|
Investor
Class |
Class
A |
Class
C |
Class
H |
Class
P |
Institutional
Class
|
U.S.
Government
Money
Market
Fund
Shares |
Rydex
Domestic Equity – Broad Market Funds | |||||||
Inverse
Mid-Cap Strategy Fund |
-- |
RYAGX |
RYCLX |
RYMHX |
-- |
-- |
-- |
Inverse
NASDAQ-100®
Strategy Fund |
RYAIX |
RYAPX |
RYACX |
RYALX |
-- |
-- |
-- |
Inverse
Russell 2000®
Strategy Fund
|
-- |
RYAFX |
RYCQX |
RYSHX |
-- |
-- |
-- |
Inverse
S&P 500®
Strategy Fund
|
RYURX |
RYARX |
RYUCX |
RYUHX |
-- |
-- |
-- |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
-- |
RMQAX |
RMQCX |
RMQHX |
-- |
-- |
-- |
Mid-Cap
1.5x Strategy Fund |
-- |
RYAHX |
RYDCX |
RYMDX |
-- |
-- |
-- |
Nova
Fund |
RYNVX |
RYANX |
RYNCX |
RYNHX |
-- |
-- |
-- |
NASDAQ-100®
Fund |
RYOCX |
RYATX |
RYCOX |
RYHOX |
-- |
-- |
-- |
Russell
2000®
Fund |
-- |
RYRRX |
RYROX |
RYRHX |
-- |
-- |
-- |
Russell
2000®
1.5x Strategy Fund
|
-- |
RYAKX |
RYCMX |
RYMKX |
-- |
-- |
-- |
S&P
500®
Fund |
-- |
RYSOX |
RYSYX |
RYSPX |
-- |
-- |
-- |
Dow
Jones Industrial Average®
Fund |
-- |
RYDAX |
RYDKX |
RYDHX |
-- |
-- |
-- |
Rydex
Domestic Equity - Pure Style Funds | |||||||
S&P
500®
Pure Growth Fund |
-- |
RYLGX |
RYGRX |
RYAWX |
-- |
-- |
-- |
S&P
500®
Pure Value Fund |
-- |
RYLVX |
RYVVX |
RYZAX |
-- |
-- |
-- |
S&P
MidCap 400®
Pure Growth Fund |
-- |
RYMGX |
RYCKX |
RYBHX |
-- |
-- |
-- |
S&P
MidCap 400®
Pure Value Fund |
-- |
RYMVX |
RYMMX |
RYAVX |
-- |
-- |
-- |
S&P
SmallCap 600®
Pure Growth Fund |
-- |
RYSGX |
RYWCX |
RYWAX |
-- |
-- |
-- |
S&P
SmallCap 600®
Pure Value Fund |
-- |
RYSVX |
RYYCX |
RYAZX |
-- |
-- |
-- |
Rydex
Sector Funds | |||||||
Banking
Fund |
RYKIX |
RYBKX |
RYKCX |
RYKAX |
-- |
-- |
-- |
Basic
Materials Fund |
RYBIX |
RYBMX |
RYBCX |
RYBAX |
-- |
-- |
-- |
Biotechnology
Fund |
RYOIX |
RYBOX |
RYCFX |
RYOAX |
-- |
-- |
-- |
Consumer
Products Fund |
RYCIX |
RYPDX |
RYCPX |
RYCAX |
-- |
-- |
-- |
Electronics
Fund |
RYSIX |
RYELX |
RYSCX |
RYSAX |
-- |
-- |
-- |
Energy
Fund |
RYEIX |
RYENX |
RYECX |
RYEAX |
-- |
-- |
-- |
Energy
Services Fund |
RYVIX |
RYESX |
RYVCX |
RYVAX |
-- |
-- |
-- |
Financial
Services Fund |
RYFIX |
RYFNX |
RYFCX |
RYFAX |
-- |
-- |
-- |
Health
Care Fund |
RYHIX |
RYHEX |
RYHCX |
RYHAX |
-- |
-- |
-- |
Internet
Fund |
RYIIX |
RYINX |
RYICX |
RYIAX |
-- |
-- |
-- |
Leisure
Fund |
RYLIX |
RYLSX |
RYLCX |
RYLAX |
-- |
-- |
-- |
Precious
Metals Fund |
RYPMX |
RYMNX |
RYZCX |
RYMPX |
-- |
-- |
-- |
Real
Estate Fund |
-- |
RYREX |
RYCRX |
RYHRX |
-- |
-- |
-- |
Retailing
Fund |
RYRIX |
RYRTX |
RYRCX |
RYRAX |
-- |
-- |
-- |
Technology
Fund |
RYTIX |
RYTHX |
RYCHX |
RYTAX |
-- |
-- |
-- |
Telecommunications
Fund |
RYMIX |
RYTLX |
RYCSX |
RYMAX |
-- |
-- |
-- |
Transportation
Fund |
RYPIX |
RYTSX |
RYCNX |
RYPAX |
-- |
-- |
-- |
Utilities
Fund |
RYUIX |
RYUTX |
RYCUX |
RYAUX |
-- |
-- |
-- |
|
Investor
Class |
Class
A |
Class
C |
Class
H |
Class
P |
Institutional
Class
|
U.S.
Government
Money
Market
Fund
Shares |
Rydex
International Equity Funds | |||||||
Europe
1.25x Strategy Fund |
-- |
RYAEX |
RYCEX |
RYEUX |
-- |
-- |
-- |
Japan
2x Strategy Fund |
-- |
RYJSX |
RYJTX |
RYJHX |
-- |
-- |
-- |
Emerging
Markets 2x Strategy Fund |
-- |
RYWTX |
RYWUX |
RYWVX |
-- |
-- |
-- |
Inverse
Emerging Markets 2x Strategy
Fund |
-- |
RYWWX |
RYWZX |
RYWYX |
-- |
-- |
-- |
Rydex
Specialty Funds | |||||||
Strengthening
Dollar 2x Strategy Fund |
-- |
RYSDX |
RYSJX |
RYSBX |
-- |
-- |
-- |
Weakening
Dollar 2x Strategy Fund |
-- |
RYWDX |
RYWJX |
RYWBX |
-- |
-- |
-- |
Rydex
Fixed Income Funds | |||||||
Government
Long Bond 1.2x Strategy
Fund |
RYGBX |
RYABX |
RYCGX |
RYHBX |
-- |
-- |
-- |
Inverse
Government Long Bond Strategy
Fund |
RYJUX |
RYAQX |
RYJCX |
RYHJX |
-- |
-- |
-- |
High
Yield Strategy Fund |
-- |
RYHDX |
RYHHX |
RYHGX |
-- |
-- |
-- |
Inverse
High Yield Strategy Fund |
-- |
RYILX |
RYIYX |
RYIHX |
-- |
-- |
-- |
Emerging
Markets Bond Strategy Fund |
-- |
RYIEX |
RYFTX |
RYGTX |
-- |
-- |
-- |
Guggenheim
Alternative Funds | |||||||
Guggenheim
Long Short Equity Fund |
-- |
RYAMX |
RYISX |
-- |
RYSRX |
RYQTX |
-- |
Rydex
Money Market Fund | |||||||
U.S.
Government Money Market Fund |
-- |
-- |
-- |
-- |
-- |
-- |
RYFXX |
The
“Domestic Equity Funds” | ||
Inverse
Mid-Cap Strategy Fund |
Mid-Cap
1.5x Strategy Fund |
S&P
500®
Pure Growth Fund |
Inverse
NASDAQ-100®
Strategy
Fund |
Nova
Fund |
S&P
500®
Pure Value Fund |
Inverse
Russell 2000®
Strategy
Fund |
NASDAQ-100®
Fund |
S&P
MidCap 400®
Pure Growth
Fund |
Inverse
Russell 2000®
Strategy
Fund |
Russell
2000®
Fund |
S&P
MidCap 400®
Pure Value Fund |
Inverse
S&P 500®
Strategy Fund |
Russell
2000®
1.5x Strategy Fund |
S&P
SmallCap 600®
Pure Growth
Fund |
Monthly
Rebalance NASDAQ-100®
2x
Strategy Fund |
S&P
500®
Fund |
S&P
SmallCap 600®
Pure Value
Fund |
|
Dow
Jones Industrial Average®
Fund |
|
The
“Sector Funds” | ||
Banking
Fund |
Energy
Services Fund |
Real
Estate Fund |
Basic
Materials Fund |
Financial
Services Fund |
Retailing
Fund |
Biotechnology
Fund |
Health
Care Fund |
Technology
Fund |
Consumer
Products Fund |
Internet
Fund |
Telecommunications
Fund |
Electronics
Fund |
Leisure
Fund |
Transportation
Fund |
Energy
Fund |
Precious
Metals Fund |
Utilities
Fund |
The
“International Equity Funds” | |
Europe
1.25x Strategy Fund |
Emerging
Markets 2x Strategy Fund |
Japan
2x Strategy Fund |
Inverse
Emerging Markets 2x Strategy
Fund |
The
“Fixed Income Funds” | |
Government
Long Bond 1.2x Strategy Fund |
High
Yield Strategy Fund |
Inverse
Government Long Bond Strategy Fund |
Inverse
High Yield Strategy Fund |
Emerging
Markets Bond Strategy Fund |
|
The
“Alternative Fund” | |
Guggenheim
Long Short Equity Fund |
|
The
“Specialty Funds” | |
Weakening
Dollar 2x Strategy Fund |
Strengthening
Dollar 2x Strategy Fund |
The
“Money Market Fund” | |
U.S.
Government Money Market Fund |
|
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
of One
Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
-80% |
-64% |
-64% |
-65% |
-65% |
-67% |
-68% |
-69% |
-70% |
-71% |
-35% |
-70% |
-58% |
-59% |
-59% |
-60% |
-62% |
-63% |
-64% |
-65% |
-66% |
-30% |
-60% |
-52% |
-53% |
-52% |
-53% |
-55% |
-56% |
-58% |
-60% |
-61% |
-25% |
-50% |
-45% |
-46% |
-46% |
-47% |
-48% |
-50% |
-52% |
-53% |
-55% |
-20% |
-40% |
-36% |
-37% |
-39% |
-40% |
-41% |
-43% |
-44% |
-47% |
-50% |
-15% |
-30% |
-29% |
-29% |
-30% |
-32% |
-33% |
-36% |
-38% |
-40% |
-43% |
-10% |
-20% |
-20% |
-21% |
-23% |
-23% |
-26% |
-28% |
-31% |
-32% |
-36% |
-5% |
-10% |
-11% |
-12% |
-13% |
-16% |
-18% |
-20% |
-23% |
-25% |
-29% |
0% |
0% |
-1% |
-2% |
-4% |
-6% |
-8% |
-11% |
-14% |
-17% |
-20% |
5% |
10% |
9% |
8% |
6% |
3% |
2% |
-3% |
-5% |
-8% |
-12% |
10% |
20% |
19% |
19% |
16% |
15% |
10% |
9% |
4% |
0% |
-5% |
15% |
30% |
31% |
29% |
27% |
25% |
21% |
19% |
15% |
11% |
6% |
20% |
40% |
43% |
41% |
38% |
35% |
32% |
27% |
23% |
18% |
13% |
25% |
50% |
54% |
52% |
50% |
48% |
43% |
39% |
34% |
29% |
22% |
30% |
60% |
69% |
64% |
62% |
58% |
56% |
49% |
43% |
39% |
34% |
35% |
70% |
79% |
77% |
75% |
70% |
68% |
61% |
57% |
50% |
43% |
40% |
80% |
92% |
91% |
88% |
82% |
81% |
73% |
67% |
62% |
54% |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
of One
Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
-80% |
-65% |
-66% |
-66% |
-67% |
-68% |
-69% |
-70% |
-71% |
-73% |
-35% |
-70% |
-59% |
-59% |
-60% |
-61% |
-62% |
-63% |
-65% |
-66% |
-68% |
-30% |
-60% |
-52% |
-53% |
-53% |
-54% |
-56% |
-57% |
-59% |
-60% |
-62% |
-25% |
-50% |
-45% |
-45% |
-46% |
-47% |
-49% |
-50% |
-52% |
-54% |
-56% |
-20% |
-40% |
-37% |
-38% |
-39% |
-40% |
-41% |
-43% |
-45% |
-48% |
-50% |
-15% |
-30% |
-29% |
-29% |
-31% |
-32% |
-34% |
-36% |
-38% |
-40% |
-43% |
-10% |
-20% |
-20% |
-21% |
-22% |
-24% |
-25% |
-28% |
-30% |
-33% |
-36% |
-5% |
-10% |
-11% |
-12% |
-13% |
-15% |
-17% |
-19% |
-22% |
-25% |
-28% |
0% |
0% |
-1% |
-2% |
-3% |
-5% |
-8% |
-10% |
-13% |
-17% |
-20% |
5% |
10% |
9% |
8% |
6% |
4% |
2% |
-1% |
-4% |
-8% |
-12% |
10% |
20% |
20% |
19% |
17% |
15% |
12% |
9% |
5% |
1% |
-3% |
15% |
30% |
31% |
30% |
28% |
25% |
22% |
19% |
15% |
11% |
6% |
20% |
40% |
42% |
41% |
39% |
36% |
33% |
30% |
25% |
21% |
16% |
25% |
50% |
54% |
53% |
51% |
48% |
44% |
40% |
36% |
31% |
25% |
30% |
60% |
67% |
65% |
63% |
60% |
56% |
52% |
47% |
41% |
36% |
35% |
70% |
79% |
78% |
75% |
72% |
68% |
64% |
58% |
53% |
47% |
40% |
80% |
93% |
91% |
88% |
85% |
80% |
76% |
70% |
64% |
57% |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
Inverse
of
One Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
80% |
165% |
153% |
145% |
127% |
114% |
99% |
74% |
57% |
35% |
-35% |
70% |
130% |
122% |
109% |
96% |
84% |
68% |
51% |
32% |
17% |
-30% |
60% |
98% |
93% |
79% |
68% |
58% |
46% |
29% |
16% |
1% |
-25% |
50% |
73% |
68% |
58% |
49% |
36% |
26% |
13% |
2% |
-13% |
-20% |
40% |
51% |
45% |
39% |
31% |
20% |
12% |
-2% |
-11% |
-23% |
-15% |
30% |
35% |
29% |
23% |
16% |
6% |
-2% |
-12% |
-22% |
-30% |
-10% |
20% |
20% |
16% |
9% |
3% |
-5% |
-13% |
-21% |
-30% |
-39% |
-5% |
10% |
8% |
5% |
-2% |
-8% |
-14% |
-21% |
-30% |
-38% |
-46% |
0% |
0% |
-3% |
-7% |
-12% |
-17% |
-23% |
-28% |
-37% |
-44% |
-51% |
5% |
-10% |
-12% |
-15% |
-19% |
-25% |
-31% |
-35% |
-43% |
-47% |
-55% |
10% |
-20% |
-19% |
-23% |
-27% |
-32% |
-36% |
-43% |
-47% |
-53% |
-59% |
15% |
-30% |
-27% |
-29% |
-32% |
-37% |
-42% |
-46% |
-53% |
-58% |
-63% |
20% |
-40% |
-33% |
-35% |
-38% |
-42% |
-46% |
-50% |
-56% |
-60% |
-66% |
25% |
-50% |
-38% |
-40% |
-43% |
-47% |
-51% |
-55% |
-59% |
-64% |
-68% |
30% |
-60% |
-43% |
-44% |
-47% |
-51% |
-55% |
-59% |
-62% |
-66% |
-71% |
35% |
-70% |
-46% |
-49% |
-52% |
-53% |
-58% |
-61% |
-66% |
-68% |
-73% |
40% |
-80% |
-50% |
-52% |
-55% |
-57% |
-61% |
-64% |
-68% |
-71% |
-75% |
Fund |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2024 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2023 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2022 |
S&P
500®
Fund |
243% |
701% |
268% |
Monthly
Rebalance NASDAQ-100®
2x Strategy Fund |
334% |
1,054% |
922% |
Mid-Cap
1.5x Strategy Fund |
57% |
44% |
159% |
Dow
Jones Industrial Average®
Fund |
140% |
414% |
240% |
S&P
500®
Pure Growth Fund |
649% |
434% |
727% |
S&P
500®
Pure Value Fund |
1,099% |
594% |
823% |
S&P
MidCap 400®
Pure Growth Fund |
570% |
372% |
125% |
S&P
MidCap 400®
Pure Value Fund |
868% |
1,064% |
252% |
S&P
SmallCap 600®
Pure Growth Fund |
942% |
812% |
707% |
S&P
SmallCap 600®
Pure Value Fund |
1,058% |
1,520% |
892% |
Banking
Fund |
233% |
384% |
501% |
Electronics
Fund |
96% |
147% |
281% |
Energy
Fund |
500% |
363% |
382% |
Health
Care Fund |
116% |
268% |
238% |
Financial
Services Fund |
119% |
177% |
406% |
Precious
Metals Fund |
387% |
424% |
114% |
Retailing
Fund |
299% |
371% |
214% |
Utilities
Fund |
163% |
293% |
175% |
Fund |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2024 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2023 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
March
31, 2022 |
Europe
1.25x Strategy Fund |
1,595% |
231% |
517% |
Emerging
Markets 2x Strategy Fund |
905% |
416% |
266% |
Government
Long Bond 1.2x Strategy Fund |
1,573% |
2,562% |
2,153% |
Inverse
Government Long Bond Strategy Fund |
662% |
1,076% |
2,058% |
Inverse
High Yield Strategy Fund |
-- |
-- |
344% |
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2024 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2022 |
Inverse
Mid-Cap Strategy Fund |
2/20/2004 |
$0 |
$13 |
$0 |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
$62 |
$525 |
$250 |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
$340 |
$344 |
$121 |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
$1,277 |
$1,205 |
$1,441 |
Mid-Cap
1.5x Strategy Fund
|
8/16/2001 |
$2,701 |
$2,242 |
$2,487 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$3,409 |
$9,774 |
$5,668 |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
$158,642 |
$216,997 |
$175,494 |
Nova
Fund
|
7/12/1993 |
$308,646 |
$175,097 |
$296,979 |
NASDAQ-100®
Fund
|
2/14/1994 |
$143,558 |
$40,429 |
$48,230 |
Russell
2000®
Fund
|
5/31/2006 |
$5,932 |
$2,572 |
$5,022 |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
$1,414 |
$805 |
$645 |
S&P
500®
Fund
|
5/31/2006 |
$48,814 |
$72,398 |
$29,063 |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
$59,181
|
$30,546 |
$53,171 |
S&P
500®
Pure Value Fund
|
2/20/2004 |
$120,197
|
$172,468 |
$207,356 |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
$180,607
|
$53,098 |
$29,523 |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
$70,509
|
$219,456 |
$152,068 |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
$31,316
|
$55,177 |
$41,126 |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
$61,409
|
$218,129 |
$230,220 |
Banking
Fund
|
4/1/1998 |
$27,608 |
$17,911 |
$65,755 |
Basic
Materials Fund
|
4/1/1998 |
$14,012 |
$28,407 |
$51,722 |
Biotechnology
Fund
|
4/1/1998 |
$37,564 |
$40,375 |
$53,031 |
Consumer
Products Fund
|
7/6/1998 |
$17,542 |
$26,828 |
$28,819 |
Electronics
Fund
|
4/1/1998 |
$20,084 |
$14,306 |
$26,194 |
Energy
Fund
|
4/21/1998 |
$128,452 |
$119,011 |
$86,391 |
Energy
Services Fund
|
4/1/1998 |
$70,133 |
$71,528 |
$67,048 |
Financial
Services Fund
|
4/2/1998 |
$10,473 |
$12,769 |
$40,416 |
Health
Care Fund
|
4/17/1998 |
$8,282 |
$22,749 |
$23,881 |
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2024 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
March
31, 2022 |
Internet
Fund
|
4/6/2000 |
$24,782 |
$6,770 |
$9,147 |
Leisure
Fund
|
4/1/1998 |
$18,635 |
$9,964 |
$22,121 |
Precious
Metals Fund
|
12/1/1993 |
$446,400 |
$503,596 |
$187,935 |
Real
Estate Fund
|
2/20/2004 |
$3,069 |
$14,313 |
$28,397 |
Retailing
Fund
|
4/1/1998 |
$10,110 |
$10,612 |
$11,378 |
Technology
Fund
|
4/14/1998 |
$25,338 |
$9,820 |
$19,821 |
Telecommunications
Fund
|
4/1/1998 |
$15,055 |
$9,359 |
$7,779 |
Transportation
Fund
|
4/2/1998 |
$22,684 |
$12,837 |
$35,844 |
Utilities
Fund
|
4/3/2000 |
$16,216 |
$57,260 |
$38,782 |
Europe
1.25x Strategy Fund
|
5/8/2000 |
$25,986 |
$10,705 |
$12,569 |
Japan
2x Strategy Fund |
2/22/2008 |
$4,659 |
$3,569 |
$3,851 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$12,686 |
$7,343 |
$5,208 |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$0 |
$0 |
$4 |
Government
Long Bond 1.2x Strategy Fund
|
1/3/1994 |
$5,425 |
$9,732 |
$13,552 |
Inverse
Government Long Bond Strategy
Fund |
3/3/1995 |
$2,156 |
$5,136 |
$6,370 |
High
Yield Strategy Fund
|
4/16/2007 |
$24,582 |
$24,428 |
$18,878 |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
$7,964 |
$51,089 |
$30,117 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$1,607 |
$382 |
$269 |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
$3,730 |
$7,596 |
$4,159 |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
$1,200 |
$1,361 |
$1,358 |
Guggenheim
Long Short Equity Fund
|
3/22/2002 |
$22,546 |
$16,423 |
$11,084 |
U.S.
Government Money Market Fund
|
12/1/1993 |
$0 |
$0 |
$0 |
Fund |
Name
of Broker/Dealer |
Type
of Security |
Total
Dollar ($) Amount
of
Securities of Each
Regular
Broker-Dealer
Held |
Dow
Jones Industrial
Average® Fund |
Goldman
Sachs Group, Inc. |
Common
Stock |
$1,410,121 |
JPMorgan
Chase & Co. |
Common
Stock |
$676,213 | |
Nova
Fund |
Bank
of America Corp. |
Common
Stock |
$1,422,000 |
Citigroup,
Inc. |
Common
Stock |
$655,483 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$741,817 | |
JPMorgan
Chase & Co. |
Common
Stock |
$3,153,924 | |
S&P
500® Fund |
Bank
of America Corp. |
Common
Stock |
$1,168,126 |
Citigroup,
Inc. |
Common
Stock |
$538,552 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$609,410 | |
JPMorgan
Chase & Co. |
Common
Stock |
$2,590,881 | |
S&P
500® Pure
Value Fund |
Bank
of America Corp. |
Common
Stock |
$96,393 |
Citigroup,
Inc. |
Common
Stock |
$214,131 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$67,666 | |
Banking
Fund |
Bank
of America Corp. |
Common
Stock |
$1,081,554 |
Barclays
plc |
Common
Stock |
$203,477 | |
Citigroup,
Inc. |
Common
Stock |
$1,114,984 | |
JPMorgan
Chase & Co. |
Common
Stock |
$1,081,420 | |
Financial
Services Fund |
Bank
of America Corp. |
Common
Stock |
$649,683 |
Citigroup,
Inc. |
Common
Stock |
$442,806 | |
Goldman
Sachs Group, Inc. |
Common
Stock |
$482,432 | |
JPMorgan
Chase & Co. |
Common
Stock |
$971,255 | |
Europe
1.25x Strategy Fund |
BNP
Paribas S.A. |
Common
Stock |
$16,655 |
Name,
Address1
and
Year
of Birth
of
Trustee
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Independent
Trustees | |||||
Randall
C. Barnes
(1951) |
Trustee
and
Chair
of the
Valuation
Oversight
Committee |
Since
2019 (Trustee)
Since
2020 (Chair
of
the Valuation
Oversight
Committee) |
Current:
Private
Investor
(2001-
present).
Former:
Senior
Vice
President
and
Treasurer,
PepsiCo,
Inc.
(1993-1997);
President,
Pizza
Hut
International
(1991-1993);
and
Senior
Vice
President,
Strategic
Planning
and
New
Business
Development,
PepsiCo,
Inc.
(1987-1990). |
153 |
Current:
Advent
Convertible
and Income
Fund
(2005-present);
Purpose
Investments
Funds
(2013-present).
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021). |
Angela
Brock-Kyle
(1959) |
Trustee |
Since
2016 |
Current:
Founder
and
Chief
Executive
Officer,
B.O.A.R.D.S.
(consulting
firm)
(2013-present);
Director,
Mutual
Fund
Directors
Forum
(2022-
present).
Former:
Senior
Leader,
TIAA
(financial
services
firm)
(1987-2012). |
152 |
Current:
Bowhead
Insurance
GP, LLC
(2020-present);
Hunt
Companies,
Inc. (2019-
present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Infinity
Property
& Casualty
Corp.
(2014-2018). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Thomas
F. Lydon, Jr.
(1960) |
Trustee
and
Chair
of the
Contracts
Review
Committee |
Since
2005
(Trustee)
Since
2020
(Chair
of the Contracts
Review
Committee) |
Current:
President,
Global
Trends
Investments
(registered
investment
adviser)
(1996-
present);
Chief
Executive
Officer,
Lydon
Media
(2016-present);
Vice
Chairman,
VettaFi,
a wholly
owned
subsidiary
of
The TMX
Group
(financial
advisor
content,
research,
index
and
digital
distribution
provider)
(2022-
present).
Former:
Chief
Executive
Officer,
ETF
Flows, LLC
(financial
advisor
education
and
research
provider)
(2019-2023);
Director,
GDX
Index
Partners,
LLC
(index
provider)
(2021-2023). |
152 |
Current:
US Global
Investors,
Inc. (GROW)
(1995-present);
The
2023
ETF Series Trust
(4)
(2023-present); The
2023
ETF Series Trust
II
(1) (2023-present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Harvest
Volatility
Edge Trust (3)
(2017-
2019). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Ronald
A. Nyberg
(1953) |
Trustee
and
Chair
of the
Nominating
and
Governance
Committee |
Since
2019
(Trustee)
Since
2020
(Chair
of the
Nominating
and
Governance
Committee) |
Current:
Of
Counsel
(formerly,
Partner),
Momkus
LLP
(2016-
present).
Former:
Partner,
Nyberg
&
Cassioppi,
LLC
(2000-2016);
Executive
Vice
President,
General
Counsel,
and
Corporate
Secretary,
Van
Kampen
Investments
(1982-1999). |
153 |
Current:
Advent
Convertible
and Income
Fund
(2003-present);
PPM
Funds (2) (2018-
present);
Endeavor
Health
(2012-present).
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020). |
Sandra
G. Sponem
(1958) |
Trustee
and
Chair
of the
Audit
Committee |
Since
2016
(Trustee)
Since
2019
(Chair
of Audit
Committee) |
Current:
Retired.
Former:
Senior
Vice
President
and
Chief
Financial
Officer,
M.A.
Mortenson
Companies,
Inc.
(construction
and
real
estate
development
company)
(2007-2017). |
152 |
Current:
SPDR Series
Trust
(81) (2018-
present);
SPDR Index
Shares
Funds (30)
(2018-present);
SSGA
Active
Trust (14) (2018-
present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
SSGA
Master
Trust (1)
(2018-2020). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Ronald
E. Toupin, Jr.
(1958) |
Trustee,
Chair of
the
Board and
Chair
of the
Executive
Committee |
Since
2019 |
Current:
Portfolio
Consultant
(2010-
present);
Member,
Governing
Council,
Independent
Directors
Council
(2013-present);
and
Governor,
Board
of
Governors,
Investment
Company
Institute
(2018-present).
Former:
Member,
Executive
Committee,
Independent
Directors
Council
(2016-2018);
Vice
President,
Manager
and
Portfolio
Manager,
Nuveen
Asset
Management
(1998-1999);
Vice
President,
Nuveen
Investment
Advisory
Corp.
(1992-1999);
Vice
President
and
Manager,
Nuveen
Unit
Investment
Trusts
(1991-1999);
and
Assistant
Vice
President
and
Portfolio
Manager,
Nuveen
Unit
Investment
Trusts
(1988-1999),
each
of John
Nuveen
& Co.,
Inc.
(1982-1999). |
152 |
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020). |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Interested
Trustee | |||||
Amy
J. Lee
(1961)4
|
Trustee,
Vice
President
and
Chief
Legal
Officer |
Since
2019 |
Current:
Interested
Trustee,
certain
other
funds in the
Fund
Complex
(2018-present);
Chief
Legal
Officer,
certain
other
funds in the
Fund
Complex
(2014-present);
Vice
President,
certain
other
funds
in the Fund
Complex
(2007-
present);
and
Senior
Managing
Director,
Guggenheim
Investments
(2012-present).
Former:
President
and/or
Chief
Executive
Officer,
certain
Funds in
the
Fund
Complex
(2017-
2019);
Vice
President,
Associate
General
Counsel
and
Assistant
Secretary,
Security
Benefit
Life
Insurance
Company
and
Security
Benefit
Corporation
(2004-2012). |
152 |
Former:
Guggenheim
Energy
& Income Fund
(2018-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2018-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2018-2021);
Guggenheim
Credit
Allocation
Fund
(2018-2021). |
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Brian
E. Binder
(1972) |
President
and Chief
Executive
Officer |
Since
2019 |
Current:
President, Mutual Funds Boards, Guggenheim
Investments
(2022-present); President and Chief
Executive
Officer, certain other funds in the Fund
Complex
(2018-present); President, Mutual Funds
Board
and Senior Managing Director, Guggenheim
Funds
Investment Advisors, LLC and Security
Investors,
LLC (2018-present); Board Member,
Guggenheim
Partners Investment Funds plc (2022-
present);
Board Member, Guggenheim Global
Investments
plc (2022-present); Board Member,
Guggenheim
Partners Fund Management (Europe)
Limited
(2018-present).
Former:
Senior Managing Director and Chief
Administrative
Officer, Guggenheim Investments
(2018-2022);
Managing Director and President,
Deutsche
Funds, and Head of US Product, Trading and
Fund
Administration, Deutsche Asset Management
(2013-2018);
Managing Director, Chairman of North
American
Executive Committee and Head of Business
Management
and Consulting, Invesco Ltd.
(2010-2012). |
James
Howley
(1972) |
Chief
Financial Officer,
Chief
Accounting
Officer,
and Treasurer |
Since
2022 |
Current:
Managing Director, Guggenheim Investments
(2004-present);
Chief Financial Officer, Chief
Accounting
Officer, and Treasurer, certain other funds
in
the Fund Complex (2022-present).
Former:
Assistant Treasurer, certain other funds in the
Fund
Complex (2006-2022); Manager, Mutual Fund
Administration
of Van Kampen Investments, Inc.
(1996-2004). |
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Mark
E. Mathiasen
(1978) |
Secretary |
Since
2017 |
Current:
Secretary, certain other funds in the Fund
Complex
(2007-present); and Managing Director,
Guggenheim
Investments (2007-present). |
Elisabeth
Miller
(1968) |
Chief
Compliance
Officer |
Since
2012 |
Current:
Chief Compliance Officer, certain other funds
in
the Fund Complex (2012-present); Senior Managing
Director,
Guggenheim Investments (2012-present); and
Senior
Managing Director, Guggenheim Funds
Distributors,
LLC (2014-present).
Former:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2012-2018);
Chief Compliance Officer, Guggenheim
Distributors,
LLC (2009-2014); Senior Manager,
Security
Investors, LLC (2004-2014); and Senior
Manager,
Guggenheim Distributors, LLC (2004-2014). |
Margaux
M.
Misantone
(1978) |
AML
Officer |
Since
2017 |
Current:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2018-present);
AML Officer, Security Investors, LLC
and
certain other funds in the Fund Complex (2017-
present);
and Managing Director, Guggenheim
Investments
(2015-present).
Former:
Assistant Chief Compliance Officer, Security
Investors,
LLC and Guggenheim Funds Investment
Advisors,
LLC (2015-2018). |
Michael
Megaris
(1984) |
Assistant
Secretary |
Since
2018 |
Current:
Assistant Secretary, certain other funds in the
Fund
Complex (2014-present); and Managing Director,
Guggenheim
Investments (2012-present). |
Kimberly
J. Scott
(1974) |
Assistant
Treasurer |
Since
2016 |
Current:
Director, Guggenheim Investments (2012-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2012-present).
Former:
Financial Reporting Manager, Invesco, Ltd.
(2010-2011);
Vice President/Assistant Treasurer,
Mutual
Fund Administration for Van Kampen
Investments,
Inc./Morgan Stanley Investment
Management
(2009-2010); and Manager of Mutual
Fund
Administration, Van Kampen Investments, Inc./
Morgan
Stanley Investment Management (2005-2009). |
Glenn
McWhinnie
(1969) |
Assistant
Treasurer |
Since
2016 |
Current:
Vice President, Guggenheim Investments
(2009-present);
and Assistant Treasurer, certain other
funds
in the Fund complex (2016-present). |
Jon
Szafran
(1989) |
Assistant
Treasurer |
Since
2017 |
Current:
Director, Guggenheim Investments (2017-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2017-present).
Former:
Assistant Treasurer of Henderson Global
Funds
and Manager of US Fund Administration,
Henderson
Global Investors (North America) Inc.
("HGINA")
(2017); Senior Analyst of US Fund
Administration,
HGINA (2014-2017); Senior Associate
of
Fund Administration, Cortland Capital Market
Services,
LLC (2013-2014); and Experienced
Associate,
PricewaterhouseCoopers LLP
(2012-2013). |
Trustee |
Aggregate
Compensation
From
Trust |
Pension
or
Retirement
Benefits
Accrued
as
Part of
Trust’s
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Fund
Complex* |
Interested
Trustees | ||||
Amy
J. Lee |
$0 |
$0 |
$0 |
$0 |
Independent
Trustees | ||||
Randall
C. Barnes |
$91,502 |
$0 |
$0 |
$366,250 |
Angela
Brock-Kyle |
$86,203 |
$0 |
$0 |
$345,000 |
Thomas
F. Lydon, Jr. |
$91,502 |
$0 |
$0 |
$366,250 |
Ronald
A. Nyberg |
$91,502 |
$0 |
$0 |
$366,250 |
Sandra
G. Sponem |
$96,497 |
$0 |
$0 |
$386,250 |
Ronald
E. Toupin, Jr. |
$112,696 |
$0 |
$0 |
$451,250 |
Trustee |
Fund |
Dollar
Range
of
Fund Shares |
Aggregate
Dollar Range
of
Shares in Fund Complex
Overseen
by
Trustee* |
Interested
Trustee | |||
Amy
J. Lee |
S&P
500® Fund |
Over
$100,000 |
Over
$100,000 |
Independent
Trustees | |||
Randall
C. Barnes |
N/A |
N/A |
Over
$100,000 |
Angela
Brock-Kyle |
N/A |
N/A |
Over
$100,000 |
Thomas
F. Lydon, Jr. |
Russell
2000® Fund |
$10,001-$50,000 |
Over
$100,000 |
Ronald
A. Nyberg |
N/A |
N/A |
Over
$100,000 |
Sandra
G. Sponem |
N/A |
N/A |
Over
$100,000 |
Ronald
E. Toupin, Jr. |
N/A |
N/A |
Over
$100,000 |
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2024 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2023 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2022 |
Inverse
Mid-Cap Strategy Fund
|
2/20/2004 |
0.90% |
$19,211 |
$10,766 |
$5,930 |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
0.90% |
$192,688 |
$430,804 |
$202,029 |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
0.90% |
$35,621 |
$107,887 |
$54,038 |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
0.90% |
$443,690 |
$762,729 |
$417,663 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
0.75% |
$179,644 |
$211,659 |
$232,843 |
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
11/28/2014 |
0.90% |
$4,652,418 |
$2,619,970 |
$3,406,099 |
Mid-Cap
1.5x Strategy Fund
|
8/16/2001 |
0.90% |
$103,753 |
$111,660 |
$150,939 |
Nova
Fund
|
7/12/1993 |
0.75% |
$1,289,992 |
$1,403,145 |
$2,824,225 |
NASDAQ-100®
Fund
|
2/14/1994 |
0.75% |
$11,779,624 |
$9,434,511 |
$13,437,437 |
Russell
2000®
Fund
|
5/31/2006 |
0.75% |
$204,470 |
$188,978 |
$259,769 |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
0.90% |
$58,510 |
$69,136 |
$97,823 |
S&P
500®
Fund
|
5/31/2006 |
0.75% |
$1,244,428 |
$841,657 |
$1,407,463 |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$255,040 |
$282,673 |
$596,893 |
S&P
500®
Pure Value Fund
|
2/20/2004 |
0.75% |
$140,972 |
$407,740 |
$462,532 |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$341,946 |
$294,051 |
$444,634 |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
0.75% |
$126,013 |
$201,826 |
$565,547 |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
0.75% |
$47,230 |
$99,699 |
$82,138 |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
0.75% |
$51,072 |
$131,134 |
$270,845 |
Banking
Fund
|
4/1/1998 |
0.85% |
$104,166 |
$76,931 |
$286,858 |
Basic
Materials Fund
|
4/1/1998 |
0.85% |
$262,786 |
$360,897 |
$524,550 |
Biotechnology
Fund
|
4/1/1998 |
0.85% |
$953,505 |
$1,146,876 |
$1,565,902 |
Consumer
Products Fund |
7/6/1998 |
0.85% |
$557,421 |
$762,252 |
$835,158 |
Electronics
Fund
|
4/1/1998 |
0.85% |
$674,669 |
$326,035 |
$528,943 |
Energy
Fund
|
4/21/1998 |
0.85% |
$360,371 |
$814,401 |
$531,983 |
Energy
Services Fund
|
4/1/1998 |
0.85% |
$211,774 |
$282,528 |
$217,741 |
Financial
Services Fund
|
4/2/1998 |
0.85% |
$123,172 |
$104,553 |
$357,176 |
Health
Care Fund
|
4/17/1998 |
0.85% |
$205,305 |
$302,564 |
$383,277 |
Internet
Fund
|
4/6/2000 |
0.85% |
$224,448 |
$101,745 |
$214,231 |
Leisure
Fund
|
4/1/1998 |
0.85% |
$110,626 |
$100,750 |
$198,049 |
Precious
Metals Fund
|
12/1/1993 |
0.75% |
$447,856 |
$529,055 |
$783,076 |
Real
Estate Fund
|
2/20/2004 |
0.85% |
$19,189 |
$33,898 |
$164,293 |
Retailing
Fund
|
4/1/1998 |
0.85% |
$75,419 |
$87,831 |
$192,800 |
Technology
Fund
|
4/14/1998 |
0.85% |
$487,287 |
$296,380 |
$706,478 |
Telecommunications
Fund
|
4/1/1998 |
0.85% |
$26,523 |
$31,352 |
$30,903 |
Transportation
Fund
|
4/2/1998 |
0.85% |
$128,758 |
$131,346 |
$311,337 |
Utilities
Fund
|
4/3/2000 |
0.85% |
$144,975 |
$387,598 |
$312,091 |
Europe
1.25x Strategy Fund
|
5/8/2000 |
0.90% |
$46,593 |
$22,747 |
$38,929 |
Japan
2x Strategy Fund
|
2/22/2008 |
0.75% |
$20,433 |
$9,376 |
$13,217 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
0.90% |
$30,764 |
$49,252 |
$49,490 |
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2024 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2023 |
Advisory
Fees
Paid
During the
Fiscal
Year
Ended
March
31,
2022 |
Inverse
Emerging Markets 2x Strategy
Fund |
10/29/2010 |
0.90% |
$4,048 |
$9,567 |
$6,285 |
Government
Long Bond 1.2x Strategy
Fund
|
1/3/1994 |
0.50% |
$198,105 |
$311,446 |
$423,761 |
Inverse
Government Long Bond Strategy
Fund
|
3/3/1995 |
0.90% |
$309,328 |
$1,004,033 |
$552,409 |
High
Yield Strategy Fund
|
4/16/2007 |
0.75% |
$295,252 |
$147,034 |
$222,101 |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
0.75% |
$87,973 |
$159,532 |
$56,536 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
0.75% |
$10,543 |
$3,009 |
$3,731 |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
0.90% |
$42,834 |
$84,858 |
$35,653 |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
0.90% |
$12,244 |
$11,598 |
$13,463 |
Guggenheim
Long Short Equity Fund
|
3/22/2002 |
0.90% |
$146,430 |
$136,590 |
$154,911 |
U.S.
Government Money Market Fund * |
12/1/1993 |
0.50% |
$1,312,941 |
$1,578,956 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) | |
Adrian
Bachman |
41 |
$1,058 |
0 |
$0 |
0 |
$0 |
Michael
P. Byrum |
108 |
$6,553 |
0 |
$0 |
0 |
$0 |
Brendan
Cain |
103 |
$6,321 |
0 |
$0 |
0 |
$0 |
Spencer
Crane |
103 |
$6,321 |
0 |
$0 |
0 |
$0 |
Burak
Hurmeydan |
18 |
$1,705 |
0 |
$0 |
0 |
$0 |
Scott
Miller |
103 |
$6,321 |
0 |
$0 |
0 |
$0 |
Samir
Sanghani |
6 |
$671 |
0 |
$0 |
0 |
$0 |
Portfolio
Manager |
Fund |
Dollar
Range of Shares Owned |
Adrian
Bachman |
None |
None |
Michael
P. Byrum |
None |
None |
Brendan
Cain |
None |
None |
Spencer
Crane |
None |
None |
Burak
Hurmeydan |
None |
None |
Scott
Miller |
None |
None |
Samir
Sanghani |
Guggenheim
Long Short Equity Fund |
$100,001-$500,000 |
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2024 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Inverse
Mid-Cap Strategy Fund |
2/20/2004 |
$3,254 |
$1,762
|
$659 |
Inverse
NASDAQ-100®
Strategy Fund |
9/3/1998 |
$32,637 |
$69,093
|
$22,447 |
Inverse
Russell 2000®
Strategy Fund |
2/20/2004 |
$6,033 |
$16,885
|
$6,004 |
Inverse
S&P 500®
Strategy Fund |
1/7/1994 |
$75,151 |
$119,067
|
$46,407 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$36,511 |
$39,945
|
$31,046 |
Monthly
Rebalance NASDAQ-100®
2x Strategy
Fund |
11/28/2014 |
$716,632 |
$398,736
|
$333,112 |
Mid-Cap
1.5x Strategy Fund |
8/16/2001 |
$17,574 |
$17,084
|
$16,771 |
Nova
Fund |
7/12/1993 |
$261,791 |
$253,905
|
$336,691 |
NASDAQ-100®
Fund |
2/14/1994 |
$1,719,203 |
$1,242,834
|
$874,997 |
Russell
2000®
Fund |
5/31/2006 |
$55,881 |
$48,364
|
$51,955 |
Russell
2000®
1.5x Strategy Fund |
11/1/2000 |
$9,910 |
$10,630
|
$10,869 |
S&P
500®
Fund |
5/31/2006 |
$340,083 |
$216,155
|
$281,496 |
S&P
500®
Pure Growth Fund |
2/20/2004 |
$51,834 |
$52,398
|
$79,585 |
S&P
500®
Pure Value Fund |
2/20/2004 |
$28,652 |
$68,364
|
$61,670 |
S&P
MidCap 400®
Pure Growth Fund |
2/20/2004 |
$69,504 |
$55,329
|
$59,284 |
S&P
MidCap 400®
Pure Value Fund |
2/20/2004 |
$25,609 |
$38,165
|
$75,406 |
S&P
SmallCap 600®
Pure Growth Fund |
2/20/2004 |
$9,599 |
$19,510
|
$10,951 |
S&P
SmallCap 600®
Pure Value Fund |
2/20/2004 |
$10,380 |
$24,720
|
$36,113 |
Banking
Fund |
4/1/1998 |
$18,684 |
$12,384
|
$33,748 |
Basic
Materials Fund |
4/1/1998 |
$47,126 |
$57,233
|
$61,711 |
Biotechnology
Fund |
4/1/1998 |
$170,996 |
$187,707
|
$184,222 |
Consumer
Products Fund |
7/6/1998 |
$99,963 |
$125,158
|
$98,253 |
Electronics
Fund |
4/1/1998 |
$120,992 |
$53,422
|
$62,228 |
Energy
Fund |
4/21/1998 |
$64,624 |
$132,475
|
$62,586 |
Energy
Services Fund |
4/1/1998 |
$37,975 |
$44,851
|
$25,616 |
Financial
Services Fund |
4/2/1998 |
$22,093 |
$16,100
|
$42,020 |
Health
Care Fund |
4/17/1998 |
$36,818 |
$49,586
|
$45,091 |
Internet
Fund |
4/6/2000 |
$40,254 |
$16,646
|
$25,204 |
Leisure
Fund |
4/1/1998 |
$19,838 |
$16,676
|
$23,299 |
Precious
Metals Fund |
12/1/1993 |
$91,019 |
$94,623
|
$104,409 |
Real
Estate Fund |
2/20/2004 |
$3,441 |
$5,321
|
$19,328 |
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2024 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Retailing
Fund |
4/1/1998 |
$13,525 |
$14,352
|
$22,682 |
Technology
Fund |
4/14/1998 |
$87,385 |
$47,995
|
$83,114 |
Telecommunications
Fund |
4/1/1998 |
$4,756 |
$5,302
|
$3,636 |
Transportation
Fund |
4/2/1998 |
$23,090 |
$21,309
|
$36,628 |
Utilities
Fund |
4/3/2000 |
$25,999 |
$64,963
|
$36,716 |
Europe
1.25x Strategy Fund |
5/8/2000 |
$7,891 |
$3,403
|
$4,325 |
Japan
2x Strategy Fund |
2/22/2008 |
$4,153 |
$1,757
|
$1,762 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$7,008 |
$10,509
|
$8,250 |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$924 |
$2,043
|
$1,049 |
Government
Long Bond 1.2x Strategy Fund |
1/3/1994 |
$60,399 |
$81,508 |
$84,752 |
Inverse
Government Long Bond Strategy Fund |
3/3/1995 |
$52,391 |
$151,811
|
$61,378 |
High
Yield Strategy Fund |
4/16/2007 |
$60,007 |
$27,747
|
$29,613 |
Inverse
High Yield Strategy Fund |
4/16/2007 |
$17,879 |
$29,407
|
$7,538 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$2,885 |
$748
|
$748 |
Strengthening
Dollar 2x Strategy Fund |
5/25/2005 |
$7,255 |
$13,462
|
$3,961 |
Weakening
Dollar 2x Strategy Fund |
5/25/2005 |
$2,074 |
$1,808
|
$1,496 |
Guggenheim
Long Short Equity Fund |
3/22/2002 |
$24,802 |
$21,056
|
$17,212 |
U.S.
Government Money Market Fund* |
12/1/1993 |
$396,462 |
$474,229
|
$14,425 |
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2024 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
Inverse
Mid-Cap Strategy Fund |
2/20/2004 |
$4,534 |
$2,489 |
$1,838 |
Inverse
NASDAQ-100®
Strategy Fund |
9/3/1998 |
$46,826 |
$101,012 |
$62,828 |
Inverse
Russell 2000®
Strategy Fund |
2/20/2004 |
$8,612 |
$26,088 |
$17,120 |
Inverse
S&P 500®
Strategy Fund |
1/7/1994 |
$107,838 |
$184,301 |
$130,163 |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$52,143 |
$61,153 |
$85,857 |
Monthly
Rebalance NASDAQ-100®
2x Strategy
Fund |
11/28/2014 |
$1,125,141 |
$628,061 |
$1,045,745 |
Mid-Cap
1.5x Strategy Fund |
8/16/2001 |
$25,238 |
$27,793 |
$46,844 |
Nova
Fund |
7/12/1993 |
$374,254 |
$415,500 |
$1,050,772 |
NASDAQ-100®
Fund |
2/14/1994 |
$3,427,036 |
$2,806,657 |
$4,979,285 |
Russell
2000®
Fund |
5/31/2006 |
$61,355 |
$57,037 |
$98,561 |
Russell
2000®
1.5x Strategy Fund |
11/1/2000 |
$14,187 |
$17,166 |
$30,352 |
S&P
500®
Fund |
5/31/2006 |
$374,339 |
$252,411 |
$521,365 |
S&P
500®
Pure Growth Fund |
2/20/2004 |
$73,807 |
$84,362 |
$219,660 |
S&P
500®
Pure Value Fund |
2/20/2004 |
$42,186 |
$131,944 |
$170,493 |
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2024 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2023 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
March
31,
2022 |
S&P
MidCap 400®
Pure Growth Fund |
2/20/2004 |
$96,735 |
$85,867 |
$165,731 |
S&P
MidCap 400®
Pure Value Fund |
2/20/2004 |
$36,340 |
$58,654 |
$214,997 |
S&P
SmallCap 600®
Pure Growth Fund |
2/20/2004 |
$13,324 |
$28,348 |
$33,046 |
S&P
SmallCap 600®
Pure Value Fund |
2/20/2004 |
$15,078 |
$38,541 |
$102,933 |
Banking
Fund |
4/1/1998 |
$26,685 |
$20,907 |
$93,658 |
Basic
Materials Fund |
4/1/1998 |
$67,590 |
$96,976 |
$171,625 |
Biotechnology
Fund |
4/1/1998 |
$244,861 |
$299,253 |
$514,571 |
Consumer
Products Fund |
7/6/1998 |
$142,708 |
$197,525 |
$274,628 |
Electronics
Fund |
4/1/1998 |
$170,877 |
$85,353 |
$173,344 |
Energy
Fund |
4/21/1998 |
$94,390 |
$212,006 |
$173,372 |
Energy
Services Fund |
4/1/1998 |
$55,285 |
$75,153 |
$70,940 |
Financial
Services Fund |
4/2/1998 |
$31,823 |
$29,687 |
$116,275 |
Health
Care Fund |
4/17/1998 |
$52,696 |
$78,701 |
$124,862 |
Internet
Fund
|
4/6/2000 |
$56,614 |
$26,785 |
$71,051 |
Leisure
Fund |
4/1/1998 |
$28,528 |
$26,055 |
$66,557 |
Precious
Metals Fund |
12/1/1993 |
$130,778 |
$161,493 |
$292,064 |
Real
Estate Fund |
2/20/2004 |
$4,954 |
$9,629 |
$53,458 |
Retailing
Fund
|
4/1/1998 |
$19,199 |
$23,184 |
$63,664 |
Technology
Fund |
4/14/1998 |
$124,404 |
$79,025 |
$230,217 |
Telecommunications
Fund |
4/1/1998 |
$6,852 |
$7,743 |
$10,043 |
Transportation
Fund |
4/2/1998 |
$32,893 |
$35,146 |
$104,103 |
Utilities
Fund |
4/3/2000 |
$37,247 |
$98,630 |
$101,883 |
Europe
1.25x Strategy Fund |
5/8/2000 |
$11,439 |
$5,764 |
$11,910 |
Japan
2x Strategy Fund |
2/22/2008 |
$5,974 |
$2,732 |
$4,947 |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$7,719 |
$12,341 |
$15,495 |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$1,018 |
$2,392 |
$1,932 |
Government
Long Bond 1.2x Strategy Fund |
1/3/1994 |
$73,205 |
$121,222 |
$195,335 |
Inverse
Government Long Bond Strategy Fund |
3/3/1995 |
$74,909 |
$252,134 |
$172,790 |
High
Yield Strategy Fund |
4/16/2007 |
$85,325 |
$42,695 |
$82,600 |
Inverse
High Yield Strategy Fund |
4/16/2007 |
$25,882 |
$46,951 |
$21,060 |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$3,260 |
$938 |
$1,393 |
Strengthening
Dollar 2x Strategy Fund |
5/25/2005 |
$10,460 |
$20,122 |
$10,981 |
Weakening
Dollar 2x Strategy Fund |
5/25/2005 |
$2,929 |
$2,820 |
$4,184 |
Guggenheim
Long Short Equity Fund |
3/22/2002 |
$45,869 |
$42,330 |
$47,936 |
U.S.
Government Money Market Fund* |
12/1/1993 |
$482,383 |
$559,597 |
$36,420 |
Fund |
Fund
Inception
Date |
Class
A
(0.25%
12b-1
Fee) |
Class
C
(1.00%
12b-1
Fee) |
Class
H
(0.25%
12b-1
Fee) |
Class
P
(0.25%
12b-1
Fee) |
Inverse
Mid-Cap Strategy Fund
|
2/20/2004 |
$140 |
$0 |
$5,196 |
* |
Inverse
NASDAQ-100®
Strategy Fund
|
9/3/1998 |
$3,289 |
$2,362 |
$1,493 |
* |
Inverse
Russell 2000®
Strategy Fund
|
2/20/2004 |
$965 |
$255 |
$8,866 |
* |
Inverse
S&P 500®
Strategy Fund
|
1/7/1994 |
$7,853 |
$6,014 |
$3,158 |
* |
Dow
Jones Industrial Average®
Fund |
12/1/2015 |
$8,404 |
$28,043 |
$44,460 |
* |
Monthly
Rebalance NASDAQ-100®
2x Strategy Fund |
11/28/2014 |
$14,896 |
$12,539 |
$1,274,285 |
* |
Mid-Cap
1.5x Strategy Fund |
8/16/2001 |
$8,371 |
$1,890 |
$19,976 |
* |
Nova
Fund
|
7/12/1993 |
$33,289 |
$9,018 |
$16,002 |
* |
NASDAQ-100®
Fund
|
2/14/1994 |
$196,983 |
$765,053 |
$72,757 |
* |
Russell
2000®
Fund
|
5/31/2006 |
$12,860 |
$15,067 |
$51,527 |
* |
Russell
2000®
1.5x Strategy Fund
|
11/1/2000 |
$2,212 |
$372 |
$13,948 |
* |
S&P
500®
Fund
|
5/31/2006 |
$40,638 |
$79,598 |
$354,236 |
* |
S&P
500®
Pure Growth Fund
|
2/20/2004 |
$20,601 |
$25,591 |
$58,006 |
* |
S&P
500®
Pure Value Fund
|
2/20/2004 |
$6,762 |
$10,306 |
$37,648 |
* |
S&P
MidCap 400®
Pure Growth Fund
|
2/20/2004 |
$18,025 |
$8,817 |
$93,744 |
* |
S&P
MidCap 400®
Pure Value Fund
|
2/20/2004 |
$4,228 |
$5,536 |
$36,388 |
* |
S&P
SmallCap 600®
Pure Growth Fund
|
2/20/2004 |
$2,710 |
$3,458 |
$12,167 |
* |
S&P
SmallCap 600®
Pure Value Fund
|
2/20/2004 |
$3,157 |
$1,060 |
$13,600 |
* |
Banking
Fund |
4/1/1998 |
$6,817 |
$4,386 |
$423 |
* |
Basic
Materials Fund
|
4/1/1998 |
$17,413 |
$21,805 |
$2,992 |
* |
Biotechnology
Fund
|
4/1/1998 |
$37,892 |
$12,173 |
$13,817 |
* |
Consumer
Products Fund
|
7/6/1998 |
$21,828 |
$39,077 |
$3,767 |
* |
Electronics
Fund
|
4/1/1998 |
$15,271 |
$13,847 |
$8,603 |
* |
Energy
Fund
|
4/21/1998 |
$10,808 |
$21,496 |
$4,339 |
* |
Energy
Services Fund
|
4/1/1998 |
$3,415 |
$6,708 |
$3,422 |
* |
Financial
Services Fund
|
4/2/1998 |
$3,944 |
$7,280 |
$858 |
* |
Health
Care Fund
|
4/17/1998 |
$12,674 |
$10,882 |
$2,942 |
* |
Internet
Fund
|
4/6/2000 |
$4,008 |
$29,138 |
$1,595 |
* |
Leisure
Fund
|
4/1/1998 |
$5,990 |
$3,020 |
$4,212 |
* |
Precious
Metals Fund
|
12/1/1993 |
$18,928 |
$13,327 |
$5,889 |
* |
Real
Estate Fund |
2/20/2004 |
$876 |
$1,123 |
$4,486 |
* |
Retailing
Fund
|
4/1/1998 |
$1,936 |
$1,127 |
$1,014 |
* |
Technology
Fund
|
4/14/1998 |
$19,552 |
$27,602 |
$3,910 |
* |
Telecommunications
Fund
|
4/1/1998 |
$395 |
$274 |
$237 |
* |
Transportation
Fund
|
4/2/1998 |
$11,587 |
$6,432 |
$1,246 |
* |
Utilities
Fund
|
4/3/2000 |
$13,010 |
$10,140 |
$2,255 |
* |
Europe
1.25x Strategy Fund |
5/8/2000 |
$2,566 |
$1,921 |
$9,896 |
* |
Japan
2x Strategy Fund
|
2/22/2008 |
$486 |
$68 |
$6,307 |
* |
Emerging
Markets 2x Strategy Fund |
10/29/2010 |
$687 |
$965 |
$7,622 |
* |
Inverse
Emerging Markets 2x Strategy Fund |
10/29/2010 |
$46 |
$62 |
$1,066 |
* |
Government
Long Bond 1.2x Strategy Fund
|
1/3/1994 |
$1,952 |
$1,566 |
$16,158 |
* |
Inverse
Government Long Bond Strategy Fund
|
3/3/1995 |
$8,807 |
$7,920 |
$9,522 |
* |
High
Yield Strategy Fund
|
4/16/2007 |
$7,371 |
$7,089 |
$89,263 |
* |
Inverse
High Yield Strategy Fund
|
4/16/2007 |
$808 |
$581 |
$28,368 |
* |
Emerging
Markets Bond Strategy Fund |
10/8/2013 |
$260 |
$193 |
$3,209 |
* |
Strengthening
Dollar 2x Strategy Fund
|
5/25/2005 |
$1,227 |
$193 |
$10,623 |
* |
Weakening
Dollar 2x Strategy Fund
|
5/25/2005 |
$587 |
$71 |
$2,796 |
* |
Guggenheim
Long Short Equity Fund |
3/22/2002 |
$17,318 |
$1,444 |
** |
$16,293 |
Financial
Intermediary |
Payments
During Last Fiscal Year |
Charles
Schwab |
$2,286,072 |
Fidelity
Investments (National Financial Services, LLC) |
$1,487,659 |
Morgan
Stanley |
$161,868 |
Wells
Fargo Advisors |
$156,492 |
Pershing |
$147,784 |
Merrill
Lynch Pierce Fenner Smith |
$83,978 |
LPL
Financial |
$77,324 |
UBS
Financial |
$69,975 |
American
Enterprise |
$22,109 |
RBC
Capital Markets |
$15,215 |
Raymond
James Financial Services |
$15,099 |
Empower
Financial Services |
$4,000 |
Citigroup
Global Markets |
$3,262 |
PNC
Investments LLC |
$183 |
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Inverse
Mid-Cap Strategy Fund |
$0
|
$0
|
Inverse
NASDAQ-100®
Strategy Fund |
$0
|
$0
|
Inverse
Russell 2000®
Strategy Fund |
$0
|
$0
|
Inverse
S&P 500®
Strategy Fund |
$0
|
$0
|
Dow
Jones Industrial Average®
Fund |
$896
|
$339
|
Monthly
Rebalance NASDAQ-100®
2x
Strategy
Fund |
$159,477
|
$114,783
|
Mid-Cap
1.5x Strategy Fund |
$1,543
|
$590
|
Nova
Fund
|
$2,115
|
$909
|
NASDAQ-100®
Fund
|
$577,310
|
$406,527
|
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Russell
2000®
Fund
|
$83,267
|
$20,869
|
Russell
2000®
1.5x Strategy Fund
|
$3,257
|
$1,924
|
S&P
500®
Fund
|
$4,298
|
$1,842
|
S&P
500®
Pure Growth Fund
|
$62
|
$0 |
S&P
500®
Pure Value Fund
|
$1,576
|
$69
|
S&P
MidCap 400®
Pure Growth Fund
|
$2,392
|
$249
|
S&P
MidCap 400®
Pure Value Fund
|
$6,492
|
$808
|
S&P
SmallCap 600®
Pure Growth Fund
|
$2,246
|
$176
|
S&P
SmallCap 600®
Pure Value Fund
|
$2,122
|
$634
|
Banking
Fund
|
$12,351
|
$4,262
|
Basic
Materials Fund
|
$27,019
|
$10,137
|
Biotechnology
Fund
|
$78,953
|
$49,012
|
Consumer
Products Fund
|
$75,488
|
$45,470
|
Electronics
Fund
|
$77,815
|
$22,359
|
Energy
Fund
|
$32,314
|
$5,948
|
Energy
Services Fund
|
$1,523
|
$86
|
Financial
Services Fund
|
$4,538
|
$1,246
|
Health
Care Fund
|
$5,445
|
$3,308
|
Internet
Fund
|
$11,701
|
$1,126 |
Leisure
Fund
|
$57,018
|
$46,096
|
Precious
Metals Fund
|
$76,817
|
$8,213
|
Real
Estate Fund |
$618
|
$94
|
Retailing
Fund
|
$5,183
|
$2,413
|
Technology
Fund
|
$12,103
|
$4,050
|
Telecommunications
Fund
|
$1,911
|
$760
|
Transportation
Fund
|
$45,987
|
$28,657
|
Utilities
Fund
|
$7,840
|
$1,358
|
Europe
1.25x Strategy Fund |
$8,671
|
$4,633
|
Japan
2x Strategy Fund |
$0
|
$0
|
Emerging
Markets 2x Strategy Fund |
$3,008
|
$1,608
|
Inverse
Emerging Markets 2x Strategy
Fund |
$0
|
$0
|
Government
Long Bond 1.2x Strategy
Fund
|
$0
|
$0
|
Inverse
Government Long Bond
Strategy
Fund
|
$0
|
$0
|
High
Yield Strategy Fund
|
$0
|
$0
|
Inverse
High Yield Strategy Fund
|
$0
|
$0
|
Emerging
Markets Bond Strategy Fund |
$0
|
$0
|
Strengthening
Dollar 2x Strategy Fund
|
$0
|
$0
|
Weakening
Dollar 2x Strategy Fund
|
$0
|
$0
|
Guggenheim
Long Short Equity Fund |
$369
|
$111
|
U.S.
Government Money Market Fund |
$0
|
$0 |
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid
for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Inverse
Mid-Cap
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
NASDAQ-100®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
Russell 2000®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
S&P 500®
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Dow
Jones Industrial
Average®
Fund |
$(29) |
$(17) |
$0 |
$0 |
$(510) |
$0 |
$(557) |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
$(10,094) |
$(1,850) |
$0 |
$0 |
$(32,750) |
$0 |
$(44,694) |
Mid-Cap
1.5x Strategy
Fund |
$(51) |
$(39) |
$0 |
$0 |
$(863) |
$0 |
$(953) |
Nova
Fund |
$(79) |
$(39) |
$0 |
$0 |
$(1,088) |
$0 |
$(1,205) |
NASDAQ-100®
Fund |
$(35,619) |
$(7,079) |
$0 |
$0 |
$(128,084) |
$0 |
$(170,783) |
Russell
2000®
Fund |
$(1,828) |
$(2,061) |
$0 |
$0 |
$(58,510) |
$0 |
$(62,398) |
Russell
2000®
1.5x
Strategy
Fund |
$(155) |
$(54) |
$0 |
$0 |
$(1,123) |
$0 |
$(1,333) |
S&P
500®
Fund |
$(160) |
$(79) |
$0 |
$0 |
$(2,216) |
$0 |
$(2,456) |
S&P
500®
Pure Growth
Fund |
$(0) |
$(2) |
$0 |
$0 |
$(60) |
$0 |
$(62) |
S&P
500®
Pure Value
Fund |
$(6) |
$(43) |
$0 |
$0 |
$(1,459) |
$0 |
$(1,508) |
S&P
MidCap 400®
Pure
Growth
Fund |
$(22) |
$(63) |
$0 |
$0 |
$(2,058) |
$0 |
$(2,143) |
S&P
MidCap 400®
Pure
Value
Fund |
$(70) |
$(173) |
$0 |
$0 |
$(5,441) |
$0 |
$(5,684) |
S&P
SmallCap 600®
Pure
Growth Fund |
$(15) |
$(61) |
$0 |
$0 |
$(1,994) |
$0 |
$(2,070) |
S&P
SmallCap 600®
Pure
Value Fund |
$(57) |
$(54) |
$0 |
$0 |
$(1,377) |
$0 |
$(1,488) |
Banking
Fund
|
$(361) |
$(275) |
$0 |
$0 |
$(7,453) |
$0 |
$(8,089) |
Basic
Materials Fund |
$(852) |
$(656) |
$0 |
$0 |
$(15,374) |
$0 |
$(16,882) |
Biotechnology
Fund |
$(4,242) |
$(1,135) |
$0 |
$0 |
$(24,564) |
$0 |
$(29,941) |
Consumer
Products
Fund |
$(3,932) |
$(970) |
$0 |
$0 |
$(25,116) |
$0 |
$(30,018) |
Electronics
Fund |
$(1,894) |
$(2,004) |
$0 |
$0 |
$(51,558) |
$0 |
$(55,456) |
Energy
Fund |
$(520) |
$(836) |
$0 |
$0 |
$(25,010) |
$0 |
$(26,366) |
Energy
Services Fund |
$(7) |
$(42) |
$0 |
$0 |
$(1,388) |
$0 |
$(1,437) |
Financial
Services Fund |
$(108) |
$(107) |
$0 |
$0 |
$(3,077) |
$0 |
$(3,292) |
Health
Care Fund |
$(287) |
$(80) |
$0 |
$0 |
$(1,770) |
$0 |
$(2,137) |
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid
for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Internet
Fund |
$(87) |
$(303) |
$0 |
$0 |
$(10,185) |
$0 |
$(10,575) |
Leisure
Fund |
$(3,991) |
$(297) |
$0 |
$0 |
$(6,634) |
$0 |
$(10,922) |
Precious
Metals Fund |
$(606) |
$(2,013) |
$0 |
$0 |
$(65,985) |
$0 |
$(68,604) |
Real
Estate Fund |
$(9) |
$(16) |
$0 |
$0 |
$(499) |
$0 |
$(524) |
Retailing
Fund |
$(209) |
$(126) |
$0 |
$0 |
$(2,435) |
$0 |
$(2,770) |
Technology
Fund |
$(353) |
$(297) |
$0 |
$0 |
$(7,403) |
$0 |
$(8,053) |
Telecommunications
Fund |
$(32) |
$(40) |
$0 |
$0 |
$(1,079) |
$0 |
$(1,151) |
Transportation
Fund |
$(2,494) |
$(767) |
$0 |
$0 |
$(14,069) |
$0 |
$(17,330) |
Utilities
Fund |
$(114) |
$(203) |
$0 |
$0 |
$(6,165) |
$0 |
$(6,482) |
Europe
1.25x Strategy
Fund |
$(410) |
$(176) |
$0 |
$0 |
$(3,452) |
$0 |
$(4,038) |
Japan
2x Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Emerging
Markets 2x
Strategy
Fund |
$(118) |
$(66) |
$0 |
$0 |
$(1,216) |
$0 |
$(1,400) |
Inverse
Emerging
Markets
2x Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Government
Long Bond
1.2x
Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
Government
Long
Bond Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
High
Yield Strategy Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Inverse
High Yield
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Emerging
Markets Bond
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Strengthening
Dollar 2x
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Weakening
Dollar 2x
Strategy
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Guggenheim
Long Short
Equity
Fund |
$(10) |
$(10) |
$0 |
$0 |
$(238) |
$0 |
$(258) |
U.S.
Government Money
Market
Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
Amount
of Investment |
Authorized
Dealer Commission as % of Offering Price |
Less
than $100,000 |
4.00% |
$100,000
but less than $250,000 |
3.00% |
$250,000
but less than $500,000 |
2.25% |
$500,000
but less than 1,000,000 |
1.75% |
Greater
than $1,000,000 |
1.00% |
Individual/Entity |
Frequency |
Time
Lag |
Bloomberg |
Quarterly |
60
calendar days |
FactSet |
Monthly |
30
calendar days |
Lipper |
Monthly |
30
calendar days |
Morningstar |
Monthly |
30
calendar days |
State
Street
|
Monthly |
60
calendar days |
Thompson
Financial |
Quarterly |
30
calendar days |
Vickers
Stock Research |
Monthly |
30
calendar days |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
27.94% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
20.99% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
13.76% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.38% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.08% | |
Basic
Materials Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
39.24% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
15.15% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.03% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.92% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.64% | |
Biotechnology
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.29% |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
13.71% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.57% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
8.29% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.76% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.03% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
5.88% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Consumer
Products Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.73% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.27% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
14.42% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
11.86% | |
Matrix
Trust Company |
717
17th Street
Suite
1300
Denver,
CO 80202 |
6.56% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.85% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.40% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
5.24% | |
Dow
Jones Industrial
Average®
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
43.27% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
31.87% | |
Electronics
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
29.81% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
14.78% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.86% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
11.31% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.07% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
5.68% | |
Emerging
Markets 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
57.59% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.41% | |
Emerging
Markets Bond
Strategy
Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
59.42% |
Jennifer
Fields |
[address
intentionally
omitted] |
12.97% | |
Lanette
Gearhart |
[address
intentionally
omitted] |
5.38% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Energy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
22.43% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
20.29% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
14.18% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.23% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.45% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
6.03% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.32% | |
Energy
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
31.89% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
24.22% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
13.24% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.93% | |
Europe
1.25x Strategy
Fund |
Janis
Lightfoot |
[address
intentionally
omitted] |
21.10% |
Cheryl
Hall |
[address
intentionally
omitted] |
11.13% | |
Knoxville
Kiwanis Youth Foundation |
P.O.
Box 232
Knoxville,
TN 37901 |
10.54% | |
Megan
Nolen |
[address
intentionally
omitted] |
7.68% | |
Patricia
Underwood |
[address
intentionally
omitted] |
6.92% | |
Linda
Ewald |
[address
intentionally
omitted] |
6.12% | |
Michael
Kelley |
[address
intentionally
omitted] |
5.80% | |
Financial
Services Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
27.24% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
24.10% | |
William
Erickson |
[address
intentionally
omitted] |
6.76% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.11% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Government
Long Bond
1.2x
Strategy Fund |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
21.62% |
Janis
Lightfoot |
[address
intentionally
omitted] |
11.15% | |
Donna
Marsh |
[address
intentionally
omitted] |
8.23% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.94% | |
Cheryl
Hall |
[address
intentionally
omitted] |
5.89% | |
Knoxville
Kiwanis Youth Foundation |
P.O.
Box 232
Knoxville,
TN 37901 |
5.57% | |
High
Yield Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
49.23% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.09% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
5.65% | |
Health
Care Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
26.82% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
12.43% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.68% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.50% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.54% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.31% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
22.71% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
22.18% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
15.16% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.63% | |
Inverse
Emerging Markets
2x
Strategy Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
59.47% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
14.33% | |
Barbara
Dawson |
[address
intentionally
omitted] |
9.56% | |
William
Toshner |
[address
intentionally
omitted] |
8.50% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
Government Long
Bond
Strategy Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.48% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
18.03% | |
Morgan
Stanley |
Address |
16.00% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.98% | |
UBS
Financial Services Inc. |
1000
Harbor
Blvd.Weehawken,
NJ
07086 |
7.77% | |
Pershing
LLC |
1
Pershing PlazaJersey
City,
NJ 07399 |
7.41% | |
Inverse
High Yield
Strategy
Fund |
Matrix
Trust Company |
717
17th Street
Suite
1300
Denver,
CO 80202 |
86.27% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.52% | |
Inverse
Mid-Cap Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
59.98% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
15.10% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.00% | |
Georgia
Kroustalis
Spyros
Kroustalis |
[address
intentionally
omitted] |
11.18% | |
Inverse
NASDAQ-100®
Strategy
Fund |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
32.99% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
31.33% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
29.98% | |
Inverse
Russell 2000®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
70.53% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.61% | |
Inverse
S&P 500®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
34.79% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.49% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
14.59% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
13.52% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.53% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Japan
2x Strategy Fund |
National
Financial Services LLC |
499
Washington
BoulevardJersey
City, NJ
07310 |
55.79% |
Pershing
LLC |
1
Pershing PlazaJersey
City,
NJ 07399 |
14.21% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
10.69% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
8.04% | |
Leisure
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
39.59% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
18.14% | |
Gerlach
& Co., LLC |
Building
B3-14
Tampa
FL 33610 |
10.18% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.32% | |
Guggenheim
Long Short
Equity
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
19.78% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
16.72% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.48% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
11.48% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.91% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.22% | |
Mid-Cap
1.5x Strategy
Fund |
Vanguard
Brokerage Services |
100
Vanguard Blvd.
Malvern,
PA 19355 |
15.25% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
14.93% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
11.26% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
10.48% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
9.05% | |
Yvone
Clark |
[address
intentionally
omitted] |
6.83% | |
Donald
Clark |
[address
intentionally
omitted] |
6.23% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
35.38% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
29.02% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.23% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
NASDAQ-100®
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
19.54% |
NFS
LLC
FEBO
Mutual Funds Fractional |
200
Liberty Street
New
York, NY 10281 |
14.93% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
14.90% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
10.65% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.08% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.81% | |
Nova
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.62% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.58% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
16.85% | |
Precious
Metals Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
30.98% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.42% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
12.55% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.26% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.55% | |
Real
Estate Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.49% |
Susan
Frances Wick Revocable Trust |
[address
intentionally
omitted] |
18.08% | |
Holly
Burns |
[address
intentionally
omitted] |
9.82% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.76% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
6.48% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.57% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Retailing
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
16.88% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
14.63% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.92% | |
Debbie
Carel |
[address
intentionally
omitted] |
7.63% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
6.25% | |
Pamela
Fullinwider |
[address
intentionally
omitted] |
6.14% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.15% | |
Russell
2000®
Fund |
Equity
Trust Co. |
P.O.
Box 451430
Westlake,
OH 44145 |
32.75% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
28.86% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.37% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.97% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.32% | |
Russell
2000®
1.5x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.12% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.73% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.80% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
13.92% | |
Edward
Cheesman |
[address
intentionally
omitted] |
7.59% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
6.18% | |
S&P
500®
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.05% |
Equity
Trust Co. |
P.O.
Box 451430
Westlake,
OH 44145 |
10.68% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.20% | |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
8.20% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.99% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.33% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.59% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
500®
Pure Growth
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
20.68% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.98% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
13.55% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.77% | |
S&P
500®
Pure Value
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
27.84% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.68% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
12.45% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
8.37% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
7.10% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.63% | |
Matrix
Trust Company |
717
17th Street
Suite
1300
Denver,
CO 80202 |
5.20% | |
S&P
MidCap 400®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
25.58% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.35% | |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
12.82% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.49% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
9.19% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.30% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
6.69% | |
S&P
MidCap 400®
Pure
Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
29.66% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
15.94% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
14.68% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.35% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
5.26% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
SmallCap 600®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.45% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.12% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
10.15% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.73% | |
Moyhuddin
Living Trust |
[address
intentionally
omitted] |
5.93% | |
S&P
SmallCap 600®
Pure
Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
53.36% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
9.53% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.45% | |
Strengthening
Dollar 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
22.04% |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
21.91% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
17.76% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.90% | |
William
Eckley |
[address
intentionally
omitted] |
8.12% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
7.42% | |
Technology
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
25.16% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.81% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.87% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.08% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.51% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
6.90% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Telecommunications
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.50% |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
17.79% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
14.66% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
13.92% | |
Dolores
Bernhardt |
[address
intentionally
omitted] |
7.21% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
6.77% | |
Transportation
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
50.49% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
16.03% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.69% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.32% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
5.72% | |
Utilities
Fund |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
37.44% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.29% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
14.12% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.88% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main StreetSan
Francisco,
CA 94105 |
7.55% | |
Weakening
Dollar 2x
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
47.78% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
15.30% | |
Marjorie
White |
[address
intentionally
omitted] |
8.84% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.68% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.05% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.69% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
37.41% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.73% | |
Leslie
Fukumoto |
[address
intentionally
omitted] |
15.27% | |
Salvatore
Papa |
[address
intentionally
omitted] |
7.81% | |
Robert
Dwyer |
[address
intentionally
omitted] |
7.58% | |
Basic
Materials Fund |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
36.38% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
27.35% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.07% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.78% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.41% | |
Biotechnology
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
30.07% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
23.26% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
8.61% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.31% | |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
6.21% | |
Christopher
Nolen |
[address
intentionally
omitted] |
5.16% | |
Consumer
Products Fund |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
38.41% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
33.72% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
8.05% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.05% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.49% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Dow
Jones Industrial
Average®
Fund |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place
Suite
525
Pittsburgh,
PA 15222 |
32.59% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
19.37% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
18.67% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.91% | |
Electronics
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.71% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
20.12% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
15.16% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.58% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.09% | |
Emerging
Markets 2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
47.98% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.57% | |
Jorge
Gonzalez |
[address
intentionally
omitted] |
7.04% | |
Tricia
Lechmaier |
[address
intentionally
omitted] |
6.80% | |
Christopher
Lechmaier |
[address
intentionally
omitted] |
5.49% | |
Emerging
Markets Bond
Strategy
Fund |
Axos
Clearing LLC |
15950
West Dodge Road
Suite
300
Omaha,
NE 68118 |
98.60% |
Energy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
57.76% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
29.26% | |
Energy
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
50.73% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
29.68% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.83% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Europe
1.25x Strategy
Fund |
Lisa
Ewald |
[address
intentionally
omitted] |
25.60% |
Darlette
Cavin |
[address
intentionally
omitted] |
24.40% | |
David
Smith |
[address
intentionally
omitted] |
14.34% | |
Richard
Schnabel |
[address
intentionally
omitted] |
6.80% | |
Megan
Nolen |
[address
intentionally
omitted] |
6.47% | |
Financial
Services Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
25.53% |
Susan
Frances Wick Revocable Trust |
[address
intentionally
omitted] |
21.99% | |
Kathleen
Rose |
[address
intentionally
omitted] |
17.19% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.68% | |
Robert
Dwyer |
[address
intentionally
omitted] |
6.37% | |
Government
Long Bond
1.2x
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.12% |
Lisa
Ewald |
[address
intentionally
omitted] |
20.05% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
13.14% | |
David
Smith |
[address
intentionally
omitted] |
11.24% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.29% | |
Richard
Schnabel |
[address
intentionally
omitted] |
5.33% | |
Megan
Nolen |
[address
intentionally
omitted] |
5.07% | |
High
Yield Strategy Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.67% |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.82% | |
Linda
Ewald |
[address
intentionally
omitted] |
9.33% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.65% | |
Leslie
Fukumoto |
[address
intentionally
omitted] |
8.25% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.57% | |
Robert
Larsen |
[address
intentionally
omitted] |
6.00% | |
David
Smith |
[address
intentionally
omitted] |
5.22% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Health
Care Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
37.55% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
20.34% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.62% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.06% | |
Christopher
Nolen |
[address
intentionally
omitted] |
5.48% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
93.06% |
Inverse
Emerging Markets
2x
Strategy Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
99.83% |
Inverse
Government Long
Bond
Strategy Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
39.01% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
31.41% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.75% | |
Inverse
High Yield
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
51.17% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.34% | |
Christine
Owens |
[address
intentionally
omitted] |
7.47% | |
Inverse
Mid-Cap Strategy
Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
100.00% |
Inverse
NASDAQ-100®
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
59.30% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
33.60% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.09% | |
Inverse
Russell 200®
Strategy
Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
99.97% |
Inverse
S&P 500®
Strategy
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
72.97% |
Sally
Asao |
[address
intentionally
omitted] |
16.11% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.24% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Japan
2x Strategy Fund |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
54.51% |
Ronnie
Bacon |
[address
intentionally
omitted] |
17.33% | |
Michele
Bacon |
[address
intentionally
omitted] |
17.31% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.84% | |
Leisure
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
44.73% |
Christopher
Nolen |
[address
intentionally
omitted] |
16.23% | |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
13.48% | |
Megan
Nolen |
[address
intentionally
omitted] |
11.98% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.79% | |
Guggenheim
Long Short
Equity
Fund |
Thomas
Caldwell |
[address
intentionally
omitted] |
24.46% |
Scott
Teneyck |
[address
intentionally
omitted] |
17.64% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
11.83% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
11.16% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.75% | |
Scott
Stoker |
[address
intentionally
omitted] |
5.89% | |
Robert
Pote |
[address
intentionally
omitted] |
5.03% | |
Mid-Cap
1.5x Strategy
Fund |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
64.54% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
28.26% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.46% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
51.46% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.59% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
NASDAQ-100®
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
28.96% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.65% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
13.81% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
11.31% | |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
7.88% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.42% | |
Nova
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
90.67% |
Precious
Metals Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
43.50% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.68% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
10.29% | |
Real
Estate Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
42.16% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
33.93% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
15.75% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.87% | |
Retailing
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
36.13% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
26.13% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
15.65% | |
Timothy
Brown
Stefanie
Brown |
[address
intentionally
omitted] |
13.10% | |
Russell
2000®
Fund |
Equity
Trust Co. |
P.O.
Box 451430
Westlake,
OH 44145 |
62.96% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
9.38% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.58% | |
Ascensus
Trust Company |
P.O.
Box 10758
Fargo,
ND 58106 |
5.26% | |
Russell
2000®
1.5x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
89.83% |
Matrix
Trust Company |
717
17th Street
Suite
1300
Denver,
CO 80202 |
10.16% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
500®
Fund |
Equity
Trust Co. |
P.O.
Box 451430
Westlake,
OH 44145 |
26.91% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
14.80% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
11.91% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.04% | |
S&P
500®
Pure Growth
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
48.46% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
14.86% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.92% | |
S&P
500®
Pure Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
46.14% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
28.52% | |
Leslie
Fukumoto |
[address
intentionally
omitted] |
15.33% | |
Darlette
Cavin |
[address
intentionally
omitted] |
5.10% | |
S&P
MidCap 400®
Pure
Growth
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.61% |
Darlette
Cavin |
[address
intentionally
omitted] |
16.59% | |
Victor
Lugo |
[address
intentionally
omitted] |
9.94% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
8.76% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.30% | |
Mark
Hayes |
[address
intentionally
omitted] |
5.17% | |
S&P
MidCap 400®
Pure
Value
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
28.80% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
10.36% | |
Raymond
James
Omnibus
for Mutual Funds |
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.17% | |
Georgette
Gafford |
[address
intentionally
omitted] |
6.31% | |
Michelle
Gafford |
[address
intentionally
omitted] |
6.31% | |
S&P
SmallCap 600®
Pure
Growth
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
40.51% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
33.53% | |
Darlette
Cavin |
[address
intentionally
omitted] |
5.87% | |
Muriel
Siebert & Co., Inc. |
[address
intentionally
omitted] |
5.24% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
SmallCap 600®
Pure
Value
Fund |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
30.90% |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
27.62% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
22.22% | |
Cary
Wilhoit |
[address
intentionally
omitted] |
5.84% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
5.52% | |
Strengthening
Dollar 2x
Strategy
Fund |
Payman
Matian
Pantea
Lalehpour |
[address
intentionally
omitted] |
71.93% |
Diane
Anderson |
[address
intentionally
omitted] |
27.20% | |
Technology
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
24.06% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.84% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
13.57% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.73% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.98% | |
Telecommunications
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
54.87% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
40.25% | |
Transportation
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
33.82% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.36% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
14.71% | |
American
Enterprise Investment Services |
707
2nd Avenue South
Minneapolis,
MN 55402 |
10.74% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East
3rd
Floor
Jacksonville,
FL 32246 |
10.63% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.68% | |
Utilities
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
26.57% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.37% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
18.75% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
12.00% | |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
8.83% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Weakening
Dollar 2x
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
66.83% |
Guggenheim
Funds Distributors, LLC |
227
West Monroe Street
Suite
4800
Chicago,
IL 60606 |
33.14% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.53% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
20.64% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
16.54% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.33% | |
Basic
Materials Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
30.40% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.44% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
18.81% | |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place
Suite
525
Pittsburgh,
PA 15222 |
14.93% | |
Biotechnology
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
53.37% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.31% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
8.45% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
7.38% | |
Consumer
Products Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
30.06% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.02% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
14.28% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
14.20% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
5.92% | |
Dow
Jones Industrial
Average®
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
60.77% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
20.38% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Electronics
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
34.10% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
17.44% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
13.98% | |
J.P.
Morgan Securities LLC |
4
Chase Metrotech Center
Brooklyn,
NY 11245 |
13.84% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
9.83% | |
Emerging
Markets Bond
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.11% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.57% | |
Harvey
Rothenstein |
[address
intentionally
omitted] |
8.49% | |
J.
Redmond |
[address
intentionally
omitted] |
8.02% | |
Emerging
Markets 2x
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
31.80% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.49% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
7.57% | |
Robert
Rosen |
[address
intentionally
omitted] |
6.04% | |
Energy
Fund |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
39.27% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
20.00% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
16.96% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
14.78% | |
Energy
Services Fund |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
88.29% |
Europe
1.25x Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
17.70% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
10.11% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.09% | |
Leslie
Grossman |
[address
intentionally
omitted] |
5.95% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Financial
Services Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
38.39% |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
31.18% | |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.12% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
6.47% | |
Government
Long Bond
1.2x
Strategy Fund |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
54.44% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.54% | |
Jay
Wertman |
[address
intentionally
omitted] |
5.98% | |
Health
Care Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.27% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
22.19% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
11.22% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.17% | |
J.P.
Morgan Securities LLC |
4
Chase Metrotech Center
Brooklyn,
NY 11245 |
5.31% | |
High
Yield Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
85.55% |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.57% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
42.83% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
27.96% | |
Inverse
Emerging Markets
2x
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
49.44% |
James
Genzer |
[address
intentionally
omitted] |
22.32% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.31% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.96% | |
Inverse
Government Long
Bond
Strategy Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
89.47% |
Inverse
High Yield
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
61.15% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
35.58% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
Mid-Cap Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
54.09% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
14.02% | |
C.
Hammond |
[address
intentionally
omitted] |
9.80% | |
Mid
Atlantic Trust Company |
1251
Waterfront Place
Suite
525
Pittsburgh,
PA 15222 |
7.80% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
5.64% | |
Inverse
NASDAQ-100®
Strategy
Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
55.70% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
26.82% | |
Interactive
Brokers LLC |
2
Pickwick Plaza
Greenwich,
CT 06830 |
11.73% | |
Inverse
Russell 2000®
Strategy
Fund |
Unal
Sumerkan |
[address
intentionally
omitted] |
28.19% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.60% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.03% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
13.36% | |
Dobo
Trust |
[address
intentionally
omitted] |
8.67% | |
Inverse
S&P 500®
Strategy
Fund |
Mid
Atlantic Trust Company |
1251
Waterfront Place
Suite
525
Pittsburgh,
PA 15222 |
45.91% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
27.97% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
10.12% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.81% | |
Japan
2x Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
44.83% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.21% | |
Jay
Wertman |
[address
intentionally
omitted] |
8.21% | |
Leisure
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
70.14% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.90% | |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
5.74% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Mid-Cap
1.5x Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
49.23% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.59% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
6.01% | |
Monthly
Rebalance
NASDAQ-100®
2x
Strategy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
79.52% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
6.57% | |
NASDAQ-100®
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
42.56% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
31.30% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
7.65% | |
Nova
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
75.81% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
9.47% | |
Precious
Metals Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
52.03% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
32.95% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.40% | |
Real
Estate Fund |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
45.42% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
14.00% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.14% | |
Retailing
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
43.43% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
18.52% | |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.26% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.91% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East
3rd
Floor
Jacksonville,
FL 32246 |
5.14% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Russell
2000®
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
36.68% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.95% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
11.70% | |
Russell
2000®
1.5x
Strategy
Fund |
Leon
Bastajian
Deanna
Bastajian |
[address
intentionally
omitted] |
27.62% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
22.41% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.15% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
8.77% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
5.35% | |
S&P
500®
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
72.16% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.96% | |
S&P
500®
Pure Growth
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
46.29% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.28% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
5.22% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.19% | |
S&P
500® Pure Value
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
44.37% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
17.66% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East
3rd
Floor
Jacksonville,
FL 32246 |
10.20% | |
S&P
MidCap 400®
Pure
Growth
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
42.46% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
31.75% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.06% | |
S&P
MidCap 400®
Pure
Value
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
49.85% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
29.29% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
S&P
SmallCap 600®
Pure
Growth
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
27.94% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
13.67% | |
SEI
Private Trust Company |
1
Freedom Valley
DriveOaks,
PA 19456 |
10.14% | |
Gail
Parsons |
[address
intentionally
omitted] |
7.44% | |
S&P
SmallCap 600®
Pure
Value
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
39.30% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.63% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
6.07% | |
Mid
Atlantic Trust Company
FEBO
Customer |
1251
Waterfront Place
Suite
525
Pittsburgh,
PA 15222 |
5.29% | |
Strengthening
Dollar 2x
Strategy
Fund |
Jane
Pilliod |
[address
intentionally
omitted] |
38.38% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.94% | |
James
Pilliod |
[address
intentionally
omitted] |
5.30% | |
Technology
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
77.01% |
RBC
Capital Markets, LLC |
250
Nicollet Mall
Suite
1400
Minneapolis,
MN 55401 |
6.20% | |
Telecommunications
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
31.18% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
22.17% | |
State
Street Bank |
1
Lincoln Street
Boston,
MA 02111 |
20.35% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
18.06% | |
Transportation
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
41.55% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
33.56% | |
Utilities
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
36.33% |
Nationwide
Trust Company |
P.O.
Box 182029
Columbus,
OH 43218 |
12.79% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
9.29% | |
Edward
D Jones & Co.
FEBO
Customers |
12555
Manchester Road
St.
Louis, MO 63131 |
7.89% | |
TransSolutions
Retirement Plan & Trust
FEBO
Customers |
[address
intentionally
omitted] |
6.03% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Weakening
Dollar 2x
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.77% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
24.49% | |
Ralph
Neumann |
[address
intentionally
omitted] |
10.14% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Guggenheim
Long Short
Equity
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
38.06% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
11.08% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East
3rd
Floor
Jacksonville,
FL 32246 |
7.17% | |
Security
Benefit Life
SBL
VA Account XIV-2 |
One
Security Benefit
Place
Topeka,
KS 66636 |
5.97% | |
UMB
Bank N.A. |
One
Security Place
Topeka,
KS 66636 |
5.20% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Guggenheim
Long Short
Equity
Fund |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
30.28% |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
25.80% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
17.88% | |
J.P.
Morgan Securities LLC |
4
Chase Metrotech Center
Brooklyn,
NY 11245 |
8.04% | |
UBS
Financial Services Inc. |
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
7.46% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Banking
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
93.37% |
Basic
Materials Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
41.70% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.10% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza, 12th
Floor
New
York, NY 10004 |
9.45% | |
Biotechnology
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
37.65% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
32.34% | |
Consumer
Products Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
49.46% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
24.22% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
6.12% | |
Electronics
Fund |
Charles
Schwab & Co. Inc. |
211
Main Street
San
Francisco, CA 94105 |
43.59% |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
34.51% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.32% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East
3rd
Floor
Jacksonville,
FL 32246 |
5.39% | |
Energy
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
30.99% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
19.45% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.75% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.85% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
5.10% | |
Energy
Services Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
56.26% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
15.31% | |
Raghu
Nandan |
[address
intentionally
omitted] |
6.70% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Financial
Services Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
50.85% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
21.05% | |
Internet
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
26.72% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
20.23% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.71% | |
Roger
Somers |
[address
intentionally
omitted] |
6.78% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.74% | |
Matrix
Trust Company |
717
17th Street
Suite
1300
Denver,
CO 80202 |
5.35% | |
Leisure
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
31.19% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
18.45% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
16.00% | |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
FEBO
Customers |
4800
Deer Lake Drive
East3rd
Floor
Jacksonville,
FL 32246 |
5.77% | |
Government
Long Bond
1.2x
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
50.53% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
35.77% | |
Health
Care Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
37.46% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
15.84% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
15.11% | |
Inverse
Government Long
Bond
Strategy Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
33.52% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
17.44% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.95% | |
Vanguard
Brokerage Services |
100
Vanguard Blvd.
Malvern,
PA 19355 |
9.13% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Inverse
NASDAQ-100®
Strategy
Fund |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
55.81% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
20.32% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
12.77% | |
Inverse
S&P 500®
Strategy
Fund |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
32.15% |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
21.78% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
16.32% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.20% | |
Jane
Pilliod |
[address
intentionally
omitted] |
5.91% | |
Nova
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
76.62% |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
7.68% | |
Precious
Metals Fund |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
27.09% |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
17.75% | |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
13.49% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
12.53% | |
NASDAQ-100®
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
39.34% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
23.22% | |
Morgan
Stanley Smith Barney LLC
FEBO
Customers |
1
New York Plaza
12th
Floor
New
York, NY 10004 |
6.09% | |
Vanguard
Brokerage Services |
100
Vanguard Boulevard
Malvern,
PA 19355 |
5.16% | |
Retailing
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
60.35% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.00% | |
Technology
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
55.33% |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.58% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
9.34% | |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
9.02% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
Telecommunications
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
26.29% |
UBS
Financial Services Inc. |
1000
Harbor Boulevard
Weehawken,
NJ 07086 |
17.65% | |
National
Financial Services LLC
FEBO
Customers |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
16.02% | |
Windmill
Partners LP |
641
Lexington Avenue
New
York, NY 10022 |
14.41% | |
Pershing
LLC |
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.86% | |
Transportation
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
43.85% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
22.76% | |
LPL
Financial |
4707
Executive Drive
San
Diego, CA 92121 |
10.01% | |
Wells
Fargo Clearing Services, LLC
FEBO
Customers |
2801
Market Street
St.
Louis, MO 63103 |
5.51% | |
Utilities
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
55.24% |
National
Financial Services LLC |
499
Washington
Boulevard
Jersey
City, NJ 07310 |
24.78% |
FUND |
NAME |
ADDRESS |
PERCENTAGE
OF
OWNERSHIP |
U.S.
Government Money
Market
Fund |
Charles
Schwab & Co. Inc.
FEBO
Customers |
211
Main Street
San
Francisco, CA 94105 |
8.94% |