FUND |
CLASS
A
SHARES |
CLASS
C
SHARES |
INSTITUTIONAL
SHARES |
SERVICE
SHARES |
INVESTOR
SHARES |
CLASS
R
SHARES |
CLASS
R6
SHARES |
CLASS
P
SHARES |
GOLDMAN
SACHS
BALANCED
STRATEGY
PORTFOLIO |
GIPAX |
GIPCX |
GIPIX |
GIPSX |
GIPTX |
GIPRX |
GIPUX |
GAOPX |
GOLDMAN
SACHS
GROWTH
AND INCOME
STRATEGY
PORTFOLIO |
GOIAX |
GOICX |
GOIIX |
GOISX |
GPITX |
GPIRX |
GOIUX |
GGSPX |
GOLDMAN
SACHS
GROWTH
STRATEGY
PORTFOLIO |
GGSAX |
GGSCX |
GGSIX |
GGSSX |
GGSTX |
GGSRX |
GGSUX |
GGPPX |
GOLDMAN
SACHS
SATELLITE
STRATEGIES
PORTFOLIO |
GXSAX |
GXSCX |
GXSIX |
GXSSX |
GXSTX |
GXSRX |
GXSUX |
GMFPX |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Jessica
Palmer
Age:
73 |
Chair
of the
Board
of
Trustees |
Since
2018
(Trustee
since
2007) |
Ms.
Palmer is retired. She was formerly Consultant,
Citigroup
Human Resources Department
(2007–2008);
Managing Director, Citigroup
Corporate
and Investment Banking (previously,
Salomon
Smith Barney/Salomon Brothers)
(1984–2006).
Ms. Palmer was a Member of the Board
of
Trustees of Indian Mountain School (private
elementary
and secondary school) (2004–2009).
Chair
of the Board of Trustees—Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust. |
109 |
None |
Dwight
L.
Bush
Age:
65 |
Trustee |
Since
2020 |
Ambassador
Bush is President and CEO of D.L. Bush
&
Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, Ambassador Bush served as
an
Advisory Board Member of Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
None |
Kathryn
A.
Cassidy
Age:
68 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
65 |
Trustee |
Since
2022 |
Mr.
Chou is Executive Vice President and Special
Advisor
to the Chairman and CEO of
AmerisourceBergen
Corporation (a pharmaceutical
and
healthcare company) (2021–present); and
formerly
held various executive management positions
with
AmerisourceBergen Corporation, including
Executive
Vice President and Chief Legal Officer
(2019–2021);
Corporate Secretary (2019–2020);
Executive
Vice President and Chief Legal & Business
Officer
(2017–2019); and Executive Vice President
and
General Counsel (2011–2017).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
None |
Diana
M.
Daniels
Age:
72 |
Trustee |
Since
2007 |
Ms.
Daniels is retired. Formerly, she was Vice
President,
General Counsel and Secretary, The
Washington
Post Company (1991–2006). Ms. Daniels
is
a Trustee Emeritus and serves as a Presidential
Councillor
of Cornell University (2013–Present);
former
Member of the Legal Advisory Board, New
York
Stock Exchange (2003–2006) and of the
Corporate
Advisory Board, Standish Mellon
Management
Advisors (2006–2007).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
None |
Joaquin
Delgado
Age:
62 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
Stepan
Company
(a
specialty
chemical
manufacturer)
|
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Eileen
H.
Dowling
Age:
59 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
None |
Roy
W.
Templin
Age:
61 |
Trustee |
Since
2013 |
Mr.
Templin is retired. He is Director, Armstrong
World
Industries, Inc. (a designer and manufacturer of
ceiling
and wall systems) (2016–Present); and was
formerly
Chairman of the Board of Directors,
Con-Way
Incorporated (a transportation, logistics and
supply
chain management service company)
(2014–2015);
Executive Vice President and Chief
Financial
Officer, Whirlpool Corporation (an
appliance
manufacturer and marketer) (2004–2012).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
Armstrong
World
Industries,
Inc. (a
ceiling
and wall
systems
manufacturer) |
Gregory
G.
Weaver
Age:
70 |
Trustee |
Since
2015 |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
Verizon
Communications
Inc.
|
Paul
C. Wirth
Age:
64 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
109 |
None |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
59 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998)
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund.
|
170 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
59 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present); Managing
Director,
Goldman Sachs (January 2000 – December 2017); Director of
Institutional
Fund Sales, GSAM (April 1998 – December 2000); and Senior
Vice
President and Manager, Dreyfus Institutional Service Corporation
(January 1993
– April 1998).President and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs
MLP
and Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and Vice
President
– Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).Treasurer, Principal
Financial
Officer and Principal Accounting Officer—Goldman Sachs Trust
(previously
Assistant Treasurer (2016)); Goldman Sachs Variable Insurance
Trust
(previously Assistant Treasurer (2016)); Goldman Sachs Trust II
(previously
Assistant Treasurer (2017)); Goldman Sachs MLP and Energy
Renaissance
Fund (previously Assistant Treasurer (2017)); Goldman
Sachs
ETF Trust (previously Assistant Treasurer (2017)); Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
50 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and Vice
President,
Morgan Stanley Investment Management (2005–2010).Chief
Compliance
Officer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs Private
Middle
Market Credit II LLC; Goldman Sachs Middle Market Lending
Corp.;
Goldman Sachs MLP and Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
64 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal Accounting
Officer
and Treasurer, Commerce Bank Mutual Fund Complex
(2008–Present);
Treasurer of Goldman Sachs Philanthropy Fund
(2019–Present);
and Treasurer of Ayco Charitable Foundation
(2020–Present). Assistant
Treasurer—Goldman Sachs Trust; Goldman
Sachs
Variable Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
MLP
and Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
38 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Tyler
Hanks
222
S. Main St
Salt
Lake City, UT
84101
Age:
40 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (January 2016—Present); and Associate,
Goldman
Sachs (January 2014—January 2016). Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Kirsten
Frivold
Imohiosen
200
West Street
New
York, NY 10282
Age:
52 |
Assistant
Treasurer
|
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market Credit
II
LLC; Goldman Sachs Middle Market Lending Corp.; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified Income
Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
52 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market Credit
II
LLC; Goldman Sachs Middle Market Lending Corp.; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified Income
Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
47 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax Director,
The
Raine Group LLC (August 2015 – October 2017); and Tax Director,
Icon
Investments LLC (January 2012 – August 2015).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market Credit
II
LLC; Goldman Sachs Middle Market Lending Corp.; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Christopher
Bradford
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs Real Estate Diversified Income Fund; and Goldman Sachs
Credit
Income Fund. |
Kenneth
Cawley
71
South Wacker
Drive
Chicago,
IL 60606
Age:
52 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
39 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).Vice President—Goldman
Sachs
Trust; and Goldman Sachs Variable Insurance
Trust. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011)Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy Renaissance Fund;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
47 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 – 2002);
and
Analyst, Goldman Sachs (1999 – 2001).Vice President—Goldman
Sachs
Trust; and Goldman Sachs Variable Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
45 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior Counsel,
Goldman
Sachs (January 2020–Present); Associate General Counsel,
Goldman
Sachs (2012–December 2019); Assistant General Counsel,
Goldman
Sachs (August 2006–December 2011); and Associate, Weil,
Gotshal
& Manges, LLP (2002–2006).Secretary—Goldman Sachs Trust
(previously
Assistant Secretary (2012)); Goldman Sachs Variable Insurance
Trust
(previously Assistant Secretary (2012)); Goldman Sachs Trust II;
Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle Market Credit
LLC;
Goldman Sachs Private Middle Market Credit II LLC; Goldman
Sachs
Middle Market Lending Corp.; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
David
A. Fishman
200
West Street
New
York, NY 10282
Age:
57 |
Assistant
Secretary |
Since
2001 |
Managing
Director, Goldman Sachs (December 2001 – Present); and Vice
President,
Goldman Sachs (1997 – December 2001).Assistant
Secretary—Goldman
Sachs Trust; and Goldman Sachs Variable Insurance
Trust. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
42 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 – 2008);
Analyst,
Goldman Sachs (2004 – 2005).Assistant Secretary—Goldman
Sachs
Trust; Goldman Sachs Variable Insurance Trust; and Goldman Sachs
Trust
II. |
Name
of Trustee |
Dollar
Range of
Equity
Securities in the
Funds(1)
|
Aggregate
Dollar
Range
of Equity
Securities
in All
Funds
in Fund
Complex
Overseen By
Trustee |
Jessica
Palmer |
None |
Over
$100,000 |
Dwight
L. Bush |
None |
Over
$100,000 |
Kathryn
A. Cassidy |
None |
Over
$100,000 |
John
G. Chou(2)
|
None |
None |
Diana
M. Daniels |
None |
Over
$100,000 |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
Dowling(3)
|
None |
Over
$100,000 |
Name
of Trustee |
Dollar
Range of
Equity
Securities in the
Funds(1) |
Aggregate
Dollar
Range
of Equity
Securities
in All
Funds
in Fund
Complex
Overseen By
Trustee |
James
A. McNamara |
None |
Over
$100,000 |
Roy
W. Templin |
None |
Over
$100,000 |
Gregory
G. Weaver |
None |
Over
$100,000 |
Paul
C. Wirth(2)
|
None |
None |
Name
of
Trustee |
Balanced
Strategy
Portfolio |
Growth
and
Income
Strategy
Portfolio |
Growth
Strategy
Portfolio |
Satellite
Strategies
Portfolio |
Pension
or
Retirement
Benefits
Accrued
as
Part
of the
Trust’s
Expenses |
Total
Compensation
From
Fund Complex
(including
the Funds)* |
Jessica
Palmer(1)
|
$3,545 |
$3,644 |
$3,623 |
$3,440 |
$0 |
$511,000 |
Dwight
L. Bush |
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
Kathryn
A. Cassidy |
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
John
G. Chou(2)
|
0 |
0 |
0 |
0 |
0 |
0 |
Diana
M. Daniels |
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
Joaquin
Delgado |
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
Eileen
Dowling(3)
|
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
James
A. McNamara(4)
|
— |
— |
— |
— |
— |
— |
Roy
W. Templin |
2,366 |
2,432 |
2,418 |
2,296 |
0 |
341,000 |
Gregory
G. Weaver(5)
|
2,775 |
2,853 |
2,836 |
2,693 |
0 |
400,000 |
Paul
C. Wirth(2)
|
0 |
0 |
0 |
0 |
0 |
0 |
Fund |
Contractual
Rate |
Actual
Rate |
Balanced
Strategy |
0.15% |
0.15% |
Growth
and Income Strategy |
0.15% |
0.15% |
Growth
Strategy |
0.15% |
0.15% |
Satellite
Strategies |
0.124% |
0.124% |
Fund |
Fiscal
Year Ended
December
31, 2021 |
Fiscal
Year Ended
December
31, 2020 |
Fiscal
Year Ended
December
31, 2019 |
Balanced
Strategy |
$854,062 |
$766,020 |
$744,103 |
Growth
and Income Strategy |
1,455,331 |
1,260,516 |
1,329,128 |
Growth
Strategy |
1,317,962 |
1,018,746 |
1,185,411 |
Satellite
Strategies |
174,438 |
240,485 |
348,216 |
Name
of Portfolio Manager |
Number
of Other Accounts Managed and Total Assets by
Account
Type |
Number
of Accounts and Total Assets for Which
Advisory
Fee is Performance Based | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed | |
Balanced
Strategy
Portfolio |
|
|
|
|
|
|
|
|
|
|
|
|
Alexandra
Wilson-Elizondo |
26 |
$28,440.3
|
0 |
— |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Neill
Nuttall |
31 |
$34,127.2 |
23 |
$14,037.9 |
102 |
$146,859.5 |
0 |
— |
0 |
— |
2 |
$4,437.3 |
Siwen
Wu |
20 |
$12,683 |
5 |
$3,197.5 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Growth
and
Income
Strategy
Portfolio |
|
|
|
|
|
|
|
|
|
|
|
|
Alexandra
Wilson-Elizondo |
26 |
$28,032.2 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Neill
Nuttall |
31 |
$33,719.2 |
23 |
$14,037.9 |
102 |
$146,859.5 |
0 |
— |
0 |
— |
2 |
$4,437.3 |
Siwen
Wu |
20 |
$12,274.9 |
5 |
$3,197.5 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Growth
Strategy
Portfolio |
|
|
|
|
|
|
|
|
|
|
|
|
Alexandra
Wilson-Elizondo |
26 |
$28,093 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Neill
Nuttall |
31 |
$33,780 |
23 |
$14,037.9 |
102 |
$146,859.5 |
0 |
— |
0 |
— |
2 |
$4,437.3 |
Siwen
Wu |
20 |
$12,335.8 |
5 |
$3,197.5 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Satellite
Strategies
Portfolio |
|
|
|
|
|
|
|
|
|
|
|
|
Alexandra
Wilson-Elizondo |
26 |
$28,928.2 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Neill
Nuttall |
31 |
$34,615.2 |
23 |
$14,037.9 |
102 |
$146,859.5 |
0 |
— |
0 |
— |
2 |
$4,437.3 |
Siwen
Wu |
20 |
$13,171 |
5 |
$3,197.5 |
0 |
— |
0 |
— |
0 |
— |
0 |
— |
Fund
of Funds Portfolio |
Benchmarks |
Balanced
Strategy Portfolio |
Balanced
Strategy Composite Index |
|
(comprised
of the MSCI® ACWI
Index (40%) and the Bloomberg |
|
Barclays
Global Aggregate Bond Index (60%)) |
Growth
and Income Strategy
Portfolio |
Growth
and Income Strategy Composite Index |
|
(comprised
of the MSCI® ACWI
Index (60%) and the Bloomberg |
|
Barclays
Global Aggregate Bond Index (40%)) |
Growth
Strategy Portfolio |
Growth
Strategy Composite Index |
|
(comprised
of the MSCI®
ACWI
Index (80%) and the Bloomberg |
|
Barclays
Global Aggregate Bond Index (20%)) |
Satellite
Strategies Portfolio |
Satellite
Strategies Composite Index |
|
(comprised
of the MSCI®
EAFE®
Net
Total Return Index (30%), the |
|
Bloomberg
Barclays U.S. Aggregate Bond Index (40%), and the
S&P |
|
500®
Index
(30%)) |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially Owned by Portfolio
Manager |
Balanced
Strategy Portfolio |
|
Alexandra
Wilson-Elizondo |
None |
Neill
Nuttall |
None |
Siwen
Wu |
None |
Growth
and Income Strategy Portfolio |
|
Alexandra
Wilson-Elizondo |
None |
Neill
Nuttall |
None |
Siwen
Wu |
None |
Growth
Strategy Portfolio |
|
Alexandra
Wilson-Elizondo |
None |
Neill
Nuttall |
None |
Siwen
Wu |
None |
Satellite
Strategies Portfolio |
|
Alexandra
Wilson-Elizondo |
None |
Neill
Nuttall |
None |
Siwen
Wu |
None |
Fund |
2021 |
2020 |
2019 |
Balanced
Strategy |
$11,157 |
$7,401 |
$4,415 |
Growth
and Income Strategy |
12,766 |
17,597 |
15,577 |
Growth
Strategy |
14,180 |
17,211 |
16,229 |
Satellite
Strategies |
779 |
2,455 |
700 |
Fund |
Dealer
Reallowance as Percentage of
Offering
Price |
Balanced
Strategy |
6.31% |
Growth
and Income Strategy |
6.30% |
Growth
Strategy |
6.16% |
Satellite
Strategies |
6.33% |
Fund |
2021 |
2020 |
2019* |
Balanced
Strategy |
|
|
|
Class
A Shares |
$175,107 |
$175,426 |
$187,909 |
Class
C Shares |
11,972 |
17,087 |
21,696 |
Institutional
Shares |
151,997 |
137,253 |
127,514 |
Service
Shares |
163 |
200 |
272 |
Investor
Shares |
8,438 |
6,861 |
6,015 |
Class
R Shares |
15,951 |
16,089 |
16,097 |
Class
R6 Shares |
421 |
510 |
642 |
Class
P Shares |
15,401 |
11,581 |
12,614 |
Growth
and Income Strategy |
|
|
|
Class
A Shares |
$468,102 |
$460,976 |
$495,077 |
Class
C Shares |
17,444 |
26,045 |
41,630 |
Institutional
Shares |
154,424 |
131,360 |
144,047 |
Service
Shares |
1,076 |
1,093 |
1,180 |
Investor
Shares |
13,382 |
12,505 |
13,019 |
Class
R Shares |
8,736 |
8,103 |
8,246 |
Class
R6 Shares |
1,441 |
1,591 |
2,108 |
Class
P Shares |
74,934 |
61,591 |
59,155 |
Growth
Strategy |
|
|
|
Fund |
2021 |
2020 |
2019* |
Class
A Shares |
$586,443 |
$539,915 |
$573,800 |
Class
C Shares |
31,876 |
40,161 |
58,705 |
Institutional
Shares |
84,204 |
54,761 |
86,337 |
Service
Shares |
935 |
873 |
911 |
Investor
Shares |
14,071 |
11,343 |
12,195 |
Class
R Shares |
11,056 |
9,655 |
10,761 |
Class
R6 Shares |
2,142 |
2,603 |
2,233 |
Class
P Shares |
73,523 |
53,349 |
50,138 |
Satellite
Strategies |
|
|
|
Class
A Shares |
$73,746 |
$72,847 |
$77,614 |
Class
C Shares |
4,700 |
16,638 |
40,671 |
Institutional
Shares |
27,471 |
45,684 |
91,440 |
Service
Shares |
53 |
77 |
99 |
Investor
Shares |
25,667 |
32,197 |
40,511 |
Class
R Shares |
942 |
1,358 |
2,093 |
Class
R6 Shares |
255 |
1,158 |
14,334 |
Class
P Shares |
942 |
990 |
1,019 |
Fund |
2021 |
2020 |
2019 |
Balanced
Strategy |
$315,531 |
$359,844 |
$420,277 |
Growth
and Income Strategy |
337,220 |
394,124 |
488,546 |
Growth
Strategy |
340,289 |
438,819 |
528,944 |
Satellite
Strategies |
294,055 |
366,026 |
342,498 |
Fiscal
Year Ended
December
31, 2021 |
Total
Brokerage
Commissions
Paid
|
Total
Brokerage
Commissions
Paid to
Goldman
Sachs(1)
|
Total
Amount of
Transactions
on
which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2)
|
Total
Brokerage
Commissions
Paid
for
Research(2)
|
Balanced
Strategy |
$5,475 |
$0(0%)(3)
|
$650,965,946 |
$0 |
$0 |
Growth
and Income Strategy |
$9,156 |
$0(0%)(3)
|
$44,319,541 |
$0 |
$0 |
Growth
Strategy |
$8,639
|
$0(0%)(3)
|
$3,811,159 |
$0 |
$0 |
Satellite
Strategies |
$239
|
$0(0%)(3)
|
$205,874,308 |
$0 |
$0 |
Fiscal
Year Ended
December
31, 2020 |
Total
Brokerage
Commissions
Paid
|
Total
Brokerage
Commissions
Paid to
Goldman
Sachs(1)
|
Total
Amount of
Transactions
on
which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2)
|
Total
Brokerage
Commissions
Paid
for
Research(2)
|
Balanced
Strategy |
$7,461 |
$0(0%)(3)
|
$407,247,406 |
$0 |
$0 |
Growth
and Income Strategy |
$16,504 |
$0(0%)(3)
|
$662,677,993 |
$0 |
$0 |
Growth
Strategy |
$13,170 |
$0(0%)(3)
|
$456,545,857 |
$0 |
$0 |
Satellite
Strategies |
$567 |
$0(0%)(3)
|
$7,538,370 |
$0 |
$0 |
Fiscal
Year Ended
December
31, 2019 |
Total
Brokerage
Commissions
Paid
|
Total
Brokerage
Commissions
Paid to
Goldman
Sachs(1)
|
Total
Amount of
Transactions
on
which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2)
|
Total
Brokerage
Commissions
Paid
for
Research(2)
|
Balanced
Strategy |
$39,028 |
$0(0%)(3)
|
$98,565,228(0%)(4)
|
$0 |
$0 |
Growth
and Income Strategy |
$94,073 |
$0(0%)(3)
|
$253,662,754(0%)(4)
|
$0 |
$0 |
Growth
Strategy |
$115,609 |
$0(0%)(3)
|
$310,473,657(0%)(4)
|
$0 |
$0 |
Satellite
Strategies |
$411 |
$0(0%)(3)
|
$4,624,482(0%)(4)
|
$0 |
$0 |
Fund |
Broker/Dealer |
Amount
(000s) |
Balanced
Strategy Portfolio |
Barclays
Capital Inc.
|
$1,713.24 |
|
BofA
Securities, Inc. |
204.48 |
|
Citigroup
Global Markets Inc. |
559.11 |
|
Credit
Suisse Securities
(Europe)
Limited |
2,650.20 |
|
Morgan
Stanley & Co. LLC |
12.00 |
|
UBS
AG |
22.80 |
Growth
Strategy Portfolio |
Barclays
Capital Inc.
|
2,961.56 |
|
BofA
Securities, Inc. |
273.12 |
|
Citigroup
Global Markets Inc. |
737.88 |
|
Credit
Suisse Securities
(Europe)
Limited |
4,627.56 |
|
UBS
AG |
38.40 |
Fund |
Broker/Dealer |
Amount
(000s) |
Growth
and Income Strategy Portfolio |
Barclays
Capital Inc.
|
2,608.72 |
|
BofA
Securities, Inc. |
336.60 |
|
Citigroup
Global Markets Inc. |
687.72 |
|
Credit
Suisse Securities
(Europe)
Limited |
4,709.32 |
|
UBS
AG |
30.00 |
Fund |
Amount |
Year
of Expiration |
Satellite
Strategies |
(18,474,678) |
Perpetual
Long-Term |
|
- |
Perpetual
Short-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Underlying Fund. |
Fund |
Net
Asset
Value |
Offering
Price
To
Public |
Maximum
Sales
Charge |
Balanced
Strategy |
$12.82 |
$13.57 |
5.50% |
Growth
and Income Strategy |
16.35 |
17.30 |
5.50% |
Growth
Strategy |
19.62 |
20.76 |
5.50% |
Satellite
Strategies |
8.95 |
9.47 |
5.50% |
|
Period
Ended December 31, 2021 | ||
Fund |
Class
A Plan |
Class
C Plan |
Class
R Plan |
Balanced
Strategy |
$281,920 |
$58,417 |
$51,276
|
Growth
and Income Strategy |
753,327 |
85,064 |
28,064 |
Growth
Strategy |
942,154 |
154,633 |
35,445 |
Satellite
Strategies |
118,680 |
23,727 |
3,061 |
|
Period
Ended December 31, 2020 | ||
Fund |
Class
A Plan |
Class
C Plan |
Class
R Plan |
Balanced
Strategy |
$257,980 |
$75,382 |
$47,319 |
Growth
and Income Strategy |
677,906 |
114,906 |
23,833 |
Growth
Strategy |
793,992 |
177,182 |
28,398 |
Satellite
Strategies |
107,127 |
73,405 |
3,996 |
|
Period
Ended December 31, 2019 | ||
Fund |
Class
A Plan |
Class
C Plan |
Class
R Plan |
Balanced
Strategy |
$268,438 |
$123,876 |
$46,056 |
Growth
and Income Strategy |
707,348 |
237,116 |
23,572 |
Growth
Strategy |
820,012 |
334,629 |
30,770 |
Satellite
Strategies |
111,030 |
231,214 |
5,972 |
|
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
&
Its Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
And
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Period
Ended
December
31, 2021: |
|
|
|
|
|
|
Fund |
|
|
|
|
|
|
Balanced
Strategy |
$277,313
|
$122,842
|
$32,362
|
$1,374
|
$4,074
|
$437,964
|
Growth
and Income
Strategy |
740,886
|
221,246
|
21,364
|
907
|
2,689
|
987,093
|
Growth
Strategy |
918,192
|
263,874
|
11,521
|
489
|
1,450
|
1,195,527
|
Satellite
Strategies |
118,494
|
71,156
|
23,068
|
979
|
2,904
|
216,602
|
|
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
&
Its Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
And
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Period
Ended
December
31, 2021: |
|
|
|
|
|
|
Fund |
|
|
|
|
|
|
Balanced
Strategy |
$69,126
|
$7,384
|
$1,690
|
$72
|
$213
|
$78,485
|
Growth
and Income
Strategy |
91,150
|
8,851
|
1,019
|
43
|
128
|
101,192
|
Growth
Strategy |
170,157
|
18,319
|
1,980
|
84
|
249
|
190,789
|
Satellite
Strategies |
30,152
|
3,376
|
1,072
|
46
|
135
|
34,781
|
|
Compensation
to
Dealers1
|
Compensation
and
Expenses
of
the
Distributor
&
Its Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
And
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Period
Ended December 31,
2021: |
|
|
|
|
|
|
Fund |
|
|
|
|
|
|
Balanced
Strategy |
$51,564
|
$10,577
|
$2,921
|
$124
|
$368
|
$65,555
|
Growth
and Income
Strategy |
28,350
|
2,700
|
0
|
0
|
0
|
31,050
|
Growth
Strategy |
35,542
|
3,799
|
0
|
0
|
0
|
39,341
|
Satellite
Strategies |
3,058
|
503
|
194
|
8
|
24
|
3,787
|
Fund |
2021 |
2020 |
2019 |
Balanced
Strategy |
$1,021 |
$1,252 |
$3,398 |
Growth
and Income Strategy |
6,726 |
6,832 |
14,752 |
Growth
Strategy |
5,842 |
5,458 |
11,396 |
Satellite
Strategies |
338 |
479 |
1,236 |
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
&
Its Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
than
Current
Shareholders |
Preparation
And
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Period
Ended
December
31, 2020: |
|
|
|
|
|
|
Fund |
|
|
|
|
|
|
Balanced
Strategy |
— |
$26 |
$2 |
— |
— |
$28 |
Growth
and Income
Strategy |
— |
373 |
— |
— |
— |
373 |
Growth
Strategy |
— |
83 |
— |
— |
— |
83 |
Satellite
Strategies |
0 |
132 |
46 |
2 |
6 |
185 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, For The Benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
36.16% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account For The Exclusive
Benefit of
Customer,
2801 Market St., Saint Louis, MO 63103-2523 |
8.78% |
Class
A |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
7.82% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit Of Its Customers,
ATTN: Service
Team,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.54% |
Class
C |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716-1102 |
34.74% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account For The Exclusive
Benefit of
Customer,
2801 Market St., Saint Louis, MO 63103-2523 |
10.09% |
Class
C |
The
O N Equity Sales Company, Ascensus Trust Company, For The Benefit Of ECM
401(K)/Profit
Sharing Plan 19, P.O. Box 10758, Fargo, North Dakota
58106-0758 |
6.67% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.81% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, 707 2nd
Ave. S,
Minneapolis,
MN 55402-2405 |
5.20% |
Institutional |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, ATTN:
Mutual
Funds
Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
97.45%* |
Service |
TCA
TrustCorp America, 5301 Wisconsin Ave. NW, Fourth Floor, Washington, DC
20015-2047 |
96.24% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
47.27% |
Class
R |
Tapia
Quality Products 401(k) Plan & Defined Benefit Plan, 1291 Thurston
Ave., Los Altos, CA
94024-6865 |
38.26% |
Class |
Name/Address |
Percentage
of
Class |
Class
R |
De
Vore Packaging Inc., Benefit Pension Plan, 1010 Calle Cordillera Ste. 107,
San Clemente CA
92673-
6243 |
12.23% |
Investor |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
39.85% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
34.02% |
Investor |
Raymond
James & Associates, Omnibus For Mutual Fund, 880 Carillon Parkway, St
Petersburg,
FL
33716-1102 |
12.54% |
Investor |
UBS
WM USA, 0O0 11011 6100, Omni Account M/F, Special Custody Account for the
Exclusive
Benefit of UBSFSI, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.46% |
Class
R6 |
Devenir
LLC, Matrix Trust Company, Custodian For HSA Bank - HSG, 717 17th Street,
Suite
1300,
Denver, CO 80202-3304 |
47.16% |
Class
R6 |
Voya
Retirement Insurance and Annuity Company, Ing Fund Operations, 1 Orange
Way,
Windsor,
CT 06095-4773 |
46.04% |
Class
P |
Goldman
Sachs & Co, For the Benefit of Omnibus, c/o Mutual Fund Ops, 222 S
Main St., Salt
Lake
City, UT 84101-2199 |
99.97% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, For The Benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
35.80% |
Class
A |
Wells
Fargo Clearing Services LLC, Special Custody Account For The Exclusive
Benefit Of
Customer,
2801 Market St., Saint Louis, MO 63103-2523 |
9.52% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For The Sole Benefit Of Its Customers,
ATTN: Service
Team,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
6.03% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
5.84% |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Account For The Exclusive
Benefit Of
Customer,
2801 Market St., Saint Louis, MO 63103-2523 |
20.59% |
Class
C |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716-1102 |
5.99% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
5.86% |
Institutional |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, Mutual
Funds,
ATTN:
Mutual Funds Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
92.81%* |
Service |
TCA
TrustCorp America, 5301 Wisconsin Ave NW, 4th Floor, Washington D.C.
20015-2047
|
86.29% |
Service |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, Mutual
Funds,
ATTN:
Mutual Funds Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
9.83% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
95.71% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
31.25% |
Investor |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
30.05% |
Investor |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716- 1102 |
24.96% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, For the
Benefit of
Customer,
707 2nd Ave. S, Minneapolis, MN 55402-2405 |
11.65% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
32.32% |
Class
R6 |
Devenir
LLC, Matrix Trust Company, Custodian For HSA Bank - HSG, 717 17th Street,
Suite
1300,
Denver, CO 80202-3304 |
26.72% |
Class
R6 |
MSCS
Financial Services, Matrix Trust Co, RPS RK FBO 401K, Garvin Construction
Products,
Inc., 8 Bunker Hill Industrial Park, Charlestown, MA
02129-1621 |
18.99% |
Class
P |
Goldman
Sachs & Co, For the Benefit of Omnibus, c/o Mutual Fund Operations,
222 S Main St.,
Salt
Lake City, UT 84101-2199 |
98.53% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, For The Benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
18.52% |
Class
A |
Wells
Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account For
The
Exclusive
Benefit of Customer, 2801 Market St., Saint Louis, MO
63103-2523 |
11.10% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For The Sole Benefit Of Its Customers,
ATTN: Service
Team,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
7.27% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
7.05% |
Class
A |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, ATTN:
Mutual
Funds
Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
7.03% |
Class
A |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, For the
Benefit of
Customer,
707 2nd Ave. S, Minneapolis, MN 55402-2405 |
6.38% |
Class
C |
Wells
Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account For
The
Exclusive
Benefit Of Customer, 2801 Market St., Saint Louis, MO
63103-2523 |
17.91% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
12.16% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Pkwy., St.
Petersburg,
FL
33716-1102 |
6.15% |
Class
C |
RBC
Capital Markets LLC, Mutual Fund Omnibus Processing, ATTN: Mutual Fund
Operations,
60
S. 6th Street, Suite 700 # P08, Minneapolis, MN
55402-4413. |
5.90% |
Institutional |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, Mutual
Funds,
ATTN:
Mutual Funds Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
85.27% |
Service |
TCA
TrustCorp America, 5301 Wisconsin Ave NW, 4th floor, Washington D.C.
20015-2047 |
71.78% |
Service |
American
United Life Insurance Company, For the Benefit of Group Retirement
Account,
ATTN:
Separate Accounts, P.O. Box 368, Indianapolis, IN
46206-0368 |
10.96% |
Service |
Charles
Schwab & Co. Inc., Special Custody Account For the Benefit of
Customers,
ATTN:
Mutual Funds, 211 Main Street, San Francisco, CA
94105-1905 |
7.94% |
Service |
American
United Life Insurance Company, For the Benefit of Unit Investment Trust,
ATTN:
Separate Accounts, P.O. Box 368, Indianapolis, IN
46206-0368 |
7.04% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
84.20% |
Class
R |
Prudential
Pims/Retirement, As Nominee for the Trustee and/or Custodian, Cherokee
Health
Systems,
1102 15th St. SW Suite 102, Auburn, WA 98001-6524 |
5.40% |
Investor |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716- 1102 |
46.74% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, For the
Benefit of
Customer,
707 2nd Ave. S, Minneapolis, MN 55402-2405 |
30.24% |
Class |
Name/Address |
Percentage
of
Class |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
12.10% |
Investor |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
8.01% |
Class
R6 |
Voya
Financial Partners LLC, Voya Institutional Trust Company, 1 Orange Way,
Windsor, CT
06095-4773 |
27.48% |
Class
R6 |
ADP/Broker
Dealer Inc., State Street Bank and Trust as Trustee and/or Custodian For
the Benefit
of
ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
19.11% |
Class
R6 |
Voya
Financial Partners LLC, Voya Retirement Insurance and Annuity Company, Ing
Fund
Operations
TN 41, 1 Orange Way, Windsor, CT 06095- 4773 |
15.19% |
Class
R6 |
Devenir
LLC, Matrix Trust Company, Custodian For HSA Bank - HSG, 717 17th Street,
Suite
1300,
Denver, CO 80202-3304 |
7.05% |
Class
R6 |
Mid
Atlantic Clearing & Settlement, Mid Atlantic Trust Company, Eye Guys,
LLP –
401(k)
Profit Sharing, 1251 Waterfront Place, Suite 525, Pittsburgh, PA
15222-4228 |
5.24% |
Class
P |
Goldman
Sachs & Co, For the Benefit of Omnibus, c/o Mutual Fund Operations,
222 S Main St.,
Salt
Lake City, UT 84101-2199 |
99.63%* |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
22.23% |
Class
A |
Edward
D Jones & Co, For The Benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710 |
15.75% |
Class
A |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716-1102 |
12.92% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For The Sole Benefit Of Its Customers,
ATTN: Service
Team,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
11.03% |
Class
A |
Wells
Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account For
The
Exclusive
Benefit Of Customer, 2801 Market St., Saint Louis, MO
63103-2523 |
8.20% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.09% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
25.72% |
Class
C |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716-1102 |
20.01% |
Class
C |
Wells
Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account For
The
Exclusive
Benefit of Customer, 2801 Market St., Saint Louis, MO
63103-2523 |
9.47% |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, For the
Benefit of
Customer,
707 2nd Ave. S, Minneapolis, MN 55402-2405 |
9.18% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, For The Sole Benefit Of Its Customers,
ATTN: Service
Team,
Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
7.55% |
Class
C |
Charles
Schwab & Co Inc., Special Custody Account for the Benefit of
Customers,
ATTN:
Mutual Funds, 211 Main St, San Francisco, CA
94105-1905 |
5.46% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.26% |
Institutional |
Charles
Schwab & Co Inc., Special Custody Account for the Benefit of
Customers,
ATTN:
Mutual Funds, 211 Main St, San Francisco, CA
94105-1905 |
29.39% |
Institutional |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, Mutual
Funds,
ATTN:
Mutual Funds Dept. 4th Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
26.98% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
Wells
Fargo Clearing Services LLC, A/C 1699-0135, Special Custody Account for
the Exclusive
Benefit
of Customer, 2801 Market St., Saint Louis, MO
63103-2523 |
8.83% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit Of Its Customer, 1 New
York
Plaza
Floor 12, New York NY 10004-1901 |
6.63% |
Class
R |
National
Financial Services LLC, For the Exclusive Benefit of Its Customers, ATTN:
Mutual
Funds
Dept. 4th
Fl., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
56.73% |
Class
R |
Hartford
Life Insurance Company, Separate Account, 1 Griffin Rd N, Windsor, CT
06095-1512 |
32.48% |
Class
R |
Mass
Mutual Life Insurance Company, 1295 State St., Springfield, MA
01111-0001 |
5.93% |
Investor |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway, St
Petersburg,
FL
33716- 1102 |
52.02% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, ATTN: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
30.85% |
Investor |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, For the
Benefit of
Account,
707 2nd Ave. S, Minneapolis, MN 55402-2405 |
13.25% |
Service |
MSCS
Financial Services LLC, Bankplus Wealth Management Group 1, 1200 Eastover
Dr. Ste.
300,
Jackson, MS 39211-6325 |
41.45% |
Service |
Pershing
LLC, P.O. Box 2052, Jersey City, NJ 07303-2052
|
40.24% |
Service |
American
United Life Insurance Company, For the Benefit of Group Retirement
Account,
ATTN:
Separate Accounts, P.O. Box 368, Indianapolis, IN
46206-0358 |
14.81% |
Class
R6 |
Charles
Schwab & Co Inc., Special Custody Account for the Benefit of
Customers,
ATTN:
Mutual Funds, 211 Main St, San Francisco, CA
94105-1905 |
61.95% |
Class
R6 |
Edward
D Jones & Co, For The Benefit of Customers, 12555 Manchester Rd.,
Saint Louis, MO
63131-3710
|
25.82% |
Class
P |
Goldman
Sachs & Co, For the Benefit of Omnibus, c/o Mutual Fund Operations,
222 S Main St.,
Salt
Lake City, UT 84101-2199 |
99.25% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
29-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
48-B | |
49-B | |
53-B | |
53-B | |
54-B | |
55-B |