Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 |
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February 28, 2023
The Hartford Mutual Funds, Inc.
600 Lee Road
Wayne, Pennsylvania 19087
Re | Registration Statement on Form N-1A |
1933 Act File No. 333-02381
1940 Act File No. 811-07589
Ladies and Gentlemen:
We have acted as special Maryland counsel to The Hartford Mutual Funds, Inc. (the Company), a corporation formed under the laws of Maryland, with respect to its series listed on Schedule I hereto (together, the Funds), in connection with Post-Effective Amendment No. 179 to the Companys Registration Statement (Registration Statement), to be filed by the Company with the Securities and Exchange Commission on or about the date hereof under the Securities Act of 1933, as amended (the 1933 Act) relating to the shares (the Shares) of the Funds, and the Investment Company Act of 1940, as amended (the 1940 Act). This opinion letter is being delivered in connection with the Registration Statement.
In connection with rendering the opinions set forth herein, we have examined the following documents: (1) the Articles of Restatement for the Company, along with any amendments or supplements thereto, as certified by the Maryland State Department of Assessments and Taxation (Articles); (2) the By-laws of the Company, along with any amendments or supplements thereto as certified by a duly authorized officer of the Company (By-laws); (3) Resolutions of the Board of Directors of the Company in connection with the authorization of the sale and issuance of Shares of the Funds, as certified by a duly authorized officer of the Company (Resolutions); (4) a Certificate of Status from the Maryland State Department of Assessments and Taxation; (5) the Registration Statement, substantially in the form transmitted to the Commission on or about the date hereof; (6) a certificate executed by an officer of the Company, dated on or about the date hereof (Certificate) and (7) such other documents and matters as we have deemed necessary or appropriate to express the opinion set forth below, subject to the assumptions, limitations and qualifications stated herein.
As to certain matters of fact material to this opinion, we have, where such facts were not independently known to us, relied exclusively and without independent verification, on the representations and warranties made in the Certificate. In the course of our representation of
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the Company, nothing has come to our attention which leads us to believe that any such reliance was unreasonable.
We note that to the extent that our opinion is based on matters known to us or of which we have knowledge, such knowledge is based solely upon the conscious awareness, without investigation or inquiry of any kind, of the current partners and associates of Troutman Pepper Hamilton Sanders LLP who have devoted substantive attention to the matters discussed herein.
Based upon and subject to the foregoing and subject to the qualifications and limitations set forth below, we are of the opinion that:
(a) | the Company is a corporation duly formed and in good standing under the laws of the State of Maryland; and |
(b) | the issuance of the Shares has been duly authorized and, when and if issued and delivered against payment of net asset value therefor in accordance with the Resolutions and the Registration Statement, the Shares will be validly issued, fully paid and nonassessable. |
In rendering such opinions, we have assumed the genuineness of all signatures, the conformity to the originals of all of the documents reviewed by us as copies, the authenticity and completeness of all original documents reviewed by us in original or copy form and the legal competence of each individual executing any document. We have also assumed for the purposes of this opinion that (i) the Articles, By-Laws, Resolutions, will not have been amended, modified or withdrawn and will be in full force and effect on the date of issuance of such Shares; (ii) there will not have been any changes in applicable law or any other facts or circumstances relating to the Company or the Shares as of the date of the issuance of the Shares; and (iii) upon any issuance of Shares, the total number of shares of each series and class of common stock of the Company issued and outstanding will not exceed the total number of shares of each series and class of common stock that the Company is authorized to issue under the Articles.
Our opinions are limited to matters governed by the laws of the State of Maryland. We do not purport to express, and do not express, any opinion herein with respect to the laws of any other state or jurisdiction. To the extent that any of the Articles, Bylaws, Resolutions, or Registration Statement refer to, incorporate or require compliance with the 1940 Act or any other internal law or regulation applicable to the Company, except for the internal substantive laws of the State of Maryland, as aforesaid, we have assumed compliance with such reference, incorporation or requirement by the Company.
No opinion is rendered as to matters not specifically referred to herein and under no circumstances are you to infer from anything stated or not stated herein any opinion with respect to which such reference is not made. This opinion is being furnished to you for submission to the Commission as an exhibit to the Registration Statement. We hereby consent to the filing of this opinion as an exhibit to the Registration Statement. In giving this consent, we
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do not admit that we are within the category of persons whose consent is required by Section 7 of the 1933 Act.
This opinion is rendered as of the date hereof and we assume no obligation to modify, update or supplement this opinion to reflect any facts or circumstances which may hereafter come to our attention, or any changes in laws which may hereafter occur. Our opinion, as expressed herein, is solely for the benefit of the addressee, and unless we give our prior written consent (which may be withheld for any reason or no reason), neither our opinion nor this opinion letter may be quoted in whole or in part or be relied upon by any other person or entity.
Very truly yours,
/s/ Troutman Pepper Hamilton Sanders LLP
Troutman Pepper Hamilton Sanders LLP
Schedule I
The classes A, C, F, I, R3, R4, R5, R6 and Y, as applicable, of the following series:
The Hartford Balanced Income Fund
Hartford AARP Balanced Retirement Fund
The Hartford Capital Appreciation Fund
The Hartford Checks and Balances Fund
Hartford Climate Opportunities Fund
The Hartford Conservative Allocation Fund
Hartford Core Equity Fund
The Hartford Dividend and Growth Fund
Hartford Dynamic Bond Fund
Hartford Emerging Markets Equity Fund
The Hartford Emerging Markets Local Debt Fund
The Hartford Equity Income Fund
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
Hartford Global Impact Fund
The Hartford Growth Allocation Fund
The Hartford Healthcare Fund
The Hartford High Yield Fund
The Hartford Inflation Plus Fund
Hartford International Equity Fund
The Hartford International Growth Fund
The Hartford International Opportunities Fund
The Hartford International Value Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Moderate Allocation Fund
Hartford Multi-Asset Income Fund
The Hartford Municipal Opportunities Fund
Hartford Municipal Short Duration Fund
Hartford Real Asset Fund
The Hartford Short Duration Fund
Hartford Small Cap Value Fund
The Hartford Small Company Fund
The Hartford Strategic Income Fund
Hartford Sustainable Municipal Bond Fund
The Hartford Total Return Bond Fund
The Hartford World Bond Fund