|
INSTITUTIONAL |
INVESTOR |
TARGET
DATE FUNDS | ||
MyDestination
2015 Fund |
GMTYX |
GMTZX |
MyDestination
2025 Fund |
GMWYX |
GMWZX |
MyDestination
2035 Fund |
GMHYX |
GMHZX |
MyDestination
2045 Fund |
GMYYX |
GMFZX |
MyDestination
2055 Fund |
GMGYX |
GMGZX |
TARGET
RISK FUNDS | ||
Conservative
Allocation Fund |
GCAYX |
GFIZX |
Balanced
Allocation Fund |
GBAYX |
GGIZX |
Growth
Allocation Fund |
GGRYX |
GCOZX |
Aggressive
Allocation Fund |
GAGYX |
GGBZX |
SELECT
FUNDS | ||
Money
Market Fund |
GMYXX |
GMZXX |
Low-Duration
Bond Fund |
GLDYX |
GLDZX |
Medium-Duration
Bond Fund |
GMDYX |
GMDZX |
Global
Bond Fund |
GGBEX |
GGBFX |
Strategic
Alternatives Fund |
GFSYX |
GFSZX |
Defensive
Market Strategies®
Fund |
GDMYX |
GDMZX |
Impact
Bond Fund |
GMBYX |
GMBZX |
Impact
Equity Fund |
GMEYX |
GMEZX |
Equity
Index Fund |
GEQYX |
GEQZX |
Global
Real Estate Securities Fund |
GREYX |
GREZX |
Value
Equity Index Fund |
GVIYX |
GVIZX |
Value
Equity Fund |
GVEYX |
GVEZX |
Growth
Equity Index Fund |
GEIYX |
GEIZX |
Growth
Equity Fund |
GGEYX |
GGEZX |
Small
Cap Equity Fund |
GSCYX |
GSCZX |
International
Equity Index Fund |
GIIYX |
GIIZX |
International
Equity Fund |
GIEYX |
GIEZX |
Emerging
Markets Equity Fund |
GEMYX |
GEMZX |
|
Page |
4 | |
4 | |
55 | |
58 | |
114 | |
114 | |
115 | |
116 | |
116 | |
117 | |
125 | |
125 | |
127 | |
129 | |
129 | |
141 | |
141 | |
A-1 | |
B-1 | |
C-1 |
Name
(Year of Birth), Address and
Position(s)
with Trust |
Term
of
Office
and
Length
of
Time
Served1 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeships/
Directorships
Held
by Trustee
During
Past 5 Years2 |
INDEPENDENT
TRUSTEES | ||||
James
D. Caldwell (1955)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2023 |
Executive
Vice President of
TRT
Holdings, Inc. (holding
company
of Omni Hotels), 2018
–
present; Chief Executive
Officer
of Origins Behavioral
HealthCare,
LLC, 2018 –
present;
Chief Executive Officer
and
President of Omni Hotels
and
Resorts, 1996 –2018. |
27 |
None |
Thomas
G. Evans (1961)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2020 |
President
and Owner,
Encompass
Financial Services,
Inc.,
1985 – present; Trustee,
GuideStone
Financial Resources,
2010–2018. |
27 |
None |
William
Craig George (1958)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2004 |
Senior
Vice President and
Regional
Credit Officer, First
National
Bank, 2017 – present. |
27 |
None |
Grady
R. Hazel (1947)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2011 |
Chief
Financial Officer, The
Dunham
School, 2015 – present;
Certified
Public Accountant,
1978–
present. |
27 |
None
|
Name
(Year of Birth), Address and
Position(s)
with Trust |
Term
of
Office
and
Length
of
Time
Served1 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeships/
Directorships
Held
by Trustee
During
Past 5 Years2 |
David
B. McMillan (1957)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2019 |
Chief
Executive Officer and
Founder,
Peridot Energy LLC,
2008–
present; Trustee,
GuideStone
Financial Resources,
2010–
2018; Trustee,
GuideStone
Capital
Management,
LLC, 2011 –
2018;
Trustee, GuideStone
Investment
Services and
GuideStone
Resource
Management,
Inc., 2014 –2018. |
27 |
None |
Deanna
A. Mankins (1971)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2023 |
Chief
Financial Officer, City of
Zachary,
2019 – present; Tax
Manager,
Postlethwaite &
Netterville,
APAC, 2001 –2019. |
27 |
None |
Franklin
R. Morgan (1943)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2005 |
Retired
- Senior Vice President,
Director
of International
Administration,
Prudential
Securities,
Inc., 1962 –2003. |
27 |
None |
Ronald
D. Murff (1953)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2019 |
President,
JKL Group, LLC,
2010–
present; Principal,
Dalcor
Companies, 2012 –
present. |
27 |
None |
INTERESTED
TRUSTEES3
| ||||
David
Cox, Sr. (1972)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2020 |
Supply
Chain Manager, Penske
Logistics,
Inc., 2004 – present. |
27 |
None |
Randall
T. Hahn, D.Min. (1965)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Trustee |
Since
2018 |
Senior
Pastor, The Heights
Baptist
Church, 2002 – present. |
27 |
None |
OFFICERS
WHO ARE NOT TRUSTEES4
| ||||
Melanie
Childers (1971)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Vice
President — Fund Operations and
Secretary |
Since
20145 |
Managing
Director, Fund
Operations,
GuideStone
Financial
Resources, 2014 –
present. |
N/A |
N/A |
John
R. Jones (1953)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
President |
Since
2000 |
Executive
Vice President and
Chief
Operating Officer,
GuideStone
Financial Resources,
1997–
present. |
N/A |
N/A |
Patrick
Pattison (1974)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Vice
President and Treasurer |
Since
2008 |
Chief
Accounting Officer,
GuideStone
Financial Resources,
2015–
present. |
N/A |
N/A
|
Name
(Year of Birth), Address and
Position(s)
with Trust |
Term
of
Office
and
Length
of
Time
Served1 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeships/
Directorships
Held
by Trustee
During
Past 5 Years2 |
Brandon
Pizzurro (1981)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Vice
President and Investment Officer |
Since
2021 |
Director
of Public Investments,
GuideStone
Financial Resources,
2021–
present; Portfolio
Manager,
GuideStone Financial
Resources,
2019 – 2021; Senior
Investment
Analyst, GuideStone
Financial
Resources, 2017 –
2019. |
N/A |
N/A |
David
S. Spika (1964)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Executive
Vice President |
Since
2019 |
Vice
President and Chief
Investment
Officer, GuideStone
Financial
Resources, 2021 –
present;
Vice President and
Chief
Strategic Investment
Officer,
GuideStone Financial
Resources,
2016 –2021. |
N/A |
N/A |
Brandon
Waldeck (1977)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
AML
Compliance Officer |
Since
2020 |
Senior
Manager – Fraud Risk,
GuideStone
Financial Resources,
2019–
present; Director of
Ethics
Office Trade Monitoring,
Fidelity
Investments, 2001 –
2019. |
N/A |
N/A |
Matthew
A. Wolfe (1982)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Chief
Compliance Officer and Chief Legal
Officer |
Since
20176 |
Managing
Director, Compliance
and
Legal, GuideStone Financial
Resources,
2020 – present;
Associate
Counsel – Investment
and
Corporate Services,
GuideStone
Financial Resources,
2015–2020. |
N/A |
N/A |
Erin
Wynne (1981)
5005
Lyndon B. Johnson Freeway
Suite
2200
Dallas,
TX 75244-6152
Assistant
Treasurer |
Since
2016 |
Director,
Financial Reporting &
Analysis,
GuideStone Financial
Resources,
2015 – present. |
N/A |
N/A |
Name
of Trustee |
Dollar
Range of Equity Securities
in
each Series of the Trust |
Aggregate
Dollar Range of Equity Securities
in
All Registered Investment Companies
Overseen
by Trustee within the
Family
of Investment Companies |
INTERESTED
TRUSTEES | ||
David
Cox, Sr. |
NONE |
NONE |
Randall
T. Hahn, D.Min |
$10,001-$50,000
in the Low-Duration Bond Fund
$50,001-$100,000
in the Medium-Duration Bond Fund
$10,001-$50,000
in the Global Bond Fund
$10,001-$50,000
in the Strategic Alternatives Fund
Over
$100,000 in the Defensive Market Strategies Fund
$50,001-$100,000
in the Equity Index Fund
$10,001-$50,000
in the Global Real Estate Securities Fund
$50,001-$100,000
in the Value Equity Fund
$50,001-$100,000
in the Growth Equity Fund
$10,001-$50,000
in the Small Cap Equity Fund
$50,001-$100,000
in the International Equity Fund
$10,001-$50,000
in the Emerging Markets Equity Fund |
Over
$100,000 |
INDEPENDENT
TRUSTEES | ||
James
D. Caldwell |
NONE |
NONE |
Thomas
G. Evans |
Over
$100,000 in the MyDestination 2025 Fund |
Over
$100,000 |
William
Craig George |
NONE |
NONE |
Grady
R. Hazel |
Over
$100,000 in the Defensive Market Strategies Fund |
Over
$100,000 |
David
B. McMillan |
$10,001-$50,000
in the Money Market Fund
$50,001-$100,000
in the Equity Index Fund
$50,001-$100,000
in the Growth Equity Fund
$1-$10,000
in the Global Impact Fund1
|
Over
$100,000 |
Deanna
A. Mankins |
NONE |
NONE |
Franklin
R. Morgan |
NONE |
NONE |
Ronald
D. Murff |
Over
$100,000 in the Aggressive Allocation Fund
Over
$100,000 in the Growth Equity Fund
Over
$100,000 in the Small Cap Equity Fund |
Over
$100,000 |
|
2022 |
2021 |
2020 | |||
Fund |
Paid
to
Adviser |
Paid
to
Sub-
Advisers |
Paid
to
Adviser |
Paid
to
Sub-
Advisers |
Paid
to
Adviser |
Paid
to
Sub-
Advisers |
MyDestination
2015 |
$667,189 |
$46,039 |
$741,439 |
$46,511 |
$650,355 |
$1,230 |
MyDestination
2025 |
1,637,122 |
52,260 |
1,703,535 |
47,844 |
1,412,396 |
1,334 |
MyDestination
2035 |
1,338,334 |
0 |
1,311,260 |
0 |
965,127 |
0 |
MyDestination
2045 |
1,023,645 |
0 |
1,007,752 |
0 |
726,596 |
0 |
MyDestination
2055 |
416,166 |
0 |
383,549 |
0 |
250,403 |
0 |
Conservative
Allocation |
486,504 |
0 |
569,350 |
0 |
515,274 |
0 |
Balanced
Allocation |
1,381,006 |
0 |
1,705,065 |
0 |
1,549,116 |
0 |
Growth
Allocation |
1,093,042 |
0 |
1,388,965 |
0 |
1,192,212 |
0 |
Aggressive
Allocation |
976,149 |
0 |
1,215,426 |
0 |
997,789 |
0 |
Money
Market |
1,149,697 |
656,978 |
1,213,489 |
693,431 |
1,092,549 |
624,306 |
Low-Duration
Bond |
1,131,365 |
1,874,396 |
1,175,898 |
1,936,429 |
1,101,142 |
1,829,342 |
Medium-Duration
Bond |
2,706,639 |
4,048,433 |
3,105,163 |
4,381,246 |
2,420,026 |
3,493,815 |
Global
Bond |
1,375,605 |
1,222,488 |
1,530,518 |
1,351,665 |
1,496,330 |
1,351,901 |
Strategic
Alternatives |
1,335,909 |
1,890,803 |
1,321,058 |
1,686,251 |
1,471,379 |
1,656,961 |
Defensive
Market Strategies |
4,379,359 |
3,771,011 |
4,692,437 |
4,046,891 |
4,053,777 |
3,508,368 |
Impact
Bond(1) |
— |
— |
— |
— |
— |
— |
Impact
Equity(1) |
— |
— |
— |
— |
— |
— |
Equity
Index |
2,401,409 |
202,851 |
2,325,128 |
199,009 |
1,726,803 |
161,542 |
Global
Real Estate Securities |
819,384 |
1,030,120 |
899,034 |
1,125,916 |
699,986 |
884,854 |
Value
Equity Index(2) |
38,791 |
7,993 |
— |
— |
— |
— |
Value
Equity |
3,794,031 |
3,123,437 |
4.417,376 |
3,650,165 |
3,642,846 |
2,802,530 |
Growth
Equity Index(2) |
37,445 |
7,635 |
— |
— |
— |
— |
Growth
Equity |
4,890,877 |
4,252,270 |
6,799,668 |
6,518,717 |
5,786,073 |
5,554,545 |
Small
Cap Equity |
2,415,922 |
3,913,891 |
2,706,340 |
4,270,786 |
1,819,954 |
3,115,386 |
International
Equity Index |
766,583 |
92,945 |
814,617 |
95,591 |
701,081 |
88,189 |
International
Equity |
3,622,535 |
4,790,041 |
4,379,878 |
5,853,154 |
3,947,593 |
5,311,739 |
Emerging
Markets Equity |
2,376,350 |
3,739,978 |
2,700,292 |
4,230,884 |
1,857,790 |
3,003,787 |
|
2022 |
2021 |
2020 | |||
Fund |
Fees
Waived(1) |
Expenses
Reimbursed |
Fees
Waived(1) |
Expenses
Reimbursed |
Fees
Waived(1) |
Expenses
Reimbursed |
MyDestination
2015 |
$231,583 |
$
— |
$155,283 |
$9,939 |
$482,328 |
$
— |
MyDestination
2025 |
332,056 |
— |
164,151 |
39,284 |
569,189 |
— |
MyDestination
2035 |
— |
— |
— |
34,019 |
24,457 |
72,341 |
MyDestination
2045 |
— |
— |
— |
3,044 |
15,907 |
106,541 |
MyDestination
2055 |
33,157 |
31,022 |
13,082 |
46,426 |
57,582 |
8,398 |
Conservative
Allocation |
— |
— |
— |
— |
— |
— |
Balanced
Allocation |
— |
— |
— |
— |
— |
— |
Growth
Allocation |
— |
— |
— |
— |
— |
— |
Aggressive
Allocation |
— |
— |
— |
— |
— |
— |
Money
Market |
— |
— |
— |
— |
— |
— |
Low-Duration
Bond |
— |
— |
— |
— |
— |
— |
Medium-Duration
Bond |
— |
— |
— |
— |
— |
— |
Global
Bond |
— |
— |
— |
— |
— |
— |
Strategic
Alternatives |
710,565 |
— |
289,263 |
— |
— |
— |
Defensive
Market Strategies |
— |
— |
— |
— |
— |
— |
Impact
Bond(2) |
— |
— |
— |
— |
— |
— |
Impact
Equity(2) |
— |
— |
— |
— |
— |
— |
Equity
Index |
— |
— |
— |
— |
— |
— |
Global
Real Estate Securities |
— |
— |
— |
— |
— |
— |
Value
Equity Index(3) |
140,555 |
— |
— |
— |
— |
— |
Value
Equity |
— |
— |
— |
— |
— |
— |
Growth
Equity Index(3) |
142,088 |
— |
— |
— |
— |
— |
Growth
Equity |
— |
— |
— |
— |
— |
— |
Small
Cap Equity |
— |
— |
— |
— |
— |
— |
International
Equity Index |
28,216 |
— |
4,928 |
86,299 |
25,539 |
24,000 |
International
Equity |
— |
— |
— |
— |
— |
— |
Emerging
Markets Equity |
— |
— |
— |
— |
— |
77,711 |
Fund |
Expenses
Paid Through
Brokerage
Service Arrangements |
Global
Real Estate Securities |
$21,870 |
Value
Equity |
11,980 |
Growth
Equity |
4,530 |
Small
Cap Equity |
62,526 |
Emerging
Markets Equity |
1,108 |
Fund |
Gross
Income |
Fees
and/or Compensation* |
Aggregate
Fees /
Compensation |
Net
Income | |||
Fees
Paid to
Securities
Lending
Agent
from
a
Revenue
Split |
Fees
Paid for
Any
Cash
Collateral
Management
Service |
Rebate
(Paid
to
Borrower)** |
Other
Fees Not
Included
in Revenue
Split
(Specify) | ||||
Money
Market |
— |
— |
— |
— |
— |
— |
— |
Low-Duration
Bond |
$265,504 |
$21,700 |
($100) |
$120,861 |
— |
$142,461 |
$123,043 |
Medium-Duration
Bond |
682,505 |
33,630 |
— |
458,071 |
— |
491,701 |
190,804 |
Global
Bond |
355,274 |
20,527 |
— |
218,307 |
— |
238,834 |
116,440 |
Strategic
Alternatives |
— |
— |
— |
— |
— |
— |
— |
Defensive
Market Strategies |
818,801 |
105,392 |
— |
116,107 |
— |
221,499 |
597,302 |
Equity
Index |
235,141 |
36,926 |
— |
(11,113) |
— |
25,813 |
209,328 |
Global
Real Estate Securities |
89,503 |
10,218 |
— |
21,354 |
— |
31,571 |
57,932 |
Value
Equity Index(1) |
5,154 |
564 |
— |
1,382 |
— |
1,946 |
3,208 |
Value
Equity |
191,852 |
28,082 |
— |
4,606 |
— |
32,688 |
159,164 |
Growth
Equity Index(1) |
5,715 |
432 |
— |
2,830 |
— |
3,262 |
2,453 |
Growth
Equity |
137,117 |
18,336 |
— |
14,825 |
— |
33,161 |
103,956 |
Small
Cap Equity |
381,070 |
45,660 |
— |
75,670 |
— |
121,330 |
259,740 |
International
Equity Index |
497,808 |
28,744 |
— |
306,101 |
— |
334,845 |
162,963 |
International
Equity |
217,022 |
19,127 |
— |
89,484 |
— |
108,611 |
108,411 |
Emerging
Markets Equity |
41,514 |
5,817 |
— |
2,695 |
— |
8,513 |
33,001 |
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Altrinsic
Global Advisors, LLC* |
1 |
$68.0 |
43 |
$2763 |
16 |
$5328 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
John
L. DeVita, CFA, CPA |
|
|
|
|
|
|
|
|
|
|
|
|
John
D. Hock, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Rich
McCormick, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
American
Century Investment
Management,
Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
Ryan
Cope, CFA |
7 |
$5,700 |
2 |
$733 |
7 |
$479 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Paul
Howanitz, CFA |
2 |
$10,516 |
2 |
$1,685 |
5 |
$1,262 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Jeff
John, CFA |
7 |
$5,700 |
2 |
$733 |
7 |
$479 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Michael
Liss, CFA, CPA |
17 |
$29,320 |
6 |
$3,837 |
10 |
$1,954 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Philip
Sundell, CFA |
8 |
$7,945 |
1 |
$16 |
2 |
$416 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Kevin
Toney, CFA |
17 |
$29,320 |
6 |
$3,837 |
10 |
$1,954 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Brian
Woglom, CFA |
21 |
$30,764 |
4 |
$2,674 |
9 |
$1,953 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
AQR
Capital Management, LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Michele
L. Aghassi, Ph.D. |
18 |
$9,967 |
7 |
$3,248 |
7 |
$3,145 |
1 |
$121,046 |
4 |
$1,974 |
2 |
$1,351 |
Clifford
S. Asness, Ph.D. |
12 |
$5,368 |
17 |
$7,471 |
26 |
$10,667 |
N/A |
N/A |
15 |
$6,345 |
13 |
$5,926 |
Andrea
Frazzini, Ph.D. |
21 |
$11,109 |
12 |
$4,136 |
13 |
$7,421 |
1 |
$121,046 |
9 |
$2,869 |
5 |
$3,020 |
John
J. Huss |
2 |
$1,215 |
17 |
$7,346 |
N/A |
N/A |
N/A |
N/A |
15 |
$7,001 |
N/A |
N/A |
John
M. Liew, Ph.D. |
6 |
$2,350 |
12 |
$6,679 |
14 |
$5,845 |
N/A |
N/A |
11 |
$5,618 |
7 |
$3,207
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Barrow,
Hanley, Mewhinney & Strauss,
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
David
W. Ganucheau, CFA |
3 |
$1,261 |
1 |
$383 |
18 |
$3,293 |
1 |
$85 |
N/A |
N/A |
N/A |
N/A |
Mark
Giambrone |
8 |
$4,401 |
1 |
$165 |
30 |
$5,415 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Lewis
Ropp |
2 |
$749 |
1 |
$169 |
34 |
$4,080 |
N/A |
N/A |
N/A |
N/A |
1 |
$367 |
BlackRock
Financial Management, Inc.,
BlackRock
International Limited and
BlackRock
(Singapore) Limited |
|
|
|
|
|
|
|
|
|
|
|
|
Adam
Carlin, CFA |
12 |
$12,970 |
13 |
$3,490 |
132 |
$49,580 |
N/A |
N/A |
N/A |
N/A |
3 |
$972 |
Akiva
Dickstein |
22 |
$24,220 |
25 |
$8,110 |
228 |
$94,770 |
N/A |
N/A |
N/A |
N/A |
5 |
$1,660 |
Amanda
Liu, CFA |
12 |
$12,970 |
15 |
$3,600 |
178 |
$59,140 |
N/A |
N/A |
N/A |
N/A |
3 |
$972 |
Scott
MacLellan, CFA |
12 |
$12,970 |
15 |
$3,600 |
138 |
$54,580 |
N/A |
N/A |
N/A |
N/A |
3 |
$1,050 |
Sam
Summers |
12 |
$77,080 |
18 |
$22,610 |
17 |
$6,980 |
N/A |
N/A |
N/A |
N/A |
7 |
$3,420 |
Delaware
Investments Fund Advisers* |
6 |
$8,582 |
N/A |
N/A |
17 |
$1,271 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Christopher
S. Adams, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Francis
X. Morris |
|
|
|
|
|
|
|
|
|
|
|
|
Michael
S. Morris, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Donald
G. Padilla, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
David
E. Reidinger |
|
|
|
|
|
|
|
|
|
|
|
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Goldman
Sachs Asset Management, L.P. |
|
|
|
|
|
|
|
|
|
|
|
|
Ron
Arons |
37 |
$9,162 |
61 |
$13,493 |
8,047 |
$255,259 |
N/A |
N/A |
17 |
$1,955 |
11 |
$1,806 |
Hiren
Dasani, CFA |
4 |
$2,986 |
7 |
$7,591 |
16 |
$2,033 |
N/A |
N/A |
3 |
$1,569 |
1 |
$785 |
Ashish
Shah |
92 |
$431,049 |
345 |
$260,575 |
39,961 |
$551,504 |
N/A |
N/A |
41 |
$8,370 |
32 |
$11,763 |
Paul
Seary, CFA |
25 |
$5,211 |
16 |
$3,538 |
2,402 |
$116,366 |
N/A |
N/A |
12 |
$1,478 |
4 |
$543 |
Basak
Yavuz |
4 |
$2,986 |
6 |
$5,655 |
13 |
$1,691 |
N/A |
N/A |
2 |
$1,511 |
1 |
$785 |
Guggenheim
Partners Investment
Management,
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Adam
J. Bloch |
21 |
$33,222 |
6 |
$3,113 |
33 |
$17,310 |
N/A |
N/A |
3 |
$1,887 |
1 |
$102 |
Steven
H. Brown, CFA |
15 |
$33,071 |
6 |
$3,113 |
33 |
$17,310 |
N/A |
N/A |
3 |
$1,887 |
1 |
$102 |
GuideStone
Capital Management, LLC* |
|
|
|
|
|
|
|
|
|
|
|
|
Tim
Bray, CFA, CAIA, CDDA |
|
|
|
|
|
|
|
|
|
|
|
|
Brandon
Pizzurro, CFP® |
|
|
|
|
|
|
|
|
|
|
|
|
David
S. Spika, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Heitman
Real Estate Securities LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
Harbin, CFA |
2 |
$333 |
13 |
$945 |
19 |
$2,403 |
N/A |
N/A |
N/A |
N/A |
2 |
$209 |
John
Minor, CFA |
2 |
$333 |
12 |
$864 |
19 |
$1,531 |
N/A |
N/A |
N/A |
N/A |
2 |
$209 |
Jacques
Perdrix |
N/A |
N/A |
5 |
$38 |
5 |
$350 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Damon
Wang, CFA |
N/A |
N/A |
4 |
$43 |
7 |
$523 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Jeffrey
Yurk, CFA |
2 |
$333 |
13 |
$945 |
19 |
$2,403 |
N/A |
N/A |
N/A |
N/A |
2 |
$209
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Jacobs
Levy Equity Management, Inc.* |
13 |
$3,079 |
13 |
$2,572 |
95 |
$9,285 |
N/A |
N/A |
1 |
$213 |
9 |
$5,453 |
Bruce
I. Jacobs, Ph.D. |
|
|
|
|
|
|
|
|
|
|
|
|
Kenneth
N. Levy, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Janus
Henderson Investors US LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Hamish
Chamberlayne, CFA |
4 |
$71 |
6 |
$3,792 |
5 |
$107 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Aaron
Scully, CFA |
4 |
$71 |
4 |
$3,306 |
4 |
$53 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
J.P.
Morgan Investment Management Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
Giri
Devulapally, CFA |
7 |
$39,073 |
6 |
$3,002 |
29 |
$9,201 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Holly
Fleiss |
6 |
$38,933 |
3 |
$6,789 |
23 |
$7,443 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Larry
H. Lee |
7 |
$51,142 |
2 |
$3,101 |
23 |
$7,443 |
N/A |
N/A |
N/A |
N/A |
1 |
23 |
Robert
Maloney |
4 |
$37,504 |
1 |
$1,271 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Joseph
Wilson |
7 |
$38,936 |
3 |
$7,228 |
27 |
$9,797 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Legal
& General Investment Management
America,
Inc.* |
1 |
$21 |
39 |
$83,657 |
20 |
$15,097 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
David
Barron, CFA, CAIA |
|
|
|
|
|
|
|
|
|
|
|
|
Aodhagán
Byrne, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Joseph
LaPorta |
|
|
|
|
|
|
|
|
|
|
|
|
Michael
O’Connor |
|
|
|
|
|
|
|
|
|
|
|
|
Craig
Parker, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
The
London Company of Virginia, LLC |
|
|
|
|
|
|
|
|
|
|
|
|
J.
Brian Campbell, CFA |
5 |
$6,370 |
N/A |
N/A |
652 |
$8,255 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Mark
E. DeVaul, CFA, CPA |
5 |
$6,370 |
N/A |
N/A |
652 |
$8,255 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Stephen
M. Goddard, CFA |
5 |
$6,370 |
N/A |
N/A |
652 |
$8,255 |
N/A |
N/A |
N/A |
N/A |
2 |
$8 |
Samuel
D. Hutchings, CFA |
5 |
$6,370 |
N/A |
N/A |
652 |
$8,255 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Jonathan
T. Moody, CFA |
5 |
$6,370 |
N/A |
N/A |
652 |
$8,255 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Loomis,
Sayles & Company, L.P. |
|
|
|
|
|
|
|
|
|
|
|
|
Matthew
J. Eagan, CFA |
19 |
$25,032 |
23 |
$10,257 |
115 |
$23,526 |
N/A |
N/A |
N/A |
N/A |
5 |
$374 |
Aziz
Hamzaogullari |
29 |
$18,839 |
21 |
$9,728 |
123 |
$22,135 |
N/A |
N/A |
3 |
$299 |
1 |
$277 |
Brian
P. Kennedy |
17 |
$24,581 |
22 |
$10,181 |
113 |
$23,443 |
N/A |
N/A |
N/A |
N/A |
5 |
$374 |
Elaine
M. Stokes |
17 |
$24,581 |
22 |
$10,181 |
124 |
$23,460 |
N/A |
N/A |
N/A |
N/A |
5 |
$374 |
MFS
Institutional Advisors, Inc.* |
6 |
$12,410 |
6 |
$5,692 |
29 |
$5,684 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Filipe
Benzinho |
|
|
|
|
|
|
|
|
|
|
|
|
Daniel
Ling |
|
|
|
|
|
|
|
|
|
|
|
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Neuberger
Berman Investment Advisers
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Ashok
K. Bhatia, CFA |
4 |
$4,026 |
26 |
$8,100 |
39 |
$7,428 |
N/A |
N/A |
1 |
$1,927 |
2 |
$244 |
David
M. Brown, CFA |
2 |
$854 |
99 |
$29,759 |
364 |
$34,228 |
N/A |
N/A |
8 |
$2,147 |
5 |
$524 |
Derek
Devens, CFA |
4 |
$1,113 |
3 |
$2,474 |
94 |
$3,626 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Rory
Ewing |
4 |
$1,113 |
3 |
$2,474 |
84 |
$3,599 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Adam
Grotzinger, CFA |
4 |
$4,026 |
26 |
$8,100 |
39 |
$7,428 |
N/A |
N/A |
1 |
$1,927 |
2 |
$244 |
Jon
Jonsson |
4 |
$4,026 |
20 |
$3,675 |
26 |
$2,505 |
N/A |
N/A |
N/A |
N/A |
2 |
$223 |
Brad
C. Tank |
5 |
$4,536 |
27 |
$8,106 |
47 |
$7,698 |
N/A |
N/A |
1 |
$1,927 |
2 |
$244 |
Eric
Zhou |
3 |
$1,094 |
1 |
$33 |
13 |
$3,016 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Pacific
Investment Management Company
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Jerome
Schneider |
22 |
$66,494 |
10 |
$15,016 |
35 |
$24,567 |
N/A |
N/A |
N/A |
N/A |
2 |
$939 |
Marc
Seidner |
26 |
$31,455 |
26 |
$14,949 |
40 |
$16,527 |
N/A |
N/A |
5 |
$2,009 |
12 |
$7,164 |
Parametric
Portfolio Associates LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Richard
Fong, CFA |
5 |
$191 |
24 |
$3,705 |
333 |
$68,852 |
N/A |
N/A |
N/A |
N/A |
3 |
$613 |
Zach
Olsen, CFA |
5 |
$191 |
18 |
$684 |
135 |
$45,628 |
N/A |
N/A |
N/A |
N/A |
3 |
$613 |
James
Reber |
19 |
$15,600 |
N/A |
N/A |
77,176 |
$177,964 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Thomas
Seto |
45 |
$31,877 |
7 |
$962 |
77,249 |
$480,558 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Payden
& Rygel |
|
|
|
|
|
|
|
|
|
|
|
|
Brian
Matthews, CFA |
2 |
$843 |
10 |
$5,781 |
16 |
$3,578 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Mary
Beth Syal, CFA |
5 |
$3,622 |
11 |
$5,775 |
128 |
$51,419 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
P/E
Global LLC* |
4 |
$389 |
2591 |
$35 |
10551 |
$45 |
N/A |
N/A |
27 |
$2,447 |
30 |
$6,137 |
Warren
J. Naphtal |
|
|
|
|
|
|
|
|
|
|
|
|
David
J. Souza, Jr., CFA |
|
|
|
|
|
|
|
|
|
|
|
|
PGIM
Quantitative Solutions LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Devang
Gambhirwala |
20 |
$4,095 |
3 |
$366 |
26 |
$5,256 |
N/A |
N/A |
N/A |
N/A |
4 |
$537 |
Joel
M. Kallman, CFA |
33 |
$49,241 |
3 |
$455 |
10 |
$2,294 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Marcus
M. Perl |
32 |
$48,876 |
1 |
$68 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
RBC
Global Asset Management (U.K.)
Limited |
|
|
|
|
|
|
|
|
|
|
|
|
Philippe
Langham, ACA |
1 |
$2,046 |
6 |
$6,177 |
8 |
$3,756 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
RBC
Global Asset Management (U.S.)
Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
Brian
Svendahl, CFA |
4 |
$1,050 |
3 |
$48 |
56 |
$3,128 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
RREEF
America L.L.C. |
|
|
|
|
|
|
|
|
|
|
|
|
Barry
McConnell |
1 |
$173 |
12 |
$1,514 |
11 |
$2,020 |
N/A |
N/A |
2 |
$66 |
2 |
$131 |
Chris
Robinson |
1 |
$173 |
15 |
$2,058 |
16 |
$2,332 |
N/A |
N/A |
2 |
$66 |
6 |
$355 |
Robert
Thomas |
3 |
$1,498 |
16 |
$1,904 |
14 |
$2,230 |
N/A |
N/A |
2 |
$66 |
4 |
$331 |
David
W. Zonavetch, CPA |
3 |
$1,498 |
16 |
$1,904 |
14 |
$2,230 |
N/A |
N/A |
2 |
$66 |
4 |
$331
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Sands
Capital Management, LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Wesley
A. Johnston, CFA |
2 |
$2,239 |
8 |
$895 |
287 |
$8,070 |
N/A |
N/A |
N/A |
N/A |
13 |
$473 |
Frank
M. Sands, CFA |
2 |
$2,239 |
7 |
$895 |
275 |
$7,970 |
N/A |
N/A |
N/A |
N/A |
5 |
$406 |
Thomas
H. Trentman, CFA |
2 |
$2,239 |
10 |
$905 |
293 |
$8,890 |
N/A |
N/A |
N/A |
N/A |
14 |
$556 |
Shenkman
Capital Management, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
Jordan
Barrow |
4 |
$2,030 |
23 |
$5,804 |
182 |
$14,964 |
N/A |
N/A |
12 |
$3,600 |
N/A |
N/A |
Jeffrey
Gallo |
4 |
$2,030 |
23 |
$5,804 |
182 |
$14,964 |
N/A |
N/A |
12 |
$3,600 |
N/A |
N/A |
Mark
R. Shenkman |
4 |
$2,030 |
30 |
$8,616 |
197 |
$17,938 |
N/A |
N/A |
18 |
$6,075 |
2 |
$24 |
Justin
W. Slatky |
4 |
$2,030 |
30 |
$8,616 |
197 |
$17,938 |
N/A |
N/A |
18 |
$6,075 |
2 |
$24 |
Thomas
Whitley |
1 |
$72 |
2 |
$105 |
92 |
$622 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
SSI
Investment Management LLC |
|
|
|
|
|
|
|
|
|
|
|
|
George
M. Douglas, CFA |
3 |
$361 |
1 |
$8 |
1 |
$2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Dagney
Maseda, CFA |
2 |
$218 |
1 |
$8 |
1 |
$2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Alexander
W. Volz |
2 |
$218 |
1 |
$8 |
1 |
$2 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
TCW
Investment Management Company,
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Diane
Jaffee, CFA |
3 |
$447 |
7 |
$579 |
34 |
$1,370 |
N/A |
N/A |
N/A |
N/A |
1 |
602 |
TimesSquare
Capital Management, LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Grant
Babyak |
3 |
$1,354 |
7 |
$2,220 |
53 |
$3,538 |
N/A |
N/A |
N/A |
N/A |
2 |
$45 |
Kenneth
Duca, CFA |
1 |
$229 |
2 |
$1,147 |
23 |
$1,396 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
WCM
Investment Management, LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Sanjay
Ayer, CFA |
27 |
$25,061 |
35 |
$9,517 |
480 |
$34,542 |
N/A |
N/A |
5 |
$693 |
7 |
$1,648 |
Paul
R. Black |
20 |
$22,594 |
27 |
$8,441 |
473 |
$34,312 |
N/A |
N/A |
4 |
$636 |
7 |
$1,648 |
Peter
J. Hunkel |
23 |
$24,483 |
30 |
$8,782 |
473 |
$34,312 |
N/A |
N/A |
4 |
$636 |
7 |
$1,648 |
Michael
B. Trigg |
24 |
$24,485 |
30 |
$8,782 |
473 |
$34,312 |
N/A |
N/A |
4 |
$636 |
7 |
$1,648 |
Jon
Tringale |
19 |
$22,593 |
26 |
$8,276 |
473 |
$34,312 |
N/A |
N/A |
3 |
$471 |
7 |
$1,648 |
Wellington
Management Company LLP |
|
|
|
|
|
|
|
|
|
|
|
|
Bo
Z. Meunier, CFA |
1 |
$8 |
13 |
$2,507 |
12 |
$1,535 |
N/A |
N/A |
1 |
$542 |
2 |
$571 |
Western
Asset Management Company,
LLC |
|
|
|
|
|
|
|
|
|
|
|
|
John
L. Bellows |
22 |
$52,129 |
22 |
$10,931 |
179 |
$55,085 |
N/A |
N/A |
N/A |
N/A |
6 |
$4,023 |
Gordon
S. Brown |
3 |
$550 |
24 |
$5,437 |
34 |
$12,781 |
N/A |
N/A |
2 |
$204 |
5 |
$4,464 |
Michael
C. Buchanan |
31 |
$16,613 |
64 |
$18,684 |
152 |
$50,591 |
N/A |
N/A |
6 |
$1,299 |
7 |
$2,501 |
Ian
R. Edmonds |
2 |
$542 |
9 |
$857 |
3 |
$216 |
N/A |
N/A |
2 |
$209 |
1 |
$179 |
S.
Kenneth Leech |
93 |
$146,061 |
316 |
$70,472 |
638 |
$177,250 |
N/A |
N/A |
26 |
$2,739 |
26 |
$15,164 |
Mark
S. Lindbloom |
27 |
$56,582 |
28 |
$13,757 |
200 |
$61,088 |
N/A |
N/A |
N/A |
N/A |
8 |
$6,265 |
Frederick
R. Marki |
26 |
$53,711 |
25 |
$13,308 |
189 |
$59,217 |
N/A |
N/A |
N/A |
N/A |
8 |
$6,265 |
Annabel
Rudebeck |
8 |
$5,881 |
25 |
$5,200 |
28 |
$7,425 |
N/A |
N/A |
N/A |
N/A |
2 |
$1,007 |
Julien
A. Scholnick |
24 |
$55,530 |
21 |
$10,883 |
175 |
$54,148 |
N/A |
N/A |
N/A |
N/A |
6 |
$4,023
|
Sub-Advisers
Portfolio
Managers |
Total
number of other accounts managed by Portfolio Manager(s)
within
each category below and the total assets in the accounts
managed
within each category below. |
For
other accounts managed by Portfolio Manager(s) within each
category
below, number of accounts and the total assets in the
accounts
with respect to which the advisory fee is based on the
performance
of the account. | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) |
Number
of
Accounts |
Total
Assets
($mm) | |
Westwood
Management Corp. and
Broadmark
Asset Management LLC |
|
|
|
|
|
|
|
|
|
|
|
|
Christopher
J. Guptill |
2 |
$349 |
N/A |
N/A |
4 |
$883 |
N/A |
N/A |
N/A |
N/A |
3 |
$7 |
William
Blair Investment Management,
LLC* |
1 |
$1,073 |
4 |
$1,023 |
35 |
$2,564 |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
James
Golan, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
David
Ricci, CFA |
|
|
|
|
|
|
|
|
|
|
|
|
Portfolio
Manager |
Applicable
Benchmarks |
Adam
Carlin, CFA |
A
combination of market-based indexes (e.g.,
Bloomberg US Aggregate Bond
Index),
certain customized indexes and certain fund industry peer
groups. |
Akiva
Dickstein |
A
combination of market-based indexes (e.g.,
Bloomberg US Aggregate Index,
Bloomberg
US Universal Index and Bloomberg Intermediate Aggregate Index),
certain
customized indexes and certain fund industry peer
groups. |
Amanda
Liu, CFA |
A
combination of market-based indexes (e.g.,
Bloomberg US Aggregate Bond
Index),
certain customized indexes and certain fund industry peer
groups. |
Scott
MacLellan |
A
combination of market-based indexes (e.g.,
ICE BofA 1-3 Year US Corporate &
Government
Index), certain customized indexes and certain fund industry peer
groups.
|
Sam
Summers |
A
combination of market-based indexes (e.g.,
Bloomberg US Aggregate Bond
Index),
certain customized indexes and certain fund industry peer
groups. |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities in each Series of the
Trust |
Tim
Bray, CFA, CAIA, CDDA |
$500,001-$1,000,000
in the MyDestination 2035 Fund
$50,001-$100,000
in the International Equity Fund
$50,001-$100,000
in the Defensive Market Strategies Fund
$50,001-$100,000
in the Emerging Markets Equity Fund
|
Name
of Portfolio Manager |
Dollar
Range of Equity Securities in each Series of the
Trust |
Brandon
Pizzurro, CFP® |
$10,001-$50,000
in the MyDestination 2055 Fund
$10,001-$50,000
in the Global Impact Fund1
$1-$10,000
in the Defensive Market Strategies Fund
$1-$10,000
in the Global Real Estate Securities Fund
$10,001-$50,000
in the Value Equity Fund
$10,001-$50,000
in the Growth Equity Fund
$10,001-$50,000
in the Small Cap Equity Fund
$10,001-$50,000
in the International Equity Fund
$10,001-$50,000
in the Emerging Markets Equity Fund |
David
S. Spika, CFA |
$500,001-$1,000,000
in the MyDestination 2025 Fund
$500,001-$1,000,000
in the MyDestination 2035 Fund
$100,001-$500,000
in the Global Impact Fund1
$50,001-$100,000
in the Global Bond Fund
$100,001-$500,000
in the Strategic Alternatives Fund
$100,001-$500,000
in the Defensive Market Strategies Fund
$100,001-$500,000
in the Equity Index Fund
$100,001-$500,000
in the Global Real Estate Securities Fund
$100,001-$500,000
in the Small Cap Equity Fund
$100,001-$500,000
in the International Equity Fund
$100,001-$500,000
in the Emerging Markets Equity
Fund |
|
Aggregate
Dollar Amount of
Brokerage
Commissions Paid | ||
Fund |
2022 |
2021 |
2020 |
MyDestination
2015 |
$419 |
$2,171 |
$952 |
MyDestination
2025 |
662 |
5,675 |
1,715 |
MyDestination
2035 |
889 |
6,046 |
1,394 |
MyDestination
2045 |
645 |
4,766 |
1,299 |
MyDestination
2055 |
313 |
2,409 |
699 |
Conservative
Allocation |
837 |
1,741 |
413 |
Balanced
Allocation |
3,263 |
7,783 |
1,377 |
Growth
Allocation |
4,039 |
7,126 |
1,849 |
Aggressive
Allocation |
1,500 |
5,828 |
781 |
Money
Market |
— |
— |
— |
Low-Duration
Bond |
65,733 |
50,894 |
52,447 |
Medium-Duration
Bond |
205,008 |
206,048 |
227,357 |
Global
Bond |
32,538 |
41,478 |
55,403 |
Strategic
Alternatives |
88,409 |
81,203 |
254,687 |
Defensive
Market Strategies |
76,822 |
106,657 |
124,833 |
Impact
Bond(1) |
— |
— |
— |
Impact
Equity(1) |
— |
— |
— |
Equity
Index |
61,887 |
57,561 |
31,381 |
Global
Real Estate Securities |
374,174 |
444,206 |
429,405 |
Value
Equity Index(2) |
15,199 |
— |
— |
Value
Equity |
324,758 |
333,200 |
609,824 |
Growth
Equity Index(2) |
15,232 |
— |
— |
Growth
Equity |
219,319 |
219,002 |
259,780 |
Small
Cap Equity |
429,638 |
402,469 |
609,098 |
International
Equity Index |
93,957 |
89,243 |
61,498 |
International
Equity |
682,254 |
567,698 |
844,526 |
Emerging
Markets Equity |
718,596 |
642,584 |
583,904 |
|
|
|
Aggregate
Dollar Amount
of
Brokerage Commissions
Paid | ||
Fund |
Broker-Dealer |
Affiliate |
2022 |
2021 |
2020 |
Medium-Duration
Bond |
Goldman,
Sachs & Co. |
Goldman
Sachs Asset
Management,
L.P. |
$57,259 |
$56,047 |
$46,348 |
Defensive
Market Strategies |
Morgan
Stanley & Co.
Inc. |
Parametric
Portfolio
Associates,
LLC |
— |
$455 |
— |
Emerging
Markets Equity |
Goldman,
Sachs & Co. |
Goldman
Sachs Asset
Management,
L.P. |
$1,293 |
$417 |
$25 |
|
Dollar
Value of Securities
Owned
(000’s
Omitted) |
Low-Duration
Bond Fund | |
Bank
of America Corporation |
10,003,849 |
Barclays
Capital Inc. |
4,610,436 |
Citigroup
Global Markets Inc. |
5,925,784 |
Cooperatieve
Rabobank U.A. |
871,987 |
Deutsche
Bank Securities |
982,052 |
Goldman
Sachs & Co. LLC |
7,798,030 |
J.P.
Morgan Securities, LLC |
11,081,647 |
Morgan
Stanley & Co., LLC |
12,016,783 |
UBS
Securities LLC |
3,953,302 |
Medium-Duration
Bond Fund | |
Barclays
Capital Inc. |
5,932,181 |
Citigroup
Global Markets Inc. |
14,618,610 |
Credit
Suisse Securities (USA) LLC |
14,173,821 |
Goldman
Sachs & Co. LLC |
8,328,762 |
J.P.
Morgan Securities, LLC |
20,428,619 |
Morgan
Stanley & Co., LLC |
14,582,749 |
UBS
Securities LLC |
2,644,779 |
Wells
Fargo Securities |
17,105,270 |
Global
Bond Fund | |
Bank
of America Corporation |
5,075,972 |
BNP
Paribas Securities Corp. |
2,421,118 |
Citigroup
Global Markets Inc. |
1,790,873 |
Goldman
Sachs & Co. LLC |
3,026,236 |
J.P.
Morgan Securities, LLC |
3,248,327 |
Morgan
Stanley & Co., LLC |
2,670,937 |
UBS
Securities LLC |
2,379,336 |
Wells
Fargo Securities, LLC |
1,779,089
|
|
Dollar
Value of Securities
Owned
(000’s
Omitted) |
Strategic
Alternatives Fund | |
Bank
of America Corporation |
(5,604) |
Citigroup
Global Markets Inc. |
(989) |
Evercore
Group LLC |
3,617 |
HSBC
Securities (USA) Inc. |
1,588,849 |
J.P.
Morgan Securities, LLC |
(10,980) |
Morgan
Stanley & Co., LLC |
19,064 |
Defensive
Market Strategies Fund | |
Bank
of America Corporation |
6,857,606 |
Citigroup
Global Markets Inc. |
1,850,240 |
J.P.
Morgan Securities, LLC |
15,220,835 |
Wells
Fargo Securities, LLC |
1,327,309 |
Equity
Index Fund | |
Bank
of America Corporation |
21,092,571 |
Citigroup
Global Markets Inc. |
7,690,412 |
Goldman
Sachs & Co. LLC |
9,384,575 |
J.P.
Morgan Securities, LLC |
35,905,007 |
Value
Equity Index Fund | |
Bank
of America Corporation |
1,832,563 |
Citigroup
Global Markets, Inc. |
695,502 |
Goldman
Sachs & Co. LLC |
862,227 |
Morgan
Stanley & Co., LLC |
856,066 |
Value
Equity Fund | |
J.P.
Morgan Securities, LLC |
17,371,180 |
Morgan
Stanley & Co., LLC |
2,670,988 |
Growth
Equity Fund | |
Morgan
Stanley & Co., LLC |
3,658,751 |
International
Equity Index Fund | |
Credit
Suisse Group AG |
489,237 |
Macquarie
Bank Limited |
2,215,436 |
UBS
Securities LLC |
3,584,800 |
International
Equity Fund | |
Barclays
PLC |
(45,927) |
BNP
Paribas |
5,191 |
UBS
Securities LLC |
9,669,057 |
Name
of Broker |
Aggregate
Dollar
Amount
of Transactions
Directed |
Aggregate
Dollar
Amount
of Related
Brokerage
Commissions
Paid |
Global
Real Estate Securities Fund | ||
Russell
Investments |
$1,231,790,069 |
$41,498
|
Name
of Broker |
Aggregate
Dollar
Amount
of Transactions
Directed |
Aggregate
Dollar
Amount
of Related
Brokerage
Commissions
Paid |
Value
Equity Fund | ||
Cowen
and Company, LLC |
127,125,319 |
23,987 |
Russell
Investments |
13,218,499 |
1,933 |
Growth
Equity Fund | ||
Cowen
and Company, LLC |
36,258,662 |
3,077 |
Russell
Investments |
20,076,365 |
4,305 |
Small
Cap Equity Fund | ||
Cowen
and Company, LLC |
65,485,889 |
24,634,825 |
Russell
Investments |
27,922,113 |
34,552 |
Emerging
Markets Equity Fund | ||
Cowen
and Company, LLC |
1,083,366 |
351 |
Russell
Investments |
2,275,059 |
4,329 |
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
MyDestination
2015 Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
64% |
MyDestination
2015 Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
25% |
MyDestination
2025 Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
67% |
MyDestination
2025 Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
25% |
MyDestination
2035 Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
69% |
MyDestination
2035 Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
26% |
MyDestination
2045 Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
70% |
MyDestination
2045 Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
26% |
MyDestination
2055 Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
66% |
MyDestination
2055 Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
28% |
Conservative
Allocation Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
57% |
Conservative
Allocation Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
22%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Balanced
Allocation Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
72% |
Balanced
Allocation Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Growth
Allocation Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
70% |
Growth
Allocation Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
23% |
Aggressive
Allocation Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
79% |
Aggressive
Allocation Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
16% |
Money
Market Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
61% |
Money
Market Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Low-Duration
Bond Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
53% |
Low-Duration
Bond Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
19% |
Low-Duration
Bond Fund
Investor
Class |
GuideStone
Financial Resources
Voluntary
Annuity Plan (VAP)
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
Medium-Duration
Bond Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
51% |
Medium-Duration
Bond Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
16% |
Global
Bond Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
49% |
Global
Bond Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
15% |
Global
Bond Fund
Investor
Class |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Attn:
Mutual Funds Department 4th Floor
499
Washington Blvd
Jersey
City NJ 07310-2010 |
7% |
Strategic
Alternatives Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
58% |
Strategic
Alternatives Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
22%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Strategic
Alternatives Fund
Investor
Class |
GuideStone
Financial Resources
Voluntary
Annuity Plan (VAP)
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Defensive
Market Strategies Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
53% |
Defensive
Market Strategies Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Impact
Bond Fund
Investor
Class |
GuideStone
Financial Resources
Strategic
Reserves
PO
Box 819109
Dallas
TX 75381-9109 |
65% |
Impact
Bond Fund
Investor
Class |
GuideStone
Financial Resources
Protection
Benefit Plan
PO
Box 819109
Dallas
TX 75381-9109 |
13% |
Impact
Bond Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Impact
Bond Fund
Investor
Class |
GuideStone
Financial Resources
Insurance
Reserve
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Impact
Equity Fund
Investor
Class |
GuideStone
Financial Resources
Strategic
Reserves
PO
Box 819109
Dallas
TX 75381-9109 |
67% |
Impact
Equity Fund
Investor
Class |
GuideStone
Financial Resources
Protection
Benefit Plan
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Impact
Equity Fund
Investor
Class |
GuideStone
Financial Resources
Insurance
Reserve
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Equity
Index Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
55% |
Equity
Index Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Global
Real Estate Securities Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
58% |
Global
Real Estate Securities Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Global
Real Estate Securities Fund
Investor
Class |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Attn:
Mutual Funds Department 4th Floor
499
Washington Blvd
Jersey
City NJ 07310-2010 |
7% |
Value
Equity Index Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
46%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Value
Equity Index Fund
Investor
Class |
GuideStone
Financial Resources
Strategic
Reserves
PO
Box 819109
Dallas
TX 75381-9109 |
31% |
Value
Equity Index Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
12% |
Value
Equity Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
66% |
Value
Equity Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
19% |
Growth
Equity Index Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
58% |
Growth
Equity Index Fund
Investor
Class |
GuideStone
Financial Resources
Strategic
Reserves
PO
Box 819109
Dallas
TX 75381-9109 |
19% |
Growth
Equity Index Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Growth
Equity Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
70% |
Growth
Equity Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Small
Cap Equity Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
67% |
Small
Cap Equity Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
International
Equity Index Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
51% |
International
Equity Index Fund
Investor
Class |
GuideStone
Financial Resources
Strategic
Reserves
PO
Box 819109
Dallas
TX 75381-9109 |
28% |
International
Equity Index Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
International
Equity Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
61% |
International
Equity Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Emerging
Markets Equity Fund
Investor
Class |
GuideStone
Church Retirement Plan
PO
Box 819109
Dallas
TX 75381-9109 |
49% |
Emerging
Markets Equity Fund
Investor
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
16%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Emerging
Markets Equity Fund
Investor
Class |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Attn:
Mutual Funds Department 4th Floor
499
Washington Blvd
Jersey
City NJ 07310-2010 |
11% |
Emerging
Markets Equity Fund
Investor
Class |
LPL
Financial
FBO
Customer Accounts
Attn:
Mutual Fund Operations
PO
Box 509046
San
Diego CA 92150-9046 |
6% |
Emerging
Markets Equity Fund
Investor
Class |
GuideStone
Financial Resources
Protection
Benefit Plan
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
MyDestination
2015 Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
87% |
MyDestination
2015 Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
MyDestination
2025 Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
86% |
MyDestination
2025 Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
7% |
MyDestination
2035 Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
86% |
MyDestination
2035 Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
MyDestination
2045 Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
83% |
MyDestination
2045 Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
MyDestination
2055 Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
83% |
MyDestination
2055 Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
13% |
Conservative
Allocation Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
72% |
Conservative
Allocation Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Conservative
Allocation Fund
Institutional
Class |
TIAA
FSB CUST TTEE (FBO)
Retirement
Plans For Which TIAA
Acts
as Record Keeper
Attn:
Trust Operations
211
North Broadway Suite 1000
St
Louis MO 63102-2733 |
6%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Balanced
Allocation Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
67% |
Balanced
Allocation Fund
Institutional
Class |
TIAA
FSB CUST TTEE (FBO)
Retirement
Plans For Which TIAA
Acts
as Record Keeper
Attn:
Trust Operations
211
North Broadway Suite 1000
St
Louis MO 63102-2733 |
13% |
Balanced
Allocation Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Growth
Allocation Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
79% |
Growth
Allocation Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Growth
Allocation Fund
Institutional
Class |
TIAA
FSB CUST TTEE (FBO)
Retirement
Plans For Which TIAA
Acts
as Record Keeper
Attn:
Trust Operations
211
North Broadway Suite 1000
St
Louis MO 63102-2733 |
7% |
Aggressive
Allocation Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
75% |
Aggressive
Allocation Fund
Institutional
Class |
GuideStone
403(b)(7) Employer Plans-XM
PO
Box 819109
Dallas
TX 75381-9109 |
9% |
Aggressive
Allocation Fund
Institutional
Class |
GuideStone
Financial Resources
Variable
Benefit Plan
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Aggressive
Allocation Fund
Institutional
Class |
TIAA
FSB CUST TTEE (FBO)
Retirement
Plans For Which TIAA
Acts
as Record Keeper
Attn:
Trust Operations
211
North Broadway Suite 1000
St
Louis MO 63102-2733 |
6% |
Money
Market Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Money
Market Fund
Institutional
Class |
GuideStone
Financial Resources
Money
Market Liquidity
International
Equity Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Money
Market Fund
Institutional
Class |
GuideStone
Financial Resources
Money
Market Liquidity
Medium-Duration
Bond Fund
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
Money
Market Fund
Institutional
Class |
GuideStone
Financial Resources
Money
Market Liquidity
Defensive
Market Strategies Fund
PO
Box 819109
Dallas
TX 75381-9109 |
5%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Low-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
29% |
Low-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Conservative
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
21% |
Low-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2015 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Low-Duration
Bond Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Low-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
21% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
19% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2015 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
9% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
7% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Medium-Duration
Bond Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
22% |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
20% |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
17%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2015 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Global
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Global
Bond Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
25% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
Financial Resources
Fixed
Benefit Plan
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
12% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
Financial Resources
Conservative
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
9% |
Strategic
Alternatives Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
22% |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
13% |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2015 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
7%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Defensive
Market Strategies Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
Impact
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
37% |
Impact
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Conservative
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
33% |
Impact
Bond Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
29% |
Impact
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
37% |
Impact
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
30% |
Impact
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
24% |
Impact
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Conservative
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Equity
Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
22% |
Equity
Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
22% |
Equity
Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
16% |
Equity
Index Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Equity
Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2055 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
17%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
15% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
12% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Global
Real Estate Securities Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2055 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
Value
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
40% |
Value
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
30% |
Value
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
21% |
Value
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
31% |
Value
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
24% |
Value
Equity Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
18% |
Value
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Growth
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
41% |
Growth
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
31%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
Growth
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
22% |
Growth
Equity Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
28% |
Growth
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
27% |
Growth
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
20% |
Growth
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
16% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
14% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
11% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
8% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2055 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
7% |
Small
Cap Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
5% |
International
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
27% |
International
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
27%
|
Name
of Fund (Class) |
Shareholder
Name
and
Address |
Percentage
of Shares
Owned
(rounded to the
nearest
whole percentage) |
International
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2025 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
20% |
International
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2055 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
12% |
International
Equity Index Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2015 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
6% |
International
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
33% |
International
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
25% |
International
Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
International
Equity Fund
Institutional
Class |
GuideStone
403(b)(9) Employer Plan
PO
Box 819109
Dallas
TX 75381-9109 |
10% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Aggressive
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
17% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2045 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
15% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2035 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
15% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Growth
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
12% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
Balanced
Allocation Fund
PO
Box 819109
Dallas
TX 75381-9109 |
9% |
Emerging
Markets Equity Fund
Institutional
Class |
GuideStone
Financial Resources
MyDestination
2055 Fund
PO
Box 819109
Dallas
TX 75381-9109 |
7% |