FUND |
CLASS
A
SHARES |
CLASS
C
SHARES |
CLASS
R
SHARES |
INVESTOR
SHARES |
CLASS
R6
SHARES |
INSTITUTIONAL
SHARES |
SERVICE
SHARES |
CLASS
P
SHARES |
GOLDMAN
SACHS
LARGE
CAP
VALUE
INSIGHTS
FUND
|
GCVAX |
GCVCX |
GCVRX |
GCVTX |
GCVUX |
GCVIX |
GCLSX |
GMXPX |
GOLDMAN
SACHS
U.S.
EQUITY
INSIGHTS
FUND |
GSSQX |
GSUSX |
GSURX |
GSUTX |
GSEUX |
GSELX |
GSESX |
GSEPX |
GOLDMAN
SACHS
LARGE
CAP
GROWTH
INSIGHTS
FUND |
GLCGX |
GLCCX |
GLCRX |
GLCTX |
GLCUX |
GCGIX |
GSCLX |
GMZPX |
GOLDMAN
SACHS
SMALL
CAP
EQUITY
INSIGHTS
FUND |
GCSAX |
GCSCX |
GDSRX |
GDSTX |
GCSUX |
GCSIX |
GCSSX |
GMAPX |
GOLDMAN
SACHS
SMALL
CAP
VALUE
INSIGHTS
FUND |
GSATX |
GSCTX |
GTTRX |
GTTTX |
GTTUX |
GSITX |
— |
GSXPX |
GOLDMAN
SACHS
SMALL
CAP
GROWTH
INSIGHTS
FUND |
GSAOX |
GSCOX |
GSROX |
GSTOX |
GINUX |
GSIOX |
— |
GSZPX |
GOLDMAN
SACHS
INTERNATIONAL
EQUITY
INSIGHTS
FUND |
GCIAX |
GCICX |
GCIRX |
GCITX |
GCIUX |
GCIIX |
GCISX |
GGFPX |
GOLDMAN
SACHS
INTERNATIONAL
SMALL
CAP
INSIGHTS
FUND |
GICAX |
GICCX |
— |
GIRLX |
GICUX |
GICIX |
— |
GGDPX |
GOLDMAN
SACHS
EMERGING
MARKETS
EQUITY
INSIGHTS
FUND |
GERAX |
GERCX |
GRRPX |
GIRPX |
GERUX |
GERIX |
— |
GAGPX |
GOLDMAN
SACHS
INTERNATIONAL
EQUITY
ESG
FUND |
GSIFX |
GSICX |
— |
GIRNX |
GSIWX |
GSIEX |
GSISX |
GTFPX |
FUND |
CLASS
A
SHARES |
CLASS
C
SHARES |
CLASS
R
SHARES |
INVESTOR
SHARES |
CLASS
R6
SHARES |
INSTITUTIONAL
SHARES |
SERVICE
SHARES |
CLASS
P
SHARES |
GOLDMAN
SACHS
EMERGING
MARKETS
EQUITY
FUND |
GEMAX |
GEMCX |
— |
GIRMX |
GEMUX |
GEMIX |
GEMSX |
GAHPX |
GOLDMAN
SACHS
CHINA
EQUITY
FUND |
GSAGX |
GSACX |
— |
GSAEX |
GSAFX |
GSAIX |
— |
GMEPX |
GOLDMAN
SACHS
INTERNATIONAL
EQUITY
INCOME
FUND |
GSAKX |
GSCKX |
GSRKX |
GSTKX |
GSUKX |
GSIKX |
— |
GSNPX |
GOLDMAN
SACHS
ESG
EMERGING
MARKETS
EQUITY
FUND |
GEBAX |
GEBCX |
GEBRX |
GEBNX |
GEBSX |
GEBIX |
— |
GEPPX |
GOLDMAN
SACHS
EMERGING
MARKETS
EQUITY
EX.
CHINA FUND |
GEMHX |
GEMLX |
GEMQX |
GEMOX |
GEMWX |
GEMJX |
— |
GEMPX |
B-5 | |
B-5 | |
B-9 | |
B-67 | |
B-70 | |
B-83 | |
B-100 | |
B-117 | |
B-121 | |
B-124 | |
B-127 | |
B-135 | |
B-135 | |
B-136 | |
B-147 | |
B-151 | |
B-157 | |
B-161 | |
B-163 | |
1-A | |
1-B | |
1-C |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
71 |
Chair
of the
Board
of
Trustees |
Since
2023
(Trustee
since
2015) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Verizon
Communications
Inc.
|
Dwight
L.
Bush
Age:
66 |
Trustee |
Since
2020 |
Ambassador
Bush is President and CEO of D.L. Bush
&
Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, Ambassador Bush served as
an
Advisory Board Member of Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
68 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
66 |
Trustee |
Since
2022 |
Mr.
Chou is Executive Vice President and Special
Advisor
to the Chairman and CEO of
AmerisourceBergen
Corporation (a pharmaceutical
and
healthcare company) (2021–present); and
formerly
held various executive management positions
with
AmerisourceBergen Corporation, including
Executive
Vice President and Chief Legal Officer
(2019–2021);
Executive Vice President and Chief
Legal
& Business Officer (2017–2019); and Executive
Vice
President and General Counsel (2011–2017).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Joaquin
Delgado
Age:
63 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Stepan
Company
(a
specialty
chemical
manufacturer)
|
Eileen
H.
Dowling
Age:
60 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Paul
C. Wirth
Age:
65 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley.
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
60 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund.
|
172 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
60 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 –
December 2000);
and Senior Vice President and Manager, Dreyfus
Institutional
Service Corporation (January 1993 –
April 1998).President
and Trustee—Goldman Sachs Trust; Goldman
Sachs
Variable Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).Treasurer,
Principal
Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
51 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and
Vice
President, Morgan Stanley Investment Management
(2005–2010).Chief
Compliance Officer—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle Market
Credit
LLC; Goldman Sachs Private Middle Market Credit II LLC;
Goldman
Sachs Middle Market Lending Corp.; Goldman Sachs
Middle
Market Lending LLC II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
65 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present). Assistant Treasurer—Goldman Sachs
Trust;
Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust
II;
Goldman Sachs MLP and Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
39 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Tyler
Hanks
222
S. Main St
Salt
Lake City, UT 84101
Age:
40 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (January 2016—Present); and
Associate,
Goldman Sachs (January 2014—January 2016). Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
52 |
Assistant
Treasurer
|
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
48 |
Assistant
Treasurer
|
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August
2015).Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
MLP
and Energy Renaissance Fund; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Christopher
Bradford
200
West Street
New
York, NY 10282
Age:
41 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
53 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
39 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
54 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011)Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
48 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).Vice
President—Goldman
Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
45 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP
(2002–2006).Secretary—Goldman
Sachs Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Variable Insurance Trust
(previously
Assistant Secretary (2012)); Goldman Sachs Trust II;
Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle Market
Credit
LLC; Goldman Sachs Private Middle Market Credit II LLC;
Goldman
Sachs Middle Market Lending Corp.; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
43 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).Assistant
Secretary—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
48 |
Assistant
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(August 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).Assistant Secretary—Goldman
Sachs
Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs
Trust
II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II;
Goldman
Sachs MLP and Energy Renaissance Fund; and Goldman
Sachs
Real Estate Diversified Income
Fund. |
Name
of Trustee |
Dollar
Range of
Equity
Securities in
the
Funds(1)
|
Aggregate
Dollar
Range
of Equity
Securities
in All
Portfolios
in Fund
Complex
Overseen By
Trustee |
Gregory
G. Weaver |
International
Equity Insights: Over
$100,000
Emerging
Markets Equity: Over
$100,000 |
Over
$100,000 |
Dwight
L. Bush |
None |
None |
Kathryn
A. Cassidy |
Emerging
Markets Equity Insights:
$10,001-$50,000
International
Equity Insights:
$50,001-$100,000
U.S.
Equity Insights: Over $100,000 |
Over
$100,000 |
John
G. Chou(2)
|
None |
None |
Joaquin
Delgado |
International
Small Cap Insights:
$50,001-$100,000
International
Equity Insights: Over
$100,000
Small
Cap Equity Insights: Over
$100,000
U.S.
Equity Insights: Over $100,000 |
Over
$100,000 |
Eileen
H. Dowling |
International
Equity Income: Under
$10,000
International
Equity ESG:
$10,001-$50,000 |
$10,001-$50,000 |
James
A. McNamara |
Emerging
Markets Equity: Over
$100,000
International
Equity ESG:
$50,001-$100,000 |
Over
$100,000 |
Paul
C. Wirth(3)
|
None |
Over
$100,000 |
Name
of Trustee |
Large
Cap
Value
Insights |
U.S.
Equity
Insights |
Large
Cap
Growth
Insights |
Small
Cap
Equity
Insights |
Jessica
Palmer1,
2
|
$4,095 |
$4,281 |
$4,345 |
$4,124 |
Dwight
L. Bush |
2,733 |
2,857 |
2,900 |
2,752 |
Kathryn
A. Cassidy |
2,733 |
2,857 |
2,900 |
2,752 |
John
G. Chou3
|
1,404 |
1,462 |
1,468 |
1,410 |
Diana
M. Daniels2
|
2,733 |
2,857 |
2,900 |
2,752 |
Joaquin
Delgado |
2,733 |
2,857 |
2,900 |
2,752 |
Eileen
H. Dowling |
2,733 |
2,857 |
2,900 |
2,752 |
James
A. McNamara4
|
— |
— |
— |
— |
Gregory
G. Weaver5
|
3,215 |
3,361 |
3,412 |
3,328 |
Paul
C. Wirth3
|
1,404 |
1,462 |
1,468 |
1,410 |
Name
of Trustee |
International
Small
Cap
Insights |
Emerging
Markets
Equity
Insights |
International
Equity
Insights |
Small
Cap
Value
Insights |
Jessica
Palmer1,
2
|
$4,904 |
$4,494 |
$4,569 |
$4,319 |
Dwight
L. Bush |
3,272 |
2,999 |
3,049 |
2,882 |
Kathryn
A. Cassidy |
3,272 |
2,999 |
3,049 |
2,882 |
John
G. Chou |
1,657 |
1,541 |
1,548 |
1,475 |
Diana
M. Daniels2
|
3,272 |
2,999 |
3,049 |
2,882 |
Joaquin
Delgado |
3,272 |
2,999 |
3,049 |
2,882 |
Eileen
H. Dowling |
3,272 |
2,999 |
3,049 |
2,882 |
James
A. McNamara4
|
— |
— |
— |
— |
Gregory
G. Weaver5
|
3,850 |
3,529 |
3,587 |
3,391 |
Paul
C. Wirth3
|
1,657 |
1,541 |
1,548 |
1,475 |
Name
of Trustee |
Small
Cap
Growth
Insights |
International
Equity
ESG |
International
Equity
Income |
Jessica
Palmer1,
2
|
$4,046 |
$4,125 |
$4,044 |
Dwight
L. Bush |
2,700 |
2,753 |
2,699 |
Kathryn
A. Cassidy |
2,700 |
2,753 |
2,699 |
John
G. Chou3
|
1,381 |
1,421 |
1,394 |
Diana
M. Daniels2
|
2,700 |
2,753 |
2,699 |
Joaquin
Delgado |
2,700 |
2,753 |
2,699 |
Eileen
H. Dowling |
2,700 |
2,753 |
2,699 |
James
A. McNamara4
|
— |
— |
— |
Gregory
G. Weaver5
|
3,177 |
3,239 |
3,175 |
Paul
C. Wirth3
|
1,381 |
1,421 |
1,394 |
Name
of Trustee |
China
Equity |
Emerging
Markets
Equity |
Emerging
Markets
Equity
ex.
China**
|
ESG
Emerging
Markets
Equity |
Jessica
Palmer1,
2
|
$4,014 |
$5,068 |
$— |
$3,995 |
Dwight
L. Bush |
2,679 |
3,382 |
— |
2,666 |
Kathryn
A. Cassidy |
2,679 |
3,382 |
—
|
2,666 |
John
G. Chou3
|
1,376 |
1,707 |
— |
1,371 |
Diana
M. Daniels2
|
2,679 |
3,382 |
— |
2,666 |
Joaquin
Delgado |
2,679 |
3,382 |
— |
2,666 |
Eileen
H. Dowling |
2,679 |
3,382 |
— |
2,666 |
James
A. McNamara4
|
— |
— |
— |
— |
Gregory
G. Weaver5
|
3,152 |
3,979 |
— |
3,137 |
Paul
C. Wirth3
|
1,376 |
1,707 |
— |
1,371 |
Name
of Trustee |
Pension
or Retirement
Benefits
Accrued as Part
Of
the Trust’s Expenses |
Total
Compensation
From
Fund Complex
(including
the Funds)* |
Jessica
Palmer1,
2
|
$— |
$533,500 |
Dwight
L. Bush2
|
— |
356,000 |
Kathryn
A. Cassidy |
— |
356,000 |
John
G. Chou3
|
— |
180,500 |
Diana
M. Daniels2
|
— |
356,000 |
Joaquin
Delgado2
|
— |
356,000 |
Eileen
H. Dowling |
— |
356,000 |
James
A. McNamara4
|
— |
— |
Gregory
G. Weaver5
|
— |
419,500 |
Paul
C. Wirth3
|
— |
180,500 |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
October
31, 2022 |
Large
Cap Value Insights Fund |
0.52%
on the first $1 billion |
0.52% |
|
0.47%
over $1 billion up to $2 billion |
|
|
0.44%
over $2 billion up to $5 billion |
|
|
0.44%
over $5 billion up to $8 billion |
|
|
0.43%
over $8 billion |
|
U.S.
Equity Insights Fund |
0.52%
on the first $1 billion |
0.52% |
|
0.47%
over $1 billion up to $2 billion |
|
|
0.44%
over $2 billion up to $5 billion |
|
|
0.44%
over $5 billion up to $8 billion |
|
|
0.43%
over $8 billion |
|
Large
Cap Growth Insights Fund |
0.52%
on the first $1 billion |
0.51% |
|
0.47%
over $1 billion up to $2 billion |
|
|
0.44%
over $2 billion up to $5 billion |
|
|
0.44%
over $5 billion up to $8 billion |
|
|
0.43%
over $8 billion |
|
Small
Cap Equity Insights Fund |
0.80%
on the first $2 billion |
0.80% |
|
0.72%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
Small
Cap Value Insights Fund |
0.80%
on the first $2 billion |
0.80% |
|
0.72%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
Small
Cap Growth Insights Fund |
0.80%
on the first $2 billion |
0.80% |
|
0.72%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
International
Equity Insights Fund |
0.81%
on the first $1 billion |
0.76% |
|
0.73%
over $1 billion up to $2 billion |
|
|
0.69%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
International
Small Cap Insights Fund |
0.85%
on the first $2 billion |
0.82% |
|
0.77%
over $2 billion up to $5 billion |
|
|
0.73%
over $5 billion up to $8 billion |
|
|
0.72%
over $8 billion |
|
Emerging
Markets Equity Insights Fund |
1.00%
on the first $2 billion |
1.00% |
|
0.90%
over $2 billion up to $5 billion |
|
|
0.86%
over $5 billion up to $8 billion |
|
|
0.84%
over $8 billion |
|
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
October
31, 2022 |
International
Equity ESG Fund |
0.85%
on the first $1 billion |
0.82% |
|
0.77%
over $1 billion up to $2 billion |
|
|
0.73%
over $2 billion up to $5 billion |
|
|
0.71%
over $5 billion up to $8 billion |
|
|
0.70%
over $8 billion |
|
Emerging
Markets Equity Fund |
1.02%
on the first $2 billion |
0.87% |
|
0.92%
over $2 billion up to $5 billion |
|
|
0.87%
over $5 billion up to $8 billion |
|
|
0.85%
over $8 billion |
|
China
Equity Fund |
1.00%
on the first $1 billion |
1.00% |
|
0.90%
over $1 billion up to $2 billion |
|
|
0.86%
over $2 billion up to $5 billion |
|
|
0.84%
over $5 billion up to $8 billion |
|
|
0.82%
over $8 billion |
|
International
Equity Income Fund |
0.80%
on the first $1 billion |
0.80% |
|
0.72%
over $1 billion up to $2 billion |
|
|
0.68%
over $2 billion up to $5 billion |
|
|
0.67%
over $5 billion up to $8 billion |
|
|
0.66%
over $8 billion |
|
ESG
Emerging Markets Equity Fund |
0.98%
on the first $2 billion |
0.95% |
|
0.88%
over $2 billion up to $5 billion |
|
|
0.84%
over $5 billion up to $8 billion |
|
|
0.82%
over $8 billion |
|
Emerging
Markets Equity ex. China Fund |
0.90%
on the first $2 billion |
N/A1
|
|
0.81%
over $2 billion up to $5 billion |
|
|
0.77%
over $5 billion up to $8 billion |
|
|
0.75%
over $8 billion |
|
|
Fiscal
year ended
October
31, 2022 |
Fiscal
year ended
October
31, 2021 |
Fiscal
year ended
October
31, 2020 | |||
Fund |
Without
Fee
Limitations |
With
Fee
Limitations |
Without
Fee
Limitations |
With
Fee
Limitations |
Without
Fee
Limitations |
With
Fee
Limitations |
Large
Cap Value Insights Fund |
$2,069,912 |
$2,069,228 |
$2,052,385
|
$2,052,385
|
$1,977,747 |
$1,977,532 |
U.S.
Equity Insights Fund |
5,516,284 |
5,512,158 |
5,792,356 |
5,791,318
|
4,979,341 |
4,978,586 |
Large
Cap Growth Insights Fund |
6,328,236 |
6,325,999 |
9,451,433
|
9,451,432
|
9,339,577 |
9,338,582 |
Small
Cap Equity Insights Fund |
3,931,708 |
3,928,803 |
4,608,436
|
4,606,233
|
4,969,932 |
4,964,888 |
International
Equity Insights Fund |
16,074,081 |
16,073,870 |
18,816,968
|
18,816,860
|
19,782,283 |
19,778,389 |
International
Equity ESG Fund |
4,305,790 |
4,135,511 |
2,042,730
|
1,967,498
|
1,081,563 |
1,050,701 |
Emerging
Markets Equity Fund |
37,189,612 |
33,321,811 |
35,231,098
|
32,338,170
|
20,748,819 |
20,724,179 |
China
Equity Fund |
1,033,130 |
1,031,851 |
1,438,233
|
1,436,578
|
717,697 |
716,808 |
Small
Cap Value Insights Fund |
9,271,393 |
9,264,933 |
9,105,745
|
9,104,834
|
5,298,115 |
5,288,547 |
Small
Cap Growth Insights Fund |
1,699,063 |
1,698,584 |
6,270,846
|
6,270,632
|
8,627,577 |
8,623,597 |
|
Fiscal
year ended
October
31, 2022 |
Fiscal
year ended
October
31, 2021 |
Fiscal
year ended
October
31, 2020 | |||
Fund |
Without
Fee
Limitations |
With
Fee
Limitations |
Without
Fee
Limitations |
With
Fee
Limitations |
Without
Fee
Limitations |
With
Fee
Limitations |
International
Equity Income Fund |
1,744,150 |
1,734,771 |
655,177
|
654,234
|
530,237 |
527,941 |
International
Small Cap Insights Fund |
26,971,741 |
26,971,741 |
25,676,495
|
25,675,301
|
26,892,347 |
26,892,011 |
Emerging
Markets Equity Insights Fund |
17,833,199 |
17,817,500 |
20,053,334
|
20,050,177
|
16,506,328 |
16,503,236 |
ESG
Emerging Markets Equity Fund |
373,466 |
361,906 |
267,076
|
266,900
|
76,743 |
76,700 |
|
Number
of Other Accounts Managed and Total Assets by Account Type1
|
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based1
| ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles2
|
Other
Accounts3
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles2
|
Other
Accounts3
| ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Large
Cap Value Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
U.S.
Equity Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Large
Cap Growth Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Small
Cap Equity Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Small
Cap Value Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Small
Cap Growth Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
International
Equity Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
|
Number
of Other Accounts Managed and Total Assets by Account Type1
|
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based1
| ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles2
|
Other
Accounts3
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles2
|
Other
Accounts3
| ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
International
Small Cap Insights |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Emerging
Markets Equity Insights Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Osman
Ali |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Len
Ioffe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Dennis
Walsh |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
Takashi
Suwabe |
34 |
$19,079 |
22 |
$8,295 |
32 |
$7,215 |
— |
$
— |
— |
$
— |
1 |
$359 |
International
Equity ESG Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Alexis
Deladerrière |
4 |
$1,166.9 |
6 |
$3,965.2 |
47 |
$6,130.5 |
— |
$
— |
— |
$
— |
— |
$
— |
Abhishek
Periwal |
2 |
$928.5 |
— |
$
— |
6 |
$505.9 |
— |
$
— |
— |
$
— |
— |
$
— |
Emerging
Markets Equity Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Basak
Yavuz |
3 |
$2,857 |
6 |
$5,094 |
12 |
$1,457 |
— |
$— |
2 |
$1,173 |
1 |
$697 |
Hiren
Dasani |
3 |
$2,857 |
7 |
$7,049 |
14 |
$1,714 |
— |
$— |
3 |
$1,236 |
1 |
$697 |
China
Equity Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Basak
Yavuz |
3 |
$2,857 |
6 |
$5,094 |
12 |
$1,457 |
— |
$— |
2 |
$1,173 |
1 |
$697 |
Hiren
Dasani |
3 |
$2,857 |
7 |
$7,049 |
14 |
$1,714 |
— |
$— |
3 |
$1,236 |
1 |
$697 |
Shao
Ping Guan |
1 |
$57 |
4 |
$1,329 |
13 |
$1,286 |
— |
$— |
2 |
$263 |
— |
$— |
Christine
Pu |
1 |
$57 |
— |
$— |
— |
$— |
— |
$— |
— |
$— |
— |
$— |
International
Equity Income Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Alexis
Deladerrière |
4 |
$1,166.9
|
6 |
$3,965.2 |
47 |
$6,130.5 |
— |
$
— |
— |
$
— |
— |
$
— |
Abhishek
Periwal |
2 |
$928.5 |
— |
$
— |
6 |
$505.9 |
— |
$
— |
— |
$
— |
— |
$
— |
ESG
Emerging Markets Equity Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Basak
Yavuz |
3 |
$2,857 |
6 |
$5,094 |
12 |
$1,457 |
— |
$— |
2 |
$1,173 |
1 |
$697 |
Hiren
Dasani |
3 |
$2,857 |
7 |
$7,049 |
14 |
$1,714 |
— |
$— |
3 |
$1,236 |
1 |
$697 |
Emerging
Markets Equity ex. China Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Basak
Yavuz |
3 |
$2,857 |
6 |
$5,094 |
12 |
$1,457 |
— |
$— |
2 |
$1,173 |
1 |
$697 |
Hiren
Dasani |
3 |
$2,857 |
7 |
$7,049 |
14 |
$1,714 |
— |
$— |
3 |
$1,236 |
1 |
$697 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
Large
Cap Value Insights Fund |
|
Len
Ioffe |
$50,001
- $100,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
U.S.
Equity Insights Fund |
|
Len
Ioffe |
$50,001
- $100,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
Large
Cap Growth Insights Fund |
|
Len
Ioffe |
$50,001
- $100,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
Small
Cap Equity Insights Fund |
|
Len
Ioffe |
$10,001
- $50,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
Small
Cap Value Insights Fund |
|
Len
Ioffe |
$10,001
- $50,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
Small
Cap Growth Insights Fund |
|
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
Len
Ioffe |
$10,001
- $50,000 |
Osman
Ali |
$50,001
- $100,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
International
Equity Insights Fund |
|
Len
Ioffe |
$50,001
- $100,000 |
Osman
Ali |
$500,001
- $1,000,000 |
Takashi
Suwabe |
$100,001
- $500,000 |
Dennis
Walsh |
$10,001
- $50,000 |
International
Small Cap Insights Fund |
|
Len
Ioffe |
$50,001
- $100,000 |
Osman
Ali |
$100,001
- $500,000 |
Takashi
Suwabe |
$100,001
- $500,000 |
Dennis
Walsh |
$10,001
- $50,000 |
Emerging
Markets Equity Insights Fund |
|
Len
Ioffe |
$100,001
- $500,000 |
Dennis
Walsh |
$100,001
- $500,000 |
Osman
Ali |
$500,001
- $1,000,000 |
Takashi
Suwabe |
$10,001
- $50,000 |
International
Equity ESG Fund |
|
Alexis
Deladerrière |
$100,001
- $500,000 |
Abhishek
Periwal |
$10,001
- $50,000 |
Emerging
Markets Equity Fund |
|
Basak
Yavuz |
$100,001
- $500,000 |
Hiren
Dasani |
$100,001
- $500,000 |
China
Equity Fund |
|
Basak
Yavuz |
$10,001
- $50,000 |
Hiren
Dasani |
$10,001
- $50,000 |
Shao
Ping Guan |
$1
- $10,000 |
Christine
Pu |
$10,001
- $50,000 |
International
Equity Income Fund |
|
Alexis
Deladerrière |
$100,001
- $500,000 |
Abhishek
Periwal |
$10,001
- $50,000 |
ESG
Emerging Markets Equity Fund |
|
Basak
Yavuz |
$— |
Hiren
Dasani |
$— |
Emerging
Markets Equity ex. China* |
|
Basak
Yavuz |
$— |
Hiren
Dasani |
$— |
Fund |
Fiscal
year ended
October
31, 2022 |
Fiscal
year ended
October
31, 2021 |
Fiscal
year ended
October
31, 2020 |
Large
Cap Value Insights Fund |
$4,358 |
$7,398 |
$4,914 |
U.S.
Equity Insights Fund |
6,762 |
1,636 |
12,077 |
Large
Cap Growth Insights Fund |
19,026 |
21,707 |
23,056 |
Small
Cap Equity Insights Fund |
1,784 |
2,613 |
3,209 |
Small
Cap Value Insights Fund |
3,407 |
6,050 |
5,913 |
Small
Cap Growth Insights Fund |
6,086 |
7,537 |
4,703 |
International
Equity Insights Fund |
3,453 |
4,400 |
4,235 |
International
Small Cap Insights Fund |
1,507 |
4,410 |
1,550 |
Emerging
Markets Equity Insights Fund |
2,186 |
23,368 |
2,537 |
International
Equity ESG Fund |
12,306 |
7,873 |
1,360 |
Emerging
Markets Equity Fund |
19,693 |
36,921 |
7,412 |
China
Equity Fund |
3,995 |
4,903 |
912 |
International
Equity Income Fund |
6,666 |
3,434 |
708 |
ESG
Emerging Markets Equity Fund |
94 |
— |
— |
Emerging
Markets Equity ex. China Fund*
|
— |
— |
— |
Fund |
Dealer
Reallowance
as
Percentage
of
Offering
Price |
Large
Cap Value Insights Fund |
4.76% |
U.S.
Equity Insights Fund |
4.68% |
Large
Cap Growth Insights Fund |
4.81% |
Small
Cap Equity Insights Fund |
5.05% |
Small
Cap Value Insights Fund |
5.18% |
Small
Cap Growth Insights Fund |
4.86% |
International
Equity Insights Fund |
5.13% |
International
Small Cap Insights Fund |
4.96% |
Emerging
Markets Equity Insights Fund |
9.82% |
International
Equity ESG Fund |
4.88% |
Emerging
Markets Equity Fund |
4.79% |
China
Equity Fund |
4.80% |
International
Equity Income Fund |
4.95% |
ESG
Emerging Markets Equity Fund |
5.02% |
Emerging
Markets Equity ex. China Fund*
|
—% |
Fund |
Class
A and C
Shares
fiscal
year
ended
October
31, 2022 |
Institutional
Shares
fiscal
year
ended
October
31,
2022 |
Service
Shares
fiscal
year
ended
October
31,
2022 |
Class
R and
Investor
Shares
fiscal
year
ended
October
31,
2022 |
Class
R6
Shares
fiscal
year
ended
October
31,
2022 |
Class
P
Shares
fiscal
year
ended
October
31,
2022 |
Large
Cap Value Insights Fund |
$112,704 |
$42,189 |
$2,330 |
$140,548 |
$24,021 |
$14,522 |
U.S.
Equity Insights Fund |
550,302 |
113,271 |
2,160 |
199,383 |
5,457 |
88,021 |
Large
Cap Growth Insights Fund |
469,405 |
160,901 |
9,142 |
352,316 |
70,969 |
19,597 |
Small
Cap Equity Insights Fund |
69,010 |
70,694 |
1,059 |
88,774 |
26,859 |
37,181 |
Small
Cap Value Insights Fund1
|
230,235 |
141,831 |
— |
552,975 |
82,158 |
12,294 |
Small
Cap Growth Insights Fund1
|
75,332 |
29,313 |
— |
61,846 |
13,789 |
2,221 |
International
Equity Insights Fund |
156,080 |
377,804 |
951 |
163,981 |
145,599 |
126,031 |
International
Small Cap Insights Fund2
|
188,308 |
935,859 |
— |
185,790 |
201,483 |
14,989 |
Emerging
Markets Equity Insights Fund1
|
68,055 |
402,541 |
— |
184,171 |
137,268 |
35,237 |
International
Equity ESG Fund3
|
129,630 |
84,148 |
189 |
110,259 |
9,837 |
33,493 |
Emerging
Markets Equity Fund3
|
398,836 |
977,198 |
10,642 |
373,941 |
33,312 |
225,250 |
China
Equity Fund2
|
28,461 |
7,103 |
— |
792 |
300 |
19,850 |
International
Equity Income Fund1
|
49,678 |
42,391 |
— |
63,657 |
3,703 |
8,516 |
ESG
Emerging Markets Equity Fund1
|
4,801 |
6,019 |
— |
1,853 |
103 |
5,567 |
Emerging
Markets Equity ex. China Fund1,
4
|
— |
— |
— |
— |
— |
— |
Fund |
Class
A and C
Shares
fiscal
year
ended
October
31, 2021 |
Institutional
Shares
fiscal
year
ended
October
31,
2021 |
Service
Shares
fiscal
year
ended
October
31,
2021 |
Class
R and
Investor
Shares
fiscal
year
ended
October
31,
2021 |
Class
R6
Shares
fiscal
year
ended
October
31,
2021 |
Class
P
Shares
fiscal
year
ended
October
31,
2021 |
Large
Cap Value Insights Fund |
$109,800 |
$43,208 |
$2,529 |
$147,892 |
$23,523 |
$
12, 264 |
U.S.
Equity Insights Fund |
593,991 |
120,289 |
2,630 |
219,
626 |
3,615 |
89,479 |
Large
Cap Growth Insights Fund |
566,312 |
327,143 |
16,163 |
509,927 |
91,364 |
20,798 |
Small
Cap Equity Insights Fund |
82,824 |
82,317 |
1,603 |
129,600 |
32,157 |
37,890 |
Small
Cap Value Insights Fund1
|
234,681 |
127,918 |
— |
585,779 |
79,207 |
12,485 |
Small
Cap Growth Insights Fund1
|
109,210 |
78,457 |
— |
519,663 |
54,966 |
3,435 |
International
Equity Insights Fund |
226,174 |
453,949 |
1,606 |
214,327 |
189,202 |
135,132 |
International
Small Cap Insights Fund2
|
275,989 |
842,278 |
— |
232,868 |
194,416 |
16,542 |
Emerging
Markets Equity Insights Fund1
|
99,325 |
445,044 |
— |
220,219 |
167,420 |
41,790 |
International
Equity ESG Fund3
|
96,446 |
23,802 |
36 |
16,981 |
2,038 |
30,912 |
Emerging
Markets Equity Fund3
|
511,533 |
843,221 |
12,859 |
399,478 |
23,823 |
246,957 |
China
Equity Fund2
|
39,317 |
8,941 |
— |
3,361 |
444 |
27,995 |
International
Equity Income Fund1
|
32,181 |
6,255 |
— |
25,076 |
1,193 |
7,949 |
ESG
Emerging Markets Equity Fund1
|
5,914 |
3,351 |
— |
1,934 |
16 |
4,175 |
Emerging
Markets Equity ex.
China
Fund1,
4
|
— |
— |
— |
— |
— |
— |
Fund |
Class
A and C
Shares
fiscal
year
ended
October
31,
2020 |
Institutional
Shares
fiscal
year
ended
October
31,
2020 |
Service
Shares
fiscal
year
ended
October
31,
2020 |
Class
R and
Investor
Shares
fiscal
year
ended
October
31,
2020 |
Class
R6
Shares
fiscal
year
ended
October
31,
2020 |
Class
P
Shares
fiscal
year
ended
October
31,
2020 |
Large
Cap Value Insights Fund |
$111,146 |
$40,838 |
$2,548 |
$176,888 |
$20,493 |
$9,382 |
U.S.
Equity Insights Fund |
514,183 |
106,000 |
2,466 |
226,429 |
2,493 |
70,452 |
Large
Cap Growth Insights Fund |
554,221 |
291,548 |
18,661 |
633,138 |
101,541 |
16,538 |
Small
Cap Equity Insights Fund |
82,516 |
104,261 |
1,145 |
201,675 |
39,204 |
27,808 |
Small
Cap Value Insights Fund1
|
193,454 |
71,761 |
— |
310,368 |
42,674 |
10,885 |
Small
Cap Growth Insights Fund1
|
114,170 |
119,215 |
— |
681,887 |
87,253 |
3,349 |
International
Equity Insights Fund |
418,344 |
391,837 |
1,708 |
807,800 |
168,405 |
106,674 |
International
Small Cap Insights Fund2
|
291,946 |
714,886 |
— |
307,454 |
324,929 |
16,718 |
Emerging
Markets Equity Insights Fund1
|
109,773 |
367,299 |
— |
208,109 |
130,329 |
32,230 |
International
Equity ESG Fund3
|
72,110 |
7,152 |
— |
1,264 |
351 |
19,239 |
Emerging
Markets Equity Fund3
|
431,118 |
475,205 |
9,697 |
235,892 |
7,108 |
122,913 |
China
Equity Fund2
|
26,526 |
3,084 |
— |
472 |
122 |
14,221 |
International
Equity Income Fund1
|
28,292 |
4,129 |
— |
16,667 |
397 |
8,275 |
Fund |
Class
A and C
Shares
fiscal
year
ended
October
31,
2020 |
Institutional
Shares
fiscal
year
ended
October
31,
2020 |
Service
Shares
fiscal
year
ended
October
31,
2020 |
Class
R and
Investor
Shares
fiscal
year
ended
October
31,
2020 |
Class
R6
Shares
fiscal
year
ended
October
31,
2020 |
Class
P
Shares
fiscal
year
ended
October
31,
2020 |
ESG
Emerging Markets Equity Fund1
|
211 |
2,955 |
— |
412 |
16 |
4 |
Emerging
Markets Equity ex. China Fund1,
4
|
— |
— |
— |
— |
— |
— |
Fund |
Other
Expenses |
Large
Cap Value Insights Fund |
0.004% |
U.S.
Equity Insights Fund |
0.004% |
Large
Cap Growth Insights Fund |
0.004% |
Small
Cap Equity Insights Fund |
0.004% |
Small
Cap Value Insights Fund |
0.004% |
Small
Cap Growth Insights Fund |
0.004% |
International
Equity Insights Fund |
0.004% |
International
Small Cap Insights Fund |
0.014% |
Emerging
Markets Equity Insights Fund |
0.054% |
International
Equity ESG Fund |
0.004% |
Emerging
Markets Equity Fund |
0.104% |
China
Equity Fund |
0.114% |
International
Equity Income Fund |
0.014% |
ESG
Emerging Markets Equity Fund |
0.124% |
Emerging
Markets Equity ex. China Fund |
0.124% |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
Large
Cap Value Insights Fund |
$317,852 |
$381,420 |
$401,652 |
U.S.
Equity Insights Fund |
401,369 |
534,686 |
536,888 |
Large
Cap Growth Insights Fund |
433,399 |
647,548 |
671,662 |
Small
Cap Equity Insights Fund |
352,697 |
470,724 |
485,995 |
Small
Cap Value Insights Fund |
562,765 |
633,197 |
602,334 |
Small
Cap Growth Insights Fund |
363,075 |
803,074 |
853,633 |
International
Equity Insights Fund |
881,897 |
1,126,885 |
1,511,886 |
International
Small Cap Insights Fund |
1,286,804 |
1,556,751 |
1,967,166 |
Emerging
Markets Equity Insights Fund |
772,948 |
1,027,096 |
1,041,742 |
International
Equity ESG Fund |
463,828 |
496,837 |
531,525 |
Emerging
Markets Equity Fund |
53,424 |
0 |
144,624 |
China
Equity Fund |
296,894 |
350,348 |
411,485 |
International
Equity Income Fund |
405,580 |
382,804 |
455,541 |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
ESG
Emerging Markets Equity Fund |
478,748 |
598,827 |
367,659 |
Emerging
Markets Equity ex. China Fund1
|
— |
— |
— |
|
Large
Cap
Value
Insights |
U.S.
Equity
Insights |
Large
Cap
Growth
Insights |
Small
Cap
Equity
Insights |
Small
Cap
Value
Insights |
Gross
Income from Securities Lending Activities1
|
$9,385 |
$4,979 |
$15,560 |
$226,171 |
$9,
385 |
Fees
and/or Compensation for Securities Lending Activities and
Related
Services |
|
|
|
|
|
Revenue
Split2
|
$868 |
$412 |
$1,083 |
$19,090 |
$868 |
Cash
Collateral Management Fees3
|
$305 |
$597 |
$1,291 |
$11,450 |
$305 |
Administrative
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
|
Large
Cap
Value
Insights |
U.S.
Equity
Insights |
Large
Cap
Growth
Insights |
Small
Cap
Equity
Insights |
Small
Cap
Value
Insights |
Indemnification
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Rebates
to Borrowers |
$395 |
$259 |
$3,
433 |
$23,695 |
$395 |
Other
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Aggregate
Fees/Compensation for Securities Lending |
|
|
|
|
|
Activities |
$1,568 |
$1,269 |
$5,807 |
$54,285 |
$1,568 |
Net
Income from the Securities Lending Activities |
$7,817 |
$3,710 |
$9,753 |
$171,886 |
$7,817 |
|
Small
Cap
Growth
Insights |
International
Equity
Insights |
International
Small
Cap
Insights |
Emerging
Markets
Equity
Insights |
International
Equity
ESG |
Gross
Income from Securities Lending Activities1
|
$137,643 |
$609,250 |
$860,549 |
$196,576 |
$122,482 |
Fees
and/or Compensation
for Securities Lending Activities
and
Related Services |
|
|
|
|
|
Revenue
Split2
|
$12,362 |
$51,713 |
$68,420 |
$13,413 |
$8,462 |
Cash
Collateral Management Fees3
|
$6,213 |
$30,982 |
$47,031 |
$14,693 |
$9,681 |
Administrative
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Indemnification
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Rebates
to Borrowers |
$7,751 |
$61,029 |
$129,293 |
$47,676 |
$28,174 |
Other
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Aggregate
Fees/Compensation for Securities Lending |
|
|
|
|
|
Activities |
$26,327 |
$143,724 |
$244,743 |
$75,782 |
$46,317 |
Net
Income from the Securities Lending Activities |
$111,316 |
$465,526 |
$615,806 |
$120,794 |
$76,164 |
|
Emerging
Markets
Equity |
China
Equity |
International
Equity
Income |
ESG
Emerging
Markets
Equity |
Emerging
Markets Equity ex. China4
|
Gross
Income from Securities Lending
Activities1
|
$133,808 |
$7,996 |
$
— |
$22 |
$
— |
Fees
and/or Compensation for Securities
Lending
Activities and Related Services |
|
|
|
|
|
Revenue
Split2
|
$8,142 |
$742 |
$
— |
$2 |
$
— |
Cash
Collateral Management Fees3
|
$31,077 |
$360 |
$
— |
$4 |
$
— |
Administrative
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Indemnification
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Rebates
to Borrowers |
$21,299 |
$218 |
$
— |
$
— |
$
— |
Other
Fees |
$
— |
$
— |
$
— |
$
— |
$
— |
Aggregate
Fees/Compensation for Securities
Lending
Activities |
$60,518 |
$1,320 |
$
— |
$5 |
$
— |
Net
Income from the Securities Lending
Activities |
$73,290 |
$6,676 |
$
— |
$16 |
$
— |
Fiscal
Year Ended October 31, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Research(3)
|
Large
Cap Value Insights Fund |
$78,741 |
$193
(0%) |
$1,704,755,130
(0%) |
$0 |
$0 |
U.S.
Equity Insights Fund |
$167,394 |
$1,377
(1%) |
$4,878,880,780
(0%) |
$0 |
$0 |
Large
Cap Growth Insights Fund |
$165,899 |
$3,100
(2%) |
$6,764,887,124
(0%) |
$0 |
$0 |
Small
Cap Equity Insights Fund |
$228,877 |
$1,558
(1%) |
$1,781,779,443
(0%) |
$0 |
$0 |
Small
Cap Value Insights Fund |
$606,136 |
$3,305
(1%) |
$4,478,850,564
(0%) |
$0 |
$0 |
Small
Cap Growth Insights Fund |
$105,864 |
$1,598
(2%) |
$1,143,831,511
(0%) |
$0 |
$0 |
International
Equity Insights Fund |
$1,138,534 |
$12,198
(1%) |
$7,069,712,396
(0%) |
$0 |
$0 |
International
Small Cap Insights Fund |
$1,876,032 |
$0
(0%) |
$11,236,785,135
(0%) |
$0 |
$0 |
Emerging
Markets Equity Insights Fund |
$2,945,177 |
$0
(0%) |
$6,730,351,510
(0%) |
$0 |
$0 |
International
Equity ESG Fund |
$471,623 |
$186
(0%) |
$706,881,074
(0%) |
$0 |
$0 |
Emerging
Markets Equity Fund |
$4,128,499 |
$17,538
(0%) |
$4,152,816,732
(.09%) |
$61,205,315 |
$63,504 |
China
Equity Fund |
$104,826 |
$0
(0%) |
$91,394,380
(.77%) |
$0 |
$0 |
International
Equity Income Fund |
$131,334 |
$182
(0%) |
$341,768,426
(0%) |
$0 |
$0 |
ESG
Emerging Markets Equity Fund |
$64,400 |
$275
(0%) |
$63,681,156
(.15%) |
$0 |
$0 |
Emerging
Markets Equity ex. China Fund4
|
$
— |
$
— |
$
— |
$
— |
$
— |
Fiscal
Year Ended October 31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2)
|
Total
Brokerage
Commissions
Paid
for
Research(2)
|
Large
Cap Value Insights Fund |
$69,564
|
$
14(0%) |
$
1,694,444,746 (0%) |
$0 |
$0 |
U.S.
Equity Insights Fund |
$154,663
|
$
383 (0%) |
$
4,937,622,428 (.22%) |
$0 |
$0 |
Fiscal
Year Ended October 31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1) |
Total
Amount of
Transactions
on which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2) |
Total
Brokerage
Commissions
Paid
for
Research(2) |
Large
Cap Growth Insights Fund |
$214,117
|
$
1,028(0%)(3) |
$
9,008,259,042 (0%) |
$0 |
$0 |
Small
Cap Equity Insights Fund |
$230,313
|
$
2,584 (1%)(3) |
$2,414,388,098
(2.44%) |
$0 |
$0 |
Small
Cap Value Insights Fund |
$516,443
|
$
1,970 (0%)(3) |
$
4,433,898,248 (0%) |
$0 |
$0 |
Small
Cap Growth Insights Fund |
$326,144 |
$
7,534 (2%) |
$
4,890,714,883 (0%) |
$0 |
$0 |
International
Equity Insights Fund |
$1,425,610
|
$
18,019 (1%) |
$
8,985,831,787 (0%) |
$0 |
$0 |
International
Small Cap Insights Fund |
$2,064,061
|
$
— (0%) |
$
13,998,451,579 (0%) |
$0 |
$0 |
Emerging
Markets Equity Insights Fund |
$3,161,675
|
$
162(0%) |
$
7,822,936,747 (0%) |
$0 |
$0 |
International
Equity ESG Fund |
$218,249
|
$
387 (0%) |
$
325,329,502 (.57%) |
$0 |
$0 |
Emerging
Markets Equity Fund |
$4,411,179.40
|
$
1,304(0%) |
$
4,862,567,683 (0%) |
$0 |
$0 |
China
Equity Fund |
$274,346
|
$
— (0%) |
$
186,740,496 (0%) |
$179,112,940
|
$256,303
|
International
Equity Income Fund |
$60,678
|
$
— (0%) |
$
66,168,085 (0%) |
$0 |
$0 |
ESG
Emerging Markets Equity Fund |
$59,549.37
|
$
11(0%)(3) |
$
66,463,203 (0%) |
$65,182,318
|
$56,940
|
Emerging
Markets Equity ex. China Fund5
|
$
— |
$
— |
$
— |
$
— |
$
— |
Fiscal
Year Ended October 31, 2020 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research(2)
|
Total
Brokerage
Commissions
Paid
for
Research(2)
| |
Large
Cap Value Insights Fund |
$78,275 |
$
160(0%)(3) |
$
1,719,240,219(0%)(4) |
$0 |
$0 | |
U.S.
Equity Insights Fund |
$156,536 |
$
221(0%)(3) |
$
4,186,109,051(0%)(4) |
$0 |
$0 | |
Large
Cap Growth Insights Fund |
$255,751 |
$
835(0%)(3) |
$
8,827,114,574(0%)(4) |
$0 |
$0 | |
Small
Cap Equity Insights Fund |
$196,396 |
$
1,403(1%)(3) |
$
1,968,378,264(0%)(4) |
$0 |
$0 | |
Small
Cap Value Insights Fund |
$317,929 |
$
3,608(1%)(3) |
$
2,695,193,400(0%)(4) |
$0 |
$0 | |
Small
Cap Growth Insights Fund |
$280,543 |
$
2,000(1%)(3) |
$
3,401,970,417(0%)(4) |
$0 |
$0 | |
International
Equity Insights Fund |
$1,538,846 |
$
15,411(1%)(3) |
$
9,439,839,079(0%)(4) |
$0 |
$0 | |
International
Small Cap Insights Fund |
$1,885,664 |
$
— (0%)(3) |
$
11,415,926,782(0%)(4) |
$0 |
$0 | |
Emerging
Markets Equity Insights Fund |
$2,594,279 |
$
— (0%)(3) |
$
6,378,129,534(0%)(4) |
$0 |
$0 | |
International
Equity ESG Fund |
$103,740 |
$
— (0%)(3) |
$
136,083,851(0%)(4) |
$0 |
$0 | |
Emerging
Markets Equity Fund |
$1,849,406 |
$
60(0%)(3) |
$
1,522,791,470(0%)(4) |
$0 |
$0 | |
China
Equity Fund |
$170,544 |
$
— (0%)(3) |
$
162,975,215(0%)(4) |
$156,602,671 |
$156,247 | |
International
Equity Income Fund |
$38,310 |
$
— (0%)(3) |
$
73,263,920(0%)(4) |
$0 |
$0 | |
Emerging
Markets Equity ex. China Fund5
|
$
— |
$
— |
$
— |
$
— |
$
— |
Fund |
Broker/Dealer |
Amount |
Large
Cap Value Insights |
Bank
of America Corp. |
$1,144,955 |
Large
Cap Value Insights |
JPMorgan
Chase & Co. |
3,400,522 |
Large
Cap Value Insights |
Morgan
Stanley |
447,991 |
Large
Cap Value Insights |
Citigroup,
Inc. |
2,472,175 |
International
Equity Insights |
UBS
Group AG |
17,303,853 |
U.S.
Equity Insights |
JPMorgan
Chase & Co. |
401,557 |
Fund |
Capital
Loss
Carryforward |
Expiration |
China
Equity |
$(12,140,605) |
Perpetual
Short-term |
$(13,980,429) |
Perpetual
Long-term | |
Emerging
Markets Equity |
$(396,706,753) |
Perpetual
Short-term |
$(212,653,342) |
Perpetual
Long-term | |
International
Equity ESG |
$(2,763,341) |
Perpetual
Short-term |
$(2,023,664) |
Perpetual
Long-term | |
International
Small Cap Insights |
$(461,587,200) |
Perpetual
Short-term |
ESG
Emerging Markets Equity |
$(33,577,188) |
Perpetual
Short-term |
$(28,670,323) |
Perpetual
Long-term | |
Emerging
Markets Equity Insights |
$(311,363,543) |
Perpetual
Short-term |
$(33,279,705) |
Perpetual
Long-term | |
International
Equity Insights |
$(170,061,919) |
Perpetual
Short-term |
International
Small Cap Insights |
$(461,587,200) |
Perpetual
Short-term |
Small
Cap Equity Insights |
$(35,717,693) |
Perpetual
Short-term |
Small
Cap Growth Insights |
$(28,957,299) |
Perpetual
Short-term |
U.S.
Equity Insights |
$(20,208,924) |
Perpetual
Short-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
Large
Cap Value Insights Fund |
$152,390 |
$146,655 |
$139,285 |
U.S.
Equity Insights Fund |
818,815 |
883,418 |
732,541 |
Large
Cap Growth Insights Fund |
645,524 |
772,483 |
728,887 |
Small
Cap Equity Insights Fund |
92,813 |
110,573 |
106,678 |
Small
Cap Value Insights |
345,178 |
349,501 |
273,867 |
Small
Cap Growth Insights |
102,225 |
150,714 |
152,471 |
International
Equity Insights Fund |
214,811 |
316,361 |
583,069 |
International
Small Cap Insights Fund |
242,339 |
353,358 |
340,223 |
Emerging
Markets Equity Insights Fund |
95,186 |
138,892 |
147,566 |
International
Equity ESG Fund |
180,896 |
125,659 |
84,150 |
Emerging
Markets Equity Fund |
555,683 |
712,662 |
583,024 |
China
Equity Fund |
40,955 |
58,257 |
37,467 |
International
Equity Income Fund |
72,443 |
45,412 |
38,139 |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
ESG
Emerging Markets Equity Fund |
7,231 |
8,497 |
190 |
Emerging
Markets Equity ex. China Fund1
|
— |
— |
— |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
Large
Cap Value Insights Fund |
$71,122 |
$74,717 |
$81,397 |
U.S.
Equity Insights Fund |
123,070 |
134,049 |
118,867 |
Large
Cap Growth Insights Fund |
263,741 |
337,115 |
310,013 |
Small
Cap Equity Insights Fund |
45,042 |
56,518 |
50,277 |
Small
Cap Value Insights |
43,683 |
51,554 |
47,944 |
Small
Cap Growth Insights |
46,443 |
59,775 |
55,365 |
International
Equity Insights Fund |
87,194 |
111,100 |
131,120 |
International
Small Cap Insights Fund |
155,679 |
233,613 |
290,776 |
Emerging
Markets Equity Insights Fund |
33,451 |
48,908 |
50,342 |
International
Equity ESG Fund |
64,955 |
75,107 |
72,193 |
Emerging
Markets Equity Fund |
202,495 |
259,802 |
193,170 |
China
Equity Fund |
10,544 |
9,526 |
7,333 |
International
Equity Income Fund |
15,535 |
14,610 |
12,846 |
ESG
Emerging Markets Equity Fund |
809 |
2,225 |
384 |
Emerging
Markets Equity ex. China Fund1
|
— |
— |
— |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
Large
Cap Value Insights Fund |
$25,527 |
$29,497 |
$24,807 |
U.S.
Equity Insights Fund |
97,098 |
132,259 |
209,432 |
Large
Cap Growth Insights Fund |
128,688 |
150,969 |
143,920 |
Small
Cap Equity Insights Fund |
67,025 |
81,005 |
72,809 |
Small
Cap Value Insights |
104,094 |
102,417 |
38,683 |
Small
Cap Growth Insights |
23,239 |
40,529 |
56,630 |
International
Equity Insights Fund |
29,403 |
45,557 |
43,249 |
International
Small Cap Insights Fund1
|
— |
— |
— |
Emerging
Markets Equity Insights Fund |
111,788 |
145,569 |
136,256 |
International
Equity ESG Fund1
|
— |
— |
— |
Emerging
Markets Equity Fund1
|
— |
— |
— |
China
Equity Fund1
|
— |
— |
— |
International
Equity Income Fund |
3,007 |
2,348 |
753 |
Fund |
Fiscal
year
ended
October
31,
2022 |
Fiscal
year
ended
October
31,
2021 |
Fiscal
year
ended
October
31,
2020 |
ESG
Emerging Markets Equity Fund |
1,250 |
1,385 |
979 |
Emerging
Markets Equity ex. China Fund2
|
— |
— |
— |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel(2)
|
Allocable
Overhead,
Telephone
and
Travel
Expenses(2)
|
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders(2)
|
Preparation
and
Distribution
of
Sales
Literature
and
Advertising(2)
|
Totals
|
Large
Cap
Value
Insights
Fund |
$150,417 |
$55,337 |
$21,971 |
$907 |
$2,218 |
$230,850 |
U.S.
Equity
Insights
Fund |
752,057 |
290,059 |
120,776 |
4,986 |
12,193 |
1,180,070 |
Large
Cap
Growth
Insights
Fund |
631,847 |
200,565 |
80,099 |
3,306 |
8,086 |
923,904 |
Small
Cap
Equity
Insights
Fund |
87,944 |
61,123 |
23,831 |
984 |
2,406 |
176,288 |
Small
Cap
Value
Insights |
333,437 |
187,863 |
72,100 |
2,976 |
7,279 |
603,655 |
Small
Cap
Growth
Insights |
99,411 |
41,772 |
15,224 |
628 |
1,537 |
158,572 |
International
Equity
Insights
Fund |
210,349 |
117,254 |
45,455 |
1,876 |
4,589 |
379,523 |
International
Small
Cap
Insights
Fund |
240,805 |
130,891 |
51,064 |
2,108 |
5,155 |
430,022 |
Emerging
Markets
Equity
Insights
Fund |
94,542 |
73,294 |
28,167 |
1,163 |
2,844 |
200,009 |
International
Equity
ESG
Fund |
169,237 |
165,372 |
67,355 |
2,780 |
6,800 |
411,543 |
Emerging
Markets
Equity
Fund |
554,729 |
456,360 |
165,797 |
6,844 |
16,738 |
1,200,468 |
Fund |
Compensation
to
Dealers(1) |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel(2) |
Allocable
Overhead,
Telephone
and
Travel
Expenses(2) |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders(2) |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising(2) |
Totals
|
China
Equity
Fund |
38,320 |
20,356 |
8,415 |
347 |
850 |
68,288 |
International
Equity
Income
Fund |
70,554 |
52,547 |
19,528 |
806 |
1,971 |
145,407 |
ESG
Emerging
Markets
Equity
Fund |
7,244 |
1,055 |
430 |
18 |
43 |
8,770 |
Emerging
Markets
Equity
ex.
China
Fund3
|
–
|
–
|
–
|
–
|
–
|
–
|
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel(2)
|
Allocable
Overhead,
Telephone
and
Travel
Expenses(2)
|
Printing
and
Mailing
of
Prospectuses
to
Other Than
Current
Shareholders(2)
|
Preparation
and
Distribution
of
Sales
Literature
and
Advertising(2)
|
Totals |
Large
Cap
Value
Insights
Fund |
$74,836 |
$11,629 |
$4,291 |
$177 |
$433 |
$91,367 |
U.S.
Equity
Insights
Fund |
130,974 |
15,006 |
5,765 |
238 |
582 |
152,565 |
Large
Cap
Growth
Insights
Fund |
336,666 |
28,107 |
9,985 |
412 |
1,008 |
376,178 |
Small
Cap
Equity
Insights
Fund |
52,433 |
7,937 |
3,127 |
129 |
316 |
63,942 |
Small
Cap
Value
Insights |
53,496 |
6,239 |
2,188 |
90 |
221 |
62,234 |
Small
Cap
Growth
Insights |
50,723 |
2,923 |
984 |
41 |
99 |
54,769 |
Fund |
Compensation
to
Dealers(1) |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel(2) |
Allocable
Overhead,
Telephone
and
Travel
Expenses(2) |
Printing
and
Mailing
of
Prospectuses
to
Other Than
Current
Shareholders(2) |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising(2) |
Totals |
International
Equity
Insights
Fund |
109,662 |
12,967 |
4,775 |
197 |
482 |
128,084 |
International
Small
Cap
Insights
Fund |
205,753 |
17,639 |
6,308 |
260 |
637 |
230,598 |
Emerging
Markets
Equity
Insights
Fund |
41,916 |
6,475 |
2,545 |
105 |
257 |
51,298 |
International
Equity
ESG
Fund |
59,847 |
12,025 |
4,700 |
194 |
475 |
77,240 |
Emerging
Markets
Equity
Fund |
217,635 |
29,504 |
12,220 |
504 |
1,234 |
261,097 |
China
Equity
Fund |
5,644 |
1,024 |
436 |
18 |
44 |
7,186 |
International
Equity
Income
Fund |
14,952 |
659 |
229 |
9 |
23 |
15,873 |
ESG
Emerging
Markets
Equity
Fund |
624 |
140 |
66 |
3 |
7 |
840 |
Emerging
Markets
Equity
ex.
China
Fund3
|
–
|
–
|
–
|
–
|
–
|
–
|
Fund |
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel(1)
|
Allocable
Overhead,
Telephone
and
Travel
Expenses(1)
|
Printing
and
Mailing
of
Prospectuses
to
Other Than
Current
Shareholders(1)
|
Preparation
and
Distribution
of
Sales
Literature
and
Advertising(1)
|
Totals |
Large
Cap Value
Insights
Fund |
$25,077 |
$2,560 |
$1,213 |
$50 |
$122 |
$29,022 |
U.S.
Equity
Insights
Fund |
97,334 |
7,548 |
3,643 |
150 |
368 |
109,044 |
Large
Cap Growth
Insights
Fund |
124,741 |
14,102 |
6,668 |
275 |
673 |
146,459 |
Small
Cap Equity
Insights
Fund |
66,019 |
7,138 |
3,634 |
150 |
367 |
77,308 |
Small
Cap Value
Insights
Fund |
104,295 |
14,442 |
7,045 |
291 |
711 |
126,784 |
Small
Cap Growth
Insights
Fund |
22,498 |
2,663 |
1,235 |
51 |
125 |
26,572 |
International
Equity
Insights
Fund |
32,664 |
4,667 |
2,225 |
92 |
225 |
39,873 |
Emerging
Markets
Equity
Insights
Fund |
111,817 |
27,629 |
13,332 |
550 |
1,346 |
154,674 |
International
Equity
Income
Fund |
3,035 |
149 |
71 |
3 |
7 |
3,265 |
ESG
Emerging
Markets
Equity
Fund |
1,233 |
89 |
36 |
1 |
4 |
1,363 |
Emerging
Markets
Equity
ex.
China
Fund2
|
–
|
–
|
–
|
–
|
–
|
–
|
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price
to
Public |
Large
Cap Value Insights Fund |
$21.53 |
5.50% |
$22.78 |
U.S.
Equity Insights Fund |
48.39 |
5.50 |
51.21 |
Large
Cap Growth Insights Fund |
25.20 |
5.50 |
26.67 |
Small
Cap Equity Insights Fund |
21.70 |
5.50 |
22.96 |
Small
Cap Value Insights |
34.42 |
5.50 |
36.42 |
Small
Cap Growth Insights |
11.94 |
5.50 |
12.63 |
International
Equity Insights Fund |
10.75 |
5.50 |
11.38 |
International
Small Cap Insights Fund |
10.14 |
5.50 |
10.73 |
Emerging
Markets Equity Insights Fund |
6.86 |
5.50 |
7.26 |
International
Equity ESG Fund |
21.44 |
5.50 |
22.69 |
Emerging
Markets Equity Fund |
16.80 |
5.50 |
17.78 |
China
Equity Fund |
16.62 |
5.50 |
17.59 |
International
Equity Income Fund |
12.47 |
5.50 |
13.20 |
ESG
Emerging Markets Equity Fund |
7.84 |
5.50 |
8.30 |
Emerging
Markets Equity ex. China Fund*
|
10.00 |
5.50 |
10.58 |
Fund |
Fiscal
year
Ended
October
31, 2022 |
Fiscal
year
Ended
October
31, 2021 |
Fiscal
year
Ended
October
31, 2020 |
Large
Cap Value Insights Fund |
$14,561 |
$15,805 |
$15,924 |
U.S.
Equity Insights Fund |
13,499 |
16,437 |
15,414 |
Large
Cap Growth Insights Fund |
57,138 |
101,020 |
116,627 |
Small
Cap Equity Insights Fund |
6,620 |
10,020 |
7,159 |
International
Equity Insights Fund |
5,942 |
10,037 |
10,704 |
International
Equity ESG Fund |
1,180 |
225 |
9 |
Emerging
Markets Equity Fund |
66,511 |
80,368 |
60,786 |
Fund(1)
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Large
Cap Value
Insights
Fund |
$0 |
$2,016 |
$990 |
$41 |
$100 |
$3,146 |
U.S.
Equity
Insights
Fund |
0 |
2,509 |
1,291 |
53 |
130 |
3,984 |
Large
Cap Growth
Insights
Fund |
0 |
9,598 |
5,099 |
210 |
515 |
15,422 |
Small
Cap Equity
Insights
Fund |
0 |
5,006 |
2,867 |
118 |
289 |
8,281 |
International
Equity
Insights
Fund |
0 |
1,937 |
1,001 |
41 |
101 |
3,080 |
Fund(1) |
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
International
Equity
ESG
Fund |
0 |
762 |
373 |
15 |
38 |
1,188 |
Emerging
Markets
Equity
Fund |
0 |
36,311 |
18,899 |
780 |
1,908 |
57,898 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
24.09% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
14.24% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
13.73% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
12.57% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
6.46% | |
Class
C |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
51.61% |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
25.01% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
5.84% | |
TD
Ameritrade Clearing Inc, FEBO Customers, PO Box 2226, Omaha, NE
68103-2226 |
5.10% | |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
31.39% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
20.97% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
13.41% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
7.87% | |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
6.69% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
5.08% | |
Investor |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
28.57% |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
30.83% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
34.55% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.96%* |
Class
R6 |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
97.85% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
21.43% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
22.55% | |
Lincoln
Investment Planning LLC, FBO Customers, 601 Office Center Dr. Suite 300,
Ft.
Washington,
PA 19034-3275 |
9.85% | |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
6.34% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
6.93% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
5.53% | |
Class
C |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
22.78% |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
29.83% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
9.49% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
5.27% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
5.59% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
31.92% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
26.93% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plaza, Fl. 12, New
York, NY
10004-1932 |
9.36% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
7.57% | |
Service |
Security
Benefit Life Insurance Company, UMB Bank NA, FBO Fiduciary for Tax
Deferred
Accts,
1 SW Security Benefit Pl, Topeka, KS 66636-1000 |
17.42% |
Security
Benefit Life Insurance Company, UMB Bank NA, FBO Fiduciary for Tax
Deferred
Acct,
1 SW Security Benefit Pl, Topeka, KS 66636-1000 |
72.03% | |
Security
Benefit Life Insurance Company, SBL Variable Annuity Acct, 1 SW Security
Benefit
Pl,
Topeka, KS 66636-1000 |
5.12% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
60.03% |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
20.79% | |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
12.62% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.99% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
MSCS
Financial Services LLC, SEI Private Trust Company, C/O GWP US Advisors, 1
Freedom
Valley
Drive, Oaks, PA 19456-9989 |
13.89% |
JP
Morgan Securities LLC, FBO Customers, Mutual Fund Dept, 3 Chase Metrotech
Center Fl 3,
Brooklyn,
NY 11245-0001 |
10.00% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
19.81% | |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
8.32% | |
Empower
Financial Services Inc., Empower Trust FBO Aspirus Inc. 403B, 8515 E
Orchard Rd.
2T2,
Greenwood Village, CO 80111-5002 |
8.40% | |
T.
Rowe Price Retirement Plan Services Inc., FBO Retirement Plan Clients,
4515 Painters Mill
Road,
Owings Mills, MD 21117-4903 |
6.44% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
10.54% |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
24.81% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.19% | |
Class
C |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
11.18% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
12.53% | |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
30.59% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
12.98% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
11.69% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plaza, Fl. 12, New
York, NY
10004-1932 |
8.41% | |
Institutional |
SEI
Private Trust Company, C/O First Interstate Bank, One Freedom Valley,
Oaks, PA
19456-9989 |
5.40% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
18.01% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
17.84% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
31.46% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
31.38% |
Raymond
James & Associates, Omnibus For Mutual Funds, 880 Carillon Parkway,
St.
Petersburg,
FL 33716-1102 |
28.95% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
30.75% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
99.93% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
85.36% |
MSCS
Financial Services LLC, Minnesota Life Insurance Company, 400 Robert St N
Suite A,
Saint
Paul, MN 55101-2099 |
8.87% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs & Co. LLC, GS Tax-Adv Global Equity Portfolio, C/O Fund
Management, 200
West
St 37th
Floor, New York, NY 10282-2102 |
18.15% |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept.
4th
Floor, 499
Washington
Blvd., Jersey City, NJ 07310-1995 |
17.40% | |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York. NY 10282-2102 |
12.88% | |
Goldman
Sachs Trust, GS Growth and Income Strategy Portfolio, C/O Management Team,
200
West Street, New York, NY 10282-2102 |
8.68% | |
Reliance
Trust Company/FIS, Vallee & Co. FBO FCB, C/O Reliance Trust Company
WI,
Mailcode:
BD1N-ATTN: MF, 4900 W Brown Deer Rd, Milwaukee, WI
53223-2422 |
6.30% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
12.68% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
16.38% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
6.98% | |
TD
Ameritrade Clearing Inc., FEBO Clients, PO Box 2226, Omaha, NE
68103-2226 |
9.76% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
24.78% | |
Class
C |
National
Financial Services LLC, FEBO Customers Mutual Funds, Attn: Mutual Funds
Dept.
4th
Flr., 499 Washington Blvd., Jersey City, NJ
07310-1995 |
8.57% |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
9.99% | |
Stifel
Nicolaus & Co., EBO Customers, 501 N. Broadway, Saint Louis, MO
63102-2188 |
5.02% | |
LPL
Financial Corporation, Omnibus Customer Account, Attn: Mutual Fund
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
6.04% | |
UBS
Financial Services Inc., UBS WM USA, Omni Account M/F, 1000 Harbor Blvd.,
Weehawken,
NJ 07086-6761 |
31.88% | |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL
33716-1102 |
6.59% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
6.60% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
6.48% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
28.76% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
41.00% | |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
Attn: Service Team
SEC
#97PR8 Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville,
FL
32246-6484 |
5.17% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
11.85% |
Class |
Name/Address |
Percentage
of
Class |
Service |
National
Financial Services LLC, FEBO Customers Mutual Funds, Attn: Mutual Funds
Dept.
4th
Flr., 499 Washington Blvd., Jersey City, NJ 07310-1995
|
10.88% |
Empower
Financial Services Inc., C/O Empower, 8515 E Orchard Rd 2T2, Greenwood
Village,
CO
80111-5002 |
5.53% | |
Hand
Securities Inc., CBNA as Custodian, 6 Rhoads Dr. Ste 7, Utica, NY
13502-6317 |
59.14% | |
Empower
Financial Services Inc., C/O Empower, 8515 E Orchard Rd 2T2, Greenwood
Village,
CO
80111-5002 |
15.32% | |
Investor |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
48.77% |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
13.49% | |
Ameriprise
Financial Services Inc, American Enterprise Investment SVC GBO 41999970,
707
2nd
Ave
S, Minneapolis, MN 55402-2405 |
32.40% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops, 222 S Main St,
Salt Lake
City,
UT 84101-2199 |
98.46% |
Class
R6 |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
48.29% |
|
Empower
Financial Services Inc., Empower Trust FBO Employee Benefits Clients 401K,
8515 E
Orchard
Rd 2T2, Greenwood Village, CO 80111-5002 |
8.52% |
|
Voya
Financial Partners LLC, Voya Retirement Insurance and Annuity Company, 1
Orange Way,
Windsor,
CT 06095-4773 |
9.67% |
|
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefits of Its Customers,
ATTN: Service
Team
SEC #97PR8 Goldman Sachs Funds, 4800 Deer Lake Dr. East 3rd Fl.,
Jacksonville, FL
32246-6484
|
6.76% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
18.37% |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
11.97% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
10.15% | |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2901 |
8.13% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
7.69% | |
Class
C |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
22.81% |
Merrill
Lynch Pierce Fenner & Smith, FEBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
15.71% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
10.28% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
10.42% | |
Stifel
Nicolaus & Co., EBO Customers, 501 N. Broadway, Saint Louis, MO
63102-2188 |
6.64% | |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL
33716-1102 |
5.19% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
13.07% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
22.13% |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
5.69% | |
Service |
American
United Life Insurance, FBO Group Retirement Account, Attn: Separate
Accounts, PO
Box
368, Indianapolis, IN 46206-0368 |
44.72% |
American
United Life Insurance, FBO Unit Investment Trust, Attn: Separate Accounts,
PO Box
368,
Indianapolis, IN 46206-0368 |
15.25% | |
Lincoln
Financial Advisors, Lincoln Financial Group Trust Co., FBO Rollover SS IRA
Plan, 1
Granite
PL, Concord, NH 03301-3271 |
9.30% | |
Empower
Financial Services, Inc., C/O Fascore LLC, 8515 E Orchard Rd 2T2,
Greenwood
Village,
CO 80111-5002 |
6.19% | |
TCA
Trustcorp America, 5301 Wisconsin Ave NW, 4th
Floor, Washington D.C. 20015-2047 |
6.31% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
58.13% |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
21.62% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
5.08% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
95.63% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2901 |
61.45% |
Ascensus
Trust Company, FBO Summit Software 401(K) Plan, PO Box 10758, Fargo, ND
58106-0758 |
9.01% | |
Ascensus
Trust Company, Mission Driven Research 401(K) Plan, PO Box 10758, Fargo,
ND
58106-0758 |
7.94% | |
Class
R6 |
Goldman
Sachs Trust, GS Balanced Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2101 |
7.62% |
Goldman
Sachs Trust, GS Growth and Income Strategy Portfolio, C/O Fund Management
Team,
200
West Street, New York, NY 10282-2101 |
20.67% | |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2101 |
27.97% | |
Goldman
Sachs Trust, GS Dynamic Global Equity Fund, C/O Fund Management Team,
200
West Street, New York, NY 10282-2101 |
5.72% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
27.77%* |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
8.34% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
13.72% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1965 |
8.13% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
6.81% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.32% |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
23.65% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
23.77% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1965 |
11.25% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
7.12% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
8.55% | |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
8.53% | |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
64.11%* |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
18.92% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
46.76% |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
25.70% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
8.50% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.31% |
Class
R6 |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
29.84% |
Goldman
Sachs & Co. LLC, GS Tax-Advantage Global Equity Portfolio, C/O Fund
Management,
200 West 37th
Floor, New York, NY 10282-2102 |
20.65% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
12.64% | |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
5.68% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
17.96% |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
8.50% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
6.97% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
7.23% | |
ADP/Broker
Dealer Inc., State Street Bank and TR TTEE/CUST, FBO ADP Access Product,
1
Lincoln Street, Boston, MA 02111-2901 |
5.16% |
Class |
Name/Address |
Percentage
of
Class |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
21.16% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
19.38% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
13.71% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
11.11% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
9.11% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
5.16% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
18.13% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
15.72% | |
Reliance
Trust Company/FIS, Maril & Co FBO Z7, C/O Reliance Trust
Company(WI),
480 Pilgrim Way Ste 1000, Green Bay, WI 54304-5280 |
14.41% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
8.27% | |
Service |
Devon
Bank, 6445 N Western Ave. Ste. 300, Chicago, IL
60645-5494 |
54.06% |
American
United Life Insurance, FBO Group Retirement Account, Attn: Separate
Accounts, PO
Box
368, Indianapolis, IN 46206-0368
|
35.53% | |
Investor |
Ameriprise
Financial Services Inc., FBO 41999970, 707 2nd Avenue S, Minneapolis, MN
55402-2405 |
40.65% |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
15.70% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
16.72% | |
American
United Life Insurance, 1 American Sq, Indianapolis, IN
46282-0002 |
12.54% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.95% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
10.13% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
14.13% |
Goldman
Sachs Trust, GS Dynamic Global Equity Fund, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
9.95% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
8.10% | |
American
United Life Insurance, FBO Unit Investment Trust, Attn: Separate Accounts,
PO Box
368,
Indianapolis, IN 46206-0368 |
5.63% | |
Principal
Securities, Inc., DCGT as Trustee and/or Custodian FBO PLIC Various
Retirement
Plans
Omnibus, Attn: NPIO Trade Desk, 711 High Street, Des Moines, IA
50392-0001 |
6.46% | |
Goldman
Sachs Direct Accounts, FBO GS 529 Plan Mutual Fund Operations, 500 Grant
Street
Room
151-1010, Pittsburgh, PA 15219-2502 |
17.72% | |
American
United Life Insurance Co., FBO Group Retirement Account, Attn: Separate
Accounts,
PO
Box 368, Indianapolis, IN 46206-0368 |
9.81% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
18.03% |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
11.54% | |
TD
Ameritrade Clearing Inc, FEBO Clients, PO Box 2226, Omaha, NE
68103-2226 |
9.59% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
7.02% | |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
5.69% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
6.86% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
6.20% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
5.01% | |
Class
C |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
23.66% |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
17.23% | |
UBS
WM USA, Omni Account M/F Spec Cdy A/C EBOC USBFSI, 1000 Harbor Blvd,
Weehawken,
NJ 07086- 6761 |
9.88% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
8.59% | |
Institutional |
Charles
Schwab & Company, Inc., Special Custody A/C FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
33.35% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
26.83% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
7.56% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
6.72% | |
UBS
WM USA, Omni Account M/F Spec Cdy A/C EBOC USBFSI, 1000 Harbor Blvd,
Weehawken,
NJ 07086- 6761 |
5.97% | |
Service |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
97.32% |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
47.99% |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
45.09% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.02% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2901 |
87.58% |
TIAA
Cref Individual & FSB Cust/Ttee, FBO Retirement Plans Which TIAA Acts
as
Recordkeeper,
ATTN: Trust Operations, 211 N Broadway STE 1000, Saint Louis, MO
63102-2748 |
6.07% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs Trust, GS Growth and Income Strategy Portfolio, C/O Fund Management
Team,
200
West Street, New York, NY 10282-2102 |
14.82% |
Goldman
Sachs Trust, GS Dynamic Global Equity Fund, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
37.09% | |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
15.82% | |
Goldman
Sachs Trust, GS Balanced Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
6.57% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
15.90% |
USI
Securities Inc., Charles Schwab Trust Bank Cust., Knox County Asset
Accumulation,
401(a)
Plan, 2423 E Lincoln Dr., Phoenix, AZ, 85016-1215 |
10.56% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
5.14% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
5.47% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.17% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
5.23% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
5.93% | |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
12.94% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
20.45% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
6.32% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
7.75% | |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
6.58% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
52.24% |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1932 |
15.05% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
10.43% | |
Service |
MSCS
Financial Services LLC, Matrix Trust Company Custodian, FBO Trustees of
Pima
Federal
Credit Union, 717 17th St Ste 1300, Denver, CO
802-3304 |
64.24% |
Empower
Financial Services Inc., C/O Fascore, 8515 E Orchard Rd 2T2, Greenwood
Village,
CO
80111-5002 |
7.80% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
41.11% |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
49.17% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
99.06% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2901 |
15.09% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
Goldman
Sachs & Co. LLC, GS Enhanced Dividend Global Equity Portfolio, C/O
Fund
Management,
200 West Street 37th
Floor, New York, NY 10282-2102 |
39.63% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
5.78% | |
Principal
Securities, Inc., DCGT As Trustee and/or Custodian FBO PLIC Various
Retirement
Plans
Omnibus, Attn: NPIO Trade Desk, 711 High St., Des Moines, IA
50392-0001 |
10.17% | |
Goldman
Sachs Trust, GS Dynamic Global Equity Fund, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
8.74% | |
Goldman
Sachs Trust, GS Growth Strategy Portfolio, C/O Fund Management Team,
200
West Street, New York, NY 10282-2102 |
5.16% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
5.06% |
Class
C |
Charles
Schwab & Co Inc., Special Custody Acct. FBO Customers, Attn: Mutual
Funds,
211
Main Street, San Francisco, CA 94105-1901 |
7.80% |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
15.84% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
9.75% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
7.34% | |
Raymond
James & Associates, Omnibus for Mutual Funds, 880 Carillon Parkway,
St. Petersburg,
FL
33716-1102 |
7.35% | |
UBS
WM USA, Omni Account M/F Spec Cdy A/C EBOC USBFSI, 1000 Harbor Blvd,
Weehawken,
NJ 07086- 6761 |
6.30% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
28.95% |
MSCS
Financial Services LLC, Matrix Trust Company FBO Flushing Savings Bank NQ
Plans
Mast,
PO Box 52129, Phoenix, AZ 85072-2129 |
13.24% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
15.30% | |
TD
Ameritrade Clearing Inc., FEBO Clients, PO Box 2226, Omaha. NE
68103-2226 |
6.93% | |
Stifel
Nicolaus & Co., EBO Customers, 501 N. Broadway, Saint Louis, MO
63102-2188 |
6.74% | |
Investor |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
60.06% |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
26.39% | |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
100.00% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
54.80% |
Kestra
Investment Services, Mid Atlantic Trust Company, 1251 Waterfront Pl. Ste.
525,
Pittsburgh,
PA 15222-4228 |
6.67% | |
GWFS
Equities Inc., C/O Fascore LLC, 8515 E Orchard Rd. # 2T2, Greenwood
Village, CO
80111-5002 |
7.05% |
Class |
Name/Address |
Percentage
of
Class |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
33.55% |
Empower
Financial Services Inc., Empower Trust FBO Employee Benefits Clients 401K,
8515 E
Orchard
Rd 2T2, Greenwood Village, CO 80111-5002 |
10.98% | |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
8.90% | |
Principal
Securities, Inc., DCGT as Trustee and/or Custodian, FBO PLIC Various
Retirement
Plans,
Omnibus, Attn: NPIO Trade Desk, 711 High St, Des Moines, IA
50392-0001 |
11.65% | |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
10.24% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
7.72% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
5.99% | |
Merrill
Lynch Pierce Fenner & Smith, FBO Customers, Attn: Service Team,
Goldman
Sachs
Funds, 4800 Deer Lake Dr East 3rd Fl, Jacksonville, FL
32246-6484 |
6.37% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.54% | |
Class
C |
Stifel,
Nicolaus & Co, FEBO Customers, 501 N Broadway, Saint Louis, MO
63102-2188 |
15.00% |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
16.84% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
13.04% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
8.60% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
7.46% | |
Fortune
Financial Services Inc., 22 Brighton Ave., Boca Raton, FL
33434-2985 |
5.34% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
7.89% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
40.11% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.93% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
10.02% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
8.44% | |
MSCS
Financial Services LLC, SEI Private Trust Company, C/O Franklin St. Trust,
Attn: Mutual
Fund
Admin, 1 Freedom Valley Dr., Oaks, PA 19456-9989 |
5.63% | |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
60.36% |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
8.49% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
7.40% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.24% | |
Valic
Financial Advisors Inc., VRSCO, FBO AIGFSB Cust. TTEE FBO Baptist Health
System
403B,
2727A Allen Pkwy #4-D1, Houston, TX 77019-2107 |
5.01% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
100.00% |
Class
R |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2900 |
9.83% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
15.84% |
Principal
Securities, Inc., DCGT as Trustee and/or Custodian, FBO PLIC Various
Retirement
Plans,
Omnibus, Attn: NPIO Trade Desk, 711 High St, Des Moines, IA
50392-0001 |
11.36% | |
T
Rowe Price Retirement Plan Services, Inc., FBO Retirement Plan Clients,
4515 Painters Mill
Rd,
Owings Mills, MD 21117-4903 |
17.52% | |
Empower
Financial Services Inc., Empower Trust FBO Employee Benefit Plans, 8515 E
Orchard
Rd
2T2, Greenwood Village, CO 80111-5002 |
7.04% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
6.39% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
TD
Ameritrade Clearing Inc, FEBO Clients, PO Box 2226, Omaha, NE
68103-2226 |
5.79% |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
37.17% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
13.86% | |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
5.59% | |
Class
C |
Equitable
Advisors LLC, Ascensus Trust Co., PO Box 10758, Fargo, ND
58106-0758 |
6.82% |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
21.36% | |
Ascensus
Trust Company, FBO Family Medicine Associated 401(K), PO Box 10758, Fargo,
ND
58106-0758 |
17.53% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
6.45% | |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
6.41% | |
Ameriprise
Financial Services Inc, American Enterprise Investment Services, 707 2nd
Ave S,
Minneapolis,
MN 55402-2405 |
12.85% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
35.95% |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
14.26% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
12.42% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
25.45% | |
Investor |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
31.28% |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
29.04% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
29.36% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
9.40% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
98.25% |
Class
R |
GWFS
Equities Inc., Capital Bank & Trust Co FBO, C/O Fascore, Signum
Architecture LLP
401(k),
8515 E Orchard Rd # 2T2, Greenwood Village, CO
80111-5002 |
62.07% |
National
Financial Services LLC, FIIOC FBO, 401K Profit Sharing Plan, 100 Magellan
Way
#KW1C,
Covington, KY 41015-1987 |
22.51% | |
Morgan
Stanley Smith Barney LLC, Ascensus Trust Company FBO American Star
Retirement
Plan
2091, PO Box 10758, Fargo, ND 58106-0758 |
8.23% | |
Ascensus
Trust Company, Polyphony Psychotherapy LCSW PC 401, PO Box 10758, Fargo,
ND
58106-0758 |
5.30% | |
Class
R6 |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
71.94% |
Empower
Financial Services Inc., Empower Trust FBO Employee Benefits Clients 401K,
8515 E
Orchard
Rd 2T2, Greenwood Village, CO 80111-5002 |
5.37% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept., 499
Washington
Blvd.
Fl. 4, Jersey City, NJ 07310-1995 |
5.37% |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
16.53% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
9.44% | |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
5.53% | |
Class
C |
Wells
Fargo Clearing Services LLC, Special Custody Acct. FEBO Customers, 2801
Market St,
Saint
Louis, MO 63103-2523 |
32.79% |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
10.27% | |
Morgan
Stanley Smith Barney LLC, FBOC, 1 New York Plz Floor 12, New York, NY
10004-1932 |
5.97% | |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
5.95% | |
Institutional |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
75.55% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, Attn: Separate
Accounts,
PO
Box 368, Indianapolis, IN 46206-0368 |
8.30% |
Empower
Financial Services Inc., Empower Trust FBO Employee Benefits Plans, 8515 E
Orchard
Rd 2T2, Greenwood Village, CO 80111-5002 |
18.97% | |
Empower
Financial Services Inc., Capital Bank & Trust Company Trustee for
Sycamores
401(K)
Plan, 8515 E Orchard Rd 2T2, Greenwood Village, CO
80111-5002 |
41.27% | |
Empower
Financial Services Inc., Capital Bank & Trust Company Trustee for PAC
Machine
Company
Inc. 401(K) PSP, 8515 E Orchard Rd 2T2, Greenwood Village, CO
80111-5002 |
15.01% | |
Investor |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
51.02% |
Raymond
James & Associates, Omnibus for Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
18.39% | |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
12.08% | |
American
United Life Insurance, FBO Group Retirement Account, Attn: Separate
Accounts, PO
Box
368, Indianapolis, IN 46206-0368 |
6.40% |
Class |
Name/Address |
Percentage
of
Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus, C/O Mutual Fund Ops, 222 S Main St, Salt
Lake City,
UT
84101-2199 |
97.91%* |
Class
R |
GWFS
Equities Inc., FBO Dorris & Assoc. International 401(K), C/O Fascore
LLC, 8515 E
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
7.65% |
ADP/Broker
Dealer Inc., State Street Bank and Tr., FBO ADP Access Product, 1 Lincoln
Street,
Boston,
MA 02111-2901 |
32.87% | |
Hartford
Life Insurance Company, 1 Hartford Plz, Hartford, CT
06155-0001 |
14.43% | |
GWFS
Equities Inc., Empower Trust FBO Recordkeeping for Employee Benefits, 8515
E.
Orchard
Rd. 2T2, Greenwood Village, CO 80111-5002 |
5.24% | |
Mid
Atlantic Clearing, Mid Atlantic Trust Company FBO Cabinetry by Designs
Inc.
401(k)
Proft, 1251 Waterfront Place, Suite 525, Pittsburgh, PA
15222-4228 |
6.04% | |
Morgan
Stanley Smith Barney LLC, Matrix Trust Company Customer FBO 1st Team
Staffing
Services
Inc., 717 17th
St. Ste. 1300, Denver, CO 80202-3304 |
6.32% | |
Class
R6 |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
12.31% |
Charles
Schwab & Company, Inc., Charles Schwab Trust Bank Trustee Rothschild
& Co. North
America
Inc. 401(K) and Profit Sharing Plan 101903, 2423 E Lincoln Drive, Phoenix,
AZ
85016-1215 |
11.02% | |
Edward
D Jones & Co, FBO Customers, 12555 Manchester Rd, Saint Louis, MO
63131-3710 |
8.37% | |
Empower
Financial Services Inc., Empower Trust FBO Recordkeeping for Large Benefit
Pl.,
8515
E Orchard Rd 2T2, Greenwood Village, CO 80111-5002 |
23.39% | |
Charles
Schwab & Company, Inc., Charles Schwab Trust Bank Trustee Safariland
LLC
401(K)
Retirement Plan, 2423 E Lincoln Drive, Phoenix, AZ
85016-1215 |
12.59% |
Class
A |
TD
Ameritrade Clearing Inc, FEBO Clients, PO Box 2226, Omaha, NE
68103-2226 |
29.70% |
Ameriprise
Financial Services Inc, FBO 41999970, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
17.24% | |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
9.91% | |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
6.96% | |
UBS
WM USA, Omni Account M/F Spec Cdy A/C EBOC USBFSI, 1000 Harbor Blvd,
Weehawken,
NJ 07086- 6761 |
5.91% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
6.14% | |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.95% | |
Class
C |
Ameriprise
Financial Services Inc., American Enterprise Investment Services, FBO
41999970,
707
2nd Ave S, Minneapolis, MN 55402-2405 |
6.74% |
Morgan
Stanley Smith Barney LLC, FEBO Customers, 1 New York Plz Fl 12, New York,
NY
10004-1901 |
7.89% | |
RBC
Capital Markets Corporation, RBC Capital Markets LLC, Mutual Fund Omnibus
Processing,
Attn: Mutual Fund Ops Manager, 60 S 6th
St. STE 700 # P08, Minneapolis, MN
55402-4413 |
68.73% | |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
7.26% | |
Institutional |
Charles
Schwab & Company, Inc., Special Custody Acct. FBO Customers, Attn:
Mutual Funds,
211
Main St, San Francisco, CA 94105-1905 |
79.47% |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept 4th Fl,
499
Washington
Blvd, Jersey City, NJ 07310-1995 |
12.44% |
Investor |
Ameriprise
Financial Services Inc, FBO Customers, 707 2nd Ave S, Minneapolis, MN
55402-2405 |
30.41% |
Raymond
James & Associates, Omnibus For Mutual Funds, Attn: Courtney Waller,
880 Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
62.11% | |
LPL
Financial Corporation, LPL Financial Omnibus Customer Account, Attn:
Mutual Fund
Trading,
4707 Executive Dr, San Diego, CA 92121-3091 |
5.35% | |
Class
P |
Goldman
Sachs & CO, FBO Omnibus, C/O Mutual Fund Ops, 295 Chipeta Way, Salt
Lake City,
UT
84108-1285 |
99.89%* |
Class
R |
MSCS
Financial Services LLC, Matrix Trust Company As Agent For Advisor Trust,
Inc. FBO
Township
High SD 403B, 717 17th St Ste 1300, Denver, CO
802-3304 |
60.58% |
MSCS
Financial Services LLC, Matrix Trust Company As Agent For Advisor Trust,
Inc. FBO
New
Trier High School Dist 403B, 717 17th St Ste 1300, Denver, CO
802-3304 |
25.49% | |
MSCS
Financial Services LLC, Matrix Trust Company As Agent For Advisor Trust,
Inc. FBO
Mundelein
Elementary SD (IL) 403B, 717 17th St Ste 1300, Denver, CO
802-3304 |
6.32% | |
Class
R6 |
MSCS
Financial Services LLC, Matrix Trust Company Cust FBO California
Environmental
Voters,
717 17th
Street Suite 1300, Denver, CO 80202-3304 |
60.04% |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
10.22% | |
Empower
Financial Services Inc., Empower Trust FBO Employee Benefits Clients
401(K), 8515
E
Orchard Rd 2T2, Greenwood Village, CO 80111-5002 |
10.97% | |
MSCS
Financial Services LLC, Matrix Trust Company As Agent For Newport Trust
Company,
Integrated
Work Strategies 401(K), 35 Iron Point Circle, Ste 300, Folsom, CA
95630-8589 |
16.91% |
Class
A |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
99.99% |
Class
C |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
99.99% |
Institutional |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
99.99% |
Investor |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
99.99% |
Class
P |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
6.17% |
Goldman
Sachs & CO, FBO Omnibus 6600, C/O Mutual Fund Ops, 295 Chipeta Way,
Salt Lake
City,
UT 84108-1285 |
93.82% | |
Class
R |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
99.99% |
Class
R6 |
GSAM
Holdings LLC Seed Accounts, Attn: IMD-India-SAOS, Helios Business Park,
150 Outer
Ring
Road, Kadubeesanahalli, Bengaluru 560103 India |
100.00% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
29-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
48-B | |
49-B | |
53-B | |
53-B | |
54-B | |
55-B |