FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of November
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
               
 
HSBC HOLDINGS PLC
 
22 November 2019
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and a person closely associated with a PDMR
 
The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were made on 20 November 2019:
 
Directors                                      
 
Name
 
Shares acquired/allocated
 
Price per Share/ADS
 
Kathleen Casey
25 American Depositary Shares (representing 125 ordinary shares of US$0.50 each)
US$38.56651
Henri de Castries
246
US$7.7133
Irene Lee
152
US$7.7133
Heidi Miller
12 American Depositary Shares (representing 60 ordinary shares of US$0.50 each)
US$37.14001
Marc Moses
12,385
US$7.7133
Noel Quinn
1,827
US$7.7133
Mark Tucker
3,933
US$7.7133
 
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
 
 
Other PDMRs                                
 
Name
 
Shares acquired/allocated
 
Price per Share
 
Samir Assaf
4,291
US$7.7133
Andy Maguire
2,662
US$7.7133
Paulo Maia
2,101
4,961
7
US$7.7133
£5.7454
£5.7542
Charlie Nunn
660
US$7.7133
Barry O'Byrne
258
7
US$7.7133
£5.7454
Antonio Simoes
1,877
US$7.7133
Ian Stuart
694
US$7.7133
Peter Wong2
2,339
19,589
351
US$7.7133
£5.7454
US$7.7133
 
2Peter Wong's acquisition includes via a person closely associated - details below.
 

 
 
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Kathleen Casey
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$38.57
25
US$964.16
 
 
Aggregated
US$38.566
25
US$964.16
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Henri de Castries
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
246
US$1,897.47
 
 
Aggregated
US$7.713
246
US$1,897.47
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Irene Lee
 
 
 
 
2 - Reason for the notification
 
Position/status                                  
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
152
US$1,172.42
 
 
Aggregated
US$7.713
152
US$1,172.42
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Heidi Miller
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$37.14
12
US$445.68
 
 
Aggregated
US$37.14
12
US$445.68
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Marc Moses
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
12,385
US$95,529.22
 
 
Aggregated
US$7.713
12,385
US$95,529.22
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Interim Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
1,827
US$14,092.20
 
 
Aggregated
US$7.713
1,827
US$14,092.20
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Mark Tucker
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
3,933
US$30,336.41
 
 
Aggregated
US$7.713
3,933
US$30,336.41
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Samir Assaf
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
4,291
US$33,097.77
 
 
Aggregated
US$7.713
4,291
US$33,097.77
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Andy Maguire
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Operating Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
2,662
US$20,532.80
 
 
Aggregated
US$7.713
2,662
US$20,532.80
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
2,101
US$16,205.64
 
 
Aggregated
US$7.713
2,101
US$16,205.64
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£5.75
4,961
£28,502.75
 
 
Aggregated
£5.745
4,961
£28,502.75
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£5.75
7
£40.28
 
 
Aggregated
£5.754
7
£40.28
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
660
US$5,090.78
 
 
Aggregated
US$7.713
660
US$5,090.78
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Barry O'Byrne
 
 
 
 
2 - Reason for the notification
 
Position/status
Interim Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
258
US$1,990.03
 
 
Aggregated
US$7.713
258
US$1,990.03
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
 
Acquisition
 
£5.75
7
£40.22
 
 
Aggregated
£5.745
7
£40.22
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Antonio Simoes
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Private Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
1,877
US$14,477.86
 
 
Aggregated
US$7.713
1,877
US$14,477.86
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
694
US$5,353.03
 
 
Aggregated
US$7.713
694
US$5,353.03
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
2,339
US$18,041.41
 
 
Aggregated
US$7.713
2,339
US$18,041.41
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£5.75
19,589
£112,545.92
 
 
Aggregated
£5.745
19,589
£112,545.92
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Camay Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-11-20
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$7.71
351
US$2,707.37
 
 
Aggregated
US$7.713
351
US$2,707.37
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
JJ Williams
Shareholder Services 
020 3268 3568
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
                                                                                                                                                                                                                                 HSBC Holdings plc
 
 
 
By:
 
Name: Richard Gray
 
Title: Group Company Secretary
 
 
 
Date: 22 November 2019