|
Share
Classes1
| |||||
Fund2
|
Investor
|
Admiral
|
Institutional
|
Institutional
Plus
|
Institutional
Select
|
|
Vanguard
Total Stock Market Index Fund |
VTSMX |
VTSAX |
VITSX |
VSMPX |
VSTSX |
|
Vanguard 500
Index Fund |
VFINX |
VFIAX |
— |
— |
VFFSX |
|
Vanguard
Extended Market Index Fund |
VEXMX |
VEXAX |
VIEIX |
VEMPX |
VSEMX |
|
Vanguard
Large-Cap Index Fund |
VLACX |
VLCAX |
VLISX |
— |
— |
|
Vanguard
Mid-Cap Index Fund |
VIMSX |
VIMAX |
VMCIX |
VMCPX |
— |
|
Vanguard
Small-Cap Index Fund |
NAESX |
VSMAX |
VSCIX |
VSCPX |
— |
|
Vanguard
Value Index Fund |
VIVAX |
VVIAX |
VIVIX |
— |
— |
|
Vanguard
Mid-Cap Value Index Fund |
VMVIX |
VMVAX |
— |
— |
— |
|
Vanguard
Small-Cap Value Index Fund |
VISVX |
VSIAX |
VSIIX |
— |
— |
|
Vanguard
Growth Index Fund |
VIGRX |
VIGAX |
VIGIX |
— |
— |
|
Vanguard
Mid-Cap Growth Index Fund |
VMGIX |
VMGMX |
— |
— |
— |
|
Vanguard
Small-Cap Growth Index Fund |
VISGX |
VSGAX |
VSGIX |
— |
— |
Vanguard
Fund |
Capital
Contribution
to
Vanguard |
Percentage
of
Fund’s
Average
Net
Assets |
Percent
of
Vanguard
Funds’
Capitalization |
Vanguard
Total Stock Market Index Fund |
$40,719,000 |
less than
0.01% |
%16.29 |
Vanguard 500
Index Fund |
24,389,000 |
less than
0.01 |
9.75 |
Vanguard
Extended Market Index Fund |
3,504,000 |
less than
0.01 |
1.40 |
Vanguard
Large-Cap Index Fund |
1,242,000 |
less than
0.01 |
0.50 |
Vanguard
Mid-Cap Index Fund |
5,047,000 |
less than
0.01 |
2.02 |
Vanguard
Small-Cap Index Fund |
4,190,000 |
less than
0.01 |
1.68 |
Vanguard
Value Index Fund |
3,683,000 |
less than
0.01 |
1.47 |
Vanguard
Mid-Cap Value Index Fund |
802,000 |
less than
0.01 |
0.32 |
Vanguard
Small-Cap Value Index Fund |
1,330,000 |
less than
0.01 |
0.53 |
Vanguard
Growth Index Fund |
5,496,000 |
less than
0.01 |
2.20 |
Vanguard
Mid-Cap Growth Index Fund |
782,000 |
less than
0.01 |
0.31 |
Vanguard
Small-Cap Growth Index Fund |
1,246,000 |
less than
0.01 |
0.50 |
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2018 |
2019 |
2020 |
Vanguard
500 Index Fund |
|
|
|
Management
and Administrative Expenses |
0.03% |
0.03% |
0.03% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Extended Market Index Fund |
|
|
|
Management
and Administrative Expenses |
0.05% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
Less than
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Growth Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Large-Cap Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Mid-Cap Growth Index Fund |
|
|
|
Management
and Administrative Expenses |
0.06% |
0.06% |
0.06% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
Less than
0.01 |
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2018 |
2019 |
2020 |
Vanguard
Mid-Cap Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.03% |
Marketing and
Distribution Expenses |
Less than
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Mid-Cap Value Index Fund |
|
|
|
Management
and Administrative Expenses |
0.06% |
0.06% |
0.06% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
Less than
0.01 |
Vanguard
Small-Cap Growth Index Fund |
|
|
|
Management
and Administrative Expenses |
0.07% |
0.06% |
0.06% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
Less than
0.01 |
Vanguard
Small-Cap Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Small-Cap Value Index Fund |
|
|
|
Management
and Administrative Expenses |
0.07% |
0.06% |
0.06% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
Less than
0.01 |
Vanguard
Total Stock Market Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Vanguard
Value Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04% |
0.04% |
0.04% |
Marketing and
Distribution Expenses |
0.01 |
Less than
0.01 |
Less than
0.01 |
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
Interested
Trustee1 |
|
|
|
|
Mortimer J.
Buckley
(1969) |
Chairman of
the
Board, Chief
Executive
Officer, and
President |
January
2018 |
Chairman of
the board (2019–present) of Vanguard and
of each of
the investment companies served by
Vanguard;
chief executive officer (2018–present) of
Vanguard;
chief executive officer, president, and
trustee
(2018–present) of each of the investment
companies
served by Vanguard; president and director
(2017–present)
of Vanguard; and president
(2018–present)
of Vanguard Marketing Corporation.
Chief
investment officer (2013–2017), managing
director
(2002–2017), head of the Retail Investor Group
(2006–2012),
and chief information officer (2001–2006)
of Vanguard.
Chairman of the board (2011–2017) and
trustee
(2009–2017) of the Children’s Hospital of
Philadelphia;
and trustee (2018–present) and vice chair
(2019–present)
of The Shipley School. |
212 |
1 Mr.
Buckley is considered an “interested person” as defined in the 1940 Act
because he is an officer of the Trust. | ||||
Independent
Trustees |
|
|
|
|
Emerson U.
Fullwood
(1948) |
Trustee |
January
2008 |
Executive
chief staff and marketing officer for North
America and
corporate vice president (retired 2008) of
Xerox
Corporation (document management products
and
services). Former president of the Worldwide
Channels
Group, Latin America, and Worldwide
Customer
Service and executive chief staff officer of
Developing
Markets of Xerox. Executive in residence
and 2009–2010
Distinguished Minett Professor at the
Rochester
Institute of Technology. Director of SPX
FLOW, Inc.
(multi-industry manufacturing). Director of
the
University of Rochester Medical Center, the
Monroe
Community College Foundation, the United
Way of
Rochester, North Carolina A&T University, and
Roberts
Wesleyan College. Trustee of the University of
Rochester. |
212 |
Amy
Gutmann
(1949) |
Trustee |
June
2006 |
President
(2004–present) of the University of
Pennsylvania.
Christopher H. Browne Distinguished
Professor of
Political Science, School of Arts and
Sciences, and
professor of communication, Annenberg
School for
Communication, with secondary faculty
appointments
in the Department of Philosophy, School
of Arts and
Sciences, and at the Graduate School of
Education,
University of Pennsylvania. |
212 |
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
F. Joseph
Loughrey
(1949) |
Trustee |
October
2009 |
President and
chief operating officer (retired 2009) and
vice chairman
of the board (2008–2009) of Cummins
Inc.
(industrial machinery). Chairman of the board of
Hillenbrand,
Inc. (specialized consumer services).
Director of
the V Foundation. Member of the advisory
council for
the College of Arts and Letters and chair of
the advisory
board to the Kellogg Institute for
International
Studies, both at the University of Notre
Dame.
Chairman of the board of Saint Anselm College. |
212 |
Mark
Loughridge
(1953) |
Lead
Independent
Trustee |
March
2012 |
Senior vice
president and chief financial officer (retired
2013) of IBM
(information technology services).
Fiduciary
member of IBM’s Retirement Plan
Committee
(2004–2013), senior vice president and
general
manager (2002–2004) of IBM Global Financing,
vice
president and controller (1998–2002) of IBM, and
a variety of
other prior management roles at IBM.
Member of the
Council on Chicago Booth. |
212 |
Scott C.
Malpass
(1962) |
Trustee |
March
2012 |
Chief
investment officer and vice president of the
University of
Notre Dame (retired June 2020).
Assistant
professor of finance at the Mendoza College
of Business,
University of Notre Dame (retired June
2020), and
member of the Notre Dame 403(b)
Investment
Committee. Member of the board of
Catholic
Investment Services, Inc. (investment
advisors) and
the board of superintendence of the
Institute for
the Works of Religion. |
212 |
Deanna
Mulligan
(1963) |
Trustee |
January
2018 |
Board chair
(2020), chief executive officer (2011–2020),
and president
(2010–2019) of The Guardian Life
Insurance
Company of America. Chief operating officer
(2010–2011)
and executive vice president (2008–2010)
of Individual
Life and Disability of The Guardian Life
Insurance
Company of America. Member of the board
of the
Economic Club of New York. Trustee of the
Partnership
for New York City (business leadership),
the Chief
Executives for Corporate Purpose, the New
York-Presbyterian
Hospital, and the Bruce Museum
(arts and
science). Member of the Advisory Council for
the Stanford
Graduate School of Business. |
212 |
André F.
Perold
(1952) |
Trustee |
December
2004 |
George Gund
Professor of Finance and Banking,
Emeritus at
the Harvard Business School (retired
2011). Chief
investment officer and co-managing
partner of
HighVista Strategies LLC (private
investment
firm). Board member (2018–present) of RIT
Capital
Partners (investment firm); investment
committee
member of Partners Health Care System. |
212 |
Sarah Bloom
Raskin
(1961) |
Trustee |
January
2018 |
Deputy
secretary (2014–2017) of the United States
Department of
the Treasury. Governor (2010–2014) of
the Federal
Reserve Board. Commissioner
(2007–2010)
of financial regulation for the State of
Maryland.
Director (2017–present) of i(x) Investments,
LLC.
Rubenstein Fellow (2017–2020) of Duke
University;
trustee (2017–present) of Amherst College;
and member of
Amherst College Investment
Committee
(2019–present). |
212 |
Name,
Year of Birth |
Position(s)
Held
With
Funds |
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer |
Peter F.
Volanakis
(1955) |
Trustee |
July
2009 |
President and
chief operating officer (retired 2010) of
Corning
Incorporated (communications equipment)
and director
of Corning Incorporated (2000–2010) and
Dow Corning
(2001–2010). Director (2012) of SPX
Corporation
(multi-industry manufacturing). Overseer
of the Amos
Tuck School of Business Administration,
Dartmouth
College (2001–2013). Chairman of the
board of
trustees of Colby-Sawyer College. Member of
the BMW Group
Mobility Council. |
212 |
Executive
Officers |
|
|
|
|
John
Bendl
(1970) |
Chief
Financial
Officer |
October
2019 |
Principal of
Vanguard. Chief financial officer
(2019–present)
of each of the investment companies
served by
Vanguard. Chief accounting officer, treasurer,
and
controller of Vanguard (2017–present). Partner
(2003–2016)
at KPMG (audit, tax, and advisory
services). |
212 |
Christine M.
Buchanan
(1970) |
Treasurer |
November
2017 |
Principal of
Vanguard. Treasurer (2017–present) of each
of the
investment companies served by Vanguard.
Partner
(2005–2017) at KPMG (audit, tax, and advisory
services). |
212 |
David
Cermak
(1960) |
Finance
Director |
October
2019 |
Principal of
Vanguard. Finance director (2019–present)
of each of
the investment companies served by
Vanguard.
Managing director and head (2017–present)
of Vanguard
Investments Singapore. Managing director
and head
(2017–2019) of Vanguard Investments Hong
Kong.
Representative director and head (2014–2017)
of Vanguard
Investments Japan. |
212 |
John
Galloway
(1973) |
Investment
Stewardship
Officer |
September
2020 |
Principal of
Vanguard. Investment stewardship officer
(September
2020–present) of each of the investment
companies
served by Vanguard. Head of Investor
Advocacy
(February 2020–present) and head of
Marketing
Strategy and Planning (2017–2020) at
Vanguard.
Deputy Assistant to the President of the
United States
(2015). |
212 |
Peter
Mahoney
(1974) |
Controller |
May
2015 |
Principal of
Vanguard. Controller (2015–present) of
each of the
investment companies served by
Vanguard.
Head of International Fund Services (2008–
2014) at
Vanguard. |
212 |
Anne E.
Robinson
(1970) |
Secretary |
September
2016 |
General
counsel (2016–present) of Vanguard.
Secretary
(2016–present) of Vanguard and of each of
the
investment companies served by Vanguard.
Managing
director (2016–present) of Vanguard.
Managing
director and general counsel of Global Cards
and Consumer
Services (2014–2016) at Citigroup.
Counsel
(2003–2014) at American Express. |
212 |
Michael
Rollings
(1963) |
Finance
Director |
February
2017 |
Finance
director (2017–present) and treasurer (2017)
of each of
the investment companies served by
Vanguard.
Managing director (2016–present) of
Vanguard.
Chief financial officer (2016–present) of
Vanguard.
Director (2016–present) of Vanguard
Marketing
Corporation. Executive vice president and
chief
financial officer (2006–2016) of MassMutual
Financial
Group. |
212 |
John E.
Schadl
(1972) |
Chief
Compliance
Officer |
March
2019 |
Principal of
Vanguard. Chief compliance officer
(2019–present)
of Vanguard and of each of the
investment
companies served by Vanguard. Assistant
vice
president (2019–present) of Vanguard Marketing
Corporation. |
212 |
Trustee |
Aggregate
Compensation
From
the
Funds1 |
Pension or
Retirement
Benefits
Accrued as Part of
the Funds’
Expenses1 |
Accrued
Annual
Retirement
Benefit at
January 1,
20212 |
Total
Compensation
From All
Vanguard
Funds Paid
to Trustees3 |
Mortimer J.
Buckley |
— |
— |
— |
— |
Emerson U.
Fullwood |
$116,047 |
— |
— |
$287,500 |
Amy
Gutmann |
116,047 |
— |
— |
287,500 |
F. Joseph
Loughrey |
124,120 |
— |
— |
307,500 |
Mark
Loughridge |
144,299 |
— |
— |
357,500 |
Scott C.
Malpass |
116,047 |
— |
— |
287,500 |
Deanna
Mulligan |
116,047 |
— |
— |
287,500 |
André F.
Perold |
116,047 |
— |
— |
287,500 |
Sarah Bloom
Raskin |
124,120 |
— |
— |
307,500 |
Peter F.
Volanakis |
124,120 |
— |
— |
307,500 |
Vanguard
Fund |
Trustee |
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard 500
Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
Over
$100,000 |
Over
$100,000 |
|
Amy
Gutmann |
Over
$100,000 |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
Over
$100,000 |
Over
$100,000 |
|
|
|
|
Vanguard
Fund |
Trustee |
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard
Extended Market Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
Over
$100,000 |
Over
$100,000 |
|
Amy
Gutmann |
Over
$100,000 |
Over
$100,000 |
|
F. Joseph
Loughrey |
Over
$100,000 |
Over
$100,000 |
|
Mark
Loughridge |
Over
$100,000 |
Over
$100,000 |
|
Scott C.
Malpass |
Over
$100,000 |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Growth Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
$50,001 –
$100,000 |
Over
$100,000 |
|
|
|
|
Vanguard
Large-Cap Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
Over
$100,000 |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
$1 –
$10,000 |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Mid-Cap Growth Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
Over
$100,000 |
Over
$100,000 |
|
|
|
|
Vanguard
Fund |
Trustee |
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard
Mid-Cap Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
Over
$100,000 |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Mid-Cap Value Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Small-Cap Growth Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
$50,001 –
$100,000 |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
Over
$100,000 |
Over
$100,000 |
|
|
|
|
Vanguard
Small-Cap Index Fund |
Mortimer J.
Buckley |
$10,001 –
$50,000 |
Over
$100,000 |
|
Emerson U.
Fullwood |
Over
$100,000 |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Fund |
Trustee |
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard
Small-Cap Value Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
— |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
— |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
|
|
|
|
Vanguard
Total Stock Market Index Fund |
Mortimer J.
Buckley |
Over
$100,000 |
Over
$100,000 |
|
Emerson U.
Fullwood |
Over
$100,000 |
Over
$100,000 |
|
Amy
Gutmann |
Over
$100,000 |
Over
$100,000 |
|
F. Joseph
Loughrey |
Over
$100,000 |
Over
$100,000 |
|
Mark
Loughridge |
Over
$100,000 |
Over
$100,000 |
|
Scott C.
Malpass |
Over
$100,000 |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
Over
$100,000 |
Over
$100,000 |
|
Peter F.
Volanakis |
Over
$100,000 |
Over
$100,000 |
|
|
|
|
Vanguard
Value Index Fund |
Mortimer J.
Buckley |
— |
Over
$100,000 |
|
Emerson U.
Fullwood |
— |
Over
$100,000 |
|
Amy
Gutmann |
Over
$100,000 |
Over
$100,000 |
|
F. Joseph
Loughrey |
— |
Over
$100,000 |
|
Mark
Loughridge |
Over
$100,000 |
Over
$100,000 |
|
Scott C.
Malpass |
— |
Over
$100,000 |
|
Deanna
Mulligan |
— |
Over
$100,000 |
|
André F.
Perold |
— |
Over
$100,000 |
|
Sarah Bloom
Raskin |
— |
Over
$100,000 |
|
Peter F.
Volanakis |
— |
Over
$100,000 |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard 500
Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
7.43% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
5.00% |
|
Institutional Select
Shares |
VANGUARD INSTITUTIONAL 500
INDEX TRUST 2040 VALLEY FORGE,
PA |
99.97% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
12.31% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Extended Market Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
5.66% |
|
Institutional Select
Shares |
VANGUARD INSTITUTIONAL
EXTENDED MARKET INDEX TRUST
VALLEY FORGE,
PA |
99.96% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
7.71% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO
COVINGTON,
KY |
15.33% |
|
|
TIAA, FSB SAINT LOUIS,
MO |
12.86% |
|
Investor
Shares |
SIERRA PACIFIC INDUSTRIES
EMPLOYEES' RETIREMENT PLAN
REDDING,
CA |
5.73% |
|
Institutional Plus
Shares |
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO
COVINGTON,
KY |
31.78% |
|
|
TIAA, FSB SAINT LOUIS,
MO |
14.04% |
Vanguard
Growth Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
6.59% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
6.64% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
9.52% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO
COVINGTON,
KY |
11.55% |
|
|
NEW YORK COLLEGE SAVINGS
PROGRAM NEWTON,
MA |
12.26% |
|
Investor
Shares |
401(K) PLAN FOR THE WASHINGTON
POST AND
COMPANIES |
5.99% |
|
|
EMORY UNIVERSITY RETIREMENT
PLAN ATLANTA,
GA |
8.63% |
|
|
ASCENSUS TRUST COMPANY FARGO,
ND |
34.10% |
|
|
JOHNS HOPKINS UNIVERSITY 403(B)
PLAN BALTIMORE,
MD |
5.51% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Large-Cap Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
11.57% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
8.74% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
13.80% |
|
|
JNL SERIES TRUST CHICAGO,
IL |
9.12% |
|
|
MAC & CO PITTSBURGH,
PA |
5.01% |
|
|
PRUDENTIAL INVESTMENT
MANAGMENT SVCS LLC THE
TTEE/CUST P EDWARD D. JONES
&
CO. PROFIT SAINT LOUIS,
MO |
5.27% |
|
|
PRUDENTIAL INVESTMENT
MANAGMENT SVCS LLC PLUMBERS
LOCAL UNION NO. 1 JOINT
PLUMBING INDUSTRY BOARD LONG
ISLAND CITY
NY |
5.44% |
|
Investor
Shares |
EAGLE CORPORATION EMPLOYEES
FLEXIBLE COMPENSATION PLAN
CHARELOTTESVILLE,
VA |
7.61% |
|
|
ASCENSUS TRUST COMPANY FARGO,
ND |
17.47% |
|
|
JOHNS HOPKINS UNIVERSITY 403(B)
PLAN BALTIMORE,
MD |
39.27% |
|
|
QRM 401(K) RETIREMENT SAVINGS
PLAN |
5.70% |
|
|
UNIVERSITY OF MINNESOTA
OPTIONAL RETIREMENT
PLAN |
5.23% |
|
|
WAFERNET, INC. 401(K) PROFIT
SHARING PLAN AND
TRUST |
8.84% |
Vanguard
Mid-Cap Growth Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
8.22% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
69.33% |
|
|
GEORGETOWN UNIVERSITY
RETIREMENT PLAN WASHINGTON,
DC |
5.52% |
|
|
JOHNS HOPKINS UNIVERSITY 403(B)
PLAN BALTIMORE,
MD |
9.78% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Mid-Cap Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
8.09% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
5.22% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
7.99% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
14.02% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
5.59% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
17.13% |
|
|
THE AUTO CLUB GROUP 401(K) PLAN
DEARBORN,
MI |
8.94% |
|
Institutional Plus
Shares |
MAC & CO PITTSBURGH,
PA |
15.25% |
|
|
NORTHERN TRUST CO TR FBO
ACCENTURE-DV CHICAGO,
IL |
7.37% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
19.09% |
|
|
IPA SIGNAL SHARE ACCOUNTS NY
COLLEGE SAVINGS PROGRAM
NEWTON,
MA |
9.52% |
Vanguard
Mid-Cap Value Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
10.83% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
8.02% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
77.86% |
|
|
JOHNS HOPKINS UNIVERSITY 403(B)
PLAN BALTIMORE,
MD |
6.96% |
Vanguard
Small-Cap Growth Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
8.35% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
5.42% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
9.43% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
17.94% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
34.47% |
|
|
JOHNS HOPKINS UNIVERSITY 403(B)
PLAN |
5.12% |
|
|
UNIVERSITY OF PENNSYLVANIA
MATCHING
PLAN |
6.21% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Small-Cap Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
9.36% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
5.88% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
7.94% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
17.26% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
6.08% |
|
|
TIAA, FSB SAINT LOUIS,
MO |
6.42% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
18.84% |
|
Institutional Plus
Shares |
MAC & CO PITTSBURGH,
PA |
8.54% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
20.65% |
|
|
COLLEGE SAVINGS PLAN OF NEVADA
BOSTON,
MA |
6.35% |
|
|
NEW YORK COLLEGE SAVINGS
PROGRAM NEWTON,
MA |
10.69% |
|
|
PRUDENTIAL INVESTMENT
MANAGMENT SVCS LLC NEWARK,
NJ |
6.03% |
|
|
TRANSAMERICA RETIREMENT
SOLUTIONS HARRISON,
NY |
5.56% |
Vanguard
Small-Cap Value Index Fund |
Investor
Shares |
401(K) PLAN FOR THE WASHINGTON
POST AND
COMPANIES |
6.66% |
|
|
ECU LOCAL NO.1 ANNUITY AND
401(K)
FUND |
5.76% |
|
|
ASCENSUS TRUST COMPANY FARGO,
ND |
16.59% |
|
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
7.97% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
6.75% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
8.20% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
11.54% |
|
|
JP MORGAN CHASE BANK, NA FBO
TIAA SEPARATE ACCOUNT VA NEW,
NY |
7.60% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
7.59% |
|
|
TIAA, FSB SAINT LOUIS,
MO |
7.19% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Total Stock Market Index Fund |
Institutional Select
Shares |
NEW YORK COLLEGE SAVINGS PLAN
NEWTON CENTER,
MA |
6.79% |
|
|
STATE OF UTAH EDUCATIONAL
SAVINGS PLAN SALT LAKE CITY,
UT |
17.61% |
|
|
VANGUARD INSTITUTIONAL TOTAL
STOCK MARKET INDEX TRUST VALLEY
FORGE, PA |
49.57% |
|
Institutional
Shares |
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2025 FUND VALLEY
FORGE, PA |
7.80% |
|
|
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2030 FUND VALLEY
FORGE, PA |
9.17% |
|
|
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2035 FUND VALLEY
FORGE, PA |
9.42% |
|
|
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2040 FUND VALLEY
FORGE, PA |
9.50% |
|
|
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2045 FUND VALLEY
FORGE, PA |
9.02% |
|
|
VANGUARD INSTITUTIONAL TARGET
RETIREMENT 2050 FUND VALLEY
FORGE, PA |
7.31% |
|
Investor
Shares |
VANGUARD LIFE STRATEGY GROWTH
FUND VALLEY FORGE,
PA |
6.22% |
|
|
VANGUARD TARGET RETIREMENT
2055 FUND VALLEY FORGE,
PA |
5.21% |
|
|
VANGUARD TARGET RETIREMENT
2020 FUND VALLEY FORGE,
PA |
5.73% |
|
|
VANGUARD TARGET RETIREMENT
2025 FUND VALLEY FORGE,
PA |
11.15% |
|
|
VANGUARD TARGET RETIREMENT
2030 FUND VALLEY FORGE,
PA |
11.67% |
|
|
VANGUARD TARGET RETIREMENT
2035 FUND VALLEY FORGE,
PA |
12.83% |
|
|
VANGUARD TARGET RETIREMENT
2040 FUND VALLEY FORGE,
PA |
11.26% |
|
|
VANGUARD TARGET RETIREMENT
2045 FUND VALLEY FORGE,
PA |
11.80% |
|
|
VANGUARD TARGET RETIREMENT
2050 FUND VALLEY FORGE,
PA |
9.11% |
|
Institutional Plus
Shares |
VANGUARD TARGET RETIREMENT
2020 TRUST VALLEY FORGE,
PA |
9.28% |
|
|
VANGUARD TARGET RETIREMENT
2030 TRUST VALLEY FORGE,
PA |
10.85% |
|
|
VANGUARD TARGET RETIREMENT
2035 TRUST VALLEY FORGE,
PA |
11.69% |
|
|
VANGUARD TARGET RETIREMENT
2040 TRUST VALLEY FORGE,
PA |
11.15% |
|
|
VANGUARD TARGET RETIREMENT
2045 TRUST VALLEY FORGE,
PA |
11.38% |
|
|
VANGUARD TARGET RETIREMENT
2050 TRUST VALLEY FORGE,
PA |
9.25% |
|
|
VANGUARD TARGET RETIREMENT
2055 TRUST VALLEY FORGE,
PA |
5.78% |
Vanguard
Fund |
Share
Class |
Owner and
Address |
Percentage
of
Ownership |
Vanguard
Value Index Fund |
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
8.43% |
|
|
NATIONAL FINANCIAL SERVICES
CORP JERSEY CITY,
NJ |
7.93% |
|
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
6.16% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO INC
COVINGTON,
KY |
21.54% |
|
|
NEW YORK COLLEGE SAVINGS
PROGRAM NEWTON,
MA |
11.42% |
|
Investor
Shares |
ASCENSUS TRUST COMPANY FARGO,
ND |
23.48% |
|
|
VANGUARD MANAGED PAYOUT FUND
VALLEY FORGE,
PA |
21.48% |
|
|
UNIVERSITY OF PENNSYLVANIA
MATCHING PLAN PHILADELPHIA,
PA |
7.89% |
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Extended Market ETF |
Charles Schwab & Co.,
Inc. |
11.93% |
|
Morgan Stanley DW
Inc. |
5.56% |
|
National Financial Services
LLC |
15.65% |
|
Vanguard Marketing
Corporation |
25.68% |
Vanguard
Growth ETF |
Charles Schwab & Co.,
Inc. |
11.85% |
|
Edward D. Jones &
Co. |
6.51% |
|
Merill Lynch, Pierce, Fenner
& Smith Inc |
16.85% |
|
Morgan Stanley DW
Inc. |
6.22% |
|
National Financial Services
LLC |
12.97% |
|
TD Ameritrade Clearing,
Inc. |
10.10% |
|
Vanguard Marketing
Corporation |
5.84% |
Vanguard
Large-Cap ETF |
Charles Schwab & Co.,
Inc. |
16.66% |
|
Edward D. Jones &
Co. |
13.62% |
|
MIZUHO
BNK |
8.91% |
|
National Financial Services
LLC |
10.36% |
|
Pershing
LLC |
5.32% |
|
TD Ameritrade Clearing,
Inc. |
9.16% |
|
Vanguard Marketing
Corporation |
5.55% |
Vanguard
Mid-Cap ETF |
Charles Schwab & Co.,
Inc. |
11.53% |
|
First Clearing,
LLC |
7.76% |
|
National Financial Services
LLC |
8.56% |
|
TD Ameritrade Clearing,
Inc. |
8.85% |
|
UBS Financial Services
LLC |
6.40% |
|
Vanguard Marketing
Corporation |
5.34% |
|
Wells Fargo Bank, National
Association |
6.06% |
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Mid-Cap Growth ETF |
Charles Schwab & Co.,
Inc. |
13.65% |
|
Morgan Stanley DW
Inc. |
7.84% |
|
National Financial Services
LLC |
21.54% |
|
TD Ameritrade Clearing,
Inc. |
7.35% |
|
Vanguard Marketing
Corporation |
8.13% |
Vanguard
Mid-Cap Value ETF |
Charles Schwab & Co.,
Inc. |
15.61% |
|
Edward D. Jones &
Co. |
5.27% |
|
Morgan Stanley DW
Inc. |
6.82% |
|
National Financial Services
LLC |
15.87% |
|
Ridge Clearing &
Outsourcing Solutions, Inc. |
10.12% |
|
TD Ameritrade Clearing,
Inc. |
9.94% |
|
VANGUARD Marketing
Corporation |
5.17% |
Vanguard
S&P 500 ETF |
Charles Schwab & Co.,
Inc. |
10.75% |
|
National Financial Services
LLC |
10.03% |
|
TD Ameritrade Clearing,
Inc. |
5.07% |
|
VANGUARD Marketing
Corporation |
11.22% |
Vanguard
Small-Cap ETF |
Charles Schwab & Co.,
Inc. |
17.02% |
|
Edward D. Jones &
Co. |
6.88% |
|
Merill Lynch, Pierce, Fenner
& Smith Inc |
9.35% |
|
Morgan Stanley DW
Inc. |
5.04% |
|
National Financial Services
LLC |
10.13% |
|
TD Ameritrade Clearing,
Inc. |
7.28% |
|
Vanguard Marketing
Corporation |
5.42% |
Vanguard
Small-Cap Growth ETF |
Charles Schwab & Co.,
Inc. |
20.16% |
|
Edward D. Jones &
Co. |
6.77% |
|
Merill Lynch, Pierce, Fenner
& Smith Inc |
10.25% |
|
Morgan Stanley DW
Inc. |
5.26% |
|
National Financial Services
LLC |
13.64% |
|
TD Ameritrade Clearing,
Inc. |
8.01% |
|
Vanguard Marketing
Corporation |
8.46% |
Vanguard
Small-Cap Value ETF |
Charles Schwab & Co.,
Inc. |
17.86% |
|
Edward D. Jones &
Co. |
7.70% |
|
Merill Lynch, Pierce, Fenner
& Smith Inc |
9.50% |
|
Morgan Stanley DW
Inc. |
5.49% |
|
National Financial Services
LLC |
13.84% |
|
Ridge Clearing &
Outsourcing Solutions, Inc. |
5.43% |
|
TD Ameritrade Clearing,
Inc. |
9.83% |
|
Vanguard Marketing
Corporation |
6.00% |
Vanguard
Total Stock Market ETF |
Charles Schwab & Co.,
Inc. |
12.96% |
|
National Financial Services
LLC |
11.01% |
|
TD Ameritrade Clearing,
Inc. |
6.52% |
|
Vanguard Marketing
Corporation |
28.69% |
Vanguard
Value ETF |
Charles Schwab & Co.,
Inc. |
9.42% |
|
Edward D. Jones &
Co. |
13.87% |
|
Merill Lynch, Pierce, Fenner
& Smith Inc |
16.40% |
|
Morgan Stanley DW
Inc. |
5.70% |
|
National Financial Services
LLC |
11.21% |
|
TD Ameritrade Clearing,
Inc. |
5.64% |
Vanguard
Fund |
Owner |
Percentage
of
Ownership |
Vanguard
Extended Market Index Fund |
VANGUARD INSTITUTIONAL EXTENDED
MARKET INDEX
TRUST VALLEY FORGE,
PA |
25.42% |
Vanguard
Fund |
2018 |
2019 |
2020 |
Vanguard
Total Stock Market Index Fund |
$24,218,000 |
$25,447,000 |
$16,106,000 |
Vanguard 500
Index Fund |
15,468,000 |
15,997,000 |
10,341,000 |
Vanguard
Extended Market Index Fund |
4,497,000 |
4,282,000 |
2,917,000 |
Vanguard
Large-Cap Index Fund |
2,995,000 |
2,931,000 |
2,209,000 |
Vanguard
Mid-Cap Index Fund |
5,482,000 |
5,255,000 |
3,509,000 |
Vanguard
Small-Cap Index Fund |
5,204,000 |
4,918,000 |
3,200,000 |
Vanguard
Value Index Fund |
4,576,000 |
4,619,000 |
3,087,000 |
Vanguard
Mid-Cap Value Index Fund |
2,706,000 |
2,722,000 |
2,072,000 |
Vanguard
Small-Cap Value Index Fund |
3,404,000 |
3,158,000 |
2,226,000 |
Vanguard
Growth Index Fund |
4,919,000 |
4,836,000 |
3,621,000 |
Vanguard
Mid-Cap Growth Index Fund |
1,839,000 |
1,994,000 |
2,023,000 |
Vanguard
Small-Cap Growth Index Fund |
3,168,000 |
2,970,000 |
2,191,000 |
Portfolio
Manager |
|
No. of
accounts |
Total
assets |
No. of
accounts with
performance-based
fees |
Total assets
in
accounts
with
performance-based
fees |
Donald M.
Butler |
Registered
investment companies1,2,4 |
16 |
$1.2T |
0 |
$0 |
|
Other pooled
investment vehicles |
2 |
$9.6M |
0 |
$0 |
|
Other
accounts |
1 |
$3B |
0 |
$0 |
Michelle
Louie |
Registered
investment companies1 |
9 |
$1T |
0 |
$0 |
|
Other pooled
investment vehicles |
0 |
$0 |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
William
Coleman |
Registered
investment companies2,3 |
54 |
$1.1T |
0 |
$0 |
|
Other pooled
investment vehicles |
1 |
$9.2B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Gerard C.
O’Reilly |
Registered
investment companies3,6 |
18 |
$1.8T |
0 |
$0 |
|
Other pooled
investment vehicles |
1 |
$423M |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Michael A.
Johnson |
Registered
investment companies4,5 |
18 |
$318B |
0 |
$0 |
|
Other pooled
investment vehicles |
2 |
$7.7B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Walter
Nejman |
Registered
investment companies5,6 |
50 |
$2.3T |
0 |
$0 |
|
Other pooled
investment vehicles |
2 |
$2.9B |
0 |
$0 |
|
Other
accounts |
0 |
$0 |
0 |
$0 |
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Extended Market Fund |
|
Gross
income from securities lending activities |
$79,714,565 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$65,418 |
Administrative
fees not included in revenue split |
$1,118,914 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$2,870,995 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$4,055,327 |
Net
income from securities lending activities |
$75,659,238 |
Vanguard
Growth Index Fund |
|
Gross
income from securities lending activities |
$3,381,714 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$9,245 |
Vanguard
Fund |
Securities
Lending Activities |
Administrative
fees not included in revenue split |
$38,239 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$288,749 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$336,233 |
Net
income from securities lending activities |
$3,045,481 |
Vanguard
Index 500 Fund |
|
Gross
income from securities lending activities |
$15,450,027 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$25,957 |
Administrative
fees not included in revenue split |
$147,883 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$1,819,495 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$1,993,335 |
Net
income from securities lending activities |
$13,456,692 |
Vanguard
Large-Cap Index Fund |
|
Gross
income from securities lending activities |
$960,357 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$2,063 |
Administrative
fees not included in revenue split |
$10,884 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$81,883 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$94,830 |
Net
income from securities lending activities |
$865,527 |
Vanguard
Mid-Cap Growth Index Fund |
|
Gross
income from securities lending activities |
$2,113,090 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$3,049 |
Administrative
fees not included in revenue split |
$24,680 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$142,188 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$169,917 |
Net
income from securities lending activities |
$1,943,173 |
Vanguard
Mid-Cap Index Fund |
|
Gross
income from securities lending activities |
$14,958,928 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$33,249 |
Administrative
fees not included in revenue split |
$190,361 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$466,595 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$690,205 |
Net
income from securities lending activities |
$14,268,723 |
Vanguard
Mid-Cap Value Index Fund |
|
Gross
income from securities lending activities |
$2,336,349 |
Vanguard
Fund |
Securities
Lending Activities |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$4,421 |
Administrative
fees not included in revenue split |
$26,756 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$47,425 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$78,602 |
Net
income from securities lending activities |
$2,257,747 |
Vanguard
Small-Cap Growth Index Fund |
|
Gross
income from securities lending activities |
$13,783,518 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$21,782 |
Administrative
fees not included in revenue split |
$166,456 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$1,285,024 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$1,473,262 |
Net
income from securities lending activities |
$12,310,256 |
Vanguard
Small-Cap Index Fund |
|
Gross
income from securities lending activities |
$54,919,754 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$75,413 |
Administrative
fees not included in revenue split |
$678,849 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$4,276,206 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$5,030,468 |
Net
income from securities lending activities |
$49,889,286 |
Vanguard
Small-Cap Value Index Fund |
|
Gross
income from securities lending activities |
$18,206,504 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$18,354 |
Administrative
fees not included in revenue split |
$234,594 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$829,341 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$1,082,289 |
Net
income from securities lending activities |
$17,124,215 |
Vanguard
Total Stock Market Index Fund |
|
Gross
income from securities lending activities |
$181,012,375 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$185,915 |
Administrative
fees not included in revenue split |
$2,491,454 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$7,895,104 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$10,572,473 |
Vanguard
Fund |
Securities
Lending Activities |
Net
income from securities lending activities |
$170,439,902 |
Vanguard
Value Index Fund |
|
Gross
income from securities lending activities |
$3,289,206 |
Fees paid
to securities lending agent from a revenue split |
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split |
$4,550 |
Administrative
fees not included in revenue split |
$35,797 |
Indemnification
fee not included in revenue split |
$0 |
Rebate
(paid to borrower) |
$299,553 |
Other fees
not included in revenue split (specify) |
$0 |
Aggregate
fees/compensation for securities lending activities |
$339,900 |
Net
income from securities lending activities |
$2,949,306 |
Vanguard
Fund |
2018 |
2019 |
2020 |
Vanguard 500
Index Fund |
$1,498,000 |
$2,696,000 |
$2,484,000 |
Vanguard
Extended Market Index Fund |
2,186,000 |
2,391,000 |
3,410,000 |
Vanguard
Growth Index Fund |
394,000 |
525,000 |
413,000 |
Vanguard
Large-Cap Index Fund |
91,000 |
167,000 |
137,000 |
Vanguard
Mid-Cap Growth Index Fund |
173,000 |
211,000 |
220,000 |
Vanguard
Mid-Cap Index Fund |
1,735,000 |
1,994,000 |
3,601,000 |
Vanguard
Mid-Cap Value Index Fund |
455,000 |
484,000 |
1,092,000 |
Vanguard
Small-Cap Growth Index Fund |
808,000 |
903,000 |
1,179,000 |
Vanguard
Small-Cap Index Fund |
3,081,000 |
4,004,000 |
4,782,000 |
Vanguard
Small-Cap Value Index Fund |
1,038,000 |
1,590,000 |
1,818,000 |
Vanguard
Total Stock Market Index Fund |
12,669,000 |
17,317,000 |
17,830,000 |
Vanguard
Fund |
2018 |
2019 |
2020 |
Vanguard
Value Index Fund |
484,000 |
1,051,000 |
902,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard 500
Index Fund |
Goldman,
Sachs & Co. |
$1,819,816,000 |
|
J.P. Morgan
Securities Inc. |
7,769,230,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
4,628,184,000 |
|
Morgan
Stanley |
1,964,579,000 |
|
Raymond James
& Associates, Inc. |
209,957,000 |
|
Wells Fargo
Securities, LLC |
2,502,801,000 |
Vanguard
Extended Market Index Fund |
Jefferies
& Company, Inc. |
70,292,000 |
|
National
Financial Services LLC |
159,535,000 |
Vanguard
Growth Index Fund |
— |
— |
Vanguard
Large-Cap Index Fund |
Goldman,
Sachs & Co. |
91,123,000 |
|
J.P. Morgan
Securities Inc. |
388,920,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
236,974,000 |
|
Morgan
Stanley |
99,621,000 |
|
Wells Fargo
Securities, LLC |
119,036,000 |
Vanguard
Mid-Cap Growth Index Fund |
— |
— |
Vanguard
Mid-Cap Index Fund |
National
Financial Services LLC |
246,244,000 |
Vanguard
Mid-Cap Value Index Fund |
— |
— |
Vanguard
Small-Cap Growth Index Fund |
— |
— |
Vanguard
Small-Cap Index Fund |
Jefferies
& Company, Inc. |
— |
Vanguard
Small-Cap Value Index Fund |
Jefferies
LLC |
59,607,000 |
Vanguard
Total Stock Market Index Fund |
Bank of
America Securities, Inc. |
6,651,999,000 |
|
Citigroup
Global Markets, Inc. |
3,618,283,000 |
|
Goldman,
Sachs & Co. |
2,558,368,000 |
|
J.P. Morgan
Securities Inc. |
10,918,081,000 |
|
Jefferies
& Company, Inc. |
124,495,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
6,651,999,000 |
|
Morgan
Stanley |
2,796,522,000 |
|
Piper Sandler
& Co. |
49,843,000 |
|
Wells Fargo
Securities, LLC |
3,341,025,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard
Value Index Fund |
Goldman,
Sachs & Co. |
611,593,000 |
|
J.P. Morgan
Securities Inc. |
2,609,940,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
1,589,653,000 |
|
Morgan
Stanley |
668,300,000 |
|
Wells Fargo
Securities, LLC |
798,949,000 |