|
Class
A |
Class
C |
Class
Y |
Institutional
Class |
Class
R6 |
Touchstone
Balanced Fund |
SEBLX
|
SBACX
|
SIBLX
|
|
TBARX |
Touchstone
Core Municipal Bond Fund |
TOHAX
|
TOHCX
|
TOHYX
|
TOHIX |
|
Touchstone
International Equity Fund |
SWRLX
|
SWFCX |
SIIEX |
TOIIX |
|
Touchstone
International Growth Fund |
TNSAX
|
TNSCX
|
TNSYX
|
TNSIX |
|
Touchstone
Large Cap Focused Fund |
SENCX
|
SCSCX
|
SICWX
|
SCRLX
|
TSRLX |
Touchstone
Large Cap Fund |
TACLX
|
TFCCX
|
TLCYX
|
TLCIX |
|
Touchstone
Large Company Growth Fund |
TSAGX
|
TCGLX
|
TLGYX
|
DSMLX |
|
Touchstone
Small Company Fund |
SAGWX
|
SSCOX
|
SIGWX
|
TICSX
|
SSRRX |
Touchstone
Value Fund |
TVLAX
|
TVLCX
|
TVLYX
|
TVLIX
|
TVLRX |
|
Page |
3 | |
5 | |
39 | |
42 | |
50 | |
53 | |
61 | |
62 | |
64 | |
66 | |
67 | |
67 | |
68 | |
68 | |
70 | |
70 | |
71 | |
72 | |
75 | |
78 | |
79 | |
88 | |
100 | |
100 | |
100 | |
100 | |
102 | |
103 | |
108 |
Predecessor
Funds |
Funds |
Old
Mutual Barrow Hanley Value Fund |
Value
Fund |
Old
Mutual Copper Rock International Small Cap Fund |
International
Small Cap Fund |
Predecessor
Funds |
Funds |
Sentinel
Balanced Fund |
Balanced
Fund |
Sentinel
International Equity Fund |
International
Equity Fund |
Sentinel
Common Stock Fund |
Large
Cap Focused Fund |
Sentinel
Small Company Fund |
Small
Company Fund |
|
Balanced
Fund |
Core
Municipal
Bond
Fund |
International
Equity
Fund |
International
Growth
Fund |
Large
Cap
Focused
Fund |
Large
Cap
Fund |
Large
Company
Growth
Fund |
Small
Company
Fund |
Value
Fund |
Gross
Income from securities
lending
activities |
$41,521 |
$— |
$31,988 |
$22,346 |
$— |
$— |
$142 |
$89,249 |
$6,247 |
Fees
and/or compensation for
securities
lending activities and
related
services |
|
|
|
|
|
|
|
|
|
Fees
paid to securities lending
agent
from a revenue split |
$792 |
$— |
$1,321 |
$1,365 |
$— |
$— |
$3 |
$1,802 |
$546 |
Fees
paid for any cash collateral
management
service
(including
fees deducted from
a
pooled cash collateral
reinvestment
vehicle) that are
not
included in the revenue
split |
$1,204 |
$— |
$815 |
$691 |
$— |
$— |
$14 |
$3,468 |
$84 |
Administrative
fees not
included
in revenue split |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
Indemnification
fee not
included
in revenue split |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
Rebate
(paid to borrower) |
$36,240 |
$— |
$23,176 |
$13,253 |
$— |
$— |
$121 |
$77,231 |
$2,606 |
Other
fees not included in
revenue
split (specify) |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
$— |
Aggregate
fees/compensation for
securities
lending activities |
$38,236 |
$— |
$25,312 |
$15,309 |
$— |
$— |
$138 |
$82,501 |
$3,236 |
Net
Income from securities lending
activities |
$3,285 |
$— |
$6,676 |
$7,037 |
$— |
$— |
$4 |
$6,748 |
$3,011 |
Name
Address
Year
of Birth |
Position
Held
with
Trust |
Term
of Office
And
Length of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
Overseen
in
the
Touchstone
Fund
Complex(2)
|
Other
Directorships
Held
by Director(3)
|
Jill
T. McGruder
Touchstone
Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1955 |
Trustee |
Until
retirement at age
75
or until she resigns or
is
removed
Trustee
since 1999 |
President
of Touchstone
Funds
from 1999 to 2020;
Director
and CEO of IFS
Financial
Services, Inc. (a
holding
company) since
1999;
and Senior Vice
President
and Chief
Marketing
Officer of
Western
& Southern
Financial
Group, Inc. (a
financial
services
company)
since 2016. |
40 |
Director,
Integrity Life
Insurance
Co. and
National
Integrity Life
Insurance
Co. since 2005;
Director,
Touchstone
Securities
(the
Distributor)
since 1999;
Director,
Touchstone
Advisors
(the Adviser)
since
1999; Director, W&S
Brokerage
Services, Inc.
since
1999; Director, W&S
Financial
Group
Distributors,
Inc. since
1999;
Director, Insurance
Profillment
Solutions LLC
since
2014; Director,
Columbus
Life Insurance
Co.
since 2016; Director,
The
Lafayette Life
Insurance
Co. since 2016;
Director,
Gerber Life
Insurance
Company
since
2019; Director,
Western
& Southern
Agency,
Inc. since 2018;
and
Director, LL Global,
Inc.
(not-for-profit trade
organization
with
operating
divisions
LIMRA
and LOMA) since
2016. |
E.
Blake Moore, Jr.
Touchstone
Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1958 |
President
and Trustee |
Until
retirement at age
75
or until he resigns or
is
removed
Trustee
since 2021 |
President,
Touchstone
Funds
since 2021; Chief
Executive
Officer of
Touchstone
Advisors, Inc.
and
Touchstone
Securities,
Inc. since
2020;
President, Foresters
Investment
Management
Company,
Inc.
from 2018 to 2020;
President,
North
American
Asset
Management
at
Foresters
Financial from
2018
to 2020; Managing
Director,
Head of
Americas
at UBS Asset
Management
from 2015
to
2017; and Executive
Vice
President, Head of
Distribution
at
Mackenzie
Investments
from
2011 to 2014. |
40 |
Trustee,
College of
Wooster
since 2008; and
Director,
UBS Funds from
2015
to 2017. |
Name
Address
Year
of Birth |
Position
Held
with
Trust |
Term
of Office
And
Length of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
Overseen
in
the
Touchstone
Fund
Complex(2)
|
Other
Directorships
Held
by Director(3)
|
Karen
Carnahan
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1954 |
Trustee |
Until
retirement at age
75
or until she resigns
or
is removed
Trustee
since 2019 |
Retired;
formerly Chief
Operating
Officer of
Shred-it
(a business
services
company)
from
2014 to 2015;
formerly
President &
Chief
Operating Officer
of
the document
management
division
of
Cintas Corporation
(a
business services
company)
from 2008
to
2014. |
40 |
Director,
Cintas
Corporation
since
2019;
Director, Boys &
Girls
Club of West
Chester/Liberty
from
2016
to 2022; and
Board
of Advisors, Best
Upon
Request from
2020
to 2021. |
William
C. Gale
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1952 |
Trustee |
Until
retirement at age
75
or until he resigns
or
is removed
Trustee
since 2013 |
Retired;
formerly
Senior
Vice President
and
Chief Financial
Officer
of Cintas
Corporation
(a
business
services
company)
from 1995
to
2015. |
40 |
None. |
Susan
M. King
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1963 |
Trustee |
Until
retirement at age
75
or until she resigns
or
is removed
Trustee
since 2021 |
Formerly,
Partner of ID
Fund
LLC (2020 to
2021);
formerly, Senior
Vice
President, Head of
Product
and Marketing
Strategy
of Foresters
Financial
(2018 to
2020);
formerly,
Managing
Director,
Head
of Sales Strategy
and
Marketing,
Americas
of UBS Asset
Management
(2015 to
2017);
formerly,
Director,
Allianz Funds,
Allianz
Funds
Multi-Strategy
Trust
and
AllianzGI
Institutional
Multi-Series
Trust
(2014
to 2015); and
formerly,
Director,
Alliance
Capital Cash
Management
Offshore
Funds
(2003 to 2005). |
40 |
Trustee,
Claremont
McKenna
College
since
2017; Trustee,
Israel
Cancer Research
Fund
since 2019; and
Board
Member of
WHAM!
(Women’s
Health
Access Matters)
since
2021. |
Name
Address
Year
of Birth |
Position
Held
with
Trust |
Term
of Office
And
Length of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
Overseen
in
the
Touchstone
Fund
Complex(2) |
Other
Directorships
Held
by Director(3) |
Kevin
A. Robie
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1956 |
Trustee |
Until
retirement at age
75
or until he resigns
or
is removed
Trustee
since 2013 |
Retired;
formerly Vice
President
of Portfolio
Management
at Soin
LLC
(private
multinational
holding
company
and family
office)
from 2004 to
2020. |
40 |
Director,
SaverSystems,
Inc.
since 2015;
Director,
Buckeye
EcoCare,
Inc. from
2013
to 2018; Director,
Turner
Property
Services
Group, Inc.
since
2017; Trustee,
Dayton
Region New
Market
Fund, LLC
(private
fund) since
2010;
and Trustee,
Entrepreneurs
Center,
Inc.
(business
incubator)
since 2006. |
Sally
J. Staley(4)
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1956 |
Trustee |
Until
retirement at age
75
or until she resigns
or
is removed
Trustee
since 2023 |
Independent
Consultant
to
Institutional
Asset
Owners
since 2017;
formerly
Chief
Investment
Officer and
Corporate
Officer for
Case
Western Reserve
University
from 2006
to
2017; formerly
Adviser
to Fairport
Asset
Management
LLC/Luma
Wealth
Advisors
from 2011 to
2019. |
40 |
Trustee,
College of
Wooster
since 2006
(Chair
since 2021);
Trustee,
Great Lakes
Theater
Festival since
2005;
and Member of
Advisory
Committee,
Certified
Investment
Fund
Director Institute
from
2015 to 2020. |
William
H. Zimmer III
c/o
Touchstone Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1953 |
Trustee |
Until
retirement at age
75
or until he resigns
or
is removed
Trustee
since 2019 |
Independent
Treasury
Consultant
since 2014. |
40 |
Director,
Deaconess
Associations,
Inc.
(healthcare)
since
2001;
Trustee,
Huntington
Funds
(mutual
funds) from
2006
to 2015; and
Director,
National
Association
of
Corporate
Treasurers
from
2011 to 2015. |
Name
Address
Year
of Birth |
Position
Held
with
Trust(1)
|
Term
of Office and
Length
of Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
E.
Blake Moore, Jr.
Touchstone
Advisors, Inc.
303
Broadway,
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1958 |
President
and Trustee |
Until
resignation, removal or disquali-
fication
President
since January 2021 |
See
biography above. |
Timothy
D. Paulin
Touchstone
Advisors, Inc.
303
Broadway
Suite
1100 Cincinnati, Ohio 45202
Year
of Birth: 1963 |
Vice
President |
Until
resignation, removal or disquali-
fication
Vice
President since 2010 |
Senior
Vice President of Investment
Research
and Product Management of
Touchstone
Advisors, Inc. |
Timothy
S. Stearns
Touchstone
Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1963 |
Chief
Compliance Officer |
Until
resignation, removal or disquali-
fication
Chief
Compliance Officer since 2013 |
Chief
Compliance Officer of
Touchstone
Advisors, Inc. and
Touchstone
Securities, Inc. |
Terrie
A. Wiedenheft
Touchstone
Advisors, Inc.
303
Broadway
Suite
1100
Cincinnati,
Ohio 45202
Year
of Birth: 1962 |
Controller
and Treasurer |
Until
resignation, removal or disquali-
fication
Controller
and Treasurer since 2006 |
Senior
Vice President and Chief
Administration
Officer within the
Office
of the Chief Marketing Officer of
Western
& Southern Financial Group
(since
2021); and Senior Vice President,
Chief
Financial Officer, and Chief
Operations
Officer of IFS Financial
Services,
Inc. (a holding company). |
Meredyth
A. Whitford-Schultz
Western
& Southern Financial Group
400
Broadway
Cincinnati,
Ohio 45202
Year
of Birth: 1981 |
Secretary |
Until
resignation, removal or disquali-
fication
Secretary
since 2018 |
Senior
Counsel - Securities/Registered
Funds
of Western & Southern Financial
Group
(2015 to present); Associate at
Morgan
Lewis & Bockius LLP (law firm)
(2014
to 2015); Associate at Bingham
McCutchen
LLP (law firm) (2008 to
2014). |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Interested
Trustees
|
Independent
Trustees |
|
|
|
|
|
|
|
| |||||||
Fund |
Jill
T.
McGruder |
E.
Blake
Moore,
Jr. |
Karen
Carnahan
|
Susan
M.
King |
William
C.
Gale |
Sally
J.
Staley(2)
|
Kevin
A.
Robie |
William
H.
Zimmer
III |
| ||||||||
Balanced
Fund
|
None
|
None
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
Core
Municipal Bond Fund |
None
|
None
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
International
Equity Fund
|
$1-$10,000 |
None
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
International
Growth Fund
|
None
|
None
|
None
|
None
|
None |
None |
None
|
None | |||||||||
Large
Cap Focused Fund
|
None
|
None
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
Large
Cap Fund
|
None
|
None
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
Large
Company Growth Fund |
None
|
None
|
None
|
None
|
None
|
None |
None
|
None | |||||||||
Small
Company Fund
|
$10,000-$50,000 |
Over
$100,000
|
None
|
None
|
None
|
None
|
None
|
None | |||||||||
Value
Fund
|
$1-$10,000 |
Over
$100,000
|
None
|
None
|
None
|
None
|
Over
$100,000
|
None | |||||||||
Aggregate
Dollar Range of Securities in the Touchstone Fund
Complex(1)
|
Over
$100,000 |
Over
$100,000 |
$50,001
-$100,000 |
$50,001
-$100,000 |
$50,001
-$100,000
|
None |
Over
$100,000 |
Over
$100,000 |
Name |
Compensation
from the Trust |
Aggregate
Compensation from the
Touchstone
Fund Complex(1)
|
Interested
Trustees |
|
|
Jill
T. McGruder |
$— |
$— |
E.
Blake Moore, Jr. |
$— |
$— |
Independent
Trustees(2) |
|
|
Karen
Carnahan |
$86,458 |
$176,000 |
William
C. Gale |
$92,353 |
$188,000 |
Susan
J. Hickenlooper(3)
|
$44,122 |
$88,000 |
Susan
M. King |
$79,090 |
$161,000 |
Kevin
A. Robie |
$79,090 |
$161,000 |
Sally
J. Staley(4)
|
$38,728 |
$80,500 |
William
H. Zimmer III |
$82,698 |
$168,500 |
|
Retainer
|
Governance
Committee
Meeting
Attendance
Fees |
Audit
Committee
Meeting
Attendance
Fees |
Board
Meeting
Attendance
Fees |
Retainer
and Meeting Attendance Fees
|
$23,250 |
$5,500 |
$5,500 |
$6,000 |
Lead
Independent Trustee Fees
|
$6,750 |
|
|
|
Committee
Chair Fees
|
$1,250 |
$2,500 |
$2,500 |
|
Telephonic/Virtual
Meeting Attendance Fee* =
|
$2,500 |
|
|
|
Limited
items in-person meeting* =
|
$3,500 |
|
|
|
*Only
as needed |
|
|
|
|
Fund |
Annual
Advisory Fee Rate |
Balanced
Fund |
0.55%
on the first $200 million;
0.50%
on the next $200 million;
0.45%
on the next $600 million;
0.40%
on the next $1 billion; and
0.35%
on assets in excess of $2 billion |
Core
Municipal Bond Fund |
0.40%
on the first $300 million; and
0.30%
on assets in excess of $300
million |
Fund |
Annual
Advisory Fee Rate |
International
Equity Fund |
0.70%
on the first $500 million;
0.65%
on the next $300 million;
0.60%
on the next $200 million;
0.50%
on the next $1 billion; and
0.40%
on assets in excess of $2 billion |
International
Growth Fund |
0.80%
on the first $1 billion;
0.75%
on the next $500 million;
0.70%
on the next $500 million; and
0.65%
on assets in excess of $2 billion |
Large
Cap Focused Fund |
0.70%
on the first $500 million;
0.65%
on the next $300 million;
0.60%
on the next $200 million;
0.50%
on the next $1 billion; and
0.40%
on assets in excess of $2 billion |
Large
Cap Fund |
0.60%
on the first $500 million;
0.54%
on the next $500 million; and
0.50%
on assets in excess of $1 billion |
Large
Company Growth Fund |
0.60%
on all assets |
Small
Company Fund |
0.70%
on the first $500 million;
0.65%
on the next $300 million;
0.60%
on the next $200 million;
0.50%
on the next $1 billion; and
0.40%
on assets in excess of $2 billion |
Value
Fund |
0.65%
on the first $200 million; and
0.55%
on assets in excess of $200
million. |
Fund |
Date
of Fiscal
Period
End |
Gross
Advisory Fee Paid |
Fees
Waived/Recouped |
Balanced
Fund |
6/30/2021 |
$2,514,118 |
$70,152 |
6/30/2022 |
$4,379,676 |
$(77,557
)(1) | |
6/30/2023 |
$3,710,348 |
$6,383 | |
Core
Municipal Bond Fund |
6/30/2021 |
$249,521 |
$162,223 |
6/30/2022 |
$280,517 |
$182,428 | |
6/30/2023 |
$218,624 |
$154,419 | |
International
Equity Fund |
6/30/2021 |
$858,156 |
$88,739 |
6/30/2022 |
$884,634 |
$125,153 | |
6/30/2023 |
$731,584 |
$140,085 | |
International
Growth Fund |
6/30/2021 |
$705,551 |
$271,383 |
6/30/2022 |
$663,906 |
$316,924 | |
6/30/2023 |
$478,678 |
$260,213 | |
Large
Cap Focused Fund |
6/30/2021 |
$11,499,650 |
$1,325,081 |
6/30/2022 |
$15,751,675 |
$413,437 | |
6/30/2023 |
$14,111,078 |
$759,598 | |
Large
Cap Fund |
6/30/2021 |
$1,952,831 |
$358,756 |
6/30/2022 |
$2,118,536 |
$345,465 | |
6/30/2023 |
$1,631,500 |
$295,618 | |
Large
Company Growth Fund |
6/30/2021 |
$1,517,931 |
$370,348 |
6/30/2022 |
$1,420,452 |
$321,996 | |
6/30/2023 |
$944,101 |
$269,559 | |
Small
Company Fund |
6/30/2021 |
$5,738,784 |
$281,047 |
6/30/2022 |
$6,300,401 |
$241,834 | |
6/30/2023 |
$5,694,668 |
$316,173 | |
Value
Fund |
6/30/2021 |
$2,077,411 |
$571,844 |
6/30/2022 |
$3,391,345 |
$591,195 | |
6/30/2023 |
$3,025,461 |
$458,774 |
Fund |
Date
of Fiscal
Period
End |
Sub-Advisory
Fees Paid |
Balanced
Fund |
6/30/2021 |
$1,258,643 |
6/30/2022 |
$2,189,838 | |
6/30/2023 |
$1,855,174 | |
Core
Municipal Bond Fund |
6/30/2021 |
$99,944 |
6/30/2022(1)
|
$107,912 | |
6/30/2023(1)
|
$81,877 | |
International
Equity Fund |
6/30/2021 |
$429,655 |
6/30/2022 |
$442,317 | |
6/30/2023 |
$365,792 | |
International
Growth Fund |
6/30/2021(2)
|
$182,930 |
6/30/2022(2)
|
$121,462 | |
6/30/2023(2)
|
$57,850 | |
Large
Cap Focused Fund |
6/30/2021 |
$5,757,283 |
6/30/2022 |
$7,875,838 | |
6/30/2023 |
$7,055,539 | |
Large
Cap Fund |
6/30/2021 |
$977,644 |
6/30/2022 |
$1,059,268 | |
6/30/2023 |
$815,750 | |
Large
Company Growth Fund |
6/30/2021 |
$809,216 |
6/30/2022 |
$755,740 | |
6/30/2023 |
$503,521 | |
Small
Company Fund |
6/30/2021 |
$2,872,716 |
6/30/2022 |
$3,150,917 | |
6/30/2023 |
$2,847,631 | |
Value
Fund |
6/30/2021 |
$959,852 |
6/30/2022 |
$1,553,283 | |
6/30/2023 |
$1,384,301 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Daniel
Strickberger |
|
|
|
|
Registered
Investment Companies |
3 |
430,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
12 |
818,000,000 |
0 |
$0 |
Other
Accounts |
1,569 |
5,160,000,000 |
3 |
$653,000,000 |
David
McVey |
|
|
|
|
Registered
Investment Companies |
3 |
430,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
12 |
818,000,000 |
0 |
$0 |
Other
Accounts |
1,569 |
5,160,000,000 |
3 |
$653,000,000 |
Eric
Woodworth, CFA |
|
|
|
|
Registered
Investment Companies |
3 |
430,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
12 |
818,000,000 |
0 |
$0 |
Other
Accounts |
1,569 |
5,160,000,000 |
3 |
$0 |
|
Dollar
Range of Fund Shares Owned | |
Portfolio
Manager |
International
Growth Fund
|
Large
Company Growth Fund |
Daniel
Strickberger |
$100,001–$500,000 |
Over
$1,000,000 |
David
McVey |
None |
$100,001–$500,000 |
Eric
Woodworth, CFA |
$100,001–$500,000 |
$500,001-$1,000,000 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
David
Ganucheau, CFA(1) |
|
|
|
|
Registered
Investment Companies |
3 |
$1,530,900,000 |
1 |
$120,500,000 |
Other
Pooled Investment Vehicles |
1 |
$403,800,000 |
0 |
$0 |
Other
Accounts |
18 |
$3,477,700,000 |
0 |
$0 |
Mark
Giambrone(2) |
|
|
|
|
Registered
Investment Companies |
7 |
$3,697,600,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$184,700,000 |
0 |
$0 |
Other
Accounts |
28 |
$5,433,400,000 |
0 |
$0 |
Lewis
Ropp(3) |
|
|
|
|
Registered
Investment Companies |
1 |
$578,200,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$188,500,000 |
0 |
$0 |
Other
Accounts |
31 |
$3,967,700,000 |
1 |
$378,900,000 |
Portfolio
Manager |
Dollar
Range of Beneficial Ownership |
David
Ganucheau, CFA |
None |
Mark
Giambrone |
None |
Lewis
Ropp |
None |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Stephen
Goddard, CFA |
|
|
|
|
Registered
Investment Companies |
4 |
$6,521,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
624 |
$8,587,000,000 |
2 |
$9,100,000 |
J.
Brian Campbell, CFA |
|
|
|
|
Registered
Investment Companies |
4 |
$6,521,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
624 |
$8,587,000,000 |
0 |
$0 |
Mark
DeVaul, CFA, CPA |
|
|
|
|
Registered
Investment Companies |
4 |
$6,521,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
624 |
$8,587,000,000 |
0 |
$0 |
Jon
Moody, CFA |
|
|
|
|
Registered
Investment Companies |
4 |
$6,521,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
624 |
$8,587,000,000 |
0 |
$0 |
Sam
Hutchings, CFA |
|
|
|
|
Registered
Investment Companies |
4 |
$6,521,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
624 |
$8,587,000,000 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Fund Shares Owned |
Stephen
Goddard, CFA |
Over
$1,000,000 |
J.
Brian Campbell, CFA |
None |
Mark
E. DeVaul, CFA, CPA |
None |
Jonathan
Moody, CFA |
$500,001
- $1,000,000 |
Sam
Hutchings, CFA |
$50,001
- $100,000 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Robert
G. Smith, AIF®,
CIMC |
|
|
|
|
Registered
Investment Companies |
1 |
$14,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
7 |
$187,000,000 |
0 |
$0 |
Other
Accounts |
6,200 |
$20,233,000,000 |
0 |
$0 |
Jeffery
S. Timlin, CFA, CMT |
|
|
|
|
Registered
Investment Companies |
1 |
$14,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
7 |
$187,000,000 |
0 |
$0 |
Other
Accounts |
6,200 |
$20,233,000,000 |
0 |
$0 |
Thomas
H. Urano, CFA |
|
|
|
|
Registered
Investment Companies |
1 |
$14,000,000 |
0 |
$0 |
Other
Pooled Investment Vehicles |
7 |
$187,000,000 |
0 |
$0 |
Other
Accounts |
6,200 |
$20,233,000,000 |
0 |
$0 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Daniel
J. Carter, CFA |
|
|
|
|
Registered
Investment Companies |
5 |
$691,583,088 |
0 |
$0 |
Other
Pooled Investment Vehicles |
5 |
$1,536,018,431 |
0 |
$0 |
Other
Accounts |
55 |
$2,904,466,822 |
0 |
$0 |
James
Wilhelm |
|
|
|
|
Registered
Investment Companies |
5 |
$7,013,872,567 |
0 |
$0 |
Other
Pooled Investment Vehicles |
2 |
$58,112,976 |
0 |
$0 |
Other
Accounts |
52 |
$3,215,057,000 |
0 |
$0 |
Austin
R. Kummer, CFA |
|
|
|
|
Registered
Investment Companies |
6 |
$3,357,720,820 |
0 |
$0 |
Other
Pooled Investment Vehicles |
5 |
$1,319,266,102 |
0 |
$0 |
Other
Accounts |
76 |
$4,508,305,855 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Beneficial Ownership |
Daniel
J. Carter, CFA |
None |
James
Wilhelm |
None |
Austin
R. Kummer, CFA |
None |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Andrew
Boczek |
|
|
|
|
Registered
Investment Companies |
0 |
$0 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
3 |
$34,214,517 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Beneficial Ownership |
Andrew
Boczek |
$10,001
- $50,000 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
James
Wilhelm |
|
|
|
|
Registered
Investment Companies |
5 |
$4,887,780,940 |
0 |
$0 |
Other
Pooled Investment Vehicles |
2 |
$58,112,976 |
0 |
$0 |
Other
Accounts |
52 |
$3,215,057,000 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Beneficial Ownership |
James
Wilhelm |
$1 -
10,000 |
Portfolio
Manager/Types of Accounts |
Total
Number
of
Other
Accounts
Managed |
Total
Other
Assets |
Number
of
Other
Accounts
Managed
subject
to
a Performance
Based
Advisory Fee |
Total
Other Assets
Managed
subject
to
a Performance
Based
Advisory
Fee |
Jason
Ronovech, CFA |
|
|
|
|
Registered
Investment Companies |
1 |
$60,995,415 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
8 |
$139,297,053 |
0 |
$0 |
Portfolio
Manager |
Dollar
Range of Beneficial Ownership |
Jason
Ronovech, CFA |
$500,001
- $1,000,000 |
Fund |
Date
of Fiscal Period End |
Administration
Fees Paid |
Balanced
Fund |
6/30/2021 |
$683,053 |
6/30/2022 |
$1,176,158 | |
6/30/2023 |
$1,047,992 | |
Core
Municipal Bond Fund |
6/30/2021 |
$69,508 |
6/30/2022 |
$83,978 | |
6/30/2023 |
$75,578 | |
International
Equity Fund |
6/30/2021 |
$170,659 |
6/30/2022 |
$163,913 | |
6/30/2023 |
$144,530 | |
International
Growth Fund |
6/30/2021 |
$122,040 |
6/30/2022 |
$107,484 | |
6/30/2023 |
$82,737 | |
Large
Cap Focused Fund |
6/30/2021 |
$2,758,537 |
6/30/2022 |
$3,925,334 | |
6/30/2023 |
$3,616,545 | |
Large
Cap Fund |
6/30/2021 |
$452,251 |
6/30/2022 |
$458,025 | |
6/30/2023 |
$375,999 | |
Large
Company Growth Fund |
6/30/2021 |
$351,855 |
6/30/2022 |
$306,409 | |
6/30/2023 |
$217,559 | |
Small
Company Fund |
6/30/2021 |
$1,180,064 |
6/30/2022 |
$1,223,024 | |
6/30/2023 |
$1,163,258 | |
Value
Fund |
6/30/2021 |
$443,012 |
6/30/2022 |
$739,648 | |
6/30/2023 |
$710,415 |
Fund |
Date
of Fiscal
Period
End |
Aggregate
Underwriting
Commissions
on Sales |
Amount
Retained
in
Underwriting
Commissions |
CDSC
Retained
by
Distributor | |
|
|
|
|
Class
A |
Class
C |
Balanced
Fund |
6/30/2021 |
$447,350 |
$33,135 |
$— |
$293 |
6/30/2022 |
$595,009 |
$48,801 |
$285 |
$2,935 | |
6/30/2023 |
$448,105 |
$37,901 |
$156 |
$1,038 | |
Core
Municipal Bond Fund |
6/30/2021 |
$5,318 |
$363 |
$— |
$3 |
6/30/2022 |
$3,345 |
$244 |
$— |
$— | |
6/30/2023 |
$4,211 |
$254 |
$— |
$— | |
International
Equity Fund |
6/30/2021 |
$29,565 |
$2,674 |
$— |
$29 |
6/30/2022 |
$36,495 |
$3,359 |
$— |
$44 | |
6/30/2023 |
$22,581 |
$1,858 |
$— |
$23 | |
International
Growth Fund |
6/30/2021 |
$4,222 |
$358 |
$— |
$— |
6/30/2022 |
$3,826 |
$328 |
$— |
$— | |
6/30/2023 |
$1,204 |
$122 |
$— |
$— | |
Large
Cap Focused Fund |
6/30/2021 |
$258,998 |
$22,522 |
$50 |
$549 |
6/30/2022 |
$434,622 |
$37,294 |
$350 |
$1,057 | |
6/30/2023 |
$402,097 |
$33,149 |
$308 |
$153 | |
Large
Cap Fund |
6/30/2021 |
$1,419 |
$124 |
$— |
$— |
6/30/2022 |
$4,012 |
$366 |
$— |
$— | |
6/30/2023 |
$7,089 |
$531 |
$— |
$— | |
Large
Company Growth Fund |
6/30/2021 |
$5,486 |
$474 |
$— |
$— |
6/30/2022 |
$11,124 |
$856 |
$— |
$— | |
6/30/2023 |
$5,515 |
$478 |
$— |
$— | |
Small
Company Fund |
6/30/2021 |
$124,671 |
$10,979 |
$45 |
$176 |
6/30/2022 |
$167,448 |
$13,857 |
$119 |
$63 | |
6/30/2023 |
$224,507 |
$18,297 |
$120 |
$141 | |
Value
Fund |
6/30/2021 |
$15,769 |
$1,423 |
$— |
$298 |
6/30/2022 |
$62,288 |
$5,437 |
$— |
$80 | |
6/30/2023 |
$40,513 |
$3,251 |
$32 |
$42 |
Name
of Broker-Dealer |
American
Enterprise Investment Services, Inc. |
Equity
Services Inc.
|
Great
West Life & Annuity Insurance Company |
Janney
Montgomery Scott LLC |
LPL
Financial Corporation |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
Morgan
Stanley Wealth Management |
National
Financial Services LLC |
Pershing
LLC |
PNC
Investments, LLC
|
Principal
Life Insurance Company |
Raymond
James & Associates, Inc. |
RBC
Capital Markets Corporation |
UBS
Financial Services, Inc. |
Waddell
& Reed, Inc. |
Wells
Fargo Clearing Services, LLC |
|
12b-1
Plan Expenses | |||||
Fund |
Printing
and
Mailing |
Distribution
Services |
Compensation
to
Broker
Dealers |
Compensation
to
Sales
Personnel |
Service
Providers |
Total |
Balanced
Fund |
|
|
|
|
|
|
Class
A |
$427 |
$462,789 |
$716,841 |
$124,334 |
$— |
$1,304,391 |
Class
C |
$84 |
$206,757 |
$490,970 |
$24,226 |
$— |
$722,037 |
Core
Municipal Bond Fund |
|
|
|
|
|
|
Class
A |
$20 |
$21,243 |
$31,796 |
$6,697 |
$— |
$59,756 |
Class
C |
$1 |
$5,099 |
$5,381 |
$361 |
$— |
$10,842 |
International
Equity Fund |
|
|
|
|
|
|
Class
A |
$77 |
$71,033 |
$109,262 |
$14,167 |
$— |
$194,539 |
Class
C |
$3 |
$5,417 |
$16,272 |
$456 |
$— |
$22,148 |
International
Growth Fund |
|
|
|
|
|
|
Class
A |
$1 |
$1,155 |
$1,796 |
$17 |
$— |
$2,969 |
Class
C |
$1 |
$781 |
$6,117 |
$14 |
$— |
$6,913 |
Large
Cap Focused Fund |
|
|
|
|
|
|
Class
A |
$1,610 |
$1,629,057 |
$2,452,865 |
$375,874 |
$— |
$4,459,406 |
Class
C |
$56 |
$125,708 |
$346,115 |
$13,207 |
$— |
$485,086 |
Large
Cap Fund |
|
|
|
|
|
|
Class
A |
$4 |
$5,531 |
$6,683 |
$108 |
$— |
$12,326 |
Class
C |
$3 |
$4,238 |
$19,874 |
$92 |
$— |
$24,207 |
Large
Company Growth Fund |
|
|
|
|
|
|
Class
A |
$3 |
$2,818 |
$5,557 |
$227 |
$— |
$8,605 |
Class
C |
$— |
$414 |
$1,755 |
$20 |
$— |
$2,189 |
Small
Company Fund |
|
|
|
|
|
|
Class
A |
$408 |
$398,270 |
$652,333 |
$136,200 |
$— |
$1,187,211 |
Class
C |
$21 |
$37,967 |
$124,297 |
$7,241 |
$— |
$169,526 |
Value
Fund |
|
|
|
|
|
|
Class
A |
$137 |
$145,031 |
$236,116 |
$15,369 |
$— |
$396,653 |
Class
C |
$6 |
$11,630 |
$36,482 |
$651 |
$— |
$48,769 |
|
Aggregate
Brokerage Commissions | ||
Fund |
2021 |
2022 |
2023 |
Balanced
Fund |
$61,311 |
$111,654 |
$69,088 |
Core
Municipal Bond Fund |
N/A |
N/A |
N/A |
International
Equity Fund |
$196,798 |
$190,508 |
$121,164 |
International
Growth Fund |
$135,557 |
$61,939 |
$29,020 |
Large
Cap Focused Fund |
$194,654 |
$311,193 |
$62,898 |
Large
Cap Fund |
$32,557 |
$28,537 |
$22,732 |
Large
Company Growth Fund |
$56,618 |
$52,256 |
$32,591 |
Small
Company Fund |
$868,656 |
$697,296 |
$896,791 |
Value
Fund |
$83,313 |
$200,259 |
$141,253 |
Fund |
Amount
of
Transactions
Directed
to
Brokers
Providing
Research(1)
|
Brokerage
Commissions
Related
to
Transactions
Directed
to
Brokers
Providing
Research(1)
|
Balanced
Fund |
$14,185,172 |
$999 |
Core
Municipal Bond Fund |
$— |
$— |
International
Equity Fund |
$60,566,954 |
$113,531 |
International
Growth Fund |
$32,366,642 |
$24,018 |
Large
Cap Focused Fund |
$55,832,728 |
$11,320 |
Large
Cap Fund |
$69,343,940 |
$12,353 |
Large
Company Growth Fund |
$63,503,112 |
$18,566 |
Small
Company Fund |
$738,214,170 |
$244,144 |
Value
Fund |
$206,421,911 |
$103,372 |
Fund |
Broker/Dealer |
Aggregate
Value |
Balanced
Fund |
Morgan
Stanley & Co. |
$2,592,044 |
Core
Municipal Bond Fund |
N/A |
N/A |
International
Equity Fund |
N/A |
N/A |
International
Growth Fund |
N/A |
N/A |
Large
Cap Focused Fund |
Goldman
Sachs & Co. |
$62,382,461 |
Large
Cap Fund |
N/A |
N/A |
Large
Company Growth Fund |
N/A |
N/A |
Small
Company Fund |
N/A |
N/A |
Value
Fund |
N/A |
N/A |
|
Date
of Fiscal Period End |
Portfolio
Turnover |
Balanced
Fund |
6/30/2022(1)(2)
|
92
% |
6/30/2023(1)
|
57
% | |
Core
Municipal Bond Fund |
6/30/2022(3)
|
157
% |
6/30/2023 |
54
% | |
International
Equity Fund |
6/30/2022(4)
|
45
% |
6/30/2023 |
32
% | |
International
Growth Fund |
6/30/2022 |
49
% |
6/30/2023 |
38
% | |
Large
Cap Focused Fund |
6/30/2022(1)(5)
|
27
% |
6/30/2023(1)
|
4
% | |
Large
Cap Fund |
6/30/2022(1)
|
12
% |
6/30/2023(1)
|
17
% | |
Large
Company Growth Fund |
6/30/2022(1)
|
41
% |
6/30/2023(1)
|
44
% | |
Small
Company Fund |
6/30/2022(1)
|
70
% |
6/30/2023(1)
|
79
% | |
Value
Fund |
6/30/2022(6)
|
63
% |
6/30/2023(1)
|
30
% |
|
Class
A |
Class
C |
Class
Y |
Institutional
Class |
Class
R6 |
Touchstone
Balanced Fund |
X |
X |
X |
|
X |
Touchstone
Core Municipal Bond Fund |
X |
X |
X |
X |
|
Touchstone
International Equity Fund |
X |
X |
X |
X |
|
Touchstone
International Growth Fund |
X |
X |
X |
X |
|
Touchstone
Large Cap Focused Fund |
X |
X |
X |
X |
X |
Touchstone
Large Cap Fund |
X |
X |
X |
X |
|
Touchstone
Large Company Growth Fund |
X |
X |
X |
X |
|
Touchstone
Small Company Fund |
X |
X |
X |
X |
X |
Touchstone
Value Fund |
X |
X |
X |
X |
X |
Amount
of Investment |
Equity
Fund Finder’s Fee |
$1
million but less than $5 million |
1.00
% |
$5
million but less than $25 million |
0.50
% |
$25
million or more |
0.25
% |
Amount
of Investment |
Fixed
Income Fund Finder’s Fee |
$500,000
but less than $3 million |
1.00
% |
$3
million but less than $25 million |
0.50
% |
$25
million or more |
0.25
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
Balanced
Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
9.24
% |
Balanced
Fund Class C |
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
30.47
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
18.49
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
9.99
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
9.17
% |
|
AMERICAN
ENTERPRISE INVESTMENTS INC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
7.41
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
5.37
% |
Balanced
Fund Class Y |
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
21.71
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
20.84
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
18.24
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
8.42
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
8.39
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
AMERICAN
ENTERPRISE INVESTMENTS INC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
7.33
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
5.99
% |
Balanced
Fund Class R6 |
J
P MORGAN SECURITIES LLC
OMNIBUS
ACCOUNT FOR THE EXCLUSIVE
BENEFIT
OF CUSTOMERS
4
CHASE METROTECH CENTER
3RD
FLOOR MUTUAL FUND DEPARTMENT
BROOKLYN
NY 11245 |
97.54
% |
Core
Municipal Bond Fund Class A |
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
20.08
% |
|
MLPF
& S THE SOLE BENEFIT OF
FOR
IT'S CUSTOMERS
ATTN
FUND ADMINISTRATION 971S2
4800
DEER LAKE FLOOR DR EAST 2RD
JACKSONVILLE
FL 32246 |
9.03
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
5.95
% |
Core
Municipal Bond Fund Class C |
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
35.11
% |
|
NATIONAL
FINANCIAL SERVICES LLC
499
WASHINGTON BLVD
JERSEY
CITY, NJ 07310 |
26.24
% |
|
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
24.70
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
7.50
% |
Core
Municipal Bond Fund Class Y |
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
29.00
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
19.11
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
14.53
% |
|
BAND
& CO C/O US BANK NA
1555
N RIVERCENTER DR. STE 302
MILWAUKEE
WI, 53212 |
12.44
% |
|
CHARLES
SCHWAB & CO INC
REINVEST
ACCOUNT
ATTN
MUTUAL FUND DEPARTMENT
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
9.67
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
5.69
% |
Core
Municipal Bond Fund Institutional
Class |
WESTERN
& SOUTHERN LIFE
AND
INSURANCE COMPANY
400
BROADWAY MS 80
CINCINNATI
OH 45202 |
71.55
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
28.11
% |
International
Equity Fund Class A |
INDEPENDENT
HEALTH ASSOC INC
DEFINED
BENEFIT PENSION PLAN
JAMES
A DUNLOP JR & MARK I JOHNSON
&
ARK I JOHNSON TRUSTEES
16
BIRDSONG PKWY
ORCHARD
PARK NY 14127-3066 |
7.57
% |
|
CHARLES
SCHWAB CO INC
ATTN
MUTUAL FUNDS TEAM S
4500
CHERRY CREEK 3 DR S FL
DENVER
CO 80209-0000 |
6.46
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
5.79
% |
International
Equity Fund Class C |
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
46.14
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
7.05
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
5.83
% |
International
Equity Fund Class Y |
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
34.67
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
9.34
% |
|
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
8.37
% |
|
AMERICAN
ENTERPRISE INVESTMENTS INC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
7.55
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
6.50
% |
|
RBC
CAPITAL MARKETS LLC
MUTUAL
FUND OMNIBUS PROCESSING
OMNIBUS
ATTN
MUTUAL FUND OPS MANAGER
250
NICOLLET MALL SUITE 1400
MINNEAPOLIS
MN 55401-1931 |
6.33
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
6.05
% |
International
Equity Fund Institutional
Class |
SAXON
& CO.
FBO
P.O.
BOX 94597
CLEVELAND
OH 44101 |
88.96
% |
|
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
6.00
% |
International
Growth Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
21.07
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
16.88
% |
|
MLPF
& S THE SOLE BENEFIT OF
FOR
IT'S CUSTOMERS
ATTN
FUND ADMISTRATION
4800
DEER LAKE DR EAST-2ND FLR
JACKSONVILLE
FL 32246 |
7.49
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.24
% |
International
Growth Fund Class C |
MID
ATLANTIC TRUST COMPANY FBO
D&H
CONTRACTING, INC. 401(K) PLAN
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
12.28
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
MID
ATLANTIC TRUST COMPANY FBO
THE
PAIN CENTER OF JONESBORO RETIRE
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
11.58
% |
|
MID
ATLANTIC TRUST COMPANY FBO
ST.
BERNARD'S HEALTHCARE 403B RETIR
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
10.98
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
6.82
% |
|
MID
ATLANTIC TRUST COMPANY FBO
CRAIGHEAD
NURSING CENTER 401(K) RET
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
6.46
% |
|
MID
ATLANTIC TRUST COMPANY FBO
MEADOWS
CONTRACTORS, LLC 401(K) PL
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
6.21
% |
|
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
6.07
% |
|
MID
ATLANTIC TRUST COMPANY FBO
JOHN
SHANNON, D.D.S. 401(K) PLAN
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
5.87
% |
|
MID
ATLANTIC TRUST COMPANY FBO
JOSEPH
S. SPADES, DDS 401(K) PLAN
1251
WATERFRONT PLACE, SUITE 525
PITTSBURGH,
PA 15222 |
5.01
% |
International
Growth Fund Class Y |
CHARLES
SCHWAB & CO INC
REINVEST
ACCOUNT
ATTN
MUTUAL FUND DEPARTMENT
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
11.97
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
11.03
% |
International
Growth Fund Institutional
Class |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
86.68
% |
Large
Cap Focused Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
9.17
% |
Large
Cap Focused Fund Class C |
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
22.61
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
17.26
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
11.30
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
10.35
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
8.78
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
7.45
% |
Large
Cap Focused Fund Class Y |
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
19.82
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
17.01
% |
|
AMERICAN
ENTERPRISE INVESTMENTS INC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
12.68
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
9.58
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
5.94
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
5.90
% |
Large
Cap Focused Fund Institutional
Class |
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
42.55
% |
|
MARIL
& CO FBO 5A
C/O
RELIANCE TRUST COMPANY WI
4900
W BROWN DEER ROAD
MILWAUKEE,
WI 53223 |
26.75
% |
|
DCGT
AS TTEE AND/OR CUST
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES, IA 50392 |
10.90
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
Large
Cap Focused Fund Class R6 |
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
35.32
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
27.09
% |
|
CHARLES
SCHWAB TRUST BANK. CUST
KNOX
COUNTY ASSET ACCUMULATION 401(
(A)
PLAN
2423
E LINCOLN DR
PHOENIX
AZ 85016-1215 |
25.51
% |
Large
Cap Fund Class A |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
40.41
% |
|
MLPF
& S THE SOLE BENEFIT OF
FOR
IT'S CUSTOMERS
ATTN
FUND ADMISTRATION
4800
DEER LAKE DR EAST-2ND FLR
JACKSONVILLE
FL 32246 |
11.37
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
6.86
% |
Large
Cap Fund Class C |
UBS
WM USA FBO
SPEC
CDY A/C EXL BEN CUSTOMERS
OF
UBSFSI
1000
HARBOR BLVD
WEEHAWKEN,
NJ 07086 |
55.54
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
17.39
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
12.51
% |
Large
Cap Fund Class Y |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
16.47
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
10.80
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
5.24
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
Large
Cap Fund Institutional Class |
TLC
HOLDINGS LLC
A
PARTNERSHIP
1800
BAYBERRY CT STE 301
RICHMOND
VA 23226-3774 |
63.48
% |
|
STEPHEN
MCCARTHY GODDARD AND
CHERYL
G GODDARD JTWROS |
20.72
%* |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
7.38
% |
Large
Company Growth Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
22.65
% |
|
BNYM
I S TRUST CO CUST ROLLOVER IRA
PATRICIA
WILSON
CALIFORNIA
KY 41007-9145 |
8.62
%* |
|
MOONLIGHT
90 INC 401K
KENNETH
L WINTER &
DONIELLE
R WINTER TTEES
ESCONDIDO
CA 92025-4140 |
6.34
% |
Large
Company Growth Fund Class C |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
45.60
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
18.60
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
15.72
% |
|
LEON
M FLESDRAGER
ALPHARETTA
GA 30004-8956 |
6.06
%* |
Large
Company Growth Fund Class Y |
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
29.83
% |
|
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
26.96
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
10.90
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
7.22
% |
Large
Company Growth Fund
Institutional
Class |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
27.23
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
18.68
% |
|
CAPINCO
C/O
US BANK NA
1555
N RIVERCENTER DR STE 302
MILWAUKEE
WI 53212-3958 |
11.79
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
9.47
% |
Small
Company Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
10.98
% |
Small
Company Fund Class C |
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
21.69
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
13.54
% |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
12.71
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
9.82
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
8.29
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
7.18
% |
Small
Company Fund Class Y |
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
14.69
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
13.97
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
11.05
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
10.69
% |
|
AMERICAN
ENTERPRISE INVESTMENTS INC
707
2ND AVE S
MINNEAPOLIS
MN 55402-2405 |
9.99
% |
|
CHARLES
SCHWAB CO INC
ATTN
MUTUAL FUNDS TEAM S
4500
CHERRY CREEK 3 DR S FL
DENVER
CO 80209-0000 |
8.84
% |
|
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
6.60
% |
Small
Company Fund Institutional
Class |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
32.94
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
24.47
% |
|
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
16.16
% |
|
SAXON
& CO.
FBO
P.O.
BOX 94597
CLEVELAND
OH 44101 |
6.97
% |
|
HOCO
922
WALNUT ST
MAILSTOP
TBTS 2
KANSAS
CITY MO 64106 |
6.65
% |
Small
Company Fund Class R6 |
EMPOWER
TRUST FBO
WESTERN
& SOUTHERN FINANCIAL GROUP
RETIREMENT
401K SAVINGS PLAN
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
22.85
% |
|
DCGT
AS TTEE AND/OR CUST
FBO
PLIC VARIOUS RETIREMENT PLANS
OMNIBUS
ATTN
NPIO TRADE DESK
711
HIGH STREET
DES
MOINES, IA 50392 |
20.20
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
15.31
% |
|
TIAA
TRUST NA AS CUST/TTEE
OF
RETIREMENT PLANS
RECORDKEPT
BY TIAA
ATTN
FUND OPERATIONS
8500
ANDREW CARNEGIE BLVD
CHARLOTTE
NC 28262-8500 |
6.10
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
EMPOWER
TRUST FBO
WOODS
HOLE OCEANOGRAPHIC INSTITUTIO
C/O
EMPOWER
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
5.32
% |
Value
Fund Class A |
PERSHING
LLC
1
PERSHING PLAZA
JERSEY
CITY NJ 07399 |
10.57
% |
|
RAYMOND
JAMES & ASSOCIATES
OMNIBUS
FOR MUTUAL FUNDS
ATTN:
COURTNEY WALLER
880
CARILLON PKWY
ST
PETERSBURG FL 33716-1100 |
8.27
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
5.70
% |
Value
Fund Class C |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
19.66
% |
|
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
CUSTOMERS
1
NEW YORK PLAZA FL 12
NEW
YORK NY 10004-1901 |
9.89
% |
|
FIRST
CLEARING LLC
SPECIAL
CUSTODY ACCT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMER
2801
MARKET ST
SAINT
LOUIS MO 63103-2523 |
9.10
% |
|
OPPENHEIMER
& CO INC. FBO
NINA
K SCHLOSBERG TEE
NINA
K SCHLOSBERG TRUST
WALTHAM
MA 02451 |
8.05
%* |
|
RBC
CAPITAL MARKETS LLC
MUTUAL
FUND OMNIBUS PROCESSING
OMNIBUS
ATTN
MUTUAL FUND OPS MANAGER
250
NICOLLET MALL SUITE 1400
MINNEAPOLIS
MN 55401-1931 |
6.70
% |
Value
Fund Class Y |
LPL
FINANCIAL
4701
EXECUTIVE DR
SAN
DIEGO CA 92121 |
31.91
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
13.70
% |
|
CHARLES
SCHWAB & CO INC
REINVEST
ACCOUNT
ATTN
MUTUAL FUND DEPARTMENT
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104-4151 |
12.62
% |
Fund
Name and Share Class |
Name
and Address |
Percentage
of
Class |
|
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY ACCT FBO CUSTOMERS
ATTN
MUTUAL FUND OPERATIONS
211
MAIN ST
SAN
FRANCISCO CA 94105-1905 |
7.67
% |
Value
Fund Institutional Class |
CHARLES
SCHWAB & CO INC
101
MONTGOMERY ST
SAN
FRANCISCO CA 94104 |
25.35
% |
|
TIAA
TRUST, N.A. AS CUST/TTEE
OF
RETIREMENT PLANS
RECORDKEPT
BY TIAA
ATTN:
FUND OPERATIONS
8500
ANDREW CARNEGIE BLVD.
CHARLOTTE,
NC 28262-8500 |
17.71
% |
|
VOYA
INSTITUTIONAL TRUST COMPANY
1
ORANGE WAY
WINDSOR
CT 06095-4774 |
15.86
% |
|
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
14.31
% |
|
CAPINCO
C/O US BANK NA
1555
N. RIVERCENTER DR. STE. 302
MILWUAKEE,
WI 53212 |
5.37
% |
Value
Fund Class R6 |
NATIONAL
FINANCIAL SERVICES CORP
(FBO)
OUR CUSTOMERS
ATTN
MUTUAL FUNDS DEPARTMENT 4TH FL
499
WASHINGTON BLVD
JERSEY
CITY NJ 07310-2010 |
96.73
% |
Fund |
Date
of Fiscal Period End |
Sub-Administration
Fees
Paid |
Balanced
Fund |
6/30/2021 |
$111,315 |
6/30/2022 |
$194,729 | |
6/30/2023 |
$154,338 | |
Core
Municipal Bond Fund |
6/30/2021 |
$25,665 |
6/30/2022 |
$28,864 | |
6/30/2023 |
$26,665 | |
International
Equity Fund |
6/30/2021 |
$39,747 |
6/30/2022 |
$41,064 | |
6/30/2023 |
$35,728 | |
International
Growth Fund |
6/30/2021 |
$34,500 |
6/30/2022 |
$32,495 | |
6/30/2023 |
$27,607 | |
Large
Cap Focused Fund |
6/30/2021 |
$400,833 |
6/30/2022 |
$612,426 | |
6/30/2023 |
$491,669 |
Fund |
Date
of Fiscal Period End |
Sub-Administration
Fees
Paid |
Large
Cap Fund |
6/30/2021 |
$79,048 |
6/30/2022 |
$85,755 | |
6/30/2023 |
$66,092 | |
Large
Company Growth Fund |
6/30/2021 |
$65,008 |
6/30/2022 |
$62,809 | |
6/30/2023 |
$45,295 | |
Small
Company Fund |
6/30/2021 |
$180,854 |
6/30/2022 |
$202,033 | |
6/30/2023 |
$169,453 | |
Value
Fund |
6/30/2021 |
$77,906 |
6/30/2022 |
$128,395 | |
6/30/2023 |
$109,961 |