First
Trust
Exchange-Traded
Fund VI |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Dorsey Wright Momentum & Low Volatility
ETF |
DVOL |
Nasdaq |
First
Trust Dorsey Wright Momentum & Value ETF |
DVLU |
Nasdaq |
First
Trust SMID Cap Rising Dividend Achievers ETF |
SDVY |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
Return After
Taxes on Distributions |
- |
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Dorsey Wright
Momentum Plus Low VolatilityTM Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or taxes) |
- |
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
Return After
Taxes on Distributions |
- |
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Dorsey Wright
Momentum Plus ValueTM Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or taxes) |
- |
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Nasdaq US
Small Mid Cap Rising Dividend AchieversTM Index
(reflects no
deduction for fees, expenses or taxes) |
- |
|
|
|
S&P
1000® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Fund |
Unitary
Management Fee |
First
Trust Dorsey Wright Momentum & Low Volatility
ETF |
0.60% |
First
Trust Dorsey Wright Momentum & Value ETF |
0.60% |
First
Trust SMID Cap Rising Dividend Achievers ETF |
0.60% |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(9/5/2018) |
Inception
(9/5/2018) |
Fund
Performance |
|
|
|
Net Asset
Value |
-12.02% |
5.70% |
25.28% |
Market
Price |
-11.94% |
5.72% |
25.38% |
Index
Performance |
|
|
|
Dorsey
Wright Momentum Plus Low VolatilityTM
Index |
-11.49% |
6.37% |
28.55% |
S&P
500®
Index |
-15.47% |
7.31% |
33.25% |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(9/5/2018) |
Inception
(9/5/2018) |
Fund
Performance |
|
|
|
Net Asset
Value |
-11.71% |
2.16% |
9.09% |
Market
Price |
-11.66% |
2.17% |
9.14% |
Index
Performance |
|
|
|
Dorsey
Wright Momentum Plus ValueTM
Index |
-11.14% |
2.79% |
11.85% |
S&P
500®
Index |
-15.47% |
7.31% |
33.25% |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(11/1/2017) |
Inception
(11/1/2017) |
Fund
Performance |
|
|
|
Net Asset
Value |
-16.78% |
4.72% |
25.41% |
Market
Price |
-16.90% |
4.72% |
25.41% |
Index
Performance |
|
|
|
Nasdaq US
Small Mid Cap Rising Dividend AchieversTM
Index |
-16.36% |
5.34% |
29.13% |
S&P
1000®
Index |
-16.35% |
5.31% |
28.94% |
|
Year
Ended September 30, |
Period
Ended
9/30/2018(a)
| |||
|
2022 |
2021 |
2020 |
2019 | |
Net
asset value, beginning of period |
$27.53 |
$22.46 |
$22.81 |
$19.94 |
$19.97 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.32 |
0.10 |
0.28 |
0.29 |
0.03 |
Net
realized and unrealized gain (loss) |
(3.60) |
5.06 |
(0.30) |
2.85 |
(0.06) |
Total
from investment operations |
(3.28) |
5.16 |
(0.02) |
3.14 |
(0.03) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.29) |
(0.09) |
(0.33) |
(0.27) |
— |
Net
asset value, end of period |
$23.96 |
$27.53 |
$22.46 |
$22.81 |
$19.94 |
Total
Return(b) |
(12.02)% |
22.98% |
0.03% |
15.93% |
(0.15)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$81,454 |
$121,114 |
$124,674 |
$131,169 |
$13,960 |
Ratio of
total expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60%(c) |
Ratio of
net investment income (loss) to average net assets |
1.04% |
0.36% |
1.21% |
2.37% |
3.81%(c) |
Portfolio
turnover rate(d) |
169% |
136% |
187% |
81% |
0% |
|
Year
Ended September 30, |
Period
Ended
9/30/2018(a)
| |||
|
2022 |
2021 |
2020 |
2019 | |
Net
asset value, beginning of period |
$23.51 |
$15.07 |
$18.52 |
$19.46 |
$19.98 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.40 |
0.29 |
0.25 |
0.33 |
0.02 |
Net
realized and unrealized gain (loss) |
(3.11) |
8.42 |
(3.44) |
(0.94) |
(0.54) |
Total
from investment operations |
(2.71) |
8.71 |
(3.19) |
(0.61) |
(0.52) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.41) |
(0.27) |
(0.26) |
(0.33) |
— |
Net
asset value, end of period |
$20.39 |
$23.51 |
$15.07 |
$18.52 |
$19.46 |
Total
Return(b) |
(11.71)% |
57.98% |
(17.19)% |
(3.04)% |
(2.60)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$19,369 |
$25,864 |
$14,320 |
$19,451 |
$13,625 |
Ratio of
total expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60%(c) |
Ratio of
net investment income (loss) to average net assets |
1.64% |
1.68% |
1.56% |
2.01% |
3.61%(c) |
Portfolio
turnover rate(d) |
230% |
195% |
205% |
152% |
0% |
|
Year
Ended September 30, |
Period
Ended
9/30/2018(a)
| |||
|
2022 |
2021 |
2020 |
2019 | |
Net
asset value, beginning of period |
$28.28 |
$18.27 |
$20.37 |
$21.28 |
$19.94 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.51 |
0.36 |
0.33 |
0.35 |
0.26 |
Net
realized and unrealized gain (loss) |
(5.21) |
9.99 |
(2.08) |
(0.92) |
1.31 |
Total
from investment operations |
(4.70) |
10.35 |
(1.75) |
(0.57) |
1.57 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.49) |
(0.34) |
(0.35) |
(0.34) |
(0.23) |
Net
asset value, end of period |
$23.09 |
$28.28 |
$18.27 |
$20.37 |
$21.28 |
Total
Return(b) |
(16.78)% |
56.77% |
(8.56)% |
(2.59)% |
7.92% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$819,621 |
$210,673 |
$10,050 |
$7,128 |
$4,257 |
Ratio of
total expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60%(c) |
Ratio of
net investment income (loss) to average net assets |
2.25% |
1.77% |
1.83% |
1.95% |
1.49%(c) |
Portfolio
turnover rate(d) |
86% |
36% |
76% |
78% |
72% |
First
Trust
Exchange-Traded
Fund VI |