First
Trust
Exchange-Traded
Fund VI |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Dorsey Wright Momentum & Low Volatility
ETF |
DVOL |
Nasdaq |
First
Trust Dorsey Wright Momentum & Value ETF |
DVLU |
Nasdaq |
First
Trust SMID Cap Rising Dividend Achievers ETF |
SDVY |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Dorsey Wright
Momentum Plus Low VolatilityTM Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Dorsey Wright
Momentum Plus ValueTM Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1)
|
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq US
Small Mid Cap Rising Dividend AchieversTM Index
(reflects no
deduction for fees, expenses or taxes) |
|
|
|
|
S&P
1000® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Fund |
Unitary
Management Fee |
First
Trust Dorsey Wright Momentum & Low Volatility
ETF |
0.60% |
First
Trust Dorsey Wright Momentum & Value ETF |
0.60% |
First
Trust SMID Cap Rising Dividend Achievers ETF |
0.60% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(9/5/2018) |
5
Years |
Inception
(9/5/2018) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
5.64% |
5.80% |
5.68% |
32.54% |
32.34% |
Market
Price |
5.59% |
5.78% |
5.69% |
32.46% |
32.39% |
Index
Performance |
|
|
|
|
|
Dorsey
Wright Momentum Plus Low VolatilityTM
Index |
6.33% |
6.47% |
6.36% |
36.84% |
36.69% |
S&P
500®
Index |
21.62% |
9.92% |
9.99% |
60.44% |
62.06% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(9/5/2018) |
5
Years |
Inception
(9/5/2018) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
14.03% |
5.01% |
4.40% |
27.72% |
24.40% |
Market
Price |
14.03% |
5.00% |
4.41% |
27.64% |
24.45% |
Index
Performance |
|
|
|
|
|
Dorsey
Wright Momentum Plus ValueTM
Index |
14.88% |
5.68% |
5.07% |
31.85% |
28.49% |
S&P
500®
Index |
21.62% |
9.92% |
9.99% |
60.44% |
62.06% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(11/1/2017) |
5
Years |
Inception
(11/1/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
25.25% |
7.80% |
7.94% |
45.55% |
57.08% |
Market
Price |
25.25% |
7.80% |
7.94% |
45.55% |
57.08% |
Index
Performance |
|
|
|
|
|
Nasdaq US
Small Mid Cap Rising Dividend
AchieversTM
Index |
26.17% |
8.44% |
8.61% |
49.98% |
62.92% |
S&P
1000®
Index |
13.86% |
5.19% |
6.71% |
28.76% |
46.82% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$23.96 |
$27.53 |
$22.46 |
$22.81 |
$19.94 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.34
(a) |
0.32 |
0.10 |
0.28 |
0.29 |
Net
realized and unrealized gain (loss) |
1.02 |
(3.60
) |
5.06 |
(0.30
) |
2.85 |
Total
from investment operations |
1.36 |
(3.28
) |
5.16 |
(0.02
) |
3.14 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.36
) |
(0.29
) |
(0.09
) |
(0.33
) |
(0.27
) |
Net
asset value, end of period |
$24.96 |
$23.96 |
$27.53 |
$22.46 |
$22.81 |
Total
Return(b) |
5.64
% |
(12.02
)% |
22.98
% |
0.03
% |
15.93
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$57,405 |
$81,454 |
$121,114 |
$124,674 |
$131,169 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.33
% |
1.04
% |
0.36
% |
1.21
% |
2.37
% |
Portfolio
turnover rate(c) |
150
% |
169
% |
136
% |
187
% |
81
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$20.39 |
$23.51 |
$15.07 |
$18.52 |
$19.46 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.40
(a) |
0.40 |
0.29 |
0.25 |
0.33 |
Net
realized and unrealized gain (loss) |
2.45 |
(3.11
) |
8.42 |
(3.44
) |
(0.94
) |
Total
from investment operations |
2.85 |
(2.71
) |
8.71 |
(3.19
) |
(0.61
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.41
) |
(0.41
) |
(0.27
) |
(0.26
) |
(0.33
) |
Net
asset value, end of period |
$22.83 |
$20.39 |
$23.51 |
$15.07 |
$18.52 |
Total
Return(b) |
14.03
% |
(11.71
)% |
57.98
% |
(17.19
)% |
(3.04
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$20,547 |
$19,369 |
$25,864 |
$14,320 |
$19,451 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.75
% |
1.64
% |
1.68
% |
1.56
% |
2.01
% |
Portfolio
turnover rate(c) |
223
% |
230
% |
195
% |
205
% |
152
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$23.09 |
$28.28 |
$18.27 |
$20.37 |
$21.28 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.70
(a) |
0.51 |
0.36 |
0.33 |
0.35 |
Net
realized and unrealized gain (loss) |
5.10 |
(5.21
) |
9.99 |
(2.08
) |
(0.92
) |
Total
from investment operations |
5.80 |
(4.70
) |
10.35 |
(1.75
) |
(0.57
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.67
) |
(0.49
) |
(0.34
) |
(0.35
) |
(0.34
) |
Net
asset value, end of period |
$28.22 |
$23.09 |
$28.28 |
$18.27 |
$20.37 |
Total
Return(b) |
25.25
% |
(16.78
)% |
56.77
% |
(8.56
)% |
(2.59
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,468,953 |
$819,621 |
$210,673 |
$10,050 |
$7,128 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
2.56
% |
2.25
% |
1.77
% |
1.83
% |
1.95
% |
Portfolio
turnover rate(c) |
58
% |
86
% |
36
% |
76
% |
78
% |
First
Trust
Exchange-Traded
Fund VI |