Fund |
A |
C |
R |
Y |
R5 |
R6 |
Investor |
Prospectus
Date |
Invesco
Comstock Fund |
ACSTX |
ACSYX |
ACSRX |
ACSDX |
ACSHX |
ICSFX |
N/A |
August
28, 2024 |
Invesco
Comstock Select Fund |
CGRWX |
CGRCX |
CGRNX |
CGRYX |
IOVVX |
OGRIX |
N/A |
August
28, 2024 |
Invesco
Dividend Income Fund |
IAUTX |
IUTCX |
IRTCX |
IAUYX |
FSIUX |
IFUTX |
FSTUX |
August
28, 2024 |
Invesco
Energy Fund |
IENAX |
IEFCX |
N/A |
IENYX |
IENIX |
IENSX |
FSTEX |
August
28, 2024 |
Invesco
Gold & Special Minerals Fund |
OPGSX |
OGMCX |
OGMNX |
OGMYX |
IOGYX |
OGMIX |
N/A |
August
28, 2024 |
Invesco
Small Cap Value Fund |
VSCAX |
VSMCX |
VSRAX |
VSMIX |
N/A |
SMVSX |
N/A |
August
28, 2024 |
Invesco
Technology Fund |
ITYAX |
ITHCX |
N/A |
ITYYX |
FTPIX |
FTPSX |
FTCHX |
August
28, 2024 |
Invesco
Value Opportunities Fund |
VVOAX |
VVOCX |
VVORX |
VVOIX |
VVONX |
VVOSX |
N/A |
August
28, 2024 |
|
Page |
98 | |
99 | |
99 | |
100 | |
100 | |
103 | |
103 | |
103 | |
104 | |
104 | |
107 | |
107 | |
107 | |
107 | |
108 | |
108 | |
108 | |
108 | |
126 | |
126 | |
127 | |
129 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E-1 | |
F-1 | |
G-1 | |
H-1 | |
I-1 | |
J-1 | |
K-1 | |
L-1 | |
M-1 | |
N-1 | |
O-1 |
Fund
Name |
Fund
History |
Invesco
Comstock Fund |
Prior
to September 24, 2012, Invesco Comstock Fund was known as Invesco Van
Kampen
Comstock
Fund.
On
June 1, 2010, Invesco Van Kampen Comstock Fund assumed the assets and
liabilities of
Van
Kampen Comstock Fund. |
Invesco
Comstock Select Fund |
Prior
to February 28, 2020, Invesco Comstock Select Fund was known as Invesco
Oppenheimer
Value Fund.
On
May 24, 2019, Invesco Comstock Select Fund assumed the assets and
liabilities of its
predecessor
fund Oppenheimer Value Fund. |
Invesco
Dividend Income Fund |
Prior
to February 6, 2013, Invesco Dividend Income Fund was known as Invesco
Utilities Fund.
Prior
to April 30, 2010, Invesco Utilities Fund was known as AIM Utilities
Fund. |
Invesco
Energy Fund |
Prior
to April 30, 2010, Invesco Energy Fund was known as AIM Energy
Fund. |
Invesco
Gold & Special Minerals
Fund |
Prior
to September 30, 2020, Invesco Gold & Special Minerals Fund was known
as Invesco
Oppenheimer
Gold & Special Minerals Fund.
On
May 24, 2019, Invesco Oppenheimer Gold & Special Minerals Fund assumed
the assets
and
liabilities of its predecessor fund Oppenheimer Gold & Special
Minerals Fund. |
Invesco
Small Cap Value Fund |
Prior
to September 24, 2012, Invesco Small Cap Value Fund was known as Van
Kampen Small
Cap
Value Fund.
On
June 1, 2010, Invesco Van Kampen Small Cap Value Fund assumed the assets
and
liabilities
of Van Kampen Small Cap Value Fund. |
Invesco
Technology Fund |
Prior
to April 30, 2010, Invesco Technology Fund was known as AIM Technology
Fund. |
Invesco
Value Opportunities Fund |
Prior
to September 24, 2012, Invesco Value Opportunities Fund was known as
Invesco Van
Kampen
Value Opportunities Fund.
On
June 1, 2010, Invesco Van Kampen Value Opportunities Fund assumed the
assets and
liabilities
of Van Kampen Value Opportunities
Fund. |
Fund |
2024 |
2023 |
Invesco
Comstock Select Fund1 |
104% |
57% |
Invesco
Dividend Income Fund2 |
40% |
17% |
|
|
|
1 |
The
variation in portfolio turnover was due to market
conditions. |
2 |
The
variation in portfolio turnover was due to fluctuating volume of
shareholder purchase and redemption orders and market
conditions. |
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
7
business days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
7
business days after month-end |
Until
replaced with the
following
month’s select
portfolio
holdings
information |
|
|
|
Complete
portfolio holdings
information
as of calendar month-
end |
10
business days after month-end |
For twelve
months from
the date of
posting |
|
|
|
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
15
calendar days after month-end |
Until
replaced with the
following
month’s top ten
holdings |
|
|
|
Select
portfolio holdings information
(e.g.,
buys/sells,
contributors/detractors
and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the
following
quarter’s select
portfolio
holdings
information |
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Posted
on
Website |
Complete
portfolio holdings
information
as of calendar quarter-
end |
30
calendar days after calendar quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Complete
portfolio holdings
information
as of fiscal quarter-end |
60-70
calendar days after fiscal quarter-end |
For twelve
months from
the date of
posting |
|
|
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Comstock Fund |
Invesco
Advisers, Inc. |
Invesco
Comstock Select Fund |
Invesco
Advisers, Inc. |
Invesco
Dividend Income Fund |
Invesco
Advisers, Inc. |
Invesco
Energy Fund |
Invesco
Advisers, Inc. |
Invesco
Gold & Special Minerals
Fund |
Invesco
Advisers, Inc. |
Invesco
Small Cap Value Fund |
Invesco
Advisers, Inc. |
Invesco
Technology Fund |
Invesco
Advisers, Inc. |
Invesco
Value Opportunities Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Net
Assets Per Advisory Agreement |
Annual
Rate |
Invesco
Comstock Fund |
First
$1 billion |
0.50% |
|
Next
$1 billion |
0.45% |
|
Next
$1 billion |
0.40% |
|
Over
$3 billion |
0.35% |
|
|
|
Invesco
Comstock Select Fund* |
First
$300 million |
0.625% |
|
Next
$100 million |
0.50% |
|
Next
$4.6 billion |
0.45% |
|
Over
$5 billion |
0.43% |
|
|
|
Fund
Name |
Net
Assets Per Advisory Agreement |
Annual
Rate |
Invesco
Dividend Income Fund |
First
$500 million |
0.6325% |
|
Next
$500 million |
0.6125% |
|
Next
$600 million |
0.60% |
|
Next
$400 million |
0.5325% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Energy Fund |
First
$350 million |
0.75% |
|
Next
$350 million |
0.65% |
|
Next
$1.3 billion |
0.55% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Gold & Special Minerals
Fund* |
First
$200 million |
0.75% |
|
Next
$150 million |
0.72% |
|
Next
$350 million |
0.68% |
|
Next
$1.3 billion |
0.56% |
|
Next
$2 billion |
0.46% |
|
Next
$2 billion |
0.41% |
|
Next
$2 billion |
0.385% |
|
Over
$8 billion |
0.36% |
|
|
|
Invesco
Small Cap Value Fund |
First
$500 million |
0.67% |
|
Next
$500 million |
0.645% |
|
Over
$1 billion |
0.62% |
|
|
|
Invesco
Technology Fund |
First
$500 million |
0.67% |
|
Next
$500 million |
0.64% |
|
Next
$1 billion |
0.52% |
|
Next
$2 billion |
0.45% |
|
Next
$2 billion |
0.40% |
|
Next
$2 billion |
0.375% |
|
Over
$8 billion |
0.35% |
|
|
|
Invesco
Value Opportunities Fund |
First
$250 million |
0.695% |
|
Next
$250 million |
0.67% |
|
Next
$500 million |
0.645% |
|
Next
$1.5 billion |
0.61% |
|
Next
$3.5 billion |
0.56% |
|
Next
$4 billion |
0.545% |
|
Over
$10 billion |
0.52% |
Fund |
Limit
Applicable to each Fund/Class |
Invesco
Comstock Fund |
Class
A: 2.00% |
Invesco
Comstock Select Fund |
Class
C: 2.75% |
Invesco
Dividend Income Fund |
Class
R: 2.25% |
Invesco
Energy Fund |
Class
R5: 1.75% |
Invesco
Gold & Special Minerals Fund |
Class
R6: 1.75% |
Invesco
Small Cap Value Fund |
Class
Y: 1.75% |
Invesco
Technology Fund |
Investor:
2.00% |
Invesco
Value Opportunities Fund |
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Comstock
Fund |
$2,561,235.20 |
$32,422.83 |
$97,314.00 |
$0.00 |
$0.00 |
$2,139,663.12 |
$0.00 |
$2,269,399.95 |
$291,835.25 |
Invesco
Comstock
Select
Fund |
8,496.50 |
27.50 |
4,136.00 |
0.00 |
0.00 |
4,085.18 |
0.00 |
8,248.68 |
247.82 |
Invesco
Dividend
Income
Fund |
517,871.47 |
1,747.08 |
23,778.00 |
0.00 |
0.00 |
476,613.66 |
0.00 |
502,138.74 |
15,732.73 |
Invesco
Energy Fund |
206,500.21 |
3,159.95 |
10,732.00 |
0.00 |
0.00 |
164,167.11 |
0.00 |
178,059.06 |
28,441.15 |
Invesco
Small Cap
Value
Fund |
4,420,657.62 |
22,196.79 |
216,987.00 |
0.00 |
0.00 |
3,981,642.85 |
0.00 |
4,220,826.64 |
199,830.98 |
Invesco
Technology
Fund |
1,761,308.30 |
6,479.18 |
63,150.00 |
0.00 |
0.00 |
1,633,347.62 |
0.00 |
1,702,976.80 |
58,331.50 |
Invesco
Value
Opportunities
Fund |
2,462,966.85 |
7,662.99 |
131,916.00 |
0.00 |
0.00 |
2,254,389.43 |
0.00 |
2,393,968.42 |
68,998.43 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split*
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Comstock
Fund |
$2,814,395.70 |
$4,253.71 |
$0.00 |
$17,024.58 |
$0.00 |
$2,596,693.78 |
$0.00 |
$2,617,972.07 |
$196,423.63 |
Invesco
Comstock
Select
Fund |
221,862.21 |
639.49 |
0.00 |
2,559.10 |
0.00 |
189,421.36 |
0.00 |
192,619.95 |
29,242.26 |
Invesco
Dividend
Income
Fund |
777,990.07 |
1,870.11 |
0.00 |
7,482.09 |
0.00 |
539,999.48 |
0.00 |
549,351.68 |
228,638.39 |
Invesco
Energy Fund |
386,882.91 |
235.40 |
0.00 |
944.92 |
0.00 |
374,605.60 |
0.00 |
375,785.92 |
11,096.99 |
Invesco
Small Cap
Value
Fund |
7,541,673.08 |
4,746.11 |
0.00 |
19,016.53 |
0.00 |
7,287,746.17 |
0.00 |
7,311,508.81 |
230,164.27 |
Invesco
Technology
Fund |
1,706,381.58 |
3,148.78 |
0.00 |
12,601.66 |
0.00 |
1,527,248.60 |
0.00 |
1,542,999.04 |
163,382.54 |
Invesco
Value
Opportunities
Fund |
4,821,784.76 |
2,899.27 |
0.00 |
11,610.54 |
0.00 |
4,660,589.67 |
0.00 |
4,675,099.48 |
146,685.28 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Comstock Select Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Dividend Income Fund |
See
below |
1.00% |
0.50% |
0.25% |
Invesco
Energy Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
Gold & Special Minerals Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Small Cap Value Fund |
See
below |
See
below |
0.50% |
N/A |
Invesco
Value Opportunities Fund |
See
below |
See
below |
See
below |
N/A |
|
|
|
|
|
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Comstock Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Dividend Income Fund |
0.25% |
See
above |
See
above |
See
above |
Invesco
Small Cap Value Fund |
0.25% |
1.00% |
See
above |
N/A |
Invesco
Technology Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
Value Opportunities Fund |
0.25% |
1.00% |
0.50% |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Comstock Select Fund |
0.25% |
See
above |
See
above |
See
above |
Invesco
Gold & Special Minerals Fund |
0.25% |
See
above |
See
above |
See
above |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll,
LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit
Suisse
Securities (Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany |
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company
Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Lincoln
Investment Advisors
Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services,
Inc. |
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured
Management,
Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc./Citigroup
Global
Markets Inc./JPMorgan
Chase
Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment
Management
Services, LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP |
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel |
MS
Securities Services, Inc. and
Morgan
Stanley & Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services,
LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider |
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System |
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities
Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co.,
L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and
Poor's
Securities Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust
Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco
Funds) |
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company,
Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young,
LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated |
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC/Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
Jeffrey
H. Kupor1
- 1968 |
Trustee |
2024 |
Senior
Managing Director
and
General Counsel,
Invesco
Ltd.; Trustee,
Invesco
Foundation, Inc.;
Director,
Invesco Advisers,
Inc.;
Executive Vice
President,
Invesco Asset
Management
(Bermuda),
Ltd.
and Invesco
Investments
(Bermuda)
Ltd.;
and Vice President,
Invesco
Group Services,
Inc.
Formerly:
Head of Legal
of
the Americas, Invesco
Ltd.;
Senior Vice President
and
Secretary, Invesco
Advisers,
Inc. (formerly
known
as Invesco
Institutional
(N.A.), Inc.)
(registered
investment
adviser);
Secretary,
Invesco
Distributors, Inc.
(formerly
known as
Invesco
AIM Distributors,
Inc.);
Vice President and
Secretary,
Invesco
Investment
Services, Inc.
(formerly
known as
Invesco
AIM Investment
Services,
Inc.); Senior
Vice
President, Chief
Legal
Officer and
Secretary,
The Invesco
Funds;
Secretary and
General
Counsel, Invesco
Investment
Advisers LLC
(formerly
known as Van
Kampen
Asset
Management);
Secretary
and
General Counsel,
Invesco
Capital Markets,
Inc.
(formerly known as
Van
Kampen Funds Inc.) |
164 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
|
|
|
and
Chief Legal Officer,
Invesco
Exchange-Traded
Fund
Trust, Invesco
Exchange-Traded
Fund
Trust
II, Invesco India
Exchange-Traded
Fund
Trust,
Invesco Actively
Managed
Exchange-
Traded
Fund Trust,
Invesco
Actively Managed
Exchange-Traded
Commodity
Fund Trust
and
Invesco Exchange-
Traded
Self-Indexed Fund
Trust;
Secretary and Vice
President,
Harbourview
Asset
Management
Corporation;
Secretary
and
Vice President,
Oppenheimer
Funds, Inc.
and
Invesco Managed
Accounts,
LLC; Secretary
and
Senior Vice President,
OFI
Global Institutional,
Inc.;
Secretary and Vice
President,
OFI SteelPath,
Inc.;
Secretary and Vice
President,
Oppenheimer
Acquisition
Corp.;
Secretary
and Vice
President,
Shareholder
Services,
Inc.; Secretary
and
Vice President, Trinity
Investment
Management
Corporation,
Senior Vice
President,
Invesco
Distributors,
Inc.;
Secretary
and Vice
President,
Jemstep, Inc.;
Head
of Legal, Worldwide
Institutional,
Invesco Ltd.;
Secretary
and General
Counsel,
INVESCO
Private
Capital
Investments,
Inc.; Senior
Vice
President, Secretary
and
General Counsel,
Invesco
Management
Group,
Inc. (formerly
known
as Invesco AIM
Management
Group, Inc.);
Assistant
Secretary,
INVESCO
Asset
Management
(Bermuda)
Ltd.;
Secretary and
General
Counsel, Invesco
Private
Capital, Inc.; |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
|
|
|
Assistant
Secretary and
General
Counsel,
INVESCO
Realty, Inc.;
Secretary
and General
Counsel,
Invesco Senior
Secured
Management,
Inc.;
Secretary, Sovereign
G./P.
Holdings Inc.;
Secretary,
Invesco
Indexing
LLC; and
Secretary,
W.L. Ross &
Co.,
LLC |
|
|
Douglas
Sharp1–
1974 |
Trustee |
2024 |
Senior
Managing Director
and
Head of Americas &
EMEA,
Invesco Ltd.
Formerly:
Director and
Chairman,
Invesco UK
Limited;
and Director,
Chairman
and Chief
Executive,
Invesco Fund
Managers
Limited |
164 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
|
|
|
|
|
|
Beth
Ann Brown – 1968 |
Trustee
(2019)
and
Chair
(2022) |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
and
Vice President, Key
Account
Manager, Liberty
Funds
Distributor, Inc. |
164 |
Director,
Board of
Directors
of Caron
Engineering
Inc.
Formerly:
Advisor,
Board
of Advisors of
Caron
Engineering
Inc.;
President and
Director,
Acton
Shapleigh
Youth
Conservation
Corps
(non-profit);
President
and
Director of
Grahamtastic
Connection
(non-
profit).;
and Trustee of
certain
Oppenheimer
Funds |
Carol
Deckbar – 1962 |
Trustee |
2024 |
Formerly:
Executive Vice
President
and Chief
Product
Officer, TIAA
Financial
Services; |
164 |
Formerly:
Board
Member,
TIAA Asset
Management,
Inc.; and
Board
Member, TH |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
|
|
|
Executive
Vice President
and
Principal, College
Retirement
Equities Fund
at
TIAA; Executive Vice
President
and Head of
Institutional
Investments
and
Endowment Services,
TIAA |
|
Real
Estate Group
Holdings
Company |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.; and
Attorney,
Simpson
Thacher
& Bartlett LLP |
164 |
Resideo
Technologies
(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global
Impact Fund;
Investment
Company
Institute
(professional
organization);
and
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
and
Director, Arvest Bank |
164 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Board
Member
of the regional
board,
First Financial
Bank
Texas; and Board
Member,
First Financial
Bankshares,
Inc. Texas |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade |
164 |
Formerly:
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Trustee of the
University
of Florida
National
Board
Foundation;
Member of |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
|
|
|
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
and
Associate at Ropes &
Gray
LLP |
|
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee;
and
Trustee
of certain
Oppenheimer
Funds |
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
164 |
Member
and Chairman
of
the Bentley
University
Business
School
Advisory
Council;
Formerly:
Board
Member and
Chair
of the Audit and
Finance
Committee
and
Nominating
Committee,
KPMG LLP |
James
“Jim” Liddy – 1959 |
Trustee |
2024 |
Formerly:
Chairman,
Global
Financial Services,
Americas
and Retired
Partner,
KPMG LLP |
164 |
Director
and Treasurer,
Gulfside
Place
Condominium
Association,
Inc. and
Non-Executive
Director,
Kellenberg
Memorial
High School |
Prema
Mathai-Davis – 1950 |
Trustee |
2003 |
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging; and
Board
member of Johns
Hopkins
Bioethics Institute |
164 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
Joel
W. Motley – 1952 |
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of the Vestry and
Investment
Committee of
Trinity
Church Wall Street
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); and
Director
of Columbia
Equity
Financial Corp.
(privately
held financial
advisor) |
164 |
Member
of Board of
Blue
Ocean Acquisition
Corp.;
Member of
Board
of Trust for
Mutual
Understanding
(non-profit
promoting
the
arts and
environment);
Member
of
Board of Greenwall
Foundation
(bioethics
research
foundation)
and
its Investment
Committee;
Member of
Board
of Friends of the
LRC
(non-profit legal
advocacy);
Board
Member
and
Investment
Committee
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism);
and
Trustee
of certain
Oppenheimer
Funds |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Group
Chief Operating
Officer,
UBS AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
and
Assistant Secretary
for
Management & Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury |
164 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During At
Least
The Past 5 Years |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
164 |
None |
Daniel
S. Vandivort –1954 |
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
and
Member,
Investment
Committee
of Historic
Charleston
Foundation
Formerly:
President and
Chief
Investment Officer,
previously
Head of Fixed
Income,
Weiss Peck and
Greer/Robeco
Investment
Management;
Trustee and
Chair,
Weiss Peck and
Greer
Funds Board; and
various
capacities at CS
First
Boston including
Head
of Fixed Income at
First
Boston Asset
Management |
164 |
Formerly:
Trustee and
Governance
Chair,
Oppenheimer
Funds;
Treasurer,
Chairman of
the
Audit and Finance
Committee,
Huntington
Disease
Foundation of
America. |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During At Least The Past 5
Years |
Glenn
Brightman – 1972 |
President
and
Principal
Executive
Officer |
2023 |
Chief
Operating Officer, Americas, Invesco Ltd.; Senior Vice
President,
Invesco Advisers, Inc.; President and Principal
Executive
Officer, The Invesco Funds; and Manager, Invesco
Investment
Advisers LLC
Formerly:
Global Head of Finance, Invesco Ltd; Executive Vice
President
and Chief Financial Officer, Nuveen |
Melanie
Ringold – 1975 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2023 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Senior Vice President, Chief Legal Officer and
Secretary,
The Invesco Funds; Secretary, Invesco Investment
Advisers
LLC and Invesco Capital Markets, Inc.; Chief Legal
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Secretary and
Vice
President, Harbourview Asset Management Corporation;
Secretary
and Senior Vice President, OppenheimerFunds, Inc.
and
Invesco Managed Accounts, LLC; Secretary and Senior Vice
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During At Least The Past 5
Years |
|
|
|
President,
Oppenheimer Acquisition Corp.; Secretary, SteelPath
Funds
Remediation LLC; and Secretary and Senior Vice
President,
Trinity Investment Management Corporation; and
Manager,
Invesco Specialized Products, LLC and Invesco Capital
Management
LLC
Formerly:
Secretary and Senior Vice President, OFI SteelPath,
Inc.;
Assistant Secretary, Invesco Distributors, Inc., Invesco
Advisers,
Inc., Invesco Investment Services, Inc., Invesco Capital
Markets,
Inc., Invesco Capital Management LLC, and Invesco
Investment
Advisers LLC; and Assistant Secretary and Assistant
Vice
President, Invesco Funds |
Tony
Wong – 1973 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman, Chief
Executive
Officer and President, Invesco Advisers, Inc.; Director
and
Chairman, Invesco Private Capital, Inc., INVESCO Private
Capital
Investments, Inc. and INVESCO Realty, Inc.; Director,
Invesco
Senior Secured Management, Inc.; President, Invesco
Managed
Accounts, LLC and SNW Asset Management
Corporation;
and Senior Vice President, The Invesco Funds
Formerly:
Assistant Vice President, The Invesco Funds; and Vice
President,
Invesco Advisers, Inc. |
Stephanie
C. Butcher -
1971 |
Senior
Vice
President |
2023 |
Senior
Managing Director, Invesco Ltd.; Senior Vice President,
The
Invesco Funds; Director and Chief Executive Officer, Invesco
Asset
Management Limited |
Adrien
Deberghes – 1967 |
Principal
Financial
Officer,
Treasurer
and
Senior
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Director, Invesco Trust
Company;
Principal Financial Officer, Treasurer and Senior Vice
President,
The Invesco Funds; and Vice President, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Vice President, The Invesco Funds; Senior Vice
President
and Treasurer, Fidelity Investments |
Crissie
M. Wisdom – 1969 |
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
James
Bordewick, Jr. –
1959 |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds
Formerly,
Chief Legal Officer, KingsCrowd, Inc. (research and
analytical
platform for investment in private capital markets); Chief
Operating
Officer and Head of Legal and Regulatory, Netcapital
(private
capital investment platform); Managing Director, General
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During At Least The Past 5
Years |
|
|
|
Counsel
of asset management and Chief Compliance Officer for
asset
management and private banking, Bank of America
Corporation;
Chief Legal Officer, Columbia Funds and BofA
Funds;
Senior Vice President and Associate General Counsel,
MFS
Investment Management; Chief Legal Officer, MFS Funds;
Associate,
Ropes & Gray; Associate, Gaston Snow & Ely
Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Invesco Funds |
Interested
Person |
|
|
Jeffrey
H. Kupor2 |
None |
Over
$100,000 |
Douglas
Sharp2
|
None |
None |
|
|
|
Independent
Trustees |
|
|
Beth
Ann Brown |
Invesco
Gold & Special Minerals Fund (Over $100,000) |
Over
$100,0003 |
Carol
Deckbar2
|
N/A |
N/A |
Cynthia
Hostetler |
None |
Over
$100,0003 |
Eli
Jones |
None |
Over
$100,0003 |
Elizabeth
Krentzman |
None |
Over
$100,0003 |
Anthony
J. LaCava, Jr. |
Invesco
Energy Fund (Over $100,000) |
Over
$100,0003 |
|
Invesco
Dividend Income Fund (Over $100,000) |
|
|
Invesco
Gold & Special Minerals Fund (Over $100,000) |
|
James
“Jim” Liddy2 |
N/A |
N/A |
Prema
Mathai-Davis |
None |
Over
$100,0003 |
Joel
W. Motley |
None |
Over
$100,0003 |
Teresa
M. Ressel |
Invesco
Comstock Select Fund ($10,001 - $50,000) |
Over
$100,0003 |
|
Invesco
Dividend Income Fund ($10,001 - $50,000) |
|
|
Invesco
Gold & Special Minerals Fund ($1-$10,000) |
|
|
Invesco
Technology Fund ($10,001 - $50,000) |
|
|
Invesco
Value Opportunities Fund ($1 - $10,000) |
|
Robert
C. Troccoli |
Invesco
Energy Fund (Over $100,000) |
Over
$100,0003 |
|
Invesco
Gold & Special Minerals Fund ($50,001 - $100,00) |
|
Daniel
S. Vandivort |
Invesco
Comstock Fund ($50,001 - $100,000) |
Over
$100,0003 |
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4)(5) |
|
|
|
|
Beth
Ann Brown |
$33,062 |
- |
- |
$630,000 |
Carol
W Deckbar |
4,698 |
- |
- |
- |
Cynthia
Hostetler |
23,963 |
- |
- |
465,000 |
Eli
Jones |
21,763 |
- |
- |
422,500 |
Elizabeth
Krentzman |
24,480 |
- |
- |
470,000 |
Anthony
J. LaCava, Jr. |
24,482 |
- |
- |
477,500 |
James
Liddy |
4,698 |
- |
- |
- |
Prema
Mathai-Davis |
22,925 |
- |
$205,000 |
442,500 |
Joel
W. Motley |
22,552 |
- |
- |
430,000 |
Teresa
M. Ressel |
22,655 |
- |
- |
440,000 |
Robert
C. Troccoli |
22,800 |
- |
- |
445,000 |
Daniel
S. Vandivort |
23,963 |
- |
- |
462,500 |
|
|
|
I. |
Introduction |
E
-4 |
|
A.
Our Approach to Proxy Voting |
E
-4 |
|
B.
Applicability of Policy |
E
-4 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
E
-5 |
|
A.
Oversight and Governance |
E
-5 |
|
B.
The Proxy Voting Process |
E
-5 |
|
C.
Retention and Oversight of Proxy Service Providers |
E
-6 |
|
D.
Disclosures and Recordkeeping |
E
-6 |
|
E.
Market and Operational Limitations |
E
-7 |
|
F.
Securities Lending |
E
-8 |
|
G.
Conflicts of Interest |
E
-8 |
|
H.
Review of Policy |
E
-9 |
|
|
|
III. |
Our
Good Governance Principles |
E
-10 |
|
A.
Transparency |
E
-10 |
|
B.
Accountability |
E
-11 |
|
C.
Board Composition and Effectiveness |
E
-13 |
|
D.
Long-Term Stewardship of Capital |
E
-14 |
|
E.
Environmental, Social and Governance Risk Oversight |
E
-15 |
|
F.
Executive Compensation and Alignment |
E
-16 |
|
|
|
|
Exhibit
A |
E
-18 |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
8.65% |
— |
14.14% |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
17.26% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
6.76% |
33.41% |
— |
|
|
|
|
|
|
|
DCGT
TRUSTEE & OR CUSTODIAN
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH ST
DES
MOINES IA 50392-0001 |
— |
— |
5.84% |
— |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
28.43% |
11.18% |
— |
— |
— |
62.17% |
|
|
|
|
|
|
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFIT CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
5.60% |
— |
— |
|
|
|
|
|
|
|
EMPOWER
TRUST FBO
PROFIT
SHARING BAL TOWARD GRO
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
13.56% |
— |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
5.05% |
— |
— |
|
|
|
|
|
|
|
MASSACHUSETTS
MUTUAL LIFE INSURANCE
1295
STATE STREET MIP M200-INVST
SPRINGFIELD
MA 01111-0001 |
— |
— |
8.34% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
MINNESOTA
LIFE INSURANCE CO
400
ROBERT ST N STE A
SAINT
PAUL MN 55101-2099 |
— |
— |
— |
— |
28.73% |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
5.54% |
5.58% |
— |
7.21% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
— |
9.71% |
11.41% |
15.45% |
|
|
|
|
|
|
|
NATIONWIDE
TRUST CO FSB
C/O
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 43218-2029 |
— |
— |
— |
— |
7.30% |
— |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
— |
— |
12.01% |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
26.30% |
— |
7.16% |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
25.49% |
— |
— |
— |
|
|
|
|
|
|
|
TALCOTT
RESOLUTION LIFE INS CO
SEPARATE
ACCOUNT 401K
PO
BOX 5051
HARTFORD
CT 06102-5051 |
— |
— |
12.72% |
— |
— |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
6.98% |
— |
5.87% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE SOUTH
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
8.34% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
— |
— |
5.41% |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FBO
CUSTOMERS
12555
MANCHESTER RD
ST
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
49.26% |
|
|
|
|
|
|
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFIT CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
5.23% |
— |
— |
|
|
|
|
|
|
|
INVESCO
ADVISERS INC
ATTN:
CORPORATE CONTROLLER
1555
PEACHTREE ST NE STE 1800
ATLANTA
GA 30309-2499 |
— |
— |
— |
— |
100.00%* |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
15.85% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
8.40% |
— |
— |
15.02% |
— |
19.35% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
— |
— |
— |
11.25% |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
HOUSE
A/C
ATTN
COURTNEY WALLER
880
CARILLON PARKWAY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
15.08% |
— |
— |
|
|
|
|
|
|
|
RELIANCE
TRUST COMPANY FBO
T
ROWE PRICE RETIREMENT
PLAN
CLIENTS
PO
BOX 78446
ATLANTA
GEORGIA 30357 |
— |
— |
— |
— |
— |
12.04% |
|
|
|
|
|
|
|
SPEC
CDY A/C EBOC UBSFSI
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
9.46% |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
12.27% |
— |
— |
— |
|
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
7.36% |
22.59% |
— |
— |
|
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
15.65% |
— |
— |
— |
— |
— |
76.62% |
|
|
|
|
|
|
|
|
INVESCO
INCOME ALLOCATION FUND
OMNIBUS
ACCOUNT
KGHS
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
— |
6.86% |
|
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
10.22% |
— |
— |
— |
|
|
|
|
|
|
|
|
MATRIX
TRUST COMPANY CUST. FBO
CAVALIER
INTERNATIONAL AIR
717
17TH STREET
SUITE
1300
DENVER
CO 80202-3304 |
— |
— |
— |
— |
— |
8.55% |
— |
|
|
|
|
|
|
|
|
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
— |
— |
45.45% |
— |
|
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
— |
— |
— |
6.42% |
— |
— |
— |
|
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.69% |
— |
— |
15.65% |
6.99% |
40.23% |
5.16% |
|
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
5.46% |
— |
9.24% |
— |
— |
— |
|
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
7.56% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
|
UBS
WM USA
OMNI
ACCOUNT M/F
ATTN
DEPARTMENT MANAGER
SPEC
CDY A/C EXCL BEN CUST UBSFSI
1000
HARBOR BLVD
WEEHAWKEN
NJ 07086-6761 |
— |
— |
— |
6.76% |
— |
— |
— |
|
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
— |
— |
9.29% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
12.32% |
— |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
13.17% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
13.79% |
13.10% |
— |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
11.14% |
— |
— |
— |
— |
39.18% |
|
|
|
|
|
|
|
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
5.87% |
— |
6.82% |
|
|
|
|
|
|
|
FIIOC
FBO
AXIOMA
RETIREMENT SERVICES PLAN
100
MAGELLAN WAY (KW1C)
COVINGTON
KY 41015-1987 |
— |
— |
— |
— |
7.71% |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
7.55% |
17.70% |
— |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
7.33% |
6.84% |
11.43% |
11.73% |
11.71% |
34.79% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
|
|
|
|
|
|
|
NATIONWIDE
TRUST COMPANY FSB
NOMINEE
C/O
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 43218-2029 |
— |
— |
— |
— |
40.78% |
— |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
7.28% |
10.61% |
10.21% |
— |
— |
— |
|
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
10.15% |
— |
— |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
— |
— |
— |
7.04% |
|
|
|
|
|
|
|
VOYA
RET INS & ANNUITY CO
ONE
ORANGE WAY B3N
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
6.94% |
— |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
10.01% |
13.25% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE
INVESTMENT
SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
5.58% |
— |
5.73% |
— |
— |
|
|
|
|
|
|
|
ASCENSUS
TRUSTCO FBO
INTUICOM
INC 401K PS
P
O BOX 10758
FARGO
ND 58106-0758 |
— |
— |
— |
— |
10.26% |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
7.98% |
— |
— |
6.33% |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY FBO CUSTOMERS
ATTN
MUTUAL FUNDS
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
— |
— |
— |
— |
— |
8.89% |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
DCGT
AS TTEE AND/OR CUST
FBO
PLIC VARIOUS RET PLAN
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
— |
5.97% |
|
|
|
|
|
|
|
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
— |
6.51% |
|
|
|
|
|
|
|
EMPOWER
TRUST FBO
EMPOWER
BENEFIT PLANS
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
15.98% |
— |
|
|
|
|
|
|
|
HARTFORD
LIFE INSURANCE CO TR
SEPARATE
ACCOUNT 401K N SHARES
ATTN
UIT OPERATIONS
PO
BOX 2999
HARTFORD
CT 06104-2999 |
— |
— |
5.27% |
— |
— |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
--OMNIBUS
CUSTOMER ACCOUNT--
ATTN
LINDSAY OTOOLE
4707
EXECUTIVE DRIVE
SAN
DIEGO CA 92121-3091 |
— |
18.16% |
— |
26.33% |
— |
— |
|
|
|
|
|
|
|
MATRIX
TRUST COMPANY CUST FBO
NORTH
BROTHERS FORD
717
17TH ST STE 1300
DENVER
CO 80202-3304 |
— |
— |
— |
— |
9.50% |
— |
|
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT
OF
ITS CUSTOMERS
ATTN
FUND ADMN
4800
DEER LAKE DR E FL 3
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
9.17% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
200
LIBERTY STREET
ONE
WORLD FINANCIAL CENTER
ATTN
MUTUAL FUNDS 5TH FLOOR
NEW
YORK NY 10281-1003 |
13.61% |
9.45% |
— |
11.94% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
EXCLUSIVE BEN OF CUSTOMERS
499
WASHINGTON BLVD
ATTN
MUTUAL FUNDS 5TH FLOOR
JERSEY
CITY NJ 07310-1995 |
— |
— |
— |
— |
— |
22.72% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0001 |
5.05% |
10.03% |
— |
— |
— |
— |
|
|
|
|
|
|
|
PERSHING
LLC
PO
BOX 2052
JERSEY
CITY NJ 07303-2052 |
— |
— |
— |
7.53% |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
HOUSE
A/C
ATTN
COURTNEY WALLER
880
CARILLON PARKWAY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
5.66% |
— |
— |
|
|
|
|
|
|
|
SAMMONS
FINANCIAL NETWORK
4546
CORPORATE DR STE 100
W
DES MOINES IA 50266-5911 |
— |
— |
10.44% |
— |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK & TRUST
AS
TR & CUST
FBO
ADP ACCESS PRODUCT
1
LINCOLN ST
BOSTON
MA 02111-2900 |
— |
— |
13.29% |
— |
— |
6.17% |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
— |
— |
56.95% |
— |
|
|
|
|
|
|
|
VOYA
INSTITUTIONAL TRUST CO
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
19.19% |
— |
— |
— |
|
|
|
|
|
|
|
VOYA
RET INS & ANNUITY CO
ATTN
FUND OPERATIONS
1
ORANGE WAY
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
— |
6.69% |
|
|
|
|
|
|
|
WELLS
FARGO CLEARING SVCS LLC
SPECIAL
CUSTODY A/C FOR THE
EXCLUSIVE
FBO CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
10.73% |
— |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
5.30% |
— |
14.90% |
— |
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
10.60% |
— |
— |
— |
— |
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
6.45% |
— |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R6 |
DCGT
TRUSTEE & OR CUSTODIAN
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES IA 50392-0001 |
— |
— |
— |
— |
7.48% |
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
13.23% |
— |
— |
— |
47.62% |
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
11.75% |
— |
|
|
|
|
|
|
MLPF&S
FOR THE SOLE BENEFIT OF
ITS
CUSTOMERS
ATTN
FUND ADMINISTRATION
4800
DEER LAKE DR E 2ND FL
JACKSONVILLE
FL 32246-6484 |
7.49% |
6.28% |
— |
6.61% |
— |
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
15.40% |
7.98% |
— |
10.06% |
— |
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
5.89% |
11.46% |
— |
11.23% |
11.62% |
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
8.88% |
— |
12.10% |
— |
|
|
|
|
|
|
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
— |
5.29% |
— |
|
|
|
|
|
|
STIFEL
NICOLAUS & CO INC
EXCLUSIVE
BENEFIT OF CUSTOMERS
501
N BROADWAY
SAINT
LOUIS MO 63102-2137 |
— |
7.74% |
— |
— |
— |
|
|
|
|
|
|
WELLS
FARGO CLEARING SERVICES LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
— |
9.50% |
— |
5.47% |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INV SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
5.77% |
— |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
15.62% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
6.46% |
16.52% |
— |
10.43% |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
— |
— |
— |
— |
— |
66.65% |
|
|
|
|
|
|
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFIT CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
5.94% |
— |
— |
— |
|
|
|
|
|
|
|
JOHN
HANCOCK TRUST COMPANY LLC
200
BERKELEY ST STE 7
BOSTON
MA 02116-5038 |
— |
— |
— |
— |
— |
14.82% |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
9.51% |
— |
— |
— |
|
|
|
|
|
|
|
MERRILL
LYNCH PIERCE FENNER & SMITH
FBO
THE SOLE BENEFIT OF CUSTOMERS
ATTN:
FUND ADMINISTRATION
4800
DEER LAKE DR EAST 2ND FLOOR
JACKSONVILLE
FL 32246-6484 |
— |
— |
— |
— |
64.66% |
— |
|
|
|
|
|
|
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
EXCLUSIVE BENEFIT OF CUSTOMERS
1
NEW YORK PLZ FL 12
NEW
YORK NY 10004-1965 |
9.96% |
— |
6.53% |
— |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310-2010 |
— |
— |
24.05% |
5.94% |
28.98% |
— |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLZ
JERSEY
CITY NJ 07399-0001 |
— |
6.83% |
9.49% |
— |
— |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
ATTN
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1102 |
— |
— |
8.82% |
— |
— |
— |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
AMERICAN
ENTERPRISE INVESTMENT SVC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
— |
— |
— |
30.48% |
— |
— |
|
|
|
|
|
|
|
BNY
MELLON INVESTMENT SERVICING INC
FBO
PRIMERICA FINANCIAL SERVICES
760
MOORE RD
KING
OF PRUSSIA PA 19406-1212 |
7.12% |
— |
— |
— |
— |
— |
|
|
|
|
|
|
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUNDS
211
MAIN ST
SAN
FRANCISCO CA 94105-1901 |
— |
— |
— |
— |
17.18% |
— |
|
|
|
|
|
|
|
EDWARD
D JONES & CO
FOR
THE BENEFIT OF CUSTOMERS
12555
MANCHESTER RD
SAINT
LOUIS MO 63131-3710 |
18.82% |
— |
— |
— |
— |
40.38% |
|
|
|
|
|
|
|
EMPOWER
TRUST COMPANY LLC
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111-5002 |
— |
— |
— |
— |
7.41% |
— |
|
|
|
|
|
|
|
INVESCO
GROWTH ALLOCATION FUND
FUND
OMNIBUS ACCOUNT
KGHL
11
GREENWAY PLZ STE 2500
HOUSTON
TX 77046-1188 |
— |
— |
— |
— |
— |
8.32% |
|
|
|
|
|
|
|
LINCOLN
RETIREMENT SERVICES CO
FBO
EXETER HEALTH RES 403B
PO
BOX 7876
FORT
WAYNE IN 46801-7876 |
— |
— |
— |
— |
8.27% |
— |
|
|
|
|
|
|
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER ACCOUNT
ATTN:
MUTUAL FUND TRADING
4707
EXECUTIVE DR
SAN
DIEGO CA 92121-3091 |
— |
— |
— |
11.68% |
— |
— |
|
|
|
|
|
|
|
NATIONAL
FINANCIAL SERVICES LLC
FEBO
CUSTOMERS
MUTUAL
FUNDS
499
WASHINGTON BLVD FL 5
JERSEY
CITY NJ 07310 |
6.05% |
— |
— |
14.73% |
36.37% |
— |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A |
Class
C |
Class
R |
Class
Y |
Class
R5 |
Class
R6 |
OPPENHEIMER
PORTFOLIO SERIES ACTIVE
ALLOCATION
ATTN:
CYNTHIA SMITH
11
GREENWAY PLAZA FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
15.89% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES GROWTH
INVESTOR
FUND
ATTN:
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
7.89% |
|
|
|
|
|
|
|
OPPENHEIMER
PORTFOLIO SERIES
MODERATE
INVESTOR
ATTN
CYNTHIA SMITH
11
GREENWAY PLZ FL 16
HOUSTON
TX 77046-1100 |
— |
— |
— |
— |
— |
11.92% |
|
|
|
|
|
|
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399-0002 |
— |
— |
— |
8.08% |
— |
— |
|
|
|
|
|
|
|
STATE
STREET BANK AND TRUST AS
CUST
FBO ADP ACCESS PRODUCT
1
LINCOLN STOTECH CTR FL 6
BOSTON
MA 02111 |
— |
— |
— |
— |
10.43% |
— |
|
|
|
|
|
|
|
TALCOTT
RESOLUTION LIFE INS CO
SEPARATE
ACCOUNT 401K
PO
BOX 5051
HARTFORD
CT 06102-5051 |
— |
— |
8.06% |
— |
— |
— |
|
|
|
|
|
|
|
VOYA
RET INS & ANNUITY CO
ONE
ORANGE WAY B3N
WINDSOR
CT 06095-4773 |
— |
— |
— |
— |
12.83% |
— |
|
2024 |
2023 |
2022 | ||||||
|
Management
Fee
Payable |
Amounts
Waived
and/or
Reimbursed
that
Reduced
the
Management
Fee |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Amounts
Waived
and/or
Reimbursed
that
Reduced
the
Management
Fee |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Amounts
Waived
and/or
Reimbursed
that
Reduced
the
Management
Fee |
Net
Management
Fee
Paid |
Invesco
Comstock
Fund |
$39,101,549 |
$(300,991) |
$38,800,558 |
$37,209,247 |
$(459,323) |
$36,749,924 |
$37,949,140 |
$(72,893) |
$37,876,247 |
Invesco
Comstock
Select
Fund |
3,804,658 |
(37,462) |
3,767,196 |
3,474,483 |
(35,273) |
3,439,210 |
3,543,105 |
(86,083) |
3,457,022 |
Invesco
Dividend
Income
Fund |
19,064,386 |
(93,938) |
18,970,448 |
19,701,097 |
(125,533) |
19,575,564 |
20,639,995 |
(57,093) |
20,582,902 |
Invesco
Energy Fund |
3,581,235 |
(5,302) |
3,575,933 |
4,111,300 |
(14,912) |
4,096,388 |
2,700,009 |
(4,718) |
2,695,291 |
Invesco
Gold & Special
Minerals
Fund |
10,870,042 |
(23,889) |
10,846,153 |
11,164,330 |
(30,305) |
11,134,025 |
13,272,825 |
(8,535) |
13,264,290 |
Invesco
Small Cap
Value
Fund |
21,141,033 |
(82,636) |
21,058,397 |
15,380,904 |
(105,280) |
15,275,624 |
11,045,943 |
(15,210) |
11,030,733 |
Invesco
Technology
Fund |
8,491,039 |
(23,079) |
8,467,960 |
7,198,771 |
(26,241) |
7,172,530 |
10,215,305 |
(8,571) |
10,206,734 |
Invesco
Value
Opportunities
Fund |
18,772,426 |
(66,939) |
18,705,487 |
9,742,255 |
(56,280) |
9,685,975 |
6,208,104 |
(9,756) |
6,198,348 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Comstock Fund | ||
|
Devin
Armstrong |
Over
$1,000,000 |
|
Kevin
Holt |
Over
$1,000,000 |
|
James
Warwick |
$100,001–$500,000 |
|
|
|
Invesco
Comstock Select Fund | ||
|
Devin
Armstrong |
$500,001–$1,000,000 |
|
Kevin
Holt |
$500,001–$1,000,000 |
|
James
Warwick |
$10,001–$50,000 |
|
|
|
Invesco
Dividend Income Fund | ||
|
Caroline
Le Feuvre |
$10,001–$50,000 |
|
Craig
Leopold |
None |
|
Chris
McMeans |
$100,001–$500,000 |
|
Peter
Santoro |
$500,001–$1,000,000 |
|
|
|
Invesco
Energy Fund | ||
|
Kevin
Holt |
$100,001–$500,000 |
|
Umang
Khetan |
$100,001–$500,000 |
|
|
|
Invesco
Gold & Special Minerals Fund | ||
|
Shanquan
Li |
$100,001–$500,000 |
|
|
|
Invesco
Small Cap Value Fund | ||
|
Jonathan
Edwards |
Over
$1,000,000 |
|
Jonathan
Mueller |
Over
$1,000,000 |
|
|
|
Invesco
Technology Fund | ||
|
Ash
Shah |
$100,001–$500,000 |
|
|
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Value Opportunities Fund | ||
|
Jonathan
Edwards |
Over
$1,000,000 |
|
Jonathan
Mueller |
Over
$1,000,000 |
|
|
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Comstock Fund | ||||||
Devin
Armstrong |
5 |
$4,598.2 |
1 |
$167.6 |
5,0201 |
$1,081.11 |
Kevin
Holt |
6 |
$5,099.3 |
1 |
$167.6 |
5,0201 |
$1,081.11 |
James
Warwick |
5 |
$4,598.2 |
None |
None |
5,0201 |
$1,081.11 |
Invesco
Comstock Select Fund | ||||||
Devin
Armstrong |
5 |
$14,951.7 |
1 |
$167.6 |
5,0201 |
$1,081.11 |
Kevin
Holt |
6 |
$15,452.8 |
1 |
$167.6 |
5,0201 |
$1,081.11 |
James
Warwick |
5 |
$14,951.7 |
None |
None |
5,0201 |
$1,081.11 |
Invesco
Dividend Income Fund | ||||||
Caroline
Le Feuvre |
4 |
$12,690.6 |
1 |
$83.1 |
1,9941 |
$402.91 |
Craig
Leopold |
4 |
$12,690.6 |
1 |
$83.1 |
1,9941 |
$402.91 |
Chris
McMeans |
4 |
$12,690.6 |
1 |
$83.1 |
1,9941 |
$402.91 |
Peter
Santoro |
5 |
$15,663.3 |
1 |
$83.1 |
1,9941 |
$402.91 |
Invesco
Energy Fund | ||||||
Kevin
Holt |
6 |
$15,736.5 |
1 |
$167.6 |
5,0201 |
$1,081.11 |
Umang
Khetan |
None |
None |
None |
None |
None |
None |
Invesco
Gold & Special Minerals Fund | ||||||
Shanquan
Li |
None |
None |
2 |
$70.7 |
None |
None |
Invesco
Small Cap Value Fund | ||||||
Jonathan
Edwards |
2 |
$3,903.2 |
None |
None |
None |
None |
Jonathan
Mueller |
2 |
$3,903.2 |
None |
None |
None |
None |
Invesco
Technology Fund | ||||||
Ash
Shah |
7 |
$10,805.5 |
1 |
$96.5 |
None |
None |
Invesco
Value Opportunities Fund | ||||||
Jonathan
Edwards |
2 |
$4,907.4 |
None |
None |
None |
None |
Jonathan
Mueller |
2 |
$4,907.4 |
None |
None |
None |
None |
1
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. |
Sub-Adviser |
Performance
time period2
|
Invesco3
|
One-,
Three- and Five-year performance against Fund peer
group |
Invesco
Canada3
| |
Invesco
Deutschland3
| |
Invesco
Hong Kong3
| |
Invesco
Asset Management3
| |
Invesco
India3
| |
Invesco
Listed Real Assets Division3
| |
|
|
Invesco
Senior Secured3,
4
|
Not
applicable |
Invesco
Capital3,
5
| |
|
|
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
2
Rolling time periods based on calendar year-end. | |
3
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
4
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
5
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund
Name |
2024 |
2023 |
2022 |
Invesco
Comstock Fund |
$1,462,048 |
$1,411,164 |
$1,444,068 |
Invesco
Comstock Select Fund |
106,469 |
96,356 |
95,754 |
Invesco
Dividend Income Fund |
508,420 |
549,677 |
538,240 |
Invesco
Energy Fund |
70,312 |
91,013 |
47,554 |
Invesco
Gold & Special Minerals Fund |
258,425 |
268,367 |
322,008 |
Invesco
Small Cap Value Fund |
462,501 |
351,723 |
238,070 |
Invesco
Technology Fund |
191,989 |
137,889 |
268,027 |
Invesco
Value Opportunities Fund |
471,280 |
175,649 |
132,923 |
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2024 |
2023 |
2022 |
2024 |
2023 |
2022 |
2024 |
2024 |
Invesco
Comstock Fund |
$1,921,663 |
$1,586,799 |
$1,857,574 |
$55,520 |
$88,213 |
$26,137 |
2.89% |
0.94% |
Invesco
Comstock Select Fund2
|
1,569,134 |
304,328 |
$421,052 |
87,384 |
27,796 |
$8,190 |
11.14 |
12.27 |
Invesco
Dividend Income Fund3 |
738,600 |
248,571 |
1,008,161 |
20,998 |
5,798 |
23,908 |
2.84 |
2.61 |
Invesco
Energy Fund2 |
206,200 |
283,018 |
159,009 |
4,152 |
12,799 |
9,231 |
2.01 |
2.54 |
Invesco
Gold & Special Minerals Fund |
3,706,463 |
3,201,083 |
4,235,544 |
115,849 |
101,312 |
132,671 |
3.13 |
2.94 |
Invesco
Small Cap Value Fund |
2,636,754 |
2,241,307 |
2,566,792 |
187,201 |
62,534 |
14,849 |
7.10 |
4.30 |
Invesco
Technology Fund |
607,696 |
690,147 |
683,754 |
21,859 |
53,957 |
44,235 |
3.60 |
3.52 |
Invesco
Value Opportunities Fund4 |
1,203,105 |
824,247 |
994,925 |
167,547 |
26,033 |
23,471 |
13.93 |
6.58 |
|
|
|
|
|
|
|
|
|
Fund |
Transactions |
Related
Brokerage Commissions1
|
Invesco
Comstock Fund |
$3,720,181,693 |
$1,880,382 |
Invesco
Comstock Select Fund |
2,904,707,170 |
1,555,013 |
Invesco
Dividend Income Fund |
1,498,479,402 |
555,991 |
Invesco
Energy Fund |
351,156,219 |
199,951 |
Invesco
Gold & Special Minerals Fund |
1,090,678,541 |
2,489,523 |
Invesco
Small Cap Value Fund |
1,981,003,118 |
1,997,801 |
Invesco
Technology Fund |
2,229,910,512 |
581,684 |
Invesco
Value Opportunities Fund |
1,294,001,799 |
887,827 |
Fund |
Security |
Market
Value
(as
of April 30, 2024) |
Invesco
Comstock Fund |
Goldman
Sachs Group, Inc. (The) |
$146,923,507 |
|
|
|
Invesco
Dividend Income Fund |
Morgan
Stanley |
$87,893,514 |
|
|
|
Invesco
Value Opportunities Fund |
Goldman
Sachs Group, Inc. (The) |
$56,965,785 |
|
|
|
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
$250,000
but less than $500,000 |
2.75% |
2.83% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund |
Class
A |
Class
C Shares |
Class
R Shares |
Investor
Class Shares |
Invesco
Comstock Fund |
$15,368,569 |
$957,861 |
$660,066 |
N/A |
Invesco
Comstock Select Fund |
1,350,094 |
293,823 |
219,641 |
N/A |
Invesco
Dividend Income Fund |
6,517,761 |
1,619,927 |
515,344 |
$167,769 |
Invesco
Energy Fund |
780,820 |
258,410 |
N/A |
221,497 |
Invesco
Gold & Special Minerals Fund |
1,931,245 |
763,463 |
594,875 |
N/A |
Invesco
Small Cap Value Fund |
2,263,588 |
349,003 |
97,355 |
N/A |
Invesco
Technology Fund |
1,879,609 |
383,572 |
N/A |
765,603 |
Invesco
Value Opportunities Fund |
5,536,693 |
568,157 |
369,353 |
N/A |
Fund |
Class
C Shares |
Invesco
Small Cap Value Fund |
$83,155 |
Invesco
Technology Fund |
1,083 |
Invesco
Value Opportunities Fund |
5,458 |
|
Invesco
Comstock
Fund |
Invesco
Comstock Select Fund |
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Gold & Special Minerals Fund |
Invesco
Small
Cap
Value
Fund |
Invesco
Technology
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Printing
&
Mailing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dealers
Compensation |
$15,368,569 |
$1,350,094 |
$6,517,761 |
$780,820 |
$1,931,245 |
$2,263,588 |
$1,879,609 |
$5,536,693 |
Personnel |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Travel
Relating
to
Marketing |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Annual
Report
Total |
$15,368,569 |
$1,350,094 |
$6,517,761 |
$780,820 |
$1,931,245 |
$2,263,588 |
$1,879,609 |
$5,536,693 |
|
|
|
|
|
|
|
|
|
|
Invesco
Comstock
Fund |
Invesco
Comstock Select Fund |
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Gold & Special Minerals Fund |
Invesco
Small
Cap
Value
Fund |
Invesco
Technology
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$914 |
$294 |
$1,096 |
$331 |
$499 |
$669 |
$387 |
$355 |
Printing
&
Mailing |
672 |
219 |
822 |
244 |
364 |
580 |
313 |
291 |
Seminars |
954 |
305 |
1,177 |
352 |
515 |
918 |
442 |
419 |
Underwriters
Compensation |
74,846 |
25,451 |
96,519 |
28,942 |
42,557 |
70,026 |
36,027 |
32,349 |
Dealers
Compensation |
871,887 |
264,797 |
1,509,864 |
225,386 |
714,937 |
269,210 |
342,529 |
531,121 |
Personnel |
8,256 |
2,650 |
10,043 |
3,034 |
4,410 |
7,313 |
3,724 |
3,482 |
Travel
Relating
to
Marketing |
332 |
107 |
406 |
121 |
181 |
287 |
150 |
140 |
Annual
Report
Total |
$957,861 |
$293,823 |
$1,619,927 |
$258,410 |
$763,463 |
$349,003 |
$383,572 |
$568,157 |
|
Invesco
Comstock
Fund |
Invesco
Comstock Select Fund |
Invesco
Dividend
Income
Fund |
Invesco
Gold & Special Minerals |
Invesco
Small
Cap
Value
Fund |
Invesco
Value
Opportunities
Fund |
Advertising |
$79 |
$306 |
$265 |
$283 |
$16 |
$151 |
Printing
& Mailing |
59 |
235 |
201 |
205 |
14 |
124 |
|
Invesco
Comstock
Fund |
Invesco
Comstock Select Fund |
Invesco
Dividend
Income
Fund |
Invesco
Gold & Special Minerals |
Invesco
Small
Cap
Value
Fund |
Invesco
Value
Opportunities
Fund |
Seminars |
84 |
328 |
281 |
285 |
22 |
183 |
Underwriters
Compensation |
2,298 |
9,010 |
7,704 |
7,952 |
565 |
4,814 |
Dealers
Compensation |
656,799 |
206,864 |
504,419 |
583,575 |
96,558 |
362,536 |
Personnel |
718 |
2,784 |
2,376 |
2,474 |
173 |
1,484 |
Travel
Relating
to
Marketing |
29 |
114 |
98 |
101 |
7 |
61 |
Annual
Report Total |
$660,066 |
$219,641 |
$515,344 |
$594,875 |
$97,355 |
$369,353 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Invesco
Dividend
Income
Fund |
Invesco
Energy
Fund |
Invesco
Technology
Fund |
Advertising |
$0 |
$0 |
$0 |
Printing
& Mailing |
0 |
0 |
0 |
Seminars |
0 |
0 |
0 |
Underwriters
Compensation |
0 |
0 |
0 |
Dealers
Compensation |
$167,769 |
$221,497 |
$765,603 |
Personnel |
0 |
0 |
0 |
Travel
Relating
to
Marketing |
0 |
0 |
0 |
Annual
Report Total |
$167,769 |
$221,497 |
$765,603 |
|
2024 |
2023 |
2022 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
Comstock Fund |
$5,236,450 |
$615,955 |
$5,317,581 |
$632,213 |
$4,909,895 |
$606,466 |
Invesco
Comstock Select Fund |
466,374 |
71,785 |
325,580 |
52,995 |
308,750 |
54,731 |
Invesco
Dividend Income Fund |
1,433,197 |
229,608 |
1,949,377 |
304,878 |
2,067,919 |
328,126 |
Invesco
Energy Fund |
344,410 |
46,271 |
895,000 |
116,938 |
501,426 |
74,133 |
Invesco
Gold & Special Minerals Fund |
653,850 |
94,865 |
810,207 |
119,626 |
1,269,120 |
182,232 |
Invesco
Small Cap Value Fund |
1,326,809 |
170,372 |
1,204,105 |
151,543 |
1,011,343 |
133,399 |
Invesco
Technology Fund |
1,083,256 |
151,261 |
763,080 |
106,900 |
1,252,149 |
178,631 |
Invesco
Value Opportunities Fund |
1,148,365 |
167,092 |
698,187 |
91,228 |
555,416 |
74,719 |
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|
2024 |
2024 |
2023 |
2023 |
2022 |
2022 |
Fund |
Class
A |
Class
C |
Class
A |
Class
C |
Class
A |
Class
C |
Invesco
Comstock Fund |
$17,211 |
$5,415 |
$23,045 |
$21,738 |
$20,391 |
$3,524 |
Invesco
Comstock Select Fund |
644 |
1,009 |
713 |
2,527 |
4 |
485 |
Invesco
Dividend Income Fund |
4,906 |
7,914 |
1,728 |
9,122 |
2,960 |
6,648 |
Invesco
Energy Fund |
7,577 |
3,469 |
7,265 |
8,081 |
798 |
4,468 |
Invesco
Gold & Special Minerals Fund |
2,655 |
7,473 |
16,960 |
10,954 |
33,374 |
22,448 |
Invesco
Small Cap Value Fund |
2,847 |
23,613 |
13,230 |
9,980 |
1,770 |
2,165 |
Invesco
Technology Fund |
4,195 |
3,678 |
2,632 |
1,967 |
5,249 |
2,666 |
Invesco
Value Opportunities Fund |
7,320 |
3,691 |
107,319 |
1,378 |
2,004 |
3,370 |