Fund
|
Principal
U.S. Listing Exchange
|
Ticker
|
Invesco
California AMT-Free Municipal Bond ETF |
NYSE
Arca, Inc. |
PWZ |
Invesco
CEF Income Composite ETF |
NYSE
Arca, Inc. |
PCEF |
Invesco
Dorsey Wright SmallCap Momentum ETF (formerly,
Invesco DWA
SmallCap
Momentum ETF) |
The
Nasdaq Stock Market LLC
|
DWAS |
Invesco
ESG NASDAQ 100 ETF |
The
Nasdaq Stock Market LLC |
QQMG |
Invesco
ESG NASDAQ Next Gen 100 ETF |
The
Nasdaq Stock Market LLC |
QQJG |
Invesco
ESG S&P 500 Equal Weight ETF |
NYSE
Arca, Inc. |
RSPE |
Invesco
Equal Weight 0-30 Year Treasury ETF (formerly,
Invesco 1-30 Laddered
Treasury
ETF) |
The
Nasdaq Stock Market LLC
|
GOVI |
Invesco
Floating Rate Municipal Income ETF (formerly,
Invesco VRDO Tax-Free
ETF) |
NYSE
Arca, Inc. |
PVI |
Invesco
Fundamental High Yield®
Corporate Bond ETF |
NYSE
Arca, Inc. |
PHB |
Invesco
Fundamental Investment Grade Corporate Bond ETF |
NYSE
Arca, Inc. |
PFIG |
Invesco
KBW Bank ETF |
The
Nasdaq Stock Market LLC
|
KBWB |
Invesco
KBW High Dividend Yield Financial ETF |
The
Nasdaq Stock Market LLC
|
KBWD |
Invesco
KBW Premium Yield Equity REIT ETF |
The
Nasdaq Stock Market LLC
|
KBWY |
Invesco
KBW Property & Casualty Insurance ETF |
The
Nasdaq Stock Market LLC
|
KBWP |
Invesco
KBW Regional Banking ETF |
The
Nasdaq Stock Market LLC
|
KBWR |
Invesco
MSCI USA ETF (formerly,
Invesco PureBetaSM
MSCI
USA ETF) |
Cboe
BZX Exchange, Inc. |
PBUS |
Invesco
NASDAQ 100 ETF |
The
Nasdaq Stock Market LLC |
QQQM |
Invesco
Nasdaq Biotechnology ETF |
The
Nasdaq Stock Market LLC |
IBBQ |
Invesco
NASDAQ Future Gen 200 ETF |
The
Nasdaq Stock Market LLC |
QQQS |
Invesco
NASDAQ Next Gen 100 ETF |
The
Nasdaq Stock Market LLC |
QQQJ |
Invesco
National AMT-Free Municipal Bond ETF |
NYSE
Arca, Inc. |
PZA |
Invesco
New York AMT-Free Municipal Bond ETF |
NYSE
Arca, Inc. |
PZT |
Invesco
PHLX Semiconductor ETF |
The
Nasdaq Stock Market LLC |
SOXQ |
Invesco
Preferred ETF |
NYSE
Arca, Inc. |
PGX |
Invesco
Russell 1000 Equal Weight ETF |
NYSE
Arca, Inc. |
EQAL |
Invesco
S&P 500 Enhanced Value ETF |
NYSE
Arca, Inc. |
SPVU |
Invesco
S&P 500®
ex-Rate Sensitive Low Volatility ETF |
NYSE
Arca, Inc. |
XRLV |
Invesco
S&P 500®
High Beta ETF |
NYSE
Arca, Inc. |
SPHB |
Invesco
S&P 500®
High Dividend Low Volatility ETF |
NYSE
Arca, Inc. |
SPHD |
Invesco
S&P 500®
Low Volatility ETF |
NYSE
Arca, Inc. |
SPLV |
Invesco
S&P 500 Minimum Variance ETF |
Cboe
BZX Exchange, Inc. |
SPMV |
Invesco
S&P 500 Momentum ETF |
NYSE
Arca, Inc. |
SPMO |
Invesco
S&P 500 QVM Multi-factor ETF |
NYSE
Arca, Inc. |
QVML |
Invesco
S&P 500 Revenue ETF |
NYSE
Arca, Inc. |
RWL |
Invesco
S&P MidCap 400 QVM Multi-factor ETF |
NYSE
Arca, Inc. |
QVMM |
Invesco
S&P MidCap 400 Revenue ETF |
NYSE
Arca, Inc. |
RWK |
Invesco
S&P MidCap Low Volatility ETF |
NYSE
Arca, Inc. |
XMLV |
Invesco
S&P SmallCap 600 QVM Multi-factor ETF |
NYSE
Arca, Inc. |
QVMS |
Invesco
S&P SmallCap 600 Revenue ETF |
NYSE
Arca, Inc. |
RWJ |
Invesco
S&P SmallCap Consumer Discretionary ETF |
The
Nasdaq Stock Market LLC |
PSCD |
Invesco
S&P SmallCap Consumer Staples ETF |
The
Nasdaq Stock Market LLC |
PSCC |
Invesco
S&P SmallCap Energy ETF |
The
Nasdaq Stock Market LLC |
PSCE |
Invesco
S&P SmallCap Financials ETF |
The
Nasdaq Stock Market LLC |
PSCF |
Invesco
S&P SmallCap Health Care ETF |
The
Nasdaq Stock Market LLC |
PSCH |
Invesco
S&P SmallCap High Dividend Low Volatility ETF |
Cboe
BZX Exchange, Inc. |
XSHD |
Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
S&P SmallCap Industrials ETF |
The
Nasdaq Stock Market LLC |
PSCI |
Invesco
S&P SmallCap Information Technology ETF |
The
Nasdaq Stock Market LLC |
PSCT |
Invesco
S&P SmallCap Low Volatility ETF |
NYSE
Arca, Inc. |
XSLV |
Invesco
S&P SmallCap Materials ETF |
The
Nasdaq Stock Market LLC |
PSCM |
Invesco
S&P SmallCap Quality ETF |
Cboe
BZX Exchange, Inc. |
XSHQ |
Invesco
S&P SmallCap Utilities & Communication Services
ETF |
The
Nasdaq Stock Market LLC |
PSCU |
Invesco
S&P Ultra Dividend Revenue ETF |
NYSE
Arca, Inc. |
RDIV |
Invesco
Senior Loan ETF |
NYSE
Arca, Inc. |
BKLN |
Invesco
Short Term Treasury ETF (formerly,
Invesco Treasury Collateral ETF) |
NYSE
Arca, Inc. |
TBLL |
Invesco
Solar ETF |
NYSE
Arca, Inc. |
TAN |
Invesco
Taxable Municipal Bond ETF |
NYSE
Arca, Inc. |
BAB |
Invesco
Variable Rate Preferred ETF
|
NYSE
Arca, Inc. |
VRP |
Fund |
Fund
History |
Invesco
Dorsey Wright SmallCap
Momentum
ETF |
Prior
to August 28, 2023, the Fund was known as Invesco DWA SmallCap Momentum
ETF. |
Fund |
Fund
History |
Invesco
Equal Weight 0-30 Year
Treasury
ETF |
Prior
to August 28, 2023, the Fund was known as Invesco 1-30 Laddered Treasury
ETF. |
Invesco
Floating Rate Municipal
Income
ETF |
Prior
to August 28, 2023, the Fund was known as Invesco VRDO Tax-Free ETF. Prior
to
March
25, 2021, the Fund was known as Invesco VRDO Tax-Free Weekly
ETF. |
Invesco
MSCI USA ETF |
Prior
to August 28, 2023, the Fund was known as Invesco PureBetaSM
MSCI USA ETF. |
Invesco
Short Term Treasury ETF |
Prior
to August 28, 2023, the Fund was known as Invesco Treasury Collateral
ETF. |
Fund
|
2023 |
2022 |
Invesco
NASDAQ 100 ETF (1)
|
27% |
6% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years
|
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years
|
Ronn
R. Bagge—1958
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chair of
the
Board;
Chair
of the
Nominating
and
Governance
Committee
and
Trustee |
Vice
Chair since
2018;
Chair of
the
Nominating
and
Governance
Committee;
Trustee
since
2007 |
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
210 |
Chair
(since 2021) and
member
(since 2017)
of
the Joint Investment
Committee,
Mission
Aviation
Fellowship
and
MAF Foundation;
Trustee,
Mission
Aviation
Fellowship
(2017-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Todd
J. Barre—1957
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2010 |
Formerly,
Assistant
Professor
of Business,
Trinity
Christian
College (2010-2016);
Vice
President
and Senior
Investment
Strategist
(2001-2008),
Director of
Open
Architecture and
Trading
(2007-2008),
Head
of Fundamental
Research
(2004-2007)
and
Vice President and
Senior
Fixed Income
Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
210 |
None. |
Edmund
P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
President,
Giambastiani
Group
LLC (national
security
and energy
consulting)
(2007-
Present);
Director, First
Eagle
Alternative Credit
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Director,
The Boeing
Company
(2009-2021);
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020);
Chair
(2015-2016), Lead
Director
(2011-2015) and
Director
(2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chairman
of the Joint
Chiefs
of Staff (2005-
2007);
first NATO |
210 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of
the Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School
of Citizenship
and
Public Affairs of
Syracuse
University
(2012-2016). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Supreme
Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005). |
|
|
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
210 |
Trustee
Emerita (2017-
present),
Trustee
(2000-2017)
and Chair
(2010-2017),
Newberry
Library;
Trustee,
Chikaming
Open
Lands
(2014-Present);
Member
(2002-
present),
Rockefeller
Trust
Committee;
formerly,
Trustee,
Mather
LifeWays
(2001-2021);
Trustee,
certain
funds in the
Oppenheimer
Funds
complex
(2012-2019);
Board
Chair (2008-
2015)
and Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First American
Funds
(2003-2011);
Trustee
(1992-2007),
Chair
of the Board of
Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Audit
Committee
and
Trustee |
Chair
of the
Audit
Committee
since
2008;
Trustee
since
2007 |
Formerly,
Managing
Director
of Finance (2020-
2021)
and Senior Director
of
Finance (2015-2020),
By
The Hand Club for
Kids
(not-for-profit); Chief
Financial
Officer, Hope
Network
(social services)
(2008-2012);
Assistant
Vice
President and
Controller,
Priority Health
(health
insurance) (2005-
2008);
Regional Chief
Financial
Officer, United |
210 |
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools. |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Healthcare
(2005); Chief
Accounting
Officer, Senior
Vice
President of Finance,
Oxford
Health Plans
(2000-2004);
Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
|
|
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Investment
Oversight
Committee
and
Trustee |
Chair
of the
Investment
Oversight
Committee
since
2014;
Trustee
since
2013 |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
210 |
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020). |
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
210 |
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Governing
Council
Member
(2016-Present)
and
Chair
of Education
Committee
(2017-
2021),
Independent
Directors
Council
(IDC);
Council
Member,
New York-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-2021);
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC,
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
|
|
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation. |
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2013 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP. |
210 |
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Board
and
Trustee |
Chair
since
2012;
Trustee
since
2007 |
Chair,
President and Chief
Executive
Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly, Chair
and
Chief Executive
Officer,
Stone Pillar
Advisors,
Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chair, President
and
Chief Executive
Officer,
Community
Financial
Shares, Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer, |
210 |
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chair,
Gracebridge
Alliance,
Inc.
(2015-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006). |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer
|
Position(s)
Held
with
Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Brian
Hartigan — 1978
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite700
Downers
Grove, IL 60515 |
President
and
Principal
Executive
Officer |
Since
2023 |
President
and Principal Executive Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2023 – Present);
Managing
Director and Global Head of ETFs, Indexed Strategies,
SMAs
and Model Portfolios, Chief Executive Officer and Principal
Executive
Officer, Invesco Capital Management LLC (2023 -
Present);
Chief Executive Officer, Manager and Principal
Executive
Officer, Invesco Specialized Products, LLC (2023
–Present);
Director, Co-Chief Executive Officer and Co-President,
Invesco
Capital Markets, Inc. (2020 – Present); Manager and
President,
Invesco Investment Advisers LLC (2020 – Present);
formerly,
Global Head of ETF Investments and Indexed Strategy
(2020-2023);
Global Head of ETF Investments (2017-2020); Head
of
Investments-PowerShares (2015-2017) and Executive Director,
Product
Development, Invesco Capital Markets, Inc.
(2010-2015). |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO, Fund
Administration
and Vice President, Invesco Advisers, Inc. (2020-
Present);
Principal Financial Officer, Treasurer (2020-Present) and
Senior
Vice President (2023-Present), The Invesco Funds;
formerly,
Vice President, The Invesco Funds (2020-2023; Senior
Vice
President and Treasurer, Fidelity Investments
(2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Houston,
TX 77046 |
|
|
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President and Assistant Treasurer (2008-Present),
The
Invesco Funds; formerly, Principal Financial Officer (2016-
2020)
and Assistant Vice President (2008-2016), The Invesco
Funds;
Assistant Treasurer, Invesco Specialized Products, LLC
(2018);
Assistant Treasurer, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-2018), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2018)
and
Invesco Exchange-Traded Self-Indexed Fund Trust (2016-
2018);
and Assistant Treasurer, Invesco Capital Management LLC
(2013-2018). |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, The Invesco Funds (2014-Present); Manager
(2020-Present)
and Secretary (2022-Present), Invesco Indexing
LLC;
Assistant Secretary, Invesco Investment Advisers LLC
(2020-Present);
formerly, Assistant Secretary of Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust
(2014-2020);
Chief Compliance Officer of Invesco Capital
Management
LLC (2017); Chief Compliance Officer of Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust
(2017);
Senior Counsel, Invesco, Ltd. (2013-2020); Assistant
Secretary,
Invesco Specialized Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2009 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); Vice President, Invesco
Advisers,
Inc. (2020-Present); formerly, Vice President of Portfolio
Management,
Invesco Capital Management LLC (2008-2010);
Portfolio
Manager, Invesco Capital Management LLC (2007-
2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator
(2003-2005). |
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2013 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC
(2001-2005). |
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
Independent
Trustees |
|
|
Ronn
R. Bagge |
Invesco
S&P 500®
High Dividend Low Volatility ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
S&P 500®
Low Volatility ETF |
|
|
Over
$100,000 |
|
|
Invesco
Senior Loan ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
Short Term Treasury ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
Variable Rate Preferred ETF |
|
|
$50,001
- $100,000 |
|
|
||
Todd
J. Barre |
Invesco
Preferred ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
Russell 1000 Equal Weight ETF |
|
|
Over
$100,000 |
|
|
Invesco
S&P 500®
Low Volatility ETF |
|
|
Over
$100,000 |
|
|
Invesco
Senior Loan ETF |
|
Name
of Trustee |
Dollar
Range of
Equity
Securities Per Fund |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Fund Family |
|
$50,001
- $100,000 |
|
|
||
Edmund
P. Giambastiani, Jr.
|
Invesco
NASDAQ 100 ETF |
$10,001 –
50,000 |
|
$10,001
- $50,000 |
|
|
Invesco
Senior Loan ETF |
|
|
$10,001
- $50,000 |
|
|
||
Victoria
J. Herget |
Invesco
KBW Bank ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
|
Invesco
NASDAQ 100 ETF |
|
|
$10,001
- $50,000 |
|
|
Invesco
NASDAQ Next Gen 100 ETF |
|
|
$10,001
- $50,000 |
|
|
||
Marc
M. Kole |
Invesco
NASDAQ 100 ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
|
Invesco
Solar ETF |
|
|
$10,001
- $50,000 |
|
|
||
Yung
Bong Lim |
Invesco
KBW Bank ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
Variable Rate Preferred ETF |
|
|
Over
$100,000 |
|
|
||
Joanne
Pace |
Invesco
S&P 500®
Low Volatility ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
||
Gary
R. Wicker |
None |
Over
$100,000 |
|
||
Donald
H. Wilson |
Invesco
CEF Income Composite ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
Senior Loan ETF |
|
|
$50,001
- $100,000 |
|
|
Invesco
Short Term Treasury ETF |
|
|
Over
$100,000 |
|
|
Invesco
Taxable Municipal Bond ETF |
|
|
$50,001
- $100,000 |
|
|
Name
of Trustee
|
Aggregate
Compensation
from
Funds |
Pension
or Retirement
Benefits
Accrued as Part of
Fund
Expenses |
Total
Compensation Paid
from
Fund Complex (2)
|
Independent
Trustees |
|
|
|
Ronn
R. Bagge |
$110,489
|
N/A |
$370,000
|
Todd
J. Barre |
$104,517
|
N/A |
$350,000
|
Edmund
P. Giambastiani, Jr. |
$104,517 |
N/A |
$350,000
|
Victoria
J. Herget |
$104,517 |
N/A |
$350,000
|
Marc
M. Kole |
$114,969
|
N/A |
$385,000
|
Yung
Bong Lim |
$110,489
|
N/A |
$370,000
|
Joanne
Pace |
$104,517
|
N/A |
$350,000
|
Gary
R. Wicker |
$104,517 |
N/A |
$350,000
|
Donald
H. Wilson |
$140,351
|
N/A |
$470,000
|
Interested
Trustee |
|
|
|
Anna
Paglia (1)
|
N/A |
N/A |
N/A |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
59.62% |
Jane
Street
50
Vesey Street
New
York, NY 10281 |
7.21% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.98% |
Name
& Address
|
%
Owned
|
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
17.06% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.49% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.16% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
8.80% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.05% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.85% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.53% |
RBC
Capital Markets
Royal
Bank Plaza
200
Bay Street
Toronto,
ON M5J 2W7 Canada |
5.63% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
48.65% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.47% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.74% |
Raymond
James & Associates Inc.
880
Carillon Parkway
St
Petersburg, FL 33716 |
6.60% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.72% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
46.22% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
21.54% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.62% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
7.50% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
5.08% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
43.53% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
20.40% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.61% |
Citibank
399
Park Avenue
New
York, NY 10043 |
5.44% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
25.62% |
Vanguard
455
Devon Park Drive
Wayne,
PA 19087 |
20.92% |
ABN
AMRO Clearing
175
W Jackson Blvd.
Chicago,
IL 60605 |
10.69% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.52% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.42% |
Goldman
Sachs
200
West Street
New
York, NY 10004 |
5.82% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
32.12% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
22.56% |
ABN
AMRO Clearing
175
W Jackson Blvd
Chicago,
IL 60605 |
16.91% |
JPMorgan
Chase Bank
14201
Dallas Pkwy, FL 12
Dallas,
TX 75254 |
6.41% |
Vanguard
455
Devon Park Drive
Wayne,
PA 19087 |
6.37% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.10% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co, Inc.
211
Main Street
San
Francisco, CA 94105 |
14.65% |
UBS
Financial
1200
Harbor Blvd. Dte 6
Weehawken,
NJ 07086 |
14.60% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
14.38% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.56% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.93% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.52% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
32.91% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.56% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.16% |
Citibank
399
Park Avenue
New
York, NY 10043 |
6.65% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.26% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.13% |
Name
& Address
|
%
Owned
|
LPL
Financial
75
State Street
Boston,
MA 02109 |
28.04% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.22% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.60% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
10.45% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
5.90% |
SEI
Private
100
Cider Mill Rd
Oaks,
PA 19456 |
5.27% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
25.92% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.23% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.26% |
Citibank
399
Park Avenue
New
York, NY 10043 |
12.12% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.24% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.64% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.39% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.96% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.35% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.28% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.21% |
Name
& Address
|
%
Owned
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
22.72% |
Citibank
399
Park Avenue
New
York, NY 10043 |
14.49% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.97% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.19% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.11% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.02% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
29.16% |
Citibank
399
Park Avenue
New
York, NY 10043 |
20.32% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.58% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.54% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.37% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
26.61% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.62% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
10.62% |
Bank
of America
100
N Tryon St
Charlotte,
NC 28255 |
8.79% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.60% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.30% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
87.34% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
6.16% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.25% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.74% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
10.53% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
10.29% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.61% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.66% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
23.40% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.16% |
Citibank
399
Park Avenue
New
York, NY 10043 |
15.58% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
33.47% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
29.37% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.19% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.15% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.84% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
14.43% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.36% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.76% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
38.18% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086
|
17.97% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
8.53% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.31% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.14% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.33% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.20% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.74% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.24% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.74% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.44% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.62% |
Citibank
399
Park Avenue
New
York, NY 10043 |
14.11% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
7.16% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.32% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
18.77% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.20% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.31% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
6.21% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.79% |
Name
& Address |
%
Owned |
Stifel,
Nicolaus & Co, Inc
One
Financial Plaza, 501 N Broadway
St.
Louis, MO 63102 |
27.07% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.56% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.15% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086 |
7.93% |
Vanguard
455
Devon Park Drive
Wayne,
PA 19087 |
6.99% |
Name
& Address |
%
Owned
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
28.03% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.82% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.63% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.90% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
10.54% |
Fiducie
Desjardins Inc
150
Saint-Catherine St. W
Montreal,
Quebec H5B 1E4, Canada
|
5.47% |
Name
& Address |
%
Owned
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.79% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
17.86% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.37% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
8.25% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
6.74% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.05% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.34% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.15% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
17.34% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
14.58% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.86% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.85% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.51% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.19% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.77% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.04% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.65% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
6.61% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.85% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.33% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.09% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.66% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
6.80% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.87% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.27% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.03% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
52.98% |
Fiducie
Desjardins Inc
150
Saint-Catherine St. W
Montreal,
Quebec H5B 1E4, Canada |
23.79% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
11.56% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
30.36% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
16.42% |
Northern
Trust
50
S La Salle
Chicago,
IL 60603 |
13.05% |
Robinhood
Securities LLC
500
Colonial Center Pkwy Ste 100
Lake
Mary, FL 32746 |
6.19% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.09% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.77% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
99.62% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
16.62% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.75% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
13.63% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
11.73% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.94% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.78% |
Edward
Jones
12555
Manchester Rd
St
Louis, MO 63131 |
5.35% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
98.98% |
Name
& Address
|
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.46% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
15.96% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.05% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.08% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.17% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.92% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.35% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.89% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
13.63% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.76% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.20% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.88% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
6.57% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.56% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
98.57% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
28.76% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.47% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.43% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.00% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
6.54% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.33% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.24% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.87% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
19.09% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.39% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.88% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
19.69% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.28% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
12.35% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.46% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.97% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
5.10% |
Name
& Address |
%
Owned |
Citibank
399
Park Avenue
New
York, NY 10043 |
45.77% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.50% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
9.39% |
Name
& Address |
%
Owned
|
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.48% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
12.05% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
11.63% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.98% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.31% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.48% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.31% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
15.48% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.99% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.49% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.42% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.13% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
32.72% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
16.00% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.02% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.41% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.74% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.30% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
15.92% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.81% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
11.50% |
R
W Baird
777
East Wisconsin Ave
Milwaukee,
WI 53202 |
11.07% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.24% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St
Petersburg, FL 33716 |
7.35% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.92% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
14.09% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
12.95% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.60% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.57% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
34.99% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
10.51% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.52% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.04% |
Bank
of America
100
N Tryon St
Charlotte,
NC 28255 |
14.31% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.11% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
9.55% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.71% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.84% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
47.64% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
20.72% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.36% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.67% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
26.40% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
18.41% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
11.56% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
7.75% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086 |
5.32% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
15.08% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
10.04% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.37% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.75% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.67% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
8.40% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.09% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
7.59% |
Edward
Jones
12555
Manchester Rd
St.
Louis, MO 63131 |
7.36% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.14% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
12.09% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.92% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
8.29% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
23.71% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
16.29% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
13.00% |
PNC
Bank
300
Fifth Avenue
Pittsburgh,
PA 15222 |
9.88% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.84% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.81% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
10.24% |
Citibank
399
Park Avenue
New
York, NY 10043 |
8.03% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.38% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.81% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
14.53% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
10.10% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.70% |
American
Enterprise
707
2nd Ave S
Minneapolis,
MN 55402 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
21.78% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.60% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
11.31% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.61% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086
|
6.91% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.84% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.76% |
Peter
Hubbard |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
Over
$1,000,000 |
Invesco
NASDAQ Next Gen 100 ETF |
X |
|
|
|
|
|
Invesco
S&P 500®
Low Volatility ETF |
X |
|
|
|
|
|
Thomas
Boksa |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
Over
$1,000,000 |
Invesco
NASDAQ 100 ETF |
|
X |
|
|
|
|
Invesco
NASDAQ Next Gen 100 ETF |
|
X |
|
|
|
|
Invesco
Preferred ETF |
X |
|
|
|
|
|
Invesco
S&P 500®
Low Volatility ETF |
X |
|
|
|
|
|
Pratik
Doshi |
Dollar
Range
| |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
Over
$1,000,000
|
Invesco
NASDAQ Next Gen 100 ETF |
X |
|
|
|
|
|
Philip
Fang |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
Over
$1,000,000 |
Invesco
S&P SmallCap Health Care ETF |
|
|
X |
|
|
|
Invesco
CEF Income Composite ETF |
|
|
x |
|
|
|
Michael
Jeanette |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
Over
$1,000,000 |
Invesco
S&P SmallCap Low Volatility ETF |
|
|
X |
|
|
|
Fund
|
Advisory
Fee |
Invesco
California AMT-Free Municipal Bond ETF |
0.28% |
Invesco
CEF Income Composite ETF |
0.50% |
Invesco
Dorsey Wright SmallCap Momentum ETF |
0.60% |
Invesco
Equal Weight 0-30 Year Treasury ETF |
0.15%(1)
|
Invesco
ESG NASDAQ 100 ETF |
0.20% |
Invesco
ESG NASDAQ Next Gen 100 ETF |
0.20% |
Invesco
ESG S&P 500 Equal Weight ETF |
0.20% |
Invesco
Floating Rate Municipal Income ETF |
0.25% |
Invesco
Fundamental High Yield®
Corporate Bond ETF |
0.50% |
Invesco
Fundamental Investment Grade Corporate Bond ETF |
0.22% |
Invesco
KBW Bank ETF |
0.35% |
Invesco
KBW High Dividend Yield Financial ETF |
0.35% |
Invesco
KBW Premium Yield Equity REIT ETF |
0.35% |
Invesco
KBW Property & Casualty Insurance ETF |
0.35% |
Invesco
KBW Regional Banking ETF |
0.35% |
Invesco
MSCI USA ETF |
0.04% |
Invesco
NASDAQ 100 ETF |
0.15% |
Invesco
Nasdaq Biotechnology ETF |
0.19% |
Invesco
NASDAQ Future Gen 200 ETF |
0.20% |
Invesco
NASDAQ Next Gen 100 ETF |
0.15% |
Invesco
National AMT-Free Municipal Bond ETF |
0.28% |
Invesco
New York AMT-Free Municipal Bond ETF |
0.28% |
Invesco
PHLX Semiconductor ETF |
0.19% |
Invesco
Preferred ETF |
0.50% |
Invesco
Russell 1000 Equal Weight ETF |
0.20% |
Invesco
S&P 500 Enhanced Value ETF |
0.13% |
Invesco
S&P 500®
ex-Rate Sensitive Low Volatility ETF |
0.25% |
Invesco
S&P 500®
High Beta ETF |
0.25% |
Invesco
S&P 500®
High Dividend Low Volatility ETF |
0.30% |
Invesco
S&P 500®
Low Volatility ETF |
0.25% |
Invesco
S&P 500 Minimum Variance ETF |
0.10% |
Invesco
S&P 500 Momentum ETF |
0.13% |
Invesco
S&P 500 Revenue ETF |
0.39% |
Invesco
S&P 500 QVM Multi-factor ETF |
0.11% |
Invesco
S&P MidCap 400 Revenue ETF |
0.39% |
Invesco
S&P MidCap 400 QVM Multi-factor ETF |
0.15% |
Fund
|
Advisory
Fee |
Invesco
S&P MidCap Low Volatility ETF |
0.25% |
Invesco
S&P SmallCap 600 Revenue ETF |
0.39% |
Invesco
S&P SmallCap 600 QVM Multi-factor ETF |
0.15% |
Invesco
S&P SmallCap Consumer Discretionary ETF |
0.29% |
Invesco
S&P SmallCap Consumer Staples ETF |
0.29% |
Invesco
S&P SmallCap Energy ETF |
0.29% |
Invesco
S&P SmallCap Financials ETF |
0.29% |
Invesco
S&P SmallCap Health Care ETF |
0.29% |
Invesco
S&P SmallCap High Dividend Low Volatility ETF |
0.30% |
Invesco
S&P SmallCap Industrials ETF |
0.29% |
Invesco
S&P SmallCap Information Technology ETF |
0.29% |
Invesco
S&P SmallCap Low Volatility ETF |
0.25% |
Invesco
S&P SmallCap Materials ETF |
0.29% |
Invesco
S&P SmallCap Quality ETF |
0.29% |
Invesco
S&P SmallCap Utilities & Communication Services
ETF |
0.29% |
Invesco
S&P Ultra Dividend Revenue ETF |
0.39% |
Invesco
Senior Loan ETF |
0.65% |
Invesco
Short Term Treasury ETF |
0.08% |
Invesco
Solar ETF |
0.50% |
Invesco
Taxable Municipal Bond ETF |
0.28% |
Invesco
Variable Rate Preferred ETF |
0.50% |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured Fees
for
the Fiscal Year Ended* | ||||
2023 |
2022 |
2021 |
2023 |
2022 |
2021 | |
Invesco
California AMT-Free Municipal Bond ETF |
$1,621,718
|
$1,637,753
|
$1,347,846
|
N/A
|
N/A
|
N/A
|
Invesco
CEF Income Composite ETF
|
$3,403,489
|
$4,241,535
|
$4,144,607
|
$(296) |
$(160)
|
$(301) |
Invesco
Dorsey Wright SmallCap Momentum ETF |
$3,001,040
|
$2,629,430
|
$2,497,554
|
$(235) |
$(55)
|
$(41) |
Invesco
ESG NASDAQ 100 ETF(1)
|
$22,440
|
$15,830
|
N/A |
$(6) |
$(2)
|
N/A |
Invesco
ESG NASDAQ Next Gen 100 ETF(1)
|
$6,311
|
$3,702
|
N/A |
$(1) |
N/A
|
N/A |
Invesco
ESG S&P 500®
Equal
Weight ETF(2)
|
$21,740
|
$8,805
|
N/A |
N/A |
N/A
|
N/A |
Invesco
Equal Weight 0-30 Year Treasury ETF |
$1,318,188
|
$1,106,980
|
$623,493
|
$(416) |
$(128)
|
$(41) |
Invesco
Floating Rate Municipal Income ETF |
$161,086
|
$134,505
|
$121,589
|
N/A |
N/A
|
N/A
|
Invesco
Fundamental High Yield®
Corporate Bond ETF |
$3,252,012
|
$4,309,043
|
$3,974,925
|
$(2,394) |
$(1,444)
|
$(2,362) |
Invesco
Fundamental Investment Grade Corporate Bond ETF |
$82,576
|
$89,327
|
$119,941
|
$(80) |
$(32)
|
$(113) |
Invesco
KBW Bank ETF |
$6,139,371
|
$9,466,663
|
$6,512,281
|
$(832) |
$(621)
|
$(518) |
Invesco
KBW High Dividend Yield Financial ETF
|
$1,276,020
|
$1,624,018
|
$1,222,222
|
$(360) |
$(164)
|
$(216) |
Invesco
KBW Premium Yield Equity REIT ETF |
$838,714
|
$1,109,836
|
$933,464
|
$(292) |
$(182)
|
$(158) |
Invesco
KBW Property & Casualty Insurance ETF |
$1,115,927
|
$400,894
|
$620,525
|
$(121) |
$(37)
|
$(84) |
Invesco
KBW Regional Banking ETF |
$233,314
|
$276,748
|
$209,780
|
$(41) |
$(21)
|
$(33) |
Invesco
MSCI USA ETF |
$931,219
|
$956,048
|
$373,067
|
$(578) |
$(362)
|
$(95) |
Invesco
NASDAQ 100 ETF(3)
|
$12,621,971
|
$5,495,446
|
$979,864
|
$(1,711) |
$(827)
|
$(93) |
Invesco
Nasdaq Biotechnology ETF(6)
|
$37,165
|
$56,680
|
$24,846
|
$(2) |
$(24,612)
|
$(24,846) |
Invesco
NASDAQ Future Gen 200 ETF(5)
|
$9,457
|
N/A |
N/A |
$(2) |
N/A |
N/A |
Invesco
NASDAQ Next Gen 100 ETF(3)
|
$1,130,592
|
$1,531,558
|
$1,159,410
|
$(258) |
$(175)
|
$(67) |
Invesco
National AMT-Free Municipal Bond ETF |
$5,930,972
|
$6,460,156
|
$6,575,759
|
N/A |
N/A
|
N/A |
Invesco
New York AMT-Free Municipal Bond ETF |
$260,728
|
$316,675
|
$311,490
|
N/A |
N/A
|
N/A |
Invesco
PHLX Semiconductor ETF(6)
|
$186,977
|
$111,324
|
$25,711
|
$(37) |
$(34,914)
|
$(25,711) |
Invesco
Preferred ETF |
$24,039,049
|
$33,041,418
|
$34,364,845
|
$(10,972) |
$(7,244)
|
$(29,554) |
Invesco
Russell 1000 Equal Weight ETF |
$1,213,337
|
$1,363,460
|
$1,170,360
|
$(267) |
$(140)
|
$(226) |
Invesco
S&P 500 Enhanced Value ETF |
$157,648
|
$204,307
|
$152,503
|
$(63) |
$(43)
|
$(64) |
Invesco
S&P 500®
ex-Rate Sensitive Low Volatility ETF |
$130,602
|
$134,359
|
$131,942
|
$(9) |
$(9)
|
$(10) |
Invesco
S&P 500®
High Beta ETF |
$1,387,957
|
$2,567,048
|
$2,872,383
|
$(129) |
$(55)
|
$(226) |
Invesco
S&P 500®
High Dividend Low Volatility ETF |
$10,750,026
|
$10,203,339 |
$8,321,575
|
$(958) |
$(168)
|
$(1,822) |
Invesco
S&P 500®
Low
Volatility ETF |
$24,813,053
|
$23,229,285 |
$20,557,152 |
$(3,578) |
$(551)
|
$(3,545) |
Invesco
S&P 500 Minimum Variance ETF |
$22,638
|
$24,080
|
$14,243
|
$(8) |
$(5)
|
$(2) |
Invesco
S&P 500 Momentum ETF |
$236,552
|
$120,477
|
$99,987
|
$(73) |
$(23)
|
$(22) |
Invesco
S&P 500 QVM Multi-factor ETF(4)
|
$918,524
|
$856,331
|
$141,677
|
$(421) |
$(176)
|
N/A |
Invesco
S&P 500 Revenue ETF |
$6,664,277
|
$4,820,718
|
$3,591,920
|
$(746) |
$(215)
|
$(397) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured Fees
for
the Fiscal Year Ended* | ||||
2023 |
2022 |
2021 |
2023 |
2022 |
2021 | |
Invesco
S&P MidCap 400 QVM Multi-factor ETF(4)
|
$382,150
|
$312,003
|
$50,457
|
$(129) |
$(74)
|
N/A |
Invesco
S&P MidCap 400 Revenue ETF |
$1,624,051
|
$1,486,888
|
$1,264,756
|
$(194) |
$(69)
|
$(62) |
Invesco
S&P MidCap Low Volatility ETF |
$2,665,322
|
$3,183,063
|
$4,185,732
|
$(405) |
$(235)
|
$(755) |
Invesco
S&P SmallCap 600 QVM Multi-factor ETF(4)
|
$211,820
|
$87,628
|
$12,486
|
$(66) |
$(24)
|
N/A |
Invesco
S&P SmallCap 600 Revenue ETF |
$4,296,114
|
$2,930,452
|
$1,723,566
|
$(347) |
$(217)
|
$(84) |
Invesco
S&P SmallCap Consumer Discretionary ETF |
$73,686
|
$123,049
|
$188,739
|
$(11) |
$(7)
|
$(10) |
Invesco
S&P SmallCap Consumer Staples ETF |
$195,156
|
$142,446
|
$124,038
|
$(20) |
$(6)
|
$(16) |
Invesco
S&P SmallCap Energy ETF |
$468,763
|
$410,439
|
$263,173
|
$(80) |
$(172)
|
$(13) |
Invesco
S&P SmallCap Financials ETF |
$80,087
|
$132,886
|
$113,413
|
$(13) |
$(12)
|
$(14) |
Invesco
S&P SmallCap Health Care ETF |
$883,761
|
$1,202,823
|
$1,399,252
|
$(149) |
$(50)
|
$(60) |
Invesco
S&P SmallCap High Dividend Low Volatility ETF |
$62,523
|
$64,266
|
$67,006
|
$(13) |
$(5)
|
$(9) |
Invesco
S&P SmallCap Industrials ETF |
$251,407
|
$275,247
|
$242,202
|
$(45) |
$(28)
|
$(15) |
Invesco
S&P SmallCap Information Technology ETF |
$929,418
|
$1,304,519
|
$1,127,115
|
$(142) |
$(72)
|
$(45) |
Invesco
S&P SmallCap Low Volatility ETF |
$1,495,999
|
$2,471,210
|
$3,450,787
|
$(308) |
$(232)
|
$(584) |
Invesco
S&P SmallCap Materials ETF |
$56,220
|
$64,878
|
$58,917
|
$(7) |
$(6)
|
$(5) |
Invesco
S&P SmallCap Quality ETF |
$92,074
|
$94,797
|
$84,518
|
$(13) |
$(15)
|
$(7) |
Invesco
S&P SmallCap Utilities & Communication Services
ETF |
$59,417
|
$75,487
|
$69,037
|
$(8) |
$(5)
|
$(16) |
Invesco
S&P Ultra Dividend Revenue ETF |
$3,409,233
|
$2,985,163
|
$2,658,906
|
$(653) |
$(235)
|
$(1,127) |
Invesco
Senior Loan ETF
|
$25,493,590
|
$36,469,886 |
$36,319,736 |
$(664,918) |
$(220,409) |
$(366,274) |
Invesco
Short Term Treasury ETF |
$907,509
|
$565,124
|
$631,729
|
$(190) |
$(36)
|
$(50) |
Invesco
Solar ETF
|
$11,663,844
|
$13,573,064 |
$15,421,047 |
$(1,716) |
$(221) |
$(955) |
Invesco
Taxable Municipal Bond ETF |
$4,319,443
|
$6,002,972
|
$6,360,477
|
$(16,854) |
$(5,640)
|
$(50,930) |
Invesco
Variable Rate Preferred ETF |
$8,371,001
|
$9,876,152
|
$7,976,899
|
$(7,873) |
$(1,704)
|
$(1,945) |
Fund
|
2023 |
2022 |
2021 |
Invesco
Solar ETF |
$208,054 |
$262,552 |
$130,686 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
CEF Income
Composite
ETF |
$111,776.17
|
$36,190.89
|
$25,518.00 |
$0.00
|
$0.00
|
$(275,720.91) |
$0.00
|
$(214,012.02) |
$325,788.19
|
Invesco
Dorsey Wright
SmallCap
Momentum
ETF |
$1,769,398.81
|
$70,658.51
|
$106,281.00 |
$0.00
|
$0.00
|
$956,376.32
|
$0.00
|
$1,133,315.83
|
$636,082.98
|
Invesco
Equal Weight
0-30
Year Treasury
ETF |
$516,004.57
|
$4,883.20
|
$15,010.00 |
$0.00
|
$0.00
|
$452,156.11
|
$0.00
|
$472,049.31
|
$43,955.26
|
Invesco
ESG NASDAQ
100
ETF |
$1,156.35
|
$72.92
|
$314.00 |
$0.00
|
$0.00
|
$110.52
|
$0.00
|
$497.44
|
$658.91
|
Invesco
ESG NASDAQ
Next
Gen 100 ETF |
$2,686.00
|
$11.17
|
$394.00 |
$0.00
|
$0.00
|
$2,175.91
|
$0.00
|
$2,581.08
|
$104.92
|
Invesco
ESG S&P 500
Equal
Weight ETF |
$828.60
|
$1.07
|
$457.00 |
$0.00
|
$0.00
|
$360.44
|
$0.00
|
$818.51
|
$10.09
|
Invesco
Fundamental
High
Yield®
Corporate
Bond
ETF |
$9,044,055.55
|
$202,491.46
|
$197,089.00 |
$0.00
|
$0.00
|
$6,821,786.51
|
$0.00
|
$7,221,366.97
|
$1,822,688.58
|
Invesco
Fundamental
Investment
Grade
Corporate
Bond ETF |
$223,509.53
|
$1,240.64
|
$4,948.00 |
$0.00
|
$0.00
|
$206,048.84
|
$0.00
|
$212,237.48
|
$11,272.05
|
Invesco
KBW Bank
ETF |
$584,203.93
|
$4,363.92
|
$24,866.00 |
$0.00
|
$0.00
|
$515,689.42
|
$0.00
|
$544,919.34
|
$39,284.59
|
Invesco
KBW High
Dividend
Yield
Financial
ETF |
$1,708,023.38
|
$37,310.68
|
$95,508.00 |
$0.00
|
$0.00
|
$1,239,336.88
|
$0.00
|
$1,372,155.56
|
$335,867.82
|
Invesco
KBW Premium
Yield
Equity REIT ETF |
$1,044,929.70
|
$4,011.96
|
$46,912.00 |
$0.00
|
$0.00
|
$957,859.37
|
$0.00
|
$1,008,783.33
|
$36,146.37
|
Invesco
KBW Property
&
Casualty Insurance
ETF |
$59,388.71
|
$230.29
|
$10,241.00 |
$0.00
|
$0.00
|
$46,842.98
|
$0.00
|
$57,314.27
|
$2,074.44
|
Invesco
KBW Regional
Banking
ETF |
$154,771.72
|
$805.66
|
$13,988.00 |
$0.00
|
$0.00
|
$132,709.76
|
$0.00
|
$147,503.42
|
$7,268.30
|
Invesco
MSCI USA
ETF |
$707,241.83
|
$6,439.79
|
$80,381.00 |
$0.00
|
$0.00
|
$562,359.81
|
$0.00
|
$649,180.60
|
$58,061.23
|
Invesco
NASDAQ 100
ETF |
$2,048,594.20
|
$65,514.68
|
$177,456.00 |
$0.00
|
$0.00
|
$1,215,927.79
|
$0.00
|
$1,458,898.47
|
$589,695.73
|
Invesco
Nasdaq
Biotechnology
ETF |
$37,479.34
|
$570.15
|
$3,451.00 |
$0.00
|
$0.00
|
$28,251.55
|
$0.00
|
$32,272.70
|
$5,206.64
|
Invesco
NASDAQ
Future
Gen 200 ETF(1)
|
$7,554.14
|
$301.20
|
$1,437.00 |
$0.00
|
$0.00
|
$3,092.20
|
$0.00
|
$4,830.40
|
$2,723.74
|
Invesco
NASDAQ Next
Gen
100 ETF |
$813,232.73
|
$4,385.75
|
$95,668.00 |
$0.00
|
$0.00
|
$673,668.56
|
$0.00
|
$773,722.31
|
$39,510.42
|
Invesco
PHLX
Semiconductor
ETF |
$7,733.13
|
$266.67
|
$1,838.00 |
$0.00
|
$0.00
|
$3,227.04
|
$0.00
|
$5,331.71
|
$2,401.42
|
Invesco
Preferred ETF |
$1,536,069.61
|
$113,096.55
|
$140,026.00 |
$0.00
|
$0.00
|
$264,919.47
|
$0.00
|
$518,042.02
|
$1,018,027.59
|
Invesco
Russell 1000
Equal
Weight ETF |
$1,716,537.12
|
$41,221.26
|
$96,163.00 |
$0.00
|
$0.00
|
$1,207,792.93
|
$0.00
|
$1,345,177.19
|
$371,359.93
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P 500
Enhanced
Value ETF |
$10,432.04
|
$100.62
|
$573.00 |
$0.00
|
$0.00
|
$8,852.34
|
$0.00
|
$9,525.96
|
$906.08
|
Invesco
S&P 500®
ex-Rate
Sensitive Low
Volatility
ETF |
$1,786.73
|
$53.49
|
$1,589.00 |
$0.00
|
$0.00
|
$(337.17) |
$0.00
|
$1,305.32
|
$481.41
|
Invesco
S&P 500®
High
Beta ETF |
$672,725.23
|
$2,808.42
|
$61,988.00 |
$0.00
|
$0.00
|
$582,624.03
|
$0.00
|
$647,420.45
|
$25,304.78
|
Invesco
S&P 500®
High
Dividend Low
Volatility
ETF |
$4,653,969.67
|
$21,853.67
|
$163,525.00 |
$0.00
|
$0.00
|
$4,271,859.41
|
$0.00
|
$4,457,238.08
|
$196,731.59
|
Invesco
S&P 500®
Low
Volatility
ETF |
$6,687,627.06
|
$50,977.47
|
$236,142.00 |
$0.00
|
$0.00
|
$5,941,610.67
|
$0.00
|
$6,228,730.14
|
$458,896.92
|
Invesco
S&P 500 QVM
Multi-factor
ETF |
$52,996.71
|
$1,677.32
|
$19,951.00 |
$0.00
|
$0.00
|
$16,266.34
|
$0.00
|
$37,894.66
|
$15,102.05
|
Invesco
S&P 500
Revenue
ETF |
$941,548.07
|
$3,967.76
|
$0.00 |
$0.00
|
$0.00
|
$901,782.01
|
$0.00
|
$905,749.77
|
$35,798.30
|
Invesco
S&P MidCap
400
QVM Multi-factor
ETF |
$389,437.89
|
$2,219.75
|
$34,616.00 |
$0.00
|
$0.00
|
$332,562.39
|
$0.00
|
$369,398.14
|
$20,039.75
|
Invesco
S&P MidCap
400
Revenue ETF |
$1,266,906.99
|
$7,449.13
|
$0.00 |
$0.00
|
$0.00
|
$1,192,239.00
|
$0.00
|
$1,199,688.13
|
$67,218.86
|
Invesco
S&P MidCap
Low
Volatility ETF |
$2,948,832.39
|
$12,134.06
|
$137,608.00 |
$0.00
|
$0.00
|
$2,689,802.89
|
$0.00
|
$2,839,544.95
|
$109,287.44
|
Invesco
S&P SmallCap
600
QVM Multi-factor
ETF |
$267,628.32
|
$1,123.36
|
$27,570.00 |
$0.00
|
$0.00
|
$228,760.03
|
$0.00
|
$257,453.39
|
$10,174.93
|
Invesco
S&P SmallCap
600
Revenue ETF |
$4,975,190.36
|
$49,966.77
|
$0.00 |
$0.00
|
$0.00
|
$4,474,992.49
|
$0.00
|
$4,524,959.26
|
$450,231.10
|
Invesco
S&P SmallCap
Consumer
Discretionary
ETF |
$81,009.91
|
$582.32
|
$8,240.00 |
$0.00
|
$0.00
|
$66,906.71
|
$0.00
|
$75,729.03
|
$5,280.88
|
Invesco
S&P SmallCap
Consumer
Staples ETF |
$134,677.28
|
$1,504.01
|
$16,105.00 |
$0.00
|
$0.00
|
$103,521.81
|
$0.00
|
$121,130.82
|
$13,546.46
|
Invesco
S&P SmallCap
Energy
ETF |
$355,584.39
|
$1,149.62
|
$37,710.00 |
$0.00
|
$0.00
|
$306,362.97
|
$0.00
|
$345,222.59
|
$10,361.80
|
Invesco
S&P SmallCap
Financials
ETF |
$57,198.15
|
$310.79
|
$6,952.00 |
$0.00
|
$0.00
|
$47,113.78
|
$0.00
|
$54,376.57
|
$2,821.58
|
Invesco
S&P SmallCap
Health
Care ETF |
$1,844,405.55
|
$7,696.73
|
$89,939.00 |
$0.00
|
$0.00
|
$1,677,377.02
|
$0.00
|
$1,775,012.75
|
$69,392.80
|
Invesco
S&P SmallCap
High
Dividend Low
Volatility
ETF |
$51,682.97
|
$663.42
|
$4,269.00 |
$0.00
|
$0.00
|
$40,768.78
|
$0.00
|
$45,701.20
|
$5,981.77
|
Invesco
S&P SmallCap
Industrials
ETF |
$114,014.39
|
$386.65
|
$12,216.00 |
$0.00
|
$0.00
|
$97,916.32
|
$0.00
|
$110,518.97
|
$3,495.42
|
Invesco
S&P SmallCap
Information
Technology
ETF |
$1,484,972.57
|
$5,376.86
|
$70,604.00 |
$0.00
|
$0.00
|
$1,360,542.66
|
$0.00
|
$1,436,523.52
|
$48,449.05
|
Invesco
S&P SmallCap
Low
Volatility ETF |
$1,869,077.55
|
$7,452.76
|
$83,133.00 |
$0.00
|
$0.00
|
$1,711,345.78
|
$0.00
|
$1,801,931.54
|
$67,146.01
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P SmallCap
Materials
ETF |
$38,637.76
|
$151.50
|
$3,365.00 |
$0.00
|
$0.00
|
$33,754.30
|
$0.00
|
$37,270.80
|
$1,366.96
|
Invesco
S&P SmallCap
Quality
ETF |
$71,283.26
|
$254.61
|
$7,642.00 |
$0.00
|
$0.00
|
$61,075.68
|
$0.00
|
$68,972.29
|
$2,310.97
|
Invesco
S&P SmallCap
Utilities
&
Communication
Services
ETF |
$48,627.12
|
$206.93
|
$5,288.00 |
$0.00
|
$0.00
|
$41,265.34
|
$0.00
|
$46,760.27
|
$1,866.85
|
Invesco
S&P Ultra
Dividend
Revenue ETF |
$1,064,781.75
|
$5,273.31
|
$0.00 |
$0.00
|
$0.00
|
$1,012,018.12
|
$0.00
|
$1,017,291.43
|
$47,490.32
|
Invesco
Solar ETF |
$13,912,448.70
|
$196,242.30
|
$434,090.00 |
$0.00
|
$0.00
|
$11,515,727.70
|
$0.00
|
$12,146,060.00
|
$1,766,388.70
|
Invesco
Variable Rate
Preferred
ETF |
$5,546,926.47
|
$177,886.50
|
$125,031.00 |
$0.00
|
$0.00
|
$3,642,904.08
|
$0.00
|
$3,945,821.58
|
$1,601,104.89 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
CEF Income
Composite
ETF |
$1,012,501.25
|
$58,574.75
|
$0.00
|
$234,599.41
|
$0.00
|
$(2,031,243.90) |
$0.00
|
$(1,738,069.74) |
$2,750,570.99
|
Invesco
Dorsey Wright
SmallCap
Momentum
ETF |
$3,285,183.36
|
$24,817.41
|
$0.00
|
$99,446.77
|
$0.00
|
$1,285,575.65
|
$0.00
|
$1,409,839.83
|
$1,875,343.53
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
ESG NASDAQ
100
ETF |
$15,221.49
|
$67.45
|
$0.00
|
$276.68
|
$0.00
|
$11,449.19
|
$0.00
|
$11,793.32
|
$3,428.17
|
Invesco
ESG NASDAQ
Next
Gen 100 ETF |
$17,078.72
|
$7.78
|
$0.00
|
$43.40
|
$0.00
|
$16,530.40
|
$0.00
|
$16,581.58
|
$497.14
|
Invesco
ESG S&P 500
Equal
Weight ETF |
$22,679.97
|
$11.08
|
$0.00
|
$56.10
|
$0.00
|
$21,975.02
|
$0.00
|
$22,042.20
|
$637.77
|
Invesco
KBW Bank
ETF |
$603,353.51
|
$4,530.57
|
$0.00
|
$18,129.69
|
$0.00
|
$374,564.77
|
$0.00
|
$397,225.03
|
$206,128.48
|
Invesco
KBW High
Dividend
Yield
Financial
ETF |
$2,713,973.09
|
$25,449.83
|
$0.00
|
$101,874.49
|
$0.00
|
$1,421,108.51
|
$0.00
|
$1,548,432.83
|
$1,165,540.26
|
Invesco
KBW Premium
Yield
Equity REIT ETF |
$1,201,619.74
|
$824.86
|
$0.00
|
$3,343.78
|
$0.00
|
$1,152,673.59
|
$0.00
|
$1,156,842.23
|
$44,777.51
|
Invesco
KBW Property
&
Casualty Insurance
ETF |
$327,404.08
|
$225.90
|
$0.00
|
$914.44
|
$0.00
|
$312,397.39
|
$0.00
|
$313,537.73
|
$13,866.35
|
Invesco
KBW Regional
Banking
ETF |
$508,897.31
|
$401.18
|
$0.00
|
$1,644.54
|
$0.00
|
$486,296.25
|
$0.00
|
$488,341.97
|
$20,555.34
|
Invesco
MSCI USA
ETF |
$2,951,627.15
|
$3,393.62
|
$0.00
|
$13,660.51
|
$0.00
|
$2,733,517.85
|
$0.00
|
$2,750,571.98
|
$201,055.17
|
Invesco
NASDAQ 100
ETF |
$6,580,684.76
|
$47,864.04
|
$0.00
|
$191,500.21
|
$0.00
|
$3,981,511.69
|
$0.00
|
$4,220,875.94
|
$2,359,808.82
|
Invesco
Nasdaq
Biotechnology
ETF |
$121,392.41
|
$156.99
|
$0.00
|
$704.99
|
$0.00
|
$112,010.47
|
$0.00
|
$112,872.45
|
$8,519.96
|
Invesco
NASDAQ
Future
Gen 200 ETF(1)
|
$27,604.65
|
$124.49
|
$0.00
|
$521.15
|
$0.00
|
$19,824.97
|
$0.00
|
$20,470.61
|
$7,134.04
|
Invesco
NASDAQ Next
Gen
100 ETF |
$3,589,550.28
|
$2,798.86
|
$0.00
|
$11,256.70
|
$0.00
|
$3,416,691.17
|
$0.00
|
$3,430,746.73
|
$158,803.55
|
Invesco
PHLX
Semiconductor
ETF |
$71,370.34
|
$973.40
|
$0.00
|
$3,895.65
|
$0.00
|
$21,618.47
|
$0.00
|
$26,487.52
|
$44,882.82
|
Invesco
Preferred ETF |
$4,770,017.17
|
$114,646.87
|
$0.00
|
$459,269.44
|
$0.00
|
$(1,361,402.70) |
$0.00
|
$(787,486.39) |
$5,557,503.56
|
Invesco
Russell 1000
Equal
Weight ETF |
$2,720,986.31
|
$7,380.05
|
$0.00
|
$29,764.45
|
$0.00
|
$2,249,047.72
|
$0.00
|
$2,286,192.22
|
$434,794.09
|
Invesco
S&P 500
Enhanced
Value ETF |
$11,044.01
|
$18.05
|
$0.00
|
$74.11
|
$0.00
|
$9,839.70
|
$0.00
|
$9,931.86
|
$1,112.15
|
Invesco
S&P 500®
ex-Rate
Sensitive Low
Volatility
ETF |
$61,082.34
|
$64.72
|
$0.00
|
$265.21
|
$0.00
|
$56,295.55
|
$0.00
|
$56,625.48
|
$4,456.86
|
Invesco
S&P 500®
High
Beta ETF |
$2,227,506.17
|
$1,696.85
|
$0.00
|
$6,820.33
|
$0.00
|
$2,130,590.20
|
$0.00
|
$2,139,107.38
|
$88,398.79
|
Invesco
S&P 500®
High
Dividend Low
Volatility
ETF |
$2,447,342.25
|
$3,010.53
|
$0.00
|
$12,058.76
|
$0.00
|
$2,280,552.33
|
$0.00
|
$2,295,621.62
|
$151,720.63
|
Invesco
S&P 500® Low
Volatility
ETF |
$2,586,206.94
|
$2,407.38
|
$0.00
|
$9,643.74
|
$0.00
|
$2,461,564.74
|
$0.00
|
$2,473,615.86
|
$112,591.08
|
Invesco
S&P 500
Minimum
Variance ETF |
$7.63
|
$0.00
|
$0.00
|
$0.02
|
$0.00
|
$7.05
|
$0.00
|
$7.07
|
$0.56
|
Invesco
S&P 500
Momentum
ETF |
$306.30
|
$0.22
|
$0.00
|
$1.03
|
$0.00
|
$289.06
|
$0.00
|
$290.31
|
$15.99
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
S&P 500 QVM
Multi-factor
ETF |
$904,521.80
|
$626.36
|
$0.00
|
$2,531.43
|
$0.00
|
$865,760.89
|
$0.00
|
$868,918.68
|
$35,603.12
|
Invesco
S&P 500
Revenue
ETF |
$1,288,105.80
|
$1,141.89
|
$0.00
|
$4,604.81
|
$0.00
|
$1,213,709.80
|
$0.00
|
$1,219,456.50
|
$68,649.30
|
Invesco
S&P MidCap
400
QVM Multi-factor
ETF |
$1,240,404.32
|
$1,817.69
|
$0.00
|
$7,364.02
|
$0.00
|
$1,139,253.87
|
$0.00
|
$1,148,435.58
|
$91,968.74
|
Invesco
S&P MidCap
400
Revenue ETF |
$2,291,639.72
|
$3,039.23
|
$0.00
|
$12,336.37
|
$0.00
|
$2,126,923.49
|
$0.00
|
$2,142,299.09
|
$149,340.63
|
Invesco
S&P MidCap
Low
Volatility ETF |
$2,995,938.99
|
$2,191.87
|
$0.00
|
$8,836.24
|
$0.00
|
$2,864,848.78
|
$0.00
|
$2,875,876.89
|
$120,062.10
|
Invesco
S&P SmallCap
600
QVM Multi-factor
ETF |
$1,086,465.35
|
$736.96
|
$0.00
|
$3,092.02
|
$0.00
|
$1,035,774.84
|
$0.00
|
$1,039,603.82
|
$46,861.53
|
Invesco
S&P SmallCap
600
Revenue ETF |
$7,603,136.98
|
$11,743.17
|
$0.00
|
$47,409.22
|
$0.00
|
$6,286,809.68
|
$0.00
|
$6,345,962.07
|
$1,257,174.91
|
Invesco
S&P SmallCap
Consumer
Discretionary
ETF |
$304,445.00
|
$253.66
|
$0.00
|
$1,074.34
|
$0.00
|
$282,963.48
|
$0.00
|
$284,291.48
|
$20,153.52
|
Invesco
S&P SmallCap
Consumer
Staples ETF |
$609,873.32
|
$577.28
|
$0.00
|
$2,335.01
|
$0.00
|
$578,942.93
|
$0.00
|
$581,855.22
|
$28,018.10
|
Invesco
S&P SmallCap
Energy
ETF |
$1,490,325.92
|
$869.62
|
$0.00
|
$3,539.55
|
$0.00
|
$1,442,299.71
|
$0.00
|
$1,446,708.88
|
$43,617.04
|
Invesco
S&P SmallCap
Financials
ETF |
$264,914.13
|
$282.24
|
$0.00
|
$1,190.72
|
$0.00
|
$248,291.28
|
$0.00
|
$249,764.24
|
$15,149.89
|
Invesco
S&P SmallCap
Health
Care ETF |
$2,254,955.83
|
$1,522.58
|
$0.00
|
$6,212.32
|
$0.00
|
$2,167,764.38
|
$0.00
|
$2,175,499.28
|
$79,456.55
|
Invesco
S&P SmallCap
High
Dividend Low
Volatility
ETF |
$150,602.56
|
$127.91
|
$0.00
|
$531.86
|
$0.00
|
$143,317.59
|
$0.00
|
$143,977.36
|
$6,625.20
|
Invesco
S&P SmallCap
Industrials
ETF |
$462,553.88
|
$283.71
|
$0.00
|
$1,173.63
|
$0.00
|
$446,023.05
|
$0.00
|
$447,480.39
|
$15,073.49
|
Invesco
S&P SmallCap
Information
Technology
ETF |
$1,746,379.55
|
$1,252.64
|
$0.00
|
$5,084.64
|
$0.00
|
$1,673,408.63
|
$0.00
|
$1,679,745.91
|
$66,633.64
|
Invesco
S&P SmallCap
Low
Volatility ETF |
$1,915,125.81
|
$1,285.72
|
$0.00
|
$5,229.52
|
$0.00
|
$1,839,988.00
|
$0.00
|
$1,846,503.24
|
$68,622.57
|
Invesco
S&P SmallCap
Materials
ETF |
$115,165.07
|
$70.63
|
$0.00
|
$292.32
|
$0.00
|
$110,825.75
|
$0.00
|
$111,188.70
|
$3,976.37
|
Invesco
S&P SmallCap
Quality
ETF |
$295,257.40
|
$176.01
|
$0.00
|
$749.15
|
$0.00
|
$284,802.01
|
$0.00
|
$285,727.17
|
$9,530.23
|
Invesco
S&P SmallCap
Utilities
&
Communication
Services
ETF |
$200,817.47
|
$116.54
|
$0.00
|
$488.47
|
$0.00
|
$193,895.65
|
$0.00
|
$194,500.66
|
$6,316.81
|
Invesco
S&P Ultra
Dividend
Revenue ETF |
$2,409,865.49
|
$2,678.10
|
$0.00
|
$10,748.68
|
$0.00
|
$2,260,005.17
|
$0.00
|
$2,273,431.95
|
$136,433.54
|
Invesco
Solar ETF |
$5,985,215.33
|
$7,047.72
|
$0.00
|
$28,236.87
|
$0.00
|
$5,598,009.32
|
$0.00
|
$5,633,293.91
|
$351,921.42
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Variable Rate
Preferred
ETF |
$363,360.33
|
$19,226.46
|
$0.00
|
$77,054.89
|
$0.00
|
$(728,367.96) |
$0.00
|
$(632,086.61) |
$995,446.94 |
Fund |
Underlying
Index |
Invesco
California AMT-Free
Municipal
Bond ETF |
ICE
BofA California Long-Term Core Plus Municipal Securities
Index |
Invesco
CEF Income Composite
ETF |
S-Network
Composite Closed-End Fund IndexSM
|
Invesco
Dorsey Wright SmallCap
Momentum
ETF |
Dorsey
Wright®
SmallCap Technical Leaders Index |
Invesco
ESG NASDAQ 100 ETF |
Nasdaq-100®
ESG Index |
Invesco
ESG NASDAQ Next Gen
100
ETF |
Nasdaq
Next Generation 100 ESG Index®
|
Fund |
Underlying
Index |
Invesco
ESG S&P 500 Equal
Weight
ETF |
S&P
500 Equal Weight ESG Leaders Select Index** |
Invesco
Equal Weight 0-30 Year
Treasury
ETF |
ICE
1-30 Year Laddered Maturity US Treasury Index |
Invesco
Floating Rate Municipal
Income
ETF |
ICE
US Municipal AMT-Free VRDO Constrained Index |
Invesco
Fundamental High Yield®
Corporate
Bond ETF |
RAFITM
Bonds U.S. High Yield 1-10 Index |
Invesco
Fundamental Investment
Grade
Corporate Bond ETF |
RAFITM
Bonds U.S. Investment Grade 1-10 Index |
Invesco
KBW Bank ETF |
KBW
Nasdaq Bank Index™* |
Invesco
KBW High Dividend Yield
Financial
ETF |
KBW
Nasdaq Financial Sector Dividend Yield Index™* |
Invesco
KBW Premium Yield Equity
REIT
ETF |
KBW
Nasdaq Premium Yield Equity REIT Index™* |
Invesco
KBW Property & Casualty
Insurance
ETF |
KBW
Nasdaq Property & Casualty Index™* |
Invesco
KBW Regional Banking ETF |
KBW
Nasdaq Regional Banking Index™* |
Invesco
MSCI USA ETF |
MSCI
USA Index |
Invesco
NASDAQ 100 ETF |
Nasdaq-100
Index®
|
Invesco
Nasdaq Biotechnology ETF |
Nasdaq
Biotechnology Index®
|
Invesco
NASDAQ Future Gen 200
ETF |
Nasdaq
Innovators Completion Cap IndexTM
|
Invesco
NASDAQ Next Gen 100
ETF |
Nasdaq
Next Generation 100 Index®
|
Invesco
National AMT-Free
Municipal
Bond ETF |
ICE
BofA National Long-Term Core Plus Municipal Securities
Index |
Invesco
New York AMT-Free
Municipal
Bond ETF |
ICE
BofA New York Long-Term Core Plus Municipal Securities
Index |
Invesco
PHLX Semiconductor ETF |
PHLX
Semiconductor Sector Index®
|
Invesco
Preferred ETF |
ICE
BofA Core Plus Fixed Rate Preferred Securities
Index |
Invesco
Russell 1000 Equal Weight
ETF |
Russell
1000®
Equal Weight Index |
Invesco
S&P 500 Enhanced Value
ETF |
S&P
500 Enhanced Value Index** |
Invesco
S&P 500®
ex-Rate
Sensitive
Low Volatility ETF |
S&P
500 Low Volatility Rate Response Index** |
Invesco
S&P 500®
High Beta ETF |
S&P
500®
High Beta Index** |
Invesco
S&P 500®
High Dividend
Low
Volatility ETF |
S&P
500®
Low Volatility High Dividend Index ** |
Invesco
S&P 500®
Low Volatility
ETF |
S&P
500®
Low Volatility Index** |
Invesco
S&P 500 Minimum Variance
ETF |
S&P
500®
Minimum Volatility Index** |
Invesco
S&P 500 Momentum ETF |
S&P
500 Momentum Index** |
Invesco
S&P 500 Revenue ETF |
S&P
500®
Revenue-Weighted Index** |
Invesco
S&P 500 QVM Multi-factor
ETF |
S&P
500®
Quality, Value & Momentum Top 90% Multi-Factor
Index** |
Invesco
S&P MidCap 400 Revenue
ETF |
S&P
MidCap 400®
Revenue-Weighted Index** |
Invesco
S&P MidCap 400 QVM
Multi-factor
ETF |
S&P
MidCap 400®
Quality, Value & Momentum Top 90% Multi-Factor
Index** |
Invesco
S&P MidCap Low Volatility
ETF |
S&P
MidCap 400 Low Volatility Index** |
Invesco
S&P SmallCap 600
Revenue
ETF |
S&P
SmallCap 600®
Revenue-Weighted
Index** |
Fund |
Underlying
Index |
Invesco
S&P SmallCap 600 QVM
Multi-factor
ETF |
S&P
SmallCap 600®
Quality, Value & Momentum Top 90% Multi-Factor
Index** |
Invesco
S&P SmallCap Consumer
Discretionary
ETF |
S&P
SmallCap 600®
Capped Consumer Discretionary Index** |
Invesco
S&P SmallCap Consumer
Staples
ETF |
S&P
SmallCap 600®
Capped Consumer Staples Index** |
Invesco
S&P SmallCap Energy ETF |
S&P
SmallCap 600®
Capped Energy Index** |
Invesco
S&P SmallCap Financials
ETF |
S&P
SmallCap 600®
Capped Financials & Real Estate Index** |
Invesco
S&P SmallCap Health Care
ETF |
S&P
SmallCap 600®
Capped Health Care Index** |
Invesco
S&P SmallCap High
Dividend
Low Volatility ETF |
S&P
SmallCap 600®
Low Volatility High Dividend Index** |
Invesco
S&P SmallCap Industrials
ETF |
S&P
SmallCap 600®
Capped Industrials Index** |
Invesco
S&P SmallCap Information
Technology
ETF |
S&P
SmallCap 600®
Capped Information Technology Index** |
Invesco
S&P SmallCap Low
Volatility
ETF |
S&P
SmallCap 600®
Low Volatility Index** |
Invesco
S&P SmallCap Materials
ETF |
S&P
SmallCap 600®
Capped Materials Index** |
Invesco
S&P SmallCap Quality ETF |
S&P
SmallCap 600®
Quality Index** |
Invesco
S&P SmallCap Utilities &
Communication
Services ETF |
S&P
SmallCap 600®
Capped Utilities & Communications Services
Index** |
Invesco
S&P Ultra Dividend
Revenue
ETF |
S&P
900®
Dividend Revenue-Weighted Index** |
Invesco
Senior Loan ETF |
Morningstar
LSTA US Leveraged Loan 100 Index |
Invesco
Short Term Treasury ETF |
ICE
U.S. Treasury Short Bond Index |
Invesco
Solar ETF |
MAC
Global Solar Energy Index |
Invesco
Taxable Municipal Bond
ETF |
ICE
BofA US Taxable Municipal Securities Plus Index |
Invesco
Variable Rate Preferred
ETF |
ICE
Variable Rate Preferred & Hybrid Securities
Index |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
2023 |
2023 | |
Invesco
CEF Income Composite ETF |
$364,100
|
$279,118 |
$354,539 |
$16,419 |
$10,820
|
$2,844 |
4.51% |
5.67% |
Invesco
Dorsey Wright SmallCap Momentum ETF |
$807,850
|
$644,307 |
$724,942 |
$246,958 |
$120,243
|
$66,269 |
30.57% |
50.60% |
Invesco
ESG NASDAQ 100 ETF (1)
|
$228
|
$310 |
$0 |
$23 |
$20
|
$0 |
10.06% |
12.75% |
Invesco
ESG NASDAQ Next Gen 100 ETF (1)
|
$254
|
$393 |
$0 |
$242 |
$156
|
$0 |
95.34% |
92.49% |
Invesco
ESG S&P 500®
Equal Weight ETF (2)
|
$786
|
$888 |
$0 |
$607 |
$27
|
$0 |
77.27% |
84.61% |
Invesco
KBW Bank ETF |
$196,405
|
$169,363 |
$137,332 |
$125,523 |
$60,341
|
$28,317 |
63.91% |
76.16% |
Invesco
KBW High Dividend Yield Financial ETF |
$369,261
|
$498,071 |
$346,188 |
$53,632 |
$34,595
|
$20,930 |
14.52% |
28.32% |
Invesco
KBW Premium Yield Equity REIT ETF |
$232,724
|
$230,932 |
$293,073 |
$47,390 |
$15,760
|
$10,637 |
20.36% |
39.84% |
Invesco
KBW Property & Casualty Insurance ETF |
$6,288
|
$2,209 |
$6,909 |
$5,899 |
$923
|
$3,003 |
93.81% |
93.85% |
Invesco
KBW Regional Banking ETF |
$5,405
|
$11,418 |
$5,165 |
$5,097 |
$4,732
|
$2,656 |
94.29% |
95.64% |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
2023 |
2023 | |
Invesco
MSCI USA ETF |
$14,944
|
$13,076 |
$7,801 |
$13,912 |
$7,757
|
$5,038 |
93.09% |
91.59% |
Invesco
NASDAQ 100 ETF(3)
|
$339,083
|
$20,556 |
$228 |
$4,567 |
$123
|
$2 |
1.35% |
1.67% |
Invesco
Nasdaq Biotechnology ETF(4)
|
$1,922
|
$2,984 |
$1,119 |
$1,875 |
$2,530
|
$606 |
97.52% |
94.09% |
Invesco
NASDAQ Future Gen 200 ETF(6)
|
$17,291
|
N/A |
N/A |
$15,148 |
N/A |
N/A |
73.32% |
68.55% |
Invesco
NASDAQ Next Gen 100 ETF(3)
|
$69,962
|
$117,102 |
$53,699 |
$66,799 |
$33,415
|
$5,316 |
91.66% |
87.28% |
Invesco
PHLX Semiconductor ETF(4)
|
$4,284
|
$1,326 |
$318 |
$2,654 |
$841
|
$0 |
60.17% |
64.37% |
Invesco
Preferred ETF |
$150,406
|
$264 |
$0 |
$0 |
$0
|
$0 |
- |
- |
Invesco
Russell 1000 Equal Weight ETF |
$91,860
|
$81,496 |
$86,294
|
$90,040 |
$45,388
|
$39,340 |
98.02% |
96.32% |
Invesco
S&P 500 Enhanced Value ETF |
$14,572
|
$12,919 |
$12,478 |
$11,720 |
$10,116
|
$5,407 |
72.39% |
66.77% |
Invesco
S&P 500®
ex-Rate Sensitive Low Volatility ETF |
$4,960
|
$6,456 |
$4,913 |
$3,684 |
$4,933
|
$2,064 |
74.27% |
79.90% |
Invesco
S&P 500®
High
Beta ETF |
$87,458
|
$170,732 |
$327,104 |
$76,376 |
$93,743
|
$75,488 |
83.59% |
92.30% |
Invesco
S&P 500®
High Dividend Low Volatility ETF |
$843,499
|
$706,561 |
$593,402 |
$191,460 |
$149,178
|
$45,868 |
20.06% |
27.51% |
Invesco
S&P 500®
Low Volatility ETF |
$1,060,533
|
$1,169,852 |
$866,893 |
$280,556 |
$253,550
|
$74,174 |
25.49% |
34.89% |
Invesco
S&P 500 Minimum Variance ETF |
$816
|
$901 |
$383 |
$792 |
$6
|
$309 |
82.34% |
78.14% |
Invesco
S&P 500 Momentum ETF |
$18,942
|
$10,750 |
$4,849 |
$18,672 |
$10,477
|
$4,711 |
98.57% |
98.52% |
Invesco
S&P 500 QVM Multi-factor ETF(5)
|
$20,597
|
$17,553 |
$966 |
$19,632 |
$6,389
|
$714 |
91.75% |
94.68% |
Invesco
S&P 500 Revenue ETF |
$69,244
|
$42,481 |
$41,652 |
$55,241 |
$19,917
|
$29,899 |
76.12% |
86.21% |
Invesco
S&P MidCap 400 QVM Multi-factor ETF(5)
|
$25,881
|
$15,305 |
$1,490 |
$21,799 |
$11,467
|
$868 |
82.25% |
84.92% |
Invesco
S&P MidCap 400 Revenue |
$56,425
|
$44,908 |
$46,580 |
$48,879 |
$20,749
|
$19,344 |
86.63% |
89.90% |
Invesco
S&P MidCap Low Volatility ETF |
$323,850
|
$225,947 |
$293,773 |
$81,841 |
$53,922
|
$11,995 |
22.91% |
28.25% |
Invesco
S&P SmallCap 600 QVM Multi-factor ETF(5)
|
$24,509
|
$8,103 |
$887 |
$20,362 |
$4,377
|
$351 |
82.62% |
88.42% |
Invesco
S&P SmallCap 600 Revenue ETF |
$554,224
|
$222,736 |
$194,911 |
$233,337 |
$121,677
|
$25,148 |
42.10% |
68.77% |
Invesco
S&P SmallCap Consumer Discretionary ETF |
$3,869
|
$3,930 |
$5,423 |
$2,940 |
$2,467
|
$3,151 |
75.98% |
84.17% |
Invesco
S&P SmallCap Consumer Staples ETF |
$2,762
|
$3,164 |
$4,326 |
$1,622 |
$1,693
|
$1,317 |
58.73% |
78.31% |
Invesco
S&P SmallCap Energy ETF |
$46,677
|
$65,183 |
$20,821 |
$29,528 |
$61,332
|
$7,038 |
63.26% |
78.59% |
Invesco
S&P SmallCap Financials ETF |
$6,277
|
$4,470 |
$4,144 |
$4,710 |
$3,099
|
$1,132 |
75.04% |
83.10% |
Invesco
S&P SmallCap Health Care ETF |
$52,777
|
$67,827 |
$55,050 |
$27,429 |
$31,513
|
$14,561 |
49.10% |
55.40% |
Invesco
S&P SmallCap High Dividend Low Volatility ETF |
$13,268
|
$11,311 |
$17,863 |
$12,406 |
$6,550
|
$2,577 |
93.51% |
95.92% |
Invesco
S&P SmallCap Industrials ETF |
$6,945
|
$4,651 |
$3,004 |
$5,476 |
$2,584
|
$1,170 |
76.05% |
75.69% |
Invesco
S&P SmallCap Information Technology ETF |
$54,923
|
$29,640 |
$18,322 |
$36,763 |
$13,040
|
$8,782 |
65.76% |
64.87% |
Invesco
S&P SmallCap Low Volatility ETF |
$314,659
|
$420,307 |
$510,065 |
$56,496 |
$33,421
|
$14,691 |
17.95% |
27.72% |
Invesco
S&P SmallCap Materials ETF |
$1,411
|
$1,520 |
$1,943 |
$778 |
$1,040
|
$668 |
55.13% |
78.09% |
Invesco
S&P SmallCap Quality ETF |
$11,624
|
$7,747 |
$11,672 |
$9,812 |
$7,185
|
$811 |
65.84% |
71.74% |
Invesco
S&P SmallCap Utilities & Communication Services
ETF |
$10,053
|
$4,840 |
$7,258 |
$2,993 |
$3,577
|
$2,956 |
29.78% |
71.04% |
Invesco
S&P Ultra Dividend Revenue ETF |
$437,692
|
$339,047 |
$332,905 |
$174,782 |
$75,904
|
$45,152 |
33.36% |
43.02% |
Invesco
Solar ETF |
$532,637 |
$717,068 |
$994,850 |
$50,436 |
$3,600
|
$2,360 |
9.47% |
21.20% |
Invesco
Variable Rate Preferred ETF |
$29,964 |
$6,707 |
$4,785 |
$16,419 |
$0
|
$0 |
4.51% |
5.67% |
Order
Type |
Settlement
Time
(Delivery
of Creation Unit(s) to AP) |
Delivery
Deadline
(Delivery
of Portfolio Deposit
by
AP to Trust) |
NAV
1 Order*
*Authorized
Participant has posted
full
collateral to settle by 3:00 p.m.
Eastern time (T+0) |
By
3:00 p.m. Eastern time (T+0) |
AP
must post full collateral by
12:00
p.m. Eastern time (T+0)
AP
must deliver Portfolio Deposit by 3:00 p.m.
Eastern
time (T+0) |
NAV
1 Order**
**Authorized
Participant has not
posted
full collateral to settle by
3:00
p.m. Eastern time (T+0) |
No
later than 6:00 p.m.
Eastern time (T+0) |
By
3:00 p.m. Eastern time (T+0) |
NAV
2 Order |
No
later than 6:00 p.m.
Eastern time
(T+1) |
By
3:00 p.m. Eastern time (T+1) |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
California AMT-Free Municipal
Bond
ETF |
$500 |
$2,000 |
Invesco
CEF Income Composite ETF |
$500 |
$2,000 |
Invesco
Dorsey Wright SmallCap
Momentum
ETF |
$500 |
$2,000 |
Invesco
ESG NASDAQ 100 ETF |
$250 |
$1,000 |
Invesco
ESG NASDAQ Next Gen 100
ETF |
$250 |
$1,000 |
Invesco
ESG S&P 500 Equal Weight
ETF |
$400 |
$1,600 |
Invesco
Equal Weight 0-30 Year
Treasury
ETF |
$500 |
$2,000 |
Invesco
Floating Rate Municipal Income
ETF |
$500 |
$2,000 |
Invesco
Fundamental High Yield®
Corporate
Bond ETF |
$500 |
$2,000 |
Invesco
Fundamental Investment Grade
Corporate
Bond ETF |
$500 |
$2,000 |
Invesco
KBW Bank ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
KBW High Dividend Yield
Financial
ETF |
$500 |
$2,000 |
Invesco
KBW Premium Yield Equity
REIT
ETF |
$500 |
$2,000 |
Invesco
KBW Property & Casualty
Insurance
ETF |
$500 |
$2,000 |
Invesco
KBW Regional Banking ETF |
$500 |
$2,000 |
Invesco
MSCI USA ETF |
$1,000 |
$4,000 |
Invesco
NASDAQ 100 ETF |
$250 |
$1,000 |
Invesco
Nasdaq Biotechnology ETF |
$600 |
$2,400 |
Invesco
NASDAQ Future Gen 200 ETF |
$400 |
$1,600 |
Invesco
NASDAQ Next Gen 100 ETF |
$250 |
$1,000 |
Invesco
National AMT-Free Municipal
Bond
ETF |
$500 |
$2,000 |
Invesco
New York AMT-Free Municipal
Bond
ETF |
$500 |
$2,000 |
Invesco
PHLX Semiconductor ETF |
$250 |
$1,000 |
Invesco
Preferred ETF |
$500 |
$2,000 |
Invesco
Russell 1000 Equal Weight ETF |
$500 |
$2,000 |
Invesco
S&P 500 Enhanced Value ETF |
$500 |
$2,000 |
Invesco
S&P 500®
ex-Rate
Sensitive
Low
Volatility ETF |
$500 |
$2,000 |
Invesco
S&P 500®
High
Beta ETF |
$500 |
$2,000 |
Invesco
S&P 500®
High
Dividend Low
Volatility
ETF |
$500 |
$2,000 |
Invesco
S&P 500®
Low
Volatility ETF |
$500 |
$2,000 |
Invesco
S&P 500 Minimum Variance
ETF |
$500 |
$2,000 |
Invesco
S&P 500 Momentum ETF |
$500 |
$2,000 |
Invesco
S&P 500 QVM Multi-factor ETF |
$900 |
$3,600 |
Invesco
S&P 500 Revenue ETF |
$1,000 |
$4,000 |
Invesco
S&P MidCap 400 QVM Multi-
factor
ETF |
$800 |
$3,200 |
Invesco
S&P MidCap 400 Revenue ETF |
$800 |
$3,200 |
Invesco
S&P MidCap Low Volatility ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600 QVM Multi-
factor
ETF |
$1,100 |
$4,400 |
Invesco
S&P SmallCap 600 Revenue
ETF |
$1,200 |
$4,800 |
Invesco
S&P SmallCap Consumer
Discretionary
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Consumer
Staples
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Energy ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Financials ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Health Care ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap High Dividend
Low
Volatility ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Industrials ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Information
Technology
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Low Volatility
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Materials ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Quality ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Utilities &
Communication
Services ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
S&P Ultra Dividend Revenue
ETF |
$250 |
$1,000 |
Invesco
Senior Loan ETF |
$500 |
$2,000 |
Invesco
Short Term Treasury ETF |
$0 |
$0 |
Invesco
Solar ETF |
$500 |
$2,000 |
Invesco
Taxable Municipal Bond ETF |
$500 |
$2,000 |
Invesco
Variable Rate Preferred ETF |
$500 |
$2,000 |
Order
Type |
Settlement
Time
(Delivery
of Fund Securities to AP) |
Delivery
Deadline
(Delivery
of Shares by AP
to
Trust) |
NAV
1 Order |
By
3:00 p.m. Eastern time (T+0) |
By
1:00 pm. Eastern time (T+0) |
NAV
2 Order |
By
3:00 p.m. Eastern time (T+1) |
By
1:00 pm. Eastern time
(T+1) |
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Commitment to Environmental, Social and Governance Investment Stewardship
and
Proxy
Voting |
A-1 |
B. |
Applicability
of Policy |
A-2 |
II. |
Global
Proxy Voting Operational Procedures |
A-3 |
A. |
Proprietary
Proxy Voting Platform |
A-3 |
B. |
Oversight
of Voting Operations |
A-3 |
C. |
Disclosures
and Recordkeeping |
A-3 |
D. |
Global
Invesco Proxy Advisory Committee |
A-4 |
E. |
Market
and Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-5 |
G. |
Conflicts
of Interest |
A-5 |
H. |
Use
of Proxy Advisory Services |
A-7 |
I. |
Review
of Policy |
A-7 |
|
|
|
III. |
Our
Good Governance Principles |
A-8 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition and Effectiveness |
A-11 |
D. |
Long-Term
Stewardship of Capital |
A-12 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-13 |
F. |
Executive
Compensation and Alignment |
A-14 |
|
Exhibit
A |
A-16 |