Fund |
Exchange |
Ticker |
Hartford
Schroders Commodity Strategy ETF |
NYSE
Arca |
HCOM |
Hartford
Core Bond ETF |
Cboe
BZX |
HCRB |
Hartford
Municipal Opportunities ETF |
NYSE
Arca |
HMOP |
Hartford
Short Duration ETF |
Cboe
BZX |
HSRT |
Hartford
Sustainable Income ETF |
Cboe
BZX |
HSUN |
Hartford
Schroders Tax-Aware Bond ETF |
NYSE
Arca
|
HTAB |
Hartford
Total Return Bond ETF |
NYSE
Arca
|
HTRB |
Registered
Funds | |
Commodity
Strategy ETF |
Sustainable
Income ETF |
|
Commodity
Strategy ETF |
Core
Bond ETF |
Municipal
Opportunities ETF |
Short
Duration ETF |
Sustainable
Income ETF |
Tax-Aware
Bond ETF |
Total
Return Bond ETF |
Active
Investment Management Risk |
X |
X |
X |
X |
X |
X |
X |
Active
Trading Risk |
X |
X |
X |
|
X |
X |
X |
Asset-Backed
Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Collateralized
Debt Obligations (CDOs) Risk |
X |
X |
X |
X |
X |
X |
X |
Asset
Coverage Risk |
X |
X |
X |
X |
X |
X |
X |
Authorized
Participant Concentration Risk |
X |
X |
X |
X |
X |
X |
X |
Bond
Forwards Risk |
X |
X |
|
X |
X |
|
X |
Borrowing
Risk |
X |
X |
X |
X |
X |
X |
X |
Call
Risk |
X |
X |
X |
X |
X |
X |
X |
Cash
Transactions Risk |
X |
X |
X |
X |
X |
X |
X |
Commodities
Regulatory Risk |
X |
X |
|
X |
X |
|
X |
Commodities
Related Investments Risk |
X |
|
|
|
|
|
|
Convertible
Securities Risk |
X |
X |
|
X |
X |
|
X |
Contingent
Convertibles Risk |
X |
X |
|
X |
X |
|
X |
Synthetic
Convertibles Risk |
X |
X |
|
X |
X |
|
X |
Counterparty
Risk |
X |
X |
X |
X |
X |
X |
X |
Credit
Risk |
X |
X |
X |
X |
X |
X |
X |
Credit
Risk Transfer Securities Risk |
X |
X |
|
X |
X |
|
X |
Currency
Risk |
X |
X |
X |
X |
X |
|
X |
Cybersecurity
Risk |
X |
X |
X |
X |
X |
X |
X |
Depositary
Receipts Risk |
X |
X |
X |
X |
X |
|
X |
Derivatives
Risk |
X |
X |
X |
X |
X |
X |
X |
Commodity
Futures Risk |
X |
|
|
|
|
|
|
Hedging
Risk |
X |
X |
X |
X |
X |
X |
X |
Options
Contracts Risk |
X |
X |
|
X |
X |
X |
X |
Futures
Contracts and Options on Futures Contracts Risk |
X |
X |
X |
X |
X |
X |
X |
Swap
Agreements and Swaptions Risk |
X |
X |
X |
X |
X |
X |
X |
Inflation-Linked
Instruments Risk |
X |
X |
X |
X |
X |
|
X |
Hybrid
Instruments Risk |
X |
X |
X |
X |
X |
|
X |
Credit-Linked
Securities Risk |
X |
X |
X |
X |
X |
|
X |
Indexed
Securities and Structured Notes Risk |
X |
X |
X |
X |
X |
|
X |
Event-Linked
Bonds Risk |
X |
X |
X |
X |
X |
|
X |
Foreign
Currency Transactions
Risk |
X |
X |
X |
X |
X |
X |
X |
Risk
Factors in Derivative Instruments |
X |
X |
X |
X |
X |
X |
X |
Dollar
Rolls Risk |
X |
X |
X |
X |
X |
|
X |
Equity
Risk |
X |
|
|
|
X |
|
|
Special
Purpose Acquisition Companies Risk |
X |
|
|
|
X |
|
|
ESG
Integration and ESG Consideration Risk |
X |
X |
X |
X |
X |
X |
X |
Exchange-Traded
Funds (ETFs) Risk |
X |
X |
X |
X |
X |
X |
X |
Exchange-Traded
Notes (ETNs) Risk |
X |
X |
X |
X |
X |
X |
X |
Event
Risk |
X |
X |
X |
X |
X |
X |
X |
Fixed
Income Market Risks |
X |
X |
X |
X |
|
X |
X |
Fixed
Income Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Foreign
Investments Risk |
X |
X |
X |
X |
X |
X |
X |
Currency
Risk and Exchange Risk |
X |
X |
X |
X |
X |
X |
X |
Principal
Exchange Rate Linked Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Performance
Indexed Paper Risk |
X |
X |
X |
X |
X |
X |
X |
Settlement
Risk |
X |
X |
X |
X |
X |
X |
X |
Government
Intervention in Financial Markets Risk |
X |
X |
X |
X |
X |
X |
X |
Healthcare-Related
Securities Risk |
|
|
|
|
X |
|
|
High
Yield Investments (“Junk Bonds”) Risk |
|
X |
X |
X |
X |
X |
X |
Distressed
Securities Risk |
|
X |
X |
X |
X |
X |
X |
Illiquid
Investments Risk |
X |
X |
X |
X |
X |
X |
X |
Inflation
Protected Debt Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Inflation
Risk |
X |
X |
X |
X |
X |
X |
X |
Initial
Public Offerings (“IPO”) Risk |
X |
X |
|
|
X |
|
X |
Interest
Rate Risk |
X |
X |
X |
X |
X |
X |
X |
Interfund
Lending Program Risk |
X |
X |
X |
X |
X |
X |
X |
|
Commodity
Strategy ETF |
Core
Bond ETF |
Municipal
Opportunities ETF |
Short
Duration ETF |
Sustainable
Income ETF |
Tax-Aware
Bond ETF |
Total
Return Bond ETF |
Inverse
Floating Rate Securities Risk |
X |
X |
X |
X |
X |
|
X |
Investment
Grade Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Investments
in a Subsidiary Risk |
X |
|
|
|
|
|
|
Investments
in Emerging Market Securities Risk |
X |
X |
|
X |
X |
X |
X |
Large
Shareholder Transaction Risk |
X |
X |
X |
X |
X |
X |
X |
LIBOR
Risk |
X |
X |
X |
X |
X |
X |
X |
Liquidation
of Funds Risk |
X |
X |
X |
X |
X |
X |
X |
Loans
and Loan Participations Risk |
X |
X |
|
X |
X |
|
X |
Floating
Rate Loans Risk |
X |
X |
|
X |
X |
|
X |
Loan
Participations Risk |
X |
X |
|
X |
X |
|
X |
Senior
Loans Risk |
X |
X |
|
X |
X |
|
X |
Unsecured
Loans Risk |
X |
X |
|
X |
X |
|
X |
Delayed
Settlement Risk |
X |
X |
|
X |
X |
|
X |
Market
Price Risk |
X |
X |
X |
X |
X |
X |
X |
Market
Risk |
X |
X |
X |
X |
X |
X |
X |
Master
Limited Partnership (“MLP”) Risk |
X |
X |
|
X |
X |
|
X |
Money
Market Instruments and Temporary Investment
Strategies |
X |
X |
X |
X |
X |
X |
X |
Mortgage-Related
Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Municipal
Securities Risk |
X |
X |
X |
X |
X |
X |
X |
New
Fund Risk |
X |
X |
|
|
X |
|
|
No
Guarantee of Active Trading Market Risk |
X |
X |
X |
X |
X |
X |
X |
Operational
Risks |
X |
X |
X |
X |
X |
X |
X |
Other
Capital Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Other
Investment Companies Risk |
X |
X |
X |
X |
X |
X |
X |
Preferred
Stock Risk |
X |
X |
|
X |
X |
|
X |
Real
Estate Investment Trusts (“REITs”) Risk |
X |
X |
X |
X |
X |
|
X |
Real
Estate Related Securities Risks |
X |
X |
X |
X |
X |
|
X |
Repurchase
and Reverse Repurchase Agreements Risk |
X |
X |
X |
X |
X |
X |
X |
Restricted
Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Risks
of Qualified Financial Contracts |
X |
X |
X |
X |
X |
X |
X |
Secondary
Trading Market Issues |
X |
X |
X |
X |
X |
X |
X |
Securities
Lending Risk |
X |
X |
X |
X |
X |
X |
X |
Securities
Trusts Risk |
X |
X |
X |
X |
X |
|
X |
Sovereign
Debt Risk |
X |
X |
X |
X |
X |
X |
X |
State-Specific
Risk |
|
|
X |
|
|
X |
|
Stripped
Securities Risk |
X |
X |
|
|
X |
|
X |
Structured
Securities Risk |
X |
X |
X |
X |
X |
|
X |
Sustainable
Investing Risk |
|
|
|
|
X |
|
|
Taxable
Income Risk |
|
|
X |
|
|
X |
|
To
Be Announced (TBA) Transactions Risk |
X |
X |
X |
X |
X |
X |
X |
Short
Sales of TBA Investments Risk |
X |
X |
X |
X |
X |
X |
X |
Use
as Underlying Fund Risk |
X |
X |
X |
X |
X |
X |
X |
U.S.
Government Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Treasury
Inflation-Protection Securities |
X |
X |
X |
X |
|
X |
X |
Valuation
Risk |
X |
X |
X |
X |
X |
X |
X |
Volatility
Risk |
X |
X |
X |
X |
X |
X |
X |
Warrants
and Rights Risk |
X |
X |
X |
X |
X |
|
X |
Zero
Coupon Securities Risk |
X |
X |
X |
X |
X |
X |
X |
Fund |
Portfolio
Turnover
7/31/2023(1)
|
Portfolio
Turnover
7/31/2022(1)
|
Commodity
Strategy ETF |
134% |
407%(2)
|
Core
Bond ETF |
60%(3)
|
36%(3)
|
Municipal
Opportunities ETF |
16% |
37% |
Short
Duration ETF |
14% |
41%(4)
|
Sustainable
Income ETF |
63%(5)
|
39%(5),
(6)
|
Tax-Aware
Bond ETF |
135% |
116% |
Total
Return Bond ETF |
69%(7)
|
61%(7)
|
NAME,
YEAR OF
BIRTH
AND
ADDRESS*
|
POSITION
HELD
WITH
THE
TRUST |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
TRUSTEE |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
TRUSTEE |
HILARY
E.
ACKERMANN
(1956)
|
Trustee |
Since
2017 |
Ms.
Ackermann served as Chief Risk Officer at
Goldman
Sachs Bank USA from October 2008 to
November
2011. |
81 |
Ms.
Ackermann
served
as a
Director
of Dynegy,
Inc.
from October
2012
until its
acquisition
by
Vistra
Energy
Corporation
in
2018,
and since
that
time she has
served
as a
Director
of Vistra.
Ms.
Ackermann
serves
as a
Director
of Credit
Suisse
Holdings
(USA),
Inc. from
January
2017 to
December
2022. |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
TRUST |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
TRUSTEE |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
TRUSTEE |
ROBIN
C. BEERY
(1967) |
Trustee
|
Since
2016 |
Ms.
Beery has served as a consultant to ArrowMark
Partners
(an alternative asset manager) since March
of
2015 and since November 2018 has been
employed
by ArrowMark Partners as a Senior Advisor.
Previously,
she was Executive Vice President, Head of
Distribution,
for Janus Capital Group, and Chief
Executive
Officer and President of the Janus Mutual
Funds
(a global asset manager) from September
2009
to August 2014. |
81 |
Ms.
Beery serves
as
an independent
Director
of UMB
Financial
Corporation
(January
2015 to
present),
has
chaired
the
Compensation
Committee
since
April
2017, and
has
been a
member
of the
Compensation
Committee
and the
Risk
Committee
since
January
2015.
|
DERRICK
D.
CEPHAS
(1952) |
Trustee
|
Since
2020 |
Mr.
Cephas currently serves as Of Counsel to Squire
Patton
Boggs LLP, an international law firm with 45
offices
in 20 countries. Until his retirement in October
2020,
Mr. Cephas was a Partner of Weil, Gotshal &
Manges
LLP, an international law firm headquartered
in
New York, where he served as the Head of the
Financial
Institutions Practice (April 2011 to October
2020). |
81 |
Mr.
Cephas
currently
serves as
a
Director of Claros
Mortgage
Trust,
Inc.,
a real estate
investment
trust
and
is a member of
the
Compensation
Committee
and the
Nominating
and
Governance
Committee. |
CHRISTINE
R.
DETRICK
(1958) |
Trustee
and
Chair
of the
Board |
Trustee
since
2017;
Chair
of the
Board
since
2021 |
From
2002 until 2012, Ms. Detrick was a Senior
Partner,
Leader of the Financial Services Practice, and
a
Senior Advisor at Bain & Company (“Bain”). Before
joining
Bain, she served in various senior
management
roles for other financial services firms
and
was a consultant at McKinsey and Company. |
81 |
Ms.
Detrick
currently
serves as
a
Director of
Charles
River
Associates
(May
2020
to present);
currently
serves as
a
Director of
Capital
One
Financial
Corporation
(since
November
2021);
and
currently
serves
as a
Director
of Altus
Power,
Inc (since
December
2021). |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
TRUST |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
TRUSTEE |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
TRUSTEE |
JOHN
J.
GAUTHIER
(1961) |
Trustee |
Since
2022 |
Mr.
Gauthier currently is the Principal Owner of JJG
Advisory,
LLC, an investment consulting firm, and Co-
Founder
and Principal Owner of Talcott Capital
Partners
(a placement agent for investment managers
serving
insurance companies). From 2008 to 2018,
Mr.
Gauthier served as a Senior Vice President (2008-
2010),
Executive Vice President (2010-2012), and
President
(2012-2018) of Allied World Financial
Services
(a global provider of property, casualty and
specialty
insurance and reinsurance solutions). |
81 |
Mr.
Gauthier
serves
as a
Director
of
Reinsurance
Group
of
America, Inc.
(from
2018 to
present)
and chairs
the
Investment
Committee
and is
a
member of the
Audit
and Risk
Committees. |
ANDREW
A.
JOHNSON
(1962) |
Trustee |
Since
2020 |
Mr.
Johnson currently serves as a Diversity and
Inclusion
Advisor at Neuberger Berman, a private,
global
investment management firm. Prior to his
current
role, Mr. Johnson served as Chief Investment
Officer
and Head of Global Investment Grade Fixed
Income
at Neuberger Berman (January 2009 to
December
2018).
|
81 |
Mr.
Johnson
currently
serves as
a
Director of AGNC
Investment
Corp.,
a
real estate
investment
trust. |
PAUL
L.
ROSENBERG
(1953) |
Trustee |
Since
2020 |
Mr.
Rosenberg is a Partner of The Bridgespan Group,
a
global nonprofit consulting firm that is a social
impact
advisor to nonprofits, non-governmental
organizations,
philanthropists and institutional
investors
(October 2007 to present).
|
81 |
None |
DAVID
SUNG
(1953) |
Trustee
|
Since
2016 |
Mr.
Sung was a Partner at Ernst & Young LLP from
October
1995 to July 2014. |
81 |
Mr.
Sung serves as
a
Trustee of
Ironwood
Institutional
Multi-
Strategy
Fund, LLC
and
Ironwood
Multi-Strategy
Fund,
LLC (October
2015
to present). |
NAME,
YEAR OF
BIRTH
AND
ADDRESS*
|
POSITION
HELD
WITH
THE
TRUST |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S) DURING PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
TRUSTEE |
OTHER
DIRECTORSHIPS
HELD
BY
TRUSTEE |
JAMES
E.
DAVEY****
(1964) |
Trustee,
President
and
Chief
Executive
Officer
|
Trustee
since
2017;
President
and
Chief
Executive
Officer
since
2017 |
Mr.
Davey serves as Executive Vice President of The
Hartford
Financial Services Group, Inc. Mr. Davey has
served
in various positions within The Hartford and its
subsidiaries
and joined The Hartford in 2002.
Additionally,
Mr. Davey serves as Director, Chairman,
President,
and Senior Managing Director for Hartford
Funds
Management Group, Inc. ("HFMG"). Mr. Davey
also
serves as President, Manager, Chairman of the
Board,
and Senior Managing Director for Hartford
Funds
Management Company, LLC (“HFMC”);
Manager,
Chairman of the Board, and President of
Lattice
Strategies LLC (“Lattice”); Chairman of the
Board,
Manager, and Senior Managing Director of
Hartford
Funds Distributors, LLC (“HFD”); and
Chairman
of the Board, President and Senior
Managing
Director of Hartford Administrative Services
Company
(“HASCO”), each of which is an affiliate of
HFMG. |
81 |
None |
AMY
N. FURLONG
(1979) |
Vice
President
|
Since
2018 |
Ms.
Furlong serves as Vice President and Assistant
Treasurer
of HFMC (since September 2019). From
2018
through March 15, 2021, Ms. Furlong served as
the
Treasurer of the Trust and resumed her position
as
Treasurer January 9, 2023 through September 10,
2023.
Ms. Furlong has served in various positions
within
The Hartford and its subsidiaries in connection
with
the operation of the Hartford Funds. Ms. Furlong
joined
The Hartford in 2004. |
N/A |
N/A |
WALTER
F.
GARGER
(1965) |
Vice
President
and
Chief
Legal
Officer
|
Since
2016 |
Mr.
Garger serves as Secretary, Managing Director
and
General Counsel of HFMG, HFMC, HFD, and
HASCO
(since 2013). Mr. Garger also serves as
Secretary
and General Counsel of Lattice (since July
2016).
Mr. Garger has served in various positions
within
The Hartford and its subsidiaries in connection
with
the operation of the Hartford Funds. Mr. Garger
joined
The Hartford in 1995. |
N/A |
N/A |
THEODORE
J.
LUCAS
(1966) |
Vice
President |
Since
2017 |
Mr.
Lucas serves as Executive Vice President of
HFMG
(since July 2016) and as Executive Vice
President
of Lattice (since June 2017). Previously, Mr.
Lucas
served as Managing Partner of Lattice (2003 to
2016). |
N/A |
N/A |
JOSEPH
G.
MELCHER
(1973) |
Vice
President,
Chief
Compliance
Officer
and
AML
Compliance
Officer |
Vice
President
and
Chief
Compliance
Officer
since
2016;
AML
Compliance
Officer
since
August
1,
2022
|
Mr.
Melcher serves as Executive Vice President of
HFMG
and HASCO (since December 2013). Mr.
Melcher
also serves as Executive Vice President
(since
December 2013) and Chief Compliance Officer
(since
December 2012) of HFMC, serves as Executive
Vice
President and Chief Compliance Officer of Lattice
(since
July 2016), serves as Executive Vice President
of
HFD (since December 2013), and has served as
President
and Chief Executive Officer of HFD (from
April
2018 to June 2019).
|
N/A |
N/A |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
TRUST |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S) DURING PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
TRUSTEE |
OTHER
DIRECTORSHIPS
HELD
BY
TRUSTEE |
VERNON
J.
MEYER
(1964) |
Vice
President |
Since
2016 |
Mr.
Meyer serves as Managing Director and Chief
Investment
Officer of HFMC and Managing Director of
HFMG
(since 2013). Mr. Meyer also serves as Senior
Vice
President-Investments of Lattice (since March
2019).
Mr. Meyer has served in various positions
within
The Hartford and its subsidiaries in connection
with
the operation of the Hartford Funds. Mr. Meyer
joined
The Hartford in 2004. |
N/A |
N/A |
ALICE
A.
PELLEGRINO
(1960) |
Vice
President
and
Assistant
Secretary |
Since
2016 |
Ms.
Pellegrino is Deputy General Counsel for HFMG
(since
April 2022) and currently serves as Vice
President
of HFMG (since December 2013). Ms.
Pellegrino
also serves as Vice President and
Assistant
Secretary of Lattice (since June 2017). Ms.
Pellegrino
has served in various positions within The
Hartford
and its subsidiaries in connection with the
operation
of the Hartford Funds. Ms. Pellegrino joined
The
Hartford in 2007. |
N/A |
N/A |
ANKIT
PURI
(1984) |
Vice
President
and
Treasurer |
Effective
September
11,
2023 |
Effective
September 11, 2023, Mr. Puri serves as
Vice
President and Treasurer of the Trust. Prior to
joining
HFMC in 2023, Mr. Puri was a Fund Accounting
Director,
Investment Management Services, at SEI
Investments
(July 2021 through August 2023), an
Associate
Director, Fund Accounting Policy at The
Vanguard
Group (September 2020 to June 2021), and
served
in various positions at Ernst & Young LLP
(October
2014 through September 2020). |
N/A |
N/A |
THOMAS
R.
PHILLIPS
(1960) |
Vice
President
and
Secretary |
Since
2017 |
Mr.
Phillips is Deputy General Counsel for HFMG and
currently
serves as a Senior Vice President (since
June
2021) and Assistant Secretary (since June
2017)
for HFMG. Mr. Phillips also serves as Vice
President
of HFMC (since June 2021). Prior to joining
HFMG
in 2017, Mr. Phillips was a Director and Chief
Legal
Officer of Saturna Capital Corporation from
2014–2016.
Prior to that, Mr. Phillips was a Partner
and
Deputy General Counsel of Lord, Abbett & Co.
LLC. |
N/A |
N/A |
NAME
OF PERSON, POSITION |
AGGREGATE
COMPENSATION
FROM
THE TRUST |
PENSION
OR
RETIREMENT
BENEFITS
ACCRUED AS
PART
OF FUND
EXPENSES |
ESTIMATED
ANNUAL
BENEFITS
UPON
RETIREMENT |
TOTAL
COMPENSATION
FROM
THE FUND
COMPLEX
PAID
TO
TRUSTEES |
Hilary
E. Ackermann, Trustee |
$5,151 |
None |
None |
$356,250 |
Robin
C. Beery, Trustee |
$5,151 |
None |
None |
$356,250 |
Derrick
D. Cephas, Trustee |
$4,443 |
None |
None |
$307,250 |
Christine
R. Detrick, Trustee |
$7,391 |
None |
None |
$511,250 |
John
J. Gauthier, Trustee |
$4,500 |
None |
None |
$311,250 |
Andrew
A. Johnson, Trustee |
$5,151 |
None |
None |
$356,250 |
Paul
L. Rosenberg, Trustee |
$4,500 |
None |
None |
$311,250 |
David
Sung, Trustee |
$5,151 |
None |
None |
$356,250 |
NAME
OF TRUSTEE |
FUNDS |
DOLLAR
RANGE OF EQUITY
SECURITIES
IN THE FUNDS |
AGGREGATE
DOLLAR RANGE OF EQUITY
SECURITIES
IN ALL REGISTERED
INVESTMENT
COMPANIES OVERSEEN BY
TRUSTEE
IN FAMILY OF INVESTMENT
COMPANIES
|
Hilary
E. Ackermann |
None |
None |
Over
$100,000 |
Robin
C. Beery |
None |
None |
Over
$100,000 |
Derrick
D. Cephas |
None |
None |
None |
Christine
R. Detrick |
None |
None |
Over
$100,000 |
John
J. Gauthier |
None |
None |
Over
$100,000 |
Andrew
A. Johnson |
None |
None |
None |
Paul
L. Rosenberg |
None |
None |
None |
David
Sung |
None |
None |
None |
NAME
OF TRUSTEE |
FUNDS |
DOLLAR
RANGE OF EQUITY
SECURITIES
IN THE FUNDS |
AGGREGATE
DOLLAR RANGE OF EQUITY
SECURITIES
IN ALL REGISTERED
INVESTMENT
COMPANIES OVERSEEN BY
TRUSTEE
IN FAMILY OF INVESTMENT
COMPANIES |
James
E. Davey |
Municipal
Opportunities ETF |
$1
- $50,000 |
Over
$100,000 |
Fund/Shareholder |
Percentage
of Ownership |
Commodity
Strategy ETF |
|
J.P.
MORGAN SECURITIES LLC/JPMC |
7.31% |
JPMORGAN
CHASE BANK, NATIONAL ASSOCIATION
|
50.26% |
UBS
FINANCIAL SERVICES INC.
|
28.08% |
|
|
Core
Bond ETF |
|
CHARLES
SCHWAB & CO., INC. |
17.61% |
STATE
STREET BANK AND TRUST COMPANY |
75.55% |
|
|
Municipal
Opportunities ETF |
|
CHARLES
SCHWAB & CO., INC. |
33.45% |
MERRILL
LYNCH, PIERCE, FENNER & SMITH INCORPORATED
|
6.23% |
NATIONAL
FINANCIAL SERVICES LLC
|
17.27% |
PERSHING
LLC
|
12.32% |
RAYMOND
JAMES & ASSOCIATES, INC. |
19.26% |
|
|
Short
Duration ETF |
|
CHARLES
SCHWAB & CO., INC.
|
57.53% |
LPL
FINANCIAL LLC |
15.18% |
PERSHING
LLC
|
5.66% |
RAYMOND
JAMES & ASSOCIATES, INC.
|
12.29% |
|
|
Sustainable
Income ETF |
|
CHARLES
SCHWAB & CO., INC.
|
20.60% |
JPMORGAN
CHASE BANK, NATIONAL ASSOCIATION
|
36.47% |
STATE
STREET BANK AND TRUST COMPANY
|
36.47% |
|
|
Tax-Aware
Bond ETF |
|
BNY
MELLON/WEALTH MANAGEMENT
|
15.19% |
CHARLES
SCHWAB & CO., INC. |
9.17% |
J.P.
MORGAN SECURITIES LLC/JPMC
|
5.55% |
JANE
STREET CAPITAL, LLC
|
7.18% |
LPL
FINANCIAL LLC
|
6.25% |
NATIONAL
FINANCIAL SERVICES LLC
|
23.24% |
PERSHING
LLC
|
12.28% |
RAYMOND
JAMES & ASSOCIATES, INC.
|
12.33% |
|
|
Total
Return Bond ETF |
|
CHARLES
SCHWAB & CO., INC.
|
26.66% |
LPL
FINANCIAL LLC
|
5.38% |
NATIONAL
FINANCIAL SERVICES LLC
|
10.38% |
PERSHING
LLC
|
6.14% |
STATE
STREET BANK AND TRUST COMPANY
|
35.93% |
FUND |
ANNUAL
RATE |
Commodity
Strategy ETF* |
0.59% |
Core
Bond ETF |
0.29% |
Municipal
Opportunities ETF
|
0.29% |
Short
Duration ETF |
0.29% |
Sustainable
Income ETF |
0.54% |
Tax-Aware
Bond ETF |
0.39% |
Total
Return Bond ETF |
0.29% |
Fund
Name |
Gross
Fees Paid to HFMC
For
Fiscal Year
Ended
07/31/23 |
Investment
Advisory
Fee Waiver
For
Fiscal Year
Ended
07/31/23 |
Net
Fees
Paid
to HFMC
For
Fiscal Year
Ended
07/31/23 |
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/23 |
Percentage
of
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/23 |
Commodity
Strategy ETF |
$374,612 |
$51,004 |
$323,608 |
$163,458 |
0.44% |
Core
Bond ETF |
$704,777 |
N/A |
N/A |
$267,270 |
0.11% |
Municipal
Opportunities ETF
|
$939,932 |
N/A |
N/A |
$372,732 |
0.12% |
Short
Duration ETF |
$179,846 |
N/A |
N/A |
$71,318 |
0.12% |
Sustainable
Income ETF |
$256,390 |
N/A |
N/A |
$99,707 |
0.21% |
Tax-Aware
Bond ETF |
$352,756 |
N/A |
N/A |
$126,630 |
0.14% |
Total
Return Bond ETF |
$2,943,074 |
N/A |
N/A |
$1,136,090 |
0.11% |
Fund
Name |
Gross
Fees Paid to HFMC
For
Fiscal Year
Ended
07/31/22 |
Investment
Advisory
Fee Waiver
For
Fiscal Year
Ended
07/31/22 |
Net
Fees
Paid
to HFMC
For
Fiscal Year
Ended
07/31/22 |
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/22 |
Percentage
of
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/22 |
Commodity
Strategy ETF(1)
|
$371,993
|
$55,310
|
$316,683
|
$160,120
|
0.45% |
Core
Bond ETF |
$752,754
|
N/A |
N/A |
$284,360
|
0.11% |
Municipal
Opportunities ETF
|
$690,723 |
N/A |
N/A |
$273,907
|
0.12% |
Short
Duration ETF |
$308,945
|
N/A |
N/A |
$122,513
|
0.12% |
Sustainable
Income ETF(2)
|
$216,473
|
N/A |
N/A |
$84,184
|
0.21% |
Tax-Aware
Bond ETF |
$382,233
|
N/A |
N/A |
$137,212
|
0.14% |
Total
Return Bond ETF |
$3,102,965
|
N/A |
N/A |
$1,184,773
|
0.11% |
Fund
Name |
Fees
Paid to HFMC
For
Fiscal Year
Ended
07/31/21 |
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/21 |
Percentage
of
Net
Aggregate
Sub-Advisory
Fees
Paid to
Sub-Adviser
For
Fiscal Year
Ended
07/31/21 |
Core
Bond ETF |
$429,603
|
$162,884
|
0.11% |
Municipal
Opportunities ETF |
$423,472
|
$167,928
|
0.12% |
Short
Duration ETF |
$310,804
|
$113,662
|
0.11% |
Tax-Aware
Bond ETF |
$442,397
|
$158,809
|
0.14% |
Total
Return Bond ETF |
$2,509,200
|
$996,049
|
0.12% |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Core
Bond ETF | ||||
Joseph
F. Marvan |
|
|
|
|
Other
Registered Investment Companies |
20 |
$29,103 |
0 |
$0 |
Other
Pooled Investment Vehicles |
24 |
$9,272 |
0 |
$0 |
Other
Accounts |
67 |
$29,099 |
1 |
$283 |
Campe
Goodman |
|
|
|
|
Other
Registered Investment Companies |
18 |
$12,573 |
0 |
$0 |
Other
Pooled Investment Vehicles |
17 |
$9,363 |
0 |
$0 |
Other
Accounts |
43 |
$15,506 |
1 |
$283 |
Robert
D. Burn |
|
|
|
|
Other
Registered Investment Companies |
18 |
$12,573 |
0 |
$0 |
Other
Pooled Investment Vehicles |
15 |
$8,220 |
0 |
$0 |
Other
Accounts |
40 |
$15,302 |
1 |
$283 |
Municipal
Opportunities ETF | ||||
Timothy
D. Haney |
|
|
|
|
Other
Registered Investment Companies |
3 |
$1,891 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
118 |
$48,816 |
0 |
$0 |
Brad
W. Libby |
|
|
|
|
Other
Registered Investment Companies |
4 |
$2,190 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$3 |
0 |
$0 |
Other
Accounts |
0 |
$0 |
0 |
$0 |
Elizabeth
J. Kleinerman(1)
|
|
|
|
|
Other
Registered Investment Companies |
0 |
$0 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
77 |
$17,837 |
0 |
$0 |
Short
Duration ETF | ||||
Timothy
E. Smith |
|
|
|
|
Other
Registered Investment Companies |
12 |
$9,316 |
0 |
$0 |
Other
Pooled Investment Vehicles |
6 |
$4,587 |
1 |
$18 |
Other
Accounts |
58 |
$19,654 |
0 |
$0 |
Marc
K. Piccuirro |
|
|
|
|
Other
Registered Investment Companies |
0 |
$0 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$52 |
0 |
$0 |
Other
Accounts |
69 |
$19,096 |
0 |
$0 |
Sustainable
Income ETF | ||||
Campe
Goodman |
|
|
|
|
Other
Registered Investment Companies |
18 |
$12,771 |
0 |
$0 |
Other
Pooled Investment Vehicles |
17 |
$9,363 |
0 |
$0 |
Other
Accounts |
43 |
$15,506 |
1 |
$283 |
Joseph
F. Marvan |
|
|
|
|
Other
Registered Investment Companies |
20 |
$29,301 |
0 |
$0 |
Other
Pooled Investment Vehicles |
24 |
$9,272 |
0 |
$0 |
Other
Accounts |
67 |
$29,099 |
1 |
$283 |
Robert
D. Burn |
|
|
|
|
Other
Registered Investment Companies |
18 |
$12,771 |
0 |
$0 |
Other
Pooled Investment Vehicles |
15 |
$8,220 |
0 |
$0 |
Other
Accounts |
40 |
$15,302 |
1 |
$283 |
Total
Return Bond ETF | ||||
Joseph
F. Marvan |
|
|
|
|
Other
Registered Investment Companies |
20 |
$28,161 |
0 |
$0 |
Other
Pooled Investment Vehicles |
24 |
$9,272 |
0 |
$0 |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Other
Accounts |
67 |
$29,099 |
1 |
$283 |
Campe
Goodman |
|
|
|
|
Other
Registered Investment Companies |
18 |
$11,631 |
0 |
$0 |
Other
Pooled Investment Vehicles |
17 |
$9,363 |
0 |
$0 |
Other
Accounts |
43 |
$15,506 |
1 |
$283 |
Robert
D. Burn |
|
|
|
|
Other
Registered Investment Companies |
18 |
$11,631 |
0 |
$0 |
Other
Pooled Investment Vehicles |
15 |
$8,220 |
0 |
$0 |
Other
Accounts |
40 |
$15,302 |
1 |
$283 |
FUND |
BENCHMARK(S)
/ PEER GROUPS FOR INCENTIVE PERIOD |
Core
Bond ETF |
Bloomberg
US Aggregate Bond Index / Lipper Core Bond
Average |
Municipal
Opportunities ETF |
Bloomberg
Municipal Bond 1-15 Year Blend (1-17) (80%) and Bloomberg High
Yield
Municipal (20%) / Lipper Intermediate Municipal Debt
Average |
Short
Duration ETF |
Bloomberg
1-3 Year Government/Credit Index (50%), Bloomberg 1-5 Year Credit
Index
(35%), and Morningstar LSTA Leveraged Loan Index (15%) / Lipper Short
Investment
Grade Debt Average |
Sustainable
Income ETF |
Bloomberg
US Intermediate Treasury (33.33%); Bloomberg Emerging Markets
USD
Sovereign BBB+ and lower (33.33%); Bloomberg High Yield 2% Issuer
Capped
(33.33%) / Lipper Multi-Sector Income |
Total
Return Bond ETF |
Bloomberg
US Aggregate Bond Index / Lipper Core Bond
Average |
PORTFOLIO
MANAGER |
FUND(S)
SUB-ADVISED |
DOLLAR
RANGE OF EQUITY SECURITIES
BENEFICIALLY
OWNED |
Robert
D. Burn |
Core
Bond ETF
Sustainable
Income ETF
Total
Return Bond ETF |
$10,001
- $50,000
$10,001
- $50,000
$1
- $10,000 |
Campe
Goodman |
Core
Bond ETF
Sustainable
Income ETF
Total
Return Bond ETF |
None
$50,001
- $100,000
$1
- $10,000 |
Timothy
D. Haney |
Municipal
Opportunities ETF |
$1
- $10,000 |
PORTFOLIO
MANAGER |
FUND(S)
SUB-ADVISED |
DOLLAR
RANGE OF EQUITY SECURITIES
BENEFICIALLY
OWNED |
Elizabeth
J. Kleinerman(1)
|
Municipal
Opportunities ETF |
None |
Brad
W. Libby |
Municipal
Opportunities ETF |
$1
- $10,000 |
Joseph
F. Marvan |
Core
Bond ETF
Sustainable
Income ETF
Total
Return Bond ETF |
None
None
None |
Marc
K. Piccuirro |
Short
Duration ETF |
None |
Timothy
E. Smith |
Short
Duration ETF |
$10,001
- $50,000 |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Commodity
Strategy ETF | ||||
James
Luke |
|
|
|
|
Other
Registered Investment Companies |
0 |
$0 |
0 |
$0 |
Other
Pooled Investment Vehicles |
6 |
$1,172 |
3 |
$574 |
Other
Accounts |
0 |
$0 |
0 |
$0 |
Malcolm
Melville |
|
|
|
|
Other
Registered Investment Companies |
0 |
$0 |
0 |
$0 |
Other
Pooled Investment Vehicles |
6 |
$809 |
3 |
$574 |
Other
Accounts |
0 |
$0 |
0 |
$0 |
Tax-Aware
Bond ETF | ||||
Lisa
Hornby |
|
|
|
|
Other
Registered Investment Companies |
2 |
$1,105 |
0 |
$0 |
Other
Pooled Investment Vehicles |
19 |
$2,539 |
0 |
$0 |
Other
Accounts |
111 |
$23,243 |
3 |
$294 |
Neil
G. Sutherland |
|
|
|
|
Other
Registered Investment Companies |
2 |
$1,105 |
0 |
$0 |
Other
Pooled Investment Vehicles |
19 |
$2,539 |
0 |
$0 |
Other
Accounts |
111 |
$23,243 |
3 |
$294 |
Julio
C. Bonilla |
|
|
|
|
Other
Registered Investment Companies |
2 |
$1,105 |
0 |
$0 |
Other
Pooled Investment Vehicles |
19 |
$2,539 |
0 |
$0 |
Other
Accounts |
111 |
$23,243 |
3 |
$294 |
David
May |
|
|
|
|
Other
Registered Investment Companies |
1 |
$907 |
0 |
$0 |
Other
Pooled Investment Vehicles |
19 |
$2,539 |
0 |
$0 |
Other
Accounts |
111 |
$23,243 |
3 |
$294 |
Fund
|
Benchmark |
Commodity
Strategy ETF |
Bloomberg
Commodity Index Total Return |
Tax-Aware
Bond ETF
|
Performance
is measured based on the Fund achieving internal targets for
return
during the previous 12-month
period |
PORTFOLIO
MANAGER |
FUND
SUB-ADVISED |
DOLLAR
RANGE OF EQUITY SECURITIES
BENEFICIALLY
OWNED |
Julio
C. Bonilla |
Tax-Aware
Bond ETF |
$10,001
- $50,000 |
Lisa
Hornby |
Tax-Aware
Bond ETF |
None |
James
Luke |
Commodity
Strategy ETF |
None |
David
May |
Tax-Aware
Bond ETF |
$1
- $10,000 |
Malcolm
Melville |
Commodity
Strategy ETF |
None |
Neil
G. Sutherland |
Tax-Aware
Bond ETF |
None |
Fund
|
2023(1)
|
2022(1)
|
2021(1)
|
Commodity
Strategy ETF |
$33,212
|
$3,520(2)
|
N/A |
Core
Bond ETF |
$17,444
|
$14,695 |
$4,515
|
Municipal
Opportunities ETF |
$0
|
$0 |
$0
|
Short
Duration ETF |
$2,073
|
$2,930 |
$2,668
|
Sustainable
Income ETF |
$7,967
|
$5,334(3)
|
N/A |
Tax-Aware
Bond ETF |
$0
|
$803 |
$2,716
|
Total
Return Bond ETF |
$129,375
|
$101,367 |
$45,611 |
FUND |
COMMISSIONS
PAID TO FIRMS
SELECTED
IN RECOGNITION OF
RESEARCH
SERVICES |
TOTAL
AMOUNT OF TRANSACTIONS
TO
FIRMS SELECTED IN RECOGNITION
OF
RESEARCH SERVICES |
Commodity
Strategy ETF*
|
$0 |
$0 |
Core
Bond ETF**
|
$0 |
$0 |
Municipal
Opportunities ETF**
|
$0 |
$0 |
Short
Duration ETF**
|
$0 |
$0 |
Sustainable
Income ETF**
|
$6 |
$150,610 |
Tax-Aware
Bond ETF*
|
$0 |
$0 |
Total
Return Bond ETF**
|
$0 |
$0 |
FUND |
REGULAR
BROKER OR DEALER |
AGGREGATE
VALUE |
Commodity
Strategy ETF | ||
|
N/A |
N/A |
Core
Bond ETF | ||
|
Bank
of America Securities, LLC |
$2,345,923 |
|
Citigroup
Global Markets, Inc. |
$162,861 |
|
Goldman
Sachs & Co. |
$1,516,181 |
|
J.P.
Morgan Securities, Inc. |
$3,893,017 |
|
Morgan
Stanley & Co., Inc. |
$1,707,041 |
|
UBS
Group AG |
$1,003,020 |
FUND |
REGULAR
BROKER OR DEALER |
AGGREGATE
VALUE |
Municipal
Opportunities ETF | ||
|
N/A |
N/A |
Short
Duration ETF | ||
|
Bank
of America Securities, LLC |
$700,676 |
|
Goldman
Sachs & Co. |
$524,213 |
|
J.P.
Morgan Securities, Inc. |
$755,475 |
|
Morgan
Stanley & Co., Inc. |
$323,857 |
|
UBS
Group AG |
$292,627 |
Sustainable
Income ETF | ||
|
Bank
of America Securities, LLC |
$32,590 |
|
Goldman
Sachs & Co. |
$90,115 |
|
UBS
Group AG |
$166,250 |
Tax-Aware
Bond ETF | ||
|
N/A |
N/A |
Total
Return Bond ETF | ||
|
Bank
of America Securities, LLC |
$10,334,964 |
|
Citigroup
Global Markets, Inc. |
$2,675,397 |
|
Goldman
Sachs & Co. |
$10,046,544 |
|
J.P.
Morgan Securities, Inc. |
$9,873,681 |
|
Morgan
Stanley & Co., Inc. |
$9,324,314 |
|
UBS
Group AG |
$3,794,615 |
FUND
|
STANDARD
CASH
TRANSACTION
FEE* |
STANDARD
IN-KIND
TRANSACTION
FEE* |
MAXIMUM
VARIABLE
TRANSACTION
FEE** |
Commodity
Strategy ETF |
$100 |
$300 |
$1,200 |
Core
Bond ETF |
$100 |
$400 |
$1,600 |
Municipal
Opportunities ETF |
$100 |
$400 |
$1,600 |
Short
Duration ETF |
$100 |
$400 |
$1,600 |
Sustainable
Income ETF |
$100 |
$400 |
$1,600 |
Tax-Aware
Bond ETF |
$100 |
$500 |
$2,000 |
Total
Return Bond ETF |
$100 |
$500 |
$2,000 |
FUND
|
STANDARD
CASH
TRANSACTION
FEE* |
STANDARD
IN-KIND
TRANSACTION
FEE* |
MAXIMUM
VARIABLE
TRANSACTION
FEE** |
Commodity
Strategy ETF |
$100 |
$300 |
2% |
Core
Bond ETF |
$100 |
$400 |
2% |
Municipal
Opportunities ETF |
$100 |
$400 |
2% |
Short
Duration ETF |
$100 |
$400 |
2% |
Sustainable
Income ETF |
$100 |
$400 |
2% |
Tax-Aware
Bond ETF |
$100 |
$500 |
2% |
Total
Return Bond ETF |
$100 |
$500 |
2% |
FUND
|
Gross
Income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from
a revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled cash
collateral
reinvestment
vehicle)
not
included
in the
revenue
split |
Rebates
(paid
to
borrower) |
Aggregate
fees
/
compensation
from
securities
lending
activities |
Net
income
from
securities
lending
activities |
Core
Bond ETF |
$3,810 |
$72 |
$0 |
$3,095 |
$3,167 |
$643 |
Municipal
Opportunities ETF |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Short
Duration ETF |
$3,939 |
$104 |
$0 |
$2,898 |
$3,002 |
$937 |
Sustainable
Income ETF |
$33 |
$2 |
$0 |
$10 |
$12 |
$21 |
Tax-Aware
Bond ETF |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Total
Return Bond ETF |
$15,712 |
$304 |
$0 |
$12,670 |
$12,974 |
$2,738 |
FUND |
SHORT-TERM
CAPITAL LOSS
CARRYFORWARD
WITH NO
EXPIRATION |
LONG-TERM
CAPITAL LOSS
CARRYFORWARD
WITH NO
EXPIRATION |
Core
Bond ETF |
$14,590,621 |
$6,519,210 |
Commodity
Strategy ETF |
$89,537 |
$0 |
Municipal
Opportunities ETF |
$3,558,087 |
$2,956,939 |
Short
Duration ETF |
$347,836 |
$1,162,089 |
Sustainable
Income ETF |
$2,463,628 |
$3,008,293 |
Tax-Aware
Bond ETF |
$3,229,837 |
$2,752,046 |
Total
Return Bond ETF |
$53,339,460 |
$36,401,555 |