Fund |
Class
R1
Ticker |
Class
R3
Ticker |
Class
R6
Ticker |
Transamerica
ClearTrack® 2015 |
TCFTX |
TCTGX |
TDKTX |
Transamerica
ClearTrack® 2020 |
TCHTX |
TCTJX |
TCSUX |
Transamerica
ClearTrack® 2025 |
TDITX |
TCTKX |
TDOTX |
Transamerica
ClearTrack® 2030 |
TDFTX |
TCTLX |
TDHTX |
Transamerica
ClearTrack® 2035 |
TCETX |
TCTMX |
TCHDX |
Transamerica
ClearTrack® 2040 |
TCRTX |
TCTQX |
TCKTX |
Transamerica
ClearTrack® 2045 |
TCPTX |
TCTTX |
TCOTX |
Transamerica
ClearTrack® 2050 |
TRNTX |
TCTUX |
TCMTX |
Transamerica
ClearTrack® 2055 |
TCTOX |
TCTVX |
TCTSX |
Transamerica
ClearTrack® 2060 |
TCSOX |
TCTYX |
TCSSX |
Transamerica
ClearTrack® Retirement Income |
TCITX |
TCTZX |
TCJTX |
Fund
Name |
Fund
Name History |
Transamerica
ClearTrack® 2015 |
ClearTrack®
2015 was renamed Transamerica ClearTrack® 2015 on March 1,
2019. |
Transamerica
ClearTrack® 2020 |
ClearTrack®
2020 was renamed Transamerica ClearTrack® 2020 on March 1,
2019. |
Transamerica
ClearTrack® 2025 |
ClearTrack®
2025 was renamed Transamerica ClearTrack® 2025 on March 1,
2019. |
Transamerica
ClearTrack® 2030 |
ClearTrack®
2030 was renamed Transamerica ClearTrack® 2030 on March 1,
2019. |
Transamerica
ClearTrack® 2035 |
ClearTrack®
2035 was renamed Transamerica ClearTrack® 2035 on March 1,
2019. |
Transamerica
ClearTrack® 2040 |
ClearTrack®
2040 was renamed Transamerica ClearTrack® 2040 on March 1,
2019. |
Transamerica
ClearTrack® 2045 |
ClearTrack®
2045 was renamed Transamerica ClearTrack® 2045 on March 1,
2019. |
Transamerica
ClearTrack® 2050 |
ClearTrack®
2050 was renamed Transamerica ClearTrack® 2050 on March 1,
2019. |
Transamerica
ClearTrack® 2055 |
ClearTrack®
2055 was renamed Transamerica ClearTrack® 2055 on March 1,
2019. |
Transamerica
ClearTrack® 2060 |
ClearTrack®
2060 was renamed Transamerica ClearTrack® 2060 on March 1,
2019. |
Transamerica
ClearTrack® Retirement Income |
ClearTrack®
Retirement Income was renamed Transamerica ClearTrack®
Retirement
Income on March 1, 2019. |
Recipient |
Purpose |
Frequency |
Bloomberg
LP |
Statistical
ranking, rating, and/or performance
attribution
analysis and pricing |
Daily |
Broadridge |
Print
vendor for shareholder documents, proxy
solicitor/tabulator,
15(c) analysis |
Daily |
CAPIS |
Trade
execution analysis |
Daily |
eVestment
Alliance, LLC |
Institutional
sales and RFP opportunities |
Quarterly |
FactSet |
Performance
attribution analysis |
Daily |
FXTransparency |
Trade
execution analysis |
Quarterly |
Glass
Lewis & Co. |
Proxy
voting services |
Quarterly |
WTax |
Foreign
tax reclaim services |
As
necessary |
ICE
Data Services |
Pricing |
Daily |
Investment
Company
Institute |
Holdings
Information on Form N-PORT |
Quarterly |
JPMorgan
Pricing Direct |
Pricing |
As
necessary |
KPMG
Taiwan |
Provide
tax services for market in Taiwan |
As
necessary |
Lipper,
Inc. |
Statistical
ranking and rating |
Monthly |
Markit
North America |
Pricing |
Daily |
Morningstar
LLC |
Statistical
ranking, rating, and/or performance
attribution
analysis |
Daily |
PricewaterhouseCoopers
Private
Limited |
Provide
tax services for market in India |
As
necessary |
Refinitiv
US LLC |
Pricing |
Daily |
R.R.
Donnelly |
Financial
reporting |
Monthly |
ComplySci |
Code
of Ethics monitoring |
Daily |
truView |
Risk
and liquidity management analytics |
Daily |
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INTERESTED
BOARD MEMBERS | |||||
Marijn
P. Smit
(50) |
Chairman
of
the
Board,
President
and
Chief
Executive
Officer |
Since
2014 |
Chairman
of the Board, President and Chief
Executive
Officer, TF and TST (2014 –
present);
President
and Chief Executive Officer,
Transamerica
Asset Allocation Variable
Funds
(“TAAVF”) (2014 – 2023);
Chairman
of the Board, Transamerica ETF
Trust
(“TET”) (2017 – 2022), President and
Chief
Executive Officer, TET (2017 –
present);
Chairman
of the Board, President and Chief
Executive
Officer, Transamerica Partners
Portfolio
(“TPP”), Transamerica Partners
Funds
Group (“TPFG”) and Transamerica
Partners
Funds Group II (“TPFG II”) (2014
–
2018);
Director,
Chairman of the Board, President
and
Chief Executive Officer, Transamerica
Asset
Management, Inc. (“TAM”) (2014 -
present)
and TransamericaFund Services,
Inc.
(“TFS”) (2014 – 2023); Director,
Chairman
of the Board and Executive Vice
President,
TFS (2023 – present);
Senior
Vice President, Transamerica
Retirement
Solutions LLC (2012 - 2020);
Trust
Officer, Massachusetts Fidelity Trust
Company
(2014 - 2021);
President,
Investment Solutions,
Transamerica
Investments & Retirement
(2014
– 2016);
Vice
President, Transamerica Life Insurance
Company
(2010 – 2016);
Vice
President, Transamerica Premier Life
Insurance
Company (2010 – 2016);
Senior
Vice President, Transamerica
Financial
Life Insurance Company (2013 –
2016);
Senior
Vice President, Transamerica
Retirement
Advisors, Inc. (2013 – 2016);
President
and Director, Transamerica Stable
Value
Solutions, Inc. (2010 – 2016). |
109 |
Director,
Massachusetts
Fidelity
Trust Company
(2014
- 2021);
Director,
Aegon Global
Funds
(2016 - 2022) |
Kent
Callahan
(63) |
Board
Member |
Since
2023 |
Board
Member, TF and TST (September
2023
- present);
Founder
and Chief Executive Officer,
Shamrock
Solutions, LLC (May 2023 -
present);
Vice
Chairman, Transamerica Workplace
Solutions
(June 2022 - December 2022);
President
and Chief Executive Officer,
Transamerica
Workplace Solutions (2020 –
2022);
and Senior Managing Director,
Transamerica
Workplace Solutions (2019 –
2020);
President
and Chief Executive Officer,
Transamerica
Latin America Operations
(2016
– 2019). |
109 |
N/A |
INDEPENDENT
BOARD MEMBERS | |||||
Sandra
N. Bane
(71) |
Board
Member |
Since
2008 |
Retired
(1999 – present);
Board
Member, TF and TST (2008 –
present);
Board
Member, TAAVF (2008 – 2023);
Board
Member, TPP, TPFG and TPFG II |
109 |
Big
5 Sporting Goods
(2002
– 2021);
Southern
Company Gas
(energy
services holding
company)
(2008 –
present)
|
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INDEPENDENT
BOARD MEMBERS—continued | |||||
Sandra
N. Bane
(continued) |
|
|
(2008
– 2018);
Partner,
KPMG (1975 – 1999). |
|
|
Leo
J. Hill
(67) |
Lead
Independent
Board
Member |
Since
2002 |
Principal,
Advisor Network Solutions, LLC
(business
consulting) (2006 – present);
Board
Member, TST (2001 – present);
Board
Member, TF (2002 – present);
Board
Member, TAAVF (2007 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2007
– 2018);
Market
President, Nations Bank of Sun
Coast
Florida (1998 – 1999);
Chairman,
President and Chief Executive
Officer,
Barnett Banks of Treasure Coast
Florida
(1994 – 1998);
Executive
Vice President and Senior Credit
Officer,
Barnett Banks of Jacksonville,
Florida
(1991 – 1994);
Senior
Vice President and Senior Loan
Administration
Officer, Wachovia Bank of
Georgia
(1976 – 1991). |
109 |
Ameris
Bancorp (2013 –
present);
Ameris
Bank (2013 –
present) |
Kathleen
T. Ives
(58) |
Board
Member |
Since
2021 |
Board
Member, TF and TST (2021 –
present);
Board
Member, TAAVF (2021 – 2023);
Retired
(2019 – present);
Senior
Vice President & Director of Internal
Audit
(2011-2019), Senior Vice President &
Deputy
General Counsel (2008 – 2011), OFI
Global
Asset Management, Inc. |
109 |
Junior
Achievement
Rocky
Mountain
(non-profit
organization)
(2013
– present);
Institute
of Internal
Auditors,
Denver
Chapter
(audit
organization)
(2017 –
2021). |
Lauriann
C. Kloppenburg
(63) |
Board
Member |
Since
2021 |
Board
Member, TF and TST (2021 –
present);
Board
Member, TAAVF (2021 – 2023);
Investment
Committee Member, 1911
Office,
LLC (family office) (2017 –
Present);
Executive
in Residence and Student Fund
Advisory
Board Member, Champlain
College
(2016 – present);
Executive
in Residence, Bentley University
(2015
– 2017);
Chief
Strategy Officer (2012 – 2013), Chief
Investment
Officer – Equity Group (2004 –
2012),
Loomis Sayles & Company, L.P. |
109 |
Trustees
of Donations to
the
Protestant Episcopal
Church
(non-profit
organization)
(2010 –
2022);
Forte
Foundation
(non-profit
organization)
(2016
– present);
Director,
Adams Funds
(investment
companies)
(2017
– present). |
Fredric
A. Nelson III
(67) |
Board
Member |
Since
2017 |
Board
Member, TF and TST (2017 –
present);
Board
Member, TAAVF (2017 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2017
– 2018);
Chief
Investment Officer (“CIO”),
Commonfund
(2011 – 2015);
Vice
Chairman, CIO, ING Investment
Management
Americas (2003 – 2009);
Managing
Director, Head of U.S. Equity, JP
Morgan
Investment Management (1994 –
2003);
Managing
Director, Head of Global
Quantitative
Investments Group, Bankers
Trust
Global Investment Management (1981
–
1994). |
109 |
Annapolis
Sailing
School
(2014 – present);
Everest
Healthcare
Properties
(2015 –
2019);
Global Index
Group
(“GIG”) 2016 –
2023);
Hedgeserv
Investment
Services
(2019) |
John
E. Pelletier
(59) |
Board
Member |
Since
2017 |
Board
Member, TF and TST (2017 –
present); |
109 |
Independent
Director,
The
Sentinel Funds and |
Name
and Age |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Funds
in
Complex
Overseen
by
Board
Member |
Other
Directorships
Held
By
Board Member
During
Past Five
Years |
INDEPENDENT
BOARD MEMBERS—continued | |||||
John
E. Pelletier
(continued) |
|
|
Board
Member, TAAVF (2017 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2017
– 2018);
Director,
Center for Financial Literacy,
Champlain
College (2010 – present);
Co-Chair,
Vermont Financial Literacy
Commission
with Vermont State Treasurer
(2015
– 2018);
Chairman,
Vermont Universal Children’s
Higher
Education Savings Account Program
Advisory
Committee (2015 – 2021);
Founder
and Principal, Sterling Valley
Consulting
LLC (a financial services
consulting
firm) (2009 – 2017);
Chief
Legal Officer, Eaton Vance Corp.
(2007
– 2008);
Executive
Vice President and Chief
Operating
Officer (2004 - 2007), General
Counsel
(1997 – 2004), Natixis Global
Associates. |
|
Sentinel
Variable
Products
Trust (2013 –
2017). |
Patricia
L. Sawyer
(73) |
Board
Member |
Since
2007 |
Retired
(2007 – present);
President/Founder,
Smith & Sawyer LLC
(management
consulting) (1989 – 2007);
Board
Member, TF and TST (2007 –
present);
Board
Member, TAAVF (1993 – 2023);
Board
Member, TPP, TPFG and TPFG II
(1993
– 2018);
Trustee,
Chair of Finance Committee and
Chair
of Nominating Committee (1987 –
1996),
Bryant University. |
109 |
Honorary
Trustee,
Bryant
University (1996
–
present) |
John
W. Waechter
(72) |
Board
Member |
Since
2005 |
Partner,
Englander Fischer (2016 – present)
(law
firm);
Attorney,
Englander Fischer (2008 – 2015);
Retired
(2004 – 2008);
Board
Member, TST (2004 – present);
Board
Member, TF (2005 – present);
Board
Member, TAAVF (2007 – 2023);
Board
Member, TPP, TPFG and TPFG II
(2007
– 2018);
Employee,
RBC Dain Rauscher (securities
dealer)
(2004); Executive Vice President,
Chief
Financial Officer and Chief
Compliance
Officer, William R. Hough &
Co.
(securities dealer) (1979 – 2004);
Treasurer,
The Hough Group of Funds (1993
–
2004) (fund accounting). |
109 |
Board
Member,
Operation
PAR, Inc.
(non-profit
organization)
(2008
– present);
Board
Member, Boley
PAR,
Inc. (non-profit
organization)
(2016 -
present)
Board
Member,
Remember
Honor
Support,
Inc. (non-profit
organization)
(2013
- 2020);
Board
Member, WRH
Income
Properties, Inc.
and
WRH Properties,
Inc.
and affiliates (real
estate)
(2014 - present) |
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Marijn
P. Smit |
Chairman
of the Board, President |
Since
2014 |
See
Interested Board Members Table Above.
|
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Marijn
P. Smit
(continued)(50) |
and
Chief Executive Officer |
|
|
Timothy
Bresnahan
(55) |
Assistant
Secretary |
Since
2020 |
Assistant
Secretary, TF and TST (2020 – present);
Assistant
Secretary, TAAVF (2020 – 2023);
Chief
Legal Officer, Secretary (2021 - present), Assistant Secretary
(2019
– 2021), Secretary (2019), TET;
Senior
Counsel, TAM (2008 – present). |
Joshua
Durham
(50) |
Vice
President and Chief
Operating
Officer |
Since
2022 |
Vice
President and Chief Operating Officer, TF and TST (2022 –
present);
Vice
President and Chief Operating Officer, TAAVF (2022 –
2023);
Director,
Senior Vice President, and Chief Operating Officer, TAM
(2022
- present) and TFS (2022 – 2023); Director, President and
Chief
Executive Officer, TFS (2023 – present);
Vice
President, Transamerica Casualty Insurance Company (2016
–
2022);
Vice
President (2004 – 2007 and 2012 – 2022), Responsible
Officer
(2017 – 2022), Transamerica Financial Life Insurance
Company;
Vice
President (2004 – 2007 and 2010 – 2022), Responsible
Officer
(2016 – 2022) Transamerica Life Insurance Company;
Chief
Administrative Officer (2014 – 2016) and Senior Vice
President
(2009 – 2020), Transamerica Stable Value Solutions Inc.;
Vice
President, Transamerica Premier Life Insurance Company
(2010
– 2020);
Vice
President, Transamerica Advisors Life Insurance Company
(2016
– 2019); Vice President, TAG Resources, LLC (2022); Vice
President,
Transamerica Retirement Solutions, LLC (2017 –
2022). |
Dennis
P. Gallagher
(53) |
Chief
Legal Officer and
Secretary |
Since
2021;
2006
– 2014 |
Chief
Legal Officer and Secretary, TF and TST (2021 – present
and
2006 - 2014);
Chief
Legal Officer and Secretary, TAAVF (2021 – 2023 and 2006
-
2014);
Chief
Legal Officer and Assistant Secretary, TAM (2022 –
present);
Associate
General Counsel/Lead Attorney, TAM, Mutual Funds
and
Latin American Operations (2017 – 2021);
Associate
General Counsel/Chief Legal Officer, Latin American
Operations
and International Funds (2014 – 2017);
Director,
Senior Vice President, General Counsel, Operations and
Secretary,
TAM (2006 – 2014);
Director,
Senior Vice President, General Counsel, Chief
Administrative
Officer and Secretary, TFS (2006 – 2014);
Chairman
of the Board, Aegon Global Funds (2013 – 2022);
Board
Member, Mongeral Aegon Seguros e Previdencia SA (2017
–
2022);
Assistant
Secretary, TF, TST, TET and TAAVF (2019);
Vice
President, General Counsel and Secretary, TPP, TPFG and
TPFG
II (2007 – 2014);
Assistant
Vice President, TCI (2007 – 2014). |
Molly
Possehl
(45) |
Anti-Money
Laundering Officer |
Since
2019 |
Anti-Money
Laundering Officer, TF, TST and TET (2019 –
present);
Anti-Money
Laundering Officer, TAAVF (2019 – 2023);
Assistant
General Counsel, Transamerica Life Insurance
Company/Aegon
USA (2013 – 2021);
Anti-Money
Laundering Compliance Officer and Fraud Officer,
Transamerica
Life Insurance Company/Aegon USA (2015 –
present);
Senior
Director, Compliance, Transamerica Life Insurance
Company
(2021 – present). |
Francine
J. Rosenberger
(56) |
Chief
Compliance Officer |
Since
2019 |
Chief
Compliance Officer, TF, TST and TET (2019 – present);
Chief
Compliance Officer, TAAVF (2019 – 2023);
Co-Derivatives
Risk Manager, TF and TST (2021 – present);
Co-Derivatives
Risk Manager, TAAVF (2021 – 2023);
Chief
Compliance Officer (2019 – present), TAM; (2022 –
present),
TFS; |
Name
and Age |
Position |
Term
of Office
and
Length of
Time
Served* |
Principal
Occupation(s) or Employment
During
Past Five Years |
Francine
J. Rosenberger
(continued) |
|
|
General
Counsel, Corporate Secretary and Fund Chief Compliance
Officer,
Steben & Company, Inc. (2013 – 2019). |
Christopher
A. Staples, CFA
(53) |
Vice
President and Chief
Investment
Officer, Advisory
Services |
Since
2005 |
Vice
President and Chief Investment Officer, Advisory Services,
TF
and TST (2007 – present);
Vice
President and Chief Investment Officer, TET (2017 –
present);
Vice
President and Chief Investment Officer, Advisory Services,
TAAVF
(2007 – 2023);
Vice
President and Chief Investment Officer, Advisory Services,
TPP,
TPFG and TPFG II (2007 – 2018);
Director
(2005 – 2019), Senior Vice President (2006 – present),
Senior
Director, Investments (2016 – present), Chief Investment
Officer,
Advisory Services (2012 – 2016) and Lead Portfolio
Manager
(2007 – present), TAM;
Director,
TFS (2005 – 2019);
Trust
Officer, Massachusetts Fidelity Trust Company (2010 -
2022);
Registered
Representative (2007 – 2016), Transamerica Capital,
Inc.
(“TCI”);
Registered
Representative, TFA (2005 – present). |
Vincent
J. Toner
(53) |
Vice
President and Treasurer |
Since
2014 |
Vice
President and Treasurer, TF and TST (2014 – present),
Vice
President and Treasurer, TAAVF (2014 – 2023),
Vice
President and Treasurer (2017 – present), Vice President,
Principal
Financial Officer and Treasurer (2020 – present), TET;
Vice
President and Treasurer, TPP, TPFG and TPFG II (2014 –
2018);
Vice
President (2016 – present), Treasurer (2016 – 2019), Vice
President,
Administration and Treasurer (2014 – 2016), TAM;
Vice
President, Administration and Treasurer (2014 – 2019),
Senior
Vice President (2019 – present), TFS;
Vice
President (2016 – present), TCI;
Trust
Officer (2015 – present), Massachusetts Fidelity Trust
Company. |
Thomas
R. Wald, CFA
(63) |
Vice
President and Chief
Investment
Officer |
Since
2014 |
Chief
Investment Officer, TF and TST (2014 – present); TET (2017
–
present);
Chief
Investment Officer, TAAVF (2014 – 2023);
Chief
Investment Officer, TPP, TPFG and TPFG II (2014 – 2018);
Director
(2017 – 2020), Akaan Transamerica, S.A. de C.V.,
Sociedad
Operadora de Fondos de Inversión;
Chief
Investment Officer, Transamerica Investments & Retirement
(2014
– 2020);
Senior
Vice President and Chief Investment Officer, TAM (2014 –
present);
Director,
TFS (2019 - present);
Trust
Officer, Massachusetts Fidelity Trust Company (2015 -
2022). |
Transamerica
Fund Family | |
Trustee |
Aggregate
Dollar
Range
of Equity
Securities |
Interested
Trustees |
|
Marijn
P. Smit* |
Over
$100,000 |
Kent
Callahan* |
Over
$100,000 |
Independent
Trustees |
|
Sandra
N. Bane |
Over
$100,000 |
Leo
J. Hill |
Over
$100,000 |
Kathleen
T. Ives |
Over
$100,000 |
Lauriann
C. Kloppenburg |
Over
$100,000 |
Fredric
A. Nelson III |
Over
$100,000 |
John
E. Pelletier |
Over
$100,000 |
Patricia
L. Sawyer |
Over
$100,000 |
John
W. Waechter |
Over
$100,000 |
Name
of Person, Position |
Aggregate
Compensation
from
the
Trust |
Pension
or Retirement
Benefits
Accrued as
Part of
Funds
Expenses(a)
|
Estimated
Annual
Benefits
Upon
Retirement(a)
|
Total
Compensation
from the
Transamerica
Fund
Family
(including
the Trust)(b)
|
Sandra
N. Bane, Trustee |
$142,278 |
N/A |
N/A |
$369,400 |
Leo
J. Hill, Trustee |
$167,328 |
N/A |
N/A |
$434,400 |
Kathleen
T. Ives, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Lauriann
C. Kloppenburg, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Fredric
A. Nelson III, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
John
E. Pelletier, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
Patricia
L. Sawyer, Trustee |
$139,825 |
N/A |
N/A |
$363,000 |
John
W. Waechter, Trustee |
$150,315 |
N/A |
N/A |
$390,200 |
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
ClearTrack 2015 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2020 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2025 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2030 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2035 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Fund
Name |
Percentage
of Average Daily Net Assets |
Transamerica
ClearTrack 2040 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2045 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion
|
Transamerica
ClearTrack 2050 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2055 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack 2060 |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Transamerica
ClearTrack Retirement Income |
0.10%
of the first $2.5 billion
0.09%
over $2.5 billion up to $4 billion
0.08%
in excess of $4 billion |
Fund
Name |
Management
Fees (after waivers/expense reimbursements and
recapture) |
Fees
Waived/Expenses Reimbursed | ||||
|
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
Transamerica
ClearTrack 2015 |
$0 |
$0 |
$95,053 |
$89,585 |
$80,365 |
$56,281 |
Transamerica
ClearTrack 2020 |
$0 |
$0 |
$107,972 |
$89,645 |
$81,057 |
$59,121 |
Transamerica
ClearTrack 2025 |
$0 |
$12,170 |
$209,562 |
$82,119 |
$89,421 |
$49,938 |
Transamerica
ClearTrack 2030 |
$0 |
$14,626 |
$230,417 |
$78,566 |
$96,036 |
$35,451 |
Transamerica
ClearTrack 2035 |
$0 |
$19,058 |
$241,213 |
$81,954 |
$96,654 |
$35,381 |
Transamerica
ClearTrack 2040 |
$0 |
$8,982 |
$204,560 |
$86,930 |
$93,609 |
$40,233 |
Transamerica
ClearTrack 2045 |
$0 |
$0 |
$113,041 |
$94,933 |
$91,822 |
$49,608 |
Transamerica
ClearTrack 2050 |
$0 |
$0 |
$85,874 |
$96,891 |
$92,944 |
$53,264 |
Transamerica
ClearTrack 2055 |
$0 |
$0 |
$0 |
$100,987 |
$93,216 |
$84,901 |
Transamerica
ClearTrack 2060 |
$0 |
$0 |
$0 |
$100,696 |
$92,096 |
$84,808 |
Transamerica
ClearTrack Retirement Income |
$0 |
$7,982 |
$199,211 |
$90,283 |
$92,502 |
$49,148 |
|
Amounts
Recaptured | ||
Fund
Name |
2023 |
2022 |
2021 |
Transamerica
ClearTrack 2015 |
$14,043 |
$18,748 |
$14,418 |
Transamerica
ClearTrack 2020 |
$14,095 |
$20,082 |
$19,757 |
Transamerica
ClearTrack 2025 |
$14,276 |
$33,494 |
$30,805 |
Transamerica
ClearTrack 2030 |
$14,210 |
$36,856 |
$27,854 |
Transamerica
ClearTrack 2035 |
$13,597 |
$38,687 |
$30,029 |
Transamerica
ClearTrack 2040 |
$15,737 |
$33,854 |
$27,023 |
Transamerica
ClearTrack 2045 |
$17,132 |
$22,582 |
$17,105 |
Transamerica
ClearTrack 2050 |
$14,758 |
$19,499 |
$14,762 |
Transamerica
ClearTrack 2055 |
$11,586 |
$17,063 |
$12,774 |
Transamerica
ClearTrack 2060 |
$11,210 |
$16,043 |
$12,752 |
Transamerica
ClearTrack Retirement Income |
$13,863 |
$32,282 |
$16,236 |
Fund
Name |
Expense
Cap |
Expiration
Date of Expense Cap |
Transamerica
ClearTrack 2015 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2020 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2025 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2030 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2035 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2040 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2045 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2050 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2055 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack 2060 |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
Transamerica
ClearTrack Retirement Income |
Class
R1 - 1.20%
Class
R3 - 0.95%
Class
R6 - 0.55% |
March
1, 2025 |
0.05%
of the first $2.5 billion |
0.04%
in excess of $2.5 billion |
Fund
Name |
Sub-Advisory
Fees Paid
(Net of
Fees Reimbursed) | ||
2023 |
2022 |
2021 | |
Transamerica
ClearTrack 2015 |
$12,978 |
$15,653 |
$17,956 |
Transamerica
ClearTrack 2020 |
$12,897 |
$16,311 |
$19,326 |
Transamerica
ClearTrack 2025 |
$22,400 |
$26,144 |
$29,991 |
Transamerica
ClearTrack 2030 |
$25,582 |
$28,450 |
$31,203 |
Transamerica
ClearTrack 2035 |
$27,083 |
$29,668 |
$32,322 |
Transamerica
ClearTrack 2040 |
$24,825 |
$26,524 |
$28,548 |
Transamerica
ClearTrack 2045 |
$15,980 |
$17,736 |
$19,076 |
Transamerica
ClearTrack 2050 |
$14,037 |
$15,251 |
$16,301 |
Transamerica
ClearTrack 2055 |
$643 |
$480 |
$449 |
Transamerica
ClearTrack 2060 |
$618 |
$483 |
$421 |
Transamerica
ClearTrack Retirement Income |
$21,324 |
$26,153 |
$30,442 |
Class
R6* |
|
Asset
Fee to TFS |
0.75
bps |
Class
R1 and Class R3* |
|
Asset
Fee to TFS |
0.75
bps |
Sub-Transfer
Agent and Omnibus Intermediary Fees |
15
bps |
Fund |
2023 |
Transamerica
ClearTrack® 2015 |
$127,838 |
Transamerica
ClearTrack® 2020 |
$126,900 |
Transamerica
ClearTrack® 2025 |
$219,178 |
Transamerica
ClearTrack® 2030 |
$237,457 |
Transamerica
ClearTrack® 2035 |
$263,815 |
Transamerica
ClearTrack® 2040 |
$241,394 |
Transamerica
ClearTrack® 2045 |
$154,219 |
Transamerica
ClearTrack® 2050 |
$135,478 |
Transamerica
ClearTrack® 2055 |
$2,620 |
Transamerica
ClearTrack® 2060 |
$2,284 |
Transamerica
ClearTrack® Retirement Income |
$209,065 |
Fund
Name |
Brokerage
Commissions Paid
(including
affiliated commissions) |
Affiliated
Brokerage
Commissions
Paid | ||||||||||
2023($) |
2023(%)^ |
2022($) |
2022(%)^ |
2021($) |
2021(%)^ |
2023($) |
2023(%)* |
2022($) |
2022(%)* |
2021($) |
2021(%)* | |
Transamerica
ClearTrack 2015 |
$263 |
0.00% |
$5,435 |
0.07% |
$1,032 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2020 |
$365 |
0.01% |
$5,450 |
0.07% |
$1,648 |
0.02% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2025 |
$600 |
0.01% |
$10,222 |
0.14% |
$3,503 |
0.03% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2030 |
$629 |
0.01% |
$11,637 |
0.15% |
$1,610 |
0.02% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2035 |
$424 |
0.01% |
$10,146 |
0.13% |
$1,597 |
0.02% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2040 |
$445 |
0.01% |
$9,446 |
0.13% |
$1,566 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2045 |
$344 |
0.01% |
$7,857 |
0.10% |
$784 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2050 |
$238 |
0.00% |
$7,135 |
0.09% |
$616 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2055 |
$76 |
0.00% |
$223 |
0.00% |
$22 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack 2060 |
$76 |
0.00% |
$203 |
0.00% |
$23 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Transamerica
ClearTrack Retirement Income |
$476 |
0.01% |
$8,928 |
0.12% |
$1,246 |
0.01% |
$0.00 |
0.00% |
$0.00 |
0.00% |
$0.00 |
0.00% |
Fund
Name |
Paid
as of
October
31, 2023 |
TA
ClearTrack 2015 |
$0 |
TA
ClearTrack 2020 |
$0 |
TA
ClearTrack 2025 |
$0 |
TA
ClearTrack 2030 |
$0 |
TA
ClearTrack 2035 |
$0 |
TA
ClearTrack 2040 |
$0 |
TA
ClearTrack 2045 |
$0 |
TA
ClearTrack 2050 |
$0 |
TA
ClearTrack 2055 |
$0 |
TA
ClearTrack 2060 |
$0 |
TA
ClearTrack Retirement Income |
$0 |
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
ClearTrack® 2015
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2015 |
R1 |
89.56% |
Transamerica
ClearTrack® 2015
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2015 |
R1 |
10.44% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2015 |
R3 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2015 |
R6 |
98.14%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
ClearTrack® 2020
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
R1 |
90.22% |
Transamerica
ClearTrack® 2020
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
R1 |
9.78% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2020 |
R3 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2020 |
R6 |
67.48% |
Transamerica
ClearTrack® 2020
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
R6 |
14.24% |
Transamerica
ClearTrack® 2020
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
R6 |
12.38% |
Transamerica
ClearTrack® 2020
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
R6 |
5.90% |
Transamerica
ClearTrack® 2025
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2025 |
R1 |
92.15% |
Transamerica
ClearTrack® 2025
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2025 |
R1 |
7.85% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2025 |
R3 |
99.54% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2025 |
R6 |
61.20% |
Transamerica
ClearTrack® 2025
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2025 |
R6 |
32.72% |
Transamerica
ClearTrack® 2025
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2025 |
R6 |
6.08% |
Transamerica
ClearTrack® 2030
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2030 |
R1 |
87.40% |
Transamerica
ClearTrack® 2030
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2030 |
R1 |
12.60% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2030 |
R3 |
99.62%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Transamerica
ClearTrack® 2030
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2030 |
R6 |
80.38% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2030 |
R6 |
12.82% |
Transamerica
ClearTrack® 2030
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2030 |
R6 |
6.80% |
Transamerica
ClearTrack® 2035
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2035 |
R1 |
89.69% |
Transamerica
ClearTrack® 2035
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2035 |
R1 |
10.31% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2035 |
R3 |
99.20% |
Transamerica
ClearTrack® 2035
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2035 |
R6 |
46.18% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2035 |
R6 |
36.95% |
Transamerica
ClearTrack® 2035
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2035 |
R6 |
16.87% |
Transamerica
ClearTrack® 2040
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2040 |
R1 |
87.85% |
Transamerica
ClearTrack® 2040
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2040 |
R1 |
12.15% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2040 |
R3 |
99.61% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2040 |
R6 |
63.44% |
Transamerica
ClearTrack® 2040
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2040 |
R6 |
19.95% |
Transamerica
ClearTrack® 2040
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2040 |
R6 |
16.61% |
Transamerica
ClearTrack® 2045
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2045 |
R1 |
89.79% |
Transamerica
ClearTrack® 2045
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2045 |
R1 |
10.21%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2045 |
R3 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2045 |
R6 |
61.73% |
Transamerica
ClearTrack® 2045
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2045 |
R6 |
30.47% |
Transamerica
ClearTrack® 2045
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2045 |
R6 |
7.80% |
Transamerica
ClearTrack® 2050
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2050 |
R1 |
92.97% |
Transamerica
ClearTrack® 2050
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2050 |
R1 |
7.03% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2050 |
R3 |
100.00% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2050 |
R6 |
71.16% |
Transamerica
ClearTrack® 2050
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2050 |
R6 |
20.22% |
Transamerica
ClearTrack® 2050
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2050 |
R6 |
8.62% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2055 |
R1 |
100.00% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2055 |
R3 |
98.95% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2055 |
R6 |
82.26% |
Transamerica
ClearTrack® 2055
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2055 |
R6 |
9.00% |
Transamerica
ClearTrack® 2055
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2055 |
R6 |
8.74% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2060 |
R1 |
100.00%
|
Name
& Address |
Fund
Name |
Class |
Percent |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2060 |
R3 |
98.26% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® 2060 |
R6 |
70.58% |
Transamerica
ClearTrack® 2060
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2060 |
R6 |
24.31% |
Transamerica
ClearTrack® 2060
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2060 |
R6 |
5.11% |
Transamerica
ClearTrack® Retirement Income
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® Retirement Income |
R1 |
93.17% |
Transamerica
ClearTrack® Retirement Income
Reliance
Trust Company
FBO
Transamerica Retirement Plans
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® Retirement Income |
R1 |
6.83% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® Retirement Income |
R3 |
99.19% |
Transamerica
Asset Management Inc
Seed
Money Account
Attn
Corporate Accounting
6400
C St Sw Msc 2H-Cr
Cedar
Rapids IA 52499-0003 |
Transamerica
ClearTrack® Retirement Income |
R6 |
80.36% |
Transamerica
ClearTrack® Retirement Income
Transamerica
Life Insurance Co.
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® Retirement Income |
R6 |
19.64% |
Name
& Address |
Fund
Name |
Percentage
of Fund
Owned |
Transamerica
ClearTrack® 2015
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2015 |
88.21% |
Transamerica
ClearTrack® 2020
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2020 |
88.49% |
Transamerica
ClearTrack® 2025
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2025 |
86.33% |
Transamerica
ClearTrack® 2030
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2030 |
76.78% |
Transamerica
ClearTrack® 2035
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2035 |
85.24%
|
Name
& Address |
Fund
Name |
Percentage
of Fund
Owned |
Transamerica
ClearTrack® 2040
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2040 |
80.70% |
Transamerica
ClearTrack® 2045
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2045 |
80.89% |
Transamerica
ClearTrack® 2050
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® 2050 |
84.21% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2050 |
59.62% |
Mid
Atlantic Trust Company FBO
Ta
Master Custodial IRA
1251
Waterfront Place, Suite 525
Pittsburgh
PA 15222-4228 |
Transamerica
ClearTrack® 2060 |
45.02% |
Transamerica
ClearTrack® Retirement Income
440
Mamaroneck Ave
Harrison
NY 10528-2418 |
Transamerica
ClearTrack® Retirement Income |
88.82% |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled Investment
Vehicles |
Other
Accounts | |||
Number |
Assets
Managed |
Number |
Assets
Managed |
Number |
Assets
Managed | |
Nathan
Palmer, CFA |
18 |
$2.2
billion |
5 |
$993.0
million |
0 |
$0 |
Anthony
Wicklund, CFA |
18 |
$2.2
billion |
1 |
$79.7
million |
0 |
$0 |
Fee
Based Accounts
(The
number of accounts and the total assets in the accounts managed by each
portfolio manager with
respect
to which the advisory fee is based on the performance of the
account.) | ||||||
Nathan
Palmer, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Anthony
Wicklund, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Transamerica
ClearTrack 2015 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$25,593.43 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$855.19 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$177.79 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$16,848.45 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$17,881.43 |
Net
income from securities lending activities |
$7,712.00 |
Transamerica
ClearTrack 2020 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$23,505.61 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$706.11 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$159.43 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$16,279.07 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$17,144.61 |
Net
income from securities lending activities |
$6,361.00 |
Transamerica
ClearTrack 2025 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$31,870.53 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,179.17 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$225.91 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$19,852.45 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$21,257.53 |
Net
income from securities lending activities |
$10,613.00 |
Transamerica
ClearTrack 2030 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$32,163.86 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$783.23 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$220.16 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$24,111.47 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$25,114.86 |
Net
income from securities lending activities |
$7,049.00 |
Transamerica
ClearTrack 2035 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$35,166.98 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,152.19 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$243.22 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$23,400.57 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$24,795.98 |
Net
income from securities lending activities |
$10,371.00 |
Transamerica
ClearTrack 2040 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$27,833.47 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$698.52 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$188.56 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$20,655.39 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$21,542.47 |
Net
income from securities lending activities |
$6,291.00 |
Transamerica
ClearTrack 2045 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$17,718.93 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$415.18 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$120.37 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$13,447.38 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$13,982.93 |
Net
income from securities lending activities |
$3,736.00 |
Transamerica
ClearTrack 2050 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$14,880.34 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$280.90 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$97.61 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$11,972.83 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$12,351.34 |
Net
income from securities lending activities |
$2,529.00 |
Transamerica
ClearTrack 2055 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$2,448.49 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$46.08 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$16.09 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$1,966.32 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$2,028.49 |
Net
income from securities lending activities |
$420.00 |
Transamerica
ClearTrack 2060 | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$2,673.24 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$49.69 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$17.64 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$2,159.91 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$2,227.24 |
Net
income from securities lending activities |
$446.00 |
Transamerica
ClearTrack Retirement Income | |
Gross
income from securities lending activities (including income from cash
collateral reinvestment) |
$35,140.38 |
Fees
and/or compensation for securities lending activities and related
services | |
Fees
paid to securities lending agent from a revenue
split |
$1,012.56 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment vehicle) that are not included
in
the
revenue split |
$244.98 |
Administrative
fees not included in revenue split |
$0.00 |
Indemnification
fees not included in revenue split |
$0.00 |
Rebate
(paid to borrower) |
$24,756.84 |
Other
fees not included in revenue split |
$0.00 |
Aggregate
fees/compensation for securities lending activities |
$26,014.38 |
Net
income from securities lending activities |
$9,126.00 |