|
Inst.
|
I-2
|
I-3
|
Admin.
|
A
|
C
|
R
|
PIMCO
Dividend and Income Fund |
PQIIX
|
PQIPX
|
–
|
–
|
PQIZX
|
PQICX
|
–
|
PIMCO
RAE Emerging Markets Fund |
PEIFX
|
PEPFX
|
–
|
–
|
PEAFX
|
–
|
–
|
PIMCO
RAE Global ex-US Fund |
PZRIX
|
PZRPX
|
–
|
–
|
PZRAX
|
–
|
–
|
PIMCO
RAE International Fund |
PPYIX
|
PPYPX
|
–
|
–
|
PPYAX
|
–
|
–
|
PIMCO
RAE US Fund |
PKAIX
|
PKAPX
|
–
|
–
|
PKAAX
|
–
|
–
|
PIMCO
RAE US Small Fund |
PMJIX
|
PMJPX
|
–
|
–
|
PMJAX
|
–
|
–
|
PIMCO
REALPATH® Blend Income Fund |
PBRNX
|
–
|
–
|
PBRDX
|
PBRAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2025 Fund |
PPZRX
|
–
|
–
|
PPZDX
|
PPZAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2030 Fund |
PBPNX
|
–
|
–
|
PBPRX
|
PBPAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2035 Fund |
PDGZX
|
–
|
–
|
PDGDX
|
PDGAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2040 Fund |
PVPNX
|
–
|
–
|
PVPRX
|
PVPAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2045 Fund |
PVQNX
|
–
|
–
|
PVQDX
|
PVQAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2050 Fund |
PPQZX
|
–
|
–
|
PPQDX
|
PPQAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2055 Fund |
PRQZX
|
–
|
–
|
PRQDX
|
PRQAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2060 Fund |
PRBMX
|
–
|
–
|
PRBEX
|
PRBAX
|
–
|
–
|
PIMCO
REALPATH® Blend 2065 Fund |
PBLIX
|
|
|
PBLMX
|
PBLLX
|
|
|
68
| |
68
| |
71
| |
71
| |
71
| |
72
| |
73
| |
73
| |
74
| |
78
| |
78
| |
78
| |
79
| |
79
| |
82
| |
84
| |
85
| |
86
| |
87
| |
87
| |
88
| |
121
| |
122
| |
123
| |
124
| |
125
| |
126
| |
126
| |
128
| |
128
| |
130
| |
130
| |
132
| |
132
| |
134
| |
139
| |
140
| |
142
| |
142
| |
143
| |
143
| |
144
| |
145
| |
146
| |
148
| |
149
| |
149
| |
150
| |
151
| |
151
|
155
| |
157
| |
177
| |
177
| |
177
| |
178
| |
180
| |
181
| |
181
| |
182
| |
184
| |
184
| |
184
| |
186
| |
186
| |
187
| |
187
| |
188
| |
188
| |
189
| |
189
| |
190
| |
190
| |
190
| |
191
| |
192
| |
192
| |
192
| |
192
| |
193
| |
194
| |
194
| |
194
| |
194
| |
194
| |
195
| |
195
| |
195
| |
196
| |
196
|
PIMCO
Dividend and Income Fund
PIMCO
RAE Emerging Markets Fund
PIMCO
RAE Global ex-US Fund
PIMCO
RAE International Fund
PIMCO
RAE US Fund
PIMCO
RAE US Small Fund |
PIMCO
REALPATH® Blend Income Fund
PIMCO
REALPATH® Blend 2025 Fund
PIMCO
REALPATH® Blend 2030 Fund
PIMCO
REALPATH® Blend 2035 Fund
PIMCO
REALPATH® Blend 2040 Fund
PIMCO
REALPATH® Blend 2045 Fund
PIMCO
REALPATH® Blend 2050 Fund
PIMCO
REALPATH® Blend 2055 Fund
PIMCO
REALPATH® Blend 2060 Fund
PIMCO
REALPATH® Blend 2065 Fund |
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Interested
Trustees1 | ||||
Peter
G. Strelow (1970)
Chairman
of the Board
and
Trustee |
02/2019
to present |
Managing
Director
and
Co-Chief
Operating
Officer,
PIMCO.
Senior Vice
President
of the Trust,
PIMCO
Equity Series
VIT,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust and
PIMCO
ETF Trust,
PIMCO
Managed
Accounts
Trust,
PIMCO-Sponsored
Interval
Funds and
PIMCO-Sponsored
Closed-End
Funds.
Formerly,
Chief
Administrative
Officer,
PIMCO. |
157
|
Chairman
and Trustee,
PIMCO
Equity Series
VIT,
PIMCO Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO
ETF Trust. |
Kimberley
G. Stafford
(1978)
Trustee
|
02/2021
to present |
Managing
Director,
Global
Head of
Product
Strategy,
PIMCO;
and Member
of
Executive
Committee,
PIMCO.
Formerly,
Head of
Asia-Pacific,
Global
Head
of Consultant
Relations
and Head of
US
Institutional and
Alternatives
Sales,
PIMCO.
|
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance
Trust,
PIMCO ETF
Trust.
|
Independent
Trustees | ||||
George
E. Borst (1948)
Trustee
|
05/2019
to present |
Executive
Advisor,
McKinsey
&
Company
(since
10/14).
Formerly,
Executive
Advisor,
Toyota
Financial
Services
(10/13-12/14);
and
CEO,
Toyota
Financial
Services
(01/01-09/13).
|
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust;
Director,
MarineMax
Inc.
|
Name,
Year of Birth
and
Position
Held
with Trust* |
Term
of Office
and
Length of
Time
Served† |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Public Company
and
Investment Company
Directorships
Held by
Trustee
During the
Past
5 Years |
Jennifer
Holden Dunbar
(1963)
Trustee
|
02/2016
to present |
Formerly,
Managing
Director,
Dunbar
Partners,
LLC
(business
consulting
and
investments)
(05/05-05/21);
and
Partner,
Leonard
Green
& Partners, L.P. |
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust;
Director,
PS Business
Parks;
Director, Big 5
Sporting
Goods
Corporation.
|
Kym
M. Hubbard (1957)
Trustee
|
05/2019
to present |
Formerly,
Global
Head
of Investments,
Chief
Investment
Officer
and Treasurer,
Ernst
& Young. |
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust;
Director,
State Auto
Financial
Corporation. |
Gary
F. Kennedy (1955)
Trustee
|
05/2019
to present |
Formerly,
Senior Vice
President,
General
Counsel
and Chief
Compliance
Officer,
American
Airlines and
AMR
Corporation
(now
American
Airlines
Group)
(01/03-01/14).
|
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust. |
Peter
B. McCarthy
(1950)
Trustee
|
09/2011
to present |
Formerly,
Assistant
Secretary
and Chief
Financial
Officer,
United
States
Department
of
Treasury;
Deputy
Managing
Director,
Institute
of
International
Finance. |
157
|
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust. |
Ronald
C. Parker (1951)
Lead
Independent
Trustee
|
02/2016
to present
Lead
Independent
Trustee
05/2019
to present |
Director
of Roseburg
Forest
Products
Company.
Formerly,
Chairman
of the
Board,
The Ford
Family
Foundation;
and
President, Chief
Executive
Officer,
Hampton
Affiliates
(forestry
products). |
157
|
Lead
Independent
Trustee,
PIMCO Equity
Series
VIT, PIMCO
Funds,
PIMCO
Variable
Insurance and
PIMCO
ETF Trust. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Eric
D. Johnson (1970)
President
|
06/2019
to present |
Executive
Vice President and Head of Funds Business
Group
Americas, PIMCO. President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO ETF Trust,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Ryan
G. Leshaw (1980)
Chief
Legal Officer and
Secretary
|
08/2021
to present |
Executive
Vice President and Senior Counsel, PIMCO.
Chief
Legal Officer and Secretary, PIMCO Funds, PIMCO
Variable
Insurance Trust, PIMCO ETF Trust and PIMCO
Equity
Series VIT. Chief Legal Officer, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. Formerly, Associate, Willkie Farr &
Gallagher
LLP. |
Keisha
Audain-Pressley
(1975)**
Chief
Compliance
Officer
|
01/2020
to present |
Executive
Vice President and Deputy Chief Compliance
Officer,
PIMCO. Chief Compliance Officer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Joshua
D. Ratner
(1976)**
Senior
Vice President |
05/2019
to present |
Executive
Vice President and Head of Americas
Operations,
PIMCO. Senior Vice President, PIMCO Funds,
PIMCO
Variable Insurance Trust, PIMCO ETF Trust,
PIMCO
Equity Series VIT, PIMCO Managed Accounts
Trust,
PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Peter
G. Strelow (1970)
Senior
Vice President |
06/2019
to present |
Managing
Director and Co-Chief Operating Officer,
PIMCO.
Senior Vice President, PIMCO Funds, PIMCO
Variable
Insurance Trust, PIMCO ETF Trust, PIMCO
Equity
Series VIT, PIMCO Managed Accounts Trust,
PIMCO-Sponsored
Interval Funds and PIMCO-Sponsored
Closed-End
Funds. Formerly, Chief Administrative Officer,
PIMCO.
|
Wu-Kwan
Kit (1981)
Assistant
Secretary |
08/2017
to present |
Senior
Vice President and Senior Counsel, PIMCO.
Assistant
Secretary, PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust and PIMCO Equity
Series
VIT. Vice President, Senior Counsel and Secretary,
PIMCO
Managed Accounts Trust, PIMCO-Sponsored
Interval
Funds, PIMCO-Sponsored Closed-End Funds and
PIMCO
Capital Solutions BDC Corp. Formerly, Assistant
General
Counsel, VanEck Associates Corp. |
Douglas
B. Burrill
(1980)**
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Jeffrey
A. Byer (1976)
Vice
President |
02/2020
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Elizabeth
A. Duggan
(1964)
Vice
President |
02/2021
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Mark
A. Jelic (1981)
Vice
President |
08/2021
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Kenneth
W. Lee (1972)
Vice
President |
08/2022
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Brian
J. Pittluck (1977)
Vice
President |
01/2020
to present |
Senior
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Keith
A. Werber (1973)
Vice
President |
05/2022
to present |
Executive
Vice President, PIMCO. Vice President, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Bijal
Y. Parikh (1978)
Treasurer
|
01/2021
to present |
Executive
Vice President, PIMCO. Treasurer, PIMCO
Funds,
PIMCO Variable Insurance Trust, PIMCO ETF
Trust,
PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds and
PIMCO-Sponsored
Closed-End Funds. |
Erik
C. Brown
(1967)***
Assistant
Treasurer |
03/2010
to present |
Executive
Vice President, PIMCO. Assistant Treasurer,
PIMCO
Funds, PIMCO Variable Insurance Trust, PIMCO
ETF
Trust, PIMCO Equity Series VIT, PIMCO Managed
Accounts
Trust, PIMCO-Sponsored Interval Funds,
PIMCO-Sponsored
Closed-End Funds and PIMCO Capital
Solutions
BDC Corp. |
Name,
Year of Birth and
Position
Held with Trust* |
Term
of Office and
Length
of Time Served |
Principal
Occupation(s)
During
Past 5 Years† |
Brandon
T. Evans
(1982)
Assistant
Treasurer |
05/2019
to present |
Vice
President, PIMCO. Assistant Treasurer, Assistant
Treasurer,
PIMCO Funds, PIMCO Variable Insurance
Trust,
PIMCO ETF Trust and PIMCO Equity Series VIT.
Deptuy
Treasurer, PIMCO Managed Accounts Trust,
PIMCO-Sponsored
Interval Funds and PIMCO-Sponsored
Closed-End
Funds. |
Name
of Trustee |
Name
of Fund |
Dollar
Range of Equity
Securities
in the Funds |
Aggregate
Dollar Range
of
Equity Securities in All
Funds
Overseen by Trustee
in
Family of Investment Companies |
Kimberley
G. Stafford* |
None
|
None
|
Over
$100,000 |
Peter
G. Strelow |
None
|
None
|
Over
$100,000 |
Independent
Trustees |
|
|
|
George
E. Borst |
None
|
None
|
Over
$100,000 |
Jennifer
Holden Dunbar |
None
|
None
|
Over
$100,000 |
Kym
M. Hubbard |
None
|
None
|
Over
$100,000 |
Gary
F. Kennedy |
None
|
None
|
Over
$100,000 |
Peter
B. McCarthy |
PIMCO
REALPATH® Blend
2030
Fund |
Over
$100,000 |
Over
$100,000 |
Ronald
C. Parker |
None
|
None
|
Over
$100,000 |
Name
of Independent Trustee |
Name
of Owners
and
Relationships
to
Trustee |
Company
|
Title
of Class |
Value
of
Securities
|
Percent
of
Class |
George
E. Borst |
None
|
None
|
None
|
None
|
None
|
Jennifer
Holden Dunbar |
None
|
None
|
None
|
None
|
None
|
Kym
M. Hubbard |
None
|
None
|
None
|
None
|
None
|
Gary
F. Kennedy |
None
|
None
|
None
|
None
|
None
|
Peter
B. McCarthy |
None
|
None
|
None
|
None
|
None
|
Ronald
C. Parker |
None
|
None
|
None
|
None
|
None
|
Name
and Position |
Aggregate
Compensation
from
Trust 1
|
Pension
or Retirement
Benefits
Accrued As
Part
of Funds Expenses |
Total
Compensation
from
Trust and Fund
Complex
Paid to Trustees |
George
E. Borst, Trustee |
$
64,425
|
N/A
|
$
449,850
|
Jennifer
Holden Dunbar, Trustee |
$
65,100
|
N/A
|
$
454,850
|
Kym
M. Hubbard, Trustee |
$
63,750
|
N/A
|
$
444,850
|
Gary
F. Kennedy, Trustee |
$
64,425
|
N/A
|
$
449,850
|
Peter
B. McCarthy, Trustee |
$
67,900
|
N/A
|
$
481,100
|
Name
and Position |
Aggregate
Compensation
from
Trust 1
|
Pension
or Retirement
Benefits
Accrued As
Part
of Funds Expenses |
Total
Compensation
from
Trust and Fund
Complex
Paid to Trustees |
Ronald
C. Parker, Trustee |
$
67,900
|
N/A
|
$
474,850
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2030 |
INSTITUTIONAL
|
**
|
RELIANCE
TRUST
CO TTEE
ADP
ACCESS
LARGE
MARKET
XXXK
201 17TH
ST
NW STE 1000,
ATLANTA
GA
30363-1195
|
1,154,871.90
|
|
5.12%
|
PIMCO
RAE
INTERNATIONAL
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET FUND
1633
BROADWAY
NEW
YORK, NY
10019
|
39,459,075.46
|
*
|
41.97%
|
PIMCO
RAE
INTERNATIONAL
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET ALL
AUTHORITY
FUND
1633
BROADWAY
NEW
YORK,
NY 10019 |
13,709,120.93
|
|
14.58%
|
PIMCO
RAE US |
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET FUND
1633
BROADWAY
NEW
YORK, NY
10019
|
13,979,129.28
|
|
17.19%
|
PIMCO
RAE US
SMALL
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET FUND
1633
BROADWAY
NEW
YORK, NY
10019
|
26,105,560.54
|
*
|
42.73%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US
SMALL
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET ALL
AUTHORITY
FUND
1633
BROADWAY
NEW
YORK,
NY 10019 |
7,341,119.64
|
|
12.02%
|
PIMCO
RAE
INTERNATIONAL
|
INSTITUTIONAL
|
|
STATE
STREET
KANSAS
CITY
FBO
PIMCO RAE
GLOBAL
EX US
FUND
ATTN
CHUCK
NIXON,
801
PENNSYLVANIA
AVE,
KANSAS
CITY
MO
64105-1307
|
8,805,563.18
|
|
9.37%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
AND
TRUST
AS
TRUSTEE
AND/OR
CUSTODIAN
FBO
ADP
ACCESS
PRODUCT
1
LINCOLN
ST,
BOSTON
MA
02111-2901
|
164,434.73
|
|
5.19%
|
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
EDWARD
D
JONES
& CO FOR
THE
BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD
SAINT LOUIS
MO
63131-3710 |
72,934.75
|
|
6.62%
|
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
391,171.97
|
*
|
35.52%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
107,779.70
|
|
9.79%
|
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
73,179.27
|
|
6.65%
|
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
179,675.83
|
|
16.32%
|
PIMCO
DIVIDEND
AND
INCOME |
INSTITUTIONAL
|
**
|
WELLS
FARGO
CLEARING
SERVICES
LLC
SPECIAL
CUSTODY
ACCT
FOR
THE
EXCLUSIVE
BENEFIT
OF
CUSTOMER
2801
MARKET
ST,
SAINT
LOUIS MO
63103-2523
|
144,716.19
|
|
13.14%
|
PIMCO
REALPATH
BLEND
INCOME |
INSTITUTIONAL
|
|
DCGT
AS TTEE
AND
OR CUST
FBO
PLIC
VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN
NPIO
TRADE
DESK,
711
HIGH ST, DES
MOINES
IA
50392-0001
|
1,391,815.79
|
|
8.51%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2025 |
INSTITUTIONAL
|
|
DCGT
AS TTEE
AND
OR CUST
FBO
PLIC
VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN
NPIO
TRADE
DESK,
711
HIGH ST, DES
MOINES
IA
50392-0001
|
1,263,964.69
|
|
6.48%
|
PIMCO
REALPATH
BLEND
2030 |
INSTITUTIONAL
|
|
DCGT
AS TTEE
AND
OR CUST
FBO
PLIC
VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN
NPIO
TRADE
DESK,
711
HIGH ST, DES
MOINES
IA
50392-0001
|
1,564,965.37
|
|
6.94%
|
PIMCO
REALPATH
BLEND
2035 |
INSTITUTIONAL
|
|
DCGT
AS TTEE
AND
OR CUST
FBO
PLIC
VARIOUS
RETIREMENT
PLANS
OMNIBUS
ATTN
NPIO
TRADE
DESK,
711
HIGH ST, DES
MOINES
IA
50392-0001
|
1,393,283.97
|
|
6.93%
|
PIMCO
REALPATH
BLEND
INCOME |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
2,564,135.29
|
|
15.68%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
INCOME |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
4,811,619.70
|
*
|
29.43%
|
PIMCO
REALPATH
BLEND
2025 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
2,364,311.49
|
|
12.12%
|
PIMCO
REALPATH
BLEND
2025 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
5,660,426.01
|
*
|
29.01%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2030 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
3,382,551.03
|
|
15.00%
|
PIMCO
REALPATH
BLEND
2030 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
5,877,119.26
|
*
|
26.07%
|
PIMCO
REALPATH
BLEND
2035 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
2,612,846.87
|
|
13.00%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2035 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
5,946,096.86
|
*
|
29.59%
|
PIMCO
REALPATH
BLEND
2040 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
3,727,807.06
|
|
18.86%
|
PIMCO
REALPATH
BLEND
2040 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
6,146,619.00
|
*
|
31.09%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2045 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
2,854,447.10
|
|
15.57%
|
PIMCO
REALPATH
BLEND
2045 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
6,829,677.04
|
*
|
37.25%
|
PIMCO
REALPATH
BLEND
2050 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
4,081,187.22
|
|
22.54%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2050 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
7,274,293.11
|
*
|
40.18%
|
PIMCO
REALPATH
BLEND
2055 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
3,304,691.22
|
*
|
26.13%
|
PIMCO
REALPATH
BLEND
2055 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
3,919,795.15
|
*
|
31.00%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
EMERGING
MARKETS
|
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
23,511,435.93
|
|
19.16%
|
PIMCO
RAE
EMERGING
MARKETS
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET FUND
1633
BROADWAY
NEW
YORK, NY
10019
|
36,386,174.59
|
*
|
29.66%
|
PIMCO
RAE
EMERGING
MARKETS
|
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
16,024,234.66
|
|
13.06%
|
PIMCO
RAE
EMERGING
MARKETS
|
INSTITUTIONAL
|
**
|
STATE
STREET
BANK
& TRUST
CO
FBO PIMCO
ALL
ASSET ALL
AUTHORITY
FUND
1633
BROADWAY
NEW
YORK,
NY 10019 |
6,353,417.07
|
|
5.18%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE GLOBAL
EX-US
|
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
1,235,454.02
|
|
15.68%
|
PIMCO
RAE GLOBAL
EX-US
|
INSTITUTIONAL
|
**
|
MITRA
& CO FBO
XX
C/O
RELIANCE
TRUST
COMPANY
WI
MAILCODE:
BDXN
- ATTN:
MF
4900 W
BROWN
DEER
RD,
MILWAUKEE
WI
53223-2422 |
4,381,631.70
|
*
|
55.61%
|
PIMCO
RAE
INTERNATIONAL
|
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
12,755,960.16
|
|
13.57%
|
PIMCO
RAE
INTERNATIONAL
|
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
9,820,032.96
|
|
10.44%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
20,017,931.99
|
|
24.61%
|
PIMCO
RAE US |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
20,662,798.05
|
*
|
25.41%
|
PIMCO
RAE US |
INSTITUTIONAL
|
|
SAN
LUIS
OBISPO
COUNTY
PENSION
TRUST
1000
MILL ST, SN
LUIS
OBISP CA
93408-2703
|
7,737,858.57
|
|
9.51%
|
PIMCO
RAE US
SMALL
|
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
8,798,514.10
|
|
14.40%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US
SMALL
|
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
3,163,446.43
|
|
5.18%
|
PIMCO
RAE GLOBAL
EX-US
|
INSTITUTIONAL
|
**
|
CAPINCO
C/O US
BANK
NA PO
BOX
1787,
MILWAUKEE
WI
53201-1787
|
1,894,984.00
|
|
24.05%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
MERRILL
LYNCH
PIERCE
FENNER
&
SMITH
INC FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
4800
DEER
LAKE DR E
FL
3,
JACKSONVILLE
FL
32246-6484 |
219,559.95
|
|
6.93%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
ALLIANZ
FUND
INVESTMENTS
INC
1633
BROADWAY
NEW
YORK,
NY 10019 |
164,980.63
|
|
5.21%
|
PIMCO
REALPATH
BLEND
INCOME |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
1,790,203.62
|
|
10.95%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2025 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
3,936,603.18
|
|
20.18%
|
PIMCO
REALPATH
BLEND
2035 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
2,978,073.51
|
|
14.82%
|
PIMCO
REALPATH
BLEND
2045 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
2,552,884.26
|
|
13.92%
|
PIMCO
REALPATH
BLEND
2055 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
2,131,939.32
|
|
16.86%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
787,306.70
|
|
24.84%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCOUNT
FOR
THE
EXCLUSIVE
BENEFIT
OF OUR
CUSTOMERS
ATTN:
MUTUAL
FUNDS
DEPT, 211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
170,299.27
|
|
5.37%
|
PIMCO
REALPATH
BLEND
2030 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
3,386,515.85
|
|
15.02%
|
PIMCO
REALPATH
BLEND
2040 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
2,913,178.50
|
|
14.74%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2050 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
2,096,411.05
|
|
11.58%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
**
|
EMPOWER
TRUST
FBO
EMPLOYEE
BENEFITS
CLIENTS
XXXK
8515
E ORCHARD
RD
2T2,
GREENWOOD
VILLAGE
CO
80111-5002
|
763,017.31
|
|
24.08%
|
PIMCO
REALPATH
BLEND
2060 |
INSTITUTIONAL
|
|
ATTN
NPIO
TRADE
DESK
DCGT
AS TTEE
AND/OR
CUST
FBO
PLIC
VARIOUS
RETIREMENT
PLANS
OMNIBUS,
711
HIGH
STREET,
DES
MOINES IA
50392-0001
|
318,535.28
|
|
10.05%
|
PIMCO
REALPATH
BLEND
INCOME |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
2,190,758.26
|
*
|
96.35%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2025 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
2,271,011.10
|
*
|
98.01%
|
PIMCO
REALPATH
BLEND
2030 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
2,595,563.42
|
*
|
98.99%
|
PIMCO
REALPATH
BLEND
2035 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
2,168,664.45
|
*
|
99.06%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2040 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
1,551,298.55
|
*
|
98.99%
|
PIMCO
REALPATH
BLEND
2045 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
1,463,923.96
|
*
|
97.22%
|
PIMCO
REALPATH
BLEND
2050 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
1,559,343.42
|
*
|
99.44%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2055 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
719,082.76
|
*
|
99.29%
|
PIMCO
REALPATH
BLEND
2060 |
ADMIN
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
55,363.54
|
*
|
89.18%
|
PIMCO
RAE
EMERGING
MARKETS
|
I-2
|
**
|
MERRILL
LYNCH
PIERCE
FENNER
&
SMITH
INC FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
4800
DEER
LAKE DR E
FL
3,
JACKSONVILLE
FL
32246-6484 |
1,529,720.49
|
|
17.67%
|
PIMCO
DIVIDEND
AND
INCOME |
I-2
|
**
|
UBS
WM USA
XOX
XXXXX
XXXX
OMNI A/C
M/F
SPEC CDY
A/C
EXCL BEN
CUST
UBSFSI
1000
HARBOR
BLVD,
WEEHAWKEN
NJ
07086-6761
|
488,182.80
|
*
|
33.88%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
I-2
|
**
|
RAYMOND
JAMES
OMNIBUS
FOR
MUTUAL
FUNDS
HOUSE
ACCT
FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER,
880
CARILLON
PKWY,
ST
PETERSBURG
FL
33716-1100
|
123,461.05
|
|
8.57%
|
PIMCO
DIVIDEND
AND
INCOME |
I-2
|
**
|
MERRILL
LYNCH
PIERCE
FENNER
&
SMITH
INC FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
4800
DEER
LAKE DR E
FL
3,
JACKSONVILLE
FL
32246-6484 |
328,518.35
|
|
22.80%
|
PIMCO
DIVIDEND
AND
INCOME |
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
181,486.92
|
|
12.60%
|
PIMCO
RAE
EMERGING
MARKETS
|
I-2
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
5,094,150.56
|
*
|
58.83%
|
PIMCO
RAE
EMERGING
MARKETS
|
I-2
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
946,428.11
|
|
10.93%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
EMERGING
MARKETS
|
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
980,454.71
|
|
11.32%
|
PIMCO
RAE GLOBAL
EX-US
|
I-2
|
**
|
RAYMOND
JAMES
OMNIBUS
FOR
MUTUAL
FUNDS
HOUSE
ACCT
FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER,
880
CARILLON
PKWY,
ST
PETERSBURG
FL
33716-1100
|
2,489.36
|
|
7.12%
|
PIMCO
RAE GLOBAL
EX-US
|
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
31,875.74
|
*
|
91.20%
|
PIMCO
RAE
INTERNATIONAL
|
I-2
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
578,717.24
|
*
|
40.85%
|
PIMCO
RAE
INTERNATIONAL
|
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
295,740.01
|
|
20.88%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US |
I-2
|
**
|
RBC
CAPITAL
MARKETS
LLC
MUTUAL
FUND
OMNIBUS
PROCESSING
ATTN
MUTUAL
FUND
OPS
MANAGER
250
NICOLLET
MALL
SUITE
1400,
MINNEAPOLIS
MN
55401-7554 |
249,374.62
|
|
6.11%
|
PIMCO
RAE US |
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
3,498,515.57
|
*
|
85.71%
|
PIMCO
RAE US
SMALL
|
I-2
|
**
|
RBC
CAPITAL
MARKETS
LLC
MUTUAL
FUND
OMNIBUS
PROCESSING
ATTN
MUTUAL
FUND
OPS
MANAGER
250
NICOLLET
MALL
SUITE
1400,
MINNEAPOLIS
MN
55401-7554 |
967,122.64
|
|
14.82%
|
PIMCO
RAE US
SMALL
|
I-2
|
**
|
UBS
WM USA
XOX
XXXXX
XXXX
OMNI A/C
M/F
SPEC CDY
A/C
EXCL BEN
CUST
UBSFSI
1000
HARBOR
BLVD,
WEEHAWKEN
NJ
07086-6761
|
837,405.54
|
|
12.83%
|
PIMCO
RAE US
SMALL
|
I-2
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
1,301,492.97
|
|
19.95%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US
SMALL
|
I-2
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
499
WASHINGTON
BLVD,
ATTN:
MUTUAL
FUNDS
DEPT
4TH
FLOOR,
JERSEY
CITY
NJ
07310-1995
|
696,812.70
|
|
10.68%
|
PIMCO
RAE US
SMALL
|
I-2
|
**
|
RAYMOND
JAMES
OMNIBUS
FOR
MUTUAL
FUNDS
HOUSE
ACCT
FIRM
XXXXXXXX
ATTN
COURTNEY
WALLER,
880
CARILLON
PKWY,
ST
PETERSBURG
FL
33716-1100
|
779,547.84
|
|
11.95%
|
PIMCO
RAE US
SMALL
|
I-2
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
1,724,105.76
|
*
|
26.42%
|
PIMCO
RAE
INTERNATIONAL
|
I-2
|
**
|
MERRILL
LYNCH
PIERCE
FENNER
&
SMITH
INC FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
4800
DEER
LAKE DR E
FL
3,
JACKSONVILLE
FL
32246-6484 |
474,498.51
|
*
|
33.50%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
146,238.73
|
|
11.56%
|
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
J.
P. MORGAN
SECURITIES
LLC
FOR
THE EXCL.
BENE.
OF OUR
CUST.
4 CHASE
METROTECH
CTR,
BROOKLYN
NY
11245-0003 |
84,827.02
|
|
6.71%
|
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
158,202.97
|
|
12.51%
|
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
WELLS
FARGO
CLEARING
SERVICES
LLC
SPECIAL
CUSTODY
ACCT
FOR
THE
EXCLUSIVE
BENEFIT
OF
CUSTOMER
2801
MARKET
ST,
SAINT
LOUIS MO
63103-2523
|
236,785.04
|
|
18.72%
|
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
152,700.05
|
|
12.07%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
C
|
**
|
MLPF&S
FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN
FUND
ADMN/#XXM
4800
DEER LAKE
DR
E FL 3,
JACKSONVILLE
FL
32246-6484 |
73,462.77
|
|
5.81%
|
PIMCO
RAE
EMERGING
MARKETS
|
A
|
**
|
MLPF&S
FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN
FUND
ADMN/#XXM
4800
DEER LAKE
DR
E FL 3,
JACKSONVILLE
FL
32246-6484 |
96,483.69
|
|
8.08%
|
PIMCO
REALPATH
BLEND
2025 |
A
|
**
|
STATE
STREET
BANK
AND
TRUST
AS
TRUSTEE
AND/OR
CUSTODIAN
FBO
ADP
ACCESS
PRODUCT
1
LINCOLN
ST,
BOSTON
MA
02111-2901
|
41,840.57
|
|
6.80%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
STATE
STREET
BANK
AND
TRUST
AS
TRUSTEE
AND/OR
CUSTODIAN
FBO
ADP
ACCESS
PRODUCT
1
LINCOLN
ST,
BOSTON
MA
02111-2901
|
156,436.31
|
|
6.57%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE GLOBAL
EX-US
|
A
|
**
|
SECURITY
BENEFIT
DIRECTED
FIDUCIARY
FBO
UMB
BANK FOR
VARIOUS
RETIREMENT
ACCOUNTS
1 SW
SECURITY
BENEFIT
PL,
TOPEKA
KS
66636-1000
|
1,596,034.49
|
*
|
84.26%
|
PIMCO
REALPATH
BLEND
2060 |
A
|
**
|
WELLS
FARGO
CLEARING
SERVICES
LLC
SPECIAL
CUSTODY
ACCT
FOR
THE
EXCLUSIVE
BENEFIT
OF
CUSTOMER
2801
MARKET
ST,
SAINT
LOUIS MO
63103-2523
|
17,490.20
|
*
|
27.01%
|
PIMCO
REALPATH
BLEND
2060 |
A
|
**
|
TD
AMERITRADE
INC
FOR THE
EXCLUSIVE
BENEFIT
OF OUR
CLIENTS
PO BOX
2226,
OMAHA NE
68103-2226
|
4,886.58
|
|
7.55%
|
PIMCO
REALPATH
BLEND
2060 |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
13,601.70
|
|
21.01%
|
PIMCO
REALPATH
BLEND
2060 |
A
|
**
|
CHARLES
SCHWAB
& CO
INC
SPECIAL
CUSTODY
ACCT
FBO
CUSTOMERS
ATTN
MUTUAL
FUNDS,
211
MAIN
ST, SAN
FRANCISCO
CA
94105-1901
|
25,785.92
|
*
|
39.83%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
EDWARD
D
JONES
& CO FOR
THE
BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD
SAINT LOUIS
MO
63131-3710 |
976,227.08
|
|
9.33%
|
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
1,140,834.97
|
|
10.90%
|
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
1,502,167.65
|
|
14.35%
|
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
WELLS
FARGO
CLEARING
SERVICES
LLC
SPECIAL
CUSTODY
ACCT
FOR
THE
EXCLUSIVE
BENEFIT
OF
CUSTOMER
2801
MARKET
ST,
SAINT
LOUIS MO
63103-2523
|
798,947.03
|
|
7.63%
|
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
1,102,076.37
|
|
10.53%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
DIVIDEND
AND
INCOME |
A
|
**
|
MLPF&S
FOR
THE
SOLE
BENEFIT
OF ITS
CUSTOMERS
ATTN
FUND
ADMN/#XXM
4800
DEER LAKE
DR
E FL 3,
JACKSONVILLE
FL
32246-6484 |
1,630,401.13
|
|
15.57%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
350,162.29
|
|
14.70%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
142,390.06
|
|
5.98%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
WELLS
FARGO
CLEARING
SERVICES
LLC
SPECIAL
CUSTODY
ACCT
FOR
THE
EXCLUSIVE
BENEFIT
OF
CUSTOMER
2801
MARKET
ST,
SAINT
LOUIS MO
63103-2523
|
901,663.24
|
*
|
37.85%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
273,053.31
|
|
11.46%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2025 |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
49,187.42
|
|
7.99%
|
PIMCO
REALPATH
BLEND
2025 |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
56,366.78
|
|
9.16%
|
PIMCO
REALPATH
BLEND
2025 |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
38,844.18
|
|
6.31%
|
PIMCO
REALPATH
BLEND
2030 |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
71,809.97
|
|
10.41%
|
PIMCO
REALPATH
BLEND
2030 |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
142,091.29
|
|
20.59%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2030 |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
51,371.52
|
|
7.44%
|
PIMCO
REALPATH
BLEND
2035 |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
53,339.89
|
|
8.83%
|
PIMCO
REALPATH
BLEND
2035 |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
101,470.90
|
|
16.80%
|
PIMCO
REALPATH
BLEND
2040 |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
42,432.03
|
|
6.79%
|
PIMCO
REALPATH
BLEND
2055 |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
11,055.76
|
|
5.26%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
EMERGING
MARKETS
|
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
632,923.84
|
*
|
53.03%
|
PIMCO
RAE
EMERGING
MARKETS
|
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
86,153.23
|
|
7.22%
|
PIMCO
RAE
EMERGING
MARKETS
|
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
95,568.23
|
|
8.01%
|
PIMCO
RAE US
SMALL
|
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
7,317,254.91
|
*
|
80.60%
|
PIMCO
RAE US
SMALL
|
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
618,843.22
|
|
6.82%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE US |
A
|
**
|
EDWARD
D
JONES
& CO FOR
THE
BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD
SAINT LOUIS
MO
63131-3710 |
374,180.98
|
*
|
26.70%
|
PIMCO
RAE US |
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
213,080.07
|
|
15.20%
|
PIMCO
RAE US |
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
236,906.56
|
|
16.90%
|
PIMCO
RAE US |
A
|
**
|
LPL
FINANCIAL
OMNIBUS
CUSTOMER
ACCOUNT
ATTN
MUTUAL
FUND
TRADING
4707
EXECUTIVE
DR,
SAN
DIEGO CA
92121-3091
|
359,753.83
|
*
|
25.67%
|
PIMCO
RAE
INTERNATIONAL
|
A
|
**
|
EDWARD
D
JONES
& CO FOR
THE
BENEFIT OF
CUSTOMERS
XXXXX
MANCHESTER
RD
SAINT LOUIS
MO
63131-3710 |
102,430.79
|
|
14.83%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
RAE
INTERNATIONAL
|
A
|
**
|
NATIONAL
FINANCIAL
SERVICES
LLC
FOR
THE
BENEFIT
OF OUR
CUSTOMERS
ATTN
MUTUAL
FUNDS
DEPT
XTH
FLOOR ONE
WORLD
FINANCIAL
CENTER,
200
LIBERTY
ST,
NEW
YORK NY
10281-1015
|
429,677.28
|
*
|
62.22%
|
PIMCO
RAE
INTERNATIONAL
|
A
|
**
|
PERSHING
LLC 1
PERSHING
PLZ,
JERSEY
CITY NJ
07399-0002
|
48,533.56
|
|
7.03%
|
PIMCO
RAE GLOBAL
EX-US
|
A
|
**
|
TD
AMERITRADE
INC
FOR THE
EXCLUSIVE
BENEFIT
OF OUR
CLIENTS
PO BOX
2226,
OMAHA NE
68103-2226
|
160,120.32
|
|
8.45%
|
PIMCO
REALPATH
BLEND
INCOME |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
287,565.78
|
|
12.07%
|
PIMCO
REALPATH
BLEND
2025 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
313,039.39
|
*
|
50.85%
|
PIMCO
REALPATH
BLEND
2030 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
346,616.68
|
*
|
50.23%
|
FUND
NAME |
CLASS
|
|
REGISTRATION
|
SHARES
BENEFICIALLY
OWNED
|
|
PERCENTAGE
OF
OUTSTANDING
SHARES
OF
CLASS
OWNED |
PIMCO
REALPATH
BLEND
2035 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
323,343.79
|
*
|
53.54%
|
PIMCO
REALPATH
BLEND
2040 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
482,373.00
|
*
|
77.18%
|
PIMCO
REALPATH
BLEND
2045 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
293,720.45
|
*
|
86.63%
|
PIMCO
REALPATH
BLEND
2050 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
257,142.39
|
*
|
81.92%
|
PIMCO
REALPATH
BLEND
2055 |
A
|
**
|
FIIOC
FBO A G
EQUIPMENT
COMPANY
XXXXX
100
MAGELLAN
WAY,
COVINGTON
KY
41015-1987
|
148,595.06
|
*
|
70.70%
|
Fund
|
Indicative
Portfolio(s) |
PIMCO
RAE Emerging Markets Fund |
RAE
Emerging Markets Portfolio |
PIMCO
RAE International Fund |
RAE
International Portfolio |
PIMCO
RAE US Fund |
RAE
US Portfolio |
PIMCO
RAE US Small Fund |
RAE
US Small Portfolio |
Fund
(†)
|
Advisory
Fee
Rate |
PIMCO
Dividend and Income Fund (1)
|
0.44%
|
PIMCO
RAE Emerging Markets Fund |
0.50%
|
PIMCO
RAE Global ex-US Fund |
0.40%
|
PIMCO
RAE International Fund |
0.30%
|
PIMCO
RAE US Fund |
0.25%
|
PIMCO
RAE US Small Fund |
0.35%
|
PIMCO
REALPATH® Blend Income Fund |
0.01%
|
PIMCO
REALPATH® Blend 2025 Fund |
0.01%
|
PIMCO
REALPATH® Blend 2030 Fund (2)
|
0.01%*
|
PIMCO
REALPATH® Blend 2035 Fund (3)
|
0.02%*
|
PIMCO
REALPATH® Blend 2040 Fund |
0.03%*
|
PIMCO
REALPATH® Blend 2045 Fund |
0.03%*
|
PIMCO
REALPATH® Blend 2050 Fund |
0.03%*
|
PIMCO
REALPATH® Blend 2055 Fund |
0.03%*
|
PIMCO
REALPATH® Blend 2060 Fund |
0.03%*
|
PIMCO
REALPATH® Blend 2065 Fund |
0.03%*
|
Fund
|
July
1,
2020
|
July
1,
2025
|
July
1,
2030
|
July
1,
2035
|
July
1,
2040
|
July
1,
2045
|
July
1,
2050
|
PIMCO
REALPATH® Blend Income Fund |
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2025 Fund |
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2030 Fund |
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2035 Fund |
0.02%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2040 Fund |
0.03%
|
0.02%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2045 Fund |
0.03%
|
0.03%
|
0.02%
|
0.01%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2050 Fund |
0.03%
|
0.03%
|
0.03%
|
0.02%
|
0.01%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2055 Fund |
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.02%
|
0.01%
|
0.01%
|
PIMCO
REALPATH® Blend 2060 Fund |
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.02%
|
0.01%
|
PIMCO
REALPATH® Blend 2065 Fund |
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.03%
|
0.02%
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
$
856,875
|
$
856,984
|
$
1,073,720
|
PIMCO
RAE Emerging Markets Fund |
6,344,483
|
7,717,202
|
12,977,498
|
PIMCO
RAE Global ex-US Fund |
365,666
|
317,579
|
301,325
|
PIMCO
RAE International Fund |
2,431,582
|
3,208,745
|
1,773,057
|
PIMCO
RAE US Fund |
2,802,801
|
2,033,392
|
1,809,070
|
PIMCO
RAE US Small Fund |
1,259,576
|
1,621,647
|
726,967
|
PIMCO
REALPATH® Blend Income Fund |
25,398
|
20,875
|
8,454
|
PIMCO
REALPATH® Blend 2025 Fund |
26,138
|
19,648
|
8,826
|
PIMCO
REALPATH® Blend 2030 Fund |
29,245
|
22,102
|
22,881
|
PIMCO
REALPATH® Blend 2035 Fund |
49,758
|
35,024
|
25,632
|
PIMCO
REALPATH® Blend 2040 Fund |
77,926
|
55,996
|
30,211
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
REALPATH® Blend 2045 Fund |
71,467
|
50,980
|
29,334
|
PIMCO
REALPATH® Blend 2050 Fund |
71,952
|
54,093
|
35,160
|
PIMCO
REALPATH® Blend 2055 Fund |
45,388
|
28,905
|
14,123
|
PIMCO
REALPATH® Blend 2060 Fund |
5,098
|
2,179
|
408
(1)
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund (1)
|
$
70,915
|
$
193,302
|
$
231,702
|
PIMCO
RAE Emerging Markets Fund |
1,872,544
|
1,162,876
(1)
|
1,087,507
|
PIMCO
RAE Global ex-US Fund |
186,622
|
145,904
(1)
|
173,262
|
PIMCO
RAE International Fund |
566,842
|
558,111
(1)
|
517,590
|
PIMCO
RAE US Fund |
1,099,002
|
850,922
(1)
|
905,103
|
PIMCO
RAE US Small Fund |
362,031
|
84,438
(1)
|
122,349
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
$
32,908
|
$
92,388
|
$
102,085
|
PIMCO
RAE Emerging Markets Fund |
718,346
|
1,427,819
|
2,255,172
|
PIMCO
RAE Global ex-US Fund |
18,000
|
29,959
|
30,041
|
PIMCO
RAE International Fund |
297,053
|
551,970
|
349,851
|
PIMCO
RAE US Fund |
85,023
|
311,687
|
287,407
|
PIMCO
RAE US Small Fund |
58,393
|
294,979
|
172,383
|
Fund
|
Institutional
and
Administrative
Classes
|
I-2
|
I-3
|
Class
A |
Class
C |
Class
R |
PIMCO
Dividend and
Income
Fund (1)
|
0.25%
|
0.35%
|
0.45%
|
0.35%
|
0.35%
|
N/A
|
PIMCO
RAE Emerging
Markets
Fund (2)
|
0.25%
|
0.35%
|
N/A
|
0.35%
|
N/A
|
N/A
|
PIMCO
RAE Global ex-US
Fund
(3)
|
0.15%
|
0.25%
|
N/A
|
0.25%
|
N/A
|
N/A
|
PIMCO
RAE International
Fund
(4)
|
0.20%
|
0.30%
|
N/A
|
0.30%
|
N/A
|
N/A
|
PIMCO
RAE US Fund (5)
|
0.15%
|
0.25%
|
0.35%
|
0.30%
|
N/A
|
N/A
|
PIMCO
RAE US Small
Fund
(6)
|
0.15%
|
0.25%
|
N/A
|
0.30%
|
N/A
|
N/A
|
PIMCO
REALPATH®
Blend
Income Fund |
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2025 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2030 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2035 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2040 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2045 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2050 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
PIMCO
REALPATH®
Blend
2055 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
0.27%
|
Fund
|
Institutional
and
Administrative
Classes
|
I-2
|
I-3
|
Class
A |
Class
C |
Class
R |
PIMCO
REALPATH®
Blend
2060 Fund (7)
|
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
N/A
|
PIMCO
REALPATH®
Blend
2065 Fund |
0.02%
|
N/A
|
N/A
|
0.22%
|
N/A
|
N/A
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
$
683,790
|
$
724,736
|
$
857,670
|
PIMCO
RAE Emerging Markets Fund |
3,258,807
|
4,676,359
|
11,699,365
|
PIMCO
RAE Global ex-US Fund |
149,223
|
177,343
|
271,890
|
PIMCO
RAE International Fund |
1,667,226
|
2,470,116
|
1,778,324
|
PIMCO
RAE US Fund |
1,743,108
|
1,489,859
|
1,839,353
|
PIMCO
RAE US Small Fund |
662,889
|
844,124
|
527,337
|
PIMCO
REALPATH® Blend Income Fund |
119,747
|
100,984
|
47,122
|
PIMCO
REALPATH® Blend 2025 Fund |
72,692
|
59,645
|
32,466
|
PIMCO
REALPATH® Blend 2030 Fund |
78,908
|
63,488
|
39,400
|
PIMCO
REALPATH® Blend 2035 Fund |
67,033
|
52,550
|
31,394
|
PIMCO
REALPATH® Blend 2040 Fund |
71,695
|
58,384
|
41,690
|
PIMCO
REALPATH® Blend 2045 Fund |
57,613
|
44,105
|
30,993
|
PIMCO
REALPATH® Blend 2050 Fund |
58,362
|
46,763
|
35,502
|
PIMCO
REALPATH® Blend 2055 Fund |
37,113
|
26,242
|
16,875
|
PIMCO
REALPATH® Blend 2060 Fund |
5,134
|
2,596
|
297
(1)
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
N/A
|
N/A
|
N/A
|
PIMCO
RAE Emerging Markets Fund |
N/A
|
$
774,527
|
$
5,190,999
|
PIMCO
RAE Global ex-US Fund |
$
365,666
|
317,580
|
301,326
|
PIMCO
RAE International Fund |
N/A
|
313,687
|
591,019
|
PIMCO
RAE US Fund |
N/A
|
231,123
|
723,628
|
PIMCO
RAE US Small Fund |
N/A
|
125,174
|
207,705
|
PIMCO
REALPATH® Blend Income Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2025 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2030 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2035 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2040 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2045 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2050 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2055 Fund |
N/A
|
N/A
|
N/A
|
PIMCO
REALPATH® Blend 2060 Fund |
N/A
|
N/A
|
N/A
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
$
0
|
$
0
|
$
0
|
PIMCO
RAE Emerging Markets Fund |
62,176
|
75,629
|
101,775
|
PIMCO
RAE Global ex-US Fund |
4,479
|
3,890
|
3,017
|
PIMCO
RAE International Fund |
39,716
|
52,409
|
24,711
|
PIMCO
RAE US Fund |
54,935
|
39,855
|
28,941
|
PIMCO
RAE US Small Fund |
17,634
|
22,703
|
8,770
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
Dividend and Income Fund |
$
13,525
|
$
14,230
|
$
17,969
|
PIMCO
RAE Emerging Markets Fund |
91,157
|
114,707
|
197,836
|
PIMCO
RAE Global ex-US Fund |
144,562
|
171,506
|
269,896
|
PIMCO
RAE International Fund |
62,565
|
75,463
|
38,037
|
PIMCO
RAE US Fund |
73,247
|
57,114
|
56,471
|
PIMCO
RAE US Small Fund |
24,507
|
32,329
|
11,193
|
PIMCO
REALPATH® Blend Income Fund |
17,165
|
13,948
|
5,171
|
PIMCO
REALPATH® Blend 2025 Fund |
17,397
|
12,224
|
5,537
|
Fund
|
Year
Ended
6/30/22
|
Year
Ended
6/30/21
|
Year
Ended
6/30/20
|
PIMCO
REALPATH® Blend 2030 Fund |
19,218
|
14,065
|
7,263
|
PIMCO
REALPATH® Blend 2035 Fund |
15,987
|
10,916
|
5,532
|
PIMCO
REALPATH® Blend 2040 Fund |
16,841
|
11,690
|
6,739
|
PIMCO
REALPATH® Blend 2045 Fund |
15,530
|
10,759
|
6,706
|
PIMCO
REALPATH® Blend 2050 Fund |
15,776
|
11,854
|
8,144
|
PIMCO
REALPATH® Blend 2055 Fund |
9,631
|
5,889
|
3,076
|
PIMCO
REALPATH® Blend 2060 Fund |
1,114
|
481
|
67,942
(1)
|
Fund
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
PIMCO
Dividend and Income Fund |
$
9,466
|
$
9,138
|
$
10,737
|
PIMCO
RAE Emerging Markets Fund |
-
|
-
|
25,404
|
PIMCO
RAE Global ex-US Fund |
-
|
-
|
674
|
PIMCO
RAE International Fund |
-
|
-
|
4,249
|
PIMCO
RAE US Fund |
-
|
-
|
6,517
|
PIMCO
RAE US Small Fund |
-
|
-
|
1,407
|
PIMCO
REALPATH® Blend Income Fund |
12,445
|
10,229
|
4,142
|
PIMCO
REALPATH® Blend 2025 Fund |
12,808
|
9,628
|
4,325
|
PIMCO
REALPATH® Blend 2030 Fund |
14,330
|
10,830
|
5,606
|
PIMCO
REALPATH® Blend 2035 Fund |
12,191
|
8,581
|
4,186
|
PIMCO
REALPATH® Blend 2040 Fund |
12,728
|
9,146
|
4,935
|
PIMCO
REALPATH® Blend 2045 Fund |
11,673
|
8,327
|
4,791
|
PIMCO
REALPATH® Blend 2050 Fund |
11,752
|
8,835
|
5,743
|
PIMCO
REALPATH® Blend 2055 Fund |
7,413
|
4,721
|
2,307
|
PIMCO
REALPATH® Blend 2060 Fund |
833
|
356
|
3
(1)
|
|
Total
Number
of
Accounts“ |
Total
Assets
of
All
Accounts
(in
$millions)”
|
Number
of
Accounts
Paying
a
Performance
Fee
|
Total
Assets
of
Accounts
Paying
a
Performance
Fee
(in
$millions)
|
Robert
D. Arnott (1)
|
|
|
|
|
Registered
Investment Companies |
13
|
$
27,389.31
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
10
|
$
3,037.70
|
2
|
$
318.28
|
Other
Accounts |
9
|
$
5,294.79
|
2
|
$
503.37
|
|
Total
Number
of
Accounts“ |
Total
Assets
of
All
Accounts
(in
$millions)”
|
Number
of
Accounts
Paying
a
Performance
Fee
|
Total
Assets
of
Accounts
Paying
a
Performance
Fee
(in
$millions)
|
Chris
Brightman (2)
|
|
|
|
|
Registered
Investment Companies |
13
|
$
27,389.31
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
10
|
$
3,037.70
|
2
|
$
318.28
|
Other
Accounts |
9
|
$
5,294.79
|
2
|
$
503.37
|
Erin
Browne (3)
|
|
|
|
|
Registered
Investment Companies |
4
|
$
1,018.43
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
12
|
$
3,994.90
|
0
|
$
0.00
|
Other
Accounts |
7
|
$
936.33
|
0
|
$
0.00
|
Daniel
J. Ivascyn (4)
|
|
|
|
|
Registered
Investment Companies |
19
|
$
162,957.04
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
20
|
$
83,564.87
|
9
|
$
17,222.64
|
Other
Accounts |
8
|
$
2,604.04
|
1
|
$
286.90
|
Alfred
Murata (5)
|
|
|
|
|
Registered
Investment Companies |
21
|
$
165,375.90
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
19
|
$
41,791.98
|
5
|
$
9,877.10
|
Other
Accounts |
4
|
$
566.96
|
0
|
$
0.00
|
Graham
Rennison (6)
|
|
|
|
|
Registered
Investment Companies |
8
|
$
10,873.23
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
8
|
$
1,849.40
|
3
|
$
484.09
|
Other
Accounts |
0
|
$
0.00
|
0
|
$
0.00
|
Emmanuel
S. Sharef (7)
|
|
|
|
|
Registered
Investment Companies |
5
|
$
4,266.12
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
9
|
$
2,557.68
|
0
|
$
0.00
|
Other
Accounts |
0
|
$
0.00
|
0
|
$
0.00
|
Brendon
Shvetz (8)
|
|
|
|
|
Registered
Investment Companies |
1
|
$
177.30
|
0
|
$
0.00
|
Other
Pooled Investment Vehicles |
0
|
$
0.00
|
0
|
$
0.00
|
Other
Accounts |
0
|
$
0.00
|
0
|
$
0.00
|
Portfolio
Manager |
Funds
Managed by Portfolio Manager |
Dollar
Range of Shares Owned |
Arnott
|
PIMCO
RAE Emerging Markets Fund |
$100,001
- $500,000 |
PIMCO
RAE Global ex-US Fund |
None
| |
PIMCO
RAE International Fund |
$100,001
- $500,000 | |
PIMCO
RAE US Fund |
$0 -
$50,000 | |
PIMCO
RAE US Small Fund |
None
|
Portfolio
Manager |
Funds
Managed by Portfolio Manager |
Dollar
Range of Shares Owned |
Brightman
|
PIMCO
RAE Emerging Markets Fund |
None
|
PIMCO
RAE Global ex-US Fund |
None
| |
PIMCO
RAE International Fund |
None
| |
PIMCO
RAE US Fund |
None
| |
PIMCO
RAE US Small Fund |
None
| |
Browne
|
PIMCO
Dividend and Income Fund |
None
|
|
PIMCO
REALPATH® Blend Income
Fund
|
None
|
PIMCO
REALPATH® Blend 2025 Fund |
None
| |
PIMCO
REALPATH® Blend 2030 Fund |
None
| |
PIMCO
REALPATH® Blend 2035 Fund |
None
| |
PIMCO
REALPATH® Blend 2040 Fund |
None
| |
PIMCO
REALPATH® Blend 2045 Fund |
None
| |
PIMCO
REALPATH® Blend 2050 Fund |
$100,001
- $500,000 | |
PIMCO
REALPATH® Blend 2055 Fund |
None
| |
PIMCO
REALPATH® Blend 2060 Fund |
None
| |
|
PIMCO
REALPATH® Blend 2065
Fund
(1)
|
None
|
Ivascyn
|
PIMCO
Dividend and Income Fund |
None
|
Murata
|
PIMCO
Dividend and Income Fund |
None
|
Rennison
|
PIMCO
REALPATH® Blend Income
Fund
|
None
|
PIMCO
REALPATH® Blend 2025 Fund |
None
| |
PIMCO
REALPATH® Blend 2030 Fund |
None
| |
PIMCO
REALPATH® Blend 2035 Fund |
None
| |
PIMCO
REALPATH® Blend 2040 Fund |
None
| |
PIMCO
REALPATH® Blend 2045 Fund |
$100,001–$500,000
| |
PIMCO
REALPATH® Blend 2050 Fund |
None
| |
PIMCO
REALPATH® Blend 2055 Fund |
None
| |
PIMCO
REALPATH® Blend 2060 Fund |
None
| |
|
PIMCO
REALPATH® Blend 2065
Fund
(1)
|
None
|
Portfolio
Manager |
Funds
Managed by Portfolio Manager |
Dollar
Range of Shares Owned |
Shvetz
|
PIMCO
REALPATH® Blend Income
Fund
|
None
|
PIMCO
REALPATH® Blend 2025 Fund |
None
| |
PIMCO
REALPATH® Blend 2030 Fund |
None
| |
PIMCO
REALPATH® Blend 2035 Fund |
None
| |
PIMCO
REALPATH® Blend 2040 Fund |
None
| |
PIMCO
REALPATH® Blend 2045 Fund |
None
| |
PIMCO
REALPATH® Blend 2050 Fund |
None
| |
PIMCO
REALPATH® Blend 2055 Fund |
None
| |
PIMCO
REALPATH® Blend 2060 Fund |
None
| |
|
PIMCO
REALPATH® Blend 2065
Fund
(1)
|
None
|
Sharef
|
PIMCO
Dividend and Income Fund |
None
|
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
Class
A |
$
2,846
|
$
(934)
|
$
2,796
|
Class
C |
1,550
|
674
|
965
|
|
Servicing
Fee
|
Distribution
Fee
|
Class
A |
0.25%
|
None
|
Class
C |
0.25%
|
0.75%
|
Class
R |
0.25%
|
0.25%
|
Fund
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
PIMCO
Dividend and Income Fund |
$
329,450
|
$
290,909
|
$
280,402
|
PIMCO
RAE Emerging Markets Fund |
38,720
|
31,665
|
30,790
|
PIMCO
RAE Global ex-US Fund |
29,484
|
30,895
|
20,109
|
PIMCO
RAE International Fund |
60,855
|
22,825
|
10,822
|
PIMCO
RAE US Fund |
34,345
|
22,252
|
19,425
|
PIMCO
RAE US Small Fund |
164,120
|
34,171
|
10,237
|
PIMCO
REALPATH® Blend Income Fund |
79,485
|
59,233
|
30,214
|
PIMCO
REALPATH® Blend 2025 Fund |
23,371
|
20,349
|
14,813
|
PIMCO
REALPATH® Blend 2030 Fund |
23,499
|
19,284
|
16,519
|
PIMCO
REALPATH® Blend 2035 Fund |
19,877
|
17,526
|
14,306
|
PIMCO
REALPATH® Blend 2040 Fund |
22,715
|
21,054
|
21,549
|
PIMCO
REALPATH® Blend 2045 Fund |
11,447
|
10,118
|
11,437
|
PIMCO
REALPATH® Blend 2050 Fund |
11,899
|
10,701
|
12,061
|
PIMCO
REALPATH® Blend 2055 Fund |
7,875
|
6,972
|
7,460
|
PIMCO
REALPATH® Blend 2060 Fund |
1,984
|
1,143
|
25
(1)
|
Fund
|
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses
|
Total
|
PIMCO
Dividend and Income Fund |
$
261,748
|
$
67,702
|
$
329,450
|
PIMCO
RAE Emerging Markets Fund |
30,763
|
7,957
|
38,720
|
PIMCO
RAE Global ex-US Fund |
23,425
|
6,059
|
29,484
|
PIMCO
RAE International Fund |
48,349
|
12,506
|
60,855
|
PIMCO
RAE US Fund |
27,287
|
7,058
|
34,345
|
PIMCO
RAE US Small Fund |
130,393
|
33,727
|
164,120
|
PIMCO
REALPATH® Blend Income Fund |
63,151
|
16,334
|
79,485
|
PIMCO
REALPATH® Blend 2025 Fund |
18,568
|
4,803
|
23,371
|
PIMCO
REALPATH® Blend 2030 Fund |
18,670
|
4,829
|
23,499
|
PIMCO
REALPATH® Blend 2035 Fund |
15,792
|
4,085
|
19,877
|
Fund
|
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses
|
Total
|
PIMCO
REALPATH® Blend 2040 Fund |
18,047
|
4,668
|
22,715
|
PIMCO
REALPATH® Blend 2045 Fund |
9,095
|
2,352
|
11,447
|
PIMCO
REALPATH® Blend 2050 Fund |
9,454
|
2,445
|
11,899
|
PIMCO
REALPATH® Blend 2055 Fund |
6,257
|
1,618
|
7,875
|
PIMCO
REALPATH® Blend 2060 Fund |
1,576
|
408
|
1,984
|
Fund
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
PIMCO
Dividend and Income Fund |
$
167,573
|
$
299,319
|
$
644,512
|
PIMCO
RAE Emerging Markets Fund |
0
|
0
|
0
|
PIMCO
RAE Global ex-US Fund |
0
|
0
|
0
|
PIMCO
RAE International Fund |
0
|
0
|
0
|
PIMCO
RAE US Fund |
0
|
0
|
0
|
PIMCO
RAE US Small Fund |
0
|
0
|
0
|
Fund
|
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses
|
Total
|
PIMCO
Dividend and Income Fund |
$
133,137
|
$
34,436
|
$
167,573
|
PIMCO
RAE Emerging Markets Fund |
0
|
0
|
0
|
PIMCO
RAE Global ex-US Fund |
0
|
0
|
0
|
PIMCO
RAE International Fund |
0
|
0
|
0
|
PIMCO
RAE US Fund |
0
|
0
|
0
|
PIMCO
RAE US Small Fund |
0
|
0
|
0
|
Fund
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
PIMCO
Dividend and Income Fund |
$
0
|
$
0
|
$
0
|
|
Sales
Commissions
and
Compensation |
Sales
Material
and
Other
Expenses
|
Total
|
PIMCO
Dividend and Income Fund |
$
0
|
$
0
|
$
0
|
Fund
|
Year
Ended 6/30/22 |
Year
Ended 6/30/21 |
Year
Ended 6/30/20 |
PIMCO
REALPATH® Blend Income Fund |
$
75,419
|
$
76,368
|
$
50,194
|
PIMCO
REALPATH® Blend 2025 Fund |
73,164
|
72,098
|
66,926
|
PIMCO
REALPATH® Blend 2030 Fund |
85,454
|
78,155
|
66,699
|
PIMCO
REALPATH® Blend 2035 Fund |
72,366
|
63,988
|
56,336
|
PIMCO
REALPATH® Blend 2040 Fund |
53,743
|
48,800
|
39,624
|
PIMCO
REALPATH® Blend 2045 Fund |
52,004
|
43,989
|
34,191
|
PIMCO
REALPATH® Blend 2050 Fund |
56,150
|
50,464
|
46,267
|
PIMCO
REALPATH® Blend 2055 Fund |
21,924
|
15,668
|
8,462
|
PIMCO
REALPATH® Blend 2060 Fund |
470
|
50
|
11
(1)
|
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219294
Kansas
City, MO 64121-9294 |
PIMCO
Equity Series
c/o
DST Asset Manager Solutions, Inc.
430
W. 7th Street STE 219294
Kansas
City, MO 64105-1407 |
Facsimile:
|
Email:
|
816.421.2861
|
|
Regular
Mail: |
Overnight
Delivery: |
Facsimile:
|
Email:
|
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
DST Asset Manager Solutions, Inc.
430
W. 7 th
Street
STE 219024
Kansas
City, MO 64105-1407 |
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219224
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
DST Asset Manager Solutions, Inc.
430
W. 7 th
Street
STE 219024
Kansas
City, MO 64105-1407 |
Email:
|
|
|
Facsimile:
|
Email:
|
816.421.2861
|
|
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
DST Asset Manager Solutions, Inc.
430
W. 7 th
Street
STE 219024
Kansas
City, MO 64105-1407 |
Type
of Account |
Initial
Minimum
Investment |
Subsequent
Minimum
Investment |
Regular/General
Retail Accounts |
$1,000
per Fund |
$50
per Fund |
IRA
|
$1,000
per Fund |
$50
per Fund |
Roth
IRA |
$1,000
per Fund |
$50
per Fund |
UTMA
|
$1,000
per Fund |
$50
per Fund |
UGMA
|
$1,000
per Fund |
$50
per Fund |
Automatic
Investment Plan |
$250
per Fund |
$50
per Fund |
Automatic
Exchange Plan |
$1,000
per Fund |
$50
per Fund |
SEP
IRA |
$1,000
per Fund/per participant |
$0
|
SIMPLE
IRA* |
$50
per Fund/per participant |
$0
|
SAR-SEP
IRA* |
$50
per Fund/per participant |
$0
|
403(b)(7)
custodial account plan |
$1,000
per Fund/per participant |
$0
|
Plan
Investors held through omnibus accounts– |
|
|
Plan
Level |
$0
|
$0
|
Participant
Level |
$0
|
$0
|
Plan
Investors held through non-omnibus accounts (individual
participant
accounts) |
$1,000
per Fund |
$0
|
Amount
of Purchase |
Sales
Charge
as
% of Public
Offering
Price** |
Sales
Charge
as
% of Net
Amount
Invested |
Discount
or Commission
to
dealers as %
of
Public Offering Price* |
Under
$50,000 |
5.50%
|
5.82%
|
4.75%
|
$50,000
but under $100,000 |
4.50%
|
4.71%
|
4.00%
|
$100,000
but under $250,000 |
3.50%
|
3.63%
|
3.00%
|
$250,000
but under $500,000 |
2.50%
|
2.56%
|
2.00%
|
$500,000
but under $1,000,000 |
2.00%
|
2.04%
|
1.75%
|
$1,000,000
+ |
0.00%
|
0.00%
1
|
0.00%
2
|
Amount
of Purchase |
Initial
Sales Charge
as
% of Public
Offering
Price** |
Initial
Sales Charge
as
% of Net
Amount
Invested |
Discount
or Commission
to
dealers as %
of
Public Offering Price* |
Under
$100,000 |
3.75%
|
3.90%
|
3.25%
|
$100,000
but under $250,000 |
3.25%
|
3.36%
|
2.75%
|
$250,000
but under $500,000 |
2.25%
|
2.30%
|
2.00%
|
$500,000
but under $1,000,000 |
1.75%
|
1.78%
|
1.50%
|
$1,000,000
+ |
0.00%
1
|
0.00%
1
|
0.00%
2
|
Fund*
|
Annual
Service
Fee** |
Annual
Distribution
Fee** |
Total
|
All
Funds |
0.25%
|
0.75%
|
1.00%
|
Facsimile:
|
Email:
|
816.421.2861
|
|
Regular
Mail: |
Overnight
Delivery: |
PIMCO
Equity Series
P.O.
Box 219024
Kansas
City, MO 64121-9024 |
PIMCO
Equity Series
c/o
DST Asset Manager Solutions, Inc.
430
W. 7 th
Street
STE 219024
Kansas
City, MO 64105-1407 |
Fund
|
Net
Underwriting
Discounts
and
Commissions
|
Compensation
on
Redemptions
and
Repurchases
|
Brokerage
Commissions
|
PIMCO
Dividend and Income Fund |
$
7,771.73
|
$
1,680.06
|
$
52,143.16
|
PIMCO
RAE Emerging Markets Fund |
1,055.83
|
(1.25)
|
10,344.24
|
PIMCO
RAE Global ex-US Fund |
104.38
|
N/A
|
260.00
|
PIMCO
RAE International Fund |
389.48
|
53.70
|
3,669.05
|
PIMCO
RAE US Fund |
3,405.58
|
380.20
|
14,282.68
|
PIMCO
RAE US Small Fund |
9,438.21
|
726.36
|
14,013.32
|
PIMCO
REALPATH® Blend Income Fund |
3,911.96
|
56.41
|
21,720.50
|
PIMCO
REALPATH® Blend 2025 Fund |
1,707.69
|
303.25
|
9,337.02
|
PIMCO
REALPATH® Blend 2030 Fund |
2,635.30
|
420.00
|
10,710.62
|
PIMCO
REALPATH® Blend 2035 Fund |
134.10
|
N/A
|
6,064.21
|
PIMCO
REALPATH® Blend 2040 Fund |
1,009.06
|
N/A
|
8,042.84
|
PIMCO
REALPATH® Blend 2045 Fund |
214.08
|
N/A
|
2,464.60
|
PIMCO
REALPATH® Blend 2050 Fund |
533.81
|
(32.58)
|
2,218.18
|
PIMCO
REALPATH® Blend 2055 Fund |
417.61
|
N/A
|
1,665.98
|
PIMCO
REALPATH® Blend 2060 Fund |
402.94
|
810.00
|
627.58
|
Fund
|
Year
Ended
06/30/22
|
Year
Ended
06/30/21
|
Year
Ended
06/30/20
|
PIMCO
Dividend and Income Fund |
$
67,232
|
$
78,845
|
$
71,075
|
PIMCO
RAE Emerging Markets Fund |
2,162,152
|
2,233,378
|
2,970,376
|
PIMCO
RAE Global ex-US Fund |
0
|
0
|
0
|
PIMCO
RAE International Fund |
608,438
|
913,341
|
659,963
|
PIMCO
RAE US Fund |
166,885
|
122,431
|
93,281
|
PIMCO
RAE US Small Fund |
144,625
|
379,598
|
382,927
|
PIMCO
REALPATH® Blend Income Fund |
461
|
702
|
1,468
|
PIMCO
REALPATH® Blend 2025 Fund |
475
|
675
|
1,017
|
PIMCO
REALPATH® Blend 2030 Fund |
536
|
765
|
678
|
PIMCO
REALPATH® Blend 2035 Fund |
0
|
0
|
0
|
PIMCO
REALPATH® Blend 2040 Fund |
0
|
0
|
0
|
PIMCO
REALPATH® Blend 2045 Fund |
0
|
0
|
0
|
PIMCO
REALPATH® Blend 2050 Fund |
0
|
0
|
0
|
PIMCO
REALPATH® Blend 2055 Fund |
0
|
0
|
0
|
PIMCO
REALPATH® Blend 2060 Fund |
0
|
0
|
N/A
(1)
|
PIMCO
Dividend and Income Fund |
Credit
Suisse International |
$
2,091
|
|
J.P.
Morgan Securities |
1,953
|
|
Morgan
Stanley & Co. |
1,698
|
|
Wells
Fargo Securities, LLC |
1,120
|
|
State
Street Bank & Trust Co. |
1,002
|
|
Deutsche
Bank |
859
|
|
HSBC
Bank PLC |
333
|
|
Banc
of America Securities |
154
|
PIMCO
RAE Emerging Markets Fund |
State
Street Bank & Trust Co. |
$
8,387
|
PIMCO
RAE Global ex-US Fund |
State
Street Bank & Trust Co. |
$
124
|
PIMCO
RAE International Fund |
State
Street Bank & Trust Co. |
$
2,759
|
|
Deutsche
Bank |
1,403
|
|
UBS
Securities LLC |
1,310
|
PIMCO
RAE US Fund |
Wells
Fargo & Co. |
$
30,122
|
|
State
Street Bank & Trust Co. |
6,464
|
|
Citigroup
Global Markets, Inc. |
3,984
|
PIMCO
RAE US Small Fund |
State
Street Bank & Trust Co. |
$
3,245
|
PIMCO
REALPATH® Blend 2025 Fund |
State
Street Bank & Trust Co. |
$
365
|
PIMCO
REALPATH® Blend 2030 Fund |
State
Street Bank & Trust Co. |
$
579
|
PIMCO
REALPATH® Blend 2035 Fund |
State
Street Bank & Trust Co. |
$
526
|
PIMCO
REALPATH® Blend 2040 Fund |
State
Street Bank & Trust Co. |
$
255
|
PIMCO
REALPATH® Blend 2045 Fund |
State
Street Bank & Trust Co. |
$
315
|
PIMCO
REALPATH® Blend 2050 Fund |
State
Street Bank & Trust Co. |
$
621
|
PIMCO
REALPATH® Blend 2055 Fund |
State
Street Bank & Trust Co. |
$
561
|
PIMCO
REALPATH® Blend Income Fund |
State
Street Bank & Trust Co. |
$
550
|
Fund
|
Gross
Income
from
Securities
Lending
Activities |
Fees
Paid to
Securities
Lending
Agent
from
a Revenue
Split
|
Rebates
Paid to
Borrowers
|
Aggregate
Fees/
Compensation
for
Securities
Lending
Activities |
Net
Income from
Securities
Lending
Activities |
PIMCO
RAE Emerging Markets
Fund
|
$
1,258,113.97
|
$
124,456.09
|
$
13,553.12
|
$
138,009.20
|
$
1,120,104.77
|
PIMCO
RAE International Fund |
1,392,132.95
|
137,761.56
|
14,517.37
|
152,278.93
|
1,239,854.02
|
PIMCO
RAE US Fund |
13,164.77
|
1,126.94
|
1,895.40
|
3,022.34
|
10,142.43
|
PIMCO
RAE US Small Fund |
62,908.68
|
5,556.34
|
7,345.29
|
12,901.63
|
50,007.05
|