Fund
|
Ticker
|
Listing
Exchange
|
iShares
ESG Aware Aggressive Allocation ETF |
EAOA |
CBOE
BZX |
iShares
ESG Aware Conservative Allocation ETF |
EAOK
|
CBOE
BZX |
iShares
ESG Aware Growth Allocation ETF |
EAOR |
CBOE
BZX |
iShares
ESG Aware Moderate Allocation ETF |
EAOM |
CBOE
BZX |
|
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80
|
Allocation
to Equity and Fixed Income | ||
Index |
Equity |
Fixed
Income |
BlackRock
ESG
Aware
Aggressive
Allocation
Index |
80% |
20% |
BlackRock
ESG
Aware
Conservative
Allocation
Index |
30% |
70% |
BlackRock
ESG
Aware
Growth
Allocation
Index |
60% |
40% |
Allocation
to Equity and Fixed Income | ||
BlackRock
ESG
Aware
Moderate
Allocation
Index |
40% |
60% |
Asset
Class |
iShares
ETF |
U.S.
Large- and Mid-Cap |
iShares
ESG Aware MSCI USA ETF |
U.S.
Small-Cap |
iShares
ESG Aware MSCI Small-Cap ETF |
Developed
Markets |
iShares
ESG Aware MSCI EAFE ETF |
Emerging
Markets |
iShares
ESG Aware MSCI EM ETF |
Developed
Markets |
iShares
ESG Aware U.S. Aggregate Bond
ETF |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President,
BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Member of the Wyoming
State
Investment Funds Committee
(since
2022); Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director of
the
Jackson Hole Center for the Arts
(since
2021).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Robert K.
Jaedicke
Professor of Accounting,
Stanford
University Graduate School
of
Business (2001-2017); Professor of
Law
(by courtesy), Stanford Law
School
(2005-2017); Senior Associate
Dean
for Academic Affairs and Head
of
MBA Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Dominik
Rohé
(1973) |
President
(since
2023). |
Managing
Director, BlackRock, Inc.
(since
2005); Head of Americas ETF
and
Index Investments (since 2023);
Head
of Latin America (2019-2023). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
September 2019); Chief
Financial
Officer of iShares Delaware
Trust
Sponsor LLC, BlackRock Funds,
BlackRock
Funds II, BlackRock Funds
IV,
BlackRock Funds V and BlackRock
Funds
VI (since 2021); Executive Vice
President
of PIMCO (2016-2019);
Senior
Vice President of PIMCO
(2008-2015);
Treasurer (2013-2019)
and
Assistant Treasurer (2007-2017)
of
PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust,
PIMCO
Equity Series, PIMCO Equity
Series
VIT, PIMCO Managed
Accounts
Trust, 2 PIMCO-sponsored
interval
funds and 21 PIMCO-
sponsored
closed-end funds. |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Aaron
Wasserman
(1974) |
Chief
Compliance
Officer
(since 2023). |
Managing
Director of BlackRock, Inc.
(since
2018); Chief Compliance
Officer
of the BlackRock Multi-Asset
Complex,
the BlackRock Fixed-
Income
Complex and the Exchange-
Traded
Fund Complex (since 2023);
Deputy
Chief Compliance Officer for
the
BlackRock Multi-Asset Complex,
the
BlackRock Fixed-Income
Complex
and the Exchange-Traded
Fund
Complex (2014- 2023). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2023); Director, BlackRock, Inc.
(2018-2022);
Vice President,
BlackRock,
Inc. (2010-2017). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2018); Director, BlackRock, Inc.
(2009-2018);
Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering (since 2021);
Co-Head
of EII’s Americas Portfolio
Engineering
(2020-2021); Head of
Developed
Markets Portfolio
Engineering
(2016-2019). |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
(since 2022). |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director, BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management (since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
ESG
Aware
Aggressive
Allocation
ETF |
iShares
ESG
Aware
Conservative
Allocation
ETF |
iShares
ESG
Aware
Growth
Allocation
ETF |
iShares
ESG
Aware
Moderate
Allocation
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$5 |
$1 |
$3 |
$1 |
Richard
L. Fagnani |
5 |
1 |
3 |
1 |
Cecilia
H. Herbert |
5 |
1 |
3 |
1 |
John
E. Kerrigan |
6 |
2 |
4 |
1 |
Drew
E. Lawton |
5 |
1 |
3 |
1 |
John
E. Martinez |
5 |
1 |
3 |
1 |
Madhav
V. Rajan |
5 |
1 |
3 |
1 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji1
|
0 |
0 |
0 |
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As Part
of
Trust Expenses2
|
Estimated
Annual
Benefits
Upon
Retirement2
|
Total
Compensation
From
the Funds
and
Fund Complex3
|
Independent
Trustees: |
|
|
|
| |||
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Cecilia
H. Herbert |
Not
Applicable
|
Not
Applicable
|
475,000 |
Richard
L. Fagnani |
Not
Applicable |
Not
Applicable |
476,764 |
John
E. Kerrigan |
Not
Applicable |
Not
Applicable |
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable
|
Not
Applicable
|
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
| |||
Interested
Trustees: |
|
|
|
Robert
S. Kapito
|
Not
Applicable |
Not
Applicable |
$0 |
Salim
Ramji1 |
Not
Applicable |
Not
Applicable |
0 |
Fund |
Name |
Percentage
of
Ownership |
iShares
ESG Aware Aggressive Allocation ETF |
Fiduciary
SSB 0987
1776
Heritage Dr.
North
Quincy, MA 02171 |
37.35
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
23.64
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.03
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
5.37
% |
| ||
iShares
ESG Aware Conservative Allocation ETF |
Scotia
Capital Inc.
Scotia
Plaza
40
King Street West
23rd
Floor
Toronto,
ON M5W 2X6 CA |
59.00
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
18.75
% |
| ||
iShares
ESG Aware Growth Allocation ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
30.87
% |
|
Principal
Bank
711
High Street
Des
Moines, IA 50392
|
24.73
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
13.44
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.28
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
7.18
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.70
% |
| ||
iShares
ESG Aware Moderate Allocation ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
46.72
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
11.67
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.39
% |
Fund |
Name |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.40
% |
Fund |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
July
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
July
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
July
31, 2021 |
iShares
ESG Aware Aggressive Allocation ETF |
4,475 |
4,393 |
$1,919 |
iShares
ESG Aware Conservative Allocation ETF |
4,407 |
18,267 |
2,605 |
iShares
ESG Aware Growth Allocation ETF |
5,630 |
3,478 |
1,785 |
iShares
ESG Aware Moderate Allocation ETF |
2,690 |
3,106 |
2,317 |
Fund |
Fees
Waived
for
Fiscal
Year
Ended
July 31, 2023 |
Fees
Waived
for
Fiscal
Year
Ended
July 31, 2022 |
Fees
Waived
for
Fiscal
Year
Ended
July 31, 2021 |
iShares
ESG Aware Aggressive Allocation ETF |
$33,436 |
$32,936 |
$16.772 |
iShares
ESG Aware Conservative Allocation ETF |
9,259 |
38,318 |
5,847 |
iShares
ESG Aware Growth Allocation ETF |
22,614 |
13,761 |
7,942 |
iShares
ESG Aware Moderate Allocation ETF |
6,877 |
7,820 |
6,420 |
Underlying
Fund
|
Advisory
Fee |
iShares
ESG Aware MSCI EAFE ETF |
0.20
% |
iShares
ESG Aware MSCI EM ETF |
0.25
% |
iShares
ESG Aware MSCI USA ETF |
0.15
% |
iShares
ESG Aware MSCI USA Small-Cap ETF |
0.17
% |
iShares
ESG Aware U.S. Aggregate Bond ETF |
0.10
% |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
330 |
$2,020,128,000,000 |
Other
Pooled Investment Vehicles |
1 |
4,461,000,000 |
Other
Accounts |
19 |
34,143,000,000 |
Greg
Savage |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
283 |
$1,906,719,000,000 |
Other
Pooled Investment Vehicles |
37 |
9,687,000,000 |
Other
Accounts |
54 |
4,289,000,000 |
Paul
Whitehead |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
338 |
$2,022,136,000,000 |
Other
Pooled Investment Vehicles |
337 |
1,014,501,000,000 |
Paul
Whitehead |
|
|
Types
of Accounts |
Number |
Total
Assets |
Other
Accounts |
165 |
666,598,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Paul
Whitehead |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
$2,396,000,000 |
Fund
|
Fund
Inception
Date |
Custody,
Administration,
Transfer
Agency
Expenses
Paid
to
JPMorgan
from
August 15, 2022
to
July 31, 2023 |
iShares
ESG Aware Aggressive Allocation ETF |
06/12/20 |
$23,379 |
iShares
ESG Aware Conservative Allocation ETF |
06/12/20 |
23,362 |
iShares
ESG Aware Growth Allocation ETF |
06/12/20 |
23,422 |
iShares
ESG Aware Moderate Allocation ETF |
06/12/20 |
23,366 |
Fund |
Fund
Inception
Date |
Custody,
Administration,
Transfer
Agency
Expenses
Paid
to
State
Street Bank
from
August 1, 2022
to
August 14, 2022 |
Custody,
Administration,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
July 31, 2022 |
Custody,
Administration,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
July 31, 2021 |
iShares
ESG Aware Aggressive Allocation ETF |
06/12/20 |
$1,415 |
$18,732 |
$14,667 |
iShares
ESG Aware Conservative Allocation ETF |
06/12/20 |
1,420 |
18,801 |
14,598 |
iShares
ESG Aware Growth Allocation ETF |
06/12/20 |
1,412 |
18,470 |
14,427 |
iShares
ESG Aware Moderate Allocation ETF |
06/12/20 |
1,424 |
18,617 |
14,599 |
Fund |
iShares
ESG Aware
Aggressive
Allocation
ETF |
iShares
ESG Aware
Conservative
Allocation
ETF |
iShares
ESG Aware
Growth
Allocation
ETF |
iShares
ESG Aware
Moderate
Allocation
ETF |
Gross
income from
securities
lending
activities |
$23,903 |
$5,195 |
$14,599 |
$4,371 |
Fund |
iShares
ESG Aware
Aggressive
Allocation
ETF |
iShares
ESG Aware
Conservative
Allocation
ETF |
iShares
ESG Aware
Growth
Allocation
ETF |
iShares
ESG Aware
Moderate
Allocation
ETF |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
1,186 |
338 |
950 |
389 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
195 |
42 |
120 |
37 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers)
|
17,010 |
3,187 |
9,130 |
2,081 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$18,391 |
$3,567 |
$10,200 |
$2,507 |
Net
income from securities
lending
activities |
$5,512 |
$1,628 |
$4,399 |
$1,864 |
Fund |
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
July 31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
July 31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
July 31, 2021 |
iShares
ESG Aware Aggressive Allocation ETF |
6/12/2020 |
$237 |
$136 |
$141 |
iShares
ESG Aware Conservative Allocation ETF |
6/12/2020 |
76 |
255 |
137 |
iShares
ESG Aware Growth Allocation ETF |
6/12/2020 |
200 |
129 |
367 |
iShares
ESG Aware Moderate Allocation ETF |
6/12/2020 |
66 |
216 |
121 |
Fund |
Fiscal
Year Ended July 31, 2023 |
Fiscal
Year Ended July 31, 2022 |
iShares
ESG Aware Aggressive Allocation ETF |
4% |
2% |
iShares
ESG Aware Conservative Allocation ETF |
4% |
3% |
iShares
ESG Aware Growth Allocation ETF |
5% |
4% |
iShares
ESG Aware Moderate Allocation ETF |
5% |
15% |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
ESG Aware Aggressive Allocation ETF |
25,000 |
$1,636,000 |
iShares
ESG Aware Conservative Allocation ETF |
25,000 |
1,237,000 |
iShares
ESG Aware Growth Allocation ETF |
25,000 |
1,469,000 |
iShares
ESG Aware Moderate Allocation ETF |
25,000 |
1,315,000 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge
for Creations* |
iShares
ESG Aware Aggressive Allocation ETF |
$156.25
** |
3.0
% |
iShares
ESG Aware Conservative Allocation ETF |
156.25
** |
3.0
% |
iShares
ESG Aware Growth Allocation ETF |
156.25
** |
3.0
% |
iShares
ESG Aware Moderate Allocation ETF |
156.25
** |
3.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge
for Redemptions* |
iShares
ESG Aware Aggressive Allocation ETF |
$156.25
** |
2.0
% |
iShares
ESG Aware Conservative Allocation ETF |
156.25
** |
2.0
% |
iShares
ESG Aware Growth Allocation ETF |
156.25
** |
2.0
% |
iShares
ESG Aware Moderate Allocation ETF |
156.25
** |
2.0
% |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
ESG Aware Aggressive
Allocation
ETF |
$120,188 |
iShares
ESG Aware Conservative
Allocation
ETF |
87,819 |
iShares
ESG Aware Growth Allocation
ETF |
84,368 |
iShares
ESG Aware Moderate Allocation
ETF |
58,991 |
Contents |
|
A-4
| |
A-4
| |
A-4
| |
A-4
| |
A-5
| |
A-7
| |
A-8
| |
A-8
| |
A-9
| |
A-11
| |
A-11
| |
A-12
| |
A-12
| |
A-13
| |
A-13
| |
A-14
| |
A-15
| |
A-15 |