Highest quarterly return during this period: | 17.20% | quarter ended | March 31, 2019 |
Lowest quarterly return during this period: | -22.83% | quarter ended | March 31, 2020 |
|
Class
A |
Class
C |
Class
F(1)
|
Class
I |
Class
L |
Class
R |
Class
Z |
|
|
|
|
|
|
|
|
Maximum
Sales Charge
(Load)
Imposed On
Purchases
(as % of
offering
price) |
|
|
|
|
|
|
|
Maximum
Deferred Sales
Charge
(Load) (as % of the
net
asset value at the time
of
purchase or
redemption,
whichever is
lower) |
|
|
|
|
|
|
|
Class
A |
Class
C |
Class
F(1)
|
Class
I |
Class
L |
Class
R |
Class
Z |
|
|
|
|
|
|
|
|
Management
Fee |
|
|
|
|
|
|
|
|
Class
A |
Class
C |
Class
F(1) |
Class
I |
Class
L |
Class
R |
Class
Z |
Distribution
(12b-1) Fees |
|
|
|
|
|
|
|
Other
Expenses: |
|
|
|
|
|
|
|
Shareholder
Service Fee |
|
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
|
Total
Other Expenses |
|
|
|
|
|
|
|
Total
Annual Fund Operating
Expenses(5) |
|
|
|
|
|
|
|
Fee
Waiver/Expense
Reimbursement(5) |
( |
( |
( |
( |
( |
( |
( |
Total
Annual Fund Operating
Expenses
(after fee
waiver/expense
reimbursement)(5) |
|
|
|
|
|
|
|
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A Shares |
$ |
$ |
$ |
$ |
Class
F Shares |
$ |
$ |
$ |
$ |
Class
I Shares |
$ |
$ |
$ |
$ |
Class
L Shares |
$ |
$ |
$ |
$ |
Class
R Shares |
$ |
$ |
$ |
$ |
Class
Z Shares |
$ |
$ |
$ |
$ |
Class
C Shares |
$ |
$ |
$ |
$ |
Class
C Shares |
$ |
$ |
$ |
$ |
|
|
quarter
ended
|
|
|
- |
quarter
ended
|
|
|
1
Year |
5
Years |
10
Years |
Class
A Shares |
|||
Return
Before Taxes |
|
(1)
|
(1)
|
Class
C Shares |
|||
Return
Before Taxes |
|
(1)
|
(1)
|
Class
I Shares |
|||
Return
Before Taxes |
|
(1)
|
(1)
|
|
1
Year |
5
Years |
10
Years |
Class
L Shares |
|||
Return
Before Taxes |
|
|
|
Class
R Shares |
|||
Return
Before Taxes |
|
(1)
|
(1)
|
Class
Z Shares |
|||
Return
Before Taxes |
|
(1)
|
(1)
|
Linked
Benchmark (reflects no deduction for fees, expenses or
taxes) |
|||
S&P
500® Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Class
A and C
Shares |
Class
I
Shares |
Class
L
Shares |
Class
F, R and Z
Shares |
Minimum
Initial
Investment |
● No
minimum |
● $100,000
(aggregate
for
registered
advisors) |
● $10,000
(aggregate
for
registered
advisors) |
● No
minimum |
Minimum
Subsequent
Investment |
● No
minimum
● $100
for
Automatic
Investment
Plans |
● No
minimum
● $500
for
Automatic
Investment
Plans |
● No
minimum
● $500
for
Automatic
Investment
Plans |
● No
minimum
● $50
for
Automatic
Investment
Plans |
|
Class
A and C
Shares |
Class
I
Shares |
Class
L
Shares |
Class
F, R and Z
Shares |
Minimum
Initial
Investment |
● No
minimum |
● $100,000
(aggregate
for
registered
advisors) |
● $10,000
(aggregate
for
registered
advisors) |
● No
minimum |
Minimum
Subsequent
Investment |
● No
minimum
● $100
for
Automatic
Investment
Plans |
● No
minimum
● $500
for
Automatic
Investment
Plans |
● No
minimum
● $500
for
Automatic
Investment
Plans |
● No
minimum
● $50
for
Automatic
Investment
Plans |
|
Class
A Shares |
Class
C Shares |
Class
F Shares |
Class
I Shares |
Class
L Shares |
Class
R Shares |
Class
Z Shares |
Eligibility |
Generally
available
through
financial
intermediaries |
Generally
available
through
financial
intermediaries |
Available
through
financial
intermediaries
with
a selling
agreement
with
the
Distributor |
Limited
to:
● Current
Institutional
shareholders
that
meet
certain
requirements
● Certain
employer-
sponsored
retirement
and
benefit
plans
● Participants
in
certain
programs
sponsored
by
the
Advisor
or
its
affiliates
or
other
financial
intermediaries
● Clients
of
financial |
Generally
available
through
financial
intermediaries
|
Available
through
certain
group
retirement
and
benefit
plans
Generally
not
available
for
purchase
by
traditional
and
Roth
individual
retirement
accounts
known
as
“IRAs” |
Available
through
certain
group
retirement
and
benefit
plans
with
a selling
agreement
with
the
Distributor
Generally
not
available
for
purchase
by
traditional
and
Roth
individual
retirement
accounts
known
as
“IRAs” |
|
Class
A Shares |
Class
C Shares |
Class
F Shares |
Class
I Shares |
Class
L Shares |
Class
R Shares |
Class
Z Shares |
|
|
|
|
intermediaries
who
have an
agreement
with
the
Fund’s
Distributor
to
offer the
Fund’s
shares
on
a
brokerage
platform
when
such
financial
intermediary
is
acting as
an
agent for
the
client
● Certain
employees
of
the
Advisor
or
its
affiliates |
|
|
|
Minimum
Investment1
|
Initial
investment:
● No
minimum
Subsequent
investment:
● No
minimum
● $100
for
Automatic
Investment
Plans |
Initial
investment:
● No
minimum
Subsequent
investment:
● No
minimum
● $100
for
Automatic
Investment
Plans |
Initial
investment:
● No
minimum
Subsequent
investment:
● No
minimum
● $50
for
Automatic
Investment
Plans |
Initial
investment:
● $100,000
(aggregate
for
registered
advisors)
Subsequent
investment:
● No
minimum
● $500
for
Automatic
Investment
Plans |
Initial
investment:
● $10,000
(aggregate
for
registered
advisors)
Subsequent
investment:
● No
minimum
● $500
for
Automatic
Investment
Plans |
Initial
investment:
● No
minimum
Subsequent
investment:
● No
minimum
● $50
for
Automatic
Investment
Plans |
Initial
Investment:
● No
minimum
Subsequent
investment:
● No
minimum
● $50
for
Automatic
Investment
Plans |
Initial
Sales
Charge2
|
Yes.
Paid at
the
time you
purchase
your
investment.
Larger
purchases
may
receive
a lower
sales
charge |
No.
Full
purchase
price
is
invested in
the
Fund |
No.
Full
purchase
price
is
invested in
the
Fund |
No.
Full
purchase
price
is
invested in
the
Fund |
No.
Full
purchase
price
is
invested in
the
Fund |
No.
Full
purchase
price
is
invested in
the
Fund |
No.
Full
purchase
price
is
invested in
the
Fund |
Contingent
Deferred
Sales
Charge
(“CDSC”)3
|
No.
(You may
pay
a deferred
sales
charge
for
purchases
of
$1 million
or
more that
are
redeemed
within
1 year
of
purchase) |
Yes.
If you
redeem
your
shares
within 1
year
of
purchase
you
will
be charged
a
1% CDSC |
No |
No |
No |
No |
No |
Distribution
(12b-1)
Fees4
|
0.25% |
0.75% |
None |
None |
None |
0.50% |
None |
Shareholder |
Up
to 0.10% |
Up
to 0.25% |
None |
Up
to 0.10% |
Up
to 0.10% |
None |
None |
|
Class
A Shares |
Class
C Shares |
Class
F Shares |
Class
I Shares |
Class
L Shares |
Class
R Shares |
Class
Z Shares |
Service
Fees5
|
|
|
|
|
|
|
|
Redemption
Fee |
No |
No |
No |
No |
No |
No |
No |
Advantages |
● You
may
qualify
for a
reduced
initial
sales
charge
due
to
the size of
your
investment |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● If
you hold
your
shares
for
at least
one
year
from
the
date
of
purchase,
you
will not
pay
a sales
charge
● Class
C
shares
may
appeal
to
investors
who
have a
shorter
investment
horizon
relative
to
Class
A
shares
investors |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● No
distribution
or
shareholder
fees |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● No
distribution
fees |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● No
distribution
fees |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● No
shareholder
service
fees |
● No
initial
sales
charge,
so
all of your
assets
are
initially
invested
● No
distribution
or
shareholder
service
fees |
Disadvantages |
● You
pay a
sales
charge
up
front and
therefore
own
fewer
shares
initially
● You
will pay
on-going
distribution
expenses,
which
may
result
in
lower
total
performance
than
share
classes
that
do
not pay
these
fees |
● You
pay a
contingent
deferred
sales
charge
if
shares are
sold
within
one
year of
purchase
● You
will pay
on-going
distribution
expenses,
which
may
result
in
lower
total
performance
than
share
classes
that
do
not pay
these
fees |
● Limited
Availability |
● Limited
Availability |
● Limited
Availability |
● Limited
Availability
● You
will pay
on-going
distribution
expenses,
which
may
result
in
lower
total
performance
than
share
classes
that
do
not pay
these
fees |
● Limited
Availability |
|
SALES
CHARGE AS
A
PERCENTAGE OF | |
INVESTMENT
AMOUNT |
OFFERING
PRICE* |
NET
AMOUNT
INVESTED |
Less
than $100,000 |
4.50
% |
4.71
% |
$100,000
but less than $250,000 |
3.75
% |
3.90
% |
$250,000
but less than $500,000 |
2.75
% |
2.83
% |
$500,000
but less than $1 million |
2.00
% |
2.04
% |
$1
million or more |
None |
None |
|
Class
A | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019
(a) through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of period |
$58.45 |
$83.43 |
$60.99 |
$66.10 |
$65.57 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(b) |
1.21 |
0.98 |
0.44 |
1.03 |
1.11 |
Net
realized and unrealized gain (loss) |
5.85 |
(21.76
) |
25.02 |
(3.41
) |
5.10 |
Total
from investment operations |
7.06 |
(20.78
) |
25.46 |
(2.38
) |
6.21 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.27
) |
(0.87
) |
(0.49
) |
(1.06
) |
(0.81
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(4.87
) |
Tax
return of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(2.04
) |
(4.20
) |
(3.02
) |
(2.73
) |
(5.68
) |
Net
increase (decrease) in net asset value |
5.02 |
(24.98
) |
22.44 |
(5.11
) |
0.53 |
Net
asset value, end of period |
$63.47 |
$58.45 |
$83.43 |
$60.99 |
$66.10 |
|
|
|
|
|
|
Total
return(c)(d) |
12.38
% |
-25.17
% |
42.22
% |
-3.14
% |
9.63
%(e) |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of period (in millions) |
$102.5 |
$95.0 |
$88.8 |
$16.6 |
$5.8 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
1.19
% |
1.18
% |
1.18
% |
1.22
% |
1.20
%(f) |
Expenses
(net of expense reduction) |
1.15
% |
1.15
% |
1.15
% |
1.15
% |
1.15
%(f) |
Net
investment income (loss) (before expense reduction) |
2.00
% |
1.40
% |
0.56
% |
1.72
% |
3.39
%(f)(g) |
|
Class
A | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019(a)
through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Net
investment income (loss) (net of expense reduction) |
2.04
% |
1.43
% |
0.59
% |
1.79
% |
3.44
%(f)(g) |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
%(e) |
|
Class
C | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019
(a) through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of period |
$58.23 |
$83.10 |
$60.82 |
$65.98 |
$65.57 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(b) |
0.79 |
0.48 |
(0.03
) |
0.73 |
0.91 |
Net
realized and unrealized gain (loss) |
5.85 |
(21.61
) |
24.95 |
(3.48
) |
5.09 |
Total
from investment operations |
6.64 |
(21.13
) |
24.92 |
(2.75
) |
6.00 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.88
) |
(0.41
) |
(0.11
) |
(0.74
) |
(0.72
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(4.87
) |
Tax
return of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(1.65
) |
(3.74
) |
(2.64
) |
(2.41
) |
(5.59
) |
Net
increase (decrease) in net asset value |
4.99 |
(24.87
) |
22.28 |
(5.16
) |
0.41 |
Net
asset value, end of period |
$63.22 |
$58.23 |
$83.10 |
$60.82 |
$65.98 |
|
|
|
|
|
|
Total
return(c)(d) |
11.63
% |
-25.65
% |
41.34
% |
-3.78
% |
9.28
%(e) |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of period (in millions) |
$19.2 |
$20.3 |
$25.3 |
$6.1 |
$1.6 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
1.84
% |
1.83
% |
1.83
% |
1.87
% |
1.85
%(f) |
Expenses
(net of expense reduction) |
1.80
% |
1.80
% |
1.80
% |
1.80
% |
1.80
%(f) |
Net
investment income (loss) (before expense reduction) |
1.30
% |
0.66
% |
(0.08
)% |
1.20
% |
2.79
%(f)(g) |
Net
investment income (loss) (net of expense reduction) |
1.34
% |
0.69
% |
(0.05
)% |
1.27
% |
2.84
%(f)(g) |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
%(e) |
|
Class
I | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019
(a) through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of period |
$58.45 |
$83.45 |
$61.01 |
$66.15 |
$65.57 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(b) |
1.40 |
1.13 |
0.55 |
1.21 |
0.84 |
Net
realized and unrealized gain (loss) |
5.80 |
(21.73
) |
25.12 |
(3.46
) |
5.45 |
Total
from investment operations |
7.20 |
(20.60
) |
25.67 |
(2.25
) |
6.29 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.45
) |
(1.07
) |
(0.70
) |
(1.22
) |
(0.84
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(4.87
) |
Tax
return of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(2.22
) |
(4.40
) |
(3.23
) |
(2.89
) |
(5.71
) |
Net
increase (decrease) in net asset value |
4.98 |
(25.00
) |
22.44 |
(5.14
) |
0.58 |
Net
asset value, end of period |
$63.43 |
$58.45 |
$83.45 |
$61.01 |
$66.15 |
|
|
|
|
|
|
Total
return(c) |
12.66
% |
-24.96
% |
42.62
% |
-2.90
% |
9.75
%(d) |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of period (in millions) |
$1,727.8 |
$1,335.1 |
$1,507.4 |
$753.4 |
$302.0 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
0.92
% |
0.92
% |
0.91
% |
0.95
% |
0.93
%(e) |
Expenses
(net of expense reduction) |
0.88
% |
0.88
% |
0.88
% |
0.88
% |
0.88
%(e) |
Net
investment income (loss) (before expense reduction) |
2.31
% |
1.61
% |
0.71
% |
2.03
% |
2.43
%(e)(f) |
Net
investment income (loss) (net of expense reduction) |
2.35
% |
1.65
%(e) |
0.74
%(e) |
2.10
%(e) |
2.48
%(e)(f) |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
%(d) |
|
Class
L | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$58.47 |
$83.48 |
$61.03 |
$66.16 |
$58.20 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
1.35 |
1.07 |
0.49 |
1.08 |
1.08 |
Net
realized and unrealized gain (loss) |
5.86 |
(21.69
) |
25.19 |
(3.32
) |
17.48 |
Total
from investment operations |
7.21 |
(20.62
) |
25.68 |
(2.24
) |
18.56 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.45
) |
(1.06
) |
(0.70
) |
(1.22
) |
(0.83
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(9.77
) |
Return
of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(2.22
) |
(4.39
) |
(3.23
) |
(2.89
) |
(10.60
) |
Net
increase (decrease) in net asset value |
4.99 |
(25.01
) |
22.45 |
(5.13
) |
7.96 |
Net
asset value, end of year |
$63.46 |
$58.47 |
$83.48 |
$61.03 |
$66.16 |
|
|
|
|
|
|
Total
return(b) |
12.67
% |
-24.96
% |
42.61
% |
-2.88
% |
32.90
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in billions) |
$3.6 |
$3.5 |
$7.4 |
$5.4 |
$4.0 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
0.94
% |
0.93
% |
0.93
% |
0.97
% |
0.95
% |
Expenses
(net of expense reduction) |
0.88
% |
0.88
% |
0.88
% |
0.88
% |
0.92
% |
Net
investment income (loss) (before expense reduction) |
2.22
% |
1.47
% |
0.62
% |
1.76
% |
1.56
% |
Net
investment income (loss) (net of expense reduction) |
2.28
% |
1.52
% |
0.67
% |
1.85
% |
1.59
% |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
% |
|
Class
R | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019
(a) through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of period |
$58.49 |
$83.47 |
$61.03 |
$66.13 |
$65.57 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(b) |
1.07 |
0.82 |
0.24 |
0.80 |
0.96 |
Net
realized and unrealized gain (loss) |
5.90 |
(21.72
) |
25.13 |
(3.28
) |
5.20 |
Total
from investment operations |
6.97 |
(20.90
) |
25.37 |
(2.48
) |
6.16 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.17
) |
(0.75
) |
(0.40
) |
(0.95
) |
(0.73
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(4.87
) |
Tax
return of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(1.94
) |
(4.08
) |
(2.93
) |
(2.62
) |
(5.60
) |
Net
increase (decrease) in net asset value |
5.03 |
(24.98
) |
22.44 |
(5.10
) |
0.56 |
Net
asset value, end of period |
$63.52 |
$58.49 |
$83.47 |
$61.03 |
$66.13 |
|
|
|
|
|
|
Total
return(c) |
12.20
% |
-25.28
% |
42.02
% |
-3.31
% |
9.55
%(d) |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of period (in millions) |
$3.1 |
$5.2 |
$6.7 |
$2.5 |
$2.0 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
1.34
% |
1.33
% |
1.33
% |
1.37
% |
1.35
%(e) |
Expenses
(net of expense reduction) |
1.30
% |
1.30
% |
1.30
% |
1.30
% |
1.30
%(e) |
Net
investment income (loss) (before expense reduction) |
1.75
% |
1.16
% |
0.30
% |
1.31
% |
3.10
%(e)(f) |
Net
investment income (loss) (net of expense reduction) |
1.79
% |
1.19
% |
0.33
% |
1.38
% |
3.15
%(e)(f) |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
%(d) |
|
Class
Z | ||||
|
For
the Year Ended December 31, |
For
the Period
July
1, 2019
(a) through
December
31, 2019 | |||
2023 |
2022 |
2021 |
2020 | ||
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of period |
$58.54 |
$83.55 |
$61.06 |
$66.17 |
$65.57 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(b) |
1.43 |
1.24 |
0.73 |
1.84 |
1.62 |
Net
realized and unrealized gain (loss) |
5.84 |
(21.82
) |
25.03 |
(4.04
) |
4.70 |
Total
from investment operations |
7.27 |
(20.58
) |
25.76 |
(2.20
) |
6.32 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.48
) |
(1.10
) |
(0.74
) |
(1.24
) |
(0.85
) |
Net
realized gain |
(0.77
) |
(3.33
) |
(2.53
) |
(1.56
) |
(4.87
) |
Tax
return of capital |
— |
— |
— |
(0.11
) |
— |
Total
dividends and distributions to shareholders |
(2.25
) |
(4.43
) |
(3.27
) |
(2.91
) |
(5.72
) |
Net
increase (decrease) in net asset value |
5.02 |
(25.01
) |
22.49 |
(5.11
) |
0.60 |
Net
asset value, end of period |
$63.56 |
$58.54 |
$83.55 |
$61.06 |
$66.17 |
|
|
|
|
|
|
Total
return(c) |
12.76
% |
-24.90
% |
42.73
% |
-2.81
% |
9.80
%(d) |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of period (in millions) |
$179.4 |
$139.6 |
$112.4 |
$39.4 |
$0.5 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses
(before expense reduction) |
0.84
% |
0.83
% |
0.83
% |
0.87
% |
0.85
%(e) |
Expenses
(net of expense reduction) |
0.80
% |
0.80
% |
0.80
% |
0.80
% |
0.80
%(e) |
Net
investment income (loss) (before expense reduction) |
2.37
% |
1.78
% |
0.96
% |
3.13
% |
5.09
%(e)(f) |
Net
investment income (loss) (net of expense reduction) |
2.41
% |
1.81
% |
0.99
% |
3.20
% |
5.14
%(e)(f) |
Portfolio
turnover rate |
35
% |
32
% |
41
% |
62
% |
91
%(d) |
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Name |
Social
Security Number** |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Name
of Joint Owner, if any |
Social
Security Number** |
Date
of Birth | |||||||||||||
Citizenship:
|
☐
U.S. Citizen |
☐
Resident Alien |
|
|
| ||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Custodian’s
name (only one permitted) |
Social
Security Number** |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Minor’s
name (only one permitted) |
Social
Security Number** |
Date
of Birth | |||||||||||||
under
the |
|
Uniform
Gifts/Transfers to Minors Act | |||||||||||||
(state
residence of minor) |
|
| |||||||||||||
Citizenship
of
custodian: |
☐
U.S. Citizen |
☐
Resident Alien |
|
| |||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship | ||||||
Citizenship
of
minor: |
☐
U.S. Citizen |
☐
Resident Alien |
|
| |||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
|
|
Name
of Trust, Corporation or Other Entity |
Tax
Identification Number**
|
Date
of Trust Agreement***
|
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Authorized
Individual/Trustee |
Social
Security Number* |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Authorized
Individual/Trustee |
Social
Security Number* |
Date
of Birth | |||||||||||||
Citizenship:
|
☐
U.S. Citizen |
☐
Resident Alien |
|
|
| ||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
( ) | ||||||
Street |
Home
Telephone Number | ||||||
|
( ) | ||||||
City
and State |
Zip
Code |
Business
Telephone Number | |||||
Mailing
Address |
|
City |
|
State |
|
Zip |
|
| |||||||
Joint
Registrant Street Address (required if different than Registrant Address
above) | |||||||
Address
|
|
City |
|
State |
|
Zip |
|
Please
debit $
from my checking account beginning on |
*. |
|
(Month) |
Account
Name |
Social
Security Number | ||||||||||
1. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
2. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
3. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
Dividends |
☐
Reinvest. |
☐
Pay in cash. |
Capital
Gains |
☐
Reinvest. |
☐
Pay in cash. |
|
| |
Bank
Name |
Bank
ABA Number | |
|
| |
Street
or P.O. Box |
Bank
Account Number | |
|
| |
City
and State |
Zip
Code |
Account
Name |
X |
|
x |
|
Signature*
(Owner, Trustee, Etc.) |
Date |
Signature*
(Joint Owner, Co-Trustee) |
Date |
|
|
|
|
Name
and Title |
|
|
|
|
|
Dealer’s
Name |
Dealer
Number |
|
|
Main
Office Address |
Branch
Number |
|
|
Representative’s
Name |
Rep.
Number |
|
( ) |
Branch
Address |
Telephone
Number |
|
|
Authorized
Signature of Dealer |
Date |