|
Class
A
Shares
Ticker |
Class
C
Shares
Ticker |
Class
D
Shares
Ticker |
Class
I
Shares
Ticker |
Class
S
Shares
Ticker |
Class
T
Shares
Ticker |
Multi-Asset |
||||||
Janus
Henderson Global Allocation Fund – Conservative |
JCAAX |
JCACX |
JMSCX |
JCAIX |
JCASX |
JSPCX |
Janus
Henderson Global Allocation Fund – Moderate |
JMOAX |
JMOCX |
JNSMX |
JMOIX |
JMOSX |
JSPMX |
Janus
Henderson Global Allocation Fund – Growth |
JGCAX |
JGCCX |
JNSGX |
JGCIX |
JGCSX |
JSPGX |
Janus
Investment Fund |
Classification |
Adviser |
Investment
Policies and Restrictions Applicable to the
Funds |
Investment
Strategies and Risks of the Funds and the Underlying
Funds |
Investment
Strategies and Risks of the Underlying
Funds |
Portfolio
Turnover |
Fund
Name |
Portfolio
Turnover Rate for
the
fiscal year ended
June
30, 2024(1) |
Portfolio
Turnover Rate for
the
fiscal year ended
June
30, 2023 |
Janus
Henderson Global Allocation Fund – Conservative |
111% |
41% |
Janus
Henderson Global Allocation Fund – Moderate |
104% |
36% |
Janus
Henderson Global Allocation Fund – Growth |
100% |
35% |
Portfolio
Holdings Disclosure Policies and
Procedures |
Name |
Frequency |
Lag
Time |
Acuity
Knowledge Partners (UK) Limited |
As
needed |
1
day or more |
Adviser
Compliance Associates, LLC |
As
needed |
Current |
Alpha
Financial Markets Consulting |
Monthly |
Current |
Barclays
Risk Analytics and Index Solutions Limited |
Daily |
Current |
Barra,
Inc. |
Daily |
Current |
Bloomberg
Finance L.P. |
Daily |
Current |
Boosted.ai |
Daily |
Current |
Boston
Financial Data Services, Inc. |
As
needed |
Current |
BNP
Paribas Fund Services LLC |
Daily |
Current |
BNP
Paribas New York Branch |
Daily |
Current |
BNP
Paribas Prime Brokerage, Inc. |
Daily |
Current |
BNP
Paribas Securities Services |
Daily |
Current |
BNP
Securities Corp. |
Daily |
Current |
Brown
Brothers Harriman & Co. |
Daily |
Current |
Callan
Associates Inc. |
As
needed |
Current |
Charles
River Brokerage, LLC |
As
needed |
Current |
Charles
River Systems, Inc. |
As
needed |
Current |
Charles
Schwab & Co., Inc. |
As
needed |
Current |
Command
Financial Press Corporation |
As
needed |
2
days |
Deloitte
& Touche LLP |
As
needed |
Current |
Deloitte
Tax LLP |
As
needed |
Current |
DTCC
Loan/SERV LLC |
Daily |
Current |
Eagle
Investment Systems LLC |
As
needed |
Current |
Envestnet
Asset Management Inc. |
As
needed |
Current |
Ernst
& Young Global Limited |
Semiannually |
1-2
days |
Ernst
& Young LLP |
As
needed |
Current |
FactSet
Research Systems, Inc. |
As
needed |
Current |
Fintech
SISU LLC |
Daily |
Current |
FIS
Financial Systems LLC – Wall Street Concepts (WSC) |
As
needed |
Current |
FlexTrade
LLC |
Daily |
Current |
Frank
Russell Company |
As
needed |
Current |
HedgeFacts |
Weekly |
7
days |
HeterMedia
Services Limited |
Monthly |
Current |
IHS
Markit |
Daily |
Current |
Infotech
Consulting Inc. |
Daily |
Current |
Institutional
Shareholder Services, Inc. |
Daily |
Current |
Interactive
Data (Europe) Limited |
Quarterly |
10
days |
Interactive
Data Pricing and Reference Data LLC |
Daily |
Current |
International
Data Corporation |
Daily |
Current |
Investment
Technology Group, Inc. |
Daily |
Current |
JPMorgan
Chase Bank, National Association |
Daily |
Current |
KPMG
LLP |
As
needed |
Current |
LendAmend
LLC |
As
needed |
Current |
Markit
EDM Limited |
Daily |
Current
|
Name |
Frequency |
Lag
Time |
Markit
Group Limited |
Daily |
Current |
Merrill
Communications LLC |
Quarterly |
Current |
Moody’s
Investors Service Inc. |
Weekly |
7
days or more |
Nasdaq
Inc. |
Daily |
Current |
PricewaterhouseCoopers
LLP |
As
needed |
Current |
Prima
Capital Holding, Inc. |
As
needed |
Current |
Prima
Capital Management, Inc. |
Quarterly |
15
days |
RR
Donnelley and Sons Company |
Daily |
Current |
Russell/Mellon
Analytical Services, LLC |
Monthly |
Current |
Seismic
Software, Inc. |
Quarterly |
7
days |
SimCorp
USA, Inc. |
As
needed |
Current |
SS&C
Technologies, Inc. |
As
needed |
Current |
Standard
& Poor’s |
Daily |
Current |
Standard
& Poor’s Financial Services |
Weekly |
2
days or more |
Standard
& Poor’s Securities Evaluation |
Daily |
Current |
The
Ohio National Life Insurance Company |
As
needed |
Current |
Thomson
Reuters (Markets) LLC |
Daily |
Current |
TradingScreen
Inc. |
As
needed |
Current |
TriOptima
AB |
Daily |
Current |
Wachovia
Securities LLC |
As
needed |
Current |
Wilshire
Associates Incorporated |
As
needed |
Current |
Zephyr
Associates, Inc. |
Quarterly |
Current |
Investment
Adviser – Janus Henderson Investors US
LLC |
Expense
Limitations |
Fund
Name |
Expense
Limit
Percentage
(%) |
Janus
Henderson Global Allocation Fund – Conservative |
0.14 |
Janus
Henderson Global Allocation Fund – Moderate |
0.12 |
Janus
Henderson Global Allocation Fund – Growth |
0.14 |
|
2024 |
2023 |
2022 | |||
Fund
Name |
Advisory
Fees |
Waivers
and/or
Expense
Reimbursements(–) |
Advisory
Fees |
Waivers
and/or
Expense
Reimbursements(–) |
Advisory
Fees |
Waivers
and/or
Expense
Reimbursements(–) |
Janus
Henderson Global
Allocation
Fund –
Conservative |
$68,558 |
– $67,265 |
$76,139 |
– $58,710 |
$98,230 |
– $8,958 |
Janus
Henderson Global
Allocation
Fund – Moderate |
$92,843 |
– $73,053 |
$96,494 |
– $71,711 |
$122,529 |
– $18,922 |
Janus
Henderson Global
Allocation
Fund – Growth |
$111,484 |
– $10,858 |
$110,165 |
– $18,005 |
$130,182 |
$— |
Underlying
Funds |
Payments
to Financial Intermediaries By the Adviser or Its
Affiliates |
Additional
Information About the Adviser |
Proxy
Voting Policy and Procedures |
Average
Daily Net Assets of Class D Shares of the Janus Henderson
funds |
Administrative
Services Fee |
Under
$40 billion |
0.12% |
$40
billion - $49.9 billion |
0.10% |
Over
$49.9 billion |
0.08% |
|
2024 |
2023 |
2022 |
Fund
Name |
Administrative
Services
Fees |
Administrative
Services
Fees |
Administrative
Services
Fees |
Janus
Henderson Global Allocation Fund – Conservative |
|
|
|
Class
D Shares |
$134,063 |
$149,411 |
$180,113 |
Class
S Shares |
$140 |
$186 |
$267 |
Class
T Shares |
$23,254 |
$28,258 |
$38,967 |
Janus
Henderson Global Allocation Fund – Moderate |
|
|
|
Class
D Shares |
$183,254 |
$193,396 |
$223,691 |
Class
S Shares |
$1,192 |
$2,384 |
$3,305 |
Class
T Shares |
$27,879 |
$30,409 |
$39,344 |
Janus
Henderson Global Allocation Fund – Growth |
|
|
|
Class
D Shares |
$214,615 |
$217,556 |
$245,283 |
Class
S Shares |
$3,063 |
$2,896 |
$3,557 |
Class
T Shares |
$30,625 |
$32,207 |
$39,905 |
Fund
Name |
2024 |
2023 |
2022 |
Janus
Henderson Global Allocation Fund – Conservative |
$8,364 |
$2,500 |
$— |
Janus
Henderson Global Allocation Fund – Moderate |
$10,795 |
$1,902 |
$— |
Janus
Henderson Global Allocation Fund – Growth |
$11,959 |
$719 |
$— |
Amount
of Purchase at Offering Price |
Sales
Charge as a
Percentage
of
Offering
Price* |
Sales
Charge as a
Percentage
of Net
Amount
Invested |
Amount
of Sales Charge Reallowed
to
Financial Intermediaries as a
Percentage
of Offering Price |
Under
$50,000 |
5.75% |
6.10% |
5.00% |
$50,000
but under $100,000 |
4.50% |
4.71% |
3.75% |
$100,000
but under $250,000 |
3.50% |
3.63% |
2.75% |
$250,000
but under $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
but under $1,000,000 |
2.00% |
2.04% |
1.60% |
$1,000,000
but under $4,000,000** |
0.00% |
0.00% |
1.00% |
$4,000,000
but under $10,000,000** |
0.00% |
0.00% |
0.50% |
$10,000,000
and above** |
0.00% |
0.00% |
0.25% |
|
Aggregate
Sales Commissions | ||
Fund
Name |
2024 |
2023 |
2022 |
Janus
Henderson Global Allocation Fund – Conservative |
|
|
|
Class
A Shares |
$3,110 |
$250 |
$18,047 |
Janus
Henderson Global Allocation Fund – Moderate |
|
|
|
Class
A Shares |
$670 |
$9,402 |
$7,597 |
Janus
Henderson Global Allocation Fund – Growth |
|
|
|
Class
A Shares |
$2,627 |
$11,598 |
$15,217 |
|
Upfront
Sales Charges | ||
Fund
Name |
2024 |
2023 |
2022 |
Janus
Henderson Global Allocation Fund – Conservative |
|
|
|
Class
A Shares |
$461 |
$33 |
$3,481 |
Janus
Henderson Global Allocation Fund – Moderate |
|
|
|
Class
A Shares |
$115 |
$1,692 |
$695 |
Janus
Henderson Global Allocation Fund – Growth |
|
|
|
Class
A Shares |
$428 |
$2,031 |
$2,495 |
Fund
Name |
Advertising(1)
and
Literature |
Prospectus
Preparation,
Printing(1)
and
Mailing |
Payment
to
Brokers |
Janus
Henderson Global Allocation Fund – Conservative |
|
|
|
Class
A Shares |
$0 |
$2 |
$14,841 |
Class
C Shares |
$0 |
$1 |
$25,120 |
Class
S Shares |
$0 |
$0 |
$141 |
Janus
Henderson Global Allocation Fund – Moderate |
|
|
|
Class
A Shares |
$0 |
$3 |
$23,013 |
Class
C Shares |
$0 |
$0 |
$6,787 |
Class
S Shares |
$0 |
$0 |
$1,202 |
Janus
Henderson Global Allocation Fund – Growth |
|
|
|
Class
A Shares |
$0 |
$2 |
$15,444 |
Class
C Shares |
$0 |
$1 |
$20,155 |
Class
S Shares |
$0 |
$0 |
$3,088 |
|
Contingent
Deferred Sales Charges | ||
Fund
Name |
2024 |
2023 |
2022 |
Janus
Henderson Global Allocation Fund – Conservative |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$10 |
$1,048 |
$380 |
Janus
Henderson Global Allocation Fund – Moderate |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$— |
$10 |
$19 |
Janus
Henderson Global Allocation Fund – Growth |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$5 |
$74 |
$— |
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees |
|
|
|
|
|
Alan
A. Brown
151
Detroit Street
Denver,
CO 80206
DOB:
1962 |
Chairman Trustee |
5/22-Present 1/13-Present |
Principal,
Curam Holdings
LLC
(since 2018). Formerly,
Executive
Vice President,
Institutional
Markets, of Black
Creek
Group (private equity
real
estate investment
management
firm)
(2012-2018),
Executive Vice
President
and Co-Head, Global
Private
Client Group
(2007-2010),
Executive Vice
President,
Mutual Funds
(2005-2007),
and Chief
Marketing
Officer (2001-2005)
of
Nuveen Investments, Inc.
(asset
management). |
45 |
Board
Member of
BankNewport
(mutual savings
bank)
(since 2024), Advisory
Board
Member of AEW Core
Property
Trust (open-end
property
fund) (since 2020),
and
Director of WTTW (PBS
affiliate)
(since 2003).
Formerly,
Director of
MotiveQuest
LLC (strategic
social
market research
company)
(2003-2016),
Director
of Nuveen Global
Investors
LLC (2007-2011),
Director
of Communities in
Schools
(2004-2010), and
Director
of Mutual Fund
Education
Alliance (until
2010). |
Cheryl
D. Alston
151
Detroit Street
Denver,
CO 80206
DOB:
1966 |
Trustee |
8/22-Present |
Executive
Director and Chief
Investment
Officer, Employees’
Retirement
Fund of the City of
Dallas
(since 2004). |
45 |
Director
of Blue Cross Blue
Shield
of Kansas City (a
not-for-profit
health insurance
provider)
(since 2016) and
Director
of Global Life
Insurance
(life and
supplemental
health insurance
provider)
(since 2017).
Formerly,
Director of Federal
Home
Loan Bank of Dallas
(2017-2021).
|
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees (cont’d.) |
|
|
|
|
|
Raudline
Etienne
151
Detroit Street
Denver,
CO 80206
DOB:
1965 |
Trustee |
6/16-Present |
Founder,
Daraja Capital
(advisory
and investment firm)
(since
2016). Formerly, Senior
Vice
President and Senior
Advisor,
Albright Stonebridge
Group
LLC (global strategy
firm)
(2011-2021), and
Deputy
Comptroller and Chief
Investment
Officer, New York
State
Common Retirement
Fund
(public pension fund)
(2008-2011). |
45 |
Member
of the Investment
Committee
for Cooper Union
(private
college) (since 2021)
and
Director of Brightwood
Capital
Advisors, LLC (since
2014).
Formerly, Board
Member,
Van Alen Institute
(nonprofit
architectural and
design
organization)
(2019-2022). |
Darrell
B. Jackson
151
Detroit Street
Denver,
CO 80206
DOB:
1958 |
Trustee |
8/22-Present |
President
and Chief Executive
Officer,
The Efficace
Group
Inc. (since 2018).
Formerly,
President and Chief
Executive
Officer, Seaway Bank
and
Trust Company
(community
bank)
(2014-2015),
and Executive
Vice
President and
Co-President,
Wealth
Management
(2009-2014),
and
several senior positions,
including
Group Executive,
Senior
Vice President, and Vice
President
(1995-2009) of
Northern
Trust Company
(financial
services company)
(1995-2014). |
45 |
Advisory
Board Member,
Dome
Construction
(construction)
(since 2023),
Director
of Amalgamated
Financial
Corp (bank) (since
August
2021), Director of YR
Media
(a not-for-profit
production
company) (since
2021),
and Director of
Gray-Bowen-Scott
(transportation
project
consulting
firm) (since April
2020).
Formerly, Director of
Delaware
Place Bank (closely
held
commercial bank)
(2016-2018)
and Director of
Seaway
Bank and Trust
Company
(2014-2015). |
Dominic
Janssens
151
Detroit Street
Denver,
CO 80206
DOB:
1965 |
Trustee |
7/24-Present |
Retired.
Formerly, Global Chief
Operating
Officer, Macquarie
Investment
Management
(2016-2019);
Leader of Global
Investment
and Institutional
Client
Services, T. Rowe Price
(2008-2016);
Senior Managing
Director,
State Street Global
Advisors
(2006-2008); and
Managing
Director, Deutsche
Asset
Management
(2000-2005). |
45 |
Board
Member of AlphaTrAI
(AI-technology
firm) (since
2022)
and Advisory Board
Member
(since 2021).
|
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees (cont’d.) |
|
|
|
|
|
William
F. McCalpin
151
Detroit Street
Denver,
CO 80206
DOB:
1957 |
Trustee |
6/02-Present |
Chief
Executive Officer, muun
chi
LLC (organic food
business)
(since 2022) and
Independent
Consultant (since
2019).
Formerly, Chief
Operating
Officer, muun chi
LLC
(2020-2022), Managing
Partner,
Impact Investments,
Athena
Capital Advisors LLC
(independent
registered
investment
advisor)
(2016-2019),
Managing
Director,
Holos Consulting
LLC
(provides consulting
services
to foundations and
other
nonprofit organizations)
(2009-2016),
Chief Executive
Officer,
Imprint Capital
Advisors
(impact investment
firm)
(2013-2015), and
Executive
Vice President and
Chief
Operating Officer of The
Rockefeller
Brothers Fund (a
private
family foundation)
(1998-2006). |
45 |
Formerly,
Trustee and
Chairman
of the Board of The
Investment
Fund for
Foundations
Investment
Program
(TIP) (2008-2023),
Director
of the F.B. Heron
Foundation
(a private
grantmaking
foundation)
(2006-2022),
and Director of
Mutual
Fund Directors Forum
(a
non-profit organization
serving
independent directors
of
U.S. mutual funds)
(2016-2021). |
Gary
A. Poliner
151
Detroit Street
Denver,
CO 80206
DOB:
1953 |
Trustee |
6/16-Present |
Retired.
Formerly, President
(2010-2013)
of Northwestern
Mutual
Life Insurance
Company. |
45 |
Formerly,
Director of MGIC
Investment
Corporation
(private
mortgage insurance)
(2013-2023),
Director, West
Bend
Mutual Insurance
Company
(property/casualty
insurance)
(2013-2021),
Trustee
of Northwestern
Mutual
Life Insurance
Company
(2010-2013), and
Director
of Frank Russell
Company
(global asset
management
firm)
(2008-2013). |
Diane
L. Wallace
151
Detroit Street
Denver,
CO 80206
DOB:
1958 |
Trustee |
6/17-Present |
Retired.
Formerly, Chief
Operating
Officer, Senior Vice
President-Operations,
and
Chief
Financial Officer for
Driehaus
Capital Management,
LLC
(1988-2006) and
Treasurer
for Driehaus Mutual
Funds
(1996-2002). |
45 |
Formerly,
Director of Family
Service
of Lake County
(2019-2021),
Independent
Trustee,
Henderson Global
Funds
(13 portfolios)
(2015-2017),
Independent
Trustee,
State Farm Associates’
Funds
Trust, State Farm
Mutual
Fund Trust, and State
Farm
Variable Product Trust
(28
portfolios) (2013-2017). |
OFFICERS | |||
Name,
Address,
and
Age |
Positions
Held with the Trust |
Term
of
Office*
and
Length
of Time
Served |
Principal
Occupations
During
the Past Five Years |
Ashwin
Alankar
151
Detroit Street
Denver,
CO 80206
DOB:
1974 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Allocation
Fund – Conservative
Janus
Henderson Global Allocation
Fund – Moderate
Janus
Henderson Global Allocation
Fund – Growth |
9/14-Present |
Head
of Global Asset Allocation of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts. |
Nick
Harper
151
Detroit Street
Denver,
CO 80206
DOB:
1984 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Allocation
Fund – Conservative
Janus
Henderson Global Allocation
Fund – Moderate
Janus
Henderson Global Allocation
Fund – Growth |
6/24-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Michelle
Rosenberg
151
Detroit Street
Denver,
CO 80206
DOB:
1973 |
President
and Chief Executive Officer |
9/22-Present |
Chief
Administrative Officer (since 2024)
and
General Counsel (since 2018) of Janus
Henderson
Investors. Formerly, Corporate
Secretary
of Janus Henderson Investors
(2018-2024),
Interim President and Chief
Executive
Officer of the Trust and Janus
Aspen
Series (2022), Senior Vice President
and
Head of Legal, North America of Janus
Henderson
Investors (2017-2018) and
Deputy
General Counsel of Janus
Henderson
US (Holdings) Inc.
(2015-2018).
Member of Board of Trustees
for
Bates College (since 2020) and Member
of
Board of Directors for ICI Mutual
Insurance
Company (since 2023). |
Kristin
Mariani
151
Detroit Street
Denver,
CO 80206
DOB:
1966 |
Vice
President and Chief Compliance Officer |
7/20-Present |
Head
of Compliance, North America at
Janus
Henderson Investors (since
September
2020) and Chief Compliance
Officer
at Janus Henderson Investors US
LLC
(since September 2017). Formerly,
Anti-Money
Laundering Officer for the
Trust
and Janus Aspen Series (July 2020-
December
2022), Global Head of
Investment
Management Compliance at
Janus
Henderson Investors (February
2019-August
2020), Vice President, Head
|