|
Share
Class | ||
|
Investor |
Advisor |
Institutional |
Artisan
Developing World Fund |
ARTYX |
APDYX |
APHYX |
Artisan
Emerging Markets Debt
Opportunities
Fund |
APFOX |
APDOX |
APHOX |
Artisan
Floating Rate Fund |
ARTUX |
APDUX |
APHUX |
Artisan
Focus Fund
|
ARTTX |
APDTX |
APHTX |
Artisan
Global Discovery Fund |
APFDX |
APDDX |
APHDX |
Artisan
Global Equity Fund |
ARTHX |
APDHX |
APHHX |
Artisan
Global Opportunities Fund |
ARTRX |
APDRX |
APHRX |
Artisan
Global Unconstrained Fund |
APFPX |
APDPX |
APHPX |
Artisan
Global Value Fund |
ARTGX |
APDGX |
APHGX |
Artisan
High Income Fund |
ARTFX |
APDFX |
APHFX |
Artisan
International Fund |
ARTIX |
APDIX |
APHIX |
Artisan
International Explorer Fund |
— |
ARDBX |
ARHBX |
Artisan
International Small-Mid Fund |
ARTJX |
APDJX |
APHJX |
Artisan
International Value Fund |
ARTKX |
APDKX |
APHKX |
Artisan
Mid Cap Fund |
ARTMX |
APDMX |
APHMX |
Artisan
Mid Cap Value Fund |
ARTQX |
APDQX |
APHQX |
Artisan
Select Equity Fund |
ARTNX |
APDNX |
APHNX |
Artisan
Small Cap Fund |
ARTSX |
APDSX |
APHSX |
Artisan
Sustainable Emerging Markets Fund |
ARTZX |
APDEX |
APHEX |
Artisan
Value Fund |
ARTLX |
APDLX |
APHLX |
Artisan
Value Income Fund |
APFWX |
APDWX |
APHWX |
2
| |
2
| |
2
| |
29
| |
31
| |
32
| |
39
| |
43
| |
47
| |
52
| |
56
| |
56
| |
57
| |
61
| |
62
| |
64
| |
65
| |
72
| |
72
| |
73
| |
73
| |
73 |
|
Artisan
International
Fund |
Artisan
Sustainable
Emerging
Markets
Fund |
Gross
income from securities lending activities |
$182,554 |
$1.63 |
Fees
and/or compensation for securities lending activities and related
services: |
|
|
Fees
paid to securities lending agent from a revenue
split |
$16,430 |
$0.15 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$0 |
$0 |
Administrative
fees not included in revenue split |
$0 |
$0 |
Indemnification
fee not included in revenue split |
$0 |
$0 |
Rebate
(paid to borrower) |
$0 |
$0 |
Other
fees not included in revenue split (specify) |
$0 |
$0 |
Aggregate
fees/compensation for securities lending activities |
$16,430 |
$0.15 |
Net
income from securities lending activities |
$166,124 |
$1.48 |
Fund |
Fiscal Year
Ended 30 September 2022 |
Fiscal Year
Ended 30 September 2021 |
Artisan
Developing World Fund |
87.26% |
126.20% |
Artisan
Emerging Markets Debt Opportunities Fund |
38.161
|
- |
Artisan
Floating Rate Fund |
48.902
|
- |
Artisan
Focus Fund |
240.40 |
316.74 |
Artisan
Global Discovery Fund |
59.23 |
47.02 |
Artisan
Global Equity Fund |
92.81 |
119.10 |
Artisan
Global Opportunities Fund |
37.32 |
44.44 |
Artisan
Global Unconstrained Fund |
40.303
|
- |
Artisan
Global Value Fund |
24.37 |
39.62 |
Artisan
High Income Fund |
55.84 |
58.10 |
Artisan
International Fund |
50.49 |
67.41 |
Artisan
International Explorer Fund |
11.604
|
- |
Artisan
International Small-Mid Fund |
22.12 |
28.29 |
Artisan
International Value Fund |
22.69 |
32.90 |
Artisan
Mid Cap Fund |
34.12 |
40.72 |
Artisan
Mid Cap Value Fund |
15.17 |
16.04 |
Artisan
Select Equity Fund |
20.96 |
34.69 |
Artisan
Small Cap Fund |
33.64 |
39.79 |
Artisan
Sustainable Emerging Markets Fund |
21.48 |
23.22 |
Artisan
Value Fund |
27.96 |
25.99 |
Artisan
Value Income Fund |
15.655
|
- |
Name
and
Year
of Birth |
Position(s)
Held
with
Artisan
Partners
Funds |
Date
First
Elected
or
Appointed
to
Office |
Principal
Occupation(s)
during
Past 5 Years |
Other
Public
Company
or
Registered
Investment
Company
Directorships
Held |
Experience,
Qualifications,
Attributes,
Skills for Board
Membership |
Directors
who are not “interested persons” of Artisan Partners Funds:* | |||||
Coleen
Downs Dinneen, 1960 |
Director
and
Chair
of the
Education
Committee |
1
Jan 2018 |
Retired;
until 2016,
Executive
Vice President
and
General Counsel,
Natixis
Global Asset
Management
– US
Distribution
and Chief
Legal
Officer and Secretary,
Natixis/Loomis
Funds |
None |
Significant
executive
experience
including past
service
as chief legal officer
of
investment
management
company
and
responsibility for
mutual
fund legal
administration,
compliance
and
fund administration |
Name
and
Year
of Birth |
Position(s)
Held
with
Artisan
Partners
Funds |
Date
First
Elected
or
Appointed
to
Office |
Principal
Occupation(s)
during
Past 5 Years |
Other
Public
Company
or
Registered
Investment
Company
Directorships
Held |
Experience,
Qualifications,
Attributes,
Skills for Board
Membership |
Gail
L. Hanson, 1955 |
Director
and
Independent
Chair
of the
Board
of
Directors |
Director
since
1 Jan
2012;
Independent
Chair
since 1
Jan
2019 |
Retired;
from February 2011
to
April 2018, Chief
Financial
Officer, Aurora
Health
Care (not for profit
health
care provider); from
September
2004 to
February
2011, Deputy
Executive
Director, State of
Wisconsin
Investment
Board |
Director,
Northwestern
Mutual
Series Fund, Inc.
(investment
company) (27
portfolios) |
Significant
executive
experience
including past
service
as chief financial
officer
and service as
deputy
executive director
of
a state investment
board;
certified financial
analyst
and certified public
accountant;
audit
committee
financial expert |
Bonnie
L. Howard, 1953 |
Director
and
Chair
of the
Audit
Committee |
9
Mar 2018 |
Director,
Chair of the Audit
Committee
and member of
the
Compensation
Committee
and
Nominating
and
Governance
Committee
(May
2020 to present), and
Chair
of the Risk Oversight
Committee
and member of
the
Audit Committee
(August
2012 to May 2020),
Assured
Guaranty Ltd.;
Director,
BMO Financial
Corp
and BMO Harris Bank,
N.A.
(September 2013 to
April
2018); until December
2011,
Chief Auditor and
Global
Head of Emerging
Risk,
Citigroup, Inc.
|
Director,
Assured Guaranty
Ltd
(insurance company) |
Significant
board
experience;
significant
executive
experience
including
past service as
chief
auditor of a global
financial
services firm;
certified
public accountant;
audit
committee financial
expert |
William
J. Kelly, 1960 |
Director |
1
Jan 2020 |
Chief
Executive Officer,
Chartered
Alternative
Investment
Analyst (CAIA)
Association
(2014-present) |
None |
Significant
board
experience;
significant
executive
experience
including
past service as
chief
executive officer of an
investment
management
company;
audit committee
financial
expert |
Peter
M. Lebovitz, 1955 |
Director
and
Chair
of the
Governance
and
Nominating
Committee |
1
Jul 2014 |
Managing
Partner,
Harkness
Partners, LLC
(provider
of strategic
consulting
to investment
management
firms) |
None |
Significant
board
experience;
significant
executive
experience
including
past service as
chief
executive officer of an
investment
management
company;
audit committee
financial
expert |
Peter
E. Sundman, 1959 |
Director |
1
Jan 2020 |
Trustee,
IES Abroad (since
2012);
Trustee, The College
of
Wooster (since 2003);
Trustee,
Frost Valley YMCA
(since
1998). Formerly,
Chief
Executive Officer,
ClearBridge
Advisors
(2009-2011);
Chairman and
Chief
Executive Officer,
Neuberger
Funds
(1999-2008);
President,
Neuberger
Berman
Management
(1999-2008) |
None |
Significant
board
experience;
significant
executive
experience
including
past service as
chief
executive officer of an
investment
management
company |
Name
and
Year
of Birth |
Position(s)
Held
with
Artisan
Partners
Funds |
Date
First
Elected
or
Appointed
to
Office |
Principal
Occupation(s)
during
Past 5 Years |
Other
Public
Company
or
Registered
Investment
Company
Directorships
Held |
Experience,
Qualifications,
Attributes,
Skills for Board
Membership |
Directors
who are “interested persons” of Artisan Partners
Funds: | |||||
Gregory
K. Ramirez, 1970†
|
Director,
President
and
Chief
Executive
Officer
|
Director
since
1 Jan
2020;
President
and
Chief
Executive
Officer
since
12
Feb 2020 |
Managing
Director and Vice
President
of Artisan Partners;
Executive
Vice President of
Artisan
Partners Asset
Management
Inc.; until
February
2020, Chief
Financial
Officer, Vice
President
and Treasurer of
Artisan
Partners Funds; Chair
and
President of
Artisan
Partners Distributors
LLC
(“Distributors”); prior
thereto,
Vice President,
Treasurer
and Chief Financial
Officer
of Distributors;
Director
of Artisan Partners
Global
Funds plc; Director
(since
October 2016) of
certain
private funds
sponsored
by
Artisan
Partners |
None
|
Significant
executive
experience;
continuing
service
as Managing Director
and
Vice President of
Artisan
Partners; continuing
service
as Executive Vice
President
of Artisan Partners
Asset
Management Inc. and
continuing
service as Chair
and
President of Distributors |
Name
and
Year
of Birth |
Position(s)
Held
with
Artisan
Partners
Funds |
Date
First
Elected
or
Appointed
to
Office |
Principal
Occupation(s)
during
Past 5 Years |
Other
Public Company
or
Registered
Investment
Company
Directorships
Held |
Officers
of Artisan Partners Funds: | ||||
Shannon
K. Jagodinski, 1977 |
Chief
Financial
Officer,
Vice
President
and
Treasurer
|
Chief
Financial
Officer
and
Treasurer
since
12 Feb
2020;
Vice
President
since
10 Feb
2015 |
Director
of Vehicle Administration of
Artisan
Partners; prior thereto, Senior
Manager;
until February 2020, Assistant
Treasurer
of Artisan Partners Funds |
None |
Laura
E. Simpson, 1975 |
General
Counsel,
Vice
President
and
Secretary |
General
Counsel
and
Secretary
since
10 Nov
2022;
Vice
President
since
10 Feb
2015 |
General
Counsel of Artisan Partners (since
October
2022); prior thereto Deputy
General
Counsel of Artisan Partners;
Director
(since January 2018) of
Artisan
Partners Global Funds plc; Director
(since
July 2020) of certain private funds
sponsored
by Artisan Partners; until
November
2022, Assistant Secretary of
Artisan
Partners Funds |
None |
Jill
M. Demski, 1974 |
Chief
Compliance
Officer
and
Anti-Money
Laundering
Compliance
Officer |
12
Feb 2020 |
Chief
Compliance Officer of
Artisan
Partners Funds since February 2020;
Associate
Counsel (since January 2019) and
Director
of Compliance of Artisan Partners;
Chief
Compliance Officer of Distributors
since
October 2019 |
None |
Name
and
Year
of Birth |
Position(s)
Held
with
Artisan
Partners
Funds |
Date
First
Elected
or
Appointed
to
Office |
Principal
Occupation(s)
during
Past 5 Years |
Other
Public Company
or
Registered
Investment
Company
Directorships
Held |
Sarah
A. Johnson, 1972 |
Vice
President
and
Assistant
Secretary |
8
Feb 2011 |
Managing
Director, Vice President,
Secretary
and since June 2022, Global Chief
Compliance
Officer of Artisan Partners;
prior
thereto General Counsel of
Artisan
Partners; Executive Vice President,
Chief
Legal Officer and Secretary of
Artisan
Partners Asset Management Inc.;
Vice
President and Secretary of Distributors;
until
November 2022, General Counsel and
Secretary
of Artisan Partners Funds |
None |
Timothy
A. Kahn, 1983 |
Vice
President
|
12
Feb 2020 |
Associate
General Counsel (since January
2021)
of Artisan Partners; prior thereto,
Associate
Counsel of Artisan Partners
|
None |
Blake
A. Rigel, 1970 |
Assistant
Treasurer |
9
Feb 2016 |
Global
Tax Director and Tax Counsel of
Artisan
Partners
|
None |
Kori
T. Fojtik, 1985 |
Assistant
Treasurer |
10
Nov 2022 |
Manager
of Vehicle Administration of
Artisan
Partners |
None |
Committee |
Members
of
Committee |
Number
of
Meetings |
Principal
Functions of Committee |
Audit
Committee |
Coleen
Downs Dinneen
Gail
L. Hanson
Bonnie
L. Howard*
William
J. Kelly
Peter
M. Lebovitz
Peter
E. Sundman |
4 |
The
audit committee selects the independent auditors; meets with the
independent
auditors
and management to review the scope and the results of the audits of
Artisan
Partners Funds’ financial statements; confirms the independence of the
independent
auditors; reviews with the independent auditors and management the
effectiveness
and adequacy of Artisan Partners Funds’ internal controls; pre-approves
the
audit and certain non-audit services provided by the independent auditors;
receives
regular reports from Artisan Partners Funds’ chief compliance officer
regarding
the
operation of Artisan Partners Funds’ compliance program and procedures and
related
matters; and reviews legal and regulatory
matters. |
Education
Committee |
Coleen
Downs Dinneen*
Gail
L. Hanson
Bonnie
L. Howard
William
J. Kelly
Peter
M. Lebovitz
Peter
E. Sundman |
4 |
The
education committee is responsible for creating and overseeing a program
of
continuing
education for directors. |
Governance
and
Nominating
Committee |
Coleen
Downs Dinneen
Gail
L. Hanson
Bonnie
L. Howard
William
J. Kelly
Peter
M. Lebovitz*
Peter
E. Sundman |
4 |
The
governance and nominating committee makes recommendations to the board
regarding
board committees and committee assignments, the composition of the
board,
candidates for election as non-interested directors, executive officers of
Artisan
Partners Funds, compensation of directors who are not affiliated persons
of
Artisan
Partners and proposed changes to Artisan Partners Funds’ governing
documents,
and oversees the process for evaluating the functioning of the board.
Pursuant
to procedures and policies adopted under its charter, the governance and
nominating
committee will consider shareholder recommendations regarding
candidates
for election as directors. |
Directors |
Aggregate
Compensation
from Artisan
Partners Funds |
Pension
or
Retirement
Benefits
Accrued as
Part
of Director
Expenses |
Estimated
Annual
Benefits
upon
Retirement |
Aggregate
Compensation
from the
Artisan
Partners
Funds
Complex1
|
Coleen
Downs Dinneen2
|
$327,500 |
$0 |
$0 |
$327,500 |
Gail
L. Hanson3
|
$393,750 |
$0 |
$0 |
$393,750 |
Bonnie
L. Howard4
|
$342,500 |
$0 |
$0 |
$342,500 |
Willian
J. Kelly5
|
$297,500 |
$0 |
$0 |
$297,500 |
Peter
M. Lebovitz |
$327,500 |
$0 |
$0 |
$327,500 |
Peter
E. Sundman |
$297,500 |
$0 |
$0 |
$297,500 |
Eric
R. Colson6,7
|
$0 |
$0 |
$0 |
$0 |
Gregory
K. Ramirez7
|
$0 |
$0 |
$0 |
$0 |
Total
Director Compensation |
$1,986,250 |
$0 |
$0 |
$1,986,250 |
Fund |
Directors who
are not interested persons of Artisan Partners Funds |
Directors
who
are
“interested
persons”
of
Artisan
Partners
Funds | |||||
|
Coleen
Downs
Dinneen |
Gail
L.
Hanson |
Bonnie
L.
Howard |
William
J.
Kelly |
Peter
M.
Lebovitz |
Peter
E.
Sundman |
Gregory
K.
Ramirez |
Artisan
Developing World
Fund |
Over
$100,000 |
Over
$100,000 |
None |
None |
Over
$100,000 |
$10,001 -
$50,000 |
$50,001
-
$100,000 |
Artisan
Emerging Markets
Debt
Opportunities Fund |
None |
$50,001
-
$100,000 |
None |
None |
None |
None |
None |
Artisan
Floating Rate Fund |
None |
$50,001
-
$100,000 |
None |
None |
None |
None |
$10,001
-
$50,000 |
Artisan
Focus Fund |
Over
$100,000 |
Over
$100,000 |
None |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
$50,001
-
$100,000 |
Artisan
Global Discovery
Fund |
None |
Over
$100,000 |
None |
None |
None |
$10,001 -
$50,000 |
$10,001
-
$50,000 |
Artisan
Global Equity Fund |
$50,001
-
$100,000 |
Over
$100,000 |
None |
None |
None |
$10,001 -
$50,000 |
$10,001
-
$50,000 |
Artisan
Global
Opportunities
Fund |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
None |
Over
$100,000 |
$10,001 -
$50,000 |
$50,001
-
$100,000 |
Artisan
Global
Unconstrained
Fund |
None |
None |
None |
None |
None |
None |
None |
Artisan
Global Value Fund |
None |
Over
$100,000 |
None |
$50,001
-
$100,000 |
None |
None |
Over
$100,000 |
Artisan
High Income Fund |
Over
$100,000 |
$10,001
-
$50,000 |
None |
None |
$50,001
-
$100,000 |
None |
$10,001
-
$50,000 |
Artisan
International Fund |
None |
Over
$100,000 |
None |
None |
$50,001
-
$100,000 |
None |
None |
Artisan
International
Explorer
Fund |
None |
$50,001
-
$100,000 |
None |
None |
None |
None |
None |
Fund |
Directors who
are not interested persons of Artisan Partners Funds |
Directors
who
are
“interested
persons”
of
Artisan
Partners
Funds | |||||
|
Coleen
Downs
Dinneen |
Gail
L.
Hanson |
Bonnie
L.
Howard |
William
J.
Kelly |
Peter
M.
Lebovitz |
Peter
E.
Sundman |
Gregory
K.
Ramirez |
Artisan
International
Small-Mid
Fund |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
None |
$50,001
-
$100,000 |
None |
$50,001
-
$100,000 |
Artisan
International Value
Fund |
None |
$50,001
-
$100,000 |
None |
$50,001
-
$100,000 |
Over
$100,000 |
$50,001
-
$100,000 |
$50,001
-
$100,000 |
Artisan
Mid Cap Fund |
Over
$100,000 |
Over
$100,000 |
None |
None |
None |
None |
None |
Artisan
Mid Cap Value
Fund |
None |
Over
$100,000 |
None |
None |
None |
None |
None |
Artisan
Select Equity Fund |
None |
None |
None |
None |
None |
None |
$1
-
$10,000 |
Artisan
Small Cap Fund |
$50,001
-
$100,000 |
Over
$100,000 |
None |
$10,001
-
$50,000 |
None |
None |
None |
Artisan
Sustainable
Emerging
Markets Fund |
Over
$100,000 |
$50,001
-
$100,000 |
Over
$100,000 |
$10,001
-
$50,000 |
None |
None |
$10,001
-
$50,000 |
Artisan
Value Fund |
None |
Over
$100,000 |
None |
None |
$10,001
-
$50,000 |
None |
$10,001
-
$50,000 |
Artisan
Value Income Fund |
None |
$50,001
-
$100,000 |
None |
None |
None |
None |
None |
Aggregate
Artisan
Partners
Funds Complex |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
Over
$100,000 |
Fund |
Manager
or Co-Managers |
Role |
Artisan
Developing World Fund |
Lewis
S. Kaufman, CFA |
Portfolio
Manager |
Artisan
Emerging Markets Debt Opportunities Fund |
Michael
A. Cirami
Sarah
C. Orvin, CFA |
Lead
Portfolio Manager
Portfolio
Manager |
Artisan
Floating Rate Fund |
Bryan
C. Krug
Seth
B. Yeager, CFA |
Lead
Portfolio Manager
Portfolio
Manager |
Artisan
Focus Fund |
Christopher
P. Smith |
Portfolio
Manager |
Artisan
Global Discovery Fund |
Jason
L. White, CFA
James
D. Hamel, CFA
Craigh
A. Cepukenas, CFA
Matthew
H. Kamm, CFA
Jay
C. Warner, CFA |
Lead
Portfolio Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Artisan
Global Equity Fund |
Mark
L. Yockey, CFA
Charles-Henri
Hamker
Andrew
J. Euretig
Michael
Luciano1
|
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager
Associate
Portfolio Manager |
Artisan
Global Opportunities Fund |
James
D. Hamel, CFA
Craigh
A. Cepukenas, CFA
Matthew
H. Kamm, CFA
Jason
L. White, CFA
Jay
C. Warner, CFA |
Lead
Portfolio Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Artisan
Global Unconstrained Fund |
Michael
A. Cirami
Sarah
C. Orvin, CFA |
Lead
Portfolio Manager
Portfolio
Manager |
Artisan
Global Value Fund |
Daniel
J. O’Keefe
Michael
J. McKinnon, CFA |
Lead
Portfolio Manager
Co-Portfolio
Manager |
Artisan
High Income Fund |
Bryan
C. Krug, CFA |
Portfolio
Manager |
Artisan
International Fund |
Mark
L. Yockey, CFA
Charles-Henri
Hamker
Andrew
J. Euretig
Michael
Luciano1
|
Portfolio
Manager
Associate
Portfolio Manager
Associate
Portfolio Manager
Associate
Portfolio Manager |
Artisan
International Explorer Fund |
Anand
Vasagiri
Beini
Zhou, CFA |
Co-Portfolio
Manager
Co-Portfolio
Manager |
Artisan
International Small-Mid Fund |
Rezo
Kanovich |
Portfolio
Manager |
Artisan
International Value Fund |
N.
David Samra
Ian
P. McGonigle, CFA
Benjamin
L. Herrick, CFA1
|
Lead
Portfolio Manager
Co-Portfolio
Manager
Associate
Portfolio Manager |
Artisan
Mid Cap Fund |
Matthew
H. Kamm, CFA
Craigh
A. Cepukenas, CFA
James
D. Hamel, CFA
Jason
L. White, CFA
Jay
C. Warner, CFA |
Lead
Portfolio Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Artisan
Mid Cap Value Fund |
Thomas
A. Reynolds IV
Daniel
L. Kane, CFA
Craig
Inman, CFA |
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Artisan
Select Equity Fund |
Daniel
J. O’Keefe
Michael
J. McKinnon, CFA |
Lead
Portfolio Manager
Co-Portfolio
Manager |
Artisan
Small Cap Fund |
Craigh
A. Cepukenas, CFA
James
D. Hamel, CFA
Matthew
H. Kamm, CFA
Jason
L. White, CFA
Jay
C. Warner, CFA |
Lead
Portfolio Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Artisan
Sustainable Emerging Markets Fund |
Maria
Negrete-Gruson, CFA |
Portfolio
Manager |
Artisan
Value Fund |
Thomas
A. Reynolds IV
Daniel
L. Kane, CFA
Craig
Inman, CFA |
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Fund |
Manager
or Co-Managers |
Role |
Artisan
Value Income Fund |
Thomas
A. Reynolds IV
Daniel
L. Kane, CFA
Craig
Inman, CFA |
Portfolio
Manager
Portfolio
Manager
Portfolio
Manager |
Number
of Other Accounts Managed and Assets by Account Type as of 30 September
2022
| |||
Portfolio
Manager |
Registered
Investment Companies
(other
than the Funds) |
Other
Pooled Investment Vehicles |
Other
Accounts |
Craigh
A. Cepukenas |
Accounts:
1 |
Accounts:
22 |
Accounts:
74 |
Assets:
$1.16B |
Assets:
$10.82B |
Assets:
$12.05B | |
Michael
A. Cirami |
Accounts:
0 |
Accounts:
2 |
Accounts:
0 |
Assets:
$0 |
Assets:
$29.97M |
Assets:
$0 | |
Andrew
J. Euretig |
Accounts:
1 |
Accounts:
5 |
Accounts:
27 |
Assets:
$849.69M |
Assets:
$1.45B |
Assets:
$5.02B | |
James
D. Hamel |
Accounts:
1 |
Accounts:
22 |
Accounts:
74 |
Assets:
$1.16B |
Assets:
$10.82B |
Assets:
$12.05B | |
Charles-Henri
Hamker |
Accounts:
1 |
Accounts:
5 |
Accounts:
27 |
Assets:
$849.69M |
Assets:
$1.45B |
Assets:
$5.02B | |
Craig
Inman |
Accounts:
2 |
Accounts:
2 |
Accounts:
4 |
Assets:
$3.86B |
Assets:
$4.63M |
Assets:
$720.85M | |
Matthew
H. Kamm |
Accounts:
1 |
Accounts:
22 |
Accounts:
74 |
Assets:
$1.16B |
Assets:
$10.82B |
Assets:
$12.05B | |
Daniel
L. Kane |
Accounts:
2 |
Accounts:
2 |
Accounts:
4 |
Assets:
$3.86B |
Assets:
$4.63M |
Assets:
$720.85M | |
Rezo
Kanovich |
Accounts:
1 |
Accounts:
1 |
Accounts:
4 |
Assets:
$901.67M |
Assets:
$61.63M |
Assets:
$1.24B | |
Lewis
S. Kaufman |
Accounts:
0 |
Accounts:
2 |
Accounts:
0 |
Assets:
$0 |
Assets:
$380.42M |
Assets:
$0 | |
Bryan
C. Krug |
Accounts:
0 |
Accounts:
3 |
Accounts:
4 |
Assets:
$0 |
Assets:
$563.30M |
Assets:
$629.90M | |
Ian
P. McGonigle |
Accounts:
1 |
Accounts:
7 |
Accounts:
20 |
Assets:
$288.27M |
Assets:
$1.93B |
Assets:
$4.26B | |
Michael
J. McKinnon |
Accounts:
1 |
Accounts:
15 |
Accounts:
25 |
Assets:
$382.84M |
Assets:
$13.26B |
Assets:
$4.66B | |
Maria
Negrete-Gruson |
Accounts:
0 |
Accounts:
3 |
Accounts:
3 |
Assets:
$0 |
Assets:
$346.29M |
Assets:
$368.97M | |
Daniel
J. O’Keefe |
Accounts:
1 |
Accounts:
15 |
Accounts:
25 |
Assets:
$382.84M |
Assets:
$13.26B |
Assets:
$4.66B | |
Sarah
C. Orvin |
Accounts:
0 |
Accounts:
2 |
Accounts:
0 |
Assets:
$0 |
Assets:
$29.97M |
Assets:
$0 | |
Thomas
A. Reynolds IV |
Accounts:
2 |
Accounts:
2 |
Accounts:
4 |
Assets:
$3.86B |
Assets:
$4.63M |
Assets:
$720.85M |
Number
of Other Accounts Managed and Assets by Account Type as of 30 September
2022 | |||
Portfolio
Manager |
Registered
Investment Companies
(other
than the Funds) |
Other
Pooled Investment Vehicles |
Other
Accounts |
N.
David Samra |
Accounts:
1 |
Accounts:
7 |
Accounts:
20 |
Assets:
$170.90M |
Assets:
$1.93B |
Assets:
$4.26B | |
Christopher
P. Smith |
Accounts:
1 |
Accounts:
7 |
Accounts:
4 |
Assets:
$4.55M |
Assets:
$1.89B |
Assets:
$255.97M | |
Anand
Vasagiri |
Accounts:
0 |
Accounts:
1 |
Accounts:
0 |
Assets:
$0 |
Assets:
$23.86M |
Assets:
$0 | |
Jay
C. Warner |
Accounts:
1 |
Accounts:
22 |
Accounts:
74 |
Assets:
$1.16B |
Assets:
$10.82B |
Assets:
$12.05B | |
Jason
L. White |
Accounts:
1 |
Accounts:
22 |
Accounts:
74 |
Assets:
$1.16B |
Assets:
$10.82B |
Assets:
$12.05B | |
Seth
B. Yeager |
Accounts:
0 |
Accounts:
0 |
Accounts:
0 |
Assets:
$0 |
Assets:
$0 |
Assets:
$0 | |
Mark
L. Yockey |
Accounts:
1 |
Accounts:
5 |
Accounts:
27 |
Assets:
$849.69M |
Assets:
$1.45B |
Assets:
$5.02B | |
Beini
Zhou |
Accounts:
0 |
Accounts:
1 |
Accounts:
0 |
Assets:
$0 |
Assets:
$23.86M |
Assets:
$0 |
Number
of Accounts and Total Assets For Which a Performance-based Fee is
Received
| |||
Portfolio
Manager(s) |
Registered
Investment Companies
(other
than the Funds) |
Other
Pooled Investment Vehicles |
Other
Accounts |
Craigh
A. Cepukenas
James
D. Hamel
Matthew
H. Kamm
Jason
L. White
Jay
C. Warner |
Accounts:
0 |
Accounts:
1 |
Accounts:
5 |
Assets:
$0 |
Assets:
$216.69M |
Assets:
$1.32B | |
Andrew
J. Euretig
Charles-Henri
Hamker
Mark
L. Yockey |
Accounts:
0 |
Accounts:
0 |
Accounts:
1 |
Assets:
$0 |
Assets:
$0 |
Assets:
$200.85M | |
Bryan
C. Krug |
Accounts:
0 |
Accounts:
1 |
Accounts:
0 |
Assets:
$0 |
Assets:
$132.86M |
Assets:
$0 | |
Daniel
J. O’Keefe
Michael
J. McKinnon |
Accounts:
0 |
Accounts:
1 |
Accounts:
1 |
Assets:
$0 |
Assets:
$57.98M |
Assets:
$839.83M | |
Christopher
P. Smith |
Accounts:
0 |
Accounts:
2 |
Accounts:
0 |
Assets:
$0 |
Assets:
$1.06B |
Assets:
$0 | |
Craig
Inman
Daniel
L. Kane
Thomas
A. Reynolds IV |
Accounts:
0 |
Accounts:
0 |
Accounts:
1 |
Assets:
$0 |
Assets:
$0 |
Assets:
$572.97M | |
Anand
Vasagiri
Beini
Zhou |
Accounts:
0 |
Accounts:
1 |
Accounts:
0 |
Assets:
$0 |
Assets:
$23.86M |
Assets:
$0 |
Portfolio
Manager |
Fund |
Fund
Ownership |
Strategy
Holdings |
Craigh
A. Cepukenas |
Artisan
Global Discovery Fund
Artisan
Global Opportunities Fund
Artisan
Mid Cap Fund
Artisan
Small Cap Fund |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Michael
A. Cirami |
Artisan
Emerging Markets Debt Opportunities Fund
Artisan
Global Unconstrained Fund |
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000 |
Andrew
J. Euretig |
Artisan
Global Equity Fund
Artisan
International Fund |
$100,001
- $500,000
$100,001
- $500,000 |
$100,001
- $500,000
$100,001
- $500,000 |
James
D. Hamel |
Artisan
Global Discovery Fund
Artisan
Global Opportunities Fund
Artisan
Mid Cap Fund
Artisan
Small Cap Fund |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Charles-Henri
Hamker |
Artisan
Global Equity Fund
Artisan
International Fund |
$500,001
- $1,000,000
$10,001
- $50,000 |
$500,001
- $1,000,000
$10,001
- $50,000 |
Craig
Inman |
Artisan
Mid Cap Value Fund
Artisan
Value Fund
Artisan
Value Income Fund |
Over
$1,000,000
Over
$1,000,000
$100,001
- $500,000 |
Over
$1,000,000
Over
$1,000,000
$500,001
- $1,000,000 |
Matthew
H. Kamm |
Artisan
Global Discovery Fund
Artisan
Global Opportunities Fund
Artisan
Mid Cap Fund
Artisan
Small Cap Fund |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
Daniel
L. Kane |
Artisan
Mid Cap Value Fund
Artisan
Value Fund
Artisan
Value Income Fund |
Over
$1,000,000
Over
$1,000,000
$100,001
- $500,000 |
Over
$1,000,000
Over
$1,000,000
$500,001
- $1,000,000 |
Rezo
Kanovich |
Artisan
International Small-Mid Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Lewis
S. Kaufman |
Artisan
Developing World Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Bryan
C. Krug |
Artisan
Floating Rate Fund
Artisan
High Income Fund |
$500,001
- $1,000,000
Over
$1,000,000 |
$500,001
- $1,000,000
Over
$1,000,000 |
Ian
P. McGonigle |
Artisan
International Value Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Michael
J. McKinnon |
Artisan
Global Value Fund
Artisan
Select Equity Fund |
$100,001
- $500,000
None |
$500,001
- $1,000,000
$500,001
- $1,000,000 |
Maria
Negrete-Gruson |
Artisan
Sustainable Emerging Markets Fund |
$100,001
- $500,000 |
$500,001
- $1,000,000 |
Daniel
J. O’Keefe |
Artisan
Global Value Fund
Artisan
Select Equity Fund |
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000 |
Sarah
C. Orvin |
Artisan
Emerging Markets Debt Opportunities Fund
Artisan
Global Unconstrained Fund |
$1
-$10,000
$50,001
- $100,000 |
$1
- $10,000
$50,001
- $100,000 |
Thomas
A. Reynolds IV |
Artisan
Mid Cap Value Fund
Artisan
Value Fund
Artisan
Value Income Fund |
$500,001
- $1,000,000
$500,001
- $1,000,000
$500,001
- $1,000,000 |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000 |
N.
David Samra |
Artisan
International Value Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Christopher
P. Smith |
Artisan
Focus Fund |
$500,001
- $1,000,000 |
Over
$1,000,000 |
Anand
Vasagiri |
Artisan
International Explorer Fund |
$10,001
- $50,000 |
Over
$1,000,000 |
Jay
C. Warner |
Artisan
Global Discovery Fund
Artisan
Global Opportunities Fund
Artisan
Mid Cap Fund
Artisan
Small Cap Fund |
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000 |
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000 |
Portfolio
Manager |
Fund |
Fund
Ownership |
Strategy
Holdings |
Jason
L. White |
Artisan
Global Discovery Fund
Artisan
Global Opportunities Fund
Artisan
Mid Cap Fund
Artisan
Small Cap Fund |
Over
$1,000,000
Over
$1,000,000
$100,001
- $500,000
$100,001
- $500,000 |
Over
$1,000,000
Over
$1,000,000
$500,001
- $1,000,000
$500,001
- $1,000,000 |
Seth
B. Yeager |
Artisan
Floating Rate Fund |
$100,001
- $500,000 |
$100,001
- $500,000 |
Mark
L. Yockey |
Artisan
Global Equity Fund
Artisan
International Fund |
Over
$1,000,000
Over
$1,000,000 |
Over
$1,000,000
Over
$1,000,000 |
Beini
Zhou |
Artisan
International Explorer Fund |
$100,001
- $500,000 |
$500,000
- $1,000,000 |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
Charles
Schwab & Co. Inc.(1)
211
Main Street
San
Francisco, CA 94105-1905 |
Artisan
Developing World Fund |
22.00 |
14.80 |
15.10 |
Artisan
Emerging Markets Debt Opportunities Fund |
54.70 |
18.18 |
5.97 | |
Artisan
Floating Rate Fund |
77.15 |
8.49 |
6.17 | |
Artisan
Focus Fund |
12.44 |
31.33 |
-- | |
Artisan
Global Discovery Fund |
47.98 |
7.39 |
21.57 | |
Artisan
Global Equity Fund |
51.89 |
-- |
33.43 | |
Artisan
Global Opportunities Fund |
30.90 |
23.32 |
-- | |
Artisan
Global Unconstrained Fund |
52.88 |
87.69 |
21.78 | |
Artisan
Global Value Fund |
29.97 |
20.30 |
7.71 | |
Artisan
High Income Fund |
17.27 |
25.47 |
15.00 | |
Artisan
International Fund |
27.52 |
14.93 |
8.69 | |
Artisan
International Explorer Fund |
N/A |
33.04 |
-- | |
Artisan
International Small-Mid Fund |
27.67 |
33.03 |
26.61 | |
Artisan
International Value Fund |
17.88 |
17.23 |
13.95 | |
Artisan
Mid Cap Fund |
20.75 |
15.38 |
7.00 | |
Artisan
Mid Cap Value Fund |
24.70 |
9.39 |
-- | |
Artisan
Select Equity Fund |
27.47 |
70.93 |
15.88 | |
Artisan
Small Cap Fund |
13.48 |
5.66 |
-- | |
Artisan
Sustainable Emerging Markets Fund |
50.53 |
81.08 |
17.15 | |
Artisan
Value Fund |
36.85 |
14.49 |
16.60 | |
Artisan
Value Income Fund |
47.61 |
13.52 |
23.24 | |
National
Financial Services Corp.(1)
One
World Financial Center
499
Washington Boulevard
Jersey
City, NJ 07310-2010 |
Artisan
Developing World Fund |
56.50 |
15.00 |
5.86 |
Artisan
Emerging Markets Debt Opportunities Fund |
-- |
40.96 |
-- | |
Artisan
Floating Rate Fund |
6.36 |
83.25 |
57.84 | |
Artisan
Focus Fund |
18.18 |
29.67 |
13.69 | |
Artisan
Global Discovery Fund |
17.52 |
60.76 |
-- | |
Artisan
Global Equity Fund |
23.69 |
39.88 |
-- | |
Artisan
Global Opportunities Fund |
31.94 |
25.21 |
-- | |
Artisan
Global Value Fund |
27.85 |
11.25 |
16.50 | |
Artisan
High Income Fund |
51.59 |
14.62 |
19.03 | |
Artisan
International Fund |
27.07 |
32.24 |
13.20 | |
Artisan
International Explorer Fund |
N/A |
60.62 |
20.65 | |
Artisan
International Small-Mid Fund |
15.18 |
26.48 |
18.97 | |
Artisan
International Value Fund |
57.90 |
16.21 |
15.38 | |
Artisan
Mid Cap Fund |
29.09 |
10.72 |
23.06 | |
Artisan
Mid Cap Value Fund |
28.76 |
5.55 |
-- | |
Artisan
Small Cap Fund |
55.35 |
7.41 |
37.96 | |
Artisan
Sustainable Emerging Markets Fund |
28.44 |
15.71 |
8.30 | |
Artisan
Value Fund |
29.26 |
20.57 |
14.21 | |
Artisan
Value Income Fund |
-- |
69.93 |
56.51 |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
Pershing
LLC(1)
1
Pershing Plaza
Jersey
City, NJ 07399-001 |
Artisan
Developing World Fund |
-- |
25.83 |
-- |
Artisan
Focus Fund |
-- |
13.12 |
8.87 | |
Artisan
Global Equity Fund |
-- |
11.09 |
-- | |
Artisan
Global Opportunities Fund |
-- |
10.84 |
-- | |
Artisan
Global Value Fund |
-- |
8.93 |
-- | |
Artisan
High Income Fund |
-- |
27.04 |
-- | |
Artisan
International Small-Mid Fund |
5.35 |
-- |
-- | |
Artisan
International Value Fund |
-- |
23.57 |
-- | |
Artisan
Small Cap Fund |
-- |
5.20 |
5.72 | |
Artisan
Value Fund |
-- |
10.09 |
-- | |
TD
Ameritrade(1)
P.O.
Box 2226
Omaha,
NE 68103-2226 |
Artisan
Developing World Fund |
5.68 |
-- |
-- |
Artisan
Focus Fund |
50.55 |
-- |
-- | |
Artisan
Global Discovery Fund |
19.08 |
-- |
9.18 | |
Artisan
Global Equity Fund |
-- |
25.50 |
-- | |
Artisan
Global Opportunities Fund |
8.72 |
-- |
-- | |
Artisan
Global Value Fund |
9.66 |
-- |
-- | |
Artisan
High Income Fund |
20.82 |
-- |
5.08 | |
Artisan
International Small-Mid Fund |
25.86 |
-- |
-- | |
Artisan
Mid Cap Value Fund |
5.75 |
34.42 |
-- | |
Artisan
Select Equity Fund |
34.93 |
-- |
-- | |
Artisan
Small Cap Fund |
-- |
-- |
5.53 | |
Artisan
Sustainable Emerging Markets Fund |
-- |
-- |
12.56 | |
Artisan
Value Fund |
5.18 |
10.31 |
-- | |
Merrill
Lynch Pierce Fenner & Smith(1)
4800
Deer Lake Drive E.
Jacksonville,
FL 32246-6484 |
Artisan
Global Opportunities Fund |
-- |
7.10 |
-- |
Artisan
High Income Fund |
-- |
5.70 |
-- | |
Artisan
International Fund |
-- |
9.28 |
5.26 | |
Artisan
International Small-Mid Fund |
-- |
6.00 |
-- | |
Artisan
Mid Cap Fund |
15.70 |
-- |
-- | |
LPL
Financial(1)
4707
Executive Drive
San
Diego, CA 92121-3091 |
Artisan
Global Discovery Fund
|
-- |
9.50 |
-- |
Artisan
Global Opportunities Fund
|
-- |
7.07 |
-- | |
Artisan
Global Value Fund |
-- |
17.60 |
-- | |
Artisan
International Small-Mid Fund |
-- |
7.39 |
-- | |
Artisan
International Value Fund |
-- |
11.11 |
-- | |
Artisan
Mid Cap Fund |
-- |
22.56 |
-- | |
Artisan
Small Cap Fund |
-- |
7.19 |
-- | |
Artisan
Value Fund |
-- |
9.56 |
-- | |
Morgan
Stanley Smith Barney(1)
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
Artisan
Developing World Fund |
-- |
24.24 |
-- |
Artisan
Global Value Fund |
-- |
6.66 |
-- | |
Artisan
International Fund |
-- |
10.52 |
-- | |
Artisan
International Small-Mid Fund |
-- |
7.48 |
-- | |
Artisan
International Value Fund |
-- |
8.84 |
-- | |
Artisan
Mid Cap Fund |
-- |
10.84 |
-- | |
Artisan
Mid Cap Value Fund |
-- |
23.96 |
-- | |
Wells
Fargo Clearing Services LLC(1)
2801
Market Street
St.
Louis, MO 63103-2523 |
Artisan
International Fund |
-- |
6.06 |
-- |
Artisan
Small Cap Fund |
-- |
18.26 |
-- |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
Edward
D. Jones & Co. Inc.(1)
12555
Manchester Road
St.
Louis, MO 63131-3729 |
Artisan
International Small-Mid Fund |
-- |
-- |
27.49 |
Artisan
International Value Fund |
-- |
-- |
5.34 | |
Artisan
Mid Cap Fund |
-- |
-- |
6.49 | |
Artisan
Mid Cap Value Fund |
-- |
-- |
40.10 | |
Artisan
Sustainable Emerging Markets Fund |
-- |
-- |
7.88 | |
Artisan
Value Fund |
-- |
-- |
37.52 | |
Artisan
Partners Limited Partnership
875
East Wisconsin Avenue, Suite 800
Milwaukee,
WI 53202 |
Artisan
Emerging Markets Debt Opportunities Fund |
-- |
26.05 |
94.03 |
Artisan
Floating Rate Fund |
-- |
-- |
34.58 | |
Artisan
Global Unconstrained Fund |
-- |
11.84 |
78.22 | |
Artisan
International Explorer Fund |
N/A |
-- |
6.91 | |
Artisan
Select Equity Fund |
-- |
14.51 |
-- | |
Artisan
Value Income Fund |
-- |
16.54 |
20.25 | |
JP
Morgan Securities LLC(1)
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
Artisan
Emerging Markets Debt Opportunities Fund
|
-- |
14.81 |
-- |
Artisan
Global Equity Fund |
5.32 |
-- |
-- | |
Artisan
Global Unconstrained Fund |
46.67 |
-- |
-- | |
Artisan
International Fund
|
-- |
-- |
14.21 | |
Artisan
Select Equity Fund
|
-- |
-- |
80.09 | |
Raymond
James(1)
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
Artisan
Global Discovery Fund |
-- |
16.32 |
-- |
Artisan
Global Equity Fund |
-- |
5.00 |
-- | |
Artisan
Mid Cap Value Fund |
-- |
5.28 |
-- | |
Artisan
Small Cap Fund |
-- |
45.25 |
-- | |
Capinco(1)
c/o
US Bank NA
P.O.
Box 1787
Milwaukee,
WI 53201-1787 |
Artisan
Global Equity Fund |
-- |
-- |
10.59 |
Artisan
Global Opportunities Fund |
-- |
-- |
5.02 | |
Artisan
Global Value Fund |
-- |
-- |
5.87 | |
Artisan
Sustainable Emerging Markets Fund |
-- |
-- |
6.11 | |
SEI
Private Trust Company(1)
c/o
Regions Bank
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Developing World Fund |
-- |
-- |
8.63 |
Artisan
Global Equity Fund |
-- |
-- |
5.17 | |
Artisan
Sustainable Emerging Markets Fund |
-- |
-- |
17.90 | |
SEI
Trust Company(1)
c/o
BMO Harris Bank
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Developing World Fund |
-- |
-- |
12.61 |
Artisan
High Income Fund |
-- |
-- |
6.12 | |
SEI
Trust Company(1)
c/o
Principal Financial
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Developing World Fund |
-- |
-- |
6.22 |
Artisan
International Fund |
-- |
-- |
6.43 | |
UBS(1)
1000
Harbor Boulevard, Floor 5
Weehawken,
NJ 07086-6761 |
Artisan
Global Value Fund |
-- |
15.57 |
-- |
Artisan
Sustainable Emerging Markets Fund |
8.19 |
-- |
-- | |
First
Community Trust3385 Hillcrest
Road,
Suite 100Dubuque, IA
52002-3900
|
Artisan
International Fund |
-- |
10.65 |
-- |
Artisan
Mid Cap Fund |
-- |
7.49 |
-- | |
Acuity
A Mutual Insurance Company
2800
South Taylor Road
Sheboygan,
WI 53081-8474 |
Artisan
Mid Cap Fund |
-- |
-- |
8.26 |
Artisan
Mid Cap Value Fund
|
-- |
-- |
38.37 | |
UMB
Bank, NA
FBO
William P. Schreiter
697
Cheviot Drive
Pewaukee,
WI 53072-1956 |
Artisan
Select Equity Fund |
5.52 |
-- |
-- |
Artisan
Value Income Fund |
30.03 |
-- |
-- |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
SEI
Trust Company
c/o
Carl Page Foundation
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Developing World Fund |
-- |
-- |
8.52 |
Artisan
Partners Funds Deferred
Compensation
Plan for Directors
875
East Wisconsin Avenue, Suite 800
Milwaukee,
WI 53202 |
Artisan
Emerging Markets Debt Opportunities Fund |
43.26 |
-- |
-- |
Vanguard
Brokerage Services(1)
100
Vanguard Boulevard
Malvern,
PA 19355-2331 |
Artisan
Floating Rate Fund |
6.00 |
-- |
-- |
Maril
& Co.(1)
c/o
Reliance Trust Company WI
4900
West Brown Deer Road
Milwaukee,
WI 53223-2422 |
Artisan
Focus Fund |
-- |
11.15 |
-- |
SEI
Private Trust Company(1)
c/o
Choate, Hall & Stewart
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Focus Fund |
-- |
-- |
58.29 |
SEI
Trust Company(1)
c/o
ID 243
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Focus Fund |
-- |
-- |
8.36 |
HOCO(1)
922
Walnut Street
Kansas
City, MO 64106-7802 |
Artisan
Global Discovery Fund |
-- |
-- |
28.06 |
Lifespan
Corporation
45
Baker Street
Providence,
RI 02905-4416 |
Artisan
Global Discovery Fund |
-- |
-- |
11.26 |
Gordon
& Llura Gund Foundation
P.O.
Box 449
14
Nassau Street
Princeton,
NJ 08542-0449
|
Artisan
Global Discovery Fund |
-- |
-- |
6.24 |
Mulligan
Holdings, LP
330
South Street, Suite 4
Morristown,
NJ 07960-7391 |
Artisan
Global Discovery Fund |
-- |
-- |
5.44 |
UMB
Bank, NA
FBO
Patrick M. Wisniewski
13616
West Ferguson Road
New
Berlin, WI 53151-2510 |
Artisan
Global Equity Fund |
-- |
8.79 |
-- |
H
E Butt Foundation
719
Earl Garrett Street
Kerrville,
TX 78028-3324 |
Artisan
Global Equity Fund |
-- |
-- |
28.88 |
Northern
Trust Company
FBO
Holdings LT
P.O.
Box 92956
Chicago,
IL 60675-2956 |
Artisan
Global Equity Fund |
-- |
-- |
7.49 |
Northern
Trust Company
FBO
Milton Hershey School Trust
P.O.
Box 92956
Chicago,
IL 60675-2956 |
Artisan
Global Opportunities Fund |
-- |
-- |
6.14 |
Baylor
Scott & White Holdings
301
North Washington Avenue
Dallas,
TX 75246-1754 |
Artisan
Global Opportunities Fund |
-- |
-- |
5.91 |
SEI
Trust Company(1)
c/o
M&T Bank
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
Global Opportunities Fund |
-- |
-- |
5.35 |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
Kellogg
Company Retiree Employees
Welfare
Benefit Trust For Collectively
Bargained
Employees
1
Kellogg Square
Battle
Creek, MI 49017-3534 |
Artisan
Global Opportunities Fund |
-- |
-- |
5.11 |
John
Templeton Foundation
300
Conshohocken State Road,
Suite
500
Conshohocken,
PA 19428-3815 |
Artisan
Global Value Fund |
-- |
-- |
13.41 |
Northern
Trust Company
FBO
Ohana Holdings LLC
P.O.
Box 92956
Chicago,
IL 60675-2956 |
Artisan
Global Value Fund |
-- |
-- |
12.83 |
Band
& Co.(1)
c/o
US Bank NA
P.O.
Box 1787
Milwaukee,
WI 53201-1787 |
Artisan
High Income Fund |
-- |
-- |
22.11 |
SEI
Trust Company(1)
c/o
First Interstate Bank
One
Freedom Valley Drive
Oaks,
PA 19456-9989 |
Artisan
High Income Fund |
-- |
-- |
5.11 |
Goldman
Sachs & Co.(1)
295
Chipeta Way
Salt
Lake City, UT 84108-1285 |
Artisan
International Fund |
5.87 |
-- |
-- |
FIRTAN(1)
P.O.
Box 1806
Manhattan,
KS 66505-1806 |
Artisan
International Explorer Fund |
N/A |
-- |
34.49 |
Sentinel
Trust Company(1)
2001
Kirby Drive, Suite 1200
Houston,
TX 77019-6044 |
Artisan
International Explorer Fund |
N/A |
-- |
34.49 |
American
Enterprise Investments(1)
702
2nd
Avenue South
Minneapolis,
MN, 55402-2405 |
Artisan
International Small-Mid Fund |
13.16 |
-- |
-- |
Kofoed
Family Revocable Trust
882
West 3390 South
Hurricane,
UT 84737-2568 |
Artisan
Select Equity Fund |
10.65 |
-- |
-- |
UMB
Bank, NA
FBO
Stephen L. Arthur
875
Bayridge Road
LaPorte,
TX 77571-3516 |
Artisan
Select Equity Fund |
6.76 |
-- |
-- |
Stephen
L. Arthur & Vicki I. Arthur
875
Bayridge Road
LaPorte,
TX 77571-3516 |
Artisan
Select Equity Fund |
5.07 |
-- |
-- |
Kenneth
E. Kulig
W21674
North River Road
Whitehall,
WI 54773-9146 |
Artisan
Select Equity Fund |
-- |
13.88 |
-- |
Wells
Fargo Bank NA(1)
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
Artisan
Small Cap Fund |
-- |
-- |
5.13 |
Northern
Trust Company
FBO
Community Foundation for
Greater
Atlanta
P.O.
Box 92956
Chicago,
IL 60675-2956 |
Artisan
Sustainable Emerging Markets Fund |
-- |
-- |
19.95 |
RBC
Capital Markets(1)
510
Marquette South
Minneapolis,
MN 55402-1110 |
Artisan
Value Fund |
-- |
21.81 |
-- |
Name
and Address |
Fund |
Percentage
of
Outstanding
Investor
Shares Held
(%) |
Percentage
of
Outstanding
Advisor
Shares Held
(%) |
Percentage
of
Outstanding
Institutional
Shares Held
(%) |
Brown
Brothers Harriman & Co(1)
FBO
Butterfield Private Bank
185
Hudson Street, Suite 1150
Jersey
City, NJ 07311-1213 |
Artisan
Value Fund |
-- |
-- |
10.47 |
CTC
FBO
Texas Lone Star 529 Plan
17605
Wright Street, Suite 3
Omaha,
NE 68130-2095 |
Artisan
Value Fund |
-- |
-- |
5.94 |
Artisan
Partners Funds Deferred
Compensation
Plan for Directors
875
East Wisconsin Avenue, Suite 800
Milwaukee,
WI 53202 |
Artisan
Value Income Fund |
11.12 |
-- |
-- |
Fund(s) |
Annual Rate of
Fee |
Asset
Base |
Artisan
Developing World Fund |
1.050% |
up
to $1 billion |
1.025% |
$1
billion up to $2 billion | |
1.000% |
$2
billion up to $3.5 billion | |
0.975% |
$3.5
billion up to $5 billion | |
0.950% |
over
$5 billion | |
Artisan
Emerging Markets Debt
Opportunities
Fund
Artisan
Select Equity Fund |
0.750% |
up
to $1 billion |
0.725% |
$1
billion up to $2 billion | |
0.700% |
$2
billion up to $3.5 billion | |
0.675% |
$3.5
billion up to $5 billion | |
0.650% |
over
$5 billion | |
Artisan
Floating Rate Fund |
0.680% |
up
to $1 billion |
0.660% |
$1
billion up to $2 billion | |
0.640% |
$2
billion up to $3.5 billion | |
0.620% |
$3.5
billion up to $10 billion | |
0.600% |
over
$10 billion | |
Artisan
Focus Fund |
1.000% |
up
to $1 billion |
0.975% |
$1
billion up to $2 billion | |
0.950% |
$2
billion up to $3.5 billion | |
0.925% |
$3.5
billion up to $5 billion | |
0.900% |
over
$5 billion | |
Artisan
Global Discovery Fund |
0.975% |
up
to $1 billion |
0.950% |
$1
billion up to $2 billion | |
0.925% |
$2
billion up to $3.5 billion | |
0.900% |
$3.5
billion up to $5 billion | |
0.875% |
over
$5 billion | |
Artisan
Global Equity Fund |
0.900% |
up
to $1 billion |
0.875% |
$1
billion up to $2 billion | |
0.850% |
$2
billion up to $3.5 billion | |
0.825% |
$3.5
billion up to $5 billion | |
0.800% |
over
$5 billion | |
Artisan
Global Opportunities Fund |
0.900% |
up
to $1 billion |
0.875% |
$1
billion up to $4 billion | |
0.850% |
$4
billion up to $8 billion | |
0.825% |
$8
billion up to $12 billion | |
0.800% |
over
$12 billion | |
Artisan
Global Unconstrained Fund |
0.950% |
up
to $1 billion |
0.925% |
$1
billion up to $2 billion | |
0.900% |
$2
billion up to $3.5 billion | |
0.875% |
$3.5
billion up to $5 billion | |
0.850% |
over
$5 billion |
Fund(s) |
Annual Rate of
Fee |
Asset
Base |
Artisan
Global Value Fund |
1.000% |
up
to $1 billion |
0.975% |
$1
billion up to $4 billion | |
0.950% |
$4
billion up to $8 billion | |
0.925% |
$8
billion up to $12 billion | |
0.900% |
over
$12 billion | |
Artisan
High Income Fund |
0.725% |
up
to $1 billion |
0.700% |
$1
billion up to $2 billion | |
0.675% |
$2
billion up to $3.5 billion | |
0.650% |
$3.5
billion up to $10 billion | |
0.625% |
over
$10 billion | |
Artisan
International Fund |
1.000% |
up
to $500 million |
0.975% |
$500
million up to $750 million | |
0.950% |
$750
million up to $1 billion | |
0.925% |
$1
billion up to $12 billion | |
0.900% |
over
$12 billion | |
Artisan
International Explorer Fund |
1.050% |
up
to $500 million |
1.000% |
over
$500 million | |
Artisan
International Small-Mid Fund |
1.050% |
up
to $2 billion |
1.025% |
$2
billion up to $3 billion | |
1.000% |
$3
billion up to $4 billion | |
0.975% |
$4
billion up to $5 billion | |
0.950% |
over
$5 billion | |
Artisan
International Value Fund
Artisan
Mid Cap Fund
Artisan
Mid Cap Value Fund
Artisan
Small Cap Fund |
1.000% |
up
to $500 million |
0.975% |
$500
million up to $750 million | |
0.950% |
$750
million up to $1 billion | |
0.925% |
over
$1 billion | |
Artisan
Sustainable Emerging Markets Fund |
0.850% |
up
to $1 billion |
0.825% |
$1
billion up to $2 billion | |
0.800% |
$2
billion up to $3.5 billion | |
0.775% |
$3.5
billion up to $5 billion | |
0.750% |
over
$5 billion | |
Artisan
Value Fund |
0.800% |
up
to $50 million |
0.760% |
$50
million up to $100 million | |
0.720% |
$100
million up to $500 million | |
0.680% |
$500
million up to $7.5 billion | |
0.640% |
over
$7.5 billion | |
Artisan
Value Income Fund |
0.700% |
up
to $1 billion |
0.675% |
$1
billion up to $2 billion | |
0.650% |
$2
billion up to $3.5 billion | |
0.625% |
$3.5
billion up to $5 billion | |
0.600% |
over
$5 billion |
Fund |
Expense Limit
as a % of
Average Daily
Net Assets |
Artisan
Emerging Markets Debt Opportunities Fund – Investor Shares1
|
1.25% |
Fund |
Expense Limit
as a % of
Average Daily
Net Assets |
Artisan
Emerging Markets Debt Opportunities Fund – Advisor Shares1
|
1.15% |
Artisan
Emerging Markets Debt Opportunities Fund – Institutional
Shares1
|
1.10% |
Artisan
Floating Rate Fund – Investor Shares2
|
1.20% |
Artisan
Floating Rate Fund – Advisor Shares2
|
1.10% |
Artisan
Floating Rate Fund – Institutional Shares2
|
1.05% |
Artisan
Global Discovery Fund – Investor Shares |
1.40% |
Artisan
Global Discovery Fund – Advisor Shares |
1.30% |
Artisan
Global Discovery Fund – Institutional Shares |
1.25% |
Artisan
Global Equity Fund – Investor Shares |
1.35% |
Artisan
Global Equity Fund – Advisor Shares |
1.25% |
Artisan
Global Unconstrained Fund – Investor Shares3
|
1.45% |
Artisan
Global Unconstrained Fund – Advisor Shares3
|
1.35% |
Artisan
Global Unconstrained Fund – Institutional Shares3
|
1.30% |
Artisan
International Explorer Fund – Advisor Shares4
|
1.40% |
Artisan
International Explorer Fund – Institutional Shares4
|
1.35% |
Artisan
Select Equity Fund – Investor Shares |
1.25% |
Artisan
Select Equity Fund – Advisor Shares |
1.15% |
Artisan
Select Equity Fund – Institutional Shares |
1.10% |
Artisan
Sustainable Emerging Markets Fund – Investor Shares6
|
1.15% |
Artisan
Sustainable Emerging Markets Fund – Advisor Shares5
|
1.05% |
Artisan
Sustainable Emerging Markets Fund – Institutional Shares6
|
1.00% |
Artisan
Value Fund – Advisor Shares |
0.88% |
Artisan
Value Income Fund – Investor Shares7
|
1.20% |
Artisan
Value Income Fund – Advisor Shares7
|
1.10% |
Artisan
Value Income Fund – Institutional Shares7
|
1.05% |
Fund |
Fiscal Year
Ended
30 September
2022 |
Fiscal Year
Ended
30 September
2021 |
Fiscal Year
Ended
30 September
2020 | |||
Paid
to
Artisan
Partners |
Waived
by
Artisan
Partners |
Paid
to
Artisan
Partners |
Waived
by
Artisan
Partners |
Paid
to
Artisan
Partners |
Waived
by
Artisan
Partners | |
Artisan
Developing World Fund |
$57,641,575 |
$- |
$84,970,456
|
$- |
$41,354,531 |
$- |
Artisan
Emerging Markets Debt Opportunities Fund |
76,2721
|
140,9741
|
- |
- |
- |
- |
Artisan
Floating Rate Fund |
240,9332
|
175,8712
|
- |
- |
- |
- |
Artisan
Focus Fund |
20,361,770 |
- |
19,549,711 |
- |
10,263,447 |
- |
Artisan
Global Discovery Fund |
3,139,382 |
23,221 |
2,817,526 |
19,738 |
1,439,745 |
29,628 |
Artisan
Global Equity Fund |
2,256,045 |
30,610 |
2,878,910 |
54,532 |
2,150,479 |
7,855 |
Artisan
Global Opportunities Fund |
40,793,890 |
- |
46,935,316 |
- |
33,584,056 |
- |
Artisan
Global Unconstrained Fund |
61,3963
|
159,0363
|
- |
- |
- |
- |
Artisan
Global Value Fund |
22,448,698 |
- |
23,070,813 |
- |
25,043,650 |
- |
Artisan
High Income Fund |
43,925,803 |
- |
41,382,873 |
- |
27,408,103 |
- |
Artisan
International Fund |
69,927,093 |
- |
93,071,447 |
- |
92,053,022 |
- |
Artisan
International Explorer Fund |
57,1194
|
116,1864
|
- |
- |
- |
- |
Artisan
International Small-Mid Fund |
53,239,186 |
- |
56,149,131 |
- |
21,814,351 |
- |
Artisan
International Value Fund |
214,960,271 |
- |
175,707,253 |
- |
126,156,995 |
- |
Artisan
Mid Cap Fund |
54,497,617 |
- |
70,239,272 |
- |
51,356,264 |
- |
Artisan
Mid Cap Value Fund |
17,597,261 |
- |
19,221,054 |
- |
18,088,901 |
- |
Artisan
Select Equity Fund |
215,994 |
168,881 |
151,144 |
189,067 |
52,8345
|
195,9135
|
Artisan
Small Cap Fund |
26,145,262 |
- |
37,506,054 |
- |
21,193,699 |
- |
Artisan
Sustainable Emerging Markets Fund |
690,632 |
289,659 |
692,245 |
306,750 |
516,522 |
240,625 |
Artisan
Value Fund |
2,255,004 |
70,578 |
2,543,621 |
68,022 |
2,731,627 |
42,915 |
Artisan
Value Income Fund |
40,4116
|
175,7896
|
- |
- |
- |
- |
Fund |
Fiscal Year
Ended
30 September
2022 |
Fiscal Year
Ended
30 September
2021 |
Fiscal Year
Ended
30 September
2020 |
Artisan
Developing World Fund |
$6,443,351 |
$9,761,560 |
$7,226,888
|
Artisan
Emerging Markets Debt Opportunities
Fund |
-1
|
N/A |
N/A |
Artisan
Floating Rate Fund |
N/A2
|
N/A |
N/A |
Artisan
Focus Fund |
3,658,259 |
5,794,610 |
4,708,378 |
Artisan
Global Discovery Fund |
188,029 |
136,269 |
86,011 |
Artisan
Global Equity Fund |
263,050 |
436,109 |
351,495 |
Artisan
Global Opportunities Fund |
1,327,051 |
2,069,765 |
1,605,535 |
Artisan
Global Unconstrained Fund |
N/A3
|
N/A |
N/A |
Artisan
Global Value Fund |
380,843 |
565,452 |
1,006,859 |
Artisan
High Income Fund |
19,915 |
80,197 |
67,488 |
Artisan
International Fund |
5,917,702 |
9,781,704 |
9,715,770 |
Artisan
International Explorer Fund |
15,5764
|
N/A |
N/A |
Artisan
International Small-Mid Fund |
1,519,652 |
2,931,494 |
2,150,011 |
Artisan
International Value Fund |
9,505,574 |
9,040,588 |
6,340,637 |
Artisan
Mid Cap Fund |
1,479,650 |
1,219,171 |
1,361,614 |
Artisan
Mid Cap Value Fund |
568,346 |
522,222 |
1,137,822 |
Artisan
Select Equity Fund |
5,391 |
3,980 |
4,4325
|
Artisan
Small Cap Fund |
1,364,674 |
956,489 |
753,862 |
Artisan
Sustainable Emerging Markets Fund |
55,107 |
49,989 |
42,555 |
Artisan
Value Fund |
107,978 |
72,713 |
174,872 |
Artisan
Value Income Fund |
4,6016
|
N/A |
N/A |
|
Fiscal Year
Ended 30 September 2022 | |
Fund |
Total
Commissions
Paid to
Broker-Dealers
that Provided
Brokerage
and Research
Services |
Related
Aggregate Share
Price
Paid/Received |
Artisan
Developing World Fund |
$3,684,824 |
$4,868,350,003 |
Artisan
Emerging Markets Debt Opportunities
Fund1
|
N/A |
N/A |
Artisan
Floating Rate Fund2
|
N/A |
N/A |
Artisan
Focus Fund |
2,661,670 |
5,474,639,665 |
Artisan
Global Discovery Fund |
106,442 |
74,036,966 |
Artisan
Global Equity Fund |
162,487 |
200,857,099 |
Artisan
Global Opportunities Fund |
714,264 |
844,204,508 |
Artisan
Global Unconstrained Fund3
|
N/A |
N/A |
Artisan
Global Value Fund |
149,461 |
289,130,280 |
Artisan
High Income Fund4
|
N/A |
N/A |
Artisan
International Fund |
3,264,647 |
3,144,637,003 |
Artisan
International Explorer Fund5
|
4 |
1,938 |
Artisan
International Small-Mid Fund |
670,287 |
566,049,307 |
Artisan
International Value Fund |
4,576,361 |
3,959,232,848 |
Artisan
Mid Cap Fund |
1,004,824 |
982,198,690 |
Artisan
Mid Cap Value Fund |
443,883 |
512,091,854 |
Artisan
Select Equity Fund |
1,500 |
3,040,283 |
Artisan
Small Cap Fund |
662,887 |
339,534,617 |
Artisan
Sustainable Emerging Markets Fund |
24,331 |
12,622,650 |
Artisan
Value Fund |
79,087 |
130,999,323 |
Artisan
Value Income Fund6
|
1,742 |
1,461,333 |
Fund |
Broker
or Dealer |
Aggregate Value
of
Securities
Held
Fiscal Year
Ended
30 September
2022 |
Artisan
Floating Rate Fund
|
The
Goldman Sachs Group Incorporated |
516,240 |
Artisan
Global Equity Fund |
Barclays
PLC |
2,097,509 |
Artisan
Global Unconstrained Fund |
JP
Morgan & Chase |
2,228,620 |
Artisan
Global Value Fund |
Citigroup
Inc |
58,283,204 |
Artisan
International Fund |
Barclays
PLC |
149,876,769 |
Artisan
Select Equity Fund |
Citigroup
Inc |
1,374,985 |
Artisan
Value Fund |
Bank
of America Corp |
4,482,948 |
Artisan
Value Fund |
Morgan
Stanley |
6,563,124 |
Artisan
Value Fund |
The
Goldman Sachs Group Incorporated |
6,109,799 |
Artisan
Value Income Fund |
Bank
of America Corp |
169,966 |
Artisan
Value Income Fund |
Morgan
Stanley |
149,408 |
Fund |
Broker
or Dealer |
Aggregate Value
of
Securities
Held
Fiscal Year
Ended
30 September
2022 |
Artisan
Value Income Fund |
The
Goldman Sachs Group Incorporated |
118,978 |
Amount
of Difference |
Action
Taken |
˂
½ of 1% of the
originally
computed
NAV |
The
Fund determines whether it has incurred a loss or a benefit. If the Fund
has either paid
excessive
redemption proceeds or received insufficient subscription proceeds (“fund
loss”), the
party
responsible for the error is expected to reimburse the Fund for the amount
of the loss. If the
Fund
has received a benefit from the error, no action is
taken. |
=
or ˃ ½ of 1% of the originally computed
NAV |
If
any shareholder has sustained a loss exceeding $10, the Fund or the party
responsible for the
error
is expected to pay the shareholder any additional redemption proceeds owed
and either
refund
excess subscription monies paid or credit the shareholder’s account with
additional shares
as
of the date of the error.
Either
the responsible party or the individual shareholders who experienced a
benefit as a result of
the
error are expected to reimburse the Fund for any fund losses attributable
to them. |