1 | |
2 | |
3 | |
42 | |
43 | |
45 | |
48 | |
61 | |
62 | |
65 | |
65 | |
67 | |
67 | |
68 | |
72 | |
72 | |
76 | |
77 | |
81 | |
82 | |
83 | |
84 | |
86 | |
87 | |
88 | |
93 | |
A-1 | |
B-1 |
Portfolio |
Former
Name |
Date
of Change |
Voya
Balanced Portfolio |
ING
Balanced Portfolio |
May
1, 2014 |
Voya
Global High
Dividend Low
Volatility
Portfolio |
Voya
Global Equity Portfolio |
May
1, 2020 |
|
Voya
Global Value Advantage
Portfolio |
May
1, 2016 |
|
ING
Global Value Advantage
Portfolio |
May
1, 2014 |
|
ING
WisdomTreeSM Global
High-Yielding
Equity Index
Portfolio |
July
12, 2013 |
Voya
Government
Money Market
Portfolio |
Voya
Money Market Portfolio |
May
1, 2016 |
|
ING
Money Market Portfolio |
May
1, 2014 |
Voya
Growth and
Income
Portfolio |
ING
Growth and Income
Portfolio |
May
1, 2014 |
Voya
Index Plus
LargeCap
Portfolio |
ING
Index Plus LargeCap
Portfolio |
May
1, 2014
|
Portfolio |
Former
Name |
Date
of Change |
Voya
Index Plus MidCap
Portfolio |
ING
Index Plus MidCap
Portfolio |
May
1, 2014 |
Voya
Index Plus
SmallCap
Portfolio |
ING
Index Plus SmallCap
Portfolio |
May
1, 2014 |
Voya
Intermediate Bond
Portfolio |
ING
Intermediate Bond
Portfolio |
May
1, 2014 |
Voya
Small Company
Portfolio |
ING
Small Company Portfolio |
May
1, 2014 |
Asset
Class/Investment Technique |
Voya
Balanced
Portfolio |
Voya
Global High
Dividend
Low
Volatility
Portfolio |
Voya
Government
Money
Market
Portfolio |
Voya
Growth
and
Income
Portfolio |
Voya
Intermediate
Bond
Portfolio |
Equity
Securities |
|
|
|
|
|
Commodities |
|
|
|
|
|
Common
Stocks |
X |
X |
|
X |
X |
Convertible
Securities |
X |
X |
|
X |
X |
Initial
Public Offerings |
X |
X |
|
X |
X |
Master
Limited Partnerships |
|
|
|
|
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
|
X |
X |
Private
Investments in Public Companies |
|
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
|
X |
X
|
Asset
Class/Investment Technique |
Voya
Balanced
Portfolio |
Voya
Global High
Dividend
Low
Volatility
Portfolio |
Voya
Government
Money
Market
Portfolio |
Voya
Growth
and
Income
Portfolio |
Voya
Intermediate
Bond
Portfolio |
Small-
and Mid-Capitalization Issuers |
X |
X |
|
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
|
X |
|
Special
Situation Issuers |
X |
X |
|
X |
X |
Trust
Preferred Securities |
X |
X |
|
|
X |
Debt
Instruments |
|
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
X |
Corporate
Debt Instruments |
X |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
X |
|
|
|
X |
Delayed
Funding Loans and Revolving Credit Facilities |
X |
|
|
|
X |
Event-Linked
Bonds |
X |
|
|
|
X |
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
X |
Funding
Agreements |
|
|
|
|
|
Guaranteed
Investment Contracts |
X |
X |
X |
X |
X |
High
Yield Securities |
X |
X |
|
|
X |
Inflation-Indexed
Bonds |
X |
|
|
|
X |
Inverse
Floating Rate Securities |
X |
|
|
|
X |
Mortgage-Related
Securities |
X |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
X |
X |
Senior
and Other Bank Loans |
X |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
|
Depositary
Receipts |
X |
X |
|
X |
X |
Emerging
Market Investments |
X |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
|
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
|
Forward
Commitments |
X |
X |
|
X |
X |
Futures
Contracts |
X |
X |
|
X |
X |
Hybrid
Instruments |
X |
X |
|
X |
X |
Options |
X |
X |
|
X |
X |
Participatory
Notes |
X |
|
|
|
X |
Rights
and Warrants |
X |
X |
|
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
|
X |
X |
Other
Investment Techniques |
|
|
|
|
|
Borrowing |
X |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
X |
Participation
on Creditors Committees |
|
|
|
|
|
Repurchase
Agreements |
X |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya
Balanced
Portfolio |
Voya
Global High
Dividend
Low
Volatility
Portfolio |
Voya
Government
Money
Market
Portfolio |
Voya
Growth
and
Income
Portfolio |
Voya
Intermediate
Bond
Portfolio |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
|
X |
X |
Short
Sales |
X |
X |
|
X |
X |
To
Be Announced Sale Commitments |
X |
X |
X |
X |
X |
When-Issued
Securities and Delayed-Delivery Transactions |
X |
X |
X |
X |
X |
Asset
Class/Investment Technique |
Voya Index
Plus
LargeCap
Portfolio |
Voya Index
Plus
MidCap
Portfolio |
Voya Index
Plus
SmallCap
Portfolio |
Voya Small
Company
Portfolio |
Equity
Securities |
|
|
|
|
Commodities |
|
|
|
|
Common
Stocks |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
Initial
Public Offerings |
X |
X |
X |
X |
Master
Limited Partnerships |
|
|
|
|
Other
Investment Companies and Pooled Investment Vehicles |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
Private
Investments in Public Companies |
|
|
|
|
Real
Estate Securities and Real Estate Investment Trusts |
X |
X |
X |
X |
Small-
and Mid-Capitalization Issuers |
X |
X |
X |
X |
Special
Purpose Acquisition Companies |
X |
X |
X |
X |
Special
Situation Issuers |
X |
X |
X |
X |
Trust
Preferred Securities |
|
|
|
|
Debt
Instruments |
|
|
|
|
Asset-Backed
Securities |
X |
X |
X |
X |
Bank
Instruments |
X |
X |
X |
X |
Commercial
Paper |
X |
X |
X |
X |
Corporate
Debt Instruments |
X |
X |
X |
X |
Credit-Linked
Notes |
X |
X |
X |
X |
Custodial
Receipts and Trust Certificates |
|
|
|
|
Delayed
Funding Loans and Revolving Credit Facilities |
|
|
|
|
Event-Linked
Bonds |
|
|
|
|
Floating
or Variable Rate Instruments |
X |
X |
X |
X |
Funding
Agreements |
|
|
|
|
Guaranteed
Investment Contracts |
X |
X |
X |
X |
High
Yield Securities |
X |
X |
X |
|
Inflation-Indexed
Bonds |
|
|
|
|
Inverse
Floating Rate Securities |
|
|
|
|
Mortgage-Related
Securities |
X |
X |
X |
X |
Municipal
Securities |
X |
X |
X |
|
Senior
and Other Bank Loans |
X |
X |
X |
X |
U.S.
Government Securities and Obligations |
X |
X |
X |
X |
Zero-Coupon,
Deferred Interest and Pay-in-Kind Bonds |
X |
X |
X |
X |
Foreign
Investments |
|
|
|
|
Depositary
Receipts |
X |
X |
X |
X
|
Asset
Class/Investment Technique |
Voya Index
Plus
LargeCap
Portfolio |
Voya Index
Plus
MidCap
Portfolio |
Voya Index
Plus
SmallCap
Portfolio |
Voya Small
Company
Portfolio |
Emerging
Market Investments |
X |
X |
X |
X |
Eurodollar
and Yankee Dollar Instruments |
X |
X |
X |
X |
Foreign
Currencies |
X |
X |
X |
X |
Sovereign
Debt |
X |
X |
X |
X |
Supranational
Entities |
X |
X |
X |
X |
Derivative
Instruments |
|
|
|
|
Forward
Commitments |
X |
X |
X |
X |
Futures
Contracts |
X |
X |
X |
X |
Hybrid
Instruments |
X |
X |
X |
X |
Options |
X |
X |
X |
X |
Participatory
Notes |
|
|
|
|
Rights
and Warrants |
X |
X |
X |
X |
Swap
Transactions and Options on Swap Transactions |
X |
X |
X |
X |
Other
Investment Techniques |
|
|
|
|
Borrowing |
X |
X |
X |
X |
Illiquid
Securities |
X |
X |
X |
X |
Participation
on Creditors Committees |
|
|
|
|
Repurchase
Agreements |
X |
X |
X |
X |
Restricted
Securities |
X |
X |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Transactions |
|
|
|
|
Securities
Lending |
X |
X |
X |
X |
Short
Sales |
X |
X |
X |
X |
To
Be Announced Sale Commitments |
X |
X |
X |
X |
When-Issued
Securities and Delayed-Delivery Transactions |
X |
X |
X |
X |
Name,
Address and Age |
Position(s)
Held with
each
Company/Trust |
Term of
Office and
Length of
Time
Served1
|
Principal
Occupation(s)
During
the Past
5 Years |
Number of
Funds in
the Fund
Complex
Overseen
by
Directors/Trustees2
|
Other
Board Positions
Held by
Directors/Trustees |
Independent
Directors/Trustees | |||||
Colleen
D. Baldwin
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
61 |
Chairperson
Director/Trustee |
January
2020 –
Present
May 2013 –
Present |
President,
Glantuam
Partners, LLC, a
business consulting
firm (January 2009 –
Present). |
131 |
Dentaquest,
(February 2014 –
Present); RSR
Partners, Inc., (2016
–
Present). |
John
V. Boyer
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
68 |
Director/Trustee |
May 2013 –
Present |
Retired.
Formerly,
President and Chief
Executive Officer,
Bechtler Arts
Foundation, an arts
and education
foundation (January
2008 – December
2019). |
131 |
None. |
Patricia
W. Chadwick
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
73 |
Director/Trustee |
May 2013 –
Present |
Consultant
and
President, Ravengate
Partners LLC, a
consulting firm that
provides advice
regarding financial
markets and the
global economy
(January 2000 –
Present). |
131 |
Wisconsin
Energy
Corporation (June
2006 – Present); The
Royce Funds (22
funds) (December
2009 – Present); and
AMICA Mutual
Insurance Company
(1992 –
Present). |
Martin
J. Gavin
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
72 |
Director/Trustee |
August
2015 –
Present |
Retired. |
131 |
None. |
Joseph
E. Obermeyer
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
64 |
Director/Trustee |
January
2003 –
Present |
President,
Obermeyer
& Associates, Inc., a
provider of financial
and economic
consulting services
(November 1999 –
Present). |
131 |
None.
|
Name,
Address and Age |
Position(s)
Held with
each
Company/Trust |
Term of
Office and
Length of
Time
Served1 |
Principal
Occupation(s)
During
the Past
5 Years |
Number of
Funds in
the Fund
Complex
Overseen
by
Directors/Trustees2 |
Other
Board Positions
Held by
Directors/Trustees |
Sheryl
K. Pressler
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
71 |
Director/Trustee |
May 2013 –
Present |
Consultant
(May
2001 –
Present). |
131 |
Centerra
Gold Inc.
(May 2008 –
Present). |
Christopher
P. Sullivan
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
68 |
Director/Trustee |
October
2015 –
Present |
Retired. |
131 |
None. |
Director/Trustee
who is an “Interested Person” | |||||
Dina
Santoro3
230 Park
Avenue
New York,
NY 10169
Age:
48 |
Director/Trustee |
July 2018
– Present |
President,
Voya
Investments, LLC and
Voya Capital, LLC
(March 2018 –
Present); Senior Vice
President,
Voya Investments
Distributor, LLC (April
2018 – Present);
Chief Operating
Officer and Senior
Managing Director,
Head of Product and
Marketing Strategy
Voya Investment
Management
(January 2022 –
Present). Formerly,
Senior Managing
Director, Head of
Product and
Marketing Strategy,
Voya Investment
Management
(September 2017 –
December 2021).
Managing Director,
Quantitative
Management
Associates, LLC
(January 2004 –
August
2017). |
131 |
Voya
Investments,
LLC, Voya Capital,
LLC and Voya Funds
Services, LLC (March
2018 – Present);
Voya Investments
Distributor, LLC (April
2018 –
Present). |
Name,
Address and Age |
Position(s)
Held with each
Company/Trust |
Term of
Office and Length of Time
Served1
|
Principal
Occupation(s) During the
Past 5
Years |
Michael
Bell
One Orange
Way
Windsor,
CT 06095
Age:
53 |
Chief
Executive Officer |
March 2018
- Present |
Chief
Executive Officer and Director,
Voya Investments, LLC, Voya
Capital,
LLC, and Voya Funds
Services, LLC
(March 2018 – Present);
Senior Vice
President,
Voya Investments
Distributor, LLC (March 2020
–
Present); Chief Financial
Officer, Voya
Investment Management
(September
2014 – Present). Formerly,
Senior
Vice President and Chief
Financial
Officer,
Voya Investments Distributor,
LLC (September 2019 – March
2020);
Senior Vice President and
Treasurer,
Voya Investments
Distributor, LLC
(November 2015 – September
2019);
Senior Vice President, Chief
Financial
Officer, and Treasurer, Voya
Investments, LLC (November
2015 –
March
2018). |
Dina
Santoro
230 Park
Avenue
New York,
NY 10169
Age:
48 |
President |
March 2018
- Present |
President
and Director, Voya
Investments, LLC and Voya
Capital,
LLC (March 2018 – Present);
Director,
Voya Funds Services,
LLC (March
2018 – Present); Director
and Senior
Vice President,
Voya Investments
Distributor, LLC (April 2018
–
Present); Chief Operating
Officer and
Senior Managing Director,
Head of
Product and Marketing
Strategy, Voya
Investment Management
(January
2022 – Present). Formerly,
Senior
Managing Director, Head of
Product
and Marketing Strategy, Voya
Investment Management
(September
2017 – December 2021).
Managing
Director, Quantitative
Management
Associates, LLC (January
2004 –
August 2017).
|
Name,
Address and Age |
Position(s)
Held with each
Company/Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Jonathan
Nash
230 Park
Avenue
New York,
NY 10169
Age:
54 |
Executive
Vice President
Chief Investment Risk
Officer |
March 2020
- Present |
Executive
Vice President, and Chief
Investment Risk Officer,
Voya
Investments, LLC (March 2020
–
Present); Senior Vice
President,
Investment Risk Management,
Voya
Investment Management (March
2017
– Present). Formerly, Vice
President,
Voya Investments, LLC
(September
2018 – March 2020);
Consultant, DA
Capital LLC (January 2016 –
March
2017). |
James
M. Fink
5780
Powers Ferry Rd. NW
Atlanta,
GA 30327
Age:
63 |
Executive
Vice President |
March 2018
- Present |
Managing
Director, Voya Investments,
LLC, Voya Capital, LLC, and
Voya Funds Services,
LLC (March
2018 – Present); Senior Vice
President,
Voya Investments
Distributor, LLC (April 2018
–
Present); Chief
Administrative Officer,
Voya Investment Management
(September 2017 – Present).
Formerly, Managing Director,
Operations, Voya Investment
Management (March 1999 –
September
2017). |
Kristin
M. Lynch
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
40 |
Chief
Compliance Officer |
April 2022
- Present |
Vice
President, Voya Investment
Management and Chief
Compliance
Officer, Voya Family of
Funds (April
2022 - Present); Vice
President Voya
Investment Management (March
2019
– April 2022); and Assistant
Vice
President, Voya Investment
Management (March 2014 –
2019). |
Todd
Modic
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
54 |
Senior
Vice President, Chief/Principal
Financial Officer and
Assistant
Secretary |
March 2005
- Present |
President,
Voya Funds Services, LLC
(March 2018 – Present) and
Senior
Vice President, Voya
Investments, LLC
(April 2005 –
Present). |
Kimberly
A. Anderson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
57 |
Senior
Vice President |
December
2003 - Present |
Senior
Vice President, Voya
Investments, LLC (September
2003 –
Present).
|
Name,
Address and Age |
Position(s)
Held with each
Company/Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Micheline
S. Faver
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
44 |
Senior
Vice President |
September
2020 - Present |
Senior Vice President, Head
of Fund
Compliance, and Chief
Compliance
Officer, Voya Investments,
LLC (March
2021 – Present). Formerly,
Vice
President, Head of Fund
Compliance,
Chief Compliance Officer,
Voya
Investments, LLC (June 2016
– March
2021). |
Robert
Terris
5780
Powers Ferry Rd. NW
Atlanta,
GA 30327
Age:
51 |
Senior
Vice President |
June 2006
- Present |
Senior
Vice President,
Voya Investments
Distributor, LLC
(April 2018 – Present);
Senior Vice
President, Head of
Investment
Services, Voya Investments,
LLC (April
2018 – Present) and
Voya Funds
Services, LLC (March 2006 –
Present). Formerly, Senior
Vice
President, Head of Division
Operations, Voya
Investments, LLC
(October 2015 – April
2018). |
Fred
Bedoya
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
49 |
Vice
President and Treasurer |
September
2012 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (July 2012
–
Present). |
Maria
M. Anderson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
63 |
Vice
President |
September
2004 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (September
2004 –
Present). |
Sara
M. Donaldson
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
62 |
Vice
President |
September
2014 - Present |
Senior
Vice President, Voya
Investments, LLC (February
2022 -
Present). Formerly, Vice
President,
Voya Investments, LLC
(October 2015
– February
2022). |
Robyn
L. Ichilov
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
54 |
Vice
President |
March 2002
- Present |
Vice
President, Voya Funds Services,
LLC (November 1995 –
Present) and
Voya Investments, LLC
(August 1997
–
Present). |
Jason
Kadavy
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
46 |
Vice
President |
September
2012 - Present |
Vice
President, Voya Investments, LLC
(October 2015 – Present) and
Voya Funds Services,
LLC (July 2007
– Present).
|
Name,
Address and Age |
Position(s)
Held with each
Company/Trust |
Term of
Office and Length of Time
Served1 |
Principal
Occupation(s) During the
Past 5
Years |
Andrew
K. Schlueter
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
46 |
Vice
President |
March 2018
- Present |
Vice
President, Voya Investments
Distributor, LLC (April 2018
–
Present); Vice President,
Voya
Investments, LLC and
Voya Funds
Services, LLC (March 2018 –
Present); Senior Vice
President, Head
of Mutual Fund Operations,
Voya
Investment Management (March
2022
– Present). Formerly, Vice
President,
Head of Mutual Fund
Operations, Voya
Investment Management
(February
2018 – February 2022); Vice
President, Voya Investment
Management (March 2014 –
February
2018). |
Craig
Wheeler
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
52 |
Vice
President |
May 2013 -
Present |
Vice
President – Director of Tax, Voya
Investments, LLC (October
2015 –
Present). |
Monia
Piacenti
One Orange
Way
Windsor,
CT 06095
Age:
45 |
Anti-Money
Laundering Officer |
June 2018
- Present |
Anti-Money
Laundering Officer,
Voya Investments
Distributor, LLC,
Voya Investment Management,
and
Voya Investment Management
Trust
Co. (June 2018 – Present);
Compliance Consultant, Voya
Financial, Inc. (January
2019 –
Present). Formerly, Senior
Compliance
Officer, Voya Investment
Management
(December 2009 – December
2018). |
Joanne
F. Osberg
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
40 |
Secretary |
September
2020 - Present |
Vice
President and Senior Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(September 2020 – Present).
Formerly, Vice President and
Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(January 2013 – September
2020). |
Paul
A. Caldarelli
7337 East
Doubletree Ranch Road, Suite 100
Scottsdale,
AZ 85258-2034
Age:
70 |
Assistant
Secretary |
August
2010 - Present |
Vice
President and Senior Counsel,
Voya Investment Management –
Mutual Fund Legal Department
(March
2010 –
Present). |
Portfolio |
IRC
E |
IRC
F |
Voya
Balanced Portfolio |
X |
|
Voya
Global High Dividend Low Volatility Portfolio |
X |
|
Voya
Government Money Market Portfolio |
|
X |
Voya
Growth and Income Portfolio |
X |
|
Voya Index
Plus LargeCap Portfolio |
X |
|
Voya Index
Plus MidCap Portfolio |
X |
|
Voya Index
Plus SmallCap Portfolio |
X |
|
Voya
Intermediate Bond Portfolio |
|
X |
Voya Small
Company Portfolio |
X |
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2021 | |||
Colleen
D. Baldwin |
John
V. Boyer |
Patricia
W. Chadwick |
Martin
J. Gavin | |
Voya
Balanced Portfolio |
None |
None |
None |
None |
Voya
Global High Dividend
Low
Volatility Portfolio |
None |
None |
None |
None |
Voya
Government Money
Market
Portfolio |
None |
None |
None |
None |
Voya
Growth and Income
Portfolio |
None |
None |
None |
None |
Voya Index
Plus LargeCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus MidCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus SmallCap
Portfolio |
None |
None |
None |
None |
Voya
Intermediate Bond
Portfolio |
None |
None |
None |
None |
Voya Small
Company
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director/Trustee
in the Voya
family
of funds |
Over
$100,0001
|
Over
$100,000
Over
$100,0001
|
Over
$100,000 |
Over
$100,0001
|
Portfolio |
Dollar
Range of Equity Securities in each Portfolio as of December 31,
2021 | |||
Joseph
E. Obermeyer |
Sheryl
K. Pressler |
Dina
Santoro |
Christopher
P. Sullivan | |
Voya
Balanced Portfolio |
None |
None |
None |
None |
Voya
Global High Dividend
Low
Volatility Portfolio |
None |
None |
None |
None |
Voya
Government Money
Market
Portfolio |
None |
None |
None |
None |
Voya
Growth and Income
Portfolio |
None |
None |
None |
None |
Voya Index
Plus LargeCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus MidCap
Portfolio |
None |
None |
None |
None |
Voya Index
Plus SmallCap
Portfolio |
None |
None |
None |
None |
Voya
Intermediate Bond
Portfolio |
None |
None |
None |
None |
Voya Small
Company
Portfolio |
None |
None |
None |
None |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director/Trustee
in the Voya
family
of funds |
Over
$100,0001
|
Over
$100,0001
|
Over
$100,0001
|
Over
$100,000 |
Name
of
Director/Trustee |
Name
of Owners
and
Relationship to
Director/Trustee |
Company |
Title
of Class |
Value
of Securities |
Percentage
of Class |
Colleen
D. Baldwin |
N/A |
N/A |
N/A |
N/A |
N/A |
John
V. Boyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Patricia
W. Chadwick |
N/A |
N/A |
N/A |
N/A |
N/A |
Martin
J. Gavin |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
Obermeyer |
N/A |
N/A |
N/A |
N/A |
N/A |
Sheryl
K. Pressler |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
P. Sullivan |
N/A |
N/A |
N/A |
N/A |
N/A |
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya
Balanced Portfolio |
$1,492.13 |
$1,251.96 |
$1,251.96 |
$1,251.96 |
Voya
Global High Dividend
Low
Volatility Portfolio |
$2,454.86 |
$2,059.64 |
$2,059.64 |
$2,059.64 |
Voya
Government Money
Market
Portfolio |
$2,033.87 |
$1,706.19 |
$1,706.19 |
$1,706.19 |
Voya
Growth and Income
Portfolio |
$12,928.24 |
$10,841.95 |
$10,841.95 |
$10,841.95
|
Portfolio |
Aggregate
Compensation | |||
Colleen
D. Baldwin |
John V.
Boyer |
Patricia
W. Chadwick |
Martin J.
Gavin | |
Voya Index
Plus LargeCap
Portfolio |
$3,571.65 |
$2,996.60 |
$2,996.60 |
$2,996.60 |
Voya Index
Plus MidCap
Portfolio |
$2,191.08 |
$1,838.47 |
$1,838.47 |
$1,838.47 |
Voya Index
Plus SmallCap
Portfolio |
$1,046.31 |
$877.95 |
$877.95 |
$877.95 |
Voya
Intermediate Bond
Portfolio |
$13,210.06 |
$11,082.21 |
$11,082.21 |
$11,082.21 |
Voya Small
Company
Portfolio |
$1,823.09 |
$1,529.24 |
$1,529.24 |
$1,529.24 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$400,000.00 |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to
Directors/Trustees |
$435,000.00 |
$365,000.00 |
$365,000.00 |
$365,000.00 |
Portfolio |
Aggregate
Compensation | ||
Joseph E.
Obermeyer |
Sheryl K.
Pressler |
Christopher
P. Sullivan | |
Voya
Balanced Portfolio |
$1,251.96 |
$1,372.05 |
$1,251.96 |
Voya
Global High Dividend
Low
Volatility Portfolio |
$2,059.64 |
$2,257.25 |
$2,059.64 |
Voya
Government Money
Market
Portfolio |
$1,706.19 |
$1,870.03 |
$1,706.19 |
Voya
Growth and Income
Portfolio |
$10,841.95 |
$11,885.10 |
$10,841.95 |
Voya Index
Plus LargeCap
Portfolio |
$2,996.60 |
$3,284.13 |
$2,996.60 |
Voya Index
Plus MidCap
Portfolio |
$1,838.47 |
$2,014.77 |
$1,838.47 |
Voya Index
Plus SmallCap
Portfolio |
$877.95 |
$962.13 |
$877.95 |
Voya
Intermediate Bond
Portfolio |
$11,082.21 |
$12,146.13 |
$11,082.21 |
Voya Small
Company
Portfolio |
$1,529.24 |
$1,676.17 |
$1,529.24 |
Pension or
Retirement
Benefits
Accrued as Part of
Fund
Expenses2
|
N/A |
$0 |
N/A |
Estimated
Annual Benefits
Upon
Retirement3
|
N/A |
$113,333.00 |
N/A |
Total
Compensation from the
Portfolio
and the Voya family
of funds
Paid to
Directors/Trustees |
$365,000.001 |
$400,000.001 |
$365,000.00 |
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya
Balanced Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
84.74% |
87.36% |
Voya
Balanced Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
93.77% |
0.68% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
99.67% |
2.83% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO Select Life
1
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
16.43% |
3.79% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
74.08% |
20.87% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
9.16% |
2.11% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
91.92% |
68.28% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
100.00% |
2.83% |
Voya
Global High Dividend
Low
Volatility Portfolio |
Class
T |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
99.52% |
2.83% |
Voya
Government Money
Market
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
7.78% |
7.78%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya
Government Money
Market
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
83.57% |
88.02% |
Voya
Government Money
Market
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company II
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
100.00% |
88.02% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Reliastar Life Insurance of
New York II
1 Orange Way
Windsor, CT
06095 |
24.07% |
1.93% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
70.58% |
3.93% |
Voya
Growth and Income
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
5.36% |
87.84% |
Voya
Growth and Income
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TS
31
1 Orange Way
B3N
Windsor, CT
06095 |
89.08% |
87.84% |
Voya
Growth and Income
Portfolio |
Class
S |
Reliastar Life Insurance of
New York II
1 Orange Way
Windsor, CT
06095 |
16.97% |
1.93% |
Voya
Growth and Income
Portfolio |
Class
S |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
65.88% |
87.84% |
Voya
Growth and Income
Portfolio |
Class
S |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
17.15% |
3.93% |
Voya
Growth and Income
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
100.00% |
87.84% |
Voya Index
Plus LargeCap
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
100.00% |
0.36% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
The Lincoln National Life
Insurance
1300 S Clinton
Street
Mutual Fund Unit
6802
Fort Wayne, IN
46802-3506 |
8.71% |
7.52% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
78.69% |
72.83% |
Voya Index
Plus LargeCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company II
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
5.30% |
72.83% |
Voya Index
Plus LargeCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
95.34% |
12.86% |
Voya Index
Plus MidCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Separate Account
Investments
1 Orange Way
B3N
Windsor, CT
06095 |
92.27% |
81.72% |
Voya Index
Plus MidCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
93.07% |
10.99%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Index
Plus SmallCap
Portfolio |
Class
I |
Reliastar Life Insurance
Co.
FBO SVUL I
Attn: Jill Barth Conveyor
TN41
1 Orange Way
Windsor, CT
06095 |
6.59% |
5.38% |
Voya Index
Plus SmallCap
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Separate Account
Investments
1 Orange Way
B3N
Windsor, CT
06095 |
88.95% |
72.77% |
Voya Index
Plus SmallCap
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
94.61% |
17.33% |
Voya
Intermediate Bond
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
97.69% |
11.47% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
8.23% |
11.47% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
73.88% |
25.14% |
Voya
Intermediate Bond
Portfolio |
Class
I |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
8.92% |
2.71% |
Voya
Intermediate Bond
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
95.39% |
57.98% |
Voya
Intermediate Bond
Portfolio |
Class
S2 |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
17.99% |
11.47% |
Voya
Intermediate Bond
Portfolio |
Class
S2 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
82.01% |
25.14% |
Voya Small
Company
Portfolio |
Class
ADV |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
5.11% |
14.78% |
Voya Small
Company
Portfolio |
Class
ADV |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
80.66% |
14.55% |
Voya Small
Company
Portfolio |
Class
ADV |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
14.22% |
62.53% |
Voya Small
Company
Portfolio |
Class
I |
Voya Institutional Trust
Company
1 Orange Way
Windsor, CT
06095 |
9.92% |
14.55% |
Voya Small
Company
Portfolio |
Class
I |
Voya Institutional Trust Co
AS
Trustee or Custodian For
Core Market Retirement Plans
30 Braintree Hill Office
Park
Braintree, MA
02184 |
6.68% |
14.55% |
Voya Small
Company
Portfolio |
Class
I |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
76.13% |
62.53% |
Voya Small
Company
Portfolio |
Class
R6 |
Voya Global
Perspectives® Portfolio
Attn: Voya
Operations
7337 E. Doubletree Ranch Rd,
Ste 100
Scottsdale, AZ
85258 |
71.55% |
2.12%
|
Name
of Portfolio |
Class |
Name and
Address |
Percentage
of
Class |
Percentage
of
Portfolio |
Voya Small
Company
Portfolio |
Class
R6 |
Voya Retirement Insurance
and Annuity Company
Attn: Valuation Unit TN
41
1 Orange Way
B3N
Windsor, CT
06095 |
28.07% |
62.53% |
Voya Small
Company
Portfolio |
Class
S |
Venerable Insurance and
Annuity Company
1475 Dunwoody
Dr.
West Chester, PA
19380-1478 |
79.44% |
14.78% |
Voya Small
Company
Portfolio |
Class
S |
Security Life Insurance of
Denver A VUL
Rte 5106 PO Box
20
Minneapolis, MN
55440-0020 |
16.29% |
3.01% |
Portfolio |
Annual
Management Fee |
Voya
Balanced Portfolio |
0.60%
of the Portfolio’s average daily net assets. |
Voya
Global High Dividend Low
Volatility
Portfolio |
0.56%
on first $500 million of the Portfolio’s average daily net assets;
0.53%
on the next $500 million of the Portfolio’s average daily net assets;
and
0.51%
of the Portfolio’s average daily net assets in excess of $1
billion. |
Voya
Government Money Market
Portfolio |
0.35%
of the Portfolio’s average daily net assets. |
Voya
Growth and Income Portfolio |
0.60%
on first $5 billion of the Portfolio’s average daily net assets;
0.55%
on next $5 billion of the Portfolio’s average daily net assets; and
0.525%
of the Portfolio’s average daily net assets in excess of $10
billion. |
Voya Index
Plus LargeCap Portfolio |
0.45%
of the Portfolio’s average daily net assets. |
Voya Index
Plus MidCap Portfolio |
0.50%
of the Portfolio’s average daily net assets. |
Voya Index
Plus SmallCap Portfolio |
0.50%
of the Portfolio’s average daily net assets. |
Voya
Intermediate Bond Portfolio |
0.50%
on first $4 billion of the Portfolio’s average daily net assets;
0.48%
on next $3 billion of the Portfolio’s average daily net assets; and
0.46%
of the Portfolio’s average daily net assets in excess of $7
billion. |
Voya Small
Company Portfolio |
0.85%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya
Balanced Portfolio |
$2,308,776.00 |
$2,091,007.00 |
$2,208,950.00
|
Portfolio |
December
31, | ||
Voya
Global High Dividend Low Volatility Portfolio |
$3,506,486.00 |
$3,308,145.00 |
$3,471,237.00 |
Voya
Government Money Market Portfolio |
$1,800,462.00 |
$2,028,942.00 |
$1,617,758.00 |
Voya
Growth and Income Portfolio |
$19,412,836.00 |
$17,467,618.00 |
$18,546,308.00 |
Voya Index
Plus LargeCap Portfolio |
$4,136,831.00 |
$3,644,881.00 |
$4,024,012.00 |
Voya Index
Plus MidCap Portfolio |
$2,853,007.00 |
$2,242,576.00 |
$2,627,620.00 |
Voya Index
Plus SmallCap Portfolio |
$1,366,589.00 |
$1,012,902.00 |
$1,239,835.00 |
Voya
Intermediate Bond Portfolio |
$16,823,168.00 |
$17,623,490.00 |
$17,792,989.00 |
Voya Small
Company Portfolio |
$3,994,179.00 |
$3,401,802.00 |
$4,560,816.00 |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya
Balanced Portfolio |
($197,485.00) |
($236,487.00) |
$0.00 |
Voya
Global High Dividend Low Volatility Portfolio |
($334,869.00) |
($325,130.00) |
($35,102.00) |
Voya
Government Money Market Portfolio |
($2,300,370.00) |
($1,954,928.00) |
($208,002.00) |
Voya
Growth and Income Portfolio |
($1,846,897.00) |
($1,718,879.00) |
($1,832,233.00) |
Voya Index
Plus LargeCap Portfolio |
($118,253.00) |
($190,963.00) |
$0.00 |
Voya Index
Plus MidCap Portfolio |
($424,748.00) |
($604,690.00) |
$0.00 |
Voya Index
Plus SmallCap Portfolio |
($242,769.00) |
($265,020.00) |
$0.00 |
Voya
Intermediate Bond Portfolio |
($1,337,760.00) |
($1,522,285.00) |
$49,152.00 |
Voya Small
Company Portfolio |
($399,826.00) |
($479,096.00) |
$0.00 |
Portfolio |
Sub-Adviser |
Annual
Sub-Advisory Fee |
Voya
Balanced Portfolio |
Voya Investment
Management Co. LLC (“Voya
IM”) |
0.225%
of the Portfolio’s average daily net
assets. |
Voya
Global High Dividend Low
Volatility
Portfolio |
Voya
IM |
0.21%
of the Portfolio’s average daily net
assets. |
Voya
Government Money Market
Portfolio |
Voya
IM |
0.113%
of the Portfolio’s average daily net
assets. |
Voya
Growth and Income Portfolio |
Voya
IM |
0.225%
on first $10 billion of the Portfolio’s
average
daily net assets;
0.203%
on next $5 billion of the Portfolio’s
average
daily net assets; and
0.191%
of the Portfolio’s average daily net
assets
in excess of $15 billion. |
Voya Index
Plus LargeCap Portfolio |
Voya
IM |
0.158%
of the Portfolio’s average daily net
assets. |
Voya Index
Plus MidCap Portfolio |
Voya
IM |
0.180%
of the Portfolio’s average daily net
assets. |
Voya Index
Plus SmallCap Portfolio |
Voya
IM |
0.180%
of the Portfolio’s average daily net
assets. |
Voya
Intermediate Bond Portfolio |
Voya
IM |
0.180%
of the Portfolio’s average daily net
assets. |
Voya Small
Company Portfolio |
Voya
IM |
0.338%
of the Portfolio’s average daily net
assets. |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya
Balanced Portfolio |
$865,788.63 |
$784,129.72 |
$828,353.98 |
Voya
Global High Dividend Low Volatility Portfolio |
$1,329,927.03 |
$1,251,413.98 |
$1,315,960.20 |
Voya
Government Money Market Portfolio |
$581,294.58 |
$655,061.16 |
$522,306.74 |
Voya
Growth and Income Portfolio |
$7,279,794.18 |
$6,550,373.83 |
$6,954,847.06 |
Voya Index
Plus LargeCap Portfolio |
$1,452,483.58 |
$1,279,756.23 |
$1,412,871.64 |
Voya Index
Plus MidCap Portfolio |
$1,027,084.57 |
$807,327.11 |
$945,945.39 |
Voya Index
Plus SmallCap Portfolio |
$491,972.91 |
$364,644.88 |
$446,341.50 |
Voya
Intermediate Bond Portfolio |
$6,056,353.99 |
$6,344,457.28 |
$6,405,490.07 |
Voya Small
Company Portfolio |
$1,588,271.73 |
$1,352,719.36 |
$1,813,592.63 |
Portfolio
Manager |
Registered
Investment Companies |
Other
Pooled Investment Vehicles |
Other
Accounts | |||
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets |
Number
of Accounts |
Total
Assets | |
Sean
Banai, CFA |
6 |
$16,809,732,213 |
110 |
$6,768,169,791 |
341 |
$21,161,507,994 |
Joseph
Basset,
CFA |
4 |
$1,215,066,329 |
21 |
$193,523,290 |
4 |
$624,357,278 |
Vincent
Costa,
CFA |
20 |
$10,276,880,023 |
25 |
$823,655,921 |
14 |
$362,319,045 |
Peg
DiOrio, CFA |
13 |
$4,506,463,453 |
0 |
$0 |
8 |
$20,969,159 |
James
Dorment,
CFA |
3 |
$3,539,041,460 |
23 |
$324,166,066 |
4 |
$317,094,779 |
David
Goodson |
5 |
$15,403,683,405 |
76 |
$4,118,745,267 |
44 |
$25,603,348,249 |
Randall
Parrish,
CFA |
6 |
$15,364,327,683 |
75 |
$4,138,818,560 |
8 |
$2,778,077,441 |
Barbara
Reinhard,
CFA |
44 |
$18,734,821,649 |
7 |
$4,354,197,845 |
0 |
$0 |
Matthew
Toms,
CFA |
8 |
$20,604,414,144 |
120 |
$7,304,024,311 |
761 |
$29,703,469,227 |
Gregory
Wachsman,
CFA |
2 |
$1,260,459,809 |
16 |
$233,247,752 |
1 |
$153,996,909 |
Steve
Wetter |
26 |
$29,106,862,399 |
2 |
$499,489,855 |
3 |
$781,846,766 |
Kai
Yee Wong |
21 |
$27,925,106,157 |
0 |
$0 |
5 |
$789,248,246 |
David
S. Yealy |
3 |
$1,293,293,383 |
0 |
$0 |
0 |
$0 |
Paul
Zemsky, CFA |
52 |
$20,890,752,035 |
162 |
$4,829,715,685 |
0 |
$0 |
Portfolio |
Portfolio
Manager |
Benchmark |
Voya
Balanced Portfolio |
Barbara
Reinhard, CFA, Matthew Toms, CFA, and
Paul
Zemsky, CFA |
S&P
Target Risk®
Growth Index |
Voya
Global High Dividend Low
Volatility
Portfolio |
Vincent
Costa, CFA, Peg DiOrio, CFA, Steve
Wetter,
and Kai Yee Wong |
MSCI
World Value IndexSM
|
Voya
Government Money Market
Portfolio |
David
S. Yealy |
iMoney
Net First Tier Retail Index |
Voya
Growth and Income Portfolio |
Vincent
Costa, CFA, James Dorment, CFA, and
Gregory
Wachsman, CFA |
S&P
500®
Index |
Voya Index
Plus LargeCap Portfolio |
Vincent
Costa, CFA, Peg DiOrio, CFA, Steve
Wetter,
and Kai Yee Wong |
S&P
500®
Index |
Portfolio |
Portfolio
Manager |
Benchmark |
Voya Index
Plus MidCap Portfolio |
Vincent
Costa, CFA, Peg DiOrio, CFA, Steve
Wetter,
and Kai Yee Wong |
S&P
MidCap 400®
Index |
Voya Index
Plus SmallCap Portfolio |
Vincent
Costa, CFA, Peg DiOrio, CFA, Steve
Wetter,
and Kai Yee Wong |
S&P
SmallCap 600®
Index |
Voya
Intermediate Bond Portfolio |
Sean
Banai, CFA, David Goodson, Randall
Parrish,
CFA, and Matthew Toms, CFA |
Bloomberg
U.S. Aggregate Bond Index |
Voya Small
Company Portfolio |
Joseph
Basset, CFA |
Russell
2000®
Index |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Barbara
Reinhard, CFA |
None |
Matthew
Toms, CFA |
None |
Paul
Zemsky, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
David S.
Yealy |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
James
Dorment, CFA |
None |
Gregory
Wachsman, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Vincent
Costa, CFA |
None |
Peg
DiOrio, CFA |
None |
Steve
Wetter |
None |
Kai Yee
Wong |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Sean
Banai, CFA |
None |
David
Goodson |
None |
Randall
Parrish, CFA |
None |
Matthew
Toms, CFA |
None |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Joseph
Basset, CFA |
None |
Portfolio |
Type
of Plan |
Type
of Fee | ||
|
|
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
Voya
Balanced Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25%
|
Portfolio |
Type
of Plan |
Type
of Fee | ||
|
|
Distribution
Fee |
Shareholder
Service
Fee |
Combined
Distribution
and
Shareholder
Service
Fee |
Voya
Global High Dividend Low Volatility Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Class
T |
Distribution
Plan |
0.50% |
N/A |
N/A |
Class
T |
Shareholder
Service Plan |
N/A |
0.25% |
N/A |
Voya
Government Money Market Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya
Growth and Income Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Index
Plus LargeCap Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Index
Plus MidCap Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Index
Plus SmallCap Portfolio |
|
|
| |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya
Intermediate Bond Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Class
S2 |
Distribution
and
Service
Plan |
0.15% |
0.25% |
N/A |
Voya Small
Company Portfolio |
|
|
| |
Class
ADV |
Distribution
and
Service
Plan |
0.25% |
0.25% |
N/A |
Class
S |
Distribution
and
Service
Plan |
N/A |
N/A |
0.25% |
Portfolio |
Class |
Advertising |
Printing |
Salaries
& Commissions |
Broker
Servicing |
Miscellaneous |
Total |
Voya
Balanced Portfolio |
I |
$0.00 |
$0.00 |
$28,359.34 |
$6,336.83 |
$4,460.26 |
$39,156.43 |
|
S |
$7.50 |
$142.51 |
$280.08 |
$7,368.87 |
$40.44 |
$7,839.40 |
Voya
Global High Dividend Low
Volatility
Portfolio |
ADV |
$39.01 |
$741.13 |
$1,580.38 |
$70,296.03 |
$218.73 |
$72,875.28 |
|
I |
$0.00 |
$0.00 |
$10,237.78 |
$2,116.10 |
$1,504.67 |
$13,858.55 |
|
S |
$1,197.66 |
$22,755.49 |
$16,979.77 |
$1,190,594.41 |
$2,690.39 |
$1,234,217.72 |
|
S2 |
$0.93 |
$17.62 |
$41.05 |
$1,329.23 |
$7.52 |
$1,396.35 |
|
T |
$9.13 |
$173.47 |
$541.21 |
$16,958.21 |
$79.42 |
$17,761.44 |
Voya
Government Money
Market
Portfolio |
ADV |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
|
I |
$0.00 |
$0.00 |
$46,462.75 |
$6,104.23 |
$4,293.52 |
$56,860.50 |
|
S |
$0.22 |
$4.14 |
$6.27 |
$0.75 |
$0.54 |
$11.92 |
|
S2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Voya
Growth and Income
Portfolio |
ADV |
$1,556.79 |
$29,579.01 |
$8,816.30 |
$3,479,320.32 |
$1,181.52 |
$3,520,453.94 |
|
I |
$0.00 |
$0.00 |
$14,533.12 |
$3,252.30 |
$2,309.42 |
$20,094.84 |
|
S |
$852.42 |
$16,196.00 |
$7,585.47 |
$1,027,945.51 |
$1,006.68 |
$1,053,586.08 |
|
S2 |
$1.32 |
$25.02 |
$23.24 |
$1,745.16 |
$3.12 |
$1,797.86 |
Voya Index
Plus LargeCap
Portfolio |
ADV |
$7.02 |
$133.38 |
$451.13 |
$90.31 |
$64.23 |
$746.07 |
|
I |
$0.00 |
$0.00 |
$23,332.24 |
$5,040.27 |
$3,526.24 |
$31,898.75 |
|
S |
$327.36 |
$6,219.78 |
$3,361.17 |
$323,045.92 |
$523.41 |
$333,477.64 |
|
S2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Voya Index
Plus MidCap
Portfolio |
I |
$0.00 |
$0.00 |
$26,835.08 |
$5,632.85 |
$3,961.57 |
$36,429.50 |
|
S |
$185.54 |
$3,525.26 |
$3,905.03 |
$179,569.14 |
$539.15 |
$187,724.12 |
|
S2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Voya Index
Plus SmallCap
Portfolio |
I |
$0.00 |
$0.00 |
$27,560.17 |
$5,643.65 |
$3,971.12 |
$37,174.94 |
|
S |
$130.27 |
$2,475.22 |
$3,315.97 |
$132,877.26 |
$529.59 |
$139,328.31 |
|
S2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Voya
Intermediate Bond
Portfolio |
ADV |
$992.88 |
$18,864.63 |
$11,297.02 |
$1,480,566.12 |
$767.26 |
$1,512,487.91 |
|
I |
$0.00 |
$0.00 |
$23,996.24 |
$2,690.68 |
$1,910.52 |
$28,597.44 |
|
S |
$5,061.94 |
$96,176.85 |
$14,386.79 |
$5,075,808.92 |
$1,732.91 |
$5,193,167.41 |
|
S2 |
$69.29 |
$1,316.47 |
$1,298.50 |
$70,934.56 |
$80.89 |
$73,699.71 |
Voya Small
Company Portfolio |
ADV |
$44.29 |
$841.42 |
$2,673.26 |
$41,732.25 |
$337.64 |
$45,628.86 |
|
I |
$0.00 |
$0.00 |
$23,710.44 |
$4,644.47 |
$3,290.16 |
$31,645.07 |
|
R6 |
$0.00 |
$0.00 |
$1,367.79 |
$265.35 |
$181.48 |
$1,814.62 |
|
S |
$226.20 |
$4,297.78 |
$4,971.91 |
$214,397.09 |
$691.41 |
$224,584.39 |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019
|
Portfolio |
December
31, | ||
Voya
Balanced Portfolio |
$7,295.00 |
$6,308.00 |
$6,838.00 |
Voya
Global High Dividend Low Volatility Portfolio |
$1,285,647.00 |
$1,218,114.00 |
$1,366,991.00 |
Voya
Government Money Market Portfolio |
$133.00 |
$76.00 |
$0.00 |
Voya
Growth and Income Portfolio |
$4,949,616.00 |
$5,184,558.00 |
$5,606,074.00 |
Voya Index
Plus LargeCap Portfolio |
$328,442.00 |
$293,731.00 |
$327,405.00 |
Voya Index
Plus MidCap Portfolio |
$178,347.00 |
$147,465.00 |
$177,733.00 |
Voya Index
Plus SmallCap Portfolio |
$131,811.00 |
$105,662.00 |
$132,723.00 |
Voya
Intermediate Bond Portfolio |
$6,606,603.00 |
$6,906,205.00 |
$7,103,302.00 |
Voya Small
Company Portfolio |
$253,987.00 |
$202,644.00 |
$249,911.00 |
Portfolio |
Gross
securities
lending
income |
Fees
paid
to
securities
lending
agent
from
revenue
split |
Positive
Rebate |
Negative
Rebate |
Net
Rebate |
Securities
Lending
losses/
gains |
Total
Aggregate
fees/
compensation
paid
to
securities
lending
agent
or
broker |
Net
Securities
Income |
Voya
Balanced Portfolio |
$23,027.37 |
$9,231.68 |
$8.86 |
($79,640.10) |
($79,631.24) |
None |
$9,240.54 |
$93,426.93 |
Voya
Global High Dividend Low Volatility
Portfolio |
$2,189.99 |
$11,366.24 |
$4.01 |
($124,113.77) |
($124,109.76) |
None |
$11,370.25 |
$114,933.51 |
Voya
Government Money Market
Portfolio |
None |
None |
None |
None |
None |
None |
None |
None |
Voya
Growth and Income Portfolio |
$50,025.20 |
$6,689.92 |
$0.00 |
($24,333.50) |
($24,333.50) |
None |
$6,689.92 |
$67,668.78 |
Voya Index
Plus LargeCap Portfolio |
$1,238.16 |
$7,704.82 |
$0.00 |
($84,381.58) |
($84,381.58) |
None |
$7,704.82 |
$77,914.92 |
Voya Index
Plus MidCap Portfolio |
$2,481.09 |
$3,271.91 |
$0.00 |
($33,892.02) |
($33,892.02) |
None |
$3,271.91 |
$33,101.20 |
Voya Index
Plus SmallCap Portfolio |
$3,100.22 |
$2,424.94 |
$0.00 |
($23,899.24) |
($23,899.24) |
None |
$2,424.94 |
$24,574.52 |
Voya
Intermediate Bond Portfolio |
$45,489.42 |
$9,130.24 |
$96.65 |
($56,128.63) |
($56,031.98) |
None |
$9,226.89 |
$92,391.16 |
Voya Small
Company Portfolio |
$4,590.91 |
$2,985.48 |
$0.00 |
($28,612.95) |
($28,612.95) |
None |
$2,985.48 |
$30,218.38 |
Portfolio |
December
31, | ||
|
2021 |
2020 |
2019 |
Voya
Balanced Portfolio |
$150,205.78 |
$142,334.41 |
$156,266.30 |
Voya
Global High Dividend Low Volatility Portfolio |
$517,421.54 |
$464,574.92 |
$546,319.10 |
Voya
Government Money Market Portfolio |
$0.00 |
$0.00 |
$0.00 |
Voya
Growth and Income Portfolio |
$1,721,892.00 |
$2,616,779.36 |
$1,966,536.15 |
Voya Index
Plus LargeCap Portfolio |
$457,233.45 |
$417,611.05 |
$366,190.44
|
Portfolio |
December
31, | ||
Voya Index
Plus MidCap Portfolio |
$400,511.71 |
$329,866.13 |
$283,580.20 |
Voya Index
Plus SmallCap Portfolio |
$358,870.35 |
$303,761.15 |
$256,905.05 |
Voya
Intermediate Bond Portfolio |
$92,564.21 |
$151,473.53 |
$118,897.21 |
Voya Small
Company Portfolio |
$973,439.60 |
$1,172,545.66 |
$1,305,036.25 |
Portfolio |
Security
Description |
Market
Value |
Voya
Balanced Portfolio |
Bank of
America |
$1,221,808.63 |
|
Bank of
Montreal |
$53,670.84 |
|
Barclays |
$232,093.26 |
|
BNP
Paribas |
$509,217.50 |
|
Citigroup |
$904,860.69 |
|
Credit
Agricole |
$56,858.10 |
|
Credit
Suisse |
$251,610.14 |
|
Deutsche
Bank |
$35,957.59 |
|
Goldman
Sachs |
$186,380.89 |
|
JP Morgan
Chase |
$1,281,392.36 |
|
Mitsubishi
Group |
$224,766.07 |
|
Mizuho
Financial Group |
$422,015.32 |
|
Morgan
Stanley |
$1,471,741.04 |
|
Nomura
Group |
$108,297.24 |
|
Royal Bank
of Canada |
$45,260.29 |
|
Societe
Generale |
$159,127.00 |
|
Standard
Chartered |
$521,009.88 |
|
Stifel
Nicolaus |
$92,672.72 |
|
UBS |
$279,919.29 |
|
US
Bancorp |
$763,069.45 |
|
Wells
Fargo |
$1,216,537.91 |
|
|
|
Voya
Global High Dividend Low Volatility
Portfolio |
Citigroup |
$1,797,689.52 |
|
Morgan
Stanley |
$2,233,630.80 |
|
Royal Bank
of Canada |
$4,132,091.78 |
|
Wells
Fargo |
$2,188,175.88 |
|
|
|
Voya
Growth and Income Portfolio |
Bank of
New York |
$40,183,693.44 |
|
|
|
Voya Index
Plus LargeCap Portfolio |
Citigroup |
$7,199,454.24 |
|
Morgan
Stanley |
$5,458,775.76 |
|
Wells
Fargo |
$8,029,165.12 |
|
|
|
Voya
Intermediate Bond Portfolio |
Bank of
America |
$31,193,442.56 |
|
Barclays |
$955,609.09 |
|
BNP
Paribas |
$4,673,692.23 |
|
Citigroup |
$5,777,652.94 |
|
Credit
Agricole |
$1,238,391.43 |
|
Credit
Suisse |
$10,287,321.13 |
|
Goldman
Sachs |
$7,045,397.01 |
|
HSBC |
$15,286,568.19 |
|
JP Morgan
Chase |
$21,223,716.82 |
|
Mitsubishi
Group |
$2,258,012.52 |
|
Mizuho
Financial Group |
$6,313,423.32 |
|
Morgan
Stanley |
$19,153,262.94 |
|
Royal Bank
of Canada |
$981,645.31 |
|
Societe
Generale |
$2,086,518.49 |
|
Standard
Chartered |
$3,925,755.26 |
|
UBS |
$8,774,728.50 |
|
Wells
Fargo |
$8,689,057.56 |
|
|
|
Voya Small
Company Portfolio |
Stifel
Nicolaus |
$4,234,565.86 |