First
Trust
Exchange-Traded
Fund IV |
Ticker
Symbol: |
FTSL |
Exchange: |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
|
|
|
|
S&P/LSTA
Leveraged Loan Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
Markit iBoxx
USD Liquid Leveraged Loan Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
S&P/LSTA
U.S. Leveraged Loan 100 Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(5/1/2013) |
5
Years |
Inception
(5/1/2013) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
7.60% |
3.65% |
3.32% |
19.60% |
31.98% |
Market
Price |
7.96% |
3.66% |
3.34% |
19.68% |
32.17% |
Index
Performance |
|
|
|
|
|
S&P/LSTA
Leveraged Loan Index(1)
|
8.46% |
4.46% |
4.01% |
24.39% |
39.69% |
Markit
iBoxx USD Liquid Leveraged Loan Index |
6.36% |
2.99% |
2.71% |
15.89% |
25.47% |
S&P/LSTA
U.S. Leveraged Loan 100 Index |
7.07% |
4.11% |
3.52% |
22.30% |
34.14% |
|
Year
Ended October 31, |
| ||||
|
2021 |
2020 |
2019 |
2018 |
2017 | |
Net
asset value, beginning of period |
$45.85 |
$47.15 |
$47.75 |
$48.26 |
$48.32 | |
Income
from investment operations: |
|
|
|
|
| |
Net
investment income (loss) |
1.54 |
1.67 |
2.13 |
1.87 |
1.68 | |
Net
realized and unrealized gain (loss) |
1.92 |
(1.27) |
(0.57) |
(0.43) |
(0.04) | |
Total
from investment operations |
3.46 |
0.40 |
1.56 |
1.44 |
1.64 | |
Distributions
paid to shareholders from: |
|
|
|
|
| |
Net
investment income |
(1.53) |
(1.67) |
(2.15) |
(1.92) |
(1.70) | |
Return of
capital |
— |
(0.03) |
(0.01) |
(0.03) |
— | |
Total
distributions paid to shareholders |
(1.53) |
(1.70) |
(2.16) |
(1.95) |
(1.70) | |
Net
asset value, end of period |
$47.78 |
$45.85 |
$47.15 |
$47.75 |
$48.26 | |
Total
Return (a) |
7.60% |
0.90% |
3.37% |
3.03% |
3.43% | |
Ratios/supplemental
data: |
|
|
|
|
| |
Net
assets, end of period (in 000’s) |
$2,866,652 |
$1,276,964 |
$1,603,148 |
$1,883,903 |
$1,341,599 | |
Ratios
to average net assets: |
|
|
|
|
| |
Ratio of
total expenses to average net assets (b)
|
0.85% |
0.85% |
0.85% |
0.85% |
0.85% | |
Ratio of
net investment income (loss) to average net
assets |
3.27% |
3.63% |
4.50% |
3.94% |
3.53% | |
Portfolio
turnover rate (c)
|
92% |
76% |
44% |
88% |
110% |
First
Trust
Exchange-Traded
Fund IV |