,819 |
11,286 |
19,206 |
|||||||||
Dividend
and Interest Receivable |
2,159 |
2,909 |
2,032 |
|||||||||
Reclaim
Receivable |
12 |
15 |
11 |
|||||||||
Due
from Broker |
— |
360 |
— |
|||||||||
Total
Assets |
3,605,727 |
6,110,130 |
3,312,460 |
|||||||||
Liabilities: |
||||||||||||
Payable
for Capital Shares Redeemed |
— |
360 |
— |
|||||||||
Payable
due to Investment Adviser |
1,604 |
2,060 |
1,523 |
|||||||||
Options
written at value (Premiums received ($–), ($90,624) and ($2,774)
respectively) |
— |
206,118 |
2,521 |
|||||||||
Total
Liabilities |
1,604 |
208,538 |
4,044 |
|||||||||
Net
Assets |
$ |
3,604,123 |
$ |
5,901,592 |
$ |
3,308,416 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
3,526,120 |
$ |
5,865,129 |
$ |
3,257,141 |
||||||
Total
Distributable Earnings |
78,003 |
36,463 |
51,275 |
|||||||||
Net
Assets |
$ |
3,604,123 |
$ |
5,901,592 |
$ |
3,308,416 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
130,000 |
220,000 |
120,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
27.72 |
$ |
26.83 |
$ |
27.57 |
Statements
of Assets and Liabilities |
||
October
31, 2021 |
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
3,208,011 |
$ |
4,396,734 |
$ |
2,731,287 |
||||||
Investments,
at Value |
$ |
3,311,612 |
$ |
4,565,989 |
$ |
2,814,961 |
||||||
Cash |
1,440 |
9,908 |
4,963 |
|||||||||
Options
Purchased at Value (Cost $52,310, $31,242 and $67,630) |
14,450 |
6,160 |
22,560 |
|||||||||
Dividend
and Interest Receivable |
398 |
551 |
339 |
|||||||||
Total
Assets |
3,327,900 |
4,582,608 |
2,842,823 |
|||||||||
Liabilities: |
||||||||||||
Payable
due to Investment Adviser |
1,634 |
2,048 |
1,402 |
|||||||||
Options
written at value (Premiums received ($–), ($88,602) and ($6,457)
respectively) |
— |
239,120 |
5,160 |
|||||||||
Total
Liabilities |
1,634 |
241,168 |
6,562 |
|||||||||
Net
Assets |
$ |
3,326,266 |
$ |
4,341,440 |
$ |
2,836,261 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
3,262,936 |
$ |
4,347,830 |
$ |
2,782,080 |
||||||
Total
Distributable Earnings/(Loss) |
63,330 |
(6,390 |
) |
54,181 |
||||||||
Net
Assets |
$ |
3,326,266 |
$ |
4,341,440 |
$ |
2,836,261 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
130,000 |
180,000 |
110,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
25.59 |
$ |
24.12 |
$ |
25.78 |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X E-commerce ETF |
Global
X Emerging Markets Internet & E-commerce ETF(1) |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
625,805 |
$ |
26,605,596 |
$ |
746,049 |
$ |
9,912 |
||||||||
Interest
Income |
141 |
335 |
— |
— |
||||||||||||
Security
Lending Income |
118,295 |
5,768,984 |
16,283 |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(31,850 |
) |
(2,644,159 |
) |
(2,154 |
) |
(668 |
) | ||||||||
Total
Investment Income |
712,391 |
29,730,756 |
760,178 |
9,244 |
||||||||||||
Supervision
and Administration Fees(2) |
2,615,063 |
24,325,097 |
980,423 |
36,760 |
||||||||||||
Custodian
Fees(3) |
8,934 |
14,840 |
392 |
95 |
||||||||||||
Total
Expenses |
2,623,997 |
24,339,937 |
980,815 |
36,855 |
||||||||||||
Net
Investment Income (Loss) |
(1,911,606 |
) |
5,390,819 |
(220,637 |
) |
(27,611 |
) | |||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(4) |
103,854,926 |
275,354,197 |
20,992,031 |
(321,846 |
) | |||||||||||
Foreign Currency
Transactions |
98,016 |
(864,636 |
) |
2,548 |
(1,639 |
) | ||||||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions |
103,952,942 |
274,489,561 |
20,994,579 |
(323,485 |
) | |||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
(71,436,724 |
) |
1,628,865,310 |
(15,365,762 |
) |
(1,462,194 |
) | |||||||||
Foreign Currency
Translations |
(1,937 |
) |
(488,207 |
) |
— |
(3 |
) | |||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Foreign Currency Translations |
(71,438,661 |
) |
1,628,377,103 |
(15,365,762 |
) |
(1,462,197 |
) | |||||||||
Net
Realized and Unrealized Gain (Loss) on Investments and Foreign
Currency Transactions and Translations |
32,514,281 |
1,902,866,664 |
5,628,817 |
(1,785,682 |
) | |||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
30,602,675 |
$ |
1,908,257,483 |
$ |
5,408,180 |
$ |
(1,813,293 |
) |
(1) |
The Fund commenced
operations on November 9, 2020. |
(2) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(3) |
See Note 2 in the Notes to
Financial Statements. |
(4) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
68,213,279 |
$ |
22,330,972 |
$ |
726,778 |
$ |
4,782,586 |
||||||||
Interest
Income |
— |
41 |
— |
98 |
||||||||||||
Security
Lending Income |
1,175,244 |
1,444,245 |
— |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(2,612,588 |
) |
— |
(60,711 |
) |
(566,271 |
) | |||||||||
Total
Investment Income |
66,775,935 |
23,775,258 |
666,067 |
4,216,413 |
||||||||||||
Supervision
and Administration Fees(1) |
5,113,691 |
2,767,013 |
64,424 |
294,228 |
||||||||||||
Custodian
Fees(2) |
126,704 |
6,586 |
1,480 |
31,555 |
||||||||||||
Total
Expenses |
5,240,395 |
2,773,599 |
65,904 |
325,783 |
||||||||||||
Net
Investment Income |
61,535,540 |
21,001,659 |
600,163 |
3,890,630 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
74,245,885 |
53,431,904 |
1,275,617 |
1,584,879 |
||||||||||||
Foreign Currency
Transactions |
(264,007 |
) |
— |
(11,246 |
) |
(37,853 |
) | |||||||||
Net
Realized Gain on Investments and Foreign Currency
Transactions |
73,981,878 |
53,431,904 |
1,264,371 |
1,547,026 |
||||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
61,546,296 |
114,820,912 |
1,339,288 |
(1,607,647 |
) | |||||||||||
Foreign
Capital Gains Tax on Appreciated Securities |
— |
— |
— |
(131,033 |
) | |||||||||||
Foreign Currency
Translations |
(22,863 |
) |
— |
(1,166 |
) |
1,740 |
||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Foreign Currency Translations |
61,523,433 |
114,820,912 |
1,338,122 |
(1,736,940 |
) | |||||||||||
Net
Realized and Unrealized Gain (Loss) on Investments and Foreign
Currency Transactions and Translations |
135,505,311 |
168,252,816 |
2,602,493 |
(189,914 |
) | |||||||||||
Net
Increase in Net Assets Resulting from Operations |
$ |
197,040,851 |
$ |
189,254,475 |
$ |
3,202,656 |
$ |
3,700,716 |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global
X SuperDividend®
REIT ETF |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
Global
X Russell 2000 Covered Call ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
20,019,962 |
$ |
19,987,493 |
$ |
3,966,866 |
$ |
1,813,099 |
||||||||
Interest
Income |
6 |
— |
30 |
— |
||||||||||||
Security
Lending Income |
1,350,834 |
— |
— |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
(733,031 |
) |
(25,123 |
) |
(2,633 |
) |
— |
|||||||||
Total
Investment Income |
20,637,771 |
19,962,370 |
3,964,263 |
1,813,099 |
||||||||||||
Supervision
and Administration Fees(1) |
2,618,112 |
16,896,510 |
1,701,201 |
1,053,988 |
||||||||||||
Custodian
Fees(2) |
20,111 |
52,589 |
4,310 |
3,114 |
||||||||||||
Broker
Fees |
— |
72 |
16 |
— |
||||||||||||
Total
Expenses |
2,638,223 |
16,949,171 |
1,705,527 |
1,057,102 |
||||||||||||
Waiver of
Supervision and Administration Fees |
– |
(40 |
) |
(16 |
) |
(175,662 |
) | |||||||||
Net
Expenses |
2,638,223 |
16,949,131 |
1,705,511 |
881,440 |
||||||||||||
Net
Investment Income |
17,999,548 |
3,013,239 |
2,258,752 |
931,659 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
(7,113,244 |
) |
11,144,344 |
540,532 |
(667,467 |
) | ||||||||||
Written Options |
— |
(241,508,818 |
) |
(3,868,953 |
) |
6,583,260 |
||||||||||
Foreign Currency
Transactions |
(124,234 |
) |
— |
— |
— |
|||||||||||
Net
Realized Gain (Loss) on Investments, Written Options and Foreign Currency
Transactions |
(7,237,478 |
) |
(230,364,474 |
) |
(3,328,421 |
) |
5,915,793 |
|||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
115,847,219 |
948,294,199 |
80,366,528 |
25,917,681 |
||||||||||||
Written Options |
— |
(212,770,075 |
) |
(15,077,314 |
) |
607,832 |
||||||||||
Foreign Currency
Translations |
8,328 |
— |
— |
— |
||||||||||||
Net
Change in Unrealized Appreciation on Investments, Written Options and
Foreign Currency Translations |
115,855,547 |
735,524,124 |
65,289,214 |
26,525,513 |
||||||||||||
Net
Realized and Unrealized Gain on Investments, Written Options and
Foreign Currency Transactions and Translations |
108,618,069 |
505,159,650 |
61,960,793 |
32,441,306 |
||||||||||||
Net
Increase in Net Assets Resulting from Operations |
$ |
126,617,617 |
$ |
508,172,889 |
$ |
64,219,545 |
$ |
33,372,965 |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
106,686 |
$ |
112,955 |
$ |
12,057,840 |
$ |
2,625,497 |
||||||||
Interest
Income |
— |
— |
60 |
131 |
||||||||||||
Security
Lending Income |
— |
— |
21,720 |
37,051 |
||||||||||||
Less:
Foreign Taxes Withheld |
(138 |
) |
(20 |
) |
— |
(288,462 |
) | |||||||||
Total
Investment Income |
106,548 |
112,935 |
12,079,620 |
2,374,217 |
||||||||||||
Supervision
and Administration Fees(1) |
97,164 |
50,636 |
1,226,468 |
754,490 |
||||||||||||
Custodian
Fees(2) |
185 |
201 |
1,413 |
2,247 |
||||||||||||
Broker
Fees |
— |
31 |
— |
— |
||||||||||||
Total
Expenses |
97,349 |
50,868 |
1,227,881 |
756,737 |
||||||||||||
Net
Investment Income |
9,199 |
62,067 |
10,851,739 |
1,617,480 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(3) |
209,900 |
416,983 |
7,442,457 |
7,155,092 |
||||||||||||
Written Options |
(464,366 |
) |
136,373 |
— |
— |
|||||||||||
Foreign Currency
Transactions |
— |
— |
— |
2,259 |
||||||||||||
Net
Realized Gain (Loss) on Investments, Written Options and Foreign Currency
Transactions |
(254,466 |
) |
553,356 |
7,442,457 |
7,157,351 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
5,176,460 |
1,966,805 |
7,403,025 |
(671,849 |
) | |||||||||||
Written Options |
(813,126 |
) |
(405,123 |
) |
— |
— |
||||||||||
Foreign Currency
Translations |
— |
— |
— |
(5,502 |
) | |||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments, Written
Options and Foreign Currency Translations |
4,363,334 |
1,561,682 |
7,403,025 |
(677,351 |
) | |||||||||||
Net
Realized and Unrealized Gain on Investments, Written Options and
Foreign Currency Transactions and Translations |
4,108,868 |
2,115,038 |
14,845,482 |
6,480,000 |
||||||||||||
Net
Increase in Net Assets Resulting from Operations |
$ |
4,118,067 |
$ |
2,177,105 |
$ |
25,697,221 |
$ |
8,097,480 |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
Global
X Guru®
Index ETF |
||||||||||
Investment
Income: |
||||||||||||
Dividend
Income |
$ |
7,139,358 |
$ |
95,213 |
$ |
1,548,124 |
||||||
Interest
Income |
52 |
4 |
5 |
|||||||||
Security
Lending Income |
— |
— |
38,430 |
|||||||||
Less:
Foreign Taxes Withheld |
(317 |
) |
(12,029 |
) |
(2,542 |
) | ||||||
Total
Investment Income |
7,139,093 |
83,188 |
1,584,017 |
|||||||||
Supervision
and Administration Fees(1) |
1,495,289 |
11,318 |
535,587 |
|||||||||
Custodian
Fees(2) |
216 |
16 |
642 |
|||||||||
Total
Expenses |
1,495,505 |
11,334 |
536,229 |
|||||||||
Net
Investment Income |
5,643,588 |
71,854 |
1,047,788 |
|||||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(3) |
39,989,880 |
59,366 |
16,693,239 |
|||||||||
Foreign Currency
Transactions |
— |
(107 |
) |
— |
||||||||
Net
Realized Gain on Investments and Foreign Currency Transactions |
39,989,880 |
59,259 |
16,693,239 |
|||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
128,170,186 |
724,001 |
3,201,689 |
|||||||||
Foreign Currency
Translations |
— |
(203 |
) |
— |
||||||||
Net
Change in Unrealized Appreciation on Investments and Foreign Currency
Translations |
128,170,186 |
723,798 |
3,201,689 |
|||||||||
Net
Realized and Unrealized Gain on Investments and Foreign Currency
Transactions and Translations |
168,160,066 |
783,057 |
19,894,928 |
|||||||||
Net
Increase in Net Assets Resulting from Operations |
$ |
173,803,654 |
$ |
854,911 |
$ |
20,942,716 |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global X S&P 500® Tail Risk ETF(1) |
Global X S&P 500® Risk Managed Income ETF(1) |
Global X S&P 500® Collar 95-110 ETF(1) |
||||||||||
Investment
Income: |
||||||||||||
Dividend
Income |
$ |
6,248 |
$ |
7,021 |
$ |
6,105 |
||||||
Less:
Foreign Taxes Withheld |
(1 |
) |
(2 |
) |
(2 |
) | ||||||
Total
Investment Income |
6,247 |
7,019 |
6,103 |
|||||||||
Supervision
and Administration Fees(2) |
3,166 |
3,585 |
3,085 |
|||||||||
Custodian
Fees(3) |
1 |
27 |
22 |
|||||||||
Total
Expenses |
3,167 |
3,612 |
3,107 |
|||||||||
Net
Investment Income |
3,080 |
3,407 |
2,996 |
|||||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(4) |
(1,146 |
) |
(2,952 |
) |
(1,366 |
) | ||||||
Purchased
Options |
(1,741 |
) |
175,045 |
8,491 |
||||||||
Written Options |
— |
(137,757 |
) |
(7,240 |
) | |||||||
Net
Realized Gain (Loss) on Investments, Purchased Options and Written
Options |
(2,887 |
) |
34,336 |
(115 |
) | |||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
110,519 |
189,608 |
95,231 |
|||||||||
Purchased
Options |
(32,709 |
) |
(23,753 |
) |
(47,091 |
) | ||||||
Written Options |
— |
(115,495 |
) |
254 |
||||||||
Net
Change in Unrealized Appreciation on Investments, Purchased Options and
Written Options |
77,810 |
50,360 |
48,394 |
|||||||||
Net
Realized and Unrealized Gain on Investments, Purchased Options and
Written Options |
74,923 |
84,696 |
48,279 |
|||||||||
Net
Increase in Net Assets Resulting from Operations |
$ |
78,003 |
$ |
88,103 |
$ |
51,275 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(3) |
See Note 2 in the Notes to
Financial Statements. |
(4) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the year ended October 31, 2021 |
Global X NASDAQ 100® Tail Risk ETF(1) |
Global X NASDAQ 100® Risk Managed Income ETF(1) |
Global X NASDAQ 100® Collar 95-110 ETF(1) |
||||||||||
Investment
Income: |
||||||||||||
Dividend
Income |
$ |
2,533 |
$ |
2,871 |
$ |
2,428 |
||||||
Less:
Foreign Taxes Withheld |
(3 |
) |
(6 |
) |
(4 |
) | ||||||
Total
Investment Income |
2,530 |
2,865 |
2,424 |
|||||||||
Supervision
and Administration Fees(2) |
3,155 |
3,781 |
2,974 |
|||||||||
Custodian
Fees(3) |
— |
25 |
10 |
|||||||||
Total
Expenses |
3,155 |
3,806 |
2,984 |
|||||||||
Net
Investment Loss |
(625 |
) |
(941 |
) |
(560 |
) | ||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(4) |
207 |
(2,885 |
) |
(1,019 |
) | |||||||
Purchased
Options |
(1,993 |
) |
144,367 |
42,396 |
||||||||
Written Options |
— |
(140,585 |
) |
(26,537 |
) | |||||||
Net
Realized Gain (Loss) on Investments, Purchased Options and Written
Options |
(1,786 |
) |
897 |
14,840 |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
103,601 |
169,255 |
83,674 |
|||||||||
Purchased
Options |
(37,860 |
) |
(25,082 |
) |
(45,070 |
) | ||||||
Written Options |
— |
(150,519 |
) |
1,297 |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments, Purchased
Options and Written Options |
65,741 |
(6,346 |
) |
39,901 |
||||||||
Net
Realized and Unrealized Gain (Loss) on Investments, Purchased Options
and Written Options |
63,955 |
(5,449 |
) |
54,741 |
||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
63,330 |
$ |
(6,390 |
) |
$ |
54,181 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(3) |
See Note 2 in the Notes to
Financial Statements. |
(4) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
(1,911,606 |
) |
$ |
(419,184 |
) |
$ |
5,390,819 |
$ |
7,436,786 |
||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(1) |
103,952,942 |
2,388,309 |
274,489,561 |
(70,959,626 |
) | |||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Foreign Currency Translations |
(71,438,661 |
) |
72,141,710 |
1,628,377,103 |
380,703,549 |
|||||||||||
Net
Increase in Net Assets Resulting from Operations |
30,602,675 |
74,110,835 |
1,908,257,483 |
317,180,709 |
||||||||||||
Distributions |
— |
— |
(4,617,167 |
) |
(7,964,116 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
312,935,286 |
42,396,781 |
3,085,540,584 |
192,232,822 |
||||||||||||
Redeemed |
(167,644,538 |
) |
(11,797,388 |
) |
(482,676,020 |
) |
(87,679,225 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
145,290,748 |
30,599,393 |
2,602,864,564 |
104,553,597 |
||||||||||||
Total Increase in
Net Assets |
175,893,423 |
104,710,228 |
4,506,504,880 |
413,770,190 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
225,999,357 |
121,289,129 |
868,893,855 |
455,123,665 |
||||||||||||
End
of Year |
$ |
401,892,780 |
$ |
225,999,357 |
$ |
5,375,398,735 |
$ |
868,893,855 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
4,480,000 |
900,000 |
45,050,000 |
5,500,000 |
||||||||||||
Redeemed |
(2,270,000 |
) |
(350,000 |
) |
(6,300,000 |
) |
(3,400,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
2,210,000 |
550,000 |
38,750,000 |
2,100,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X E-commerce ETF |
Global
X Emerging Markets Internet & E-commerce ETF |
|||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Period Ended October 31, 2021(1) |
||||||||||
Operations: |
||||||||||||
Net
Investment Income (Loss) |
$ |
(220,637 |
) |
$ |
236,091 |
$ |
(27,611 |
) | ||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(2) |
20,994,579 |
5,004,215 |
(323,485 |
) | ||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments
and Foreign Currency Translations |
(15,365,762 |
) |
2,848,383 |
(1,462,197 |
) | |||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
5,408,180 |
8,088,689 |
(1,813,293 |
) | ||||||||
Distributions |
(1,105,636 |
) |
(11,908 |
) |
— |
|||||||
Capital
Share Transactions: |
||||||||||||
Issued |
157,633,184 |
92,365,190 |
7,267,793 |
|||||||||
Redeemed |
(55,267,404 |
) |
(12,875,911 |
) |
(899,296 |
) | ||||||
Increase in
Net Assets from Capital Share Transactions |
102,365,780 |
79,489,279 |
6,368,497 |
|||||||||
Total Increase in
Net Assets |
106,668,324 |
87,566,060 |
4,555,204 |
|||||||||
Net
Assets: |
||||||||||||
Beginning
of Year/ Period |
91,082,868 |
3,516,808 |
— |
|||||||||
End
of Year/ Period |
$ |
197,751,192 |
$ |
91,082,868 |
$ |
4,555,204 |
||||||
Share
Transactions: |
||||||||||||
Issued |
4,640,000 |
3,700,000 |
450,000 |
|||||||||
Redeemed |
(1,700,000 |
) |
(500,000 |
) |
(70,000 |
) | ||||||
Net
Increase in Shares Outstanding from Share Transactions |
2,940,000 |
3,200,000 |
380,000 |
(1) |
The Fund commenced
operations on November 9, 2020. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
61,535,540 |
$ |
47,853,557 |
$ |
21,001,659 |
$ |
16,034,317 |
||||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(1) |
73,981,878 |
(332,000,940 |
) |
53,431,904 |
(164,403,700 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments
and Foreign Currency Translations |
61,523,433 |
(31,232,599 |
) |
114,820,912 |
(30,409,532 |
) | ||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
197,040,851 |
(315,379,982 |
) |
189,254,475 |
(178,778,915 |
) | ||||||||||
Distributions |
(65,648,210 |
) |
(57,676,007 |
) |
(31,364,614 |
) |
(28,896,892 |
) | ||||||||
Return
of Capital |
— |
(6,836,903 |
) |
(3,660,741 |
) |
(9,790,983 |
) | |||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
177,439,475 |
103,937,093 |
143,549,897 |
126,598,315 |
||||||||||||
Redeemed |
(5,271,538 |
) |
(29,283,816 |
) |
(40,154,269 |
) |
(41,906,406 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
172,167,937 |
74,653,277 |
103,395,628 |
84,691,909 |
||||||||||||
Total Increase
(Decrease) in Net Assets |
303,560,578 |
(305,239,615 |
) |
257,624,748 |
(132,774,881 |
) | ||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
626,870,894 |
932,110,509 |
412,109,568 |
544,884,449 |
||||||||||||
End
of Year |
$ |
930,431,472 |
$ |
626,870,894 |
$ |
669,734,316 |
$ |
412,109,568 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
12,830,000 |
7,900,000 |
7,860,000 |
6,850,000 |
||||||||||||
Redeemed |
(400,000 |
) |
(2,850,000 |
) |
(2,090,000 |
) |
(2,700,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
12,430,000 |
5,050,000 |
5,770,000 |
4,150,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X MSCI SuperDividend®
EAFE ETF |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
600,163 |
$ |
420,436 |
$ |
3,890,630 |
$ |
937,936 |
||||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(1) |
1,264,371 |
(2,850,672 |
) |
1,547,026 |
(4,240,074 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments
and Foreign Currency Translations |
1,338,122 |
(1,397,681 |
) |
(1,736,940 |
) |
(1,273,762 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
3,202,656 |
(3,827,917 |
) |
3,700,716 |
(4,575,900 |
) | ||||||||||
Distributions |
(542,165 |
) |
(454,057 |
) |
(2,831,439 |
) |
(1,074,084 |
) | ||||||||
Return
of Capital |
— |
(119,148 |
) |
— |
(222,316 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
4,890,027 |
1,244,166 |
41,819,662 |
8,390,747 |
||||||||||||
Redeemed |
(928,933 |
) |
(7,934,045 |
) |
— |
— |
||||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
3,961,094 |
(6,689,879 |
) |
41,819,662 |
8,390,747 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
6,621,585 |
(11,091,001 |
) |
42,688,939 |
2,518,447 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
7,436,116 |
18,527,117 |
20,007,225 |
17,488,778 |
||||||||||||
End
of Year |
$ |
14,057,701 |
$ |
7,436,116 |
$ |
62,696,164 |
$ |
20,007,225 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
310,000 |
100,000 |
3,470,000 |
750,000 |
||||||||||||
Redeemed |
(60,000 |
) |
(600,000 |
) |
— |
— |
||||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
250,000 |
(500,000 |
) |
3,470,000 |
750,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X SuperDividend®
REIT ETF |
Global
X NASDAQ 100®
Covered Call ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
17,999,548 |
$ |
20,875,910 |
$ |
3,013,239 |
$ |
2,834,579 |
||||||||
Net
Realized Loss on Investments, Written Options and Foreign Currency
Transactions(1) |
(7,237,478 |
) |
(189,607,476 |
) |
(230,364,474 |
) |
(362,054,221 |
) | ||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Written Options and Foreign Currency Translations |
115,855,547 |
(86,948,832 |
) |
735,524,124 |
350,742,699 |
|||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
126,617,617 |
(255,680,398 |
) |
508,172,889 |
(8,476,943 |
) | ||||||||||
Distributions |
(19,492,525 |
) |
(30,276,922 |
) |
(320,053,733 |
) |
(2,834,579 |
) | ||||||||
Return
of Capital |
(9,729,725 |
) |
(2,127,168 |
) |
— |
(117,268,361 |
) | |||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
112,985,429 |
353,909,646 |
3,548,421,512 |
751,004,959 |
||||||||||||
Redeemed |
(54,071,703 |
) |
(118,989,550 |
) |
(25,968,248 |
) |
(64,819,105 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
58,913,726 |
234,920,096 |
3,522,453,264 |
686,185,854 |
||||||||||||
Total Increase
(Decrease) in Net Assets |
156,309,093 |
(53,164,392 |
) |
3,710,572,420 |
557,605,971 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
311,625,175 |
364,789,567 |
1,325,642,327 |
768,036,356 |
||||||||||||
End
of Year |
$ |
467,934,268 |
$ |
311,625,175 |
$ |
5,036,214,747 |
$ |
1,325,642,327 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
11,980,000 |
27,700,000 |
157,690,000 |
34,200,000 |
||||||||||||
Redeemed |
(5,540,000 |
) |
(10,300,000 |
) |
(1,160,000 |
) |
(3,250,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
6,440,000 |
17,400,000 |
156,530,000 |
30,950,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X S&P 500®
Covered Call ETF |
Global
X Russell 2000 Covered Call ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
2,258,752 |
$ |
1,494,418 |
$ |
931,659 |
$ |
82,683 |
||||||||
Net
Realized Gain (Loss) on Investments and Written Options(1) |
(3,328,421 |
) |
(8,346,049 |
) |
5,915,793 |
(2,140,737 |
) | |||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Written Options |
65,289,214 |
(7,125,377 |
) |
26,525,513 |
1,139,858 |
|||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
64,219,545 |
(13,977,008 |
) |
33,372,965 |
(918,196 |
) | ||||||||||
Distributions |
(26,627,258 |
) |
(1,539,799 |
) |
(21,788,088 |
) |
(157,338 |
) | ||||||||
Return
of Capital |
— |
(7,321,411 |
) |
— |
(1,449,526 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
535,288,406 |
59,320,432 |
521,879,514 |
16,222,704 |
||||||||||||
Redeemed |
(7,017,545 |
) |
(65,843,588 |
) |
(493,345 |
) |
(1,056,273 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
528,270,861 |
(6,523,156 |
) |
521,386,169 |
15,166,431 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
565,863,148 |
(29,361,374 |
) |
532,971,046 |
12,641,371 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
103,991,720 |
133,353,094 |
21,474,754 |
8,833,383 |
||||||||||||
End
of Year |
$ |
669,854,868 |
$ |
103,991,720 |
$ |
554,445,800 |
$ |
21,474,754 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
11,000,000 |
1,250,000 |
20,990,000 |
750,000 |
||||||||||||
Redeemed |
(150,000 |
) |
(1,500,000 |
) |
(20,000 |
) |
(50,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
10,850,000 |
(250,000 |
) |
20,970,000 |
700,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Period Ended October 31, 2020(1) |
Year
Ended October 31, 2021 |
Period Ended October 31, 2020(1) |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
9,199 |
$ |
(468 |
) |
$ |
62,067 |
$ |
2,911 |
|||||||
Net
Realized Gain (Loss) on Investments and Written Options(2) |
(254,466 |
) |
(83,188 |
) |
553,356 |
(52,329 |
) | |||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Written Options |
4,363,334 |
(30,947 |
) |
1,561,682 |
(17,901 |
) | ||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
4,118,067 |
(114,603 |
) |
2,177,105 |
(67,319 |
) | ||||||||||
Distributions |
(919,727 |
) |
— |
(376,497 |
) |
(2,931 |
) | |||||||||
Return
of Capital |
— |
(20,955 |
) |
— |
(16,682 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
37,707,138 |
6,703,114 |
33,611,221 |
3,790,823 |
||||||||||||
Redeemed |
(2,801,664 |
) |
— |
(4,097,596 |
) |
— |
||||||||||
Increase in
Net Assets from Capital Share Transactions |
34,905,474 |
6,703,114 |
29,513,625 |
3,790,823 |
||||||||||||
Total Increase in
Net Assets |
38,103,814 |
6,567,556 |
31,314,233 |
3,703,891 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
6,567,556 |
— |
3,703,891 |
— |
||||||||||||
End
of Year/Period |
$ |
44,671,370 |
$ |
6,567,556 |
$ |
35,018,124 |
$ |
3,703,891 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
1,200,000 |
249,999 |
1,100,000 |
149,999 |
||||||||||||
Redeemed |
(100,000 |
) |
— |
(150,000 |
) |
— |
||||||||||
Net
Increase in Shares Outstanding from Share Transactions |
1,100,000 |
249,999 |
950,000 |
149,999 |
(1) |
The Fund commenced
operations on September 18, 2020. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
10,851,739 |
$ |
10,122,981 |
$ |
1,617,480 |
$ |
1,290,726 |
||||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(1) |
7,442,457 |
(9,284,388 |
) |
7,157,351 |
1,497,337 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments
and Foreign Currency Translations |
7,403,025 |
(2,761,284 |
) |
(677,351 |
) |
(96,682 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
25,697,221 |
(1,922,691 |
) |
8,097,480 |
2,691,381 |
|||||||||||
Distributions |
(12,037,890 |
) |
(10,818,268 |
) |
(1,854,987 |
) |
(1,352,385 |
) | ||||||||
Return
of Capital |
— |
(549,532 |
) |
— |
— |
|||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
44,774,820 |
24,650,476 |
127,915,612 |
43,544,055 |
||||||||||||
Redeemed |
(7,496,771 |
) |
(28,436,633 |
) |
(53,373,821 |
) |
(4,895,974 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
37,278,049 |
(3,786,157 |
) |
74,541,791 |
38,648,081 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
50,937,380 |
(17,076,648 |
) |
80,784,284 |
39,987,077 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year |
184,015,344 |
201,091,992 |
66,192,010 |
26,204,933 |
||||||||||||
End
of Year |
$ |
234,952,724 |
$ |
184,015,344 |
$ |
146,976,294 |
$ |
66,192,010 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
3,760,000 |
2,200,000 |
7,360,000 |
2,900,000 |
||||||||||||
Redeemed |
(630,000 |
) |
(2,800,000 |
) |
(3,070,000 |
) |
(350,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
3,130,000 |
(600,000 |
) |
4,290,000 |
2,550,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
|||||||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Year
Ended October 31, 2021 |
Period Ended October 31, 2020(1) |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
5,643,588 |
$ |
4,980,263 |
$ |
71,854 |
$ |
18,647 |
||||||||
Net
Realized Gain (Loss) on Investments and Foreign Currency
Transactions(2) |
39,989,880 |
16,852,821 |
59,259 |
(2,816 |
) | |||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments
and Foreign Currency Translations |
128,170,186 |
13,850,451 |
723,798 |
(23,250 |
) | |||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
173,803,654 |
35,683,535 |
854,911 |
(7,419 |
) | |||||||||||
Distributions |
(5,511,704 |
) |
(4,642,650 |
) |
(59,322 |
) |
— |
|||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
127,314,441 |
118,264,481 |
970,818 |
2,505,028 |
||||||||||||
Redeemed |
(80,673,768 |
) |
(45,763,409 |
) |
— |
— |
||||||||||
Increase in
Net Assets from Capital Share Transactions |
46,640,673 |
72,501,072 |
970,818 |
2,505,028 |
||||||||||||
Total Increase in
Net Assets |
214,932,623 |
103,541,957 |
1,766,407 |
2,497,609 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
379,052,729 |
275,510,772 |
2,497,609 |
— |
||||||||||||
End
of Year/Period |
$ |
593,985,352 |
$ |
379,052,729 |
$ |
4,264,016 |
$ |
2,497,609 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
2,520,000 |
3,150,000 |
30,000 |
99,999 |
||||||||||||
Redeemed |
(1,540,000 |
) |
(1,150,000 |
) |
— |
— |
||||||||||
Net
Increase in Shares Outstanding from Share Transactions |
980,000 |
2,000,000 |
30,000 |
99,999 |
(1) |
The Fund commenced
operations on June 22, 2020. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Guru®
Index ETF |
Global
X S&P 500®
Tail Risk ETF |
|||||||||||
Year
Ended October 31, 2021 |
Year
Ended October 31, 2020 |
Period Ended October 31, 2021(1) |
||||||||||
Operations: |
||||||||||||
Net
Investment Income |
$ |
1,047,788 |
$ |
532,416 |
$ |
3,080 |
||||||
Net
Realized Gain (Loss) on Investments, Purchased Options and Written
Options(2) |
16,693,239 |
5,774,378 |
(2,887 |
) | ||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options and Written Options |
3,201,689 |
(1,127,648 |
) |
77,810 |
||||||||
Net
Increase in Net Assets Resulting from Operations |
20,942,716 |
5,179,146 |
78,003 |
|||||||||
Distributions |
(1,352,859 |
) |
(538,248 |
) |
— |
|||||||
Return
of Capital |
— |
(28,732 |
) |
— |
||||||||
Capital
Share Transactions: |
||||||||||||
Issued |
22,506,630 |
— |
3,526,120 |
|||||||||
Redeemed |
(22,201,951 |
) |
(4,784,665 |
) |
— |
|||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
304,679 |
(4,784,665 |
) |
3,526,120 |
||||||||
Total Increase
(Decrease) in Net Assets |
19,894,536 |
(172,499 |
) |
3,604,123 |
||||||||
Net
Assets: |
||||||||||||
Beginning
of Year/Period |
55,961,499 |
56,133,998 |
— |
|||||||||
End
of Year/Period |
$ |
75,856,035 |
$ |
55,961,499 |
$ |
3,604,123 |
||||||
Share
Transactions: |
||||||||||||
Issued |
480,000 |
— |
130,000 |
|||||||||
Redeemed |
(470,000 |
) |
(150,000 |
) |
— |
|||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
10,000 |
(150,000 |
) |
130,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
|||||||
Period Ended October 31, 2021(1) |
Period Ended October 31, 2021(1) |
|||||||
Operations: |
||||||||
Net
Investment Income |
$ |
3,407 |
$ |
2,996 |
||||
Net
Realized Gain (Loss) on Investments, Purchased Options and Written
Options(2) |
34,336 |
(115 |
) | |||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options and Written Options |
50,360 |
48,394 |
||||||
Net
Increase in Net Assets Resulting from Operations |
88,103 |
51,275 |
||||||
Distributions |
(51,640 |
) |
— |
|||||
Capital
Share Transactions: |
||||||||
Issued |
5,865,129 |
3,257,141 |
||||||
Increase in
Net Assets from Capital Share Transactions |
5,865,129 |
3,257,141 |
||||||
Total Increase in
Net Assets |
5,901,592 |
3,308,416 |
||||||
Net
Assets: |
||||||||
Beginning
of Period |
— |
— |
||||||
End
of Period |
$ |
5,901,592 |
$ |
3,308,416 |
||||
Share
Transactions: |
||||||||
Issued |
220,000 |
120,000 |
||||||
Net
Increase in Shares Outstanding from Share Transactions |
220,000 |
120,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
|||||||
Period Ended October 31, 2021(1) |
Period Ended October 31, 2021(1) |
|||||||
Operations: |
||||||||
Net
Investment Loss |
$ |
(625 |
) |
$ |
(941 |
) | ||
Net
Realized Gain (Loss) on Investments, Purchased Options and Written
Options(2) |
(1,786 |
) |
897 |
|||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Purchased Options and Written Options |
65,741 |
(6,346 |
) | |||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
63,330 |
(6,390 |
) | |||||
Return
of Capital |
— |
(52,273 |
) | |||||
Capital
Share Transactions: |
||||||||
Issued |
3,262,936 |
4,400,103 |
||||||
Increase in
Net Assets from Capital Share Transactions |
3,262,936 |
4,400,103 |
||||||
Total Increase in
Net Assets |
3,326,266 |
4,341,440 |
||||||
Net
Assets: |
||||||||
Beginning
of Period |
— |
— |
||||||
End
of Period |
$ |
3,326,266 |
$ |
4,341,440 |
||||
Share
Transactions: |
||||||||
Issued |
130,000 |
180,000 |
||||||
Net
Increase in Shares Outstanding from Share Transactions |
130,000 |
180,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||
Period
Ended October 31, 2021(1) |
||||
Operations: |
||||
Net
Investment Loss |
$ |
(560 |
) | |
Net
Realized Gain on Investments and Purchased Options(2) |
14,840 |
|||
Net
Change in Unrealized Appreciation (Depreciation) on Investments and
Purchased Options |
39,901 |
|||
Net
Increase in Net Assets Resulting from Operations |
54,181 |
|||
Capital
Share Transactions: |
||||
Issued |
2,782,080 |
|||
Increase in
Net Assets from Capital Share Transactions |
2,782,080 |
|||
Total Increase in
Net Assets |
2,836,261 |
|||
Net
Assets: |
||||
Beginning
of Period |
— |
|||
End
of Period |
$ |
2,836,261 |
||
Share
Transactions: |
||||
Issued |
110,000 |
|||
Net
Increase in Shares Outstanding from Share Transactions |
110,000 |
(1) |
The Fund commenced
operations on August 25, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X Social Media
ETF |
||||||||||||||||||||||||||||
2021 |
51.95 |
(0.31 |
) |
9.62 |
9.31 |
— |
— |
— |
||||||||||||||||||||
2020 |
31.92 |
(0.11 |
) |
20.14 |
20.03 |
— |
— |
— |
||||||||||||||||||||
2019 |
29.10 |
(0.10 |
) |
2.92 |
2.82 |
— |
— |
— |
||||||||||||||||||||
2018 |
32.67 |
(0.06 |
) |
(3.02 |
) |
(3.08 |
) |
(0.49 |
) |
— |
— |
|||||||||||||||||
2017 |
23.53 |
0.10 |
9.08 |
9.18 |
(0.04 |
) |
— |
— |
||||||||||||||||||||
Global X Lithium &
Battery Tech ETF |
||||||||||||||||||||||||||||
2021 |
42.86 |
0.12 |
48.21 |
48.33 |
(0.12 |
) |
— |
— |
||||||||||||||||||||
2020 |
25.04 |
0.40 |
17.86 |
18.26 |
(0.44 |
) |
— |
— |
||||||||||||||||||||
2019 |
30.32 |
0.48 |
(4.86 |
) |
(4.38 |
) |
(0.90 |
) |
— |
— |
||||||||||||||||||
2018 |
39.14 |
0.33 |
(7.89 |
) |
(7.56 |
) |
(1.26 |
) |
— |
— |
||||||||||||||||||
2017 |
24.02 |
0.33 |
15.31 |
15.64 |
(0.52 |
) |
— |
— |
||||||||||||||||||||
Global X E-commerce
ETF |
||||||||||||||||||||||||||||
2021 |
26.79 |
(0.04 |
) |
4.70 |
4.66 |
(0.13 |
) |
(0.13 |
) |
— |
||||||||||||||||||
2020 |
17.58 |
0.19 |
9.05 |
9.24 |
(0.03 |
) |
— |
— |
||||||||||||||||||||
2019(1) |
15.00 |
(0.05 |
) |
2.63 |
2.58 |
— |
— |
— |
||||||||||||||||||||
Global X Emerging Markets
Internet & E-commerce ETF |
||||||||||||||||||||||||||||
2021(2) |
14.79 |
(0.07 |
) |
(2.73 |
) |
(2.80 |
) |
— |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
— |
61.26 |
17.94 |
401,893 |
0.65 |
(0.48 |
) |
30.89 |
|||||||||||||||||||
— |
51.95 |
62.75 |
225,999 |
0.65 |
(0.28 |
) |
19.23 |
|||||||||||||||||||
— |
31.92 |
9.69 |
121,289 |
0.65 |
(0.33 |
) |
16.92 |
|||||||||||||||||||
(0.49 |
) |
29.10 |
(9.61 |
) |
129,496 |
0.65 |
(0.16 |
) |
21.36 |
|||||||||||||||||
(0.04 |
) |
32.67 |
39.09 |
164,998 |
0.65 |
0.35 |
41.40 |
|||||||||||||||||||
(0.12 |
) |
91.07 |
112.89 |
5,375,399 |
0.75 |
0.17 |
39.09 |
|||||||||||||||||||
(0.44 |
) |
42.86 |
73.82 |
868,894 |
0.75 |
1.30 |
65.14 |
|||||||||||||||||||
(0.90 |
) |
25.04 |
(14.61 |
) |
455,124 |
0.75 |
1.75 |
35.28 |
||||||||||||||||||
(1.26 |
) |
30.32 |
(20.01 |
) |
739,153 |
0.75 |
0.96 |
16.48 |
||||||||||||||||||
(0.52 |
) |
39.14 |
66.46 |
950,071 |
0.75 |
1.02 |
68.13 |
|||||||||||||||||||
(0.26 |
) |
31.19 |
17.39 |
197,751 |
0.50 |
(0.11 |
) |
14.64 |
||||||||||||||||||
(0.03 |
) |
26.79 |
52.67 |
91,083 |
0.50 |
0.75 |
42.01 |
|||||||||||||||||||
— |
17.58 |
17.20 |
3,517 |
0.68 |
† |
(0.32 |
)† |
23.50 |
||||||||||||||||||
— |
11.99 |
(18.93 |
) |
4,555 |
0.65 |
† |
(0.49 |
)† |
23.61 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on November 27, 2018. |
(2) |
The Fund commenced
operations on November 9, 2020. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X SuperDividend®
ETF |
||||||||||||||||||||||||||||
2021 |
10.61 |
0.94 |
2.46 |
3.40 |
(1.00 |
) |
— |
— |
||||||||||||||||||||
2020 |
17.25 |
0.86 |
(6.34 |
) |
(5.48 |
) |
(1.04 |
) |
— |
(0.12 |
) | |||||||||||||||||
2019 |
19.06 |
1.24 |
(1.47 |
) |
(0.23 |
) |
(1.38 |
) |
— |
(0.20 |
) | |||||||||||||||||
2018 |
21.51 |
1.35 |
(2.26 |
) |
(0.91 |
) |
(1.43 |
) |
— |
(0.11 |
) | |||||||||||||||||
2017 |
20.43 |
1.08 |
1.45 |
2.53 |
(1.22 |
) |
— |
(0.23 |
) | |||||||||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||||||||||||||
2021 |
14.99 |
0.65 |
5.59 |
6.24 |
(0.99 |
) |
— |
(0.11 |
) | |||||||||||||||||||
2020 |
23.34 |
0.62 |
(7.45 |
) |
(6.83 |
) |
(1.14 |
) |
— |
(0.38 |
) | |||||||||||||||||
2019 |
24.53 |
1.12 |
(0.56 |
) |
0.56 |
(1.49 |
) |
— |
(0.26 |
) | ||||||||||||||||||
2018 |
25.18 |
1.07 |
(0.17 |
) |
0.90 |
(1.35 |
) |
— |
(0.20 |
) | ||||||||||||||||||
2017 |
24.00 |
0.79 |
1.94 |
2.73 |
(0.96 |
) |
— |
(0.59 |
) | |||||||||||||||||||
Global X MSCI
SuperDividend®
EAFE ETF |
||||||||||||||||||||||||||||
2021 |
11.44 |
0.79 |
4.10 |
4.89 |
(0.71 |
) |
— |
— |
||||||||||||||||||||
2020 |
16.11 |
0.56 |
(4.53 |
) |
(3.97 |
) |
(0.55 |
) |
— |
(0.15 |
) | |||||||||||||||||
2019 |
15.96 |
0.82 |
0.36 |
1.18 |
(1.03 |
) |
— |
— |
||||||||||||||||||||
2018 |
18.13 |
1.12 |
(2.04 |
) |
(0.92 |
) |
(1.10 |
) |
(0.15 |
) |
— |
|||||||||||||||||
2017(1) |
14.87 |
0.81 |
3.04 |
3.85 |
(0.59 |
) |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(1.00 |
) |
13.01 |
32.21 |
930,431 |
0.58 |
6.98 |
82.37 |
|||||||||||||||||||
(1.16 |
) |
10.61 |
(32.80 |
) |
626,871 |
0.59 |
6.62 |
124.55 |
||||||||||||||||||
(1.58 |
) |
17.25 |
(1.02 |
) |
932,111 |
0.59 |
7.03 |
56.85 |
||||||||||||||||||
(1.54 |
) |
19.06 |
(4.65 |
) |
912,968 |
0.59 |
6.48 |
59.48 |
||||||||||||||||||
(1.45 |
) |
21.51 |
12.69 |
992,893 |
0.58 |
5.07 |
67.38 |
|||||||||||||||||||
(1.10 |
) |
20.13 |
42.53 |
669,734 |
0.45 |
3.41 |
60.53 |
|||||||||||||||||||
(1.52 |
) |
14.99 |
(30.12 |
) |
412,110 |
0.45 |
3.50 |
93.44 |
||||||||||||||||||
(1.75 |
) |
23.34 |
2.61 |
544,884 |
0.46 |
4.83 |
60.00 |
|||||||||||||||||||
(1.55 |
) |
24.53 |
3.66 |
413,311 |
0.46 |
4.31 |
33.25 |
|||||||||||||||||||
(1.55 |
) |
25.18 |
11.64 |
425,579 |
0.45 |
3.15 |
53.01 |
|||||||||||||||||||
(0.71 |
) |
15.62 |
43.05 |
14,058 |
0.55 |
5.12 |
88.53 |
|||||||||||||||||||
(0.70 |
) |
11.44 |
(25.24 |
) |
7,436 |
0.56 |
4.07 |
59.28 |
||||||||||||||||||
(1.03 |
) |
16.11 |
7.81 |
18,527 |
0.56 |
5.23 |
29.81 |
|||||||||||||||||||
(1.25 |
) |
15.96 |
(5.59 |
) |
4,788 |
0.56 |
6.36 |
52.96 |
||||||||||||||||||
(0.59 |
) |
18.13 |
26.19 |
1,813 |
0.56 |
† |
4.97 |
† |
45.40 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on November 14, 2016. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
||||||||||||||||||||||||||||
2021 |
9.53 |
1.02 |
1.45 |
2.47 |
(0.74 |
) |
— |
— |
||||||||||||||||||||
2020 |
12.95 |
0.55 |
(3.17 |
) |
(2.62 |
) |
(0.66 |
) |
— |
(0.14 |
) | |||||||||||||||||
2019 |
12.91 |
0.87 |
0.05 |
0.92 |
(0.88 |
) |
— |
— |
||||||||||||||||||||
2018 |
15.94 |
0.90 |
(3.02 |
) |
(2.12 |
) |
(0.91 |
) |
— |
— |
||||||||||||||||||
2017 |
14.96 |
0.83 |
0.91 |
1.74 |
(0.76 |
) |
— |
— |
||||||||||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||||||||||||||
2021 |
7.56 |
0.38 |
2.50 |
2.88 |
(0.41 |
) |
— |
(0.21 |
) | |||||||||||||||||||
2020 |
15.33 |
0.56 |
(7.41 |
) |
(6.85 |
) |
(0.86 |
) |
— |
(0.06 |
) | |||||||||||||||||
2019 |
14.62 |
0.99 |
0.91 |
1.90 |
(1.19 |
) |
— |
— |
||||||||||||||||||||
2018 |
15.29 |
0.92 |
(0.28 |
) |
0.64 |
(1.31 |
) |
— |
— |
|||||||||||||||||||
2017 |
14.60 |
0.86 |
0.96 |
1.82 |
(1.13 |
) |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(0.74 |
) |
11.26 |
25.83 |
62,696 |
0.72 |
8.59 |
102.27 |
|||||||||||||||||||
(0.80 |
) |
9.53 |
(21.01 |
) |
20,007 |
0.67 |
5.04 |
93.04 |
||||||||||||||||||
(0.88 |
) |
12.95 |
7.14 |
17,489 |
0.66 |
6.51 |
66.65 |
|||||||||||||||||||
(0.91 |
) |
12.91 |
(14.10 |
) |
12,260 |
0.67 |
5.89 |
79.52 |
||||||||||||||||||
(0.76 |
) |
15.94 |
11.95 |
12,748 |
0.66 |
5.25 |
122.32 |
|||||||||||||||||||
(0.62 |
) |
9.82 |
38.84 |
467,934 |
0.58 |
3.99 |
59.44 |
|||||||||||||||||||
(0.92 |
) |
7.56 |
(45.94 |
) |
311,625 |
0.58 |
5.74 |
106.23 |
||||||||||||||||||
(1.19 |
) |
15.33 |
13.68 |
364,790 |
0.59 |
6.71 |
34.16 |
|||||||||||||||||||
(1.31 |
) |
14.62 |
4.30 |
118,408 |
0.59 |
6.15 |
41.61 |
|||||||||||||||||||
(1.13 |
) |
15.29 |
13.00 |
51,986 |
0.58 |
5.74 |
54.96 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind
transfers. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
||||||||||||||||||||||||||||
2021 |
20.65 |
0.02 |
4.73 |
4.75 |
(2.58 |
) |
— |
— |
||||||||||||||||||||
2020 |
23.10 |
0.06 |
(0.06 |
) |
— |
(0.06 |
) |
— |
(2.39 |
) | ||||||||||||||||||
2019 |
23.45 |
0.06 |
1.95 |
2.01 |
(1.83 |
) |
— |
(0.53 |
) | |||||||||||||||||||
2018 |
24.30 |
0.07 |
1.71 |
1.78 |
(0.87 |
) |
(0.11 |
) |
(1.65 |
) | ||||||||||||||||||
2017 |
22.06 |
0.12 |
3.93 |
4.05 |
(1.81 |
) |
— |
— |
||||||||||||||||||||
Global X S&P 500®
Covered Call ETF (6) |
||||||||||||||||||||||||||||
2021 |
42.45 |
0.39 |
12.14 |
12.53 |
(4.61 |
) |
— |
— |
||||||||||||||||||||
2020 |
49.39 |
0.56 |
(4.17 |
) |
(3.61 |
) |
(0.58 |
) |
— |
(2.75 |
) | |||||||||||||||||
2019 |
48.56 |
0.56 |
3.30 |
3.86 |
(2.27 |
) |
(0.39 |
) |
(0.37 |
) | ||||||||||||||||||
2018 |
50.10 |
0.62 |
1.88 |
2.50 |
(0.22 |
) |
(1.22 |
) |
(2.60 |
) | ||||||||||||||||||
2017(4) |
47.62 |
0.34 |
2.67 |
3.01 |
(0.53 |
) |
— |
— |
||||||||||||||||||||
2017(5) |
43.11 |
0.66 |
5.39 |
6.05 |
(1.54 |
) |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(2.58 |
) |
22.82 |
23.89 |
5,036,215 |
0.60 |
0.11 |
19.99 |
|||||||||||||||||||
(2.45 |
) |
20.65 |
0.21 |
1,325,642 |
0.67 |
(1) |
0.27 |
27.87 |
||||||||||||||||||
(2.36 |
) |
23.10 |
9.39 |
768,036 |
0.85 |
(1) |
0.26 |
11.82 |
||||||||||||||||||
(2.63 |
) |
23.45 |
7.44 |
395,202 |
0.68 |
(2) |
0.30 |
15.00 |
||||||||||||||||||
(1.81 |
) |
24.30 |
19.04 |
157,980 |
0.60 |
0.53 |
4.00 |
|||||||||||||||||||
(4.61 |
) |
50.37 |
30.67 |
669,855 |
0.60 |
0.80 |
4.84 |
|||||||||||||||||||
(3.33 |
) |
42.45 |
(7.42 |
) |
103,992 |
0.71 |
(3) |
1.22 |
7.29 |
|||||||||||||||||
(3.03 |
) |
49.39 |
8.40 |
133,353 |
0.87 |
(3) |
1.16 |
3.92 |
||||||||||||||||||
(4.04 |
) |
48.56 |
4.97 |
77,701 |
0.65 |
1.22 |
4.00 |
|||||||||||||||||||
(0.53 |
) |
50.10 |
6.35 |
62,628 |
0.65 |
† |
1.39 |
† |
8.00 |
|||||||||||||||||
(1.54 |
) |
47.62 |
14.29 |
64,413 |
0.65 |
1.46 |
21.00 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.60% and 0.60% for the year ended October 31, 2020 and October 31,
2019, respectively. The ratio of Expenses to Average Net Assets includes
the effect of a waiver. If these offsets were excluded, the ratio would
have been 0.60% and 0.60% for the year ended October 31, 2020 and year
ended October 31, 2019. |
(2) |
Includes excise tax. If
this excise expense was not included, the ratio would have been
0.60%. |
(3) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.64% and 0.65% for the year ended October 31, 2020 and year ended
October 31, 2019, respectively. The ratio of Expenses to Average Net
Assets includes the effect of a waiver. If these offsets were excluded,
the ratio would have been 0.64% and 0.65% for the year ended October 31,
2020 and year ended October 31, 2019. |
(4) |
Effective October 31,
2017, the Predecessor Fund changed its fiscal year end from April 30 to
October 31. The information presented is from May 1, 2017 through October
31, 2017. |
(5) |
For the year or period
ended April 30. |
(6) |
The financial statements
include the financial information of the Predecessor Funds through
December 21, 2018 (See Note 1 in Notes to Financial Statements). As a
result of the Reorganization, the Fund assumed the performance and
accounting history of the Predecessor Fund. Accordingly, performance
figures for the Fund for periods prior to the date of the Reorganization
represent the performance of the Predecessor
Fund. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X Russell 2000
Covered Call ETF |
||||||||||||||||||||||||||||
2021 |
20.45 |
0.13 |
7.50 |
7.63 |
(2.90 |
) |
— |
— |
||||||||||||||||||||
2020 |
25.24 |
0.12 |
(2.51 |
) |
(2.39 |
) |
(0.11 |
) |
(0.17 |
) |
(2.12 |
) | ||||||||||||||||
2019(3) |
25.00 |
0.09 |
1.37 |
1.46 |
(1.22 |
) |
— |
— |
||||||||||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||||||||||||||
2021 |
26.27 |
0.02 |
8.56 |
8.58 |
(1.76 |
) |
— |
— |
||||||||||||||||||||
2020(4) |
26.30 |
— |
0.11 |
0.11 |
— |
— |
(0.14 |
) | ||||||||||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||||||||||||||
2021 |
24.69 |
0.22 |
8.29 |
8.51 |
(1.37 |
) |
— |
— |
||||||||||||||||||||
2020(4) |
25.22 |
0.02 |
(0.41 |
) |
(0.39 |
) |
(0.02 |
) |
— |
(0.12 |
) |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(2.90 |
) |
25.18 |
38.82 |
554,446 |
0.50 |
(1)(2) |
0.53 |
8.94 |
||||||||||||||||||
(2.40 |
) |
20.45 |
(9.18 |
) |
21,475 |
0.56 |
(1)(2) |
0.68 |
11.16 |
|||||||||||||||||
(1.22 |
) |
25.24 |
5.99 |
8,833 |
0.82 |
†(1)(2) |
0.68 |
† |
5.82 |
|||||||||||||||||
(1.76 |
) |
33.09 |
33.42 |
44,671 |
0.60 |
0.06 |
11.21 |
|||||||||||||||||||
(0.14 |
) |
26.27 |
0.40 |
6,568 |
0.60 |
† |
(0.10 |
)† |
1.65 |
|||||||||||||||||
(1.37 |
) |
31.83 |
35.18 |
35,018 |
0.60 |
0.74 |
12.17 |
|||||||||||||||||||
(0.14 |
) |
24.69 |
(1.60 |
) |
3,704 |
0.60 |
† |
0.75 |
† |
0.75 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
Excluding broker fees on
written options, the ratio of expenses to average net assets would have
been 0.60% 0.60%, and 0.60% for the year ended October 31, 2021, October
31, 2020 and period ended October 31, 2019, respectively. |
(2) |
The ratio of Expenses to
Average Net Assets includes the effect of a waiver. If these offsets
were excluded, the ratio would have been 0.60%, 0.68% and 0.97% for the
year ended October 31, 2021, year ended October 31, 2020 and period ended
October 31, 2019, respectively. |
(3) |
The Fund commenced
operations on April 17, 2019. |
(4) |
The Fund commenced
operations on September 18, 2020. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X SuperIncome™
Preferred ETF |
||||||||||||||||||||||||||||
2021 |
11.12 |
0.61 |
0.89 |
1.50 |
(0.68 |
) |
— |
— |
||||||||||||||||||||
2020 |
11.73 |
0.60 |
(0.53 |
) |
0.07 |
(0.65 |
) |
— |
(0.03 |
) | ||||||||||||||||||
2019 |
11.49 |
0.66 |
0.32 |
0.98 |
(0.73 |
) |
— |
(0.01 |
) | |||||||||||||||||||
2018 |
12.44 |
0.78 |
(0.88 |
) |
(0.10 |
) |
(0.85 |
) |
— |
— |
||||||||||||||||||
2017 |
13.16 |
0.82 |
(0.65 |
) |
0.17 |
(0.85 |
) |
— |
(0.04 |
) | ||||||||||||||||||
Global X Renewable Energy
Producers ETF |
||||||||||||||||||||||||||||
2021 |
14.87 |
0.23 |
2.05 |
2.28 |
(0.30 |
) |
(0.03 |
) |
— |
|||||||||||||||||||
2020 |
13.79 |
0.41 |
1.13 |
1.54 |
(0.46 |
) |
— |
— |
||||||||||||||||||||
2019 |
11.52 |
0.13 |
2.61 |
2.74 |
(0.47 |
) |
— |
— |
||||||||||||||||||||
2018 |
12.53 |
0.37 |
(0.80 |
) |
(0.43 |
) |
(0.50 |
) |
— |
(0.08 |
) | |||||||||||||||||
2017 |
11.16 |
0.28 |
1.59 |
1.87 |
(0.50 |
) |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(0.68 |
) |
11.94 |
13.71 |
234,953 |
0.58 |
5.13 |
98.47 |
|||||||||||||||||||
(0.68 |
) |
11.12 |
0.81 |
184,015 |
0.58 |
5.47 |
67.65 |
|||||||||||||||||||
(0.74 |
) |
11.73 |
8.87 |
201,092 |
0.58 |
5.72 |
55.98 |
|||||||||||||||||||
(0.85 |
) |
11.49 |
(0.87 |
) |
186,154 |
0.58 |
6.48 |
105.48 |
||||||||||||||||||
(0.89 |
) |
12.44 |
1.31 |
236,331 |
0.58 |
6.39 |
45.12 |
|||||||||||||||||||
(0.33 |
) |
16.82 |
15.37 |
146,976 |
0.65 |
1.39 |
55.97 |
|||||||||||||||||||
(0.46 |
) |
14.87 |
11.39 |
66,192 |
0.65 |
2.89 |
29.27 |
|||||||||||||||||||
(0.47 |
) |
13.79 |
24.34 |
26,205 |
0.65 |
1.01 |
87.06 |
|||||||||||||||||||
(0.58 |
) |
11.52 |
(3.50 |
) |
15,556 |
0.65 |
3.07 |
33.50 |
||||||||||||||||||
(0.50 |
) |
12.53 |
17.30 |
20,046 |
0.65 |
2.37 |
25.99 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind
transfers. |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||||||||||||||
2021 |
40.32 |
0.56 |
16.89 |
17.45 |
(0.55 |
) |
— |
— |
||||||||||||||||||||
2020 |
37.23 |
0.58 |
3.08 |
3.66 |
(0.55 |
) |
(0.02 |
) |
— |
|||||||||||||||||||
2019 |
33.59 |
0.58 |
3.92 |
4.50 |
(0.81 |
) |
(0.05 |
) |
— |
|||||||||||||||||||
2018 |
31.83 |
0.58 |
1.60 |
2.18 |
(0.41 |
) |
(0.01 |
) |
— |
|||||||||||||||||||
2017 |
25.74 |
0.48 |
5.74 |
6.22 |
(0.13 |
) |
*** |
— |
||||||||||||||||||||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
||||||||||||||||||||||||||||
2021 |
24.98 |
0.70 |
7.71 |
8.41 |
(0.59 |
) |
— |
— |
||||||||||||||||||||
2020(1) |
25.05 |
0.19 |
(0.26 |
) |
(0.07 |
) |
— |
— |
— |
|||||||||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||||||||||||||
2021 |
37.31 |
0.69 |
13.14 |
13.83 |
(0.90 |
) |
— |
— |
||||||||||||||||||||
2020 |
34.02 |
0.33 |
3.32 |
3.65 |
(0.34 |
) |
— |
(0.02 |
) | |||||||||||||||||||
2019 |
30.09 |
0.12 |
4.02 |
4.14 |
(0.17 |
) |
— |
(0.04 |
) | |||||||||||||||||||
2018 |
28.70 |
0.11 |
1.44 |
1.55 |
(0.16 |
) |
— |
— |
||||||||||||||||||||
2017 |
23.14 |
0.14 |
5.47 |
5.61 |
(0.05 |
) |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
(0.55 |
) |
57.22 |
43.54 |
593,985 |
0.29 |
1.09 |
8.29 |
|||||||||||||||||||
(0.57 |
) |
40.32 |
9.89 |
379,053 |
0.29 |
1.51 |
5.55 |
|||||||||||||||||||
(0.86 |
) |
37.23 |
13.86 |
275,511 |
0.29 |
1.66 |
8.54 |
|||||||||||||||||||
(0.42 |
) |
33.59 |
6.86 |
147,789 |
0.29@ |
1.72 |
4.33 |
|||||||||||||||||||
(0.13 |
) |
31.83 |
24.27 |
114,581 |
0.29@ |
1.64 |
6.09 |
|||||||||||||||||||
(0.59 |
) |
32.80 |
33.79 |
4,264 |
0.35 |
2.22 |
17.17 |
|||||||||||||||||||
— |
24.98 |
(0.28 |
) |
2,498 |
0.35 |
† |
2.02 |
† |
4.04 |
|||||||||||||||||
(0.90 |
) |
50.24 |
37.43 |
75,856 |
0.75 |
1.47 |
121.91 |
|||||||||||||||||||
(0.36 |
) |
37.31 |
10.84 |
55,961 |
0.75 |
0.96 |
124.90 |
|||||||||||||||||||
(0.21 |
) |
34.02 |
13.90 |
56,134 |
0.75 |
0.38 |
126.44 |
|||||||||||||||||||
(0.16 |
) |
30.09 |
5.40 |
57,180 |
0.75 |
0.36 |
112.64 |
|||||||||||||||||||
(0.05 |
) |
28.70 |
24.30 |
55,956 |
0.75 |
0.54 |
94.71 |
@ |
The ratio of Expenses to
Average Net Assets includes the effect of a waiver. If these offsets were
excluded, the ratio would have been 0.39%, for the Global X S&P
500®
Catholic Values ETF. |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
*** |
Amount rounds to less than
$0.005. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on June 22, 2020 |
Financial
Highlights |
||
Net Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
Return
of Capital ($) |
||||||||||||||||||||||
Global X S&P 500®
Tail Risk ETF |
||||||||||||||||||||||||||||
2021(1) |
27.33 |
0.03 |
0.36 |
0.39 |
— |
— |
— |
|||||||||||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
||||||||||||||||||||||||||||
2021(1) |
26.77 |
0.03 |
0.39 |
0.42 |
(0.36 |
) |
— |
— |
||||||||||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
||||||||||||||||||||||||||||
2021(1) |
27.28 |
0.03 |
0.26 |
0.29 |
— |
— |
— |
|||||||||||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
||||||||||||||||||||||||||||
2021(1) |
25.13 |
(0.01 |
) |
0.47 |
0.46 |
— |
— |
— |
||||||||||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
||||||||||||||||||||||||||||
2021(1) |
24.60 |
(0.01 |
) |
(0.16 |
) |
(0.17 |
) |
— |
— |
(0.31 |
) | |||||||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
||||||||||||||||||||||||||||
2021(1) |
25.27 |
(0.01 |
) |
0.52 |
0.51 |
— |
— |
— |
Financial
Highlights |
||
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||
— |
27.72 |
1.43 |
3,604 |
0.60 |
† |
0.58 |
† |
6.21 |
||||||||||||||||||
(0.36 |
) |
26.83 |
1.60 |
5,902 |
0.60 |
† |
0.57 |
† |
7.08 |
|||||||||||||||||
— |
27.57 |
1.06 |
3,308 |
0.60 |
† |
0.58 |
† |
6.44 |
||||||||||||||||||
— |
25.59 |
1.83 |
3,326 |
0.60 |
† |
(0.12 |
)† |
1.71 |
||||||||||||||||||
(0.31 |
) |
24.12 |
(0.69 |
) |
4,341 |
0.60 |
† |
(0.15 |
)† |
2.16 |
||||||||||||||||
— |
25.78 |
2.06 |
2,836 |
0.60 |
† |
(0.11 |
)† |
2.11 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on August 25, 2021. |
Notes
to Financial Statements |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Repurchase
Agreements* |
Fair
Value of Non-cash Collateral Received(1) |
Cash
Collateral Received |
Net
Amount(2) |
|||||||||||||
Global X Social Media
ETF |
||||||||||||||||
BNP Paribas |
$ |
334,499 |
$ |
334,499 |
$ |
− |
$ |
− |
||||||||
Global X Lithium &
Battery Tech ETF |
||||||||||||||||
BNP Paribas |
49,400,348 |
49,400,348 |
− |
− |
||||||||||||
Global X E-commerce
ETF |
||||||||||||||||
BNP Paribas |
1,384,981 |
1,384,981 |
− |
− |
||||||||||||
Global X SuperDividend®
ETF |
||||||||||||||||
BNP Paribas |
16,543,844 |
16,543,844 |
− |
− |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Repurchase
Agreements* |
Fair
Value of Non-cash Collateral Received(1) |
Cash
Collateral Received |
Net
Amount(2) |
|||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||
BNP Paribas |
$ |
3,131,165 |
$ |
3,131,165 |
$ |
− |
$ |
− |
||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||
BNP Paribas |
1,344,045 |
1,344,045 |
− |
− |
||||||||||||
Global X SuperIncome™
Preferred ETF |
||||||||||||||||
BNP Paribas |
33,091 |
33,091 |
− |
− |
||||||||||||
Global X Renewable Energy
Producers ETF |
||||||||||||||||
BNP Paribas |
1,691,227 |
1,691,227 |
− |
− |
||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||
BNP Paribas |
434,594 |
434,594 |
− |
− |
* |
Repurchase agreements
with an overstated and continous maturity. |
(1) |
Excess collateral
received is not presented in the table above. Please refer to the
Schedules of Investments for the market value of the collateral received
for each Fund. |
(2) |
Net Amount represents the
net amount receivable due from the counterparty in the event of
default. |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Creation
Unit Shares |
Creation
Fee |
Value
at October 31, 2021 |
Redemption
Fee |
|||||||||||||
Global X Social Media ETF |
10,000 |
$ |
300 |
$ |
612,600 |
$ |
300 |
|||||||||
Global X Lithium & Battery Tech
ETF |
10,000 |
1,000 |
910,700 |
1,000 |
||||||||||||
Global X E-commerce ETF |
10,000 |
500 |
311,900 |
500 |
||||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
10,000 |
800 |
119,900 |
800 |
||||||||||||
Global X SuperDividend®
ETF |
10,000 |
2,000 |
130,100 |
2,000 |
||||||||||||
Global X SuperDividend®
U.S. ETF |
10,000 |
150 |
201,300 |
150 |
||||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
10,000 |
1,000 |
156,200 |
1,000 |
||||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
10,000 |
3,000 |
112,600 |
3,000 |
||||||||||||
Global X SuperDividend®
REIT ETF |
10,000 |
250 |
98,200 |
250 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
10,000 |
500 |
228,200 |
500 |
||||||||||||
Global X S&P 500®
Covered Call ETF |
10,000 |
2,000 |
503,700 |
2,000 |
||||||||||||
Global X Russell 2000 Covered Call
ETF |
10,000 |
250 |
251,800 |
250 |
||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
10,000 |
500 |
330,900 |
500 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
10,000 |
2,000 |
318,300 |
2,000 |
||||||||||||
Global X SuperIncome™ Preferred ETF |
10,000 |
300 |
119,400 |
300 |
||||||||||||
Global X Renewable Energy Producers
ETF |
10,000 |
500 |
168,200 |
500 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
10,000 |
1,300 |
572,200 |
1,300 |
||||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
10,000 |
8,900 |
328,000 |
8,900 |
||||||||||||
Global X Guru®
Index ETF |
10,000 |
250 |
502,400 |
250 |
||||||||||||
Global X S&P 500®
Tail Risk ETF |
10,000 |
2,000 |
277,200 |
2,000 |
||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
10,000 |
2,000 |
268,300 |
2,000 |
||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
10,000 |
2,000 |
275,700 |
2,000 |
||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
10,000 |
500 |
255,900 |
500 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
10,000 |
500 |
241,200 |
500 |
||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
10,000 |
500 |
257,800 |
500 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Supervision
and Administration Fee | |
Global X Social Media
ETF |
0.65% |
Global X Lithium &
Battery Tech ETF |
0.75% |
Global X E-commerce
ETF |
0.50% |
Global X Emerging Markets
Internet & E-commerce ETF |
0.65% |
Global X
SuperDividend®
ETF |
0.58% |
Global X
SuperDividend®
U.S. ETF |
0.45% |
Global X MSCI
SuperDividend®
EAFE ETF |
0.55% |
Global X MSCI
SuperDividend®
Emerging Markets ETF |
0.65% |
Global X
SuperDividend®
REIT ETF |
0.58% |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Supervision
and Administration Fee | |
Global X NASDAQ 100®
Covered Call ETF |
0.60% |
Global X S&P 500®
Covered Call ETF* |
0.60% |
Global X Russell 2000
Covered Call ETF** |
0.60% |
Global X Nasdaq 100®
Covered Call & Growth ETF |
0.60% |
Global X S&P 500®
Covered Call & Growth ETF |
0.60% |
Global X SuperIncomeTM
Preferred ETF |
0.58% |
Global X Renewable Energy
Producers ETF |
0.65% |
Global X S&P 500®
Catholic Values ETF*** |
0.29% |
Global X S&P Catholic
Values Developed ex-U.S. ETF |
0.35% |
Global X Guru®
Index ETF |
0.75% |
Global X S&P 500®
Tail Risk ETF |
0.60% |
Global X S&P 500®
Risk Managed Income ETF |
0.60% |
Global X S&P 500®
Collar 95-110 ETF |
0.60% |
Global X NASDAQ 100®
Tail Risk ETF |
0.60% |
Global X NASDAQ 100®
Risk Managed Income ETF |
0.60% |
Global X NASDAQ 100®
Collar 95-110 ETF |
0.60% |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Purchases |
Sales
and Maturities |
|||||||
Global X Social Media ETF |
$ |
175,783,743 |
$ |
121,973,730 |
||||
Global X Lithium & Battery Tech
ETF |
2,939,975,344 |
1,259,517,064 |
||||||
Global X E-commerce ETF |
29,487,362 |
27,784,454 |
||||||
Global X Emerging Markets Internet &
E-commerce ETF |
2,942,566 |
1,369,993 |
||||||
Global X SuperDividend®
ETF |
768,369,749 |
710,925,893 |
||||||
Global X SuperDividend®
U.S. ETF |
364,952,263 |
380,577,684 |
||||||
Global X MSCI SuperDividend®
EAFE ETF |
10,658,428 |
10,216,566 |
||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
76,455,969 |
45,869,773 |
||||||
Global X SuperDividend®
REIT ETF |
262,385,748 |
265,740,470 |
||||||
Global X NASDAQ 100®
Covered Call ETF |
581,580,281 |
1,173,008,400 |
||||||
Global X S&P 500®
Covered Call ETF |
14,235,728 |
49,167,751 |
||||||
Global X Russell 2000 Covered Call
ETF |
16,814,367 |
33,707,588 |
||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
1,908,379 |
3,511,435 |
||||||
Global X S&P 500®
Covered Call & Growth ETF |
1,227,237 |
1,125,942 |
||||||
Global X SuperIncome™ Preferred ETF |
207,080,081 |
207,690,565 |
||||||
Global X Renewable Energy Producers
ETF |
83,688,527 |
64,066,847 |
||||||
Global X S&P 500®
Catholic Values ETF |
44,014,147 |
42,247,397 |
||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
598,157 |
547,221 |
||||||
Global X Guru®
Index ETF |
85,972,386 |
85,730,878 |
||||||
Global X S&P 500®
Tail Risk ETF |
184,271 |
220,400 |
||||||
Global X S&P 500®
Risk Managed Income ETF |
269,282 |
280,524 |
||||||
Global X S&P 500®
Collar 95-110 ETF |
184,112 |
239,294 |
||||||
Global X NASDAQ 100®
Tail Risk ETF |
50,970 |
95,612 |
||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
73,308 |
186,338 |
||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
56,278 |
120,057 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
2021 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X Social Media ETF |
$ |
249,814,697 |
$ |
161,825,652 |
$ |
104,250,876 |
||||||
Global X Lithium & Battery Tech
ETF |
1,301,530,281 |
366,384,618 |
234,758,649 |
|||||||||
Global X E-commerce ETF |
154,359,054 |
55,200,159 |
21,442,562 |
|||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
5,524,406 |
757,687 |
(121,392 |
) | ||||||||
Global X SuperDividend®
ETF |
116,148,336 |
4,825,925 |
1,306,373 |
|||||||||
Global X SuperDividend®
U.S. ETF |
141,063,730 |
33,098,332 |
5,304,331 |
|||||||||
Global X MSCI SuperDividend®
EAFE ETF |
4,473,039 |
929,987 |
89,950 |
|||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
12,009,994 |
– |
– |
|||||||||
Global X SuperDividend®
REIT ETF |
109,800,947 |
53,971,417 |
11,010,490 |
|||||||||
Global X NASDAQ 100®
Covered Call ETF |
3,619,325,170 |
26,690,549 |
15,759,156 |
|||||||||
Global X S&P 500®
Covered Call ETF |
548,443,411 |
7,302,890 |
2,537,496 |
|||||||||
Global X Russell 2000 Covered Call
ETF |
533,979,476 |
501,604 |
234,461 |
|||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
38,168,292 |
2,820,576 |
245,511 |
|||||||||
Global X S&P 500®
Covered Call & Growth ETF |
33,475,572 |
4,125,677 |
427,939 |
|||||||||
Global X SuperIncome™ Preferred ETF |
44,678,336 |
7,476,659 |
831,987 |
|||||||||
Global X Renewable Energy Producers
ETF |
103,945,368 |
48,932,053 |
11,012,881 |
|||||||||
Global X S&P 500®
Catholic Values ETF |
124,592,947 |
80,395,996 |
39,980,846 |
|||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
930,692 |
– |
– |
|||||||||
Global X Guru®
Index ETF |
22,438,467 |
22,168,067 |
6,600,357 |
|||||||||
Global X S&P 500®
Tail Risk ETF |
3,506,784 |
– |
– |
|||||||||
Global X S&P 500®
Risk Managed Income ETF |
5,908,307 |
– |
– |
|||||||||
Global X S&P 500®
Collar 95-110 ETF |
3,242,149 |
– |
– |
|||||||||
Global X NASDAQ 100®
Tail Risk ETF |
3,252,445 |
– |
– |
|||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
4,512,650 |
– |
– |
|||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
2,796,085 |
– |
– |
2020 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X Social Media ETF |
$ |
33,340,357 |
$ |
10,559,714 |
$ |
1,966,522 |
||||||
Global X Lithium & Battery Tech
ETF |
104,208,945 |
62,679,799 |
3,955,066 |
|||||||||
Global X E-commerce ETF |
92,096,000 |
12,844,433 |
4,549,847 |
|||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
– |
– |
– |
|||||||||
Global X SuperDividend®
ETF |
90,730,215 |
27,787,216 |
(9,224,904 |
) | ||||||||
Global X SuperDividend®
U.S. ETF |
126,117,688 |
34,059,155 |
2,165,771 |
|||||||||
Global X MSCI SuperDividend®
EAFE ETF |
1,217,335 |
7,923,306 |
(707,578 |
) | ||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
3,714,194 |
– |
– |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
2020 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
|||||||||
Global X SuperDividend®
REIT ETF |
353,613,219 |
118,682,903 |
19,269,208 |
|||||||||
Global X NASDAQ 100®
Covered Call ETF |
778,575,756 |
66,199,151 |
29,752,498 |
|||||||||
Global X S&P 500®
Covered Call ETF |
60,812,072 |
66,922,435 |
17,587,784 |
|||||||||
Global X Russell 2000 Covered Call
ETF |
16,843,643 |
1,088,385 |
335,463 |
|||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
6,753,905 |
– |
– |
|||||||||
Global X S&P 500®
Covered Call & Growth ETF |
3,799,913 |
– |
– |
|||||||||
Global X SuperIncome™ Preferred ETF |
24,579,689 |
28,420,360 |
(2,327,435 |
) | ||||||||
Global X YieldCo & Renewable Energy Income
ETF |
35,307,456 |
5,003,213 |
1,265,475 |
|||||||||
Global X S&P 500®
Catholic Values ETF |
117,889,845 |
45,730,969 |
17,772,932 |
|||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
2,501,921 |
– |
– |
|||||||||
Global X Guru®
Index ETF |
– |
4,796,655 |
428,411 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Short Avg |
Short End |
Long Avg |
Long End |
|||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
$ |
(61,763,182 |
) |
$ |
(89,664,262 |
) |
$ |
– |
$ |
– |
||||||
Global X S&P 500®
Covered Call ETF |
(4,780,016 |
) |
(9,674,024 |
) |
– |
– |
||||||||||
Global X Russell 2000 Covered Call
ETF |
(4,779,094 |
) |
(10,800,917 |
) |
– |
– |
||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
(175,545 |
) |
(400,793 |
) |
– |
– |
||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
(75,654 |
) |
(239,180 |
) |
– |
– |
||||||||||
Global X S&P 500®
Tail Risk ETF |
– |
– |
26,964 |
43,527 |
||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
(62,186 |
) |
(90,624 |
) |
20,140 |
35,039 |
||||||||||
Global X S&P 500®
Collar 95-110 ETF |
(3,238 |
) |
(2,774 |
) |
41,897 |
66,297 |
||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
– |
– |
35,577 |
52,310 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
(71,245 |
) |
(88,602 |
) |
22,413 |
31,242 |
||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
(9,948 |
) |
(6,457 |
) |
46,257 |
67,630 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global X Funds |
Paid-in
Capital |
Distributable
Earnings (Loss) |
||||||
Global X Social Media ETF |
$ |
103,267,695 |
$ |
(103,267,695 |
) | |||
Global X Lithium & Battery Tech
ETF |
226,308,417 |
(226,308,417 |
) | |||||
Global X E-commerce ETF |
21,414,459 |
(21,414,459 |
) | |||||
Global X Emerging Markets Internet &
E-commerce ETF |
(124,587 |
) |
124,587 |
|||||
Global X SuperDividend®
ETF |
(2,301,566 |
) |
2,301,566 |
|||||
Global X SuperDividend®
U.S. ETF |
44,856 |
(44,856 |
) | |||||
Global X MSCI SuperDividend®
EAFE ETF |
84,607 |
(84,607 |
) | |||||
Global X SuperDividend®
REIT ETF |
19,051,553 |
(19,051,553 |
) | |||||
Global X NASDAQ 100®
Covered Call ETF |
15,759,156 |
(15,759,156 |
) | |||||
Global X S&P 500®
Covered Call ETF |
2,493,316 |
(2,493,316 |
) | |||||
Global X Russell 2000 Covered Call
ETF |
234,461 |
(234,461 |
) | |||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
245,511 |
(245,511 |
) | |||||
Global X S&P 500®
Covered Call & Growth ETF |
427,954 |
(427,954 |
) | |||||
Global X SuperIncome™ Preferred ETF |
209,386 |
(209,386 |
) | |||||
Global X Renewable Energy Producers
ETF |
10,238,793 |
(10,238,793 |
) | |||||
Global X S&P 500®
Catholic Values ETF |
39,718,259 |
(39,718,259 |
) | |||||
Global X Guru®
Index ETF |
6,333,266 |
(6,333,266 |
) |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global X Funds |
Ordinary
Income |
Long-Term
Capital Gain |
Return
of Capital |
Totals |
||||||||||||
Global X Social Media ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
2020 |
– |
– |
– |
– |
||||||||||||
Global X Lithium & Battery Tech
ETF |
||||||||||||||||
2021 |
$ |
4,617,167 |
$ |
– |
$ |
– |
$ |
4,617,167 |
||||||||
2020 |
7,964,116 |
– |
– |
7,964,116 |
||||||||||||
Global X E-commerce ETF |
||||||||||||||||
2021 |
$ |
1,105,636 |
$ |
– |
$ |
– |
$ |
1,105,636 |
||||||||
2020 |
11,908 |
– |
– |
11,908 |
||||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X SuperDividend®
ETF |
||||||||||||||||
2021 |
$ |
65,648,210 |
$ |
– |
$ |
– |
$ |
65,648,210 |
||||||||
2020 |
57,676,007 |
– |
6,836,903 |
64,512,910 |
||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||
2021 |
$ |
31,364,614 |
$ |
– |
$ |
3,660,741 |
$ |
35,025,355 |
||||||||
2020 |
28,896,892 |
– |
9,790,983 |
38,687,875 |
||||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
||||||||||||||||
2021 |
$ |
542,165 |
$ |
– |
$ |
– |
$ |
542,165 |
||||||||
2020 |
454,057 |
– |
119,148 |
573,205 |
||||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
||||||||||||||||
2021 |
$ |
2,831,439 |
$ |
– |
$ |
– |
$ |
2,831,439 |
||||||||
2020 |
1,074,084 |
– |
222,316 |
1,296,400 |
||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||
2021 |
$ |
21,690,155 |
$ |
– |
$ |
9,729,725 |
$ |
31,419,880 |
||||||||
2020 |
17,057,314 |
482,944 |
2,127,168 |
19,667,426 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
||||||||||||||||
2021 |
$ |
320,053,733 |
$ |
– |
$ |
– |
$ |
320,053,733 |
||||||||
2020 |
2,834,579 |
– |
117,268,361 |
120,102,940 |
||||||||||||
Global X S&P 500®
Covered Call ETF |
||||||||||||||||
2021 |
$ |
26,627,258 |
$ |
– |
$ |
– |
$ |
26,627,258 |
||||||||
2020 |
1,539,799 |
– |
7,321,411 |
8,861,210 |
||||||||||||
Global X Russell 2000 Covered Call
ETF |
||||||||||||||||
2021 |
$ |
21,788,088 |
$ |
– |
$ |
– |
$ |
21,788,088 |
||||||||
2020 |
82,683 |
74,655 |
1,449,526 |
1,606,864 |
||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||
2021 |
$ |
919,727 |
$ |
– |
$ |
– |
$ |
919,727 |
||||||||
2020 |
– |
– |
20,955 |
20,955 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||
2021 |
$ |
376,497 |
$ |
– |
$ |
– |
$ |
376,497 |
||||||||
2020 |
2,931 |
– |
16,682 |
19,613 |
||||||||||||
Global X SuperIncome™ Preferred ETF |
||||||||||||||||
2021 |
$ |
12,037,890 |
$ |
– |
$ |
– |
$ |
12,037,890 |
||||||||
2020 |
10,818,268 |
– |
549,532 |
11,367,800 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global X Funds |
Ordinary
Income |
Long-Term
Capital Gain |
Return
of Capital |
Totals |
||||||||||||
Global X Renewable Energy Producers
ETF |
||||||||||||||||
2021 |
$ |
1,677,449 |
$ |
177,538 |
$ |
– |
$ |
1,854,987 |
||||||||
2020 |
1,352,385 |
– |
– |
1,352,385 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||
2021 |
$ |
5,511,704 |
$ |
– |
$ |
– |
$ |
5,511,704 |
||||||||
2020 |
4,513,893 |
128,757 |
– |
4,642,650 |
||||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
||||||||||||||||
2021 |
$ |
59,322 |
$ |
– |
$ |
– |
$ |
59,322 |
||||||||
2020 |
– |
– |
– |
– |
||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||
2021 |
$ |
1,352,859 |
$ |
– |
$ |
– |
$ |
1,352,859 |
||||||||
2020 |
538,248 |
– |
28,732 |
566,980 |
||||||||||||
Global X S&P 500®
Tail Risk ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X S&P 500®
Risk Managed Income ETF |
||||||||||||||||
2021 |
$ |
51,640 |
$ |
– |
$ |
– |
$ |
51,640 |
||||||||
Global X S&P 500®
Collar 95-110 ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X NASDAQ 100®
Tail Risk ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
52,273 |
$ |
52,273 |
||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
– |
$ |
– |
Global
X Funds |
||||||||||||||||
Global
X Social Media ETF |
Global
X Lithium & Battery Tech ETF |
Global
X E-commerce ETF |
Global
X Emerging Markets Internet & E-commerce ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
9,202,844 |
$ |
– |
$ |
– |
||||||||
Undistributed
Long-Term Capital Gain |
– |
– |
613,980 |
– |
||||||||||||
Capital
Loss Carryforwards |
(28,132,536 |
) |
(63,831,937 |
) |
– |
(198,274 |
) | |||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(1,417,828 |
) |
1,737,482,168 |
(14,138,587 |
) |
(1,464,448 |
) | |||||||||
Late
Year Loss Deferral |
(1,697,484 |
) |
– |
(138,055 |
) |
(25,979 |
) | |||||||||
Other
Temporary Differences |
1 |
(7 |
) |
(1 |
) |
(5 |
) | |||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
(31,247,847 |
) |
$ |
1,682,853,068 |
$ |
(13,662,663 |
) |
$ |
(1,688,706 |
) |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global
X Funds |
||||||||||||||||
Global
X SuperDividend®
ETF |
Global
X SuperDividend®
U.S. ETF |
Global
X MSCI SuperDividend®
EAFE ETF |
Global
X MSCI SuperDividend®
Emerging Markets ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
9,620,906 |
$ |
– |
$ |
113,120 |
$ |
1,051,269 |
||||||||
Capital
Loss Carryforwards |
(539,182,806 |
) |
(185,337,870 |
) |
(1,391,460 |
) |
(6,225,122 |
) | ||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(14,921,184 |
) |
90,841,482 |
364,649 |
(3,219,585 |
) | ||||||||||
Other
Temporary Differences |
(18 |
) |
6 |
(3 |
) |
(2 |
) | |||||||||
Total Accumulated
Losses |
$ |
(544,483,102 |
) |
$ |
(94,496,382 |
) |
$ |
(913,694 |
) |
$ |
(8,393,440 |
) |
Global
X Funds |
||||||||||||||||
Global
X SuperDividend®
REIT ETF(1) |
Global
X NASDAQ 100®
Covered Call ETF |
Global
X S&P 500®
Covered Call ETF |
Global
X Russell 2000 Covered Call ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
131,295,980 |
$ |
2,004,805 |
$ |
9,982,417 |
||||||||
Capital
Loss Carryforwards |
(200,308,013 |
) |
– |
– |
– |
|||||||||||
Unrealized
Depreciation on Investments and Foreign Currency |
(28,695,167 |
) |
– |
– |
– |
|||||||||||
Other
Temporary Differences |
(2,376,001 |
) |
7 |
5,381 |
6 |
|||||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
(231,379,181 |
) |
$ |
131,295,987 |
$ |
2,010,186 |
$ |
9,982,423 |
(1) |
The
Global X SuperDividend®
REIT ETF has a tax year that ends on December
31. |
Global
X Funds |
||||||||||||||||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
Global
X S&P 500®
Covered Call & Growth ETF |
Global
X SuperIncome™ Preferred ETF |
Global
X Renewable Energy Producers ETF |
|||||||||||||
Undistributed
Ordinary Income |
$ |
2,838,227 |
$ |
1,299,834 |
$ |
457,430 |
$ |
465,503 |
||||||||
Undistributed
Long-Term Capital Gain |
– |
2,570 |
– |
– |
||||||||||||
Capital
Loss Carryforwards |
– |
– |
(58,846,382 |
) |
(2,081,509 |
) | ||||||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
– |
– |
5,619,780 |
(511,888 |
) | |||||||||||
Other
Temporary Differences |
(1 |
) |
– |
3 |
5 |
|||||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
2,838,226 |
$ |
1,302,404 |
$ |
(52,769,169 |
) |
$ |
(2,127,889 |
) |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global
X Funds |
||||||||||||
Global
X S&P 500®
Catholic Values ETF |
Global
X S&P Catholic Values Developed ex-U.S. ETF |
Global
X Guru®
Index ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
2,153,515 |
$ |
87,737 |
$ |
4,425 |
||||||
Undistributed
Long-Term Capital Gain |
863,038 |
15,110 |
– |
|||||||||
Capital
Loss Carryforwards |
– |
– |
(5,779,354 |
) | ||||||||
Unrealized
Appreciation on Investments and Foreign Currency |
175,044,230 |
685,321 |
6,895,905 |
|||||||||
Other
Temporary Differences |
4 |
2 |
(559 |
) | ||||||||
Total Distributable
Earnings |
$ |
178,060,787 |
$ |
788,170 |
$ |
1,120,417 |
Global
X Funds |
||||||||||||
Global
X S&P 500®
Tail Risk ETF |
Global
X S&P 500®
Risk Managed Income ETF |
Global
X S&P 500®
Collar 95-110 ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
73,485 |
$ |
36,462 |
$ |
50,940 |
||||||
Undistributed
Long-Term Capital Gain |
4,518 |
– |
334 |
|||||||||
Other
Temporary Differences |
– |
1 |
1 |
|||||||||
Total Distributable
Earnings |
$ |
78,003 |
$ |
36,463 |
$ |
51,275 |
Global
X Funds |
||||||||||||
Global
X NASDAQ 100®
Tail Risk ETF |
Global
X NASDAQ 100®
Risk Managed Income ETF |
Global
X NASDAQ 100®
Collar 95-110 ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
63,330 |
$ |
– |
$ |
51,836 |
||||||
Undistributed
Long-Term Capital Gain |
– |
– |
2,343 |
|||||||||
Capital
Loss Carryforwards |
– |
(5,450 |
) |
– |
||||||||
Late
Year Loss Deferral |
– |
(940 |
) |
– |
||||||||
Other
Temporary Differences |
– |
– |
2 |
|||||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
63,330 |
$ |
(6,390 |
) |
$ |
54,181 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Short-Term
Loss |
Long-Term
Loss |
Total
* |
||||||||||
Global
X Social Media ETF |
$ |
10,937,731 |
$ |
17,194,805 |
$ |
28,132,536 |
||||||
Global
X Lithium & Battery Tech ETF |
– |
63,831,937 |
63,831,937 |
|||||||||
Global
X Emerging Markets Internet & E-commerce ETF |
198,274 |
– |
198,274 |
|||||||||
Global
X SuperDividend®
ETF |
196,838,358 |
342,344,448 |
539,182,806 |
|||||||||
Global
X SuperDividend®
U.S. ETF |
135,731,524 |
49,606,346 |
185,337,870 |
|||||||||
Global
X MSCI SuperDividend®
EAFE ETF |
– |
1,391,460 |
1,391,460 |
|||||||||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
3,110,894 |
3,114,228 |
6,225,122 |
|||||||||
Global
X SuperDividend®
REIT ETF |
157,576,754 |
42,731,259 |
200,308,013 |
|||||||||
Global
X SuperIncome™ Preferred ETF |
14,218,863 |
44,627,519 |
58,846,382 |
|||||||||
Global
X Renewable Energy Producers ETF |
405,177 |
1,676,332 |
2,081,509 |
|||||||||
Global
X Guru®
Index ETF |
5,779,354 |
– |
5,779,354 |
|||||||||
Global
X NASDAQ 100®
Risk Managed Income ETF |
2,180 |
3,270 |
5,450 |
Short-Term
Loss |
Long-Term
Loss |
Total |
||||||||||
Global
X Social Media ETF |
$ |
– |
$ |
3,339,255 |
$ |
3,339,255 |
||||||
Global
X Lithium & Battery Tech ETF |
26,035,129 |
64,776,767 |
90,811,896 |
|||||||||
Global
X SuperDividend®
ETF |
48,915,810 |
14,853,324 |
63,769,134 |
|||||||||
Global
X SuperDividend®
U.S. ETF |
32,460,722 |
2,349,841 |
34,810,563 |
|||||||||
Global
X MSCI SuperDividend®
EAFE ETF |
817,164 |
352,232 |
1,169,396 |
|||||||||
Global
X MSCI SuperDividend®
Emerging Markets ETF |
1,160,861 |
414,784 |
1,575,645 |
|||||||||
Global
X NASDAQ 100®
Covered Call ETF |
16,425,608 |
24,638,412 |
41,064,020 |
|||||||||
Global
X S&P 500®
Covered Call ETF |
13,227,988 |
19,848,520 |
33,076,508 |
|||||||||
Global
X Russell 2000 Covered Call ETF |
566,196 |
801,805 |
1,368,001 |
|||||||||
Global
X Nasdaq 100®
Covered Call & Growth ETF |
45,654 |
68,481 |
114,135 |
|||||||||
Global
X S&P 500®
Covered Call & Growth ETF |
28,095 |
42,122 |
70,217 |
|||||||||
Global
X SuperIncome™ Preferred ETF |
4,008,352 |
1,656,031 |
5,664,383 |
|||||||||
Global
X S&P 500®
Catholic Values ETF |
– |
205,691 |
205,691 |
|||||||||
Global
X S&P Catholic Values Developed ex-U.S. ETF |
3,244 |
– |
3,244 |
|||||||||
Global
X Guru®
Index ETF |
10,813,764 |
– |
10,813,764 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Global X Funds |
Federal
Tax Cost |
Aggregated
Gross Unrealized Appreciation |
Aggregated
Gross Unrealized Depreciation |
Net
Unrealized Appreciation (Depreciation) |
||||||||||||
Global X Social Media ETF |
$ |
403,236,358 |
$ |
59,515,933 |
$ |
(60,933,761 |
) |
$ |
(1,417,828 |
) | ||||||
Global X Lithium & Battery Tech
ETF |
3,763,667,252 |
1,824,408,401 |
(86,926,233 |
) |
1,737,482,168 |
|||||||||||
Global X E-commerce ETF |
214,687,755 |
17,658,390 |
(31,796,977 |
) |
(14,138,587 |
) | ||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
6,020,771 |
153,980 |
(1,618,428 |
) |
(1,464,448 |
) | ||||||||||
Global X SuperDividend®
ETF |
979,438,907 |
97,933,841 |
(112,855,025 |
) |
(14,921,184 |
) | ||||||||||
Global X SuperDividend®
U.S. ETF |
583,780,223 |
113,244,676 |
(22,403,194 |
) |
90,841,482 |
|||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
13,666,873 |
970,170 |
(605,521 |
) |
364,649 |
|||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
65,722,677 |
5,723,136 |
(8,942,721 |
) |
(3,219,585 |
) | ||||||||||
Global X SuperDividend®
REIT ETF |
440,254,438 |
57,280,492 |
(28,674,228 |
) |
28,606,264 |
|||||||||||
Global X NASDAQ 100®
Covered Call ETF |
5,029,904,390 |
1,387,774,323 |
(1,387,774,323 |
) |
– |
|||||||||||
Global X S&P 500®
Covered Call ETF |
668,825,732 |
95,544,866 |
(95,544,866 |
) |
– |
|||||||||||
Global X Russell 2000 Covered Call
ETF |
553,808,039 |
16,924,857 |
(16,924,857 |
) |
– |
|||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
44,572,709 |
5,726,257 |
(5,726,257 |
) |
– |
|||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
34,937,637 |
2,464,415 |
(2,464,415 |
) |
– |
|||||||||||
Global X SuperIncome™ Preferred ETF |
228,768,765 |
9,717,093 |
(4,097,313 |
) |
5,619,780 |
|||||||||||
Global X Renewable Energy Producers
ETF |
151,134,713 |
15,388,015 |
(15,899,903 |
) |
(511,888 |
) | ||||||||||
Global X S&P 500®
Catholic Values ETF |
417,379,529 |
185,753,345 |
(10,709,115 |
) |
175,044,230 |
|||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
3,566,785 |
758,022 |
(72,701 |
) |
685,321 |
|||||||||||
Global X Guru®
Index ETF |
69,807,087 |
11,362,145 |
(4,466,240 |
) |
6,895,905 |
|||||||||||
Global X S&P 500®
Tail Risk ETF |
3,590,717 |
180,742 |
(180,742 |
) |
– |
|||||||||||
Global X S&P 500®
Risk Managed Income ETF |
5,888,759 |
269,104 |
(269,104 |
) |
– |
|||||||||||
Global X S&P 500®
Collar 95-110 ETF |
3,297,388 |
165,200 |
(165,200 |
) |
– |
|||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
3,326,062 |
198,762 |
(198,762 |
) |
– |
|||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
4,333,029 |
279,822 |
(279,822 |
) |
– |
|||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
2,832,361 |
171,815 |
(171,815 |
) |
– |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Market
Value |
Cash
Collateral |
|||||||
Global
X Social Media ETF |
||||||||
Morgan
Stanley |
$ |
706,578 |
$ |
749,890 |
||||
SG
Americas Securities LLC |
140 |
153 |
||||||
Total |
$ |
706,718 |
$ |
750,043 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Market
Value |
Cash
Collateral |
|||||||
Global
X Lithium & Battery Tech ETF |
||||||||
Barclays
Capital |
$ |
5,250,576 |
$ |
5,626,931 |
||||
BofA
Securities, Inc. |
6,663,546 |
7,068,231 |
||||||
Citigroup |
6,356,640 |
6,813,261 |
||||||
Goldman
Sachs & Co. |
27,489,029 |
29,414,018 |
||||||
JPMorgan |
31,511,813 |
32,174,649 |
||||||
Morgan
Stanley |
19,014,575 |
20,338,441 |
||||||
UBS
Securities LLC |
8,806,644 |
9,324,394 |
||||||
Total |
$ |
105,092,823 |
$ |
110,759,925 |
||||
Global
X E-commerce ETF |
||||||||
Barclays
Capital |
$ |
61,920 |
$ |
64,500 |
||||
BofA
Securities, Inc. |
753,676 |
773,532 |
||||||
Citigroup |
38,160 |
38,160 |
(1) | |||||
Credit
Suisse |
862,703 |
901,222 |
||||||
Goldman
Sachs & Co. |
532,835 |
556,014 |
||||||
UBS
Securities LLC |
482,160 |
535,536 |
||||||
Wells
Fargo |
227,830 |
236,564 |
||||||
Total |
$ |
2,959,284 |
$ |
3,105,528 |
||||
Global
X SuperDividend®
ETF |
||||||||
BofA
Securities, Inc. |
$ |
6,327,181 |
$ |
6,701,652 |
||||
Citigroup |
2,822,967 |
2,970,000 |
||||||
Goldman
Sachs & Co. |
14,234,108 |
17,535,051 |
||||||
JPMorgan |
4,294,032 |
4,546,478 |
||||||
Morgan
Stanley |
4,077,485 |
4,291,116 |
||||||
Scotia
Capital |
140,030 |
150,800 |
||||||
UBS
Securities LLC |
851,595 |
900,984 |
||||||
Total |
$ |
32,747,398 |
$ |
37,096,081 |
||||
Global
X SuperDividend®
U.S. ETF |
||||||||
BNP
Paribas Securities Corp |
$ |
213,225 |
$ |
216,000 |
(1) | |||
BofA
Securities, Inc. |
6,182,217 |
6,306,166 |
||||||
Citigroup |
255,870 |
259,200 |
(1) | |||||
National
Financial Services |
150,679 |
152,640 |
(1) | |||||
UBS
Securities LLC |
85,290 |
86,970 |
||||||
Total |
$ |
6,887,281 |
$ |
7,020,976 |
||||
Global
X SuperDividend®
REIT ETF |
||||||||
Scotia
Capital |
$ |
2,827,310 |
$ |
3,013,738 |
||||
Global
X SuperIncome™ Preferred ETF |
||||||||
JPMorgan |
$ |
72,884 |
$ |
74,200 |
Notes
to Financial Statements (continued) |
||
October
31, 2021 |
Market
Value |
Cash
Collateral |
|||||||
Global
X Renewable Energy Producers ETF |
||||||||
Barclays
Capital |
$ |
166,530 |
$ |
168,000 |
||||
BNP
Paribas Securities Corp |
341,256 |
328,040 |
(1) | |||||
BofA
Securities, Inc. |
2,696,428 |
2,855,960 |
||||||
UBS
Securities LLC |
419,468 |
440,220 |
||||||
Total |
$ |
3,623,682 |
$ |
3,792,220 |
||||
Global
X Guru®
Index ETF |
||||||||
BMO
Capital Markets |
$ |
222,840 |
$ |
221,040 |
(1) | |||
JPMorgan |
2,724 |
2,706 |
(1) | |||||
Morgan
Stanley |
656,140 |
650,840 |
(1) | |||||
National
Financial Services |
97,380 |
99,900 |
||||||
Total |
$ |
979,084 |
$ |
974,486 |
(1) |
It is the Funds’ policy
to obtain additional collateral from or return excess collateral to the
borrower by the end of the next business day, following the valuation date
of the securities loaned. Therefore, the value of the collateral held may
be temporarily less than the value of the securities on
loan. |
Notes
to Financial Statements (concluded) |
||
October
31, 2021 |
Report
of Independent Registered Public Accounting Firm |
||
Global X
SuperDividend®
ETF (1) |
Global X S&P 500®
Covered Call ETF (2) |
Global X
SuperDividend®
U.S. ETF (1) |
Global X NASDAQ 100®
Covered Call ETF (2) |
Global X Guru®
Index ETF (1) |
Global X S&P Catholic
Values Developed ex-U.S. ETF (3) |
Global X MSCI
SuperDividend®
Emerging Markets ETF (1) |
Global X S&P 500®
Covered Call & Growth ETF (4) |
Global X
SuperDividend®
REIT ETF (1) |
Global X Nasdaq 100®
Covered Call & Growth ETF (4) |
Global X SuperIncome™
Preferred ETF (1) |
Global X Emerging Markets
Internet & E-commerce ETF (5) |
Global X Social Media ETF
(1) |
Global X Nasdaq 100®
Tail Risk ETF (6) |
Global X Renewable Energy
Producers ETF (1) |
Global X Nasdaq 100®
Risk Managed Income ETF (6) |
Global X Lithium &
Battery Tech ETF (1) |
Global X Nasdaq 100®
Collar 95-110 ETF (6) |
Global X MSCI
SuperDividend®
EAFE ETF (1) |
Global X S&P 500®
Tail Risk ETF (6) |
Global X S&P 500®
Catholic Values ETF (1) |
Global X S&P 500®
Collar 95-110 ETF (6) |
Global X E-commerce ETF
(1) |
Global X S&P 500®
Risk Managed Income ETF (6) |
Global X Russell 2000
Covered Call ETF (1) |
Report
of Independent Registered Public Accounting Firm |
||
(1) |
Statement of operations for the year ended
October 31, 2021, statements of changes in net assets for each of the two
years in the period ended October 31, 2021 and financial highlights for
each of the periods indicated therein |
(2) |
Statement of operations for the year ended
October 31, 2021, statements of changes in net assets for each of the two
years in the period ended October 31, 2021 and financial highlights for
each of the three years in the period ended October 31, 2021 |
(3) |
Statement of operations for the year ended
October 31, 2021 and statements of changes in net assets and financial
highlights for the year ended October 31, 2021 and the period June 22,
2020 (commencement of operations) through October 31, 2020 |
(4) |
Statement of operations for the year ended
October 31, 2021 and statements of changes in net assets and financial
highlights for the year ended October 31, 2021 and the period September
18, 2020 (commencement of operations) through October 31, 2020 |
(5) |
Statement of operations, statement of changes
in net assets and financial highlights for the period November 9, 2020
(commencement of operations) through October 31, 2021 |
(6) |
Statement of operations, statement of changes
in net assets and financial highlights for the period August 25, 2021
(commencement of operations) through October 31,
2021 |
Report
of Independent Registered Public Accounting Firm |
||
Disclosure
of Fund Expenses (unaudited) |
||
Disclosure
of Fund Expenses (unaudited)
(continued) |
||
Beginning
Account Value 5/1/2021 |
Ending
Account Value 10/31/2021 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X Social Media
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
885.90 |
0.65 |
% |
$ |
3.09 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.93 |
0.65 |
3.31 |
||||||||||||
Global X Lithium &
Battery Tech ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,434.10 |
0.75 |
% |
$ |
4.60 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.43 |
0.75 |
3.82 |
||||||||||||
Global X E-commerce
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
900.10 |
0.50 |
% |
$ |
2.39 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.69 |
0.50 |
2.55 |
||||||||||||
Global X SuperDividend®
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
957.20 |
0.59 |
% |
$ |
2.91 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.23 |
0.59 |
3.01 |
||||||||||||
Global X SuperDividend®
U.S. ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,048.20 |
0.45 |
% |
$ |
2.32 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.94 |
0.45 |
2.29 |
||||||||||||
Global X MSCI
SuperDividend®
EAFE ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,008.00 |
0.57 |
% |
$ |
2.88 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.33 |
0.57 |
2.91 |
||||||||||||
Global X MSCI
SuperDividend®
Emerging Markets ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
971.10 |
0.75 |
% |
$ |
3.73 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.43 |
0.75 |
3.82 |
||||||||||||
Global X SuperDividend®
REIT ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,010.40 |
0.58 |
% |
$ |
2.94 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.28 |
0.58 |
2.96 |
||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,068.70 |
0.60 |
% |
$ |
3.13 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.18 |
0.60 |
3.06 |
||||||||||||
Global X S&P 500®
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,102.10 |
0.60 |
% |
$ |
3.18 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.18 |
0.60 |
3.06 |
||||||||||||
Global X Russell 2000
Covered Call ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,078.00 |
0.50 |
% |
$ |
2.62 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.69 |
0.50 |
2.55 |
Disclosure
of Fund Expenses (unaudited)
(continued) |
||
Beginning
Account Value 5/1/2021 |
Ending
Account Value 10/31/2021 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,106.00 |
0.60 |
% |
$ |
3.18 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.18 |
0.60 |
3.06 |
||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,099.60 |
0.60 |
% |
$ |
3.18 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.18 |
0.60 |
3.06 |
||||||||||||
Global X SuperIncome™
Preferred ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,033.00 |
0.58 |
% |
$ |
2.97 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.28 |
0.58 |
2.96 |
||||||||||||
Global X Renewable Energy
Producers ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,073.20 |
0.65 |
% |
$ |
3.40 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.93 |
0.65 |
3.31 |
||||||||||||
Global X S&P 500®
Catholic Values ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,103.80 |
0.29 |
% |
$ |
1.54 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.74 |
0.29 |
1.48 |
||||||||||||
Global X S&P Catholic
Values Developed ex-U.S. ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,039.20 |
0.35 |
% |
$ |
1.80 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.44 |
0.35 |
1.79 |
||||||||||||
Global X Guru®
Index ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,055.20 |
0.75 |
% |
$ |
3.89 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.43 |
0.75 |
3.82 |
||||||||||||
Global X Emerging Markets
Internet & E-commerce ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
759.80 |
0.65 |
% |
$ |
2.88 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,021.93 |
0.65 |
3.31 |
||||||||||||
Global X S&P 500®
Tail Risk ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.64 |
% |
$ |
1.17 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,008.00 |
0.64 |
1.18 |
||||||||||||
Global X S&P 500®
Risk Managed Income ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.65 |
% |
$ |
1.19 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,007.99 |
0.65 |
1.20 |
||||||||||||
Global X S&P 500®
Collar 95-110 ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.65 |
% |
$ |
1.19 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,007.99 |
0.65 |
1.20 |
Disclosure
of Fund Expenses (unaudited)
(concluded) |
||
Beginning
Account Value 5/1/2021 |
Ending
Account Value 10/31/2021 |
Annualized
Expense Ratios |
Expenses
Paid During Period(1) |
|||||||||||||
Global X NASDAQ 100®
Tail Risk ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.64 |
% |
$ |
1.17 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,008.00 |
0.64 |
1.18 |
||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.65 |
% |
$ |
1.19 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,007.99 |
0.65 |
1.20 |
||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF(2) |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,000.00 |
0.65 |
% |
$ |
1.19 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,007.99 |
0.65 |
1.20 |
(1) |
Expenses are equal to the
Fund’s annualized expense ratio multiplied by the average account value
over the period, multiplied 183/365 (to reflect the one-half year period),
unless otherwise noted. |
(2) |
Expenses are equal to the
Fund’s annualized expense ratio multiplied by the average account value
over the period, multiplied 67/365 (to reflect the one-half year period),
unless otherwise note. |
Liquidity
Risk Management Program (unaudited) |
||
Approval
of Investment Advisory Agreement (unaudited) |
||
Approval
of Investment Advisory Agreement (unaudited) |
||
Approval
of Investment Advisory Agreement (unaudited) |
||
Approval
of Investment Advisory Agreement (unaudited) |
||
Approval
of Investment Advisory Agreement (unaudited) |
||
Supplemental
Information (unaudited) |
||
Trustees
and Officers of the Trust (unaudited) |
||
Name,
Address (Year of Birth) |
Position(s)
Held with Trust |
Principal
Occupation(s) Duringthe Past 5 Years |
Number
of Funds in Trust Overseen by Trustee |
Other
Directorships Held by Trustees |
Independent Trustees1 |
||||
Charles A. Baker
605 Third Avenue,
43rd Floor
New York, NY 10158
(1953) |
Trustee (since 07/2018) |
Chief Executive Officer of Investment
Innovations LLC (investment consulting) (since 2013); Managing Director of
NYSE Euronext (2003 to 2012) |
97 (88 of which are operational) |
Trustee of OSI ETF Trust (since
2016) |
Susan M. Ciccarone
605 Third Avenue,
43rd Floor
New York, NY 10158
(1973) |
Trustee (since 9/30/2019) |
Partner, Further Global Capital Management
(private equity) (since 2017); formerly Chief Operating Officer
(2014-2016) and Chief Financial Officer (2012-2016), Emerging Global
Advisors, LLC (ETF issuer) |
97 (88 of which are operational) |
Chairman, Payment Alliance International, Inc.
(since 2019); Director, Casa Holdco LP, parent of Celink (since
2018) |
Clifford J. Weber
605 Third Avenue,
43rd Floor
New York, NY 10158
(1963) |
Trustee (since 07/2018) |
Owner, Financial Products Consulting Group LLC
(consulting services to financial institutions) (since 2015); Formerly,
Executive Vice President of Global Index and Exchange-Traded Products,
NYSE Market, Inc., a subsidiary of Intercontinental Exchange (ETF/ETP
listing exchange) (2013-2015) |
97 (88 of which are operational) |
Chairman (since 2017) and Trustee (since 2015)
of Clough Funds Trust; Chairman and Trustee of Clayton Street Trust (since
2016); Chairman and Trustee of Janus Detroit Street Trust (since 2016);
Chairman and Trustee of Elevation ETF Trust (2016-2018); Trustee of Clough
Global Equity Fund (since 2017); Trustee of Clough Global Dividend and
Income Fund (since 2017); and Trustee of Clough Global Opportunities Fund
(since 2017) |
Trustees and Officers of the Trust
(unaudited)
(continued) |
||
Name,
Address (Year of Birth) |
Position(s)
Held with Funds |
Principal
Occupation(s) During the Past 5 Years |
Number
of Funds in Trust Overseen by Trustee |
Other
Directorships Held by Trustees |
Interested Trustee /
Officers1 |
||||
Luis Berruga
605 Third Avenue,
43rd Floor
New York, NY 10158
(1977) |
Trustee (since 07/2018); President (since
2018) |
Chief Executive Officer, GXMC (since 07/2018),
Chief Financial Officer (since 2/2014) and Chief Operating Officer (9/2015
- 7/2018); Investment Banker, Jefferies (2012-2014) |
97 (88 of which are
operational) |
None |
John Belanger
605 Third Avenue,
43rd Floor
New York, NY 10158
(1982) |
Chief Operating Officerand Chief
FinancialOfficer (since 12/2020) |
Chief Operating Officerand Head of
PortfolioManagement & PortfolioAdministration, GXMC(since
12/2020);Portfolio Manager (since12/2020); Secretary ofthe
Trust(3/2020-9/2020); Headof Product Management,GXMC (since
1/2020);Consultant to GXMC(9/2018-12/2019); ChiefOperating Officer,
RexShares, LLC(2014-2018) |
N/A |
N/A |
Susan Lively
605 Third Avenue,
43rd Floor
New York, NY 10158
(1981) |
Secretary (since 9/2020) |
General Counsel, GXMC (since 9/2020); Senior
Corporate Counsel at Franklin Templeton (previously, Managing Director and
Associate General Counsel at Legg Mason & Co., LLC)
(2014-2020) |
N/A |
N/A |
Eric Griffith2
One Freedom Valley Drive
Oaks, PA 19456
(1969) |
Assistant Secretary
(since 2/2020) |
Counsel, SEI Investments (since 10/2019); Vice
President and Assistant General Counsel, JPMorgan Chase & Co.
(2012-2018) |
N/A |
N/A |
Trustees and Officers of the Trust
(unaudited)
(continued) |
||
Name,
Address (Year of Birth) |
Position(s)
Held with Funds |
Principal
Occupation(s) During the Past 5 Years |
Number
of Funds in Trust Overseen by Trustee |
Other
Directorships Held by Trustees |
Interested Trustee /
Officers1 |
||||
Joe Costello
605 Third Avenue,
43rd Floor
New York, NY 10158
(1974) |
Chief Compliance Officer (since
9/2016) |
Chief Compliance Officer, FlexShares Funds
(2011-2015); Vice President, Northern Trust Investments (2003 -
2015) |
N/A |
N/A |
Ronnie Riven
605 Third Avenue,
43rd Floor
New York, NY 10158
(1984) |
Treasurer and Principal Accounting Officer
(since 12/2020) |
Director of Finance, GXMC (since 2018);
Director of Accounting and Finance at Barclays Center (2016-2018); Manager
of External Reporting at National Grid (2013-2015) |
N/A |
N/A |
Eric Olsen2
One Freedom Valley Drive
Oaks, PA 19456
(1970) |
Assistant Treasurer (since 5/2021 ) |
Director of Accounting, SEI Investment Manager
Services (March 2021 to present); Deputy Head of Fund Operations,
Traditional Assets, Aberdeen Standard Investments (2013-2021) |
N/A |
N/A |
1 |
Each Trustee serves until his or her successor
is duly elected or appointed and qualified. |
2 |
These officers of the Trust also serve as
officers of one or more funds for which SEI Investments Company or an
affiliate acts as investment manager, administrator or
distributor. |
Notice
to Shareholders (unaudited) |
||
Return
of Capital |
Long-Term
Capital Gain Distributions |
Ordinary
Income Distributions |
Total
Distributions |
Qualifying
for Corporate Dividends Received Deduction(1) |
Qualifying
Dividend Income(2) |
|||||||||||||||||||
Global X Social Media ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global Global X Lithium & Battery Tech
ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
19.85 |
% |
92.49 |
% | ||||||||||||
Global X E-Commerce ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
62.77 |
% |
63.71 |
% | ||||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X SuperDividend®
ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
1.76 |
% |
37.10 |
% | ||||||||||||
Global X SuperDividend®
U.S. ETF |
11.67 |
% |
0.00 |
% |
88.33 |
% |
100.00 |
% |
52.86 |
% |
53.90 |
% | ||||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
85.60 |
% | ||||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
56.80 |
% | ||||||||||||
Global X SuperDividend®
REIT ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X NASDAQ 100®
Covered Call ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X S&P 500®
Covered Call ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X Russell 2000 Covered Call
ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X Nasdaq 100®
Covered Call & Growth ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X SuperIncome™ Preferred ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
72.35 |
% |
73.42 |
% | ||||||||||||
Global X Renewable Energy Producers
ETF |
0.00 |
% |
8.32 |
% |
91.68 |
% |
100.00 |
% |
7.21 |
% |
87.07 |
% | ||||||||||||
Global X S&P 500®
Catholic Values ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
100.00 |
% |
100.00 |
% | ||||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
69.68 |
% | ||||||||||||
Global X Guru®
Index ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
63.05 |
% |
63.53 |
% | ||||||||||||
Global X S&P 500®
Tail Risk ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X S&P 500®
Risk Managed Income ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X S&P 500®
Collar 95-110 ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
Notice
to Shareholders (unaudited) |
||
Return
of Capital |
Long-Term
Capital Gain Distributions |
Ordinary
Income Distributions |
Total
Distributions |
Qualifying
for Corporate Dividends Received Deduction(1) |
Qualifying
Dividend Income(2) |
|||||||||||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
(1) |
Qualifying dividends represent dividends which
qualify for the corporate dividends received deduction and is reflected as
a percentage of ordinary Income distributions (the total of short term
capital gain and net investment income distributions). |
(2) |
The percentage in this column represents the
amount of “Qualifying Dividend Income” as created by the Jobs and Growth
Relief Reconciliation Act of 2003 and is reflected as a percentage of
ordinary income distributions (the total of short term capital gain and
net investment income distributions). It is the intention of each of the
aforementioned funds to designate the maximum amount permitted by
law. |
Notice
to Shareholders (unaudited) |
||
U.S.
Government Interest(3) |
Interest
Related Dividends(4) |
Short
Term Capital Gain Dividends(5) |
Qualifying
Business Income(6) |
Foreign
Tax Credit |
||||||||||||||||
Global X Social Media ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X Lithium & Battery Tech
ETF |
0.00 |
% |
0.01 |
% |
0.00 |
% |
0.00 |
% |
36.32 |
% | ||||||||||
Global X E-Commerce ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X Emerging Markets Internet &
E-commerce ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X SuperDividend®
ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
8.30 |
% |
3.28 |
% | ||||||||||
Global X SuperDividend®
U.S. ETF |
0.00 |
% |
3.29 |
% |
0.00 |
% |
8.97 |
% |
0.00 |
% | ||||||||||
Global X MSCI SuperDividend®
EAFE ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
9.02 |
% | ||||||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
16.66 |
% | ||||||||||
Global X SuperDividend®
REIT ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X NASDAQ 100®
Covered Call ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P 500®
Covered Call ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X Russell 2000 Covered Call
ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X NASDAQ 100®
Covered Call & Growth ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P 500®
Covered Call & Growth ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X SuperIncome™ Preferred ETF |
0.00 |
% |
0.33 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X Renewable Energy Producers
ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
13.07 |
% | ||||||||||
Global X S&P 500®
Catholic Values ETF |
0.00 |
% |
0.01 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
11.56 |
% | ||||||||||
Global X Guru®
Index ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P 500®
Tail Risk ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P 500®
Risk Managed Income ETF |
0.00 |
% |
0.00 |
% |
100.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X S&P 500®
Collar 95-110 ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X NASDAQ 100®
Tail Risk ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X NASDAQ 100®
Risk Managed Income ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% | ||||||||||
Global X NASDAQ 100®
Collar 95-110 ETF |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
0.00 |
% |
Notice
to Shareholders (unaudited) |
||
(3) |
“U.S. Government Interest” represents the
amount of interest that was derived from U.S. Government obligations and
distributed during the fiscal year. Generally, interest from direct U.S.
Government obligations is exempt from state income tax. However, for
shareholders who are residents of California, Connecticut and New York,
the statutory threshold requirements were not satisfied to permit
exemption of these amounts from state income. |
(4) |
The percentage in this column represents the
amount of “Qualifying Interest Income” as created by the American Jobs
Creation Act of 2004 and is a percentage of net investment income that is
exempt from U.S. withholding tax when paid for foreign
investors. |
(5) |
The percentage of this column represents the
amount of “Short Term Capital Gain Dividend” and is reflected as a
percentage of short term capital gain distribution that is exempted from
U.S. withholding tax when paid to foreign investors. |
(6) |
The percentage of this column represents that
amount of ordinary dividend income that qualified for 20% Business Income
Deduction.Certain Funds intend to pass through a foreign tax credit to
shareholders. For the fiscal year ended October 31, 2021 the total amount
of foreign source income and foreign tax credit are as
follows: |
Foreign
Tax Paid |
Foreign
Source Income |
|||||||
Global X Lithium & Battery Tech
ETF |
$ |
2,633,829 |
$ |
9,921,868 |
||||
Global X SuperDividend®
ETF |
2,222,780 |
40,353,556 |
||||||
Global X MSCI SuperDividend®
EAFE ETF |
53,751 |
660,547 |
||||||
Global X MSCI SuperDividend®
Emerging Markets ETF |
565,962 |
4,456,745 |
||||||
Global X Renewable Energy Producers
ETF |
278,999 |
2,125,735 |
||||||
Global X S&P Catholic Values Developed
ex-U.S. ETF |
7,751 |
85,327 |
Notes |
||
Notes |
||
Notes |
||