First
Trust
Exchange-Traded
AlphaDEX® Fund
II |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First Trust
Asia Pacific ex-Japan AlphaDEX®
Fund |
FPA |
Nasdaq |
First Trust
Brazil AlphaDEX®
Fund |
FBZ |
Nasdaq |
First Trust
China AlphaDEX®
Fund |
FCA |
Nasdaq |
First Trust
Developed Markets ex-US AlphaDEX®
Fund |
FDT |
Nasdaq |
First Trust
Developed Markets ex-US Small Cap AlphaDEX®
Fund |
FDTS |
Nasdaq |
First Trust
Emerging Markets AlphaDEX®
Fund |
FEM |
Nasdaq |
First Trust
Emerging Markets Small Cap AlphaDEX®
Fund |
FEMS |
Nasdaq |
First Trust
Europe AlphaDEX®
Fund |
FEP |
Nasdaq |
First Trust
Eurozone AlphaDEX®
ETF |
FEUZ |
Nasdaq |
First Trust
Germany AlphaDEX®
Fund |
FGM |
Nasdaq |
First Trust
India NIFTY 50 Equal Weight ETF |
NFTY |
Nasdaq |
First Trust
Japan AlphaDEX®
Fund |
FJP |
Nasdaq |
First Trust
Latin America AlphaDEX®
Fund |
FLN |
Nasdaq |
First Trust
Switzerland AlphaDEX®
Fund |
FSZ |
Nasdaq |
First Trust
United Kingdom AlphaDEX®
Fund |
FKU |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Asia Pacific
Ex-Japan Index(1)
(reflects no
deduction for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq DM
Asia Pacific Ex-Japan Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
MSCI Pacific
ex-Japan Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
- |
- |
|
Return After
Taxes on Distributions |
- |
|
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
- |
- |
|
Nasdaq
AlphaDEX® Brazil
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Nasdaq Brazil
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
MSCI Brazil
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
- |
- |
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® China
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Nasdaq China
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
MSCI China
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets Ex-US
Index(1) (reflects no
deduction for fees, expenses
or
taxes) |
|
|
|
|
|
Nasdaq
Developed Markets Ex-US Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
MSCI World ex
USA Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets Ex-US Small Cap Index(1)
(reflects no
deduction for fees, expenses or taxes) |
|
|
|
|
Nasdaq
Developed Markets Ex-US Small Cap Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
MSCI World
ex-USA Small Cap Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
Nasdaq
Emerging Markets Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
MSCI Emerging
Markets Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets Small Cap Index(1)
(reflects no
deduction for fees, expenses or taxes) |
|
|
|
|
Nasdaq
Emerging Markets Small Cap Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
MSCI Emerging
Markets Small Cap Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Europe
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq DM
Europe Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
|
|
|
|
|
MSCI Europe
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® Eurozone
Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
Nasdaq
Eurozone Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
MSCI EMU
Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® Germany
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
|
|
|
|
Nasdaq
Germany Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
MSCI Germany
Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
NIFTY 50
Equal Weight Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
NIFTY 50
Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Japan
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Nasdaq Japan
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
|
|
|
|
|
MSCI Japan
Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
- |
|
Return After
Taxes on Distributions |
- |
|
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
- |
- |
|
Nasdaq
AlphaDEX® Latin
America Index (1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq Latin
America Index (1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI EM Latin
America Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
- |
- |
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® Switzerland
Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
|
|
|
|
Nasdaq
Switzerland Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
MSCI
Switzerland Index (reflects no deduction for fees, expenses
or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
AlphaDEX® United
Kingdom Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
Nasdaq United
Kingdom Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
MSCI United
Kingdom Index (reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
2.75% |
6.43% |
6.25% |
3.43% |
36.58% |
83.43% |
43.47% |
Market
Price |
2.34% |
6.01% |
6.05% |
3.31% |
33.92% |
79.93% |
41.63% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Asia
Pacific Ex-Japan
Index(1) |
3.68% |
7.39% |
N/A |
N/A |
42.83% |
N/A |
N/A |
Nasdaq DM
Asia Pacific Ex-Japan Index(1) |
1.91% |
9.56% |
N/A |
N/A |
57.88% |
N/A |
N/A |
MSCI
Pacific ex-Japan Index |
4.68% |
8.31% |
6.77% |
4.49% |
49.07% |
92.46% |
60.01% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-9.00% |
5.16% |
-1.02% |
-3.16% |
28.62% |
-9.72% |
-29.06% |
Market
Price |
-9.08% |
5.44% |
-1.07% |
-3.17% |
30.33% |
-10.19% |
-29.14% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Brazil
Index(1) |
-7.86% |
7.43% |
N/A |
N/A |
43.12% |
N/A |
N/A |
Nasdaq
Brazil Index(1) |
-21.39% |
0.70% |
N/A |
N/A |
3.55% |
N/A |
N/A |
MSCI
Brazil Index |
-17.40% |
0.85% |
-3.04% |
-4.98% |
4.34% |
-26.57% |
-42.09% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-1.18% |
11.36% |
6.78% |
2.41% |
71.29% |
92.80% |
29.03% |
Market
Price |
-0.42% |
11.66% |
6.76% |
2.35% |
73.57% |
92.31% |
28.27% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® China
Index(1) |
-2.00% |
12.38% |
N/A |
N/A |
79.22% |
N/A |
N/A |
Nasdaq
China Index(1) |
-21.14% |
6.37% |
N/A |
N/A |
36.14% |
N/A |
N/A |
MSCI China
Index |
-21.72% |
9.36% |
7.17% |
4.17% |
56.42% |
99.80% |
54.77% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
10.70% |
7.73% |
7.01% |
4.23% |
45.10% |
96.94% |
55.74% |
Market
Price |
11.35% |
7.77% |
6.83% |
4.22% |
45.40% |
93.67% |
55.73% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets
Ex-US
Index(1) |
11.52% |
8.58% |
N/A |
N/A |
50.89% |
N/A |
N/A |
Nasdaq
Developed Markets Ex-US Index(1) |
11.05% |
9.54% |
N/A |
N/A |
57.74% |
N/A |
N/A |
MSCI World
ex USA Index |
12.62% |
9.63% |
7.84% |
5.74% |
58.37% |
112.68% |
81.74% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/15/2012) |
5
Years |
Inception
(2/15/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
11.09% |
8.97% |
6.72% |
53.65% |
90.09% |
Market
Price |
11.87% |
9.13% |
6.68% |
54.76% |
89.33% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets Ex-US Small
Cap
Index(1) |
12.24% |
9.88% |
N/A |
60.18% |
N/A |
Nasdaq
Developed Markets Ex-US Small Cap Index(1) |
8.32% |
8.63% |
N/A |
51.27% |
N/A |
MSCI World
ex-USA Small Cap Index |
11.14% |
11.03% |
8.92% |
68.76% |
132.51% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
7.90% |
8.58% |
4.81% |
1.93% |
50.95% |
59.90% |
22.77% |
Market
Price |
7.31% |
8.58% |
4.60% |
1.88% |
50.94% |
56.85% |
22.04% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets
Index(1) |
8.99% |
9.94% |
N/A |
N/A |
60.63% |
N/A |
N/A |
Nasdaq
Emerging Markets Index(1) |
0.22% |
9.22% |
N/A |
N/A |
55.44% |
N/A |
N/A |
MSCI
Emerging Markets Index |
-2.54% |
9.87% |
5.49% |
3.00% |
60.14% |
70.62% |
37.22% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/15/2012) |
5
Years |
Inception
(2/15/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
3.68% |
10.50% |
6.61% |
64.76% |
88.11% |
Market
Price |
4.01% |
10.67% |
6.59% |
66.05% |
87.80% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets Small Cap
Index(1) |
4.87% |
12.22% |
N/A |
78.01% |
N/A |
Nasdaq
Emerging Markets Small Cap Index(1) |
14.91% |
10.75% |
N/A |
66.65% |
N/A |
MSCI
Emerging Markets Small Cap Index |
18.75% |
11.47% |
5.67% |
72.10% |
72.32% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
16.53% |
10.91% |
9.78% |
6.27% |
67.85% |
154.29% |
91.91% |
Market
Price |
16.76% |
10.87% |
9.57% |
6.22% |
67.54% |
149.35% |
90.69% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Europe
Index(1) |
17.14% |
11.57% |
N/A |
N/A |
72.89% |
N/A |
N/A |
Nasdaq DM
Europe Index(1) |
15.88% |
10.17% |
N/A |
N/A |
62.33% |
N/A |
N/A |
MSCI
Europe Index |
16.30% |
10.14% |
8.18% |
5.90% |
62.08% |
119.52% |
84.79% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(10/21/2014) |
5
Years |
Inception
(10/21/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
12.90% |
9.35% |
7.89% |
56.38% |
72.74% |
Market
Price |
13.44% |
9.31% |
7.80% |
56.04% |
71.63% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® Eurozone
Index |
13.22% |
9.86% |
8.49% |
60.01% |
79.71% |
Nasdaq
Eurozone Index |
13.31% |
9.73% |
7.10% |
59.11% |
63.75% |
MSCI EMU
Index |
13.54% |
9.94% |
6.99% |
60.62% |
62.55% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/14/2012) |
5
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
5.74% |
10.14% |
7.94% |
62.08% |
112.63% |
Market
Price |
6.71% |
10.16% |
7.93% |
62.21% |
112.58% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® Germany
Index(1) |
5.92% |
10.50% |
N/A |
64.75% |
N/A |
Nasdaq
Germany Index(1) |
4.28% |
6.64% |
N/A |
37.92% |
N/A |
MSCI
Germany Index |
5.34% |
7.12% |
6.71% |
41.04% |
89.88% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/14/2012) |
5
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
26.15% |
10.88% |
6.94% |
67.63% |
94.08% |
Market
Price |
26.81% |
11.16% |
6.96% |
69.72% |
94.37% |
Index
Performance |
|
|
|
|
|
NIFTY 50
Equal Weight Index(1) |
32.70% |
N/A |
N/A |
N/A |
N/A |
NIFTY 50
Index |
23.48% |
15.59% |
9.29% |
106.33% |
140.46% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-0.69% |
2.67% |
4.33% |
3.58% |
14.09% |
52.85% |
45.73% |
Market
Price |
-1.02% |
2.69% |
4.31% |
3.58% |
14.20% |
52.47% |
45.67% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Japan
Index(1) |
-0.23% |
3.33% |
N/A |
N/A |
17.82% |
N/A |
N/A |
Nasdaq
Japan Index(1) |
1.08% |
7.83% |
N/A |
N/A |
45.75% |
N/A |
N/A |
MSCI Japan
Index |
1.71% |
8.51% |
8.34% |
7.02% |
50.44% |
122.81% |
106.73% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-6.66% |
2.87% |
0.00% |
-1.66% |
15.18% |
0.02% |
-16.39% |
Market
Price |
-7.13% |
2.95% |
-0.12% |
-1.71% |
15.65% |
-1.15% |
-16.88% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Latin
America Index(1) |
-5.52% |
4.38% |
N/A |
N/A |
23.89% |
N/A |
N/A |
Nasdaq
Latin America Index(1) |
-12.28% |
0.96% |
N/A |
N/A |
4.88% |
N/A |
N/A |
MSCI EM
Latin America Index |
-8.09% |
1.47% |
-2.17% |
-3.79% |
7.59% |
-19.72% |
-33.88% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/14/2012) |
5
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
19.34% |
13.90% |
11.20% |
91.69% |
185.31% |
Market
Price |
19.72% |
13.86% |
11.17% |
91.39% |
184.52% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX®
Switzerland Index(1) |
20.05% |
14.43% |
N/A |
96.22% |
N/A |
Nasdaq
Switzerland Index(1) |
18.78% |
13.99% |
N/A |
92.49% |
N/A |
MSCI
Switzerland Index |
19.29% |
14.44% |
10.57% |
96.30% |
169.84% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/14/2012) |
5
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
19.10% |
9.47% |
7.08% |
57.20% |
96.45% |
Market
Price |
20.78% |
9.69% |
7.13% |
58.79% |
97.45% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® United
Kingdom Index(1) |
20.45% |
10.54% |
N/A |
65.01% |
N/A |
Nasdaq
United Kingdom Index(1) |
17.13% |
6.78% |
N/A |
38.81% |
N/A |
MSCI
United Kingdom Index |
18.50% |
6.16% |
4.43% |
34.83% |
53.40% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$32.25 |
$28.57 |
$27.65 |
$35.73 |
$27.16 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.28 |
0.58 |
0.63 |
0.40 |
0.93 |
Net
realized and unrealized gain (loss) |
(0.37) |
3.61 |
1.40 |
(7.72) |
8.76 |
Total
from investment operations |
0.91 |
4.19 |
2.03 |
(7.32) |
9.69 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.59) |
(0.51) |
(1.09) |
(0.69) |
(1.12) |
Return of
capital |
— |
— |
(0.02) |
(0.07) |
— |
Total
distributions |
(1.59) |
(0.51) |
(1.11) |
(0.76) |
(1.12) |
Net
asset value, end of period |
$31.57 |
$32.25 |
$28.57 |
$27.65 |
$35.73 |
Total
Return(a) |
2.75% |
14.89% |
7.35% |
(20.71)% |
35.93% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$25,258 |
$17,736 |
$19,997 |
$30,419 |
$58,959 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
4.03% |
2.33% |
2.64% |
1.68% |
2.95% |
Portfolio
turnover rate(b) |
102% |
103% |
101% |
88% |
94% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$13.39 |
$17.24 |
$13.38 |
$15.51 |
$13.93 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.94 |
0.09 |
0.35 |
0.55 |
2.46 |
Net
realized and unrealized gain (loss) |
(2.08) |
(3.60) |
5.08 |
(0.97) |
1.06 |
Total
from investment operations |
(1.14) |
(3.51) |
5.43 |
(0.42) |
3.52 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.78) |
(0.28) |
(1.57) |
(0.54) |
(1.77) |
Net
realized gain |
— |
— |
— |
(1.17) |
(0.17) |
Return of
capital |
— |
(0.06) |
— |
— |
— |
Total
distributions |
(0.78) |
(0.34) |
(1.57) |
(1.71) |
(1.94) |
Net
asset value, end of period |
$11.47 |
$13.39 |
$17.24 |
$13.38 |
$15.51 |
Total
Return(a) |
(9.00)% |
(19.48)% |
41.06% |
(1.17)% |
25.91% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,039 |
$9,373 |
$116,374 |
$129,081 |
$9,308 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.84%(b) |
Ratio of
net investment income (loss) to average net assets |
7.36% |
0.72% |
2.15% |
6.84% |
3.19% |
Portfolio
turnover rate(c) |
225% |
154% |
90% |
128% |
159% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$29.16 |
$26.87 |
$23.81 |
$29.77 |
$19.28 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.22 |
1.22 |
1.03 |
0.84 |
0.47 |
Net
realized and unrealized gain (loss) |
(1.47) |
2.26 |
3.03 |
(6.07) |
10.70 |
Total
from investment operations |
(0.25) |
3.48 |
4.06 |
(5.23) |
11.17 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.34) |
(1.19) |
(1.00) |
(0.73) |
(0.68) |
Net
asset value, end of period |
$27.57 |
$29.16 |
$26.87 |
$23.81 |
$29.77 |
Total
Return(a) |
(1.18)% |
13.58% |
17.34% |
(17.87)% |
58.35% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$9,649 |
$13,121 |
$9,403 |
$7,142 |
$7,443 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.66% |
5.16% |
4.21% |
2.90% |
1.69% |
Portfolio
turnover rate(b) |
166% |
83% |
111% |
97% |
69% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$56.88 |
$55.79 |
$49.24 |
$62.31 |
$47.43 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.52 |
0.68 |
1.19 |
1.04 |
0.88 |
Net
realized and unrealized gain (loss) |
4.55 |
1.78 |
6.91 |
(13.06) |
14.98 |
Total
from investment operations |
6.07 |
2.46 |
8.10 |
(12.02) |
15.86 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(2.31) |
(1.37) |
(1.55) |
(1.01) |
(0.98) |
Return of
capital |
— |
— |
— |
(0.04) |
— |
Total
distributions |
(2.31) |
(1.37) |
(1.55) |
(1.05) |
(0.98) |
Net
asset value, end of period |
$60.64 |
$56.88 |
$55.79 |
$49.24 |
$62.31 |
Total
Return(a) |
10.70% |
4.61% |
16.56% |
(19.52)% |
33.57% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$414,579 |
$360,418 |
$691,886 |
$940,633 |
$810,194 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.42% |
1.39% |
2.13% |
1.76% |
1.85% |
Portfolio
turnover rate(b) |
111% |
117% |
107% |
109% |
104% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$42.72 |
$39.03 |
$33.54 |
$44.89 |
$33.70 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.74 |
0.46 |
0.61 |
0.58 |
0.71 |
Net
realized and unrealized gain (loss) |
3.99 |
4.09 |
5.77 |
(11.28) |
11.41 |
Total
from investment operations |
4.73 |
4.55 |
6.38 |
(10.70) |
12.12 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.39) |
(0.86) |
(0.89) |
(0.62) |
(0.93) |
Return of
capital |
— |
— |
— |
(0.03) |
— |
Total
distributions |
(1.39) |
(0.86) |
(0.89) |
(0.65) |
(0.93) |
Net
asset value, end of period |
$46.06 |
$42.72 |
$39.03 |
$33.54 |
$44.89 |
Total
Return(a) |
11.09% |
12.18% |
19.13% |
(24.03)% |
36.23% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$13,817 |
$8,544 |
$9,758 |
$10,063 |
$8,977 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
1.46% |
1.35% |
1.66% |
1.30% |
1.80% |
Portfolio
turnover rate(b) |
116% |
127% |
119% |
142% |
111% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$25.31 |
$26.36 |
$22.80 |
$27.84 |
$20.50 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.11 |
0.63 |
0.88 |
0.88 |
0.59 |
Net
realized and unrealized gain (loss) |
0.90 |
(1.00) |
3.56 |
(5.12) |
7.43 |
Total
from investment operations |
2.01 |
(0.37) |
4.44 |
(4.24) |
8.02 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.08) |
(0.68) |
(0.88) |
(0.80) |
(0.68) |
Net
asset value, end of period |
$26.24 |
$25.31 |
$26.36 |
$22.80 |
$27.84 |
Total
Return(a) |
7.90% |
(0.92)% |
19.81% |
(15.48)% |
39.43% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$436,915 |
$441,711 |
$644,615 |
$452,607 |
$449,663 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
4.03% |
2.53% |
3.61% |
3.37% |
2.69% |
Portfolio
turnover rate(b) |
119% |
111% |
122% |
103% |
101% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$41.24 |
$39.28 |
$32.44 |
$43.02 |
$30.42 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.57 |
0.74 |
1.11 |
1.19 |
1.11 |
Net
realized and unrealized gain (loss) |
(0.01) |
2.41 |
7.46 |
(10.26) |
12.96 |
Total
from investment operations |
1.56 |
3.15 |
8.57 |
(9.07) |
14.07 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(2.51) |
(1.19) |
(1.73) |
(1.44) |
(1.26) |
Net
realized gain |
— |
— |
— |
(0.07) |
(0.21) |
Total
distributions |
(2.51) |
(1.19) |
(1.73) |
(1.51) |
(1.47) |
Net
asset value, end of period |
$40.29 |
$41.24 |
$39.28 |
$32.44 |
$43.02 |
Total
Return(a) |
3.68% |
8.73% |
26.90% |
(21.42)% |
46.57% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$143,030 |
$152,581 |
$163,004 |
$157,326 |
$271,055 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.65% |
2.38% |
2.88% |
3.02% |
3.26% |
Portfolio
turnover rate(b) |
127% |
123% |
127% |
126% |
113% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$38.50 |
$37.64 |
$31.11 |
$39.07 |
$29.32 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.05 |
0.42 |
0.87 |
0.84 |
0.49 |
Net
realized and unrealized gain (loss) |
5.26 |
1.32 |
6.65 |
(7.99) |
9.90 |
Total
from investment operations |
6.31 |
1.74 |
7.52 |
(7.15) |
10.39 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.50) |
(0.88) |
(0.99) |
(0.81) |
(0.64) |
Net
asset value, end of period |
$43.31 |
$38.50 |
$37.64 |
$31.11 |
$39.07 |
Total
Return(a) |
16.53% |
4.95% |
24.38% |
(18.67)% |
35.67% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$573,909 |
$442,765 |
$511,890 |
$592,586 |
$707,087 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.33% |
1.32% |
2.49% |
2.30% |
1.39% |
Portfolio
turnover rate(b) |
105% |
109% |
102% |
99% |
100% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$42.10 |
$40.88 |
$34.43 |
$43.81 |
$32.64 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.10 |
0.50 |
0.73 |
0.80 |
0.47 |
Net
realized and unrealized gain (loss) |
4.32 |
1.34 |
6.51 |
(9.34) |
11.26 |
Total
from investment operations |
5.42 |
1.84 |
7.24 |
(8.54) |
11.73 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.16) |
(0.62) |
(0.79) |
(0.84) |
(0.56) |
Net
asset value, end of period |
$46.36 |
$42.10 |
$40.88 |
$34.43 |
$43.81 |
Total
Return(a) |
12.90% |
4.69% |
21.15% |
(19.82)% |
36.19% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$81,135 |
$27,363 |
$53,145 |
$49,925 |
$39,425 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.27% |
1.26% |
1.96% |
2.10% |
0.96% |
Portfolio
turnover rate(b) |
59% |
93% |
87% |
90% |
77% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$51.56 |
$44.39 |
$37.57 |
$51.26 |
$36.47 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.91 |
0.68 |
1.02 |
0.72 |
1.00 |
Net
realized and unrealized gain (loss) |
2.08 |
7.17 |
6.82 |
(13.59) |
14.87 |
Total
from investment operations |
2.99 |
7.85 |
7.84 |
(12.87) |
15.87 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.77) |
(0.68) |
(1.02) |
(0.82) |
(1.08) |
Net
asset value, end of period |
$53.78 |
$51.56 |
$44.39 |
$37.57 |
$51.26 |
Total
Return(a) |
5.74% |
17.90% |
21.06% |
(25.40)% |
43.96% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$99,497 |
$95,381 |
$144,261 |
$139,022 |
$258,845 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
1.67% |
1.40% |
2.48% |
1.66% |
2.38% |
Portfolio
turnover rate(b) |
80% |
106% |
99% |
81% |
82% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$38.83 |
$35.26 |
$35.35 |
$36.33 |
$30.87 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.48 |
0.30 |
0.26 |
0.23 |
0.87 |
Net
realized and unrealized gain (loss) |
9.65 |
3.50 |
(0.01) |
(1.21) |
6.06 |
Total
from investment operations |
10.13 |
3.80 |
0.25 |
(0.98) |
6.93 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.73) |
(0.23) |
(0.27) |
— |
(1.47) |
Return of
capital |
— |
— |
(0.07) |
— |
— |
Total
distributions |
(0.73) |
(0.23) |
(0.34) |
— |
(1.47) |
Net
asset value, end of period |
$48.23 |
$38.83 |
$35.26 |
$35.35 |
$36.33 |
Total
Return(a) |
26.15% |
10.66% |
0.71% |
(2.67)%(b) |
22.54% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$62,703 |
$3,883 |
$3,526 |
$3,535 |
$3,633 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
0.95% |
0.98% |
0.74% |
0.77% |
2.45% |
Portfolio
turnover rate(c) |
57% |
38% |
24% |
156%(d) |
64% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$51.42 |
$51.10 |
$48.55 |
$59.80 |
$47.85 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.81 |
0.49 |
1.12 |
0.79 |
0.64 |
Net
realized and unrealized gain (loss) |
(1.16) |
0.34 |
2.84 |
(11.30) |
12.08 |
Total
from investment operations |
(0.35) |
0.83 |
3.96 |
(10.51) |
12.72 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.21) |
(0.51) |
(1.41) |
(0.74) |
(0.77) |
Net
asset value, end of period |
$49.86 |
$51.42 |
$51.10 |
$48.55 |
$59.80 |
Total
Return(a) |
(0.69)% |
1.71% |
8.27% |
(17.66)% |
26.70% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$34,901 |
$41,136 |
$76,647 |
$152,934 |
$83,718 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
1.53% |
1.13% |
1.90% |
1.34% |
1.22% |
Portfolio
turnover rate(b) |
126% |
136% |
127% |
90% |
101% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$19.43 |
$22.67 |
$18.33 |
$20.43 |
$18.74 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.89 |
0.52 |
0.48 |
0.52 |
1.56 |
Net
realized and unrealized gain (loss) |
(2.16) |
(3.44) |
4.29 |
(2.06) |
2.23 |
Total
from investment operations |
(1.27) |
(2.92) |
4.77 |
(1.54) |
3.79 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.81) |
(0.20) |
(0.43) |
(0.51) |
(2.10) |
Return of
capital |
— |
(0.12) |
— |
(0.05) |
— |
Total
distributions |
(0.81) |
(0.32) |
(0.43) |
(0.56) |
(2.10) |
Net
asset value, end of period |
$17.35 |
$19.43 |
$22.67 |
$18.33 |
$20.43 |
Total
Return(a) |
(6.66)% |
(12.32)% |
26.26% |
(7.50)% |
20.50% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$7,805 |
$13,599 |
$131,463 |
$17,418 |
$17,363 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.82%(b) |
Ratio of
net investment income (loss) to average net assets |
4.28% |
0.81% |
2.02% |
2.46% |
3.02% |
Portfolio
turnover rate(c) |
91% |
34% |
165% |
158% |
187% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$60.85 |
$54.11 |
$43.89 |
$52.73 |
$40.82 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.78 |
0.88 |
1.07 |
0.82 |
0.66 |
Net
realized and unrealized gain (loss) |
10.92 |
6.78 |
10.24 |
(8.66) |
12.03 |
Total
from investment operations |
11.70 |
7.66 |
11.31 |
(7.84) |
12.69 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.16) |
(0.92) |
(1.09) |
(0.84) |
(0.78) |
Return of
capital |
— |
— |
— |
(0.16) |
— |
Total
distributions |
(1.16) |
(0.92) |
(1.09) |
(1.00) |
(0.78) |
Net
asset value, end of period |
$71.39 |
$60.85 |
$54.11 |
$43.89 |
$52.73 |
Total
Return(a) |
19.34% |
14.50% |
25.91% |
(15.11)% |
31.26% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$99,943 |
$97,354 |
$148,811 |
$151,409 |
$237,288 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
1.25% |
1.59% |
2.24% |
1.79% |
1.43% |
Portfolio
turnover rate(b) |
66% |
86% |
77% |
65% |
50% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$38.06 |
$40.99 |
$32.11 |
$39.97 |
$32.85 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.29 |
0.58 |
1.34 |
1.13 |
1.15 |
Net
realized and unrealized gain (loss) |
5.93 |
(2.95) |
8.91 |
(7.35) |
7.14 |
Total
from investment operations |
7.22 |
(2.37) |
10.25 |
(6.22) |
8.29 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.31) |
(0.56) |
(1.37) |
(1.64) |
(1.17) |
Net
asset value, end of period |
$43.97 |
$38.06 |
$40.99 |
$32.11 |
$39.97 |
Total
Return(a) |
19.10% |
(5.25)% |
32.36% |
(16.16)% |
25.53% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$98,943 |
$19,030 |
$18,444 |
$9,632 |
$17,986 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.34% |
1.72% |
3.58% |
2.81% |
2.87% |
Portfolio
turnover rate(b) |
45% |
109% |
73% |
107% |
98% |
First
Trust
Exchange-Traded
AlphaDEX® Fund
II |