EXCHANGE TRADED CONCEPTS TRUST
ROBO Global® Healthcare Technology and Innovation ETF
ROBO Global® Robotics and Automation Index ETF
ROBO Global® Artificial Intelligence ETF
Semi-Annual Report
October 31, 2022
(Unaudited)
ROBO Global®
Healthcare Technology and Innovation ETF
Robotics and Automation Index ETF
Artificial Intelligence ETF
Table of Contents
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1 | ||
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8 | ||
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9 | ||
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10 | ||
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12 | ||
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13 | ||
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24 | ||
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25 | ||
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28 |
The Funds file their complete schedule of holdings with the U.S. Securities and Exchange Commission (the “Commission”) for the first and third quarters of each fiscal year as an exhibit to each Fund’s report on Form N-PORT within sixty days after the end of the period. Each Fund’s Form N-PORT reports are available on the Commission’s website at https://www.sec.gov.
Exchange Traded Concepts, LLC’s proxy voting policies and procedures are attached to each Fund’s Statement of Additional Information (the “SAI”). The SAI, as well as information relating to how each Fund voted proxies relating to each Fund’s securities during the most recent 12-month period ended June 30, is available without charge, upon request, by calling (855)-456-ROBO and on the Commission’s website at https://www.sec.gov.
Healthcare Technology and Innovation ETF
Schedule of Investments
October 31, 2022 (Unaudited)
|
Description |
Shares |
Fair Value | |||
|
|
|||||
|
COMMON STOCK — 99.9% |
|
||||
|
|
|||||
|
Australia — 1.1% |
|
||||
|
Health Care — 1.1% |
|
||||
|
CSL |
5,983 |
$ |
1,073,071 | ||
|
Total Australia |
|
1,073,071 | |||
|
Belgium — 0.9% |
|
||||
|
Information Technology — 0.9% |
|
||||
|
Materialise ADR* |
81,530 |
|
863,403 | ||
|
Total Belgium |
|
863,403 | |||
|
China — 1.0% |
|
||||
|
Consumer Discretionary — 1.0% |
|
||||
|
JD Health International* |
179,150 |
|
982,491 | ||
|
Total China |
|
982,491 | |||
|
Denmark — 0.7% |
|
||||
|
Health Care — 0.7% |
|
||||
|
GN Store Nord |
32,813 |
|
697,857 | ||
|
Total Denmark |
|
697,857 | |||
|
France — 1.2% |
|
||||
|
Health Care — 1.2% |
|
||||
|
Eurofins Scientific |
18,503 |
|
1,184,657 | ||
|
Total France |
|
1,184,657 | |||
|
Germany — 1.5% |
|
||||
|
Health Care — 1.5% |
|
||||
|
Siemens Healthineers |
31,564 |
|
1,453,119 | ||
|
Total Germany |
|
1,453,119 | |||
|
Italy — 1.5% |
|
||||
|
Health Care — 1.5% |
|
||||
|
DiaSorin |
11,573 |
|
1,513,266 | ||
|
Total Italy |
|
1,513,266 | |||
|
Japan — 0.8% |
|
||||
|
Health Care — 0.8% |
|
||||
|
Terumo |
26,100 |
|
794,405 | ||
|
Total Japan |
|
794,405 | |||
|
Description |
Shares |
Fair Value | |||
|
Netherlands — 1.0% |
|
||||
|
Health Care — 1.0% |
|
||||
|
Koninklijke Philips |
82,563 |
$ |
1,045,961 | ||
|
Total Netherlands |
|
1,045,961 | |||
|
Spain — 0.8% |
|
||||
|
Health Care — 0.8% |
|
||||
|
Grifols* |
95,467 |
|
812,015 | ||
|
Total Spain |
|
812,015 | |||
|
Switzerland — 4.3% |
|
||||
|
Health Care — 4.3% |
|
||||
|
Lonza Group |
2,636 |
|
1,357,576 | ||
|
Roche Holding |
3,950 |
|
1,312,588 | ||
|
Tecan Group |
3,984 |
|
1,462,625 | ||
|
Total Health Care |
|
4,132,789 | |||
|
|
|||||
|
Total Switzerland |
|
4,132,789 | |||
|
United Kingdom — 1.1% |
|
||||
|
Health Care — 1.1% |
|
||||
|
Smith & Nephew PLC |
90,261 |
|
1,070,391 | ||
|
Total United Kingdom |
|
1,070,391 | |||
|
United States — 84.0% |
|
||||
|
Health Care — 82.1% |
|
||||
|
Abbott Laboratories |
12,933 |
|
1,279,591 | ||
|
ABIOMED* |
6,188 |
|
1,559,871 | ||
|
Agilent Technologies |
10,102 |
|
1,397,612 | ||
|
Align Technology* |
5,356 |
|
1,040,671 | ||
|
Alnylam Pharmaceuticals* |
7,868 |
|
1,630,722 | ||
|
Arrowhead Pharmaceuticals* |
41,008 |
|
1,427,488 | ||
|
Avanos Medical* |
40,971 |
|
907,508 | ||
|
Axogen* |
88,137 |
|
1,006,525 | ||
|
Azenta |
31,814 |
|
1,412,542 | ||
|
Baxter International |
18,262 |
|
992,540 | ||
|
Becton Dickinson |
3,517 |
|
829,906 | ||
|
BioMarin Pharmaceutical* |
12,264 |
|
1,062,430 | ||
|
Bio-Rad Laboratories, Cl A* |
2,909 |
|
1,023,124 | ||
|
Boston Scientific* |
39,922 |
|
1,721,037 | ||
|
Bristol-Myers Squibb |
14,491 |
|
1,122,618 | ||
|
Butterfly Network* |
180,839 |
|
886,111 | ||
|
CareDx* |
82,893 |
|
1,650,400 | ||
|
Catalent* |
17,076 |
|
1,122,405 | ||
|
Cerus* |
241,223 |
|
882,876 | ||
|
Charles River Laboratories International* |
8,075 |
|
1,713,919 | ||
|
Codexis* |
182,268 |
|
1,024,346 | ||
|
CONMED |
11,395 |
|
908,523 | ||
|
Danaher |
5,853 |
|
1,473,025 | ||
The accompanying notes are an integral part of the financial statements.
1
ROBO Global®
Healthcare Technology and Innovation ETF
Schedule of Investments
October 31, 2022 (Unaudited) (Concluded)
|
Description |
Shares |
Fair Value | |||
|
DexCom* |
19,715 |
$ |
2,381,179 | ||
|
Edwards Lifesciences* |
13,398 |
|
970,417 | ||
|
Exact Sciences* |
34,039 |
|
1,183,876 | ||
|
Fate Therapeutics* |
30,247 |
|
632,767 | ||
|
Fulgent Genetics* |
35,749 |
|
1,416,733 | ||
|
Glaukos* |
26,815 |
|
1,503,517 | ||
|
Globus Medical, Cl A* |
14,569 |
|
976,123 | ||
|
Guardant Health* |
28,000 |
|
1,386,000 | ||
|
Health Catalyst* |
132,355 |
|
1,167,371 | ||
|
Hologic* |
18,198 |
|
1,233,824 | ||
|
Illumina* |
7,916 |
|
1,811,339 | ||
|
Incyte* |
21,182 |
|
1,574,670 | ||
|
Insulet* |
6,357 |
|
1,645,255 | ||
|
Integra
LifeSciences |
34,148 |
|
1,715,937 | ||
|
Intuitive Surgical* |
7,939 |
|
1,956,726 | ||
|
IQVIA Holdings* |
7,100 |
|
1,488,657 | ||
|
iRhythm Technologies* |
10,149 |
|
1,293,896 | ||
|
Masimo* |
7,452 |
|
980,683 | ||
|
Medpace Holdings* |
8,886 |
|
1,972,514 | ||
|
Moderna* |
10,734 |
|
1,613,642 | ||
|
NanoString Technologies* |
93,137 |
|
974,213 | ||
|
Natera* |
33,924 |
|
1,593,071 | ||
|
Nevro* |
30,302 |
|
1,161,779 | ||
|
Novocure* |
17,265 |
|
1,219,945 | ||
|
Omnicell* |
14,598 |
|
1,128,717 | ||
|
Penumbra* |
9,403 |
|
1,612,332 | ||
|
PerkinElmer |
11,531 |
|
1,540,311 | ||
|
Privia Health Group* |
26,886 |
|
900,143 | ||
|
QuidelOrtho* |
17,190 |
|
1,544,006 | ||
|
Regeneron Pharmaceuticals* |
2,562 |
|
1,918,299 | ||
|
STAAR Surgical* |
17,859 |
|
1,265,667 | ||
|
Stryker |
7,936 |
|
1,819,249 | ||
|
Tactile Systems Technology* |
154,527 |
|
1,149,681 | ||
|
Teladoc Health* |
29,459 |
|
873,165 | ||
|
Thermo Fisher Scientific |
2,975 |
|
1,529,061 | ||
|
Twist Bioscience* |
33,355 |
|
1,095,045 | ||
|
Veeva Systems, Cl A* |
6,993 |
|
1,174,404 | ||
|
Veracyte* |
64,473 |
|
1,296,552 | ||
|
Vertex Pharmaceuticals* |
4,317 |
|
1,346,904 | ||
|
|
82,123,460 | ||||
|
Description |
Shares |
Fair Value | |||
|
Industrials — 0.9% |
|
||||
|
3D Systems* |
103,017 |
$ |
909,640 | ||
|
Information Technology — 1.0% |
|
||||
|
Novanta* |
7,476 |
|
1,057,106 | ||
|
Total United States |
|
84,090,206 | |||
|
Total Common Stock (Cost $147,280,017) |
|
99,713,631 | |||
|
SHORT-TERM INVESTMENT — 0.1% |
|
||||
|
Invesco Government & Agency, Cl Institutional, 3.12%(A) |
119,666 |
|
119,666 | ||
|
Total Short-Term Investment |
|
||||
|
(Cost $119,666) |
|
119,666 | |||
|
Total Investments - 100.0% |
|
||||
|
(Cost $147,399,683) |
$ |
99,833,297 | |||
Percentages are based on Net Assets of $99,831,304.
* Non-income producing security.
(A) Rate shown is the 7-day effective yield as of October 31, 2022.
ADR — American Depositary Receipt
Cl — Class
PLC — Public Limited Company
As of October 31, 2022, all of the Fund’s investments were considered Level 1 of the fair value hierarchy, in accordance with the authoritative guidance under U.S. GAAP.
The accompanying notes are an integral part of the financial statements.
2
ROBO Global®
Robotics and Automation Index ETF
Schedule of Investments
October 31, 2022 (Unaudited)
|
Description |
Shares |
Fair Value | |||
|
|
|||||
|
COMMON STOCK — 99.8% |
|
||||
|
Belgium — 1.3% |
|
||||
|
Information Technology — 1.3% |
|
||||
|
Materialise ADR*(A) |
1,340,325 |
$ |
14,194,042 | ||
|
Total Belgium |
|
14,194,042 | |||
|
Canada — 1.6% |
|
||||
|
Industrials — 1.6% |
|
||||
|
ATS Automation Tooling Systems* |
553,096 |
|
17,476,220 | ||
|
Total Canada |
|
17,476,220 | |||
|
China — 1.4% |
|
||||
|
Industrials — 1.0% |
|
||||
|
Estun Automation, Cl A |
1,514,397 |
|
4,085,506 | ||
|
Han’s Laser Technology Industry Group, Cl A |
1,050,720 |
|
3,643,675 | ||
|
Shenzhen Inovance Technology, Cl A |
383,459 |
|
3,504,332 | ||
|
|
11,233,513 | ||||
|
Information Technology — 0.4% |
|
||||
|
Iflytek |
835,024 |
|
4,007,740 | ||
|
Total China |
|
15,241,253 | |||
|
Finland — 1.4% |
|
||||
|
Industrials — 1.4% |
|
||||
|
Cargotec, Cl B(A) |
412,659 |
|
15,530,945 | ||
|
Total Finland |
|
15,530,945 | |||
|
France — 2.2% |
|
||||
|
Industrials — 1.1% |
|
||||
|
Schneider Electric |
92,599 |
|
11,738,353 | ||
|
Information Technology — 1.1% |
|
||||
|
Dassault Systemes |
376,150 |
|
12,621,485 | ||
|
Total France |
|
24,359,838 | |||
|
Germany — 7.6% |
|
||||
|
Industrials — 6.3% |
|
||||
|
Duerr |
631,782 |
|
16,721,970 | ||
|
GEA Group |
527,095 |
|
18,441,735 | ||
|
Description |
Shares |
Fair Value | |||
|
KION Group |
262,356 |
$ |
5,826,445 | ||
|
Krones |
197,945 |
|
18,341,102 | ||
|
Siemens |
116,720 |
|
12,763,420 | ||
|
|
72,094,672 | ||||
|
Information Technology — 1.3% |
|
||||
|
Jenoptik |
649,610 |
|
14,266,136 | ||
|
Total Germany |
|
86,360,808 | |||
|
Japan — 20.6% |
|
||||
|
Industrials — 14.4% |
|
||||
|
Daifuku |
327,317 |
|
15,018,683 | ||
|
Daihen |
365,109 |
|
9,444,909 | ||
|
FANUC |
123,228 |
|
16,274,536 | ||
|
Fuji Machine Manufacturing |
1,203,900 |
|
15,940,224 | ||
|
Harmonic Drive Systems(A) |
589,439 |
|
19,709,435 | ||
|
Mitsubishi Electric |
1,047,944 |
|
9,236,093 | ||
|
Nabtesco |
573,810 |
|
12,218,580 | ||
|
Shibaura Machine |
499,533 |
|
9,719,443 | ||
|
SMC |
35,176 |
|
14,228,016 | ||
|
THK(A) |
738,457 |
|
12,907,534 | ||
|
Toyota Industries |
274,400 |
|
14,141,380 | ||
|
Yaskawa Electric |
530,949 |
|
14,753,048 | ||
|
|
163,591,881 | ||||
|
Information Technology — 6.2% |
|
||||
|
Amano |
620,800 |
|
10,637,990 | ||
|
Keyence |
52,148 |
|
19,759,649 | ||
|
Omron |
314,258 |
|
14,707,025 | ||
|
Optex Group |
777,700 |
|
10,720,942 | ||
|
Yokogawa Electric |
940,178 |
|
15,756,608 | ||
|
|
71,582,214 | ||||
|
Total Japan |
|
235,174,095 | |||
|
Norway — 1.9% |
|
||||
|
Industrials — 1.9% |
|
||||
|
AutoStore Holdings*(A) |
11,146,789 |
|
21,045,939 | ||
|
Total Norway |
|
21,045,939 | |||
|
South Korea — 1.0% |
|
||||
|
Information Technology — 1.0% |
|
||||
|
Koh Young Technology |
1,264,656 |
|
10,609,456 | ||
|
Total South Korea |
|
10,609,456 | |||
|
Sweden — 2.4% |
|
||||
|
Health Care — 0.8% |
|
||||
|
Elekta, Cl B(A) |
1,859,384 |
|
9,439,565 | ||
|
Information Technology — 1.6% |
|
||||
|
Hexagon, Cl B |
1,773,325 |
|
17,523,910 | ||
|
Total Sweden |
|
26,963,475 | |||
The accompanying notes are an integral part of the financial statements.
3
ROBO Global®
Robotics and Automation Index ETF
Schedule of Investments
October 31, 2022 (Unaudited) (Continued)
|
Description |
Shares |
Fair Value | |||
|
Switzerland — 4.5% |
|
||||
|
Health Care — 1.5% |
|
||||
|
Tecan Group |
45,512 |
$ |
16,708,577 | ||
|
Industrials — 3.0% |
|
||||
|
ABB |
569,800 |
|
15,851,343 | ||
|
Kardex Holding |
117,663 |
|
17,988,947 | ||
|
|
33,840,290 | ||||
|
Total Switzerland |
|
50,548,867 | |||
|
Taiwan — 5.5% |
|
||||
|
Industrials — 2.6% |
|
||||
|
Airtac International Group |
693,547 |
|
15,927,528 | ||
|
Hiwin Technologies |
2,657,775 |
|
13,692,006 | ||
|
|
29,619,534 | ||||
|
Information Technology — 2.9% |
|
||||
|
Advantech |
1,383,967 |
|
12,584,446 | ||
|
Delta Electronics |
1,419,187 |
|
11,341,164 | ||
|
Global Unichip |
594,000 |
|
8,986,733 | ||
|
|
32,912,343 | ||||
|
Total Taiwan |
|
62,531,877 | |||
|
United Kingdom — 2.1% |
|
||||
|
Consumer Staples — 0.8% |
|
||||
|
Ocado Group* |
1,775,513 |
|
9,656,926 | ||
|
Information Technology — 1.3% |
|
||||
|
Renishaw |
377,614 |
|
15,225,424 | ||
|
Total United Kingdom |
|
24,882,350 | |||
|
United States — 46.3% |
|
||||
|
Consumer Discretionary — 2.3% |
|
||||
|
Aptiv* |
130,865 |
|
11,917,875 | ||
|
Luminar Technologies, Cl A*(A) |
1,751,262 |
|
14,167,710 | ||
|
|
26,085,585 | ||||
|
Consumer Staples — 0.4% |
|
||||
|
AppHarvest*(A) |
1,882,719 |
|
4,010,192 | ||
|
Health Care — 9.7% |
|
||||
|
Azenta |
402,275 |
|
17,861,010 | ||
|
Globus Medical, Cl A* |
188,908 |
|
12,656,836 | ||
|
Illumina* |
91,950 |
|
21,039,999 | ||
|
Intuitive Surgical* |
102,934 |
|
25,370,143 | ||
|
iRhythm Technologies* |
114,462 |
|
14,592,761 | ||
|
Omnicell* |
168,284 |
|
13,011,719 | ||
|
Vicarious Surgical*(A) |
1,081,429 |
|
4,185,130 | ||
|
|
108,717,598 | ||||
|
Industrials — 7.8% |
|
||||
|
3D Systems* |
1,552,942 |
|
13,712,478 | ||
|
Deere |
39,936 |
|
15,807,467 | ||
|
GXO Logistics* |
267,795 |
|
9,785,229 | ||
|
John Bean Technologies |
126,224 |
|
11,511,629 | ||
|
Nordson |
75,422 |
|
16,969,950 | ||
|
Rockwell Automation |
80,590 |
|
20,574,627 | ||
|
|
88,361,380 | ||||
|
Description |
Shares/ Par Value |
Fair Value | |||
|
Information Technology — 26.1% |
|
||||
|
Ambarella* |
233,446 |
$ |
12,776,499 | ||
|
Autodesk* |
64,360 |
|
13,792,348 | ||
|
Cadence Design Systems* |
89,750 |
|
13,587,252 | ||
|
Cognex |
470,528 |
|
21,752,509 | ||
|
FARO Technologies* |
459,558 |
|
13,423,689 | ||
|
IPG Photonics* |
220,301 |
|
18,870,984 | ||
|
Manhattan Associates* |
111,039 |
|
13,510,115 | ||
|
Microchip Technology |
188,509 |
|
11,638,546 | ||
|
National Instruments |
408,699 |
|
15,604,128 | ||
|
Novanta* |
133,604 |
|
18,891,606 | ||
|
NVIDIA |
112,905 |
|
15,238,788 | ||
|
PTC* |
134,837 |
|
15,887,844 | ||
|
QUALCOMM |
109,320 |
|
12,862,591 | ||
|
Samsara, Cl A* |
1,089,641 |
|
13,413,481 | ||
|
ServiceNow* |
43,901 |
|
18,470,907 | ||
|
Stratasys* |
1,047,557 |
|
15,158,150 | ||
|
Teradyne |
222,155 |
|
18,072,309 | ||