MOA
EQUITY INDEX FUND (MAAKX) |
MOA
CLEAR PASSAGE 2020 FUND (MURGX) |
MOA
ALL AMERICA FUND (MAVKX) |
MOA
CLEAR PASSAGE 2025 FUND (MURHX) |
MOA
SMALL CAP VALUE FUND (MAGKX) |
MOA
CLEAR PASSAGE 2030 FUND (MURIX) |
MOA
SMALL CAP GROWTH FUND (MASOX) |
MOA
CLEAR PASSAGE 2035 FUND (MURJX) |
MOA
SMALL CAP EQUITY INDEX FUND (MAMVX) |
MOA
CLEAR PASSAGE 2040 FUND (MURLX) |
MOA
MID CAP VALUE FUND (MAMEX) |
MOA
CLEAR PASSAGE 2045 FUND (MURMX) |
MOA
MID CAP EQUITY INDEX FUND (MACHX) |
MOA
CLEAR PASSAGE 2050 FUND (MURNX) |
MOA
INTERNATIONAL FUND (MACCX) |
MOA
CLEAR PASSAGE 2055 FUND (MUROX) |
MOA
CATHOLIC VALUES INDEX FUND (MAAXX) |
MOA
CLEAR PASSAGE 2060 FUND (MURPX) |
MOA
US GOVERNMENT MONEY MARKET FUND
(MAMBX) |
MOA
CLEAR PASSAGE 2065 FUND (MURQX) |
MOA
INTERMEDIATE BOND FUND (MABDX) |
MOA
BALANCED FUND (MAIFX) |
MOA
CORE BOND FUND (MARMX) |
MOA
CONSERVATIVE ALLOCATION FUND (MACAX) |
MOA
RETIREMENT INCOME FUND (MURFX) |
MOA
MODERATE ALLOCATION FUND (MAMOX) |
MOA
CLEAR PASSAGE 2015 FUND (MURFX) |
MOA
AGGRESSIVE ALLOCATION FUND
(MAANX) |
Name
and Age |
Position
Held
With
Fund |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by Director |
Carolyn
N. Dolan,
age
77 |
Director |
since
April
2011 |
Executive
Vice
President,
Head of
Direct
Client
Investments,
Fiera
Capital
Inc.; prior
thereto
Founding
Principal
and
Portfolio
Manager,
Samson
Capital
Advisors
LLC |
28 |
Director,
Market
Street
Trust
Company;
Trustee
Fellow,
Fordham
University |
Stanley
E. Grayson,
age
73 |
Director |
since
November
2017 |
Vice
Chairman and
Chief
Operating
Officer,
M.R. Beal &
Company
(Retired
2014) |
28 |
Director,
TD Bank,
N.A.;
Director,
YMCA
of Greater
New
York; Trustee,
College
of the
Holy
Cross;
Director,
Mother
Cabrini
Health
Foundation |
LaSalle
D. Leffall, III,
age
61 |
Director |
since
April
2011 |
President
and
Founder
of LDL
Financial,
LLC |
28 |
Board
member,
Saul
Centers, Inc.;
Advisory
Board
member,
Cabot
Properties |
John
W. Sibal,
age
71 |
Director |
since
April
2011 |
President
& Chief
Executive
Officer,
Eustis
Commercial
Mortgage
Corporation |
28 |
Director,
Eustis
Commercial
Mortgage
Corporation;
Former
Chairman,
New
Orleans
Recreation
Development
Foundation |
Name
and Age |
Position
Held
With
Fund |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by Director |
Margaret
M. Smyth,
age
60 |
Director |
since
February
2007 |
Partner,
Queensland
Investment
Corporation
(QIC);
prior
thereto U.S.
Chief
Financial
Officer,
National
Grid
until 2021;
prior
thereto Vice
President
of
Finance,
Con
Edison;
prior thereto
Vice
President,
Chief
Financial
Officer,
Hamilton
Sundstrand,
a
United
Technologies
Company |
28 |
Director,
Lilium
N.V.;
Director,
Remitly,
Inc.;
Director,
Frontier
Communications;
Director,
Etsy, Inc.;
Director,
CenTrio;
Director,
Renewa;
Board
of Trustees,
Concern
Worldwide,
USA;
Executive
Committee,
Fordham
University
President's
Council |
William
E. Whiston,
age
70 |
Director |
since
February
2011 |
Chief
Financial
Officer,
the
Archdiocese
of
New
York; Adjunct
Professor
in
Finance,
Fordham
University
Graduate
School
of Business;
prior
thereto
Executive
Vice
President
and
member,
United
States
Management
Board
at Allied Irish
Bank |
28 |
Director,
Webster
Financial
Services
Corporation;
Trustee
and
Treasurer,
Trustees
of St.
Patrick’s
Cathedral
in
New York City;
Trustee,
St.
Joseph’s
Seminary |
Name,
Age and
Address(1) |
Position
Held
With
Fund |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
|
Directorships
Held
by Officer
(During
Past Five
Years) |
Jason
A. D'Angelo,
age
51 |
Chief
Legal
Officer |
since
July
2022 |
Executive
Vice
President
and
General
Counsel
since
July 2022;
prior
thereto
Executive
Vice
President
and
Deputy
General
Counsel
since
February
2022;
prior
thereto
Partner,
Herrick
Feinstein
LLP |
28 |
None |
Name,
Age and
Address(1) |
Position
Held
With
Fund |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
|
Directorships
Held
by Officer
(During
Past Five
Years) |
Christian
Hootman,
age
42 |
Assistant
Treasurer |
Effective
August
2024 |
Vice
President,
Investment
Products,
Mutual of
America
Capital
Management
LLC
as
of March 2024;
prior
thereto North
American
Fund
Services
Implementation
Group
Manager and
Senior
Vice
President
at Citi
Fund
Services |
28 |
None |
Aferdita
Gutierrez,
age
38 |
Treasurer,
Chief
Financial
Officer
and
Principal
Financial
Officer |
since
July
2022 |
Executive
Vice
President,
Deputy
Treasurer,
Mutual of
America
since
2021;
prior thereto
Senior
Vice
President |
28 |
None |
Amy
Latkin,
age
46 |
Secretary |
since
May
2022 |
Secretary,
MoA
Funds
and Mutual
of
America Capital
Management
LLC
since
May 2022;
Vice
President,
Associate
General
Counsel,
Mutual of
America |
28 |
None |
Kyle
Medlin,
age
40 |
Chief
Compliance
Officer |
since
April
2023 |
Senior
Vice
President
and Chief
Compliance
Officer,
Mutual
of America
since
April 2023;
prior
thereto Vice
President,
Compliance,
Mutual
of
America |
28 |
None |
Name,
Age and
Address(1) |
Position
Held
With
Fund |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
|
Directorships
Held
by Officer
(During
Past Five
Years) |
Michelle
A. Rozich,
age
50 |
Chief
Risk
Officer |
since
March
2018 |
Executive
Vice
President,
Enterprise
Risk
Management
and
Internal
Auditor as
of
November 2020;
prior
thereto Senior
Vice
President and
Internal
Auditor,
Mutual
of America
as
of March 2018;
Senior
Vice
President
and
Internal
Auditor
MoA
Funds and
Senior
Vice
President
and
Internal
Auditor,
Mutual
of America
Institutional
Funds,
Inc.
until July 2020;
formerly
Audit
Senior
Manager,
KPMG
LLP |
28 |
None |
R.
Jeffrey Young,
age
59 |
President |
Since
June
2023 |
Executive
Vice
President,
Mutual of
America
Capital
Management
LLC
as
of May 2022;
prior
thereto Senior
Director,
FIS
Transfer
Agency |
28 |
Former
Independent
Trustee,
Zell
Capital |
Fund |
Dollar
Range of Equity Securities in the Funds | |||||
Carolyn
N.
Dolan
|
Stanley
E.
Grayson |
LaSalle
D.
Leffall |
John
W.
Sibal |
Margaret
M.
Smyth |
William
E.
Whiston | |
MoA
Equity Index |
None |
None |
None |
None |
None |
None |
MoA
All America |
None |
None |
None |
None |
None |
None |
MoA
Small Cap Value |
None |
None |
None |
None |
None |
None |
MoA
Small Cap Growth |
None |
None |
None |
None |
None |
None |
MoA
Small Cap Equity Index |
None |
None |
None |
None |
None |
None |
MoA
Mid Cap Value |
None |
None |
None |
None |
None |
None |
MoA
Mid Cap Equity Index |
None |
None |
None |
None |
None |
None |
MoA
Balanced |
None |
None |
None |
None |
None |
None |
MoA
International |
None |
None |
None |
None |
None |
None |
Fund |
Dollar
Range of Equity Securities in the Funds | |||||
Carolyn
N.
Dolan
|
Stanley
E.
Grayson |
LaSalle
D.
Leffall |
John
W.
Sibal |
Margaret
M.
Smyth |
William
E.
Whiston | |
MoA
US Government Money Market |
None |
None |
None |
None |
None |
None |
MoA
Catholic Values IndexTM |
None |
None |
None |
None |
None |
[Over
$100,000] |
MoA
Intermediate Bond |
None |
None |
None |
None |
None |
None |
|
|
|
|
|
|
|
MoA
Core BondTM |
None |
None |
None |
None |
None |
None |
MoA
Retirement Income |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2015TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2020TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2025TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2030TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2035TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2040TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2045TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2050TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2055TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2060TM |
None |
None |
None |
None |
None |
None |
MoA
Clear Passage 2065TM |
None |
None |
None |
None |
None |
None |
MoA
Conservative Allocation |
None |
None |
None |
None |
None |
None |
MoA
Moderate Allocation |
None |
None |
None |
None |
None |
None |
MoA
Aggressive Allocation |
None |
None |
None |
None |
None |
None |
Dollar
Range of Equity Securities in
the
Funds: |
None |
None |
None |
None |
None |
[Over
$100,000] |
Fund
Name |
Owner
Name |
City,
State |
Owned
of
Record
% |
MoA
Equity Index |
Mutual
of America Separate Account No. 1 |
New
York, New York |
7.00% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
19.53% |
|
Mutual
of America Clear Passage 2025 Fund |
New
York, New York |
6.35% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
8.79% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
10.02% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
9.53% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
9.97% |
|
Mutual
of America Clear Passage 2050 Fund |
New
York, New York |
7.80% |
MoA
All America |
Mutual
of America Separate Account No. 1 |
New
York, New York |
13.47% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
78.78% |
MoA
Small Cap Value |
Mutual
of America Separate Account No. 1 |
New
York, New York |
13.16% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
36.24% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
5.67% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
6.12% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
6.22% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
5.52% |
MoA
Small Cap Growth |
Mutual
of America Separate Account No. 1 |
New
York, New York |
15.45% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
50.15% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
5.85% |
MoA
Small Cap Equity
Index |
Mutual
of America Separate Account No. 1 |
New
York, New York |
6.53% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
16.73% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
8.08% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
10.32% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
10.99% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
11.52% |
|
Mutual
of America Clear Passage 2050 Fund |
New
York, New York |
10.25% |
|
Mutual
of America Clear Passage 2055 Fund |
New
York, New York |
6.36% |
MoA
Mid Cap Value |
Mutual
of America Separate Account No. 1 |
New
York, New York |
18.78% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
35.06% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
7.26% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
6.22% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
5.21% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
5.45% |
|
Mutual
of America Clear Passage 2050 Fund |
New
York, New York |
8.48% |
MoA
Mid Cap Equity Index |
Mutual
of America Separate Account No. 1 |
New
York, New York |
9.86% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
28.05% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
5.56% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
7.16% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
6.81% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
7.78% |
|
Mutual
of America Clear Passage 2050 Fund |
New
York, New York |
6.54% |
MoA
Balanced |
Mutual
of America Separate Account No. 1 |
New
York, New York |
11.97% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
86.29% |
MoA
International |
Mutual
of America Clear Passage 2025 Fund |
New
York, New York |
7.58% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
10.89% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
12.97% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
13.17% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
14.71% |
|
Mutual
of America Clear Passage 2050 Fund |
New
York, New York |
11.75% |
Fund
Name |
Owner
Name |
City,
State |
Owned
of
Record
% |
|
Mutual
of America Clear Passage 2055 Fund |
New
York, New York |
6.77% |
MoA
Catholic Values
IndexTM |
Mutual
of America Life Insurance Company |
New
York, New York
|
75.59% |
|
Archdiocese
of Kansas City |
Kansas
City, Kansas |
19.06% |
MoA
US Government
Money
Market |
Mutual
of America Separate Account No. 1 |
New
York, New York |
21.27% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
17.59% |
|
Mutual
of America Clear Passage 2025 Fund |
New
York, New York |
7.90% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
9.61% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
8.81% |
|
Mutual
of America Clear Passage 2045 Fund |
New
York, New York |
5.47% |
MoA
Intermediate |
Mutual
of America Separate Account No. 1 |
New
York, New York |
5.03% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
8.35% |
|
Mutual
of America Conservative Allocation Fund |
New
York, New York |
5.86% |
|
Mutual
of America Moderate Allocation Fund |
New
York, New York |
6.42% |
|
Mutual
of America Retirement Income Fund |
New
York, New York |
6.82% |
|
Mutual
of America Clear Passage 2020 Fund |
New
York, New York |
11.15% |
|
Mutual
of America Clear Passage 2025 Fund |
New
York, New York |
18.27% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
16.54% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
7.90% |
MoA
Core BondTM |
Mutual
of America Separate Account No. 2 |
New
York, New York |
7.42% |
|
Mutual
of America Clear Passage 2020 Fund |
New
York, New York |
7.97% |
|
Mutual
of America Clear Passage 2025 Fund |
New
York, New York |
17.50% |
|
Mutual
of America Clear Passage 2030 Fund |
New
York, New York |
16.65% |
|
Mutual
of America Clear Passage 2035 Fund |
New
York, New York |
11.54% |
|
Mutual
of America Clear Passage 2040 Fund |
New
York, New York |
7.09% |
MoA
Retirement Income |
Mutual
of America Separate Account No. 1 |
New
York, New York |
29.49% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
47.86% |
MoA
Clear Passage
2015TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
21.10% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
69.64% |
MoA
Clear Passage
2020TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
28.24% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
60.19% |
MoA
Clear Passage
2025TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
28.74% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
56.33% |
MoA
Clear Passage
2030TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
29.21% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
55.26% |
|
|
||
MoA
Clear Passage
2035TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
29.56% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
53.30% |
MoA
Clear Passage
2040TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
30.13% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
55.21% |
MoA
Clear Passage
2045TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
28.72% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
56.78% |
MoA
Clear Passage
2050TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
29.57% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
56.21% |
Fund
Name |
Owner
Name |
City,
State |
Owned
of
Record
% |
MoA
Clear Passage
2055TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
30.23% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
54.76% |
MoA
Clear Passage
2060TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
30.03% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
53.66% |
MoA
Clear Passage
2065TM |
Mutual
of America Separate Account No. 1 |
New
York, New York |
29.66% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
52.63% |
MoA
Conservative
Allocation |
Mutual
of America Separate Account No. 1 |
New
York, New York |
30.06% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
68.33% |
MoA
Moderate Allocation |
Mutual
of America Separate Account No. 1 |
New
York, New York |
23.83% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
74.20% |
MoA
Aggressive Allocation |
Mutual
of America Separate Account No. 1 |
New
York, New York |
23.61% |
|
Mutual
of America Separate Account No. 2 |
New
York, New York |
75.12% |
Name
of Director |
Aggregate
Compensation
from
Investment
Company(1) |
Pension
or
Retirement
Benefits
Accrued
as Part of
Fund
Expenses |
Estimated
Benefits
Upon
Retirement |
Total
Compensation from
Investment
Company and
Other
Investment
Companies
in Complex(2) |
Carolyn
N. Dolan |
$127,400 |
None |
None |
$130,000 |
Stanley
E. Grayson |
$127,400 |
None |
None |
$130,000 |
LaSalle
D. Leffall, III |
$127,400 |
None |
None |
$130,000 |
John
W. Sibal |
$135,975 |
None |
None |
$138,750 |
Margaret
M. Smyth |
$119,560 |
None |
None |
$122,000 |
William
E. Whiston |
$127,400 |
None |
None |
$130,000 |
Fund |
2023 |
2022 |
2021 |
MoA Equity
Index Fund |
$3,595,915 |
$3,322,091 |
$3,292,400 |
MoA All
America Fund |
$1,152,322 |
$1,245,574 |
$1,413,859 |
MoA Small Cap
Value Fund |
$2,928,843 |
$3,759,493 |
$4,092,184 |
MoA Small Cap
Growth Fund |
$3,152,220 |
$3,773,096 |
$5,160,123 |
MoA Small Cap
Equity Index Fund |
$136,643 |
$114,206 |
$102,234 |
MoA Mid Cap
Value Fund |
$648,244 |
$688,700 |
$626,699 |
MoA Mid Cap
Equity Index Fund |
$1,145,670 |
$1,303,342 |
$1,500,838 |
MoA Balanced
Fund |
$726,464 |
$773,399 |
$826,220 |
Fund |
2023 |
2022 |
2021 |
MoA
International Fund |
$991,782 |
$852,735 |
$829,997 |
MoA Catholic
Values Index Fund |
$7,545 |
$6,434 |
$5,811 |
MoA US
Government Money Market Fund |
$670,008 |
$340,706 |
$222,276 |
MoA
Intermediate Bond Fund |
$3,555,754 |
$3,541,315 |
$3,266,362 |
MoA Core Bond
Fund |
$7,341,824 |
$7,227,364 |
$7,720,703 |
MoA Retirement
Income Fund |
$101,865 |
$103,921 |
$101,593 |
MoA Clear
Passage 2015 Fund |
$54,983 |
$61,893 |
$70,374 |
MoA Clear
Passage 2020 Fund |
$244,319 |
$269,304 |
$305,161 |
MoA Clear
Passage 2025 Fund |
$540,358 |
$541,634 |
$555,358 |
MoA Clear
Passage 2030 Fund |
$599,661 |
$562,626 |
$554,326 |
MoA Clear
Passage 2035 Fund |
$556,957 |
$504,891 |
$486,977 |
MoA Clear
Passage 2040 Fund |
$465,231 |
$419,149 |
$411,679 |
MoA Clear
Passage 2045 Fund |
$479,344 |
$434,269 |
$425,120 |
MoA Clear
Passage 2050 Fund |
$368,610 |
$327,087 |
$316,147 |
MoA Clear
Passage 2055 Fund |
$193,838 |
$157,978 |
$138,092 |
MoA Clear
Passage 2060 Fund |
$94,912 |
$67,488 |
$49,940 |
MoA Clear
Passage 2065 Fund |
$24,742 |
$11,810 |
$4,849 |
Total
Fees |
$29,778,054 |
$30,410,505 |
$32,479,322 |
Name |
Title |
Portfolios
Managed/Overseen |
Incentive
Compensation
Benchmark |
Duygu
Akyatan |
Senior
Vice
President,
Head
of
Equity
Research |
Small
cap growth (MoA All America
Fund)
MoA
Small Cap Growth Fund |
Russell
2000®
Growth
Russell
2000®
Growth |
Joseph
R.
Gaffoglio |
President
and
Chief
Executive
Officer |
Large
Cap (MoA All America Fund)
Large
Cap Core (MoA Balanced
Fund)
MoA
Clear Passage Funds
MoA
Allocation Funds |
Russell
3000®
S&P
500®
S&P
500®
Bloomberg
U.S.
Aggregate
Bond |
Eric
Lockenvitz |
Vice
President,
Quantitative
Research |
MoA
International Fund |
MSCI
EAFE |
Christopher
Malfant |
Executive
Vice
President,
Head
of
Fixed Income |
MoA
Core Bond FundTM
Fixed
Income (MoA Balanced Fund)
MoA
Intermediate Bond Fund |
Bloomberg
U.S.
Aggregate
Bond
Bloomberg
U.S.
Aggregate
Bond
Bloomberg
Intermediate
U.S.
Government/Credit
Bond |
Thad
Pollock |
Executive
Vice
President,
Head
of
Value Equity |
Small
Cap Value (MoA All America
Fund)
MoA
Small Cap Value Fund
Mid
Cap Value (MoA All America
Fund)
MoA
Mid Cap Value Fund |
Russell
2000®
Value
Russell
2000®
Value
Russell
Midcap®
Value
Russell
Midcap®
Value |
Stephen
J. Rich |
Chairman |
Small
Cap Value (MoA All America
Fund)
MoA
Small Cap Value Fund
Mid
Cap Value (MoA All America
Fund)
MoA
Mid Cap Value Fund |
Russell
2000®
Value
Russell
2000®
Value
Russell
Midcap®
Value
Russell
Midcap®
Value |
Name |
Title |
Portfolios
Managed/Overseen |
Incentive
Compensation
Benchmark |
Jacqueline
Sabella |
Senior
Vice
President,
Fixed
Income |
MoA
Core Bond FundTM
Fixed
Income (MoA Balanced Fund)
MoA
Intermediate Bond Fund |
Bloomberg
U.S.
Aggregate Bond
Bloomberg
U.S.
Aggregate Bond
Bloomberg
Intermediate
U.S.
Government/Credit
Bond |
Ron
Viener |
Vice
President,
Head
of Trading |
MoA
Equity Index Fund
MoA
Small Cap Equity Index Fund
MoA
Mid-Cap Equity Index Fund
Equity
Index (MoA All America
Fund)
MoA
Catholic Values Index FundTM
|
S&P
500®
S&P
600®
S&P
400®
Russell
3000®
S&P
500®
Catholic
Values
Index |
Erik
Wennerstrum |
Vice
President,
Quantitative
Research |
MoA
Equity Index Fund
MoA
Small Cap Equity Index Fund
MoA
Mid-Cap Equity Index Fund
Equity
Index (MoA All America
Fund)
MoA
Catholic Values Index Fund |
S&P
500®
S&P
600®
S&P
400®
Russell
3000®
S&P
500®
Catholic
Values
Index |
Jamie
A. Zendel |
Executive
Vice
President,
Head
of
Quantitative
Strategies |
MoA
Equity Index Fund
MoA
Small Cap Equity Index Fund
MoA
Mid-Cap Equity Index Fund
Equity
Index (MoA All America
Fund)
MoA
Catholic Values Index FundTM
MoA
International Fund
Large
Cap Core (MoA Balanced
Fund)
MoA
Clear Passage Funds
MoA
Allocation Funds |
S&P
500®
S&P
600®
S&P
400®
Russell
3000®
S&P
500®
Catholic
Values
Index
MSCI
EAFE
S&P
500®
S&P
500®
Bloomberg
U.S.
Aggregate
Bond |
Portfolio
Manager |
Registered
Investment
Companies
[Assets
as
of 12/31/23] |
Other
Pooled
Investment
Vehicles
[Assets
as
of
12/31/23] |
Other
Accounts
[Assets
as of
12/31/23] |
Ownership
of
Securities |
Joseph
R. Gaffoglio |
16
Funds [$9,171.0
million] |
0 |
0 |
MoA
Balanced Fund
[Over
$100,000]
MoA
Equity Index
[$10,001
- $50,000]
MoA
Mid Cap Equity
Index
[$50,001 -
$100,000]
MoA
Small Cap
Value
Fund [$10,001
-
$50,000]
MoA
Intermediate
Bond
Fund [$10,001
-
$50,000]
MoA
International
Fund
[$10,001 -
$50,000]
MoA
US Government
Money
Market Fund
[Over
$100,000]MoA
Clear
Passage 2035
Fund
[Over
$100,000] |
Eric
Lockenvitz |
1
Fund [$1,458.8
million] |
0 |
|
MoA
Equity Index
[$10,001
- $50,000]
MoA
Small Cap
Value
Fund [$0 -
$10,000]
MoA
Small Cap
Growth
Fund [$0 -
$10,000]
MoA
International
Fund
[$0 - $10,000] |
Portfolio
Manager |
Registered
Investment
Companies
[Assets
as
of 12/31/23] |
Other
Pooled
Investment
Vehicles
[Assets
as
of
12/31/23] |
Other
Accounts
[Assets
as of
12/31/23] |
Ownership
of
Securities |
Christopher
Malfant |
3
Funds [$3,073.5
million] |
0 |
7
other accounts:
[$7,041.0
million] |
MoA
Clear Passage
2040
Fund
[$50,001 - $100,000] |
Thad
Pollock |
4
Funds [616.6 milliion] |
0 |
3
other accounts
[$27.3
million] |
MoA
Clear Passage
[$10,001
- $50,000] |
Stephen
Rich |
4
Funds [$616.6 million] |
0 |
3
other accounts:
[$27.3
million] |
MoA
Small Cap
Value
Fund
[over
$100,000]
MoA
Mid Cap Value
Fund
[over $100,000] |
Jacqueline
Sabella |
3
Funds [$3,073.5
million] |
0 |
7
other accounts:
[$7,041.0
million] |
MoA
Intermediate
Bond
Fund [Over
$100,000] |
Ron
Viener |
5
Funds [$7,086.7
million] |
0 |
4
other accounts:
[$128.2
million] |
MoA
All America
Fund
[$10,001 -
$50,000]
MoA
Equity Index
Fund
[$10,001 -
$50,000]
MoA
Mid Cap Value
Fund
[$10,001 -
$50,000]
MoA
Small Cap
Growth
Fund
[$10,001
- $50,000]
MoA
Small Cap
Value
Fund [$10,001
-
$50,000] |
Erik
Wennerstrum |
5
Funds [$7,086.7
million] |
0 |
4
other accounts
[$128.2
million] |
MoA
Equity Index
Fund
[$10,001 - $50,000]
MoA
Mid-Cap Equity
Index
Fund
[$10,001 - $50,000]
MoA
Small Cap
Equity
Index Fund
[$1,001-$10,000]
MoA
Mid Cap Value
Fund
[$1,001-$10,000]
MoA
Small Cap
Growth
Fund
[$1,001-$10,000]
MoA
Small Cap
Value
Fund
[$1,001-$10,000] |
Portfolio
Manager |
Registered
Investment
Companies
[Assets
as
of 12/31/23] |
Other
Pooled
Investment
Vehicles
[Assets
as
of
12/31/23] |
Other
Accounts
[Assets
as of
12/31/23] |
Ownership
of
Securities |
Jamie
A. Zendel |
6
Funds [$8,545.5
million] |
0 |
4
other accounts
[$128.2
million] |
MoA
Equity Index
[over $100,000]
MoA
Mid Cap Equity
Index
Fund
[$50,001 - $100,000]
MoA
Small Cap
Growth
Fund
[$10,001-50,000]
MoA
Small Cap
Value
Fund
[$50,001-$100,000] |
Duygu
Akyatan — Senior Vice President | |
●Length
of Service: |
19
years at Adviser, 29 years of investment
experience |
●Role: |
Director
of Equity Research with a focus on the healthcare industry and a Portfolio
Manager
of the MoA Small Cap Growth Fund and small cap growth segment of the
MoA
All America Fund. |
●Education: |
Undergraduate,
Bryn Mawr College |
Joseph
R. Gaffoglio — President and Chief Executive
Officer | |
●Length
of Service: |
19
years at Adviser, 28 years in the investment management
field |
●Role: |
Focus
on quantitative research and risk management, and responsible for
rebalancing
and reallocation of the investments of the MoA Clear Passage Funds
and
Allocation Funds, and for managing large cap portfolios for MoA Balanced
Fund |
●Education: |
Undergraduate,
Fordham University; MBA New York University; CFA;
CPA |
Eric
Lockenvitz — Vice President, Quantitative
Research | |
●Length
of Service: |
First
year at Adviser; 11 years investment experience |
●Role: |
Quantitative
research and risk management and a Portfolio Manager of the MoA
International
Fund. |
●Education: |
Undergraduate,
Lafayette College; CFA |
Christopher
Malfant — Executive Vice President and Head of Fixed
Income | |
●Length
of Service: |
2
years at Adviser; 19 years investment experience |
●Role: |
Sets
fixed income strategy and manages the MoA Core Bond Fund, MoA
Intermediate
Bond Fund and the fixed income portion of the MoA Balanced
Fund. |
●Education: |
Undergraduate,
Duke University; MBA, University of Chicago Booth School of
Business |
Thad
Pollack — Executive Vice President and Head of Value
Equity | |
●Length
of Service: |
First
year at Adviser, 24 years investment experience |
●Role: |
Portfolio
Manager for the MoA Small Cap Value Fund, MoA Small Cap Growth Fund,
MoA
Mid Cap Value Fund and the small cap and mid-cap value segments and small
cap
growth and mid-cap core segments of the MoA All America
Fund |
●Education: |
Undergraduate,
Yale University; CFA |
Stephen
J. Rich — Chairman | |
●Length
of Service: |
20
years at Adviser; 32 years investment experience |
●Role: |
Portfolio
Manager for the MoA Small Cap Value Fund, MoA Mid Cap Value Fund and
the
small cap and mid-cap value segments of the MoA All America
Fund |
●Education: |
Undergraduate,
Princeton University; MBA, New York University |
Jacqueline
Sabella — Senior Vice President and Portfolio
Manager | |
●Length
of Service |
24
years at Adviser, 26 years investment experience |
●Role |
Manager
of mortgage-backed securities portfolio of fixed income funds for the MoA
Funds |
●Education |
Undergraduate,
Marymount Manhattan College |
Ron
Viener — Vice President, Head of Trading and Middle
Office | |
●Length
of Service: |
4
years at Adviser; 23 years investment experience |
●Role: |
Equity
trading and Portfolio Manager for the MoA Funds index
funds |
●Education: |
Undergraduate,
SUNY Albany; MBA New York University |
Erik
Wennerstrum — Vice President and Portfolio
Manager | |
●Length
of Service: |
3
years at Adviser; 9 years investment experience |
●Role: |
Works
with the Adviser’s quantitative research group and serves as a portfolio
manager
of the MoA Funds equity index Funds |
●Education: |
Undergraduate,
James Madison University; CPA |
Jamie
A. Zendel — Executive Vice President, Quantitative Research, Equity
Indexes, Trading and
Administration | |
●Length
of Service: |
17
years at Adviser, 26 years investment experience |
●Role: |
Portfolio
manager for the MoA Funds equity index funds, MoA International Fund,
large
cap portfolio for the MoA All America Fund, and MoA Clear Passage and MoA
Allocation
funds |
●Education: |
Undergraduate,
University of Wisconsin — Madison;
FRM |
Aaa |
— |
Bonds
which are rated Aaa are judged to be of the best quality. They carry the
smallest degree of
investment
risk and are generally referred to as “gilt-edge”. Interest payments are
protected by a
large
or by an exceptionally stable margin and principal is secure. While the
various protective
elements
are likely to change, such changes as can be visualized are most unlikely
to impair the
fundamentally
strong position of such
issues. |
Aa |
— |
Bonds
which are rated Aa are judged to be of high quality by all standards.
Together with the Aaa
group
they comprise what are generally known as high-grade bonds. They are rated
lower than the
best
bonds because margins of protection may not be as large as in Aaa
securities or fluctuation of
protective
elements may be of greater amplitude or there may be other elements
present which
make
the long-term risks appear somewhat larger than in Aaa
securities. |
A |
— |
Bonds
which are rated A possess many favorable investment attributes and are to
be considered as
upper
medium grade obligations. Factors giving security to principal and
interest are considered
adequate
but elements may be present which suggest a susceptibility to impairment
sometime in the
future. |
Baa |
— |
Bonds
which are rated Baa are considered as medium grade obligations, i.e. they
are neither highly
protected
nor poorly secured. Interest payments and principal security appear
adequate for the
present
but certain protective elements may be lacking or may be
characteristically unreliable over
any
great length of time. Such bonds lack outstanding investment
characteristics and in fact have
speculative
characteristics as well. |
Ba |
— |
Bonds
which are rated Ba are judged to have speculative elements; their future
cannot be
considered
as well assured. Often the protection of interest and principal payments
may be very
moderate
and thereby not well safeguarded during both good and bad times over the
future.
Uncertainty
of position characterizes bonds in this class. |
B |
— |
Bonds
which are rated B generally lack characteristics of the desirable
investment. Assurance of
interest
and principal payments or of maintenance of other terms of the contract
over any long
period
of time may be small. |
Caa |
— |
Bonds
which are rated Caa are of poor standing. Such issues may be in default or
there may be
present
elements of danger with respect to principal or
interest. |
Ca |
— |
Bonds
which are rated Ca represent obligations which are speculative in a high
degree. Such issues
are
often in default or have other marked
shortcomings. |
C |
— |
Bonds
which are rated C are the lowest rated class of bonds and issues so rated
can be regarded
as
having extremely poor prospects of ever attaining any real investment
standing. |
AAA |
— |
Debt
rated AAA has the highest rating assigned by Standard & Poor’s.
Capacity to pay interest and
repay
principal is very strong. |
A |
— |
Debt
rated A has a strong capacity to pay interest and repay principal,
although it is somewhat
more
susceptible to the adverse effects of changes in circumstances and
economic conditions
than
debt in higher rated categories. |
BBB |
— |
Debt
rated BBB is regarded as having an adequate capacity to pay interest and
repay principal.
Whereas
it normally exhibits adequate protection parameters, adverse economic
conditions or
changing
circumstances are more likely to lead to a weakened capacity to pay
interest and repay
principal
for debt in this category than in higher-rated
categories. |
BB/
B/
CCC/
CC |
— |
Debt
rated BB, B, CCC and CC is regarded, on balance, as predominantly
speculative with respect
to
the issuer’s capacity to pay interest and repay principal in accordance
with the terms of the
obligation.
BB indicates the lowest degree of speculation and CC the highest degree of
speculation.
While such debt will likely have some quality and protective
characteristics, these are
outweighed
by large uncertainties or major risk exposures to adverse
conditions. |
C |
— |
The
rating C is reserved for income bonds on which no interest is being
paid. |
D |
— |
Debt
rated D is in default, and payment of interest and/or repayment of
principal is in
arrears. |
MUTUAL
OF AMERICA
CAPITAL
MANAGEMENT LLC |
By: |
/s/
Joseph Gaffoglio |
Joseph
Gaffoglio |
President |
Dated:
April 28, 2022 |