First
Trust
Exchange-Traded
Fund IV |
Ticker
Symbol: |
FTSM |
Exchange: |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver(1)(2)(3)
|
|
Net
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
|
|
|
|
ICE BofA 0-1
Year U.S. Treasury Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(8/5/2014) |
5
Years |
Inception
(8/5/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
0.22% |
1.52% |
1.24% |
7.86% |
9.36% |
Market
Price |
0.17% |
1.52% |
1.24% |
7.84% |
9.32% |
Index
Performance |
|
|
|
|
|
ICE BofA
0-1 Year U.S. Treasury Index |
0.11% |
1.31% |
1.01% |
6.73% |
7.51% |
|
Year
Ended October 31, |
| ||||
|
2021 |
2020 |
2019 |
2018 |
2017 | |
Net
asset value, beginning of period |
$60.03 |
$60.09 |
$59.97 |
$60.02 |
$59.93 | |
Income
from investment operations: |
|
|
|
|
| |
Net
investment income (loss) |
0.28 |
0.85 |
1.48 |
1.15 |
0.76 | |
Net
realized and unrealized gain (loss) |
(0.15) |
(0.05) |
0.11 |
(0.01) |
0.12 | |
Total
from investment operations |
0.13 |
0.80 |
1.59 |
1.14 |
0.88 | |
Distributions
paid to shareholders from: |
|
|
|
|
| |
Net
investment income |
(0.27) |
(0.86) |
(1.47) |
(1.19) |
(0.79) | |
Return of
Capital |
— |
— |
— |
(0.00)
(a)
|
— | |
Total
Distributions |
(0.27) |
(0.86) |
(1.47) |
(1.19) |
(0.79) | |
Net
asset value, end of period |
$59.89 |
$60.03 |
$60.09 |
$59.97 |
$60.02 | |
Total
Return (b) |
0.22% |
1.34% |
2.68% |
1.92% |
1.48% | |
Ratios/supplemental
data: |
|
|
|
|
| |
Net
assets, end of period (in 000’s) |
$4,410,979 |
$5,168,783 |
$5,065,750 |
$3,070,454 |
$1,158,324 | |
Ratios
to average net assets: |
|
|
|
|
| |
Ratio of
total expenses to average net assets |
0.45% |
0.45% |
0.45% |
0.45% |
0.45% | |
Ratio of
net expenses to average net assets |
0.25% |
0.38% |
0.39% |
0.33% |
0.25% | |
Ratio of
net investment income (loss) to average net
assets |
0.47% |
1.41% |
2.47% |
2.04% |
1.33% | |
Portfolio
turnover rate (c)
|
82% |
73% |
73% |
45% |
56% |
First
Trust
Exchange-Traded
Fund IV |