|
A |
C |
I |
R2 |
R4 |
R5 |
R6 |
NAV |
1 |
Alternative
Asset Allocation Fund |
JAAAX |
JAACX |
JAAIX |
JAAPX |
JAASX |
N/A |
JAARX |
N/A |
N/A |
Blue
Chip Growth Fund |
JBGAX |
JBGCX |
— |
N/A |
N/A |
N/A |
N/A |
JHBCDX |
JIBCX |
Capital
Appreciation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
JHCPX |
JICPX |
Capital
Appreciation Value Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
Core
Bond Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
JHCDX |
JICDX |
Emerging
Markets Fund |
JEVAX |
JEVCX |
JEVIX |
N/A |
— |
— |
JEVRX |
JEVNX |
N/A |
Emerging
Markets Debt Fund |
JMKAX |
JMKCX |
JMKIX |
JHEMX |
JHMDX |
N/A |
JEMIX |
— |
N/A |
Equity
Income Fund |
JHEIX |
JHERX |
— |
N/A |
N/A |
N/A |
N/A |
— |
JIEMX |
Floating
Rate Income Fund |
JFIAX |
JFIGX |
JFIIX |
N/A |
N/A |
N/A |
JFIRX |
— |
JFIHX |
Fundamental
Global Franchise Fund |
JFGAX |
N/A |
JFGIX |
N/A |
N/A |
N/A |
JFGFX |
— |
N/A |
Global
Equity Fund |
JHGEX |
JGECX |
JGEFX |
JGERX |
JGETX |
N/A |
JGEMX |
— |
N/A |
Health
Sciences Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
High
Yield Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
JHHDX |
JIHDX |
International
Small Company Fund |
JISAX |
JISDX |
JSCIX |
— |
— |
— |
JHSMX |
— |
N/A |
International
Strategic Equity Allocation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
Mid
Value Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
Multi-Asset
High Income Fund |
JIAFX |
JIAGX |
JIAIX |
N/A |
N/A |
N/A |
JIASX |
— |
N/A |
Lifestyle
Blend Aggressive Portfolio (formerly Multi-Index Lifestyle Aggressive
Portfolio) |
JABQX |
N/A |
— |
— |
— |
— |
JIIRX |
N/A |
JIIOX |
Lifestyle
Blend Balanced Portfolio (formerly Multi-Index Lifestyle Balanced
Portfolio) |
JABMX |
N/A |
— |
— |
— |
— |
JIBRX |
N/A |
JIBOX |
Lifestyle
Blend Conservative Portfolio (formerly Multi-Index Lifestyle Conservative
Portfolio) |
JABJX |
N/A |
— |
— |
— |
— |
JLCSX |
N/A |
JLCGX |
Lifestyle
Blend Growth Portfolio (formerly Multi-Index Lifestyle Growth Portfolio) |
JABPX |
N/A |
— |
— |
— |
— |
JLGSX |
N/A |
JLGOX |
Lifestyle
Blend Moderate Portfolio (formerly Multi-Index Lifestyle Moderate
Portfolio) |
JABKX |
N/A |
— |
— |
— |
— |
JLMRX |
N/A |
JLMOX |
2065
Lifetime Blend Portfolio (formerly Multi-Index 2065 Lifetime Portfolio) |
JHBLX |
N/A |
N/A |
N/A |
JAAJX |
N/A |
JAAKX |
N/A |
JAAFX |
2060
Lifetime Blend Portfolio (formerly Multi-Index 2060 Lifetime Portfolio) |
JHBKX |
N/A |
N/A |
N/A |
JHIKX |
N/A |
JIEHX |
N/A |
JRODX |
2055
Lifetime Blend Portfolio (formerly Multi-Index 2055 Lifetime Portfolio) |
JHBJX |
N/A |
N/A |
N/A |
JLKWX |
N/A |
JLKYX |
N/A |
JLKZX |
2050
Lifetime Blend Portfolio (formerly Multi-Index 2050 Lifetime Portfolio) |
JHBFX |
N/A |
N/A |
N/A |
JRTYX |
N/A |
JRLZX |
N/A |
JRLWX |
2045
Lifetime Blend Portfolio (formerly Multi-Index 2045 Lifetime Portfolio) |
JHBEX |
N/A |
N/A |
N/A |
JRLUX |
N/A |
JRLVX |
N/A |
JRLQX |
JH0831SAI |
|
A |
C |
I |
R2 |
R4 |
R5 |
R6 |
NAV |
1 |
2040
Lifetime Blend Portfolio (formerly Multi-Index 2040 Lifetime Portfolio) |
JHBAX |
N/A |
N/A |
N/A |
JRTVX |
N/A |
JRTWX |
N/A |
JRTTX |
2035
Lifetime Blend Portfolio (formerly Multi-Index 2035 Lifetime Portfolio) |
JHAYX |
N/A |
N/A |
N/A |
JRTMX |
N/A |
JRTNX |
N/A |
JRTKX |
2030
Lifetime Blend Portfolio (formerly Multi-Index 2030 Lifetime Portfolio) |
JHAVX |
N/A |
N/A |
N/A |
JRTIX |
N/A |
JRTJX |
N/A |
JRTGX |
2025
Lifetime Blend Portfolio (formerly Multi-Index 2025 Lifetime Portfolio) |
JHAUX |
N/A |
N/A |
N/A |
JRTDX |
N/A |
JRTFX |
N/A |
JRTBX |
2020
Lifetime Blend Portfolio (formerly Multi-Index 2020 Lifetime Portfolio) |
JHAPX |
N/A |
N/A |
N/A |
JRLPX |
N/A |
JRTAX |
N/A |
JRLOX |
2015
Lifetime Blend Portfolio (formerly Multi-Index 2015 Lifetime Portfolio) |
JHAOX |
N/A |
N/A |
N/A |
JRLKX |
N/A |
JRLLX |
N/A |
JRLIX |
2010
Lifetime Blend Portfolio (formerly Multi-Index 2010 Lifetime Portfolio) |
JHANX |
N/A |
N/A |
N/A |
JRLFX |
N/A |
JRLHX |
N/A |
JRLDX |
2065
Preservation Blend Portfolio (formerly Multi-Index 2065 Preservation
Portfolio) |
— |
N/A |
JADAX |
JAANX |
JAAQX |
N/A |
JAAUX |
N/A |
JAALX |
2060
Preservation Blend Portfolio (formerly Multi-Index 2060 Preservation
Portfolio) |
— |
N/A |
JTBLX |
JSATX |
JPORX |
N/A |
JTFOX |
N/A |
JCHOX |
2055
Preservation Blend Portfolio (formerly Multi-Index 2055 Preservation
Portfolio) |
— |
N/A |
JACIX |
JRIUX |
JRIVX |
N/A |
JRIWX |
N/A |
JRIYX |
2050
Preservation Blend Portfolio (formerly Multi-Index 2050 Preservation
Portfolio) |
— |
N/A |
JACQX |
JRINX |
JRIPX |
N/A |
JRISX |
N/A |
JRIOX |
2045
Preservation Blend Portfolio (formerly Multi-Index 2045 Preservation
Portfolio) |
— |
N/A |
JACUX |
JRVRX |
JRVPX |
N/A |
JRVSX |
N/A |
JRVOX |
2040
Preservation Blend Portfolio (formerly Multi-Index 2040 Preservation
Portfolio) |
— |
N/A |
JACVX |
JRRRX |
JRRPX |
N/A |
JRRSX |
N/A |
JRROX |
2035
Preservation Blend Portfolio (formerly Multi-Index 2035 Preservation
Portfolio) |
— |
N/A |
JACWX |
JRYRX |
JRYPX |
N/A |
JRYSX |
N/A |
JRYOX |
2030
Preservation Blend Portfolio (formerly Multi-Index 2030 Preservation
Portfolio) |
— |
N/A |
JACYX |
JRHRX |
JRHPX |
N/A |
JRHSX |
N/A |
JRHOX |
2025
Preservation Blend Portfolio (formerly Multi-Index 2025 Preservation
Portfolio) |
— |
N/A |
JACZX |
JRERX |
JREPX |
N/A |
JRESX |
N/A |
JREOX |
Income
Preservation Blend Portfolio (formerly Multi-Index Income Preservation
Portfolio) |
— |
N/A |
JACKX |
JRFNX |
JRFPX |
N/A |
JRFSX |
N/A |
JRFOX |
Multimanager
2065 Lifetime Portfolio |
JAAWX |
N/A |
JABSX |
JAAZX |
JABBX |
JABDX |
JABEX |
N/A |
JAAVX |
Multimanager
2060 Lifetime Portfolio |
JJERX |
N/A |
JMENX |
JVIMX |
JROUX |
JGHTX |
JESRX |
N/A |
JRETX |
Multimanager
2055 Lifetime Portfolio |
JLKLX |
N/A |
JHRTX |
JLKNX |
JLKQX |
JLKSX |
JLKTX |
N/A |
JLKUX |
Multimanager
2050 Lifetime Portfolio |
JLKAX |
N/A |
JHRPX |
JLKEX |
JLKGX |
JLKHX |
JLKRX |
N/A |
JLKOX |
Multimanager
2045 Lifetime Portfolio |
JLJAX |
N/A |
JHROX |
JLJEX |
JLJGX |
JLJHX |
JLJIX |
N/A |
JLJOX |
Multimanager
2040 Lifetime Portfolio |
JLIAX |
N/A |
JHRDX |
JLIEX |
JLIGX |
JLIHX |
JLIIX |
N/A |
JLIOX |
Multimanager
2035 Lifetime Portfolio |
JLHAX |
N/A |
JHRMX |
JLHEX |
JLHGX |
JLHHX |
JLHIX |
N/A |
JLHOX |
Multimanager
2030 Lifetime Portfolio |
JLFAX |
N/A |
JHRGX |
JLFEX |
JLFGX |
JLFHX |
JLFIX |
N/A |
JLFOX |
Multimanager
2025 Lifetime Portfolio |
JLEAX |
N/A |
JHRNX |
JLEEX |
JLEGX |
JLEHX |
JLEIX |
N/A |
JLEOX |
Multimanager
2020 Lifetime Portfolio |
JLDAX |
N/A |
JHRVX |
JLDEX |
JLDGX |
JLDHX |
JLDIX |
N/A |
JLDOX |
Multimanager
2015 Lifetime Portfolio |
JLBAX |
N/A |
JHREX |
JLBKX |
JLBGX |
JLBHX |
JLBJX |
N/A |
JLBOX |
Multimanager
2010 Lifetime Portfolio |
JLAAX |
N/A |
JHRLX |
JLAEX |
JLAGX |
JLAHX |
JLAIX |
N/A |
JLAOX |
New
Opportunities Fund |
JASOX |
JBSOX |
JHSOX |
JSSOX |
JUSOX |
N/A |
JWSOX |
— |
JISOX |
Opportunistic
Fixed Income Fund |
JABWX |
JABOX |
JABTX |
N/A |
N/A |
N/A |
JABUX |
JHGDX |
JIGDX |
Real
Estate Securities Fund |
JYEBX |
JABFX |
JABGX |
N/A |
N/A |
N/A |
JABIX |
— |
JIREX |
Science
& Technology Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
Small
Cap Growth Fund |
JSJAX |
JSJCX |
JSJIX |
N/A |
N/A |
N/A |
JSJFX |
— |
N/A |
|
A |
C |
I |
R2 |
R4 |
R5 |
R6 |
NAV |
1 |
Small
Cap Value Fund |
JSCAX |
N/A |
JSCBX |
N/A |
N/A |
N/A |
JSCCX |
— |
N/A |
Strategic
Income Opportunities Fund |
JIPAX |
JIPCX |
JIPIX |
JIPPX |
N/A |
N/A |
JIPRX |
— |
N/A |
U.S.
Sector Rotation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
— |
N/A |
Form
N-CSR filed October 19, 2022 for: Lifetime Blend Portfolios Lifestyle Blend Portfolios Preservation Blend Portfolios Multimanager Lifetime Portfolios |
|
Form
N-CSR filed October 21, 2022 for:
Alternative
Asset Allocation Fund Blue Chip Growth Fund Emerging Markets Debt Fund Emerging Markets Fund Equity Income Fund Fundamental Global Franchise Fund Global Equity Fund International Small Company Fund Multi-Asset High Income Fund New Opportunities Fund Real Estate Securities Fund Small Cap Growth Fund Small Cap Value Fund |
|
Form
N-CSR filed October 27, 2022 for:
Capital
Appreciation Fund Capital Appreciation Value Fund Core Bond Fund Floating Rate Income Fund Health Sciences Fund High Yield Fund International Strategic Equity Allocation Fund Mid Value Fund Opportunistic Fixed Income Fund Science & Technology Fund Strategic Income Opportunities Fund U.S. Sector Rotation Fund |
2 | |
4 | |
6 | |
30 | |
49 | |
50 | |
59 | |
61 | |
62 | |
77 | |
136 | |
147 | |
154 | |
158 | |
159 | |
161 | |
166 | |
166 | |
168 | |
169 | |
170 | |
173 | |
180 | |
186 | |
187 | |
187 | |
187 | |
187 | |
187 | |
188 | |
194 | |
228 |
1 |
Term |
Definition |
“1933
Act” |
the
Securities Act of 1933, as amended |
“1940
Act” |
the
Investment Company Act of 1940, as amended |
“Advisers
Act” |
the
Investment Advisers Act of 1940, as amended |
“Advisor” |
John
Hancock Investment Management LLC (formerly, John Hancock Advisers,
LLC), 200 Berkeley Street, Boston,
Massachusetts 02116 |
“Advisory
Agreement” |
an
investment advisory agreement or investment management contract between
the Trust and the Advisor |
“Affiliated
Subadvisors” |
Manulife
Investment Management (North America) Limited and Manulife Investment
Management (US) LLC, as applicable |
“affiliated
underlying funds” |
underlying
funds that are advised by John Hancock’s investment advisor or its
affiliates |
“BDCs” |
business
development companies |
“Board” |
Board
of Trustees of the Trust |
“Bond
Connect” |
Mutual
Bond Market Access between Mainland China and Hong Kong |
“Brown
Brothers Harriman” |
Brown
Brothers Harriman & Co. |
“CATS” |
Certificates
of Accrual on Treasury Securities |
“CBOs” |
Collateralized
Bond Obligations |
“CCO” |
Chief
Compliance Officer |
“CDSC” |
Contingent
Deferred Sales Charge |
“CEA” |
the
Commodity Exchange Act, as amended |
“China
A-Shares” |
Chinese
stock exchanges |
“CIBM” |
China
interbank bond market |
“CLOs” |
Collateralized
Loan Obligations |
“CMOs” |
Collateralized
Mortgage Obligations |
“Code” |
the
Internal Revenue Code of 1986, as amended |
“COFI
floaters” |
Cost
of Funds Index |
“CPI” |
Consumer
Price Index |
“CPI-U” |
Consumer
Price Index for Urban Consumers |
“CPO” |
Commodity
Pool Operator |
“CFTC” |
Commodity
Futures Trading Commission |
“Citibank” |
Citibank,
N.A., 388 Greenwich Street, New York, NY 10013 |
“Distributor” |
John
Hancock Investment Management Distributors LLC (formerly,
John Hancock Funds, LLC), 200 Berkeley Street,
Boston, Massachusetts 02116 |
“EMU” |
Economic
and Monetary Union |
“ETFs” |
Exchange-Traded
Funds |
“ETNs” |
Exchange-Traded
Notes |
“EU” |
European
Union |
“Fannie
Mae” |
Federal
National Mortgage Association |
“FHFA” |
Federal
Housing Finance Agency |
“FHLBs” |
Federal
Home Loan Banks |
“FICBs” |
Federal
Intermediate Credit Banks |
“Fitch” |
Fitch
Ratings |
“Freddie
Mac” |
Federal
Home Loan Mortgage Corporation |
“funds”
or “series” |
The
John Hancock funds within this SAI as noted on the front cover and as the
context may require |
“funds
of funds” |
funds
that seek to achieve their investment objectives by investing in
underlying funds, as permitted by Section 12(d)
of the 1940 Act and the rules thereunder |
“GNMA” |
Government
National Mortgage Association |
2 |
Term |
Definition |
“HKSCC” |
Hong
Kong Securities Clearing Company |
“IOs” |
Interest-Only |
“IRA” |
Individual
Retirement Account |
“IRS” |
Internal
Revenue Service |
“JHCT” |
John
Hancock Collateral Trust |
“JH
Distributors” |
John
Hancock Distributors, LLC |
“JHLICO
New York” |
John
Hancock Life Insurance Company of New York |
“JHLICO
U.S.A.” |
John
Hancock Life Insurance Company (U.S.A.) |
“LOI” |
Letter
of Intention |
“LIBOR” |
London
Interbank Offered Rate |
“MAAP” |
Monthly
Automatic Accumulation Program |
“Manulife
Financial” or “MFC” |
Manulife
Financial, a publicly traded company based in Toronto,
Canada |
“Manulife
IM (NA)” |
Manulife
Investment Management (North America) Limited (formerly, John Hancock
Asset Management a Division of
Manulife Asset Management (North America) Limited) |
“Manulife
IM (US)” |
Manulife
Investment Management (US) LLC (formerly, John Hancock Asset Management a
Division of Manulife Asset
Management (US) LLC) |
“MiFID
II” |
Markets
in Financial Instruments Directive |
“Moody’s” |
Moody’s
Investors Service, Inc |
“NAV” |
Net
Asset Value |
“NRSRO” |
Nationally
Recognized Statistical Rating Organization |
“NYSE” |
New
York Stock Exchange |
“OID” |
Original
Issue Discount |
“OTC” |
Over-The-Counter |
“PAC” |
Planned
Amortization Class |
“PFS” |
Personal
Financial Services |
“POs” |
Principal-Only |
“PRC” |
People’s
Republic of China |
“REITs” |
Real
Estate Investment Trusts |
“RIC” |
Regulated
Investment Company |
“RPS” |
John
Hancock Retirement Plan Services |
“SARSEP” |
Salary
Reduction Simplified Employee Pension Plan |
“SEC” |
Securities
and Exchange Commission |
“SEP” |
Simplified
Employee Pension |
“SIMPLE” |
Savings
Incentive Match Plan for Employees |
“S&P” |
S&P Global
Ratings |
“SLMA” |
Student
Loan Marketing Association |
“SPACs” |
Special
Purpose Acquisition Companies |
“State
Street” |
State
Street Bank and Trust Company,
State Street Financial Center, One Lincoln Street, Boston, Massachusetts
02111 |
“Stock
Connect” |
Hong
Kong Stock Connect Program |
“subadvisor” |
Any
subadvisors employed by John Hancock within this SAI as noted in Appendix
B and as the context may require |
“TAC” |
Target
Amortization Class |
“TIGRs” |
Treasury
Receipts, Treasury Investors Growth
Receipts |
3 |
Term |
Definition |
“Trust” |
John
Hancock Bond Trust John Hancock California Tax-Free Income Fund John Hancock Capital Series John Hancock Current Interest John Hancock Exchange-Traded Fund Trust John Hancock Funds II John Hancock Funds III John Hancock Investment Trust John Hancock Investment Trust II John Hancock Municipal Securities Trust John Hancock Sovereign Bond Fund John Hancock Strategic Series John Hancock Variable Insurance Trust |
“TSA” |
Tax-Sheltered
Annuity |
“unaffiliated
underlying funds” |
underlying
funds that are advised by an entity other than John Hancock’s investment
advisor or its affiliates |
“underlying
funds” |
funds
in which the funds of funds invest |
“UK” |
United
Kingdom |
Trust |
Date
of Organization |
John
Hancock Funds II |
June
28, 2005 |
Fund |
Commencement
of Operations |
Alternative
Asset Allocation Fund |
January
2, 2009 |
Blue
Chip Growth Fund |
October
17, 2005 |
Capital
Appreciation Fund |
October
17, 2005 |
Capital
Appreciation Value Fund |
January
6, 2011 |
Core
Bond Fund |
October
17, 2005 |
Emerging
Markets Fund |
May
1, 2007 |
Emerging
Markets Debt Fund |
January
4, 2010 |
Equity
Income Fund |
October
17, 2005 |
Floating
Rate Income Fund |
January
2, 2008 |
4 |
Fund |
Commencement
of Operations |
Fundamental
Global Franchise Fund |
June
29, 2012 |
Global
Equity Fund |
May
16, 2013 |
Health
Sciences Fund |
September
30, 2011 |
High
Yield Fund |
October
15, 2005 |
International
Small Company Fund |
April
28, 2006 |
International
Strategic Equity Allocation Fund |
October
17, 2016 |
Mid
Value Fund |
January
2, 2009 |
Multi-Asset
High Income Fund |
November
14, 2014 |
Lifestyle
Blend Aggressive Portfolio |
December
30, 2013 |
Lifestyle
Blend Balanced Portfolio |
December
30, 2013 |
Lifestyle
Blend Conservative Portfolio |
December
30, 2013 |
Lifestyle
Blend Growth Portfolio |
December
30, 2013 |
Lifestyle
Blend Moderate Portfolio |
December
30, 2013 |
2065
Lifetime Blend Portfolio |
September
23, 2020 |
2060
Lifetime Blend Portfolio |
March
30, 2016 |
2055
Lifetime Blend Portfolio |
March
26, 2014 |
2050
Lifetime Blend Portfolio |
November
7, 2013 |
2045
Lifetime Blend Portfolio |
November
7, 2013 |
2040
Lifetime Blend Portfolio |
November
7, 2013 |
2035
Lifetime Blend Portfolio |
November
7, 2013 |
2030
Lifetime Blend Portfolio |
November
7, 2013 |
2025
Lifetime Blend Portfolio |
November
7, 2013 |
2020
Lifetime Blend Portfolio |
November
7, 2013 |
2015
Lifetime Blend Portfolio |
November
7, 2013 |
2010
Lifetime Blend Portfolio |
November
7, 2013 |
2065
Preservation Blend Portfolio |
September
23, 2020 |
2060
Preservation Blend Portfolio |
March
30, 2016 |
2055
Preservation Blend Portfolio |
March
26, 2014 |
2050
Preservation Blend Portfolio |
April
29, 2011 |
2045
Preservation Blend Portfolio |
April
30, 2010 |
2040
Preservation Blend Portfolio |
April
30, 2010 |
2035
Preservation Blend Portfolio |
April
30, 2010 |
2030
Preservation Blend Portfolio |
April
30, 2010 |
2025
Preservation Blend Portfolio |
April
30, 2010 |
Income
Preservation Blend Portfolio |
April
30, 2010 |
Multimanager
2065 Lifetime Portfolio |
September
23, 2020 |
Multimanager
2060 Lifetime Portfolio |
March
30, 2016 |
Multimanager
2055 Lifetime Portfolio |
March
26, 2014 |
Multimanager
2050 Lifetime Portfolio |
April
29, 2011 |
Multimanager
2045 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2040 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2035 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2030 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2025 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2020 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2015 Lifetime Portfolio |
October
30, 2006 |
Multimanager
2010 Lifetime Portfolio |
October
30, 2006 |
5 |
Fund |
Commencement
of Operations |
New
Opportunities Fund |
October
17, 2005 |
Opportunistic
Fixed Income Fund |
October
17, 2005 |
Real
Estate Securities Fund |
October
15, 2005 |
Science
& Technology Fund |
February
14, 2013 |
Small
Cap Growth Fund |
October
31, 2005 |
Small
Cap Value Fund |
December
16, 2008 |
Strategic
Income Opportunities Fund |
April
28, 2006 |
U.S.
Sector Rotation Fund |
September
26, 2016 |
• |
liquidity
protection; and |
• |
default
protection. |
• |
“senior-subordinated
securities” (multiple class securities with one or more classes
subordinate to other classes as to the payment of principal thereof
and interest thereon, with the result that defaults on the underlying
assets are borne first by the holders of the subordinated
class); |
6 |
• |
creation
of “reserve funds” (where cash or investments, sometimes funded from a
portion of the payments on the underlying assets, are held in reserve
against future losses); and |
• |
“over-collateralization”
(where the scheduled payments on, or the principal amount of, the
underlying assets exceed those required to make payment
on the securities and pay any servicing or other
fees). |
• |
the
exchange of outstanding commercial bank debt for bonds issued at 100% of
face value that carry a below-market stated rate of interest (generally
known as par bonds); |
• |
bonds
issued at a discount from face value (generally known as discount
bonds); |
• |
bonds
bearing an interest rate which increases over time;
and |
• |
bonds
issued in exchange for the advancement of new money by existing
lenders. |
7 |
• |
Export
Development Corporation; |
• |
Farm
Credit Corporation; |
• |
Federal
Business Development Bank; and |
• |
Canada
Post Corporation. |
• |
provincial
railway corporation; |
• |
provincial
hydroelectric or power commission or
authority; |
• |
provincial
municipal financing corporation or agency;
and |
• |
provincial
telephone commission or authority. |
8 |
9 |
10 |
• |
prices,
changes in prices, or differences between prices of securities,
currencies, intangibles, goods, articles or commodities (collectively,
“underlying
assets”); or |
• |
an
objective index, economic factor or other measure, such as interest rates,
currency exchange rates, commodity indices, and securities indices
(collectively,
“benchmarks”). |
• |
debt
instruments with interest or principal payments or redemption terms
determined by reference to the value of a currency or commodity or
securities
index at a future point in time; |
• |
preferred
stock with dividend rates determined by reference to the value of a
currency; or |
• |
convertible
securities with the conversion terms related to a particular
commodity. |
11 |
12 |
13 |
14 |
Fund
Name |
Alternative
Asset Allocation
Fund |
Blue
Chip Growth Fund |
Capital
Appreciation
Value Fund |
Capital
Appreciation
Fund |
Core
Bond Fund |
Gross
Income from securities
lending activities ($) |
184,473 |
177,054 |
52,763 |
234 |
1,023 |
Fees
and/or compensation for
securities lending activities
and related services |
|
|
|
|
|
Fees
paid to securities lending
agent from a revenue
split ($) |
19,074 |
18,741 |
5,719 |
13 |
114 |
Fees
paid for any cash collateral
management service
(including fees deducted
from a pooled cash
collateral reinvestment
vehicle) that are
not included in the revenue
split ($) |
11,400 |
7,406 |
1,465 |
14 |
107 |
Administrative
fees not included
in revenue split* |
- |
- |
- |
- |
- |
Indemnification
fee not included
in revenue split |
- |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
20,436 |
19,278 |
5,520 |
115 |
- |
Other
fees not included in revenue
split (specify) |
- |
- |
- |
- |
- |
Aggregate
fees/compensation
for securities lending
activities ($) |
50,910 |
45,425 |
12,704 |
142 |
221 |
Net
Income from securities lending
activities ($) |
133,563 |
131,629 |
40,059 |
92 |
802 |
Fund
Name |
Equity
Income Fund |
Emerging
Markets Fund |
Emerging
Markets Debt
Fund |
Floating
Rate Income
Fund |
High
Yield Fund |
Gross
Income from securities
lending activities ($) |
54,809 |
74,347 |
424,709 |
139,438 |
48,547 |
Fees
and/or compensation for
securities lending activities
and related services |
|
|
|
|
|
Fees
paid to securities lending
agent from a revenue
split ($) |
5,469 |
10,554 |
35,392 |
15,953 |
5,625 |
Fees
paid for any cash collateral
management service
(including fees deducted
from a pooled cash
collateral reinvestment
vehicle) that are
not included in the revenue
split ($) |
7,100 |
955 |
24,789 |
8,949 |
2,657 |
15 |
Fund
Name |
Equity
Income Fund |
Emerging
Markets Fund |
Emerging
Markets Debt
Fund |
Floating
Rate Income
Fund |
High
Yield Fund |
Administrative
fees not included
in revenue split* |
- |
- |
- |
- |
- |
Indemnification
fee not included
in revenue split |
- |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
4,049 |
1,653 |
40,885 |
2,716 |
862 |
Other
fees not included in revenue
split (specify) |
- |
- |
- |
- |
- |
Aggregate
fees/compensation
for securities lending
activities ($) |
16,618 |
13,162 |
101,066 |
27,618 |
9,144 |
Net
Income from securities lending
activities ($) |
38,191 |
61,185 |
323,643 |
111,820 |
39,403 |
Fund
Name |
International
Small
Company Fund |
International
Strategic
Equity Allocation
Fund |
Mid
Value Fund |
Gross
Income from securities lending activities ($) |
666,205 |
1,200,728 |
210,347 |
Fees
and/or compensation for securities lending activities and related
services |
|
|
|
Fees
paid to securities lending agent from a revenue split ($) |
78,527 |
89,463 |
21,812 |
Fees
paid for any cash collateral management service (including fees deducted
from
a pooled cash collateral reinvestment vehicle) that are not included in
the revenue
split ($) |
14,687 |
43,065 |
6,990 |
Administrative
fees not included in revenue split* |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
Rebate
(paid to borrower) ($) |
21,089 |
259,937 |
28,965 |
Other
fees not included in revenue split (specify) |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities ($) |
114,303 |
392,465 |
57,767 |
Net
Income from securities lending activities ($) |
551,902 |
808,263 |
152,580 |
Fund
Name |
Multi-Asset
High Income
Fund |
2010
Lifetime Blend
Portfolio |
2015
Lifetime Blend
Portfolio |
2020
Lifetime Blend
Portfolio |
Gross
Income from securities lending activities ($) |
8,806 |
98,485 |
119,702 |
389,032 |
Fees
and/or compensation for securities lending activities and
related services |
|
|
|
|
Fees
paid to securities lending agent from a revenue split ($) |
1,041 |
10,946 |
12,800 |
40,748 |
Fees
paid for any cash collateral management service (including
fees deducted from a pooled cash collateral reinvestment
vehicle) that are not included in the revenue split
($) |
121 |
5,506 |
6,515 |
23,209 |
Administrative
fees not included in revenue split* |
- |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
356 |
5,343 |
10,743 |
39,617 |
Other
fees not included in revenue split (specify) |
- |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities
($) |
1,518 |
21,795 |
30,058 |
103,574 |
Net
Income from securities lending activities ($) |
7,288 |
76,690 |
89,644 |
285,458 |
16 |
Fund
Name |
2025
Lifetime Blend
Portfolio |
2025
Preservation Blend
Portfolio |
2030
Lifetime Blend
Portfolio |
2030
Preservation Blend
Portfolio |
2035
Lifetime Blend
Portfolio |
Gross
Income from securities
lending activities ($) |
548,699 |
818,481 |
488,187 |
875,009 |
165,572 |
Fees
and/or compensation for
securities lending activities
and related services |
|
|
|
|
|
Fees
paid to securities lending
agent from a revenue
split ($) |
58,803 |
70,706 |
51,268 |
92,191 |
16,003 |
Fees
paid for any cash collateral
management service
(including fees deducted
from a pooled cash
collateral reinvestment
vehicle) that are
not included in the revenue
split ($) |
32,421 |
34,493 |
29,828 |
57,973 |
15,755 |
Administrative
fees not included
in revenue split* |
- |
- |
- |
- |
- |
Indemnification
fee not included
in revenue split |
- |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
45,086 |
61,446 |
47,731 |
78,742 |
21,419 |
Other
fees not included in revenue
split (specify) |
- |
- |
- |
- |
- |
Aggregate
fees/compensation
for securities lending
activities ($) |
136,310 |
166,645 |
128,827 |
228,906 |
53,177 |
Net
Income from securities lending
activities ($) |
412,389 |
651,836 |
359,360 |
646,103 |
112,395 |
Fund
Name |
2035
Preservation Blend
Portfolio |
2040
Lifetime Blend
Portfolio |
2040
Preservation Blend
Portfolio |
2045
Lifetime Blend
Portfolio |
2045
Preservation Blend
Portfolio |
Gross
Income from securities
lending activities ($) |
193,266 |
88,029 |
176,865 |
42,387 |
64,768 |
Fees
and/or compensation for
securities lending activities
and related services |
|
|
|
|
|
Fees
paid to securities lending
agent from a revenue
split ($) |
19,990 |
9,024 |
18,610 |
4,252 |
6,941 |
Fees
paid for any cash collateral
management service
(including fees deducted
from a pooled cash
collateral reinvestment
vehicle) that are
not included in the revenue
split ($) |
19,695 |
8,731 |
14,005 |
4,958 |
6,812 |
17 |
Fund
Name |
2035
Preservation Blend
Portfolio |
2040
Lifetime Blend
Portfolio |
2040
Preservation Blend
Portfolio |
2045
Lifetime Blend
Portfolio |
2045
Preservation Blend
Portfolio |
Administrative
fees not included
in revenue split* |
- |
- |
- |
- |
- |
Indemnification
fee not included
in revenue split |
- |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
13,015 |
6,881 |
13,748 |
3,629 |
2,771 |
Other
fees not included in revenue
split (specify) |
- |
- |
- |
- |
- |
Aggregate
fees/compensation
for securities lending
activities ($) |
52,700 |
24,636 |
46,363 |
12,839 |
16,524 |
Net
Income from securities lending
activities ($) |
140,566 |
63,393 |
130,502 |
29,548 |
48,244 |
Fund
Name |
2050
Lifetime Blend
Portfolio |
2050
Preservation Blend
Portfolio |
2055
Lifetime Blend
Portfolio |
2055
Preservation Blend
Portfolio |
Gross
Income from securities lending activities ($) |
32,325 |
49,415 |
16,755 |
10,096 |
Fees
and/or compensation for securities lending activities and
related services |
|
|
|
|
Fees
paid to securities lending agent from a revenue split ($) |
3,168 |
5,051 |
1,707 |
995 |
Fees
paid for any cash collateral management service (including
fees deducted from a pooled cash collateral reinvestment
vehicle) that are not included in the revenue split
($) |
5,147 |
4,988 |
2,331 |
1,995 |
Administrative
fees not included in revenue split* |
- |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
1,841 |
3,483 |
558 |
- |
Other
fees not included in revenue split (specify) |
- |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities
($) |
10,156 |
13,522 |
4,596 |
2,990 |
Net
Income from securities lending activities ($) |
22,169 |
35,893 |
12,159 |
7,106 |
Fund
Name |
2060
Lifetime Blend
Portfolio |
2060
Preservation Blend
Portfolio |
2065
Lifetime Blend
Portfolio |
2065
Preservation Blend
Portfolio |
Gross
Income from securities lending activities ($) |
10,342 |
6,349 |
164 |
10 |
Fees
and/or compensation for securities lending activities and
related services |
|
|
|
|
Fees
paid to securities lending agent from a revenue split ($) |
1,109 |
768 |
19 |
1 |
Fees
paid for any cash collateral management service (including
fees deducted from a pooled cash collateral reinvestment
vehicle) that are not included in the revenue split
($) |
885 |
190 |
10 |
1 |
Administrative
fees not included in revenue split* |
- |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
455 |
- |
1 |
2 |
Other
fees not included in revenue split (specify) |
- |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities
($) |
2,449 |
958 |
30 |
4 |
18 |
Fund
Name |
2060
Lifetime Blend
Portfolio |
2060
Preservation Blend
Portfolio |
2065
Lifetime Blend
Portfolio |
2065
Preservation Blend
Portfolio |
Net
Income from securities lending activities ($) |
7,893 |
5,391 |
134 |
6 |
Fund
Name |
Lifestyle
Blend Aggressive
Portfolio |
Lifestyle
Blend Balanced
Portfolio |
Lifestyle
Blend Conservative
Portfolio |
Lifestyle
Blend Growth
Portfolio |
Gross
Income from securities lending activities ($) |
44,898 |
1,582,525 |
654,709 |
777,133 |
Fees
and/or compensation for securities lending activities and
related services |
|
|
|
|
Fees
paid to securities lending agent from a revenue split ($) |
4,448 |
178,626 |
73,734 |
88,386 |
Fees
paid for any cash collateral management service (including
fees deducted from a pooled cash collateral reinvestment
vehicle) that are not included in the revenue split
($) |
4,741 |
82,916 |
33,694 |
47,188 |
Administrative
fees not included in revenue split* |
- |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
4,359 |
69,478 |
30,350 |
21,892 |
Other
fees not included in revenue split (specify) |
- |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities
($) |
13,548 |
331,020 |
137,778 |
157,466 |
Net
Income from securities lending activities ($) |
31,350 |
1,251,505 |
516,931 |
619,667 |
Fund
Name |
Lifestyle
Blend Moderate
Portfolio |
Income
Preservation
Blend Portfolio |
Opportunistic
Fixed Income
Fund |
Real
Estate Securities
Fund |
Science
& Technology
Fund |
Gross
Income from securities
lending activities ($) |
654,837 |
871,531 |
652 |
67 |
34,708 |
Fees
and/or compensation for
securities lending activities
and related services |
|
|
|
|
|
Fees
paid to securities lending
agent from a revenue
split ($) |
73,154 |
98,532 |
64 |
5 |
4,046 |
Fees
paid for any cash collateral
management service
(including fees deducted
from a pooled cash
collateral reinvestment
vehicle) that are
not included in the revenue
split ($) |
35,828 |
56,728 |
121 |
15 |
1,311 |
Administrative
fees not included
in revenue split* |
- |
- |
- |
- |
- |
Indemnification
fee not included
in revenue split |
- |
- |
- |
- |
- |
Rebate
(paid to borrower) ($) |
33,272 |
25,682 |
- |
2 |
968 |
Other
fees not included in revenue
split (specify) |
- |
- |
- |
- |
- |
19 |
Fund
Name |
Lifestyle
Blend Moderate
Portfolio |
Income
Preservation
Blend Portfolio |
Opportunistic
Fixed Income
Fund |
Real
Estate Securities
Fund |
Science
& Technology
Fund |
Aggregate
fees/compensation
for securities lending
activities ($) |
142,254 |
180,942 |
185 |
22 |
6,325 |
Net
Income from securities lending
activities |
512,583 |
690,589 |
467 |
45 |
28,383 |
Fund
Name |
Small
Cap Growth Fund |
Small
Cap Value Fund |
Strategic
Income Opportunities
Fund |
Gross
Income from securities lending activities |
44,540 |
14,358 |
586,280 |
Fees
and/or compensation for securities lending activities and related
services |
|
|
|
Fees
paid to securities lending agent from a revenue split |
3,737 |
822 |
38,024 |
Fees
paid for any cash collateral management service (including fees deducted
from
a pooled cash collateral reinvestment vehicle) that are not included in
the revenue
split |
2,132 |
1,199 |
48,583 |
Administrative
fees not included in revenue split* |
- |
- |
- |
Indemnification
fee not included in revenue split |
- |
- |
- |
Rebate
(paid to borrower) |
12,646 |
6,588 |
151,791 |
Other
fees not included in revenue split (specify) |
- |
- |
- |
Aggregate
fees/compensation for securities lending activities |
18,515 |
8,609 |
238,398 |
Net
Income from securities lending activities |
26,025 |
5,749 |
347,882 |
Fund
Name |
U.S.
Sector Rotation
Fund |
Gross
Income from securities lending activities |
1,669 |
Fees
and/or compensation for securities lending activities and related
services |
|
Fees
paid to securities lending agent from a revenue split |
137 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle)
that are not included in the revenue split |
106 |
Administrative
fees not included in revenue split* |
- |
Indemnification
fee not included in revenue split |
- |
Rebate
(paid to borrower) |
601 |
Other
fees not included in revenue split (specify) |
|
Aggregate
fees/compensation for securities lending activities |
844 |
Net
Income from securities lending activities |
825 |
* | Administrative fees equal Collateral Trust Fund Expense Ratio |
20 |
21 |
22 |
• |
one-year,
three-year and five-year constant maturity Treasury Bill
rates; |
• |
three-month
or six-month Treasury Bill rates; |
• |
11th
District Federal Home Loan Bank Cost of
Funds; |
• |
National
Median Cost of Funds; or |
• |
one-month,
three-month, six-month or one-year LIBOR and other market
rates. |
• |
mortgage
bankers; |
• |
commercial
banks; |
• |
investment
banks; |
• |
savings
and loan associations; and |
• |
special
purpose subsidiaries of the foregoing. |
23 |
1 | collateralized by pools of mortgages in which each mortgage is guaranteed as to payment of principal and interest by an agency or instrumentality of the U.S. government; |
2 | collateralized by pools of mortgages in which payment of principal and interest is guaranteed by the issuer and the guarantee is collateralized by U.S. government securities; or |
3 | securities for which the proceeds of the issuance are invested in mortgage securities and payment of the principal and interest is supported by the credit of an agency or instrumentality of the U.S. government. |
24 |
25 |
• |
Federal
Reserve System member bank; |
• |
primary
government securities dealer reporting to the Federal Reserve Bank of New
York’s Market Reports Division; or |
• |
broker
dealer that reports U.S. government securities positions to the Federal
Reserve Board. |
26 |
27 |
• |
SLMA; |
• |
FHLBs; |
• |
FICBs;
and |
• |
Fannie
Mae. |
28 |
Issuers
of Zero Coupon Securities and Pay-In-Kind Bonds. Zero
coupon securities and pay-in-kind bonds may be issued by a wide variety of
corporate
and governmental issuers. Although zero coupon securities and pay-in-kind
bonds are generally not traded on a national securities exchange,
these securities are widely traded by brokers and dealers and, to the
extent they are widely traded, will not be considered illiquid for the
purposes
of the investment restriction under “Illiquid
Securities.” |
Tax
Considerations.
Current federal income tax law requires the holder of a zero coupon
security or certain pay-in-kind bonds to accrue income with
respect to these securities prior to the receipt of cash payments. To
maintain its qualification as a RIC under the Code and avoid liability for
federal
income and excise taxes, a fund may be required to distribute income
accrued with respect to these securities and may have to dispose of
portfolio
securities under disadvantageous circumstances in order to generate cash
to satisfy these distribution
requirements. |
29 |
30 |
31 |
32 |
33 |
34 |
• |
the
obligor’s balance of payments, including export
performance; |
• |
the
obligor’s access to international credits and
investments; |
• |
fluctuations
in interest rates; and |
• |
the
extent of the obligor’s foreign reserves. |
• |
reducing
and rescheduling interest and principal payments by negotiating new or
amended credit agreements or converting outstanding principal and
unpaid interest to Brady Bonds; and |
• |
obtaining
new credit to finance interest payments. |
• |
extremely
poor prospects of ever attaining any real investment
standing; |
• |
current
identifiable vulnerability to default; |
• |
unlikely
to have the capacity to pay interest and repay principal when due in the
event of adverse business, financial or economic
conditions; |
• |
are
speculative with respect to the issuer’s capacity to pay interest and
repay principal in accordance with the terms of the obligations;
and/or |
35 |
• |
are
in default or not current in the payment of interest or
principal. |
36 |
Volatility.
Hybrid instruments are potentially more volatile and carry greater market
risks than traditional debt instruments. Depending on the structure
of the particular hybrid instrument, changes in a benchmark may be
magnified by the terms of the hybrid instrument and have an even
more
dramatic and substantial effect upon the value of the hybrid instrument.
Also, the prices of the hybrid instrument and the benchmark or
underlying
asset may not move in the same direction or at the same
time. |
Leverage
Risk.
Hybrid instruments may bear interest or pay preferred dividends at below
market (or even relatively nominal) rates. Alternatively, hybrid
instruments may bear interest at above market rates, but bear an increased
risk of principal loss (or gain). For example, an increased risk of
principal
loss (or gain) may result if “leverage” is used to structure a hybrid
instrument. Leverage risk occurs when the hybrid instrument is
structured
so that a change in a benchmark or underlying asset is multiplied to
produce a greater value change in the hybrid instrument, thereby
magnifying
the risk of loss, as well as the potential for
gain. |
Liquidity
Risk.
Hybrid instruments also may carry liquidity risk since the instruments are
often “customized” to meet the needs of a particular investor.
Therefore, the number of investors that would be willing and able to buy
such instruments in the secondary market may be smaller than for
more
traditional debt securities. In addition, because the purchase and sale of
hybrid instruments could take place in an OTC market without the
guarantee
of a central clearing organization or in a transaction between a fund and
the issuer of the hybrid instrument, the creditworthiness of the
counterparty
or issuer of the hybrid instrument would be an additional risk factor,
which the fund would have to consider and
monitor. |
Lack
of U.S. Regulation.
Hybrid instruments may not be subject to regulation of the CFTC,
which generally regulates the trading of swaps and commodity
futures by U.S. persons, the SEC, which regulates the offer and sale of
securities by and to U.S. persons, or any other governmental regulatory
authority. |
Credit
and Counterparty Risk. The
issuer or guarantor of a hybrid instrument may be unable or unwilling to
make timely principal, interest or settlement
payments, or otherwise honor its obligations. Funds that invest in hybrid
instruments are subject to varying degrees of risk that the issuers
of the securities will have their credit rating downgraded or will
default, potentially reducing a fund’s share price and income
level. |
Communication.
Companies in the communication sector are subject to the additional risks
of rapid obsolescence due to technological advancement
or development, lack of standardization or compatibility with existing
technologies, an unfavorable regulatory environment, and a dependency
on patent and copyright protection. The prices of the securities of
companies in the communication sector may fluctuate widely due to
both
federal and state regulations governing rates of return and services that
may be offered, fierce competition for market share, and competitive
|
37 |
challenges
in the U.S. from foreign competitors engaged in strategic joint ventures
with U.S. companies, and in foreign markets from both U.S. and
foreign
competitors. In addition, recent industry consolidation trends may lead to
increased regulation of communication companies in their primary
markets. |
Consumer
Discretionary. The
consumer discretionary sector may be affected by fluctuations in supply
and demand and may also be adversely affected
by changes in consumer spending as a result of world events, political and
economic conditions, commodity price volatility, changes in exchange
rates, imposition of import controls, increased competition, depletion of
resources and labor relations. |
For
example, the
coronavirus (COVID-19) pandemic led
to materially reduced consumer demand in certain sectors, a disruption in
supply chains and
an increase in market closures and retail company bankruptcies. The
coronavirus
(COVID-19) pandemic may affect certain countries, industries,
economic sectors, and companies more than others, may continue
to exacerbate
existing economic, political, or social tensions and may continue
to increase
the probability of an economic recession or depression. The impact on the
consumer discretionary market may last for an extended
period of time. |
Consumer
Staples.
Companies in the consumer staples sector may be affected by general
economic conditions, commodity production and pricing,
consumer confidence and spending, consumer preferences, interest rates,
product cycles, marketing, competition, and government regulation.
Other risks include changes in global economic, environmental and
political events, and the depletion of resources. Companies in the
consumer
staples sector may also be negatively impacted by government regulations
affecting their products. For example, government regulations may
affect the permissibility of using various food additives and production
methods of companies that make food products, which could affect
company
profitability. Tobacco companies, in particular, may be adversely affected
by new laws, regulations and litigation. Companies in the consumer
staples sector may also be subject to risks relating to the supply of,
demand for, and prices of raw materials. The prices of raw materials
fluctuate
in response to a number of factors, including, changes in exchange rates,
import and export controls, changes in international agricultural
and
trading policies, and seasonal and weather conditions, among others. In
addition, the success of food, beverage, household and personal
product
companies, in particular, may be strongly affected by unpredictable
factors, such as, demographics, consumer spending, and product
trends. |
Energy.
Companies in the energy sector may be affected by energy prices, supply
and demand fluctuations including in energy fuels, energy conservation,
liabilities arising from government or civil actions, environmental and
other government regulations, and geopolitical events including
political
instability and war. The market value of companies in the local energy
sector is heavily impacted by the levels and stability of global energy
prices,
energy conservation efforts, the success of exploration projects, exchange
rates, interest rates, economic conditions, tax and other government
regulations, increased competition and technological advances, as well as
other factors. Companies in this sector may be subject to extensive
government regulation and contractual fixed pricing, which may increase
the cost of doing business and limit these companies’ profits. A
large
part of the returns of these companies depends on few customers, including
governmental entities and utilities. As a result, governmental
budget
constraints may have a significant negative effect on the stock prices of
energy sector companies. Energy companies may also operate in, or
engage
in, transactions involving countries with less developed regulatory
regimes or a history of expropriation, nationalization or other adverse
policies.
As a result, securities of companies in the energy field are subject to
quick price and supply fluctuations caused by events relating to
international
politics. Other risks include liability from accidents resulting in injury
or loss of life or property, pollution or other environmental problems,
equipment malfunctions or mishandling of materials and a risk of loss from
terrorism, political strife and natural disasters. Energy companies
can also be heavily affected by the supply of, and demand for, their
specific product or service and for energy products in general, and
government
subsidization. Energy companies may have high levels of debt and may be
more likely to restructure their businesses if there are downturns
in energy markets or the economy as a
whole. |
Companies
in the energy sector were
adversely affected by reduced demand for oil and other energy commodities
as a result of the slowdown in economic
activity resulting from the spread of the coronavirus
(COVID-19) pandemic and by price competition among key oil producing
countries. Global oil
prices declined
significantly at the beginning of the coronavirus (COVID-19) pandemic and
have experienced significant price
volatility, including
a period where an oil-price futures contract fell into negative territory
for the first time in history, as demand for oil slowed
and oil storage facilities
had
reached
their storage capacities. The impact on such commodities markets
from
varying levels of demand may continue to be volatile
for
an extended period of time. |
Financial
Services. To
the extent that a fund invests principally in securities of financial
services companies, it is particularly vulnerable to events affecting
that industry. Financial services companies may include, but are not
limited to, commercial and industrial banks, savings and loan associations
and their holding companies, consumer and industrial finance companies,
diversified financial services companies, investment banking,
securities brokerage and investment advisory companies, leasing companies
and insurance companies. The types of companies that compose
the financial services sector may change over time. These companies are
all subject to extensive regulation, rapid business changes, volatile
performance dependent upon the availability and cost of capital,
prevailing interest rates and significant competition. General economic
conditions
significantly affect these companies. Credit and other losses resulting
from the financial difficulty of borrowers or other third parties
have
a potentially adverse effect on companies in this sector. Investment
banking, securities brokerage and investment advisory companies are
particularly
subject to government regulation and the risks inherent in securities
trading and underwriting activities. In addition, all financial
services
companies face shrinking profit margins due to new competitors, the cost
of new technology, and the pressure to compete globally. Banking. Commercial banks (including “money center” regional and community banks), savings and loan associations and holding companies of the foregoing are especially subject to adverse effects of volatile interest rates, concentrations of loans in particular industries (such as real estate or energy) and significant competition. The profitability of these businesses is to a significant degree dependent upon the availability and cost of capital funds. Economic conditions in the real estate market may have a particularly strong effect on certain banks and savings associations. Commercial banks and savings associations are subject to extensive federal and, in many instances, state regulation. Neither such extensive |
38 |
regulation
nor the federal insurance of deposits ensures the solvency or
profitability of companies in this industry, and there is no assurance
against losses
in securities issued by such companies. Insurance. Insurance companies are particularly subject to government regulation and rate setting, potential anti-trust and tax law changes, and industry-wide pricing and competition cycles. Property and casualty insurance companies also may be affected by weather and other catastrophes. Life and health insurance companies may be affected by mortality and morbidity rates, including the effects of epidemics. Individual insurance companies may be exposed to reserve inadequacies, problems in investment portfolios (for example, due to real estate or “junk” bond holdings) and failures of reinsurance carriers. |
Health
Sciences.
Companies in this sector are subject to the additional risks of increased
competition within the health care industry, changes in legislation
or government regulations, reductions in government funding, product
liability or other litigation and the obsolescence of popular products.
The prices of the securities of health sciences companies may fluctuate
widely due to government regulation and approval of their products
and services, which may have a significant effect on their price and
availability. In addition, the types of products or services produced or
provided
by these companies may quickly become obsolete. Moreover, liability for
products that are later alleged to be harmful or unsafe may be
substantial
and may have a significant impact on a company’s market value or share
price. |
Industrials.
Companies in the industrials sector may be affected by general economic
conditions, commodity production and pricing, supply and demand
fluctuations, environmental and other government regulations, geopolitical
events, interest rates, insurance costs, technological developments,
liabilities arising from governmental or civil actions, labor relations,
import controls and government spending. The value of securities
issued by companies in the industrials sector may also be adversely
affected by supply and demand related to their specific products or
services
and industrials sector products in general, as well as liability for
environmental damage and product liability claims and government
regulations.
For example, the products of manufacturing companies may face obsolescence
due to rapid technological developments and frequent new
product introduction. Certain companies within this sector, particularly
aerospace and defense companies, may be heavily affected by government
spending policies because companies involved in this industry rely, to a
significant extent, on government demand for their products and
services, and, therefore, the financial condition of, and investor
interest in, these companies are significantly influenced by governmental
defense
spending policies, which are typically under pressure from efforts to
control the U.S. (and other) government budgets. In addition, securities
of industrials companies in transportation may be cyclical and have
occasional sharp price movements which may result from economic
changes,
fuel prices, labor relations and insurance costs, and transportation
companies in certain countries may also be subject to significant
government
regulation and oversight, which may adversely affect their
businesses. |
Internet-Related
Investments. The
value of companies engaged in Internet-related activities, which is a
developing industry, is particularly vulnerable
to: (a) rapidly changing technology; (b) extensive government regulation;
and (c) relatively high risk of obsolescence caused by scientific
and
technological advances. In addition, companies engaged in Internet-related
activities are difficult to value and many have high share prices
relative
to their earnings which they may not be able to maintain over the
long-term. Moreover, many Internet companies are not yet profitable and
will
need additional financing to continue their operations. There is no
guarantee that such financing will be available when needed. Since many
Internet
companies are start-up companies, the risks associated with investing in
small companies are heightened for these companies. A fund that
invests
a significant portion of its assets in Internet-related companies should
be considered extremely risky even as compared to other funds that
invest
primarily in small company securities. |
Materials.
Companies in the materials sector may be affected by general economic
conditions, commodity production and prices, consumer preferences,
interest rates, exchange rates, product cycles, marketing, competition,
resource depletion, and environmental, import/export and other
government regulations. Other risks may include liabilities for
environmental damage and general civil liabilities, and mandated
expenditures for
safety and pollution control. The materials sector may also be affected by
economic cycles, technological progress, and labor relations. At
times,
worldwide production of industrial materials has been greater than demand
as a result of over-building or economic downturns, leading to
poor
investment returns or losses. These risks are heightened for companies in
the materials sector located in foreign
markets. |
Natural
Resources. A
fund’s investments in natural resources companies are especially affected
by variations in the commodities markets (which may
be due to market events, regulatory developments or other factors that
such fund cannot control) and such companies may lack the resources
and
the broad business lines to weather hard times. Natural resources
companies can be significantly affected by events relating to domestic or
international
political and economic developments, energy conservation efforts, the
success of exploration projects, reduced availability of transporting,
processing, storing or delivering natural resources, extreme weather or
other natural disasters, and threats of attack by terrorists on
energy
assets. Additionally, natural resource companies are subject to
substantial government regulation, including environmental regulation and
liability
for environmental damage, and changes in the regulatory environment for
energy companies may adversely impact their profitability. At times,
the performance of these investments may lag the performance of other
sectors or the market as a whole. |
Investments
in certain commodity-linked instruments, such as crude oil and crude oil
products, can be susceptible to negative prices due to a surplus
in production caused by global events, including restrictions or
reductions in global travel. Exposure to such commodity-linked instruments
may
adversely affect an issuer’s returns or the performance of the
fund. |
The
natural resources sector was
adversely impacted by the reduced demand for oil and other natural
resources as a result of the slowdown in economic
activity resulting from the spread of the coronavirus
(COVID-19) pandemic. Global
oil prices are susceptible to and have
experienced significant
volatility, including a period where an oil-price futures contract fell
into negative territory for the first time in history
during the beginning of
the coronavirus (COVID-19) pandemic, as
demand for oil slowed
and oil storage facilities reached
their storage capacities. The impact on the natural
resources sector from
varying levels of demand may continue to be volatile for
an extended period of time. |
Technology.
Technology companies rely heavily on technological advances and face
intense competition, both domestically and internationally, which
may have an adverse effect on profit margins. Shortening of product cycle
and manufacturing capacity increases may subject technology
|
39 |
companies
to aggressive pricing. Technology companies may have limited product
lines, markets, financial resources or personnel. The products of
technology
companies may face product obsolescence due to rapid technological
developments and frequent new product introduction, unpredictable
changes in growth rates and competition for the services of qualified
personnel. Technology companies may not successfully introduce
new products, develop and maintain a loyal customer base or achieve
general market acceptance for their
products. |
Stocks
of technology companies, especially those of smaller, less-seasoned
companies, tend to be more volatile than the overall market. Companies
in the technology sector are also heavily dependent on patent and
intellectual property rights, the loss or impairment of which may
adversely
affect the profitability of these companies. Technology companies engaged
in manufacturing, such as semiconductor companies, often operate
internationally which could expose them to risks associated with
instability and changes in economic and political conditions, foreign
currency
fluctuations, changes in foreign regulations, competition from subsidized
foreign competitors with lower production costs and other risks
inherent
to international business. |
Utilities.
Companies in the utilities sector may be affected by general economic
conditions, supply and demand, financing and operating costs, rate
caps, interest rates, liabilities arising from governmental or civil
actions, consumer confidence and spending, competition, technological
progress,
energy prices, resource conservation and depletion, man-made or natural
disasters, geopolitical events, and environmental and other government
regulations. The value of securities issued by companies in the utilities
sector may be negatively impacted by variations in exchange rates,
domestic and international competition, energy conservation and
governmental limitations on rates charged to customers. Although rate
changes
of a regulated utility usually vary in approximate correlation with
financing costs, due to political and regulatory factors rate changes
usually
happen only after a delay after the changes in financing costs.
Deregulation may subject utility companies to increased competition and
can negatively
affect their profitability as it permits utility companies to diversify
outside of their original geographic regions and customary lines of
business,
causing them to engage in more uncertain ventures. Deregulation can also
eliminate restrictions on the profits of certain utility companies,
but can simultaneously expose these companies to an increased risk of
loss. Although opportunities may permit certain utility companies
to earn more than their traditional regulated rates of return, companies
in the utilities industry may have difficulty obtaining an adequate
return
on invested capital, raising capital, or financing large construction
projects during periods of inflation or unsettled capital markets. Utility
companies
may also be subject to increased costs because of the effects of man-made
or natural disasters. Current and future regulations or legislation
can make it more difficult for utility companies to operate profitably.
Government regulators monitor and control utility revenues and
costs,
and thus may restrict utility profits. There is no assurance that
regulatory authorities will grant rate increases in the future, or that
those increases
will be adequate to permit the payment of dividends on stocks issued by a
utility company. Because utility companies are faced with the same
obstacles, issues and regulatory burdens, their securities may react
similarly and more in unison to these or other market
conditions. |
40 |
Risk
to Principal and Income.
Investing in lower rated fixed-income securities is considered
speculative. While these securities generally provide greater
income potential than investments in higher rated securities, there is a
greater risk that principal and interest payments will not be made.
Issuers
of these securities may even go into default or become
bankrupt. |
41 |
42 |
43 |
44 |
45 |
46 |
1 | The affiliated underlying funds could be required to sell securities or to invest cash, at times when they may not otherwise desire to do so. |
2 | Rebalancings may increase brokerage and/or other transaction costs of the affiliated underlying funds. |
3 | When a fund of funds owns a substantial portion of an affiliated underlying fund, a large redemption by the fund of funds could cause that affiliated underlying fund’s expenses to increase and could result in its portfolio becoming too small to be economically viable. |
4 | Rebalancings could accelerate the realization of taxable capital gains in affiliated underlying funds subject to large redemptions if sales of securities results in capital gains. |
47 |
• |
declines
in the value of real estate; |
• |
risks
related to general and local economic
conditions; |
• |
possible
lack of availability of mortgage
portfolios; |
• |
overbuilding; |
• |
extended
vacancies of properties; |
• |
increased
competition; |
• |
increases
in property taxes and operating expenses; |
• |
change
in zoning laws; |
• |
losses
due to costs resulting from the clean-up of environmental
problems; |
• |
liability
to third parties for damages resulting from environmental
problems; |
• |
casualty
or condemnation losses; |
• |
limitations
on rents; |
• |
changes
in neighborhood values and the appeal of properties to tenants;
and |
• |
changes
in interest rates. |
48 |
49 |
• |
exchange-listed
and OTC put and call options on securities, equity indices, volatility
indices, financial futures contracts, currencies, fixed-income
indices
and other financial instruments; |
• |
financial
futures contracts (including stock index
futures); |
• |
interest
rate transactions;* |
• |
currency
transactions;** |
• |
warrants
and rights (including non-standard warrants and participatory
risks); |
• |
swaps
(including interest rate, index, dividend, inflation, variance, equity,
and volatility swaps, credit default swaps, swap options and currency
swaps);
and |
• |
structured
notes, including hybrid or “index”
securities. |
• |
to
attempt to protect against possible changes in the market value of
securities held or to be purchased by a fund resulting from securities
markets or
currency exchange rate fluctuations; |
• |
to
protect a fund’s unrealized gains in the value of its
securities; |
• |
to
facilitate the sale of a fund’s securities for investment
purposes; |
• |
to
manage the effective maturity or duration of a fund’s
securities; |
• |
to
establish a position in the derivatives markets as a method of gaining
exposure to a particular geographic region, market, industry, issuer, or
security;
or |
• |
to
increase exposure to a foreign currency or to shift exposure to foreign
currency fluctuations from one country to
another. |
50 |
• |
insufficient
trading interest in certain options; |
• |
restrictions
on transactions imposed by an exchange; |
• |
trading
halts, suspensions or other restrictions imposed with respect to
particular classes or series of options or underlying securities,
including reaching
daily price limits; |
• |
interruption
of the normal operations of the OCC or an
exchange; |
• |
inadequacy
of the facilities of an exchange or the OCC to handle current trading
volume; or |
• |
a
decision by one or more exchanges to discontinue the trading of options
(or a particular class or series of options), in which event the relevant
market
for that option on that exchange would cease to exist, although any such
outstanding options on that exchange would continue to be exercisable
in accordance with their terms. |
51 |
• |
as a
hedge against anticipated interest rate, currency or market
changes; |
• |
for
duration management; |
• |
for
risk management purposes; and |
• |
to
gain exposure to a securities market. |
• |
In
connection with a fund’s investment in equity securities, a fund may
invest in Index Futures while a subadvisor seeks favorable terms
from brokers to
effect transactions in equity securities selected for
purchase. |
• |
A
fund also may invest in Index Futures when a subadvisor believes
that there are not enough attractive equity securities available to
maintain the standards
of diversity and liquidity set for the fund’s pending investment in such
equity securities when they do become
available. |
• |
Through
the use of Index Futures, a fund may maintain a pool of assets with
diversified risk without incurring the substantial brokerage costs that
may
be associated with investment in multiple issuers. This may permit a fund
to avoid potential market and liquidity problems (e.g., driving up or
forcing
down the price by quickly purchasing or selling shares of a
portfolio security) that may result from increases or decreases in
positions already
held by a fund. |
• |
A
fund also may invest in Index Futures in order to hedge its equity
positions. |
52 |
• |
forward
currency contracts; |
• |
exchange-listed
currency futures contracts and options
thereon; |
• |
exchange-listed
and OTC options on currencies; |
• |
currency
swaps; and |
• |
spot
transactions (i.e., transactions on a cash basis based on prevailing
market rates). |
53 |
54 |
55 |
56 |
• |
possible
default by the counterparty to the
transaction; |
• |
markets
for the securities used in these transactions could be illiquid;
and |
• |
to
the extent a subadvisor’s assessment of market movements is incorrect, the
risk that the use of the hedging and other strategic transactions
could
result in losses to the fund. |
• |
option
transactions could force the sale or purchase of portfolio securities at
inopportune times or for prices higher than current market values (in
the
case of put options) or lower than current market values (in the case of
call options), or could cause a fund to hold a security it might otherwise
sell
(in the case of a call option); |
• |
calls
written on securities that a fund does not own are riskier than calls
written on securities owned by the fund because there is no underlying
security
held by the fund that can act as a partial hedge, and there also is a
risk, especially with less liquid securities, that the securities may not
be available
for purchase; and |
• |
options
markets could become illiquid in some circumstances and certain OTC
options could have no markets. As a result, in certain markets, a
fund
might not be able to close out a transaction without incurring substantial
losses. |
57 |
• |
the
degree of correlation between price movements of futures contracts and
price movements in the related securities position of a fund could
create
the possibility that losses on the hedging instrument are greater than
gains in the value of the fund’s
position. |
• |
futures
markets could become illiquid. As a result, in certain markets, a fund
might not be able to close out a transaction without incurring
substantial
losses. |
• |
currency
hedging can result in losses to a fund if the currency being hedged
fluctuates in value to a degree or direction that is not
anticipated; |
• |
proxy
hedging involves determining the correlation between various currencies.
If a subadvisor’s determination of this correlation is incorrect, a
fund’s
losses could be greater than if the proxy hedging were not used;
and |
• |
foreign
government exchange controls and restrictions on repatriation of currency
can negatively affect currency transactions. These forms of governmental
actions can result in losses to a fund if it is unable to deliver or
receive currency or monies to settle obligations. Such governmental
actions
also could cause hedges it has entered into to be rendered useless,
resulting in full currency exposure as well as incurring transaction
costs. |
• |
foreign
governmental actions affecting foreign securities, currencies or other
instruments; |
• |
less
stringent regulation of these transactions in many countries as compared
to the United States; |
• |
the
lack of clearing mechanisms and related guarantees in some countries for
these transactions; |
• |
more
limited availability of data on which to make trading decisions than in
the United States; |
• |
delays
in a fund’s ability to act upon economic events occurring in foreign
markets during non-business hours in the United
States; |
• |
the
imposition of different exercise and settlement terms and procedures and
margin requirements than in the United States;
and |
• |
lower
trading volume and liquidity. |
58 |
59 |
60 |
Fund |
2022 % |
2021 % |
Alternative
Asset Allocation Fund |
13 |
25 |
Blue
Chip Growth Fund |
20 |
33 |
Capital
Appreciation Fund |
36 |
45 |
Capital
Appreciation Value Fund |
73 |
57 |
Core
Bond Fund |
262 |
310 |
Emerging
Markets Fund |
24 |
10 |
Emerging
Markets Debt Fund |
9 |
18 |
Equity
Income Fund |
15 |
22 |
Fund |
2022 % |
2021 % |
Floating
Rate Income Fund |
52 |
59 |
Fundamental
Global Franchise Fund |
30 |
34 |
Global
Equity Fund |
65 |
63 |
Health
Sciences Fund |
30 |
35 |
High
Yield Fund |
43 |
82 |
International
Small Company Fund |
14 |
12 |
International
Strategic Equity Allocation Fund |
78 |
63 |
Mid
Value Fund |
36 |
41 |
61 |
Fund |
2022 % |
2021 % |
Multi-Asset
High Income Fund |
55 |
79 |
Lifestyle
Blend Aggressive Portfolio |
91 |
17 |
Lifestyle
Blend Balanced Portfolio |
58 |
32 |
Lifestyle
Blend Conservative Portfolio |
28 |
43 |
Lifestyle
Blend Growth Portfolio |
74 |
22 |
Lifestyle
Blend Moderate Portfolio |
45 |
34 |
2010
Lifetime Blend Portfolio |
69 |
62 |
2015
Lifetime Blend Portfolio |
64 |
58 |
2020
Lifetime Blend Portfolio |
54 |
48 |
2025
Lifetime Blend Portfolio |
59 |
41 |
2030
Lifetime Blend Portfolio |
69 |
31 |
2035
Lifetime Blend Portfolio |
69 |
24 |
2040
Lifetime Blend Portfolio |
75 |
20 |
2045
Lifetime Blend Portfolio |
80 |
18 |
2050
Lifetime Blend Portfolio |
80 |
17 |
2055
Lifetime Blend Portfolio |
79 |
15 |
2060
Lifetime Blend Portfolio |
81 |
15 |
2065
Lifetime Blend Portfolio1
|
89 |
19 |
Income
Preservation Blend Portfolio |
19 |
70 |
2025
Preservation Blend Portfolio |
39 |
29 |
2030
Preservation Blend Portfolio |
63 |
30 |
2035
Preservation Blend Portfolio |
78 |
26 |
2040
Preservation Blend Portfolio |
90 |
24 |
2045
Preservation Blend Portfolio |
93 |
21 |
Fund |
2022 % |
2021 % |
2050
Preservation Blend Portfolio |
96 |
20 |
2055
Preservation Blend Portfolio |
96 |
23 |
2060
Preservation Blend Portfolio |
95 |
19 |
2065
Preservation Blend Portfolio1
|
96 |
54 |
Multimanager
2010 Lifetime Portfolio |
39 |
34 |
Multimanager
2015 Lifetime Portfolio |
36 |
27 |
Multimanager
2020 Lifetime Portfolio |
38 |
29 |
Multimanager
2025 Lifetime Portfolio |
45 |
30 |
Multimanager
2030 Lifetime Portfolio |
46 |
30 |
Multimanager
2035 Lifetime Portfolio |
49 |
26 |
Multimanager
2040 Lifetime Portfolio |
49 |
21 |
Multimanager
2045 Lifetime Portfolio |
47 |
18 |
Multimanager
2050 Lifetime Portfolio |
48 |
19 |
Multimanager
2055 Lifetime Portfolio |
48 |
20 |
Multimanager
2060 Lifetime Portfolio |
49 |
19 |
Multimanager
2065 Lifetime Portfolio1
|
52 |
33 |
New
Opportunities Fund |
23 |
28 |
Opportunistic
Fixed Income Fund |
142 |
61 |
Real
Estate Securities Fund |
81 |
122 |
Science
& Technology Fund |
124 |
86 |
Small
Cap Growth Fund |
55 |
66 |
Small
Cap Value Fund |
41 |
34 |
Strategic
Income Opportunities Fund |
36 |
71 |
U.S.
Sector Rotation Fund |
118 |
91 |
1 | Period from September 23, 2020 (commencement of operations) to August 31, 2021. |
62 |
Name (Birth Year) |
Current
Position(s) with
the Trust1
|
Principal
Occupation(s) and Other Directorships During the Past 5 Years |
Number
of Funds in
John Hancock Fund
Complex Overseen
by Trustee |
Non-Independent
Trustees |
|
||
Andrew
G. Arnott2
(1971) |
Trustee
(since 2017);
President (since
2014) |
Global
Head of Retail for Manulife (since 2022); Head of Wealth and Asset
Management,
United States and Europe, for John Hancock and Manulife (since
2018); Director and Executive Vice President, John Hancock Investment
Management LLC (since 2005, including prior positions); Director
and Executive Vice President, John Hancock Variable Trust Advisers
LLC
(since 2006, including prior positions); President, John Hancock
Investment
Management Distributors LLC (since 2004, including prior positions);
President of various trusts within the John Hancock Fund Complex
(since 2007, including prior positions).
Trustee
of various trusts within the John Hancock Fund Complex (since 2017). |
192 |
Marianne
Harrison2 (1963) |
Trustee
(since 2018) |
President
and CEO, John Hancock (since 2017); President and CEO, Manulife
Canadian Division (2013–2017); Member, Board of Directors, Boston
Medical Center (since 2021); Member, Board of Directors, CAE Inc.
(since
2019); Member, Board of Directors, MA Competitive Partnership Board
(since 2018); Member, Board of Directors, American Council of Life
Insurers
(ACLI) (since 2018); Member, Board of Directors, Communitech, an
industry-led
innovation center that fosters technology companies in Canada (2017–2019);
Member, Board of Directors, Manulife Assurance Canada (2015–2017);
Board Member, St. Mary’s General Hospital Foundation (2014–2017);
Member, Board of Directors, Manulife Bank of Canada (2013–2017);
Member, Standing Committee of the Canadian Life & Health Assurance
Association (2013–2017); Member, Board of Directors, John Hancock
USA, John Hancock Life & Health, John Hancock New York
(2012–2013
and since 2017).
Trustee
of various trusts within the John Hancock Fund Complex (since 2018). |
192 |
Paul
Lorentz2 (1968) |
Trustee
(since 2022) |
Global
Head, Manulife Wealth and Asset Management (since 2017); General
Manager,
Manulife, Individual Wealth Management and Insurance (2013–2017);
President, Manulife Investments (2010–2016).
Trustee
of various trusts within the John Hancock Fund Complex (since 2022). |
192 |
1 | Because the Trust is not required to and does not hold regular annual shareholder meetings, each Trustee holds office for an indefinite term until his or her successor is duly elected and qualified or until he or she dies, retires, resigns, is removed or becomes disqualified. Trustees may be removed from the Trust (provided the aggregate number of Trustees after such removal shall not be less than one) with cause or without cause, by the action of two-thirds of the remaining Trustees or by action of two-thirds of the outstanding shares of the Trust. |
2 | The Trustee is a Non-Independent Trustee due to current or former positions with the Advisor and certain of its affiliates. |
63 |
Name (Birth Year) |
Current
Position(s) with
the Trust1
|
Principal
Occupation(s) and Other Directorships During the Past 5 Years |
Number
of Funds in
John Hancock Fund
Complex Overseen
by Trustee |
Independent
Trustees |
|
||
James
R. Boyle (1959) |
Trustee
(2005–2014
and since
2015) |
Board
Member, United of Omaha Life Insurance Company (since 2022). Board
Member, Mutual of Omaha Investor Services, Inc. (since 2022). Foresters
Financial, Chief Executive Officer (2018–2022) and board
member (2017–2022). Manulife Financial and John Hancock, more than
20 years, retiring in 2012 as Chief Executive Officer, John Hancock and
Senior
Executive Vice President, Manulife Financial.
Trustee
of various trusts within the John Hancock Fund Complex (2005–2014
and since 2015). |
192 |
William
H. Cunningham (1944) |
Trustee
(2005–2006
and since
2012) |
Professor,
University of Texas, Austin, Texas (since 1971); former Chancellor,
University of Texas System and former President of the University
of Texas, Austin, Texas; Director (since 2006), Lincoln National
Corporation
(insurance); Director, Southwest Airlines (since 2000).
Trustee
of various trusts within the John Hancock Fund Complex (since 1986). |
192 |
Noni
L. Ellison (1971) |
Trustee
(since 2022) |
Senior
Vice President, General Counsel & Corporate Secretary, Tractor
Supply
Company (rural lifestyle retailer) (since 2021); General Counsel,
Chief
Compliance Officer & Corporate Secretary, Carestream Dental, L.L.C.
(2017–2021);
Associate General Counsel & Assistant Corporate Secretary,
W.W.
Grainger, Inc. (global industrial supplier) (2015–2017); Board
Member,
Goodwill of North Georgia, 2018 (FY2019)–2020 (FY2021); Board
Member, Howard University School of Law Board of Visitors (since
2021);
Board Member, University of Chicago Law School Board of Visitors
(since
2016); Board member, Children’s Healthcare of Atlanta Foundation
Board
(2021–present).
Trustee
of various trusts within the John Hancock Fund Complex (since 2022). |
192 |
Grace
K. Fey (1946) |
Trustee
(since 2008) |
Chief
Executive Officer, Grace Fey Advisors (since 2007); Director and
Executive
Vice President, Frontier Capital Management Company (1988–2007);
Director, Fiduciary Trust (since 2009).
Trustee
of various trusts within the John Hancock Fund Complex (since 2008). |
192 |
Dean
C. Garfield (1968) |
Trustee
(since 2022) |
Vice
President, Netflix, Inc. (since 2019); President & Chief Executive
Officer,
Information Technology Industry Council (2009–2019); NYU School
of
Law Board of Trustees (since 2021); Member, U.S. Department of
Transportation,
Advisory Committee on Automation (since 2021); President of
the United States Trade Advisory Council (2010–2018); Board Member,
College
for Every Student (2017–2021); Board Member, The Seed School of
Washington,
D.C. (2012–2017).
Trustee
of various trusts within the John Hancock Fund Complex (since 2022). |
192 |
64 |
Name (Birth Year) |
Current
Position(s) with
the Trust1 |
Principal
Occupation(s) and Other Directorships During the Past 5 Years |
Number
of Funds in
John Hancock Fund
Complex Overseen
by Trustee |
Independent
Trustees |
|
| |
Deborah
C. Jackson (1952) |
Trustee
(since 2012) |
President,
Cambridge College, Cambridge, Massachusetts (since 2011); Board
of Directors, Amwell Corporation (since 2020); Board of Directors,
Massachusetts
Women’s Forum (2018–2020); Board of Directors, National Association
of Corporate Directors/New England (2015–2020); Chief Executive
Officer, American Red Cross of Massachusetts Bay (2002–2011); Board
of Directors of Eastern Bank Corporation (since 2001); Board of
Directors
of Eastern Bank Charitable Foundation (since 2001); Board of
Directors
of Boston Stock Exchange (2002–2008); Board of Directors of Harvard
Pilgrim Healthcare (health benefits company) (2007–2011).
Trustee
of various trusts within the John Hancock Fund Complex (since 2008). |
192 |
Patricia
Lizarraga (1966) |
Trustee
(since 2022) |
Founder,
Chief Executive Officer, Hypatia Capital Group (advisory and asset
management
company) (since 2007); Independent Director, Audit Committee
Chair, and Risk Committee Member, Credicorp, Ltd. (since 2017);
Independent Director, Audit Committee Chair, Banco De Credito Del
Peru
(since 2017); Trustee, Museum of Art of Lima (since 2009).
Trustee
of various trusts within the John Hancock Fund Complex (since 2022). |
192 |
Hassell
H. McClellan (1945) |
Trustee
(since 2005) and
Chairperson of the
Board (since 2017) |
Director/Trustee,
Virtus Funds (2008–2020); Director, The Barnes Group (2010–2021);
Associate Professor, The Wallace E. Carroll School of Management,
Boston College (retired 2013).
Trustee
(since 2005) and Chairperson of the Board (since 2017) of various
trusts
within the John Hancock Fund Complex. |
192 |
Steven
R. Pruchansky (1944) |
Trustee
and Vice Chairperson
of the Board
(since 2012) |
Managing
Director, Pru Realty (since 2017); Chairman and Chief Executive
Officer,
Greenscapes of Southwest Florida, Inc. (2014–2020); Director and
President,
Greenscapes of Southwest Florida, Inc. (until 2000); Member, Board
of Advisors, First American Bank (until 2010); Managing Director, Jon
James,
LLC (real estate) (since 2000); Partner, Right Funding, LLC
(2014–2017);
Director, First Signature Bank & Trust Company (until 1991);
Director,
Mast Realty Trust (until 1994); President, Maxwell Building Corp.
(until
1991).
Trustee
(since 1992), Chairperson of the Board (2011–2012), and Vice Chairperson
of the Board (since 2012) of various trusts within the John Hancock
Fund Complex. |
192 |
Frances
G. Rathke (1960) |
Trustee
(since 2020) |
Director,
Audit Committee Chair, Oatly Group AB (plant-based drink company)
(since 2021); Director, Audit Committee Chair and Compensation
Committee
Member, Green Mountain Power Corporation (since 2016); Director,
Treasurer and Finance & Audit Committee Chair, Flynn Center for
Performing
Arts (since 2016); Director and Audit Committee Chair, Planet Fitness
(since 2016); Chief Financial Officer and Treasurer, Keurig Green
Mountain,
Inc. (2003–retired 2015).
Trustee
of various trusts within the John Hancock Fund Complex (since 2020). |
192 |
65 |
Name (Birth Year) |
Current
Position(s) with
the Trust1 |
Principal
Occupation(s) and Other Directorships During the Past 5 Years |
Number
of Funds in
John Hancock Fund
Complex Overseen
by Trustee |
Independent
Trustees |
|
| |
Gregory
A. Russo (1949) |
Trustee
(since 2012) |
Director
and Audit Committee Chairman (2012–2020), and Member, Audit Committee
and Finance Committee (2011–2020), NCH Healthcare System, Inc.
(holding company for multi-entity healthcare system); Director and
Member
(2012–2018), and Finance Committee Chairman (2014–2018), The
Moorings, Inc. (nonprofit continuing care community); Global Vice
Chairman,
Risk & Regulatory Matters, KPMG LLP (KPMG) (2002–2006); Vice
Chairman, Industrial Markets, KPMG (1998–2002).
Trustee
of various trusts within the John Hancock Fund Complex (since 2008). |
192 |
1 | Because the Trust is not required to and does not hold regular annual shareholder meetings, each Trustee holds office for an indefinite term until his or her successor is duly elected and qualified or until he or she dies, retires, resigns, is removed or becomes disqualified. Trustees may be removed from the Trust (provided the aggregate number of Trustees after such removal shall not be less than one) with cause or without cause, by the action of two-thirds of the remaining Trustees or by action of two-thirds of the outstanding shares of the Trust. |
Name
(Birth Year) |
Current
Position(s) with the Trust1
|
Principal
Occupation(s) During the Past 5 Years |
Charles
A. Rizzo (1957) |
Chief
Financial Officer (since 2007) |
Vice
President, John Hancock Financial Services (since 2008); Senior
Vice President, John Hancock Investment Management LLC
and John Hancock Variable Trust Advisers LLC (since 2008);
Chief Financial Officer of various trusts within the John Hancock
Fund Complex (since 2007). |
Salvatore
Schiavone (1965) |
Treasurer
(since 2012) |
Assistant
Vice President, John Hancock Financial Services (since
2007); Vice President, John Hancock Investment Management
LLC and John Hancock Variable Trust Advisers LLC
(since 2007); Treasurer of various trusts within the John Hancock
Fund Complex (since 2007, including prior positions). |
Christopher
(Kit) Sechler (1973) |
Secretary
and Chief Legal Officer (since 2018) |
Vice
President and Deputy Chief Counsel, John Hancock Investment
Management (since 2015); Assistant Vice President
and Senior Counsel (2009–2015), John Hancock Investment
Management; Assistant Secretary of John Hancock Investment
Management LLC and John Hancock Variable Trust Advisers
LLC (since 2009); Chief Legal Officer and Secretary of various
trusts within the John Hancock Fund Complex (since 2009,
including prior positions). |
Trevor
Swanberg (1979) |
Chief
Compliance Officer (since 2020) |
Chief
Compliance Officer, John Hancock Investment Management
LLC and John Hancock Variable Trust Advisers LLC
(since 2020); Deputy Chief Compliance Officer, John Hancock
Investment Management LLC and John Hancock Variable
Trust Advisers LLC (2019–2020); Assistant Chief Compliance
Officer, John Hancock Investment Management LLC
and John Hancock Variable Trust Advisers LLC (2016–2019);
Vice President, State Street Global Advisors (2015–2016);
Chief Compliance Officer of various trusts within the John
Hancock Fund Complex (since 2016, including prior positions). |
1 | Each officer holds office for an indefinite term until his or her successor is duly elected and qualified or until he or she dies, retires, resigns, is removed or becomes disqualified. |
66 |
67 |
68 |
69 |
Compensation
Table1
| ||
Name
of Trustee |
Total
Compensation from JHF II ($) |
Total
Compensation from JHF II and the John
Hancock Fund Complex2 ($) |
Independent
Trustees |
|
|
Charles
L. Bardelis3
|
14,535 |
44,000 |
James
R. Boyle |
128,136 |
445,000 |
Peter
S. Burgess4
|
121,824 |
425,000 |
William
H. Cunningham |
128,136 |
445,000 |
Noni
L. Ellison5
|
N/A |
N/A |
Grace
K. Fey |
134,516 |
465,000 |
Dean
C. Garfield5
|
N/A |
N/A |
Deborah
C. Jackson |
128,136 |
445,000 |
Patricia
Lizarraga5
|
N/A |
N/A |
Hassell
H. McClellan |
179,177 |
605,000 |
Steven
R. Pruchansky |
124,983 |
435,000 |
Frances
G. Rathke |
128,142 |
445,000 |
Gregory
A. Russo |
131,363 |
455,000 |
Non-Independent
Trustees |
|
|
Andrew
G. Arnott |
0 |
0 |
Marianne
Harrison |
0 |
0 |
Paul
Lorentz5
|
N/A |
N/A |
1 | The Trust does not have a pension or retirement plan for any of its Trustees or officers. |
2 | There were approximately 192 series in the John Hancock Fund Complex as of August 31, 2022. |
3 | Mr. Bardelis retired as Trustee effective as of December 31, 2021. |
4 | Mr. Burgess retired as Trustee effective as of December 31, 2022. |
5 | Elected to serve as Trustee effective as of September 9, 2022. |
70 |
Name
of Trustees |
Alternative
Asset Allocation
Fund |
Blue
Chip Growth Fund |
Emerging
Markets Debt
Fund |
Emerging
Markets Fund |
Equity
Income Fund |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
$10,001
- $50,000 |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
$1 -
$10,000 |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
Lifestyle
Blend Aggressive
Portfolio |
Lifestyle
Blend Balanced
Portfolio |
Lifestyle
Blend Conservative
Portfolio |
Lifestyle
Blend Growth
Portfolio |
Lifestyle
Blend Moderate Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
71 |
Name
of Trustees |
Floating
Rate Income
Fund |
Fundamental
Global
Franchise Fund |
Global
Equity Fund |
International
Small Company
Fund |
Multi-Asset
High Income Fund |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
$10,001
- $50,000 |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
$10,001
- $50,000 |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
$10,001
- $50,000 |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
2010
Lifetime Blend
Portfolio |
2015
Lifetime Blend
Portfolio |
2020
Lifetime Blend
Portfolio |
2025
Lifetime Blend
Portfolio |
2030
Lifetime Blend Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
72 |
Name
of Trustees |
2035
Lifetime Blend
Portfolio |
2040
Lifetime Blend
Portfolio |
2045
Lifetime Blend
Portfolio |
2050
Lifetime Blend
Portfolio |
2055
Lifetime Blend Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
2060
Lifetime Blend
Portfolio |
2065
Lifetime Blend
Portfolio |
Income
Preservation
Blend Portfolio |
2025
Preservation Blend
Portfolio |
2030
Preservation Blend Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
73 |
Name
of Trustees |
2035
Preservation Blend
Portfolio |
2040
Preservation Blend
Portfolio |
2045
Preservation Blend
Portfolio |
2050
Preservation Blend
Portfolio |
2055
Preservation Blend Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
2060
Preservation Blend
Portfolio |
2065
Preservation Blend
Portfolio |
Multimanager
2010
Lifetime Portfolio |
Multimanager
2015
Lifetime Portfolio |
Multimanager
2020 Lifetime
Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarrraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
74 |
Name
of Trustees |
Multimanager
2025
Lifetime Portfolio |
Multimanager
2030
Lifetime Portfolio |
Multimanager
2035
Lifetime Portfolio |
Multimanager
2040
Lifetime Portfolio |
Multimanager
2045 Lifetime
Portfolio |
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
None |
Peter
S. Burgess |
None |
None |
None |
None |
None |
William
H. Cunningham |
None |
None |
None |
None |
None |
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Grace
K. Fey |
None |
None |
None |
None |
None |
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Deborah
C. Jackson |
None |
None |
None |
None |
None |
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
N/A |
Hassell
H. McClellan |
None |
None |
None |
None |
None |
Steven
R. Pruchansky |
None |
None |
None |
None |
None |
Frances
G. Rathke |
None |
None |
None |
None |
None |
Gregory
A. Russo |
None |
None |
None |
None |
None |
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
$1 -
$10,000 |
None |
Marianne
Harrison |
None |
None |
None |
None |
None |
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
Multimanager
2050
Lifetime Portfolio |
Multimanager
2055
Lifetime Portfolio |
Multimanager
2060
Lifetime Portfolio |
Multimanager
2065
Lifetime Portfolio |
|
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
|
Peter
S. Burgess |
None |
None |
None |
None |
|
William
H. Cunningham |
None |
None |
None |
None |
|
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
|
Grace
K. Fey |
None |
None |
None |
None |
|
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
|
Deborah
C. Jackson |
None |
None |
None |
None |
|
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
|
Hassell
H. McClellan |
None |
None |
None |
None |
|
Steven
R. Pruchansky |
None |
None |
None |
None |
|
Frances
G. Rathke |
None |
None |
None |
None |
|
Gregory
A. Russo |
None |
None |
None |
None |
|
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
None |
|
Marianne
Harrison |
None |
None |
None |
None |
|
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
75 |
Name
of Trustees |
New
Opportunities Fund |
Opportunistic
Fixed Income
Fund |
Real
Estate Securities
Fund |
Small
Cap Growth Fund |
|
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
None |
None |
|
Peter
S. Burgess |
None |
None |
None |
None |
|
William
H. Cunningham |
None |
None |
None |
None |
|
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
N/A |
|
Grace
K. Fey |
None |
None |
None |
None |
|
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
N/A |
|
Deborah
C. Jackson |
None |
None |
None |
None |
|
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
N/A |
|
Hassell
H. McClellan |
None |
None |
None |
None |
|
Steven
R. Pruchansky |
$10,001
- $50,000 |
None |
None |
None |
|
Frances
G. Rathke |
None |
None |
None |
None |
|
Gregory
A. Russo |
None |
None |
None |
None |
|
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
Over
$100,000 |
None |
None |
|
Marianne
Harrison |
None |
None |
None |
None |
|
Paul
Lorentz1
|
N/A |
N/A |
N/A |
N/A |
1 | Elected to serve as Trustee effective as of September 9, 2022. |
Name
of Trustees |
Small
Cap Value Fund |
Strategic
Income Opportunities
Fund |
Total
— John Hancock
Fund Complex |
|
|
Independent
Trustees |
|
|
|
|
|
James
R. Boyle |
None |
None |
Over
$100,000 |
|
|
Peter
S. Burgess |
None |
None |
Over
$100,000 |
|
|
William
H. Cunningham |
None |
None |
Over
$100,000 |
|
|
Noni
L. Ellison1
|
N/A |
N/A |
N/A |
|
|
Grace
K. Fey |
None |
None |
Over
$100,000 |
|
|
Dean
C. Garfield1
|
N/A |
N/A |
N/A |
|
|
Deborah
C. Jackson |
None |
$10,001
- $50,000 |
Over
$100,000 |
|
|
Patricia
Lizarraga1
|
N/A |
N/A |
N/A |
|
|
Hassell
H. McClellan |
None |
None |
Over
$100,000 |
|
|
Steven
R. Pruchansky |
None |
None |
Over
$100,000 |
|
|
Frances
G. Rathke |
None |
None |
None |
|
|
Gregory
A. Russo |
None |
None |
Over
$100,000 |
|
|
Non-Independent
Trustees |
|
|
|
|
|
Andrew
G. Arnott |
None |
None |
None |
|
|
Marianne
Harrison |
None |
None |
None |
|
|
Paul
Lorentz1
|
N/A |
N/A |
N/A |
|
1 | Elected to serve as Trustee effective as of September 9, 2022. |
76 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2010
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF DAVID M MCKINLEY 779 CORNELIA DR SE HUNTSVILLE AL 35802-3778 |
43.03% |
BENEFICIAL |
2010
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF WILLIAM BOLES 7 WOOD AVE SANDWICH MA 02563-1943 |
6.84% |
BENEFICIAL |
2010
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
71.51% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
20.94% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
7.55% |
BENEFICIAL |
2010
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
43.36% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
24.49% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
14.82% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO GLOBAL TECHNOLOGY SYSTEMS INC 401(K 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
8.07% |
BENEFICIAL |
77 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2010
LIFETIME BLEND PORTFOLIO |
R6 |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
6.11% |
RECORD |
2010
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
97.85% |
BENEFICIAL |
2015
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF RONALD L LOBERFELD 35 PRENTICE RD NEWTON CENTER MA 02459-1325 |
11.10% |
BENEFICIAL |
2015
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
70.20% |
BENEFICIAL |
2015
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
29.31% |
RECORD |
2015
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
47.15% |
RECORD |
2015
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
29.97% |
RECORD |
2015
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
16.70% |
RECORD |
2015
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
90.90% |
BENEFICIAL |
2015
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
9.10% |
BENEFICIAL |
2020
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
33.06% |
BENEFICIAL |
2020
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
27.73% |
RECORD |
2020
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
23.50% |
BENEFICIAL |
2020
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
14.44% |
RECORD |
78 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2020
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
53.98% |
RECORD |
2020
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
27.58% |
RECORD |
2020
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
5.47% |
RECORD |
2020
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.10% |
BENEFICIAL |
2025
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
37.61% |
BENEFICIAL |
2025
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
25.05% |
BENEFICIAL |
2025
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
22.51% |
RECORD |
2025
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
14.01% |
RECORD |
2025
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
62.42% |
RECORD |
2025
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
13.18% |
RECORD |
2025
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
6.21% |
RECORD |
2025
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.67% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.82% |
RECORD |
2025
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
47.21% |
RECORD |
79 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2025
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
33.56% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO SALON RIZA LIMITED 401(K) PROFIT SH 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
14.40% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
34.96% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
R4 |
MID
ATLANTIC TRUST COMPANY FBO D H AUTO GROUP INC 401(K) PROFIT SH 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 |
32.73% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
32.30% |
RECORD |
2025
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
59.34% |
RECORD |
2025
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
10.55% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS & TRUST CO TTEE WALTER OIL & GAS CORP 401(K) 6 RHOADS DR STE 7 UTICA NY 13502-6317 |
8.73% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
92.66% |
BENEFICIAL |
2025
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
7.34% |
BENEFICIAL |
2030
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
35.30% |
RECORD |
2030
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
32.35% |
BENEFICIAL |
2030
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
18.51% |
BENEFICIAL |
2030
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
9.80% |
RECORD |
80 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2030
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
61.51% |
RECORD |
2030
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
12.53% |
RECORD |
2030
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
7.65% |
RECORD |
2030
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.34% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.89% |
RECORD |
2030
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO GIRE INC 401(K) PROFIT SHARING PLAN &TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
41.74% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ZGLOBAL INC 401(K) PROFIT SHARING P 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
15.89% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
14.98% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
14.94% |
RECORD |
2030
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PIVOTAL RETAIL GROUP LLC 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.75% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R4 |
HI-TECH
ELECTRIC INC SAVINGS PLAN HAND BENEFITS & TRUST CO TTEE 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
65.71% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
34.29% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
37.10% |
RECORD |
81 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2030
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
31.17% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS & TRUST CO TTEE WALTER OIL & GAS CORP 401(K) 6 RHOADS DR STE 7 UTICA NY 13502-6317 |
6.16% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
92.75% |
BENEFICIAL |
2030
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
7.25% |
BENEFICIAL |
2035
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
45.47% |
BENEFICIAL |
2035
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
19.04% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
16.85% |
BENEFICIAL |
2035
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
12.18% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
48.90% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
28.47% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
8.87% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO RECORDKEEPING FOR LARGE BENEFIT PL 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 |
5.21% |
RECORD |
2035
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
97.11% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.86% |
RECORD |
82 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2035
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ZGLOBAL INC 401(K) PROFIT SHARING P 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
56.27% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
13.44% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PIVOTAL RETAIL GROUP LLC 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
7.94% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO THERMOPLASTICS COMPANY INC 401 K PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.91% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO ALBERS MECHANICAL CONTRACTORS INC PO BOX 10758 FARGO ND 58106-0758 |
5.48% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
59.67% |
RECORD |
2035
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
37.16% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
62.10% |
RECORD |
2035
PRESERVATION BLEND PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
9.07% |
RECORD |
2035
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
7.40% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.33% |
BENEFICIAL |
2035
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.67% |
BENEFICIAL |
2040
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
71.46% |
BENEFICIAL |
83 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2040
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
17.41% |
BENEFICIAL |
2040
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
6.79% |
RECORD |
2040
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
42.87% |
RECORD |
2040
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
36.59% |
RECORD |
2040
LIFETIME BLEND PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
6.22% |
RECORD |
2040
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.35% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.81% |
RECORD |
2040
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PIVOTAL RETAIL GROUP LLC 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
58.30% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
24.58% |
RECORD |
2040
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
9.48% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
45.00% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
R4 |
HI-TECH
ELECTRIC INC SAVINGS PLAN HAND BENEFITS & TRUST CO TTEE 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
39.49% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
15.51% |
RECORD |
2040
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
59.20% |
RECORD |
84 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2040
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
17.61% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
92.41% |
BENEFICIAL |
2040
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
7.59% |
BENEFICIAL |
2045
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
44.79% |
BENEFICIAL |
2045
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
23.33% |
BENEFICIAL |
2045
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
19.36% |
RECORD |
2045
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
12.35% |
RECORD |
2045
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
56.79% |
RECORD |
2045
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
29.33% |
RECORD |
2045
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.94% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.85% |
RECORD |
2045
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO SEAL AND CYLINDER SOURCE INC 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
28.54% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
25.66% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ZGLOBAL INC 401(K) PROFIT SHARING P 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
14.82% |
BENEFICIAL |
85 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2045
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
12.96% |
RECORD |
2045
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
56.02% |
RECORD |
2045
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
43.98% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
52.15% |
RECORD |
2045
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
14.64% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.95% |
BENEFICIAL |
2045
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.05% |
BENEFICIAL |
2050
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
62.20% |
BENEFICIAL |
2050
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
23.87% |
BENEFICIAL |
2050
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
7.45% |
RECORD |
2050
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
6.47% |
RECORD |
2050
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
63.69% |
RECORD |
2050
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
26.46% |
RECORD |
2050
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.03% |
BENEFICIAL |
86 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2050
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.44% |
RECORD |
2050
PRESERVATION BLEND PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO SEBASTIAN MILLER LAW 401 K PLAN PO BOX 10758 FARGO ND 58106-0758 |
21.81% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CASSIDY CORP 401(K) PROFIT SHARING 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
19.53% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO CHUCKTOWN BOUND TRUCKING LLC 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
16.99% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
14.34% |
RECORD |
2050
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ZGLOBAL INC 401(K) PROFIT SHARING P 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
9.08% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R4 |
HI-TECH
ELECTRIC INC SAVINGS PLAN HAND BENEFITS & TRUST CO TTEE 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
77.71% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
22.29% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
36.91% |
RECORD |
2050
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
33.19% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
9.48% |
RECORD |
2050
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.44% |
BENEFICIAL |
2050
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.56% |
BENEFICIAL |
87 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2055
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
47.10% |
BENEFICIAL |
2055
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
31.99% |
BENEFICIAL |
2055
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
17.51% |
RECORD |
2055
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
61.74% |
RECORD |
2055
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
28.36% |
RECORD |
2055
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.31% |
BENEFICIAL |
2055
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.39% |
RECORD |
2055
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
96.31% |
RECORD |
2055
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
79.25% |
RECORD |
2055
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
20.75% |
BENEFICIAL |
2055
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
60.40% |
RECORD |
2055
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
23.65% |
BENEFICIAL |
2055
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.71% |
BENEFICIAL |
2055
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.29% |
BENEFICIAL |
88 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2060
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
58.46% |
BENEFICIAL |
2060
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO DOUGLAS A THOM CLINIC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
19.50% |
BENEFICIAL |
2060
LIFETIME BLEND PORTFOLIO |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
17.23% |
RECORD |
2060
LIFETIME BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
52.07% |
RECORD |
2060
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
34.74% |
RECORD |
2060
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.11% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
69.94% |
RECORD |
2060
PRESERVATION BLEND PORTFOLIO |
I |
MANULIFE
REINSURANCE (BERMUDA) LTD 200 BERKELEY ST BOSTON MA 02116-5022 |
30.06% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
86.85% |
RECORD |
2060
PRESERVATION BLEND PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO BIGGER DESIGN 401K PO BOX 10758 FARGO ND 58106-0758 |
6.97% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
R4 |
TD
AMERITRADE INC FEBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 |
47.09% |
RECORD |
2060
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
28.32% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
22.98% |
RECORD |
2060
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
51.44% |
RECORD |
89 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2060
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
18.98% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO NABSYS 2 0 LLC 401(K) PROFIT SHARIN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
9.74% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.91% |
BENEFICIAL |
2060
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.09% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF KARL TRIMBLE 25524 1800 N AVENUE PRINCETON IL 61356-8582 |
14.67% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF AMY MW TRIMBLE 25524 1800 N AVENUE PRINCETON IL 61356-8582 |
14.35% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF ANDREW MCCOMB 1535 N HUDSON AVE APT 2 CHICAGO IL 60610-3554 |
9.42% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF SHELBY L KRINGS 327 E F ST ELMWOOD NE 68349-6121 |
8.04% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
R4 |
LINCOLN
RETIREMENT SERVICES COMPANY FBO THE MAY INSTITUTE INC 403B PO BOX 7876 FORT WAYNE IN 46801-7876 |
82.74% |
BENEFICIAL |
2065
LIFETIME BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
17.26% |
RECORD |
2065
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
86.08% |
RECORD |
2065
LIFETIME BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
9.97% |
RECORD |
2065
LIFETIME BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.23% |
BENEFICIAL |
90 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
2065
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
65.89% |
RECORD |
2065
PRESERVATION BLEND PORTFOLIO |
I |
MANULIFE
REINSURANCE (BERMUDA) LTD 200 BERKELEY ST BOSTON MA 02116-5022 |
34.11% |
BENEFICIAL |
2065
PRESERVATION BLEND PORTFOLIO |
R2 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
100.00% |
RECORD |
2065
PRESERVATION BLEND PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
100.00% |
RECORD |
2065
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
80.72% |
RECORD |
2065
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
19.28% |
RECORD |
2065
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.31% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
20.80% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
12.27% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
CHARLES
SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR EXCLUSIVE BENEFIT OF CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
10.48% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
9.56% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
8.29% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
6.79% |
RECORD |
91 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
ALTERNATIVE
ASSET ALLOCATION FUND |
A |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DR SAN DIEGO CA 92121-3091 |
6.18% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
23.78% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
C |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
17.93% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
13.93% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
12.76% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
10.18% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
51.65% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
14.21% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DR SAN DIEGO CA 92121-3091 |
9.07% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.34% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
CAPITAL
BANK & TRUST CO TTEE FBO NICKLE ELECTRICAL COMPANIES 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 |
18.75% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
13.34% |
RECORD |
92 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
MG
TRUST COMPANY TRUSTEE CALIFORNIA DRYWALL CO PSP 717 17TH ST STE 1300 DENVER CO 80202-3304 |
9.31% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
ASCENSUS
TRUST COMPANY FBO RITRON INC 401(K) PSP II PO BOX 10577 FARGO ND 58106-0577 |
8.97% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ECONOMIC DEVELOPMENT GROWTH 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
7.33% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
PAI
TRUST COMPANY INC JASWAL PROFESSIONAL SERVICES CORP 1300 ENTERPRISE DR DE PERE WI 54115-4934 |
6.64% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PASCACK DATA SERVICES INC 401 K PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
6.51% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
ASCENSUS
TRUST COMPANY FBO RB 401K PO BOX 10758 FARGO ND 58106-0758 |
5.07% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R2 |
ASCENSUS
TRUSTCO FBO HAW KEY LLC CO RETPLAN PO BOX 10758 FARGO ND 58106-0758 |
5.02% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R4 |
RELIANCE
TRUST COMPANY TRUSTEE FBO STUART DEAN CO INC 401(K) 450 FASHION AVE FL 38 NEW YORK NY 10123-0101 |
61.73% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R4 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
20.31% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
R4 |
MATRIX
TRUST COMPANY CUST FBO LOWELL AREA SCHOOLS 403(B) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
17.96% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R6 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (USA) ATTN: JHRPS TRADING OPS ST6 200 BERKELEY ST BOSTON MA 02116-5022 |
27.40% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
10.53% |
RECORD |
ALTERNATIVE
ASSET ALLOCATION FUND |
R6 |
ING
NATIONAL TRUST GORDON ELROD 1 ORANGE WAY WINDSOR CT 06095-4773 |
7.77% |
RECORD |
93 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
ALTERNATIVE
ASSET ALLOCATION FUND |
R6 |
ING
LIFE INSURANCE & ANNUITY CO LISA GILARDE 1 ORANGE WAY WINDSOR CT 06095-4773 |
6.05% |
BENEFICIAL |
ALTERNATIVE
ASSET ALLOCATION FUND |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
5.89% |
RECORD |
BLUE
CHIP GROWTH FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
62.39% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
25.43% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
19.89% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
15.74% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
9.70% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
7.62% |
RECORD |
BLUE
CHIP GROWTH FUND |
C |
STIFEL
NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS 501 N BROADWAY SAINT LOUIS MO 63102-2188 |
5.05% |
RECORD |
BLUE
CHIP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
35.03% |
BENEFICIAL |
BLUE
CHIP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
22.20% |
BENEFICIAL |
BLUE
CHIP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
15.43% |
BENEFICIAL |
BLUE
CHIP GROWTH FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.78% |
BENEFICIAL |
94 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
BLUE
CHIP GROWTH FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.22% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
24.80% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
13.67% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
9.72% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
NAV |
T
ROWE PRICE SERVICES INC FBO ALASKA COLLEGE SAVINGS TRUST JENNISON CAPITAL APPRECIATION 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
7.39% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
92.68% |
BENEFICIAL |
CAPITAL
APPRECIATION FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
7.32% |
BENEFICIAL |
CAPITAL
APPRECIATION VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
30.58% |
BENEFICIAL |
CAPITAL
APPRECIATION VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
28.92% |
BENEFICIAL |
CAPITAL
APPRECIATION VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
8.72% |
BENEFICIAL |
CAPITAL
APPRECIATION VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
6.81% |
BENEFICIAL |
CORE
BOND FUND |
NAV |
JHF
II MULTIMANAGER CONSERVATIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
18.10% |
BENEFICIAL |
CORE
BOND FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
13.95% |
BENEFICIAL |
95 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
CORE
BOND FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
10.26% |
BENEFICIAL |
CORE
BOND FUND |
NAV |
T
ROWE PRICE SERVICES INC ALASKA COLLEGE SAVINGS TRUST PORTFOLIO 2025-2028 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
11.13% |
BENEFICIAL |
CORE
BOND FUND |
NAV |
T
ROWE PRICE SERVICES INC ALASKA COLLEGE SAVINGS TRUST PORTFOLIO 2021-2024 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
10.98% |
BENEFICIAL |
CORE
BOND FUND |
NAV |
T
ROWE PRICE SERVICES INC ALASKA COLLEGE SAVINGS TRUST PORTFOLIO - COLLEGE 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
7.20% |
BENEFICIAL |
CORE
BOND FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.68% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
A |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
66.79% |
RECORD |
EMERGING
MARKETS DEBT FUND |
A |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
5.34% |
RECORD |
EMERGING
MARKETS DEBT FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO DUNE VIEW GARDENS INC SIMPLE IRA FBO TERI A HURLEY 334 FLYING POINT RD WATER MILL NY 11976-3406 |
34.44% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
16.26% |
RECORD |
EMERGING
MARKETS DEBT FUND |
C |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
13.22% |
RECORD |
EMERGING
MARKETS DEBT FUND |
C |
STIFEL
NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS 501 N BROADWAY SAINT LOUIS MO 63102-2188 |
9.20% |
RECORD |
EMERGING
MARKETS DEBT FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.94% |
RECORD |
96 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
EMERGING
MARKETS DEBT FUND |
C |
MICHAEL
J HOPP ERIKA L HOPP JT WROS 1127 FOXHOLLOW LN CLINTON OH 44216-8611 |
5.46% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
55.27% |
RECORD |
EMERGING
MARKETS DEBT FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
34.90% |
RECORD |
EMERGING
MARKETS DEBT FUND |
R2 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
100.00% |
RECORD |
EMERGING
MARKETS DEBT FUND |
R6 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (USA) ATTN: JHRPS TRADING OPS ST6 200 BERKELEY ST BOSTON MA 02116-5022 |
29.19% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) LLC 2019-2020 MIM US DEF INCENTIVE PLAN 197 CLARENDON ST BOSTON MA 02116-5010 |
25.15% |
RECORD |
EMERGING
MARKETS DEBT FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) 2020 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST 197 CLARENDON ST BOSTON MA 02116-5010 |
18.50% |
RECORD |
EMERGING
MARKETS DEBT FUND |
R6 |
MANULIFE
ASSET MANAGEMENT (US) LLC 2021 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST BOSTON MA 02116-5010 |
15.91% |
RECORD |
EMERGING
MARKETS DEBT FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
32.00% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
18.89% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
NAV |
JHF
II MULTIMANAGER CONSERVATIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
14.56% |
BENEFICIAL |
EMERGING
MARKETS DEBT FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
13.72% |
BENEFICIAL |
97 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
EMERGING
MARKETS FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
73.92% |
RECORD |
EMERGING
MARKETS FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
43.88% |
RECORD |
EMERGING
MARKETS FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
14.56% |
RECORD |
EMERGING
MARKETS FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO DUNE VIEW GARDENS INC SIMPLE IRA FBO TIMOTHY M HURLEY PO BOX 2159 SOUTHAMPTON NY 11969-2159 |
10.69% |
BENEFICIAL |
EMERGING
MARKETS FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
5.13% |
RECORD |
EMERGING
MARKETS FUND |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
81.95% |
RECORD |
EMERGING
MARKETS FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
12.81% |
RECORD |
EMERGING
MARKETS FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
46.26% |
RECORD |
EMERGING
MARKETS FUND |
R6 |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
16.41% |
RECORD |
EMERGING
MARKETS FUND |
R6 |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
14.17% |
RECORD |
EMERGING
MARKETS FUND |
R6 |
C/O
GWP US ADVISORS SEI PRIVATE TRUST COMPANY 1 FREEDOM VALLEY DR OAKS PA 19456-9989 |
9.39% |
RECORD |
EMERGING
MARKETS FUND |
NAV |
T
ROWE PRICE SERVICES INC FBO ALASKA COLLEGE SAVINGS TRUST PORTFOLIO 2025-2028 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
23.34% |
BENEFICIAL |
98 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
EMERGING
MARKETS FUND |
NAV |
T
ROWE PRICE SERVICES INC FBO ALASKA COLLEGE SAVINGS TRUST PORTFOLIO 2029-2032 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
22.14% |
BENEFICIAL |
EMERGING
MARKETS FUND |
NAV |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
21.92% |
BENEFICIAL |
EMERGING
MARKETS FUND |
NAV |
T
ROWE PRICE SERVICES INC FBO ALASKA COLLEGE SAVINGS TRUST PORTFOLIO EQUITY 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
15.54% |
BENEFICIAL |
EMERGING
MARKETS FUND |
NAV |
T
ROWE PRICE SERVICES INC ALASKA COLLEGE SAVINGS TRUST PORTFOLIO 2033-2036 100 E PRATT ST FL 7 BALTIMORE MD 21202-1013 |
13.21% |
BENEFICIAL |
EQUITY
INCOME FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
80.34% |
RECORD |
EQUITY
INCOME FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
46.16% |
RECORD |
EQUITY
INCOME FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
15.14% |
RECORD |
EQUITY
INCOME FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
9.72% |
RECORD |
EQUITY
INCOME FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.72% |
RECORD |
EQUITY
INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
36.82% |
BENEFICIAL |
EQUITY
INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
22.25% |
BENEFICIAL |
EQUITY
INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
16.00% |
BENEFICIAL |
99 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
EQUITY
INCOME FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.60% |
BENEFICIAL |
EQUITY
INCOME FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.40% |
BENEFICIAL |
FLOATING
RATE INCOME FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
37.19% |
RECORD |
FLOATING
RATE INCOME FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
8.10% |
RECORD |
FLOATING
RATE INCOME FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
7.07% |
RECORD |
FLOATING
RATE INCOME FUND |
A |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.66% |
RECORD |
FLOATING
RATE INCOME FUND |
A |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
6.16% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
22.77% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
16.53% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
14.44% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
7.36% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
7.35% |
RECORD |
FLOATING
RATE INCOME FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.19% |
RECORD |
100 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
FLOATING
RATE INCOME FUND |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
21.56% |
RECORD |
FLOATING
RATE INCOME FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
18.74% |
RECORD |
FLOATING
RATE INCOME FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
15.08% |
RECORD |
FLOATING
RATE INCOME FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
14.79% |
RECORD |
FLOATING
RATE INCOME FUND |
I |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
10.01% |
RECORD |
FLOATING
RATE INCOME FUND |
I |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
6.81% |
RECORD |
FLOATING
RATE INCOME FUND |
R6 |
BAIN
CAPITAL CREDIT MANAGED ACCOUNT (PEGASUS) LP A PARTNERSHIP C/O BAIN CAPITAL CREDIT LP 200 CLARENDON STREET BOSTON MA 02116-5021 |
70.97% |
RECORD |
FLOATING
RATE INCOME FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
20.13% |
RECORD |
FLOATING
RATE INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
37.57% |
BENEFICIAL |
FLOATING
RATE INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
20.00% |
BENEFICIAL |
FLOATING
RATE INCOME FUND |
NAV |
JHF
II MULTIMANAGER CONSERVATIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
18.03% |
BENEFICIAL |
FLOATING
RATE INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
16.78% |
BENEFICIAL |
FLOATING
RATE INCOME FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
97.52% |
BENEFICIAL |
101 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
A |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
11.45% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
7.54% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
I |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
61.04% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
20.73% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
6.51% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) LLC 2019-2020 MIM US DEF INCENTIVE PLAN 197 CLARENDON ST BOSTON MA 02116-5010 |
28.34% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
R6 |
MANULIFE
ASSET MANAGEMENT (US) LLC 2021 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST BOSTON MA 02116-5010 |
26.35% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) 2020 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST BOSTON MA 02116-5010 |
21.02% |
RECORD |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
R6 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (USA) ATTN: JHRPS TRADING OPS ST6 200 BERKELEY ST BOSTON MA 02116-5022 |
12.53% |
BENEFICIAL |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
R6 |
JONATHAN
T WHITE 227 WATERMAN HILL RD NORWICH VT 05055-9687 |
11.58% |
BENEFICIAL |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
34.89% |
BENEFICIAL |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
32.31% |
BENEFICIAL |
102 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
9.54% |
BENEFICIAL |
FUNDAMENTAL
GLOBAL FRANCHISE FUND |
NAV |
JHF
II MULTIMANAGER 2025 LIFETIME PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.60% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
11.09% |
RECORD |
GLOBAL
EQUITY FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
9.65% |
RECORD |
GLOBAL
EQUITY FUND |
A |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.78% |
RECORD |
GLOBAL
EQUITY FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
6.43% |
RECORD |
GLOBAL
EQUITY FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
15.47% |
RECORD |
GLOBAL
EQUITY FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
10.51% |
RECORD |
GLOBAL
EQUITY FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
8.75% |
RECORD |
GLOBAL
EQUITY FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
7.06% |
RECORD |
GLOBAL
EQUITY FUND |
C |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
5.66% |
RECORD |
GLOBAL
EQUITY FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
25.36% |
RECORD |
GLOBAL
EQUITY FUND |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
25.06% |
RECORD |
103 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
GLOBAL
EQUITY FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
17.15% |
RECORD |
GLOBAL
EQUITY FUND |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
10.82% |
RECORD |
GLOBAL
EQUITY FUND |
I |
SPECIAL
CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS OF UBS FINANCIAL SERVICES INC 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 |
6.09% |
RECORD |
GLOBAL
EQUITY FUND |
R2 |
ASCENSUS
TRUST COMPANY FBO HANS J MANSETH CFP - 401K P/S PLAN PO BOX 10758 FARGO ND 58106-0758 |
66.95% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R2 |
MATRIX
TRUST COMPANY AS AGENT FOR ADVISOR TRUST INC FORT WORTH ISD 403(B) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
19.77% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R2 |
MATRIX
TRUST COMPANY CUST FBO HOQUIAM SCHOOL DISTRICT # 28 403B 717 17TH ST STE 1300 DENVER CO 80202-3304 |
9.65% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
77.26% |
RECORD |
GLOBAL
EQUITY FUND |
R4 |
MATRIX
TRUST COMPANY CUST FBO BARBERS HILL ISD (TX) 403(B) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
16.06% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R4 |
MATRIX
TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC. VANCOUVER SD #37 403(B) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
6.68% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R6 |
NORTHERN
TR CO CUST FBO SANTA BARBARA COTTAGE HOS TR A/C PO BOX 92956 CHICAGO IL 60675-2956 |
70.25% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
R6 |
ATTN
MUTUAL FUND ADMINISTRATOR C/O PRINCIPAL FINANCIAL ID 636 SEI PRIVATE TRUST COMPANY 1 FREEDOM VALLEY DR OAKS PA 19456-9989 |
10.17% |
RECORD |
GLOBAL
EQUITY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
33.01% |
BENEFICIAL |
104 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
GLOBAL
EQUITY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
30.60% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
9.75% |
BENEFICIAL |
GLOBAL
EQUITY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
8.14% |
BENEFICIAL |
HEALTH
SCIENCES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
34.05% |
BENEFICIAL |
HEALTH
SCIENCES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
25.58% |
BENEFICIAL |
HEALTH
SCIENCES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
14.64% |
BENEFICIAL |
HIGH
YIELD FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.45% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
99.41% |
RECORD |
INCOME
PRESERVATION BLEND PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
63.08% |
RECORD |
INCOME
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PIVOTAL RETAIL GROUP LLC 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
14.28% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
R2 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
12.08% |
RECORD |
INCOME
PRESERVATION BLEND PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO SEAL AND CYLINDER SOURCE INC 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.93% |
BENEFICIAL |
105 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
INCOME
PRESERVATION BLEND PORTFOLIO |
R4 |
HI-TECH
ELECTRIC INC SAVINGS PLAN HAND BENEFITS & TRUST CO TTEE 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
65.80% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
R4 |
HAND
BENEFITS & TRUST CO TTEE FNB ALBANY/BRECKENRIDGE 401K SAVING 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
32.32% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
R6 |
HAND
BENEFITS AND TRUST CO TRST MAREK BROTHERS FAMILY OF CO PSP 820 GESSNER RD STE 1250 HOUSTON TX 77024-4543 |
36.61% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
26.86% |
RECORD |
INCOME
PRESERVATION BLEND PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
6.78% |
RECORD |
INCOME
PRESERVATION BLEND PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO ZUCCONI IDEA AGENCY INC 401(K) PROF 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.65% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
91.72% |
BENEFICIAL |
INCOME
PRESERVATION BLEND PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
8.28% |
BENEFICIAL |
INTERNATIONAL
SMALL COMPANY FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
93.62% |
RECORD |
INTERNATIONAL
SMALL COMPANY FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
79.06% |
RECORD |
INTERNATIONAL
SMALL COMPANY FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
53.64% |
RECORD |
INTERNATIONAL
SMALL COMPANY FUND |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
35.68% |
RECORD |
INTERNATIONAL
SMALL COMPANY FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.26% |
RECORD |
106 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
INTERNATIONAL
SMALL COMPANY FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
98.77% |
RECORD |
INTERNATIONAL
SMALL COMPANY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
38.21% |
BENEFICIAL |
INTERNATIONAL
SMALL COMPANY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
18.93% |
BENEFICIAL |
INTERNATIONAL
SMALL COMPANY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
17.40% |
BENEFICIAL |
INTERNATIONAL
STRATEGIC EQUITY ALLOCATION
FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
13.27% |
BENEFICIAL |
INTERNATIONAL
STRATEGIC EQUITY ALLOCATION
FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
8.16% |
BENEFICIAL |
INTERNATIONAL
STRATEGIC EQUITY ALLOCATION
FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.83% |
BENEFICIAL |
LIFESTYLE
BLEND AGGRESSIVE PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
63.06% |
RECORD |
LIFESTYLE
BLEND AGGRESSIVE PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
22.47% |
RECORD |
LIFESTYLE
BLEND AGGRESSIVE PORTFOLIO |
R6 |
ASCENSUS
TRUST COMPANY FBO PANHANDLE COMMUNITY SERVICES 403(B) PO BOX 10758 FARGO ND 58106-0758 |
8.58% |
BENEFICIAL |
LIFESTYLE
BLEND AGGRESSIVE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.94% |
BENEFICIAL |
LIFESTYLE
BLEND AGGRESSIVE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.06% |
BENEFICIAL |
LIFESTYLE
BLEND BALANCED PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
88.57% |
RECORD |
107 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
LIFESTYLE
BLEND BALANCED PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
9.27% |
RECORD |
LIFESTYLE
BLEND BALANCED PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.46% |
BENEFICIAL |
LIFESTYLE
BLEND BALANCED PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.54% |
BENEFICIAL |
LIFESTYLE
BLEND CONSERVATIVE PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
82.18% |
RECORD |
LIFESTYLE
BLEND CONSERVATIVE PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
11.79% |
RECORD |
LIFESTYLE
BLEND CONSERVATIVE PORTFOLIO |
R6 |
ASCENSUS
TRUST COMPANY FBO REGENCE HEALTH NETWORK 401(K) PLAN PO BOX 10758 FARGO ND 58106-0758 |
5.58% |
BENEFICIAL |
LIFESTYLE
BLEND CONSERVATIVE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.49% |
BENEFICIAL |
LIFESTYLE
BLEND CONSERVATIVE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.51% |
BENEFICIAL |
LIFESTYLE
BLEND GROWTH PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
81.91% |
RECORD |
LIFESTYLE
BLEND GROWTH PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
11.82% |
RECORD |
LIFESTYLE
BLEND GROWTH PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.21% |
BENEFICIAL |
LIFESTYLE
BLEND MODERATE PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
86.80% |
RECORD |
LIFESTYLE
BLEND MODERATE PORTFOLIO |
R6 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
10.37% |
RECORD |
108 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
LIFESTYLE
BLEND MODERATE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.97% |
BENEFICIAL |
LIFESTYLE
BLEND MODERATE PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.03% |
BENEFICIAL |
MID
VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
35.59% |
BENEFICIAL |
MID
VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
24.02% |
BENEFICIAL |
MID
VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
15.66% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
9.31% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF OSVALDO BOJORQUEZ 610 EDGEWATER AVE OCEANSIDE CA 92057-4658 |
5.93% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
A |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.38% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF ROBERT MORRISON 15 WOODCREST DR HOPEWELL JCT NY 12533-6331 |
5.13% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
24.51% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
21.46% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF ROSEMARY B FINAN 633 OLMSTEAD AVE APT 5G BRONX NY 10473-1709 |
10.37% |
BENEFICIAL |
109 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTI-ASSET
HIGH INCOME FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
9.35% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO OPENING DOORS SIMPLE IRA FBO COZETTE OBERHOFFER 1972 GRANT ST DUBUQUE IA 52002-3747 |
9.05% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
64.41% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
30.51% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
R6 |
MANULIFE
ASSET MANAGEMENT (US) LLC 2021 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST BOSTON MA 02116-5010 |
51.90% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) 2020 MANULIFE INVESTMENT MANAGEMENT ABCD 197 CLARENDON ST BOSTON MA 02116-5010 |
36.65% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
R6 |
MANULIFE
INVESTMENT MANAGEMENT (US) LLC 2019-2020 MIM US DEF INCENTIVE PLAN 197 CLARENDON ST BOSTON MA 02116-5010 |
7.65% |
RECORD |
MULTI-ASSET
HIGH INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
35.42% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
NAV |
JHF
II MULTIMANAGER CONSERVATIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
33.15% |
BENEFICIAL |
MULTI-ASSET
HIGH INCOME FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
31.43% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
I |
JANNEY
MONTGOMERY SCOTT LLC GABRIEL GOLDSTEIN (IRA) 1717 ARCH ST PHILADELPHIA PA 19103-2713 |
49.40% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
41.18% |
RECORD |
110 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
I |
MORGAN
STANLEY SMITH BARNEY LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS 1 NEW YORK PLAZA FL. 12 NEW YORK NY 10004-1965 |
9.42% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY CUST FBO MARIA C ATIENZA MD PSC EMPLOYEES 717 17TH ST STE 1300 DENVER CO 80202-3304 |
62.16% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY CUST FBO FAIRFIELD S CADILLAC BUICK GMC 717 17TH ST STE 1300 DENVER CO 80202-3304 |
10.71% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R2 |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
8.23% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R4 |
GREAT-WEST
TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
100.00% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
88.92% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
11.08% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
28.34% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
24.04% |
RECORD |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R6 |
MATRIX
TRUST COMPANY CUST FBO SEI HEAT TREAT 401(K) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
10.66% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO HMC CORPORATION 401(K) PROFIT SHARI 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
8.31% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.21% |
BENEFICIAL |
MULTIMANAGER
2010 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.79% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
73.97% |
RECORD |
111 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
15.01% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
11.02% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
23.71% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
COUNSEL
TRUST DBA MATC FBO SPRINGFIELD HOUSING AUTHORITY RETPLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
15.38% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO TRADITIONAL MORTGAGE INC 401(K) PR 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
14.26% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO GILPIN AMBULANCE 457 B PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
6.97% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO HORTONVILLE AREA SCHOOL DIST 403B 717 17TH ST STE 1300 DENVER CO 80202-3304 |
6.79% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO RENAISSANCE ELECTRONICS CORP 717 17TH ST STE 1300 DENVER CO 80202-3304 |
5.84% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
5.04% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R4 |
JOHN
HANCOCK INVESTMENT MANAGEMENT LLC 200 BERKELEY ST BOSTON MA 02116-5022 |
100.00% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
54.00% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R5 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
22.83% |
RECORD |
112 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R5 |
MID
ATLANTIC TRUSTCO FBO LIBERTY GROUP HOLDINGS 401K PSP & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
12.08% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
10.86% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
26.36% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
15.54% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO HMC CORPORATION 401(K) PROFIT SHARI 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
15.01% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
MID
ATLANTIC TRUST COMPANY FBO WESTON DENTAL SPECIALISTS GROU 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
13.25% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
5.44% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
5.17% |
RECORD |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.70% |
BENEFICIAL |
MULTIMANAGER
2015 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.30% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
57.11% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
12.33% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
11.80% |
RECORD |
113 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
I |
RBC
CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND PRODUCT GRP 250 NICOLLETT MALL STE 1800 MINNEAPOLIS MN 55401-7554 |
7.42% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
6.51% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
PAI
TRUST COMPANY INC SOFTWARE SCIENCES GROUP, INC 401(K 1300 ENTERPRISE DR DE PERE WI 54115-4934 |
19.87% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ABRASIVES & TOOLS OF NH INC 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
10.61% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ARNOLD READY MIX 401(K) PROFIT SHAR 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
9.35% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO PO BOX 10758 FARGO ND 58106-0758 |
6.72% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
6.60% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
6.05% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MAMMUT SPORTS GROUP INC 401(K) PROF 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 |
5.84% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R4 |
GREAT-WEST
TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
79.39% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R4 |
MG
TRUSTCO CUST FBO STILLWATER ISD # 834 403 B PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
20.61% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
53.54% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
34.28% |
RECORD |
114 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
11.32% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
56.15% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
7.47% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
5.76% |
RECORD |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.08% |
BENEFICIAL |
MULTIMANAGER
2020 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.92% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
I |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
51.07% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
36.23% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.03% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO RENAISSANCE ELECTRONICS CORP 717 17TH ST STE 1300 DENVER CO 80202-3304 |
12.87% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
10.12% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO SAN JOSE SPORTS MEDICINE & ORTHOPED PO BOX 10758 FARGO ND 58106-0758 |
9.65% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R2 |
GREAT-WEST
TRUST CO FBO EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
7.20% |
RECORD |
115 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY CUST FBO TESTPROS INC 401(K) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
5.02% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R4 |
COUNSEL
TRUST DBA MATC FBO PRESTONCREST CHURCH OF CHRIST 403 B PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
59.03% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R4 |
ASCENSUS
TRUST COMPANY FBO MUSE ARCHITECTS P C 401 K PS PLA PO BOX 10758 FARGO ND 58106-0758 |
30.72% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R4 |
MATRIX
TRUST COMPANY AS AGENT FOR ADVISOR TRUST INC JAY SCHOOL CORPORATION 403(B) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
7.15% |
BENEFICIAL |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
54.27% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
23.58% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
20.67% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
49.01% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
9.21% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R6 |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
6.61% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
5.72% |
RECORD |
MULTIMANAGER
2025 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.70% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
58.18% |
RECORD |
116 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
15.63% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
11.53% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
7.50% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
10.81% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO MILPOWER SOURCE 401(K) PLAN PO BOX 10758 FARGO ND 58106-0758 |
8.08% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
8.06% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R2 |
PAI
TRUST COMPANY INC SOFTWARE SCIENCES GROUP, INC 401(K 1300 ENTERPRISE DR DE PERE WI 54115-4934 |
6.54% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY PYRAMID CONSTRUCTION AND AGGREGATES INC 401(K) PS PLAN 35 IRON POINT CIR FOLSOM CA 95630-8587 |
6.49% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R4 |
GREAT-WEST
TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
76.27% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R4 |
COUNSEL
TRUST DBA MATC FBO PRESTONCREST CHURCH OF CHRIST 403 B PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
15.44% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R4 |
MG
TRUSTCO CUST FBO STILLWATER ISD # 834 403 B PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
5.40% |
BENEFICIAL |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
64.17% |
RECORD |
117 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
17.24% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
14.64% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
57.63% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
10.74% |
RECORD |
MULTIMANAGER
2030 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.94% |
BENEFICIAL |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
35.39% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
29.61% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
I |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
15.56% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
13.04% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
24.27% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO DOUBLE D BOLT 401K PS 717 17TH ST STE 1300 DENVER CO 80202-3304 |
10.11% |
BENEFICIAL |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
9.60% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY PYRAMID CONSTRUCTION AND AGGREGATES INC 401(K) PS PLAN 35 IRON POINT CIR FOLSOM CA 95630-8587 |
6.23% |
BENEFICIAL |
118 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.44% |
BENEFICIAL |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R2 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
5.03% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R4 |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
49.58% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R4 |
COUNSEL
TRUST DBA MATC FBO PRESTONCREST CHURCH OF CHRIST 403 B PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
43.27% |
BENEFICIAL |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
70.84% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
20.88% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
7.49% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
56.43% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
12.04% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
6.36% |
RECORD |
MULTIMANAGER
2035 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.47% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
55.35% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
13.87% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
13.52% |
RECORD |
119 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
9.55% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
11.59% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
GREAT-WEST
TRUST CO FBO EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
8.26% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY PYRAMID CONSTRUCTION AND AGGREGATES INC 401(K) PS PLAN 35 IRON POINT CIR FOLSOM CA 95630-8587 |
7.78% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
6.36% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
MG
TRUST COMPANY CUST FBO ENGLANDS STOVE WORKS INC 717 17TH ST STE 1300 DENVER CO 80202-3304 |
5.65% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
MG
TRUSTCO CUST FBO NEVADA ADVANCED PAIN SPECIALISTS 717 17TH ST STE 1300 DENVER CO 80202-3304 |
5.39% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ABRASIVES & TOOLS OF NH INC 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.33% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO SIGMOVIR BIOSYSTEMS INC 401K PLAN PO BOX 10758 FARGO ND 58106-0758 |
5.28% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
5.14% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R4 |
GREAT-WEST
TRUST COMPANY LLC TTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
65.96% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R4 |
MG
TRUSTCO CUST FBO STILLWATER ISD # 834 403 B PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
19.71% |
BENEFICIAL |
120 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R4 |
COUNSEL
TRUST DBA MATC FBO PRESTONCREST CHURCH OF CHRIST 403 B PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
8.62% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
50.08% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
39.65% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
60.18% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R6 |
EMPOWER
TRUST FBO ZOVIO INC 401K C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
11.15% |
BENEFICIAL |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
8.88% |
RECORD |
MULTIMANAGER
2040 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.14% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
73.87% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
13.19% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
6.92% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
5.80% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO KUAR RETIREMENT PLAN PO BOX 10758 FARGO ND 58106-0758 |
16.85% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
12.73% |
RECORD |
121 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
11.44% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
6.83% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R2 |
GREAT-WEST
TRUST CO FBO EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
6.59% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R4 |
MG
TRUSTCO CUST FBO STILLWATER ISD # 834 403 B PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 |
68.43% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R4 |
ASCENSUS
TRUST COMPANY FBO MUSE ARCHITECTS P C 401 K PS PLA 215532 PO BOX 10758 FARGO ND 58106-0758 |
31.19% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
40.62% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
28.29% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
27.97% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
54.44% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
12.80% |
RECORD |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
R6 |
EMPOWER
TRUST FBO ZOVIO INC 401K C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
8.54% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.67% |
BENEFICIAL |
MULTIMANAGER
2045 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.33% |
BENEFICIAL |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
56.80% |
RECORD |
122 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
31.75% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
8.32% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
11.05% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
10.96% |
BENEFICIAL |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO ST LOUIS MEDICAL CENTER 401(K) PROF 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
10.63% |
BENEFICIAL |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO PIVOTAL RETAIL GROUP LLC 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
9.16% |
BENEFICIAL |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO TRANSPORTATION CHILDREN S CENT 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
7.91% |
BENEFICIAL |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R4 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
99.29% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
50.71% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
41.15% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
58.10% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
16.76% |
RECORD |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
94.93% |
BENEFICIAL |
123 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2050 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
5.07% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
49.38% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
24.47% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE & HEALTH INS CO TRIPLE T CARWASH & LUBE INC SIM IRA FBO JUSTIN G FINKELMAN 502 W MEYER ST THOMASBORO IL 61878-9619 |
13.61% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE & HEALTH INS CO L H BRUBAKER INC SIMPLE IRA FBO MEGAN B GIRONDA 300 DEER PATH DR RED LION PA 17356-7800 |
6.91% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
5.34% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
35.38% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
15.70% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO MILPOWER SOURCE 401(K) PLAN PO BOX 10758 FARGO ND 58106-0758 |
10.76% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
10.22% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MAMMUT SPORTS GROUP INC 401(K) PROF 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 |
8.13% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R2 |
MATRIX
TRUST COMPANY CUST FBO NEVADA ADVANCED PAIN SPECIALISTS 717 17TH ST STE 1300 DENVER CO 80202-3304 |
8.12% |
BENEFICIAL |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
99.87% |
RECORD |
124 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
53.31% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
36.05% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R5 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
6.80% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
67.49% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
7.41% |
RECORD |
MULTIMANAGER
2055 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.03% |
BENEFICIAL |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
7.24% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
100.00% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R2 |
MID
ATLANTIC TRUST COMPANY FBO MOUNTAIN STATE AUTO AUCTION IN 401( 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
63.75% |
BENEFICIAL |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R2 |
STATE
STREET BANK AND TRUST AS TRUSTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 |
17.17% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R2 |
ASCENSUS
TRUST COMPANY FBO MILPOWER SOURCE 401(K) PLAN PO BOX 10758 FARGO ND 58106-0758 |
9.05% |
BENEFICIAL |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
66.90% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R4 |
TD
AMERITRADE INC FEBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 |
33.10% |
RECORD |
125 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
59.54% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R5 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
27.83% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
7.86% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
70.03% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
9.13% |
RECORD |
MULTIMANAGER
2060 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
95.59% |
BENEFICIAL |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
25.78% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
PERSHING
LLC PO BOX 2052 JERSEY CITY NJ 07303-2052 |
7.95% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF LAUREN M DUNNE 1931 SOUTH 17TH STREET 3RD FLOOR PHILADELPHIA PA 19145-3012 |
7.75% |
BENEFICIAL |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF WILFREDO A VELAZQUEZ 15105 GRANADA AVE LA MIRADA CA 90638-1235 |
7.63% |
BENEFICIAL |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
5.47% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
A |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF CHELSEA BERGER 4504 W SPRUCE STREET TAMPA FL 33607-5789 |
5.40% |
BENEFICIAL |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
I |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
100.00% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R2 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
99.89% |
RECORD |
126 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
100.00% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R5 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
59.63% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R5 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL CPL EMPLOYEES 255 WOODCLIFF DR STE 200 FAIRPORT NY 14450-4226 |
36.00% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
81.31% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
12.83% |
RECORD |
MULTIMANAGER
2065 LIFETIME PORTFOLIO |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
97.42% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
7.15% |
RECORD |
NEW
OPPORTUNITIES FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
13.15% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
SPECIAL
CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS OF UBS FINANCIAL SERVICES INC 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 |
18.37% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
16.37% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
NABANK
& CO PO BOX 2180 TULSA OK 74101-2180 |
10.31% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
8.94% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
7.93% |
RECORD |
127 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
NEW
OPPORTUNITIES FUND |
I |
TD
AMERITRADE INC FEBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 |
6.15% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
5.33% |
RECORD |
NEW
OPPORTUNITIES FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
5.12% |
RECORD |
NEW
OPPORTUNITIES FUND |
R2 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
36.45% |
RECORD |
NEW
OPPORTUNITIES FUND |
R2 |
MID
ATLANTIC FBO FISHMAN & FISHMAN LLC 401(K) PROFIT SHARING PLAN 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 |
32.88% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
R2 |
MATRIX
TRUST COMPANY AS AGENT FOR ADVISOR TRUST, INC. WEST AURORA UNIT SCH DIST #129 403B 717 17TH ST STE 1300 DENVER CO 80202-3304 |
10.47% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
R2 |
ASCENSUS
TRUST COMPANY FBO FWR III REAL ESTATE SOLOK PLAN PO BOX 10758 FARGO ND 58106-0758 |
5.54% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
R4 |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5023 |
68.77% |
RECORD |
NEW
OPPORTUNITIES FUND |
R4 |
TD
AMERITRADE INC FEBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 |
31.23% |
RECORD |
NEW
OPPORTUNITIES FUND |
R6 |
MID
ATLANTIC TRUST COMPANY FBO DEUTSCHE NICKEL AMERICA INC 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
38.49% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
16.03% |
RECORD |
NEW
OPPORTUNITIES FUND |
R6 |
EMPOWER
TRUST FBO CATHOLIC CHARITIES ARCHDIOCESE CHIC CHICAGO RETIREMENT 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
14.08% |
BENEFICIAL |
NEW
OPPORTUNITIES FUND |
R6 |
ASCENSUS
TRUST COMPANY FBO MATT MONTGOMERY 401K PO BOX 10758 FARGO ND 58106-0758 |
11.88% |
BENEFICIAL |
128 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
NEW
OPPORTUNITIES FUND |
R6 |
DCGT
AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK OMNIBUS 711 HIGH ST DES MOINES IA 50392-0001 |
10.57% |
RECORD |
NEW
OPPORTUNITIES FUND |
R6 |
EMPOWER
TRUST FBO EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 |
6.22% |
RECORD |
NEW
OPPORTUNITIES FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
96.31% |
BENEFICIAL |
OPPORTUNISTIC
FIXED INCOME FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
81.29% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
6.57% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
C |
MORGAN
STANLEY SMITH BARNEY LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS 1 NEW YORK PLAZA FL. 12 NEW YORK NY 10004-1965 |
37.33% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
C |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
13.72% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
10.23% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
C |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
9.47% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
5.46% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
I |
MORGAN
STANLEY SMITH BARNEY LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS 1 NEW YORK PLAZA FL. 12 NEW YORK NY 10004-1965 |
61.13% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
15.07% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
9.53% |
RECORD |
129 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
OPPORTUNISTIC
FIXED INCOME FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.38% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
90.97% |
RECORD |
OPPORTUNISTIC
FIXED INCOME FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
92.33% |
BENEFICIAL |
OPPORTUNISTIC
FIXED INCOME FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
7.67% |
BENEFICIAL |
REAL
ESTATE SECURITIES FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
48.75% |
RECORD |
REAL
ESTATE SECURITIES FUND |
C |
JOHN
HANCOCK LIFE INSURANCE CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
62.20% |
RECORD |
REAL
ESTATE SECURITIES FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
14.10% |
RECORD |
REAL
ESTATE SECURITIES FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO ACCLIMATE TECHNOLOGIES INC SIMPLE IRA FBO SHAUNA N FORD 7991 OLD WOODS CT SPRINGBORO OH 45066-9811 |
8.09% |
BENEFICIAL |
REAL
ESTATE SECURITIES FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
7.02% |
RECORD |
REAL
ESTATE SECURITIES FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
6.44% |
RECORD |
REAL
ESTATE SECURITIES FUND |
I |
MLPF&S
FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN: FUND ADMINISTRATION 4800 DEER LAKE DRIVE EAST 2ND FL JACKSONVILLE FL 32246-6484 |
71.01% |
RECORD |
REAL
ESTATE SECURITIES FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
17.18% |
RECORD |
REAL
ESTATE SECURITIES FUND |
I |
TD
AMERITRADE INC FEBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 |
5.44% |
RECORD |
130 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
REAL
ESTATE SECURITIES FUND |
R6 |
JOHN
HANCOCK TRUST COMPANY LLC 200 BERKELEY ST STE 7 BOSTON MA 02116-5038 |
82.20% |
RECORD |
REAL
ESTATE SECURITIES FUND |
R6 |
NATIONAL
FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 |
16.38% |
RECORD |
REAL
ESTATE SECURITIES FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (U.S.A.) 201 TOWNSEND STREET, SUITE 900 LANSING MI 48933 |
93.14% |
BENEFICIAL |
REAL
ESTATE SECURITIES FUND |
1 |
JOHN
HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK 100 SUMMIT LAKE DRIVE, SECOND FLOOR VALHALLA NY 10595 |
6.86% |
BENEFICIAL |
SCIENCE
& TECHNOLOGY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
34.60% |
BENEFICIAL |
SCIENCE
& TECHNOLOGY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
25.11% |
BENEFICIAL |
SCIENCE
& TECHNOLOGY FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
13.76% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
C |
JOHN
HANCOCK LIFE LINSURANC CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
19.53% |
RECORD |
SMALL
CAP GROWTH FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
14.11% |
RECORD |
SMALL
CAP GROWTH FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE JHF SEP IRA OF DRS FOSTER STEELE AND STONE FBO CHARLES J FOSTER 508 3RD ST NEWPORT TN 37821-3707 |
11.61% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF MICHAEL H FERRARO 204 PROSPECT CT PITTSBURGH PA 15229-3176 |
9.58% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO JCB INC DBA CPTS SIMPLE IRA FBO THOMAS H DAVENPORT 403 N RED ST SHERIDAN AR 72150-7669 |
7.03% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
C |
JOHN
HANCOCK LIFE & HEALTH INS CO FT LORAMIE MACHINE TOOL CO INC SIM FBO JEAN L ROSENGARTEN 251 GRANDVIEW DR FORT LORAMIE OH 45845-9316 |
6.29% |
BENEFICIAL |
131 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
SMALL
CAP GROWTH FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
56.36% |
RECORD |
SMALL
CAP GROWTH FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
20.96% |
RECORD |
SMALL
CAP GROWTH FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
10.38% |
RECORD |
SMALL
CAP GROWTH FUND |
I |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
8.02% |
RECORD |
SMALL
CAP GROWTH FUND |
R6 |
JOHN
HANCOCK LIFE INSURANCE COMPANY (USA) ATTN: JHRPS TRADING OPS ST6 200 BERKELEY ST BOSTON MA 02116-5022 |
78.10% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
R6 |
JOHN
HANCOCK LIFE LINSURANC CO USA 200 BERKELEY ST BOSTON MA 02116-5022 |
13.73% |
RECORD |
SMALL
CAP GROWTH FUND |
R6 |
JOHN
HANCOCK LIFE & HEALTH INS CO CUSTODIAN FOR THE IRA OF OLIVIA ON 40 COLONIAL DR UNIT 7 ANDOVER MA 01810-7350 |
5.18% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
30.41% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
19.60% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
15.75% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHVIT
MANAGED VOLATILITY GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
9.25% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.29% |
BENEFICIAL |
SMALL
CAP GROWTH FUND |
NAV |
JHVIT
MANAGED VOLATILITY BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.18% |
BENEFICIAL |
132 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
SMALL
CAP VALUE FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
42.34% |
RECORD |
SMALL
CAP VALUE FUND |
I |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
65.68% |
RECORD |
SMALL
CAP VALUE FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
7.11% |
RECORD |
SMALL
CAP VALUE FUND |
I |
STIFEL
NICOLAUS & CO INC EXCLUSIVE BENEFIT OF CUSTOMERS 501 N BROADWAY SAINT LOUIS MO 63102-2188 |
6.62% |
RECORD |
SMALL
CAP VALUE FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
86.51% |
RECORD |
SMALL
CAP VALUE FUND |
R6 |
SHAUN
F PEDERSEN 273 BEACON ST APT 2 BOSTON MA 02116-1208 |
8.75% |
BENEFICIAL |
SMALL
CAP VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
35.65% |
BENEFICIAL |
SMALL
CAP VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
26.31% |
BENEFICIAL |
SMALL
CAP VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
17.38% |
BENEFICIAL |
SMALL
CAP VALUE FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.73% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
A |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
33.79% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
A |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
11.37% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
A |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
7.76% |
RECORD |
133 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
STRATEGIC
INCOME OPPORTUNITIES FUND |
A |
CHARLES
SCHWAB & CO INC MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
6.24% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
24.72% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
12.63% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
10.40% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
WELLS
FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 |
10.38% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
PERSHING
LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 |
7.89% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
C |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
7.09% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
I |
AMERICAN
ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS MN 55402-2405 |
43.38% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
I |
NATIONAL
FINANCIAL SERVICES LLC FEBO CUSTOMERS MUTUAL FUNDS 200 LIBERTY ST # 1WFC NEW YORK NY 10281-1015 |
18.69% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
I |
RAYMOND
JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 |
6.47% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
I |
LPL
FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN: MUTUAL FUND TRADING 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 |
5.58% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
I |
MORGAN
STANLEY SMITH BARNEY LLC FOR EXCLUSIVE BENEFIT OF CUSTOMERS 1 NEW YORK PLAZA FL. 12 NEW YORK NY 10004-1965 |
5.33% |
RECORD |
134 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R2 |
CHARLES
SCHWAB TRUST BANK CUST KNOX COUNTY ASSET ACCUMULATION 401(A) PLAN 97017 2423 E LINCOLN DR PHOENIX AZ 85016-1215 |
20.02% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R2 |
CHARLES
SCHWAB TRUST BANK TTEE DC PLAN FOR FT EES OF TOWN OF EAST HARTFORD 2423 E LINCOLN DR PHOENIX AZ 85016-1215 |
7.95% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R2 |
ASCENSUS
TRUSTCO FBO BRIAN W DOSSETT M D LTD PROFIT SHA PO BOX 10758 FARGO ND 58106-0758 |
6.45% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R2 |
MID
ATLANTIC TRUST COMPANY FBO STRAWN ARNOLD INC 401(K) PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 |
5.62% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R2 |
ASCENSUS
TRUST COMPANY FBO SILVERADO FAMILY DENTAL 401(K) PLAN PO BOX 10758 FARGO ND 58106-0758 |
5.24% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R6 |
EDWARD
D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD SAINT LOUIS MO 63131-3710 |
61.42% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R6 |
PIMS/PRUDENTIAL
RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL LIFEPOINT HEALTH INC 330 SEVEN SPRINGS WAY BRENTWOOD TN 37027-5098 |
8.68% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
R6 |
J P
MORGAN SECURITIES LLC OMNIBUS ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPARTMENT BROOKLYN NY 11245-0004 |
5.70% |
RECORD |
STRATEGIC
INCOME OPPORTUNITIES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
34.95% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
15.98% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE MODERATE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
12.40% |
BENEFICIAL |
STRATEGIC
INCOME OPPORTUNITIES FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE CONSERVATIVE PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
11.74% |
BENEFICIAL |
135 |
FUND |
SHARE CLASS |
NAME
AND ADDRESS |
PERCENTAGE OWNED |
TYPE
OF OWNERSHIP |
U.S.
SECTOR ROTATION FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
7.37% |
BENEFICIAL |
U.S.
SECTOR ROTATION FUND |
NAV |
JHF
II MULTIMANAGER LIFESTYLE BALANCED PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
6.77% |
BENEFICIAL |
U.S.
SECTOR ROTATION FUND |
NAV |
JHF
II LIFESTYLE BLEND GROWTH PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.65% |
BENEFICIAL |
U.S.
SECTOR ROTATION FUND |
NAV |
2035
PRESERVATION BLEND PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.44% |
BENEFICIAL |
U.S.
SECTOR ROTATION FUND |
NAV |
2040
PRESERVATION BLEND PORTFOLIO 200 BERKELEY STREET BOSTON MA 02116 |
5.30% |
BENEFICIAL |
136 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Alternative
Asset Allocation Fund |
|
|
|
Gross
Fees |
2,233,426 |
1,805,527 |
1,922,959 |
Waivers |
(986,687) |
(1,023,600) |
(1,115,186) |
Net
Fees |
1,246,739 |
781,927 |
807,773 |
Blue
Chip Growth Fund |
|
|
|
Gross
Fees |
33,321,972 |
37,862,378 |
30,981,896 |
Waivers |
(1,804,823) |
(1,890,143) |
(1,673,258) |
Net
Fees |
31,517,149 |
35,972,235 |
29,308,638 |
Capital
Appreciation Fund |
|
|
|
Gross
Fees |
12,187,119 |
14,553,422 |
12,528,683 |
Waivers |
(149,621) |
(175,465) |
(126,338) |
137 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
12,037,498 |
14,377,957 |
12,402,345 |
Capital
Appreciation Value Fund |
|
|
|
Gross
Fees |
10,887,913 |
12,212,849 |
11,910,813 |
Waivers |
(594,452) |
(629,166) |
(588,165) |
Net
Fees |
10,293,461 |
11,583,683 |
11,322,648 |
Core
Bond Fund |
|
|
|
Gross
Fees |
9,624,173 |
14,606,767 |
15,758,519 |
Waivers |
(142,884) |
(214,520) |
(196,927) |
Net
Fees |
9,481,289 |
14,392,247 |
15,561,592 |
Emerging
Markets Fund |
|
|
|
Gross
Fees |
1,368,680 |
1,992,224 |
2,250,188 |
Waivers |
(118,953) |
(71,755) |
(17,289) |
Net
Fees |
1,249,727 |
1,920,469 |
2,232,899 |
Emerging
Markets Debt Fund |
|
|
|
Gross
Fees |
7,448,086 |
7,885,631 |
7,170,242 |
Waivers |
(91,565) |
(95,660) |
(72,996) |
Net
Fees |
7,356,521 |
7,789,971 |
7,097,246 |
Equity
Income Fund |
|
|
|
Gross
Fees |
14,200,402 |
14,524,748 |
12,139,589 |
Waivers |
(648,589) |
(632,878) |
(509,094) |
Net
Fees |
13,551,813 |
13,891,870 |
11,630,495 |
Floating
Rate Income Fund |
|
|
|
Gross
Fees |
12,928,686 |
7,807,907 |
5,203,481 |
Waivers |
(1,462,186) |
(1,147,176) |
(1,191,695) |
Net
Fees |
11,466,500 |
6,660,731 |
4,011,786 |
Fundamental
Global Franchise Fund |
|
|
|
Gross
Fees |
3,679,438 |
3,909,395 |
3,507,484 |
Waivers |
(39,565) |
(41,387) |
(31,212) |
Net
Fees |
3,639,873 |
3,868,008 |
3,476,272 |
Global
Equity Fund |
|
|
|
Gross
Fees |
6,352,069 |
7,102,368 |
5,741,676 |
Waivers |
(68,238) |
(75,197) |
(50,980) |
Net
Fees |
6,283,831 |
7,027,171 |
5,690,696 |
Health
Sciences Fund |
|
|
|
Gross
Fees |
3,532,033 |
4,329,109 |
3,343,291 |
Waivers |
(213,615) |
(248,280) |
(192,712) |
Net
Fees |
3,318,418 |
4,080,829 |
3,150,579 |
High
Yield Fund |
|
|
|
Gross
Fees |
1,750,595 |
1,621,270 |
1,536,790 |
Waivers |
(21,523) |
(19,686) |
(15,646) |
Net
Fees |
1,729,072 |
1,601,584 |
1,521,144 |
International
Small Company Fund |
|
|
|
Gross
Fees |
6,406,565 |
7,676,085 |
7,248,133 |
Waivers |
(66,711) |
(79,722) |
(96,529) |
138 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
6,339,854 |
7,596,363 |
7,151,604 |
International
Strategic Equity Allocation Fund |
|
|
|
Gross
Fees |
16,676,900 |
10,881,578 |
10,245,136 |
Waivers |
(3,616,145) |
(2,301,879) |
(2,168,728) |
Net
Fees |
13,060,755 |
8,579,699 |
8,076,408 |
Mid
Value Fund |
|
|
|
Gross
Fees |
15,390,236 |
14,812,475 |
11,448,051 |
Waivers |
(898,717) |
(843,470) |
(625,681) |
Net
Fees |
14,491,519 |
13,969,005 |
10,822,370 |
Multi-Asset
High Income Fund |
|
|
|
Gross
Fees |
598,383 |
649,582 |
161,747 |
Waivers |
(95,143) |
(184,731) |
(161,747) |
Net
Fees |
503,240 |
464,851 |
0 |
Lifestyle
Blend Aggressive Portfolio |
|
|
|
Gross
Fees |
1,061,212 |
851,082 |
669,443 |
Waivers |
(0) |
0 |
(13,016) |
Net
Fees |
1,061,212 |
851,082 |
656,427 |
Lifestyle
Blend Balanced Portfolio |
|
|
|
Gross
Fees |
3,577,703 |
3,257,522 |
2,854,476 |
Waivers |
(24) |
0 |
0 |
Net
Fees |
3,577,679 |
3,257,522 |
2,854,476 |
Lifestyle
Blend Conservative Portfolio |
|
|
|
Gross
Fees |
1,146,822 |
989,879 |
817,296 |
Waivers |
(69,091) |
(48,311) |
(57,197) |
Net
Fees |
1,077,731 |
941,568 |
760,099 |
Lifestyle
Blend Growth Portfolio |
|
|
|
Gross
Fees |
2,998,894 |
2,596,167 |
2,140,648 |
Waivers |
(2) |
0 |
0 |
Net
Fees |
2,998,892 |
2,596,167 |
2,140,648 |
Lifestyle
Blend Moderate Portfolio |
|
|
|
Gross
Fees |
1,225,448 |
1,076,112 |
964,179 |
Waivers |
(33,693) |
(30,006) |
(36,828) |
Net
Fees |
1,191,755 |
1,046,106 |
927,351 |
2065
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
39,197 |
6,812 |
N/A |
Waivers |
(39,197) |
(6,812) |
N/A |
Net
Fees |
0 |
0 |
N/A |
2060
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
403,590 |
326,051 |
217,114 |
Waivers |
(403,590) |
(326,051) |
(217,114) |
Net
Fees |
0 |
0 |
0 |
2055
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
728,395 |
653,712 |
532,741 |
Waivers |
(728,395) |
(653,712) |
(532,741) |
139 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
0 |
0 |
0 |
2050
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
1,312,140 |
1,204,516 |
1,142,346 |
Waivers |
(1,312,140) |
(1,204,516) |
(1,142,346) |
Net
Fees |
0 |
0 |
0 |
2045
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
1,683,931 |
1,545,080 |
1,447,249 |
Waivers |
(1,683,931) |
(1,545,080) |
(1,447,249) |
Net
Fees |
0 |
0 |
0 |
2040
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
2,122,182 |
2,036,372 |
1,929,858 |
Waivers |
(2,122,182) |
(2,036,372) |
(1,929,858) |
Net
Fees |
0 |
0 |
0 |
2035
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
3,045,747 |
2,903,245 |
2,789,979 |
Waivers |
(2,800,553) |
(2,903,245) |
(2,789,979) |
Net
Fees |
245,194 |
0 |
0 |
2030
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
4,004,628 |
4,098,000 |
4,055,794 |
Waivers |
(3,012,292) |
(3,334,854) |
(3,613,717) |
Net
Fees |
992,336 |
763,146 |
442,077 |
2025
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
3,908,094 |
4,305,949 |
4,496,258 |
Waivers |
(2,624,130) |
(3,157,034) |
(3,350,538) |
Net
Fees |
1,283,964 |
1,148,915 |
1,145,720 |
Income
Preservation Blend Portfolio |
|
|
|
Gross
Fees |
2,813,704 |
3,219,102 |
1,539,230 |
Waivers |
(1,835,965) |
(2,154,030) |
(1,128,291) |
Net
Fees |
977,739 |
1,065,072 |
410,939 |
Multimanager
2065 Lifetime Portfolio |
|
|
|
Gross
Fees |
41,837 |
7,805 |
N/A |
Waivers |
(41,837) |
(7,805) |
N/A |
Net
Fees |
0 |
0 |
N/A |
Multimanager
2060 Lifetime Portfolio |
|
|
|
Gross
Fees |
376,417 |
269,288 |
156,864 |
Waivers |
(376,417) |
(269,288) |
(156,864) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2055 Lifetime Portfolio |
|
|
|
Gross
Fees |
633,823 |
490,742 |
340,636 |
Waivers |
(633,823) |
(490,742) |
(340,636) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2050 Lifetime Portfolio |
|
|
|
Gross
Fees |
1,052,452 |
840,349 |
630,689 |
Waivers |
(1,052,452) |
(840,349) |
(630,689) |
140 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2045 Lifetime Portfolio |
|
|
|
Gross
Fees |
1,745,823 |
1,416,101 |
1,108,887 |
Waivers |
(1,745,823) |
(1,416,101) |
(1,108,887) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2040 Lifetime Portfolio |
|
|
|
Gross
Fees |
2,005,805 |
1,680,719 |
1,287,643 |
Waivers |
(2,005,805) |
(1,680,719) |
(1,287,643) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2035 Lifetime Portfolio |
|
|
|
Gross
Fees |
2,501,627 |
2,134,899 |
1,664,246 |
Waivers |
(2,501,627) |
(2,134,899) |
(1,664,246) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2030 Lifetime Portfolio |
|
|
|
Gross
Fees |
2,990,287 |
2,558,806 |
2,045,229 |
Waivers |
(2,990,287) |
(2,558,806) |
(2,045,229) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2025 Lifetime Portfolio |
|
|
|
Gross
Fees |
2,798,550 |
2,574,508 |
2,163,284 |
Waivers |
(2,798,550) |
(2,574,508) |
(2,163,284) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2020 Lifetime Portfolio |
|
|
|
Gross
Fees |
1,665,445 |
1,686,148 |
1,515,861 |
Waivers |
(1,665,445) |
(1,686,148) |
(1,515,861) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2015 Lifetime Portfolio |
|
|
|
Gross
Fees |
602,418 |
625,116 |
577,249 |
Waivers |
(602,418) |
(625,116) |
(577,249) |
Net
Fees |
0 |
0 |
0 |
Multimanager
2010 Lifetime Portfolio |
|
|
|
Gross
Fees |
427,609 |
424,483 |
383,831 |
Waivers |
(427,609) |
(424,483) |
(383,831) |
Net
Fees |
0 |
0 |
0 |
2065
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
32,486 |
5,025 |
N/A |
Waivers |
(32,486) |
(5,025) |
N/A |
Net
Fees |
0 |
0 |
N/A |
2060
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
275,284 |
158,770 |
79,657 |
Waivers |
(275,284) |
(158,770) |
(79,657) |
Net
Fees |
0 |
0 |
0 |
2055
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
584,061 |
376,372 |
222,820 |
Waivers |
(584,061) |
(376,372) |
(222,820) |
141 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
0 |
0 |
0 |
2050
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
785,880 |
499,708 |
313,511 |
Waivers |
(785,880) |
(499,708) |
(313,511) |
Net
Fees |
0 |
0 |
0 |
2045
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
1,033,700 |
662,739 |
422,988 |
Waivers |
(1,033,700) |
(662,739) |
(422,988) |
Net
Fees |
0 |
0 |
0 |
2040
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
1,189,579 |
753,425 |
495,447 |
Waivers |
(1,189,579) |
(753,425) |
(495,447) |
Net
Fees |
0 |
0 |
0 |
2035
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
1,513,708 |
962,218 |
636,494 |
Waivers |
(1,513,708) |
(962,218) |
(636,494) |
Net
Fees |
0 |
0 |
0 |
2030
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
1,697,577 |
1,128,624 |
763,947 |
Waivers |
(1,697,577) |
(1,128,624) |
(763,947) |
Net
Fees |
0 |
0 |
0 |
2025
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
1,560,265 |
1,016,206 |
747,080 |
Waivers |
(1,418,689) |
(981,773) |
(717,582) |
Net
Fees |
141,576 |
34,433 |
29,498 |
2020
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
893,174 |
646,295 |
540,966 |
Waivers |
(785,458) |
(596,460) |
(534,046) |
Net
Fees |
107,716 |
49,835 |
6,920 |
2015
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
267,017 |
204,437 |
167,923 |
Waivers |
(267,017) |
(204,437) |
(167,923) |
Net
Fees |
0 |
0 |
0 |
2010
Lifetime Blend Portfolio |
|
|
|
Gross
Fees |
197,575 |
162,564 |
125,014 |
Waivers |
(197,575) |
(162,564) |
(125,014) |
Net
Fees |
0 |
0 |
0 |
New
Opportunities Fund |
|
|
|
Gross
Fees |
2,514,287 |
2,726,520 |
2,186,041 |
Waivers |
(29,867) |
(32,001) |
(116,786) |
Net
Fees |
2,484,420 |
2,694,519 |
2,069,255 |
Opportunistic
Fixed Income Fund |
|
|
|
Gross
Fees |
827,543 |
309,571 |
279,596 |
Waivers |
(284,111) |
(176,889) |
(279,596) |
142 |
|
Advisory
Fee Paid in Fiscal Year Ended August 31, | ||
Funds |
2022
($) |
2021
($) |
2020
($) |
Net
Fees |
543,432 |
132,682 |
0 |
Real
Estate Securities Fund |
|
|
|
Gross
Fees |
2,534,556 |
2,224,903 |
2,582,527 |
Waivers |
(31,070) |
(26,891) |
(26,416) |
Net
Fees |
2,503,486 |
2,198,012 |
2,556,111 |
Science
& Technology Fund |
|
|
|
Gross
Fees |
1,786,251 |
2,888,961 |
2,982,450 |
Waivers |
(96,381) |
(106,033) |
(20,730) |
Net
Fees |
1,689,870 |
2,782,928 |
2,961,720 |
Small
Cap Growth Fund |
|
|
|
Gross
Fees |
4,723,046 |
5,652,893 |
4,675,436 |
Waivers |
(47,104) |
(55,359) |
(38,480) |
Net
Fees |
4,675,942 |
5,597,534 |
4,636,956 |
Small
Cap Value Fund |
|
|
|
Gross
Fees |
6,695,832 |
7,101,763 |
5,528,481 |
Waivers |
(189,053) |
(174,912) |
(59,400) |
Net
Fees |
6,506,779 |
6,926,851 |
5,469,081 |
Strategic
Income Opportunities Fund |
|
|
|
Gross
Fees |
28,410,792 |
30,070,646 |
31,828,678 |
Waivers |
(2,158,462) |
(1,503,236) |
(1,356,004) |
Net
Fees |
26,252,330 |
28,567,410 |
30,472,674 |
U.S.
Sector Rotation Fund |
|
|
|
Gross
Fees |
15,880,828 |
7,695,554 |
7,725,734 |
Waivers |
(3,453,410) |
(1,627,925) |
(1,634,950) |
Net
Fees |
12,427,418 |
6,067,629 |
6,090,784 |
|
Service
Fee Paid in Fiscal Year Ended August 31, | ||
Fund |
2022
($) |
2021
($) |
2020
($) |
Alternative
Asset Allocation Fund |
79,504 |
67,526 |
95,333 |
Blue
Chip Growth Fund |
656,044 |
751,839 |
748,495 |
Capital
Appreciation Fund |
247,031 |
298,732 |
312,556 |
143 |
|
Service
Fee Paid in Fiscal Year Ended August 31, | ||
Fund |
2022
($) |
2021
($) |
2020
($) |
Capital
Appreciation Value Fund |
189,257 |
212,432 |
250,915 |
Core
Bond Fund |
240,125 |
364,095 |
495,170 |
Emerging
Markets Debt Fund |
154,938 |
163,940 |
184,642 |
Emerging
Markets Fund |
26,157 |
33,778 |
37,195 |
Equity
Income Fund |
302,335 |
309,405 |
310,204 |
Floating
Rate Income Fund |
289,297 |
171,602 |
129,455 |
Fundamental
Global Franchise Fund |
66,708 |
70,893 |
76,864 |
Global
Equity Fund |
115,032 |
129,203 |
126,728 |
Health
Sciences Fund |
52,655 |
64,443 |
56,100 |
High
Yield Fund |
35,866 |
33,251 |
36,423 |
International
Small Company Fund |
112,349 |
123,858 |
136,279 |
International
Strategic Equity Allocation Fund |
385,503 |
248,975 |
275,192 |
Mid
Value Fund |
243,275 |
225,191 |
212,543 |
Multi-Asset
High Income Fund |
20,733 |
23,045 |
6,446 |
Lifestyle
Blend Aggressive Portfolio |
71,524 |
64,217 |
64,013 |
Lifestyle
Blend Balanced Portfolio |
156,226 |
147,893 |
165,407 |
Lifestyle
Blend Conservative Portfolio |
37,517 |
32,428 |
33,429 |
Lifestyle
Blend Growth Portfolio |
157,839 |
146,405 |
154,417 |
Lifestyle
Blend Moderate Portfolio |
46,094 |
41,196 |
46,601 |
2065
Preservation Blend Portfolio |
2,719 |
531 |
N/A |
2060
Preservation Blend Portfolio |
28,034 |
25,356 |
20,475 |
2055
Preservation Blend Portfolio |
50,578 |
50,705 |
51,483 |
2050
Preservation Blend Portfolio |
90,283 |
92,914 |
111,309 |
2045
Preservation Blend Portfolio |
109,491 |
114,585 |
137,620 |
2040
Preservation Blend Portfolio |
129,315 |
137,413 |
168,424 |
2035
Preservation Blend Portfolio |
159,500 |
169,151 |
212,082 |
2030
Preservation Blend Portfolio |
167,716 |
184,713 |
242,316 |
2025
Preservation Blend Portfolio |
134,667 |
158,380 |
218,077 |
Income
Preservation Blend Portfolio |
85,289 |
95,102 |
59,170 |
Multimanager
2065 Lifetime Portfolio |
3,242 |
738 |
N/A |
Multimanager
2060 Lifetime Portfolio |
29,129 |
25,938 |
18,635 |
Multimanager
2055 Lifetime Portfolio |
49,081 |
47,027 |
41,362 |
Multimanager
2050 Lifetime Portfolio |
81,638 |
80,400 |
77,201 |
Multimanager
2045 Lifetime Portfolio |
133,793 |
135,095 |
136,296 |
Multimanager
2040 Lifetime Portfolio |
144,372 |
147,367 |
150,970 |
Multimanager
2035 Lifetime Portfolio |
170,287 |
175,230 |
186,630 |
Multimanager
2030 Lifetime Portfolio |
196,859 |
199,150 |
219,083 |
Multimanager
2025 Lifetime Portfolio |
174,380 |
184,136 |
216,498 |
Multimanager
2020 Lifetime Portfolio |
96,518 |
108,805 |
138,573 |
Multimanager
2015 Lifetime Portfolio |
34,026 |
38,736 |
50,405 |
Multimanager
2010 Lifetime Portfolio |
23,600 |
25,372 |
31,945 |
2065
Lifetime Blend Portfolio |
1,875 |
313 |
N/A |
2060
Lifetime Blend Portfolio |
15,832 |
9,826 |
5,598 |
2055
Lifetime Blend Portfolio |
33,562 |
23,162 |
16,779 |
144 |
|
Service
Fee Paid in Fiscal Year Ended August 31, | ||
Fund |
2022
($) |
2021
($) |
2020
($) |
2050
Lifetime Blend Portfolio |
45,183 |
30,724 |
23,881 |
2045
Lifetime Blend Portfolio |
58,842 |
40,674 |
32,481 |
2040
Lifetime Blend Portfolio |
62,191 |
43,044 |
36,682 |
2035
Lifetime Blend Portfolio |
73,497 |
50,608 |
43,440 |
2030
Lifetime Blend Portfolio |
75,974 |
54,481 |
47,436 |
2025
Lifetime Blend Portfolio |
63,126 |
44,477 |
42,170 |
2020
Lifetime Blend Portfolio |
31,597 |
23,996 |
26,392 |
2015
Lifetime Blend Portfolio |
9,292 |
7,289 |
7,342 |
2010
Lifetime Blend Portfolio |
6,521 |
5,477 |
4,980 |
New
Opportunities Fund |
50,278 |
55,121 |
51,537 |
Opportunistic
Fixed Income Fund |
21,560 |
6,857 |
5,023 |
Real
Estate Securities Fund |
52,242 |
45,401 |
63,083 |
Science
& Technology Fund |
25,637 |
41,009 |
50,314 |
Small
Cap Growth Fund |
77,766 |
94,359 |
96,512 |
Small
Cap Value Fund |
103,543 |
110,834 |
100,967 |
Strategic
Income Opportunities Fund |
644,543 |
679,345 |
876,238 |
U.S.
Sector Rotation Fund |
373,319 |
176,447 |
213,489 |
Fund |
Subadvisor |
Sub-subadvisor |
Capital
Appreciation Value Fund |
T.
Rowe Price Associates, Inc. |
T.
Rowe Price Investment Management, Inc. |
High
Yield Fund |
Western
Asset Management Company, LLC |
Western
Asset Management Company Limited |
145 |
• |
the
Board; |
• |
with
respect to any fund, a majority of the outstanding voting securities of
such fund; |
• |
the
Advisor; and |
• |
the applicable subadvisor. |
146 |
|
Share
Class |
Fiscal
Period Ended August 31, | ||
Fund |
|
2022
($) |
2021
($) |
2020
($) |
Alternative
Asset Allocation Fund |
Class
A |
42,376 |
35,331 |
54,949 |
|
Class
C |
388 |
42 |
257 |
Blue
Chip Growth Fund |
Class
A |
1,081,113 |
1,509,354 |
1,506,167 |
|
Class
C |
2,420 |
5,581 |
8,730 |
Emerging
Markets Fund |
Class
A |
22,532 |
34,047 |
63,926 |
|
Class
C |
106 |
87 |
179 |
Emerging
Markets Debt Fund |
Class
A |
2,049 |
1,359 |
2,706 |
147 |
|
Share
Class |
Fiscal
Period Ended August 31, | ||
Fund |
|
2022
($) |
2021
($) |
2020
($) |
|
Class
C |
120 |
347 |
0 |
Equity
Income Fund |
Class
A |
229,801 |
170,607 |
170,900 |
|
Class
C |
155 |
121 |
906 |
Floating
Rate Income Fund |
Class
A |
143,914 |
78,728 |
34,040 |
|
Class
C |
2,535 |
1,315 |
1,006 |
Fundamental
Global Franchise Fund |
Class
A |
6,477 |
13,874 |
7,901 |
Global
Equity Fund |
Class
A |
25,844 |
15,109 |
0 |
|
Class
C |
43 |
0 |
0 |
International
Small Company Fund |
Class
A |
60,096 |
76,705 |
73,689 |
|
Class
C |
22 |
63 |
572 |
Multi-Asset
High Income Fund |
Class
A |
6,101 |
459 |
977 |
|
Class
C |
0 |
71 |
2 |
Lifestyle
Blend Aggressive Portfolio |
Class
A |
2,584 |
250,736 |
252,520 |
Lifestyle
Blend Balanced Portfolio |
Class
A |
12,750 |
676,883 |
550,692 |
Lifestyle
Blend Conservative Portfolio |
Class
A |
1,130 |
365,174 |
273,583 |
Lifestyle
Blend Growth Portfolio |
Class
A |
2,181 |
844,879 |
793,456 |
Lifestyle
Blend Moderate Portfolio |
Class
A |
1,253 |
314,402 |
219,000 |
2065
Lifetime Blend Portfolio |
Class
A |
134 |
0 |
0 |
2060
Lifetime Blend Portfolio |
Class
A |
342 |
0 |
0 |
2055
Lifetime Blend Portfolio |
Class
A |
292 |
17 |
0 |
2050
Lifetime Blend Portfolio |
Class
A |
3,069 |
17 |
0 |
2045
Lifetime Blend Portfolio |
Class
A |
2,693 |
0 |
0 |
2040
Lifetime Blend Portfolio |
Class
A |
4,268 |
0 |
0 |
2035
Lifetime Blend Portfolio |
Class
A |
1,636 |
0 |
0 |
2030
Lifetime Blend Portfolio |
Class
A |
6,953 |
366 |
0 |
2025
Lifetime Blend Portfolio |
Class
A |
192 |
134 |
0 |
2020
Lifetime Blend Portfolio |
Class
A |
0 |
0 |
0 |
2015
Lifetime Blend Portfolio |
Class
A |
23 |
0 |
0 |
2010
Lifetime Blend Portfolio |
Class
A |
0 |
0 |
0 |
Multimanager
2065 Lifetime Portfolio |
Class
A |
519 |
422 |
0 |
Multimanager
2060 Lifetime Portfolio |
Class
A |
7,433 |
6,991 |
0 |
Multimanager
2055 Lifetime Portfolio |
Class
A |
10,186 |
8,315 |
4,073 |
Multimanager
2050 Lifetime Portfolio |
Class
A |
10,661 |
9,912 |
17,482 |
Multimanager
2045 Lifetime Portfolio |
Class
A |
14,471 |
18,506 |
22,123 |
Multimanager
2040 Lifetime Portfolio |
Class
A |
29,995 |
18,178 |
12,948 |
Multimanager
2035 Lifetime Portfolio |
Class
A |
23,392 |
22,039 |
28,358 |
Multimanager
2030 Lifetime Portfolio |
Class
A |
35,877 |
26,855 |
24,322 |
Multimanager
2025 Lifetime Portfolio |
Class
A |
21,511 |
27,456 |
15,170 |
Multimanager
2020 Lifetime Portfolio |
Class
A |
9,474 |
39,902 |
15,796 |
Multimanager
2015 Lifetime Portfolio |
Class
A |
2,138 |
6,617 |
3,694 |
Multimanager
2010 Lifetime Portfolio |
Class
A |
1,288 |
13,325 |
1,547 |
New
Opportunities Fund |
Class
A |
48,975 |
55,012 |
49,121 |
|
Class
C |
55 |
279 |
238 |
Opportunistic
Fixed Income Fund |
Class
A |
1,338 |
247 |
0 |
148 |
|
Share
Class |
Fiscal
Period Ended August 31, | ||
Fund |
|
2022
($) |
2021
($) |
2020
($) |
|
Class
C |
0 |
0 |
0 |
Real
Estate Securities Fund |
Class
A |
6,575 |
1,962 |
0 |
|
Class
C |
0 |
0 |
0 |
Small
Cap Growth Fund |
Class
A |
11,647 |
16,958 |
4,908 |
|
Class
C |
0 |
0 |
0 |
Small
Cap Value Fund |
Class
A |
45,250 |
44,957 |
30,279 |
Strategic
Income Opportunities Fund |
Class
A |
159,292 |
198,831 |
140,614 |
|
Class
C |
3,711 |
2,861 |
3,031 |
Share
Class |
Rule
12b-1 Fee (%) |
Class
A (Each fund other than Floating Rate Income Fund, Multi-Asset High Income
Fund, New Opportunities Fund, Opportunistic
Fixed Income Fund, Real Estate Securities Fund, and Small Cap Growth
Fund) |
0.30 |
Class
A (Floating Rate Income Fund, Multi-Asset High Income Fund, New
Opportunities Fund, Opportunistic Fixed Income
Fund, Real Estate Securities Fund, and Small Cap Growth
Fund) |
0.25 |
Class
C |
1.00 |
Class
R2 |
0.25 |
Class
R41
|
0.25 |
Class
R5 |
0.00 |
Class
1 |
0.05 |
1 | The Distributor has contractually agreed to limit the Rule 12b-1 distribution and service fees for Class R4 shares of the fund to 0.15% until December 31, 2023. |
149 |
Fund |
Share
Class |
Rule 12b-1
Service
Fee Payments
($) |
Rule 12b-1
Distribution
Fee Payments
($) |
Alternative
Asset Allocation Fund |
Class
A |
175,348 |
35,069 |
|
Class
C |
34,886 |
104,656 |
|
Class
R2 |
2,389 |
0 |
|
Class
R4 |
135 |
0 |
Blue
Chip Growth Fund |
Class
1 |
1,029,638 |
0 |
|
Class
A |
2,483,590 |
496,718 |
|
Class
C |
197,023 |
591,071 |
Capital
Appreciation Fund |
Class
1 |
353,284 |
0 |
Core
Bond Fund |
Class
1 |
79,163 |
0 |
Emerging
Markets Fund |
Class
A |
124,722 |
24,944 |
|
Class
C |
4,330 |
12,992 |
Emerging
Markets Debt Fund |
Class
A |
4,905 |
981 |
|
Class
C |
852 |
2,554 |
|
Class
R2 |
106 |
0 |
Equity
Income Fund |
Class
1 |
96,540 |
0 |
|
Class
A |
258,685 |
51,737 |
|
Class
C |
5,970 |
17,910 |
Floating
Rate Income Fund |
Class
1 |
7,911 |
0 |
|
Class
A |
350,203 |
0 |
|
Class
C |
49,871 |
149,613 |
Fundamental
Global Franchise Fund |
Class
A |
14,858 |
2,972 |
Global
Equity Fund |
Class
A |
135,390 |
27,078 |
|
Class
C |
6,094 |
18,283 |
|
Class
R2 |
263 |
0 |
|
Class
R4 |
97 |
0 |
High
Yield Fund |
Class
1 |
125,042 |
0 |
International
Small Company Fund |
Class
A |
161,046 |
32,209 |
|
Class
C |
2,430 |
7,291 |
Multi-Asset
High Income Fund |
Class
A |
10,686 |
0 |
|
Class
C |
1,663 |
4,988 |
Lifestyle
Blend Aggressive Portfolio |
Class
1 |
223,180 |
0 |
|
Class
A |
75,994 |
15,198 |
Lifestyle
Blend Balanced Portfolio |
Class
1 |
485,988 |
0 |
|
Class
A |
206,789 |
41,357 |
150 |
Fund |
Share
Class |
Rule 12b-1
Service
Fee Payments
($) |
Rule 12b-1
Distribution
Fee Payments
($) |
Lifestyle
Blend Conservative Portfolio |
Class
1 |
107,794 |
0 |
|
Class
A |
94,075 |
18,815 |
Lifestyle
Blend Growth Portfolio |
Class
1 |
500,559 |
0 |
|
Class
A |
151,847 |
30,370 |
Lifestyle
Blend Moderate Portfolio |
Class
1 |
137,238 |
0 |
|
Class
A |
90,253 |
18,051 |
2065
Preservation Blend Portfolio |
Class
1 |
8,956 |
0 |
|
Class
R2 |
148 |
0 |
|
Class
R4 |
89 |
0 |
2060
Preservation Blend Portfolio |
Class
1 |
93,724 |
0 |
|
Class
R2 |
1,771 |
0 |
|
Class
R4 |
328 |
0 |
2055
Preservation Blend Portfolio |
Class
1 |
169,528 |
0 |
|
Class
R2 |
234 |
0 |
|
Class
R4 |
81 |
0 |
2050
Preservation Blend Portfolio |
Class
1 |
297,721 |
0 |
|
Class
R2 |
2,541 |
0 |
|
Class
R4 |
2,194 |
0 |
2045
Preservation Blend Portfolio |
Class
1 |
362,350 |
0 |
|
Class
R2 |
3,042 |
0 |
|
Class
R4 |
106 |
0 |
2040
Preservation Blend Portfolio |
Class
1 |
426,741 |
0 |
|
Class
R2 |
1,515 |
0 |
|
Class
R4 |
351 |
0 |
2035
Preservation Blend Portfolio |
Class
1 |
530,358 |
0 |
|
Class
R2 |
1,544 |
0 |
|
Class
R4 |
122 |
0 |
2030
Preservation Blend Portfolio |
Class
1 |
551,805 |
0 |
|
Class
R2 |
2,392 |
0 |
|
Class
R4 |
1,950 |
0 |
2025
Preservation Blend Portfolio |
Class
1 |
451,616 |
0 |
|
Class
R2 |
456 |
0 |
|
Class
R4 |
525 |
0 |
Income
Preservation Blend Portfolio |
Class
1 |
283,453 |
0 |
|
Class
R2 |
4,128 |
0 |
|
Class
R4 |
966 |
0 |
Multimanager
2065 Lifetime Portfolio |
Class
1 |
10,046 |
0 |
|
Class
A |
519 |
104 |
|
Class
R2 |
153 |
0 |
|
Class
R4 |
92 |
0 |
Multimanager
2060 Lifetime Portfolio |
Class
1 |
85,585 |
0 |
|
Class
A |
27,339 |
5,468 |
|
Class
R2 |
1,638 |
0 |
|
Class
R4 |
148 |
0 |
151 |
Fund |
Share
Class |
Rule 12b-1
Service
Fee Payments
($) |
Rule 12b-1
Distribution
Fee Payments
($) |
Multimanager
2055 Lifetime Portfolio |
Class
1 |
133,595 |
0 |
|
Class
A |
84,832 |
16,967 |
|
Class
R2 |
2,596 |
0 |
|
Class
R4 |
77 |
0 |
Multimanager
2050 Lifetime Portfolio |
Class
1 |
206,831 |
0 |
|
Class
A |
219,657 |
43,931 |
|
Class
R2 |
11,779 |
0 |
|
Class
R4 |
2,269 |
0 |
Multimanager
2045 Lifetime Portfolio |
Class
1 |
340,702 |
0 |
|
Class
A |
401,025 |
80,205 |
|
Class
R2 |
15,946 |
0 |
|
Class
R4 |
384 |
0 |
Multimanager
2040 Lifetime Portfolio |
Class
1 |
360,772 |
0 |
|
Class
A |
467,673 |
93,535 |
|
Class
R2 |
15,611 |
0 |
|
Class
R4 |
606 |
0 |
Multimanager
2035 Lifetime Portfolio |
Class
1 |
426,083 |
0 |
|
Class
A |
547,318 |
109,464 |
|
Class
R2 |
24,111 |
0 |
|
Class
R4 |
236 |
0 |
Multimanager
2030 Lifetime Portfolio |
Class
1 |
487,160 |
0 |
|
Class
A |
654,438 |
130,888 |
|
Class
R2 |
27,386 |
0 |
|
Class
R4 |
1,263 |
0 |
Multimanager
2025 Lifetime Portfolio |
Class
1 |
431,894 |
0 |
|
Class
A |
607,459 |
121,492 |
|
Class
R2 |
28,005 |
0 |
|
Class
R4 |
1,057 |
0 |
Multimanager
2020 Lifetime Portfolio |
Class
1 |
203,212 |
0 |
|
Class
A |
517,222 |
103,444 |
|
Class
R2 |
14,532 |
0 |
|
Class
R4 |
602 |
0 |
Multimanager
2015 Lifetime Portfolio |
Class
1 |
61,242 |
0 |
|
Class
A |
245,257 |
49,052 |
|
Class
R2 |
2,750 |
0 |
|
Class
R4 |
14 |
0 |
Multimanager
2010 Lifetime Portfolio |
Class
1 |
50,570 |
0 |
|
Class
A |
120,014 |
24,002 |
|
Class
R2 |
1,398 |
0 |
|
Class
R4 |
85 |
0 |
2065
Lifetime Blend Portfolio |
Class
1 |
5,577 |
0 |
|
Class
A |
2,175 |
434 |
|
Class
R4 |
359 |
0 |
2060
Lifetime Blend Portfolio |
Class
1 |
35,256 |
0 |
152 |
Fund |
Share
Class |
Rule 12b-1
Service
Fee Payments
($) |
Rule 12b-1
Distribution
Fee Payments
($) |
|
Class
A |
18,421 |
3,684 |
|
Class
R4 |
2,825 |
0 |
2055
Lifetime Blend Portfolio |
Class
1 |
71,997 |
0 |
|
Class
A |
38,570 |
7,714 |
|
Class
R4 |
7,426 |
0 |
2050
Lifetime Blend Portfolio |
Class
1 |
88,640 |
0 |
|
Class
A |
60,878 |
12,175 |
|
Class
R4 |
10,599 |
0 |
2045
Lifetime Blend Portfolio |
Class
1 |
121,540 |
0 |
|
Class
A |
74,287 |
14,858 |
|
Class
R4 |
10,723 |
0 |
2040
Lifetime Blend Portfolio |
Class
1 |
139,262 |
0 |
|
Class
A |
78,452 |
15,690 |
|
Class
R4 |
11,344 |
0 |
2035
Lifetime Blend Portfolio |
Class
1 |
167,726 |
0 |
|
Class
A |
90,218 |
18,044 |
|
Class
R4 |
15,496 |
0 |
2030
Lifetime Blend Portfolio |
Class
1 |
177,754 |
0 |
|
Class
A |
107,908 |
21,582 |
|
Class
R4 |
16,716 |
0 |
2025
Lifetime Blend Portfolio |
Class
1 |
138,255 |
0 |
|
Class
A |
140,007 |
28,001 |
|
Class
R4 |
10,236 |
0 |
2020
Lifetime Blend Portfolio |
Class
1 |
63,642 |
0 |
|
Class
A |
91,322 |
18,265 |
|
Class
R4 |
6,736 |
0 |
2015
Lifetime Blend Portfolio |
Class
1 |
17,769 |
0 |
|
Class
A |
21,505 |
4,301 |
|
Class
R4 |
974 |
0 |
2010
Lifetime Blend Portfolio |
Class
1 |
17,494 |
0 |
|
Class
A |
5,575 |
1,115 |
|
Class
R4 |
346 |
0 |
New
Opportunities Fund |
Class
1 |
14,927 |
0 |
|
Class
A |
745,817 |
0 |
|
Class
C |
6,338 |
19,016 |
|
Class
R2 |
560 |
0 |
|
Class
R4 |
104 |
0 |
Opportunistic
Fixed Income Fund |
Class
1 |
22,147 |
0 |
|
Class
A |
95,010 |
0 |
|
Class
C |
4,226 |
12,679 |
Real
Estate Securities Fund |
Class
1 |
174,500 |
0 |
|
Class
A |
18,035 |
0 |
|
Class
C |
242 |
725 |
Small
Cap Growth Fund |
Class
A |
51,987 |
0 |
153 |
Fund |
Share
Class |
Rule 12b-1
Service
Fee Payments
($) |
Rule 12b-1
Distribution
Fee Payments
($) |
|
Class
C |
632 |
1,896 |
Small
Cap Value Fund |
Class
A |
97,594 |
19,519 |
Strategic
Income Opportunities Fund |
Class
A |
911,701 |
182,340 |
|
Class
C |
148,729 |
446,188 |
|
Class
R2 |
13,487 |
0 |
154 |
Business
Partner Firms |
Advisor
Group-FSC Securities Corporation |
Advisor
Group-Royal Alliance Associates, Inc. |
Advisor
Group-Sagepoint Financial, Inc. |
Advisor
Group-Woodbury Financial Services |
Advisor
Group-Securities America, Inc. |
Advisor
Group-Triad Advisors, LLC. |
Ameriprise
Financial Services, Inc. |
Avantax
Wealth Management |
Banc
of America/Merrill Lynch |
BOK
Financial Securities, Inc. |
Centaurus
Financial, Inc. |
Cetera
- Advisor Network LLC |
Cetera
- Advisors LLC |
Cetera
- Financial Institutions |
Cetera
- Financial Specialists, Inc. |
Cetera
- First Allied Securities, Inc. |
Charles
Schwab |
Commonwealth
Financial Network |
Concourse
Financial Group Securities |
Crown
Capital Securities L.P. |
DA
Davidson & Co Inc. |
Edward
D. Jones & Co. LP |
Fidelity
- Fidelity Brokerage Services LLC |
Fidelity
- Fidelity Investments Institutional Operations Company,
Inc. |
Fidelity
- National Financial Services LLC |
Fifth
Third Securities, Inc. |
Business
Partner Firms |
First
Command Financial Planning |
First
Horizon Advisors |
Geneos
Wealth Management |
GWFS
Equities, Inc. |
Independent
Financial Group |
Infinex
Investments Inc. |
J.P.
Morgan Securities LLC |
Key
Investment Services |
LPL
Financial LLC |
MML
Investor Services, Inc. |
Money
Concepts Capital Corp. |
Morgan
Stanley Wealth Management, LLC |
Northwestern
Mutual Investment Services, LLC |
Principal
Securities, Inc. |
Raymond
James and Associates, Inc. |
Raymond
James Financial Services, Inc. |
RBC
Capital Markets Corporation |
Robert
W. Baird & Co. |
Stifel,
Nicolaus, & Co, Inc. |
TD
Ameritrade |
The
Investment Center, Inc. |
Transamerica
Financial Advisors, Inc. |
UBS
Financial Services, Inc. |
Unionbanc
Investment Services |
Valley
Financial Management, Inc. |
Wells
Fargo Advisors |
155 |
156 |
First
Year Broker or Other Selling Firm Compensation | ||||
|
Investor
pays sales charge
(% of offering price)1
|
Selling
Firm receives commission2
|
Selling
Firm Receives Rule
12b-1 service fee |
Total
Selling Firm compensation3,4
|
Class
A investments (Equity Funds and
Alternative Funds)5
|
|
|
|
|
Up to
$49,999 |
5.00% |
4.26% |
0.25% |
4.50% |
$50,000
- $99,999 |
4.50% |
3.76% |
0.25% |
4.00% |
$100,000
- $249,999 |
3.50% |
2.86% |
0.25% |
3.10% |
$250,000
- $499,999 |
2.50% |
2.11% |
0.25% |
2.35% |
$500,000
- $999,999 |
2.00% |
1.61% |
0.25% |
1.85% |
Class
A investments (Emerging Markets
Debt Fund and Strategic Income
Opportunities Fund)5
|
|
|
|
|
Less
than $100,000 |
4.00% |
3.50% |
0.25% |
3.75% |
$100,000
- $249,999 |
3.50% |
3.00% |
0.25% |
3.25% |
$250,000
- $499,999 |
2.50% |
2.05% |
0.25% |
2.30% |
$500,000
- $999,999 |
2.00% |
1.76% |
0.25% |
2.00% |
Class
A investments (Floating Rate Income
Fund)5
|
|
|
|
|
Less
than $100,000 |
2.50% |
2.00% |
0.25% |
2.25% |
$100,000
- $249,999 |
2.00% |
1.50% |
0.25% |
1.75% |
$250,000
- $9,999,9996
|
-- |
0.25% |
0.25% |
0.50% |
$10
million and over6
|
-- |
-- |
0.25% |
0.25% |
Class
A investments (Multi-Asset High
Income Fund) |
|
|
|
|
Less
than 50,000 |
4.50% |
|
|
|
50,000–99,999 |
3.50% |
|
|
|
100,000–249,999 |
3.00% |
|
|
|
250,000
and over |
See
below |
|
|
|
Class
A investments of $1 million or more6
|
|
|
|
|
First
$1M-$4,999,999 |
-- |
0.75% |
0.25% |
1.00% |
Next
$1-$5M above that |
-- |
0.25% |
0.25% |
0.50% |
Next
$1 or more above that |
-- |
0.00% |
0.25% |
0.25% |
Class
C investments7
|
|
|
|
|
All
amounts |
-- |
0.75% |
0.25% |
1.00% |
Class
R2 investments5
|
|
|
|
|
All
amounts |
0.00% |
0.00% |
0.25% |
0.25% |
Class
R4 investments5
|
|
|
|
|
All
amounts |
0.00% |
0.00% |
0.15% |
0.15% |
Class
R5 investments |
|
|
|
|
All
amounts |
0.00% |
0.00% |
0.00% |
0.00% |
Class
1 investments |
|
|
|
|
All
amounts |
0.00% |
0.00% |
0.00% |
0.00% |
Class
I Investments8
|
|
|
|
|
All
amounts |
0.00% |
0.00% |
0.00% |
0.00% |
Class
R6 investments |
|
|
|
157 |
First
Year Broker or Other Selling Firm Compensation | ||||
|
Investor
pays sales charge
(% of offering price)1 |
Selling
Firm receives commission2 |
Selling
Firm Receives Rule
12b-1 service fee |
Total
Selling Firm compensation3,4 |
All
amounts |
0.00% |
0.00% |
0.00% |
0.00% |
1 | See “Sales Charges on Class A and Class C Shares” for discussion on how to qualify for a reduced sales charge. The Distributor may take recent redemptions into account in determining if an investment qualifies as a new investment. |
2 | For Class A investments under $1 million (or $250,000 with respect to investments in Class A shares of Floating Rate Income Fund), a portion of the Selling Firm’s commission is paid out of the front-end sales charge. |
3 | Selling Firm commission, Rule 12b-1 service fee, and any underwriter fee percentages are calculated from different amounts, and therefore may not equal the total Selling Firm compensation percentages due to rounding, when combined using simple addition. |
4 | The Distributor retains the balance. |
5 | For purchases of Class A, Class R2, and Class R4 shares, beginning with the first year an investment is made, the Selling Firm receives an annual Rule 12b-1 service fee paid monthly in arrears. See “Distribution Agreements” for a description of Class A, Class R2, and Class R4 Rule 12b-1 Plan charges and payments. |
6 | Certain retirement platforms may invest in Class A shares without being subject to sales charges. Purchases via these platforms may pay a commission from the first dollar invested. Additionally, commissions (up to 1.00% 0.50% for Floating Rate Income) are paid to dealers who initiate and are responsible for certain Class A share purchases not subject to sales charges. In both cases, the Selling Firm receives Rule 12b-1 fees in the first year as a percentage of the amount invested. After the first year, the Selling Firm receives Rule 12b-1 fees as a percentage of average daily net eligible assets paid monthly in arrears. |
7 | For Class C shares, the Selling Firm receives Rule 12b-1 fees in the first year as a percentage of the amount invested. After the first year, the Selling Firm receives Rule 12b-1 fees as a percentage of average daily net eligible assets paid monthly in arrears. |
8 | The Distributor may make a one-time payment at time of initial purchase out of its own resources to a Selling Firm that sells Class I shares of the funds. This payment may be up to 0.15% of the amount invested. |
158 |
159 |
Entity
Receiving Portfolio Information |
Disclosure
Purpose |
Alter
Domus |
Senior
Loan Servicing |
Bank
of New York Mellon |
Back
Office Functions/Middle Office Functions/ Reconciliation
Services |
Bloomberg
L.P. |
Pricing
and Risk Analysis/Reporting Agency/Pricing Order Management &
Fixed
Income Attribution & Master Data Management |
BNP
Paribas S.A. |
Leverage
Provider/Pledging/Derivative Broker |
Broadridge
Financial Solutions |
Proxy
Voting/Software Vendor |
Brown
Brothers Harriman & Co. |
Reconciliation/Corporate
Actions/Securities Lending |
Capital
Institutional Services (CAPIS) |
Broker
Dealer/Transition Services/Rebalancing Strategy/Commission Recapture |
Castine
Consulting, LLC |
Commission
Management |
Charles
River Investment Management Services |
Order
Management Services |
Citibank |
Cash
& Securities Reconciliation/Securities Lending |
Citicorp
Global Transactions Services |
Middle
Office Functions |
Clearwater |
Analysis
& Reporting Services |
Confluence
Technologies |
Consulting |
DataLend |
Securities
Lending Analytics |
DG3 |
Financial
Reporting, Type Setting |
Donnelley
Financial Solutions |
Financial
Reporting, Printing |
DUCO |
Reconciliation
Services |
Dynamo
Software |
Fair
Value and Private Transactions Support |
Eagle
Investment Systems |
Performance,
Portfolio Accounting |
Electra
Information Systems |
Reconciliation |
ETF
Global |
Holdings
Analytics |
Ernst
& Young |
Tax
Reporting |
EVARE |
Reconciliation |
FactSet |
Data
Gathering/Analytics/Performance/Equity Attribution/Client Reporting |
Fairview
Investment Services |
GIPS
Verification |
Fidelity
Corporate Action |
Data
Matching Engine Services |
Foley
Hoag |
Foreign
Currency Trade Review |
FRT |
Class
Action Filling |
FX
Transparency |
Analysis/Evaluation
of FX Transactions |
Gainskeeper |
Wash
Sales/REIT Data |
Glass
Lewis |
Proxy
Voting |
Goldman
Sachs (GSAL) |
Securities
Lending |
Institutional
Shareholder Services (ISS) |
Class
Action Services/Proxy Voting |
Interactive
Data |
Pricing |
KPMG |
Tax
Reporting |
Law
Firm of Davis and Harman |
Development
of Revenue Ruling |
Lipper |
Ratings/Survey
Service |
Markit |
Service
Provider - Electronic Data Management/Operational
Functions |
Milestone |
Service
Provider-Valuation Oversight |
Morningstar,
Inc. |
Ratings/Surveys |
MSCI
Inc. |
Liquidity
Risk Management/Performance |
160 |
Entity
Receiving Portfolio Information |
Disclosure
Purpose |
National
Financial Services LLC |
Securities
Lending |
Northern
Trust Co. |
Service
Provider |
PricewaterhouseCoopers
LLP |
Audit
Services |
RSM
US LLP |
Consulting |
Russell
Implementation Services |
Transition
Services |
SS&C
Advent (Apx Advent) |
Cash
& Securities Reconciliation |
SS&C
Sylvan |
Performance |
SS&C
Technologies |
Reconciliation/Trade
Settlement/Analytics/Data Gathering/Reconciliation |
Star
Compliance |
Compliance |
State
Street Bank |
Collateral
Services/Liquidity/Service Provider - IBOR |
State
Street Closed End Financing |
All
SS Lending Funds |
State
Street Investment Management Solutions |
Operational
Functions |
SunGard |
Securities
Lending Analytics |
SWIFT |
Accounting
Messages/Custody Messages/Trade Messaging |
WNS |
Back
Office and Operational Processes Services |
Wolters
Kluwer |
Tax/Audit |
161 |
• |
A
Trustee or officer of the Trust; a director or officer of the Advisor and
its affiliates, subadvisors or Selling Firms; employees or sales
representatives of
any of the foregoing; retired officers, employees or directors of any of
the foregoing; a member of the immediate family (spouse, child,
grandparent,
grandchild, parent, sibling, mother-in-law, father-in-law,
daughter-in-law, son-in-law, brother-in-law, sister-in-law, niece, nephew
and same
sex domestic partner; “Immediate Family”) of any of the foregoing; or any
fund, pension, profit sharing or other benefit plan for the individuals
described
above. |
• |
A
broker, dealer, financial planner, consultant or registered investment
advisor that uses fund shares in certain eligible retirement platforms,
fee-based
investment products or services made available to their
clients. |
• |
Financial
intermediaries who offer shares to self-directed investment brokerage
accounts that may or may not be charged a transaction fee. Also,
see
Appendix 1 to the Prospectus, “Intermediary sales charge waivers,” for
more information regarding the availability of sales charge waivers
through
particular intermediaries. |
• |
Individuals
transferring assets held in a SIMPLE IRA, SEP, or SARSEP
invested in John Hancock funds directly to an
IRA. |
• |
Individuals
converting assets held in an IRA, SIMPLE IRA, SEP, or SARSEP invested in
John Hancock funds directly to a Roth
IRA. |
• |
Individuals
recharacterizing assets from an IRA, Roth IRA, SEP, SARSEP or SIMPLE IRA
invested in John Hancock funds back to the original account
type
from which it was converted. |
• |
Terminating
participants in a pension, profit sharing or other plan qualified under
Section 401(a) of the Code, or described in Section 457(b) of the
Code,
(i) that is funded by certain John Hancock group annuity contracts,
(ii) for which John Hancock Trust Company serves as trustee or
custodian, or
(iii) the trustee or custodian of which has retained RPS as a
service provider, rolling over assets (directly or within 60 days after
distribution) from such
a plan (or from a John Hancock Managed IRA or John Hancock
Annuities IRA into which such assets have already been rolled over) to a
John Hancock
custodial IRA or John Hancock custodial Roth IRA that invests in
John Hancock funds, or the subsequent establishment of or any
rollover
into a new John Hancock fund account by such terminating
participants and/or their Immediate Family (as defined above), including
subsequent
investments into such accounts and which are held directly at
John Hancock funds or at the PFS Financial
Center. |
• |
Participants
in a terminating pension, profit sharing or other plan qualified under
Section 401(a) of the Code, or described in Section 457(b) of the
Code
(the assets of which, immediately prior to such plan’s termination, were
(a) held in certain John Hancock group annuity contracts, (b) in
trust or
custody by John Hancock Trust Company, or (c) by a trustee or
custodian which has retained John Hancock RPS as a service provider,
but have been
transferred from such contracts or trust funds and are held either: (i) in
trust by a distribution processing organization; or (ii) in a custodial
IRA or
custodial Roth IRA sponsored by an authorized third party trust company
and made available through John Hancock), rolling over assets
(directly or
within 60 days after distribution) from such a plan to a
John Hancock custodial IRA or John Hancock custodial Roth IRA
that invests in John Hancock
funds, or the subsequent establishment of or any rollover into a new
John Hancock fund account by such participants and/or their
Immediate
Family (as defined above), including subsequent investments into such
accounts and which are held directly at John Hancock funds or at
the
PFS Financial Center. |
162 |
• |
Participants
actively enrolled in a John Hancock RPS plan account rolling over or
transferring assets into a new John Hancock custodial IRA or
John Hancock
custodial Roth IRA that invests in John Hancock funds through
John Hancock PFS (to the extent such assets are otherwise prohibited
from
rolling over or transferring into the John Hancock RPS plan account),
including subsequent investments into such accounts and which are held
directly
at John Hancock funds or at the John Hancock PFS Financial
Center. |
• |
Individuals
rolling over assets held in a John Hancock custodial 403(b)(7)
account into a John Hancock custodial IRA
account. |
• |
Individuals
exchanging shares held in an eligible fee-based program for Class A
Shares, provided however, subsequent purchases in Class A Shares
will
be subject to applicable sales charges. |
• |
Former
employees/associates of John Hancock, its affiliates or agencies
rolling over (directly or indirectly within 60 days after distribution) to
a new John Hancock
custodial IRA or John Hancock custodial Roth IRA from the
John Hancock Employee Investment-Incentive Plan (TIP),
John Hancock Savings
Investment Plan (SIP) or the John Hancock Pension Plan and such
participants and their Immediate Family (as defined above) subsequently
establishing
or rolling over assets into a new John Hancock account through
John Hancock PFS, including subsequent investments into such
accounts
and which are held directly at John Hancock funds or at the
John Hancock PFS Financial Center. |
• |
Participants
in group retirement plans that are eligible and permitted to purchase
Class A shares. This waiver is contingent upon the group retirement
plan being in a recordkeeping arrangement and does not apply to group
retirement plans transacting business with a fund through a brokerage
relationship in which sales charges are customarily imposed. In addition,
this waiver does not apply to a group retirement plan that leaves
its
current recordkeeping arrangement and subsequently transacts business with
the fund through a brokerage relationship in which sales charges
are
customarily imposed. Whether a sales charge waiver is available to your
group retirement plan through its record keeper depends upon the
policies
and procedures of your intermediary. Please consult your financial
professional for further information. |
• |
A
member of a class action lawsuit against insurance companies who is
investing settlement proceeds. |
• |
Retirement
plans investing through the PruSolutionSM
program. |
• |
his
or her own individual or their joint
account; |
• |
his
or her trust account of which one of the above persons is the grantor or
the beneficial owner; |
• |
a
Uniform Gift/Transfer to Minor Account or Coverdell Education Savings
Account (“ESA”) in which one of the above persons is the custodian or
beneficiary; |
• |
a
single participant retirement/benefit plan account, as long as it is
established solely for the benefit of the individual account
owner; |
• |
an
IRA, including traditional IRAs, Roth IRAs, and SEP IRAs;
and |
• |
his
or her sole proprietorship. |
163 |
164 |
• |
Redemptions
of Class A shares made after one year from
the inception date of a retirement plan at John
Hancock. |
• |
Redemptions
of Class A shares by retirement plans that invested through the
PruSolutionsSM
program. |
• |
Redemptions
made pursuant to a fund’s right to liquidate an account if the investor
owns shares worth less than the stated account minimum in the section
“Small accounts” in the Prospectus. |
• |
Redemptions
made under certain liquidation, merger or acquisition transactions
involving other investment companies or personal holding companies. |
• |
Redemptions
due to death or disability. (Does not apply to trust accounts unless trust
is being dissolved.) |
• |
Redemptions
made under the Reinstatement Privilege, as described in “Sales Charge
Reductions and Waivers” in the
Prospectus. |
• |
Redemption
of Class C shares made under a systematic withdrawal plan or redemptions
for fees charged by planners or advisors for advisory services,
as long as the shareholder’s annual redemptions do not exceed 12% of the
account value, including reinvested dividends, at the time the
systematic
withdrawal plan was established and 12% of the value of subsequent
investments (less redemptions) in that account at the time Signature
Services is notified. (Please note that this waiver does not apply to
systematic withdrawal plan redemptions of Class A shares that are
subject
to a CDSC). |
• |
Rollovers,
contract exchanges or transfers of John Hancock custodial 403(b)(7)
account assets required by Signature Services as a result of its
decision
to discontinue maintaining and administering 403(b)(7)
accounts. |
• |
Redemptions
made to effect mandatory or life expectancy distributions under the Code.
(Waiver based on required minimum distribution calculations
for John Hancock mutual fund IRA assets
only.) |
• |
Returns
of excess contributions made to these
plans. |
• |
Redemptions
made to effect certain distributions, as outlined in the following table,
to participants or beneficiaries from employer sponsored retirement
plans under sections 401(a) (such as Money Purchase Pension Plans and
Profit-Sharing Plan/401(k) Plans), 403(b), 457 and 408 (SEPs
and SIMPLE IRAs) of the Code. |
Type
of Distribution |
401(a)
Plan (401(k), MPP,
PSP) & 457 |
403(b) |
Roth
IRA & Coverdell ESA |
IRA,
SEP IRA & Simple
IRA |
Non-retirement |
Death
or Disability |
Waived |
Waived |
Waived |
Waived |
Waived |
Over
70½ (or 72, in the case
of individuals for whom
the minimum distribution
requirements
begin at age
72) |
Waived |
Waived |
Waived1
|
Waived1
|
12%
of account value annually
in periodic payments |
Between
59½ and 70½
(or 72, in the case of
individuals for whom the
minimum distribution
requirements
begin at age
72) |
Waived |
Waived |
12%
of account value annually
in periodic payments |
Waived
for Life Expectancy
or 12% of account
value annually in
periodic payments |
12%
of account value annually
in periodic payments |
Under
59½ (Class C only) |
Waived
for annuity payments
(72t2) or
12%
of account value annually
in periodic payments |
Waived
for annuity payments
(72t) or 12%
of account value annually
in periodic payments |
12%
of account value annually
in periodic payments |
Waived
for annuity payments
(72t) or 12%
of account value annually
in periodic payments |
12%
of account value annually
in periodic payments |
Termination
of Plan |
Not
Waived |
Waived |
N/A |
N/A |
N/A |
Hardships |
Waived |
Waived |
N/A |
N/A |
N/A |
Qualified
Domestic Relations
Orders |
Waived |
Waived |
N/A |
N/A |
N/A |
Termination
of Employment
Before Normal
Retirement Age |
Waived |
Waived |
N/A |
N/A |
N/A |
165 |
Type
of Distribution |
401(a)
Plan (401(k), MPP,
PSP) & 457 |
403(b) |
Roth
IRA & Coverdell ESA |
IRA,
SEP IRA & Simple
IRA |
Non-retirement |
Return
of Excess |
Waived |
Waived |
Waived |
Waived |
N/A |
1 | External direct rollovers and transfer of assets are excluded. |
2 | Refers to withdrawals from retirement accounts under Section 72(t) of the Code. |
• |
the
distribution is effected through a pro rata distribution of securities of
the distributing fund or affiliated fund; |
• |
the
distributed securities are valued in the same manner as they are in
computing the fund’s or affiliated fund’s
NAV; |
• |
neither
the affiliated shareholder nor any other party with the ability and the
pecuniary incentive to influence the redemption in kind may select or
influence
the selection of the distributed securities;
and |
• |
the
Board, including a majority of the Independent Trustees, must determine on
a quarterly basis that any redemptions in kind to affiliated shareholders
made during the prior quarter were effected in accordance with the
Procedures, did not favor the affiliated shareholder to the detriment
of any other shareholder and were in the best interests of the fund and
the affiliated fund. |
166 |
• |
The
investments will be drawn on or about the day of the month
indicated; |
• |
The
privilege of making investments through the MAAP may be revoked by
Signature Services without prior notice if any investment is not honored
by
the shareholder’s bank. The bank shall be under no obligation to notify
the shareholder as to the nonpayment of any checks;
and |
• |
The
program may be discontinued by the shareholder either by calling Signature
Services or upon written notice to Signature Services that is received
at least five (5) business days prior to the due date of any
investment. |
167 |
1 | The funds do not accept requests to establish new John Hancock custodial 403(b)(7) accounts intended to qualify as a Section 403(b) Plan. |
2 | The funds do not accept requests for exchanges or transfers into John Hancock custodial 403(b)(7) accounts (i.e., where the investor holds the replacing account). |
3 | The funds require certain signed disclosure documentation in the event: |
○ |
A
shareholder established a John Hancock custodial 403(b)(7) account
with a fund prior to September 24, 2007;
and |
○ |
A
shareholder directs the fund to exchange or transfer some or all of the
John Hancock custodial 403(b)(7) account assets to another custodial
403(b) contract or account (i.e., where the exchanged account is with the
fund). |
4 | The funds do not accept salary deferrals into custodial 403(b)(7) accounts. |
168 |
169 |
Fund |
NAV
and Redemption Price per Class
A Share ($) |
Maximum
Sales Charge (5.00%
of offering price, unless otherwise
noted) ($) |
Maximum
Offering Price to Public
($) |
Alternative
Asset Allocation Fund |
14.98 |
0.79 |
15.77 |
Blue
Chip Growth Fund |
38.26 |
2.01 |
40.27 |
Emerging
Markets Debt Fund |
7.24 |
0.38 |
7.54 |
Emerging
Markets Fund |
10.54 |
0.55 |
11.09 |
Equity
Income Fund |
19.93 |
1.05 |
20.98 |
Floating
Rate Income Fund |
7.75 |
0.40 |
7.95 |
Fundamental
Global Franchise Fund |
10.22 |
0.54 |
10.76 |
Global
Equity Fund |
10.89 |
0.57 |
11.46 |
International
Small Company Fund |
9.34 |
0.49 |
9.83 |
Multi-Asset
High Income Fund |
8.65 |
0.45 |
9.06 |
Lifestyle
Blend Aggressive Portfolio |
11.86 |
0.62 |
12.48 |
Lifestyle
Blend Balanced Portfolio |
10.82 |
0.57 |
11.39 |
Lifestyle
Blend Conservative Portfolio |
9.71 |
0.51 |
10.22 |
Lifestyle
Blend Growth Portfolio |
11.57 |
0.61 |
12.18 |
Lifestyle
Blend Moderate Portfolio |
10.25 |
0.54 |
10.79 |
2065
Lifetime Blend Portfolio |
11.15 |
0.59 |
11.74 |
2060
Lifetime Blend Portfolio |
12.97 |
0.68 |
13.65 |
2055
Lifetime Blend Portfolio |
12.04 |
0.63 |
12.67 |
2050
Lifetime Blend Portfolio |
12.11 |
0.64 |
12.75 |
2045
Lifetime Blend Portfolio |
11.94 |
0.63 |
12.57 |
2040
Lifetime Blend Portfolio |
11.77 |
0.62 |
12.39 |
2035
Lifetime Blend Portfolio |
11.45 |
0.60 |
12.05 |
2030
Lifetime Blend Portfolio |
11.15 |
0.59 |
11.74 |
2025
Lifetime Blend Portfolio |
10.67 |
0.56 |
11.23 |
2020
Lifetime Blend Portfolio |
10.19 |
0.54 |
10.73 |
2015
Lifetime Blend Portfolio |
9.79 |
0.52 |
10.31 |
2010
Lifetime Blend Portfolio |
9.67 |
0.51 |
10.18 |
2065
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2060
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2055
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2050
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2045
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2040
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2035
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2030
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
2025
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
Income
Preservation Blend Portfolio |
0.00 |
0.00 |
0.00 |
Multimanager
2065 Lifetime Portfolio |
10.73 |
0.56 |
11.29 |
Multimanager
2060 Lifetime Portfolio |
12.21 |
0.64 |
12.85 |
170 |
Fund |
NAV
and Redemption Price per Class
A Share ($) |
Maximum
Sales Charge (5.00%
of offering price, unless otherwise
noted) ($) |
Maximum
Offering Price to Public
($) |
Multimanager
2055 Lifetime Portfolio |
10.79 |
0.57 |
11.36 |
Multimanager
2050 Lifetime Portfolio |
11.48 |
0.60 |
12.08 |
Multimanager
2045 Lifetime Portfolio |
10.28 |
0.54 |
10.82 |
Multimanager
2040 Lifetime Portfolio |
10.41 |
0.55 |
10.96 |
Multimanager
2035 Lifetime Portfolio |
10.13 |
0.53 |
10.66 |
Multimanager
2030 Lifetime Portfolio |
9.84 |
0.52 |
10.36 |
Multimanager
2025 Lifetime Portfolio |
9.42 |
0.50 |
9.92 |
Multimanager
2020 Lifetime Portfolio |
8.51 |
0.45 |
8.96 |
Multimanager
2015 Lifetime Portfolio |
7.84 |
0.41 |
8.25 |
Multimanager
2010 Lifetime Portfolio |
7.78 |
0.41 |
8.19 |
New
Opportunities Fund |
24.71 |
1.30 |
26.01 |
Opportunistic
Fixed Income Fund |
11.44 |
0.60 |
12.04 |
Real
Estate Securities Fund |
12.92 |
0.68 |
13.60 |
Small
Cap Growth Fund |
14.00 |
0.74 |
14.74 |
Small
Cap Value Fund |
20.26 |
1.07 |
21.33 |
Strategic
Income Opportunities Fund |
9.84 |
0.51 |
10.25 |
|
NAV,
Shares Offering Price, and Redemption Price per
Share |
Fund |
Class
C ($) |
Alternative
Asset Allocation Fund |
14.98 |
Blue
Chip Growth Fund |
35.43 |
Emerging
Markets Debt Fund |
7.24 |
Emerging
Markets Fund |
10.54 |
Equity
Income Fund |
19.99 |
Floating
Rate Income Fund |
7.78 |
Global
Equity Fund |
10.84 |
International
Small Company Fund |
9.34 |
Multi-Asset
High Income Fund |
8.60 |
New
Opportunities Fund |
23.17 |
Opportunistic
Fixed Income Fund |
11.46 |
Real
Estate Securities Fund |
12.91 |
Small
Cap Growth Fund |
13.38 |
Strategic
Income Opportunities Fund |
9.85 |
|
NAV,
Shares Offering Price, and Redemption Price per Share |
|
|||||
|
Share
Class |
|
|||||
Fund |
R2 |
R4 |
R5 |
R6 |
I |
NAV |
1 |
Alternative
Asset Allocation Fund |
14.95 |
15.01 |
N/A |
15.02 |
15.01 |
N/A |
N/A |
Blue
Chip Growth Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
39.67 |
39.50 |
Capital
Appreciation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
24.18 |
24.06 |
Capital
Appreciation Value Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
12.56 |
N/A |
Core
Bond Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
13.17 |
13.19 |
Emerging
Markets Debt Fund |
7.24 |
N/A |
N/A |
7.25 |
7.25 |
7.24 |
N/A |
Emerging
Markets Fund |
N/A |
N/A |
N/A |
10.52 |
10.54 |
10.54 |
N/A |
Equity
Income Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
19.92 |
19.96 |
171 |
|
NAV,
Shares Offering Price, and Redemption Price per Share |
|
| ||||
|
Share
Class |
|
| ||||
Fund |
R2 |
R4 |
R5 |
R6 |
I |
NAV |
1 |
Floating
Rate Income Fund |
N/A |
N/A |
N/A |
7.75 |
7.74 |
7.75 |
7.74 |
Fundamental
Global Franchise Fund |
N/A |
N/A |
N/A |
10.38 |
10.35 |
10.38 |
N/A |
Global
Equity Fund |
10.92 |
10.91 |
N/A |
10.91 |
10.91 |
10.91 |
N/A |
Health
Sciences Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
6.91 |
N/A |
High
Yield Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
8.31 |
International
Small Company Fund |
N/A |
N/A |
N/A |
9.35 |
9.34 |
9.35 |
N/A |
International
Strategic Equity Allocation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
11.48 |
N/A |
Mid
Value Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
19.15 |
N/A |
Multi-Asset
High Income Fund |
N/A |
N/A |
N/A |
8.67 |
8.66 |
9.12 |
N/A |
Lifestyle
Blend Aggressive Portfolio |
N/A |
N/A |
N/A |
11.88 |
N/A |
N/A |
11.87 |
Lifestyle
Blend Balanced Portfolio |
N/A |
N/A |
N/A |
10.82 |
N/A |
N/A |
10.82 |
Lifestyle
Blend Conservative Portfolio |
N/A |
N/A |
N/A |
9.72 |
N/A |
N/A |
9.71 |
Lifestyle
Blend Growth Portfolio |
N/A |
N/A |
N/A |
11.60 |
N/A |
N/A |
11.58 |
Lifestyle
Blend Moderate Portfolio |
N/A |
N/A |
N/A |
10.25 |
N/A |
N/A |
10.25 |
2065
Lifetime Blend Portfolio |
N/A |
11.15 |
N/A |
11.15 |
N/A |
N/A |
11.16 |
2060
Lifetime Blend Portfolio |
N/A |
12.97 |
N/A |
12.98 |
N/A |
N/A |
12.98 |
2055
Lifetime Blend Portfolio |
N/A |
12.01 |
N/A |
12.03 |
N/A |
N/A |
12.04 |
2050
Lifetime Blend Portfolio |
N/A |
12.10 |
N/A |
12.11 |
N/A |
N/A |
12.11 |
2045
Lifetime Blend Portfolio |
N/A |
11.91 |
N/A |
11.95 |
N/A |
N/A |
11.94 |
2040
Lifetime Blend Portfolio |
N/A |
11.77 |
N/A |
11.78 |
N/A |
N/A |
11.78 |
2035
Lifetime Blend Portfolio |
N/A |
11.45 |
N/A |
11.46 |
N/A |
N/A |
11.46 |
2030
Lifetime Blend Portfolio |
N/A |
11.15 |
N/A |
11.16 |
N/A |
N/A |
11.16 |
2025
Lifetime Blend Portfolio |
N/A |
10.66 |
N/A |
10.68 |
N/A |
N/A |
10.67 |
2020
Lifetime Blend Portfolio |
N/A |
10.18 |
N/A |
10.21 |
N/A |
N/A |
10.20 |
2015
Lifetime Blend Portfolio |
N/A |
9.78 |
N/A |
9.81 |
N/A |
N/A |
9.80 |
2010
Lifetime Blend Portfolio |
N/A |
9.66 |
N/A |
9.68 |
N/A |
N/A |
9.67 |
2065
Preservation Blend Portfolio |
10.48 |
10.49 |
N/A |
10.50 |
10.49 |
N/A |
10.49 |
2060
Preservation Blend Portfolio |
11.71 |
11.75 |
N/A |
11.77 |
11.76 |
N/A |
11.76 |
2055
Preservation Blend Portfolio |
10.37 |
10.41 |
N/A |
10.42 |
10.42 |
N/A |
10.41 |
2050
Preservation Blend Portfolio |
11.63 |
11.68 |
N/A |
11.63 |
11.63 |
N/A |
11.63 |
2045
Preservation Blend Portfolio |
13.00 |
13.10 |
N/A |
13.02 |
13.02 |
N/A |
13.02 |
2040
Preservation Blend Portfolio |
12.68 |
12.78 |
N/A |
12.68 |
12.70 |
N/A |
12.70 |
2035
Preservation Blend Portfolio |
12.24 |
12.34 |
N/A |
12.26 |
12.25 |
N/A |
12.25 |
2030
Preservation Blend Portfolio |
11.54 |
11.64 |
N/A |
11.56 |
11.57 |
N/A |
11.57 |
2025
Preservation Blend Portfolio |
10.72 |
10.77 |
N/A |
10.71 |
10.72 |
N/A |
10.71 |
Income
Preservation Blend Portfolio |
10.27 |
10.27 |
N/A |
10.26 |
10.27 |
N/A |
10.27 |
Multimanager
2065 Lifetime Portfolio |
10.74 |
10.75 |
10.76 |
10.76 |
10.75 |
N/A |
10.76 |
Multimanager
2060 Lifetime Portfolio |
12.20 |
12.24 |
12.26 |
12.27 |
12.26 |
N/A |
12.26 |
Multimanager
2055 Lifetime Portfolio |
10.78 |
10.83 |
10.85 |
10.85 |
10.83 |
N/A |
10.84 |
Multimanager
2050 Lifetime Portfolio |
11.47 |
11.50 |
11.54 |
11.54 |
11.52 |
N/A |
11.52 |
Multimanager
2045 Lifetime Portfolio |
10.33 |
10.32 |
10.41 |
10.38 |
10.37 |
N/A |
10.39 |
Multimanager
2040 Lifetime Portfolio |
10.44 |
10.43 |
10.53 |
10.50 |
10.51 |
N/A |
10.51 |
Multimanager
2035 Lifetime Portfolio |
10.18 |
10.20 |
10.23 |
10.22 |
10.19 |
N/A |
10.23 |
172 |
|
NAV,
Shares Offering Price, and Redemption Price per Share |
|
| ||||
|
Share
Class |
|
| ||||
Fund |
R2 |
R4 |
R5 |
R6 |
I |
NAV |
1 |
Multimanager
2030 Lifetime Portfolio |
9.75 |
9.78 |
9.81 |
9.81 |
9.82 |
N/A |
9.82 |
Multimanager
2025 Lifetime Portfolio |
9.34 |
9.39 |
9.38 |
9.37 |
9.39 |
N/A |
9.38 |
Multimanager
2020 Lifetime Portfolio |
8.46 |
8.46 |
8.51 |
8.49 |
8.53 |
N/A |
8.50 |
Multimanager
2015 Lifetime Portfolio |
7.78 |
7.85 |
7.83 |
7.85 |
7.84 |
N/A |
7.84 |
Multimanager
2010 Lifetime Portfolio |
7.77 |
7.78 |
7.78 |
7.80 |
7.79 |
N/A |
7.79 |
New
Opportunities Fund |
24.74 |
24.91 |
N/A |
25.06 |
24.97 |
N/A |
25.26 |
Opportunistic
Fixed Income Fund |
N/A |
N/A |
N/A |
11.43 |
11.43 |
N/A |
11.42 |
Real
Estate Securities Fund |
N/A |
N/A |
N/A |
12.91 |
12.93 |
N/A |
12.91 |
Science
& Technology Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
5.53 |
N/A |
Small
Cap Growth Fund |
N/A |
N/A |
N/A |
14.30 |
14.19 |
14.31 |
N/A |
Small
Cap Value Fund |
N/A |
N/A |
N/A |
20.34 |
20.33 |
20.32 |
N/A |
Strategic
Income Opportunities Fund |
9.85 |
N/A |
N/A |
9.85 |
9.84 |
9.84 |
N/A |
U.S.
Sector Rotation Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
12.62 |
N/A |
(a)
derive at least 90% of its gross income from dividends, interest, payments
with respect to certain securities loans, and gains from the sale or
other
disposition of stock, securities, and foreign currencies, or other income
(including but not limited to gains from options, futures, or forward
contracts)
derived with respect to its business of investing in such stock,
securities, or currencies, and net income derived from interests in
qualified
publicly traded partnerships (as defined
below); |
(b)
distribute with respect to each taxable year at least the sum of 90% of
its investment company taxable income (as that term is defined in the
Code
without regard to the deduction for dividends paid-generally, taxable
ordinary income and the excess, if any, of net short-term capital gains
over
net long-term capital losses) and 90% of net tax-exempt interest income,
for such year; and |
(c)
diversify its holdings so that, at the end of each quarter of the fund’s
taxable year: (i) at least 50% of the market value of the fund’s total
assets is represented
by cash and cash items, U.S. government securities, securities of other
RICs, and other securities limited in respect of any one issuer to
a
value not greater than 5% of the value of the fund’s total assets and not
more than 10% of the outstanding voting securities of such issuer; and
(ii) not
more than 25% of the value of the fund’s total assets is invested (x) in
the securities (other than those of the U.S. government or other RICs) of
any
one issuer or of two or more issuers that the fund controls and that are
engaged in the same, similar, or related trades or businesses, or (y) in
the
securities of one or more qualified publicly traded partnerships (as
defined below). |
173 |
174 |
175 |
Fund |
Short-term
Losses ($) |
Long-term
Losses ($) |
Total
($) |
Alternative
Asset Allocation Fund |
11,944,831 |
25,467,091 |
37,411,922 |
Blue
Chip Growth Fund |
0 |
0 |
0 |
Capital
Appreciation Fund |
0 |
0 |
0 |
Capital
Appreciation Value Fund |
0 |
0 |
0 |
Core
Bond Fund |
84,409,177 |
12,782,688 |
97,191,865 |
Emerging
Markets Fund |
806,672 |
0 |
806,672 |
Emerging
Markets Debt Fund |
7,413,539 |
42,470,811 |
49,884,350 |
Equity
Income Fund |
0 |
0 |
0 |
176 |
Fund |
Short-term
Losses ($) |
Long-term
Losses ($) |
Total
($) |
Floating
Rate Income Fund |
50,178,945 |
342,421,254 |
392,600,199 |
Fundamental
Global Franchise Fund |
0 |
0 |
0 |
Global
Equity Fund |
21,496,815 |
170,003,903 |
191,500,718 |
Health
Sciences Fund |
0 |
0 |
0 |
High
Yield Fund |
2,923,109 |
97,397,139 |
100,320,248 |
International
Small Company Fund |
0 |
0 |
0 |
International
Strategic Equity Allocation Fund |
0 |
0 |
0 |
Mid
Value Fund |
0 |
0 |
0 |
Multi-Asset
High Income Fund |
4,044,252 |
30,184 |
4,074,436 |
Lifestyle
Blend Aggressive Portfolio |
0 |
0 |
0 |
Lifestyle
Blend Balanced Portfolio |
0 |
0 |
0 |
Lifestyle
Blend Conservative Portfolio |
0 |
0 |
0 |
Lifestyle
Blend Growth Portfolio |
0 |
0 |
0 |
Lifestyle
Blend Moderate Portfolio |
0 |
0 |
0 |
2065
Lifetime Blend Portfolio |
0 |
0 |
0 |
2060
Lifetime Blend Portfolio |
0 |
0 |
0 |
2055
Lifetime Blend Portfolio |
0 |
0 |
0 |
2050
Lifetime Blend Portfolio |
0 |
0 |
0 |
2045
Lifetime Blend Portfolio |
0 |
0 |
0 |
2040
Lifetime Blend Portfolio |
0 |
0 |
0 |
2035
Lifetime Blend Portfolio |
0 |
0 |
0 |
2030
Lifetime Blend Portfolio |
0 |
0 |
0 |
2025
Lifetime Blend Portfolio |
0 |
0 |
0 |
2020
Lifetime Blend Portfolio |
0 |
0 |
0 |
2015
Lifetime Blend Portfolio |
0 |
0 |
0 |
2010
Lifetime Blend Portfolio |
0 |
0 |
0 |
2065
Preservation Blend Portfolio |
0 |
0 |
0 |
2060
Preservation Blend Portfolio |
0 |
0 |
0 |
2055
Preservation Blend Portfolio |
0 |
0 |
0 |
2050
Preservation Blend Portfolio |
0 |
0 |
0 |
2045
Preservation Blend Portfolio |
0 |
0 |
0 |
2040
Preservation Blend Portfolio |
0 |
0 |
0 |
2035
Preservation Blend Portfolio |
0 |
0 |
0 |
2030
Preservation Blend Portfolio |
0 |
0 |
0 |
2025
Preservation Blend Portfolio |
0 |
0 |
0 |
Income
Preservation Blend Portfolio |
0 |
0 |
0 |
Multimanager
2065 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2060 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2055 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2050 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2045 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2040 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2035 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2030 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2025 Lifetime Portfolio |
0 |
0 |
0 |
177 |
Fund |
Short-term
Losses ($) |
Long-term
Losses ($) |
Total
($) |
Multimanager
2020 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2015 Lifetime Portfolio |
0 |
0 |
0 |
Multimanager
2010 Lifetime Portfolio |
0 |
0 |
0 |
New
Opportunities Fund |
0 |
0 |
0 |
Opportunistic
Fixed Income Fund |
21,859,330 |
57,056,115 |
78,915,445 |
Real
Estate Securities Fund |
0 |
0 |
0 |
Science
& Technology Fund |
0 |
0 |
0 |
Small
Cap Growth Fund |
0 |
0 |
0 |
Small
Cap Value Fund |
0 |
0 |
0 |
Strategic
Income Opportunities Fund |
80,655,516 |
33,251,212 |
113,906,728 |
U.S.
Sector Rotation Fund |
0 |
0 |
0 |
178 |
179 |
• |
price,
dealer spread or commission, if any; |
• |
the
reliability, integrity and financial condition of the broker
dealer; |
• |
size
of the transaction; |
• |
difficulty
of execution; |
• |
brokerage
and research services provided (unless prohibited by applicable law);
and |
• |
confidentiality
and anonymity. |
Fund |
Regular
Broker Dealer |
Holdings
($000s) |
Alternative
Asset Allocation Fund |
JPMorgan
Chase & Co. |
82,305 |
Blue
Chip Growth Fund |
State
Street Corp. |
581 |
|
T.
Rowe Price Group, Inc. |
10,406 |
|
The
Goldman Sachs Group, Inc. |
41,655 |
Capital
Appreciation Fund |
State
Street Corp. |
16,540 |
|
The
Goldman Sachs Group, Inc. |
18,507 |
Capital
Appreciation Value Fund |
State
Street Corp. |
8,369 |
|
T.
Rowe Price Group, Inc. |
118,042 |
Core
Bond Fund |
Bank
of America Corp. |
33,967 |
|
Barclays
Bank PLC |
1,835 |
|
Citigroup,
Inc. |
3,974 |
|
Deutsche
Bank AG |
11,267 |
|
JPMorgan
Chase & Co. |
30,932 |
|
Morgan
Stanley & Company, Inc. |
14,307 |
|
State
Street Corp. |
94,053 |
|
The
Goldman Sachs Group, Inc. |
14,167 |
|
UBS
Group AG |
5,838 |
Emerging
Markets Fund |
N/A |
N/A |
Emerging
Markets Debt Fund |
Barclays
Bank PLC |
50,050 |
Equity
Income Fund |
Bank
of America Corp. |
8,273 |
180 |
Fund |
Regular
Broker Dealer |
Holdings
($000s) |
|
Citigroup,
Inc. |
9,829 |
|
JPMorgan
Chase & Co. |
10,483 |
|
Morgan
Stanley & Company, Inc. |
14,097 |
|
State
Street Corp. |
20,301 |
|
T.
Rowe Price Group, Inc. |
12,665 |
|
The
Goldman Sachs Group, Inc. |
25,703 |
Floating
Rate Income Fund |
N/A |
N/A |
Fundamental
Global Franchise Fund |
JPMorgan
Chase & Co. |
5,881 |
Global
Equity Fund |
Bank
of America Corp. |
7,123 |
|
JPMorgan
Chase & Co. |
10,217 |
Health
Sciences Fund |
State
Street Corp. |
1,365 |
|
T.
Rowe Price Group, Inc. |
296 |
High
Yield Fund |
Barclays
Bank PLC |
393 |
|
State
Street Corp. |
1 |
|
UBS
Group AG |
1,143 |
International
Small Company Fund |
N/A |
N/A |
International
Strategic Equity Allocation Fund |
Barclays
Bank PLC |
7,971 |
|
Deutsche
Bank AG |
2,773 |
|
Royal
Bank of Canada |
30,106 |
|
UBS
Group AG |
8,180 |
Mid
Value Fund |
State
Street Corp. |
29,887 |
|
T.
Rowe Price Group, Inc. |
87,716 |
Multi-Asset
High Income Fund |
Bank
of America Corp. |
1,116 |
|
Barclays
Bank PLC |
532 |
|
Deutsche
Bank AG |
503 |
|
JPMorgan
Chase & Co. |
369 |
|
State
Street Corp. |
2 |
Lifestyle
Blend Aggressive Portfolio |
N/A |
N/A |
Lifestyle
Blend Balanced Portfolio |
N/A |
N/A |
Lifestyle
Blend Conservative Portfolio |
N/A |
N/A |
Lifestyle
Blend Growth Portfolio |
N/A |
N/A |
Lifestyle
Blend Moderate Portfolio |
N/A |
N/A |
2065
Lifetime Blend Portfolio |
State
Street Corp. |
—1
|
2060
Lifetime Blend Portfolio |
State
Street Corp. |
—1
|
2055
Lifetime Blend Portfolio |
N/A |
N/A |
2050
Lifetime Blend Portfolio |
N/A |
N/A |
2045
Lifetime Blend Portfolio |
N/A |
N/A |
2040
Lifetime Blend Portfolio |
N/A |
N/A |
2035
Lifetime Blend Portfolio |
N/A |
N/A |
2030
Lifetime Blend Portfolio |
N/A |
N/A |
2025
Lifetime Blend Portfolio |
N/A |
N/A |
2020
Lifetime Blend Portfolio |
N/A |
N/A |
2015
Lifetime Blend Portfolio |
N/A |
N/A |
2010
Lifetime Blend Portfolio |
N/A |
N/A |
2065
Preservation Blend Portfolio |
State
Street Corp. |
—1
|
181 |
Fund |
Regular
Broker Dealer |
Holdings
($000s) |
2060
Preservation Blend Portfolio |
State
Street Corp. |
1 |
2055
Preservation Blend Portfolio |
N/A |
N/A |
2050
Preservation Blend Portfolio |
N/A |
N/A |
2045
Preservation Blend Portfolio |
N/A |
N/A |
2040
Preservation Blend Portfolio |
N/A |
N/A |
2035
Preservation Blend Portfolio |
N/A |
N/A |
2030
Preservation Blend Portfolio |
N/A |
N/A |
2025
Preservation Blend Portfolio |
N/A |
N/A |
Income
Preservation Blend Portfolio |
N/A |
N/A |
Multimanager
2065 Lifetime Portfolio |
State
Street Corp. |
—1
|
Multimanager
2060 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2055 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2050 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2045 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2040 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2035 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2030 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2025 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2020 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2015 Lifetime Portfolio |
N/A |
N/A |
Multimanager
2010 Lifetime Portfolio |
N/A |
N/A |
New
Opportunities Fund |
State
Street Corp. |
6,235 |
Opportunistic
Fixed Income Fund |
Bank
of America Corp. |
385 |
|
Barclays
Bank PLC |
156 |
|
Deutsche
Bank AG |
365 |
|
JPMorgan
Chase & Co. |
607 |
|
Morgan
Stanley & Company, Inc. |
148 |
|
State
Street Corp. |
3,998 |
|
The
Goldman Sachs Group, Inc. |
133 |
|
UBS
Group AG |
147 |
Real
Estate Securities Fund |
State
Street Corp. |
2,217 |
Science
& Technology Fund |
State
Street Corp. |
1,589 |
|
T.
Rowe Price Group, Inc. |
7,599 |
Small
Cap Growth Fund |
State
Street Corp. |
16,647 |
Small
Cap Value Fund |
Deutsche
Bank AG |
11,600 |
Strategic
Income Opportunities Fund |
Barclays
Bank PLC |
3,029 |
|
Citigroup,
Inc. |
4,144 |
|
Deutsche
Bank AG |
1,955 |
|
Morgan
Stanley & Company, Inc. |
860 |
|
Royal
Bank of Canada |
4,172 |
|
The
Goldman Sachs Group, Inc. |
12,401 |
|
UBS
Group AG |
6,832 |
U.S.
Sector Rotation Fund |
Bank
of America Corp. |
28,180 |
|
Citigroup,
Inc. |
11,033 |
|
JPMorgan
Chase & Co. |
39,059 |
182 |
Fund |
Regular
Broker Dealer |
Holdings
($000s) |
|
Morgan
Stanley & Company, Inc. |
15,002 |
|
State
Street Corp. |
2,938 |
|
T.
Rowe Price Group, Inc. |
3,405 |
|
The
Goldman Sachs Group, Inc. |
14,273 |
1 | Amount is less than $500. |
• |
the
value of securities; |
• |
the
advisability of purchasing or selling
securities; |
• |
the
availability of securities or purchasers or sellers of securities;
and |
• |
analyses
and reports concerning: (a) issuers; (b) industries; (c) securities; (d)
economic, political and legal factors and trends; and (e) portfolio
strategy. |
183 |
|
Total
Commissions Paid in Fiscal Period Ended August 31, | ||
Fund |
2022
($) |
2021
($) |
2020
($) |
Alternative
Asset Allocation Fund |
27,618 |
23,985 |
36,872 |
Blue
Chip Growth Fund |
167,000 |
520,127 |
389,595 |
Capital
Appreciation Fund |
272,957 |
401,704 |
523,994 |
Capital
Appreciation Value Fund |
146,357 |
200,476 |
318,020 |
Core
Bond Fund |
N/A |
N/A |
N/A |
Emerging
Markets Fund |
42,387 |
70,312 |
45,892 |
Emerging
Markets Debt Fund |
N/A |
N/A |
N/A |
Equity
Income Fund |
207,074 |
291,380 |
357,828 |
Floating
Rate Income Fund |
16,260 |
44,256 |
N/A |
Fundamental
Global Franchise Fund |
98,510 |
114,673 |
162,082 |
Global
Equity Fund |
415,918 |
444,752 |
464,831 |
Health
Sciences Fund |
55,623 |
85,259 |
70,111 |
High
Yield Fund |
5,209 |
3,586 |
7 |
International
Small Company Fund |
81,661 |
102,134 |
109,940 |
International
Strategic Equity Allocation Fund |
2,004,202 |
1,439,429 |
1,421,263 |
Mid
Value Fund |
624,792 |
539,950 |
573,112 |
Multi-Asset
High Income Fund |
37,727 |
1,237,116 |
21,181 |
Lifestyle
Blend Aggressive Portfolio |
19,750 |
23,964 |
25,110 |
Lifestyle
Blend Balanced Portfolio |
68,444 |
129,538 |
169,206 |
Lifestyle
Blend Conservative Portfolio |
38,147 |
54,011 |
53,880 |
Lifestyle
Blend Growth Portfolio |
59,087 |
98,561 |
110,079 |
Lifestyle
Blend Moderate Portfolio |
30,828 |
46,744 |
58,640 |
2065
Lifetime Blend Portfolio |
1,499 |
579 |
N/A |
184 |
|
Total
Commissions Paid in Fiscal Period Ended August 31, | ||
Fund |
2022
($) |
2021
($) |
2020
($) |
2060
Lifetime Blend Portfolio |
6,585 |
6,459 |
4,478 |
2055
Lifetime Blend Portfolio |
12,458 |
13,635 |
10,420 |
2050
Lifetime Blend Portfolio |
17,217 |
18,862 |
15,215 |
2045
Lifetime Blend Portfolio |
23,097 |
25,163 |
20,435 |
2040
Lifetime Blend Portfolio |
30,001 |
28,849 |
26,600 |
2035
Lifetime Blend Portfolio |
40,031 |
39,942 |
34,177 |
2030
Lifetime Blend Portfolio |
73,397 |
64,959 |
44,447 |
2025
Lifetime Blend Portfolio |
69,385 |
64,752 |
55,115 |
2020
Lifetime Blend Portfolio |
47,420 |
38,835 |
42,276 |
2015
Lifetime Blend Portfolio |
18,320 |
13,892 |
18,198 |
2010
Lifetime Blend Portfolio |
16,045 |
12,057 |
12,729 |
2065
Preservation Blend Portfolio |
1,503 |
968 |
N/A |
2060
Preservation Blend Portfolio |
6,949 |
12,270 |
13,358 |
2055
Preservation Blend Portfolio |
12,025 |
19,740 |
27,497 |
2050
Preservation Blend Portfolio |
25,070 |
29,850 |
63,205 |
2045
Preservation Blend Portfolio |
29,980 |
44,609 |
82,566 |
2040
Preservation Blend Portfolio |
40,296 |
64,442 |
102,239 |
2035
Preservation Blend Portfolio |
53,644 |
82,951 |
142,762 |
2030
Preservation Blend Portfolio |
91,748 |
146,786 |
196,660 |
2025
Preservation Blend Portfolio |
87,006 |
126,828 |
173,027 |
Income
Preservation Blend Portfolio |
59,511 |
111,391 |
92,014 |
Multimanager
2065 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2060 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2055 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2050 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2045 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2040 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2035 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2030 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2025 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2020 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2015 Lifetime Portfolio |
N/A |
N/A |
N/A |
Multimanager
2010 Lifetime Portfolio |
N/A |
N/A |
N/A |
New
Opportunities Fund |
130,302 |
113,667 |
157,456 |
Opportunistic
Fixed Income Fund |
2,831 |
569 |
1,267 |
Real
Estate Securities Fund |
283,263 |
390,494 |
514,549 |
Science
& Technology Fund |
79,605 |
159,211 |
228,047 |
Small
Cap Growth Fund |
360,916 |
481,540 |
660,452 |
Small
Cap Value Fund |
428,902 |
318,959 |
310,249 |
Strategic
Income Opportunities Fund |
83,100 |
603,264 |
883,841 |
U.S.
Sector Rotation Fund |
274,334 |
125,239 |
232,521 |
185 |
186 |