Strategic |
|
Big
Data Refiners ETF |
DAT |
Decline
of the Retail
Store
ETF |
EMTY |
DJ
Brookfield Global
Infrastructure
ETF |
TOLZ |
Equities
for Rising Rates
ETF |
EQRR |
Global
Listed Private
Equity
ETF |
PEX |
Hedge
Replication ETF |
HDG |
High
Yield—Interest
Rate
Hedged |
HYHG |
Inflation
Expectations
ETF |
RINF |
Investment
Grade—Interest
Rate
Hedged |
IGHG |
K-1
Free Crude Oil
Strategy
ETF |
OILK |
Large
Cap Core Plus |
CSM |
Long
Online/Short Stores
ETF |
CLIX |
Merger
ETF |
MRGR |
Metaverse
ETF |
VERS |
MSCI
EAFE Dividend
Growers
ETF |
EFAD |
MSCI
Emerging Markets
Dividend
Growers ETF |
EMDV |
MSCI
Europe Dividend
Growers
ETF |
EUDV |
MSCI
Transformational
Changes
ETF |
ANEW |
Nanotechnology
ETF |
TINY |
Nasdaq-100
Dorsey
Wright
Momentum ETF |
QQQA |
On-Demand
ETF |
OND |
Online
Retail ETF |
ONLN |
Pet
Care ETF |
PAWZ |
Russell
2000 Dividend
Growers
ETF |
SMDV |
Russell
U.S. Dividend
Growers
ETF |
TMDV |
S&P
500®
Bond ETF |
SPXB |
S&P
500®
Dividend
Aristocrats
ETF |
NOBL |
S&P
500®
Ex-Energy
ETF |
SPXE |
S&P
500®
Ex-Financials
ETF |
SPXN |
S&P
500®
Ex-Health
Care
ETF |
SPXV |
S&P
500®
Ex-Technology
ETF |
SPXT |
S&P
Global Core Battery
Metals
ETF |
ION |
S&P
Kensho Cleantech
ETF |
CTEX |
S&P
Kensho Smart
Factories
ETF |
MAKX |
S&P
MidCap 400
Dividend
Aristocrats ETF |
REGL |
S&P
Technology
Dividend
Aristocrats ETF |
TDV |
Smart
Materials ETF |
TINT |
Supply
Chain Logistics
ETF |
SUPL |
Geared |
|
Short
7-10 Year Treasury |
TBX |
Short
20+ Year Treasury |
TBF |
Short
Dow30SM
|
DOG |
Short
Financials |
SEF |
Short
FTSE China 50 |
YXI |
Short
High Yield |
SJB |
Short
MidCap400 |
MYY |
Short
MSCI EAFE |
EFZ |
Short
MSCI Emerging
Markets |
EUM |
Short
QQQ® |
PSQ |
Short
Real Estate |
REK |
Short
Russell2000 |
RWM |
Short
S&P500® |
SH |
Short
SmallCap600 |
SBB |
Ultra
7-10 Year Treasury |
UST |
Ultra
20+ Year Treasury |
UBT |
Ultra
Communication
Services |
LTL |
Ultra
Consumer
Discretionary |
UCC |
Ultra
Consumer Staples |
UGE |
Ultra
Dow30SM
|
DDM |
Ultra
Energy |
DIG |
Ultra
Financials |
UYG |
Ultra
FTSE China 50 |
XPP |
Ultra
FTSE Europe |
UPV |
Ultra
Health Care |
RXL |
Ultra
High Yield |
UJB |
Ultra
Industrials |
UXI |
Ultra
Materials |
UYM |
Ultra
MidCap400 |
MVV |
Ultra
MSCI Brazil
Capped |
UBR |
Ultra
MSCI EAFE |
EFO |
Ultra
MSCI Emerging
Markets |
EET |
Ultra
MSCI Japan |
EZJ |
Ultra
Nasdaq
Biotechnology |
BIB |
Ultra
Nasdaq Cloud
Computing |
SKYU |
Ultra
Nasdaq
Cybersecurity |
UCYB |
Ultra
QQQ® |
QLD |
Ultra
Real Estate |
URE |
Ultra
Russell2000 |
UWM |
Ultra
S&P500® |
SSO |
Ultra
Semiconductors |
USD |
Ultra
SmallCap600 |
SAA |
Ultra
Technology |
ROM |
Ultra
Utilities |
UPW |
UltraPro
Dow30SM
|
UDOW |
UltraPro
MidCap400 |
UMDD |
UltraPro
QQQ® |
TQQQ |
UltraPro
Russell2000 |
URTY |
UltraPro
S&P500® |
UPRO |
UltraPro
Short 20+ Year
Treasury |
TTT |
UltraPro
Short Dow30SM
|
SDOW |
UltraPro
Short
MidCap400 |
SMDD |
UltraPro
Short QQQ® |
SQQQ |
UltraPro
Short
Russell2000 |
SRTY |
UltraPro
Short S&P500® |
SPXU
|
UltraShort
7-10 Year
Treasury |
PST |
UltraShort
20+ Year
Treasury |
TBT |
UltraShort
Consumer
Discretionary |
SCC |
UltraShort
Consumer
Staples |
SZK |
UltraShort
Dow30SM
|
DXD |
UltraShort
Energy |
DUG |
UltraShort
Financials |
SKF |
UltraShort
FTSE China
50 |
FXP |
UltraShort
FTSE Europe |
EPV |
UltraShort
Health Care |
RXD |
UltraShort
Industrials |
SIJ |
UltraShort
Materials |
SMN |
UltraShort
MidCap400 |
MZZ |
UltraShort
MSCI Brazil
Capped |
BZQ |
UltraShort
MSCI EAFE |
EFU |
UltraShort
MSCI
Emerging
Markets |
EEV |
UltraShort
MSCI Japan |
EWV |
UltraShort
Nasdaq
Biotechnology |
BIS |
UltraShort
QQQ® |
QID |
UltraShort
Real Estate |
SRS |
UltraShort
Russell2000 |
TWM |
UltraShort
S&P500® |
SDS |
UltraShort
Semicon-
ductors |
SSG |
UltraShort
SmallCap600 |
SDD |
UltraShort
Technology |
REW |
UltraShort
Utilities |
SDP |
Principal
U.S. National Stock Exchange |
Fund |
Cboe
BZX Exchange Inc. (“BZX Exchange”) |
Decline
of the Retail Store ETF, Global Listed Private
Equity
ETF, High Yield—Interest Rate Hedged, Investment
Grade—Interest
Rate Hedged, K-1 Free Crude Oil Strategy
ETF,
Large Cap Core Plus, Merger ETF, MSCI EAFE
Dividend
Growers ETF, MSCI Emerging Markets Dividend
Growers
ETF, MSCI Europe Dividend Growers ETF, Pet
Care
ETF, Russell 2000 Dividend Growers ETF, Russell
U.S.
Dividend Growers ETF, S&P500®
Dividend Aristocrats
ETF,
S&P MidCap 400 Dividend Aristocrats ETF, and S&P
Technology
Dividend Aristocrats ETF |
The
Nasdaq Stock Market |
Equities
for Rising Rates ETF, Nasdaq-100 Dorsey Wright
Momentum
ETF, Ultra Nasdaq Biotechnology, Ultra Nasdaq
Cloud
Computing, Ultra Nasdaq Cybersecurity, UltraPro
QQQ®,
UltraPro Short QQQ®,
UltraShort Nasdaq
Biotechnology |
NYSE
Arca |
All
other Funds |
8 | |
10 | |
36 | |
43 | |
45 | |
50 | |
64 | |
67 | |
77 | |
80 | |
97 | |
99 | |
120 | |
134 | |
A-1 | |
B-1 | |
C-1 |
Term |
Definition |
1933
Act |
Securities
Act of 1933, as amended |
1934
Act |
Securities
and Exchange Act of 1934, as amended |
1940
Act |
Investment
Company Act of 1940, as amended |
Advisor
or ProShare Advisors |
ProShare
Advisors LLC |
Board
of Trustees or Board |
Board
of Trustees of ProShares Trust |
CCO |
Chief
Compliance Officer |
CFTC |
U.S.
Commodity Futures Trading Commission |
Commodity
Pools |
K-1
Free Crude Oil Strategy ETF, Ultra Communication
Services,
Ultra Consumer Staples, Ultra Consumer
Discretionary,
Ultra Financials, Ultra Health Care, Ultra
Industrials,
Ultra Materials, Ultra Nasdaq Biotechnology,
Ultra
Nasdaq Cloud Computing, Ultra Nasdaq
Cybersecurity,
Ultra Energy, Ultra Real Estate, Ultra
Technology,
Ultra Utilities, UltraPro Short 20+ Year
Treasury,
UltraPro Dow30SM,
UltraPro MidCap400,
UltraPro
QQQ®,
UltraPro Russell2000, UltraPro S&P500®,
UltraPro
Short Dow30SM,
UltraPro Short MidCap400,
UltraPro
Short QQQ®,
UltraPro Short Russell2000,
UltraPro
Short S&P500®,
UltraShort 7-10 Year Treasury,
UltraShort
20+ Year Treasury, UltraShort Consumer
Discretionary,
UltraShort Consumer Staples, UltraShort
Dow30SM,
UltraShort Financials, UltraShort Health Care,
UltraShort
Industrials, UltraShort Materials, UltraShort
MidCap400,
UltraShort Nasdaq Biotechnology, UltraShort
Energy,
UltraShort QQQ®,
UltraShort Real Estate,
UltraShort
S&P500®,
UltraShort SmallCap600, UltraShort
Technology,
UltraShort Utilities, and the wholly-owned
subsidiary
of K-1 Free Crude Oil Strategy ETF, ProShares
Cayman
Crude Oil Strategy Portfolio |
Code
or Internal Revenue Code |
Internal
Revenue Code of 1986, as amended |
CPO |
Commodity
Pool Operator
|
Term |
Definition |
Diversified
Funds |
DJ
Brookfield Global Infrastructure ETF, Equities for
Rising
Rates ETF, High Yield—Interest Rate Hedged,
Investment
Grade—Interest Rate Hedged, Metaverse
ETFMSCI
EAFE Dividend Growers ETF, MSCI Emerging
Markets
Dividend Growers ETF, MSCI Europe Dividend
Growers
ETF, MSCI Transformational Changes ETF,
Russell
2000 Dividend Growers ETF, Russell
U.S.
Dividend Growers ETF, S&P500®
Bond ETF,
S&P500®
Dividend Aristocrats ETF, S&P500®
Ex-Energy
ETF,
S&P500®
Ex-Financials ETF, S&P500®
Ex-Health
Care
ETF, S&P500®
Ex-Technology ETF, and S&P
MidCap
400 Dividend Aristocrats ETF |
Distributor
or SEI |
SEI
Investments Distribution Co. |
ETF |
Exchange
traded fund |
Exchange |
NYSE
Arca, The Nasdaq Stock Market or the BZX
Exchange |
Excluded
Pools |
Each
Fund that is not a Commodity Pool |
Fund
Complex |
All
operational registered investment companies that are
advised
by the Advisor or its affiliates |
Global
Funds |
Big
Data Refiners ETF, DJ Brookfield Global
Infrastructure
ETF, Global Listed Private Equity ETF,
MSCI
EAFE Dividend Growers ETF, MSCI Emerging
Markets
Dividend Growers ETF, MSCI Transformational
Changes
ETF, Nanotechnology ETF, On-Demand ETF, Pet
Care
ETF, S&P Global Core Battery Metals ETF, S&P
Kensho
Smart Factories ETF and Supply Chain Logistics
ETF |
Independent
Trustee(s) |
Trustees
who are not “Interested Persons” of ProShare
Advisors
or the Trust as defined under Section 2(a)(19) of
the
1940 Act
|
Term |
Definition |
Matching
Funds |
Big
Data Refiners ETF, DJ Brookfield Global
Infrastructure
ETF, Decline of the Retail Store ETF,
Equities
for Rising Rates ETF, Global Listed Private
Equity
ETF, Hedge Replication ETF, High Yield—Interest
Rate
Hedged, Inflation Expectations ETF, Investment
Grade—Interest
Rate Hedged, K-1 Free Crude Oil Strategy
ETF,
Large Cap Core Plus, Long Online/Short Stores ETF,
Merger
ETF, Metaverse ETF, MSCI EAFE Dividend
Growers
ETF, MSCI Emerging Markets Dividend Growers
ETF,
MSCI Europe Dividend Growers ETF, MSCI
Transformational
Changes ETF, Nanotechnology ETF,
Nasdaq-100
Dorsey Wright Momentum ETF, On-Demand
ETF,
Online Retail ETF, Pet Care ETF, Russell 2000
Dividend
Growers ETF, Russell U.S. Dividend Growers
ETF,
S&P500®
Bond ETF, S&P500®
Dividend Aristocrats
ETF,
S&P500®
Ex-Energy ETF, S&P500®
Ex-Financials
ETF,
S&P500®
Ex-Health Care ETF, S&P500®
Ex-Technology
ETF, S&P Global Core Battery Metals ETF,
S&P
Kensho Cleantech ETF, S&P Kensho Smart Factories
ETF,
S&P MidCap 400 Dividend Aristocrats ETF, S&P
Technology
Dividend Aristocrats ETF, Smart Materials
ETF
and Supply Chain Logistics ETF |
NAV |
Net
asset value |
Rule
35d-1 Funds |
Each
Fund listed on the cover of this SAI, except
ProShares
Decline of the Retail Store ETF, ProShares
Hedge
Replication ETF, ProShares Inflation Expectation
ETF,
ProShares Long Online/Short Stores ETF, ProShares
Merger
ETF, ProShares Metaverse ETF, ProShares
On-Demand
ETF, ProShares Smart Materials ETF, and
ProShares
Supply Chain Logistics ETF. |
SEC |
U.S.
Securities and Exchange Commission |
Shares |
The
shares of a Fund |
Trust |
ProShares
Trust |
Trustee(s) |
One
or more of the trustees of the Trust
|
Term |
Definition |
Unitary
Fee Funds |
K-1
Free Crude Oil Strategy ETF, Decline of the Retail
Store
ETF, DJ Brookfield Global Infrastructure ETF,
Equities
for Rising Rates ETF, High Yield—Interest Rate
Hedged,
Investment Grade—Interest Rate Hedged, Large
Cap
Core Plus, Long Online/Short Stores ETF, MSCI
EAFE
Dividend Growers ETF, MSCI Emerging Markets
Dividend
Growers ETF, MSCI Europe Dividend Growers
ETF,
MSCI Transformational Changes ETF, Nasdaq-100
Dorsey
Wright Momentum ETF, Online Retail ETF, Pet
Care
ETF, Russell 2000 Dividend Growers ETF, Russell
U.S.
Dividend Growers ETF, S&P500®
Bond ETF,
S&P500®
Dividend Aristocrats ETF, S&P500®
Ex-Energy
ETF,
S&P500®
Ex-Financials ETF, S&P500®
Ex-Health
Care
ETF, S&P500®
Ex-Technology ETF, S&P MidCap
400
Dividend Aristocrats ETF, S&P Technology Dividend
Aristocrats
ETF, Metaverse ETF, Big Data Refiners ETF,
Nanotechnology
ETF, On-Demand ETF, S&P Global Core
Battery
Metals ETF, S&P Kensho Cleantech ETF, S&P
Kensho
Smart Factories ETF, and Smart Materials ETF,
Supply
Chain Logistics ETF, |
Prior
Fund Name |
Current
Fund Name |
Effective
Date of
Name
Change |
ProShares
Ultra Basic Materials |
ProShares
Ultra Materials |
March
17, 2023 |
ProShares
UltraShort Basic Materials |
ProShares
UltraShort Materials |
March
17, 2023 |
ProShares
Ultra Consumer Goods |
ProShares
Ultra Consumer Staples |
March
17, 2023 |
ProShares
UltraShort Consumer Goods |
ProShares
UltraShort Consumer Staples |
March
17, 2023 |
ProShares
Ultra Consumer Services |
ProShares
Ultra Consumer Discretionary |
March
17, 2023 |
ProShares
UltraShort Consumer Services |
ProShares
UltraShort Consumer Discretionary |
March
17, 2023 |
ProShares
Ultra Oil & Gas |
ProShares
Ultra Energy |
March
17, 2023 |
ProShares
UltraShort Oil & Gas |
ProShares
UltraShort Energy |
March
17, 2023 |
ProShares
Ultra Telecommunications |
ProShares
Ultra Communication Services |
March
17, 2023 |
One
Year Index
Performance |
Inverse
(-1x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
60% |
150.0% |
149.4% |
147.5% |
144.4% |
140.2% |
134.9% |
128.5% |
121.2% |
113.0% |
104.2% |
94.7% |
84.7% |
74.4% |
-55% |
55% |
122.2% |
121.7% |
120.0% |
117.3% |
113.5% |
108.8% |
103.1% |
96.6% |
89.4% |
81.5% |
73.1% |
64.2% |
55.0% |
-50% |
50% |
100.0% |
99.5% |
98.0% |
95.6% |
92.2% |
87.9% |
82.8% |
76.9% |
70.4% |
63.3% |
55.8% |
47.8% |
39.5% |
-45% |
45% |
81.8% |
81.4% |
80.0% |
77.8% |
74.7% |
70.8% |
66.2% |
60.9% |
54.9% |
48.5% |
41.6% |
34.4% |
26.9% |
-40% |
40% |
66.7% |
66.3% |
65.0% |
63.0% |
60.1% |
56.6% |
52.3% |
47.5% |
42.0% |
36.1% |
29.8% |
23.2% |
16.3% |
-35% |
35% |
53.8% |
53.5% |
52.3% |
50.4% |
47.8% |
44.5% |
40.6% |
36.1% |
31.1% |
25.6% |
19.8% |
13.7% |
7.3% |
-30% |
30% |
42.9% |
42.5% |
41.4% |
39.7% |
37.3% |
34.2% |
30.6% |
26.4% |
21.7% |
16.7% |
11.3% |
5.6% |
-0.3% |
-25% |
25% |
33.3% |
33.0% |
32.0% |
30.4% |
28.1% |
25.3% |
21.9% |
18.0% |
13.6% |
8.9% |
3.8% |
-1.5% |
-7.0% |
-20% |
20% |
25.0% |
24.7% |
23.8% |
22.2% |
20.1% |
17.4% |
14.2% |
10.6% |
6.5% |
2.1% |
-2.6% |
-7.6% |
-12.8% |
-15% |
15% |
17.6% |
17.4% |
16.5% |
15.0% |
13.0% |
10.5% |
7.5% |
4.1% |
0.3% |
-3.9% |
-8.4% |
-13.1% |
-17.9% |
-10% |
10% |
11.1% |
10.8% |
10.0% |
8.6% |
6.8% |
4.4% |
1.5% |
-1.7% |
-5.3% |
-9.3% |
-13.5% |
-17.9% |
-22.5% |
-5% |
5% |
5.3% |
5.0% |
4.2% |
2.9% |
1.1% |
-1.1% |
-3.8% |
-6.9% |
-10.3% |
-14.0% |
-18.0% |
-22.2% |
-26.6% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
-5% |
-4.8% |
-5.0% |
-5.7% |
-6.9% |
-8.5% |
-10.5% |
-13.0% |
-15.7% |
-18.8% |
-22.2% |
-25.8% |
-29.6% |
-33.6% |
10% |
-10% |
-9.1% |
-9.3% |
-10.0% |
-11.1% |
-12.7% |
-14.6% |
-16.9% |
-19.6% |
-22.5% |
-25.8% |
-29.2% |
-32.8% |
-36.6% |
15% |
-15% |
-13.0% |
-13.3% |
-13.9% |
-15.0% |
-16.5% |
-18.3% |
-20.5% |
-23.1% |
-25.9% |
-29.0% |
-32.3% |
-35.7% |
-39.3% |
20% |
-20% |
-16.7% |
-16.9% |
-17.5% |
-18.5% |
-19.9% |
-21.7% |
-23.8% |
-26.3% |
-29.0% |
-31.9% |
-35.1% |
-38.4% |
-41.9% |
25% |
-25% |
-20.0% |
-20.2% |
-20.8% |
-21.8% |
-23.1% |
-24.8% |
-26.9% |
-29.2% |
-31.8% |
-34.7% |
-37.7% |
-40.9% |
-44.2% |
30% |
-30% |
-23.1% |
-23.3% |
-23.8% |
-24.8% |
-26.1% |
-27.7% |
-29.7% |
-31.9% |
-34.5% |
-37.2% |
-40.1% |
-43.2% |
-46.3% |
35% |
-35% |
-25.9% |
-26.1% |
-26.7% |
-27.6% |
-28.8% |
-30.4% |
-32.3% |
-34.5% |
-36.9% |
-39.5% |
-42.3% |
-45.3% |
-48.3% |
40% |
-40% |
-28.6% |
-28.7% |
-29.3% |
-30.2% |
-31.4% |
-32.9% |
-34.7% |
-36.8% |
-39.1% |
-41.7% |
-44.4% |
-47.2% |
-50.2% |
45% |
-45% |
-31.0% |
-31.2% |
-31.7% |
-32.6% |
-33.7% |
-35.2% |
-37.0% |
-39.0% |
-41.2% |
-43.7% |
-46.3% |
-49.0% |
-51.9% |
50% |
-50% |
-33.3% |
-33.5% |
-34.0% |
-34.8% |
-35.9% |
-37.4% |
-39.1% |
-41.0% |
-43.2% |
-45.6% |
-48.1% |
-50.7% |
-53.5% |
55% |
-55% |
-35.5% |
-35.6% |
-36.1% |
-36.9% |
-38.0% |
-39.4% |
-41.0% |
-42.9% |
-45.0% |
-47.3% |
-49.8% |
-52.3% |
-55.0% |
60% |
-60% |
-37.5% |
-37.7% |
-38.1% |
-38.9% |
-40.0% |
-41.3% |
-42.9% |
-44.7% |
-46.7% |
-49.0% |
-51.3% |
-53.8% |
-56.4% |
One
Year Index
Performance |
Two
Times (2x)
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-120% |
-84.0% |
-84.0% |
-84.2% |
-84.4% |
-84.6% |
-85.0% |
-85.4% |
-85.8% |
-86.4% |
-86.9% |
-87.5% |
-88.2% |
-88.8% |
-55% |
-110% |
-79.8% |
-79.8% |
-80.0% |
-80.2% |
-80.5% |
-81.0% |
-81.5% |
-82.1% |
-82.7% |
-83.5% |
-84.2% |
-85.0% |
-85.9% |
-50% |
-100% |
-75.0% |
-75.1% |
-75.2% |
-75.6% |
-76.0% |
-76.5% |
-77.2% |
-77.9% |
-78.7% |
-79.6% |
-80.5% |
-81.5% |
-82.6% |
-45% |
-90% |
-69.8% |
-69.8% |
-70.1% |
-70.4% |
-70.9% |
-71.6% |
-72.4% |
-73.2% |
-74.2% |
-75.3% |
-76.4% |
-77.6% |
-78.9% |
-40% |
-80% |
-64.0% |
-64.1% |
-64.4% |
-64.8% |
-65.4% |
-66.2% |
-67.1% |
-68.2% |
-69.3% |
-70.6% |
-72.0% |
-73.4% |
-74.9% |
-35% |
-70% |
-57.8% |
-57.9% |
-58.2% |
-58.7% |
-59.4% |
-60.3% |
-61.4% |
-62.6% |
-64.0% |
-65.5% |
-67.1% |
-68.8% |
-70.5% |
-30% |
-60% |
-51.0% |
-51.1% |
-51.5% |
-52.1% |
-52.9% |
-54.0% |
-55.2% |
-56.6% |
-58.2% |
-60.0% |
-61.8% |
-63.8% |
-65.8% |
-25% |
-50% |
-43.8% |
-43.9% |
-44.3% |
-45.0% |
-46.0% |
-47.2% |
-48.6% |
-50.2% |
-52.1% |
-54.1% |
-56.2% |
-58.4% |
-60.8% |
-20% |
-40% |
-36.0% |
-36.2% |
-36.6% |
-37.4% |
-38.5% |
-39.9% |
-41.5% |
-43.4% |
-45.5% |
-47.7% |
-50.2% |
-52.7% |
-55.3% |
-15% |
-30% |
-27.8% |
-27.9% |
-28.5% |
-29.4% |
-30.6% |
-32.1% |
-34.0% |
-36.1% |
-38.4% |
-41.0% |
-43.7% |
-46.6% |
-49.6% |
-10% |
-20% |
-19.0% |
-19.2% |
-19.8% |
-20.8% |
-22.2% |
-23.9% |
-26.0% |
-28.3% |
-31.0% |
-33.8% |
-36.9% |
-40.1% |
-43.5% |
-5% |
-10% |
-9.8% |
-10.0% |
-10.6% |
-11.8% |
-13.3% |
-15.2% |
-17.5% |
-20.2% |
-23.1% |
-26.3% |
-29.7% |
-33.3% |
-37.0% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
10% |
10.3% |
10.0% |
9.2% |
7.8% |
5.9% |
3.6% |
0.8% |
-2.5% |
-6.1% |
-10.0% |
-14.1% |
-18.5% |
-23.1% |
10% |
20% |
21.0% |
20.7% |
19.8% |
18.3% |
16.3% |
13.7% |
10.6% |
7.0% |
3.1% |
-1.2% |
-5.8% |
-10.6% |
-15.6% |
15% |
30% |
32.3% |
31.9% |
30.9% |
29.3% |
27.1% |
24.2% |
20.9% |
17.0% |
12.7% |
8.0% |
3.0% |
-2.3% |
-7.7% |
20% |
40% |
44.0% |
43.6% |
42.6% |
40.8% |
38.4% |
35.3% |
31.6% |
27.4% |
22.7% |
17.6% |
12.1% |
6.4% |
0.5% |
25% |
50% |
56.3% |
55.9% |
54.7% |
52.8% |
50.1% |
46.8% |
42.8% |
38.2% |
33.1% |
27.6% |
21.7% |
15.5% |
9.0% |
30% |
60% |
69.0% |
68.6% |
67.3% |
65.2% |
62.4% |
58.8% |
54.5% |
49.5% |
44.0% |
38.0% |
31.6% |
24.9% |
17.9% |
35% |
70% |
82.3% |
81.8% |
80.4% |
78.2% |
75.1% |
71.2% |
66.6% |
61.2% |
55.3% |
48.8% |
41.9% |
34.7% |
27.2% |
40% |
80% |
96.0% |
95.5% |
94.0% |
91.6% |
88.3% |
84.1% |
79.1% |
73.4% |
67.0% |
60.1% |
52.6% |
44.8% |
36.7% |
45% |
90% |
110.3% |
109.7% |
108.2% |
105.6% |
102.0% |
97.5% |
92.2% |
86.0% |
79.2% |
71.7% |
63.7% |
55.4% |
46.7% |
50% |
100% |
125.0% |
124.4% |
122.8% |
120.0% |
116.2% |
111.4% |
105.6% |
99.1% |
91.7% |
83.8% |
75.2% |
66.3% |
57.0% |
55% |
110% |
140.3% |
139.7% |
137.9% |
134.9% |
130.8% |
125.7% |
119.6% |
112.6% |
104.7% |
96.2% |
87.1% |
77.5% |
67.6% |
60% |
120% |
156.0% |
155.4% |
153.5% |
150.3% |
146.0% |
140.5% |
134.0% |
126.5% |
118.1% |
109.1% |
99.4% |
89.2% |
78.6% |
One
Year Index
Performance |
Two
Times the
Inverse
(-2x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
120% |
525.0% |
520.3% |
506.5% |
484.2% |
454.3% |
418.1% |
377.1% |
332.8% |
286.7% |
240.4% |
195.2% |
152.2% |
112.2% |
-55% |
110% |
393.8% |
390.1% |
379.2% |
361.6% |
338.0% |
309.4% |
277.0% |
242.0% |
205.6% |
169.0% |
133.3% |
99.3% |
67.7% |
-50% |
100% |
300.0% |
297.0% |
288.2% |
273.9% |
254.8% |
231.6% |
205.4% |
177.0% |
147.5% |
117.9% |
88.9% |
61.4% |
35.8% |
-45% |
90% |
230.6% |
228.1% |
220.8% |
209.0% |
193.2% |
174.1% |
152.4% |
128.9% |
104.6% |
80.1% |
56.2% |
33.4% |
12.3% |
-40% |
80% |
177.8% |
175.7% |
169.6% |
159.6% |
146.4% |
130.3% |
112.0% |
92.4% |
71.9% |
51.3% |
31.2% |
12.1% |
-5.7% |
-35% |
70% |
136.7% |
134.9% |
129.7% |
121.2% |
109.9% |
96.2% |
80.7% |
63.9% |
46.5% |
28.9% |
11.8% |
-4.5% |
-19.6% |
-30% |
60% |
104.1% |
102.6% |
98.1% |
90.8% |
81.0% |
69.2% |
55.8% |
41.3% |
26.3% |
11.2% |
-3.6% |
-17.6% |
-30.7% |
-25% |
50% |
77.8% |
76.4% |
72.5% |
66.2% |
57.7% |
47.4% |
35.7% |
23.1% |
10.0% |
-3.2% |
-16.0% |
-28.3% |
-39.6% |
-20% |
40% |
56.3% |
55.1% |
51.6% |
46.1% |
38.6% |
29.5% |
19.3% |
8.2% |
-3.3% |
-14.9% |
-26.2% |
-36.9% |
-46.9% |
-15% |
30% |
38.4% |
37.4% |
34.3% |
29.4% |
22.8% |
14.7% |
5.7% |
-4.2% |
-14.4% |
-24.6% |
-34.6% |
-44.1% |
-53.0% |
-10% |
20% |
23.5% |
22.5% |
19.8% |
15.4% |
9.5% |
2.3% |
-5.8% |
-14.5% |
-23.6% |
-32.8% |
-41.7% |
-50.2% |
-58.1% |
-5% |
10% |
10.8% |
10.0% |
7.5% |
3.6% |
-1.7% |
-8.1% |
-15.4% |
-23.3% |
-31.4% |
-39.6% |
-47.7% |
-55.3% |
-62.4% |
0% |
0% |
0.0% |
-0.7% |
-3.0% |
-6.5% |
-11.3% |
-17.1% |
-23.7% |
-30.8% |
-38.1% |
-45.5% |
-52.8% |
-59.6% |
-66.0% |
5% |
-10% |
-9.3% |
-10.0% |
-12.0% |
-15.2% |
-19.6% |
-24.8% |
-30.8% |
-37.2% |
-43.9% |
-50.6% |
-57.2% |
-63.4% |
-69.2% |
10% |
-20% |
-17.4% |
-18.0% |
-19.8% |
-22.7% |
-26.7% |
-31.5% |
-36.9% |
-42.8% |
-48.9% |
-55.0% |
-61.0% |
-66.7% |
-71.9% |
15% |
-30% |
-24.4% |
-25.0% |
-26.6% |
-29.3% |
-32.9% |
-37.3% |
-42.3% |
-47.6% |
-53.2% |
-58.8% |
-64.3% |
-69.5% |
-74.3% |
20% |
-40% |
-30.6% |
-31.1% |
-32.6% |
-35.1% |
-38.4% |
-42.4% |
-47.0% |
-51.9% |
-57.0% |
-62.2% |
-67.2% |
-72.0% |
-76.4% |
25% |
-50% |
-36.0% |
-36.5% |
-37.9% |
-40.2% |
-43.2% |
-46.9% |
-51.1% |
-55.7% |
-60.4% |
-65.1% |
-69.8% |
-74.2% |
-78.3% |
30% |
-60% |
-40.8% |
-41.3% |
-42.6% |
-44.7% |
-47.5% |
-50.9% |
-54.8% |
-59.0% |
-63.4% |
-67.8% |
-72.0% |
-76.1% |
-79.9% |
35% |
-70% |
-45.1% |
-45.5% |
-46.8% |
-48.7% |
-51.3% |
-54.5% |
-58.1% |
-62.0% |
-66.0% |
-70.1% |
-74.1% |
-77.9% |
-81.4% |
40% |
-80% |
-49.0% |
-49.4% |
-50.5% |
-52.3% |
-54.7% |
-57.7% |
-61.1% |
-64.7% |
-68.4% |
-72.2% |
-75.9% |
-79.4% |
-82.7% |
45% |
-90% |
-52.4% |
-52.8% |
-53.8% |
-55.5% |
-57.8% |
-60.6% |
-63.7% |
-67.1% |
-70.6% |
-74.1% |
-77.5% |
-80.8% |
-83.8% |
50% |
-100% |
-55.6% |
-55.9% |
-56.9% |
-58.5% |
-60.6% |
-63.2% |
-66.1% |
-69.2% |
-72.5% |
-75.8% |
-79.0% |
-82.1% |
-84.9% |
55% |
-110% |
-58.4% |
-58.7% |
-59.6% |
-61.1% |
-63.1% |
-65.5% |
-68.2% |
-71.2% |
-74.2% |
-77.3% |
-80.3% |
-83.2% |
-85.9% |
60% |
-120% |
-60.9% |
-61.2% |
-62.1% |
-63.5% |
-65.4% |
-67.6% |
-70.2% |
-73.0% |
-75.8% |
-78.7% |
-81.5% |
-84.2% |
-86.7% |
One
Year Index
Performance |
Three
Times (3x)
Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-180% |
-93.6% |
-93.6% |
-93.8% |
-94.0% |
-94.3% |
-94.7% |
-95.1% |
-95.6% |
-96.0% |
-96.5% |
-97.0% |
-97.4% |
-97.8% |
-55% |
-165% |
-90.9% |
-91.0% |
-91.2% |
-91.5% |
-91.9% |
-92.4% |
-93.0% |
-93.7% |
-94.4% |
-95.0% |
-95.7% |
-96.3% |
-96.9% |
-50% |
-150% |
-87.5% |
-87.6% |
-87.9% |
-88.3% |
-88.9% |
-89.6% |
-90.5% |
-91.3% |
-92.3% |
-93.2% |
-94.1% |
-95.0% |
-95.8% |
-45% |
-135% |
-83.4% |
-83.5% |
-83.9% |
-84.4% |
-85.2% |
-86.2% |
-87.3% |
-88.5% |
-89.7% |
-90.9% |
-92.1% |
-93.3% |
-94.3% |
-40% |
-120% |
-78.4% |
-78.6% |
-79.0% |
-79.8% |
-80.8% |
-82.1% |
-83.5% |
-85.0% |
-86.6% |
-88.2% |
-89.8% |
-91.3% |
-92.7% |
-35% |
-105% |
-72.5% |
-72.7% |
-73.3% |
-74.3% |
-75.6% |
-77.2% |
-79.0% |
-81.0% |
-83.0% |
-85.0% |
-87.0% |
-88.9% |
-90.7% |
-30% |
-90% |
-65.7% |
-66.0% |
-66.7% |
-67.9% |
-69.6% |
-71.6% |
-73.8% |
-76.2% |
-78.8% |
-81.3% |
-83.8% |
-86.2% |
-88.4% |
-25% |
-75% |
-57.8% |
-58.1% |
-59.1% |
-60.6% |
-62.6% |
-65.0% |
-67.8% |
-70.8% |
-73.9% |
-77.0% |
-80.1% |
-83.0% |
-85.7% |
-20% |
-60% |
-48.8% |
-49.2% |
-50.3% |
-52.1% |
-54.6% |
-57.6% |
-60.9% |
-64.5% |
-68.3% |
-72.1% |
-75.8% |
-79.3% |
-82.6% |
-15% |
-45% |
-38.6% |
-39.0% |
-40.4% |
-42.6% |
-45.5% |
-49.1% |
-53.1% |
-57.5% |
-62.0% |
-66.5% |
-71.0% |
-75.2% |
-79.1% |
-10% |
-30% |
-27.1% |
-27.6% |
-29.3% |
-31.9% |
-35.3% |
-39.6% |
-44.3% |
-49.5% |
-54.9% |
-60.3% |
-65.6% |
-70.6% |
-75.2% |
-5% |
-15% |
-14.3% |
-14.9% |
-16.8% |
-19.9% |
-24.0% |
-28.9% |
-34.5% |
-40.6% |
-46.9% |
-53.3% |
-59.5% |
-65.4% |
-70.9% |
0% |
0% |
0.0% |
-0.7% |
-3.0% |
-6.5% |
-11.3% |
-17.1% |
-23.7% |
-30.8% |
-38.1% |
-45.5% |
-52.8% |
-59.6% |
-66.0% |
5% |
15% |
15.8% |
14.9% |
12.3% |
8.2% |
2.7% |
-4.0% |
-11.6% |
-19.8% |
-28.4% |
-36.9% |
-45.3% |
-53.3% |
-60.7% |
10% |
30% |
33.1% |
32.1% |
29.2% |
24.4% |
18.0% |
10.3% |
1.6% |
-7.8% |
-17.6% |
-27.5% |
-37.1% |
-46.3% |
-54.8% |
15% |
45% |
52.1% |
51.0% |
47.6% |
42.2% |
34.9% |
26.1% |
16.1% |
5.3% |
-5.9% |
-17.2% |
-28.2% |
-38.6% |
-48.4% |
20% |
60% |
72.8% |
71.5% |
67.7% |
61.5% |
53.3% |
43.3% |
31.9% |
19.7% |
6.9% |
-5.9% |
-18.4% |
-30.3% |
-41.3% |
25% |
75% |
95.3% |
93.9% |
89.5% |
82.6% |
73.2% |
61.9% |
49.1% |
35.2% |
20.9% |
6.4% |
-7.7% |
-21.2% |
-33.7% |
30% |
90% |
119.7% |
118.1% |
113.2% |
105.4% |
94.9% |
82.1% |
67.7% |
52.1% |
35.9% |
19.7% |
3.8% |
-11.3% |
-25.4% |
35% |
105% |
146.0% |
144.2% |
138.8% |
130.0% |
118.2% |
104.0% |
87.8% |
70.4% |
52.2% |
34.0% |
16.2% |
-0.7% |
-16.4% |
40% |
120% |
174.4% |
172.3% |
166.3% |
156.5% |
143.4% |
127.5% |
109.5% |
90.0% |
69.8% |
49.5% |
29.6% |
10.7% |
-6.8% |
45% |
135% |
204.9% |
202.6% |
195.9% |
185.0% |
170.4% |
152.7% |
132.7% |
111.1% |
88.6% |
66.1% |
44.0% |
23.0% |
3.5% |
50% |
150% |
237.5% |
235.0% |
227.5% |
215.5% |
199.3% |
179.8% |
157.6% |
133.7% |
108.8% |
83.8% |
59.4% |
36.2% |
14.6% |
55% |
165% |
272.4% |
269.6% |
261.4% |
248.1% |
230.3% |
208.7% |
184.3% |
157.9% |
130.4% |
102.8% |
75.9% |
50.3% |
26.5% |
60% |
180% |
309.6% |
306.5% |
297.5% |
282.9% |
263.3% |
239.6% |
212.7% |
183.6% |
153.5% |
123.1% |
93.5% |
65.3% |
39.1% |
One
Year Index
Performance |
Three
Times the
Inverse
(-3x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
180% |
462.5% |
439.2% |
371.5% |
265.2% |
129.1% |
973.9% |
810.5% |
649.2% |
498.3% |
363.6% |
248.6% |
154.4% |
80.2% |
-55% |
165% |
997.4% |
981.1% |
933.5% |
858.8% |
763.2% |
654.2% |
539.5% |
426.2% |
320.2% |
225.6% |
144.9% |
78.7% |
26.6% |
-50% |
150% |
700.0% |
688.1% |
653.4% |
599.0% |
529.3% |
449.8% |
366.2% |
283.6% |
206.3% |
137.4% |
78.5% |
30.3% |
-7.7% |
-45% |
135% |
501.1% |
492.1% |
466.0% |
425.1% |
372.8% |
313.1% |
250.3% |
188.2% |
130.1% |
78.3% |
34.1% |
-2.1% |
-30.7% |
-40% |
120% |
363.0% |
356.1% |
336.0% |
304.5% |
264.2% |
218.2% |
169.8% |
122.0% |
77.3% |
37.4% |
3.3% |
-24.6% |
-46.6% |
-35% |
105% |
264.1% |
258.7% |
242.9% |
218.1% |
186.4% |
150.3% |
112.2% |
74.6% |
39.4% |
8.0% |
-18.8% |
-40.7% |
-58.0% |
-30% |
90% |
191.5% |
187.2% |
174.6% |
154.7% |
129.3% |
100.4% |
69.9% |
39.8% |
11.6% |
-13.5% |
-34.9% |
-52.5% |
-66.4% |
-25% |
75% |
137.0% |
133.5% |
123.2% |
107.1% |
86.5% |
62.9% |
38.1% |
13.7% |
-9.2% |
-29.7% |
-47.1% |
-61.4% |
-72.7% |
-20% |
60% |
95.3% |
92.4% |
83.9% |
70.6% |
53.6% |
34.2% |
13.8% |
-6.3% |
-25.2% |
-42.0% |
-56.4% |
-68.2% |
-77.5% |
-15% |
45% |
62.8% |
60.4% |
53.4% |
42.3% |
28.1% |
11.9% |
-5.1% |
-21.9% |
-37.7% |
-51.7% |
-63.7% |
-73.5% |
-81.2% |
-10% |
30% |
37.2% |
35.1% |
29.2% |
19.9% |
7.9% |
-5.7% |
-20.1% |
-34.2% |
-47.5% |
-59.3% |
-69.4% |
-77.7% |
-84.2% |
-5% |
15% |
16.6% |
14.9% |
9.8% |
1.9% |
-8.3% |
-19.8% |
-32.0% |
-44.1% |
-55.3% |
-65.4% |
-74.0% |
-81.0% |
-86.5% |
0% |
0% |
0.0% |
-1.5% |
-5.8% |
-12.6% |
-21.3% |
-31.3% |
-41.7% |
-52.0% |
-61.7% |
-70.3% |
-77.7% |
-83.7% |
-88.5% |
5% |
-15% |
-13.6% |
-14.9% |
-18.6% |
-24.5% |
-32.0% |
-40.6% |
-49.7% |
-58.6% |
-66.9% |
-74.4% |
-80.7% |
-85.9% |
-90.0% |
10% |
-30% |
-24.9% |
-26.0% |
-29.2% |
-34.4% |
-40.9% |
-48.4% |
-56.2% |
-64.0% |
-71.2% |
-77.7% |
-83.2% |
-87.8% |
-91.3% |
15% |
-45% |
-34.2% |
-35.2% |
-38.1% |
-42.6% |
-48.3% |
-54.8% |
-61.7% |
-68.5% |
-74.8% |
-80.5% |
-85.3% |
-89.3% |
-92.4% |
20% |
-60% |
-42.1% |
-43.0% |
-45.5% |
-49.4% |
-54.5% |
-60.2% |
-66.3% |
-72.3% |
-77.8% |
-82.8% |
-87.1% |
-90.6% |
-93.3% |
25% |
-75% |
-48.8% |
-49.6% |
-51.8% |
-55.3% |
-59.7% |
-64.8% |
-70.2% |
-75.4% |
-80.4% |
-84.8% |
-88.6% |
-91.7% |
-94.1% |
30% |
-90% |
-54.5% |
-55.2% |
-57.1% |
-60.2% |
-64.2% |
-68.7% |
-73.5% |
-78.2% |
-82.6% |
-86.5% |
-89.8% |
-92.6% |
-94.8% |
35% |
-105% |
-59.4% |
-60.0% |
-61.7% |
-64.5% |
-68.0% |
-72.1% |
-76.3% |
-80.5% |
-84.4% |
-87.9% |
-90.9% |
-93.4% |
-95.3% |
40% |
-120% |
-63.6% |
-64.1% |
-65.7% |
-68.2% |
-71.3% |
-75.0% |
-78.8% |
-82.5% |
-86.0% |
-89.2% |
-91.9% |
-94.1% |
-95.8% |
45% |
-135% |
-67.2% |
-67.7% |
-69.1% |
-71.3% |
-74.2% |
-77.5% |
-80.9% |
-84.3% |
-87.4% |
-90.3% |
-92.7% |
-94.7% |
-96.2% |
50% |
-150% |
-70.4% |
-70.8% |
-72.1% |
-74.1% |
-76.7% |
-79.6% |
-82.7% |
-85.8% |
-88.7% |
-91.2% |
-93.4% |
-95.2% |
-96.6% |
55% |
-165% |
-73.1% |
-73.5% |
-74.7% |
-76.5% |
-78.9% |
-81.5% |
-84.4% |
-87.1% |
-89.7% |
-92.0% |
-94.0% |
-95.6% |
-96.9% |
60% |
-180% |
-75.6% |
-75.9% |
-77.0% |
-78.7% |
-80.8% |
-83.2% |
-85.8% |
-88.3% |
-90.7% |
-92.8% |
-94.6% |
-96.0% |
-97.2% |
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Independent
Trustees |
|
|
| |
William
D. Fertig
Birth
Date: 9/56 |
Indefinite;
June
2011
to present |
Context
Capital
Management
(Alternative
Asset
Management):
Chief
Investment
Officer
(September
2002 to
present). |
ProShares
(119)
ProFunds
(116) |
Context
Capital |
Russell
S. Reynolds III
Birth
Date: 7/57 |
Indefinite;
November
2005 to
present |
RSR
Partners, Inc.
(Retained
Executive
Recruitment
and
Corporate
Governance
Consulting):
Managing
Director
(February
1993 to
present). |
ProShares
(119)
ProFunds
(116) |
RSR
Partners, Inc. |
Michael
C. Wachs
Birth
Date: 10/61 |
Indefinite;
November
2005 to
present |
Linden
Lane Capital
Partners
LLC (Real
Estate
Investment
and
Development):
Managing
Principal
(2010
to present). |
ProShares
(119)
ProFunds
(116) |
NAIOP
(the
Commercial
Real
Estate
Development
Association) |
Interested
Trustee and Chairman of the Board |
|
|
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Michael
L. Sapir**
Birth
Date: 5/58 |
Indefinite;
2002 to
present |
Chairman
and Chief
Executive
Officer of
ProFund
Advisors
LLC
(April
1997 to
present);
ProShare
Advisors
(November
2005 to
present);
and
ProShare
Capital
Management
LLC
(July
2008 to
present). |
ProShares
(119)
ProFunds
(116) |
None |
Name
of Trustee |
Dollar
Range
of
Equity
Securities
in
the
Trust |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Family of
Investment
Companies |
Independent
Trustees |
||
William
D. Fertig, Trustee |
Over
$100,000 |
Over
$100,000 |
Russell
S. Reynolds III, Trustee |
$10,001-$50,000 |
$10,001-$50,000 |
Michael
C. Wachs, Trustee |
None |
$10,001-$50,000 |
Interested
Trustee |
||
Michael
L. Sapir, Trustee and Chairman |
Over
$100,000 |
Over
$100,000 |
Name |
Aggregate
Compensation
From
Funds |
Pension
or
Retirement
Benefits
Accrued
as
Part
of
Trust
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
From
Trust and
Fund
Complex
Paid
to Trustees |
Independent
Trustees |
|
|
|
|
William
D. Fertig, Trustee |
$303,199 |
$0 |
$0 |
$325,000 |
Russell
S. Reynolds, III, Trustee |
$303,199 |
$0 |
$0 |
$325,000 |
Michael
C. Wachs, Trustee |
$303,199 |
$0 |
$0 |
$325,000 |
Interested
Trustee |
|
|
|
|
Michael
L. Sapir, Trustee and Chairman |
$0 |
$0 |
$0 |
$0 |
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Todd
B. Johnson
Birth
Date: 1/64 |
President |
Indefinite;
January 2014 to
present |
Chief
Investment Officer of ProShare
Advisors
(December 2008 to present);
ProFund
Advisors LLC (December 2008 to
present);
and ProShare Capital
Management
LLC (February 2009 to present). |
Maria
Clem Sell
3
Canal Plaza, Suite
100
Portland, ME
04101
Birth
Date: 2/78 |
Treasurer |
Indefinite; June
2022 to
present |
Senior
Principal Consultant and Fund
Treasurer,
ACA Group (2021 to present);
Director,
Franklin Templeton Investments
(2014
to 2021). |
Victor
M. Frye, Esq.
Birth
Date: 10/58 |
Chief
Compliance
Officer and AML
Officer |
Indefinite;
November 2005
to
present |
Counsel
and Chief Compliance Officer of
ProShare
Advisors (December 2004 to
present)
and ProFund Advisors LLC (October
2002
to present); Secretary of ProFunds
Distributors,
Inc. (April 2008 to present);
Chief
Compliance Officer of ProFunds
Distributors,
Inc. (July 2015 to present). |
Richard
F. Morris
Birth
Date: 8/67 |
Chief Legal
Officer and
Secretary |
Indefinite;
December 2015
to
present |
General
Counsel of ProShare Advisors;
ProFund
Advisors LLC; and ProShare Capital
Management
LLC (December 2015 to
present);
Chief Legal Officer of ProFunds
Distributors,
Inc. (December 2015 to present);
Partner
at Morgan Lewis & Bockius, LLP
(October
2012 to November 2015). |
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
Global
Listed Private Equity ETF |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Hedge
Replication ETF |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Inflation
Expectations ETF |
0.55% |
0.55% |
0.55% |
0.55% |
0.55% |
Merger
ETF |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
High Yield |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Short
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55%
|
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
Ultra
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Communication Services |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Consumer Discretionary |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Consumer Staples |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Energy |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
FTSE Europe |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Health Care |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
High Yield |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Industrials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Materials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Brazil Capped |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
MSCI Japan |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Biotechnology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Cloud Computing |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Nasdaq Cybersecurity |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Semiconductors |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Technology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Ultra
Utilities |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short 20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraPro
Short S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
20+ Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
7-10 Year Treasury |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Consumer Discretionary |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Consumer Staples |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Dow30SM |
0.75% |
0.70% |
0.65% |
0.60% |
0.55%
|
|
Investment
Advisory Fee | ||||
Name
of Fund |
First
$4
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Next
$1.5
billion |
Thereafter |
UltraShort
Energy |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Financials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
FTSE China 50 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
FTSE Europe |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Health Care |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Industrials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Materials |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MidCap400 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Brazil Capped |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI EAFE |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Emerging Markets |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
MSCI Japan |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Nasdaq Biotechnology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
QQQ® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Real Estate |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Russell2000 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
S&P500® |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Semiconductors |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
SmallCap600 |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Technology |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
UltraShort
Utilities |
0.75% |
0.70% |
0.65% |
0.60% |
0.55% |
Name
of Fund |
Investment
Advisory and
Management
Fee |
Big
Data Refiners ETF |
0.58% |
Decline
of the Retail Store ETF |
0.65% |
DJ
Brookfield Global Infrastructure ETF |
0.45% |
Equities
for Rising Rates ETF |
0.35% |
High
Yield—Interest Rate Hedged |
0.50% |
Investment
Grade—Interest Rate Hedged |
0.30% |
K-1
Free Crude Oil Strategy ETF |
0.65% |
Large
Cap Core Plus |
0.45% |
Long
Online/Short Stores ETF |
0.65% |
Metaverse
ETF |
0.58% |
MSCI
EAFE Dividend Growers ETF |
0.50% |
MSCI
Emerging Markets Dividend Growers ETF |
0.60% |
MSCI
Europe Dividend Growers ETF |
0.55% |
MSCI
Transformational Changes ETF |
0.45% |
Nanotechnology
ETF |
0.58% |
Nasdaq-100
Dorsey Wright Momentum ETF |
0.58% |
On-Demand
ETF |
0.58% |
Online
Retail ETF |
0.58% |
Pet
Care ETF |
0.50% |
Russell
2000 Dividend Growers ETF |
0.40% |
Russell
U.S. Dividend Growers ETF |
0.35% |
S&P
500®
Bond ETF |
0.15% |
S&P
500®
Dividend Aristocrats ETF |
0.35% |
S&P
500®
Ex-Energy ETF |
0.13% |
S&P
500®
Ex-Financials ETF |
0.13% |
S&P
500®
Ex-Health Care ETF |
0.13% |
S&P
500®
Ex-Technology ETF |
0.13% |
S&P
Global Core Battery Metals ETF |
0.58% |
S&P
Kensho Cleantech ETF |
0.58% |
S&P
Kensho Smart Factories ETF |
0.58% |
S&P
MidCap 400 Dividend Aristocrats ETF |
0.40% |
S&P
Technology Dividend Aristocrats ETF |
0.45% |
Smart
Materials ETF |
0.58% |
Supply
Chain Logistics ETF |
0.58%
|
|
ADVISORY
FEES | |||||
|
2021 |
2022 |
2023 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Big
Data Refiners ETF |
N/A |
N/A |
$12,999 |
$(0) |
$11,292 |
$(0) |
Decline
of the Retail Store ETF |
$134,256 |
$(0) |
46,326 |
(0) |
104,764 |
(0) |
DJ
Brookfield Global
Infrastructure
ETF |
683,345 |
(0) |
631,018 |
(0) |
699,259 |
(0) |
Equities
for Rising Rates ETF |
8,361 |
(0) |
113,537 |
(0) |
246,737 |
(0) |
Global
Listed Private Equity
ETF |
93,184 |
(93,184) |
110,884 |
(110,884) |
57,373 |
(57,373) |
Hedge
Replication ETF |
243,186 |
(243,186) |
343,326 |
(343,326) |
303,764 |
(303,764) |
High
Yield-Interest Rate Hedged |
402,772 |
(0) |
687,373 |
(0) |
624,384 |
(0) |
Inflation
Expectations ETF |
66,821 |
(66,821) |
235,909 |
(235,909) |
333,806 |
(333,806) |
Investment
Grade-Interest Rate
Hedged |
1,202,175 |
(0) |
2,769,450 |
(0) |
1,281,409 |
(0) |
K-1
Free Crude Oil Strategy
ETF |
485,995 |
(0) |
511,571 |
(0) |
609,407 |
(0) |
Large
Cap Core Plus |
1,942,795 |
(0) |
2,251,428 |
(0) |
1,944,085 |
(0) |
Long
Online/Short Stores ETF |
1,392,961 |
(0) |
376,209 |
(0) |
103,343 |
(0) |
Merger
ETF |
130,531 |
(130,531) |
434,223 |
(254,074) |
194,743 |
(180,920) |
Metaverse
ETF |
N/A |
N/A |
8,364 |
(0) |
35,497 |
(0) |
MSCI
EAFE Dividend Growers
ETF |
634,527 |
(0) |
668,324 |
(0) |
456,017 |
(0) |
MSCI
Emerging Markets
Dividend
Growers ETF |
133,281 |
(0) |
120,945 |
(0) |
99,822 |
(0) |
MSCI
Europe Dividend Growers
ETF |
46,348 |
(0) |
69,955 |
(0) |
51,331 |
(0) |
MSCI
Transformational Changes
ETF |
78,791 |
(0) |
192,135 |
(0) |
86,286 |
(0) |
Nanotechnology
ETF |
N/A |
N/A |
11,771 |
(0) |
13,538 |
(0) |
Nasdaq-100
Dorsey Wright
Momentum
ETF |
855 |
(0) |
125,703 |
(0) |
75,606 |
(0) |
On-Demand
ETF |
N/A |
N/A |
9,606 |
(0) |
5,248 |
(0) |
Online
Retail ETF |
4,287,322 |
(0) |
4,206,707 |
(0) |
999,911 |
(0) |
Pet
Care ETF |
906,906 |
(0) |
1,465,240 |
(0) |
600,050 |
(0) |
Russell
2000 Dividend Growers
ETF |
2,793,490 |
(0) |
3,467,331 |
(0) |
3,289,224 |
(0) |
Russell
U.S. Dividend Growers
ETF |
83,809 |
(0) |
76,289 |
(0) |
41,559 |
(0) |
S&P
500 Bond ETF |
55,112 |
(0) |
46,943 |
(0) |
19,921 |
(0) |
S&P
500 Dividend Aristocrats
ETF |
24,101,593 |
(0) |
33,050,023 |
(0) |
37,257,089 |
(0) |
S&P
500 ex-Energy ETF |
58,741 |
(0) |
62,751 |
(3,892) |
36,108 |
(11,808) |
S&P
500 ex-Financials ETF |
15,795 |
(0) |
19,078 |
(1,219) |
15,518 |
(5,047) |
S&P
500 ex-Health Care ETF |
6,708 |
(0) |
9,425 |
(570) |
7,740 |
(2,519) |
S&P
500 ex-Technology ETF |
13,402 |
(0) |
20,566 |
(1,406) |
14,689 |
(4,785) |
S&P
Global Core Battery Metals
ETF |
N/A |
N/A |
N/A |
N/A |
10,425 |
(0) |
S&P
Kensho Cleantech ETF |
N/A |
N/A |
14,198 |
(0) |
32,361 |
(0) |
|
ADVISORY
FEES | |||||
|
2021 |
2022 |
2023 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
S&P
Kensho Smart Factories
ETF |
N/A |
N/A |
12,817 |
(0) |
5,773 |
(0) |
S&P
Midcap 400 Dividend
Aristocrats
ETF |
3,280,820 |
(0) |
4,199,083 |
(0) |
5,686,584 |
(0) |
S&P
Technology Dividend
Aristocrats
ETF |
361,479 |
(0) |
494,039 |
(0) |
545,115 |
(0) |
Short
20+ Year Treasury |
2,317,944 |
(0) |
5,198,275 |
(0) |
3,130,441 |
(0) |
Short
7-10 Year Treasury |
264,808 |
(52,424) |
909,799 |
(17,016) |
846,602 |
(31,325) |
Short
Dow30 |
2,625,944 |
(49,294) |
1,933,906 |
(2,500) |
2,108,069 |
(36,396) |
Short
Financials |
143,053 |
(65,657) |
82,205 |
(66,421) |
242,647 |
(63,763) |
Short
FTSE China 50 |
37,597 |
(37,597) |
58,676 |
(58,676) |
68,639 |
(68,639) |
Short
High Yield |
567,112 |
(72,648) |
734,945 |
(80,160) |
2,409,479 |
(84,071) |
Short
MidCap400 |
165,148 |
(60,058) |
82,118 |
(63,467) |
107,595 |
(65,109) |
Short
MSCI EAFE |
166,830 |
(72,865) |
217,938 |
(78,006) |
771,081 |
(71,549) |
Short
MSCI Emerging Markets |
310,590 |
(72,064) |
252,753 |
(81,822) |
346,904 |
(96,952) |
Short
QQQ |
4,437,891 |
(299,599) |
5,391,315 |
(340,304) |
11,225,799 |
(635,095) |
Short
Real Estate |
125,336 |
(69,554) |
64,582 |
(64,582) |
376,823 |
(70,727) |
Short
Russell2000 |
2,610,870 |
(245,406) |
2,291,017 |
(166,456) |
3,665,218 |
(272,655) |
Short
S&P 500 |
17,227,653 |
(0) |
12,176,536 |
(0) |
20,797,286 |
(0) |
Short
SmallCap600 |
69,652 |
(66,283) |
37,360 |
(37,360) |
113,587 |
(63,869) |
Smart
Materials ETF |
N/A |
N/A |
10,919 |
(0) |
8,893 |
(0) |
Supply
Chain Logistics ETF |
N/A |
N/A |
2,426 |
(0) |
10,535 |
(0) |
Ultra
20+ Year Treasury |
341,820 |
(86,060) |
369,357 |
(78,328) |
342,588 |
(51,517) |
Ultra
7-10 Year Treasury |
223,175 |
(89,122) |
145,733 |
(89,715) |
103,226 |
(65,219) |
Ultra
Communication Services |
10,547 |
(10,547) |
18,012 |
(18,012) |
10,578 |
(10,578) |
Ultra
Consumer Discretionary |
194,219 |
(116,428) |
214,608 |
(104,632) |
87,213 |
(87,213) |
Ultra
Consumer Staples |
82,810 |
(82,810) |
105,153 |
(105,153) |
55,371 |
(55,371) |
Ultra
Dow30 |
2,882,998 |
(57,794) |
3,439,500 |
(2,666) |
2,643,216 |
(60,467) |
Ultra
Energy |
1,026,335 |
(115,276) |
1,535,187 |
(82,533) |
1,115,951 |
(115,064) |
Ultra
Financials |
4,504,682 |
(0) |
6,373,140 |
(0) |
4,179,692 |
(18,180) |
Ultra
FTSE China 50 |
248,103 |
(78,481) |
133,753 |
(95,906) |
84,197 |
(84,197) |
Ultra
FTSE Europe |
33,205 |
(33,205) |
37,207 |
(37,207) |
28,515 |
(28,515) |
Ultra
Health Care |
860,759 |
(105,775) |
1,191,322 |
(107,193) |
721,191 |
(123,873) |
Ultra
High Yield |
96,112 |
(96,112) |
162,100 |
(47,055) |
78,768 |
(76,000) |
Ultra
Industrials |
169,256 |
(135,849) |
213,866 |
(106,704) |
122,053 |
(119,040) |
Ultra
Materials |
339,908 |
(93,033) |
548,462 |
(109,585) |
333,942 |
(103,409) |
Ultra
MidCap400 |
1,102,658 |
(158,924) |
1,218,130 |
(72,278) |
913,947 |
(115,015) |
Ultra
MSCI Brazil Capped |
51,291 |
(51,291) |
53,915 |
(53,915) |
35,877 |
(35,877) |
Ultra
MSCI EAFE |
76,966 |
(63,011) |
94,473 |
(91,543) |
69,311 |
(69,311) |
Ultra
MSCI Emerging Markets |
396,329 |
(72,664) |
401,904 |
(76,441) |
149,863 |
(79,010) |
Ultra
MSCI Japan |
40,212 |
(40,212) |
59,793 |
(59,793) |
41,182 |
(41,182) |
Ultra
Nasdaq Biotechnology |
1,675,279 |
(297,981) |
1,535,183 |
(267,592) |
773,653 |
(207,744) |
Ultra
Nasdaq Cloud Computing |
7,204 |
(7,204) |
19,096 |
(19,096) |
12,164 |
(12,164) |
Ultra
Nasdaq Cybersecurity |
7,718 |
(7,718) |
29,616 |
(29,616) |
17,129 |
(17,129) |
Ultra
QQQ |
26,469,905 |
(801,645) |
38,332,212 |
(1,282,847) |
24,370,642 |
(1,085,584) |
Ultra
Real Estate |
651,617 |
(104,971) |
947,424 |
(109,263) |
560,657 |
(107,655) |
Ultra
Russell2000 |
3,232,074 |
(853,982) |
2,593,029 |
(1,232,491) |
1,094,529 |
(291,943) |
Ultra
S&P500 |
22,117,107 |
(0) |
32,466,427 |
(206,222) |
22,971,845 |
(0) |
Ultra
Semiconductors |
1,140,040 |
(93,668) |
2,536,322 |
(63,159) |
1,245,570 |
(136,437) |
Ultra
SmallCap600 |
204,721 |
(108,479) |
308,948 |
(137,910) |
224,226 |
(132,515) |
Ultra
Technology |
4,978,881 |
(1,763) |
6,829,159 |
(0) |
3,016,995 |
(85,339) |
Ultra
Utilities |
105,364 |
(105,364) |
164,979 |
(90,615) |
113,959 |
(110,834) |
UltraPro
Dow30 |
5,662,777 |
(0) |
6,674,665 |
(0) |
4,605,911 |
(24,696) |
|
ADVISORY
FEES | |||||
|
2021 |
2022 |
2023 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
UltraPro
MidCap400 |
301,646 |
(111,330) |
367,677 |
(179,962) |
197,810 |
(149,547) |
UltraPro
QQQ |
69,181,508 |
(6,250,676) |
118,596,637 |
(19,125,963) |
91,993,280 |
(12,031,673) |
UltraPro
Russell2000 |
2,312,688 |
(947,684) |
2,730,565 |
(1,230,426) |
1,606,746 |
(342,614) |
UltraPro
S&P500 |
13,090,453 |
(0) |
22,281,146 |
(0) |
16,841,043 |
(0) |
UltraPro
Short 20+ Year
Treasury |
296,875 |
(49,095) |
1,525,488 |
(0) |
2,871,410 |
(0) |
UltraPro
Short Dow30 |
3,959,670 |
(72,320) |
2,864,461 |
(0) |
4,388,986 |
(0) |
UltraPro
Short MidCap400 |
73,979 |
(70,701) |
47,561 |
(47,561) |
70,898 |
(67,836) |
UltraPro
Short QQQ |
11,063,742 |
(685,090) |
15,192,905 |
(666,032) |
35,529,332 |
(1,773,323) |
UltraPro
Short Russell2000 |
986,156 |
(165,846) |
1,107,876 |
(129,738) |
1,390,761 |
(155,614) |
UltraPro
Short S&P500 |
5,879,060 |
(0) |
4,352,537 |
(0) |
9,503,620 |
(0) |
UltraShort
20+ Year Treasury |
5,164,732 |
(0) |
10,850,404 |
(0) |
7,055,323 |
(0) |
UltraShort
7-10 Year Treasury |
241,689 |
(49,393) |
620,791 |
(32,718) |
497,189 |
(41,707) |
UltraShort
Consumer
Discretionary |
8,343 |
(8,343) |
11,269 |
(11,269) |
34,473 |
(34,473) |
UltraShort
Consumer Staples |
7,466 |
(7,466) |
7,153 |
(7,153) |
19,696 |
(19,696) |
UltraShort
Dow30 |
1,103,665 |
(77,822) |
764,183 |
(55,917) |
909,017 |
(68,145) |
UltraShort
Energy |
129,914 |
(64,884) |
151,555 |
(73,259) |
261,945 |
(63,875) |
UltraShort
Financials |
198,575 |
(69,515) |
97,235 |
(70,655) |
146,918 |
(73,083) |
UltraShort
FTSE China 50 |
189,978 |
(77,617) |
163,129 |
(93,416) |
178,492 |
(93,040) |
UltraShort
FTSE Europe |
93,500 |
(66,016) |
120,056 |
(87,390) |
776,243 |
(68,208) |
UltraShort
Health Care |
13,885 |
(13,885) |
13,933 |
(13,933) |
23,132 |
(23,132) |
UltraShort
Industrials |
12,263 |
(12,263) |
17,140 |
(17,140) |
22,233 |
(22,233) |
UltraShort
Materials |
17,855 |
(17,855) |
17,148 |
(17,148) |
31,990 |
(31,990) |
UltraShort
MidCap400 |
29,112 |
(29,112) |
15,639 |
(15,639) |
21,827 |
(21,827) |
UltraShort
MSCI Brazil Capped |
157,136 |
(67,836) |
108,885 |
(93,871) |
117,255 |
(74,705) |
UltraShort
MSCI EAFE |
15,263 |
(15,263) |
10,092 |
(10,092) |
36,877 |
(36,877) |
UltraShort
MSCI Emerging
Markets |
68,317 |
(68,317) |
55,299 |
(55,299) |
92,846 |
(74,690) |
UltraShort
MSCI Japan |
49,345 |
(49,345) |
32,843 |
(32,843) |
45,950 |
(45,950) |
UltraShort
Nasdaq
Biotechnology |
85,889 |
(68,925) |
62,224 |
(62,224) |
50,858 |
(50,858) |
UltraShort
QQQ |
1,912,187 |
(197,724) |
2,037,624 |
(193,776) |
3,638,589 |
(306,359) |
UltraShort
Real Estate |
221,523 |
(74,331) |
124,039 |
(75,437) |
435,554 |
(72,069) |
UltraShort
Russell2000 |
709,015 |
(130,071) |
676,734 |
(109,034) |
935,406 |
(133,277) |
UltraShort
S&P500 |
6,889,133 |
(0) |
4,728,334 |
(0) |
7,615,330 |
(0) |
UltraShort
Semiconductors |
33,415 |
(33,415) |
26,194 |
(26,194) |
66,476 |
(66,476) |
UltraShort
SmallCap600 |
35,832 |
(35,832) |
24,014 |
(24,014) |
33,466 |
(33,466) |
UltraShort
Technology |
42,180 |
(42,180) |
42,371 |
(42,371) |
75,943 |
(67,315) |
UltraShort
Utilities |
15,771 |
(15,771) |
14,109 |
(14,109) |
21,617 |
(21,617) |
|
Management
Services Fees Paid | |||||
|
2021 |
2022 |
2023 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Global
Listed Private Equity
ETF |
$18,637 |
$(18,637) |
$22,177 |
$(22,177) |
$11,474 |
$(11,474) |
Hedge
Replication ETF |
32,424 |
(32,424) |
45,776 |
(45,776) |
40,502 |
(40,502) |
Inflation
Expectations ETF |
12,149 |
(12,149) |
42,892 |
(42,892) |
60,691 |
(5,676) |
Merger
ETF |
17,404 |
(17,404) |
57,896 |
(0) |
25,966 |
(0) |
Short
20+ Year Treasury |
309,056 |
(0) |
693,098 |
(0) |
417,389 |
(0) |
Short
7-10 Year Treasury |
35,308 |
(0) |
121,306 |
(0) |
112,879 |
(0) |
Short
Dow30 |
350,122 |
(0) |
257,852 |
(0) |
281,074 |
(0) |
Short
Financials |
19,074 |
(0) |
10,961 |
(0) |
32,353 |
(0) |
Short
FTSE China 50 |
5,013 |
(5,013) |
7,824 |
(7,824) |
9,152 |
(9,152) |
Short
High Yield |
75,614 |
(0) |
97,992 |
(0) |
321,262 |
(0) |
Short
MidCap400 |
22,019 |
(0) |
10,949 |
(0) |
14,346 |
(0) |
Short
MSCI EAFE |
22,244 |
(0) |
29,058 |
(0) |
102,810 |
(0) |
Short
MSCI Emerging Markets |
41,411 |
(0) |
33,700 |
(0) |
46,254 |
(0) |
Short
QQQ |
591,712 |
(0) |
718,837 |
(0) |
1,496,763 |
(0) |
Short
Real Estate |
16,711 |
(0) |
8,611 |
(3,212) |
50,243 |
(0) |
Short
Russell2000 |
348,112 |
(0) |
305,467 |
(0) |
488,692 |
(0) |
Short
S&P 500 |
2,296,992 |
(0) |
1,623,526 |
(0) |
2,772,951 |
(0) |
Short
SmallCap600 |
9,287 |
(0) |
4,981 |
(4,981) |
15,145 |
(0) |
Ultra
20+ Year Treasury |
45,575 |
(0) |
49,247 |
(0) |
45,678 |
(0) |
Ultra
7-10 Year Treasury |
29,756 |
(0) |
19,431 |
(0) |
13,764 |
(0) |
Ultra
Communication Services |
1,406 |
(1,406) |
2,402 |
(2,402) |
1,411 |
(1,411) |
Ultra
Consumer Discretionary |
25,896 |
(0) |
28,614 |
(0) |
11,628 |
(11,628) |
Ultra
Consumer Staples |
11,041 |
(11,041) |
14,020 |
(13,988) |
7,383 |
(7,383) |
Ultra
Dow30 |
384,396 |
(0) |
458,597 |
(0) |
352,426 |
(0) |
Ultra
Energy |
136,843 |
(0) |
204,690 |
(0) |
148,793 |
(0) |
Ultra
Financials |
600,618 |
(0) |
849,746 |
(0) |
557,288 |
(0) |
Ultra
FTSE China 50 |
33,080 |
(0) |
17,833 |
(0) |
11,226 |
(5,317) |
Ultra
FTSE Europe |
4,427 |
(4,427) |
4,961 |
(4,961) |
3,802 |
(3,802) |
Ultra
Health Care |
114,766 |
(0) |
158,842 |
(0) |
96,158 |
(0) |
Ultra
High Yield |
12,815 |
(12,815) |
21,613 |
(0) |
10,502 |
(0) |
Ultra
Industrials |
22,567 |
(0) |
28,515 |
(0) |
16,274 |
(0) |
Ultra
Materials |
45,321 |
(0) |
73,128 |
(0) |
44,525 |
(0) |
Ultra
MidCap400 |
147,020 |
(0) |
162,416 |
(0) |
121,859 |
(0) |
Ultra
MSCI Brazil Capped |
6,839 |
(6,839) |
7,189 |
(7,189) |
4,783 |
(4,783) |
Ultra
MSCI EAFE |
10,262 |
(0) |
12,596 |
(0) |
9,241 |
(9,241) |
Ultra
MSCI Emerging Markets |
52,843 |
(0) |
53,587 |
(0) |
19,982 |
(0) |
Ultra
MSCI Japan |
5,361 |
(5,361) |
7,972 |
(7,972) |
5,491 |
(5,491) |
Ultra
Nasdaq Biotechnology |
223,368 |
(0) |
204,689 |
(0) |
103,153 |
(0) |
Ultra
Nasdaq Cloud Computing |
961 |
(961) |
2,546 |
(2,546) |
1,622 |
(1,622) |
Ultra
Nasdaq Cybersecurity |
1,029 |
(1,029) |
3,949 |
(3,949) |
2,284 |
(2,284) |
Ultra
QQQ |
3,534,081 |
(0) |
5,110,920 |
(0) |
3,249,395 |
(0) |
|
Management
Services Fees Paid | |||||
|
2021 |
2022 |
2023 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Ultra
Real Estate |
86,881 |
(0) |
126,322 |
(0) |
74,753 |
(0) |
Ultra
Russell2000 |
430,939 |
(0) |
345,735 |
(0) |
145,936 |
(0) |
Ultra
S&P500 |
2,948,946 |
(0) |
4,328,822 |
(0) |
3,062,890 |
(0) |
Ultra
Semiconductors |
152,004 |
(0) |
338,174 |
(0) |
166,075 |
(0) |
Ultra
SmallCap600 |
27,296 |
(0) |
41,193 |
(0) |
29,896 |
(0) |
Ultra
Technology |
663,843 |
(0) |
910,548 |
(0) |
402,263 |
(0) |
Ultra
Utilities |
14,048 |
(14,048) |
21,997 |
(0) |
15,194 |
(0) |
UltraPro
Dow30 |
755,028 |
(0) |
889,949 |
(0) |
614,117 |
(0) |
UltraPro
MidCap400 |
40,219 |
(0) |
49,023 |
(0) |
26,375 |
(0) |
UltraPro
QQQ |
9,224,201 |
(0) |
15,812,720 |
(0) |
12,265,681 |
(0) |
UltraPro
Russell2000 |
308,355 |
(0) |
364,073 |
(0) |
214,231 |
(0) |
UltraPro
S&P500 |
1,745,374 |
(0) |
2,970,798 |
(0) |
2,245,456 |
(0) |
UltraPro
Short 20+ Year
Treasury |
39,583 |
(0) |
203,397 |
(0) |
382,852 |
(0) |
UltraPro
Short Dow30 |
527,950 |
(0) |
381,925 |
(0) |
585,194 |
(0) |
UltraPro
Short MidCap400 |
9,864 |
(0) |
6,341 |
(6,341) |
9,453 |
(0) |
UltraPro
Short QQQ |
1,475,149 |
(0) |
2,025,706 |
(0) |
4,737,210 |
(0) |
UltraPro
Short Russell2000 |
131,486 |
(0) |
147,716 |
(0) |
185,434 |
(0) |
UltraPro
Short S&P500 |
783,865 |
(0) |
580,334 |
(0) |
1,267,140 |
(0) |
UltraShort
20+ Year Treasury |
688,624 |
(0) |
1,446,710 |
(0) |
940,703 |
(0) |
UltraShort
7-10 Year Treasury |
32,225 |
(0) |
82,771 |
(0) |
66,291 |
(0) |
UltraShort
Consumer
Discretionary |
1,112 |
(1,112) |
1,503 |
(1,503) |
4,596 |
(4,596) |
UltraShort
Consumer Staples |
995 |
(995) |
954 |
(954) |
2,626 |
(2,626) |
UltraShort
Dow30 |
147,154 |
(0) |
101,890 |
(0) |
121,201 |
(0) |
UltraShort
Energy |
17,322 |
(0) |
20,207 |
(0) |
34,926 |
(0) |
UltraShort
Financials |
26,476 |
(0) |
12,965 |
(0) |
19,589 |
(0) |
UltraShort
FTSE China 50 |
25,330 |
(0) |
21,750 |
(0) |
23,799 |
(0) |
UltraShort
FTSE Europe |
12,467 |
(0) |
16,007 |
(0) |
103,498 |
(0) |
UltraShort
Health Care |
1,851 |
(1,851) |
1,858 |
(1,858) |
3,084 |
(3,084) |
UltraShort
Industrials |
1,635 |
(1,635) |
2,285 |
(2,285) |
2,964 |
(2,964) |
UltraShort
Materials |
2,381 |
(2,381) |
2,286 |
(2,286) |
4,265 |
(4,265) |
UltraShort
MidCap400 |
3,882 |
(3,882) |
2,085 |
(2,085) |
2,910 |
(2,910) |
UltraShort
MSCI Brazil Capped |
20,951 |
(0) |
14,518 |
(0) |
15,634 |
(0) |
UltraShort
MSCI EAFE |
2,035 |
(2,035) |
1,346 |
(1,346) |
4,917 |
(4,917) |
UltraShort
MSCI Emerging
Markets |
9,109 |
(414) |
7,373 |
(7,373) |
12,379 |
(0) |
UltraShort
MSCI Japan |
6,579 |
(6,579) |
4,379 |
(4,379) |
6,127 |
(6,127) |
UltraShort
Nasdaq
Biotechnology |
11,452 |
(0) |
8,296 |
(8,296) |
6,781 |
(6,781) |
UltraShort
QQQ |
254,955 |
(0) |
271,681 |
(0) |
485,142 |
(0) |
UltraShort
Real Estate |
29,536 |
(0) |
16,538 |
(0) |
58,073 |
(0) |
UltraShort
Russell2000 |
94,534 |
(0) |
90,231 |
(0) |
124,720 |
(0) |
UltraShort
S&P500 |
918,540 |
(0) |
630,440 |
(0) |
1,015,370 |
(0) |
UltraShort
Semiconductors |
4,455 |
(4,455) |
3,492 |
(3,492) |
8,863 |
(3,554) |
UltraShort
SmallCap600 |
4,777 |
(4,777) |
3,202 |
(3,202) |
4,462 |
(4,462) |
UltraShort
Technology |
5,624 |
(5,624) |
5,649 |
(5,649) |
10,126 |
(0) |
UltraShort
Utilities |
2,103 |
(2,103) |
1,881 |
(1,881) |
2,882 |
(2,882) |
Name
of Fund |
Expense
Limitation |
Global
Listed Private Equity ETF |
0.60% |
Hedge
Replication ETF |
0.95% |
Inflation
Expectations ETF |
0.30% |
Merger
ETF |
0.75% |
Short
20+ Year Treasury |
0.95% |
Short
7-10 Year Treasury |
0.95% |
Short
Dow30
SM |
0.95% |
Short
Financials |
0.95% |
Short
FTSE China 50 |
0.95% |
Short
High Yield |
0.95% |
Short
MidCap400 |
0.95% |
Short
MSCI EAFE |
0.95% |
Short
MSCI Emerging Markets |
0.95% |
Short
QQQ® |
0.95% |
Short
Real Estate |
0.95% |
Short
Russell2000 |
0.95% |
Short
S&P500® |
0.95% |
Short
SmallCap600 |
0.95% |
Ultra
20+ Year Treasury |
0.95% |
Ultra
7-10 Year Treasury |
0.95% |
Ultra
Communication Services |
0.95% |
Ultra
Consumer Discretionary |
0.95% |
Ultra
Consumer Staples |
0.95% |
Ultra
Dow30SM |
0.95% |
Ultra
Energy |
0.95% |
Ultra
Financials |
0.95% |
Ultra
FTSE China 50 |
0.95% |
Ultra
FTSE Europe |
0.95% |
Ultra
Health Care |
0.95%
|
Name
of Fund |
Expense
Limitation |
Ultra
High Yield |
0.95% |
Ultra
Industrials |
0.95% |
Ultra
Materials |
0.95% |
Ultra
MidCap400 |
0.95% |
Ultra
MSCI Brazil Capped |
0.95% |
Ultra
MSCI EAFE |
0.95% |
Ultra
MSCI Emerging Markets |
0.95% |
Ultra
MSCI Japan |
0.95% |
Ultra
Nasdaq Biotechnology |
0.95% |
Ultra
Nasdaq Cloud Computing |
0.95% |
Ultra
Nasdaq Cybersecurity |
0.95% |
Ultra
QQQ® |
0.95% |
Ultra
Real Estate |
0.95% |
Ultra
Russell2000 |
0.95% |
Ultra
S&P500® |
0.95% |
Ultra
Semiconductors |
0.95% |
Ultra
SmallCap600 |
0.95% |
Ultra
Technology |
0.95% |
Ultra
Utilities |
0.95% |
UltraPro
Dow30SM |
0.95% |
UltraPro
MidCap400 |
0.95% |
UltraPro
QQQ® |
0.95% |
UltraPro
Russell2000 |
0.95% |
UltraPro
S&P500® |
0.95% |
UltraPro
Short 20+ Year Treasury |
0.95% |
UltraPro
Short Dow30SM |
0.95% |
UltraPro
Short MidCap400 |
0.95% |
UltraPro
Short QQQ® |
0.95% |
UltraPro
Short Russell2000 |
0.95% |
UltraPro
Short S&P500® |
0.95% |
UltraShort
20+ Year Treasury |
0.95% |
UltraShort
7-10 Year Treasury |
0.95% |
UltraShort
Consumer Discretionary |
0.95% |
UltraShort
Consumer Staples |
0.95% |
UltraShort
Dow30SM |
0.95% |
UltraShort
Energy |
0.95% |
UltraShort
Financials |
0.95% |
UltraShort
FTSE China 50 |
0.95% |
UltraShort
FTSE Europe |
0.95% |
UltraShort
Health Care |
0.95% |
UltraShort
Industrials |
0.95% |
UltraShort
Materials |
0.95% |
UltraShort
MidCap400 |
0.95% |
UltraShort
MSCI Brazil Capped |
0.95% |
UltraShort
MSCI EAFE |
0.95%
|
Name
of Fund |
Expense
Limitation |
UltraShort
MSCI Emerging Markets |
0.95% |
UltraShort
MSCI Japan |
0.95% |
UltraShort
Nasdaq Biotechnology |
0.95% |
UltraShort
QQQ® |
0.95% |
UltraShort
Real Estate |
0.95% |
UltraShort
Russell2000 |
0.95% |
UltraShort
S&P500® |
0.95% |
UltraShort
Semiconductors |
0.95% |
UltraShort
SmallCap600 |
0.95% |
UltraShort
Technology |
0.95% |
UltraShort
Utilities |
0.95% |
Name
of Fund |
Expense
Limitation |
S&P®
Ex-Energy ETF |
0.09% |
S&P®
Ex-Financials ETF |
0.09% |
S&P®
Ex-Health Care ETF |
0.09% |
S&P®
Ex-Technology ETF |
0.09% |
|
Advisory
Fees Recouped | ||
Fund |
2021 |
2022 |
2023 |
Big
Data Refiners ETF |
N/A |
$0 |
$0 |
Decline
of the Retail Store ETF |
$0 |
0 |
0 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0 |
0 |
Equities
for Rising Rates ETF |
0 |
0 |
0 |
Global
Listed Private Equity ETF |
0 |
0 |
0 |
Hedge
Replication ETF |
0 |
0 |
0 |
High
Yield-Interest Rate Hedged |
0 |
0 |
0 |
Inflation
Expectations ETF |
0 |
0 |
0 |
|
Advisory
Fees Recouped | ||
Fund |
2021 |
2022 |
2023 |
Investment
Grade-Interest Rate Hedged |
0 |
0 |
0 |
K-1
Free Crude Oil Strategy ETF |
0 |
0 |
0 |
Large
Cap Core Plus |
0 |
0 |
0 |
Long
Online/Short Stores ETF |
0 |
0 |
0 |
Merger
ETF |
0 |
0 |
0 |
Metaverse
ETF |
N/A |
0 |
0 |
MSCI
EAFE Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Emerging Markets Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Europe Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Transformational Changes ETF |
0 |
0 |
0 |
Nanotechnology
ETF |
N/A |
0 |
0 |
Nasdaq-100
Dorsey Wright Momentum ETF |
0 |
0 |
0 |
On-Demand
ETF |
N/A |
0 |
0 |
Online
Retail ETF |
0 |
0 |
0 |
Pet
Care ETF |
0 |
0 |
0 |
Russell
2000 Dividend Growers ETF |
0 |
0 |
0 |
Russell
U.S. Dividend Growers ETF |
0 |
0 |
0 |
S&P
500 Bond ETF |
0 |
0 |
0 |
S&P
500 Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
500 ex-Energy ETF |
0 |
0 |
0 |
S&P
500 ex-Financials ETF |
0 |
0 |
0 |
S&P
500 ex-Health Care ETF |
0 |
0 |
0 |
S&P
500 ex-Technology ETF |
0 |
0 |
0 |
S&P
Global Core Battery Metals ETF |
N/A |
N/A |
0 |
S&P
Kensho Cleantech ETF |
N/A |
0 |
0 |
S&P
Kensho Smart Factories ETF |
N/A |
0 |
0 |
S&P
Midcap 400 Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
Technology Dividend Aristocrats ETF |
0 |
0 |
0 |
Short
20+ Year Treasury |
0 |
0 |
0 |
Short
7-10 Year Treasury |
0 |
0 |
0 |
Short
Dow30 |
0 |
0 |
0 |
Short
Financials |
0 |
0 |
0 |
Short
FTSE China 50 |
0 |
0 |
0 |
Short
High Yield |
0 |
0 |
0 |
Short
MidCap400 |
0 |
0 |
0 |
Short
MSCI EAFE |
0 |
0 |
0 |
Short
MSCI Emerging Markets |
0 |
0 |
0 |
Short
QQQ |
0 |
0 |
0 |
Short
Real Estate |
0 |
0 |
0 |
Short
Russell2000 |
0 |
0 |
0 |
Short
S&P 500 |
0 |
0 |
0 |
Short
SmallCap600 |
0 |
0 |
0 |
Smart
Materials ETF |
N/A |
0 |
0 |
Supply
Chain Logistics ETF |
N/A |
0 |
0 |
Ultra
20+ Year Treasury |
0 |
0 |
0 |
Ultra
7-10 Year Treasury |
0 |
0 |
0 |
|
Advisory
Fees Recouped | ||
Fund |
2021 |
2022 |
2023 |
Ultra
Communication Services |
0 |
0 |
0 |
Ultra
Consumer Discretionary |
0 |
0 |
0 |
Ultra
Consumer Staples |
0 |
0 |
0 |
Ultra
Dow30 |
0 |
0 |
0 |
Ultra
Energy |
0 |
0 |
0 |
Ultra
Financials |
26,193 |
58,652 |
0 |
Ultra
FTSE China 50 |
0 |
0 |
0 |
Ultra
FTSE Europe |
0 |
0 |
0 |
Ultra
Health Care |
0 |
0 |
0 |
Ultra
High Yield |
0 |
0 |
0 |
Ultra
Industrials |
0 |
0 |
0 |
Ultra
Materials |
0 |
0 |
0 |
Ultra
MidCap400 |
0 |
0 |
0 |
Ultra
MSCI Brazil Capped |
0 |
0 |
0 |
Ultra
MSCI EAFE |
0 |
0 |
0 |
Ultra
MSCI Emerging Markets |
0 |
0 |
0 |
Ultra
MSCI Japan |
0 |
0 |
0 |
Ultra
Nasdaq Biotechnology |
0 |
0 |
0 |
Ultra
Nasdaq Cloud Computing |
0 |
0 |
0 |
Ultra
Nasdaq Cybersecurity |
0 |
0 |
0 |
Ultra
QQQ |
0 |
0 |
0 |
Ultra
Real Estate |
0 |
0 |
0 |
Ultra
Russell2000 |
0 |
0 |
0 |
Ultra
S&P500 |
0 |
0 |
0 |
Ultra
Semiconductors |
0 |
0 |
0 |
Ultra
SmallCap600 |
0 |
0 |
0 |
Ultra
Technology |
0 |
72,020 |
0 |
Ultra
Utilities |
0 |
0 |
0 |
UltraPro
Dow30 |
0 |
114,791 |
0 |
UltraPro
MidCap400 |
0 |
0 |
0 |
UltraPro
QQQ |
4,075,590 |
542,098 |
0 |
UltraPro
Russell2000 |
0 |
0 |
0 |
UltraPro
S&P500 |
0 |
0 |
0 |
UltraPro
Short 20+ Year Treasury |
0 |
34,368 |
142,628 |
UltraPro
Short Dow30 |
0 |
27,850 |
12,174 |
UltraPro
Short MidCap400 |
0 |
0 |
0 |
UltraPro
Short QQQ |
0 |
0 |
0 |
UltraPro
Short Russell2000 |
0 |
0 |
0 |
UltraPro
Short S&P500 |
0 |
0 |
0 |
UltraShort
20+ Year Treasury |
0 |
0 |
0 |
UltraShort
7-10 Year Treasury |
0 |
0 |
0 |
UltraShort
Consumer Discretionary |
0 |
0 |
0 |
UltraShort
Consumer Staples |
0 |
0 |
0 |
UltraShort
Dow30 |
0 |
0 |
0 |
UltraShort
Energy |
0 |
0 |
0 |
UltraShort
Financials |
0 |
0 |
0 |
|
Advisory
Fees Recouped | ||
Fund |
2021 |
2022 |
2023 |
UltraShort
FTSE China 50 |
0 |
0 |
0 |
UltraShort
FTSE Europe |
0 |
0 |
0 |
UltraShort
Health Care |
0 |
0 |
0 |
UltraShort
Industrials |
0 |
0 |
0 |
UltraShort
Materials |
0 |
0 |
0 |
UltraShort
MidCap400 |
0 |
0 |
0 |
UltraShort
MSCI Brazil Capped |
0 |
0 |
0 |
UltraShort
MSCI EAFE |
0 |
0 |
0 |
UltraShort
MSCI Emerging Markets |
0 |
0 |
0 |
UltraShort
MSCI Japan |
0 |
0 |
0 |
UltraShort
Nasdaq Biotechnology |
0 |
0 |
0 |
UltraShort
QQQ |
0 |
0 |
0 |
UltraShort
Real Estate |
0 |
0 |
0 |
UltraShort
Russell2000 |
0 |
0 |
0 |
UltraShort
S&P500 |
0 |
0 |
0 |
UltraShort
Semiconductors |
0 |
0 |
0 |
UltraShort
SmallCap600 |
0 |
0 |
0 |
UltraShort
Technology |
0 |
0 |
0 |
UltraShort
Utilities |
0 |
0 |
0 |
Name
of Portfolio Manager |
Dollar
Range of
Equity
Securities
in
the Funds
Managed
by the
Portfolio
Manager |
Aggregate
Dollar Range
of
Equity Securities in
All
Registered
Investment
Companies in
the
ProShares Family |
George
Banian |
None |
None |
Tarak
Davé |
$1-$10,000 |
$1-$10,000 |
Eric
Silverthorne |
None |
$1-$10,000 |
Alexander
Ilyasov |
None |
$50,001-$100,000 |
Michael
Neches |
$1-$10,000 |
$1-$10,000 |
James
Linneman |
None |
$10,001-$50,000 |
Devin
Sullivan |
None |
None |
Name
of Portfolio
Manager |
Number
of All Registered
Investment
Companies
Managed/Total
Assets |
Number
of All
Other
Pooled
Investment
Vehicles
Managed/Total
Assets |
Number
of All
Other
Accounts
Managed/Total
Assets |
Michael
Neches |
158/$58,748,289,629 |
0/$0 |
1/$26,582,994 |
James
Linneman |
24/$1,943,411,369 |
4/$99,015,273 |
0/$0 |
Eric
Silverthorne |
47/$841,236,426 |
0/$0 |
0/$0 |
Devin
Sullivan |
84/$55,277,877,021 |
0/$0 |
1/$26,582,994 |
Tarak
Davé |
74/$3,470,412,608 |
0/$0 |
0/$0 |
Alexander
Ilyasov |
74/$3,780,639,151 |
16/$3,825,400,127 |
0/$0 |
George
Banian |
3/$995,991,357 |
12/$3,726,384,854 |
0/$0 |
|
Administrator | ||
Fund |
2021 |
2022 |
2023 |
Big
Data Refiners ETF |
N/A |
$0 |
$0 |
Decline
of the Retail Store ETF |
$0 |
0 |
0 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0 |
0 |
Equities
for Rising Rates ETF |
0 |
0 |
0 |
Global
Listed Private Equity ETF |
74,875 |
74,931 |
74,744 |
Hedge
Replication ETF |
77,046 |
82,650 |
78,212 |
High
Yield-Interest Rate Hedged |
0 |
0 |
0 |
Inflation
Expectations ETF |
76,879 |
74,112 |
52,237 |
Investment
Grade-Interest Rate Hedged |
0 |
0 |
0 |
K-1
Free Crude Oil Strategy ETF |
0 |
0 |
0 |
Large
Cap Core Plus |
0 |
0 |
0 |
Long
Online/Short Stores ETF |
0 |
0 |
0 |
Merger
ETF |
74,988 |
88,332 |
76,994 |
Metaverse
ETF |
N/A |
0 |
0 |
MSCI
EAFE Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Emerging Markets Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Europe Dividend Growers ETF |
0 |
0 |
0 |
MSCI
Transformational Changes ETF |
0 |
0 |
0 |
Nanotechnology
ETF |
N/A |
0 |
0 |
Nasdaq-100
Dorsey Wright Momentum ETF |
0 |
0 |
0 |
On-Demand
ETF |
N/A |
0 |
0 |
Online
Retail ETF |
0 |
0 |
0 |
|
Administrator | ||
Fund |
2021 |
2022 |
2023 |
Pet
Care ETF |
0 |
0 |
0 |
Russell
2000 Dividend Growers ETF |
0 |
0 |
0 |
Russell
U.S. Dividend Growers ETF |
0 |
0 |
0 |
S&P
500 Bond ETF |
0 |
0 |
0 |
S&P
500 Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
500 ex-Energy ETF |
0 |
0 |
0 |
S&P
500 ex-Financials ETF |
0 |
0 |
0 |
S&P
500 ex-Health Care ETF |
0 |
0 |
0 |
S&P
500 ex-Technology ETF |
0 |
0 |
0 |
S&P
Global Core Battery Metals ETF |
N/A |
N/A |
0 |
S&P
Kensho Cleantech ETF |
N/A |
0 |
0 |
S&P
Kensho Smart Factories ETF |
N/A |
0 |
0 |
S&P
Midcap 400 Dividend Aristocrats ETF |
0 |
0 |
0 |
S&P
Technology Dividend Aristocrats ETF |
0 |
0 |
0 |
Short
20+ Year Treasury |
105,113 |
154,873 |
123,934 |
Short
7-10 Year Treasury |
45,400 |
69,322 |
66,881 |
Short
Dow30 |
111,889 |
98,580 |
102,086 |
Short
Financials |
38,422 |
38,471 |
38,760 |
Short
FTSE China 50 |
38,427 |
38,471 |
38,327 |
Short
High Yield |
55,908 |
60,664 |
108,213 |
Short
MidCap400 |
38,427 |
38,542 |
38,184 |
Short
MSCI EAFE |
39,110 |
42,157 |
63,490 |
Short
MSCI Emerging Markets |
44,463 |
40,719 |
44,348 |
Short
QQQ |
143,650 |
154,267 |
211,524 |
Short
Real Estate |
38,428 |
38,471 |
47,057 |
Short
Russell2000 |
111,511 |
104,223 |
133,831 |
Short
S&P 500 |
249,486 |
215,226 |
274,118 |
Short
SmallCap600 |
38,427 |
38,471 |
38,327 |
Smart
Materials ETF |
N/A |
0 |
0 |
Supply
Chain Logistics ETF |
N/A |
0 |
0 |
Ultra
20+ Year Treasury |
84,292 |
78,706 |
46,923 |
Ultra
7-10 Year Treasury |
76,776 |
70,634 |
40,543 |
Ultra
Communication Services |
74,890 |
74,942 |
74,744 |
Ultra
Consumer Discretionary |
74,875 |
74,932 |
74,744 |
Ultra
Consumer Staples |
74,875 |
74,931 |
74,744 |
Ultra
Dow30 |
167,484 |
178,258 |
163,460 |
Ultra
Energy |
118,523 |
135,890 |
122,336 |
Ultra
Financials |
194,187 |
219,329 |
191,581 |
Ultra
FTSE China 50 |
39,993 |
39,037 |
40,784 |
Ultra
FTSE Europe |
38,457 |
38,489 |
38,438 |
Ultra
Health Care |
113,506 |
124,394 |
107,832 |
Ultra
High Yield |
77,950 |
23,535 |
38,752 |
Ultra
Industrials |
74,883 |
75,078 |
74,590 |
Ultra
Materials |
80,599 |
96,341 |
79,939 |
Ultra
MidCap400 |
121,613 |
125,088 |
116,127 |
Ultra
MSCI Brazil Capped |
38,475 |
38,474 |
38,341 |
|
Administrator | ||
Fund |
2021 |
2022 |
2023 |
Ultra
MSCI EAFE |
38,466 |
38,493 |
38,600 |
Ultra
MSCI Emerging Markets |
48,256 |
47,676 |
42,074 |
Ultra
MSCI Japan |
38,427 |
63,390 |
74,562 |
Ultra
Nasdaq Biotechnology |
140,311 |
133,952 |
110,899 |
Ultra
Nasdaq Cloud Computing |
5,577 |
42,201 |
72,394 |
Ultra
Nasdaq Cybersecurity |
5,652 |
25,969 |
34,390 |
Ultra
QQQ |
361,411 |
439,766 |
348,904 |
Ultra
Real Estate |
102,970 |
116,156 |
97,668 |
Ultra
Russell2000 |
164,501 |
155,766 |
124,377 |
Ultra
S&P500 |
332,158 |
400,839 |
339,152 |
Ultra
Semiconductors |
121,497 |
159,568 |
127,860 |
Ultra
SmallCap600 |
76,141 |
77,685 |
74,379 |
Ultra
Technology |
201,051 |
223,251 |
171,761 |
Ultra
Utilities |
74,875 |
74,989 |
74,744 |
UltraPro
Dow30 |
210,287 |
223,086 |
197,141 |
UltraPro
MidCap400 |
79,927 |
83,217 |
75,010 |
UltraPro
QQQ |
645,927 |
972,970 |
804,055 |
UltraPro
Russell2000 |
154,025 |
163,815 |
139,312 |
UltraPro
S&P500 |
271,980 |
332,487 |
299,005 |
UltraPro
Short 20+ Year Treasury |
45,573 |
86,389 |
119,636 |
UltraPro
Short Dow30 |
135,976 |
116,247 |
142,502 |
UltraPro
Short MidCap400 |
38,427 |
38,471 |
38,327 |
UltraPro
Short QQQ |
208,328 |
234,981 |
372,462 |
UltraPro
Short Russell2000 |
70,231 |
74,243 |
82,900 |
UltraPro
Short S&P500 |
161,734 |
141,685 |
199,022 |
UltraShort
20+ Year Treasury |
150,401 |
208,019 |
177,120 |
UltraShort
7-10 Year Treasury |
41,125 |
59,073 |
54,467 |
UltraShort
Consumer Discretionary |
38,428 |
38,471 |
38,327 |
UltraShort
Consumer Staples |
38,427 |
38,471 |
38,327 |
UltraShort
Dow30 |
73,867 |
63,883 |
68,468 |
UltraShort
Energy |
38,422 |
38,474 |
40,388 |
UltraShort
Financials |
38,687 |
38,397 |
38,474 |
UltraShort
FTSE China 50 |
38,587 |
38,267 |
38,734 |
UltraShort
FTSE Europe |
38,422 |
39,487 |
62,885 |
UltraShort
Health Care |
38,428 |
38,471 |
38,327 |
UltraShort
Industrials |
38,428 |
38,471 |
38,327 |
UltraShort
Materials |
38,427 |
38,471 |
38,327 |
UltraShort
MidCap400 |
38,427 |
38,471 |
38,327 |
UltraShort
MSCI Brazil Capped |
38,430 |
38,610 |
38,049 |
UltraShort
MSCI EAFE |
38,427 |
38,471 |
38,327 |
UltraShort
MSCI Emerging Markets |
38,422 |
38,471 |
38,327 |
UltraShort
MSCI Japan |
38,427 |
38,471 |
38,327 |
UltraShort
Nasdaq Biotechnology |
38,422 |
38,483 |
38,302 |
UltraShort
QQQ |
96,953 |
98,136 |
132,844 |
UltraShort
Real Estate |
38,888 |
38,493 |
49,926 |
UltraShort
Russell2000 |
61,022 |
60,334 |
69,064 |
|
Administrator | ||
Fund |
2021 |
2022 |
2023 |
UltraShort
S&P500 |
172,201 |
146,790 |
185,725 |
UltraShort
Semiconductors |
38,428 |
38,471 |
38,327 |
UltraShort
SmallCap600 |
38,427 |
38,471 |
38,327 |
UltraShort
Technology |
38,428 |
38,471 |
38,327 |
UltraShort
Utilities |
38,427 |
38,471 |
38,327 |
|
Citi | ||
Fund |
2021 |
2022 |
2023 |
Big
Data Refiners ETF |
N/A |
$0.00 |
$0.00 |
Decline
of the Retail Store ETF |
$0 |
0.00 |
0.00 |
DJ
Brookfield Global Infrastructure ETF |
0 |
0.00 |
0.00 |
Equities
for Rising Rates ETF |
0 |
0.00 |
0.00 |
Global
Listed Private Equity ETF |
249 |
187 |
127 |
Hedge
Replication ETF |
431 |
397 |
449 |
High
Yield-Interest Rate Hedged |
0 |
0.00 |
0.00 |
Inflation
Expectations ETF |
155 |
373 |
676 |
Investment
Grade-Interest Rate Hedged |
0 |
0.00 |
0.00 |
K-1
Free Crude Oil Strategy ETF |
0 |
0.00 |
0.00 |
Large
Cap Core Plus |
0 |
0.00 |
0.00 |
Long
Online/Short Stores ETF |
0 |
0.00 |
0.00 |
Merger
ETF |
219 |
495 |
291 |
Metaverse
ETF |
N/A |
0.00 |
0.00 |
MSCI
EAFE Dividend Growers ETF |
0 |
0.00 |
0.00 |
MSCI
Emerging Markets Dividend Growers ETF |
0 |
0.00 |
0.00 |
MSCI
Europe Dividend Growers ETF |
0 |
0.00 |
0.00 |
MSCI
Transformational Changes ETF |
0 |
0.00 |
0.00 |
Nanotechnology
ETF |
N/A |
0.00 |
0.00 |
Nasdaq-100
Dorsey Wright Momentum ETF |
0 |
0.00 |
0.00 |
On-Demand
ETF |
N/A |
0.00 |
0.00 |
Online
Retail ETF |
0 |
0.00 |
0.00 |
Pet
Care ETF |
0 |
0.00 |
0.00 |
Russell
2000 Dividend Growers ETF |
0 |
0.00 |
0.00 |
Russell
U.S. Dividend Growers ETF |
0 |
0.00 |
0.00 |
S&P
500 Bond ETF |
0 |
0.00 |
0.00 |
S&P
500 Dividend Aristocrats ETF |
0 |
0.00 |
0.00 |
S&P
500 Ex-Energy ETF |
0 |
0.00 |
0.00 |
S&P
500 Ex-Financials ETF |
0 |
0.00 |
0.00 |
S&P
500 Ex-Health Care ETF |
0 |
0.00 |
0.00 |
S&P
500 Ex-Technology ETF |
0 |
0.00 |
0.00 |
S&P
Global Core Battery Metals ETF |
N/A |
0.00 |
0.00 |
S&P
Kensho Cleantech ETF |
N/A |
0.00 |
0.00 |
S&P
Kensho Smart Factories ETF |
N/A |
0.00 |
0.00 |
S&P
MidCap 400 Dividend Aristocrats ETF |
0 |
0.00 |
0.00 |
S&P
Technology Dividend Aristocrats ETF |
0 |
0.00 |
0.00 |
|
Citi | ||
Fund |
2021 |
2022 |
2023 |
Short
20+ Year Treasury |
3,984 |
6,006 |
4,667 |
Short
7-10 Year Treasury |
442 |
1,076 |
1,263 |
Short
Dow30 |
4,804 |
2,228 |
3,120 |
Short
Financials |
265 |
100 |
357 |
Short
FTSE China 50 |
69 |
64 |
102 |
Short
High Yield |
1,038 |
931 |
3,570 |
Short
MidCap400 |
304 |
98 |
159 |
Short
MSCI EAFE |
314 |
270 |
1,144 |
Short
MSCI Emerging Markets |
580 |
291 |
514 |
Short
QQQ |
7,959 |
6,521 |
16,610 |
Short
Real Estate |
233 |
77 |
558 |
Short
Russell2000 |
4,793 |
2,766 |
5,417 |
Short
S&P500 |
31,759 |
14,625 |
30,786 |
Short
SmallCap600 |
129 |
45 |
167 |
Smart
Materials ETF |
N/A |
0.00 |
0.00 |
Supply
Chain Logistics ETF |
N/A |
0.00 |
0.00 |
Ultra
20+ Year Treasury |
631 |
410 |
503 |
Ultra
7-10 Year Treasury |
407 |
166 |
152 |
Ultra
Communication Services |
18 |
20 |
16 |
Ultra
Consumer Discretionary |
345 |
240 |
129 |
Ultra
Consumer Staples |
146 |
118 |
82 |
Ultra
Dow30 |
5,117 |
3,930 |
3,903 |
Ultra
Energy |
1,804 |
1,813 |
1,654 |
Ultra
Financials |
7,916 |
7,291 |
6,173 |
Ultra
FTSE China 50 |
441 |
156 |
124 |
Ultra
FTSE Europe |
59 |
43 |
42 |
Ultra
Health Care |
1,536 |
1,374 |
1,065 |
Ultra
High Yield |
162 |
170 |
117 |
Ultra
Industrials |
295 |
247 |
180 |
Ultra
Materials |
591 |
641 |
493 |
Ultra
MidCap400 |
1,948 |
1,381 |
1,349 |
Ultra
MSCI Brazil Capped |
92 |
65 |
53 |
Ultra
MSCI EAFE |
134 |
109 |
102 |
Ultra
MSCI Emerging Markets |
678 |
474 |
222 |
Ultra
MSCI Japan |
71 |
67 |
61 |
Ultra
Nasdaq Biotechnology |
2,998 |
1,799 |
1,142 |
Ultra
Nasdaq Cloud Computing |
12 |
21 |
18 |
Ultra
Nasdaq Cybersecurity |
12 |
31 |
25 |
Ultra
QQQ |
46,926 |
42,633 |
35,809 |
Ultra
Real Estate |
1,159 |
1,075 |
827 |
Ultra
Russell2000 |
5,487 |
3,126 |
1,616 |
Ultra
S&P500 |
39,182 |
36,608 |
33,821 |
Ultra
Semiconductors |
1,974 |
2,660 |
1,834 |
Ultra
SmallCap600 |
354 |
354 |
331 |
Ultra
Technology |
8,836 |
7,558 |
4,434 |
Ultra
Utilities |
190 |
191 |
168 |
|
Citi | ||
Fund |
2021 |
2022 |
2023 |
UltraPro
Dow30 |
10,140 |
7,596 |
6,800 |
UltraPro
MidCap400 |
526 |
418 |
292 |
UltraPro
QQQ |
122,188 |
130,717 |
135,451 |
UltraPro
Russell2000 |
4,040 |
3,050 |
2,370 |
UltraPro
S&P500 |
23,185 |
24,820 |
24,820 |
UltraPro
Short 20+ Year Treasury |
505 |
1,757 |
4,265 |
UltraPro
Short Dow30 |
7,221 |
3,330 |
6,487 |
UltraPro
Short MidCap400 |
138 |
56 |
105 |
UltraPro
Short QQQ |
19,607 |
18,269 |
52,220 |
UltraPro
Short Russell2000 |
1,799 |
1,292 |
2,054 |
UltraPro
Short S&P500 |
10,808 |
5,134 |
13,982 |
UltraShort
20+ Year Treasury |
8,858 |
12,609 |
10,497 |
UltraShort
7-10 Year Treasury |
433 |
731 |
740 |
UltraShort
Consumer Discretionary |
15 |
15 |
51 |
UltraShort
Consumer Staples |
14 |
9 |
29 |
UltraShort
Dow30 |
2,019 |
886 |
1,347 |
UltraShort
Energy |
234 |
180 |
390 |
UltraShort
Financials |
368 |
114 |
216 |
UltraShort
FTSE China 50 |
348 |
187 |
264 |
UltraShort
FTSE Europe |
173 |
155 |
1,150 |
UltraShort
Health Care |
25 |
15 |
34 |
UltraShort
Industrials |
23 |
20 |
33 |
UltraShort
Materials |
33 |
20 |
47 |
UltraShort
MidCap400 |
54 |
19 |
32 |
UltraShort
MSCI Brazil Capped |
289 |
122 |
174 |
UltraShort
MSCI EAFE |
28 |
12 |
55 |
UltraShort
MSCI Emerging Markets |
126 |
65 |
138 |
UltraShort
MSCI Japan |
91 |
39 |
68 |
UltraShort
Nasdaq Biotechnology |
155 |
73 |
75 |
UltraShort
QQQ |
3,451 |
2,369 |
5,365 |
UltraShort
Real Estate |
406 |
147 |
644 |
UltraShort
Russell2000 |
1,295 |
803 |
1,380 |
UltraShort
S&P500 |
12,680 |
5,647 |
11,247 |
UltraShort
Semiconductors |
61 |
31 |
98 |
UltraShort
SmallCap600 |
67 |
28 |
50 |
UltraShort
Technology |
75 |
52 |
113 |
UltraShort
Utilities |
28 |
17 |
32 |
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
Big
Data Refiners ETF |
$8,410.56 |
$1,146.30 |
$749.26 |
$1,895.56 |
$6,515.00 |
DJ
Brookfield Global
Infrastructure
ETF |
92,540.55 |
5,652.42 |
54,949.13 |
60,601.55 |
31,939.00 |
Equities
for Rising Rates ETF |
776.34 |
51.03 |
421.31 |
472.34 |
304.00 |
Global
Listed Private Equity ETF |
951.75 |
115.13 |
167.62 |
282.75 |
669.00 |
Hedge
Replication ETF |
6.69 |
0.00 |
0.69 |
0.69 |
6.00 |
High
Yield - Interest Rate
Hedged |
94,950.16 |
6,333.69 |
52,320.47 |
58,654.16 |
36,296.00 |
Investment
Grade - Interest Rate
Hedged |
18,911.16 |
341.09 |
16,511.07 |
16,852.16 |
2,059.00 |
Large
Cap Core Plus |
37,623.09 |
1,817.89 |
25,602.20 |
27,420.09 |
10,203.00 |
Long
Online/Short Stores ETF |
39,335.90 |
827.09 |
33,571.81 |
34,398.90 |
4,937.00 |
Merger
ETF |
11.00 |
0.00 |
0.00 |
0.00 |
11.00 |
Metaverse
ETF |
22,763.49 |
2,209.55 |
8,265.94 |
10,475.49 |
12,288.00 |
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
MSCI
EAFE Dividend Growers
ETF |
38,825.63 |
2,682.60 |
20,803.03 |
23,485.63 |
15,340.00 |
MSCI
Emerging Markets
Dividend
Growers ETF |
2,639.14 |
340.06 |
360.08 |
700.14 |
1,939.00 |
MSCI
Europe Dividend Growers
ETF |
2,760.37 |
378.52 |
852.85 |
1,231.37 |
1,529.00 |
Nanotechnology
ETF |
5,541.24 |
661.35 |
1,103.89 |
1,765.24 |
3,776.00 |
Nasdaq-100
Dorsey Wright
Momentum
ETF |
3.42 |
0.42 |
0.00 |
0.42 |
3.00 |
On
Demand ETF |
724.54 |
72.66 |
232.88 |
305.54 |
419.00 |
Online
Retail ETF |
364,170.12 |
10,357.78 |
290,713.34 |
301,071.12 |
63,099.00 |
Pet
Care ETF |
4,235.37 |
261.94 |
2,510.43 |
2,772.37 |
1,463.00 |
Russell
2000 Dividend Growers
ETF |
176,538.79 |
3,689.10 |
151,141.69 |
154,830.79 |
21,708.00 |
Russell
U.S. Dividend Growers
ETF |
1,618.30 |
190.81 |
337.49 |
528.30 |
1,090.00 |
S&P
500®
Bond ETF |
403.78 |
12.72 |
317.06 |
329.78 |
74.00 |
S&P
500®
Dividend Aristocrats
ETF |
447,445.81 |
62,939.02 |
27,848.79 |
90,787.81 |
356,658.00 |
S&P
500®
Ex-Energy ETF |
474.53 |
25.94 |
298.59 |
324.53 |
150.00 |
S&P
500®
Ex-Financials ETF |
298.02 |
25.19 |
117.83 |
143.02 |
155.00 |
S&P
500®
Ex-Health Care ETF |
155.71 |
13.77 |
56.94 |
70.71 |
85.00 |
S&P
500®
Ex-Technology ETF |
305.47 |
25.92 |
123.55 |
149.47 |
156.00 |
S&P
Global Core Battery Metals
ETF |
181.78 |
1.75 |
171.03 |
172.78 |
9.00 |
S&P
Kensho Cleantech ETF |
8,978.44 |
244.53 |
7,818.91 |
8,063.44 |
915.00 |
S&P
Kensho Smart Factories
ETF |
997.04 |
130.29 |
376.75 |
507.04 |
490.00 |
S&P
MidCap 400®
Dividend
Aristocrats
ETF |
9,103.39 |
548.42 |
5,421.97 |
5,970.39 |
3,133.00 |
S&P
Technology Dividend
Aristocrats
ETF |
47,553.97 |
1,182.64 |
39,340.33 |
40,522.97 |
7,031.00 |
Smart
Materials ETF |
2,769.54 |
413.24 |
1.30 |
414.54 |
2,355.00 |
Supply
Chain Logistics ETF |
276.79 |
27.73 |
84.06 |
111.79 |
165.00 |
Ultra
Communication Services |
80.33 |
2.67 |
65.66 |
68.33 |
12.00 |
Ultra
Consumer Discretionary |
3,632.41 |
512.95 |
175.46 |
688.41 |
2,944.00 |
Ultra
Consumer Staples |
1,744.20 |
252.24 |
30.96 |
283.20 |
1,461.00 |
Ultra
Dow30SM |
11,998.59 |
1,810.59 |
0.00 |
1,810.59 |
10,188.00 |
Ultra
Energy ETF |
4,092.21 |
218.23 |
2,604.98 |
2,823.21 |
1,269.00 |
Ultra
Financials |
36,275.80 |
3,566.13 |
12,188.67 |
15,754.80 |
20,521.00 |
Ultra
Health Care |
1,234.92 |
125.01 |
362.91 |
487.92 |
747.00 |
Ultra
Industrials |
1,033.06 |
139.29 |
85.77 |
225.06 |
808.00 |
Ultra
Materials |
2,303.00 |
281.76 |
406.24 |
688.00 |
1,615.00 |
Ultra
MidCap 400® |
25,092.93 |
3,258.53 |
3,316.40 |
6,574.93 |
18,518.00 |
Fund
Name |
Gross
Income
From
Securities
Lending
Activities |
Securities
Lending
Revenue
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees/
Compensation
For
Securities
Lending
Activities |
Net
Income
From
Securities
Lending
Activities |
Ultra
Nasdaq Biotechnology |
88,210.12 |
9,243.04 |
25,691.08 |
34,934.12 |
53,276.00 |
Ultra
Nasdaq Cloud Computing |
448.32 |
9.96 |
383.36 |
393.32 |
55.00 |
Ultra
Nasdaq Cybersecurity |
29.46 |
1.68 |
19.78 |
21.46 |
8.00 |
Ultra
QQQ® |
1,325,558.70 |
185,125.49 |
88,168.21 |
273,293.70 |
1,052,265.00 |
Ultra
Real Estate |
1,200.26 |
105.03 |
447.23 |
552.26 |
648.00 |
Ultra
Russell2000 |
237,934.03 |
28,167.02 |
43,972.01 |
72,139.03 |
165,795.00 |
Ultra
S&P500® |
435,268.52 |
51,909.44 |
89,411.08 |
141,320.52 |
293,948.00 |
Ultra
Semiconductors |
8,970.67 |
1,079.57 |
1,739.10 |
2,818.67 |
6,152.00 |
Ultra
SmallCap600 |
5,377.83 |
448.03 |
2,273.80 |
2,721.83 |
2,656.00 |
Ultra
Technology |
14,622.88 |
1,795.50 |
2,537.38 |
4,332.88 |
10,290.00 |
Ultra
Utilities |
37.49 |
5.49 |
0.00 |
5.49 |
32.00 |
UltraPro
Dow30SM |
7,015.37 |
1,039.37 |
0.00 |
1,039.37 |
5,976.00 |
UltraPro
MidCap400 |
6,018.89 |
800.09 |
628.80 |
1,428.89 |
4,590.00 |
UltraPro
QQQ® |
3,490,547.18 |
495,031.93 |
175,329.25 |
670,361.18 |
2,820,186.00 |
UltraPro
Russell2000 |
331,826.97 |
40,082.01 |
62,513.96 |
102,595.97 |
229,231.00 |
UltraPro
S&P500® |
189,103.21 |
24,545.61 |
25,460.60 |
50,006.21 |
139,097.00 |
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2023 |
Aggregate
Total |
Big
Data Refiners ETF1 |
$0.00 |
$731.68 |
$231.43 |
$963.11 |
Decline
of the Retail Store ETF |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
DJ
Brookfield Global Infrastructure ETF |
$4,661.19 |
$3,962.83 |
$6,542.13 |
$15,166.15 |
Equities
for Rising Rates ETF |
$624.41 |
$8,487.98 |
$16,573.66 |
$25,686.05 |
Global
Listed Private Equity ETF |
$1,353.56 |
$2,583.35 |
$553.70 |
$4,490.61 |
Hedge
Replication ETF |
$2,633.41 |
$3,566.81 |
$2,886.15 |
$9,086.37 |
High
Yield—Interest Rate Hedged |
$8,091.72 |
$17,756.10 |
$15,780.91 |
$41,628.73 |
Inflation
Expectations ETF |
$3,358.13 |
$8,397.50 |
$0.00 |
$11,755.63 |
Investment
Grade—Interest Rate Hedged |
$45,716.11 |
$96,841.92 |
$56,410.22 |
$198,968.25 |
K-1
Free Crude Oil Strategy ETF |
$0.00 |
$0.00 |
$28,689.00 |
$77,162.00 |
Large
Cap Core Plus |
$56,648.47 |
$61,108.27 |
$52,922.85 |
$170,679.59 |
Long
Online/Short Stores ETF |
$45,975.02 |
$8,374.50 |
$3,805.62 |
$58,155.14 |
Merger
ETF |
$11,403.90 |
$30,787.93 |
$9,276.74 |
$51,468.57 |
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2023 |
Aggregate
Total |
Metaverse
ETF2 |
$0.00 |
$409.82 |
$987.12 |
$1,396.94 |
MSCI
EAFE Dividend Growers ETF |
$28,628.47 |
$23,381.20 |
$9,677.27 |
$61,686.94 |
MSCI
Emerging Markets Dividend Growers ETF |
$27,888.02 |
$21,679.00 |
$18,320.70 |
$67,887.72 |
MSCI
Europe Dividend Growers ETF |
$1,884.40 |
$2,018.10 |
$761.80 |
$4,664.30 |
MSCI
Transformational Changes ETF |
$5,601.56 |
$4,602.39 |
$2,713.20 |
$12,917.15 |
Nanotechnology
ETF1 |
$0.00 |
$1,015.04 |
$292.68 |
$1,307.72 |
Nasdaq-100
Dorsey Wright Momentum ETF |
$479.50 |
$8,763.67 |
$4,739.16 |
$13,982.33 |
On-Demand
ETF1 |
$0.00 |
$1,256.92 |
$188.58 |
$1,445.50 |
Online
Retail ETF |
$164,493.37 |
$118,249.26 |
$40,520.74 |
$323,260.37 |
Pet
Care ETF |
$23,296.94 |
$50,850.94 |
$13,115.10 |
$87,262.98 |
Russell
2000 Dividend Growers ETF |
$99,970.62 |
$120,179.54 |
$65,851.72 |
$286,001.88 |
Russell
U.S. Dividend Growers ETF1 |
$1,280.48 |
$1,122.69 |
$617.47 |
$3,020.64 |
S&P
500® Bond ETF |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
S&P
500®
Dividend Aristocrats ETF |
$259,948.37 |
$512,311.65 |
$563,956.23 |
$1,336,216.25 |
S&P
500®
Ex-Energy ETF |
$433.43 |
$171.67 |
$279.46 |
$884.56 |
S&P
500®
Ex-Financials ETF |
$70.43 |
$58.48 |
$300.98 |
$429.89 |
S&P
500® Ex-Health Care ETF |
$158.28 |
$29.91 |
$100.99 |
$289.18 |
S&P
500® Ex-Technology ETF |
$165.38 |
$87.71 |
$231.39 |
$484.48 |
S&P
Global Core Battery Metals ETF3 |
$0.00 |
$0.00 |
$1,902.72 |
$1,902.72 |
S&P
Kensho Cleantech ETF |
$0.00 |
$832.88 |
$527.95 |
$1,360.83 |
S&P
Kensho Smart Factories ETF1 |
$0.00 |
$773.88 |
$245.04 |
$1,018.92 |
S&P
MidCap 400 Dividend Aristocrats ETF |
$49,842.42 |
$85,812.98 |
$96,940.33 |
$232,595.73 |
S&P
Technology Dividend Aristocrats ETF 3 |
$9,421.05 |
$7,661.75 |
$9,339.83 |
$26,422.63 |
Short
20+ Year Treasury |
$2,573.36 |
$4,821.96 |
$4,940.46 |
$12,335.78 |
Short
7-10 Year Treasury |
$147.00 |
$161.52 |
$208.67 |
$517.19 |
Short
Dow30SM |
$8,624.85 |
$4,156.17 |
$4,490.80 |
$17,271.82 |
Short
Financials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
High Yield |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
MidCap400 |
$402.75 |
$120.15 |
$80.20 |
$603.10 |
Short
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
QQQ® |
$11,046.75 |
$7,262.20 |
$14,920.35 |
$33,229.30 |
Short
Real Estate |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Short
Russell2000 |
$15,972.45 |
$7,108.76 |
$12,467.73 |
$35,548.94 |
Short
S&P500® |
$40,639.50 |
$13,933.55 |
$22,584.45 |
$77,157.50 |
Short
SmallCap600 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Smart
Materials ETF |
$0.00 |
$2,535.20 |
$365.95 |
$2,901.15 |
Supply
Chain Logistics ETF1 |
$0.00 |
$1,187.80 |
$153.59 |
$1,341.39 |
Ultra
20+ Year Treasury |
$11,403.72 |
$4,165.77 |
$205.31 |
$15,774.80 |
Ultra
7-10 Year Treasury |
$5,421.52 |
$4,176.62 |
$34.03 |
$9,632.17 |
Ultra
Communication Services |
$163.05 |
$155.56 |
$367.15 |
$685.76 |
Ultra
Consumer Discretionary |
$2,308.25 |
$3,217.90 |
$1,712.79 |
$7,238.94 |
Ultra
Consumer Staples |
$2,582.61 |
$3,801.75 |
$1,097.88 |
$7,482.24 |
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2023 |
Aggregate
Total |
Ultra
Dow30SM |
$100,516.57 |
$43,004.46 |
$27,207.45 |
$170,728.48 |
Ultra
Energy |
$15,384.03 |
$19,076.34 |
$19,606.51 |
$54,066.88 |
Ultra
Financials |
$38,969.72 |
$160,689.39 |
$57,397.10 |
$257,056.21 |
Ultra
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
FTSE Europe |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
Health Care |
$5,354.16 |
$34,689.18 |
$6,543.55 |
$46,586.89 |
Ultra
High Yield |
$53.51 |
$0.00 |
$- |
$53.51 |
Ultra
Industrials |
$1,649.83 |
$5,093.55 |
$2,488.76 |
$9,232.14 |
Ultra
Materials |
$2,930.13 |
$1,687.09 |
$3,682.11 |
$8,299.33 |
Ultra
MidCap400 |
$17,263.61 |
$19,884.48 |
$12,996.97 |
$50,145.06 |
Ultra
MSCI Brazil Capped |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Ultra
MSCI Japan |
$0.00 |
$4,937.10 |
$604.50 |
$5,541.60 |
Ultra
Nasdaq Biotechnology |
$15,705.60 |
$19,349.41 |
$5,700.91 |
$40,755.92 |
Ultra
Nasdaq Cloud Computing |
$410.10 |
$339.87 |
$268.27 |
$1,018.24 |
Ultra
Nasdaq Cybersecurity |
$21.78 |
$12.01 |
$24.51 |
$58.30 |
Ultra
QQQ® |
$368,531.31 |
$936,604.00 |
$350,799.73 |
$1,655,935.04 |
Ultra
Real Estate |
$3,891.39 |
$6,747.19 |
$7,511.14 |
$18,149.72 |
Ultra
Russell2000 |
$123,059.56 |
$93,179.01 |
$25,052.35 |
$241,290.92 |
Ultra
S&P500® |
$364,579.60 |
$569,681.57 |
$237,018.57 |
$1,171,279.74 |
Ultra
Semiconductors |
$9,758.03 |
$70,980.66 |
$22,914.10 |
$103,652.79 |
Ultra
SmallCap600 |
$1,183.12 |
$2,933.23 |
$2,126.62 |
$6,242.97 |
Ultra
Technology |
$37,719.62 |
$129,151.83 |
$48,106.55 |
$214,978.00 |
Ultra
Utilities |
$241.22 |
$1,425.11 |
$1,736.26 |
$3,402.59 |
UltraPro
Dow30SM |
$143,475.47 |
$202,061.23 |
$92,224.96 |
$437,761.66 |
UltraPro
MidCap400 |
$4,152.37 |
$12,716.79 |
$4,792.26 |
$21,661.42 |
UltraPro
QQQ® |
$1,778,964.67 |
$4,947,249.65 |
$3,339,316.43 |
$10,065,530.75 |
UltraPro
Russell2000 |
$113,758.56 |
$149,472.44 |
$50,430.87 |
$313,661.87 |
UltraPro
S&P500® |
$286,320.88 |
$731,864.82 |
$259,219.19 |
$1,277,404.89 |
UltraPro
Short 20+ Year Treasury |
$349.60 |
$3,009.68 |
$7,709.24 |
$11,068.52 |
UltraPro
Short Dow30SM |
$24,144.90 |
$12,276.79 |
$17,747.60 |
$54,169.29 |
UltraPro
Short MidCap400 |
$216.00 |
$66.95 |
$69.85 |
$352.80 |
UltraPro
Short QQQ® |
$47,045.70 |
$42,548.47 |
$82,977.65 |
$172,571.82 |
UltraPro
Short Russell2000 |
$11,641.50 |
$8,646.75 |
$13,516.50 |
$33,804.75 |
UltraPro
Short S&P500® |
$22,655.25 |
$8,853.45 |
$21,170.20 |
$52,678.90 |
UltraShort
20+ Year Treasury |
$7,764.16 |
$15,731.00 |
$14,111.11 |
$37,606.27 |
UltraShort
7-10 Year Treasury |
$339.57 |
$246.42 |
$112.61 |
$698.60 |
UltraShort
Consumer Discretionary |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Consumer Staples |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Dow30SM |
$5,549.70 |
$2,692.28 |
$3,141.40 |
$11,383.38 |
UltraShort
Energy |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Financials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
FTSE China 50 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Fund |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2021 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2022 |
Commissions
Paid
During
Fiscal
Year
Ended
May
31, 2023 |
Aggregate
Total |
UltraShort
FTSE Europe |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Health Care |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Industrials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Materials |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MidCap400 |
$72.00 |
$26.00 |
$20.60 |
$118.60 |
UltraShort
MSCI Brazil Capped |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI EAFE |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI Emerging Markets |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
MSCI Japan |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Nasdaq Biotechnology |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
QQQ |
$6,472.05 |
$3,205.40 |
$8,138.95 |
$17,816.40 |
UltraShort
Real Estate |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Russell2000 |
$5,580.90 |
$3,859.10 |
$5,052.65 |
$14,492.65 |
UltraShort
S&P500® |
$24,045.75 |
$7,778.25 |
$13,019.65 |
$44,843.65 |
UltraShort
Semiconductors |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
SmallCap600 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Technology |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
UltraShort
Utilities |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
Fund |
Broker-Dealer |
Dollar
Amount of
Holdings |
Equities
for Rising Rates ETF |
Bank
of America Corp. |
$1,023,978 |
|
JPMorgan
Chase & Co. |
$1,097,622 |
Investment
Grade–Interest Rate
Hedged
|
Bank
of America Corp. |
$8,467,867 |
|
Citigroup,
Inc. |
$6,877,352 |
|
Goldman
Sachs & Co. |
$9,371,937 |
|
JPMorgan
Chase & Co. |
$9,229,517 |
|
Morgan
Stanley |
$6,329,413 |
|
Wells
Fargo & Co. |
$8,740,194 |
Large
Cap Core Plus |
Bank
of America Corp. |
$536,680
|
Fund |
Broker-Dealer |
Dollar
Amount of
Holdings |
|
Citigroup,
Inc. |
$1,803,026 |
|
JPMorgan
Chase & Co. |
$2,222,257 |
|
Wells
Fargo & Co. |
$484,090 |
S&P
500®
Bond ETF |
Bank
of America Corp. |
$89,252 |
|
Citigroup,
Inc. |
$163,349 |
|
Goldman
Sachs & Co. |
$250,334 |
|
JPMorgan
Chase & Co. |
$160,975 |
|
Morgan
Stanley |
$232,931 |
|
Wells
Fargo & Co. |
$174,977 |
S&P
500®
Ex-Energy ETF |
Bank
of America Corp. |
$203,979 |
|
Citigroup,
Inc. |
$90,324 |
|
Goldman
Sachs & Co. |
$15,632 |
|
JPMorgan
Chase & Co. |
$418,530 |
|
Morgan
Stanley |
$112,338 |
|
Wells
Fargo & Co. |
$159,558 |
S&P
500®
Ex-Health Care ETF |
Bank
of America Corp. |
$103,907 |
|
Citigroup,
Inc. |
$46,004 |
|
Goldman
Sachs & Co. |
$58,626 |
|
JPMorgan
Chase & Co. |
$213,336 |
|
Morgan
Stanley |
$57,232 |
|
Wells
Fargo & Co. |
$81,292 |
S&P
500®
Ex-Technology ETF |
Bank
of America Corp. |
$242,245 |
|
Citigroup,
Inc. |
$107,210 |
|
Goldman
Sachs & Co. |
$137,010 |
|
JPMorgan
Chase & Co. |
$497,106 |
|
Morgan
Stanley |
$133,432 |
|
Wells
Fargo & Co. |
$189,456 |
Ultra
Dow30SM |
Goldman
Sachs & Co. |
$17,473,110 |
|
JPMorgan
Chase & Co. |
$7,321,283 |
Ultra
Financials |
Bank
of America Corp. |
$15,535,499 |
|
Citigroup,
Inc. |
$6,875,539 |
|
Goldman
Sachs & Co. |
$8,784,816 |
|
JPMorgan
Chase & Co. |
$31,883,571 |
|
Morgan
Stanley |
$8,555,857 |
|
Wells
Fargo & Co. |
$12,150,251 |
Ultra
S&P500® |
Bank
of America Corp. |
$16,231,917 |
|
Citigroup,
Inc. |
$7,180,239 |
|
Goldman
Sachs & Co. |
$9,173,820 |
|
JPMorgan
Chase & Co. |
$33,292,513 |
|
Morgan
Stanley |
$8,933,997 |
|
Wells
Fargo & Co. |
$12,695,568 |
UltraPro
Dow30SM |
Goldman
Sachs & Co. |
$33,472,798 |
|
JPMorgan
Chase & Co. |
$14,023,864 |
UltraPro
S&P500® |
Bank
of America Corp. |
$11,365,221 |
|
Citigroup,
Inc. |
$5,028,015
|
Fund |
Broker-Dealer |
Dollar
Amount of
Holdings |
|
Goldman
Sachs & Co. |
$6,409,009 |
|
JPMorgan
Chase & Co. |
$23,316,878 |
|
Morgan
Stanley |
$6,261,508 |
|
Wells
Fargo & Co. |
$8,888,856 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Big
Data Refiners ETF |
25,000 |
$1,000,000 |
Decline
of the Retail Store ETF |
10,000 |
$10,000,000 |
DJ
Brookfield Global Infrastructure ETF |
10,000 |
$2,000,000 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Equities
for Rising Rates ETF |
10,000 |
$1,000,000 |
Global
Listed Private Equity ETF |
10,000 |
$2,000,000 |
Hedge
Replication ETF |
10,000 |
$2,000,000 |
High
Yield—Interest Rate Hedged |
25,000 |
$4,000,000 |
Inflation
Expectations ETF |
10,000 |
$2,000,000 |
Investment
Grade—Interest Rate Hedged |
25,000 |
$4,000,000 |
K-1
Free Crude Oil Strategy ETF |
25,000 |
$1,000,000 |
Large
Cap Core Plus |
10,000 |
$2,000,000 |
Long
Online/Short Stores ETF |
10,000 |
$10,000,000 |
Merger
ETF |
25,000 |
$2,000,000 |
Metaverse
ETF |
10,000 |
$400,000 |
MSCI
EAFE Dividend Growers ETF |
10,000 |
$2,000,000 |
MSCI
Emerging Markets Dividend Growers ETF |
10,000 |
$1,000,000 |
MSCI
Europe Dividend Growers ETF |
10,000 |
$4,000,000 |
MSCI
Transformational Changes ETF |
25,000 |
$1,000,000 |
Nanotechnology
ETF |
25,000 |
$1,000,000 |
Nasdaq-100
Dorsey Wright Momentum ETF |
10,000 |
$400,000 |
On-Demand
ETF |
25,000 |
$1,000,000 |
Online
Retail ETF |
10,000 |
$1,000,000 |
Pet
Care ETF |
25,000 |
$1,000,000 |
Russell
2000 Dividend Growers ETF |
10,000 |
$1,000,000 |
Russell
U.S. Dividend Growers ETF |
10,000 |
$5,250,000 |
S&P
500®
Bond ETF |
25,000 |
$2,000,000 |
S&P
500®
Dividend Aristocrats ETF |
50,000 |
$2,000,000 |
S&P
Global Core Battery Metals ETF |
25,000 |
$1,000,000 |
S&P
500®
Ex-Energy ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Financials ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Health Care ETF |
10,000 |
$4,000,000 |
S&P
500®
Ex-Technology ETF |
10,000 |
$4,000,000 |
S&P
Kensho Cleantech ETF |
25,000 |
$1,000,000 |
S&P
Kensho Smart Factories ETF |
25,000 |
$1,000,000 |
S&P
MidCap 400 Dividend Aristocrats ETF |
10,000 |
$1,000,000 |
S&P
Technology Dividend Aristocrats ETF |
10,000 |
$5,250,000 |
Short
7-10 Year Treasury |
25,000 |
$1,000,000 |
Short
20+ Year Treasury |
50,000 |
$2,500,000 |
Short
Dow30SM |
50,000 |
$5,250,000 |
Short
Financials |
50,000 |
$5,250,000 |
Short
FTSE China 50 |
50,000 |
$2,500,000 |
Short
High Yield |
50,000 |
$4,000,000 |
Short
MidCap400 |
25,000 |
$5,250,000 |
Short
MSCI EAFE |
50,000 |
$5,250,000 |
Short
MSCI Emerging Markets |
50,000 |
$5,250,000 |
Short
QQQ® |
50,000 |
$5,250,000 |
Short
Real Estate |
25,000 |
$2,500,000 |
Short
Russell2000 |
50,000 |
$5,250,000 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Short
S&P500® |
25,000 |
$5,250,000 |
Short
SmallCap600 |
10,000 |
$5,250,000 |
Smart
Materials ETF |
25,000 |
$1,000,000 |
Supply
Chain Logistics ETF |
25,000 |
$1,000,000 |
Ultra
7-10 Year Treasury |
10,000 |
$3,500,000 |
Ultra
20+ Year Treasury |
25,000 |
$3,500,000 |
Ultra
Communication Services |
10,000 |
$5,250,000 |
Ultra
Consumer Discretionary |
10,000 |
$5,250,000 |
Ultra
Consumer Staples |
10,000 |
$5,250,000 |
Ultra
Dow30SM |
50,000 |
$5,250,000 |
Ultra
Energy |
50,000 |
$5,250,000 |
Ultra
Financials |
50,000 |
$5,250,000 |
Ultra
FTSE China 50 |
10,000 |
$3,000,000 |
Ultra
FTSE Europe |
10,000 |
$1,500,000 |
Ultra
Health Care |
10,000 |
$5,250,000 |
Ultra
High Yield |
10,000 |
$2,000,000 |
Ultra
Industrials |
10,000 |
$5,250,000 |
Ultra
Materials |
25,000 |
$5,250,000 |
Ultra
MidCap400 |
50,000 |
$5,250,000 |
Ultra
MSCI Brazil Capped |
10,000 |
$1,500,000 |
Ultra
MSCI EAFE |
10,000 |
$3,000,000 |
Ultra
MSCI Emerging Markets |
25,000 |
$3,000,000 |
Ultra
MSCI Japan |
10,000 |
$3,000,000 |
Ultra
Nasdaq Biotechnology |
25,000 |
$3,000,000 |
Ultra
Nasdaq Cloud Computing |
10,000 |
$1,000.000 |
Ultra
Nasdaq Cybersecurity |
10,000 |
$1,000,000 |
Ultra
QQQ® |
50,000 |
$5,250,000 |
Ultra
Real Estate |
25,000 |
$5,250,000 |
Ultra
Russell2000 |
50,000 |
$5,250,000 |
Ultra
S&P500® |
50,000 |
$5,250,000 |
Ultra
Semiconductors |
10,000 |
$5,250,000 |
Ultra
SmallCap600 |
10,000 |
$5,250,000 |
Ultra
Technology |
10,000 |
$5,250,000 |
Ultra
Utilities |
10,000 |
$5,250,000 |
UltraPro
Dow30SM |
50,000 |
$4,000,000 |
UltraPro
MidCap400 |
10,000 |
$4,000,000 |
UltraPro
QQQ® |
50,000 |
$4,000,000 |
UltraPro
Russell2000 |
50,000 |
$4,000,000 |
UltraPro
S&P500® |
50,000 |
$4,000,000 |
UltraPro
Short 20+ Year Treasury |
50,000 |
$1,250,000 |
UltraPro
Short Dow30SM |
50,000 |
$4,000,000 |
UltraPro
Short MidCap400 |
10,000 |
$4,000,000 |
UltraPro
Short QQQ® |
50,000 |
$4,000,000 |
UltraPro
Short Russell2000 |
50,000 |
$4,000,000 |
UltraPro
Short S&P500® |
50,000 |
$4,000,000 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
UltraShort
7-10 Year Treasury |
50,000 |
$5,250,000 |
UltraShort
20+ Year Treasury |
50,000 |
$5,250,000 |
UltraShort
Consumer Discretionary |
10,000 |
$5,250,000 |
UltraShort
Consumer Staples |
10,000 |
$5,250,000 |
UltraShort
Dow30SM |
50,000 |
$5,250,000 |
UltraShort
Energy |
50,000 |
$5,250,000 |
UltraShort
Financials |
25,000 |
$5,250,000 |
UltraShort
FTSE China 50 |
50,000 |
$5,250,000 |
UltraShort
FTSE Europe |
25,000 |
$2,000,000 |
UltraShort
Health Care |
10,000 |
$5,250,000 |
UltraShort
Industrials |
10,000 |
$5,250,000 |
UltraShort
Materials |
25,000 |
$5,250,000 |
UltraShort
MidCap400 |
25,000 |
$5,250,000 |
UltraShort
MSCI Brazil Capped |
25,000 |
$3,000,000 |
UltraShort
MSCI EAFE |
25,000 |
$5,250,000 |
UltraShort
MSCI Emerging Markets |
10,000 |
$5,250,000 |
UltraShort
MSCI Japan |
10,000 |
$5,250,000 |
UltraShort
Nasdaq Biotechnology |
25,000 |
$3,000,000 |
UltraShort
QQQ® |
50,000 |
$5,250,000 |
UltraShort
Real Estate |
25,000 |
$5,250,000 |
UltraShort
Russell2000 |
50,000 |
$5,250,000 |
UltraShort
S&P500® |
50,000 |
$5,250,000 |
UltraShort
Semiconductors |
10,000 |
$5,250,000 |
UltraShort
SmallCap600 |
10,000 |
$5,250,000 |
UltraShort
Technology |
10,000 |
$5,250,000 |
UltraShort
Utilities |
10,000 |
$5,250,000 |
Fund(s) |
Typical
Creation Cut-Off Time (Eastern Time) |
Big
Data Refiners ETF; MSCI Emerging
Markets
Dividend Growers ETF; Nanotech-
nology
ETF; On-Demand ETF; Pet Care ETF;
DJ
Brookfield Global Infrastructure ETF;
Global
Listed Private Equity ETF; Merger ETF;
S&P
Global Core Battery Metals ETF; S&P
Kensho
Cleantech ETF; S&P Kensho Smart
Factories
ETF; Smart Materials ETF and
Supply
Chain Logistics ETF |
Orders
received prior to 4:15 p.m. that day will receive that
Business
Day’s NAV. (Same day orders are only available
for
certain Funds at the discretion of the Advisor.)Orders
received
between 4:30 p.m. and 5:00 p.m. on any Business
Day
will receive the next Business Day’s NAV.
|
Fund(s) |
Typical
Creation Cut-Off Time (Eastern Time) |
MSCI
EAFE Dividend Growers ETF |
Orders
received prior to 11:30 p.m. receive that Business
Day’s
NAV. (Same day orders are only available at the
discretion
of the Advisor.)Orders received between 12:00
p.m.
and 5:00 p.m. on any Business Day will receive the
next
Business Day’s NAV. (These times may vary due to
differences
in when daylight savings time is effective
between
London and New York time. The actual cutoff
times
are between 5:00 p.m. and 10:00 p.m. London Time
for
next Business Day’s NAV orders and prior to 4:30 p.m.
London
Time for same day NAV orders) |
MSCI
Europe Dividend Growers ETF |
10:30
a.m. in order to receive that day’s closing NAV per
Share
(This time may vary due to differences in when
daylight
savings time is effective between London and
New
York time. The actual cutoff time is 3:30 p.m. London
Time) |
K-1
Free Crude Oil Strategy ETF |
2:00
p.m. in order to receive that day’s closing NAV per
Share |
High
Yield—Interest Rate Hedged; Investment
Grade—Interest
Rate Hedged; and S&P 500®
Bond
ETF |
3:00
p.m. in order to receive that day’s closing NAV per
Share |
Inflation
Expectations ETF; and Short or Ultra
Fixed
Income ProShares Funds |
2:30
p.m. (3:00 p.m., if transmitted by mail; except 4:00
p.m.,
if transmitted by mail on behalf of Short High Yield
ETF
or Ultra High Yield ETF) in order to receive that
day’s
closing NAV per Share |
S&P
500®
Dividend Aristocrats ETF; S&P
MidCap
400 Dividend Aristocrats ETF; Russell
2000
Dividend Growers ETF; Online Retail
ETF;
Equities for Rising Rates ETF;
Nasdaq-100
Dorsey Wright Momentum ETF,
S&P
500®
Ex-Energy ETF; S&P 500®
Ex-Financials
ETF; S&P 500®
Ex-Health Care
ETF;
S&P 500®
Ex-Technology ETF; Ultra
Nasdaq
Cloud Computing and Ultra Nasdaq
Cybersecurity |
4:00
p.m. (3:30 p.m. if in cash) in order to receive that
day’s
closing NAV per Share |
All
other Funds |
3:30
p.m. (4:00 p.m., if transmitted by mail) in order to
receive
that day’s closing NAV per
Share |
Fund(s) |
Typical
NAV Calculation Time
Eastern
Time |
MSCI
EAFE Dividend Growers ETF and MSCI Europe Dividend Growers
ETF |
11:30
a.m. on days when BZX
Equities
is open for trading
(This
time may vary due to
differences
in when daylight
savings
time is effective
between
London and New York
time.
The actual valuation time
is
4:30 p.m. London Time.) |
K-1
Free Crude Oil Strategy ETF |
2:30
p.m. on each Business
Day |
High
Yield—Interest Rate Hedged, Inflation Expectations ETF, Investment
Grade—Interest
Rate Hedged, and S&P 500®
Bond ETF |
3:00
p.m. on each Business
Day |
All
other Funds |
Close
of the regular trading
session
of the Exchange upon
which
it is listed (typically 4:00
p.m.)
on each Business Day |
Fund |
No
Expiration
Date |
Total |
Big
Data Refiners ETF |
$648,596 |
$648,596 |
Decline
of the Retail Store ETF |
30,231,263 |
30,231,263 |
DJ
Brookfield Global Infrastructure ETF |
6,543,266 |
6,543,266 |
Equities
for Rising Rates ETF |
4,270,849 |
4,270,849 |
Global
Listed Private Equity ETF |
4,279,647 |
4,279,647 |
Hedge
Replication |
421,241 |
421,241 |
High
Yield-Interest Rate Hedged |
29,224,661 |
29,224,661 |
Inflation
Expectations ETF |
6,022,227 |
6,022,227 |
Investment
Grade-Interest Rate Hedged |
16,356,441 |
16,356,441 |
Long
Online/Short Stores ETF |
56,032,251 |
56,032,251 |
Merger
ETF |
3,003,303 |
3,003,303 |
Metaverse
ETF |
309,502 |
309,502 |
Fund |
No
Expiration
Date |
Total |
MSCI
EAFE Dividend Growers ETF |
2,341,280 |
2,341,280 |
MSCI
Emerging Markets Dividend Growers ETF |
3,511,304 |
3,511,304 |
MSCI
Europe Dividend Growers ETF |
1,042,186 |
1,042,186 |
MSCI
Transformational Changes ETF |
3,653,451 |
3,653,451 |
Nanotechnology
ETF |
117,314 |
117,314 |
Nasdaq-100
Dorsey Wright Momentum ETF |
7,518,835 |
7,518,835 |
On-Demand
ETF |
364,502 |
364,502 |
Online
ETF |
241,991,141 |
241,991,141 |
Pet
Care ETF |
22,304,717 |
22,304,717 |
Russell
2000 Dividend Growers ETF |
70,639,699 |
70,639,699 |
Russell
U.S. Dividend Growers ETF |
340,157 |
340,157 |
S&P
500®
Bond ETF |
1,241,056 |
1,241,056 |
S&P
500®
Dividend Aristocrats ETF |
51,904,116 |
51,904,116 |
S&P
500®
Ex-Energy ETF |
278,322 |
278,322 |
S&P
500®
Ex-Financials ETF |
76,927 |
76,927 |
S&P
500®
Ex-Health Care ETF |
15,976 |
15,976 |
S&P
500®
Ex-Technology ETF |
127,747 |
127,747 |
S&P
Kensho Cleantech ETF |
413,457 |
413,457 |
S&P
Kensho Smart Factories ETF |
614,155 |
614,155 |
S&P
Technology Dividend Aristocrats ETF |
698,201 |
698,201 |
Smart
Materials ETF |
127,226 |
127,226 |
Supply
Chain Logistics ETF |
26,015 |
26,015 |
Short
20+ Year Treasury |
545,080,575 |
545,080,575 |
Short
7-10 Year Treasury |
75,473 |
75,473 |
Short
Dow30SM |
540,704,353 |
540,704,353 |
Short
Financials |
95,751,062 |
95,751,062 |
Short
FTSE China 50 |
8,190,937 |
8,190,937 |
Short
High Yield |
59,865,973 |
59,865,973 |
Short
MidCap400 |
55,295,240 |
55,295,240 |
Short
MSCI EAFE |
119,832,494 |
119,832,494 |
Short
MSCI Emerging Markets |
188,289,304 |
188,289,304 |
Short
QQQ |
856,597,531 |
856,597,531 |
Short
Real Estate |
36,847,507 |
36,847,507 |
Short
Russell2000 |
794,821,181 |
794,821,181 |
Short
S&P500®
|
4,093,741,093 |
4,093,741,093 |
Short
SmallCap600 |
40,540,368 |
40,540,368 |
Ultra
7-10 Year Treasury |
129,242,992 |
129,242,992 |
Ultra
20+ Year Treasury |
37,375,461 |
37,375,461 |
Ultra
Communication Services |
603,791 |
603,791 |
Ultra
Financials |
42,855,957 |
42,855,957 |
Ultra
FTSE China 50 |
4,168,341 |
4,168,341 |
Ultra
Industrials |
183,778 |
183,778 |
Ultra
MidCap400 |
109,391,292 |
109,391,292 |
Ultra
MSCI Brazil Capped |
9,935,009 |
9,935,009 |
Ultra
MSCI EAFE |
3,156,574 |
3,156,574 |
Ultra
MSCI Emerging Markets |
847,622 |
847,622 |
Fund |
No
Expiration
Date |
Total |
Ultra
MSCI Japan |
727,277 |
727,277 |
Ultra
Nasdaq Biotechnology |
87,848,639 |
87,848,639 |
Ultra
Nasdaq Cloud Computing |
450,817 |
450,817 |
Ultra
Nasdaq Cybersecurity |
268,743 |
268,743 |
Ultra
Russell2000 |
44,043,388 |
44,043,388 |
Ultra
Utilities |
1,783,206 |
1,783,206 |
UltraPro
QQQ |
1,130,386,426 |
1,130,386,426 |
UltraPro
Short 20+ Year Treasury |
5,236,864 |
5,236,864 |
UltraPro
Short Dow30SM |
1,580,013,001 |
1,580,013,001 |
UltraPro
Short MidCap400 |
55,649,963 |
55,649,963 |
UltraPro
Short QQQ |
4,498,976,892 |
4,498,976,892 |
UltraPro
Short Russell2000 |
545,834,553 |
545,834,553 |
UltraPro
Short S&P500®
|
4,009,201,568 |
4,009,201,568 |
UltraShort
20+ Year Treasury |
4,606,267,410 |
4,606,267,410 |
UltraShort
7-10 Year Treasury |
125,760,982 |
125,760,982 |
UltraShort
Consumer Discretionary |
17,471,657 |
17,471,657 |
UltraShort
Consumer Staples |
9,263,877 |
9,263,877 |
UltraShort
Dow30SM |
729,148,654 |
729,148,654 |
UltraShort
Energy |
103,114,430 |
103,114,430 |
UltraShort
Financials |
501,887,199 |
501,887,199 |
UltraShort
FTSE China 50 |
233,381,720 |
233,381,720 |
UltraShort
FTSE Europe |
177,056,497 |
177,056,497 |
UltraShort
Health Care |
11,242,159 |
11,242,159 |
UltraShort
Industrials |
21,108,964 |
21,108,964 |
UltraShort
Materials |
84,639,337 |
84,639,337 |
UltraShort
MidCap400 |
54,081,994 |
54,081,994 |
UltraShort
MSCI Brazil Capped |
80,091,947 |
80,091,947 |
UltraShort
MSCI EAFE |
19,675,347 |
19,675,347 |
UltraShort
MSCI Emerging Markets |
162,269,441 |
162,269,441 |
UltraShort
MSCI Japan |
26,106,802 |
26,106,802 |
UltraShort
Nasdaq Biotechnology |
74,440,619 |
74,440,619 |
UltraShort
QQQ |
1,602,904,520 |
1,602,904,520 |
UltraShort
Real Estate |
234,375,515 |
234,375,515 |
UltraShort
Russell2000 |
751,334,860 |
751,334,860 |
UltraShort
S&P500®
|
5,214,963,970 |
5,214,963,970 |
UltraShort
Semiconductors |
44,666,803 |
44,666,803 |
UltraShort
SmallCap600 |
30,984,804 |
30,984,804 |
UltraShort
Technology |
27,578,356 |
27,578,356 |
UltraShort
Utilities |
11,680,955 |
11,680,955 |
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Big
Data Refiners ETF |
$- |
$- |
$8,522 |
DJ
Brookfield Global Infrastructure ETF |
538,772 |
- |
- |
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Equities
for Rising Rates ETF |
48,686 |
- |
- |
High
Yield-Interested Rate Hedged |
14,216,359 |
- |
- |
Inflation
Expectations ETF |
4,956,532 |
- |
- |
Investment
Grade-Interest Rate Hedged |
38,683,371 |
- |
- |
Large
Cap Core Plus |
9,043,901 |
- |
- |
Long
Online/Short Stores ETF |
- |
- |
33,411 |
MCSI
EAFE Dividends Growers ETF |
342,957 |
- |
- |
MCSI
Europe Dividends Growers ETF |
44,709 |
- |
- |
On-Demand
ETF |
- |
- |
4,222 |
Online
Retail ETF |
- |
- |
160,202 |
Russell
2000 Dividend Growers ETF |
3,638,259 |
- |
- |
Russell
U.S. Dividend Growers ETF |
16,108 |
- |
- |
S&P
Kensho Cleantech ETF |
- |
- |
8,791 |
S&P
MidCap 400®
Dividend Aristocrats ETF |
1,347,334 |
- |
- |
Short
20+ Year Treasury |
110,347,938 |
- |
1,005,229 |
Short
7-10 Year Treasury |
14,873,686 |
- |
131,467 |
Short
FTSE China 50 |
3,471,981 |
- |
- |
Short
High Yield |
2,057,789 |
- |
- |
Short
MSCI EAFE |
10,018,202 |
- |
- |
Short
MSCI Emerging Markets |
7,704,273 |
- |
- |
Short
QQQ |
17,111,038 |
- |
- |
Short
Russell2000 |
1,283,712 |
- |
- |
Short
S&P500® |
692,427 |
- |
- |
Ultra
Communication Services |
104,351 |
- |
- |
Ultra
Energy |
110,574,349 |
- |
- |
Ultra
FTSE China 50 |
- |
- |
14,071 |
Ultra
FTSE Europe |
100,752 |
- |
10,318 |
Ultra
High Yield |
- |
- |
27,916 |
Ultra
Materials |
4,025,251 |
- |
- |
Ultra
MidCap 400 |
31,921,472 |
- |
- |
Ultra
MSCI Brazil Capped |
2,155,771 |
- |
29,695 |
Ultra
MSCI EAFE |
2,742,797 |
- |
29,733 |
Ultra
MSCI Emerging Markets |
1,040,331 |
- |
95,984 |
Ultra
MSCI Japan |
- |
- |
6,894 |
Ultra
Nasdaq Biotechnology |
63,156 |
- |
47,364 |
Ultra
Nasdaq Cloud Computing |
- |
- |
7,018 |
Ultra
Nasdaq Cybersecurity |
- |
- |
16,033 |
Ultra
Real Estate |
4,783,489 |
- |
- |
Ultra
Russell2000 |
87,130,537 |
- |
- |
Ultra
SmallCap600 |
5,774,256 |
- |
- |
Ultra
Technology |
- |
- |
595,278 |
UltraPro
Short 20+ Year Treasury |
141,581,878 |
- |
- |
UltraPro
Short Dow30SM |
- |
- |
722,507 |
UltraPro
Short MidCap400 |
104 |
- |
10,614 |
UltraPro
Short QQQ |
133,133,042 |
- |
- |
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
UltraPro
Short Russell2000 |
1,214,666 |
- |
277,759 |
UltraShort
7-10 Year Treasury |
26,282,661 |
- |
114,005 |
UltraShort
20+ Year Treasury |
812,023,583 |
- |
1,036,282 |
UltraShort
Consumer Discretionary |
2,685,283 |
- |
3,064 |
UltraShort
Dow30SM |
- |
- |
123,694 |
UltraShort
Financials |
- |
- |
34,595 |
UltraShort
FTSE China 50 |
8,764,201 |
- |
30,574 |
UltraShort
FTSE Europe |
37,586,262 |
- |
- |
UltraShort
Industrials |
- |
- |
5,776 |
UltraShort
MidCap400 |
1,382 |
- |
- |
UltraShort
MSCI Brazil Capped |
- |
- |
13,271 |
UltraShort
MSCI EAFE |
588,879 |
- |
- |
UltraShort
MSCI Emerging Markets |
5,294,526 |
- |
2,949 |
UltraShort
MSCI Japan |
- |
- |
2,876 |
UltraShort
Nasdaq Biotechnology |
- |
- |
31,801 |
UltraShort
QQQ |
5,556,737 |
- |
80,775 |
UltraShort
Real Estate |
5,019,432 |
- |
- |
UltraShort
Russell2000 |
1,049,163 |
- |
- |
UltraShort
S&P500® |
352,908 |
- |
70,955 |
UltraShort
Technology |
1,478,937 |
- |
13,300 |
Argentina |
Australia |
Bahrain |
Belgium |
Bermuda |
Brazil |
Canada |
October
13 |
December
25 |
December
17 |
December
25 |
November
13 |
October
12 |
October
9 |
October
16 |
December
26 |
December
18 |
December
26 |
December
25 |
November
2 |
December
25 |
November
20 |
January
1 |
January
1 |
January
1 |
December
26 |
November
15 |
December
26 |
December
8 |
January
26 |
April
10 |
March
29 |
January
1 |
December
25 |
January
1 |
December
25 |
March
29 |
April
11 |
April
1 |
March
29 |
December
29 |
February
19 |
December
29 |
April
1 |
May
1 |
May
1 |
May
24 |
January
1 |
March
29 |
January
1 |
April
25 |
June
16 |
|
June
17 |
February
12 |
May
20 |
February
12 |
June
10 |
June
17 |
|
August
1 |
February
13 |
July
1 |
February
13 |
|
June
18 |
|
August
2 |
March
29 |
August
5 |
March
28 |
|
July
7 |
|
September
2 |
May
1 |
September
2 |
March
29 |
|
July
16 |
|
|
May
30 |
|
April
2 |
|
July
17 |
|
|
|
|
May
1 |
|
September
15 |
|
|
|
|
June
17 |
|
|
|
|
|
|
June
20 |
|
|
|
|
|
|
July
9 |
|
|
|
|
|
|
August
19 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cayman
Islands |
Chile |
China |
Colombia |
Costa
Rica |
Croatia |
Denmark |
November
13 |
October
9 |
October
2 |
October
16 |
December
1 |
November
1 |
December
25 |
December
25 |
October
27 |
October
3 |
November
6 |
December
25 |
December
25 |
December
26 |
December
26 |
November
1 |
October
4 |
November
13 |
December
26 |
December
26 |
January
1 |
January
1 |
December
8 |
October
5 |
December
8 |
December
27 |
January
1 |
March
28 |
January
22 |
December
25 |
October
6 |
December
25 |
December
28 |
March
29 |
March
29 |
February
14 |
January
1 |
October
23 |
December
29 |
December
29 |
April
1 |
April
1 |
March
29 |
March
29 |
December
25 |
January
1 |
January
1 |
May
1 |
May
9 |
April
1 |
May
1 |
December
26 |
January
8 |
March
25 |
May
30 |
May
10 |
May
20 |
May
21 |
January
1 |
March
25 |
March
26 |
August
5 |
June
5 |
June
17 |
June
20 |
February
9 |
March
28 |
March
27 |
August
15 |
|
July
1 |
July
16 |
February
12 |
March
29 |
March
28 |
|
|
|
August
15 |
February
13 |
May
1 |
March
29 |
|
|
|
September
18 |
February
14 |
May
13 |
April
15 |
|
|
|
September
19 |
February
15 |
June
3 |
May
1 |
|
|
|
September
20 |
March
29 |
June
10 |
July
29 |
|
|
|
|
April
1 |
July
1 |
August
2 |
|
|
|
|
April
4 |
August
7 |
August
19 |
|
|
|
|
April
5 |
August
19 |
|
|
|
|
|
May
1 |
|
|
|
|
|
|
May
2 |
|
|
|
|
|
|
May
3 |
|
|
|
|
|
|
May
15 |
|
|
|
|
|
|
June
10 |
|
|
|
|
|
|
July
1 |
|
|
|
|
|
|
September
16 |
|
|
|
|
|
|
September
17 |
|
|
|
|
|
|
September
18 |
|
|
|
|
|
|
|
|
|
|
|
Ecuador |
Egypt |
France |
Germany |
Hong
Kong |
Hungary |
India |
October
9 |
October
5 |
December
25 |
December
25 |
October
2 |
October
23 |
October
2 |
November
2 |
January
1 |
December
26 |
December
26 |
October
23 |
November
1 |
October
24 |
November
3 |
January
7 |
January
1 |
January
1 |
December
25 |
December
25 |
November
14 |
December
25 |
January
25 |
March
29 |
March
29 |
December
26 |
December
26 |
November
27 |
January
1 |
April
9 |
April
1 |
April
1 |
January
1 |
January
1 |
December
25 |
February
12 |
April
10 |
May
1 |
May
1 |
February
12 |
March
15 |
January
26 |
February
13 |
April
11 |
|
|
February
13 |
March
29 |
March
8 |
March
29 |
April
25 |
|
|
March
29 |
April
1 |
March
25 |
May
3 |
May
1 |
|
|
April
1 |
May
1 |
March
29 |
May
24 |
May
5 |
|
|
April
4 |
May
20 |
April
11 |
August
9 |
May
6 |
|
|
May
1 |
August
19 |
April
17 |
|
June
16 |
|
|
May
15 |
August
20 |
May
1 |
|
June
17 |
|
|
June
10 |
|
June
17 |
|
June
18 |
|
|
July
1 |
|
July
17 |
|
June
30 |
|
|
September
18 |
|
August
15 |
|
July
1 |
|
|
|
|
|
|
July
7 |
|
|
|
|
|
|
July
23 |
|
|
|
|
|
|
September
15 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Indonesia |
Ireland |
Italy |
Japan |
Kazakhstan |
Korea,
Republic
of |
Lebanon |
December
25 |
December
25 |
December
25 |
October
9 |
October
25 |
October
3 |
November
22 |
December
26 |
December
26 |
December
26 |
November
3 |
December
18 |
October
9 |
December
25 |
January
1 |
January
1 |
January
1 |
November
23 |
January
1 |
December
25 |
December
29 |
February
8 |
March
29 |
March
29 |
January
1 |
January
2 |
December
29 |
January
1 |
February
14 |
April
1 |
April
1 |
January
2 |
March
8 |
January
1 |
February
9 |
March
11 |
May
6 |
May
1 |
January
8 |
March
21 |
February
9 |
February
14 |
March
29 |
|
August
15 |
February
12 |
March
22 |
February
12 |
March
25 |
April
8 |
|
|
February
23 |
March
25 |
March
1 |
March
29 |
April
9 |
|
|
March
20 |
May
1 |
April
10 |
April
1 |
April
10 |
|
|
April
29 |
May
7 |
May
1 |
April
10 |
April
11 |
|
|
May
3 |
May
9 |
May
6 |
April
11 |
April
12 |
|
|
May
6 |
May
10 |
May
15 |
April
12 |
May
1 |
|
|
July
15 |
July
8 |
June
6 |
May
1 |
May
9 |
|
|
August
12 |
August
30 |
August
15 |
May
3 |
May
23 |
|
|
September
16 |
|
September
16 |
May
6 |
June
17 |
|
|
September
23 |
|
September
17 |
June
17 |
|
|
|
|
|
September
18 |
June
18 |
|
|
|
|
|
|
July
17 |
|
|
|
|
|
|
August
15 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Luxembourg |
Malaysia |
Malta |
Mexico |
Netherlands |
New
Zealand |
Oman |
December
25 |
November
13 |
December
8 |
November
2 |
December
25 |
October
23 |
November
22 |
December
26 |
December
25 |
December
13 |
November
20 |
December
26 |
December
25 |
November
23 |
January
1 |
January
1 |
December
25 |
December
12 |
January
1 |
December
26 |
February
8 |
March
29 |
January
25 |
December
26 |
December
25 |
March
29 |
January
1 |
April
9 |
April
1 |
February
1 |
January
1 |
January
1 |
April
1 |
January
2 |
April
10 |
May
1 |
February
12 |
January
2 |
February
5 |
May
1 |
February
6 |
April
11 |
|
March
28 |
March
19 |
March
18 |
|
March
29 |
June
16 |
|
April
10 |
March
29 |
March
28 |
|
April
1 |
June
17 |
|
April
11 |
April
1 |
March
29 |
|
April
25 |
June
18 |
|
May
1 |
May
1 |
May
1 |
|
June
3 |
June
19 |
|
May
22 |
June
7 |
September
16 |
|
June
28 |
July
7 |
|
June
3 |
August
15 |
|
|
|
September
16 |
|
June
17 |
|
|
|
|
|
|
July
8 |
|
|
|
|
|
|
September
16 |
|
|
|
|
|
|
September
17 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Panama |
Philippines |
Poland |
Qatar |
Romania |
Russia |
Saudi
Arabia |
November
3 |
October
30 |
November
1 |
December
18 |
November
30 |
November
6 |
February
22 |
November
6 |
November
1 |
December
25 |
January
1 |
December
1 |
January
1 |
April
7 |
November
10 |
November
2 |
December
26 |
February
13 |
December
25 |
January
2 |
April
8 |
November
28 |
November
27 |
January
1 |
March
3 |
December
26 |
January
3 |
April
9 |
December
8 |
December
8 |
March
29 |
April
9 |
January
1 |
January
4 |
April
10 |
December
20 |
December
25 |
April
1 |
April
10 |
January
2 |
January
5 |
April
11 |
December
25 |
January
1 |
May
1 |
April
11 |
January
24 |
January
8 |
June
16 |
January
1 |
March
28 |
May
3 |
June
16 |
May
1 |
February
23 |
June
17 |
January
9 |
March
29 |
May
30 |
June
17 |
May
3 |
March
8 |
June
18 |
February
12 |
April
9 |
August
15 |
June
18 |
May
6 |
April
10 |
June
19 |
March
28 |
April
10 |
|
June
19 |
June
24 |
April
11 |
June
20 |
March
29 |
May
1 |
|
June
20 |
August
15 |
April
12 |
September
23 |
May
1 |
June
12 |
|
|
|
April
23 |
|
July
1 |
June
17 |
|
|
|
May
1 |
|
|
August
21 |
|
|
|
May
9 |
|
|
August
26 |
|
|
|
May
10 |
|
|
|
|
|
|
June
12 |
|
|
|
|
|
|
June
17 |
|
|
|
|
|
|
June
18 |
|
|
|
|
|
|
June
19 |
|
|
|
|
|
|
July
15 |
|
|
|
|
|
|
August
30 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Serbia |
Singapore |
South
Africa |
Spain |
Sri
Lanka |
Sweden |
Switzerland |
December
29 |
December
25 |
December
25 |
December
25 |
December
25 |
December
25 |
December
25 |
January
1 |
January
1 |
December
26 |
December
26 |
December
26 |
December
26 |
December
26 |
January
2 |
March
29 |
January
1 |
January
1 |
January
1 |
January
1 |
January
1 |
February
15 |
|
March
21 |
March
29 |
January
15 |
March
29 |
January
2 |
February
16 |
|
March
29 |
April
1 |
January
25 |
April
1 |
March
29 |
May
1 |
|
April
1 |
May
1 |
February
5 |
May
1 |
April
1 |
May
2 |
|
May
1 |
|
February
23 |
May
9 |
May
1 |
May
3 |
|
June
17 |
|
March
8 |
June
6 |
May
9 |
May
6 |
|
August
9 |
|
March
29 |
June
21 |
May
20 |
|
|
September
24 |
|
April
11 |
|
August
1 |
|
|
|
|
April
15 |
|
|
|
|
|
|
April
23 |
|
|
|
|
|
|
May
1 |
|
|
|
|
|
|
May
23 |
|
|
|
|
|
|
June
17 |
|
|
|
|
|
|
June
21 |
|
|
|
|
|
|
August
19 |
|
|
|
|
|
|
September
16 |
|
|
|
|
|
|
September
17 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Taiwan |
Thailand |
Turkey |
Ukraine |
United
Arab Emirates |
United
Kingdom | |
October
9 |
October
13 |
January
1 |
December
25 |
December
1 |
|
December
25 |
October
10 |
October
23 |
April
10 |
December
29 |
January
1 |
|
December
26 |
January
1 |
December
11 |
April
11 |
January
1 |
April
8 |
|
January
1 |
February
6 |
January
1 |
April
12 |
January
2 |
April
9 |
|
March
29 |
February
7 |
January
2 |
April
23 |
March
8 |
April
10 |
|
April
1 |
February
8 |
February
26 |
May
1 |
May
1 |
April
11 |
|
May
6 |
February
9 |
April
8 |
June
17 |
May
6 |
April
12 |
|
May
27 |
February
12 |
April
15 |
June
18 |
May
8 |
June
17 |
|
August
26 |
February
13 |
April
16 |
June
19 |
June
24 |
June
18 |
|
|
February
14 |
May
1 |
July
15 |
June
28 |
|
|
|
February
28 |
May
6 |
August
30 |
July
15 |
|
|
|
April
4 |
May
22 |
|
August
26 |
|
|
|
April
5 |
June
3 |
|
September
30 |
|
|
|
May
1 |
July
22 |
|
|
|
|
|
June
10 |
July
29 |
|
|
|
|
|
September
17 |
August
12 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
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|
|
|
|
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|
|
|
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|
|
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Big Data Refiners ETF |
|
|
|
PERSHING
LLC |
8.78% |
|
J.P.
MORGAN SECURITIES LLC |
5.68% |
|
CHARLES
SCHWAB RETAIL |
52.39% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.92% |
ProShares
Decline of the Retail Store ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.68% |
|
CHARLES
SCHWAB & CO., INC. |
16.14% |
|
CITIBANK,
NATIONAL ASSOCIATION |
10.24% |
|
CHARLES
SCHWAB RETAIL |
8.66% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.74% |
ProShares
DJ Brookfield Global
Infrastructure
ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
23.07% |
|
MORGAN
STANLEY |
11.59% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.22% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
5.73% |
ProShares
Equities for Rising Rates ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
10.14% |
|
LPL
FINANCIAL LLC |
11.65% |
|
PERSHING
LLC |
6.34% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.38% |
|
RBC
CAPITAL MARKETS, LLC |
8.40% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.18% |
|
CHARLES
SCHWAB & CO., INC. |
5.77% |
ProShares
Global Listed Private Equity ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
7.39% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.13% |
|
STIFEL,
NICOLAUS & COMPANY,
INCORPORATED |
9.46% |
|
PERSHING
LLC |
6.35% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.12% |
|
CHARLES
SCHWAB & CO., INC. |
13.96% |
ProShares
Hedge Replication ETF |
|
|
|
AMERIPRISE
FINANCIAL SERVICES, LLC |
6.98% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
14.58% |
|
MORGAN
STANLEY |
9.14% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
27.41% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
7.64%
|
Fund |
Beneficial
Owner |
Percent
Owned |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.96% |
ProShares
High Yield-Interest Rate Hedged |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
8.22% |
|
PERSHING
LLC |
6.31% |
|
CHARLES
SCHWAB & CO., INC. |
6.65% |
|
MORGAN
STANLEY |
19.29% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.21% |
|
TD
AMERITRADE CLEARING, INC. |
20.66% |
|
LPL
FINANCIAL LLC |
8.94% |
ProShares
Inflation Expectations ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
16.84% |
|
BNP
PARIBAS SECURITIES CORP. |
9.71% |
|
J.P.
MORGAN SECURITIES LLC |
10.36% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.21% |
|
TD
AMERITRADE CLEARING, INC. |
7.03% |
|
LPL
FINANCIAL LLC |
6.77% |
|
PERSHING
LLC |
6.46% |
ProShares
Investment Grade-Interest Rate
Hedged |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
7.97% |
|
CHARLES
SCHWAB & CO., INC. |
22.82% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.79% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.09% |
|
MORGAN
STANLEY |
23.51% |
|
PERSHING
LLC |
5.50% |
ProShares
K-1 Free Crude Oil Strategy ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
20.35% |
|
CHARLES
SCHWAB RETAIL |
5.84% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.22% |
|
TD
AMERITRADE CLEARING, INC. |
10.52% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.06% |
ProShares
Large Cap Core Plus |
|
|
|
CHARLES
SCHWAB & CO., INC. |
10.69% |
|
MORGAN
STANLEY |
15.78% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.98% |
|
TD
AMERITRADE CLEARING, INC. |
12.04% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
10.82%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Long Online/Short Stores ETF |
|
|
|
JPMORGAN
CHASE BANK, NATIONAL
ASSOCIATION |
5.26% |
|
CHARLES
SCHWAB & CO., INC. |
6.67% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.30% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
47.94% |
ProShares
Merger ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
22.82% |
|
CHARLES
SCHWAB & CO., INC. |
24.39% |
|
J.P.
MORGAN SECURITIES LLC |
21.49% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.65% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
6.08% |
ProShares
Metaverse ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
17.74% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.92% |
|
TD
AMERITRADE CLEARING, INC. |
17.50% |
|
CHARLES
SCHWAB RETAIL |
7.79% |
|
E*TRADE
SECURITIES LLC |
6.54% |
|
CHARLES
SCHWAB & CO., INC. |
7.54% |
|
ABN
AMRO CLEARING USA LLC |
6.23% |
ProShares
MSCI EAFE Dividend Growers
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.13% |
|
CHARLES
SCHWAB & CO., INC. |
11.60% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.31% |
|
MORGAN
STANLEY |
26.51% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
12.23% |
|
PERSHING
LLC |
5.85% |
|
RBC
CAPITAL MARKETS, LLC |
5.42% |
ProShares
MSCI Emerging Markets
Dividend
Growers ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
29.98% |
|
TD
AMERITRADE CLEARING, INC. |
17.08% |
|
J.P.
MORGAN SECURITIES LLC |
7.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.62% |
|
PERSHING
LLC |
5.79% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
8.95%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
MSCI Europe Dividend Growers
ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.56% |
|
CHARLES
SCHWAB & CO., INC. |
19.32% |
|
J.P.
MORGAN SECURITIES LLC |
24.79% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.41% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
5.90% |
|
LPL
FINANCIAL LLC |
9.33% |
ProShares
MSCI Transformational Changes
ETF |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.27% |
|
CHARLES
SCHWAB & CO., INC. |
8.85% |
|
PERSHING
LLC |
16.94% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.20% |
ProShares
Nanotechnology ETF |
|
|
|
SG
AMERICAS SECURITIES, LLC |
18.44% |
|
J.P.
MORGAN SECURITIES LLC |
14.35% |
|
E*TRADE
SECURITIES LLC |
8.16% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.32% |
|
ABN
AMRO CLEARING USA LLC |
6.13% |
|
CHARLES
SCHWAB & CO., INC. |
13.39% |
ProShares
Nasdaq-100 Dorsey Wright
Momentum
ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.29% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.15% |
|
PERSHING
LLC |
8.59% |
|
TD
AMERITRADE CLEARING, INC. |
16.56% |
|
CHARLES
SCHWAB & CO., INC. |
9.64% |
|
E*TRADE
SECURITIES LLC |
8.57% |
|
ABN
AMRO CLEARING USA LLC |
7.76% |
ProShares
On-Demand ETF |
|
|
|
J.P.
MORGAN SECURITIES LLC |
28.98% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
18.02% |
|
CHARLES
SCHWAB & CO., INC. |
19.37% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.78% |
ProShares
Online Retail ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
11.77% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.13% |
|
PERSHING
LLC |
7.98% |
|
CHARLES
SCHWAB & CO., INC. |
8.40% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
7.92%
|
Fund |
Beneficial
Owner |
Percent
Owned |
|
UBS
FINANCIAL SERVICES INC. |
7.44% |
|
TD
AMERITRADE CLEARING, INC. |
5.12% |
ProShares
Pet Care ETF |
|
|
|
PERSHING
LLC |
6.65% |
|
CHARLES
SCHWAB & CO., INC. |
11.24% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.08% |
|
TD
AMERITRADE CLEARING, INC. |
6.46% |
|
MORGAN
STANLEY |
8.18% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.10% |
ProShares
Russell 2000 Dividend Growers
ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
16.59% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.02% |
|
MORGAN
STANLEY |
18.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.93% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
7.93% |
ProShares
Russell U.S. Dividend Growers
ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
28.09% |
|
TD
AMERITRADE CLEARING, INC. |
10.81% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.04% |
|
CHARLES
SCHWAB & CO., INC. |
10.78% |
|
ABN
AMRO CLEARING USA LLC |
8.19% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
6.39% |
ProShares
S&P 500 Bond ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
9.17% |
|
J.P.
MORGAN SECURITIES LLC |
14.27% |
|
TD
AMERITRADE CLEARING, INC. |
11.49% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
17.55% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.06% |
|
PERSHING
LLC |
8.01% |
|
E*TRADE
SECURITIES LLC |
8.74% |
ProShares
S&P 500 Dividend Aristocrats
ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
12.65% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.36% |
|
MORGAN
STANLEY |
15.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.10% |
|
PERSHING
LLC |
5.18%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
S&P 500 Ex-Energy ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
11.31% |
|
LPL
FINANCIAL LLC |
5.32% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.43% |
|
PERSHING
LLC |
7.37% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
18.25% |
ProShares
S&P 500 Ex-Financials ETF |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.76% |
|
PERSHING
LLC |
8.61% |
|
SG
AMERICAS SECURITIES, LLC |
20.69% |
ProShares
S&P 500 Ex-Health Care ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
6.79% |
|
SG
AMERICAS SECURITIES, LLC |
21.62% |
|
CHARLES
SCHWAB & CO., INC. |
15.22% |
ProShares
S&P 500 Ex-Technology ETF |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.28% |
|
CHARLES
SCHWAB & CO., INC. |
19.27% |
|
SG
AMERICAS SECURITIES, LLC |
18.52% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.56% |
ProShares
S&P Global Core Battery Metals
ETF |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
11.18% |
|
J.P.
MORGAN SECURITIES LLC |
11.12% |
|
TD
AMERITRADE CLEARING, INC. |
8.83% |
|
CHARLES
SCHWAB & CO., INC. |
7.45% |
|
PERSHING
LLC |
5.96% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.67% |
|
VANGUARD
MARKETING CORPORATION |
5.17% |
ProShares
S&P Kensho Cleantech ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
13.09% |
|
SG
AMERICAS SECURITIES, LLC |
14.75% |
|
CHARLES
SCHWAB & CO., INC. |
14.11% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.11%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
S&P Kensho Smart Factories ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
36.12% |
|
CHARLES
SCHWAB & CO., INC. |
20.94% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.56% |
|
MORGAN
STANLEY |
7.68% |
|
VANGUARD
MARKETING CORPORATION |
7.49% |
ProShares
S&P MidCap 400 Dividend
Aristocrats
ETF |
|
|
|
CHARLES
SCHWAB & CO., INC. |
11.98% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.46% |
|
MORGAN
STANLEY |
15.09% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.10% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
8.77% |
|
PERSHING
LLC |
6.78% |
|
LPL
FINANCIAL LLC |
5.55% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
5.36% |
ProShares
S&P Technology Dividend
Aristocrats
ETF |
|
|
|
WELLS
FARGO CLEARING SERVICES, LLC |
11.07% |
|
CHARLES
SCHWAB & CO., INC. |
12.58% |
|
TD
AMERITRADE CLEARING, INC. |
13.64% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.98% |
|
MORGAN
STANLEY |
7.58% |
|
RAYMOND
JAMES & ASSOCIATES, INC. |
5.82% |
|
RBC
CAPITAL MARKETS, LLC |
5.72% |
|
PERSHING
LLC |
5.58% |
|
LPL
FINANCIAL LLC |
5.05% |
ProShares
Short 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.00% |
|
CHARLES
SCHWAB & CO., INC. |
12.96% |
|
MORGAN
STANLEY |
5.24% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.69% |
|
PERSHING
LLC |
9.46% |
|
U.S.
BANK NATIONAL ASSOCIATION |
5.07% |
ProShares
Short 7-10 Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
20.37% |
|
CHARLES
SCHWAB & CO., INC. |
11.18% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.50% |
|
PERSHING
LLC |
9.05% |
|
LPL
FINANCIAL LLC |
11.23% |
|
GOLDMAN
SACHS CUSTODY SOLUTIONS |
7.02%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short Dow30 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
9.10% |
|
CHARLES
SCHWAB RETAIL |
5.57% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.99% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.04% |
|
PERSHING
LLC |
6.31% |
|
CHARLES
SCHWAB & CO., INC. |
8.74% |
|
MORGAN
STANLEY |
8.07% |
ProShares
Short Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.90% |
|
CHARLES
SCHWAB & CO., INC. |
11.59% |
|
CHARLES
SCHWAB RETAIL |
6.91% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
11.75% |
|
THE
HUNTINGTON NATIONAL BANK |
5.29% |
ProShares
Short FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.36% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.32% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.20% |
|
CITIBANK,
NATIONAL ASSOCIATION |
15.82% |
|
CHARLES
SCHWAB & CO., INC. |
9.57% |
|
J.P.
MORGAN SECURITIES LLC |
6.83% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
6.16% |
ProShares
Short High Yield |
|
|
|
CHARLES
SCHWAB & CO., INC. |
7.51% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.46% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
30.58% |
|
PERSHING
LLC |
6.98% |
|
TD
AMERITRADE CLEARING, INC. |
13.64% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
6.61% |
ProShares
Short MidCap400 |
|
|
|
GOLMAN
SACHS CUSTODY SOLUTIONS |
20.59% |
|
TD
AMERITRADE CLEARING, INC. |
20.34% |
|
CHARLES
SCHWAB & CO., INC. |
17.59% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.29%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short MSCI EAFE |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
34.05% |
|
TD
AMERITRADE CLEARING, INC. |
6.45% |
|
CHARLES
SCHWAB & CO., INC. |
12.36% |
|
J.P.
MORGAN SECURITIES LLC |
14.88% |
|
PLAINSCAPITAL
BANK |
14.87% |
ProShares
Short MSCI Emerging Markets |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.94% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.69% |
|
CHARLES
SCHWAB RETAIL |
5.82% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.83% |
|
CHARLES
SCHWAB & CO., INC. |
9.51% |
|
UBS
FINANCIAL SERVICES INC. |
6.08% |
|
THE
HUNTINGTON NATIONAL BANK |
5.69% |
ProShares
Short QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.22% |
|
CHARLES
SCHWAB & CO., INC. |
11.90% |
|
STATE
STREET BANK AND TRUST COMPANY |
5.23% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.98% |
|
MORGAN
STANLEY |
7.69% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.34% |
ProShares
Short Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.25% |
|
CHARLES
SCHWAB RETAIL |
5.93% |
|
CHARLES
SCHWAB & CO., INC. |
11.03% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
28.45% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.08% |
ProShares
Short Russell2000 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
15.64% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.56% |
|
TD
AMERITRADE CLEARING, INC. |
16.20% |
ProShares
Short S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.88% |
|
CHARLES
SCHWAB & CO., INC. |
14.04% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.03% |
|
MORGAN
STANLEY |
6.02% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.84%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Short SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
31.98% |
|
GOLDMAN
SACHS CUSTODY SOLUTIONS |
16.13% |
|
CHARLES
SCHWAB & CO., INC. |
9.23% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.47% |
ProShares
Smart Materials ETF |
|
|
|
J.P.
MORGAN SECURITIES LLC |
37.56% |
|
SG
AMERICAS SECURITIES, LLC |
23.69% |
|
PERSHING
LLC |
10.11% |
ProShares
Supply Chain Logistics ETF |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
19.68% |
|
J.P.
MORGAN SECURITIES LLC |
50.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
9.74% |
|
CHARLES
SCHWAB & CO., INC. |
6.35% |
ProShares
Ultra 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
5.42% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.76% |
|
CITIBANK,
NATIONAL ASSOCIATION |
20.80% |
|
APEX
CLEARING CORPORATION |
5.46% |
ProShares
Ultra 7-10 Year Treasury |
|
|
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
15.37% |
|
TD
AMERITRADE CLEARING, INC. |
6.06% |
|
CHARLES
SCHWAB & CO., INC. |
6.60% |
|
CHARLES
SCHWAB RETAIL |
5.61% |
|
RBC
CAPITAL MARKETS, LLC |
6.93% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.99% |
ProShares
Ultra Communication Services |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
21.66% |
|
CHARLES
SCHWAB & CO., INC. |
19.05% |
|
TD
AMERITRADE CLEARING, INC. |
7.87% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.23% |
|
CHARLES
SCHWAB RETAIL |
6.47% |
|
LPL
FINANCIAL LLC |
5.60%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra Consumer Discretionary |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.92% |
|
CHARLES
SCHWAB & CO., INC. |
25.32% |
|
TD
AMERITRADE CLEARING, INC. |
7.43% |
|
E*TRADE
SECURITIES LLC |
5.95% |
|
CHARLES
SCHWAB RETAIL |
6.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.01% |
ProShares
Ultra Consumer Staples |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.31% |
|
CHARLES
SCHWAB & CO., INC. |
13.93% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
46.41% |
ProShares
Ultra Dow30 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
15.68% |
|
CHARLES
SCHWAB RETAIL |
9.11% |
|
TD
AMERITRADE CLEARING, INC. |
13.34% |
|
E*TRADE
SECURITIES LLC |
7.25% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.87% |
ProShares
Ultra Energy |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.31% |
|
CHARLES
SCHWAB & CO., INC. |
10.22% |
|
CHARLES
SCHWAB RETAIL |
10.30% |
|
E*TRADE
SECURITIES LLC |
7.10% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.02% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.99% |
ProShares
Ultra Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
9.22% |
|
CHARLES
SCHWAB & CO., INC. |
11.11% |
|
CHARLES
SCHWAB RETAIL |
7.98% |
|
E*TRADE
SECURITIES LLC |
9.29% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.82% |
|
MORGAN
STANLEY |
6.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.00% |
|
CITIBANK,
NATIONAL ASSOCIATION |
5.09%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.79% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.89% |
|
CHARLES
SCHWAB & CO., INC. |
10.00% |
|
CITIBANK,
NATIONAL ASSOCIATION |
11.52% |
|
CHARLES
SCHWAB RETAIL |
5.15% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.60% |
ProShares
Ultra FTSE Europe |
|
|
|
PERSHING
LLC |
39.14% |
|
CHARLES
SCHWAB & CO., INC. |
10.92% |
|
J.P.
MORGAN SECURITIES LLC |
19.14% |
|
CHARLES
SCHWAB RETAIL |
6.77% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.75% |
ProShares
Ultra Health Care |
|
|
|
THE
BANK OF NEW YORK MELLON |
6.97% |
|
CHARLES
SCHWAB & CO., INC. |
11.86% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.83% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.22% |
|
TD
AMERITRADE CLEARING, INC. |
9.59% |
ProShares
Ultra High Yield |
|
|
|
TD
AMERITRADE CLEARING, INC. |
61.98% |
|
CHARLES
SCHWAB RETAIL |
10.24% |
|
CHARLES
SCHWAB & CO., INC. |
14.40% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.17% |
ProShares
Ultra Industrials |
|
|
|
CHARLES
SCHWAB RETAIL |
6.14% |
|
CHARLES
SCHWAB & CO., INC. |
13.31% |
|
E*TRADE
SECURITIES LLC |
10.98% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.26% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
25.71% |
|
PERSHING
LLC |
5.06% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
6.00% |
ProShares
Ultra Materials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.05% |
|
CHARLES
SCHWAB & CO., INC. |
23.26% |
|
CHARLES
SCHWAB RETAIL |
6.13% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
28.06%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra MSCI Brazil Capped |
|
|
|
TD
AMERITRADE CLEARING, INC. |
20.78% |
|
CHARLES
SCHWAB RETAIL |
5.67% |
|
CHARLES
SCHWAB & CO., INC. |
9.61% |
|
E*TRADE
SECURITIES LLC |
5.83% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.24% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.16% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
8.18% |
ProShares
Ultra MSCI EAFE |
|
|
|
TD
AMERITRADE CLEARING, INC. |
22.25% |
|
CHARLES
SCHWAB & CO., INC. |
10.38% |
|
CHARLES
SCHWAB RETAIL |
8.12% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.47% |
|
E*TRADE
SECURITIES LLC |
8.42% |
ProShares
Ultra MSCI Emerging Markets |
|
|
|
J.P.
MORGAN SECURITIES LLC |
6.57% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
14.89% |
|
CHARLES
SCHWAB & CO., INC. |
12.68% |
|
PERSHING
LLC |
7.14% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.12% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.55% |
|
TD
AMERITRADE CLEARING, INC. |
7.01% |
ProShares
Ultra MSCI Japan |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
10.40% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.99% |
|
TD
AMERITRADE CLEARING, INC. |
7.89% |
|
CHARLES
SCHWAB & CO., INC. |
5.88% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.75% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.09% |
ProShares
Ultra Nasdaq Biotechnology |
|
|
|
CHARLES
SCHWAB & CO., INC. |
14.24% |
|
CHARLES
SCHWAB RETAIL |
7.22% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.37% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
25.50% |
|
TD
AMERITRADE CLEARING, INC. |
11.20%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra Nasdaq Cloud Computing |
|
|
|
CITIBANK,
NATIONAL ASSOCIATION. |
21.80% |
|
E*TRADE
SECURITIES LLC |
34.69% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.02% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.31% |
ProShares
Ultra Nasdaq Cybersecurity |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.37% |
|
CHARLES
SCHWAB RETAIL |
7.32% |
|
CHARLES
SCHWAB & CO., INC. |
8.75% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
6.50% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.47% |
|
CITIBANK,
NATIONAL ASSOCIATION |
13.13% |
ProShares
Ultra QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.78% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
16.63% |
|
CITIBANK,
NATIONAL ASSOCIATION |
12.55% |
|
CHARLES
SCHWAB & CO., INC. |
10.36% |
|
CHARLES
SCHWAB RETAIL |
6.73% |
|
E*TRADE
SECURITIES LLC |
5.28% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.69% |
ProShares
Ultra Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.13% |
|
CHARLES
SCHWAB & CO., INC. |
11.43% |
|
CHARLES
SCHWAB RETAIL |
6.98% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
6.66% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.60% |
|
E*TRADE
SECURITIES LLC |
5.65% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.27% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.79% |
|
PERSHING
LLC |
5.30% |
ProShares
Ultra Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
10.99% |
|
CHARLES
SCHWAB & CO., INC. |
16.55% |
|
CHARLES
SCHWAB RETAIL |
5.75% |
|
E*TRADE
SECURITIES LLC |
8.95% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.23% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.16%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Ultra S&P MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
16.31% |
|
CHARLES
SCHWAB & CO., INC. |
12.12% |
|
E*TRADE
SECURITIES LLC |
5.41% |
|
CHARLES
SCHWAB RETAIL |
8.01% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.19% |
ProShares
Ultra S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
9.63% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
16.00% |
|
CHARLES
SCHWAB & CO., INC. |
12.10% |
|
CHARLES
SCHWAB RETAIL |
6.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.30% |
ProShares
Ultra Semiconductors |
|
|
|
TD
AMERITRADE CLEARING, INC. |
16.37% |
|
CHARLES
SCHWAB RETAIL |
8.38% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.10% |
|
E*TRADE
SECURITIES LLC |
5.60% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.83% |
|
CHARLES
SCHWAB & CO., INC. |
7.74% |
ProShares
Ultra SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
8.60% |
|
CHARLES
SCHWAB & CO., INC. |
11.39% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
30.44% |
|
WELLS
FARGO CLEARING SERVICES, LLC |
24.42% |
ProShares
Ultra Technology |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.68% |
|
TD
AMERITRADE CLEARING, INC. |
8.92% |
|
CHARLES
SCHWAB & CO., INC. |
13.97% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
6.38% |
|
CHARLES
SCHWAB RETAIL |
8.20% |
|
E*TRADE
SECURITIES LLC |
6.20% |
ProShares
Ultra Utilities |
|
|
|
CHARLES
SCHWAB & CO., INC. |
12.48% |
|
CHARLES
SCHWAB RETAIL |
6.92% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.08% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
22.53% |
|
TD
AMERITRADE CLEARING, INC. |
14.86%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraPro Dow30 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
18.08% |
|
CHARLES
SCHWAB & CO., INC. |
8.76% |
|
CHARLES
SCHWAB RETAIL |
7.71% |
|
E*TRADE
SECURITIES LLC |
8.67% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
26.96% |
ProShares
UltraPro MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
12.28% |
|
CHARLES
SCHWAB & CO., INC. |
19.51% |
|
CHARLES
SCHWAB RETAIL |
7.34% |
|
E*TRADE
SECURITIES LLC |
14.96% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.48% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.67% |
ProShares
UltraPro QQQ |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.96% |
|
CHARLES
SCHWAB RETAIL |
8.08% |
|
CITIBANK,
NATIONAL ASSOCIATION |
17.45% |
|
E*TRADE
SECURITIES LLC |
7.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.18% |
|
CHARLES
SCHWAB & CO., INC. |
7.02% |
ProShares
UltraPro Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
17.26% |
|
CHARLES
SCHWAB & CO., INC. |
15.21% |
|
CHARLES
SCHWAB RETAIL |
8.65% |
|
E*TRADE
SECURITIES LLC |
6.49% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
20.35% |
ProShares
UltraPro S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
16.50% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.31% |
|
CHARLES
SCHWAB & CO., INC. |
9.56% |
|
CHARLES
SCHWAB RETAIL |
7.34% |
|
E*TRADE
SECURITIES LLC |
6.55% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
6.48% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
24.93%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraPro Short 20+ Year Treasury |
|
|
|
TD
AMERITRADE CLEARING, INC. |
7.00% |
|
CHARLES
SCHWAB RETAIL |
14.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.46% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
8.04% |
|
THE
NORTHERN TRUST COMPANY |
6.46% |
|
CHARLES
SCHWAB RETAIL |
5.02% |
ProShares
UltraPro Short Dow30 |
|
|
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.09% |
|
TD
AMERITRADE CLEARING, INC. |
12.57% |
|
CHARLES
SCHWAB RETAIL |
8.15% |
|
E*TRADE
SECURITIES LLC |
5.68% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.66% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.62% |
|
CHARLES
SCHWAB & CO., INC. |
7.06% |
|
APEX
CLEARING CORPORATION |
6.09% |
ProShares
UltraPro Short MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
20.77% |
|
CHARLES
SCHWAB RETAIL |
10.84% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.78% |
|
CHARLES
SCHWAB & CO., INC. |
12.56% |
|
E*TRADE
SECURITIES LLC |
7.15% |
|
HSBC
HOLDINGS PLC |
5.42% |
ProShares
UltraPro Short QQQ |
|
|
|
THE
BANK OF NEW YORK MELLON |
6.22% |
|
CHARLES
SCHWAB RETAIL |
7.28% |
|
CITIBANK,
NATIONAL ASSOCIATION |
13.84% |
|
E*TRADE
SECURITIES LLC |
8.81% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.25% |
|
TD
AMERITRADE CLEARING, INC. |
13.55% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
9.75% |
|
CHARLES
SCHWAB & CO., INC. |
6.92% |
ProShares
UltraPro Short Russell2000 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
12.21% |
|
CHARLES
SCHWAB RETAIL |
11.21% |
|
STATE
STREET BANK AND TRUST COMPANY |
6.59% |
|
E*TRADE
SECURITIES LLC |
8.06% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
14.93% |
|
TD
AMERITRADE CLEARING, INC. |
12.50%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraPro Short S&P500 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
7.88% |
|
CHARLES
SCHWAB RETAIL |
6.53% |
|
TD
AMERITRADE CLEARING, INC. |
11.68% |
|
E*TRADE
SECURITIES LLC |
9.42% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.96% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.09% |
ProShares
UltraShort 20+ Year Treasury |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.13% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.34% |
|
CHARLES
SCHWAB & CO., INC. |
10.30% |
|
TD
AMERITRADE CLEARING, INC. |
9.55% |
|
CHARLES
SCHWAB RETAIL |
6.04% |
|
J.P.
MORGAN SECURITIES LLC |
13.93% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
7.07% |
|
E*TRADE
SECURITIES LLC |
6.51% |
ProShares
UltraShort 7-10 Year Treasury |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.30% |
|
TD
AMERITRADE CLEARING, INC. |
10.45% |
|
CHARLES
SCHWAB & CO., INC. |
15.17% |
|
J.P.
MORGAN SECURITIES LLC |
24.66% |
ProShares
UltraShort Consumer
Discretionary |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
14.43% |
|
CHARLES
SCHWAB RETAIL |
11.29% |
|
CHARLES
SCHWAB & CO., INC. |
6.71% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
39.32% |
|
TD
AMERITRADE CLEARING, INC. |
7.94% |
ProShares
UltraShort Consumer Staples |
|
|
|
BNP
PARIBAS SECURITIES CORP. |
7.09% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
20.67% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
15.37% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
15.24% |
|
TD
AMERITRADE CLEARING, INC. |
11.50% |
|
CHARLES
SCHWAB RETAIL |
5.92%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Dow30 |
|
|
|
CHARLES
SCHWAB & CO., INC. |
9.06% |
|
CHARLES
SCHWAB RETAIL |
8.88% |
|
CITIBANK,
NATIONAL ASSOCIATION |
6.12% |
|
TD
AMERITRADE CLEARING, INC. |
13.75% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
18.74% |
|
E*TRADE
SECURITIES LLC |
6.05% |
|
ABN
ARMO CLEARING USA LLC |
5.25% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.24% |
ProShares
UltraShort Energy |
|
|
|
E*TRADE
SECURITIES LLC |
6.36% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
25.89% |
|
TD
AMERITRADE CLEARING, INC. |
26.70% |
|
CHARLES
SCHWAB RETAIL |
6.51% |
ProShares
UltraShort Financials |
|
|
|
TD
AMERITRADE CLEARING, INC. |
15.21% |
|
CHARLES
SCHWAB & CO., INC. |
10.00% |
|
CHARLES
SCHWAB RETAIL |
9.96% |
|
E*TRADE
SECURITIES LLC |
7.45% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.29% |
ProShares
UltraShort FTSE China 50 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.72% |
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
33.80% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.63% |
ProShares
UltraShort FTSE Europe |
|
|
|
TD
AMERITRADE CLEARING, INC. |
6.97% |
|
PERSHING
LLC |
5.29% |
|
CHARLES
SCHWAB & CO., INC. |
9.92% |
|
CITIBANK,
NATIONAL ASSOCIATION |
17.41% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.94% |
ProShares
UltraShort Health Care |
|
|
|
TD
AMERITRADE CLEARING, INC. |
9.99% |
|
E*TRADE
SECURITIES LLC |
29.80% |
|
CHARLES
SCHWAB RETAIL |
7.31% |
|
CHARLES
SCHWAB & CO., INC |
12.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.44% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
9.15%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Industrials |
|
|
|
E*TRADE
SECURITIES LLC |
5.08% |
|
CHARLES
SCHWAB RETAIL |
6.03% |
|
CHARLES
SCHWAB & CO., INC |
8.11% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
27.28% |
|
TD
AMERITRADE CLEARING, INC. |
18.11% |
ProShares
UltraShort Materials |
|
|
|
CHARLES
SCHWAB RETAIL |
33.08% |
|
CHARLES
SCHWAB & CO., INC |
12.51% |
|
CITIBANK
NATIONAL ASSOCIATION |
8.33% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.28% |
|
PICTET
& CIE |
6.93% |
ProShares
UltraShort MidCap400 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
23.56% |
|
E*TRADE
SECURITIES LLC |
11.59% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
16.70% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
10.10% |
|
ABN
AMRO CLEARING USA LLC |
12.52% |
|
CHARLES
SCHWAB RETAIL |
11.06% |
|
CHARLES
SCHWAB & CO., INC |
5.03% |
ProShares
UltraShort MSCI Brazil Capped |
|
|
|
BROWN
BROTHERS HARRIMAN TRUST
COMPANY,
NA |
5.57% |
|
CITIBANK,
NATIONAL ASSOCIATION |
22.48% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
8.08% |
|
APEX
CLEARING CORPORATION |
5.48% |
|
J.P.
MORGAN SECURITIES LLC |
5.25% |
ProShares
UltraShort MSCI EAFE |
|
|
|
NATIONAL
FINANCIAL SERVICES, LLC |
7.04% |
|
THE
BANK OF NEW YORK MELLON |
16.85% |
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
5.52% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.70% |
|
FIDELITY
CLEARING CANADA LLC |
6.32% |
|
CITIBANK,
NATIONAL ASSOCIATION |
21.23% |
|
TD
AMERITRADE CLEARING, INC. |
8.67%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort MSCI Emerging
Markets |
|
|
|
SCOTIA
CAPITAL, INC. |
6.72% |
|
CHARLES
SCHWAB RETAIL |
7.00% |
|
TD
AMERITRADE CLEARING, INC. |
18.41% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
16.20% |
|
CITIBANK,
NATIONAL ASSOCIATION |
10.80% |
|
E*TRADE
SECURITIES LLC |
5.08% |
ProShares
UltraShort MSCI Japan |
|
|
|
ROYAL
BANK OF CANADA |
5.72% |
|
CHARLES
SCHWAB RETAIL |
16.61% |
|
CITIBANK,
NATIONAL ASSOCIATION |
14.10% |
|
MORGAN
STANLEY |
9.21% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
6.53% |
|
RBC
INVESTORS % TREASURY SERVICES
TRUST |
5.72% |
|
CHARLES
SCHWAB & CO., INC. |
6.67% |
|
THE
BANK OF NEW YORK MELLON |
5.91% |
ProShares
UltraShort Nasdaq Biotechnology |
|
|
|
CHARLES
SCHWAB & CO., INC. |
19.40% |
|
E*TRADE
SECURITIES LLC |
7.01% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
9.20% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
12.71% |
ProShares
UltraShort QQQ |
|
|
|
BROWN
BOTHERS HARRIMAN TRUST
COMPANY,
NA |
6.18% |
|
CHARLES
SCHWAB & CO., INC. |
12.30% |
|
CHARLES
SCHWAB RETAIL |
5.79% |
|
CITIBANK,
NATIONAL ASSOCIATION |
11.19% |
|
TD
AMERITRADE CLEARING, INC. |
18.69% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.47% |
ProShares
UltraShort Real Estate |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.33% |
|
CHARLES
SCHWAB & CO., INC. |
6.64% |
|
CHARLES
SCHWAB RETAIL |
9.21% |
|
CITIBANK,
NATIONAL ASSOCIATION |
8.15% |
|
E*TRADE
SECURITIES LLC |
7.92% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
17.21%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Russell2000 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
13.69% |
|
CHARLES
SCHWAB & CO., INC. |
6.17% |
|
CHARLES
SCHWAB RETAIL |
5.81% |
|
CITIBANK,
NATIONAL ASSOCIATION |
41.34% |
|
E*TRADE
SECURITIES LLC |
5.77% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
13.70% |
ProShares
UltraShort S&P500 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
12.36% |
|
CHARLES
SCHWAB & CO., INC. |
12.73% |
|
CHARLES
SCHWAB RETAIL |
6.54% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.44% |
|
CITIBANK,
NATIONAL ASSOCIATION |
12.24% |
ProShares
UltraShort Semiconductors |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.19% |
|
CHARLES
SCHWAB RETAIL |
10.20% |
|
E*TRADE
SECURITIES LLC |
12.19% |
|
CHARLES
SCHWAB & CO., INC. |
5.64% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
21.06% |
ProShares
UltraShort SmallCap600 |
|
|
|
TD
AMERITRADE CLEARING, INC. |
14.67% |
|
CHARLES
SCHWAB & CO., INC. |
16.44% |
|
CHARLES
SCHWAB RETAIL |
7.14% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
13.08% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
30.43% |
ProShares
UltraShort Technology |
|
|
|
TD
AMERITRADE CLEARING, INC. |
11.46% |
|
CHARLES
SCHWAB & CO., INC. |
10.95% |
|
CHARLES
SCHWAB RETAIL |
8.43% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
7.91% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
23.77% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
INCORPORATED |
5.03% |
|
E*TRADE
SECURITIES |
10.47%
|
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
UltraShort Utilities |
|
|
|
CITIBANK,
NATIONAL ASSOCIATION |
11.14% |
|
CHARLES
SCHWAB & CO., INC. |
26.60% |
|
CHARLES
SCHWAB RETAIL |
9.52% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
44.49% |
TITLE: |
Proxy
Voting Policies and Procedures |
FOR: |
ProShare
Advisors LLC ProFund Advisors LLC |
DATED: |
March
1, 2008 |
AS
REVISED: |
May
1, 2015
|