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SEPTEMBER 30, 2021 |
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2021 Semi-Annual Report (Unaudited)
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iShares Trust
· iShares Core S&P 500 ETF | IVV | NYSE Arca
· iShares Core S&P Mid-Cap ETF | IJH | NYSE Arca
· iShares Core S&P Small-Cap ETF | IJR | NYSE Arca
· iShares Core S&P Total U.S. Stock Market ETF | ITOT | NYSE Arca
· iShares Core S&P U.S. Growth ETF | IUSG | NASDAQ
· iShares Core S&P U.S. Value ETF | IUSV | NASDAQ
Dear Shareholder,
The 12-month reporting period as of September 30, 2021 was a remarkable period of adaptation and recovery, as the global economy dealt with the implications of the coronavirus (or “COVID-19”) pandemic. The United States began the reporting period as the initial reopening-led economic rebound was beginning to slow. Nonetheless, the economy continued to grow at a brisk pace for the reporting period, eventually regaining the output lost from the pandemic.
Equity prices rose with the broader economy, as strong fiscal and monetary support, as well as the development of vaccines, made investors increasingly optimistic about the economic outlook. The implementation of mass vaccination campaigns and passage of two additional fiscal stimulus packages further boosted stocks, and many equity indices neared or surpassed all-time highs late in the reporting period. In the United States, returns of small-capitalization stocks, which benefited the most from the resumption of in-person activities, outpaced large-capitalization stocks. International equities also gained, as both developed and emerging markets continued to recover from the effects of the pandemic.
The 10-year U.S. Treasury yield (which is inversely related to bond prices) had fallen sharply prior to the beginning of the reporting period, which meant bonds were priced for extreme risk avoidance and economic disruption. Despite expectations of doom and gloom, the economy expanded rapidly, stoking inflation concerns in early 2021, which led to higher yields and a negative overall return for most U.S. Treasuries. In the corporate bond market, support from the U.S. Federal Reserve (the “Fed”) assuaged credit concerns and led to solid returns for high-yield corporate bonds, although investment-grade corporates declined slightly.
The Fed remained committed to accommodative monetary policy by maintaining near-zero interest rates and by reiterating that inflation could exceed its 2% target for a sustained period without triggering a rate increase. In response to rising inflation late in the period, the Fed changed its market guidance, raising the possibility of higher rates in 2022 and reducing bond purchasing beginning in late 2021.
Looking ahead, we believe that the global expansion will continue to broaden as Europe and other developed market economies gain momentum, although the delta variant of the coronavirus remains a threat, particularly in emerging markets. While we expect inflation to remain elevated in the medium-term as the expansion continues, we believe the recent uptick owes more to temporary supply disruptions than a lasting change in fundamentals. The change in Fed policy also means that moderate inflation is less likely to be followed by interest rate hikes that could threaten the economic expansion.
Overall, we favor a moderately positive stance toward risk, with an overweight in equities. Sectors that are better poised to manage the transition to a lower-carbon world, such as technology and health care, are particularly attractive in the long-term. U.S. small-capitalization stocks and European equities are likely to benefit from the continuing vaccine-led restart, while Chinese equities stand to gain from a more accommodative monetary and fiscal environment as the Chinese economy slows. We are underweight long-term credit, but inflation-protected U.S. Treasuries, Asian fixed income, and emerging market local-currency bonds offer potential opportunities. We believe that international diversification and a focus on sustainability can help provide portfolio resilience, and the disruption created by the coronavirus appears to be accelerating the shift toward sustainable investments.
In this environment, our view is that investors need to think globally, extend their scope across a broad array of asset classes, and be nimble as market conditions change. We encourage you to talk with your financial advisor and visit iShares.com for further insight about investing in today’s markets.
Sincerely,
Trust
Rob Kapito
President, BlackRock, Inc.
Rob Kapito
President, BlackRock, Inc.
Total Returns as of September 30, 2021
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||||||||
6-Month | 12-Month | |||||||
U.S. large cap equities |
9.18% | 30.00% | ||||||
U.S.
small cap equities |
(0.25) | 47.68 | ||||||
International
equities |
4.70 | 25.73 | ||||||
Emerging market equities |
(3.45) | 18.20 | ||||||
3-month Treasury bills (ICE BofA 3-Month U.S. Treasury Bill Index) |
0.01 | 0.07 | ||||||
U.S. Treasury securities (ICE BofA 10-Year U.S. Treasury Index) |
2.92 | (6.22) | ||||||
U.S. investment grade bonds (Bloomberg U.S. Aggregate Bond Index) |
1.88 | (0.90) | ||||||
Tax-exempt municipal bonds (S&P Municipal Bond Index) |
1.24 | 2.71 | ||||||
U.S. high yield bonds (Bloomberg U.S. Corporate High Yield 2% Issuer Capped Index) |
3.65 | 11.27 | ||||||
Past performance is not an indication of future results. Index performance is shown for illustrative purposes only. You cannot invest directly in an index. |
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2 |
T H I S P A G E I S N O T P A R T O F Y O U R F U N D R E P O R T |
Table of Contents
Page | ||||
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2 | ||||
4 | ||||
10 | ||||
10 | ||||
11 | ||||
Financial Statements |
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105 | ||||
107 | ||||
109 | ||||
112 | ||||
118 | ||||
130 | ||||
134 | ||||
135 | ||||
136 |
Fund Summary as of September 30, 2021 | iShares® Core S&P 500 ETF |
Investment Objective
The iShares Core S&P 500 ETF (the “Fund”) seeks to track the investment results of an index composed of large-capitalization U.S. equities, as represented by the S&P 500® (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||||
Fund NAV |
9.16 | % | 29.96 | % | 16.86 | % | 16.58 | % | 29.96 | % | 117.91 | % | 363.59 | % | ||||||||||||||||||
Fund Market |
9.02 | 30.06 | 16.86 | 16.57 | 30.06 | 117.93 | 363.39 | |||||||||||||||||||||||||
Index |
9.18 | 30.00 | 16.90 | 16.63 | 30.00 | 118.26 | 365.86 |
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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Beginning Account Value (04/01/21) |
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Ending Account Value |
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Expenses Paid During the Period |
(a) |
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Beginning Account Value |
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Ending Account Value |
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Expenses Paid During |
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Annualized Expense Ratio |
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$ 1,000.00 | $ 1,091.60 | $ 0.16 | $ 1,000.00 | $ 1,024.90 | $ 0.15 | 0.03 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
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Sector | |
Percent of Total Investments(a) |
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Information Technology |
27.6% | |||
Health Care |
13.2 | |||
Consumer Discretionary |
12.4 | |||
Financials |
11.4 | |||
Communication Services |
11.3 | |||
Industrials |
8.0 | |||
Consumer Staples |
5.8 | |||
Energy |
2.7 | |||
Real Estate |
2.6 | |||
Materials |
2.5 | |||
Utilities |
2.5 | |||
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(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
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Security | |
Percent of Total Investments(a) |
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Apple Inc. |
6.1% | |||
Microsoft Corp. |
5.8 | |||
Amazon.com Inc. |
3.9 | |||
Facebook Inc., Class A |
2.2 | |||
Alphabet Inc., Class A |
2.2 | |||
Alphabet Inc., Class C |
2.1 | |||
Tesla Inc. |
1.7 | |||
NVIDIA Corp. |
1.4 | |||
Berkshire Hathaway Inc., Class B |
1.4 | |||
JPMorgan Chase & Co. |
1.3 | |||
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4 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Fund Summary as of September 30, 2021 | iShares® Core S&P Mid-Cap ETF |
Investment Objective
The iShares Core S&P Mid-Cap ETF (the “Fund”) seeks to track the investment results of an index composed of mid-capitalization U.S. equities, as represented by the S&P MidCap 400® (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||||
Fund NAV |
1.77 | % | 43.59 | % | 12.90 | % | 14.63 | % | 43.59 | % | 83.46 | % | 291.84 | % | ||||||||||||||||||
Fund Market |
1.71 | 43.66 | 12.90 | 14.63 | 43.66 | 83.44 | 291.70 | |||||||||||||||||||||||||
Index |
1.81 | 43.68 | 12.97 | 14.72 | 43.68 | 83.97 | 294.79 |
Certain sectors and markets performed exceptionally well based on market conditions during the one-year period. Achieving such exceptional returns involves the risk of volatility and investors should not expect that such exceptional returns will be repeated.
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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Beginning Account Value (04/01/21) |
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Ending Account Value |
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Expenses Paid During |
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Beginning Account Value (04/01/21) |
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Ending Account Value |
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Expenses Paid During the Period |
(a) |
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Annualized Expense Ratio |
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$ 1,000.00 | $ 1,017.70 | $ 0.25 | $ 1,000.00 | $ 1,024.80 | $ 0.25 | 0.05 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
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Sector | |
Percent of Total Investments(a) |
| |
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Industrials |
18.2% | |||
Consumer Discretionary |
15.2 | |||
Financials |
14.9 | |||
Information Technology |
14.3 | |||
Health Care |
10.7 | |||
Real Estate |
9.8 | |||
Materials |
5.9 | |||
Consumer Staples |
3.5 | |||
Utilities |
3.2 | |||
Energy |
2.6 | |||
Communication Services |
1.7 | |||
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(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
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Security | |
Percent of Total Investments(a) |
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Signature Bank/New York NY |
0.7% | |||
Molina Healthcare Inc. |
0.7 | |||
FactSet Research Systems Inc. |
0.6 | |||
Camden Property Trust |
0.6 | |||
Repligen Corp. |
0.6 | |||
Cognex Corp. |
0.6 | |||
SolarEdge Technologies Inc. |
0.6 | |||
Masimo Corp. |
0.6 | |||
Williams-Sonoma Inc. |
0.6 | |||
Nordson Corp. |
0.6 | |||
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F U N D S U M M A R Y |
5 |
Fund Summary as of September 30, 2021 | iShares® Core S&P Small-Cap ETF |
Investment Objective
The iShares Core S&P Small-Cap ETF (the “Fund”) seeks to track the investment results of an index composed of small-capitalization U.S. equities, as represented by the S&P SmallCap 600® (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||
Fund NAV |
1.50 | % | 57.51 | % | 13.54 | % | 15.66 | % | 57.51 | % | 88.68 | % | 328.38 | % | ||||||||||||||||
Fund Market |
1.29 | 57.35 | 13.54 | 15.66 | 57.35 | 88.71 | 328.54 | |||||||||||||||||||||||
Index |
1.54 | 57.64 | 13.57 | 15.69 | 57.64 | 88.92 | 329.59 |
Certain sectors and markets performed exceptionally well based on market conditions during the one-year period. Achieving such exceptional returns involves the risk of volatility and investors should not expect that such exceptional returns will be repeated.
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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Expenses Paid During the Period |
(a) |
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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|
Expenses Paid During the Period |
(a) |
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Annualized Expense Ratio |
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$ 1,000.00 | $ 1,015.00 | $ 0.30 | $ 1,000.00 | $ 1,024.80 | $ 0.30 | 0.06 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
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Sector | |
Percent of Total Investments(a) |
| |
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Financials |
18.1% | |||
Industrials |
16.9 | |||
Consumer Discretionary |
13.7 | |||
Information Technology |
13.1 | |||
Health Care |
12.3 | |||
Real Estate |
8.0 | |||
Materials |
5.2 | |||
Energy |
4.9 | |||
Consumer Staples |
4.4 | |||
Communication Services |
1.7 | |||
Utilities |
1.7 | |||
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(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
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Security | |
Percent of Total Investments(a) |
| |
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Chart Industries Inc. |
0.7% | |||
Macy’s Inc. |
0.7 | |||
Omnicell Inc. |
0.6 | |||
Stamps.com Inc. |
0.6 | |||
Power Integrations Inc. |
0.6 | |||
NeoGenomics Inc. |
0.6 | |||
Exponent Inc. |
0.6 | |||
Range Resources Corp. |
0.6 | |||
SPS Commerce Inc. |
0.6 | |||
Innovative Industrial Properties Inc. |
0.5 | |||
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6 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Fund Summary as of September 30, 2021 | iShares® Core S&P Total U.S. Stock Market ETF |
Investment Objective
The iShares Core S&P Total U.S. Stock Market ETF (the “Fund”) seeks to track the investment results of a broad-based index composed of U.S. equities, as represented by the S&P Total Market IndexTM (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||
Fund NAV |
8.16 | % | 32.08 | % | 16.80 | % | 16.55 | % | 32.08 | % | 117.41 | % | 362.51 | % | ||||||||||||||||
Fund Market |
8.05 | 32.08 | 16.80 | 16.55 | 32.08 | 117.41 | 362.57 | |||||||||||||||||||||||
Index |
8.16 | 32.13 | 16.82 | 16.61 | 32.13 | 117.54 | 364.84 |
Index performance through December 20, 2015 reflects the performance of the S&P Composite 1500®. Index performance beginning on December 21, 2015 reflects the performance of the S&P Total Market IndexTM.
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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Expenses Paid During the Period |
(a) |
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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Expenses Paid During the Period |
(a) |
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Annualized Expense Ratio |
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$ 1,000.00 | $ 1,081.60 | $ 0.16 | $ 1,000.00 | $ 1,024.90 | $ 0.15 | 0.03 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
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Sector | |
Percent of Total Investments(a) |
| |
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Information Technology |
26.9% | |||
Health Care |
13.5 | |||
Consumer Discretionary |
12.3 | |||
Financials |
11.9 | |||
Communication Services |
10.2 | |||
Industrials |
9.0 | |||
Consumer Staples |
5.2 | |||
Real Estate |
3.3 | |||
Energy |
2.7 | |||
Materials |
2.7 | |||
Utilities |
2.3 | |||
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(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
|
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Security | |
Percent of Total Investments(a) |
| |
|
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Apple Inc. |
5.0% | |||
Microsoft Corp. |
4.8 | |||
Amazon.com Inc. |
3.2 | |||
Facebook Inc., Class A |
1.8 | |||
Alphabet Inc., Class A |
1.8 | |||
Alphabet Inc., Class C |
1.7 | |||
Tesla Inc. |
1.4 | |||
NVIDIA Corp. |
1.2 | |||
Berkshire Hathaway Inc., Class B |
1.1 | |||
JPMorgan Chase & Co. |
1.1 | |||
|
F U N D S U M M A R Y |
7 |
Fund Summary as of September 30, 2021 | iShares® Core S&P U.S. Growth ETF |
Investment Objective
The iShares Core S&P U.S. Growth ETF (the “Fund”) seeks to track the investment results of an index composed of large-and mid-capitalization U.S. equities that exhibit growth characteristics, as represented by the S&P 900 Growth IndexTM (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||||
Fund NAV |
13.24 | % | 29.07 | % | 20.74 | % | 18.55 | % | 29.07 | % | 156.59 | % | 448.38 | % | ||||||||||||||||||
Fund Market |
13.17 | 29.04 | 20.74 | 18.55 | 29.04 | 156.62 | 448.17 | |||||||||||||||||||||||||
Index |
13.29 | 29.14 | 20.82 | 18.67 | 29.14 | 157.40 | 453.76 |
Index performance through January 22, 2017 reflects the performance of the Russell 3000® Growth Index. Index performance beginning on January 23, 2017 reflects the performance of the S&P 900 Growth IndexTM.
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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Expenses Paid During the Period |
(a) |
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Beginning Account Value (04/01/21) |
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Ending Account Value (09/30/21) |
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|
Expenses Paid During the Period |
(a) |
|
Annualized Expense Ratio |
| |||||||||||||
$ 1,000.00 | $ 1,132.40 | $ 0.21 | $ 1,000.00 | $ 1,024.90 | $ 0.20 | 0.04 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
|
||||
Sector | |
Percent of Total Investments(a) |
| |
|
||||
Information Technology |
40.6% | |||
Consumer Discretionary |
16.5 | |||
Communication Services |
14.8 | |||
Health Care |
12.1 | |||
Industrials |
6.0 | |||
Financials |
3.1 | |||
Consumer Staples |
3.1 | |||
Materials |
1.9 | |||
Real Estate |
1.3 | |||
Other (each representing less than 1%) |
0.6 | |||
|
(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
|
||||
Security | |
Percent of Total Investments(a) |
| |
|
||||
Apple Inc. |
10.7% | |||
Microsoft Corp. |
10.2 | |||
Amazon.com Inc. |
6.9 | |||
Facebook Inc., Class A |
3.9 | |||
Alphabet Inc., Class A |
3.9 | |||
Alphabet Inc., Class C |
3.6 | |||
Tesla Inc. |
3.0 | |||
NVIDIA Corp. |
2.5 | |||
PayPal Holdings Inc. |
1.5 | |||
Adobe Inc. |
1.3 | |||
|
8 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Fund Summary as of September 30, 2021 | iShares® Core S&P U.S. Value ETF |
Investment Objective
The iShares Core S&P U.S. Value ETF (the “Fund”) seeks to track the investment results of an index composed of large-and mid-capitalization U.S. equities that exhibit value characteristics, as represented by the S&P 900 Value IndexTM (the “Index”). The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. Due to the use of representative sampling, the Fund may or may not hold all of the securities that are included in the Index.
Performance
Average Annual Total Returns | Cumulative Total Returns | |||||||||||||||||||||||||||||
6 Months | 1 Year | 5 Years | 10 Years | 1 Year | 5 Years | 10 Years | ||||||||||||||||||||||||
Fund NAV |
3.97 | % | 33.42 | % | 11.62 | % | 13.74 | % | 33.42 | % | 73.23 | % | 262.30 | % | ||||||||||||||||
Fund Market |
3.87 | 33.36 | 11.60 | 13.74 | 33.36 | 73.09 | 262.41 | |||||||||||||||||||||||
Index |
3.97 | 33.46 | 11.61 | 13.83 | 33.46 | 73.22 | 265.21 |
Index performance through January 22, 2017 reflects the performance of the Russell 3000® Value Index. Index performance beginning on January 23, 2017 reflects the performance of the S&P 900 Value IndexTM.
Past performance is no guarantee of future results. Performance results do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. See “About Fund Performance” on page 10 for more information.
Expense Example
Actual | Hypothetical 5% Return | |||||||||||||||||||||||||||||||
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|
|||||||||||||||||||||||||||||
Beginning Account Value (04/01/21) |
|
|
Ending Account Value (09/30/21) |
|
|
Expenses Paid During the Period |
(a) |
|
Beginning Account Value (04/01/21) |
|
|
Ending Account Value (09/30/21) |
|
|
Expenses Paid During the Period |
(a) |
|
Annualized Expense Ratio |
| |||||||||||||
$ 1,000.00 | $ 1,039.70 | $ 0.20 | $ 1,000.00 | $ 1,024.90 | $ 0.20 | 0.04 | % |
(a) |
Expenses are calculated using the Fund’s annualized expense ratio (as disclosed in the table), multiplied by the average account value for the period, multiplied by the number of days in the period (183 days) and divided by the number of days in the year (365 days). Other fees, such as brokerage commissions and other fees to financial intermediaries, may be paid which are not reflected in the tables and examples above. See “Shareholder Expenses” on page 10 for more information. |
Portfolio Information
ALLOCATION BY SECTOR
|
||||
Sector | |
Percent of Total Investments(a) |
| |
|
||||
Financials |
21.3% | |||
Health Care |
14.2 | |||
Industrials |
11.7 | |||
Information Technology |
11.1 | |||
Consumer Staples |
8.6 | |||
Consumer Discretionary |
8.0 | |||
Communication Services |
6.0 | |||
Energy |
5.7 | |||
Real Estate |
5.0 | |||
Utilities |
4.8 | |||
Materials |
3.6 | |||
|
(a) |
Excludes money market funds. |
TEN LARGEST HOLDINGS
|
||||
Security | |
Percent of Total Investments(a) |
| |
|
||||
Berkshire Hathaway Inc., Class B |
2.8% | |||
JPMorgan Chase & Co. |
2.7 | |||
Bank of America Corp. |
1.7 | |||
Walt Disney Co. (The) |
1.7 | |||
Johnson & Johnson |
1.4 | |||
Exxon Mobil Corp. |
1.4 | |||
Pfizer Inc. |
1.3 | |||
Cisco Systems Inc. |
1.3 | |||
Verizon Communications Inc. |
1.2 | |||
Intel Corp. |
1.2 | |||
|
F U N D S U M M A R Y |
9 |
Past performance is not an indication of future results. Financial markets have experienced extreme volatility and trading in many instruments has been disrupted. These circumstances may continue for an extended period of time and may continue to affect adversely the value and liquidity of each Fund’s investments. As a result, current performance may be lower or higher than the performance data quoted. Performance data current to the most recent month-end is available at iShares.com. Performance results assume reinvestment of all dividends and capital gain distributions and do not reflect the deduction of taxes that a shareholder would pay on fund distributions or on the redemption or sale of fund shares. The investment return and principal value of shares will vary with changes in market conditions. Shares may be worth more or less than their original cost when they are redeemed or sold in the market. Performance for certain funds may reflect a waiver of a portion of investment advisory fees. Without such a waiver, performance would have been lower.
Net asset value or “NAV” is the value of one share of a fund as calculated in accordance with the standard formula for valuing mutual fund shares. Beginning August 10, 2020, the price used to calculate market return (“Market Price”) is the closing price. Prior to August 10, 2020, Market Price was determined by using the midpoint between the highest bid and the lowest ask on the primary stock exchange on which shares of a fund are listed for trading, as of the time that such fund’s NAV is calculated. Market and NAV returns assume that dividends and capital gain distributions have been reinvested at Market Price and NAV, respectively.
An index is a statistical composite that tracks a specified financial market or sector. Unlike a fund, an index does not actually hold a portfolio of securities and therefore does not incur the expenses incurred by a fund. These expenses negatively impact fund performance. Also, market returns do not include brokerage commissions that may be payable on secondary market transactions. If brokerage commissions were included, market returns would be lower.
As a shareholder of your Fund, you incur two types of costs: (1) transaction costs, including brokerage commissions on purchases and sales of fund shares and (2) ongoing costs, including management fees and other fund expenses. The expense example, which is based on an investment of $1,000 invested at the beginning of the period (or from the commencement of operations if less than 6 months) and held through the end of the period, is intended to help you understand your ongoing costs (in dollars and cents) of investing in your Fund and to compare these costs with the ongoing costs of investing in other funds.
Actual Expenses – The table provides information about actual account values and actual expenses. Annualized expense ratios reflect contractual and voluntary fee waivers, if any. To estimate the expenses that you paid on your account over the period, simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number under the heading entitled “Expenses Paid During the Period.”
Hypothetical Example for Comparison Purposes – The table also provides information about hypothetical account values and hypothetical expenses based on your Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses. You may use this information to compare the ongoing costs of investing in your Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as brokerage commissions and other fees paid on purchases and sales of fund shares. Therefore, the hypothetical examples are useful in comparing ongoing costs only and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would have been higher.
10 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks |
||||||||
Aerospace & Defense — 1.5% | ||||||||
Boeing Co. (The)(a) |
4,313,770 | $ | 948,770,574 | |||||
General Dynamics Corp. |
1,808,120 | 354,445,764 | ||||||
Howmet Aerospace Inc. |
3,033,351 | 94,640,551 | ||||||
Huntington Ingalls Industries Inc. |
307,581 | 59,381,588 | ||||||
L3Harris Technologies Inc. |
1,565,827 | 344,857,738 | ||||||
Lockheed Martin Corp. |
1,928,065 | 665,375,231 | ||||||
Northrop Grumman Corp. |
1,176,409 | 423,683,701 | ||||||
Raytheon Technologies Corp. |
11,805,460 | 1,014,797,342 | ||||||
Textron Inc. |
1,754,177 | 122,459,096 | ||||||
TransDigm Group Inc.(a) |
411,396 | 256,945,600 | ||||||
|
|
|||||||
4,285,357,185 | ||||||||
Air Freight & Logistics — 0.6% | ||||||||
CH Robinson Worldwide Inc. |
1,024,377 | 89,120,799 | ||||||
Expeditors International of Washington Inc. |
1,322,560 | 157,556,573 | ||||||
FedEx Corp. |
1,920,094 | 421,057,413 | ||||||
United Parcel Service Inc., Class B |
5,702,005 | 1,038,335,111 | ||||||
|
|
|||||||
1,706,069,896 | ||||||||
Airlines — 0.3% | ||||||||
Alaska Air Group Inc.(a) |
961,185 | 56,325,441 | ||||||
American Airlines Group Inc.(a) |
5,049,618 | 103,618,161 | ||||||
Delta Air Lines Inc.(a) |
4,975,320 | 211,998,385 | ||||||
Southwest Airlines Co.(a) |
4,648,742 | 239,084,801 | ||||||
United Airlines Holdings Inc.(a) |
2,490,287 | 118,462,953 | ||||||
|
|
|||||||
729,489,741 | ||||||||
Auto Components — 0.1% | ||||||||
Aptiv PLC(a) |
2,106,726 | 313,838,972 | ||||||
BorgWarner Inc. |
1,907,897 | 82,440,230 | ||||||
|
|
|||||||
396,279,202 | ||||||||
Automobiles — 2.1% | ||||||||
Ford Motor Co.(a) |
30,615,655 | 433,517,675 | ||||||
General Motors Co.(a) |
11,350,208 | 598,269,463 | ||||||
Tesla Inc.(a) |
6,352,914 | 4,926,557,749 | ||||||
|
|
|||||||
5,958,344,887 | ||||||||
Banks — 4.4% | ||||||||
Bank of America Corp. |
57,976,039 | 2,461,082,856 | ||||||
Citigroup Inc. |
15,868,130 | 1,113,625,363 | ||||||
Citizens Financial Group Inc. |
3,359,977 | 157,851,719 | ||||||
Comerica Inc. |
1,028,273 | 82,775,976 | ||||||
Fifth Third Bancorp |
5,427,652 | 230,349,551 | ||||||
First Republic Bank/CA |
1,385,734 | 267,280,374 | ||||||
Huntington Bancshares Inc./OH |
11,611,811 | 179,518,598 | ||||||
JPMorgan Chase & Co. |
23,394,777 | 3,829,491,047 | ||||||
KeyCorp |
7,515,119 | 162,476,873 | ||||||
M&T Bank Corp. |
1,007,376 | 150,441,532 | ||||||
People’s United Financial Inc. |
3,311,793 | 57,857,024 | ||||||
PNC Financial Services Group Inc. (The) |
3,325,940 | 650,686,902 | ||||||
Regions Financial Corp. |
7,432,446 | 158,385,424 | ||||||
SVB Financial Group(a) |
461,036 | 298,234,968 | ||||||
Truist Financial Corp. |
10,435,875 | 612,064,069 | ||||||
U.S. Bancorp |
10,551,453 | 627,178,366 | ||||||
Wells Fargo & Co. |
32,149,772 | 1,492,070,919 | ||||||
Zions Bancorp. NA |
1,297,143 | 80,280,180 | ||||||
|
|
|||||||
12,611,651,741 | ||||||||
Beverages — 1.4% | ||||||||
Brown-Forman Corp., Class B, NVS |
1,430,624 | 95,866,114 | ||||||
Coca-Cola Co. (The) |
30,415,908 | 1,595,922,693 | ||||||
Constellation Brands Inc., Class A |
1,322,561 | 278,650,377 |
Security | Shares | Value | ||||||
Beverages (continued) | ||||||||
Molson Coors Beverage Co., Class B |
1,497,223 | $ | 69,441,203 | |||||
Monster Beverage Corp.(a) |
2,950,693 | 262,110,059 | ||||||
PepsiCo Inc. |
10,820,840 | 1,627,562,544 | ||||||
|
|
|||||||
3,929,552,990 | ||||||||
Biotechnology — 1.9% | ||||||||
AbbVie Inc. |
13,835,451 | 1,492,430,099 | ||||||
Amgen Inc. |
4,445,828 | 945,405,324 | ||||||
Biogen Inc.(a)(b) |
1,171,108 | 331,411,853 | ||||||
Gilead Sciences Inc. |
9,816,210 | 685,662,269 | ||||||
Incyte Corp.(a) |
1,453,626 | 99,980,396 | ||||||
Moderna Inc.(a) |
2,749,304 | 1,058,097,137 | ||||||
Regeneron Pharmaceuticals Inc.(a)(b) |
821,362 | 497,071,855 | ||||||
Vertex Pharmaceuticals Inc.(a)(b) |
2,031,027 | 368,407,988 | ||||||
|
|
|||||||
5,478,466,921 | ||||||||
Building Products — 0.5% | ||||||||
A O Smith Corp. |
1,063,246 | 64,932,433 | ||||||
Allegion PLC |
701,606 | 92,738,281 | ||||||
Carrier Global Corp. |
6,762,980 | 350,051,845 | ||||||
Fortune Brands Home & Security Inc. |
1,097,460 | 98,134,873 | ||||||
Johnson Controls International PLC |
5,591,027 | 380,637,118 | ||||||
Masco Corp. |
1,940,730 | 107,807,552 | ||||||
Trane Technologies PLC |
1,851,174 | 319,605,191 | ||||||
|
|
|||||||
1,413,907,293 | ||||||||
Capital Markets — 3.0% | ||||||||
Ameriprise Financial Inc. |
893,866 | 236,087,888 | ||||||
Bank of New York Mellon Corp. (The) |
6,240,206 | 323,492,279 | ||||||
BlackRock Inc.(c) |
1,120,111 | 939,392,291 | ||||||
Cboe Global Markets Inc. |
826,957 | 102,426,894 | ||||||
Charles Schwab Corp. (The) |
11,753,412 | 856,118,530 | ||||||
CME Group Inc. |
2,815,395 | 544,441,085 | ||||||
Franklin Resources Inc. |
2,212,887 | 65,767,002 | ||||||
Goldman Sachs Group Inc. (The) |
2,639,257 | 997,718,324 | ||||||
Intercontinental Exchange Inc. |
4,403,207 | 505,576,228 | ||||||
Invesco Ltd. |
2,682,865 | 64,683,875 | ||||||
MarketAxess Holdings Inc. |
296,505 | 124,736,688 | ||||||
Moody’s Corp. |
1,265,171 | 449,274,874 | ||||||
Morgan Stanley |
11,427,787 | 1,112,037,953 | ||||||
MSCI Inc. |
647,770 | 394,064,402 | ||||||
Nasdaq Inc. |
919,758 | 177,531,689 | ||||||
Northern Trust Corp. |
1,621,750 | 174,840,867 | ||||||
Raymond James Financial Inc. |
1,438,650 | 132,758,622 | ||||||
S&P Global Inc. |
1,890,259 | 803,152,147 | ||||||
State Street Corp. |
2,862,608 | 242,520,150 | ||||||
T Rowe Price Group Inc. |
1,773,340 | 348,815,978 | ||||||
|
|
|||||||
8,595,437,766 | ||||||||
Chemicals — 1.7% | ||||||||
Air Products & Chemicals Inc. |
1,736,007 | 444,608,753 | ||||||
Albemarle Corp. |
913,484 | 200,025,592 | ||||||
Celanese Corp. |
860,944 | 129,692,604 | ||||||
CF Industries Holdings Inc. |
1,663,998 | 92,884,368 | ||||||
Corteva Inc. |
5,748,036 | 241,877,355 | ||||||
Dow Inc. |
5,833,463 | 335,774,130 | ||||||
DuPont de Nemours Inc. |
4,110,165 | 279,450,118 | ||||||
Eastman Chemical Co. |
1,045,100 | 105,283,374 | ||||||
Ecolab Inc. |
1,952,899 | 407,413,789 | ||||||
FMC Corp. |
1,020,699 | 93,455,201 | ||||||
International Flavors & Fragrances Inc. |
1,960,040 | 262,096,549 | ||||||
Linde PLC |
4,043,032 | 1,186,144,728 | ||||||
LyondellBasell Industries NV, Class A |
2,076,632 | 194,891,913 |
S C H E D U L E O F I N V E S T M E N T S |
11 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Chemicals (continued) | ||||||||
Mosaic Co. (The) |
2,723,342 | $ | 97,277,776 | |||||
PPG Industries Inc. |
1,856,545 | 265,504,501 | ||||||
Sherwin-Williams Co. (The) |
1,893,578 | 529,690,574 | ||||||
|
|
|||||||
4,866,071,325 | ||||||||
Commercial Services & Supplies — 0.4% | ||||||||
Cintas Corp. |
687,664 | 261,766,178 | ||||||
Copart Inc.(a) |
1,673,061 | 232,087,022 | ||||||
Republic Services Inc. |
1,652,721 | 198,425,683 | ||||||
Rollins Inc. |
1,727,341 | 61,026,958 | ||||||
Waste Management Inc. |
3,033,089 | 453,022,173 | ||||||
|
|
|||||||
1,206,328,014 | ||||||||
Communications Equipment — 0.8% | ||||||||
Arista Networks Inc.(a)(b) |
436,541 | 150,012,949 | ||||||
Cisco Systems Inc. |
32,993,797 | 1,795,852,371 | ||||||
F5 Networks Inc.(a) |
481,018 | 95,616,758 | ||||||
Juniper Networks Inc. |
2,589,288 | 71,257,206 | ||||||
Motorola Solutions Inc. |
1,326,439 | 308,158,308 | ||||||
|
|
|||||||
2,420,897,592 | ||||||||
Construction & Engineering — 0.0% | ||||||||
Quanta Services Inc. |
1,075,291 | 122,389,622 | ||||||
|
|
|||||||
Construction Materials — 0.1% | ||||||||
Martin Marietta Materials Inc. |
490,147 | 167,473,427 | ||||||
Vulcan Materials Co. |
1,042,628 | 176,370,952 | ||||||
|
|
|||||||
343,844,379 | ||||||||
Consumer Finance — 0.7% | ||||||||
American Express Co. |
5,037,912 | 844,001,397 | ||||||
Capital One Financial Corp. |
3,487,329 | 564,842,678 | ||||||
Discover Financial Services |
2,353,186 | 289,088,900 | ||||||
Synchrony Financial |
4,476,827 | 218,827,304 | ||||||
|
|
|||||||
1,916,760,279 | ||||||||
Containers & Packaging — 0.3% | ||||||||
Amcor PLC |
12,001,193 | 139,093,827 | ||||||
Avery Dennison Corp. |
655,029 | 135,728,559 | ||||||
Ball Corp. |
2,548,279 | 229,268,661 | ||||||
International Paper Co. |
3,027,771 | 169,312,954 | ||||||
Packaging Corp. of America |
735,688 | 101,112,959 | ||||||
Sealed Air Corp. |
1,160,287 | 63,572,125 | ||||||
Westrock Co. |
2,085,953 | 103,943,038 | ||||||
|
|
|||||||
942,032,123 | ||||||||
Distributors — 0.1% | ||||||||
Genuine Parts Co. |
1,125,255 | 136,414,664 | ||||||
LKQ Corp.(a)(b) |
2,124,443 | 106,901,972 | ||||||
Pool Corp. |
314,457 | 136,603,265 | ||||||
|
|
|||||||
379,919,901 | ||||||||
Diversified Financial Services — 1.4% | ||||||||
Berkshire Hathaway Inc., Class B(a) |
14,512,599 | 3,961,068,771 | ||||||
|
|
|||||||
Diversified Telecommunication Services — 1.2% | ||||||||
AT&T Inc. |
55,900,204 | 1,509,864,510 | ||||||
Lumen Technologies Inc. |
7,731,829 | 95,797,362 | ||||||
Verizon Communications Inc. |
32,413,618 | 1,750,659,508 | ||||||
|
|
|||||||
3,356,321,380 | ||||||||
Electric Utilities — 1.6% | ||||||||
Alliant Energy Corp. |
1,959,353 | 109,684,581 | ||||||
American Electric Power Co. Inc. |
3,916,610 | 317,950,400 | ||||||
Duke Energy Corp. |
6,023,657 | 587,848,687 | ||||||
Edison International |
2,972,849 | 164,903,934 | ||||||
Entergy Corp. |
1,567,012 | 155,619,962 |
Security | Shares | Value | ||||||
Electric Utilities (continued) | ||||||||
Evergy Inc. |
1,783,418 | $ | 110,928,599 | |||||
Eversource Energy |
2,675,941 | 218,784,936 | ||||||
Exelon Corp. |
7,668,927 | 370,715,931 | ||||||
FirstEnergy Corp. |
4,296,448 | 153,039,478 | ||||||
NextEra Energy Inc. |
15,358,956 | 1,205,985,225 | ||||||
NRG Energy Inc. |
1,905,340 | 77,795,032 | ||||||
Pinnacle West Capital Corp. |
864,544 | 62,558,404 | ||||||
PPL Corp. |
6,057,433 | 168,881,232 | ||||||
Southern Co. (The) |
8,289,708 | 513,713,205 | ||||||
Xcel Energy Inc. |
4,238,337 | 264,896,062 | ||||||
|
|
|||||||
4,483,305,668 | ||||||||
Electrical Equipment — 0.6% | ||||||||
AMETEK Inc. |
1,808,599 | 224,284,362 | ||||||
Eaton Corp. PLC |
3,126,793 | 466,861,463 | ||||||
Emerson Electric Co. |
4,666,902 | 439,622,168 | ||||||
Generac Holdings Inc.(a)(b) |
494,212 | 201,969,618 | ||||||
Rockwell Automation Inc. |
904,661 | 266,006,521 | ||||||
|
|
|||||||
1,598,744,132 | ||||||||
Electronic Equipment, Instruments & Components — 0.7% | ||||||||
Amphenol Corp., Class A |
4,684,562 | 343,050,475 | ||||||
CDW Corp./DE |
1,080,493 | 196,671,336 | ||||||
Corning Inc. |
6,011,257 | 219,350,768 | ||||||
IPG Photonics Corp.(a)(b) |
276,871 | 43,856,366 | ||||||
Keysight Technologies Inc.(a) |
1,440,575 | 236,672,067 | ||||||
TE Connectivity Ltd. |
2,577,326 | 353,660,674 | ||||||
Teledyne Technologies Inc.(a) |
364,903 | 156,755,031 | ||||||
Trimble Inc.(a)(b) |
1,968,301 | 161,892,757 | ||||||
Zebra Technologies Corp., Class A(a)(b) |
419,516 | 216,226,937 | ||||||
|
|
|||||||
1,928,136,411 | ||||||||
Energy Equipment & Services — 0.2% | ||||||||
Baker Hughes Co. |
6,510,342 | 161,000,758 | ||||||
Halliburton Co. |
6,921,682 | 149,646,765 | ||||||
Schlumberger NV |
10,937,327 | 324,182,372 | ||||||
|
|
|||||||
634,829,895 | ||||||||
Entertainment — 1.9% | ||||||||
Activision Blizzard Inc. |
6,073,504 | 470,028,474 | ||||||
Electronic Arts Inc. |
2,222,488 | 316,148,918 | ||||||
Live Nation Entertainment Inc.(a)(b) |
1,035,287 | 94,345,704 | ||||||
Netflix Inc.(a) |
3,465,241 | 2,114,975,192 | ||||||
Take-Two Interactive Software Inc.(a) |
912,143 | 140,533,872 | ||||||
Walt Disney Co. (The)(a) |
14,226,610 | 2,406,715,614 | ||||||
|
|
|||||||
5,542,747,774 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 2.5% | ||||||||
Alexandria Real Estate Equities Inc. |
1,093,108 | 208,860,146 | ||||||
American Tower Corp. |
3,563,328 | 945,742,884 | ||||||
AvalonBay Communities Inc. |
1,090,480 | 241,693,987 | ||||||
Boston Properties Inc. |
1,102,724 | 119,480,145 | ||||||
Crown Castle International Corp. |
3,380,887 | 585,975,335 | ||||||
Digital Realty Trust Inc. |
2,205,767 | 318,623,043 | ||||||
Duke Realty Corp. |
2,974,670 | 142,397,453 | ||||||
Equinix Inc. |
702,627 | 555,166,672 | ||||||
Equity Residential |
2,677,731 | 216,681,993 | ||||||
Essex Property Trust Inc. |
512,825 | 163,970,665 | ||||||
Extra Space Storage Inc. |
1,041,059 | 174,887,501 | ||||||
Federal Realty Investment Trust |
534,731 | 63,092,911 | ||||||
Healthpeak Properties Inc. |
4,263,387 | 142,738,197 | ||||||
Host Hotels & Resorts Inc.(a) |
5,486,962 | 89,602,089 | ||||||
Iron Mountain Inc. |
2,266,285 | 98,470,083 | ||||||
Kimco Realty Corp. |
4,859,204 | 100,828,483 |
12 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) | ||||||||
Mid-America Apartment Communities Inc. |
908,391 | $ | 169,642,019 | |||||
Prologis Inc. |
5,803,384 | 727,918,455 | ||||||
Public Storage |
1,190,417 | 353,672,891 | ||||||
Realty Income Corp. |
3,059,807 | 198,459,082 | ||||||
Regency Centers Corp. |
1,203,182 | 81,010,244 | ||||||
SBA Communications Corp. |
860,787 | 284,550,359 | ||||||
Simon Property Group Inc. |
2,577,096 | 334,945,167 | ||||||
UDR Inc. |
2,192,614 | 116,164,690 | ||||||
Ventas Inc. |
3,091,808 | 170,698,720 | ||||||
Vornado Realty Trust |
1,207,150 | 50,712,372 | ||||||
Welltower Inc. |
3,320,386 | 273,599,806 | ||||||
Weyerhaeuser Co. |
5,856,316 | 208,309,160 | ||||||
|
|
|||||||
7,137,894,552 | ||||||||
Food & Staples Retailing — 1.4% | ||||||||
Costco Wholesale Corp. |
3,461,050 | 1,555,222,817 | ||||||
Kroger Co. (The) |
5,343,232 | 216,026,870 | ||||||
Sysco Corp. |
3,986,606 | 312,948,571 | ||||||
Walgreens Boots Alliance Inc. |
5,623,294 | 264,575,983 | ||||||
Walmart Inc. |
11,188,576 | 1,559,463,723 | ||||||
|
|
|||||||
3,908,237,964 | ||||||||
Food Products — 0.9% | ||||||||
Archer-Daniels-Midland Co. |
4,375,943 | 262,600,339 | ||||||
Campbell Soup Co. |
1,621,274 | 67,785,466 | ||||||
Conagra Brands Inc. |
3,728,283 | 126,276,945 | ||||||
General Mills Inc. |
4,718,732 | 282,274,548 | ||||||
Hershey Co. (The) |
1,142,729 | 193,406,883 | ||||||
Hormel Foods Corp.(b) |
2,186,469 | 89,645,229 | ||||||
JM Smucker Co. (The) |
842,350 | 101,107,271 | ||||||
Kellogg Co. |
2,008,971 | 128,413,426 | ||||||
Kraft Heinz Co. (The) |
5,287,470 | 194,684,645 | ||||||
Lamb Weston Holdings Inc. |
1,123,437 | 68,945,329 | ||||||
McCormick & Co. Inc./MD, NVS |
1,956,935 | 158,570,443 | ||||||
Mondelez International Inc., Class A |
10,931,775 | 636,010,670 | ||||||
Tyson Foods Inc., Class A |
2,308,252 | 182,213,413 | ||||||
|
|
|||||||
2,491,934,607 | ||||||||
Gas Utilities — 0.0% | ||||||||
Atmos Energy Corp. |
1,002,675 | 88,435,935 | ||||||
|
|
|||||||
Health Care Equipment & Supplies — 3.8% | ||||||||
Abbott Laboratories |
13,879,685 | 1,639,607,189 | ||||||
ABIOMED Inc.(a) |
351,955 | 114,568,392 | ||||||
Align Technology Inc.(a) |
577,524 | 384,301,795 | ||||||
Baxter International Inc. |
3,928,365 | 315,958,397 | ||||||
Becton Dickinson and Co. |
2,245,298 | 551,939,154 | ||||||
Boston Scientific Corp.(a) |
11,147,517 | 483,690,763 | ||||||
Cooper Companies Inc. (The)(b) |
382,807 | 158,217,961 | ||||||
Danaher Corp. |
4,974,386 | 1,514,402,074 | ||||||
DENTSPLY SIRONA Inc. |
1,723,996 | 100,077,968 | ||||||
Dexcom Inc.(a)(b) |
757,446 | 414,216,920 | ||||||
Edwards Lifesciences Corp.(a)(b) |
4,876,442 | 552,061,999 | ||||||
Hologic Inc.(a) |
1,991,824 | 147,016,529 | ||||||
IDEXX Laboratories Inc.(a) |
668,595 | 415,799,231 | ||||||
Intuitive Surgical Inc.(a) |
930,871 | 925,425,405 | ||||||
Medtronic PLC |
10,521,580 | 1,318,880,053 | ||||||
ResMed Inc. |
1,143,017 | 301,242,130 | ||||||
STERIS PLC |
783,885 | 160,132,028 | ||||||
Stryker Corp. |
2,626,620 | 692,692,226 | ||||||
Teleflex Inc. |
362,735 | 136,587,864 | ||||||
West Pharmaceutical Services Inc. |
579,095 | 245,848,991 |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Zimmer Biomet Holdings Inc. |
1,629,570 | $ | 238,503,865 | |||||
|
|
|||||||
10,811,170,934 | ||||||||
Health Care Providers & Services — 2.5% | ||||||||
AmerisourceBergen Corp. |
1,176,439 | 140,525,639 | ||||||
Anthem Inc. |
1,913,058 | 713,188,022 | ||||||
Cardinal Health Inc. |
2,307,937 | 114,150,564 | ||||||
Centene Corp.(a) |
4,581,314 | 285,461,675 | ||||||
Cigna Corp. |
2,658,064 | 532,038,090 | ||||||
CVS Health Corp. |
10,331,247 | 876,709,621 | ||||||
DaVita Inc.(a) |
509,828 | 59,272,603 | ||||||
HCA Healthcare Inc. |
1,925,687 | 467,402,749 | ||||||
Henry Schein Inc.(a)(b) |
1,082,520 | 82,444,723 | ||||||
Humana Inc. |
1,007,120 | 391,920,748 | ||||||
Laboratory Corp. of America Holdings(a) |
756,600 | 212,937,504 | ||||||
McKesson Corp. |
1,215,534 | 242,353,169 | ||||||
Quest Diagnostics Inc. |
960,143 | 139,518,379 | ||||||
UnitedHealth Group Inc. |
7,382,204 | 2,884,522,391 | ||||||
Universal Health Services Inc., Class B |
596,167 | 82,491,628 | ||||||
|
|
|||||||
7,224,937,505 | ||||||||
Health Care Technology — 0.1% | ||||||||
Cerner Corp. |
2,322,601 | 163,789,823 | ||||||
|
|
|||||||
Hotels, Restaurants & Leisure — 2.1% | ||||||||
Booking Holdings Inc.(a) |
321,615 | 763,472,200 | ||||||
Caesars Entertainment Inc.(a)(b) |
1,677,149 | 188,310,290 | ||||||
Carnival Corp.(a) |
6,314,543 | 157,926,720 | ||||||
Chipotle Mexican Grill Inc.(a)(b) |
220,660 | 401,053,963 | ||||||
Darden Restaurants Inc. |
1,021,476 | 154,722,970 | ||||||
Domino’s Pizza Inc. |
289,535 | 138,096,614 | ||||||
Expedia Group Inc.(a) |
1,141,686 | 187,122,335 | ||||||
Hilton Worldwide Holdings Inc.(a) |
2,183,966 | 288,523,748 | ||||||
Las Vegas Sands Corp.(a) |
2,701,561 | 98,877,133 | ||||||
Marriott International Inc./MD, Class A(a)(b) |
2,149,447 | 318,311,606 | ||||||
McDonald’s Corp. |
5,846,890 | 1,409,743,648 | ||||||
MGM Resorts International |
3,108,668 | 134,139,024 | ||||||
Norwegian Cruise Line Holdings Ltd.(a)(b) |
2,831,802 | 75,637,431 | ||||||
Penn National Gaming Inc.(a)(b) |
1,231,940 | 89,266,372 | ||||||
Royal Caribbean Cruises Ltd.(a) |
1,761,323 | 156,669,681 | ||||||
Starbucks Corp. |
9,231,308 | 1,018,305,586 | ||||||
Wynn Resorts Ltd.(a) |
804,391 | 68,172,137 | ||||||
Yum! Brands Inc. |
2,311,799 | 282,756,136 | ||||||
|
|
|||||||
5,931,107,594 | ||||||||
Household Durables — 0.4% | ||||||||
DR Horton Inc. |
2,544,563 | 213,666,955 | ||||||
Garmin Ltd. |
1,193,131 | 185,484,145 | ||||||
Leggett & Platt Inc. |
1,073,030 | 48,114,665 | ||||||
Lennar Corp., Class A |
2,140,445 | 200,516,888 | ||||||
Mohawk Industries Inc.(a) |
439,375 | 77,945,125 | ||||||
Newell Brands Inc. |
2,931,784 | 64,909,698 | ||||||
NVR Inc.(a)(b) |
26,335 | 126,252,097 | ||||||
PulteGroup Inc. |
2,031,785 | 93,299,567 | ||||||
Whirlpool Corp. |
497,830 | 101,487,624 | ||||||
|
|
|||||||
1,111,676,764 | ||||||||
Household Products — 1.3% | ||||||||
Church & Dwight Co. Inc. |
1,932,660 | 159,579,736 | ||||||
Clorox Co. (The) |
966,508 | 160,063,390 | ||||||
Colgate-Palmolive Co. |
6,610,040 | 499,586,823 | ||||||
Kimberly-Clark Corp. |
2,640,216 | 349,670,207 |
S C H E D U L E O F I N V E S T M E N T S |
13 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Household Products (continued) | ||||||||
Procter & Gamble Co. (The) |
19,004,749 | $ | 2,656,863,910 | |||||
|
|
|||||||
3,825,764,066 | ||||||||
Independent Power and Renewable Electricity Producers — 0.0% | ||||||||
AES Corp. (The) |
5,203,017 | 118,784,878 | ||||||
|
|
|||||||
Industrial Conglomerates — 1.1% | ||||||||
3M Co. |
4,528,638 | 794,413,678 | ||||||
General Electric Co. |
8,603,792 | 886,448,690 | ||||||
Honeywell International Inc. |
5,405,288 | 1,147,434,536 | ||||||
Roper Technologies Inc. |
823,836 | 367,537,955 | ||||||
|
|
|||||||
3,195,834,859 | ||||||||
Insurance — 1.9% | ||||||||
Aflac Inc. |
4,849,157 | 252,786,554 | ||||||
Allstate Corp. (The) |
2,323,363 | 295,787,344 | ||||||
American International Group Inc. |
6,674,540 | 366,365,501 | ||||||
Aon PLC, Class A |
1,769,597 | 505,697,735 | ||||||
Arthur J Gallagher & Co. |
1,609,443 | 239,243,702 | ||||||
Assurant Inc. |
457,936 | 72,239,404 | ||||||
Brown & Brown Inc. |
1,836,694 | 101,844,682 | ||||||
Chubb Ltd. |
3,431,105 | 595,228,095 | ||||||
Cincinnati Financial Corp. |
1,180,371 | 134,821,976 | ||||||
Everest Re Group Ltd. |
307,430 | 77,097,295 | ||||||
Globe Life Inc. |
726,867 | 64,712,969 | ||||||
Hartford Financial Services Group Inc. (The) |
2,728,204 | 191,656,331 | ||||||
Lincoln National Corp. |
1,389,822 | 95,550,262 | ||||||
Loews Corp. |
1,597,117 | 86,132,520 | ||||||
Marsh & McLennan Companies Inc. |
3,962,461 | 600,035,469 | ||||||
MetLife Inc. |
5,674,482 | 350,285,774 | ||||||
Principal Financial Group Inc. |
1,951,144 | 125,653,674 | ||||||
Progressive Corp. (The) |
4,579,806 | 413,968,664 | ||||||
Prudential Financial Inc. |
3,039,600 | 319,765,920 | ||||||
Travelers Companies Inc. (The) |
1,946,439 | 295,878,192 | ||||||
W R Berkley Corp. |
1,082,785 | 79,238,206 | ||||||
Willis Towers Watson PLC |
1,015,623 | 236,091,723 | ||||||
|
|
|||||||
5,500,081,992 | ||||||||
Interactive Media & Services — 6.7% | ||||||||
Alphabet Inc., Class A(a) |
2,357,274 | 6,302,219,184 | ||||||
Alphabet Inc., Class C, NVS(a) |
2,205,810 | 5,879,167,451 | ||||||
Facebook Inc., Class A(a) |
18,663,365 | 6,334,159,447 | ||||||
Match Group Inc.(a)(b) |
2,175,316 | 341,502,859 | ||||||
Twitter Inc.(a)(b) |
6,258,525 | 377,952,325 | ||||||
|
|
|||||||
19,235,001,266 | ||||||||
Internet & Direct Marketing Retail — 4.1% | ||||||||
Amazon.com Inc.(a) |
3,409,961 | 11,201,858,284 | ||||||
eBay Inc. |
5,089,487 | 354,584,559 | ||||||
Etsy Inc.(a)(b) |
988,221 | 205,510,439 | ||||||
|
|
|||||||
11,761,953,282 | ||||||||
IT Services — 4.9% | ||||||||
Accenture PLC, Class A |
4,964,784 | 1,588,333,697 | ||||||
Akamai Technologies Inc.(a)(b) |
1,281,305 | 134,011,690 | ||||||
Automatic Data Processing Inc. |
3,308,977 | 661,530,682 | ||||||
Broadridge Financial Solutions Inc. |
902,973 | 150,471,421 | ||||||
Cognizant Technology Solutions Corp., Class A |
4,096,609 | 304,009,354 | ||||||
DXC Technology Co.(a) |
2,026,344 | 68,105,422 | ||||||
Fidelity National Information Services Inc. |
4,849,613 | 590,100,910 | ||||||
Fiserv Inc.(a)(b) |
4,674,805 | 507,216,342 | ||||||
FleetCor Technologies Inc.(a)(b) |
649,045 | 169,575,987 | ||||||
Gartner Inc.(a) |
657,425 | 199,778,309 | ||||||
Global Payments Inc. |
2,307,214 | 363,570,782 |
Security | Shares | Value | ||||||
IT Services (continued) | ||||||||
International Business Machines Corp. |
7,017,511 | $ | 974,942,803 | |||||
Jack Henry & Associates Inc. |
581,414 | 95,386,781 | ||||||
Mastercard Inc., Class A |
6,820,346 | 2,371,297,897 | ||||||
Paychex Inc. |
2,502,045 | 281,354,960 | ||||||
PayPal Holdings Inc.(a) |
9,199,586 | 2,393,824,273 | ||||||
VeriSign Inc.(a) |
764,955 | 156,823,425 | ||||||
Visa Inc., Class A(b) |
13,212,819 | 2,943,155,432 | ||||||
Western Union Co. (The) |
3,157,575 | 63,846,167 | ||||||
|
|
|||||||
14,017,336,334 | ||||||||
Leisure Products — 0.0% | ||||||||
Hasbro Inc. |
999,345 | 89,161,561 | ||||||
|
|
|||||||
Life Sciences Tools & Services — 1.4% | ||||||||
Agilent Technologies Inc. |
2,385,080 | 375,721,653 | ||||||
Bio-Rad Laboratories Inc., Class A(a) |
165,759 | 123,647,926 | ||||||
Bio-Techne Corp. |
304,467 | 147,535,574 | ||||||
Charles River Laboratories International Inc.(a)(b) |
391,578 | 161,592,493 | ||||||
Illumina Inc.(a) |
1,148,602 | 465,884,457 | ||||||
IQVIA Holdings Inc.(a) |
1,495,588 | 358,253,150 | ||||||
Mettler-Toledo International Inc.(a)(b) |
180,334 | 248,384,838 | ||||||
PerkinElmer Inc. |
884,716 | 153,312,436 | ||||||
Thermo Fisher Scientific Inc.(b) |
3,080,240 | 1,759,833,519 | ||||||
Waters Corp.(a)(b) |
477,627 | 170,656,127 | ||||||
|
|
|||||||
3,964,822,173 | ||||||||
Machinery — 1.5% | ||||||||
Caterpillar Inc. |
4,290,411 | 823,630,200 | ||||||
Cummins Inc. |
1,128,415 | 253,396,872 | ||||||
Deere & Co. |
2,222,044 | 744,540,283 | ||||||
Dover Corp. |
1,131,287 | 175,915,128 | ||||||
Fortive Corp. |
2,816,149 | 198,735,635 | ||||||
IDEX Corp. |
592,630 | 122,644,778 | ||||||
Illinois Tool Works Inc. |
2,243,924 | 463,662,016 | ||||||
Ingersoll Rand Inc.(a)(b) |
3,183,926 | 160,501,710 | ||||||
Otis Worldwide Corp. |
3,353,649 | 275,938,240 | ||||||
PACCAR Inc. |
2,705,239 | 213,497,462 | ||||||
Parker-Hannifin Corp. |
1,010,385 | 282,523,854 | ||||||
Pentair PLC |
1,312,003 | 95,290,778 | ||||||
Snap-on Inc. |
424,953 | 88,793,929 | ||||||
Stanley Black & Decker Inc. |
1,280,528 | 224,489,364 | ||||||
Westinghouse Air Brake Technologies Corp. |
1,485,334 | 128,050,644 | ||||||
Xylem Inc./NY |
1,416,451 | 175,186,660 | ||||||
|
|
|||||||
4,426,797,553 | ||||||||
Media — 1.2% | ||||||||
Charter Communications Inc., Class A(a)(b) |
992,717 | 722,261,180 | ||||||
Comcast Corp., Class A |
35,859,834 | 2,005,640,516 | ||||||
Discovery Inc., Class A(a)(b) |
1,278,743 | 32,454,497 | ||||||
Discovery Inc., Class C, NVS(a)(b) |
2,375,576 | 57,655,230 | ||||||
DISH Network Corp., Class A(a)(b) |
1,949,003 | 84,703,670 | ||||||
Fox Corp., Class A, NVS |
2,526,765 | 101,348,544 | ||||||
Fox Corp., Class B |
1,159,372 | 43,035,889 | ||||||
Interpublic Group of Companies Inc. (The) |
3,045,936 | 111,694,473 | ||||||
News Corp., Class A, NVS |
3,140,205 | 73,889,024 | ||||||
News Corp., Class B |
871,796 | 20,251,821 | ||||||
Omnicom Group Inc. |
1,699,043 | 123,112,656 | ||||||
ViacomCBS Inc., Class B, NVS |
4,759,180 | 188,035,202 | ||||||
|
|
|||||||
3,564,082,702 | ||||||||
Metals & Mining — 0.3% | ||||||||
Freeport-McMoRan Inc. |
11,493,650 | 373,888,434 | ||||||
Newmont Corp. |
6,246,076 | 339,161,927 |
14 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Metals & Mining (continued) | ||||||||
Nucor Corp. |
2,307,983 | $ | 227,313,246 | |||||
|
|
|||||||
940,363,607 | ||||||||
Multi-Utilities — 0.7% | ||||||||
Ameren Corp. |
1,993,479 | 161,471,799 | ||||||
CenterPoint Energy Inc. |
4,680,961 | 115,151,641 | ||||||
CMS Energy Corp. |
2,281,667 | 136,283,970 | ||||||
Consolidated Edison Inc. |
2,776,799 | 201,567,839 | ||||||
Dominion Energy Inc. |
6,329,705 | 462,195,059 | ||||||
DTE Energy Co. |
1,516,912 | 169,454,240 | ||||||
NiSource Inc. |
3,109,161 | 75,334,971 | ||||||
Public Service Enterprise Group Inc. |
3,936,350 | 239,723,715 | ||||||
Sempra Energy |
2,491,752 | 315,206,628 | ||||||
WEC Energy Group Inc. |
2,485,667 | 219,235,829 | ||||||
|
|
|||||||
2,095,625,691 | ||||||||
Multiline Retail — 0.5% | ||||||||
Dollar General Corp. |
1,856,290 | 393,793,361 | ||||||
Dollar Tree Inc.(a)(b) |
1,822,881 | 174,486,169 | ||||||
Target Corp. |
3,873,291 | 886,092,782 | ||||||
|
|
|||||||
1,454,372,312 | ||||||||
Oil, Gas & Consumable Fuels — 2.5% | ||||||||
APA Corp. |
2,971,019 | 63,668,937 | ||||||
Cabot Oil & Gas Corp. |
3,164,603 | 68,861,761 | ||||||
Chevron Corp. |
15,140,875 | 1,536,041,769 | ||||||
ConocoPhillips |
10,475,689 | 709,937,444 | ||||||
Devon Energy Corp. |
4,947,440 | 175,683,594 | ||||||
Diamondback Energy Inc. |
1,337,500 | 126,621,125 | ||||||
EOG Resources Inc. |
4,566,231 | 366,531,362 | ||||||
Exxon Mobil Corp. |
33,145,226 | 1,949,602,193 | ||||||
Hess Corp. |
2,129,801 | 166,358,756 | ||||||
Kinder Morgan Inc. |
15,182,008 | 253,994,994 | ||||||
Marathon Oil Corp. |
6,246,749 | 85,393,059 | ||||||
Marathon Petroleum Corp. |
4,996,684 | 308,845,038 | ||||||
Occidental Petroleum Corp. |
6,970,404 | 206,184,550 | ||||||
ONEOK Inc. |
3,488,760 | 202,313,192 | ||||||
Phillips 66 |
3,429,017 | 240,134,061 | ||||||
Pioneer Natural Resources Co. |
1,782,839 | 296,860,522 | ||||||
Valero Energy Corp. |
3,196,928 | 225,607,209 | ||||||
Williams Companies Inc. (The) |
9,569,175 | 248,224,400 | ||||||
|
|
|||||||
7,230,863,966 | ||||||||
Personal Products — 0.2% | ||||||||
Estee Lauder Companies Inc. (The), Class A |
1,813,317 | 543,868,168 | ||||||
|
|
|||||||
Pharmaceuticals — 3.6% | ||||||||
Bristol-Myers Squibb Co. |
17,397,377 | 1,029,402,797 | ||||||
Catalent Inc.(a) |
1,338,777 | 178,151,055 | ||||||
Eli Lilly & Co. |
6,216,088 | 1,436,227,133 | ||||||
Johnson & Johnson |
20,610,100 | 3,328,531,150 | ||||||
Merck & Co. Inc. |
19,817,375 | 1,488,483,036 | ||||||
Organon & Co. |
2,000,633 | 65,600,756 | ||||||
Pfizer Inc. |
43,895,839 | 1,887,960,036 | ||||||
Viatris Inc. |
9,423,806 | 127,692,571 | ||||||
Zoetis Inc. |
3,709,714 | 720,203,876 | ||||||
|
|
|||||||
10,262,252,410 | ||||||||
Professional Services — 0.4% | ||||||||
Equifax Inc. |
953,814 | 241,715,544 | ||||||
IHS Markit Ltd. |
3,132,412 | 365,301,887 | ||||||
Jacobs Engineering Group Inc. |
1,026,236 | 136,007,057 | ||||||
Leidos Holdings Inc. |
1,112,312 | 106,926,553 | ||||||
Nielsen Holdings PLC |
2,870,300 | 55,081,057 |
Security | Shares | Value | ||||||
Professional Services (continued) | ||||||||
Robert Half International Inc. |
879,897 | $ | 88,280,066 | |||||
Verisk Analytics Inc. |
1,267,970 | 253,936,352 | ||||||
|
|
|||||||
1,247,248,516 | ||||||||
Real Estate Management & Development — 0.1% | ||||||||
CBRE Group Inc., Class A(a) |
2,626,034 | 255,670,670 | ||||||
|
|
|||||||
Road & Rail — 0.9% | ||||||||
CSX Corp. |
17,613,052 | 523,812,166 | ||||||
JB Hunt Transport Services Inc. |
661,224 | 110,569,877 | ||||||
Kansas City Southern |
716,367 | 193,877,565 | ||||||
Norfolk Southern Corp. |
1,928,499 | 461,393,386 | ||||||
Old Dominion Freight Line Inc.(b) |
735,523 | 210,344,868 | ||||||
Union Pacific Corp. |
5,105,512 | 1,000,731,407 | ||||||
|
|
|||||||
2,500,729,269 | ||||||||
Semiconductors & Semiconductor Equipment — 5.6% | ||||||||
Advanced Micro Devices Inc.(a) |
9,492,579 | 976,786,379 | ||||||
Analog Devices Inc. |
4,222,413 | 707,169,729 | ||||||
Applied Materials Inc. |
7,155,654 | 921,147,339 | ||||||
Broadcom Inc. |
3,212,080 | 1,557,633,954 | ||||||
Enphase Energy Inc.(a)(b) |
1,047,110 | 157,035,087 | ||||||
Intel Corp. |
31,762,910 | 1,692,327,845 | ||||||
KLA Corp. |
1,195,773 | 399,998,026 | ||||||
Lam Research Corp. |
1,115,686 | 634,992,687 | ||||||
Microchip Technology Inc. |
2,145,550 | 329,320,470 | ||||||
Micron Technology Inc. |
8,813,784 | 625,602,388 | ||||||
Monolithic Power Systems Inc. |
335,025 | 162,379,917 | ||||||
NVIDIA Corp. |
19,510,316 | 4,041,757,063 | ||||||
NXP Semiconductors NV(b) |
2,083,321 | 408,060,084 | ||||||
Qorvo Inc.(a) |
866,812 | 144,922,298 | ||||||
QUALCOMM Inc. |
8,831,228 | 1,139,051,788 | ||||||
Skyworks Solutions Inc. |
1,292,558 | 212,987,707 | ||||||
Teradyne Inc. |
1,291,246 | 140,965,326 | ||||||
Texas Instruments Inc. |
7,227,710 | 1,389,238,139 | ||||||
Xilinx Inc. |
1,932,229 | 291,747,257 | ||||||
|
|
|||||||
15,933,123,483 | ||||||||
Software — 9.3% | ||||||||
Adobe Inc.(a) |
3,729,875 | 2,147,363,635 | ||||||
ANSYS Inc.(a)(b) |
679,432 | 231,312,624 | ||||||
Autodesk Inc.(a)(b) |
1,721,124 | 490,812,931 | ||||||
Cadence Design Systems Inc.(a) |
2,166,921 | 328,158,516 | ||||||
Ceridian HCM Holding Inc.(a)(b) |
1,059,762 | 119,350,397 | ||||||
Citrix Systems Inc. |
970,685 | 104,222,449 | ||||||
Fortinet Inc.(a) |
1,060,733 | 309,776,465 | ||||||
Intuit Inc. |
2,139,343 | 1,154,196,942 | ||||||
Microsoft Corp. |
58,835,405 | 16,586,877,378 | ||||||
NortonLifeLock Inc. |
4,590,533 | 116,140,485 | ||||||
Oracle Corp. |
12,896,864 | 1,123,703,760 | ||||||
Paycom Software Inc.(a)(b) |
377,850 | 187,319,138 | ||||||
PTC Inc.(a) |
820,875 | 98,332,616 | ||||||
salesforce.com Inc.(a) |
7,606,177 | 2,062,947,326 | ||||||
ServiceNow Inc.(a)(b) |
1,550,864 | 965,056,141 | ||||||
Synopsys Inc.(a) |
1,191,998 | 356,896,121 | ||||||
Tyler Technologies Inc.(a) |
315,592 | 144,746,271 | ||||||
|
|
|||||||
26,527,213,195 | ||||||||
Specialty Retail — 2.2% | ||||||||
Advance Auto Parts Inc. |
514,125 | 107,395,571 | ||||||
AutoZone Inc.(a)(b) |
167,998 | 285,258,924 | ||||||
Bath & Body Works Inc. |
2,080,099 | 131,108,640 | ||||||
Best Buy Co. Inc. |
1,779,235 | 188,082,932 |
S C H E D U L E O F I N V E S T M E N T S |
15 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Specialty Retail (continued) | ||||||||
CarMax Inc.(a)(b) |
1,277,004 | $ | 163,405,432 | |||||
Gap Inc. (The) |
1,579,944 | 35,864,729 | ||||||
Home Depot Inc. (The) |
8,324,332 | 2,732,545,222 | ||||||
Lowe’s Companies Inc. |
5,534,338 | 1,122,695,807 | ||||||
O’Reilly Automotive Inc.(a) |
537,177 | 328,247,378 | ||||||
Ross Stores Inc. |
2,795,978 | 304,342,205 | ||||||
TJX Companies Inc. (The) |
9,445,747 | 623,230,387 | ||||||
Tractor Supply Co. |
886,900 | 179,694,809 | ||||||
Ulta Beauty Inc.(a)(b) |
430,333 | 155,315,786 | ||||||
|
|
|||||||
6,357,187,822 | ||||||||
Technology Hardware, Storage & Peripherals — 6.4% | ||||||||
Apple Inc. |
122,946,583 | 17,396,941,495 | ||||||
Hewlett Packard Enterprise Co. |
10,086,280 | 143,729,490 | ||||||
HP Inc. |
9,440,428 | 258,290,110 | ||||||
NetApp Inc. |
1,739,482 | 156,135,904 | ||||||
Seagate Technology Holdings PLC |
1,645,336 | 135,773,127 | ||||||
Western Digital Corp.(a) |
2,379,173 | 134,280,524 | ||||||
|
|
|||||||
18,225,150,650 | ||||||||
Textiles, Apparel & Luxury Goods — 0.7% | ||||||||
Hanesbrands Inc. |
2,708,231 | 46,473,244 | ||||||
Nike Inc., Class B |
10,006,346 | 1,453,221,630 | ||||||
PVH Corp.(a) |
569,381 | 58,526,673 | ||||||
Ralph Lauren Corp. |
369,955 | 41,079,803 | ||||||
Tapestry Inc. |
2,174,252 | 80,490,809 | ||||||
Under Armour Inc., Class A(a)(b) |
1,508,777 | 30,447,120 | ||||||
Under Armour Inc., Class C, NVS(a) |
1,690,965 | 29,625,707 | ||||||
VF Corp. |
2,570,768 | 172,215,748 | ||||||
|
|
|||||||
1,912,080,734 | ||||||||
Tobacco — 0.6% | ||||||||
Altria Group Inc. |
14,418,593 | 656,334,353 | ||||||
Philip Morris International Inc. |
12,202,069 | 1,156,634,121 | ||||||
|
|
|||||||
1,812,968,474 | ||||||||
Trading Companies & Distributors — 0.2% | ||||||||
Fastenal Co. |
4,482,089 | 231,320,613 |
Security | Shares | Value | ||||||
Trading Companies & Distributors (continued) | ||||||||
United Rentals Inc.(a) |
566,668 | $ | 198,860,801 | |||||
WW Grainger Inc. |
345,162 | 135,669,376 | ||||||
|
|
|||||||
565,850,790 | ||||||||
Water Utilities — 0.1% | ||||||||
American Water Works Co. Inc. |
1,415,641 | 239,299,955 | ||||||
|
|
|||||||
Wireless Telecommunication Services — 0.2% | ||||||||
T-Mobile U.S. Inc.(a)(b) |
4,592,166 | 586,695,128 | ||||||
|
|
|||||||
Total
Common Stocks — 99.8% |
|
286,067,326,072 | ||||||
|
|
|||||||
Short-Term Investments |
||||||||
Money Market Funds — 0.5% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.05%(c)(d)(e) |
959,330,208 | 959,809,873 | ||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(d) |
441,020,000 | 441,020,000 | ||||||
|
|
|||||||
1,400,829,873 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 0.5% |
|
1,400,829,873 | ||||||
|
|
|||||||
Total
Investments in Securities — 100.3% |
|
287,468,155,945 | ||||||
Other Assets, Less Liabilities — (0.3)% |
(758,653,767 | ) | ||||||
|
|
|||||||
Net Assets — 100.0% |
$ | 286,709,502,178 | ||||||
|
|
(a) |
Non-income producing security. |
(b) |
All or a portion of this security is on loan. |
(c) |
Affiliate of the Fund. |
(d) |
Annualized 7-day yield as of period end. |
(e) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||
|
BlackRock Cash Funds: Institutional, SL Agency Shares |
$ | 1,546,440,574 | $ | — | $ | (586,532,139 | )(a) | $ | 96,814 | $ | (195,376 | ) | $ | 959,809,873 | 959,330,208 | $ | 880,678 | (b) | $ | — | |||||||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
211,170,000 | 229,850,000 | (a) | — | — | — | 441,020,000 | 441,020,000 | 17,494 | — | ||||||||||||||||||||||||||||||||
BlackRock Inc. |
834,197,931 | 110,765,483 | (98,503,774 | ) | 46,111,201 | 46,821,450 | 939,392,291 | 1,120,111 | 9,270,859 | — | ||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||
$ | 46,208,015 | $ | 46,626,074 | $ | 2,340,222,164 | $ | 10,169,031 | $ | — | |||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
Represents net amount purchased (sold). |
(b) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
16 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P 500 ETF |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||
Description | Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ Unrealized Appreciation (Depreciation) |
||||||||||||
|
||||||||||||||||
Long Contracts |
||||||||||||||||
S&P 500 E-Mini Index |
2,964 | 12/17/21 | $ | 636,927 | $ | (23,928,279 | ) | |||||||||
|
|
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 23,928,279 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | 67,692,260 | ||
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (28,082,829 | ) | |
|
|
Average Quarterly Balances of Outstanding Derivative Financial Instruments
|
||||
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 558,429,763 | ||
|
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 286,067,326,072 | $ | — | $ | — | $ | 286,067,326,072 | ||||||||
Money Market Funds |
1,400,829,873 | — | — | 1,400,829,873 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 287,468,155,945 | $ | — | $ | — | $ | 287,468,155,945 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(a) |
||||||||||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
$ | (23,928,279 | ) | $ | — | $ | — | $ | (23,928,279 | ) | ||||||
|
|
|
|
|
|
|
|
(a) |
Derivative financial instruments are futures contracts. Futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
S C H E D U L E O F I N V E S T M E N T S |
17 |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks |
||||||||
Aerospace & Defense — 1.1% | ||||||||
Axon Enterprise Inc.(a)(b) |
1,757,708 | $ | 307,634,054 | |||||
Curtiss-Wright Corp. |
1,094,190 | 138,064,894 | ||||||
Hexcel Corp.(a) |
2,244,076 | 133,275,674 | ||||||
Mercury Systems Inc.(a)(b) |
1,503,055 | 71,274,868 | ||||||
|
|
|||||||
650,249,490 | ||||||||
Air Freight & Logistics — 0.3% | ||||||||
GXO Logistics Inc.(a)(b) |
2,638,285 | 206,947,075 | ||||||
|
|
|||||||
Airlines — 0.2% | ||||||||
JetBlue Airways Corp.(a)(b) |
8,511,323 | 130,138,129 | ||||||
|
|
|||||||
Auto Components — 1.7% | ||||||||
Adient PLC(a)(b) |
2,535,558 | 105,098,879 | ||||||
Dana Inc. |
3,928,212 | 87,363,435 | ||||||
Fox Factory Holding Corp.(a)(b) |
1,126,815 | 162,869,840 | ||||||
Gentex Corp. |
6,417,230 | 211,640,246 | ||||||
Goodyear Tire & Rubber Co. (The)(a) |
7,567,839 | 133,950,750 | ||||||
Lear Corp. |
1,604,365 | 251,051,035 | ||||||
Visteon Corp.(a)(b) |
757,834 | 71,531,951 | ||||||
|
|
|||||||
1,023,506,136 | ||||||||
Automobiles — 0.5% | ||||||||
Harley-Davidson Inc. |
4,135,665 | 151,406,696 | ||||||
Thor Industries Inc. |
1,481,774 | 181,902,576 | ||||||
|
|
|||||||
333,309,272 | ||||||||
Banks — 7.1% | ||||||||
Associated Banc-Corp. |
4,128,081 | 88,423,495 | ||||||
BancorpSouth Bank |
2,588,376 | 77,081,837 | ||||||
Bank of Hawaii Corp. |
1,094,208 | 89,911,071 | ||||||
Bank OZK |
3,282,147 | 141,066,678 | ||||||
Cathay General Bancorp |
2,111,789 | 87,406,947 | ||||||
CIT Group Inc. |
2,668,475 | 138,627,276 | ||||||
Commerce Bancshares Inc.(b) |
2,858,842 | 199,204,111 | ||||||
Cullen/Frost Bankers Inc. |
1,524,512 | 180,837,614 | ||||||
East West Bancorp. Inc. |
3,797,128 | 294,429,305 | ||||||
First Financial Bankshares Inc. |
3,447,888 | 158,430,454 | ||||||
First Horizon Corp. |
14,701,975 | 239,495,173 | ||||||
FNB Corp. |
8,610,376 | 100,052,569 | ||||||
Fulton Financial Corp. |
4,410,254 | 67,388,681 | ||||||
Glacier Bancorp. Inc. |
2,903,460 | 160,706,511 | ||||||
Hancock Whitney Corp. |
2,342,776 | 110,391,605 | ||||||
Home BancShares Inc./AR |
4,078,689 | 95,971,552 | ||||||
International Bancshares Corp. |
1,441,870 | 60,039,467 | ||||||
PacWest Bancorp |
3,155,125 | 142,990,265 | ||||||
Pinnacle Financial Partners Inc. |
2,046,645 | 192,548,362 | ||||||
Prosperity Bancshares Inc. |
2,502,177 | 177,979,850 | ||||||
Signature Bank/New York NY |
1,622,844 | 441,867,964 | ||||||
Sterling Bancorp./DE |
5,186,348 | 129,451,246 | ||||||
Synovus Financial Corp. |
3,942,060 | 173,017,013 | ||||||
Texas Capital Bancshares Inc.(a) |
1,367,693 | 82,088,934 | ||||||
UMB Financial Corp. |
1,158,682 | 112,056,136 | ||||||
Umpqua Holdings Corp. |
5,931,686 | 120,116,642 | ||||||
United Bankshares Inc./WV |
3,484,968 | 126,783,136 | ||||||
Valley National Bancorp |
10,941,913 | 145,636,862 | ||||||
Webster Financial Corp. |
2,442,781 | 133,033,853 | ||||||
Wintrust Financial Corp. |
1,538,976 | 123,687,501 | ||||||
|
|
|||||||
4,390,722,110 | ||||||||
Beverages — 0.2% | ||||||||
Boston
Beer Co. Inc. (The), Class A, |
252,517 | 128,720,541 | ||||||
|
|
Security | Shares | Value | ||||||
Biotechnology — 1.7% | ||||||||
Arrowhead Pharmaceuticals Inc.(a)(b) |
2,790,316 | $ | 174,199,428 | |||||
Emergent BioSolutions Inc.(a)(b) |
1,294,599 | 64,820,572 | ||||||
Exelixis Inc.(a) |
8,431,754 | 178,247,279 | ||||||
Halozyme Therapeutics Inc.(a)(b) |
3,809,354 | 154,964,521 | ||||||
Neurocrine Biosciences Inc.(a)(b) |
2,533,045 | 242,944,346 | ||||||
United Therapeutics Corp.(a) |
1,201,459 | 221,765,302 | ||||||
|
|
|||||||
1,036,941,448 | ||||||||
Building Products — 2.4% | ||||||||
Builders FirstSource Inc.(a)(b) |
5,545,575 | 286,928,050 | ||||||
Carlisle Companies Inc. |
1,395,064 | 277,324,773 | ||||||
Lennox International Inc. |
915,133 | 269,204,675 | ||||||
Owens Corning |
2,760,104 | 235,988,892 | ||||||
Simpson Manufacturing Co. Inc. |
1,172,484 | 125,420,613 | ||||||
Trex Co. Inc.(a)(b) |
3,087,014 | 314,659,337 | ||||||
|
|
|||||||
1,509,526,340 | ||||||||
Capital Markets — 2.7% | ||||||||
Affiliated Managers Group Inc.(b) |
1,109,613 | 167,651,428 | ||||||
Evercore Inc., Class A |
1,064,012 | 142,226,484 | ||||||
FactSet Research Systems Inc. |
1,011,122 | 399,170,743 | ||||||
Federated Hermes Inc. |
2,636,268 | 85,678,710 | ||||||
Interactive Brokers Group Inc., Class A |
2,351,594 | 146,598,370 | ||||||
Janus Henderson Group PLC |
4,582,223 | 189,383,277 | ||||||
Jefferies Financial Group Inc. |
5,317,764 | 197,448,577 | ||||||
SEI Investments Co. |
2,883,554 | 170,994,752 | ||||||
Stifel Financial Corp. |
2,818,754 | 191,562,522 | ||||||
|
|
|||||||
1,690,714,863 | ||||||||
Chemicals — 2.5% | ||||||||
Ashland Global Holdings Inc. |
1,523,671 | 135,789,559 | ||||||
Avient Corp. |
2,443,415 | 113,252,285 | ||||||
Cabot Corp. |
1,518,121 | 76,088,225 | ||||||
Chemours Co. (The) |
4,439,674 | 129,016,926 | ||||||
Ingevity Corp.(a)(b) |
1,069,862 | 76,356,051 | ||||||
Minerals Technologies Inc.(b) |
910,750 | 63,606,780 | ||||||
NewMarket Corp. |
193,030 | 65,392,773 | ||||||
Olin Corp. |
3,878,356 | 187,130,677 | ||||||
RPM International Inc. |
3,485,152 | 270,622,053 | ||||||
Scotts Miracle-Gro Co. (The) |
1,095,396 | 160,322,159 | ||||||
Sensient Technologies Corp. |
1,128,231 | 102,759,279 | ||||||
Valvoline Inc. |
4,861,031 | 151,566,947 | ||||||
|
|
|||||||
1,531,903,714 | ||||||||
Commercial Services & Supplies — 1.7% | ||||||||
Brink’s Co. (The)(b) |
1,332,601 | 84,353,643 | ||||||
Clean Harbors Inc.(a) |
1,339,522 | 139,136,150 | ||||||
Herman Miller Inc. |
2,015,602 | 75,907,571 | ||||||
IAA Inc.(a)(b) |
3,619,634 | 197,523,427 | ||||||
KAR Auction Services Inc.(a) |
3,239,182 | 53,090,193 | ||||||
MSA Safety Inc. |
975,435 | 142,120,880 | ||||||
Stericycle Inc.(a)(b) |
2,458,321 | 167,092,078 | ||||||
Tetra Tech Inc. |
1,447,119 | 216,112,752 | ||||||
|
|
|||||||
1,075,336,694 | ||||||||
Communications Equipment — 0.9% | ||||||||
Ciena Corp.(a)(b) |
4,142,079 | 212,695,757 | ||||||
Lumentum Holdings Inc.(a)(b) |
2,040,035 | 170,424,524 | ||||||
NetScout Systems Inc.(a)(b) |
2,007,985 | 54,115,196 | ||||||
Viasat Inc.(a)(b) |
1,977,023 | 108,874,656 | ||||||
|
|
|||||||
546,110,133 | ||||||||
Construction & Engineering — 1.3% | ||||||||
AECOM(a)(b) |
3,855,576 | 243,479,624 |
18 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Construction & Engineering (continued) | ||||||||
Dycom Industries Inc.(a)(b) |
826,577 | $ | 58,885,345 | |||||
EMCOR Group Inc. |
1,438,633 | 165,989,476 | ||||||
Fluor Corp.(a)(b) |
3,836,710 | 61,272,259 | ||||||
MasTec Inc.(a)(b) |
1,536,737 | 132,589,668 | ||||||
Valmont Industries Inc. |
572,207 | 134,537,310 | ||||||
|
|
|||||||
796,753,682 | ||||||||
Construction Materials — 0.2% | ||||||||
Eagle Materials Inc. |
1,120,903 | 147,017,637 | ||||||
|
|
|||||||
Consumer Finance — 0.7% | ||||||||
FirstCash Inc. |
1,091,451 | 95,501,962 | ||||||
LendingTree Inc.(a)(b) |
306,464 | 42,852,861 | ||||||
Navient Corp. |
4,522,198 | 89,222,967 | ||||||
PROG Holdings Inc. |
1,793,621 | 75,350,018 | ||||||
SLM Corp. |
8,242,443 | 145,066,997 | ||||||
|
|
|||||||
447,994,805 | ||||||||
Containers & Packaging — 0.8% | ||||||||
AptarGroup Inc. |
1,765,285 | 210,686,765 | ||||||
Greif Inc., Class A, NVS |
713,034 | 46,061,996 | ||||||
Silgan Holdings Inc. |
2,245,716 | 86,145,666 | ||||||
Sonoco Products Co. |
2,631,499 | 156,784,710 | ||||||
|
|
|||||||
499,679,137 | ||||||||
Diversified Consumer Services — 0.9% | ||||||||
Graham Holdings Co., Class B |
108,776 | 64,086,468 | ||||||
Grand Canyon Education Inc.(a)(b) |
1,215,895 | 106,950,124 | ||||||
H&R Block Inc. |
4,807,251 | 120,181,275 | ||||||
Service Corp. International |
4,500,415 | 271,195,008 | ||||||
|
|
|||||||
562,412,875 | ||||||||
Diversified Telecommunication Services — 0.2% | ||||||||
Iridium Communications Inc.(a)(b) |
3,551,249 | 141,517,273 | ||||||
|
|
|||||||
Electric Utilities — 1.0% | ||||||||
ALLETE Inc. |
1,413,878 | 84,154,019 | ||||||
Hawaiian Electric Industries Inc. |
2,950,764 | 120,479,694 | ||||||
IDACORP Inc. |
1,362,745 | 140,880,578 | ||||||
OGE Energy Corp. |
5,375,775 | 177,185,544 | ||||||
PNM Resources Inc. |
2,297,234 | 113,667,138 | ||||||
|
|
|||||||
636,366,973 | ||||||||
Electrical Equipment — 1.7% | ||||||||
Acuity Brands Inc. |
955,666 | 165,683,815 | ||||||
EnerSys |
1,137,732 | 84,692,770 | ||||||
Hubbell Inc. |
1,455,391 | 262,945,492 | ||||||
nVent Electric PLC |
4,499,104 | 145,456,032 | ||||||
Regal Beloit Corp. |
1,089,186 | 163,748,223 | ||||||
Sunrun Inc.(a)(b) |
5,511,454 | 242,503,976 | ||||||
|
|
|||||||
1,065,030,308 | ||||||||
Electronic Equipment, Instruments & Components — 3.2% | ||||||||
Arrow Electronics Inc.(a) |
1,928,729 | 216,576,979 | ||||||
Avnet Inc. |
2,681,035 | 99,117,864 | ||||||
Belden Inc.(b) |
1,213,905 | 70,722,105 | ||||||
Cognex Corp. |
4,729,269 | 379,381,959 | ||||||
Coherent Inc.(a) |
660,699 | 165,234,213 | ||||||
II-VI Inc.(a)(b) |
2,818,377 | 167,298,859 | ||||||
Jabil Inc. |
3,916,334 | 228,596,416 | ||||||
Littelfuse Inc. |
662,446 | 181,026,619 | ||||||
National Instruments Corp. |
3,574,243 | 140,217,553 | ||||||
SYNNEX Corp. |
1,119,071 | 116,495,291 | ||||||
Vishay Intertechnology Inc. |
3,585,804 | 72,038,802 |
Security | Shares | Value | ||||||
Electronic Equipment, Instruments & Components (continued) | ||||||||
Vontier Corp.(b) |
4,544,318 | $ | 152,689,085 | |||||
|
|
|||||||
1,989,395,745 | ||||||||
Energy Equipment & Services — 0.4% | ||||||||
ChampionX Corp.(a)(b) |
5,428,507 | 121,381,417 | ||||||
NOV Inc.(a) |
10,507,750 | 137,756,602 | ||||||
|
|
|||||||
259,138,019 | ||||||||
Entertainment — 0.1% | ||||||||
World Wrestling Entertainment Inc., Class A(b) |
1,223,879 | 68,855,433 | ||||||
|
|
|||||||
Equity Real Estate Investment Trusts (REITs) — 9.2% | ||||||||
American Campus Communities Inc. |
3,735,791 | 180,999,074 | ||||||
Apartment Income REIT Corp. |
4,200,856 | 205,043,781 | ||||||
Brixmor Property Group Inc. |
7,975,499 | 176,338,283 | ||||||
Camden Property Trust |
2,691,719 | 396,947,801 | ||||||
CoreSite Realty Corp. |
1,183,072 | 163,902,795 | ||||||
Corporate Office Properties Trust |
3,006,457 | 81,114,210 | ||||||
Cousins Properties Inc. |
3,979,389 | 148,391,416 | ||||||
CyrusOne Inc. |
3,319,157 | 256,935,943 | ||||||
Douglas Emmett Inc. |
4,696,217 | 148,447,419 | ||||||
EastGroup Properties Inc. |
1,085,091 | 180,808,713 | ||||||
EPR Properties |
2,002,005 | 98,859,007 | ||||||
First Industrial Realty Trust Inc. |
3,467,878 | 180,607,086 | ||||||
Healthcare Realty Trust Inc. |
3,928,891 | 117,002,374 | ||||||
Highwoods Properties Inc. |
2,812,723 | 123,366,031 | ||||||
Hudson Pacific Properties Inc. |
4,080,817 | 107,203,063 | ||||||
JBG SMITH Properties |
3,107,434 | 92,011,121 | ||||||
Kilroy Realty Corp. |
2,814,680 | 186,359,963 | ||||||
Lamar Advertising Co., Class A |
2,322,068 | 263,438,615 | ||||||
Life Storage Inc. |
2,100,579 | 241,020,434 | ||||||
Macerich Co. (The) |
5,720,462 | 95,588,920 | ||||||
Medical Properties Trust Inc. |
15,942,907 | 319,974,143 | ||||||
National Retail Properties Inc. |
4,699,609 | 202,976,113 | ||||||
National Storage Affiliates Trust |
2,201,240 | 116,203,460 | ||||||
Omega Healthcare Investors Inc. |
6,415,098 | 192,196,336 | ||||||
Park Hotels & Resorts Inc.(a) |
6,383,838 | 122,186,659 | ||||||
Pebblebrook Hotel Trust(b) |
3,516,244 | 78,799,028 | ||||||
Physicians Realty Trust |
5,838,545 | 102,875,163 | ||||||
PotlatchDeltic Corp. |
1,794,349 | 92,552,521 | ||||||
PS Business Parks Inc. |
538,112 | 84,343,675 | ||||||
Rayonier Inc. |
3,795,344 | 135,417,874 | ||||||
Rexford Industrial Realty Inc. |
3,686,377 | 209,201,895 | ||||||
Sabra Health Care REIT Inc. |
5,952,307 | 87,617,959 | ||||||
SL Green Realty Corp. |
1,812,826 | 128,420,594 | ||||||
Spirit Realty Capital Inc. |
3,187,614 | 146,757,749 | ||||||
STORE Capital Corp. |
6,544,148 | 209,609,060 | ||||||
Urban Edge Properties |
2,946,873 | 53,957,245 | ||||||
|
|
|||||||
5,727,475,523 | ||||||||
Food & Staples Retailing — 1.1% | ||||||||
BJ’s Wholesale Club Holdings Inc.(a)(b) |
3,682,810 | 202,259,925 | ||||||
Casey’s General Stores Inc. |
990,883 | 186,731,901 | ||||||
Grocery Outlet Holding Corp.(a)(b) |
2,369,830 | 51,117,233 | ||||||
Performance Food Group Co.(a)(b) |
4,127,101 | 191,745,113 | ||||||
Sprouts Farmers Market Inc.(a)(b) |
3,094,656 | 71,703,180 | ||||||
|
|
|||||||
703,557,352 | ||||||||
Food Products — 1.8% | ||||||||
Darling Ingredients Inc.(a) |
4,350,372 | 312,791,747 | ||||||
Flowers Foods Inc. |
5,372,851 | 126,960,469 | ||||||
Hain Celestial Group Inc. (The)(a)(b) |
2,262,490 | 96,789,322 | ||||||
Ingredion Inc. |
1,793,280 | 159,619,853 |
S C H E D U L E O F I N V E S T M E N T S |
19 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Food Products (continued) | ||||||||
Lancaster Colony Corp. |
532,608 | $ | 89,909,556 | |||||
Pilgrim’s Pride Corp.(a)(b) |
1,308,813 | 38,060,282 | ||||||
Post Holdings Inc.(a)(b) |
1,568,611 | 172,798,188 | ||||||
Sanderson Farms Inc. |
567,739 | 106,848,480 | ||||||
Tootsie Roll Industries Inc. |
469,120 | 14,275,322 | ||||||
|
|
|||||||
1,118,053,219 | ||||||||
Gas Utilities — 1.2% | ||||||||
National Fuel Gas Co. |
2,452,730 | 128,817,380 | ||||||
New Jersey Resources Corp. |
2,607,218 | 90,757,259 | ||||||
ONE Gas Inc. |
1,431,866 | 90,737,348 | ||||||
Southwest Gas Holdings Inc. |
1,589,731 | 106,321,209 | ||||||
Spire Inc. |
1,398,221 | 85,543,161 | ||||||
UGI Corp. |
5,596,134 | 238,507,231 | ||||||
|
|
|||||||
740,683,588 | ||||||||
Health Care Equipment & Supplies — 3.9% | ||||||||
Envista Holdings Corp.(a)(b) |
4,330,662 | 181,064,978 | ||||||
Globus Medical Inc., Class A(a) |
2,095,651 | 160,568,780 | ||||||
Haemonetics Corp.(a) |
1,363,962 | 96,282,078 | ||||||
Hill-Rom Holdings Inc. |
1,767,546 | 265,131,900 | ||||||
ICU Medical Inc.(a) |
537,974 | 125,552,372 | ||||||
Integra LifeSciences Holdings Corp.(a)(b) |
1,956,716 | 133,995,912 | ||||||
LivaNova PLC(a)(b) |
1,428,869 | 113,152,136 | ||||||
Masimo Corp.(a)(b) |
1,355,630 | 366,982,597 | ||||||
Neogen Corp.(a)(b) |
2,876,438 | 124,923,702 | ||||||
NuVasive Inc.(a)(b) |
1,382,723 | 82,755,972 | ||||||
Penumbra Inc.(a)(b) |
920,285 | 245,255,952 | ||||||
Quidel Corp.(a)(b) |
1,013,954 | 143,119,607 | ||||||
STAAR Surgical Co.(a)(b) |
1,268,473 | 163,036,835 | ||||||
Tandem Diabetes Care Inc.(a)(b) |
1,687,161 | 201,413,280 | ||||||
|
|
|||||||
2,403,236,101 | ||||||||
Health Care Providers & Services — 3.1% | ||||||||
Acadia Healthcare Co. Inc.(a)(b) |
2,415,132 | 154,037,119 | ||||||
Amedisys Inc.(a) |
873,338 | 130,214,696 | ||||||
Chemed Corp. |
422,470 | 196,499,246 | ||||||
Encompass Health Corp. |
2,663,056 | 199,835,722 | ||||||
HealthEquity Inc.(a)(b) |
2,231,770 | 144,529,425 | ||||||
LHC Group Inc.(a)(b) |
854,260 | 134,041,937 | ||||||
Molina Healthcare Inc.(a)(b) |
1,565,779 | 424,811,500 | ||||||
Option Care Health Inc.(a)(b) |
3,715,700 | 90,142,882 | ||||||
Patterson Companies Inc. |
2,335,765 | 70,399,957 | ||||||
Progyny Inc.(a)(b) |
1,842,210 | 103,163,760 | ||||||
R1 RCM Inc.(a)(b) |
3,582,472 | 78,850,209 | ||||||
Tenet Healthcare Corp.(a)(b) |
2,865,120 | 190,358,573 | ||||||
|
|
|||||||
1,916,885,026 | ||||||||
Hotels, Restaurants & Leisure — 3.1% | ||||||||
Boyd Gaming Corp.(a) |
2,200,098 | 139,178,199 | ||||||
Choice Hotels International Inc. |
878,430 | 111,007,199 | ||||||
Churchill Downs Inc. |
931,034 | 223,522,643 | ||||||
Cracker Barrel Old Country Store Inc. |
638,752 | 89,323,080 | ||||||
Jack in the Box Inc. |
580,014 | 56,452,763 | ||||||
Marriott Vacations Worldwide Corp. |
1,142,985 | 179,825,830 | ||||||
Papa John’s International Inc. |
870,932 | 110,599,655 | ||||||
Scientific Games Corp./DE, Class A(a)(b) |
2,391,657 | 198,674,947 | ||||||
Six Flags Entertainment Corp.(a) |
2,075,537 | 88,210,322 | ||||||
Texas Roadhouse Inc. |
1,868,886 | 170,685,358 | ||||||
Travel + Leisure Co. |
2,323,772 | 126,715,287 | ||||||
Wendy’s Co. (The) |
4,770,035 | 103,414,359 | ||||||
Wingstop Inc.(b) |
801,742 | 131,429,566 |
Security | Shares | Value | ||||||
Hotels, Restaurants & Leisure (continued) | ||||||||
Wyndham Hotels & Resorts Inc. |
2,511,606 | $ | 193,870,867 | |||||
|
|
|||||||
1,922,910,075 | ||||||||
Household Durables — 1.6% | ||||||||
Helen of Troy Ltd.(a)(b) |
648,052 | 145,604,323 | ||||||
KB Home |
2,420,832 | 94,218,782 | ||||||
Taylor Morrison Home Corp.(a)(b) |
3,353,153 | 86,444,284 | ||||||
Tempur Sealy International Inc. |
5,258,912 | 244,066,106 | ||||||
Toll Brothers Inc. |
3,114,525 | 172,202,087 | ||||||
TopBuild Corp.(a)(b) |
885,441 | 181,347,171 | ||||||
TRI Pointe Homes Inc.(a) |
3,084,587 | 64,838,019 | ||||||
|
|
|||||||
988,720,772 | ||||||||
Household Products — 0.1% | ||||||||
Energizer Holdings Inc. |
1,705,744 | 66,609,303 | ||||||
|
|
|||||||
Insurance — 3.6% | ||||||||
Alleghany Corp.(a) |
372,485 | 232,583,359 | ||||||
American Financial Group Inc./OH |
1,776,860 | 223,582,294 | ||||||
Brighthouse Financial Inc.(a)(b) |
2,242,749 | 101,439,537 | ||||||
CNO Financial Group Inc. |
3,449,399 | 81,198,852 | ||||||
First American Financial Corp. |
2,947,435 | 197,625,517 | ||||||
Hanover Insurance Group Inc. (The) |
962,600 | 124,772,212 | ||||||
Kemper Corp. |
1,611,153 | 107,608,909 | ||||||
Kinsale Capital Group Inc.(b) |
578,549 | 93,551,373 | ||||||
Mercury General Corp. |
717,448 | 39,940,330 | ||||||
Old Republic International Corp. |
7,652,653 | 177,005,864 | ||||||
Primerica Inc. |
1,060,728 | 162,959,643 | ||||||
Reinsurance Group of America Inc. |
1,827,961 | 203,378,941 | ||||||
RenaissanceRe Holdings Ltd. |
1,264,080 | 176,212,752 | ||||||
RLI Corp. |
1,072,586 | 107,548,198 | ||||||
Selective Insurance Group Inc. |
1,620,245 | 122,377,105 | ||||||
Unum Group |
2,228,128 | 55,836,888 | ||||||
|
|
|||||||
2,207,621,774 | ||||||||
Interactive Media & Services — 0.3% | ||||||||
TripAdvisor Inc.(a) |
2,661,299 | 90,084,971 | ||||||
Yelp Inc.(a)(b) |
1,874,561 | 69,808,652 | ||||||
|
|
|||||||
159,893,623 | ||||||||
IT Services — 1.8% | ||||||||
Alliance Data Systems Corp. |
1,334,920 | 134,680,079 | ||||||
Concentrix Corp.(a)(b) |
1,150,620 | 203,659,740 | ||||||
Genpact Ltd. |
4,622,509 | 219,615,403 | ||||||
LiveRamp Holdings Inc.(a)(b) |
1,835,369 | 86,684,478 | ||||||
Maximus Inc. |
1,657,019 | 137,863,981 | ||||||
Sabre Corp.(a) |
8,707,230 | 103,093,603 | ||||||
WEX Inc.(a)(b) |
1,203,066 | 211,908,045 | ||||||
|
|
|||||||
1,097,505,329 | ||||||||
Leisure Products — 1.4% | ||||||||
Brunswick Corp./DE |
2,081,280 | 198,283,546 | ||||||
Callaway Golf Co.(a) |
3,135,061 | 86,621,735 | ||||||
Mattel Inc.(a)(b) |
9,371,764 | 173,939,940 | ||||||
Polaris Inc. |
1,529,552 | 183,026,192 | ||||||
YETI Holdings Inc.(a)(b) |
2,348,265 | 201,222,828 | ||||||
|
|
|||||||
843,094,241 | ||||||||
Life Sciences Tools & Services — 1.3% | ||||||||
Medpace Holdings Inc.(a)(b) |
766,911 | 145,160,914 | ||||||
Repligen Corp.(a)(b) |
1,368,368 | 395,444,668 | ||||||
Syneos Health Inc.(a)(b) |
2,769,551 | 242,280,322 | ||||||
|
|
|||||||
782,885,904 |
20 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Machinery — 5.0% | ||||||||
AGCO Corp. |
1,654,415 | $ | 202,715,470 | |||||
Colfax Corp.(a)(b) |
3,466,678 | 159,120,520 | ||||||
Crane Co. |
1,345,044 | 127,523,622 | ||||||
Donaldson Co. Inc. |
3,372,652 | 193,623,951 | ||||||
Flowserve Corp. |
3,515,892 | 121,895,976 | ||||||
Graco Inc. |
4,542,859 | 317,863,844 | ||||||
ITT Inc. |
2,312,264 | 198,484,742 | ||||||
Kennametal Inc. |
2,237,816 | 76,600,442 | ||||||
Lincoln Electric Holdings Inc. |
1,589,391 | 204,697,667 | ||||||
Middleby Corp. (The)(a)(b) |
1,488,764 | 253,849,150 | ||||||
Nordson Corp. |
1,446,824 | 344,561,135 | ||||||
Oshkosh Corp. |
1,836,929 | 188,046,422 | ||||||
Terex Corp. |
1,868,076 | 78,646,000 | ||||||
Timken Co. (The) |
1,863,665 | 121,920,964 | ||||||
Toro Co. (The) |
2,865,361 | 279,114,815 | ||||||
Trinity Industries Inc. |
2,252,996 | 61,213,901 | ||||||
Woodward Inc. |
1,708,180 | 193,365,976 | ||||||
|
|
|||||||
3,123,244,597 | ||||||||
Marine — 0.1% | ||||||||
Kirby Corp.(a)(b) |
1,608,713 | 77,153,875 | ||||||
|
|
|||||||
Media — 1.0% | ||||||||
Cable One Inc. |
132,508 | 240,254,230 | ||||||
John Wiley & Sons Inc., Class A |
1,179,880 | 61,601,535 | ||||||
New York Times Co. (The), Class A |
4,486,929 | 221,070,992 | ||||||
TEGNA Inc. |
5,916,972 | 116,682,688 | ||||||
|
|
|||||||
639,609,445 | ||||||||
Metals & Mining — 2.1% | ||||||||
Cleveland-Cliffs Inc.(a)(b) |
12,170,858 | 241,104,697 | ||||||
Commercial Metals Co. |
3,227,310 | 98,303,863 | ||||||
Compass Minerals International Inc. |
923,377 | 59,465,479 | ||||||
Reliance Steel & Aluminum Co. |
1,699,020 | 241,974,428 | ||||||
Royal Gold Inc. |
1,761,910 | 168,244,786 | ||||||
Steel Dynamics Inc. |
5,189,627 | 303,489,387 | ||||||
United States Steel Corp.(b) |
7,254,457 | 159,380,420 | ||||||
Worthington Industries Inc. |
900,843 | 47,474,426 | ||||||
|
|
|||||||
1,319,437,486 | ||||||||
Multi-Utilities — 0.6% | ||||||||
Black Hills Corp. |
1,698,940 | 106,625,474 | ||||||
MDU Resources Group Inc. |
5,417,728 | 160,743,990 | ||||||
NorthWestern Corp. |
1,389,673 | 79,628,263 | ||||||
|
|
|||||||
346,997,727 | ||||||||
Multiline Retail — 0.6% | ||||||||
Kohl’s Corp. |
4,195,707 | 197,575,843 | ||||||
Nordstrom Inc.(a)(b) |
2,976,868 | 78,738,158 | ||||||
Ollie’s Bargain Outlet Holdings Inc.(a)(b) |
1,624,938 | 97,951,263 | ||||||
|
|
|||||||
374,265,264 | ||||||||
Oil, Gas & Consumable Fuels — 2.2% | ||||||||
Antero Midstream Corp. |
8,779,615 | 91,483,588 | ||||||
Cimarex Energy Co. |
2,761,095 | 240,767,484 | ||||||
CNX Resources Corp.(a)(b) |
5,903,055 | 74,496,554 | ||||||
DTE Midstream LLC(a) |
2,592,401 | 119,872,622 | ||||||
EQT Corp.(a) |
8,103,653 | 165,800,741 | ||||||
Equitrans Midstream Corp. |
10,881,180 | 110,335,165 | ||||||
HollyFrontier Corp. |
4,021,456 | 133,230,837 | ||||||
Murphy Oil Corp. |
3,927,178 | 98,061,635 | ||||||
Targa Resources Corp. |
6,140,139 | 302,156,240 | ||||||
|
|
|||||||
1,336,204,866 |
Security | Shares | Value | ||||||
Paper & Forest Products — 0.3% | ||||||||
Louisiana-Pacific Corp. |
2,560,813 | $ | 157,157,094 | |||||
|
|
|||||||
Personal Products — 0.2% | ||||||||
Coty Inc., Class A(a) |
8,976,852 | 70,558,057 | ||||||
Nu Skin Enterprises Inc., Class A |
1,361,402 | 55,095,939 | ||||||
|
|
|||||||
125,653,996 | ||||||||
Pharmaceuticals — 0.8% | ||||||||
Jazz Pharmaceuticals PLC(a)(b) |
1,636,548 | 213,094,915 | ||||||
Nektar Therapeutics(a)(b) |
4,936,076 | 88,651,925 | ||||||
Perrigo Co. PLC |
3,578,653 | 169,377,647 | ||||||
|
|
|||||||
471,124,487 | ||||||||
Professional Services — 1.6% | ||||||||
ASGN Inc.(a)(b) |
1,415,776 | 160,180,897 | ||||||
CACI International Inc., Class A(a)(b) |
630,305 | 165,202,940 | ||||||
FTI Consulting Inc.(a)(b) |
925,224 | 124,627,673 | ||||||
Insperity Inc. |
960,825 | 106,401,761 | ||||||
KBR Inc. |
3,767,851 | 148,453,329 | ||||||
ManpowerGroup Inc. |
1,451,455 | 157,163,547 | ||||||
Science Applications International Corp. |
1,563,901 | 133,807,370 | ||||||
|
|
|||||||
995,837,517 | ||||||||
Real Estate Management & Development — 0.5% | ||||||||
Jones Lang LaSalle Inc.(a) |
1,356,954 | 336,646,718 | ||||||
|
|
|||||||
Road & Rail — 1.8% | ||||||||
Avis Budget Group Inc.(a)(b) |
1,264,444 | 147,320,370 | ||||||
Knight-Swift Transportation Holdings Inc. |
4,442,072 | 227,211,983 | ||||||
Landstar System Inc. |
1,024,389 | 161,669,072 | ||||||
Ryder System Inc. |
1,439,167 | 119,033,503 | ||||||
Saia Inc.(a)(b) |
704,816 | 167,767,353 | ||||||
Werner Enterprises Inc. |
1,654,457 | 73,242,811 | ||||||
XPO Logistics Inc.(a)(b) |
2,638,285 | 209,954,720 | ||||||
|
|
|||||||
1,106,199,812 | ||||||||
Semiconductors & Semiconductor Equipment — 3.6% | ||||||||
Amkor Technology Inc. |
2,707,180 | 67,544,141 | ||||||
Brooks Automation Inc. |
1,996,247 | 204,315,881 | ||||||
Cirrus Logic Inc.(a)(b) |
1,550,024 | 127,644,476 | ||||||
CMC Materials Inc. |
788,468 | 97,162,912 | ||||||
First Solar Inc.(a)(b) |
2,655,391 | 253,483,625 | ||||||
Lattice Semiconductor Corp.(a)(b) |
3,650,119 | 235,980,193 | ||||||
MKS Instruments Inc. |
1,484,080 | 223,962,513 | ||||||
Semtech Corp.(a)(b) |
1,747,523 | 136,254,368 | ||||||
Silicon Laboratories Inc.(a)(b) |
1,087,022 | 152,357,004 | ||||||
SolarEdge Technologies Inc.(a)(b) |
1,398,920 | 371,021,562 | ||||||
Synaptics Inc.(a)(b) |
946,810 | 170,170,161 | ||||||
Universal Display Corp. |
1,160,199 | 198,347,621 | ||||||
|
|
|||||||
2,238,244,457 | ||||||||
Software — 4.6% | ||||||||
ACI Worldwide Inc.(a)(b) |
3,172,142 | 97,479,924 | ||||||
Aspen Technology Inc.(a)(b) |
1,823,491 | 223,924,695 | ||||||
Blackbaud Inc.(a) |
1,135,221 | 79,862,797 | ||||||
CDK Global Inc. |
3,276,442 | 139,412,607 | ||||||
Cerence Inc.(a)(b) |
1,023,613 | 98,379,446 | ||||||
CommVault Systems Inc.(a)(b) |
1,235,501 | 93,045,580 | ||||||
Digital Turbine Inc.(a)(b) |
2,350,500 | 161,596,875 | ||||||
Envestnet Inc.(a)(b) |
904,255 | 72,557,421 | ||||||
Fair Isaac Corp.(a)(b) |
759,728 | 302,318,563 | ||||||
J2 Global Inc.(a)(b) |
1,294,956 | 176,916,889 | ||||||
Manhattan Associates Inc.(a)(b) |
1,702,632 | 260,553,775 | ||||||
Mimecast Ltd.(a)(b) |
1,636,234 | 104,064,482 |
S C H E D U L E O F I N V E S T M E N T S |
21 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
NCR Corp.(a)(b) |
3,536,404 | $ | 137,071,019 | |||||
Paylocity Holding Corp.(a)(b) |
1,052,136 | 295,018,934 | ||||||
Qualys Inc.(a)(b) |
903,830 | 100,587,241 | ||||||
SailPoint Technologies Holdings Inc.(a)(b) |
2,506,535 | 107,480,221 | ||||||
Teradata Corp.(a)(b) |
2,935,552 | 168,353,907 | ||||||
Wolfspeed Inc. |
3,101,029 | 250,346,071 | ||||||
|
|
|||||||
2,868,970,447 | ||||||||
Specialty Retail — 3.7% | ||||||||
American Eagle Outfitters Inc. |
4,098,755 | 105,747,879 | ||||||
AutoNation Inc.(a)(b) |
1,176,648 | 143,268,660 | ||||||
Dick’s Sporting Goods Inc. |
1,759,958 | 210,790,170 | ||||||
Five Below Inc.(a)(b) |
1,498,558 | 264,960,040 | ||||||
Foot Locker Inc. |
2,424,505 | 110,702,898 | ||||||
GameStop Corp., Class A(a)(b) |
1,664,215 | 292,019,806 | ||||||
Lithia Motors Inc. |
812,398 | 257,562,662 | ||||||
Murphy USA Inc. |
636,362 | 106,437,908 | ||||||
RH(a)(b) |
455,897 | 304,042,268 | ||||||
Urban Outfitters Inc.(a)(b) |
1,788,868 | 53,111,491 | ||||||
Victoria’s Secret & Co.(a) |
2,020,825 | 111,670,790 | ||||||
Williams-Sonoma Inc. |
2,010,437 | 356,510,793 | ||||||
|
|
|||||||
2,316,825,365 | ||||||||
Technology Hardware, Storage & Peripherals — 0.1% | ||||||||
Xerox Holdings Corp. |
3,716,353 | 74,958,840 | ||||||
|
|
|||||||
Textiles, Apparel & Luxury Goods — 1.7% | ||||||||
Capri Holdings Ltd.(a)(b) |
4,082,404 | 197,629,178 | ||||||
Carter’s Inc. |
1,184,072 | 115,139,161 | ||||||
Columbia Sportswear Co. |
945,192 | 90,587,201 | ||||||
Crocs Inc.(a)(b) |
1,675,057 | 240,337,178 | ||||||
Deckers Outdoor Corp.(a)(b) |
740,353 | 266,675,151 | ||||||
Skechers U.S.A. Inc., Class A(a)(b) |
3,610,210 | 152,062,045 | ||||||
|
|
|||||||
1,062,429,914 | ||||||||
Thrifts & Mortgage Finance — 0.8% | ||||||||
Essent Group Ltd. |
3,014,282 | 132,658,551 | ||||||
MGIC Investment Corp. |
9,145,605 | 136,818,251 | ||||||
New York Community Bancorp. Inc. |
12,513,718 | 161,051,550 | ||||||
Washington Federal Inc. |
1,841,838 | 63,193,462 | ||||||
|
|
|||||||
493,721,814 |
Security | Shares | Value | ||||||
|
||||||||
Trading Companies & Distributors — 0.9% | ||||||||
GATX Corp. |
950,101 | $ | 85,091,045 | |||||
MSC Industrial Direct Co. Inc., Class A |
1,257,690 | 100,854,161 | ||||||
Univar Solutions Inc.(a) |
4,574,068 | 108,954,300 | ||||||
Watsco Inc. |
882,411 | 233,503,599 | ||||||
|
|
|||||||
528,403,105 | ||||||||
Water Utilities — 0.5% | ||||||||
Essential Utilities Inc. |
5,985,317 | 275,803,407 | ||||||
|
|
|||||||
Wireless Telecommunication Services — 0.1% | ||||||||
Telephone and Data Systems Inc. |
2,686,920 | 52,394,940 | ||||||
|
|
|||||||
Total
Common Stocks — 99.8% |
61,868,704,835 | |||||||
|
|
|||||||
Short-Term Investments |
| |||||||
Money Market Funds — 3.8% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.05%(c)(d)(e) |
2,242,451,468 | 2,243,572,693 | ||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(d) |
110,470,000 | 110,470,000 | ||||||
|
|
|||||||
2,354,042,693 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 3.8% |
|
2,354,042,693 | ||||||
|
|
|||||||
Total
Investments in Securities — 103.6% |
|
64,222,747,528 | ||||||
Other Assets, Less Liabilities — (3.6)% |
|
(2,238,081,900 | ) | |||||
|
|
|||||||
Net Assets — 100.0% |
|
$ | 61,984,665,628 | |||||
|
|
(a) |
Non-income producing security. |
(b) |
All or a portion of this security is on loan. |
(c) |
Affiliate of the Fund. |
(d) |
Annualized 7-day yield as of period end. |
(e) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer |
Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|
||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares |
$ | 2,198,632,023 | $ | 45,190,258 | (a) | $ | — | $ | (48,923 | ) | $ | (200,665 | ) | $ | 2,243,572,693 | 2,242,451,468 | $ | 1,890,550 | (b) | $ | — | |||||||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
53,880,000 | 56,590,000 | (a) | — | — | — | 110,470,000 | 110,470,000 | 3,597 | — | ||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||
$ | (48,923 | ) | $ | (200,665 | ) | $ | 2,354,042,693 | $ | 1,894,147 | $ | — | |||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
Represents net amount purchased (sold). |
(b) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
22 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||
Description |
Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ Unrealized Appreciation (Depreciation) |
||||||||||||
|
||||||||||||||||
Long Contracts |
||||||||||||||||
S&P 400 E-Mini Index |
427 | 12/17/21 | $ | 112,438 | $ | (1,225,746 | ) | |||||||||
|
|
OTC Total Return Swaps
|
||||||||||||||||||||||||||||||||
Reference Entity |
Payment Frequency |
Counterparty(a) |
Termination Date |
Net Notional |
Accrued Unrealized Appreciation (Depreciation) |
Net Value of Reference Entity |
Gross Notional Amount Net Asset Percentage |
|||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||
|
Equity Securities Long |
Monthly | HSBC Bank PLC(b) | 02/10/23 | $ | 8,582 | $ | 244 | $ | 8,826 | 0.0% | (c) | ||||||||||||||||||||
Monthly | |
JPMorgan Chase Bank NA(d) |
|
02/08/23 | 9,105 | 33 | 9,138 | 0.0 | (c) | |||||||||||||||||||||||
|
|
|
|
|||||||||||||||||||||||||||||
$ | 277 | $ | 17,964 | |||||||||||||||||||||||||||||
|
|
|
|
(a) |
The Fund receives the total return on a portfolio of long positions underlying the total return swap. The Fund pays the total return on a portfolio of short positions underlying the total return swap. In addition, the Fund pays or receives a variable rate of interest, based on a specified benchmark. The benchmark and spread are determined based upon the country and/or currency of the individual underlying positions. |
(c) |
Rounds to less than 0.1%. |
The following are the specified benchmarks (plus or minus a range) used in determining the variable rate of interest:
(b) | (d) | |||
Range: | 20 basis points | 65 basis points | ||
Benchmarks: | USD - 1D Overnight Bank Funding Rate (OBFR01) | USD - 1D Overnight Bank Funding Rate (OBFR01) |
S C H E D U L E O F I N V E S T M E N T S |
23 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF |
The following table represents the individual long positions and related values of the equity securities underlying the total return swap with HSBC Bank PLC as of September 30, 2021 expiration 2/10/2023.
Shares | Value |
% of Basket Value |
||||||||||
|
||||||||||||
Reference Entity — Long |
||||||||||||
Software | ||||||||||||
Envestnet Inc.(a) |
110 | $ | 8,826 | 100.0% | ||||||||
|
|
|||||||||||
Net Value of Reference Entity — HSBC Bank PLC |
$ | 8,826 | ||||||||||
|
|
The following table represents the individual long positions and related values of the equity securities underlying the total return swap with JPMorgan Chase Bank NA as of September 30, 2021 expiration 2/8/2023.
Shares | Value |
% of Basket Value |
||||||||||
|
||||||||||||
Reference Entity — Long |
||||||||||||
Hotels, Restaurants & Leisure | ||||||||||||
Scientific Games Corp./DE(a) |
110 | $ | 9,138 | 100.0% | ||||||||
|
|
|||||||||||
Net Value of Reference Entity — JPMorgan Chase Bank NA |
|
$ | 9,138 | |||||||||
|
|
(a) |
Non-income producing security. |
Balances Reported in the Statements of Assets and Liabilities for Total Return Swaps
Premiums Paid |
Premiums Received |
Unrealized Appreciation |
Unrealized Depreciation |
|||||||||||||
Total Return Swaps |
$— | $— | $277 | $— |
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Assets — Derivative Financial Instruments |
||||
Swaps — OTC |
||||
Unrealized appreciation on OTC swaps; Swap premiums paid |
$ | 277 | ||
|
|
|||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 1,225,746 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | (412,720 | ) | |
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (952,784 | ) | |
Swaps |
277 | |||
|
|
|||
$ | (952,507 | ) | ||
|
|
24 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Mid-Cap ETF |
Average Quarterly Balances of Outstanding Derivative Financial Instruments
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 121,930,650 | ||
Total return swaps: |
||||
Average notional value |
$ | 5,896 |
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
Derivative Financial Instruments - Offsetting as of Period End
The Fund’s derivative assets and liabilities (by type) were as follows:
|
||||||||
Assets | Liabilities | |||||||
|
||||||||
Derivative Financial Instruments: |
||||||||
Futures contracts |
$ | — | $ | 1,225,746 | ||||
Swaps - OTC(a) |
277 | — | ||||||
|
|
|
|
|||||
Total derivative assets and liabilities in the Statement of Assets and Liabilities |
277 | 1,225,746 | ||||||
Derivatives not subject to a Master Netting Agreement or similar agreement (“MNA”) |
— | (1,225,746 | ) | |||||
|
|
|
|
|||||
Total derivative assets and liabilities subject to an MNA |
277 | — | ||||||
|
|
|
|
(a) |
Includes unrealized appreciation (depreciation) on OTC swaps and swap premiums (paid/received) in the Statements of Assets and Liabilities. |
The following table presents the Fund’s derivative assets by counterparty net of amounts available for offset under an MNA and net of the related collateral received by the Fund:
|
||||||||||||||||||||||||||||||||||||||||||||
Counterparty |
|
Derivative Assets Subject to an MNA by |
|
|
Derivatives Available |
|
|
Non-Cash Collateral |
|
|
Cash Collateral |
|
|
Net Amount of Derivative |
| |||||||||||||||||||||||||||||
Counterparty | for Offset(a) | Received | Received | Assets | (b) | |||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||
HSBC Bank PLC |
$ | 244 | $ | — | $ | — | $ | — | $ | 244 | ||||||||||||||||||||||||||||||||||
JPMorgan Chase Bank NA |
33 | — | — | — | 33 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
$ | 277 | $ | — | $ | — | $ | — | $ | 277 | |||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
The amount of derivatives available for offset is limited to the amount of derivative assets and/or liabilities that are subject to an MNA. |
(b) |
Net amount represents the net amount receivable from the counterparty in the event of default. |
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 61,868,704,835 | $ | — | $ | — | $ | 61,868,704,835 | ||||||||
Money Market Funds |
2,354,042,693 | — | — | 2,354,042,693 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 64,222,747,528 | $ | — | $ | — | $ | 64,222,747,528 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(a) |
||||||||||||||||
Assets |
||||||||||||||||
Swaps |
$ | — | $ | 277 | $ | — | $ | 277 | ||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
(1,225,746 | ) | — | — | (1,225,746 | ) | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | (1,225,746 | ) | $ | 277 | $ | — | $ | (1,225,469 | ) | |||||||
|
|
|
|
|
|
|
|
(a) |
Derivative financial instruments are swaps and futures contracts. Swaps and futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
S C H E D U L E O F I N V E S T M E N T S |
25 |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks |
||||||||
Aerospace & Defense — 1.1% | ||||||||
AAR Corp.(a)(b) |
2,215,446 | $ | 71,846,914 | |||||
Aerojet Rocketdyne Holdings Inc.(a) |
4,957,922 | 215,917,503 | ||||||
Aerovironment Inc.(a)(b)(c) |
1,533,984 | 132,413,499 | ||||||
Kaman Corp.(a) |
1,853,045 | 66,098,115 | ||||||
Moog Inc., Class A(a) |
1,948,873 | 148,562,589 | ||||||
National Presto Industries Inc. |
338,879 | 27,815,188 | ||||||
Park Aerospace Corp.(a) |
1,286,361 | 17,597,418 | ||||||
Triumph Group Inc.(a)(b) |
3,349,403 | 62,399,378 | ||||||
|
|
|||||||
742,650,604 | ||||||||
Air Freight & Logistics — 0.8% | ||||||||
Atlas Air Worldwide Holdings Inc.(a)(b)(c) |
1,796,922 | 146,772,589 | ||||||
Echo Global Logistics Inc.(a)(b) |
1,772,667 | 84,573,943 | ||||||
Forward Air Corp.(a) |
1,803,973 | 149,765,838 | ||||||
Hub Group Inc., Class A(a)(b)(c) |
2,243,928 | 154,270,050 | ||||||
|
|
|||||||
535,382,420 | ||||||||
Airlines — 0.6% | ||||||||
Allegiant Travel Co.(a)(b) |
1,005,796 | 196,613,002 | ||||||
Hawaiian Holdings Inc.(a)(b) |
3,408,754 | 73,833,612 | ||||||
SkyWest Inc.(a)(b) |
3,353,670 | 165,470,078 | ||||||
|
|
|||||||
435,916,692 | ||||||||
Auto Components — 1.3% | ||||||||
American Axle & Manufacturing Holdings Inc.(a)(b) |
7,591,811 | 66,883,855 | ||||||
Cooper-Standard Holdings Inc.(a)(b)(c) |
1,136,076 | 24,891,425 | ||||||
Dorman Products Inc.(a)(b)(c) |
1,906,875 | 180,523,856 | ||||||
Gentherm Inc.(a)(b)(c) |
2,207,041 | 178,615,828 | ||||||
LCI Industries(a) |
1,682,250 | 226,481,317 | ||||||
Motorcar Parts of America Inc.(a)(b)(c) |
1,278,477 | 24,930,302 | ||||||
Patrick Industries Inc.(a) |
1,496,960 | 124,696,768 | ||||||
Standard Motor Products Inc.(a) |
1,286,897 | 56,250,268 | ||||||
|
|
|||||||
883,273,619 | ||||||||
Automobiles — 0.2% | ||||||||
Winnebago Industries Inc.(a) |
2,236,560 | 162,038,772 | ||||||
|
|
|||||||
Banks — 9.8% | ||||||||
Allegiance Bancshares Inc.(a) |
1,230,943 | 46,960,475 | ||||||
Ameris Bancorp.(a) |
4,377,259 | 227,092,197 | ||||||
Banc of California Inc.(a) |
2,980,875 | 55,116,379 | ||||||
BancFirst Corp |
1,265,761 | 76,097,551 | ||||||
Bancorp. Inc. (The)(a)(b)(c) |
3,432,478 | 87,356,565 | ||||||
BankUnited Inc.(a) |
5,964,822 | 249,448,856 | ||||||
Banner Corp.(a) |
2,134,451 | 117,843,040 | ||||||
Berkshire Hills Bancorp. Inc.(a) |
3,205,139 | 86,474,650 | ||||||
Brookline Bancorp. Inc.(a) |
4,873,841 | 74,374,814 | ||||||
Cadence BanCorp.(a) |
8,061,095 | 177,021,646 | ||||||
Central Pacific Financial Corp.(a) |
1,578,223 | 40,528,767 | ||||||
City Holding Co.(a) |
990,496 | 77,169,543 | ||||||
Columbia Banking System Inc.(a) |
4,543,546 | 172,609,313 | ||||||
Community Bank System Inc.(a) |
3,466,101 | 237,150,630 | ||||||
Customers Bancorp. Inc.(a)(b)(c) |
1,969,434 | 84,725,051 | ||||||
CVB Financial Corp.(a) |
8,429,949 | 171,718,061 | ||||||
Dime Community Bancshares Inc.(a) |
2,236,376 | 73,040,040 | ||||||
Eagle Bancorp. Inc.(a) |
2,042,287 | 117,431,502 | ||||||
FB Financial Corp. |
2,364,672 | 101,397,135 | ||||||
First BanCorp./Puerto Rico(a) |
13,297,533 | 174,862,559 | ||||||
First Bancorp./Southern Pines NC(a) |
1,765,492 | 75,933,811 | ||||||
First Commonwealth Financial Corp.(a) |
5,918,082 | 80,663,458 | ||||||
First Financial Bancorp.(a) |
6,099,638 | 142,792,526 | ||||||
First Hawaiian Inc.(a) |
8,626,131 | 253,176,945 |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
First Midwest Bancorp. Inc.(a) |
7,273,440 | $ | 138,268,094 | |||||
Great Western Bancorp. Inc.(a) |
3,538,485 | 115,849,999 | ||||||
Hanmi Financial Corp.(a) |
1,899,259 | 38,099,136 | ||||||
Heritage Financial Corp./WA(a) |
2,253,700 | 57,469,350 | ||||||
Hilltop Holdings Inc |
3,945,048 | 128,884,718 | ||||||
Hope Bancorp Inc.(a) |
7,866,694 | 113,595,061 | ||||||
Independent Bank Corp.(a) |
2,117,569 | 161,252,879 | ||||||
Independent Bank Group Inc.(a) |
2,471,284 | 175,560,015 | ||||||
Investors Bancorp. Inc.(a) |
14,999,725 | 226,645,845 | ||||||
Lakeland Financial Corp.(a) |
1,619,457 | 115,370,117 | ||||||
National Bank Holdings Corp., Class A(a) |
2,018,150 | 81,694,712 | ||||||
NBT Bancorp. Inc.(a) |
2,781,815 | 100,479,158 | ||||||
OFG Bancorp.(a) |
3,272,857 | 82,541,454 | ||||||
Old National Bancorp./IN(a) |
10,498,936 | 177,956,965 | ||||||
Pacific Premier Bancorp. Inc.(a) |
6,246,131 | 258,839,669 | ||||||
Park National Corp.(a) |
967,910 | 118,036,624 | ||||||
Preferred Bank/Los Angeles CA(a) |
870,925 | 58,073,279 | ||||||
Renasant Corp.(a) |
3,644,699 | 131,391,399 | ||||||
S&T Bancorp. Inc.(a) |
2,452,451 | 72,273,731 | ||||||
Seacoast Banking Corp. of Florida(a)(c) |
3,577,174 | 120,944,253 | ||||||
ServisFirst Bancshares Inc.(a) |
3,247,271 | 252,637,684 | ||||||
Simmons First National Corp., Class A(a) |
6,814,852 | 201,447,025 | ||||||
Southside Bancshares Inc.(a) |
2,075,330 | 79,464,386 | ||||||
Tompkins Financial Corp.(a) |
794,610 | 64,291,895 | ||||||
Triumph Bancorp. Inc.(a)(b)(c) |
1,571,444 | 157,348,688 | ||||||
Trustmark Corp.(a) |
3,583,953 | 115,474,966 | ||||||
United Community Banks Inc./GA(a) |
5,453,966 | 178,999,164 | ||||||
Veritex Holdings Inc.(a) |
3,210,004 | 126,345,757 | ||||||
Westamerica Bancorp.(a) |
1,734,895 | 97,605,193 | ||||||
|
|
|||||||
6,747,826,730 | ||||||||
Beverages — 0.7% | ||||||||
Celsius Holdings Inc.(b)(c) |
2,528,294 | 227,774,007 | ||||||
Coca-Cola Consolidated Inc.(c) |
309,036 | 121,815,811 | ||||||
MGP Ingredients Inc.(c) |
833,303 | 54,248,025 | ||||||
National Beverage Corp. |
1,552,805 | 81,506,734 | ||||||
|
|
|||||||
485,344,577 | ||||||||
Biotechnology — 2.0% | ||||||||
Anika Therapeutics Inc.(a)(b)(c) |
964,555 | 41,051,461 | ||||||
Coherus Biosciences Inc.(a)(b)(c) |
4,225,585 | 67,905,151 | ||||||
Cytokinetics Inc.(a)(b)(c) |
5,565,289 | 198,903,429 | ||||||
Eagle Pharmaceuticals Inc./DE(a)(b)(c) |
770,709 | 42,990,148 | ||||||
Enanta Pharmaceuticals Inc.(a)(b)(c) |
1,197,638 | 68,037,815 | ||||||
Ligand Pharmaceuticals Inc.(a)(b)(c) |
1,110,138 | 154,664,426 | ||||||
Myriad Genetics Inc.(a)(b)(c) |
5,195,915 | 167,776,095 | ||||||
Organogenesis Holdings Inc., Class A(b)(c) |
4,206,451 | 59,899,862 | ||||||
REGENXBIO Inc.(a)(b)(c) |
2,495,549 | 104,613,414 | ||||||
Spectrum Pharmaceuticals Inc.(a)(b)(c) |
10,997,425 | 23,974,386 | ||||||
uniQure NV(a)(b)(c) |
2,392,262 | 76,576,307 | ||||||
Vanda Pharmaceuticals Inc.(a)(b)(c) |
3,703,708 | 63,481,555 | ||||||
Vericel Corp.(a)(b)(c) |
3,104,087 | 151,479,446 | ||||||
Xencor Inc.(a)(b)(c) |
3,882,488 | 126,802,058 | ||||||
|
|
|||||||
1,348,155,553 | ||||||||
Building Products — 1.8% | ||||||||
AAON Inc.(a)(c) |
2,755,885 | 180,069,526 | ||||||
American Woodmark Corp.(a)(b)(c) |
1,118,430 | 73,111,769 | ||||||
Apogee Enterprises Inc.(a) |
1,699,289 | 64,165,153 | ||||||
Gibraltar Industries Inc.(a)(b)(c) |
2,172,465 | 151,312,187 | ||||||
Griffon Corp.(a) |
3,169,157 | 77,961,262 | ||||||
Insteel Industries Inc.(a)(c) |
1,294,548 | 49,257,551 |
26 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Building Products (continued) | ||||||||
PGT Innovations Inc.(a)(b)(c) |
3,966,599 | $ | 75,762,041 | |||||
Quanex Building Products Corp.(a)(c) |
2,246,609 | 48,099,899 | ||||||
Resideo Technologies Inc.(a)(b)(c) |
9,597,879 | 237,931,420 | ||||||
UFP Industries Inc.(a) |
4,117,312 | 279,894,870 | ||||||
|
|
|||||||
1,237,565,678 | ||||||||
Capital Markets — 1.0% | ||||||||
B. Riley Financial Inc. |
1,064,794 | 62,865,438 | ||||||
Blucora Inc.(a)(b) |
3,254,710 | 50,740,929 | ||||||
BrightSphere Investment Group Inc.(c) |
3,963,559 | 103,567,797 | ||||||
Donnelley Financial Solutions Inc.(a)(b)(c) |
1,968,664 | 68,155,148 | ||||||
Greenhill & Co. Inc.(a) |
959,733 | 14,031,296 | ||||||
Piper Sandler Cos.(a) |
951,403 | 131,731,259 | ||||||
StoneX Group Inc.(a)(b)(c) |
1,121,298 | 73,893,538 | ||||||
Virtus Investment Partners Inc.(a) |
474,672 | 147,300,215 | ||||||
WisdomTree Investments Inc.(a) |
7,271,225 | 41,227,846 | ||||||
|
|
|||||||
693,513,466 | ||||||||
Chemicals — 2.9% | ||||||||
AdvanSix Inc.(a)(b) |
1,871,763 | 74,402,579 | ||||||
American Vanguard Corp.(a) |
1,796,502 | 27,037,355 | ||||||
Balchem Corp.(a) |
2,154,868 | 312,606,701 | ||||||
Ferro Corp.(a)(b)(c) |
5,505,437 | 111,980,589 | ||||||
FutureFuel Corp. |
1,726,653 | 12,311,036 | ||||||
GCP Applied Technologies Inc.(b)(c) |
3,570,882 | 78,273,733 | ||||||
Hawkins Inc.(a) |
1,262,440 | 44,033,907 | ||||||
HB Fuller Co.(a) |
3,497,088 | 225,772,001 | ||||||
Innospec Inc.(a) |
1,640,348 | 138,150,109 | ||||||
Koppers Holdings Inc.(a)(b)(c) |
1,426,960 | 44,606,770 | ||||||
Kraton Corp.(a)(b) |
2,140,043 | 97,671,563 | ||||||
Livent Corp.(a)(b)(c) |
10,753,460 | 248,512,461 | ||||||
Quaker Chemical Corp.(c) |
892,591 | 212,186,732 | ||||||
Rayonier Advanced Materials Inc.(a)(b)(c) |
4,262,215 | 31,966,612 | ||||||
Stepan Co.(a) |
1,420,762 | 160,460,860 | ||||||
Tredegar Corp.(a) |
1,714,104 | 20,877,787 | ||||||
Trinseo SA(a)(c) |
2,584,683 | 139,521,188 | ||||||
|
|
|||||||
1,980,371,983 | ||||||||
Commercial Services & Supplies — 2.0% | ||||||||
ABM Industries Inc.(a) |
4,468,801 | 201,140,733 | ||||||
Brady Corp., Class A, NVS |
3,230,100 | 163,766,070 | ||||||
CoreCivic Inc.(a)(b) |
8,007,065 | 71,262,878 | ||||||
Deluxe Corp.(a) |
2,832,155 | 101,646,043 | ||||||
Harsco Corp.(a)(b)(c) |
5,271,470 | 89,351,416 | ||||||
Healthcare Services Group Inc.(a) |
4,969,779 | 124,194,777 | ||||||
HNI Corp.(a) |
2,920,687 | 107,247,627 | ||||||
Interface Inc.(a)(c) |
3,931,164 | 59,557,135 | ||||||
Matthews International Corp., Class A(a) |
2,104,410 | 73,001,983 | ||||||
Pitney Bowes Inc.(a) |
10,693,304 | 77,098,722 | ||||||
U.S. Ecology Inc.(a)(b) |
2,097,636 | 67,858,525 | ||||||
UniFirst Corp./MA(a) |
1,014,640 | 215,732,757 | ||||||
Viad Corp.(a)(b)(c) |
1,364,149 | 61,946,006 | ||||||
|
|
|||||||
1,413,804,672 | ||||||||
Communications Equipment — 1.0% | ||||||||
ADTRAN Inc.(a) |
3,232,613 | 60,643,820 | ||||||
Applied Optoelectronics Inc.(a)(b)(c) |
1,695,639 | 12,174,688 | ||||||
CalAmp Corp.(a)(b)(c) |
2,359,561 | 23,477,632 | ||||||
Comtech Telecommunications Corp.(a) |
1,743,254 | 44,644,735 | ||||||
Digi International Inc.(a)(b)(c) |
2,281,081 | 47,948,323 | ||||||
Extreme Networks Inc.(b)(c) |
5,838,562 | 57,509,836 | ||||||
Harmonic Inc.(a)(b)(c) |
6,777,022 | 59,298,942 | ||||||
NETGEAR Inc.(a)(b)(c) |
2,033,211 | 64,879,763 |
Security | Shares | Value | ||||||
Communications Equipment (continued) | ||||||||
Plantronics Inc.(a)(b) |
2,817,330 | $ | 72,433,554 | |||||
Viavi Solutions Inc.(a)(b)(c) |
15,219,914 | 239,561,446 | ||||||
|
|
|||||||
682,572,739 | ||||||||
Construction & Engineering — 0.8% | ||||||||
Arcosa Inc.(a) |
3,221,983 | 161,646,887 | ||||||
Comfort Systems USA Inc.(a) |
2,416,769 | 172,363,965 | ||||||
Granite Construction Inc.(a) |
3,050,198 | 120,635,331 | ||||||
Matrix Service Co.(a)(b)(c) |
1,773,752 | 18,553,446 | ||||||
MYR Group Inc.(a)(b)(c) |
1,122,786 | 111,717,207 | ||||||
|
|
|||||||
584,916,836 | ||||||||
Consumer Finance — 0.8% | ||||||||
Encore Capital Group Inc.(a)(b)(c) |
2,015,020 | 99,280,035 | ||||||
Enova International Inc.(a)(b)(c) |
2,454,645 | 84,807,985 | ||||||
EZCORP Inc., Class A, NVS(b)(c) |
3,550,020 | 26,873,651 | ||||||
Green Dot Corp., Class A(a)(b)(c) |
3,605,796 | 181,479,713 | ||||||
PRA Group Inc.(a)(b)(c) |
3,051,253 | 128,579,802 | ||||||
World Acceptance Corp.(b)(c) |
280,659 | 53,207,333 | ||||||
|
|
|||||||
574,228,519 | ||||||||
Containers & Packaging — 0.3% | ||||||||
Myers Industries Inc.(a) |
2,419,045 | 47,340,710 | ||||||
O-I Glass Inc.(a)(b) |
10,470,062 | 149,407,785 | ||||||
|
|
|||||||
196,748,495 | ||||||||
Diversified Consumer Services — 0.6% | ||||||||
Adtalem Global Education Inc.(a)(b)(c) |
3,290,037 | 124,396,299 | ||||||
American Public Education Inc.(a)(b)(c) |
1,250,087 | 32,014,728 | ||||||
Perdoceo Education Corp.(a)(b)(c) |
4,686,560 | 49,490,074 | ||||||
Regis Corp.(b)(c) |
1,627,468 | 5,663,589 | ||||||
Strategic Education Inc.(a) |
1,507,397 | 106,271,488 | ||||||
WW International Inc.(a)(b)(c) |
3,534,930 | 64,512,472 | ||||||
|
|
|||||||
382,348,650 | ||||||||
Diversified Telecommunication Services — 0.4% | ||||||||
ATN International Inc. |
731,985 | 34,293,497 | ||||||
Cogent Communications Holdings Inc.(a) |
2,823,978 | 200,050,602 | ||||||
Consolidated
Communications Holdings |
4,820,788 | 44,303,042 | ||||||
|
|
|||||||
278,647,141 | ||||||||
Electrical Equipment — 0.6% | ||||||||
AZZ Inc.(a) |
1,668,942 | 88,787,714 | ||||||
Encore Wire Corp.(a) |
1,374,553 | 130,348,861 | ||||||
Powell Industries Inc.(a) |
602,068 | 14,792,811 | ||||||
Vicor Corp.(b)(c) |
1,420,108 | 190,521,689 | ||||||
|
|
|||||||
424,451,075 | ||||||||
Electronic Equipment, Instruments & Components — 3.7% | ||||||||
Advanced Energy Industries Inc.(a) |
2,554,439 | 224,152,022 | ||||||
Arlo Technologies Inc.(a)(b)(c) |
5,525,587 | 35,419,013 | ||||||
Badger Meter Inc.(a) |
1,942,171 | 196,431,175 | ||||||
Benchmark Electronics Inc.(a)(c) |
2,368,621 | 63,265,867 | ||||||
CTS Corp.(a) |
2,158,563 | 66,721,182 | ||||||
Daktronics Inc.(a)(b) |
2,527,406 | 13,723,815 | ||||||
ePlus Inc.(a)(b)(c) |
898,965 | 92,242,799 | ||||||
Fabrinet(a)(b)(c) |
2,455,305 | 251,693,316 | ||||||
FARO Technologies Inc.(a)(b)(c) |
1,209,866 | 79,621,282 | ||||||
Insight Enterprises Inc.(a)(b)(c) |
2,320,275 | 209,010,372 | ||||||
Itron Inc.(a)(b)(c) |
3,011,265 | 227,741,972 | ||||||
Knowles Corp.(a)(b)(c) |
6,123,314 | 114,750,904 | ||||||
Methode Electronics Inc.(a) |
2,542,518 | 106,912,882 | ||||||
OSI Systems Inc.(a)(b)(c) |
1,113,074 | 105,519,415 | ||||||
PC Connection Inc. |
735,593 | 32,388,160 | ||||||
Plexus Corp.(a)(b)(c) |
1,880,517 | 168,137,025 |
S C H E D U L E O F I N V E S T M E N T S |
27 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Electronic Equipment, Instruments & Components (continued) | ||||||||
Rogers Corp.(a)(b)(c) |
1,246,753 | $ | 232,494,499 | |||||
Sanmina Corp.(a)(b)(c) |
4,333,243 | 167,003,185 | ||||||
ScanSource Inc.(a)(b)(c) |
1,695,161 | 58,974,651 | ||||||
TTM Technologies Inc.(a)(b)(c) |
7,175,567 | 90,196,877 | ||||||
|
|
|||||||
2,536,400,413 | ||||||||
Energy Equipment & Services — 1.4% | ||||||||
Archrock Inc.(a) |
8,921,135 | 73,599,364 | ||||||
Bristow Group Inc.(a)(b)(c) |
1,549,595 | 49,323,609 | ||||||
Core Laboratories NV(a)(c) |
3,084,180 | 85,585,995 | ||||||
DMC Global Inc.(a)(b)(c) |
1,252,141 | 46,216,524 | ||||||
Dril-Quip Inc.(a)(b)(c) |
2,358,547 | 59,388,213 | ||||||
Helix Energy Solutions Group Inc.(a)(b)(c) |
9,478,950 | 36,778,326 | ||||||
Helmerich & Payne Inc.(a) |
7,182,599 | 196,875,039 | ||||||
Nabors Industries Ltd.(a)(b)(c) |
518,079 | 49,984,262 | ||||||
Oceaneering International Inc.(a)(b)(c) |
6,643,114 | 88,486,279 | ||||||
Oil States International Inc.(a)(b)(c) |
4,104,260 | 26,226,221 | ||||||
Patterson-UTI Energy Inc.(a) |
12,583,189 | 113,248,701 | ||||||
ProPetro Holding Corp.(a)(b)(c) |
5,662,256 | 48,978,514 | ||||||
RPC Inc.(b)(c) |
4,760,619 | 23,136,608 | ||||||
U.S. Silica Holdings Inc.(a)(b) |
4,999,012 | 39,942,106 | ||||||
|
|
|||||||
937,769,761 | ||||||||
Entertainment — 0.2% | ||||||||
Cinemark Holdings Inc.(a)(b) |
7,087,300 | 136,147,033 | ||||||
Marcus Corp. (The)(a)(b) |
1,462,014 | 25,512,144 | ||||||
|
|
|||||||
161,659,177 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 7.4% | ||||||||
Acadia Realty Trust(a) |
5,885,846 | 120,130,117 | ||||||
Agree Realty Corp.(a) |
4,587,980 | 303,861,915 | ||||||
Alexander & Baldwin Inc.(a) |
4,827,291 | 113,151,701 | ||||||
American Assets Trust Inc.(a) |
3,502,183 | 131,051,688 | ||||||
Armada Hoffler Properties Inc.(a) |
4,060,020 | 54,282,467 | ||||||
Brandywine Realty Trust(a) |
11,376,462 | 152,672,120 | ||||||
CareTrust REIT Inc.(a) |
6,297,460 | 127,964,387 | ||||||
Centerspace(a) |
934,928 | 88,350,696 | ||||||
Chatham Lodging Trust(a)(b) |
3,260,526 | 39,941,443 | ||||||
Community Healthcare Trust Inc.(a) |
1,545,854 | 69,857,142 | ||||||
DiamondRock Hospitality Co.(a)(b) |
14,020,446 | 132,493,215 | ||||||
Diversified Healthcare Trust(a) |
15,868,079 | 53,792,788 | ||||||
Easterly Government Properties Inc.(a) |
5,407,677 | 111,722,607 | ||||||
Essential Properties Realty Trust Inc.(a) |
7,872,072 | 219,788,250 | ||||||
Four Corners Property Trust Inc.(a) |
5,072,543 | 136,248,505 | ||||||
Franklin Street Properties Corp., Class C(a) |
6,463,590 | 29,991,058 | ||||||
GEO Group Inc. (The)(a)(c) |
7,658,536 | 57,209,264 | ||||||
Getty Realty Corp.(a) |
2,575,524 | 75,488,608 | ||||||
Global Net Lease Inc.(a) |
6,676,239 | 106,953,349 | ||||||
Hersha Hospitality Trust, Class A(a)(b) |
2,202,950 | 20,553,523 | ||||||
Independence Realty Trust Inc.(a) |
6,997,116 | 142,391,311 | ||||||
Industrial Logistics Properties Trust(a) |
4,347,810 | 110,477,852 | ||||||
Innovative Industrial Properties Inc.(a) |
1,592,793 | 368,205,958 | ||||||
iStar Inc.(a)(c) |
4,734,783 | 118,748,358 | ||||||
Kite Realty Group Trust(a) |
5,203,009 | 105,933,263 | ||||||
Lexington Realty Trust(a) |
18,483,865 | 235,669,279 | ||||||
LTC Properties Inc.(a) |
2,621,042 | 83,060,821 | ||||||
Mack-Cali Realty Corp.(a)(b) |
5,327,612 | 91,208,717 | ||||||
NexPoint Residential Trust Inc.(a) |
1,351,111 | 83,606,749 | ||||||
Office Properties Income Trust(a) |
3,217,452 | 81,498,059 | ||||||
Retail Opportunity Investments Corp.(a) |
8,087,129 | 140,877,787 | ||||||
Retail Properties of America Inc., Class A(a) |
14,298,564 | 184,165,504 | ||||||
RPT Realty(a) |
5,403,531 | 68,949,056 |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) | ||||||||
Safehold Inc.(c) |
887,456 | $ | 63,799,212 | |||||
Saul Centers Inc. |
868,017 | 38,244,829 | ||||||
Service Properties Trust(a) |
10,974,251 | 123,021,354 | ||||||
SITE Centers Corp. |
9,273,175 | 143,177,822 | ||||||
Summit Hotel Properties Inc.(a)(b) |
7,085,847 | 68,236,707 | ||||||
Tanger Factory Outlet Centers Inc.(a) |
6,920,176 | 112,798,869 | ||||||
Uniti Group Inc.(a) |
15,537,392 | 192,197,539 | ||||||
Universal Health Realty Income Trust(a) |
857,180 | 47,376,339 | ||||||
Urstadt Biddle Properties Inc., Class A(a) |
1,947,702 | 36,869,999 | ||||||
Washington REIT(a) |
5,632,175 | 139,396,331 | ||||||
Whitestone REIT(a) |
2,911,046 | 28,470,030 | ||||||
Xenia Hotels & Resorts Inc.(a)(b) |
7,602,611 | 134,870,319 | ||||||
|
|
|||||||
5,088,756,907 | ||||||||
Food & Staples Retailing — 0.7% | ||||||||
Andersons Inc. (The)(a) |
2,060,432 | 63,523,119 | ||||||
Chefs’ Warehouse Inc. (The)(a)(b)(c) |
2,173,041 | 70,775,945 | ||||||
PriceSmart Inc.(a) |
1,598,357 | 123,952,585 | ||||||
SpartanNash Co.(a) |
2,423,416 | 53,072,810 | ||||||
United Natural Foods Inc.(a)(b)(c) |
3,751,130 | 181,629,715 | ||||||
|
|
|||||||
492,954,174 | ||||||||
Food Products — 1.3% | ||||||||
B&G Foods Inc.(a)(c) |
4,315,213 | 128,981,717 | ||||||
Calavo Growers Inc.(a) |
1,182,589 | 45,222,203 | ||||||
Cal-Maine Foods Inc.(a)(c) |
2,492,937 | 90,144,602 | ||||||
Fresh Del Monte Produce Inc. |
2,214,569 | 71,353,413 | ||||||
J&J Snack Foods Corp.(a) |
989,905 | 151,277,282 | ||||||
John B Sanfilippo & Son Inc.(a) |
593,216 | 48,477,611 | ||||||
Seneca Foods Corp., Class A(a)(b)(c) |
432,392 | 20,849,942 | ||||||
Simply Good Foods Co. (The)(a)(b)(c) |
5,610,734 | 193,514,216 | ||||||
TreeHouse Foods Inc.(a)(b)(c) |
3,710,511 | 147,975,179 | ||||||
|
|
|||||||
897,796,165 | ||||||||
Gas Utilities — 0.6% | ||||||||
Chesapeake Utilities Corp.(a) |
1,160,005 | 139,258,600 | ||||||
Northwest Natural Holding Co.(a) |
2,041,833 | 93,903,900 | ||||||
South Jersey Industries Inc.(a) |
7,485,352 | 159,138,584 | ||||||
|
|
|||||||
392,301,084 | ||||||||
Health Care Equipment & Supplies — 3.3% | ||||||||
AngioDynamics Inc.(a)(b) |
2,559,124 | 66,383,676 | ||||||
Avanos Medical Inc.(a)(b)(c) |
3,203,419 | 99,946,673 | ||||||
BioLife Solutions Inc.(b)(c) |
1,935,882 | 81,926,526 | ||||||
Cardiovascular Systems Inc.(a)(b)(c) |
2,673,480 | 87,770,348 | ||||||
CONMED Corp.(a) |
1,941,313 | 253,981,980 | ||||||
CryoLife Inc.(a)(b)(c) |
2,616,554 | 58,322,989 | ||||||
Cutera Inc.(a)(b)(c) |
1,086,844 | 50,646,930 | ||||||
Glaukos Corp.(a)(b)(c) |
3,099,467 | 149,301,325 | ||||||
Heska Corp.(a)(b)(c) |
708,587 | 183,198,083 | ||||||
Inogen Inc.(a)(b)(c) |
1,347,887 | 58,080,451 | ||||||
Integer Holdings Corp.(a)(b)(c) |
2,196,704 | 196,253,535 | ||||||
Invacare Corp.(a)(b) |
2,340,829 | 11,142,346 | ||||||
Lantheus Holdings Inc.(a)(b)(c) |
4,500,239 | 115,566,137 | ||||||
LeMaitre Vascular Inc.(a) |
1,277,642 | 67,830,014 | ||||||
Meridian Bioscience Inc.(a)(b)(c) |
2,885,979 | 55,526,236 | ||||||
Merit Medical Systems Inc.(a)(b)(c) |
3,371,201 | 242,052,232 | ||||||
Mesa Laboratories Inc.(a)(c) |
346,305 | 104,708,780 | ||||||
Natus Medical Inc.(a)(b)(c) |
2,271,995 | 56,981,635 | ||||||
OraSure Technologies Inc.(a)(b)(c) |
4,793,441 | 54,213,818 | ||||||
Orthofix Medical Inc.(a)(b) |
1,316,989 | 50,203,621 | ||||||
Surmodics Inc.(a)(b) |
927,699 | 51,580,064 | ||||||
Tactile Systems Technology Inc.(a)(b)(c) |
1,316,793 | 58,531,449 |
28 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Varex Imaging Corp.(a)(b)(c) |
2,622,758 | $ | 73,961,776 | |||||
Zynex Inc.(b)(c) |
1,337,544 | 15,234,626 | ||||||
|
|
|||||||
2,243,345,250 | ||||||||
Health Care Providers & Services — 4.0% | ||||||||
Addus HomeCare Corp.(a)(b)(c) |
1,059,549 | 84,499,033 | ||||||
AMN Healthcare Services Inc.(a)(b) |
3,146,230 | 361,029,892 | ||||||
Apollo Medical Holdings Inc.(b)(c) |
2,505,050 | 228,084,802 | ||||||
Community Health Systems Inc.(a)(b)(c) |
8,264,632 | 96,696,194 | ||||||
CorVel Corp.(b)(c) |
628,507 | 117,040,574 | ||||||
Covetrus Inc.(b) |
6,870,625 | 124,633,138 | ||||||
Cross Country Healthcare Inc.(a)(b) |
2,363,571 | 50,202,248 | ||||||
Ensign Group Inc. (The)(a) |
3,486,926 | 261,135,888 | ||||||
Fulgent Genetics Inc.(b)(c) |
1,277,310 | 114,894,035 | ||||||
Hanger Inc.(a)(b)(c) |
2,446,716 | 53,729,883 | ||||||
Joint Corp. (The)(a)(b)(c) |
956,983 | 93,803,474 | ||||||
Magellan Health Inc.(a)(b)(c) |
1,549,445 | 146,500,025 | ||||||
MEDNAX Inc.(a)(b)(c) |
5,745,276 | 163,338,197 | ||||||
ModivCare Inc.(a)(b) |
853,031 | 154,927,490 | ||||||
Owens & Minor Inc.(a)(c) |
5,023,376 | 157,181,435 | ||||||
Pennant Group Inc. (The)(a)(b)(c) |
1,793,562 | 50,381,157 | ||||||
RadNet Inc.(b)(c) |
2,484,582 | 72,823,098 | ||||||
Select Medical Holdings Corp.(a) |
7,077,095 | 255,978,526 | ||||||
Tivity Health Inc.(a)(b)(c) |
2,941,015 | 67,819,806 | ||||||
U.S. Physical Therapy Inc.(a) |
859,169 | 95,024,091 | ||||||
|
|
|||||||
2,749,722,986 | ||||||||
Health Care Technology — 1.1% | ||||||||
Allscripts Healthcare Solutions Inc.(a)(b)(c) |
8,321,668 | 111,260,701 | ||||||
Computer Programs & Systems Inc.(a)(c) |
979,578 | 34,735,836 | ||||||
HealthStream Inc.(a)(b) |
1,688,077 | 48,245,241 | ||||||
NextGen Healthcare Inc.(a)(b) |
3,761,268 | 53,033,879 | ||||||
Omnicell Inc.(a)(b)(c) |
2,894,007 | 429,557,459 | ||||||
Simulations Plus Inc.(a)(c) |
1,041,848 | 41,152,996 | ||||||
Tabula Rasa HealthCare Inc.(a)(b)(c) |
1,536,967 | 40,283,905 | ||||||
|
|
|||||||
758,270,017 | ||||||||
Hotels, Restaurants & Leisure — 1.6% | ||||||||
BJ’s Restaurants Inc.(a)(b)(c) |
1,550,760 | 64,759,738 | ||||||
Bloomin’ Brands Inc.(a)(b) |
5,404,906 | 135,122,650 | ||||||
Brinker International Inc.(a)(b) |
3,045,578 | 149,385,601 | ||||||
Cheesecake Factory Inc. (The)(a)(b) |
3,230,263 | 151,822,361 | ||||||
Chuy’s Holdings Inc.(a)(b)(c) |
1,337,232 | 42,162,925 | ||||||
Dave & Buster’s Entertainment Inc.(a)(b) |
2,564,562 | 98,299,661 | ||||||
Dine Brands Global Inc.(a)(b) |
1,143,395 | 92,855,108 | ||||||
El Pollo Loco Holdings Inc.(b)(c) |
1,291,425 | 21,825,083 | ||||||
Fiesta Restaurant Group Inc.(b)(c) |
1,167,871 | 12,799,866 | ||||||
Monarch Casino & Resort Inc.(b)(c) |
866,735 | 58,062,578 | ||||||
Red Robin Gourmet Burgers Inc.(a)(b)(c) |
1,048,666 | 24,182,238 | ||||||
Ruth’s Hospitality Group Inc.(a)(b) |
2,150,172 | 44,530,062 | ||||||
Shake Shack Inc., Class A(a)(b)(c) |
2,605,227 | 204,406,110 | ||||||
|
|
|||||||
1,100,213,981 | ||||||||
Household Durables — 2.3% | ||||||||
Cavco Industries Inc.(a)(b)(c) |
568,734 | 134,642,087 | ||||||
Century Communities Inc.(a) |
1,977,716 | 121,530,648 | ||||||
Ethan Allen Interiors Inc.(a) |
1,465,895 | 34,741,712 | ||||||
Installed Building Products Inc.(a) |
1,561,935 | 167,361,335 | ||||||
iRobot Corp.(a)(b)(c) |
1,867,276 | 146,581,166 | ||||||
La-Z-Boy Inc.(a) |
3,011,265 | 97,053,071 | ||||||
LGI Homes Inc.(a)(b)(c) |
1,442,011 | 204,635,781 | ||||||
M/I Homes Inc.(a)(b)(c) |
1,951,651 | 112,805,428 | ||||||
MDC Holdings Inc.(a) |
3,760,765 | 175,702,941 |
Security | Shares | Value | ||||||
Household Durables (continued) | ||||||||
Meritage Homes Corp.(a)(b)(c) |
2,506,093 | $ | 243,091,021 | |||||
Tupperware Brands Corp.(a)(b)(c) |
3,321,145 | 70,142,582 | ||||||
Universal Electronics Inc.(a)(b)(c) |
901,760 | 44,411,680 | ||||||
|
|
|||||||
1,552,699,452 | ||||||||
Household Products — 0.5% | ||||||||
Central Garden & Pet Co.(a)(b)(c) |
651,968 | 31,294,464 | ||||||
Central Garden & Pet Co., Class A, NVS(b)(c) |
2,673,509 | 114,960,887 | ||||||
WD-40 Co.(a)(c) |
912,471 | 211,218,787 | ||||||
|
|
|||||||
357,474,138 | ||||||||
Industrial Conglomerates — 0.2% | ||||||||
Raven Industries Inc.(a)(b) |
2,391,012 | 137,746,201 | ||||||
|
|
|||||||
Insurance — 2.5% | ||||||||
Ambac Financial Group Inc.(b)(c) |
2,217,455 | 31,753,956 | ||||||
American
Equity Investment Life Holding |
5,480,971 | 162,072,312 | ||||||
AMERISAFE Inc.(a) |
1,288,991 | 72,389,735 | ||||||
Assured Guaranty Ltd.(a) |
3,725,780 | 174,403,762 | ||||||
eHealth Inc.(a)(b)(c) |
1,568,779 | 63,535,550 | ||||||
Employers Holdings Inc.(a) |
1,739,258 | 68,683,298 | ||||||
Genworth Financial Inc., Class A(a)(b)(c) |
28,456,419 | 106,711,571 | ||||||
HCI Group Inc.(a) |
440,965 | 48,845,693 | ||||||
Horace Mann Educators Corp.(a) |
2,602,421 | 103,550,332 | ||||||
James River Group Holdings Ltd.(a) |
2,459,913 | 92,812,517 | ||||||
Palomar Holdings Inc.(a)(b)(c) |
1,604,666 | 129,705,153 | ||||||
ProAssurance Corp.(a)(c) |
3,405,081 | 80,972,826 | ||||||
Safety Insurance Group Inc.(a) |
932,322 | 73,886,519 | ||||||
Selectquote Inc.(a)(b)(c) |
8,266,155 | 106,881,384 | ||||||
SiriusPoint Ltd.(b)(c) |
5,827,686 | 53,964,372 | ||||||
Stewart Information Services Corp.(a) |
1,677,247 | 106,102,645 | ||||||
Trupanion Inc.(a)(b)(c) |
2,276,640 | 176,826,629 | ||||||
United Fire Group Inc.(a) |
1,444,529 | 33,368,620 | ||||||
Universal Insurance Holdings Inc.(a) |
1,881,887 | 24,539,806 | ||||||
|
|
|||||||
1,711,006,680 | ||||||||
Interactive Media & Services — 0.1% | ||||||||
QuinStreet Inc.(a)(b)(c) |
3,283,800 | 57,663,528 | ||||||
|
|
|||||||
Internet & Direct Marketing Retail — 0.9% | ||||||||
Liquidity Services Inc.(a)(b)(c) |
1,777,461 | 38,410,932 | ||||||
PetMed Express Inc.(a) |
1,360,787 | 36,564,347 | ||||||
Shutterstock Inc. |
1,560,281 | 176,811,043 | ||||||
Stamps.com Inc.(a)(b) |
1,218,508 | 401,851,753 | ||||||
|
|
|||||||
653,638,075 | ||||||||
IT Services — 1.5% | ||||||||
CSG Systems International Inc.(a) |
2,179,635 | 105,058,407 | ||||||
EVERTEC Inc.(a) |
3,976,378 | 181,800,002 | ||||||
ExlService Holdings Inc.(a)(b)(c) |
2,208,361 | 271,893,406 | ||||||
Perficient Inc.(a)(b)(c) |
2,192,150 | 253,631,755 | ||||||
TTEC Holdings Inc. |
1,219,818 | 114,089,578 | ||||||
Unisys Corp.(a)(b)(c) |
4,467,708 | 112,318,179 | ||||||
|
|
|||||||
1,038,791,327 | ||||||||
Leisure Products — 0.3% | ||||||||
Sturm Ruger & Co. Inc.(a) |
1,171,396 | 86,425,597 | ||||||
Vista Outdoor Inc.(a)(b)(c) |
3,819,383 | 153,959,329 | ||||||
|
|
|||||||
240,384,926 | ||||||||
Life Sciences Tools & Services — 0.6% | ||||||||
NeoGenomics Inc.(a)(b)(c) |
8,175,617 | 394,391,764 | ||||||
|
|
|||||||
Machinery — 5.4% | ||||||||
Alamo Group Inc.(a) |
659,009 | 91,951,526 |
S C H E D U L E O F I N V E S T M E N T S |
29 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Machinery (continued) | ||||||||
Albany International Corp., Class A(a) |
2,155,462 | $ | 165,690,364 | |||||
Astec Industries Inc.(a) |
1,514,929 | 81,518,330 | ||||||
Barnes Group Inc.(a) |
3,097,356 | 129,252,666 | ||||||
Chart Industries Inc.(a)(b)(c) |
2,370,798 | 453,083,206 | ||||||
CIRCOR International Inc.(a)(b)(c) |
1,354,309 | 44,705,740 | ||||||
Enerpac Tool Group Corp.(a) |
4,007,577 | 83,077,071 | ||||||
EnPro Industries Inc.(a) |
1,371,446 | 119,480,376 | ||||||
ESCO Technologies Inc.(a) |
1,734,856 | 133,583,912 | ||||||
Federal Signal Corp.(a) |
4,069,428 | 157,161,309 | ||||||
Franklin Electric Co. Inc.(a) |
2,596,333 | 207,317,190 | ||||||
Greenbrier Companies Inc. (The)(a) |
2,155,264 | 92,654,799 | ||||||
Hillenbrand Inc.(a) |
4,861,994 | 207,364,044 | ||||||
John Bean Technologies Corp.(a)(c) |
2,114,682 | 297,218,555 | ||||||
Lindsay Corp.(a) |
726,095 | 110,213,960 | ||||||
Lydall Inc.(a)(b)(c) |
1,198,519 | 74,416,045 | ||||||
Meritor Inc.(a)(b)(c) |
4,669,210 | 99,500,865 | ||||||
Mueller Industries Inc.(a) |
3,804,623 | 156,370,005 | ||||||
Proto Labs Inc.(a)(b)(c) |
1,848,023 | 123,078,332 | ||||||
SPX Corp.(a)(b)(c) |
3,016,611 | 161,237,858 | ||||||
SPX FLOW Inc.(a) |
2,771,228 | 202,576,767 | ||||||
Standex International Corp.(a) |
812,875 | 80,401,466 | ||||||
Tennant Co.(a) |
1,242,793 | 91,904,542 | ||||||
Titan International Inc.(a)(b) |
3,403,252 | 24,367,284 | ||||||
Wabash National Corp.(a) |
3,344,173 | 50,597,338 | ||||||
Watts Water Technologies Inc., Class A(a) |
1,835,046 | 308,452,882 | ||||||
|
|
|||||||
3,747,176,432 | ||||||||
Marine — 0.3% | ||||||||
Matson Inc.(a) |
2,893,083 | 233,500,729 | ||||||
|
|
|||||||
Media — 0.8% | ||||||||
AMC Networks Inc., Class A(a)(b)(c) |
1,943,388 | 90,542,447 | ||||||
EW Scripps Co. (The), Class A |
3,803,261 | 68,686,894 | ||||||
Gannett Co. Inc.(a)(b) |
9,493,664 | 63,417,675 | ||||||
Meredith Corp.(a)(b) |
2,702,074 | 150,505,522 | ||||||
Scholastic Corp. |
2,026,889 | 72,258,593 | ||||||
TechTarget Inc.(a)(b)(c) |
1,687,045 | 139,046,249 | ||||||
|
|
|||||||
584,457,380 | ||||||||
Metals & Mining — 1.3% | ||||||||
Allegheny Technologies Inc.(a)(b)(c) |
8,470,468 | 140,863,883 | ||||||
Arconic Corp.(a)(b)(c) |
7,281,007 | 229,642,961 | ||||||
Carpenter Technology Corp.(a) |
3,197,414 | 104,683,334 | ||||||
Century Aluminum Co.(b)(c) |
3,375,216 | 45,396,655 | ||||||
Haynes International Inc.(a) |
848,503 | 31,606,737 | ||||||
Kaiser Aluminum Corp.(a) |
1,055,787 | 115,038,552 | ||||||
Materion Corp.(a) |
1,360,514 | 93,385,681 | ||||||
Olympic Steel Inc.(a) |
622,557 | 15,165,489 | ||||||
SunCoke Energy Inc.(a) |
5,552,855 | 34,871,929 | ||||||
TimkenSteel Corp.(a)(b)(c) |
2,748,277 | 35,947,463 | ||||||
Warrior Met Coal Inc. |
2,470,246 | 57,482,624 | ||||||
|
|
|||||||
904,085,308 | ||||||||
Mortgage Real Estate Investment — 1.4% | ||||||||
Apollo Commercial Real Estate Finance Inc.(a) |
8,762,260 | 129,944,316 | ||||||
ARMOUR Residential REIT Inc.(a) |
5,547,852 | 59,805,845 | ||||||
Capstead Mortgage Corp.(a) |
6,478,315 | 43,339,927 | ||||||
Ellington Financial Inc.(a) |
3,178,922 | 58,142,483 | ||||||
Granite Point Mortgage Trust Inc.(a) |
3,660,896 | 48,214,000 | ||||||
Invesco Mortgage Capital Inc.(a) |
19,340,302 | 60,921,951 | ||||||
KKR Real Estate Finance Trust Inc. |
2,687,827 | 56,713,150 | ||||||
New York Mortgage Trust Inc.(a) |
25,255,674 | 107,589,171 |
Security | Shares | Value | ||||||
Mortgage Real Estate Investment (continued) | ||||||||
PennyMac Mortgage Investment Trust |
6,515,121 | $ | 128,282,733 | |||||
Ready Capital Corp.(a) |
3,793,349 | 54,738,026 | ||||||
Redwood Trust Inc.(a) |
7,525,802 | 97,007,588 | ||||||
Two Harbors Investment Corp.(a) |
20,894,490 | 132,471,067 | ||||||
|
|
|||||||
977,170,257 | ||||||||
Multi-Utilities — 0.3% | ||||||||
Avista Corp.(a) |
4,578,084 | 179,094,646 | ||||||
Unitil Corp.(a) |
1,059,715 | 45,334,608 | ||||||
|
|
|||||||
224,429,254 | ||||||||
Multiline Retail — 0.8% | ||||||||
Big Lots Inc.(a) |
2,305,845 | 99,981,439 | ||||||
Macy’s Inc.(a) |
19,903,825 | 449,826,445 | ||||||
|
|
|||||||
549,807,884 | ||||||||
Oil, Gas & Consumable Fuels — 3.5% | ||||||||
Bonanza Creek Energy Inc. |
1,493,125 | 71,520,687 | ||||||
Callon Petroleum Co.(a)(b)(c) |
2,619,283 | 128,554,410 | ||||||
CONSOL Energy Inc.(a)(b)(c) |
2,121,257 | 55,195,107 | ||||||
Dorian LPG Ltd. |
1,846,304 | 22,912,633 | ||||||
Green Plains Inc.(a)(b)(c) |
2,744,526 | 89,608,774 | ||||||
Laredo Petroleum Inc.(a)(b)(c) |
898,611 | 72,850,394 | ||||||
Matador Resources Co.(a)(c) |
7,320,072 | 278,455,539 | ||||||
Par Pacific Holdings Inc.(b)(c) |
2,473,995 | 38,891,201 | ||||||
PBF Energy Inc., Class A(a)(b) |
6,323,688 | 82,018,233 | ||||||
PDC Energy Inc.(a)(c) |
6,567,559 | 311,236,621 | ||||||
Penn Virginia Corp.(a)(b)(c) |
1,023,919 | 27,307,920 | ||||||
Range Resources Corp.(a)(b) |
17,292,820 | 391,336,516 | ||||||
Renewable Energy Group Inc.(a)(b)(c) |
3,343,999 | 167,868,750 | ||||||
REX American Resources Corp.(a)(b)(c) |
352,617 | 28,163,520 | ||||||
SM Energy Co.(a) |
8,069,379 | 212,870,218 | ||||||
Southwestern Energy Co.(b)(c) |
45,067,593 | 249,674,465 | ||||||
Talos Energy Inc.(b)(c) |
2,737,491 | 37,695,251 | ||||||
World Fuel Services Corp.(a) |
4,227,143 | 142,116,548 | ||||||
|
|
|||||||
2,408,276,787 | ||||||||
Paper & Forest Products — 0.6% | ||||||||
Clearwater Paper Corp.(a)(b)(c) |
1,115,953 | 42,774,478 | ||||||
Domtar Corp.(a)(b) |
3,323,285 | 181,251,964 | ||||||
Glatfelter Corp.(a) |
2,977,458 | 41,982,158 | ||||||
Mercer International Inc. |
2,695,823 | 31,244,589 | ||||||
Neenah Inc.(a) |
1,127,610 | 52,557,902 | ||||||
Schweitzer-Mauduit International Inc.(a) |
2,094,072 | 72,580,535 | ||||||
|
|
|||||||
422,391,626 | ||||||||
Personal Products — 0.8% | ||||||||
Edgewell Personal Care Co.(a) |
3,618,805 | 131,362,621 | ||||||
elf Beauty Inc.(a)(b)(c) |
3,173,961 | 92,203,567 | ||||||
Inter Parfums Inc. |
1,180,071 | 88,233,909 | ||||||
Medifast Inc.(a) |
780,843 | 150,421,596 | ||||||
USANA Health Sciences Inc.(b)(c) |
799,251 | 73,690,942 | ||||||
|
|
|||||||
535,912,635 | ||||||||
Pharmaceuticals — 1.3% | ||||||||
Amphastar Pharmaceuticals Inc.(a)(b)(c) |
2,473,218 | 47,015,874 | ||||||
ANI Pharmaceuticals Inc.(a)(b)(c) |
648,043 | 21,268,771 | ||||||
Cara Therapeutics Inc.(a)(b)(c) |
2,813,660 | 43,471,047 | ||||||
Collegium Pharmaceutical Inc.(a)(b)(c) |
2,378,281 | 46,947,267 | ||||||
Corcept Therapeutics Inc.(a)(b)(c) |
6,945,293 | 136,683,366 | ||||||
Endo International PLC(a)(b)(c) |
15,499,453 | 50,218,228 | ||||||
Innoviva Inc.(a)(b)(c) |
4,163,477 | 69,571,701 | ||||||
Pacira BioSciences Inc.(a)(b)(c) |
2,959,290 | 165,720,240 | ||||||
Phibro Animal Health Corp., Class A(a) |
1,360,059 | 29,295,671 |
30 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Pharmaceuticals (continued) | ||||||||
Prestige Consumer Healthcare Inc.(a)(b)(c) |
3,332,341 | $ | 186,977,654 | |||||
Supernus Pharmaceuticals Inc.(a)(b)(c) |
3,537,839 | 94,354,166 | ||||||
|
|
|||||||
891,523,985 | ||||||||
Professional Services — 1.5% | ||||||||
Exponent Inc.(a) |
3,465,452 | 392,115,894 | ||||||
Forrester Research Inc.(b)(c) |
743,450 | 36,622,347 | ||||||
Heidrick & Struggles International Inc.(a) |
1,299,988 | 58,018,464 | ||||||
Kelly Services Inc., Class A, NVS |
2,409,254 | 45,486,715 | ||||||
Korn Ferry(a) |
3,704,302 | 268,043,293 | ||||||
ManTech International Corp./VA, Class A(a) |
1,831,247 | 139,028,272 | ||||||
Resources Connection Inc.(a) |
2,067,333 | 32,622,515 | ||||||
TrueBlue Inc.(a)(b) |
2,363,298 | 63,998,110 | ||||||
|
|
|||||||
1,035,935,610 | ||||||||
Real Estate Management & Development — 0.5% | ||||||||
Marcus & Millichap Inc.(b) |
1,659,880 | 67,424,326 | ||||||
RE/MAX Holdings Inc., Class A(a) |
1,263,256 | 39,363,057 | ||||||
Realogy Holdings Corp.(a)(b)(c) |
7,760,758 | 136,123,695 | ||||||
St Joe Co. (The)(c) |
2,195,020 | 92,410,342 | ||||||
|
|
|||||||
335,321,420 | ||||||||
Road & Rail — 0.4% | ||||||||
ArcBest Corp.(a) |
1,701,341 | 139,118,654 | ||||||
Heartland Express Inc. |
3,136,267 | 50,242,997 | ||||||
Marten Transport Ltd. |
3,972,367 | 62,326,438 | ||||||
|
|
|||||||
251,688,089 | ||||||||
Semiconductors & Semiconductor Equipment — 3.6% | ||||||||
Axcelis Technologies Inc.(a)(b)(c) |
2,234,976 | 105,110,921 | ||||||
CEVA Inc.(a)(b)(c) |
1,527,378 | 65,173,219 | ||||||
Cohu Inc.(a)(b) |
3,235,026 | 103,326,731 | ||||||
Diodes Inc.(a)(b)(c) |
2,993,037 | 271,139,222 | ||||||
DSP Group Inc.(a)(b)(c) |
1,514,696 | 33,186,989 | ||||||
FormFactor Inc.(a)(b)(c) |
5,170,621 | 193,019,282 | ||||||
Ichor Holdings Ltd.(a)(b)(c) |
1,887,813 | 77,570,236 | ||||||
Kulicke & Soffa Industries Inc.(a) |
4,125,105 | 240,411,120 | ||||||
MaxLinear Inc.(a)(b)(c) |
4,683,240 | 230,649,570 | ||||||
Onto Innovation Inc.(a)(b)(c) |
3,279,633 | 236,953,484 | ||||||
PDF Solutions Inc.(a)(b)(c) |
1,991,719 | 45,889,206 | ||||||
Photronics Inc.(a)(b)(c) |
4,125,765 | 56,234,177 | ||||||
Power Integrations Inc.(a) |
4,013,390 | 397,285,476 | ||||||
Rambus Inc.(a)(b)(c) |
7,249,010 | 160,928,022 | ||||||
SMART Global Holdings Inc.(a)(b)(c) |
1,534,275 | 68,275,238 | ||||||
Ultra Clean Holdings Inc.(a)(b)(c) |
2,975,567 | 126,759,154 | ||||||
Veeco Instruments Inc.(a)(b)(c) |
3,351,625 | 74,439,591 | ||||||
|
|
|||||||
2,486,351,638 | ||||||||
Software — 2.8% | ||||||||
8x8 Inc.(a)(b)(c) |
7,457,807 | 174,438,106 | ||||||
Agilysys Inc.(a)(b)(c) |
1,292,566 | 67,678,756 | ||||||
Alarm.com Holdings Inc.(a)(b)(c) |
3,056,127 | 238,958,570 | ||||||
Bottomline Technologies DE Inc.(a)(b)(c) |
2,618,204 | 102,843,053 | ||||||
Ebix Inc.(a)(c) |
1,586,070 | 42,712,865 | ||||||
InterDigital Inc.(a) |
2,044,076 | 138,629,234 | ||||||
LivePerson Inc.(a)(b)(c) |
4,319,041 | 254,607,467 | ||||||
OneSpan Inc.(a)(b)(c) |
2,305,045 | 43,288,745 | ||||||
Progress Software Corp.(a) |
2,912,659 | 143,273,696 | ||||||
SPS Commerce Inc.(a)(b)(c) |
2,385,228 | 384,761,129 | ||||||
Vonage Holdings Corp.(b)(c) |
11,837,165 | 190,815,100 | ||||||
Xperi Holding Corp.(a) |
6,654,498 | 125,370,742 | ||||||
|
|
|||||||
1,907,377,463 |
Security | Shares | Value | ||||||
Specialty Retail — 4.3% | ||||||||
Aaron’s Co. Inc. (The)(a) |
2,175,009 | $ | 59,899,748 | |||||
Abercrombie & Fitch Co., Class A(a)(b) |
4,096,373 | 154,146,516 | ||||||
America’s Car-Mart Inc./TX(a)(b)(c) |
419,652 | 49,006,961 | ||||||
Asbury Automotive Group Inc.(a)(b)(c) |
1,287,473 | 253,297,438 | ||||||
Barnes & Noble Education Inc.(b)(c) |
2,405,333 | 24,029,277 | ||||||
Bed Bath & Beyond Inc.(a)(b)(c) |
6,957,188 | 120,185,423 | ||||||
Boot Barn Holdings Inc.(a)(b)(c) |
1,965,816 | 174,702,068 | ||||||
Buckle Inc. (The)(c) |
1,955,212 | 77,406,843 | ||||||
Caleres Inc.(a) |
2,548,325 | 56,623,781 | ||||||
Cato Corp. (The), Class A(a) |
1,309,385 | 21,657,228 | ||||||
Chico’s FAS Inc.(a)(b) |
8,198,610 | 36,811,759 | ||||||
Children’s Place Inc. (The)(a)(b) |
927,574 | 69,809,219 | ||||||
Conn’s Inc.(b)(c) |
1,276,159 | 29,134,710 | ||||||
Designer Brands Inc. , Class A(a)(b) |
4,075,697 | 56,774,459 | ||||||
Genesco Inc.(a)(b)(c) |
935,828 | 54,025,350 | ||||||
Group 1 Automotive Inc.(a) |
1,203,098 | 226,038,052 | ||||||
Guess? Inc. |
2,593,134 | 54,481,745 | ||||||
Haverty Furniture Companies Inc.(a) |
1,024,435 | 34,533,704 | ||||||
Hibbett Inc.(a) |
1,001,879 | 70,872,920 | ||||||
Lumber Liquidators Holdings Inc.(a)(b)(c) |
1,944,742 | 36,327,781 | ||||||
MarineMax Inc.(a)(b)(c) |
1,447,528 | 70,234,059 | ||||||
Monro Inc.(a) |
2,230,423 | 128,271,627 | ||||||
ODP Corp. (The)(a)(b) |
3,159,466 | 126,884,154 | ||||||
Rent-A-Center Inc./TX(a)(c) |
4,025,999 | 226,301,404 | ||||||
Sally Beauty Holdings Inc.(a)(b)(c) |
7,524,350 | 126,785,297 | ||||||
Shoe Carnival Inc |
1,169,912 | 37,928,547 | ||||||
Signet Jewelers Ltd.(a) |
3,505,902 | 276,826,022 | ||||||
Sleep Number Corp.(a)(b)(c) |
1,572,485 | 146,995,898 | ||||||
Sonic Automotive Inc., Class A(c) |
1,403,066 | 73,717,088 | ||||||
Zumiez Inc.(a)(b)(c) |
1,458,780 | 58,001,093 | ||||||
|
|
|||||||
2,931,710,171 | ||||||||
Technology Hardware, Storage & Peripherals — 0.4% | ||||||||
3D Systems Corp.(a)(b)(c) |
8,336,625 | 229,840,751 | ||||||
Diebold Nixdorf Inc.(a)(b)(c) |
4,872,973 | 49,265,757 | ||||||
|
|
|||||||
279,106,508 | ||||||||
Textiles, Apparel & Luxury Goods — 1.2% | ||||||||
Fossil Group Inc.(a)(b)(c) |
3,173,186 | 37,602,254 | ||||||
G-III Apparel Group Ltd.(a)(b)(c) |
2,898,316 | 82,022,343 | ||||||
Kontoor Brands Inc.(a) |
3,186,028 | 159,142,099 | ||||||
Movado Group Inc.(a) |
1,124,762 | 35,418,755 | ||||||
Oxford Industries Inc.(a) |
1,057,069 | 95,315,912 | ||||||
Steven Madden Ltd.(a) |
5,127,679 | 205,927,589 | ||||||
Unifi Inc.(a)(b)(c) |
927,401 | 20,337,904 | ||||||
Vera Bradley Inc.(a)(b)(c) |
1,704,759 | 16,041,782 | ||||||
Wolverine World Wide Inc.(a) |
5,472,774 | 163,307,576 | ||||||
|
|
|||||||
815,116,214 | ||||||||
Thrifts & Mortgage Finance — 2.3% | ||||||||
Axos Financial Inc.(a)(b)(c) |
3,524,753 | 181,665,770 | ||||||
Capitol Federal Financial Inc.(a) |
8,594,876 | 98,755,125 | ||||||
Flagstar Bancorp. Inc.(a) |
3,300,435 | 167,596,089 | ||||||
HomeStreet Inc.(a) |
1,348,778 | 55,502,215 | ||||||
Meta Financial Group Inc.(a) |
2,083,684 | 109,351,736 | ||||||
Mr Cooper Group Inc.(b)(c) |
4,187,001 | 172,378,831 | ||||||
NMI Holdings Inc., Class A(a)(b)(c) |
5,705,090 | 128,992,085 | ||||||
Northfield Bancorp. Inc.(a) |
2,989,014 | 51,291,480 | ||||||
Northwest Bancshares Inc.(a) |
8,083,014 | 107,342,426 | ||||||
Provident Financial Services Inc.(a) |
4,957,598 | 116,354,825 | ||||||
TrustCo Bank Corp. NY(a) |
1,208,110 | 38,623,277 | ||||||
Walker & Dunlop Inc.(a) |
1,948,889 | 221,198,901 |
S C H E D U L E O F I N V E S T M E N T S |
31 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
|
||||||||
Thrifts & Mortgage Finance (continued) | ||||||||
WSFS Financial Corp.(a) |
2,937,215 | $ | 150,708,502 | |||||
|
|
|||||||
1,599,761,262 | ||||||||
Tobacco — 0.3% | ||||||||
Universal Corp./VA(a) |
1,636,118 | 79,073,583 | ||||||
Vector Group Ltd.(a) |
8,713,778 | 111,100,669 | ||||||
|
|
|||||||
190,174,252 | ||||||||
Trading Companies & Distributors — 1.0% | ||||||||
Applied Industrial Technologies Inc.(a) |
2,586,729 | 233,141,885 | ||||||
Boise Cascade Co.(a) |
2,618,204 | 141,330,652 | ||||||
DXP Enterprises Inc./TX(a)(b)(c) |
1,181,691 | 34,942,603 | ||||||
GMS Inc.(a)(b)(c) |
2,867,487 | 125,595,930 | ||||||
NOW Inc.(a)(b)(c) |
7,359,669 | 56,301,468 | ||||||
Veritiv Corp.(a)(b)(c) |
943,732 | 84,520,638 | ||||||
|
|
|||||||
675,833,176 | ||||||||
Water Utilities — 0.8% | ||||||||
American States Water Co.(a) |
2,458,473 | 210,248,611 | ||||||
California Water Service Group(a) |
3,430,545 | 202,162,017 | ||||||
Middlesex Water Co.(a) |
1,154,264 | 118,635,254 | ||||||
|
|
|||||||
531,045,882 | ||||||||
Wireless Telecommunication Services — 0.1% | ||||||||
Shenandoah Telecommunications Co.(a) |
3,326,066 | 105,037,164 | ||||||
|
|
|||||||
Total
Common Stocks — 98.6% |
67,915,935,353 | |||||||
|
|
Security | Shares | Value | ||||||
|
||||||||
Short-Term Investments |
| |||||||
Money Market Funds — 5.1% |
||||||||
BlackRock
Cash Funds: Institutional, |
2,708,213,278 | $ | 2,709,567,384 | |||||
BlackRock
Cash Funds: Treasury, |
787,950,000 | 787,950,000 | ||||||
|
|
|||||||
3,497,517,384 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 5.1% |
|
3,497,517,384 | ||||||
|
|
|||||||
Total
Investments in Securities — 103.7% |
|
71,413,452,737 | ||||||
Other Assets, Less Liabilities — (3.7)% |
|
(2,580,489,025 | ) | |||||
|
|
|||||||
Net Assets — 100.0% |
$ | 68,832,963,712 | ||||||
|
|
(a) |
Affiliate of the Fund. |
(b) |
Non-income producing security. |
(c) |
All or a portion of this security is on loan. |
(d) |
Annualized 7-day yield as of period end. |
(e) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
|
3D Systems Corp. |
$ | 227,056,862 | $ | 22,579,274 | $ | (21,213,579 | ) | $ | 7,818,912 | $ | (6,400,718 | ) | $ | 229,840,751 | 8,336,625 | $ | — | $ | — | ||||||||||||||||||||
8x8 Inc. |
232,414,012 | 21,380,943 | (14,501,104 | ) | 5,046,313 | (69,902,058 | ) | 174,438,106 | 7,457,807 | — | — | |||||||||||||||||||||||||||||
AAON Inc. |
190,318,614 | 17,076,939 | (14,500,065 | ) | 5,443,766 | (18,269,728 | ) | 180,069,526 | 2,755,885 | 520,489 | — | |||||||||||||||||||||||||||||
AAR Corp. |
92,277,366 | 7,597,909 | (7,515,884 | ) | 795,612 | (21,308,089 | ) | 71,846,914 | 2,215,446 | — | — | |||||||||||||||||||||||||||||
Aaron’s Co. Inc. (The) |
58,232,867 | 6,792,418 | (9,104,929 | ) | 1,021,037 | 2,958,355 | 59,899,748 | 2,175,009 | 461,646 | — | ||||||||||||||||||||||||||||||
Abercrombie & Fitch Co., Class A |
142,627,013 | 15,608,480 | (18,169,252 | ) | 5,632,674 | 8,447,601 | 154,146,516 | 4,096,373 | — | — | ||||||||||||||||||||||||||||||
ABM Industries Inc. |
228,069,485 | 21,381,804 | (20,878,296 | ) | 3,479,653 | (30,911,913 | ) | 201,140,733 | 4,468,801 | 860,105 | — | |||||||||||||||||||||||||||||
Acadia Realty Trust |
104,233,586 | 10,429,833 | (2,874,893 | ) | (865,323 | ) | 9,206,914 | 120,130,117 | 5,885,846 | 1,071,982 | — | |||||||||||||||||||||||||||||
Addus HomeCare Corp. |
104,758,808 | 12,022,113 | (6,894,498 | ) | 497,938 | (25,885,328 | ) | 84,499,033 | 1,059,549 | — | — | |||||||||||||||||||||||||||||
Adtalem Global Education Inc. |
— | 134,075,555 | (7,122,804 | ) | (22,076 | ) | (2,534,376 | ) | 124,396,299 | 3,290,037 | — | — | ||||||||||||||||||||||||||||
ADTRAN Inc. |
53,742,460 | 6,010,943 | (5,644,091 | ) | 1,298,623 | 5,235,885 | 60,643,820 | 3,232,613 | 578,323 | — | ||||||||||||||||||||||||||||||
Advanced Energy Industries Inc. |
278,699,438 | 24,467,015 | (24,751,815 | ) | 9,216,839 | (63,479,455 | ) | 224,152,022 | 2,554,439 | 511,249 | — | |||||||||||||||||||||||||||||
AdvanSix Inc. |
50,090,400 | 5,745,761 | (5,455,973 | ) | 1,782,631 | 22,239,760 | 74,402,579 | 1,871,763 | — | — | ||||||||||||||||||||||||||||||
Aegion Corp.(a) |
58,714,544 | 868,974 | (62,132,617 | ) | 17,761,221 | (15,212,122 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Aerojet Rocketdyne Holdings Inc. |
225,691,873 | 28,862,430 | (21,472,549 | ) | 6,456,240 | (23,620,491 | ) | 215,917,503 | 4,957,922 | — | — | |||||||||||||||||||||||||||||
Aerovironment Inc. |
173,727,081 | 16,006,576 | (12,472,479 | ) | 5,528,268 | (50,375,947 | ) | 132,413,499 | 1,533,984 | — | — | |||||||||||||||||||||||||||||
Agilysys Inc. |
64,951,988 | 6,662,313 | (10,037,687 | ) | 3,145,620 | 2,956,522 | 67,678,756 | 1,292,566 | — | — | ||||||||||||||||||||||||||||||
Agree Realty Corp. |
284,765,321 | 51,611,695 | (26,326,039 | ) | 5,883,368 | (12,072,430 | ) | 303,861,915 | 4,587,980 | 4,948,959 | — |
32 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Alamo Group Inc. |
$ | 102,876,929 | $ | 9,608,578 | $ | (9,515,472 | ) | $ | 3,216,539 | $ | (14,235,048 | ) | $ | 91,951,526 | 659,009 | $ | 184,107 | $ | — | |||||||||||||||||||||
|
Alarm.com Holdings Inc. |
259,809,704 | 24,733,812 | (21,120,384 | ) | 6,841,897 | (31,306,459 | ) | 238,958,570 | 3,056,127 | — | — | ||||||||||||||||||||||||||||
Albany International Corp., Class A |
170,803,325 | 22,303,667 | (13,856,908 | ) | 5,207,918 | (18,767,638 | ) | 165,690,364 | 2,155,462 | 823,684 | — | |||||||||||||||||||||||||||||
Alexander & Baldwin Inc. |
81,112,742 | 8,990,490 | (8,939,428 | ) | 1,336,834 | 30,651,063 | 113,151,701 | 4,827,291 | 1,661,612 | — | ||||||||||||||||||||||||||||||
Allegheny Technologies Inc. |
178,034,775 | 17,543,201 | (16,703,292 | ) | 4,148,798 | (42,159,599 | ) | 140,863,883 | 8,470,468 | — | — | |||||||||||||||||||||||||||||
Allegiance Bancshares Inc. |
50,138,291 | — | (208,301 | ) | (5,568 | ) | (2,963,947 | ) | 46,960,475 | 1,230,943 | 296,124 | — | ||||||||||||||||||||||||||||
Allegiant Travel Co. |
213,636,213 | 44,569,122 | (15,903,539 | ) | 3,531,955 | (49,220,749 | ) | 196,613,002 | 1,005,796 | — | — | |||||||||||||||||||||||||||||
Allscripts Healthcare Solutions Inc. |
140,073,043 | 14,475,601 | (28,783,071 | ) | 7,414,449 | (21,919,321 | ) | 111,260,701 | 8,321,668 | — | — | |||||||||||||||||||||||||||||
AMC Networks Inc., Class A |
106,156,533 | 12,786,123 | (15,072,480 | ) | 809,063 | (14,136,792 | ) | 90,542,447 | 1,943,388 | — | — | |||||||||||||||||||||||||||||
American Assets Trust Inc. |
108,473,164 | 16,423,431 | (9,970,313 | ) | 767,721 | 15,357,685 | 131,051,688 | 3,502,183 | 1,111,775 | — | ||||||||||||||||||||||||||||||
American Axle & Manufacturing Holdings Inc. |
73,028,576 | 7,004,080 | (6,509,937 | ) | (1,295,322 | ) | (5,343,542 | ) | 66,883,855 | 7,591,811 | — | — | ||||||||||||||||||||||||||||
American Equity Investment Life Holding Co. |
179,893,753 | 7,861,292 | (14,543,653 | ) | 311,999 | (11,451,079 | ) | 162,072,312 | 5,480,971 | — | — | |||||||||||||||||||||||||||||
American Public Education Inc. |
44,164,667 | 3,281,418 | (3,031,471 | ) | 7,768 | (12,407,654 | ) | 32,014,728 | 1,250,087 | — | — | |||||||||||||||||||||||||||||
American States Water Co. |
185,981,265 | 19,570,283 | (19,656,428 | ) | 5,822,555 | 18,530,936 | 210,248,611 | 2,458,473 | 1,719,880 | — | ||||||||||||||||||||||||||||||
American Vanguard Corp. |
36,329,922 | 3,176,732 | (2,868,066 | ) | (8,772 | ) | (9,592,461 | ) | 27,037,355 | 1,796,502 | 72,593 | — | ||||||||||||||||||||||||||||
American Woodmark Corp. |
111,651,511 | 9,152,548 | (9,801,048 | ) | (504,905 | ) | (37,386,337 | ) | 73,111,769 | 1,118,430 | — | — | ||||||||||||||||||||||||||||
America’s Car- Mart Inc./TX |
62,431,322 | 5,481,318 | (4,125,841 | ) | 982,976 | (15,762,814 | ) | 49,006,961 | 419,652 | — | — | |||||||||||||||||||||||||||||
Ameris Bancorp |
231,575,664 | 7,888,469 | (8,762,697 | ) | (692,986 | ) | (2,916,253 | ) | 227,092,197 | 4,377,259 | 1,329,935 | — | ||||||||||||||||||||||||||||
AMERISAFE Inc. |
82,552,640 | 7,125,359 | (7,052,034 | ) | 1,538,021 | (11,774,251 | ) | 72,389,735 | 1,288,991 | 756,514 | — | |||||||||||||||||||||||||||||
AMN Healthcare Services Inc. |
231,770,949 | 29,996,382 | (29,864,550 | ) | 13,445,667 | 115,681,444 | 361,029,892 | 3,146,230 | — | — | ||||||||||||||||||||||||||||||
Amphastar Pharmaceuticals Inc. |
44,863,701 | 4,185,315 | (3,756,625 | ) | 124,033 | 1,599,450 | 47,015,874 | 2,473,218 | — | — | ||||||||||||||||||||||||||||||
Andersons Inc. (The) |
56,402,554 | 6,392,150 | (6,254,460 | ) | 343,807 | 6,639,068 | 63,523,119 | 2,060,432 | 730,774 | — | ||||||||||||||||||||||||||||||
AngioDynamics Inc. |
59,182,765 | 5,984,637 | (5,373,721 | ) | 1,949,682 | 4,640,313 | 66,383,676 | 2,559,124 | — | — | ||||||||||||||||||||||||||||||
ANI Pharmaceuticals Inc. |
23,513,371 | 1,774,853 | (1,845,027 | ) | (724,031 | ) | (1,450,395 | ) | 21,268,771 | 648,043 | — | — | ||||||||||||||||||||||||||||
Anika Therapeutics Inc. |
39,165,049 | 3,541,925 | (3,292,392 | ) | 80,763 | 1,556,116 | 41,051,461 | 964,555 | — | — | ||||||||||||||||||||||||||||||
Apogee Enterprises Inc. |
70,944,910 | 6,159,397 | (7,527,065 | ) | 595,420 | (6,007,509 | ) | 64,165,153 | 1,699,289 | 688,876 | — | |||||||||||||||||||||||||||||
Apollo Commercial Real Estate Finance Inc. |
119,741,871 | 15,180,780 | (9,839,797 | ) | 1,861,240 | 3,000,222 | 129,944,316 | 8,762,260 | 1,162,510 | — | ||||||||||||||||||||||||||||||
Applied Industrial Technologies Inc. |
235,541,068 | 23,287,582 | (22,244,849 | ) | 5,614,027 | (9,055,943 | ) | 233,141,885 | 2,586,729 | 1,704,628 | — | |||||||||||||||||||||||||||||
Applied Optoelectronics Inc. |
13,771,018 | 1,100,936 | (746,184 | ) | (5,252 | ) | (1,945,830 | ) | 12,174,688 | 1,695,639 | — | — | ||||||||||||||||||||||||||||
ArcBest Corp. |
119,067,236 | 11,499,521 | (10,165,122 | ) | 3,071,327 | 15,645,692 | 139,118,654 | 1,701,341 | 270,463 | — | ||||||||||||||||||||||||||||||
Archrock Inc. |
81,271,297 | 7,812,042 | (5,150,187 | ) | 399,269 | (10,733,057 | ) | 73,599,364 | 8,921,135 | 2,485,230 | — | |||||||||||||||||||||||||||||
Arconic Corp. |
165,672,060 | 43,376,223 | (18,269,322 | ) | 8,964,898 | 29,899,102 | 229,642,961 | 7,281,007 | — | — | ||||||||||||||||||||||||||||||
Arcosa Inc. |
209,019,091 | 17,351,779 | (16,475,153 | ) | 4,167,170 | (52,416,000 | ) | 161,646,887 | 3,221,983 | 320,487 | — |
S C H E D U L E O F I N V E S T M E N T S |
33 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
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||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Arlo Technologies Inc. |
$ | 33,527,469 | $ | 3,372,362 | $ | (2,158,876 | ) | $ | 680,155 | $ | (2,097 | ) | $ | 35,419,013 | 5,525,587 | $ | — | $ | — | |||||||||||||||||||||
Armada Hoffler Properties Inc. |
49,562,770 | 5,697,078 | (4,207,655 | ) | 253,653 | 2,976,621 | 54,282,467 | 4,060,020 | 502,029 | — | ||||||||||||||||||||||||||||||
ARMOUR Residential REIT Inc. |
53,066,279 | 16,939,258 | (3,135,821 | ) | (1,285,853 | ) | (5,778,018 | ) | 59,805,845 | 5,547,852 | (536,930 | ) | — | |||||||||||||||||||||||||||
Asbury Automotive Group Inc. |
253,162,543 | 24,463,557 | (24,080,130 | ) | 9,374,704 | (9,623,236 | ) | 253,297,438 | 1,287,473 | — | — | |||||||||||||||||||||||||||||
Assured Guaranty Ltd.(b) |
N/A | 118,709,585 | (2,649,122 | ) | 21,521 | 58,321,778 | 174,403,762 | 3,725,780 | 1,443,457 | — | ||||||||||||||||||||||||||||||
Astec Industries Inc. |
113,618,646 | 9,452,091 | (8,740,981 | ) | 1,697,276 | (34,508,702 | ) | 81,518,330 | 1,514,929 | 331,354 | — | |||||||||||||||||||||||||||||
Atlas Air Worldwide Holdings Inc. |
110,157,340 | 12,777,024 | (14,400,488 | ) | 3,217,964 | 35,020,749 | 146,772,589 | 1,796,922 | — | — | ||||||||||||||||||||||||||||||
Avanos Medical Inc. |
— | 136,802,457 | (8,625,674 | ) | (843,059 | ) | (27,387,051 | ) | 99,946,673 | 3,203,419 | — | — | ||||||||||||||||||||||||||||
Avista Corp. |
220,450,147 | 427,086 | (2,251,676 | ) | 177,362 | (39,708,273 | ) | 179,094,646 | 4,578,084 | 3,868,481 | — | |||||||||||||||||||||||||||||
Axcelis Technologies Inc. |
92,487,714 | 8,985,953 | (9,524,725 | ) | 2,979,622 | 10,182,357 | 105,110,921 | 2,234,976 | — | — | ||||||||||||||||||||||||||||||
Axos Financial Inc. |
160,687,184 | 11,623,624 | (6,588,331 | ) | 624,071 | 15,319,222 | 181,665,770 | 3,524,753 | — | — | ||||||||||||||||||||||||||||||
AZZ Inc. |
85,214,857 | 8,278,829 | (9,396,897 | ) | 1,160,734 | 3,530,191 | 88,787,714 | 1,668,942 | 568,627 | — | ||||||||||||||||||||||||||||||
B&G Foods Inc. |
134,036,728 | 12,314,168 | (12,768,958 | ) | 1,495,756 | (6,095,977 | ) | 128,981,717 | 4,315,213 | 3,366,582 | — | |||||||||||||||||||||||||||||
Badger Meter Inc. |
180,801,970 | 18,370,396 | (18,461,496 | ) | 6,977,253 | 8,743,052 | 196,431,175 | 1,942,171 | 742,022 | — | ||||||||||||||||||||||||||||||
Balchem Corp. |
270,776,744 | 28,010,893 | (28,512,329 | ) | 10,480,872 | 31,850,521 | 312,606,701 | 2,154,868 | — | — | ||||||||||||||||||||||||||||||
Banc of California Inc. |
53,563,266 | 4,509,738 | (4,143,643 | ) | 749,828 | 437,190 | 55,116,379 | 2,980,875 | 359,409 | — | ||||||||||||||||||||||||||||||
Bancorp. Inc. (The) |
— | 83,902,090 | (1,056,723 | ) | (154,000 | ) | 4,665,198 | 87,356,565 | 3,432,478 | — | — | |||||||||||||||||||||||||||||
BankUnited Inc. |
252,353,165 | 9,986,112 | — | — | (12,890,421 | ) | 249,448,856 | 5,964,822 | 2,676,010 | — | ||||||||||||||||||||||||||||||
Banner Corp. |
111,680,273 | 2,244,413 | — | — | 3,918,354 | 117,843,040 | 2,134,451 | 1,728,668 | — | |||||||||||||||||||||||||||||||
Barnes Group Inc. |
153,866,088 | 14,774,396 | (14,899,491 | ) | 570,595 | (25,058,922 | ) | 129,252,666 | 3,097,356 | 994,203 | — | |||||||||||||||||||||||||||||
Bed Bath & Beyond Inc. |
235,518,766 | 19,995,391 | (50,483,520 | ) | 12,551,418 | (97,396,632 | ) | 120,185,423 | 6,957,188 | — | — | |||||||||||||||||||||||||||||
Benchmark Electronics Inc. |
74,949,214 | 6,370,325 | (7,816,549 | ) | 556,109 | (10,793,232 | ) | 63,265,867 | 2,368,621 | 787,262 | — | |||||||||||||||||||||||||||||
Berkshire Hills Bancorp. Inc. |
70,113,749 | 5,739,087 | (3,649,084 | ) | (2,621,604 | ) | 16,892,502 | 86,474,650 | 3,205,139 | 804,228 | — | |||||||||||||||||||||||||||||
Big Lots Inc. |
153,740,090 | 19,244,604 | (18,479,688 | ) | 3,429,572 | (57,953,139 | ) | 99,981,439 | 2,305,845 | 1,326,049 | — | |||||||||||||||||||||||||||||
BJ’s Restaurants Inc. |
89,865,442 | 6,917,937 | (6,701,019 | ) | 1,679,387 | (27,002,009 | ) | 64,759,738 | 1,550,760 | — | — | |||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares |
2,960,673,133 | — | (250,787,661 | )(c) | (53,659 | ) | (264,429 | ) | 2,709,567,384 | 2,708,213,278 | 3,201,502(d | ) | — | |||||||||||||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
849,990,000 | — | (62,040,000 | )(c) | — | — | 787,950,000 | 787,950,000 | 37,100 | — | ||||||||||||||||||||||||||||||
Bloomin’ Brands Inc. |
144,746,471 | 13,989,585 | (12,393,659 | ) | 2,950,430 | (14,170,177 | ) | 135,122,650 | 5,404,906 | — | — | |||||||||||||||||||||||||||||
Blucora Inc. |
53,626,743 | 4,181,944 | (3,657,485 | ) | (41,987 | ) | (3,368,286 | ) | 50,740,929 | 3,254,710 | — | — | ||||||||||||||||||||||||||||
Boise Cascade Co. |
156,338,781 | 15,331,055 | (14,489,605 | ) | 3,702,060 | (19,551,639 | ) | 141,330,652 | 2,618,204 | 5,756,446 | — | |||||||||||||||||||||||||||||
Boot Barn Holdings Inc. |
120,596,643 | 14,976,685 | (12,491,142 | ) | 5,505,448 | 46,114,434 | 174,702,068 | 1,965,816 | — | — | ||||||||||||||||||||||||||||||
Boston
Private Financial Holdings |
67,642,583 | 1,239,445 | (75,612,364 | ) | 5,863,057 | 867,279 | — | — | 304,696 | — | ||||||||||||||||||||||||||||||
Bottomline Technologies DE Inc. |
117,211,347 | 11,047,057 | (10,035,973 | ) | 1,073,449 | (16,452,827 | ) | 102,843,053 | 2,618,204 | — | — | |||||||||||||||||||||||||||||
Brandywine Realty Trust |
146,834,970 | 13,757,864 | (14,900,397 | ) | 1,364,775 | 5,614,908 | 152,672,120 | 11,376,462 | 3,029,530 | — |
34 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
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BrightSphere Investment Group Inc.(e) |
$ | 80,981,540 | $ | — | $ | (9,112,004 | ) | $ | 3,228,838 | $ | (31,699,734 | ) | $ | N/A | N/A | $ | 80,077 | $ | — | |||||||||||||||||||||
Brinker International Inc. |
214,629,411 | 16,631,690 | (15,284,818 | ) | 3,312,876 | (69,903,558 | ) | 149,385,601 | 3,045,578 | — | — | |||||||||||||||||||||||||||||
Bristow Group Inc. |
40,152,484 | 3,929,532 | (3,962,609 | ) | 106,595 | 9,097,607 | 49,323,609 | 1,549,595 | — | — | ||||||||||||||||||||||||||||||
Brookline Bancorp. Inc. |
73,107,615 | — | — | — | 1,267,199 | 74,374,814 | 4,873,841 | 1,169,722 | — | |||||||||||||||||||||||||||||||
Cadence Bancorp |
160,203,119 | 6,849,611 | — | — | 9,968,916 | 177,021,646 | 8,061,095 | 2,344,932 | — | |||||||||||||||||||||||||||||||
CalAmp Corp. |
25,666,055 | 2,515,754 | (2,520,441 | ) | (181,499 | ) | (2,002,237 | ) | 23,477,632 | 2,359,561 | — | — | ||||||||||||||||||||||||||||
Calavo Growers Inc. |
86,195,384 | 8,146,559 | (5,135,329 | ) | 124,237 | (44,108,648 | ) | 45,222,203 | 1,182,589 | — | — | |||||||||||||||||||||||||||||
Caleres Inc. |
55,052,652 | 5,869,651 | (5,164,933 | ) | 1,421,631 | (555,220 | ) | 56,623,781 | 2,548,325 | 358,594 | — | |||||||||||||||||||||||||||||
California Water Service Group |
188,973,938 | 20,518,821 | (16,012,848 | ) | 5,989,336 | 2,692,770 | 202,162,017 | 3,430,545 | 1,547,566 | — | ||||||||||||||||||||||||||||||
Callon Petroleum Co. |
118,532,653 | 11,998,608 | (29,912,235 | ) | (22,222,490 | ) | 50,157,874 | 128,554,410 | 2,619,283 | — | — | |||||||||||||||||||||||||||||
Cal-Maine Foods Inc. |
95,893,054 | 8,623,962 | (8,720,229 | ) | (882,512 | ) | (4,769,673 | ) | 90,144,602 | 2,492,937 | 84,264 | — | ||||||||||||||||||||||||||||
Capitol Federal Financial Inc. |
110,890,425 | 6,011,366 | (3,156,139 | ) | (522,703 | ) | (14,467,824 | ) | 98,755,125 | 8,594,876 | 4,856,580 | — | ||||||||||||||||||||||||||||
Capstead Mortgage Corp. |
40,358,862 | 4,937,611 | (3,212,500 | ) | (864,284 | ) | 2,120,238 | 43,339,927 | 6,478,315 | (37,719 | ) | — | ||||||||||||||||||||||||||||
Cara Therapeutics Inc. |
— | 79,593,746 | (4,663,808 | ) | (1,593,616 | ) | (29,865,275 | ) | 43,471,047 | 2,813,660 | — | — | ||||||||||||||||||||||||||||
Cardiovascular Systems Inc. |
102,661,676 | 9,875,493 | (10,279,028 | ) | (258,112 | ) | (14,229,681 | ) | 87,770,348 | 2,673,480 | — | — | ||||||||||||||||||||||||||||
Cardtronics PLC, Class A(a) |
93,625,525 | 3,724,989 | (97,834,896 | ) | 17,929,485 | (17,445,103 | ) | — | — | — | — | |||||||||||||||||||||||||||||
CareTrust REIT Inc. |
142,840,994 | 3,845,462 | — | — | (18,722,069 | ) | 127,964,387 | 6,297,460 | 2,868,754 | — | ||||||||||||||||||||||||||||||
Carpenter Technology Corp. |
131,657,656 | 12,002,688 | (11,731,205 | ) | 2,034,825 | (29,280,630 | ) | 104,683,334 | 3,197,414 | 1,279,828 | — | |||||||||||||||||||||||||||||
Cato Corp. (The), Class A |
15,959,136 | 1,656,578 | (1,987,485 | ) | 9,994 | 6,019,005 | 21,657,228 | 1,309,385 | 367,507 | — | ||||||||||||||||||||||||||||||
Cavco Industries Inc. |
128,482,639 | 12,892,640 | (13,000,972 | ) | 3,949,550 | 2,318,230 | 134,642,087 | 568,734 | — | — | ||||||||||||||||||||||||||||||
Centerspace |
58,783,824 | 11,327,612 | (4,719,572 | ) | 698,851 | 22,259,981 | 88,350,696 | 934,928 | 275,719 | — | ||||||||||||||||||||||||||||||
Central Garden & Pet Co. |
37,770,079 | 3,034,257 | (2,994,352 | ) | 1,187,664 | (7,703,184 | ) | 31,294,464 | 651,968 | — | — | |||||||||||||||||||||||||||||
Central Pacific Financial Corp. |
40,653,703 | 1,516,989 | — | — | (1,641,925 | ) | 40,528,767 | 1,578,223 | 757,547 | — | ||||||||||||||||||||||||||||||
Century Communities Inc. |
116,608,875 | 13,833,129 | (10,326,205 | ) | 4,017,863 | (2,603,014 | ) | 121,530,648 | 1,977,716 | 586,615 | — | |||||||||||||||||||||||||||||
CEVA Inc. |
85,448,059 | 6,575,510 | (6,409,163 | ) | 1,218,318 | (21,659,505 | ) | 65,173,219 | 1,527,378 | — | — | |||||||||||||||||||||||||||||
Chart Industries Inc. |
337,280,531 | 38,170,547 | (37,555,981 | ) | 18,501,734 | 96,686,375 | 453,083,206 | 2,370,798 | — | — | ||||||||||||||||||||||||||||||
Chatham Lodging Trust |
41,422,561 | 5,154,782 | (3,329,922 | ) | (102,012 | ) | (3,203,966 | ) | 39,941,443 | 3,260,526 | — | — | ||||||||||||||||||||||||||||
Cheesecake Factory Inc. (The) |
164,425,914 | 32,540,036 | (11,131,582 | ) | 4,685,384 | (38,697,391 | ) | 151,822,361 | 3,230,263 | — | — | |||||||||||||||||||||||||||||
Chefs’ Warehouse Inc. (The) |
65,162,408 | 7,027,352 | (5,996,007 | ) | 1,439,293 | 3,142,899 | 70,775,945 | 2,173,041 | — | — | ||||||||||||||||||||||||||||||
Chesapeake Utilities Corp. |
135,123,620 | 10,286,706 | (10,797,601 | ) | 2,272,821 | 2,373,054 | 139,258,600 | 1,160,005 | 1,131,189 | — | ||||||||||||||||||||||||||||||
Chico’s FAS Inc. |
26,485,809 | 4,541,395 | (3,639,462 | ) | 922,325 | 8,501,692 | 36,811,759 | 8,198,610 | — | — | ||||||||||||||||||||||||||||||
Children’s Place Inc. (The) |
67,841,798 | 7,855,598 | (11,583,698 | ) | 819,146 | 4,876,375 | 69,809,219 | 927,574 | — | — | ||||||||||||||||||||||||||||||
Chuy’s Holdings Inc. |
58,152,050 | 4,532,364 | (3,611,455 | ) | 1,084,793 | (17,994,827 | ) | 42,162,925 | 1,337,232 | — | — | |||||||||||||||||||||||||||||
Cincinnati Bell Inc.(a) |
46,894,465 | 1,761,680 | (49,127,219 | ) | (879,914 | ) | 1,350,988 | — | — | — | — | |||||||||||||||||||||||||||||
Cinemark Holdings Inc. |
— | 128,273,680 | (6,075,976 | ) | 211,217 | 13,738,112 | 136,147,033 | 7,087,300 | — | — |
S C H E D U L E O F I N V E S T M E N T S |
35 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
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CIRCOR International Inc. |
$ | 46,626,034 | $ | 4,085,424 | $ | (3,420,275 | ) | $ | (572,761 | ) | $ | (2,012,682 | ) | $ | 44,705,740 | 1,354,309 | $ | — | $ | — | ||||||||||||||||||||
City Holding Co. |
80,745,483 | 249,094 | — | — | (3,825,034 | ) | 77,169,543 | 990,496 | 1,147,151 | — | ||||||||||||||||||||||||||||||
Clearwater Paper Corp. |
41,718,586 | 3,179,714 | (2,964,425 | ) | 135,543 | 705,060 | 42,774,478 | 1,115,953 | — | — | ||||||||||||||||||||||||||||||
Cogent Communications Holdings Inc. |
194,072,143 | 20,726,495 | (20,684,272 | ) | 5,824,824 | 111,412 | 200,050,602 | 2,823,978 | 1,804,269 | — | ||||||||||||||||||||||||||||||
Coherus Biosciences Inc. |
62,569,677 | 7,906,758 | (9,586,984 | ) | (536,759 | ) | 7,552,459 | 67,905,151 | 4,225,585 | — | — | |||||||||||||||||||||||||||||
Cohu Inc. |
131,608,431 | 13,568,392 | (10,704,037 | ) | 3,052,054 | (34,198,109 | ) | 103,326,731 | 3,235,026 | — | — | |||||||||||||||||||||||||||||
Collegium Pharmaceutical Inc. |
55,011,184 | 4,685,457 | (3,486,435 | ) | (93,115 | ) | (9,169,824 | ) | 46,947,267 | 2,378,281 | — | — | ||||||||||||||||||||||||||||
Columbia Banking System Inc. |
193,475,694 | 2,035,775 | — | — | (22,902,156 | ) | 172,609,313 | 4,543,546 | 2,525,170 | — | ||||||||||||||||||||||||||||||
Comfort Systems USA Inc. |
180,336,567 | 18,262,379 | (17,468,034 | ) | 5,947,365 | (14,714,312 | ) | 172,363,965 | 2,416,769 | 566,658 | — | |||||||||||||||||||||||||||||
Community Bank System Inc. |
256,597,789 | 9,532,871 | — | — | (28,980,030 | ) | 237,150,630 | 3,466,101 | 2,936,625 | — | ||||||||||||||||||||||||||||||
Community Health Systems Inc. |
109,739,393 | 12,332,153 | (10,131,835 | ) | 4,165,384 | (19,408,901 | ) | 96,696,194 | 8,264,632 | — | — | |||||||||||||||||||||||||||||
Community Healthcare Trust Inc. |
69,458,011 | 7,822,424 | (5,985,592 | ) | 1,716,647 | (3,154,348 | ) | 69,857,142 | 1,545,854 | 1,045,918 | — | |||||||||||||||||||||||||||||
Computer Programs & Systems Inc. |
26,097,210 | 6,113,978 | (1,554,364 | ) | 275,906 | 3,803,106 | 34,735,836 | 979,578 | — | — | ||||||||||||||||||||||||||||||
Comtech Telecommunications Corp. |
43,114,192 | 3,990,926 | (3,851,973 | ) | 580,744 | 810,846 | 44,644,735 | 1,743,254 | 346,449 | — | ||||||||||||||||||||||||||||||
CONMED Corp. |
251,932,139 | 25,739,305 | (23,911,545 | ) | 9,757,804 | (9,535,723 | ) | 253,981,980 | 1,941,313 | 780,663 | — | |||||||||||||||||||||||||||||
CONSOL Energy Inc. |
19,630,706 | 4,722,131 | (2,080,165 | ) | 806,344 | 32,116,091 | 55,195,107 | 2,121,257 | — | — | ||||||||||||||||||||||||||||||
Consolidated Communications Holdings Inc.(e) |
35,129,052 | 3,741,151 | (4,211,633 | ) | (1,886,375 | ) | 27,324,743 | N/A | N/A | — | — | |||||||||||||||||||||||||||||
Cooper
Tire & Rubber |
188,197,706 | 7,804,915 | (210,583,669 | ) | 103,597,803 | (89,016,755 | ) | — | — | 354,251 | — | |||||||||||||||||||||||||||||
Cooper-Standard Holdings Inc. |
41,087,581 | 2,677,661 | (2,538,290 | ) | (2,578,276 | ) | (13,757,251 | ) | 24,891,425 | 1,136,076 | — | — | ||||||||||||||||||||||||||||
Corcept Therapeutics Inc. |
167,332,532 | 14,524,122 | (16,510,659 | ) | 1,146,861 | (29,809,490 | ) | 136,683,366 | 6,945,293 | — | — | |||||||||||||||||||||||||||||
Core Laboratories NV |
85,629,665 | 13,801,351 | (9,026,169 | ) | 1,217,347 | (6,036,199 | ) | 85,585,995 | 3,084,180 | 60,283 | — | |||||||||||||||||||||||||||||
CoreCivic Inc. |
72,246,648 | 6,709,016 | (6,667,243 | ) | 784,533 | (1,810,076 | ) | 71,262,878 | 8,007,065 | — | — | |||||||||||||||||||||||||||||
Core-Mark Holding Co. Inc.(a) |
116,595,449 | 9,629,917 | (147,130,340 | ) | 41,377,533 | (20,472,559 | ) | — | — | 781,596 | — | |||||||||||||||||||||||||||||
Crocs Inc.(a) |
350,913,246 | 12,850,371 | (461,974,665 | ) | 354,207,564 | (255,996,516 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Cross Country Healthcare Inc. |
29,471,891 | 3,678,347 | (3,354,163 | ) | 1,109,459 | 19,296,714 | 50,202,248 | 2,363,571 | — | — | ||||||||||||||||||||||||||||||
CryoLife Inc. |
58,602,326 | 6,604,598 | (5,844,488 | ) | 1,049,554 | (2,089,001 | ) | 58,322,989 | 2,616,554 | — | — | |||||||||||||||||||||||||||||
CSG Systems International Inc. |
97,620,847 | 9,919,605 | (9,754,160 | ) | 1,337,885 | 5,934,230 | 105,058,407 | 2,179,635 | 1,102,310 | — | ||||||||||||||||||||||||||||||
CTS Corp. |
66,969,802 | 7,019,288 | (6,846,080 | ) | 1,674,854 | (2,096,682 | ) | 66,721,182 | 2,158,563 | 174,056 | — | |||||||||||||||||||||||||||||
Cubic Corp.(a) |
157,826,659 | 3,867,017 | (162,604,947 | ) | 36,715,655 | (35,804,384 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Customers Bancorp. Inc. |
59,848,106 | 3,141,763 | (123,958 | ) | 25,262 | 21,833,878 | 84,725,051 | 1,969,434 | — | — | ||||||||||||||||||||||||||||||
Cutera Inc. |
35,300,396 | 4,731,684 | (9,072,624 | ) | 4,363,709 | 15,323,765 | 50,646,930 | 1,086,844 | — | — | ||||||||||||||||||||||||||||||
CVB Financial Corp. |
183,400,966 | 5,162,010 | (2,255,076 | ) | (558,028 | ) | (14,031,811 | ) | 171,718,061 | 8,429,949 | 1,523,373 | — | ||||||||||||||||||||||||||||
Cytokinetics Inc. |
110,368,584 | 33,068,048 | (7,799,032 | ) | 4,199,776 | 59,066,053 | 198,903,429 | 5,565,289 | — | — | ||||||||||||||||||||||||||||||
Daktronics Inc. |
15,616,363 | 1,198,780 | (1,011,030 | ) | 154,640 | (2,234,938 | ) | 13,723,815 | 2,527,406 | — | — |
36 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Dave & Buster’s Entertainment Inc. |
$ | 152,109,563 | $ | 11,904,311 | $ | (33,968,138 | ) | $ | (3,356,883 | ) | $ | (28,389,192 | ) | $ | 98,299,661 | 2,564,562 | $ | — | $ | — | ||||||||||||||||||||
Deluxe Corp. |
117,486,489 | 11,536,921 | (10,125,168 | ) | 2,033,771 | (19,285,970 | ) | 101,646,043 | 2,832,155 | 1,683,346 | — | |||||||||||||||||||||||||||||
Designer Brands Inc., Class A |
68,207,635 | 6,746,468 | (4,470,812 | ) | 1,959,347 | (15,668,179 | ) | 56,774,459 | 4,075,697 | — | — | |||||||||||||||||||||||||||||
DiamondRock Hospitality Co. |
142,100,747 | 10,323,238 | (7,829,460 | ) | (1,907,037 | ) | (10,194,273 | ) | 132,493,215 | 14,020,446 | — | — | ||||||||||||||||||||||||||||
Diebold Nixdorf Inc. |
73,710,332 | 5,857,563 | (9,323,492 | ) | 456,632 | (21,435,278 | ) | 49,265,757 | 4,872,973 | — | — | |||||||||||||||||||||||||||||
Digi International Inc. |
42,013,666 | 5,066,835 | (3,724,402 | ) | 1,032,192 | 3,560,032 | 47,948,323 | 2,281,081 | — | — | ||||||||||||||||||||||||||||||
Dime Community Bancshares Inc. |
70,475,156 | 7,674,698 | (10,670,276 | ) | 1,342,260 | 4,218,202 | 73,040,040 | 2,236,376 | 1,123,363 | — | ||||||||||||||||||||||||||||||
Dine Brands Global Inc. |
99,848,312 | 12,081,974 | (9,069,277 | ) | 1,584,797 | (11,590,698 | ) | 92,855,108 | 1,143,395 | — | — | |||||||||||||||||||||||||||||
Diodes Inc. |
223,876,550 | 34,371,794 | (16,924,268 | ) | 8,569,380 | 21,245,766 | 271,139,222 | 2,993,037 | — | — | ||||||||||||||||||||||||||||||
Diversified Healthcare Trust |
75,996,790 | 5,620,832 | (5,771,601 | ) | (1,324,177 | ) | (20,729,056 | ) | 53,792,788 | 15,868,079 | — | — | ||||||||||||||||||||||||||||
DMC Global Inc. |
55,716,447 | 17,115,531 | (4,915,647 | ) | 103,645 | (21,803,452 | ) | 46,216,524 | 1,252,141 | — | — | |||||||||||||||||||||||||||||
Domtar Corp. |
— | 148,897,791 | (24,028,472 | ) | 4,985,628 | 51,397,017 | 181,251,964 | 3,323,285 | — | — | ||||||||||||||||||||||||||||||
Donnelley Financial Solutions Inc. |
54,976,940 | 5,792,247 | (6,149,361 | ) | 3,158,092 | 10,377,230 | 68,155,148 | 1,968,664 | — | — | ||||||||||||||||||||||||||||||
Dorman Products Inc. |
195,919,848 | 18,499,493 | (18,877,235 | ) | 5,218,767 | (20,237,017 | ) | 180,523,856 | 1,906,875 | — | — | |||||||||||||||||||||||||||||
Dril-Quip Inc. |
78,472,412 | 6,827,055 | (6,815,976 | ) | (1,245,781 | ) | (17,849,497 | ) | 59,388,213 | 2,358,547 | — | — | ||||||||||||||||||||||||||||
DSP Group Inc. |
21,123,901 | 2,238,084 | (1,472,832 | ) | 344,107 | 10,953,729 | 33,186,989 | 1,514,696 | — | — | ||||||||||||||||||||||||||||||
DXP Enterprises Inc./TX |
32,979,219 | 5,575,403 | (3,010,811 | ) | 99,137 | (700,345 | ) | 34,942,603 | 1,181,691 | — | — | |||||||||||||||||||||||||||||
Eagle Bancorp. Inc. |
107,742,162 | 990,072 | — | — | 8,699,268 | 117,431,502 | 2,042,287 | 1,217,563 | — | |||||||||||||||||||||||||||||||
Eagle Pharmaceuticals Inc./DE |
32,325,501 | 3,195,581 | (3,430,225 | ) | (297,169 | ) | 11,196,460 | 42,990,148 | 770,709 | — | — | |||||||||||||||||||||||||||||
Easterly Government Properties Inc. |
109,680,067 | 9,533,027 | (6,488,925 | ) | 650,911 | (1,652,473 | ) | 111,722,607 | 5,407,677 | 1,523,755 | — | |||||||||||||||||||||||||||||
Ebix Inc. |
50,462,144 | 4,059,072 | (3,928,605 | ) | (610,740 | ) | (7,269,006 | ) | 42,712,865 | 1,586,070 | 236,085 | — | ||||||||||||||||||||||||||||
Echo Global Logistics Inc. |
55,528,357 | 2,907,734 | (2,438,706 | ) | 372,833 | 28,203,725 | 84,573,943 | 1,772,667 | — | — | ||||||||||||||||||||||||||||||
Edgewell Personal Care Co. |
143,193,323 | 14,510,848 | (14,042,229 | ) | (97,840 | ) | (12,201,481 | ) | 131,362,621 | 3,618,805 | 1,094,743 | — | ||||||||||||||||||||||||||||
eHealth Inc. |
125,650,603 | 9,018,984 | (14,677,483 | ) | (18,075,755 | ) | (38,380,799 | ) | 63,535,550 | 1,568,779 | — | — | ||||||||||||||||||||||||||||
elf Beauty Inc. |
68,727,165 | 23,462,310 | (5,045,406 | ) | 500,627 | 4,558,871 | 92,203,567 | 3,173,961 | — | — | ||||||||||||||||||||||||||||||
Ellington Financial Inc. |
— | 60,146,748 | (894,447 | ) | (11,372 | ) | (1,098,446 | ) | 58,142,483 | 3,178,922 | 2,024,375 | — | ||||||||||||||||||||||||||||
Employers Holdings Inc. |
72,831,899 | 1,999,151 | — | — | (6,147,752 | ) | 68,683,298 | 1,739,258 | 857,666 | — | ||||||||||||||||||||||||||||||
Enanta Pharmaceuticals Inc. |
59,133,299 | 5,457,575 | (5,500,049 | ) | (1,049,062 | ) | 9,996,052 | 68,037,815 | 1,197,638 | — | — | |||||||||||||||||||||||||||||
Encore Capital Group Inc. |
84,146,154 | 8,712,965 | (12,355,811 | ) | 2,059,114 | 16,717,613 | 99,280,035 | 2,015,020 | — | — | ||||||||||||||||||||||||||||||
Encore Wire Corp. |
92,492,184 | 10,509,062 | (10,250,568 | ) | 2,731,824 | 34,866,359 | 130,348,861 | 1,374,553 | 55,305 | — | ||||||||||||||||||||||||||||||
Endo International PLC |
113,398,112 | 5,248,562 | (3,753,701 | ) | (1,612,144 | ) | (63,062,601 | ) | 50,218,228 | 15,499,453 | — | — | ||||||||||||||||||||||||||||
Enerpac Tool Group Corp. |
104,181,448 | 9,350,515 | (8,853,161 | ) | 849,212 | (22,450,943 | ) | 83,077,071 | 4,007,577 | 160,176 | — | |||||||||||||||||||||||||||||
Enova International Inc. |
85,912,975 | 8,556,936 | (7,226,999 | ) | 2,538,855 | (4,973,782 | ) | 84,807,985 | 2,454,645 | — | — | |||||||||||||||||||||||||||||
EnPro Industries Inc. |
116,862,535 | 12,152,512 | (11,992,495 | ) | 2,433,796 | 24,028 | 119,480,376 | 1,371,446 | 744,955 | — | ||||||||||||||||||||||||||||||
Ensign Group Inc. (The) |
321,590,055 | 28,504,947 | (24,174,872 | ) | 12,669,603 | (77,453,845 | ) | 261,135,888 | 3,486,926 | 364,640 | — | |||||||||||||||||||||||||||||
ePlus Inc. |
89,775,142 | 8,057,679 | (8,081,612 | ) | 2,799,377 | (307,787 | ) | 92,242,799 | 898,965 | — | — |
S C H E D U L E O F I N V E S T M E N T S |
37 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
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ESCO Technologies Inc. |
$ | 188,986,000 | $ | 15,510,378 | $ | (15,518,850 | ) | $ | 4,320,994 | $ | (59,714,610 | ) | $ | 133,583,912 | 1,734,856 | $ | 279,141 | $ | — | |||||||||||||||||||||
Essential
Properties Realty Trust |
N/A | 206,520,057 | (16,979,226 | ) | 2,559,723 | 27,687,696 | 219,788,250 | 7,872,072 | 2,264,332 | — | ||||||||||||||||||||||||||||||
Ethan Allen Interiors Inc. |
40,348,205 | 3,566,852 | (3,386,947 | ) | 674,753 | (6,461,151 | ) | 34,741,712 | 1,465,895 | 3,280,766 | — | |||||||||||||||||||||||||||||
EVERTEC Inc. |
148,584,548 | 16,887,265 | (17,448,256 | ) | 6,547,169 | 27,229,276 | 181,800,002 | 3,976,378 | 397,132 | — | ||||||||||||||||||||||||||||||
ExlService Holdings Inc. |
201,170,762 | 24,012,775 | (26,770,372 | ) | 10,200,086 | 63,280,155 | 271,893,406 | 2,208,361 | — | — | ||||||||||||||||||||||||||||||
Exponent Inc. |
336,492,998 | 34,464,397 | (33,234,016 | ) | 16,399,603 | 37,992,912 | 392,115,894 | 3,465,452 | 1,395,597 | — | ||||||||||||||||||||||||||||||
Fabrinet |
222,144,724 | 22,864,785 | (23,213,544 | ) | 10,437,041 | 19,460,310 | 251,693,316 | 2,455,305 | — | — | ||||||||||||||||||||||||||||||
FARO Technologies Inc. |
103,973,860 | 8,596,788 | (8,133,740 | ) | 1,959,075 | (26,774,701 | ) | 79,621,282 | 1,209,866 | — | — | |||||||||||||||||||||||||||||
Federal Signal Corp. |
154,545,670 | 15,782,934 | (14,165,538 | ) | 5,650,333 | (4,652,090 | ) | 157,161,309 | 4,069,428 | 725,052 | — | |||||||||||||||||||||||||||||
Ferro Corp. |
92,683,163 | 10,663,748 | (10,407,889 | ) | 1,968,277 | 17,073,290 | 111,980,589 | 5,505,437 | — | — | ||||||||||||||||||||||||||||||
First Bancorp./Puerto Rico |
150,964,318 | — | (1,379,924 | ) | 290,989 | 24,987,176 | 174,862,559 | 13,297,533 | 1,876,999 | — | ||||||||||||||||||||||||||||||
First Bancorp./Southern Pines NC |
76,798,902 | — | — | — | (865,091 | ) | 75,933,811 | 1,765,492 | 706,197 | — | ||||||||||||||||||||||||||||||
First Commonwealth Financial Corp. |
85,042,838 | — | — | — | (4,379,380 | ) | 80,663,458 | 5,918,082 | 1,361,159 | — | ||||||||||||||||||||||||||||||
First Financial Bancorp. |
144,280,584 | 2,236,317 | — | — | (3,724,375 | ) | 142,792,526 | 6,099,638 | 2,805,833 | — | ||||||||||||||||||||||||||||||
First Hawaiian Inc. |
238,840,200 | 24,042,492 | (26,596,729 | ) | 4,398,469 | 12,492,513 | 253,176,945 | 8,626,131 | 4,524,098 | — | ||||||||||||||||||||||||||||||
First Midwest Bancorp. Inc. |
153,647,885 | 5,418,630 | — | — | (20,798,421 | ) | 138,268,094 | 7,273,440 | 2,023,941 | — | ||||||||||||||||||||||||||||||
Flagstar Bancorp. Inc. |
140,902,638 | 13,213,515 | (4,187,076 | ) | 75,332 | 17,591,680 | 167,596,089 | 3,300,435 | 380,834 | — | ||||||||||||||||||||||||||||||
FormFactor Inc. |
233,777,793 | 18,781,856 | (19,393,990 | ) | 4,701,576 | (44,847,953 | ) | 193,019,282 | 5,170,621 | — | — | |||||||||||||||||||||||||||||
Forward Air Corp. |
162,962,353 | 15,868,538 | (18,216,770 | ) | 3,885,675 | (14,733,958 | ) | 149,765,838 | 1,803,973 | 767,517 | — | |||||||||||||||||||||||||||||
Fossil Group Inc. |
38,886,983 | 3,639,761 | (3,061,862 | ) | 730,340 | (2,592,968 | ) | 37,602,254 | 3,173,186 | — | — | |||||||||||||||||||||||||||||
Four Corners Property Trust Inc. |
138,556,484 | 12,543,844 | (11,710,717 | ) | 575,176 | (3,716,282 | ) | 136,248,505 | 5,072,543 | 1,298,234 | — | |||||||||||||||||||||||||||||
Franklin Electric Co. Inc. |
201,910,285 | 20,931,661 | (17,572,211 | ) | 6,254,444 | (4,206,989 | ) | 207,317,190 | 2,596,333 | 893,467 | — | |||||||||||||||||||||||||||||
Franklin Street Properties Corp., Class C |
35,158,005 | 1,500,347 | (2,566,670 | ) | (822,044 | ) | (3,278,580 | ) | 29,991,058 | 6,463,590 | 966,920 | — | ||||||||||||||||||||||||||||
GameStop Corp., Class A(a) |
692,011,588 | 54,841,753 | (607,214,810 | ) | 504,253,766 | (643,892,297 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Gannett Co. Inc. |
47,340,465 | 7,683,977 | (3,440,783 | ) | 343,698 | 11,490,318 | 63,417,675 | 9,493,664 | — | — | ||||||||||||||||||||||||||||||
Genesco Inc. |
45,293,862 | 4,836,745 | (5,810,658 | ) | 1,476,954 | 8,228,447 | 54,025,350 | 935,828 | — | — | ||||||||||||||||||||||||||||||
Gentherm Inc. |
162,735,333 | 16,091,328 | (15,056,955 | ) | 4,620,596 | 10,225,526 | 178,615,828 | 2,207,041 | — | — | ||||||||||||||||||||||||||||||
Genworth Financial Inc., Class A |
— | 122,099,323 | — | — | (15,387,752 | ) | 106,711,571 | 28,456,419 | — | — | ||||||||||||||||||||||||||||||
GEO Group Inc. (The) |
57,084,834 | 2,676,696 | — | — | (2,552,266 | ) | 57,209,264 | 7,658,536 | — | — | ||||||||||||||||||||||||||||||
Getty Realty Corp. |
69,450,580 | 8,665,654 | (4,769,538 | ) | 482,378 | 1,659,534 | 75,488,608 | 2,575,524 | 1,715,783 | — | ||||||||||||||||||||||||||||||
Gibraltar Industries Inc. |
198,668,118 | 15,983,240 | (15,726,577 | ) | 4,368,068 | (51,980,662 | ) | 151,312,187 | 2,172,465 | — | — | |||||||||||||||||||||||||||||
G-III Apparel Group Ltd. |
87,531,081 | 8,483,915 | (8,531,063 | ) | 1,166,628 | (6,628,218 | ) | 82,022,343 | 2,898,316 | — | — | |||||||||||||||||||||||||||||
Glatfelter Corp. |
50,692,210 | 4,143,333 | (3,752,755 | ) | (630,286 | ) | (8,470,344 | ) | 41,982,158 | 2,977,458 | 836,113 | — | ||||||||||||||||||||||||||||
Glaukos Corp. |
256,141,435 | 22,025,256 | (18,953,700 | ) | 2,871,726 | (112,783,392 | ) | 149,301,325 | 3,099,467 | — | — | |||||||||||||||||||||||||||||
Global Net Lease Inc. |
109,161,268 | 22,060,759 | (8,788,574 | ) | 349,868 | (15,829,972 | ) | 106,953,349 | 6,676,239 | 1,000,684 | — | |||||||||||||||||||||||||||||
Glu Mobile Inc.(a) |
125,000,504 | 1,481,285 | (126,679,997 | ) | 53,344,406 | (53,146,198 | ) | — | — | — | — |
38 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
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GMS Inc. |
$ | 119,173,079 | $ | 12,752,240 | $ | (11,947,962 | ) | $ | 3,908,946 | $ | 1,709,627 | $ | 125,595,930 | 2,867,487 | $ | — | $ | — | ||||||||||||||||||||||
Granite Construction Inc. |
122,479,905 | 11,973,886 | (11,601,243 | ) | 2,879,648 | (5,096,865 | ) | 120,635,331 | 3,050,198 | 795,274 | — | |||||||||||||||||||||||||||||
Granite Point Mortgage Trust Inc. |
43,827,162 | 3,189,244 | (3,208,063 | ) | (671,376 | ) | 5,077,033 | 48,214,000 | 3,660,896 | 1,841,485 | — | |||||||||||||||||||||||||||||
Great Western Bancorp. Inc. |
102,117,283 | 5,533,454 | — | — | 8,199,262 | 115,849,999 | 3,538,485 | 207,909 | — | |||||||||||||||||||||||||||||||
Green Dot Corp., Class A |
153,000,004 | 11,925,625 | (467,997 | ) | (124,692 | ) | 17,146,773 | 181,479,713 | 3,605,796 | — | — | |||||||||||||||||||||||||||||
Green Plains Inc.(b) |
N/A | 57,494,644 | — | — | 32,114,130 | 89,608,774 | 2,744,526 | — | — | |||||||||||||||||||||||||||||||
Greenbrier Companies Inc. (The) |
103,512,379 | 9,031,833 | (10,391,378 | ) | 1,107,927 | (10,605,962 | ) | 92,654,799 | 2,155,264 | 1,177,199 | — | |||||||||||||||||||||||||||||
Greenhill & Co. Inc.(b) |
N/A | 19,968,429 | (1,583,602 | ) | (297,902 | ) | (4,055,629 | ) | 14,031,296 | 959,733 | 97,598 | — | ||||||||||||||||||||||||||||
Griffon Corp. |
82,001,397 | 9,386,432 | (5,746,968 | ) | 1,854,315 | (9,533,914 | ) | 77,961,262 | 3,169,157 | 481,555 | — | |||||||||||||||||||||||||||||
Group 1 Automotive Inc. |
178,904,511 | 26,754,700 | (14,311,862 | ) | 6,706,755 | 27,983,948 | 226,038,052 | 1,203,098 | 764,252 | — | ||||||||||||||||||||||||||||||
Hanger Inc. |
57,995,592 | 5,671,115 | (7,624,399 | ) | 61,626 | (2,374,051 | ) | 53,729,883 | 2,446,716 | — | — | |||||||||||||||||||||||||||||
Hanmi Financial Corp. |
36,077,883 | 1,494,719 | — | — | 526,534 | 38,099,136 | 1,899,259 | 447,341 | — | |||||||||||||||||||||||||||||||
Harmonic Inc. |
52,699,782 | 4,607,858 | (4,098,937 | ) | 1,240,144 | 4,850,095 | 59,298,942 | 6,777,022 | — | — | ||||||||||||||||||||||||||||||
Harsco Corp. |
90,318,160 | 9,879,395 | (9,339,949 | ) | 790,828 | (2,297,018 | ) | 89,351,416 | 5,271,470 | — | — | |||||||||||||||||||||||||||||
Haverty Furniture Companies Inc. |
41,581,358 | 3,903,624 | (6,974,685 | ) | 776,265 | (4,752,858 | ) | 34,533,704 | 1,024,435 | 559,448 | — | |||||||||||||||||||||||||||||
Hawaiian Holdings Inc. |
86,224,377 | 11,613,904 | (6,829,509 | ) | (1,258,413 | ) | (15,916,747 | ) | 73,833,612 | 3,408,754 | — | — | ||||||||||||||||||||||||||||
Hawkins Inc. |
42,429,515 | 3,418,416 | (3,421,908 | ) | 898,771 | 709,113 | 44,033,907 | 1,262,440 | 318,497 | — | ||||||||||||||||||||||||||||||
Haynes International Inc. |
25,297,235 | 2,538,969 | (2,621,852 | ) | 288,496 | 6,103,889 | 31,606,737 | 848,503 | 375,097 | — | ||||||||||||||||||||||||||||||
HB Fuller Co. |
218,435,976 | 22,732,960 | (20,585,565 | ) | 4,039,999 | 1,148,631 | 225,772,001 | 3,497,088 | 1,159,326 | — | ||||||||||||||||||||||||||||||
HCI
Group |
N/A | 23,719,450 | (3,041,133 | ) | 1,219,185 | 26,948,191 | 48,845,693 | 440,965 | 339,802 | — | ||||||||||||||||||||||||||||||
Healthcare Services Group Inc. |
— | 126,229,913 | (607,629 | ) | (11,117 | ) | (1,416,390 | ) | 124,194,777 | 4,969,779 | — | — | ||||||||||||||||||||||||||||
HealthStream Inc. |
37,721,805 | 3,670,692 | (3,639,475 | ) | 448,372 | 10,043,847 | 48,245,241 | 1,688,077 | — | — | ||||||||||||||||||||||||||||||
Heidrick & Struggles International Inc. |
46,298,907 | 4,894,785 | (4,614,562 | ) | 1,395,509 | 10,043,825 | 58,018,464 | 1,299,988 | 387,879 | — | ||||||||||||||||||||||||||||||
Helix Energy Solutions Group Inc. |
47,739,564 | 4,016,675 | (3,922,813 | ) | (873,053 | ) | (10,182,047 | ) | 36,778,326 | 9,478,950 | — | — | ||||||||||||||||||||||||||||
Helmerich & Payne Inc. |
193,816,114 | 19,996,531 | (20,389,669 | ) | 3,618,286 | (166,223 | ) | 196,875,039 | 7,182,599 | 3,591,480 | — | |||||||||||||||||||||||||||||
Heritage Financial Corp./WA |
61,686,411 | 1,944,723 | — | — | (6,161,784 | ) | 57,469,350 | 2,253,700 | 884,794 | — | ||||||||||||||||||||||||||||||
Hersha Hospitality Trust, Class A |
25,703,682 | 2,273,982 | (4,411,799 | ) | (2,533,695 | ) | (478,647 | ) | 20,553,523 | 2,202,950 | — | — | ||||||||||||||||||||||||||||
Heska Corp. |
111,058,940 | 24,389,843 | (11,985,762 | ) | 5,038,724 | 54,696,338 | 183,198,083 | 708,587 | — | — | ||||||||||||||||||||||||||||||
Hibbett Inc.(f) |
76,298,155 | 8,418,952 | (16,395,017 | ) | 7,192,928 | (4,642,098 | ) | 70,872,920 | 1,001,879 | 544,012 | — | |||||||||||||||||||||||||||||
Hillenbrand Inc. |
238,675,859 | 22,257,273 | (27,812,803 | ) | 3,146,214 | (28,902,499 | ) | 207,364,044 | 4,861,994 | 2,178,256 | — | |||||||||||||||||||||||||||||
HMS Holdings Corp.(a) |
218,134,160 | — | (218,281,648 | ) | 73,782,058 | (73,634,570 | ) | — | — | — | — | |||||||||||||||||||||||||||||
HNI Corp. |
113,338,174 | 12,400,247 | (10,031,797 | ) | 292,373 | (8,751,370 | ) | 107,247,627 | 2,920,687 | 1,785,724 | — | |||||||||||||||||||||||||||||
HomeStreet Inc. |
60,877,328 | — | (1,323,589 | ) | 340,618 | (4,392,142 | ) | 55,502,215 | 1,348,778 | 679,639 | — | |||||||||||||||||||||||||||||
Hope Bancorp Inc. |
117,392,308 | 1,106,496 | — | — | (4,903,743 | ) | 113,595,061 | 7,866,694 | 2,192,634 | — | ||||||||||||||||||||||||||||||
Horace Mann Educators Corp. |
109,561,159 | 2,559,650 | — | — | (8,570,477 | ) | 103,550,332 | 2,602,421 | 1,613,501 | — | ||||||||||||||||||||||||||||||
Hub Group Inc., Class A |
151,452,595 | 14,846,336 | (15,162,116 | ) | 3,511,732 | (378,497 | ) | 154,270,050 | 2,243,928 | — | — | |||||||||||||||||||||||||||||
Ichor Holdings Ltd. |
100,730,117 | 8,979,018 | (8,306,961 | ) | 2,567,006 | (26,398,944 | ) | 77,570,236 | 1,887,813 | — | — |
S C H E D U L E O F I N V E S T M E N T S |
39 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
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|
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Independence Realty Trust Inc. |
$ | 103,142,321 | $ | 14,280,641 | $ | (9,832,691 | ) | $ | 3,393,799 | $ | 31,407,241 | $ | 142,391,311 | 6,997,116 | $ | 583,229 | $ | — | ||||||||||||||||||||||
Independent Bank Corp. |
173,702,997 | 4,227,684 | — | — | (16,677,802 | ) | 161,252,879 | 2,117,569 | 2,020,217 | — | ||||||||||||||||||||||||||||||
Independent Bank Group Inc. |
176,778,504 | 17,111,861 | (15,153,339 | ) | 3,301,484 | (6,478,495 | ) | 175,560,015 | 2,471,284 | 1,607,664 | — | |||||||||||||||||||||||||||||
Industrial Logistics Properties Trust |
100,624,266 | 10,134,542 | (11,165,725 | ) | 1,114,182 | 9,770,587 | 110,477,852 | 4,347,810 | 2,195,751 | — | ||||||||||||||||||||||||||||||
Innospec Inc. |
168,374,118 | 14,793,242 | (14,312,188 | ) | 3,280,752 | (33,985,815 | ) | 138,150,109 | 1,640,348 | 936,407 | — | |||||||||||||||||||||||||||||
Innovative Industrial Properties Inc. |
287,319,168 | 32,423,967 | (33,161,342 | ) | 11,131,471 | 70,492,694 | 368,205,958 | 1,592,793 | 4,630,069 | — | ||||||||||||||||||||||||||||||
Innoviva Inc.(b) |
N/A | 55,611,316 | (5,785,550 | ) | 634,424 | 19,111,511 | 69,571,701 | 4,163,477 | — | — | ||||||||||||||||||||||||||||||
Inogen Inc. |
64,391,411 | 8,225,692 | (2,340,992 | ) | 238,557 | (12,434,217 | ) | 58,080,451 | 1,347,887 | — | — | |||||||||||||||||||||||||||||
Insight Enterprises Inc. |
223,263,239 | 22,854,267 | (24,239,659 | ) | 8,807,818 | (21,675,293 | ) | 209,010,372 | 2,320,275 | — | — | |||||||||||||||||||||||||||||
Installed Building Products Inc. |
166,389,411 | 21,108,528 | (13,564,236 | ) | 6,970,141 | (13,542,509 | ) | 167,361,335 | 1,561,935 | 911,507 | — | |||||||||||||||||||||||||||||
Insteel Industries Inc. |
39,879,389 | 3,719,652 | (3,472,655 | ) | 897,399 | 8,233,766 | 49,257,551 | 1,294,548 | 77,648 | — | ||||||||||||||||||||||||||||||
Integer Holdings Corp. |
202,318,465 | 19,526,736 | (19,437,341 | ) | 6,991,568 | (13,145,893 | ) | 196,253,535 | 2,196,704 | — | — | |||||||||||||||||||||||||||||
InterDigital Inc. |
— | 159,637,540 | (13,736,798 | ) | (335,363 | ) | (6,936,145 | ) | 138,629,234 | 2,044,076 | 1,433,096 | — | ||||||||||||||||||||||||||||
Interface Inc. |
48,998,040 | 5,083,797 | (4,914,875 | ) | 330,906 | 10,059,267 | 59,557,135 | 3,931,164 | 79,132 | — | ||||||||||||||||||||||||||||||
Invacare Corp. |
18,392,883 | 1,615,912 | (1,271,788 | ) | (237,660 | ) | (7,357,001 | ) | 11,142,346 | 2,340,829 | — | — | ||||||||||||||||||||||||||||
Invesco Mortgage Capital Inc. |
61,695,382 | 17,411,199 | (4,267,349 | ) | (2,467,365 | ) | (11,449,916 | ) | 60,921,951 | 19,340,302 | (465,314 | ) | — | |||||||||||||||||||||||||||
Investors Bancorp. Inc.(b) |
N/A | 201,069,543 | (4,832,313 | ) | (220,426 | ) | 30,629,041 | 226,645,845 | 14,999,725 | 3,516,170 | — | |||||||||||||||||||||||||||||
iRobot Corp. |
229,648,306 | 16,566,723 | (17,668,245 | ) | 3,739,584 | (85,705,202 | ) | 146,581,166 | 1,867,276 | — | — | |||||||||||||||||||||||||||||
iStar Inc. |
87,266,231 | 3,261,499 | (6,892,143 | ) | 2,589,169 | 32,523,602 | 118,748,358 | 4,734,783 | (215,345 | ) | — | |||||||||||||||||||||||||||||
Itron Inc. |
262,027,858 | 29,579,418 | (24,637,036 | ) | 7,796,519 | (47,024,787 | ) | 227,741,972 | 3,011,265 | — | — | |||||||||||||||||||||||||||||
J&J Snack Foods Corp. |
156,939,080 | 16,007,193 | (17,282,518 | ) | 2,373,748 | (6,760,221 | ) | 151,277,282 | 989,905 | 1,285,143 | — | |||||||||||||||||||||||||||||
James River Group Holdings Ltd. |
88,942,485 | 20,460,677 | (2,869,381 | ) | (849,130 | ) | (12,872,134 | ) | 92,812,517 | 2,459,913 | 11,192 | — | ||||||||||||||||||||||||||||
John B Sanfilippo & Son Inc. |
53,481,056 | 4,437,471 | (4,305,178 | ) | 593,867 | (5,729,605 | ) | 48,477,611 | 593,216 | 1,766,580 | — | |||||||||||||||||||||||||||||
John Bean Technologies Corp. |
282,009,033 | 30,148,077 | (29,916,234 | ) | 9,420,140 | 5,557,539 | 297,218,555 | 2,114,682 | 423,007 | — | ||||||||||||||||||||||||||||||
Joint Corp. (The) |
— | 73,868,713 | (4,505,069 | ) | 521,448 | 23,918,382 | 93,803,474 | 956,983 | — | — | ||||||||||||||||||||||||||||||
Kaiser Aluminum Corp. |
116,400,700 | 12,539,966 | (11,834,219 | ) | 2,538,555 | (4,606,450 | ) | 115,038,552 | 1,055,787 | 1,507,924 | — | |||||||||||||||||||||||||||||
Kaman Corp. |
94,907,375 | 8,033,227 | (7,726,468 | ) | (609,423 | ) | (28,506,596 | ) | 66,098,115 | 1,853,045 | 745,658 | — | ||||||||||||||||||||||||||||
Kite Realty Group Trust |
100,366,044 | 607,623 | (725,342 | ) | — | 5,684,938 | 105,933,263 | 5,203,009 | 3,365,218 | — | ||||||||||||||||||||||||||||||
Knowles Corp. |
127,836,869 | 12,863,230 | (12,482,702 | ) | 2,121,270 | (15,587,763 | ) | 114,750,904 | 6,123,314 | — | — | |||||||||||||||||||||||||||||
Kontoor Brands Inc. |
152,179,452 | 18,045,245 | (14,754,907 | ) | 3,984,163 | (311,854 | ) | 159,142,099 | 3,186,028 | 2,537,149 | — | |||||||||||||||||||||||||||||
Koppers Holdings Inc. |
49,101,211 | 4,081,871 | (3,501,505 | ) | 226,421 | (5,301,228 | ) | 44,606,770 | 1,426,960 | — | — | |||||||||||||||||||||||||||||
Korn Ferry |
224,480,358 | 28,004,598 | (20,315,359 | ) | 7,982,678 | 27,891,018 | 268,043,293 | 3,704,302 | 879,960 | — | ||||||||||||||||||||||||||||||
Kraton Corp. |
77,819,319 | 7,612,685 | (7,101,876 | ) | 1,559,991 | 17,781,444 | 97,671,563 | 2,140,043 | — | — | ||||||||||||||||||||||||||||||
Kulicke & Soffa Industries Inc. |
203,202,987 | 23,543,036 | (24,350,409 | ) | 11,655,933 | 26,359,573 | 240,411,120 | 4,125,105 | 1,161,797 | — | ||||||||||||||||||||||||||||||
Lakeland Financial Corp. |
— | 109,194,935 | — | — | 6,175,182 | 115,370,117 | 1,619,457 | — | — | |||||||||||||||||||||||||||||||
Lannett Co. Inc.(a) |
12,192,924 | 311,979 | (10,659,699 | ) | (2,283,315 | ) | 438,111 | — | — | — | — | |||||||||||||||||||||||||||||
Lantheus Holdings Inc. |
95,493,683 | 10,023,099 | (9,515,151 | ) | 2,883,357 | 16,681,149 | 115,566,137 | 4,500,239 | — | — |
40 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
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|
Laredo Petroleum Inc.(b) |
$ | N/A | $ | 78,303,370 | $ | (3,139,812 | ) | $ | (350,353 | ) | $ | (1,962,811 | ) | $ | 72,850,394 | 898,611 | $ | — | $ | — | |||||||||||||||||||
La-Z-Boy Inc. |
131,020,172 | 11,342,245 | (13,380,778 | ) | 540,994 | (32,469,562 | ) | 97,053,071 | 3,011,265 | 930,758 | — | |||||||||||||||||||||||||||||
LCI Industries |
221,828,666 | 23,230,691 | (21,939,513 | ) | 6,415,663 | (3,054,190 | ) | 226,481,317 | 1,682,250 | 3,048,293 | — | |||||||||||||||||||||||||||||
LeMaitre Vascular Inc. |
54,868,378 | 12,402,676 | (3,914,438 | ) | 1,539,143 | 2,934,255 | 67,830,014 | 1,277,642 | 248,282 | — | ||||||||||||||||||||||||||||||
Lexington Realty Trust |
205,538,877 | 22,080,927 | (22,971,197 | ) | 3,383,047 | 27,637,625 | 235,669,279 | 18,483,865 | 4,297,021 | — | ||||||||||||||||||||||||||||||
LGI Homes Inc. |
218,806,787 | 23,538,389 | (26,911,457 | ) | 9,605,674 | (20,403,612 | ) | 204,635,781 | 1,442,011 | — | — | |||||||||||||||||||||||||||||
Ligand Pharmaceuticals Inc. |
— | 156,583,400 | (3,270,086 | ) | 106,010 | 1,245,102 | 154,664,426 | 1,110,138 | — | — | ||||||||||||||||||||||||||||||
Lindsay Corp. |
120,605,054 | 11,617,259 | (11,127,910 | ) | 3,281,128 | (14,161,571 | ) | 110,213,960 | 726,095 | 477,574 | — | |||||||||||||||||||||||||||||
Liquidity Services Inc. |
32,901,074 | 4,233,623 | (4,133,965 | ) | 1,827,817 | 3,582,383 | 38,410,932 | 1,777,461 | — | — | ||||||||||||||||||||||||||||||
Livent Corp. |
169,250,417 | 36,081,161 | (17,467,542 | ) | 5,899,247 | 54,749,178 | 248,512,461 | 10,753,460 | — | — | ||||||||||||||||||||||||||||||
LivePerson Inc. |
221,604,883 | 27,985,281 | (21,303,031 | ) | 11,218,757 | 15,101,577 | 254,607,467 | 4,319,041 | — | — | ||||||||||||||||||||||||||||||
LTC Properties Inc. |
109,067,970 | 7,845,809 | (9,420,047 | ) | (881,161 | ) | (23,551,750 | ) | 83,060,821 | 2,621,042 | 1,250,010 | — | ||||||||||||||||||||||||||||
Lumber Liquidators Holdings Inc. |
48,622,800 | 3,589,814 | (3,378,583 | ) | 709,086 | (13,215,336 | ) | 36,327,781 | 1,944,742 | — | — | |||||||||||||||||||||||||||||
Luminex Corp.(a) |
92,423,168 | 6,456,228 | (113,680,460 | ) | 40,048,361 | (25,247,297 | ) | — | — | 294,503 | — | |||||||||||||||||||||||||||||
Lydall Inc. |
38,392,476 | 7,297,192 | (3,867,224 | ) | 1,976,977 | 30,616,624 | 74,416,045 | 1,198,519 | — | — | ||||||||||||||||||||||||||||||
M/I Homes Inc. |
114,696,514 | 11,834,686 | (10,701,850 | ) | 3,736,576 | (6,760,498 | ) | 112,805,428 | 1,951,651 | — | — | |||||||||||||||||||||||||||||
Mack-Cali Realty Corp. |
89,030,991 | 9,138,664 | (16,045,475 | ) | 1,754,140 | 7,330,397 | 91,208,717 | 5,327,612 | — | — | ||||||||||||||||||||||||||||||
Macy’s Inc. |
311,179,571 | 12,179,786 | — | — | 126,467,088 | 449,826,445 | 19,903,825 | 2,985,574 | — | |||||||||||||||||||||||||||||||
Magellan Health Inc. |
142,339,065 | 4,573,749 | (2,412,057 | ) | 20,414 | 1,978,854 | 146,500,025 | 1,549,445 | — | — | ||||||||||||||||||||||||||||||
ManTech International Corp./VA, Class A |
158,367,339 | 14,640,228 | (13,849,364 | ) | 4,558,988 | (24,688,919 | ) | 139,028,272 | 1,831,247 | 1,399,208 | — | |||||||||||||||||||||||||||||
Marcus Corp. (The) |
31,243,790 | 2,779,637 | (4,304,341 | ) | (3,001,035 | ) | (1,205,907 | ) | 25,512,144 | 1,462,014 | — | — | ||||||||||||||||||||||||||||
MarineMax Inc. |
72,828,952 | 7,150,699 | (8,394,712 | ) | 2,559,291 | (3,910,171 | ) | 70,234,059 | 1,447,528 | — | — | |||||||||||||||||||||||||||||
Matador Resources Co. |
171,558,770 | 22,099,807 | (22,066,833 | ) | 8,194,484 | 98,669,311 | 278,455,539 | 7,320,072 | 365,369 | — | ||||||||||||||||||||||||||||||
Materion Corp. |
89,936,963 | 9,025,273 | (8,693,199 | ) | 2,744,522 | 372,122 | 93,385,681 | 1,360,514 | 325,984 | — | ||||||||||||||||||||||||||||||
Matrix Service Co. |
23,439,657 | 1,588,970 | (1,727,958 | ) | (487,321 | ) | (4,259,902 | ) | 18,553,446 | 1,773,752 | — | — | ||||||||||||||||||||||||||||
Matson Inc. |
193,107,105 | 19,521,684 | (19,729,335 | ) | 7,151,664 | 33,449,611 | 233,500,729 | 2,893,083 | 1,527,314 | — | ||||||||||||||||||||||||||||||
Matthews International Corp., Class A |
83,592,643 | 6,557,975 | (6,811,374 | ) | (320,710 | ) | (10,016,551 | ) | 73,001,983 | 2,104,410 | 905,502 | — | ||||||||||||||||||||||||||||
MaxLinear Inc. |
154,093,913 | 22,119,437 | (14,549,259 | ) | 5,485,814 | 63,499,665 | 230,649,570 | 4,683,240 | — | — | ||||||||||||||||||||||||||||||
MDC Holdings Inc. |
219,124,640 | 19,732,221 | (15,683,998 | ) | 7,057,371 | (54,527,293 | ) | 175,702,941 | 3,760,765 | 2,949,331 | — | |||||||||||||||||||||||||||||
Medifast Inc. |
166,232,311 | 20,253,762 | (20,772,228 | ) | 8,204,550 | (23,496,799 | ) | 150,421,596 | 780,843 | 2,233,805 | — | |||||||||||||||||||||||||||||
MEDNAX Inc. |
145,300,772 | 16,747,061 | (15,150,114 | ) | 3,041,040 | 13,399,438 | 163,338,197 | 5,745,276 | — | — | ||||||||||||||||||||||||||||||
Meredith Corp |
80,610,202 | 10,177,990 | (10,422,017 | ) | 3,787,842 | 66,351,505 | 150,505,522 | 2,702,074 | — | — | ||||||||||||||||||||||||||||||
Meridian Bioscience Inc. |
75,571,387 | 5,352,755 | (5,361,287 | ) | 1,022,966 | (21,059,585 | ) | 55,526,236 | 2,885,979 | — | — | |||||||||||||||||||||||||||||
Merit Medical Systems Inc. |
195,604,667 | 23,563,358 | (16,072,606 | ) | 7,482,665 | 31,474,148 | 242,052,232 | 3,371,201 | — | — | ||||||||||||||||||||||||||||||
Meritage Homes Corp. |
229,830,701 | 26,634,519 | (25,442,444 | ) | 8,210,395 | 3,857,850 | 243,091,021 | 2,506,093 | — | — | ||||||||||||||||||||||||||||||
Meritor Inc. |
142,164,413 | 11,733,267 | (15,084,978 | ) | (2,290,026 | ) | (37,021,811 | ) | 99,500,865 | 4,669,210 | — | — | ||||||||||||||||||||||||||||
Mesa Laboratories Inc. |
79,217,611 | 12,466,675 | (6,090,269 | ) | 486,750 | 18,628,013 | 104,708,780 | 346,305 | 104,419 | — | ||||||||||||||||||||||||||||||
Meta Financial Group Inc. |
94,232,974 | 207,354 | — | — | 14,911,408 | 109,351,736 | 2,083,684 | 207,974 | — | |||||||||||||||||||||||||||||||
Methode Electronics Inc. |
107,524,717 | 11,611,891 | (12,348,689 | ) | 2,228,571 | (2,103,608 | ) | 106,912,882 | 2,542,518 | 639,260 | — |
S C H E D U L E O F I N V E S T M E N T S |
41 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
|
MicroStrategy Inc., Class A(a) |
$ | 344,894,886 | $ | 32,704,875 | $ | (344,781,128 | ) | $ | 204,851,318 | $ | (237,669,951 | ) | $ | — | — | $ | — | $ | — | ||||||||||||||||||||
Middlesex Water Co. |
— | 107,600,470 | (2,947,428 | ) | 219,128 | 13,763,084 | 118,635,254 | 1,154,264 | 316,149 | — | ||||||||||||||||||||||||||||||
ModivCare Inc. |
123,461,279 | 11,291,253 | (7,634,890 | ) | 5,499,080 | 22,310,768 | 154,927,490 | 853,031 | — | — | ||||||||||||||||||||||||||||||
Monro Inc. |
146,529,428 | 13,284,056 | (13,085,242 | ) | 432,836 | (18,889,451 | ) | 128,271,627 | 2,230,423 | 1,121,072 | — | |||||||||||||||||||||||||||||
Moog Inc., Class A |
162,716,568 | 15,391,827 | (15,863,546 | ) | 2,249,390 | (15,931,650 | ) | 148,562,589 | 1,948,873 | 975,414 | — | |||||||||||||||||||||||||||||
Motorcar Parts of America Inc. |
28,952,145 | 2,154,008 | (2,362,779 | ) | (227,844 | ) | (3,585,228 | ) | 24,930,302 | 1,278,477 | — | — | ||||||||||||||||||||||||||||
Movado Group Inc. |
31,485,131 | 3,191,145 | (2,602,982 | ) | 1,090,255 | 2,255,206 | 35,418,755 | 1,124,762 | 670,580 | — | ||||||||||||||||||||||||||||||
MTS Systems Corp.(a) |
75,509,262 | 227,963 | (76,126,475 | ) | 10,162,998 | (9,773,748 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Mueller Industries Inc. |
157,421,393 | 16,171,413 | (15,731,367 | ) | 2,809,585 | (4,301,019 | ) | 156,370,005 | 3,804,623 | 997,821 | — | |||||||||||||||||||||||||||||
Myers Industries Inc. |
47,393,826 | 4,034,383 | (3,515,733 | ) | 736,222 | (1,307,988 | ) | 47,340,710 | 2,419,045 | 650,430 | — | |||||||||||||||||||||||||||||
MYR Group Inc. |
80,199,303 | 9,483,610 | (9,102,377 | ) | 4,030,055 | 27,106,616 | 111,717,207 | 1,122,786 | — | — | ||||||||||||||||||||||||||||||
Myriad Genetics Inc. |
152,649,199 | 17,934,834 | (12,817,406 | ) | 4,060,260 | 5,949,208 | 167,776,095 | 5,195,915 | — | — | ||||||||||||||||||||||||||||||
Nabors Industries Ltd. |
40,512,818 | 9,721,098 | (2,661,961 | ) | 746,984 | 1,665,323 | 49,984,262 | 518,079 | — | — | ||||||||||||||||||||||||||||||
National Bank Holdings Corp., Class A |
77,243,112 | 2,893,384 | — | — | 1,558,216 | 81,694,712 | 2,018,150 | 887,986 | — | |||||||||||||||||||||||||||||||
National Storage Affiliates Trust(a) |
170,931,785 | — | (185,372,369 | ) | 62,336,381 | (47,895,797 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Natus Medical Inc. |
57,823,666 | 5,536,364 | (5,095,968 | ) | (167,868 | ) | (1,114,559 | ) | 56,981,635 | 2,271,995 | — | — | ||||||||||||||||||||||||||||
NBT Bancorp. Inc. |
110,425,165 | 530,059 | — | — | (10,476,066 | ) | 100,479,158 | 2,781,815 | 1,524,053 | — | ||||||||||||||||||||||||||||||
Neenah Inc. |
57,631,250 | 5,310,056 | (4,955,438 | ) | (1,054,368 | ) | (4,373,598 | ) | 52,557,902 | 1,127,610 | 1,052,188 | — | ||||||||||||||||||||||||||||
NeoGenomics Inc. |
375,932,642 | 45,891,274 | (28,418,984 | ) | 11,777,304 | (10,790,472 | ) | 394,391,764 | 8,175,617 | — | — | |||||||||||||||||||||||||||||
NETGEAR Inc. |
83,787,405 | 6,990,619 | (7,203,523 | ) | 1,105,695 | (19,800,433 | ) | 64,879,763 | 2,033,211 | — | — | |||||||||||||||||||||||||||||
New York Mortgage Trust Inc. |
112,617,153 | 10,278,912 | (9,950,934 | ) | 195,970 | (5,551,930 | ) | 107,589,171 | 25,255,674 | 4,051,900 | — | |||||||||||||||||||||||||||||
NexPoint Residential Trust Inc. |
62,272,706 | 653,700 | — | — | 20,680,343 | 83,606,749 | 1,351,111 | 190,734 | — | |||||||||||||||||||||||||||||||
NextGen Healthcare Inc. |
67,093,605 | 5,849,681 | (5,024,261 | ) | 412,377 | (15,297,523 | ) | 53,033,879 | 3,761,268 | — | — | |||||||||||||||||||||||||||||
NIC Inc.(a) |
151,962,766 | 610,653 | (152,893,500 | ) | 63,276,535 | (62,956,454 | ) | — | — | — | — | |||||||||||||||||||||||||||||
NMI Holdings Inc., Class A |
134,559,235 | 12,456,544 | (11,784,393 | ) | 2,151,153 | (8,390,454 | ) | 128,992,085 | 5,705,090 | — | — | |||||||||||||||||||||||||||||
Northfield Bancorp. Inc. |
49,776,905 | 498,522 | (2,748,317 | ) | (70,943 | ) | 3,835,313 | 51,291,480 | 2,989,014 | 805,037 | — | |||||||||||||||||||||||||||||
Northwest Bancshares Inc. |
112,987,382 | 3,607,962 | — | — | (9,252,918 | ) | 107,342,426 | 8,083,014 | 3,146,340 | — | ||||||||||||||||||||||||||||||
Northwest Natural Holding Co. |
110,005,183 | 10,375,504 | (10,200,447 | ) | (728,333 | ) | (15,548,007 | ) | 93,903,900 | 2,041,833 | 1,949,927 | — | ||||||||||||||||||||||||||||
NOW Inc. |
74,091,738 | 6,314,898 | (6,008,396 | ) | 262,437 | (18,359,209 | ) | 56,301,468 | 7,359,669 | — | — | |||||||||||||||||||||||||||||
Oceaneering International Inc. |
75,674,915 | 8,535,730 | (8,160,887 | ) | 2,003,512 | 10,433,009 | 88,486,279 | 6,643,114 | — | — | ||||||||||||||||||||||||||||||
ODP Corp. (The) |
154,361,837 | 15,036,646 | (32,700,957 | ) | 6,823,067 | (16,636,439 | ) | 126,884,154 | 3,159,466 | — | — | |||||||||||||||||||||||||||||
Office Properties Income Trust |
88,803,930 | 8,257,909 | (8,537,900 | ) | (4,218,311 | ) | (2,807,569 | ) | 81,498,059 | 3,217,452 | 3,524,828 | — | ||||||||||||||||||||||||||||
OFG Bancorp |
71,750,572 | 2,517,263 | — | — | 8,273,619 | 82,541,454 | 3,272,857 | 654,571 | — | |||||||||||||||||||||||||||||||
O-I Glass Inc. |
154,497,089 | 17,158,218 | (16,584,608 | ) | (611,939 | ) | (5,050,975 | ) | 149,407,785 | 10,470,062 | — | — | ||||||||||||||||||||||||||||
Oil States International Inc. |
24,561,571 | 2,376,018 | (2,179,533 | ) | (1,788,066 | ) | 3,256,231 | 26,226,221 | 4,104,260 | — | — | |||||||||||||||||||||||||||||
Old National Bancorp./IN |
198,693,145 | 4,367,089 | — | — | (25,103,269 | ) | 177,956,965 | 10,498,936 | 2,939,702 | — | ||||||||||||||||||||||||||||||
Olympic Steel Inc. |
18,066,574 | 1,610,790 | (1,327,906 | ) | 533,594 | (3,717,563 | ) | 15,165,489 | 622,557 | 24,354 | — | |||||||||||||||||||||||||||||
Omnicell Inc. |
372,592,744 | 41,141,332 | (38,075,338 | ) | 19,081,982 | 34,816,739 | 429,557,459 | 2,894,007 | — | — | ||||||||||||||||||||||||||||||
OneSpan Inc. |
55,467,069 | 4,838,680 | (4,091,143 | ) | 1,349,813 | (14,275,674 | ) | 43,288,745 | 2,305,045 | — | — |
42 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
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Onto Innovation Inc. |
$ | 213,873,237 | $ | 22,784,375 | $ | (21,097,029 | ) | $ | 10,405,998 | $ | 10,986,903 | $ | 236,953,484 | 3,279,633 | $ | — | $ | — | ||||||||||||||||||||||
OraSure Technologies Inc. |
56,072,494 | 4,238,913 | (4,596,428 | ) | (671,896 | ) | (829,265 | ) | 54,213,818 | 4,793,441 | — | — | ||||||||||||||||||||||||||||
Orthofix Medical Inc. |
56,350,752 | 4,960,633 | (4,258,245 | ) | (235,188 | ) | (6,614,331 | ) | 50,203,621 | 1,316,989 | — | — | ||||||||||||||||||||||||||||
OSI Systems Inc. |
106,643,515 | 7,614,770 | (7,288,047 | ) | 588,809 | (2,039,632 | ) | 105,519,415 | 1,113,074 | — | — | |||||||||||||||||||||||||||||
Owens & Minor Inc. |
184,155,891 | 22,513,323 | (17,574,945 | ) | 9,063,296 | (40,976,130 | ) | 157,181,435 | 5,023,376 | 25,023 | — | |||||||||||||||||||||||||||||
Oxford Industries Inc. |
98,571,120 | 9,957,071 | (16,054,515 | ) | 2,771,441 | 70,795 | 95,315,912 | 1,057,069 | 887,502 | — | ||||||||||||||||||||||||||||||
Pacific Premier Bancorp. Inc. |
269,062,234 | 5,901,491 | (3,090,715 | ) | (463,231 | ) | (12,570,110 | ) | 258,839,669 | 6,246,131 | 4,114,616 | — | ||||||||||||||||||||||||||||
Pacira BioSciences Inc. |
204,811,531 | 16,875,107 | (14,475,378 | ) | 2,062,147 | (43,553,167 | ) | 165,720,240 | 2,959,290 | — | — | |||||||||||||||||||||||||||||
Palomar Holdings Inc. |
97,143,239 | 22,000,689 | (8,610,683 | ) | (380,017 | ) | 19,551,925 | 129,705,153 | 1,604,666 | — | — | |||||||||||||||||||||||||||||
Park Aerospace Corp. |
16,743,024 | 1,436,079 | (1,182,066 | ) | 77,859 | 522,522 | 17,597,418 | 1,286,361 | 255,723 | — | ||||||||||||||||||||||||||||||
Park National Corp. |
122,257,934 | 10,695,636 | (7,961,676 | ) | 1,757,435 | (8,712,705 | ) | 118,036,624 | 967,910 | 1,949,072 | — | |||||||||||||||||||||||||||||
Patrick Industries Inc. |
125,321,705 | 12,052,348 | (9,789,976 | ) | 2,858,823 | (5,746,132 | ) | 124,696,768 | 1,496,960 | 834,889 | — | |||||||||||||||||||||||||||||
Patterson-UTI Energy Inc. |
89,317,738 | 9,914,400 | (9,547,256 | ) | 3,138,263 | 20,425,556 | 113,248,701 | 12,583,189 | 505,068 | — | ||||||||||||||||||||||||||||||
PBF Energy Inc., Class A |
90,719,838 | 7,830,101 | (8,459,860 | ) | 810,786 | (8,882,632 | ) | 82,018,233 | 6,323,688 | — | — | |||||||||||||||||||||||||||||
PDC Energy Inc. |
228,790,444 | 27,585,251 | (31,217,150 | ) | 5,094,714 | 80,983,362 | 311,236,621 | 6,567,559 | 1,604,834 | — | ||||||||||||||||||||||||||||||
PDF Solutions Inc. |
34,795,816 | 3,419,012 | (2,663,797 | ) | 668,275 | 9,669,900 | 45,889,206 | 1,991,719 | — | — | ||||||||||||||||||||||||||||||
Penn Virginia Corp. |
13,757,338 | 1,798,075 | (1,793,056 | ) | (1,499,301 | ) | 15,044,864 | 27,307,920 | 1,023,919 | — | — | |||||||||||||||||||||||||||||
Pennant Group Inc. (The) |
77,734,691 | 6,912,824 | (4,137,353 | ) | 3,012,287 | (33,141,292 | ) | 50,381,157 | 1,793,562 | — | — | |||||||||||||||||||||||||||||
Perdoceo Education Corp. |
55,974,032 | 4,934,495 | (4,829,280 | ) | 445,429 | (7,034,602 | ) | 49,490,074 | 4,686,560 | — | — | |||||||||||||||||||||||||||||
Perficient Inc. |
129,214,182 | 18,864,585 | (20,004,915 | ) | 10,070,444 | 115,487,459 | 253,631,755 | 2,192,150 | — | — | ||||||||||||||||||||||||||||||
PetMed Express Inc. |
47,738,173 | 3,565,411 | (3,513,548 | ) | 806,567 | (12,032,256 | ) | 36,564,347 | 1,360,787 | 811,012 | — | |||||||||||||||||||||||||||||
PGT Innovations Inc. |
100,106,125 | 8,709,380 | (8,560,967 | ) | 2,197,054 | (26,689,551 | ) | 75,762,041 | 3,966,599 | — | — | |||||||||||||||||||||||||||||
Phibro Animal Health |
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Corp., Class A |
33,060,487 | 3,105,015 | (2,955,791 | ) | (142,583 | ) | (3,771,457 | ) | 29,295,671 | 1,360,059 | 326,568 | — | ||||||||||||||||||||||||||||
Photronics Inc. |
54,358,680 | 5,199,479 | (6,583,363 | ) | 1,565,757 | 1,693,624 | 56,234,177 | 4,125,765 | — | — | ||||||||||||||||||||||||||||||
Piper Sandler Cos |
100,793,570 | 16,655,656 | (12,643,769 | ) | 5,068,039 | 21,857,763 | 131,731,259 | 951,403 | 946,138 | — | ||||||||||||||||||||||||||||||
Pitney Bowes Inc. |
88,112,825 | — | — | — | (11,014,103 | ) | 77,098,722 | 10,693,304 | 1,069,330 | — | ||||||||||||||||||||||||||||||
Plantronics Inc. |
97,572,545 | 15,568,524 | (6,521,582 | ) | 2,803,347 | (36,989,280 | ) | 72,433,554 | 2,817,330 | — | — | |||||||||||||||||||||||||||||
Plexus Corp. |
176,415,823 | 17,098,848 | (20,303,331 | ) | 6,005,879 | (11,080,194 | ) | 168,137,025 | 1,880,517 | — | — | |||||||||||||||||||||||||||||
Powell Industries Inc. |
20,194,412 | 1,508,396 | (1,322,989 | ) | (26,399 | ) | (5,560,609 | ) | 14,792,811 | 602,068 | 309,005 | — | ||||||||||||||||||||||||||||
Power Integrations Inc. |
326,156,129 | 37,877,069 | (37,482,488 | ) | 17,172,122 | 53,562,644 | 397,285,476 | 4,013,390 | 1,049,624 | — | ||||||||||||||||||||||||||||||
PRA Group Inc. |
112,598,939 | 11,631,165 | (10,924,184 | ) | 1,371,509 | 13,902,373 | 128,579,802 | 3,051,253 | — | — | ||||||||||||||||||||||||||||||
Preferred Bank/Los Angeles CA |
55,460,504 | — | — | — | 2,612,775 | 58,073,279 | 870,925 | 661,903 | — | |||||||||||||||||||||||||||||||
Prestige Consumer Healthcare Inc. |
146,432,967 | 16,539,557 | (15,892,988 | ) | 1,681,130 | 38,216,988 | 186,977,654 | 3,332,341 | — | — | ||||||||||||||||||||||||||||||
PriceSmart Inc. |
150,652,521 | 14,185,484 | (10,815,338 | ) | 1,298,585 | (31,368,667 | ) | 123,952,585 | 1,598,357 | 542,287 | — | |||||||||||||||||||||||||||||
ProAssurance Corp. |
89,093,540 | 1,920,260 | — | — | (10,040,974 | ) | 80,972,826 | 3,405,081 | 340,508 | — | ||||||||||||||||||||||||||||||
Progress Software Corp. |
129,785,075 | 12,971,746 | (14,532,919 | ) | 3,328,814 | 11,720,980 | 143,273,696 | 2,912,659 | 1,034,488 | — | ||||||||||||||||||||||||||||||
ProPetro Holding Corp. |
58,130,526 | 5,111,449 | (3,353,288 | ) | 426,941 | (11,337,114 | ) | 48,978,514 | 5,662,256 | — | — | |||||||||||||||||||||||||||||
Proto Labs Inc. |
224,020,365 | 15,089,423 | (14,785,649 | ) | (4,505,469 | ) | (96,740,338 | ) | 123,078,332 | 1,848,023 | — | — | ||||||||||||||||||||||||||||
Provident Financial Services Inc. |
107,090,491 | 5,965,939 | (2,376,568 | ) | (386,009 | ) | 6,060,972 | 116,354,825 | 4,957,598 | 2,207,648 | — |
S C H E D U L E O F I N V E S T M E N T S |
43 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Quanex Building Products Corp. |
$ | 58,878,219 | $ | 5,084,750 | $ | (4,942,165 | ) | $ | 728,209 | $ | (11,649,114 | ) | $ | 48,099,899 | 2,246,609 | $ | 362,507 | $ | — | |||||||||||||||||||||
QuinStreet Inc. |
66,418,697 | 5,494,017 | (5,302,837 | ) | 1,960,152 | (10,906,501 | ) | 57,663,528 | 3,283,800 | — | — | |||||||||||||||||||||||||||||
Rambus Inc. |
144,699,890 | 15,524,531 | (20,692,270 | ) | 7,790,865 | 13,605,006 | 160,928,022 | 7,249,010 | — | — | ||||||||||||||||||||||||||||||
Range Resources Corp. |
178,037,488 | 25,321,638 | (24,791,084 | ) | 11,526,625 | 201,241,849 | 391,336,516 | 17,292,820 | — | — | ||||||||||||||||||||||||||||||
Raven Industries Inc. |
91,702,149 | 11,297,997 | (11,919,067 | ) | 4,176,060 | 42,489,062 | 137,746,201 | 2,391,012 | — | — | ||||||||||||||||||||||||||||||
Rayonier Advanced Materials Inc. |
38,379,152 | 2,852,921 | (2,623,642 | ) | (446,876 | ) | (6,194,943 | ) | 31,966,612 | 4,262,215 | — | — | ||||||||||||||||||||||||||||
RE/MAX Holdings Inc., Class A |
48,781,285 | 4,281,774 | (3,473,257 | ) | (540,580 | ) | (9,686,165 | ) | 39,363,057 | 1,263,256 | 573,913 | — | ||||||||||||||||||||||||||||
Ready Capital Corp. |
52,226,909 | 4,752,529 | (6,842,600 | ) | 1,314,640 | 3,286,548 | 54,738,026 | 3,793,349 | 2,454,065 | — | ||||||||||||||||||||||||||||||
Realogy Holdings Corp. |
116,415,788 | 12,981,248 | (11,772,574 | ) | 4,343,011 | 14,156,222 | 136,123,695 | 7,760,758 | — | — | ||||||||||||||||||||||||||||||
Red Robin Gourmet Burgers Inc. |
41,455,842 | 2,758,912 | (2,483,693 | ) | 164,522 | (17,713,345 | ) | 24,182,238 | 1,048,666 | — | — | |||||||||||||||||||||||||||||
Redwood Trust Inc. |
77,909,585 | 9,341,960 | (7,725,071 | ) | 631,964 | 16,849,150 | 97,007,588 | 7,525,802 | (1,598,653 | ) | — | |||||||||||||||||||||||||||||
REGENXBIO Inc. |
79,317,416 | 13,930,211 | (6,506,383 | ) | (813,039 | ) | 18,685,209 | 104,613,414 | 2,495,549 | — | — | |||||||||||||||||||||||||||||
Renasant Corp. |
146,346,660 | 4,576,896 | — | — | (19,532,157 | ) | 131,391,399 | 3,644,699 | 1,592,873 | — | ||||||||||||||||||||||||||||||
Renewable Energy Group Inc. |
159,798,771 | 66,250,916 | (12,232,089 | ) | 6,769,101 | (52,717,949 | ) | 167,868,750 | 3,343,999 | — | — | |||||||||||||||||||||||||||||
Rent-A-Center Inc./TX |
188,216,886 | 59,296,986 | (17,007,916 | ) | 8,970,105 | (13,174,657 | ) | 226,301,404 | 4,025,999 | 3,502,024 | — | |||||||||||||||||||||||||||||
Resideo Technologies Inc. |
269,530,029 | 27,703,235 | (25,677,853 | ) | 8,973,759 | (42,597,750 | ) | 237,931,420 | 9,597,879 | — | — | |||||||||||||||||||||||||||||
Resources Connection Inc. |
27,882,489 | 2,480,547 | (2,253,572 | ) | 169,587 | 4,343,464 | 32,622,515 | 2,067,333 | 569,058 | — | ||||||||||||||||||||||||||||||
Retail Opportunity Investments Corp. |
124,886,950 | 13,574,287 | (9,589,267 | ) | 2,037,956 | 9,967,861 | 140,877,787 | 8,087,129 | 2,351,488 | — | ||||||||||||||||||||||||||||||
Retail Properties of America Inc., Class A |
149,916,023 | 16,968,409 | (16,766,130 | ) | 3,838,762 | 30,208,440 | 184,165,504 | 14,298,564 | 2,158,580 | — | ||||||||||||||||||||||||||||||
REX American Resources Corp. |
29,976,809 | 2,317,300 | (2,581,295 | ) | 156,729 | (1,706,023 | ) | 28,163,520 | 352,617 | — | — | |||||||||||||||||||||||||||||
Rogers Corp. |
234,593,790 | 23,353,493 | (23,343,816 | ) | 9,131,468 | (11,240,436 | ) | 232,494,499 | 1,246,753 | — | — | |||||||||||||||||||||||||||||
RPT Realty |
61,741,735 | 6,263,155 | (6,024,641 | ) | 1,364,503 | 5,604,304 | 68,949,056 | 5,403,531 | 1,633,499 | — | ||||||||||||||||||||||||||||||
Ruth’s Hospitality |
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Group Inc. |
52,674,064 | 4,419,382 | (3,767,101 | ) | 1,521,295 | (10,317,578 | ) | 44,530,062 | 2,150,172 | — | — | |||||||||||||||||||||||||||||
S&T Bancorp. Inc. |
80,889,971 | 1,234,146 | — | — | (9,850,386 | ) | 72,273,731 | 2,452,451 | 1,360,209 | — | ||||||||||||||||||||||||||||||
Safety Insurance Group Inc. |
76,384,673 | 2,187,735 | — | — | (4,685,889 | ) | 73,886,519 | 932,322 | 1,675,307 | — | ||||||||||||||||||||||||||||||
Saia Inc.(a) |
404,669,514 | 30,383,724 | (451,402,669 | ) | 279,029,228 | (262,679,797 | ) | — | — | — | — | |||||||||||||||||||||||||||||
Sally Beauty Holdings Inc. |
151,369,528 | 14,541,341 | (14,224,192 | ) | 3,884,389 | (28,785,769 | ) | 126,785,297 | 7,524,350 | — | — | |||||||||||||||||||||||||||||
Sanmina Corp. |
179,079,109 | 16,614,757 | (16,068,805 | ) | 3,842,854 | (16,464,730 | ) | 167,003,185 | 4,333,243 | — | — | |||||||||||||||||||||||||||||
ScanSource Inc. |
50,908,920 | 4,236,598 | (4,244,965 | ) | 22,502 | 8,051,596 | 58,974,651 | 1,695,161 | — | — | ||||||||||||||||||||||||||||||
Schweitzer-Mauduit International Inc. |
102,654,734 | 8,177,516 | (8,146,885 | ) | 124,891 | (30,229,721 | ) | 72,580,535 | 2,094,072 | 1,839,336 | — | |||||||||||||||||||||||||||||
Seacoast Banking Corp. of Florida |
126,008,111 | 3,756,640 | — | — | (8,820,498 | ) | 120,944,253 | 3,577,174 | 930,065 | — | ||||||||||||||||||||||||||||||
SEACOR
Holdings |
52,804,380 | — | (53,776,240 | ) | (2,541,659 | ) | 3,513,519 | — | — | — | — | |||||||||||||||||||||||||||||
Select Medical Holdings Corp. |
245,183,911 | 26,744,310 | (30,922,485 | ) | 8,835,769 | 6,137,021 | 255,978,526 | 7,077,095 | 1,793,372 | — | ||||||||||||||||||||||||||||||
Selectquote Inc. |
— | 144,294,759 | (2,944,079 | ) | (541,629 | ) | (33,927,667 | ) | 106,881,384 | 8,266,155 | — | — | ||||||||||||||||||||||||||||
Seneca Foods Corp., Class A |
21,038,588 | 1,766,533 | (2,476,866 | ) | 467,231 | 54,456 | 20,849,942 | 432,392 | — | — |
44 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
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Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
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Service Properties Trust |
$ | — | $ | 138,210,597 | $ | (647,808 | ) | $ | (65,445 | ) | $ | (14,475,990 | ) | $ | 123,021,354 | 10,974,251 | $ | 108,344 | $ | — | ||||||||||||||||||||
ServisFirst Bancshares Inc. |
192,353,756 | 25,733,639 | (17,240,280 | ) | 7,664,098 | 44,126,471 | 252,637,684 | 3,247,271 | 1,284,245 | — | ||||||||||||||||||||||||||||||
Shake Shack Inc., Class A |
272,783,074 | 34,541,762 | (19,414,570 | ) | 6,671,918 | (90,176,074 | ) | 204,406,110 | 2,605,227 | — | — | |||||||||||||||||||||||||||||
Shenandoah Telecommunications Co. |
162,449,393 | 13,923,352 | (14,118,933 | ) | 89,020 | (57,305,668 | ) | 105,037,164 | 3,326,066 | 62,394,525 | — | |||||||||||||||||||||||||||||
Signet Jewelers Ltd. |
202,271,869 | 23,796,646 | (23,091,065 | ) | 10,775,809 | 63,072,763 | 276,826,022 | 3,505,902 | 624,770 | — | ||||||||||||||||||||||||||||||
Simmons First National Corp., Class A |
198,779,921 | 3,503,241 | — | — | (836,137 | ) | 201,447,025 | 6,814,852 | 2,453,347 | — | ||||||||||||||||||||||||||||||
Simply Good Foods Co. (The) |
170,796,223 | 19,072,690 | (19,317,683 | ) | 1,557,961 | 21,405,025 | 193,514,216 | 5,610,734 | — | — | ||||||||||||||||||||||||||||||
Simulations Plus Inc. |
63,927,103 | 4,731,900 | (3,369,553 | ) | 65,142 | (24,201,596 | ) | 41,152,996 | 1,041,848 | 121,181 | — | |||||||||||||||||||||||||||||
SkyWest Inc. |
182,815,975 | 15,058,022 | (14,697,532 | ) | 3,520,226 | (21,226,613 | ) | 165,470,078 | 3,353,670 | — | — | |||||||||||||||||||||||||||||
Sleep Number Corp. |
242,692,385 | 16,900,706 | (28,662,047 | ) | 10,006,782 | (93,941,928 | ) | 146,995,898 | 1,572,485 | — | — | |||||||||||||||||||||||||||||
SM Energy Co. |
116,373,773 | 32,224,981 | (11,386,565 | ) | 6,445,585 | 69,212,444 | 212,870,218 | 8,069,379 | 70,418 | — | ||||||||||||||||||||||||||||||
SMART
Global Holdings |
N/A | 63,417,076 | (5,156,753 | ) | 977,132 | 9,037,783 | 68,275,238 | 1,534,275 | — | — | ||||||||||||||||||||||||||||||
Sonic Automotive Inc., Class A(e) |
77,354,183 | — | (15,680,619 | ) | 8,218,901 | (40,118,306 | ) | N/A | N/A | 377,853 | — | |||||||||||||||||||||||||||||
South Jersey Industries Inc. |
151,353,605 | 37,306,725 | (16,742,764 | ) | (684,346 | ) | (12,094,636 | ) | 159,138,584 | 7,485,352 | 4,334,875 | — | ||||||||||||||||||||||||||||
Southside Bancshares Inc. |
78,478,220 | 1,371,633 | — | — | (385,467 | ) | 79,464,386 | 2,075,330 | 1,344,992 | — | ||||||||||||||||||||||||||||||
Southwestern Energy Co.(e) |
200,682,305 | — | (16,664,426 | ) | 5,927,594 | (91,327,061 | ) | N/A | N/A | — | — | |||||||||||||||||||||||||||||
SpartanNash Co. |
47,256,948 | 4,612,884 | (4,186,631 | ) | 7,456 | 5,382,153 | 53,072,810 | 2,423,416 | 974,676 | — | ||||||||||||||||||||||||||||||
Spectrum Pharmaceuticals Inc. |
31,732,618 | 7,114,932 | (2,154,290 | ) | (1,786,959 | ) | (10,931,915 | ) | 23,974,386 | 10,997,425 | — | — | ||||||||||||||||||||||||||||
Spok
Holdings |
12,435,916 | 749,864 | (10,341,126 | ) | (6,988,937 | ) | 4,144,283 | — | — | 148,595 | — | |||||||||||||||||||||||||||||
SPS Commerce Inc. |
235,546,735 | 27,182,797 | (26,078,911 | ) | 12,225,213 | 135,885,295 | 384,761,129 | 2,385,228 | — | — | ||||||||||||||||||||||||||||||
SPX Corp. |
175,072,798 | 17,151,405 | (16,391,353 | ) | 7,523,915 | (22,118,907 | ) | 161,237,858 | 3,016,611 | — | — | |||||||||||||||||||||||||||||
SPX FLOW Inc. |
177,921,392 | 19,528,120 | (22,288,154 | ) | 6,202,256 | 21,213,153 | 202,576,767 | 2,771,228 | 503,935 | — | ||||||||||||||||||||||||||||||
Stamps.com Inc. |
244,301,392 | 30,323,517 | (33,749,095 | ) | 16,616,967 | 144,358,972 | 401,851,753 | 1,218,508 | — | — | ||||||||||||||||||||||||||||||
Standard Motor Products Inc. |
55,827,470 | 5,326,401 | (7,672,215 | ) | (338,422 | ) | 3,107,034 | 56,250,268 | 1,286,897 | 667,386 | — | |||||||||||||||||||||||||||||
Standex International Corp. |
78,800,237 | 6,689,727 | (7,730,185 | ) | 1,208,580 | 1,433,107 | 80,401,466 | 812,875 | 392,203 | — | ||||||||||||||||||||||||||||||
Stepan Co. |
180,914,519 | 17,166,405 | (16,998,432 | ) | 3,974,864 | (24,596,496 | ) | 160,460,860 | 1,420,762 | 872,035 | — | |||||||||||||||||||||||||||||
Steven Madden Ltd. |
192,148,702 | 21,042,984 | (22,155,317 | ) | 5,176,601 | 9,714,619 | 205,927,589 | 5,127,679 | 1,562,122 | — | ||||||||||||||||||||||||||||||
Stewart Information Services Corp. |
84,460,455 | 3,303,281 | — | — | 18,338,909 | 106,102,645 | 1,677,247 | 1,098,449 | — | |||||||||||||||||||||||||||||||
StoneX Group Inc. |
71,846,867 | 7,272,075 | (5,741,082 | ) | 2,092,156 | (1,576,478 | ) | 73,893,538 | 1,121,298 | — | — | |||||||||||||||||||||||||||||
Strategic Education Inc. |
— | 133,707,043 | (13,540,709 | ) | (1,365,888 | ) | (12,528,958 | ) | 106,271,488 | 1,507,397 | 989,418 | — | ||||||||||||||||||||||||||||
Sturm Ruger & Co. Inc. |
77,266,619 | 8,407,542 | (8,340,457 | ) | 1,757,872 | 7,334,021 | 86,425,597 | 1,171,396 | 2,174,836 | — | ||||||||||||||||||||||||||||||
Summit Hotel Properties Inc. |
71,665,064 | 6,780,707 | (5,923,134 | ) | (611,535 | ) | (3,674,395 | ) | 68,236,707 | 7,085,847 | — | — | ||||||||||||||||||||||||||||
SunCoke Energy Inc. |
38,766,134 | 3,564,507 | (3,269,976 | ) | 33,111 | (4,221,847 | ) | 34,871,929 | 5,552,855 | 662,108 | — | |||||||||||||||||||||||||||||
Supernus Pharmaceuticals Inc. |
92,451,398 | 9,691,686 | (9,562,968 | ) | (401,387 | ) | 2,175,437 | 94,354,166 | 3,537,839 | — | — | |||||||||||||||||||||||||||||
Surmodics Inc. |
51,794,270 | 4,007,973 | (3,808,040 | ) | 1,592,610 | (2,006,749 | ) | 51,580,064 | 927,699 | — | — |
S C H E D U L E O F I N V E S T M E N T S |
45 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
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Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
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Sykes Enterprises Inc.(a) |
$ | 116,330,161 | $ | 8,506,983 | $ | (151,379,084 | ) | $ | 63,075,809 | $ | (36,533,869 | ) | $ | — | — | $ | — | $ | — | ||||||||||||||||||||
Tabula Rasa Health-Care Inc. |
69,016,885 | 5,533,543 | (4,473,879 | ) | 97,611 | (29,890,255 | ) | 40,283,905 | 1,536,967 | — | — | |||||||||||||||||||||||||||||
Tactile Systems Technology Inc. |
70,989,899 | 5,962,028 | (5,278,689 | ) | 1,251,194 | (14,392,983 | ) | 58,531,449 | 1,316,793 | — | — | |||||||||||||||||||||||||||||
Tanger Factory Outlet Centers Inc. |
94,547,718 | 20,708,196 | (9,016,526 | ) | 3,147,169 | 3,412,312 | 112,798,869 | 6,920,176 | 2,341,048 | — | ||||||||||||||||||||||||||||||
Team Inc.(a) |
23,853,460 | 972,427 | (8,444,504 | ) | (35,714,110 | ) | 19,332,727 | — | — | — | — | |||||||||||||||||||||||||||||
TechTarget Inc. |
109,352,637 | 19,247,216 | (9,446,258 | ) | 4,478,107 | 15,414,547 | 139,046,249 | 1,687,045 | — | — | ||||||||||||||||||||||||||||||
Tennant Co. |
98,704,814 | 9,450,530 | (8,716,943 | ) | 968,384 | (8,502,243 | ) | 91,904,542 | 1,242,793 | 571,812 | — | |||||||||||||||||||||||||||||
TimkenSteel Corp. |
29,752,222 | 4,895,545 | (1,932,914 | ) | 1,284,176 | 1,948,434 | 35,947,463 | 2,748,277 | — | — | ||||||||||||||||||||||||||||||
Titan International Inc. |
31,208,028 | 2,707,875 | (2,279,986 | ) | 913,340 | (8,181,973 | ) | 24,367,284 | 3,403,252 | — | — | |||||||||||||||||||||||||||||
Tivity Health Inc. |
56,443,441 | 14,198,747 | (4,778,151 | ) | 1,312,920 | 642,849 | 67,819,806 | 2,941,015 | — | — | ||||||||||||||||||||||||||||||
Tompkins Financial Corp. |
66,885,031 | 5,187,532 | (6,245,894 | ) | 659,041 | (2,193,815 | ) | 64,291,895 | 794,610 | 872,163 | — | |||||||||||||||||||||||||||||
Tredegar Corp. |
26,151,143 | 1,873,653 | (2,212,211 | ) | (723,072 | ) | (4,211,726 | ) | 20,877,787 | 1,714,104 | 421,615 | — | ||||||||||||||||||||||||||||
TreeHouse Foods Inc. |
— | 147,658,655 | (4,287,064 | ) | 9,014 | 4,594,574 | 147,975,179 | 3,710,511 | — | — | ||||||||||||||||||||||||||||||
Trinseo SA |
163,134,892 | 14,382,467 | (12,631,622 | ) | 2,668,137 | (28,032,686 | ) | 139,521,188 | 2,584,683 | 1,240,079 | — | |||||||||||||||||||||||||||||
Triumph Bancorp. Inc. |
116,581,689 | 14,372,681 | (8,490,366 | ) | 3,084,258 | 31,800,426 | 157,348,688 | 1,571,444 | — | — | ||||||||||||||||||||||||||||||
Triumph Group Inc. |
60,192,680 | 4,875,153 | (3,552,884 | ) | 960,012 | (75,583 | ) | 62,399,378 | 3,349,403 | — | — | |||||||||||||||||||||||||||||
TrueBlue Inc. |
52,315,688 | 6,157,891 | (6,376,998 | ) | 1,113,777 | 10,787,752 | 63,998,110 | 2,363,298 | — | — | ||||||||||||||||||||||||||||||
Trupanion Inc. |
168,434,160 | 17,110,454 | (11,891,449 | ) | 167,028 | 3,006,436 | 176,826,629 | 2,276,640 | — | — | ||||||||||||||||||||||||||||||
TrustCo Bank Corp. NY |
43,967,747 | 576,389 | — | (9 | ) | (5,920,850 | ) | 38,623,277 | 1,208,110 | 823,025 | — | |||||||||||||||||||||||||||||
Trustmark Corp. |
— | 115,396,116 | — | — | 78,850 | 115,474,966 | 3,583,953 | 818,836 | — | |||||||||||||||||||||||||||||||
TTM Technologies Inc. |
96,156,533 | 14,674,916 | (7,394,314 | ) | 989,553 | (14,229,811 | ) | 90,196,877 | 7,175,567 | — | — | |||||||||||||||||||||||||||||
Tupperware Brands Corp. |
86,658,763 | 7,341,620 | (6,193,064 | ) | 981,676 | (18,646,413 | ) | 70,142,582 | 3,321,145 | — | — | |||||||||||||||||||||||||||||
Two Harbors Investment Corp. |
— | 172,522,112 | (8,681,168 | ) | (1,093,318 | ) | (30,276,559 | ) | 132,471,067 | 20,894,490 | 6,680,225 | — | ||||||||||||||||||||||||||||
U.S. Concrete Inc.(a) |
77,938,060 | 4,194,672 | (83,167,724 | ) | 26,772,323 | (25,737,331 | ) | — | — | — | — | |||||||||||||||||||||||||||||
U.S. Ecology Inc. |
87,523,657 | 7,255,252 | (7,382,558 | ) | (1,508,618 | ) | (18,029,208 | ) | 67,858,525 | 2,097,636 | — | — | ||||||||||||||||||||||||||||
U.S. Physical Therapy Inc. |
89,350,175 | 9,256,730 | (9,106,810 | ) | 2,548,088 | 2,975,908 | 95,024,091 | 859,169 | 625,078 | — | ||||||||||||||||||||||||||||||
U.S. Silica Holdings Inc. |
60,980,792 | 4,578,057 | (4,401,757 | ) | (451,314 | ) | (20,763,672 | ) | 39,942,106 | 4,999,012 | — | — | ||||||||||||||||||||||||||||
UFP Industries Inc. |
309,413,018 | 32,726,780 | (29,284,984 | ) | 10,772,274 | (43,732,218 | ) | 279,894,870 | 4,117,312 | 1,235,395 | — | |||||||||||||||||||||||||||||
Ultra Clean Holdings Inc. |
157,117,530 | 25,688,482 | (11,332,150 | ) | 5,918,680 | (50,633,388 | ) | 126,759,154 | 2,975,567 | — | — | |||||||||||||||||||||||||||||
Unifi Inc. |
27,826,368 | 1,939,062 | (3,741,422 | ) | (467,134 | ) | (5,218,970 | ) | 20,337,904 | 927,401 | — | — | ||||||||||||||||||||||||||||
UniFirst Corp./MA |
226,871,246 | 21,909,234 | (21,780,377 | ) | 5,707,644 | (16,974,990 | ) | 215,732,757 | 1,014,640 | 510,878 | — | |||||||||||||||||||||||||||||
uniQure NV |
— | 88,409,521 | (397,006 | ) | (34,840 | ) | (11,401,368 | ) | 76,576,307 | 2,392,262 | — | — | ||||||||||||||||||||||||||||
Unisys Corp. |
106,761,356 | 16,466,901 | (9,909,453 | ) | 3,137,525 | (4,138,150 | ) | 112,318,179 | 4,467,708 | — | — | |||||||||||||||||||||||||||||
United Community Banks Inc./GA |
183,178,031 | 2,956,535 | — | — | (7,135,402 | ) | 178,999,164 | 5,453,966 | 2,127,047 | — | ||||||||||||||||||||||||||||||
United Fire Group Inc. |
50,020,789 | 3,238,318 | (2,956,192 | ) | (660,738 | ) | (16,273,557 | ) | 33,368,620 | 1,444,529 | 433,079 | — | ||||||||||||||||||||||||||||
United Natural Foods Inc. |
123,184,993 | 13,416,946 | (12,393,048 | ) | 4,763,394 | 52,657,430 | 181,629,715 | 3,751,130 | — | — | ||||||||||||||||||||||||||||||
Uniti Group Inc. |
171,226,312 | 16,810,361 | (17,088,169 | ) | 2,119,222 | 19,129,813 | 192,197,539 | 15,537,392 | 4,145,397 | — | ||||||||||||||||||||||||||||||
Unitil Corp. |
— | 63,362,774 | (2,903,734 | ) | (111,037 | ) | (15,013,395 | ) | 45,334,608 | 1,059,715 | 761,845 | — | ||||||||||||||||||||||||||||
Universal Corp./VA |
96,580,197 | 8,171,465 | (8,132,033 | ) | 112,474 | (17,658,520 | ) | 79,073,583 | 1,636,118 | 2,546,234 | — |
46 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Universal Electronics Inc. |
$ | 51,056,576 | $ | 4,029,198 | $ | (5,384,252 | ) | $ | 120,843 | $ | (5,410,685 | ) | $ | 44,411,680 | 901,760 | $ | — | $ | — | |||||||||||||||||||||
Universal Health Realty Income Trust |
57,861,075 | 4,316,596 | (4,112,879 | ) | (524,708 | ) | (10,163,745 | ) | 47,376,339 | 857,180 | 953,945 | — | ||||||||||||||||||||||||||||
Universal Insurance Holdings Inc. |
27,164,162 | 495,048 | (651,025 | ) | (822,132 | ) | (1,646,247 | ) | 24,539,806 | 1,881,887 | 604,639 | — | ||||||||||||||||||||||||||||
Urstadt Biddle Properties Inc., Class A |
32,429,238 | 157,179 | — | — | 4,283,582 | 36,869,999 | 1,947,702 | 596,574 | — | |||||||||||||||||||||||||||||||
Vanda Pharmaceuticals Inc. |
55,053,197 | 5,950,013 | (5,402,615 | ) | 798,363 | 7,082,597 | 63,481,555 | 3,703,708 | — | — | ||||||||||||||||||||||||||||||
Varex Imaging Corp. |
53,641,980 | 6,280,864 | (6,177,764 | ) | 983,130 | 19,233,566 | 73,961,776 | 2,622,758 | — | — | ||||||||||||||||||||||||||||||
Vector Group Ltd. |
119,130,838 | 11,419,440 | (9,040,659 | ) | 1,338,617 | (11,747,567 | ) | 111,100,669 | 8,713,778 | 3,450,817 | — | |||||||||||||||||||||||||||||
Veeco Instruments Inc. |
68,739,391 | 7,136,197 | (6,183,693 | ) | 2,200,315 | 2,547,381 | 74,439,591 | 3,351,625 | — | — | ||||||||||||||||||||||||||||||
Vera Bradley Inc.(b) |
N/A | 20,364,790 | (1,108,020 | ) | 249,238 | (3,464,226 | ) | 16,041,782 | 1,704,759 | — | — | |||||||||||||||||||||||||||||
Vericel Corp. |
170,156,038 | 16,643,094 | (14,247,770 | ) | (635,816 | ) | (20,436,100 | ) | 151,479,446 | 3,104,087 | — | — | ||||||||||||||||||||||||||||
Veritex Holdings Inc. |
104,118,999 | 1,062,634 | — | — | 21,164,124 | 126,345,757 | 3,210,004 | 1,179,469 | — | |||||||||||||||||||||||||||||||
Veritiv Corp. |
35,329,598 | 15,061,585 | (4,769,395 | ) | 1,747,500 | 37,151,350 | 84,520,638 | 943,732 | — | — | ||||||||||||||||||||||||||||||
Viad Corp. |
56,921,449 | 5,620,902 | (5,682,996 | ) | 719,795 | 4,366,856 | 61,946,006 | 1,364,149 | — | — | ||||||||||||||||||||||||||||||
Viavi Solutions Inc. |
239,361,305 | 25,055,072 | (25,400,312 | ) | 8,518,530 | (7,973,149 | ) | 239,561,446 | 15,219,914 | — | — | |||||||||||||||||||||||||||||
Virtus Investment Partners Inc. |
111,848,134 | 9,659,582 | (9,775,697 | ) | 5,142,530 | 30,425,666 | 147,300,215 | 474,672 | 778,374 | — | ||||||||||||||||||||||||||||||
Vista Outdoor Inc. |
124,606,414 | 14,847,526 | (17,654,534 | ) | 8,401,232 | 23,758,691 | 153,959,329 | 3,819,383 | — | — | ||||||||||||||||||||||||||||||
Wabash National Corp. |
65,304,094 | 4,981,230 | (6,814,957 | ) | (468,032 | ) | (12,404,997 | ) | 50,597,338 | 3,344,173 | 557,268 | — | ||||||||||||||||||||||||||||
Waddell & Reed Financial Inc., Class A(a) |
103,763,613 | 1,229,180 | (104,784,964 | ) | 27,640,785 | (27,848,614 | ) | — | — | 1,035,137 | — | |||||||||||||||||||||||||||||
Walker & Dunlop Inc. |
200,743,583 | 19,659,243 | (20,447,369 | ) | 11,569,494 | 9,673,950 | 221,198,901 | 1,948,889 | 1,959,883 | — | ||||||||||||||||||||||||||||||
Washington REIT |
124,495,598 | 15,689,821 | (13,131,399 | ) | (513,561 | ) | 12,855,872 | 139,396,331 | 5,632,175 | 524,308 | — | |||||||||||||||||||||||||||||
Watts Water Technologies Inc., Class A |
217,548,120 | 26,517,960 | (25,805,614 | ) | 10,283,263 | 79,909,153 | 308,452,882 | 1,835,046 | 957,479 | — | ||||||||||||||||||||||||||||||
WD-40 Co. |
279,344,242 | 21,683,273 | (21,930,502 | ) | 5,432,709 | (73,310,935 | ) | 211,218,787 | 912,471 | 1,311,988 | — | |||||||||||||||||||||||||||||
Westamerica Bancorp |
105,435,620 | 3,295,681 | — | — | (11,126,108 | ) | 97,605,193 | 1,734,895 | 1,397,586 | — | ||||||||||||||||||||||||||||||
Whitestone REIT |
26,085,211 | 3,919,378 | (1,623,298 | ) | 8,459 | 80,280 | 28,470,030 | 2,911,046 | 263,528 | — | ||||||||||||||||||||||||||||||
Winnebago Industries Inc. |
172,588,602 | 15,558,395 | (15,950,926 | ) | 5,207,545 | (15,364,844 | ) | 162,038,772 | 2,236,560 | 949,860 | — | |||||||||||||||||||||||||||||
WisdomTree Investments Inc. |
46,809,031 | 2,935,483 | (4,079,116 | ) | (43,386 | ) | (4,394,166 | ) | 41,227,846 | 7,271,225 | 294,694 | — | ||||||||||||||||||||||||||||
Wolverine World Wide Inc. |
210,668,185 | 19,243,279 | (19,426,606 | ) | 2,641,987 | (49,819,269 | ) | 163,307,576 | 5,472,774 | 1,105,715 | — | |||||||||||||||||||||||||||||
World Fuel Services Corp. |
— | 146,770,226 | (3,656,465 | ) | (82,944 | ) | (914,269 | ) | 142,116,548 | 4,227,143 | 512,212 | — | ||||||||||||||||||||||||||||
WSFS Financial Corp. |
127,264,286 | 18,777,193 | — | — | 4,667,023 | 150,708,502 | 2,937,215 | 699,210 | — | |||||||||||||||||||||||||||||||
WW International Inc. |
— | 75,355,873 | (334,136 | ) | (32,114 | ) | (10,477,151 | ) | 64,512,472 | 3,534,930 | — | — | ||||||||||||||||||||||||||||
Xencor Inc. |
166,310,078 | 13,388,938 | (12,557,608 | ) | (1,789,374 | ) | (38,549,976 | ) | 126,802,058 | 3,882,488 | — | — | ||||||||||||||||||||||||||||
Xenia Hotels & Resorts Inc. |
147,419,259 | 14,659,171 | (10,408,806 | ) | 582,788 | (17,382,093 | ) | 134,870,319 | 7,602,611 | — | — | |||||||||||||||||||||||||||||
Xperi Holding Corp. |
144,868,422 | — | — | — | (19,497,680 | ) | 125,370,742 | 6,654,498 | 665,450 | — |
S C H E D U L E O F I N V E S T M E N T S |
47 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Affiliates (continued)
|
|
|||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
|
Zumiez Inc. |
$ | 59,725,337 | $ | 6,805,140 | $ | (4,077,949 | ) | $ | 1,993,230 | $ | (6,444,665 | ) | $ | 58,001,093 | 1,458,780 | $ | — | $ | — | ||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||
$ | 3,082,229,881 | $ | (2,947,814,762 | ) | $ | 65,720,576,425 | $ | 401,843,302 | $ | — | ||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
As of period end, the entity is no longer held. |
(b) |
As of the beginning of the period, the entity was not considered an affiliate. |
(c) |
Represents net amount purchased (sold). |
(d) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
(e) |
As of period end, the entity was not considered an affiliate. |
(f) |
Formerly the Hibbett Sports Inc. |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||
Description | Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ Unrealized Appreciation (Depreciation) |
||||||||||||
|
||||||||||||||||
Long Contracts |
||||||||||||||||
Russell 2000 E-Mini Index |
1,831 | 12/17/21 | $ | 201,483 | $ | (2,033,277 | ) | |||||||||
|
|
OTC Total Return Swaps
|
||||||||||||||||||||||||
Reference Entity | Payment Frequency |
Counterparty(a) | Termination Date |
Net Notional | Accrued Unrealized Appreciation (Depreciation) |
Net Value of Reference Entity |
Gross Notional Amount Net Asset Percentage |
|||||||||||||||||
|
||||||||||||||||||||||||
Equity Securities Long |
Monthly | Goldman Sachs Bank USA(b) | 02/27/23 | $ | 274,604,609 | $ | 7,830,137 | (c) | $ | 280,670,018 | 0.4 | % | ||||||||||||
Monthly |
HSBC Bank PLC(d) | 02/10/23 | 181,207,209 | 3,245,825 | (e) | 186,089,313 | 0.3 | |||||||||||||||||
Monthly |
JPMorgan Chase Bank NA(f) | 02/08/23 | 221,925,294 | 7,725,604 | (g) | 228,737,883 | 0.3 | |||||||||||||||||
|
|
|
|
|||||||||||||||||||||
$ | 18,801,566 | $ | 695,497,214 | |||||||||||||||||||||
|
|
|
|
(a) |
The Fund receives the total return on a portfolio of long positions underlying the total return swap. The Fund pays the total return on a portfolio of short positions underlying the total return swap. In addition, the Fund pays or receives a variable rate of interest, based on a specified benchmark. The benchmark and spread are determined based upon the country and/or currency of the individual underlying positions. |
(c) |
Amount includes $1,764,728 of net dividends and financing fees. |
(e) |
Amount includes $(1,636,279) of net dividends, payable for referenced securities purchased and financing fees. |
(g) |
Amount includes $913,015 of net dividends, payable for referenced securities purchased and financing fees. |
The following are the specified benchmarks (plus or minus a range) used in determining the variable rate of interest:
(b) | (d) | (f) | ||||
Range: | 65 basis points | 65 basis points | 65 basis points | |||
Benchmarks: | USD - 1D Overnight Fed Funds Effective Rate | USD - 1D Overnight Bank Funding Rate | USD - 1D Overnight Bank Funding Rate | |||
(FEDL01) | (OBFR01) | (OBFR01) |
48 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
The following table represents the individual long positions and related values of the equity securities underlying the total return swap with Goldman Sachs Bank USA as of September 30, 2021 expiration 2/27/2023.
Shares | Value | % of Basket Value | ||||||||||
Reference Entity — Long |
||||||||||||
Aerospace & Defense | ||||||||||||
Triumph Group Inc.(a) |
648,143 | $ | 12,074,904 | 4.3 | % | |||||||
|
|
|||||||||||
Banks | ||||||||||||
BankUnited Inc. |
94,902 | 3,968,802 | 1.4 | |||||||||
Banner Corp. |
67,129 | 3,706,192 | 1.3 | |||||||||
Berkshire Hills Bancorp. Inc. |
35,700 | 963,186 | 0.4 | |||||||||
Brookline Bancorp. Inc. |
250,113 | 3,816,724 | 1.4 | |||||||||
Cadence BanCorp. |
74,615 | 1,638,545 | 0.6 | |||||||||
Central Pacific Financial Corp. |
55,517 | 1,425,677 | 0.5 | |||||||||
City Holding Co. |
24,723 | 1,926,169 | 0.7 | |||||||||
Columbia Banking System Inc. |
518,222 | 19,687,254 | 7.0 | |||||||||
Community Bank System Inc. |
37,895 | 2,592,776 | 0.9 | |||||||||
Eagle Bancorp. Inc. |
38,721 | 2,226,458 | 0.8 | |||||||||
First Bancorp./Southern Pines NC |
106,677 | 4,588,178 | 1.6 | |||||||||
First Commonwealth Financial Corp. |
148,094 | 2,018,521 | 0.7 | |||||||||
First Financial Bancorp |
215,916 | 5,054,594 | 1.8 | |||||||||
First Midwest Bancorp. Inc. |
58,066 | 1,103,835 | 0.4 | |||||||||
Great Western Bancorp. Inc. |
67,785 | 2,219,281 | 0.8 | |||||||||
Hanmi Financial Corp. |
105,097 | 2,108,246 | 0.8 | |||||||||
Heritage Financial Corp./WA |
91,050 | 2,321,775 | 0.8 | |||||||||
Hope Bancorp Inc. |
237,944 | 3,435,911 | 1.2 | |||||||||
Independent Bank Corp. |
17,706 | 1,348,312 | 0.5 | |||||||||
NBT Bancorp. Inc. |
49,622 | 1,792,347 | 0.6 | |||||||||
OFG Bancorp |
114,854 | 2,896,618 | 1.0 | |||||||||
Old National Bancorp./IN |
102,742 | 1,741,477 | 0.6 | |||||||||
Preferred Bank/Los Angeles CA |
19,926 | 1,328,666 | 0.5 | |||||||||
Renasant Corp. |
33,823 | 1,219,319 | 0.4 | |||||||||
S&T Bancorp. Inc. |
103,109 | 3,038,622 | 1.1 | |||||||||
Seacoast Banking Corp. of Florida |
19,944 | 674,307 | 0.3 | |||||||||
Simmons First National Corp. |
9,813 | 290,072 | 0.1 | |||||||||
United Community Banks Inc./GA |
127,598 | 4,187,766 | 1.5 | |||||||||
Veritex Holdings Inc. |
30,122 | 1,185,602 | 0.4 | |||||||||
Westamerica Bancorp |
22,529 | 1,267,482 | 0.5 | |||||||||
|
|
|||||||||||
85,772,714 | ||||||||||||
|
|
|||||||||||
Commercial Services & Supplies | ||||||||||||
Pitney Bowes Inc. |
219,118 | 1,579,841 | 0.6 | |||||||||
|
|
|||||||||||
Communications Equipment | ||||||||||||
Extreme Networks Inc.(a) |
1,995,585 | 19,656,512 | 7.0 | |||||||||
|
|
|||||||||||
Equity Real Estate Investment Trusts (REITs) | ||||||||||||
GEO Group Inc. (The) |
229,537 | 1,714,641 | 0.6 | |||||||||
Kite Realty Group Trust |
309,956 | 6,310,704 | 2.2 | |||||||||
NexPoint Residential Trust Inc. |
127,045 | 7,861,545 | 2.8 | |||||||||
SITE Centers Corp. |
882,960 | 13,632,902 | 4.9 | |||||||||
Urstadt Biddle Properties Inc. |
38,719 | 732,951 | 0.3 | |||||||||
|
|
|||||||||||
30,252,743 | ||||||||||||
|
|
|||||||||||
Health Care Providers & Services | ||||||||||||
RadNet Inc.(a) |
204,358 | 5,989,733 | 2.1 | |||||||||
|
|
|||||||||||
Insurance | ||||||||||||
Ambac Financial Group Inc.(a) |
95,534 | 1,368,047 | 0.5 | |||||||||
Assured Guaranty Ltd. |
1,138,002 | 53,269,874 | 19.0 | |||||||||
Employers Holdings Inc. |
74,691 | 2,949,548 | 1.0 | |||||||||
Genworth Financial Inc.(a) |
4,698,104 | 17,617,890 | 6.3 |
Shares | Value | % of Basket Value | ||||||||||
Horace Mann Educators Corp. |
88,820 | $ | 3,534,148 | 1.2 | ||||||||
ProAssurance Corp. |
101,466 | 2,412,861 | 0.9 | |||||||||
Safety Insurance Group Inc. |
5,680 | 450,140 | 0.2 | |||||||||
Stewart Information Services Corp. |
42,168 | 2,667,548 | 0.9 | |||||||||
|
|
|||||||||||
84,270,056 | ||||||||||||
|
|
|||||||||||
Metals & Mining | ||||||||||||
Warrior Met Coal Inc. |
92,441 | 2,151,102 | 0.8 | |||||||||
|
|
|||||||||||
Multiline Retail | ||||||||||||
Macy’s Inc. |
65,981 | 1,491,171 | 0.5 | |||||||||
|
|
|||||||||||
Oil, Gas & Consumable Fuels | ||||||||||||
Bonanza Creek Energy Inc. |
1,328 | 63,611 | 0.0 | |||||||||
Green Plains Inc.(a) |
83,801 | 2,736,103 | 1.0 | |||||||||
Par Pacific Holdings Inc.(a) |
150,853 | 2,371,409 | 0.8 | |||||||||
|
|
|||||||||||
5,171,123 | ||||||||||||
|
|
|||||||||||
Software | ||||||||||||
Vonage Holdings Corp.(a) |
1,547,083 | 24,938,978 | 8.9 | |||||||||
Xperi Holding Corp. |
88,244 | 1,662,517 | 0.6 | |||||||||
|
|
|||||||||||
26,601,495 | ||||||||||||
|
|
|||||||||||
Thrifts & Mortgage Finance | ||||||||||||
HomeStreet Inc. |
28,590 | 1,176,479 | 0.4 | |||||||||
Mr Cooper Group Inc.(a) |
23,716 | 976,388 | 0.4 | |||||||||
Northwest Bancshares Inc. |
193,023 | 2,563,345 | 0.9 | |||||||||
TrustCo Bank Corp. NY |
29,478 | 942,412 | 0.3 | |||||||||
|
|
|||||||||||
5,658,624 | ||||||||||||
|
|
|||||||||||
Total Reference Entity — Long |
280,670,018 | |||||||||||
|
|
|||||||||||
Net Value of Reference Entity — Goldman Sachs Bank USA |
|
$ | 280,670,018 | |||||||||
|
|
(a) |
Non-income producing security. |
The following table represents the individual long positions and related values of the equity securities underlying the total return swap with HSBC Bank PLC as of September 30, 2021 expiration 2/10/2023.
Shares | Value | % of Basket Value | ||||||||||
Reference Entity — Long |
||||||||||||
Aerospace & Defense | ||||||||||||
Triumph Group Inc. |
170,048 | $ | 3,167,994 | 1.7 | % | |||||||
|
|
|||||||||||
Banks | ||||||||||||
Bancorp. Inc. (The) |
330,709 | 8,416,544 | 4.5 | |||||||||
BankUnited Inc. |
47,261 | 1,976,455 | 1.1 | |||||||||
Community Bank System Inc. |
27,311 | 1,868,619 | 1.0 | |||||||||
First BanCorp./Puerto Rico |
109,600 | 1,441,240 | 0.8 | |||||||||
Lakeland Financial Corp. |
50,137 | 3,571,760 | 1.9 | |||||||||
Preferred Bank/Los Angeles CA |
12,145 | 809,829 | 0.4 | |||||||||
Southside Bancshares Inc. |
73,069 | 2,797,812 | 1.5 | |||||||||
Trustmark Corp. |
537,591 | 17,321,182 | 9.3 | |||||||||
|
|
|||||||||||
38,203,441 | ||||||||||||
|
|
|||||||||||
Equity Real Estate Investment Trusts (REITs) | ||||||||||||
SITE Centers Corp. |
689,778 | 10,650,172 | 5.7 | |||||||||
|
|
|||||||||||
Multiline Retail | ||||||||||||
Macy’s Inc. |
329,796 | 7,453,390 | 4.0 | |||||||||
|
|
S C H E D U L E O F I N V E S T M E N T S |
49 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Shares | Value | % of Basket Value | ||||||||||
Multi-Utilities | ||||||||||||
Avista Corp. |
19,438 | $ | 760,415 | 0.4 | ||||||||
|
|
|||||||||||
Oil, Gas & Consumable Fuels | ||||||||||||
Bonanza Creek Energy Inc. |
559,103 | 26,781,034 | 14.4 | |||||||||
Green Plains Inc. |
712,203 | 23,253,428 | 12.5 | |||||||||
Par Pacific Holdings Inc. |
79,404 | 1,248,231 | 0.7 | |||||||||
|
|
|||||||||||
51,282,693 | ||||||||||||
|
|
|||||||||||
Software | ||||||||||||
Vonage Holdings Corp. |
720,225 | 11,610,027 | 6.3 | |||||||||
|
|
|||||||||||
Thrifts & Mortgage Finance | ||||||||||||
Flagstar Bancorp. Inc. |
188,027 | 9,548,011 | 5.1 | |||||||||
Mr Cooper Group Inc. |
1,195,143 | 49,204,037 | 26.4 | |||||||||
Provident Financial Services Inc. |
179,341 | 4,209,133 | 2.3 | |||||||||
|
|
|||||||||||
62,961,181 | ||||||||||||
|
|
|||||||||||
Total Reference Entity — Long |
186,089,313 | |||||||||||
|
|
|||||||||||
Net Value of Reference Entity — HSBC Bank PLC |
|
$ | 186,089,313 | |||||||||
|
|
The following table represents the individual long positions and related values of the equity securities underlying the total return swap with JPMorgan Chase Bank NA as of September 30, 2021 expiration 2/8/2023.
Shares | Value | % of Basket Value |
||||||||||
Reference Entity — Long |
||||||||||||
Aerospace & Defense | ||||||||||||
Triumph Group Inc.(a) |
125,892 | $ | 2,345,368 | 1.0% | ||||||||
|
|
|||||||||||
Banks | ||||||||||||
Banner Corp. |
78,571 | 4,337,905 | 1.9 | |||||||||
Brookline Bancorp. Inc. |
36,148 | 551,618 | 0.2 | |||||||||
Cadence BanCorp. |
98,624 | 2,165,783 | 0.9 | |||||||||
Central Pacific Financial Corp. |
228,485 | 5,867,495 | 2.6 | |||||||||
Columbia Banking System Inc. |
66,089 | 2,510,721 | 1.1 | |||||||||
Community Bank System Inc. |
18,500 | 1,265,770 | 0.6 | |||||||||
Eagle Bancorp. Inc. |
26,490 | 1,523,175 | 0.7 | |||||||||
First BanCorp./Puerto Rico |
403,044 | 5,300,029 | 2.3 | |||||||||
First Bancorp./Southern Pines NC |
7,873 | 338,618 | 0.1 | |||||||||
First Commonwealth Financial Corp. |
264,952 | 3,611,296 | 1.6 | |||||||||
First Midwest Bancorp. Inc. |
202,659 | 3,852,548 | 1.7 | |||||||||
Great Western Bancorp. Inc. |
32,309 | 1,057,797 | 0.5 | |||||||||
Hanmi Financial Corp. |
21,396 | 429,204 | 0.2 | |||||||||
Heritage Financial Corp./WA |
29,054 | 740,877 | 0.3 | |||||||||
Hilltop Holdings Inc. |
178,741 | 5,839,468 | 2.6 | |||||||||
Hope Bancorp Inc. |
5,631 | 81,312 | 0.0 | |||||||||
Independent Bank Corp. |
43,696 | 3,327,450 | 1.5 | |||||||||
National Bank Holdings Corp. |
14,466 | 585,584 | 0.3 | |||||||||
NBT Bancorp. Inc. |
27,650 | 998,718 | 0.4 | |||||||||
OFG Bancorp |
21,561 | 543,768 | 0.2 | |||||||||
Old National Bancorp./IN |
334,495 | 5,669,690 | 2.5 | |||||||||
Preferred Bank/Los Angeles CA |
4,778 | 318,597 | 0.1 | |||||||||
Renasant Corp. |
39,238 | 1,414,530 | 0.6 | |||||||||
S&T Bancorp. Inc. |
37,755 | 1,112,640 | 0.5 |
Shares | Value | % of Basket Value | ||||||||||
Seacoast Banking Corp. of Florida |
61,207 | $ | 2,069,409 | 0.9 | ||||||||
Simmons First National Corp. |
321,199 | 9,494,642 | 4.1 | |||||||||
Southside Bancshares Inc. |
6,500 | 248,885 | 0.1 | |||||||||
United Community Banks Inc./GA |
135,180 | 4,436,608 | 1.9 | |||||||||
Veritex Holdings Inc. |
16,763 | 659,792 | 0.3 | |||||||||
Westamerica Bancorp |
14,743 | 829,441 | 0.4 | |||||||||
|
|
|||||||||||
71,183,370 | ||||||||||||
|
|
|||||||||||
Communications Equipment | ||||||||||||
Extreme Networks Inc.(a) |
522,686 | 5,148,457 | 2.3 | |||||||||
|
|
|||||||||||
Equity Real Estate Investment Trusts (REITs) | ||||||||||||
CareTrust REIT Inc. |
91,251 | 1,854,220 | 0.8 | |||||||||
Easterly Government Properties Inc. |
178,772 | 3,693,430 | 1.6 | |||||||||
GEO Group Inc. (The) |
175,084 | 1,307,877 | 0.6 | |||||||||
Kite Realty Group Trust |
66,450 | 1,352,922 | 0.6 | |||||||||
NexPoint Residential Trust Inc. |
15,570 | 963,472 | 0.4 | |||||||||
SITE Centers Corp. |
991,973 | 15,316,063 | 6.7 | |||||||||
|
|
|||||||||||
24,487,984 | ||||||||||||
|
|
|||||||||||
Health Care Providers & Services | ||||||||||||
RadNet Inc.(a) |
210,760 | 6,177,376 | 2.7 | |||||||||
|
|
|||||||||||
Insurance | ||||||||||||
Ambac Financial Group Inc.(a) |
736,957 | 10,553,224 | 4.6 | |||||||||
Employers Holdings Inc. |
53,093 | 2,096,643 | 0.9 | |||||||||
Genworth Financial Inc.(a) |
329,118 | 1,234,193 | 0.6 | |||||||||
Horace Mann Educators Corp. |
46,564 | 1,852,782 | 0.8 | |||||||||
ProAssurance Corp. |
55,826 | 1,327,542 | 0.6 | |||||||||
Stewart Information Services Corp. |
54,166 | 3,426,541 | 1.5 | |||||||||
|
|
|||||||||||
20,490,925 | ||||||||||||
|
|
|||||||||||
Metals & Mining | ||||||||||||
Warrior Met Coal Inc. |
829,955 | 19,313,053 | 8.4 | |||||||||
|
|
|||||||||||
Multiline Retail | ||||||||||||
Macy’s Inc. |
281,151 | 6,354,013 | 2.8 | |||||||||
|
|
|||||||||||
Oil, Gas & Consumable Fuels | ||||||||||||
Par Pacific Holdings Inc.(a) |
316,412 | 4,973,997 | 2.2 | |||||||||
|
|
|||||||||||
Software | ||||||||||||
Vonage Holdings Corp.(a) |
2,515,910 | 40,556,469 | 17.7 | |||||||||
Xperi Holding Corp. |
171,160 | 3,224,654 | 1.4 | |||||||||
|
|
|||||||||||
43,781,123 | ||||||||||||
|
|
|||||||||||
Thrifts & Mortgage Finance | ||||||||||||
Meta Financial Group Inc. |
13,866 | 727,688 | 0.3 | |||||||||
Mr Cooper Group Inc.(a) |
279,274 | 11,497,711 | 5.0 | |||||||||
Northwest Bancshares Inc. |
70,424 | 935,231 | 0.4 | |||||||||
TrustCo Bank Corp. NY |
33,745 | 1,078,828 | 0.5 | |||||||||
WSFS Financial Corp. |
199,625 | 10,242,759 | 4.5 | |||||||||
|
|
|||||||||||
24,482,217 | ||||||||||||
|
|
|||||||||||
Total Reference Entity — Long |
228,737,883 | |||||||||||
|
|
|||||||||||
Net Value of Reference Entity — JPMorgan Chase Bank NA |
|
$ | 228,737,883 | |||||||||
|
|
(a) |
Non-income producing security. |
50 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
Balances Reported in the Statements of Assets and Liabilities for Total Return Swaps
Premiums Paid |
Premiums Received |
Unrealized Appreciation |
Unrealized Depreciation |
|||||||||||||
Total Return Swaps |
$— | $— | $18,801,566 | $— |
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Assets — Derivative Financial Instruments |
||||
Swaps — OTC |
||||
Unrealized appreciation on OTC swaps; Swap premiums paid |
$ | 18,801,566 | ||
|
|
|||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 2,033,277 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | 7,599,879 | ||
Swaps |
(41,719,725 | ) | ||
|
|
|||
$ | (34,119,846 | ) | ||
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (6,156,992 | ) | |
Swaps |
66,955,963 | |||
|
|
|||
$ | 60,798,971 | |||
|
|
Average Quarterly Balances of Outstanding Derivative Financial Instruments
|
||||
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 257,441,078 | ||
Total return swaps: |
||||
Average notional value |
$ | 813,597,301 | ||
|
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
Derivative Financial Instruments - Offsetting as of Period End
The Fund’s derivative assets and liabilities (by type) were as follows:
|
||||||||
Assets | Liabilities | |||||||
|
||||||||
Derivative Financial Instruments: |
||||||||
Futures contracts |
$ | — | $ | 2,033,277 | ||||
Swaps - OTC(a) |
18,801,566 | — | ||||||
|
|
|
|
|||||
Total derivative assets and liabilities in the Statement of Assets and Liabilities |
18,801,566 | 2,033,277 | ||||||
Derivatives not subject to a Master Netting Agreement or similar agreement (“MNA”) |
— | (2,033,277 | ) | |||||
|
|
|
|
|||||
Total derivative assets and liabilities subject to an MNA |
18,801,566 | — | ||||||
|
|
|
|
(a) |
Includes unrealized appreciation (depreciation) on OTC swaps and swap premiums (paid/received) in the Statements of Assets and Liabilities. |
S C H E D U L E O F I N V E S T M E N T S |
51 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Small-Cap ETF |
The following table presents the Fund’s derivative assets by counterparty net of amounts available for offset under an MNA and net of the related collateral received by the Fund:
|
||||||||||||||||||||
Counterparty |
|
Derivative Assets Subject to an MNA by Counterparty |
|
|
Derivatives Available for Offset |
(a) |
|
Non-Cash Collateral Received |
|
|
Cash Collateral Received |
(b) |
|
Net Amount of Derivative Assets |
| |||||
|
||||||||||||||||||||
Goldman Sachs Bank USA |
$ | 7,830,137 | $ | — | $ | — | $ | (7,830,137 | ) | $ | — | |||||||||
HSBC Bank PLC |
3,245,825 | — | — | (3,245,825 | ) | — | ||||||||||||||
JPMorgan Chase Bank NA |
7,725,604 | — | — | (7,725,604 | ) | — | ||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||
$ | 18,801,566 | $ | — | $ | — | $ | (18,801,566 | ) | $ | — | ||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
The amount of derivatives available for offset is limited to the amount of derivative assets and/or liabilities that are subject to an MNA. |
(b) |
Excess of collateral received from the individual counterparty is not shown for financial reporting purposes. |
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 67,915,935,353 | $ | — | $ | — | $ | 67,915,935,353 | ||||||||
Money Market Funds |
3,497,517,384 | — | — | 3,497,517,384 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 71,413,452,737 | $ | — | $ | — | $ | 71,413,452,737 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(a) |
||||||||||||||||
Assets |
||||||||||||||||
Swaps |
$ | — | $ | 18,801,566 | $ | — | $ | 18,801,566 | ||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
(2,033,277 | ) | — | — | (2,033,277 | ) | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | (2,033,277 | ) | $ | 18,801,566 | $ | — | $ | 16,768,289 | ||||||||
|
|
|
|
|
|
|
|
(a) |
Derivative financial instruments are swaps and futures contracts. Swaps and futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
52 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks |
||||||||
Aerospace & Defense — 1.4% | ||||||||
AAR Corp.(a) |
32,918 | $ | 1,067,531 | |||||
Aerojet Rocketdyne Holdings Inc. |
68,036 | 2,962,968 | ||||||
Aerovironment Inc.(a)(b) |
19,747 | 1,704,561 | ||||||
Air Industries Group(a) |
8,278 | 8,857 | ||||||
Astra Space Inc.(a) |
115,785 | 1,006,172 | ||||||
Astronics Corp.(a)(b) |
24,199 | 340,238 | ||||||
Astrotech Corp.(a) |
1,452 | 1,525 | ||||||
Axon Enterprise Inc.(a) |
62,230 | 10,891,495 | ||||||
Boeing Co. (The)(a) |
511,827 | 112,571,230 | ||||||
BWX Technologies Inc. |
93,300 | 5,025,138 | ||||||
Byrna Technologies Inc.(a) |
32,211 | 704,132 | ||||||
CPI Aerostructures Inc.(a)(b) |
8,141 | 22,388 | ||||||
Curtiss-Wright Corp. |
34,510 | 4,354,472 | ||||||
Ducommun Inc.(a)(b) |
8,608 | 433,413 | ||||||
General Dynamics Corp. |
214,352 | 42,019,422 | ||||||
HEICO Corp.(b) |
39,077 | 5,153,084 | ||||||
HEICO Corp., Class A |
68,364 | 8,096,348 | ||||||
Hexcel Corp.(a) |
84,567 | 5,022,434 | ||||||
Howmet Aerospace Inc. |
370,023 | 11,544,718 | ||||||
Huntington Ingalls Industries Inc. |
36,218 | 6,992,247 | ||||||
Innovative Solutions & Support Inc. |
16,238 | 116,102 | ||||||
Kaman Corp. |
25,204 | 899,027 | ||||||
Kratos Defense & Security Solutions Inc.(a) |
116,745 | 2,604,581 | ||||||
L3Harris Technologies Inc. |
181,115 | 39,888,768 | ||||||
Lockheed Martin Corp. |
225,608 | 77,857,321 | ||||||
Maxar Technologies Inc. |
63,710 | 1,804,267 | ||||||
Mercury Systems Inc.(a) |
51,310 | 2,433,120 | ||||||
Momentus Inc.(a) |
86,526 | 917,176 | ||||||
Moog Inc., Class A |
24,076 | 1,835,313 | ||||||
National Presto Industries Inc. |
7,559 | 620,443 | ||||||
Northrop Grumman Corp. |
136,527 | 49,170,199 | ||||||
PAE Inc.(a) |
55,637 | 332,709 | ||||||
Park Aerospace Corp. |
17,138 | 234,448 | ||||||
Parsons Corp.(a)(b) |
17,681 | 596,910 | ||||||
Raytheon Technologies Corp. |
1,401,612 | 120,482,567 | ||||||
SIFCO Industries Inc.(a) |
614 | 5,280 | ||||||
Spirit AeroSystems Holdings Inc., Class A(b) |
99,368 | 4,391,072 | ||||||
Textron Inc. |
213,835 | 14,927,821 | ||||||
TransDigm Group Inc.(a) |
48,682 | 30,405,317 | ||||||
Triumph Group Inc.(a) |
79,282 | 1,477,024 | ||||||
Vectrus Inc.(a) |
8,625 | 433,665 | ||||||
Virgin Galactic Holdings Inc.(a)(b) |
172,093 | 4,353,953 | ||||||
Virtra Inc.(a)(b) |
7,235 | 73,363 | ||||||
|
|
|||||||
575,782,819 | ||||||||
Air Freight & Logistics — 0.5% | ||||||||
Air T Inc.(a)(b) |
379 | 10,468 | ||||||
Air Transport Services Group Inc.(a) |
53,104 | 1,370,614 | ||||||
Atlas Air Worldwide Holdings Inc.(a)(b) |
24,839 | 2,028,850 | ||||||
CH Robinson Worldwide Inc. |
126,865 | 11,037,255 | ||||||
Echo Global Logistics Inc.(a) |
21,969 | 1,048,141 | ||||||
Expeditors International of Washington Inc. |
155,418 | 18,514,946 | ||||||
FedEx Corp. |
229,225 | 50,266,750 | ||||||
Forward Air Corp. |
25,988 | 2,157,524 | ||||||
GXO Logistics Inc.(a) |
95,943 | 7,525,769 | ||||||
Hub Group Inc., Class A(a) |
33,242 | 2,285,388 | ||||||
Radiant Logistics Inc.(a) |
26,206 | 167,456 | ||||||
United Parcel Service Inc., Class B |
672,794 | 122,515,787 | ||||||
|
|
|||||||
218,928,948 |
Security | Shares | Value | ||||||
Airlines — 0.3% | ||||||||
Alaska Air Group Inc.(a) |
118,021 | $ | 6,916,031 | |||||
Allegiant Travel Co.(a) |
15,196 | 2,970,514 | ||||||
American Airlines Group Inc.(a) |
606,235 | 12,439,942 | ||||||
Blade Air Mobility Inc.(a)(b) |
72,976 | 758,950 | ||||||
Delta Air Lines Inc.(a) |
584,063 | 24,886,925 | ||||||
Frontier Group Holdings Inc.(a)(b) |
43,848 | 692,360 | ||||||
Hawaiian Holdings Inc.(a) |
50,829 | 1,100,956 | ||||||
JetBlue Airways Corp.(a) |
284,414 | 4,348,690 | ||||||
Joby Aviation Inc.(a)(b) |
246,969 | 2,484,508 | ||||||
SkyWest Inc.(a) |
51,167 | 2,524,580 | ||||||
Southwest Airlines Co.(a) |
541,742 | 27,861,791 | ||||||
Spirit Airlines Inc.(a)(b) |
102,545 | 2,660,017 | ||||||
Sun Country Airlines Holdings Inc.(a)(b) |
20,726 | 695,150 | ||||||
United Airlines Holdings Inc.(a)(b) |
299,767 | 14,259,916 | ||||||
Wheels Up Experience Inc.(a) |
164,332 | 1,082,948 | ||||||
|
|
|||||||
105,683,278 | ||||||||
Auto Components — 0.3% | ||||||||
Adient PLC(a) |
79,874 | 3,310,777 | ||||||
American Axle & Manufacturing Holdings Inc.(a) |
100,109 | 881,960 | ||||||
Aptiv PLC(a) |
253,971 | 37,834,060 | ||||||
Autoliv Inc. |
76,668 | 6,571,981 | ||||||
BorgWarner Inc. |
213,082 | 9,207,273 | ||||||
Cooper-Standard Holdings Inc.(a) |
14,600 | 319,886 | ||||||
Dana Inc. |
141,096 | 3,137,975 | ||||||
Dorman Products Inc.(a)(b) |
25,714 | 2,434,344 | ||||||
Fox Factory Holding Corp.(a) |
41,889 | 6,054,636 | ||||||
Garrett Motion Inc.(a)(b) |
120,871 | 890,819 | ||||||
Gentex Corp. |
209,822 | 6,919,930 | ||||||
Gentherm Inc.(a) |
27,579 | 2,231,969 | ||||||
Goodyear Tire & Rubber Co. (The)(a) |
274,971 | 4,866,987 | ||||||
Horizon Global Corp.(a) |
43,482 | 305,679 | ||||||
LCI Industries |
24,897 | 3,351,883 | ||||||
Lear Corp. |
56,862 | 8,897,766 | ||||||
Luminar Technologies Inc.(a)(b) |
178,688 | 2,787,533 | ||||||
Modine Manufacturing Co.(a)(b) |
66,528 | 753,762 | ||||||
Motorcar Parts of America Inc.(a) |
32,608 | 635,856 | ||||||
Patrick Industries Inc. |
24,090 | 2,006,697 | ||||||
QuantumScape Corp.(a)(b) |
215,523 | 5,288,934 | ||||||
Standard Motor Products Inc. |
23,276 | 1,017,394 | ||||||
Stoneridge Inc.(a)(b) |
25,116 | 512,115 | ||||||
Superior Industries International Inc.(a) |
66,456 | 468,515 | ||||||
Sypris Solutions Inc.(a)(b) |
16,991 | 60,658 | ||||||
Tenneco Inc., Class A(a) |
78,416 | 1,118,996 | ||||||
Unique Fabricating Inc.(a)(b) |
714 | 2,356 | ||||||
Veoneer Inc.(a) |
98,852 | 3,366,899 | ||||||
Visteon Corp.(a) |
24,454 | 2,308,213 | ||||||
XL Fleet Corp.(a)(b) |
87,484 | 538,902 | ||||||
XPEL Inc.(a) |
13,814 | 1,047,930 | ||||||
|
|
|||||||
119,132,685 | ||||||||
Automobiles — 1.8% | ||||||||
Arcimoto Inc.(a)(b) |
21,716 | 248,214 | ||||||
Canoo Inc.(a)(b) |
133,097 | 1,023,516 | ||||||
Fisker Inc.(a)(b) |
144,408 | 2,115,577 | ||||||
Ford Motor Co.(a) |
3,656,526 | 51,776,408 | ||||||
General Motors Co.(a) |
1,328,713 | 70,036,462 | ||||||
Harley-Davidson Inc. |
143,351 | 5,248,080 | ||||||
Lordstown Motors Corp., Class A(a)(b) |
93,170 | 743,497 | ||||||
Lucid Group Inc.(a)(b) |
511,574 | 12,983,748 | ||||||
Tesla Inc.(a) |
750,982 | 582,371,521 |
S C H E D U L E O F I N V E S T M E N T S |
53 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Automobiles (continued) | ||||||||
Thor Industries Inc. |
52,517 | $ | 6,446,987 | |||||
Winnebago Industries Inc. |
35,570 | 2,577,047 | ||||||
Workhorse Group Inc.(a)(b) |
88,959 | 680,536 | ||||||
|
|
|||||||
736,251,593 | ||||||||
Banks — 4.4% | ||||||||
1st Constitution Bancorp |
9,023 | 213,574 | ||||||
1st Source Corp. |
16,272 | 768,689 | ||||||
ACNB Corp. |
7,766 | 217,448 | ||||||
Affinity Bancshares Inc.(a) |
2,365 | 33,276 | ||||||
Allegiance Bancshares Inc. |
15,975 | 609,446 | ||||||
Altabancorp |
21,278 | 939,636 | ||||||
Amalgamated Financial Corp. |
32,648 | 516,491 | ||||||
Amerant Bancorp Inc.(a) |
27,467 | 679,534 | ||||||
American National Bankshares Inc. |
17,839 | 589,401 | ||||||
Ameris Bancorp |
45,590 | 2,365,209 | ||||||
AmeriServ Financial Inc. |
16,695 | 65,277 | ||||||
Ames National Corp. |
9,687 | 225,320 | ||||||
Arrow Financial Corp. |
11,123 | 382,186 | ||||||
Associated Banc-Corp. |
142,197 | 3,045,860 | ||||||
Atlantic Capital Bancshares Inc.(a) |
9,460 | 250,595 | ||||||
Atlantic Union Bankshares Corp. |
71,455 | 2,633,117 | ||||||
Auburn National Bancorp. Inc. |
595 | 20,230 | ||||||
Banc of California Inc. |
49,121 | 908,247 | ||||||
BancFirst Corp. |
16,522 | 993,303 | ||||||
Bancorp. Inc. (The)(a) |
33,768 | 859,396 | ||||||
BancorpSouth Bank |
91,997 | 2,739,671 | ||||||
Bank First Corp. |
8,438 | 598,001 | ||||||
Bank of America Corp. |
6,883,299 | 292,196,043 | ||||||
Bank of Commerce Holdings |
11,842 | 179,643 | ||||||
Bank of Hawaii Corp. |
37,596 | 3,089,263 | ||||||
Bank of Marin Bancorp., Class A |
19,834 | 748,733 | ||||||
Bank of Princeton (The) |
16,752 | 503,230 | ||||||
Bank of South Carolina Corp. |
960 | 19,306 | ||||||
Bank of the James Financial Group Inc. |
852 | 12,439 | ||||||
Bank OZK |
109,725 | 4,715,980 | ||||||
Bank7 Corp. |
2,920 | 62,576 | ||||||
BankFinancial Corp. |
7,593 | 87,168 | ||||||
BankUnited Inc. |
65,208 | 2,726,999 | ||||||
Bankwell Financial Group Inc. |
8,703 | 256,129 | ||||||
Banner Corp. |
19,279 | 1,064,394 | ||||||
Bar Harbor Bankshares |
16,162 | 453,344 | ||||||
Baycom Corp.(a) |
24,393 | 453,710 | ||||||
BCB Bancorp. Inc. |
10,899 | 160,869 | ||||||
Berkshire Hills Bancorp. Inc. |
42,958 | 1,159,007 | ||||||
BOK Financial Corp. |
27,815 | 2,490,833 | ||||||
Brookline Bancorp. Inc. |
34,474 | 526,073 | ||||||
Bryn Mawr Bank Corp. |
17,137 | 787,445 | ||||||
Business First Bancshares Inc. |
22,941 | 536,590 | ||||||
Byline Bancorp Inc. |
27,000 | 663,120 | ||||||
C&F Financial Corp. |
704 | 37,389 | ||||||
Cadence BanCorp. |
101,829 | 2,236,165 | ||||||
Cambridge Bancorp |
7,376 | 649,088 | ||||||
Camden National Corp. |
9,007 | 431,435 | ||||||
Capital City Bank Group Inc. |
8,639 | 213,729 | ||||||
Capstar Financial Holdings Inc. |
33,892 | 719,866 | ||||||
Carter Bankshares Inc.(a) |
12,069 | 171,621 | ||||||
Cathay General Bancorp |
72,678 | 3,008,142 | ||||||
CB Financial Services Inc. |
829 | 19,092 | ||||||
CBTX Inc. |
16,864 | 444,872 | ||||||
Central Pacific Financial Corp. |
9,084 | 233,277 |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
Central Valley Community Bancorp |
8,432 | $ | 181,288 | |||||
Century Bancorp. Inc./MA, Class A, NVS |
1,519 | 175,050 | ||||||
Chemung Financial Corp. |
1,353 | 61,291 | ||||||
CIT Group Inc. |
92,071 | 4,783,088 | ||||||
Citigroup Inc. |
1,883,941 | 132,214,979 | ||||||
Citizens & Northern Corp. |
10,432 | 263,512 | ||||||
Citizens Community Bancorp. Inc./WI |
799 | 11,106 | ||||||
Citizens Financial Group Inc. |
391,066 | 18,372,281 | ||||||
Citizens Holding Co. |
828 | 15,475 | ||||||
City Holding Co. |
12,074 | 940,685 | ||||||
Civista Bancshares Inc. |
10,494 | 243,776 | ||||||
CNB Financial Corp./PA |
10,624 | 258,588 | ||||||
Coastal Financial Corp./WA(a) |
29,130 | 928,082 | ||||||
Codorus Valley Bancorp. Inc. |
10,965 | 247,151 | ||||||
Colony Bankcorp Inc. |
7,779 | 145,701 | ||||||
Columbia Banking System Inc. |
49,769 | 1,890,724 | ||||||
Comerica Inc. |
123,434 | 9,936,437 | ||||||
Commerce Bancshares Inc. |
100,350 | 6,992,388 | ||||||
Community Bank System Inc. |
43,616 | 2,984,207 | ||||||
Community Bankers Trust Corp. |
20,811 | 236,621 | ||||||
Community Financial Corp. (The) |
1,709 | 63,011 | ||||||
Community Trust Bancorp. Inc. |
16,611 | 699,323 | ||||||
Community West Bancshares |
7,785 | 103,151 | ||||||
ConnectOne Bancorp. Inc. |
31,779 | 953,688 | ||||||
County Bancorp. Inc.(b) |
2,026 | 73,848 | ||||||
CrossFirst Bankshares Inc.(a) |
65,666 | 853,658 | ||||||
Cullen/Frost Bankers Inc. |
58,046 | 6,885,417 | ||||||
Customers Bancorp. Inc.(a) |
20,203 | 869,133 | ||||||
CVB Financial Corp. |
108,076 | 2,201,508 | ||||||
Dime Community Bancshares Inc. |
39,264 | 1,282,362 | ||||||
Eagle Bancorp. Inc. |
22,012 | 1,265,690 | ||||||
Eagle Bancorp. Montana Inc. |
1,904 | 42,592 | ||||||
East West Bancorp. Inc. |
134,417 | 10,422,694 | ||||||
Eastern Bankshares Inc. |
176,057 | 3,573,957 | ||||||
Emclaire Financial Corp. |
214 | 5,669 | ||||||
Enterprise Bancorp. Inc./MA |
7,888 | 283,574 | ||||||
Enterprise Financial Services Corp. |
39,339 | 1,781,270 | ||||||
Equity Bancshares Inc., Class A |
9,673 | 322,885 | ||||||
Evans Bancorp. Inc. |
1,835 | 70,280 | ||||||
Farmers & Merchants Bancorp. Inc./Archbold OH |
18,714 | 419,194 | ||||||
Farmers National Banc Corp. |
19,316 | 303,454 | ||||||
FB Financial Corp. |
32,224 | 1,381,765 | ||||||
Fidelity D&D Bancorp. Inc. |
7,902 | 398,498 | ||||||
Fifth Third Bancorp |
634,164 | 26,913,920 | ||||||
Financial Institutions Inc. |
11,887 | 364,337 | ||||||
First Bancorp. Inc. (The) |
8,549 | 249,118 | ||||||
First BanCorp./Puerto Rico |
143,825 | 1,891,299 | ||||||
First Bancorp./Southern Pines NC |
15,784 | 678,870 | ||||||
First Bancshares Inc. (The) |
28,569 | 1,107,906 | ||||||
First Bank/Hamilton NJ |
8,207 | 115,637 | ||||||
First Busey Corp. |
40,463 | 996,604 | ||||||
First Business Financial Services Inc. |
9,308 | 267,233 | ||||||
First Capital Inc. |
978 | 39,883 | ||||||
First Citizens BancShares Inc./NC, Class A(b) |
7,143 | 6,022,763 | ||||||
First Commonwealth Financial Corp. |
43,678 | 595,331 | ||||||
First Community Bankshares Inc. |
16,241 | 515,165 | ||||||
First Community Corp./SC |
7,814 | 155,889 | ||||||
First Financial Bancorp |
66,509 | 1,556,976 | ||||||
First Financial Bankshares Inc. |
119,088 | 5,472,094 | ||||||
First Financial Corp./IN |
9,720 | 408,726 |
54 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
First Financial Northwest Inc. |
8,543 | $ | 139,849 | |||||
First Foundation Inc. |
59,527 | 1,565,560 | ||||||
First Guaranty Bancshares Inc. |
22,616 | 453,903 | ||||||
First Hawaiian Inc. |
124,623 | 3,657,685 | ||||||
First Horizon Corp. |
503,528 | 8,202,471 | ||||||
First Internet Bancorp |
1,999 | 62,329 | ||||||
First Interstate BancSystem Inc., Class A |
32,200 | 1,296,372 | ||||||
First Merchants Corp. |
49,301 | 2,062,754 | ||||||
First Mid Bancshares Inc. |
23,003 | 944,503 | ||||||
First Midwest Bancorp. Inc. |
82,119 | 1,561,082 | ||||||
First National Corp./VA(b) |
3,235 | 74,567 | ||||||
First Northwest Bancorp |
10,930 | 191,931 | ||||||
First of Long Island Corp. (The) |
24,351 | 501,631 | ||||||
First Republic Bank/CA |
162,577 | 31,357,852 | ||||||
First Savings Financial Group Inc. |
642 | 18,053 | ||||||
First U.S. Bancshares Inc. |
7,703 | 82,730 | ||||||
First United Corp. |
7,935 | 147,591 | ||||||
Flushing Financial Corp. |
25,236 | 570,334 | ||||||
FNB Corp. |
347,590 | 4,038,996 | ||||||
Franklin Financial Services Corp. |
883 | 28,565 | ||||||
Fulton Financial Corp. |
151,586 | 2,316,234 | ||||||
FVCBankcorp Inc.(a)(b) |
30,539 | 610,475 | ||||||
German American Bancorp. Inc. |
17,636 | 681,279 | ||||||
Glacier Bancorp. Inc. |
85,820 | 4,750,137 | ||||||
Glen Burnie Bancorp |
598 | 7,385 | ||||||
Great Southern Bancorp. Inc. |
8,496 | 465,666 | ||||||
Great Western Bancorp. Inc. |
30,365 | 994,150 | ||||||
Guaranty Bancshares Inc./TX |
18,944 | 679,142 | ||||||
Hancock Whitney Corp. |
92,812 | 4,373,301 | ||||||
Hanmi Financial Corp. |
14,565 | 292,174 | ||||||
Harborone Bancorp. Inc. |
61,554 | 864,218 | ||||||
Hawthorn Bancshares Inc. |
8,614 | 199,500 | ||||||
HBT Financial Inc. |
8,417 | 130,884 | ||||||
Heartland Financial USA Inc. |
42,519 | 2,044,314 | ||||||
Heritage Commerce Corp. |
68,415 | 795,666 | ||||||
Heritage Financial Corp./WA |
22,267 | 567,808 | ||||||
Hilltop Holdings Inc. |
67,112 | 2,192,549 | ||||||
Home BancShares Inc./AR |
143,799 | 3,383,590 | ||||||
HomeTrust Bancshares Inc. |
16,598 | 464,412 | ||||||
Hope Bancorp Inc. |
85,049 | 1,228,108 | ||||||
Horizon Bancorp Inc./IN |
24,667 | 448,199 | ||||||
Howard Bancorp. Inc.(a) |
2,396 | 48,591 | ||||||
Huntington Bancshares Inc./OH |
1,383,100 | 21,382,726 | ||||||
Independent Bank Corp. |
24,726 | 1,882,885 | ||||||
Independent Bank Corp./MI |
17,712 | 380,454 | ||||||
Independent Bank Group Inc. |
35,818 | 2,544,511 | ||||||
International Bancshares Corp. |
49,490 | 2,060,764 | ||||||
Investar Holding Corp. |
9,898 | 217,954 | ||||||
Investors Bancorp. Inc. |
163,794 | 2,474,927 | ||||||
JPMorgan Chase & Co. |
2,777,571 | 454,660,597 | ||||||
KeyCorp. |
875,669 | 18,931,964 | ||||||
Lakeland Bancorp. Inc. |
34,482 | 607,918 | ||||||
Lakeland Financial Corp. |
24,660 | 1,756,778 | ||||||
Landmark Bancorp. Inc./Manhattan KS |
820 | 22,706 | ||||||
LCNB Corp. |
10,070 | 177,635 | ||||||
Limestone Bancorp. Inc.(a) |
457 | 8,212 | ||||||
Live Oak Bancshares Inc.(b) |
33,601 | 2,138,032 | ||||||
M&T Bank Corp. |
118,321 | 17,670,058 | ||||||
Macatawa Bank Corp. |
28,245 | 226,807 | ||||||
MainStreet Bancshares Inc.(a)(b) |
3,013 | 72,282 |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
Malvern Bancorp. Inc.(a)(b) |
7,752 | $ | 131,706 | |||||
Mercantile Bank Corp. |
16,308 | 522,345 | ||||||
Meridian Corp. |
1,164 | 33,372 | ||||||
Metrocity Bankshares Inc. |
17,982 | 377,083 | ||||||
Metropolitan Bank Holding Corp.(a) |
7,323 | 617,329 | ||||||
Mid Penn Bancorp. Inc. |
2,541 | 70,005 | ||||||
Middlefield Banc Corp. |
538 | 12,950 | ||||||
Midland States Bancorp. Inc. |
22,977 | 568,221 | ||||||
MidWestOne Financial Group Inc. |
9,331 | 281,423 | ||||||
MVB Financial Corp. |
9,539 | 408,555 | ||||||
National Bank Holdings Corp., Class A |
23,140 | 936,707 | ||||||
National Bankshares Inc. |
9,073 | 329,441 | ||||||
NBT Bancorp. Inc. |
36,179 | 1,306,785 | ||||||
Nicolet Bankshares Inc.(a)(b) |
9,791 | 726,296 | ||||||
Northeast Bank |
1,049 | 35,372 | ||||||
Northrim Bancorp. Inc. |
7,786 | 330,983 | ||||||
Norwood Financial Corp. |
2,275 | 58,490 | ||||||
Oak Valley Bancorp |
7,755 | 137,806 | ||||||
OceanFirst Financial Corp. |
51,842 | 1,109,937 | ||||||
OFG Bancorp |
36,448 | 919,219 | ||||||
Ohio Valley Banc Corp. |
781 | 21,306 | ||||||
Old National Bancorp./IN |
126,939 | 2,151,616 | ||||||
Old Point Financial Corp. |
766 | 16,423 | ||||||
Old Second Bancorp. Inc. |
28,128 | 367,352 | ||||||
Origin Bancorp Inc. |
15,988 | 677,092 | ||||||
Orrstown Financial Services Inc. |
9,908 | 231,847 | ||||||
Pacific Mercantile Bancorp.(a) |
9,205 | 84,778 | ||||||
Pacific Premier Bancorp. Inc. |
80,724 | 3,345,203 | ||||||
PacWest Bancorp |
100,093 | 4,536,215 | ||||||
Park National Corp. |
16,621 | 2,026,931 | ||||||
Parke Bancorp. Inc. |
8,979 | 196,909 | ||||||
Pathfinder Bancorp. Inc. |
713 | 11,622 | ||||||
Patriot National Bancorp Inc.(a) |
59 | 619 | ||||||
Peapack Gladstone Financial Corp. |
11,907 | 397,218 | ||||||
Penns Woods Bancorp. Inc. |
10,515 | 249,836 | ||||||
Peoples Bancorp. Inc./OH |
24,730 | 781,715 | ||||||
Peoples Bancorp. of North Carolina Inc. |
893 | 25,352 | ||||||
Peoples Financial Services Corp. |
7,804 | 355,628 | ||||||
People’s United Financial Inc. |
406,726 | 7,105,503 | ||||||
Pinnacle Financial Partners Inc. |
74,998 | 7,055,812 | ||||||
Plumas Bancorp |
7,592 | 237,857 | ||||||
PNC Financial Services Group Inc. (The) |
395,002 | 77,278,191 | ||||||
Popular Inc. |
74,162 | 5,760,163 | ||||||
Preferred Bank/Los Angeles CA |
7,979 | 532,040 | ||||||
Primis Financial Corp. |
18,785 | 271,631 | ||||||
Prosperity Bancshares Inc. |
87,442 | 6,219,749 | ||||||
QCR Holdings Inc. |
9,032 | 464,606 | ||||||
RBB Bancorp |
25,580 | 644,872 | ||||||
Regions Financial Corp. |
882,743 | 18,811,253 | ||||||
Reliant Bancorp Inc. |
24,199 | 764,446 | ||||||
Renasant Corp. |
43,757 | 1,577,440 | ||||||
Republic Bancorp. Inc./KY, Class A |
9,074 | 459,598 | ||||||
Republic First Bancorp. Inc.(a)(b) |
31,080 | 95,726 | ||||||
Riverview Financial Corp.(a) |
7,648 | 100,801 | ||||||
S&T Bancorp. Inc. |
20,399 | 601,159 | ||||||
Salisbury Bancorp. Inc. |
207 | 10,868 | ||||||
Sandy Spring Bancorp. Inc. |
57,574 | 2,638,041 | ||||||
SB Financial Group Inc. |
2,194 | 39,711 | ||||||
Seacoast Banking Corp. of Florida |
39,119 | 1,322,613 | ||||||
Select Bancorp. Inc.(a) |
8,348 | 144,003 |
S C H E D U L E O F I N V E S T M E N T S |
55 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Banks (continued) | ||||||||
ServisFirst Bancshares Inc. |
45,319 | $ | 3,525,818 | |||||
Shore Bancshares Inc. |
14,330 | 254,071 | ||||||
Sierra Bancorp |
9,971 | 242,096 | ||||||
Signature Bank/New York NY |
57,722 | 15,716,546 | ||||||
Silvergate Capital Corp., Class A(a) |
18,109 | 2,091,589 | ||||||
Simmons First National Corp., Class A |
85,337 | 2,522,562 | ||||||
SmartFinancial Inc. |
9,174 | 237,148 | ||||||
Sound Financial Bancorp. Inc.(b) |
260 | 11,700 | ||||||
South Plains Financial Inc. |
2,685 | 65,460 | ||||||
South State Corp. |
66,993 | 5,002,367 | ||||||
Southern First Bancshares Inc.(a) |
7,701 | 412,003 | ||||||
Southside Bancshares Inc. |
22,706 | 869,413 | ||||||
Spirit of Texas Bancshares Inc. |
25,028 | 605,678 | ||||||
Sterling Bancorp./DE |
194,786 | 4,861,859 | ||||||
Stock Yards Bancorp. Inc. |
32,998 | 1,935,333 | ||||||
Summit Financial Group Inc. |
8,423 | 206,448 | ||||||
Summit State Bank |
868 | 17,186 | ||||||
SVB Financial Group(a) |
54,495 | 35,251,726 | ||||||
Synovus Financial Corp. |
143,900 | 6,315,771 | ||||||
Texas Capital Bancshares Inc.(a) |
51,590 | 3,096,432 | ||||||
Tompkins Financial Corp. |
9,114 | 737,414 | ||||||
Towne Bank/Portsmouth VA |
58,632 | 1,824,042 | ||||||
TriCo Bancshares |
33,493 | 1,453,596 | ||||||
TriState Capital Holdings Inc.(a)(b) |
19,876 | 420,377 | ||||||
Triumph Bancorp. Inc.(a) |
19,593 | 1,961,847 | ||||||
Truist Financial Corp. |
1,240,764 | 72,770,809 | ||||||
Trustmark Corp. |
60,524 | 1,950,083 | ||||||
U.S. Bancorp |
1,254,135 | 74,545,784 | ||||||
UMB Financial Corp. |
41,477 | 4,011,241 | ||||||
Umpqua Holdings Corp. |
204,604 | 4,143,231 | ||||||
Union Bankshares Inc./Morrisville VT |
808 | 25,824 | ||||||
United Bancorp. Inc./OH |
7,608 | 109,175 | ||||||
United Bancshares Inc./OH |
679 | 20,710 | ||||||
United Bankshares Inc./WV |
110,531 | 4,021,118 | ||||||
United Community Banks Inc./GA |
68,926 | 2,262,151 | ||||||
United Security Bancshares/Fresno CA |
9,274 | 74,192 | ||||||
Unity Bancorp. Inc. |
7,763 | 181,654 | ||||||
Univest Financial Corp. |
49,561 | 1,357,476 | ||||||
Valley National Bancorp |
402,112 | 5,352,111 | ||||||
Veritex Holdings Inc. |
31,763 | 1,250,192 | ||||||
Village Bank and Trust Financial Corp.(a) |
113 | 5,836 | ||||||
Virginia National Bankshares Corp.(b) |
883 | 31,912 | ||||||
Washington Trust Bancorp. Inc. |
16,037 | 849,640 | ||||||
Webster Financial Corp. |
84,238 | 4,587,601 | ||||||
Wells Fargo & Co. |
3,817,077 | 177,150,544 | ||||||
WesBanco Inc. |
59,374 | 2,023,466 | ||||||
West Bancorp. Inc. |
16,264 | 488,408 | ||||||
Westamerica Bancorp |
18,425 | 1,036,590 | ||||||
Western Alliance Bancorp |
99,649 | 10,843,804 | ||||||
Wintrust Financial Corp. |
60,343 | 4,849,767 | ||||||
Zions Bancorp. NA |
145,372 | 8,997,073 | ||||||
|
|
|||||||
1,844,022,673 | ||||||||
Beverages — 1.2% | ||||||||
Alkaline Water Co. Inc. (The)(a)(b) |
178,938 | 284,512 | ||||||
Boston Beer Co. Inc. (The), Class A, NVS(a) |
8,617 | 4,392,516 | ||||||
Brown-Forman Corp., Class A |
51,490 | 3,226,878 | ||||||
Brown-Forman Corp., Class B, NVS |
175,024 | 11,728,358 | ||||||
Celsius Holdings Inc.(a)(b) |
39,335 | 3,543,690 | ||||||
Coca-Cola Co. (The) |
3,582,475 | 187,972,463 | ||||||
Coca-Cola Consolidated Inc. |
3,700 | 1,458,466 |
Security | Shares | Value | ||||||
Beverages (continued) | ||||||||
Constellation Brands Inc., Class A |
155,360 | $ | 32,732,799 | |||||
Duckhorn Portfolio Inc. (The)(a) |
34,030 | 778,947 | ||||||
Eastside Distilling Inc.(a)(b) |
7,824 | 20,342 | ||||||
Keurig Dr Pepper Inc. |
685,133 | 23,404,143 | ||||||
MGP Ingredients Inc. |
9,858 | 641,756 | ||||||
Molson Coors Beverage Co., Class B |
176,823 | 8,201,051 | ||||||
Monster Beverage Corp.(a) |
349,023 | 31,003,713 | ||||||
National Beverage Corp. |
15,490 | 813,070 | ||||||
NewAge Inc.(a)(b) |
99,552 | 138,377 | ||||||
PepsiCo Inc. |
1,268,171 | 190,745,600 | ||||||
Reed’s Inc.(a)(b) |
8,618 | 5,171 | ||||||
Willamette Valley Vineyards Inc.(a)(b) |
794 | 10,100 | ||||||
|
|
|||||||
501,101,952 | ||||||||
Biotechnology — 2.7% | ||||||||
4D Molecular Therapeutics Inc.(a) |
17,082 | 460,702 | ||||||
89bio Inc.(a) |
5,703 | 111,722 | ||||||
Aadi Bioscience Inc.(a) |
8,939 | 262,537 | ||||||
AbbVie Inc. |
1,642,666 | 177,194,381 | ||||||
Abeona Therapeutics Inc.(a)(b) |
24,744 | 27,713 | ||||||
ACADIA Pharmaceuticals Inc.(a)(b) |
111,332 | 1,849,225 | ||||||
Acceleron Pharma Inc.(a)(b) |
51,905 | 8,932,850 | ||||||
Achieve Life Sciences Inc.(a) |
94 | 799 | ||||||
Acorda Therapeutics Inc.(a) |
7,060 | 32,476 | ||||||
Actinium Pharmaceuticals Inc.(a)(b) |
6,025 | 53,381 | ||||||
Adagio Therapeutics Inc.(a)(b) |
17,147 | 724,289 | ||||||
Adamas Pharmaceuticals Inc.(a) |
33,348 | 163,739 | ||||||
Adicet Bio Inc.(a) |
10,030 | 78,635 | ||||||
ADMA Biologics Inc.(a)(b) |
53,362 | 60,299 | ||||||
Advaxis Inc.(a)(b) |
156,937 | 81,843 | ||||||
Adverum Biotechnologies Inc.(a) |
103,018 | 223,549 | ||||||
Aeglea BioTherapeutics Inc.(a)(b) |
14,330 | 113,923 | ||||||
Agenus Inc.(a)(b) |
194,933 | 1,023,398 | ||||||
AgeX Therapeutics Inc.(a)(b) |
6,846 | 6,435 | ||||||
Agios Pharmaceuticals Inc.(a)(b) |
51,289 | 2,366,987 | ||||||
AIkido Pharma Inc.(a)(b) |
39,264 | 32,350 | ||||||
AIM ImmunoTech Inc.(a)(b) |
8,502 | 17,174 | ||||||
Akebia Therapeutics Inc.(a)(b) |
161,088 | 463,933 | ||||||
Akero Therapeutics Inc.(a)(b) |
17,519 | 391,550 | ||||||
Albireo Pharma Inc.(a) |
13,758 | 429,250 | ||||||
Aldeyra Therapeutics Inc.(a)(b) |
73,552 | 645,787 | ||||||
Alector Inc.(a)(b) |
45,381 | 1,035,594 | ||||||
Alkermes PLC(a) |
145,959 | 4,501,376 | ||||||
Allakos Inc.(a)(b) |
32,554 | 3,446,492 | ||||||
Allena Pharmaceuticals Inc.(a)(b) |
74,046 | 66,804 | ||||||
Allogene Therapeutics Inc.(a) |
58,437 | 1,501,831 | ||||||
Allovir Inc.(a) |
50,037 | 1,253,927 | ||||||
Alnylam Pharmaceuticals Inc.(a) |
110,271 | 20,820,267 | ||||||
Alpine Immune Sciences Inc.(a)(b) |
718 | 7,661 | ||||||
Altimmune Inc.(a) |
47,162 | 533,402 | ||||||
ALX Oncology Holdings Inc.(a)(b) |
8,623 | 636,895 | ||||||
Amgen Inc. |
527,865 | 112,250,492 | ||||||
Amicus Therapeutics Inc.(a)(b) |
256,471 | 2,449,298 | ||||||
AnaptysBio Inc.(a) |
22,910 | 621,319 | ||||||
Anavex Life Sciences Corp.(a)(b) |
56,912 | 1,021,570 | ||||||
Anika Therapeutics Inc.(a)(b) |
16,077 | 684,237 | ||||||
Anixa Biosciences Inc.(a)(b) |
8,467 | 40,388 | ||||||
Annexon Inc.(a) |
26,169 | 487,005 | ||||||
Annovis Bio Inc.(a)(b) |
8,563 | 271,875 | ||||||
Apellis Pharmaceuticals Inc.(a)(b) |
62,209 | 2,050,409 | ||||||
Applied Genetic Technologies Corp./DE(a)(b) |
30,899 | 93,006 |
56 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
Applied Molecular Transport Inc.(a)(b) |
12,429 | $ | 321,538 | |||||
Applied Therapeutics Inc.(a) |
9,070 | 150,562 | ||||||
Aprea Therapeutics Inc.(a)(b) |
13,350 | 68,218 | ||||||
Aptevo Therapeutics Inc.(a) |
1,033 | 15,950 | ||||||
Aptinyx Inc., Class A(a) |
14,896 | 34,857 | ||||||
AquaBounty Technologies Inc.(a)(b) |
97,632 | 397,362 | ||||||
Aravive Inc.(a)(b) |
1,635 | 6,082 | ||||||
ARCA biopharma Inc.(a)(b) |
48 | 142 | ||||||
Arcturus Therapeutics Holdings Inc.(a) |
17,944 | 857,364 | ||||||
Arcus Biosciences Inc.(a) |
43,489 | 1,516,461 | ||||||
Arcutis Biotherapeutics Inc.(a)(b) |
25,050 | 598,444 | ||||||
Ardelyx Inc.(a)(b) |
92,621 | 122,260 | ||||||
Arena Pharmaceuticals Inc.(a) |
53,185 | 3,167,167 | ||||||
Aridis Pharmaceuticals Inc.(a) |
5,998 | 22,073 | ||||||
Armata Pharmaceuticals Inc.(a) |
5 | 18 | ||||||
Arrowhead Pharmaceuticals Inc.(a) |
95,943 | 5,989,721 | ||||||
Assembly Biosciences Inc.(a) |
48,710 | 169,511 | ||||||
Astria Therapeutics Inc.(a) |
76 | 672 | ||||||
Atara Biotherapeutics Inc.(a)(b) |
87,276 | 1,562,240 | ||||||
Athenex Inc.(a) |
66,078 | 198,895 | ||||||
Athersys Inc.(a)(b) |
276,235 | 367,393 | ||||||
Atreca Inc., Class A(a)(b) |
44,509 | 277,291 | ||||||
aTyr Pharma Inc.(a) |
406 | 3,686 | ||||||
AVEO Pharmaceuticals Inc.(a)(b) |
19,916 | 123,081 | ||||||
Avid Bioservices Inc.(a)(b) |
43,948 | 947,958 | ||||||
Avidity Biosciences Inc.(a) |
56,116 | 1,382,137 | ||||||
Avita Medical Inc.(a)(b) |
23,151 | 410,236 | ||||||
Avrobio Inc.(a) |
43,272 | 241,458 | ||||||
Beam Therapeutics Inc.(a)(b) |
41,416 | 3,603,606 | ||||||
Bellicum Pharmaceuticals Inc.(a)(b) |
6,125 | 17,885 | ||||||
BioAtla Inc.(a)(b) |
11,417 | 336,116 | ||||||
Biocept Inc.(a) |
189 | 758 | ||||||
BioCryst Pharmaceuticals Inc.(a)(b) |
157,136 | 2,258,044 | ||||||
Biogen Inc.(a) |
138,444 | 39,178,268 | ||||||
Biohaven Pharmaceutical Holding Co. Ltd.(a) |
56,378 | 7,831,468 | ||||||
BioMarin Pharmaceutical Inc.(a) |
174,193 | 13,463,377 | ||||||
Bio-Path Holdings Inc.(a) |
260 | 1,334 | ||||||
Bioxcel Therapeutics Inc.(a)(b) |
14,856 | 450,880 | ||||||
Black Diamond Therapeutics Inc.(a)(b) |
18,931 | 160,156 | ||||||
Bluebird Bio Inc.(a)(b) |
60,804 | 1,161,964 | ||||||
Blueprint Medicines Corp.(a) |
52,215 | 5,368,224 | ||||||
Bolt Biotherapeutics Inc.(a)(b) |
19,327 | 244,487 | ||||||
BrainStorm Cell Therapeutics Inc.(a)(b) |
16,987 | 56,057 | ||||||
Brickell Biotech Inc.(a) |
983 | 708 | ||||||
Bridgebio Pharma Inc.(a)(b) |
104,956 | 4,919,288 | ||||||
Brooklyn ImmunoTherapeutics Inc.(a)(b) |
9,583 | 89,122 | ||||||
C4 Therapeutics Inc.(a) |
35,407 | 1,581,985 | ||||||
Cabaletta Bio Inc.(a) |
6,903 | 83,940 | ||||||
Caladrius Biosciences Inc.(a) |
7,526 | 9,182 | ||||||
Calithera Biosciences Inc.(a)(b) |
38,958 | 84,928 | ||||||
Calyxt Inc.(a)(b) |
32,572 | 109,768 | ||||||
Capricor Therapeutics Inc.(a)(b) |
603 | 2,424 | ||||||
Cardiff Oncology Inc.(a)(b) |
35,326 | 235,271 | ||||||
CareDx Inc.(a)(b) |
45,008 | 2,852,157 | ||||||
Caribou Biosciences Inc.(a)(b) |
31,306 | 747,274 | ||||||
CASI Pharmaceuticals Inc.(a)(b) |
25,216 | 30,007 | ||||||
Catalyst Biosciences Inc.(a)(b) |
7,029 | 28,889 | ||||||
Catalyst Pharmaceuticals Inc.(a) |
93,781 | 497,039 | ||||||
Celldex Therapeutics Inc.(a) |
38,688 | 2,088,765 | ||||||
Cellectar Biosciences Inc.(a) |
59 | 55 |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
CEL-SCI Corp.(a)(b) |
55,593 | $ | 610,967 | |||||
Celsion Corp.(a)(b) |
32,808 | 30,328 | ||||||
Cerevel Therapeutics Holdings Inc.(a) |
47,848 | 1,411,516 | ||||||
Checkpoint Therapeutics Inc.(a)(b) |
41,198 | 135,953 | ||||||
ChemoCentryx Inc.(a)(b) |
51,826 | 886,225 | ||||||
Chimerix Inc.(a) |
68,551 | 424,331 | ||||||
Chinook Therapeutics Inc.(a) |
42,134 | 537,630 | ||||||
Cidara Therapeutics Inc.(a)(b) |
8,997 | 20,153 | ||||||
Clovis Oncology Inc.(a)(b) |
84,277 | 375,875 | ||||||
Cohbar Inc.(a)(b) |
176,925 | 169,848 | ||||||
Coherus Biosciences Inc.(a)(b) |
50,790 | 816,195 | ||||||
Concert Pharmaceuticals Inc.(a)(b) |
16,099 | 52,644 | ||||||
ContraFect Corp.(a)(b) |
16,015 | 64,861 | ||||||
Corbus Pharmaceuticals Holdings Inc.(a)(b) |
66,879 | 68,217 | ||||||
Cortexyme Inc.(a) |
13,347 | 1,223,386 | ||||||
Corvus Pharmaceuticals Inc.(a) |
901 | 4,361 | ||||||
Crinetics Pharmaceuticals Inc.(a) |
23,038 | 484,950 | ||||||
CTI BioPharma Corp.(a)(b) |
28,514 | 84,116 | ||||||
Cue Biopharma Inc.(a) |
28,133 | 409,898 | ||||||
Cullinan Oncology Inc.(a)(b) |
17,872 | 403,371 | ||||||
Curis Inc.(a)(b) |
90,718 | 710,322 | ||||||
Cyclacel Pharmaceuticals Inc.(a)(b) |
39 | 206 | ||||||
Cyclerion Therapeutics Inc.(a)(b) |
15,260 | 46,848 | ||||||
Cytokinetics Inc.(a)(b) |
75,989 | 2,715,847 | ||||||
CytomX Therapeutics Inc.(a)(b) |
50,874 | 258,949 | ||||||
Deciphera Pharmaceuticals Inc.(a) |
36,908 | 1,254,134 | ||||||
Denali Therapeutics Inc.(a)(b) |
90,265 | 4,553,869 | ||||||
Dermtech Inc.(a)(b) |
28,025 | 899,883 | ||||||
DiaMedica Therapeutics Inc.(a) |
8,212 | 32,930 | ||||||
Dicerna Pharmaceuticals Inc.(a) |
74,561 | 1,503,150 | ||||||
Dyadic International Inc.(a)(b) |
2,880 | 16,013 | ||||||
Dynavax Technologies Corp.(a)(b) |
80,307 | 1,542,697 | ||||||
Dyne Therapeutics Inc.(a)(b) |
39,057 | 634,286 | ||||||
Eagle Pharmaceuticals Inc./DE(a) |
7,766 | 433,187 | ||||||
Editas Medicine Inc.(a)(b) |
65,242 | 2,680,141 | ||||||
Eiger BioPharmaceuticals Inc.(a) |
18,140 | 121,175 | ||||||
Eledon Pharmaceuticals Inc.(a)(b) |
17 | 105 | ||||||
Emergent BioSolutions Inc.(a) |
41,826 | 2,094,228 | ||||||
Enanta Pharmaceuticals Inc.(a)(b) |
14,745 | 837,663 | ||||||
Epizyme Inc.(a)(b) |
72,284 | 370,094 | ||||||
Equillium Inc.(a)(b) |
5,204 | 35,491 | ||||||
Erasca Inc.(a)(b) |
40,977 | 869,532 | ||||||
Exact Sciences Corp.(a) |
159,270 | 15,202,321 | ||||||
Exelixis Inc.(a) |
298,155 | 6,302,997 | ||||||
Exicure Inc.(a)(b) |
201,583 | 241,900 | ||||||
Fate Therapeutics Inc.(a) |
78,664 | 4,662,415 | ||||||
FibroGen Inc.(a)(b) |
84,008 | 858,562 | ||||||
First Wave BioPharma Inc.(a) |
6,167 | 17,329 | ||||||
Flexion Therapeutics Inc.(a)(b) |
67,310 | 410,591 | ||||||
Forma Therapeutics Holdings Inc.(a) |
16,058 | 372,385 | ||||||
Forte Biosciences Inc.(a)(b) |
6,493 | 19,219 | ||||||
Fortress Biotech Inc.(a) |
93,107 | 299,805 | ||||||
Frequency Therapeutics Inc.(a)(b) |
35,561 | 251,061 | ||||||
F-Star(c) |
11,084 | 4,434 | ||||||
F-Star Therapeutics Inc.(a)(b) |
13,294 | 97,312 | ||||||
F-Star Therapeutics Inc. New(c) |
11,084 | 4,434 | ||||||
G1 Therapeutics Inc.(a)(b) |
24,530 | 329,193 | ||||||
Galectin Therapeutics Inc.(a) |
32,933 | 127,780 | ||||||
Galera Therapeutics Inc.(a) |
5,537 | 44,850 | ||||||
Gemini Therapeutics Inc.(a)(b) |
43,690 | 176,508 |
S C H E D U L E O F I N V E S T M E N T S |
57 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
Generation Bio Co.(a)(b) |
54,431 | $ | 1,364,585 | |||||
Genocea Biosciences Inc.(a) |
1,549 | 2,974 | ||||||
Geron Corp.(a)(b) |
348,236 | 477,083 | ||||||
Gilead Sciences Inc. |
1,165,446 | 81,406,403 | ||||||
Global Blood Therapeutics Inc.(a)(b) |
52,776 | 1,344,732 | ||||||
GlycoMimetics Inc.(a)(b) |
40,234 | 88,112 | ||||||
Gossamer Bio Inc.(a)(b) |
66,897 | 840,895 | ||||||
Gritstone bio Inc.(a) |
67,394 | 727,855 | ||||||
Halozyme Therapeutics Inc.(a)(b) |
134,773 | 5,482,566 | ||||||
Harpoon Therapeutics Inc.(a) |
12,805 | 101,159 | ||||||
Heat Biologics Inc.(a)(b) |
11,609 | 69,074 | ||||||
Heron Therapeutics Inc.(a) |
79,289 | 847,599 | ||||||
Histogen Inc.(a) |
1,358 | 1,029 | ||||||
Homology Medicines Inc.(a)(b) |
38,765 | 305,081 | ||||||
Hookipa Pharma Inc.(a) |
10,800 | 63,612 | ||||||
Horizon Therapeutics PLC(a) |
208,246 | 22,811,267 | ||||||
Humanigen Inc.(a)(b) |
100,394 | 595,336 | ||||||
iBio Inc.(a)(b) |
447,515 | 474,366 | ||||||
Icosavax Inc.(a)(b) |
21,621 | 639,765 | ||||||
Ideaya Biosciences Inc.(a) |
31,528 | 803,649 | ||||||
Idera Pharmaceuticals Inc.(a)(b) |
10,093 | 10,396 | ||||||
IGM Biosciences Inc.(a)(b) |
7,600 | 499,776 | ||||||
Immucell Corp.(a) |
736 | 6,801 | ||||||
Immunic Inc.(a) |
3,877 | 34,311 | ||||||
ImmunityBio Inc.(a) |
53,311 | 519,249 | ||||||
ImmunoGen Inc.(a) |
166,130 | 941,957 | ||||||
Immunovant Inc.(a) |
47,450 | 412,340 | ||||||
Incyte Corp.(a) |
178,859 | 12,301,922 | ||||||
Infinity Pharmaceuticals Inc.(a)(b) |
51,544 | 176,280 | ||||||
Inhibrx Inc.(a) |
23,823 | 793,544 | ||||||
Inmune Bio Inc.(a) |
2,627 | 51,016 | ||||||
Inovio Pharmaceuticals Inc.(a)(b) |
228,038 | 1,632,752 | ||||||
Insmed Inc.(a) |
120,691 | 3,323,830 | ||||||
Intellia Therapeutics Inc.(a)(b) |
65,129 | 8,737,055 | ||||||
Intercept Pharmaceuticals Inc.(a)(b) |
28,115 | 417,508 | ||||||
Invitae Corp.(a)(b) |
198,736 | 5,650,064 | ||||||
Ionis Pharmaceuticals Inc.(a)(b) |
135,094 | 4,531,053 | ||||||
Iovance Biotherapeutics Inc.(a)(b) |
130,059 | 3,207,255 | ||||||
Ironwood Pharmaceuticals Inc.(a)(b) |
144,785 | 1,890,892 | ||||||
IsoRay Inc.(a)(b) |
58,494 | 36,904 | ||||||
iTeos Therapeutics Inc.(a) |
30,710 | 829,170 | ||||||
IVERIC bio Inc.(a) |
103,194 | 1,675,871 | ||||||
Janux Therapeutics Inc.(a)(b) |
27,706 | 599,281 | ||||||
Jounce Therapeutics Inc.(a) |
18,357 | 136,393 | ||||||
Kadmon Holdings Inc.(a) |
185,846 | 1,618,719 | ||||||
KalVista Pharmaceuticals Inc.(a) |
15,685 | 273,703 | ||||||
Karuna Therapeutics Inc.(a)(b) |
18,242 | 2,231,544 | ||||||
Karyopharm Therapeutics Inc.(a)(b) |
68,378 | 397,960 | ||||||
Keros Therapeutics Inc.(a) |
13,290 | 525,752 | ||||||
Kezar Life Sciences Inc.(a) |
31,297 | 270,406 | ||||||
Kiniksa Pharmaceuticals Ltd., Class A(a)(b) |
26,898 | 306,368 | ||||||
Kinnate Biopharma Inc.(a) |
20,768 | 478,079 | ||||||
Kodiak Sciences Inc.(a)(b) |
28,784 | 2,762,688 | ||||||
Kronos Bio Inc.(a)(b) |
58,535 | 1,226,894 | ||||||
Krystal Biotech Inc.(a) |
20,623 | 1,076,727 | ||||||
Kura Oncology Inc.(a) |
61,366 | 1,149,385 | ||||||
Kymera Therapeutics Inc.(a) |
32,743 | 1,923,324 | ||||||
La Jolla Pharmaceutical Co.(a)(b) |
16,428 | 65,548 | ||||||
Larimar Therapeutics Inc.(a)(b) |
1,212 | 13,974 | ||||||
Lexicon Pharmaceuticals Inc.(a)(b) |
47,232 | 227,186 |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
Ligand Pharmaceuticals Inc.(a)(b) |
17,369 | $ | 2,419,849 | |||||
Lineage Cell Therapeutics Inc.(a)(b) |
100,503 | 253,268 | ||||||
LogicBio Therapeutics Inc.(a)(b) |
6,559 | 30,040 | ||||||
Lumos Pharma Inc.(a) |
2,356 | 22,406 | ||||||
MacroGenics Inc.(a)(b) |
61,638 | 1,290,700 | ||||||
Madrigal Pharmaceuticals Inc.(a) |
8,269 | 659,784 | ||||||
Magenta Therapeutics Inc.(a) |
18,448 | 134,301 | ||||||
MannKind Corp.(a)(b) |
269,875 | 1,173,956 | ||||||
Marker Therapeutics Inc.(a) |
98,818 | 167,002 | ||||||
Matinas BioPharma Holdings Inc.(a)(b) |
226,556 | 294,523 | ||||||
MediciNova Inc.(a) |
27,932 | 105,862 | ||||||
MEI Pharma Inc.(a)(b) |
45,949 | 126,819 | ||||||
Merrimack Pharmaceuticals Inc.(a) |
9,296 | 44,900 | ||||||
Mersana Therapeutics Inc.(a) |
65,281 | 615,600 | ||||||
MiMedx Group Inc.(a)(b) |
81,121 | 491,593 | ||||||
Minerva Neurosciences Inc.(a)(b) |
16,204 | 28,195 | ||||||
Miragen Therapeutics Inc.(c) |
119 | — | ||||||
Mirati Therapeutics Inc.(a) |
42,211 | 7,467,548 | ||||||
Mirum Pharmaceuticals Inc.(a) |
5,492 | 109,401 | ||||||
Moderna Inc.(a) |
326,446 | 125,636,008 | ||||||
Molecular Templates Inc.(a) |
56,494 | 379,075 | ||||||
Moleculin Biotech Inc.(a) |
6,575 | 19,725 | ||||||
Monte Rosa Therapeutics Inc.(a)(b) |
26,610 | 592,871 | ||||||
Morphic Holding Inc.(a) |
24,648 | 1,396,063 | ||||||
Mustang Bio Inc.(a)(b) |
92,709 | 249,387 | ||||||
Myovant Sciences Ltd.(a)(b) |
37,234 | 835,531 | ||||||
Myriad Genetics Inc.(a) |
69,069 | 2,230,238 | ||||||
NanoViricides Inc.(a)(b) |
1,651 | 7,661 | ||||||
Natera Inc.(a) |
81,097 | 9,037,450 | ||||||
Navidea Biopharmaceuticals Inc.(a) |
6,849 | 11,986 | ||||||
Neoleukin Therapeutics Inc.(a) |
47,229 | 341,466 | ||||||
NeuBase Therapeutics Inc.(a)(b) |
6,413 | 23,151 | ||||||
Neurocrine Biosciences Inc.(a) |
84,612 | 8,115,137 | ||||||
NextCure Inc.(a)(b) |
18,489 | 124,616 | ||||||
Nkarta Inc.(a) |
19,415 | 539,931 | ||||||
Novavax Inc.(a)(b) |
69,222 | 14,350,413 | ||||||
Nurix Therapeutics Inc.(a) |
41,407 | 1,240,554 | ||||||
Nuvalent Inc., Class A(a)(b) |
22,704 | 511,975 | ||||||
Ocugen Inc.(a)(b) |
161,652 | 1,160,661 | ||||||
Olema Pharmaceuticals Inc.(a)(b) |
15,758 | 434,290 | ||||||
OncoSec Medical Inc.(a)(b) |
1,207 | 2,571 | ||||||
Oncternal Therapeutics Inc.(a)(b) |
87,283 | 363,970 | ||||||
Oncternal Therapeutics Inc. New(b)(c) |
722 | 740 | ||||||
OpGen Inc.(a) |
1 | 3 | ||||||
OPKO Health Inc.(a)(b) |
394,253 | 1,439,023 | ||||||
Oragenics Inc.(a) |
43,978 | 27,913 | ||||||
Organogenesis Holdings Inc., Class A(a) |
57,492 | 818,686 | ||||||
Organovo Holdings Inc.(a)(b) |
3,278 | 22,290 | ||||||
Orgenesis Inc.(a)(b) |
11,160 | 55,242 | ||||||
ORIC Pharmaceuticals Inc.(a)(b) |
50,470 | 1,055,328 | ||||||
Ovid therapeutics Inc.(a)(b) |
33,286 | 111,841 | ||||||
Oyster Point Pharma Inc.(a)(b) |
5,546 | 65,720 | ||||||
Palatin Technologies Inc.(a)(b) |
127,980 | 56,682 | ||||||
Passage Bio Inc.(a)(b) |
22,927 | 228,353 | ||||||
PDL BioPharma Inc.(a)(c) |
136,030 | 285,595 | ||||||
PDS Biotechnology Corp.(a)(b) |
5,148 | 76,705 | ||||||
PhaseBio Pharmaceuticals Inc.(a) |
43,378 | 134,906 | ||||||
Phio Pharmaceuticals Corp.(a) |
7 | 14 | ||||||
Pieris Pharmaceuticals Inc.(a)(b) |
102,376 | 529,284 | ||||||
Plus Therapeutics Inc.(a) |
9 | 17 |
58 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
|
||||||||
Biotechnology (continued) | ||||||||
PMV Pharmaceuticals Inc.(a)(b) |
16,062 | $ | 478,648 | |||||
Point Biopharma Global Inc.(a)(b) |
89,533 | 688,509 | ||||||
PolarityTE Inc.(a)(b) |
18,797 | 12,162 | ||||||
Praxis Precision Medicines Inc.(a)(b) |
60,104 | 1,111,323 | ||||||
Precigen Inc.(a)(b) |
100,242 | 500,208 | ||||||
Precision BioSciences Inc.(a)(b) |
75,381 | 869,897 | ||||||
Prelude Therapeutics Inc.(a)(b) |
10,906 | 340,812 | ||||||
Progenics Pharmaceuticals Inc.(a)(b)(c) |
10,240 | 0 | (d) | |||||
Protagonist Therapeutics Inc.(a) |
39,364 | 697,530 | ||||||
Protara Therapeutics Inc.(a)(b) |
3,853 | 26,663 | ||||||
Proteostasis Therapeutics Inc.(b)(c) |
6,635 | 717 | ||||||
Prothena Corp. PLC(a) |
38,014 | 2,707,737 | ||||||
PTC Therapeutics Inc.(a) |
69,741 | 2,595,063 | ||||||
Puma Biotechnology Inc.(a) |
28,684 | 201,075 | ||||||
Qualigen Therapeutics Inc.(a) |
578 | 751 | ||||||
Radius Health Inc.(a)(b) |
41,293 | 512,446 | ||||||
RAPT Therapeutics Inc.(a)(b) |
28,902 | 897,407 | ||||||
Recursion Pharmaceuticals Inc., Class A(a)(b) |
24,229 | 557,509 | ||||||
Regeneron Pharmaceuticals Inc.(a) |
98,050 | 59,337,899 | ||||||
REGENXBIO Inc.(a) |
31,987 | 1,340,895 | ||||||
Regulus Therapeutics Inc.(a) |
1,182 | 816 | ||||||
Relay Therapeutics Inc.(a)(b) |
57,739 | 1,820,511 | ||||||
Replimune Group Inc.(a)(b) |
27,170 | 805,319 | ||||||
REVOLUTION Medicines Inc.(a) |
72,057 | 1,982,288 | ||||||
Rexahn Pharmaceuticals Inc.(c) |
266 | 59 | ||||||
Rhythm Pharmaceuticals Inc.(a)(b) |
35,813 | 467,718 | ||||||
Rigel Pharmaceuticals Inc.(a)(b) |
194,582 | 706,333 | ||||||
Rocket Pharmaceuticals Inc.(a)(b) |
37,699 | 1,126,823 | ||||||
Rubius Therapeutics Inc.(a)(b) |
41,586 | 743,558 | ||||||
Sage Therapeutics Inc.(a)(b) |
48,571 | 2,152,181 | ||||||
Salarius Pharmaceuticals Inc.(a)(b) |
802 | 818 | ||||||
Sana Biotechnology Inc.(a)(b) |
76,839 | 1,730,414 | ||||||
Sangamo Therapeutics Inc.(a)(b) |
105,917 | 954,312 | ||||||
Sarepta Therapeutics Inc.(a)(b) |
74,739 | 6,911,863 | ||||||
Savara Inc.(a)(b) |
17,934 | 24,749 | ||||||
Scholar Rock Holding Corp.(a)(b) |
16,662 | 550,179 | ||||||
Seagen Inc.(a) |
124,880 | 21,204,624 | ||||||
Selecta Biosciences Inc.(a) |
201,869 | 839,775 | ||||||
SELLAS Life Sciences Group Inc.(a) |
2 | 18 | ||||||
Seres Therapeutics Inc.(a) |
51,297 | 357,027 | ||||||
Sesen Bio Inc.(a)(b) |
120,416 | 95,514 | ||||||
Shattuck Labs Inc.(a) |
19,204 | 391,378 | ||||||
Silverback Therapeutics Inc.(a)(b) |
13,157 | 131,307 | ||||||
Soleno Therapeutics Inc.(a) |
600 | 555 | ||||||
Solid Biosciences Inc.(a)(b) |
32,157 | 76,855 | ||||||
Soligenix Inc.(a)(b) |
15,524 | 16,455 | ||||||
Sonnet BioTherapeutics Holdings Inc.(a) |
39 | 24 | ||||||
Sorrento Therapeutics Inc.(a)(b) |
324,858 | 2,478,667 | ||||||
Spectrum Pharmaceuticals Inc.(a)(b) |
134,524 | 293,262 | ||||||
Spero Therapeutics Inc.(a) |
11,107 | 204,480 | ||||||
SpringWorks Therapeutics Inc.(a) |
22,700 | 1,440,088 | ||||||
Statera Biopharma Inc.(a)(b) |
741 | 1,712 | ||||||
Stoke Therapeutics Inc.(a) |
18,548 | 471,861 | ||||||
Sutro Biopharma Inc.(a) |
24,669 | 465,997 | ||||||
Syndax Pharmaceuticals Inc.(a)(b) |
44,615 | 852,593 | ||||||
Synlogic Inc.(a)(b) |
3,734 | 11,389 | ||||||
Synthetic Biologics Inc.(a) |
1,090 | 501 | ||||||
Syros Pharmaceuticals Inc.(a)(b) |
64,074 | 286,411 | ||||||
T2 Biosystems Inc.(a)(b) |
67,360 | 61,648 | ||||||
Tango Therapeutics Inc.(a) |
59,354 | 767,447 |
Security | Shares | Value | ||||||
Biotechnology (continued) | ||||||||
Taysha Gene Therapies Inc.(a)(b) |
41,289 | $ | 768,801 | |||||
TCR2 Therapeutics Inc.(a) |
33,366 | 283,945 | ||||||
Tempest Therapeutics Inc.(a)(b) |
88 | 1,273 | ||||||
Tenax Therapeutics Inc.(a) |
627 | 1,110 | ||||||
TG Therapeutics Inc.(a) |
137,549 | 4,577,631 | ||||||
Tonix Pharmaceuticals Holding Corp.(a)(b) |
519,416 | 312,221 | ||||||
Tracon Pharmaceuticals Inc.(a) |
632 | 2,446 | ||||||
Travere Therapeutics Inc.(a) |
58,876 | 1,427,743 | ||||||
Trevena Inc.(a)(b) |
94,802 | 116,606 | ||||||
Turning Point Therapeutics Inc.(a) |
52,433 | 3,483,124 | ||||||
Twist Bioscience Corp.(a)(b) |
48,792 | 5,219,280 | ||||||
Tyme Technologies Inc.(a)(b) |
235,024 | 242,075 | ||||||
Ultragenyx Pharmaceutical Inc.(a) |
59,990 | 5,410,498 | ||||||
uniQure NV(a)(b) |
35,190 | 1,126,432 | ||||||
United Therapeutics Corp.(a) |
41,611 | 7,680,558 | ||||||
Vaccinex Inc.(a)(b) |
2,566 | 5,543 | ||||||
Vanda Pharmaceuticals Inc.(a) |
60,040 | 1,029,086 | ||||||
Vaxart Inc.(a)(b) |
110,734 | 880,335 | ||||||
Vaxcyte Inc.(a) |
16,914 | 429,108 | ||||||
VBI Vaccines Inc.(a)(b) |
279,076 | 867,926 | ||||||
Veracyte Inc.(a)(b) |
70,561 | 3,277,558 | ||||||
Verastem Inc.(a) |
114,095 | 351,413 | ||||||
Vericel Corp.(a) |
42,291 | 2,063,801 | ||||||
Vertex Pharmaceuticals Inc.(a) |
239,877 | 43,511,289 | ||||||
Verve Therapeutics Inc.(a)(b) |
13,410 | 630,270 | ||||||
Viking Therapeutics Inc.(a) |
76,161 | 478,291 | ||||||
Vir Biotechnology Inc.(a) |
77,628 | 3,378,371 | ||||||
Viracta Therapeutics Inc.(a)(b) |
3,227 | 25,881 | ||||||
Viridian Therapeutics Inc.(a) |
7 | 115 | ||||||
VistaGen Therapeutics Inc.(a)(b) |
168,299 | 461,139 | ||||||
Vor BioPharma Inc.(a)(b) |
20,266 | 317,771 | ||||||
Voyager Therapeutics Inc.(a)(b) |
26,379 | 69,377 | ||||||
vTv Therapeutics Inc., Class A(a)(b) |
8,174 | 12,506 | ||||||
Vyant Bio Inc.(a) |
257 | 599 | ||||||
X4 Pharmaceuticals Inc.(a) |
4,715 | 24,942 | ||||||
XBiotech Inc. |
8,133 | 105,322 | ||||||
Xencor Inc.(a) |
53,324 | 1,741,562 | ||||||
XOMA Corp.(a) |
8,434 | 208,741 | ||||||
Yield10 Bioscience Inc.(a) |
7 | 42 | ||||||
Y-mAbs Therapeutics Inc.(a) |
28,026 | 799,862 | ||||||
Yumanity Therapeutics Inc.(a)(b) |
330 | 3,406 | ||||||
Zentalis Pharmaceuticals Inc.(a) |
33,853 | 2,255,964 | ||||||
ZIOPHARM Oncology Inc.(a)(b) |
170,391 | 310,112 | ||||||
|
|
|||||||
1,101,776,342 | ||||||||
Building Products — 0.6% | ||||||||
A O Smith Corp. |
123,529 | 7,543,916 | ||||||
AAON Inc. |
35,616 | 2,327,149 | ||||||
Advanced Drainage Systems Inc. |
50,956 | 5,511,911 | ||||||
Allegion PLC |
85,796 | 11,340,515 | ||||||
Alpha Pro Tech Ltd.(a)(b) |
16,129 | 108,548 | ||||||
American Woodmark Corp.(a) |
16,428 | 1,073,898 | ||||||
Apogee Enterprises Inc. |
25,471 | 961,785 | ||||||
Armstrong Flooring Inc.(a) |
24,516 | 76,735 | ||||||
Armstrong World Industries Inc. |
41,286 | 3,941,574 | ||||||
AZEK Co. Inc. (The)(a) |
103,543 | 3,782,426 | ||||||
Builders FirstSource Inc.(a)(b) |
188,864 | 9,771,823 | ||||||
Carlisle Companies Inc. |
49,234 | 9,787,227 | ||||||
Carrier Global Corp. |
806,582 | 41,748,684 | ||||||
Cornerstone Building Brands Inc.(a) |
33,659 | 491,758 | ||||||
CSW Industrials Inc. |
16,827 | 2,148,808 |
S C H E D U L E O F I N V E S T M E N T S |
59 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Building Products (continued) | ||||||||
Fortune Brands Home & Security Inc. |
125,737 | $ | 11,243,403 | |||||
Gibraltar Industries Inc.(a) |
27,989 | 1,949,434 | ||||||
Griffon Corp. |
41,527 | 1,021,564 | ||||||
Insteel Industries Inc. |
25,790 | 981,310 | ||||||
Janus International Group Inc.(a)(b) |
61,725 | 755,514 | ||||||
JELD-WEN Holding Inc.(a) |
75,749 | 1,895,997 | ||||||
Jewett-Cameron Trading Co. Ltd.(a) |
566 | 6,667 | ||||||
Johnson Controls International PLC |
658,325 | 44,818,766 | ||||||
Lennox International Inc. |
32,158 | 9,459,919 | ||||||
Masco Corp. |
227,849 | 12,657,012 | ||||||
Masonite International Corp.(a)(b) |
25,547 | 2,711,303 | ||||||
Owens Corning |
91,747 | 7,844,369 | ||||||
PGT Innovations Inc.(a) |
69,119 | 1,320,173 | ||||||
Quanex Building Products Corp. |
33,051 | 707,622 | ||||||
Resideo Technologies Inc.(a) |
133,142 | 3,300,590 | ||||||
Simpson Manufacturing Co. Inc. |
42,113 | 4,504,828 | ||||||
Tecnoglass Inc. |
35,332 | 767,764 | ||||||
Trane Technologies PLC |
219,960 | 37,976,094 | ||||||
Trex Co. Inc.(a) |
103,532 | 10,553,017 | ||||||
UFP Industries Inc. |
60,472 | 4,110,887 | ||||||
View Inc.(a)(b) |
86,228 | 467,356 | ||||||
|
|
|||||||
259,670,346 | ||||||||
Capital Markets — 3.1% | ||||||||
Affiliated Managers Group Inc. |
40,221 | 6,076,991 | ||||||
Ameriprise Financial Inc. |
102,059 | 26,955,823 | ||||||
Apollo Global Management Inc. |
189,086 | 11,645,807 | ||||||
Ares Management Corp., Class A |
151,940 | 11,217,730 | ||||||
Artisan Partners Asset Management Inc., Class A |
62,139 | 3,039,840 | ||||||
Ashford Inc.(a) |
329 | 4,787 | ||||||
Assetmark Financial Holdings Inc.(a) |
20,123 | 500,459 | ||||||
Associated Capital Group Inc., Class A |
1,422 | 53,197 | ||||||
B. Riley Financial Inc. |
15,713 | 927,696 | ||||||
Bank of New York Mellon Corp. (The) |
738,193 | 38,267,925 | ||||||
BGC Partners Inc., Class A |
388,441 | 2,023,778 | ||||||
BlackRock Inc.(e) |
132,737 | 111,321,212 | ||||||
Blackstone Inc., NVS |
636,514 | 74,052,039 | ||||||
Blucora Inc.(a) |
49,669 | 774,340 | ||||||
Blue Owl Capital Inc.(b) |
249,887 | 3,888,242 | ||||||
Bridge Investment Group Holdings Inc., Class A(a)(b) |
48,334 | 854,062 | ||||||
BrightSphere Investment Group Inc. |
66,946 | 1,749,299 | ||||||
Carlyle Group Inc. (The) |
128,484 | 6,074,723 | ||||||
Cboe Global Markets Inc. |
100,839 | 12,489,919 | ||||||
Charles Schwab Corp. (The) |
1,395,414 | 101,641,956 | ||||||
CME Group Inc. |
331,951 | 64,192,684 | ||||||
Cohen & Co. Inc. |
735 | 14,200 | ||||||
Cohen & Steers Inc. |
28,463 | 2,384,345 | ||||||
Coinbase Global Inc., Class A(a)(b) |
28,717 | 6,532,543 | ||||||
Cowen Inc., Class A |
24,733 | 848,589 | ||||||
Diamond Hill Investment Group Inc. |
2,611 | 458,648 | ||||||
Donnelley Financial Solutions Inc.(a) |
24,985 | 864,981 | ||||||
Evercore Inc., Class A |
34,882 | 4,662,677 | ||||||
FactSet Research Systems Inc. |
35,547 | 14,033,245 | ||||||
Federated Hermes Inc. |
85,239 | 2,770,267 | ||||||
Focus Financial Partners Inc., Class A(a) |
44,646 | 2,338,111 | ||||||
Franklin Resources Inc. |
261,780 | 7,780,102 | ||||||
GAMCO Investors Inc., Class A |
7,432 | 196,056 | ||||||
GCM Grosvenor Inc., Class A(b) |
59,932 | 690,417 | ||||||
Goldman Sachs Group Inc. (The) |
308,303 | 116,547,783 | ||||||
Greenhill & Co. Inc. |
25,519 | 373,088 | ||||||
Hamilton Lane Inc., Class A |
37,055 | 3,143,005 |
Security | Shares | Value | ||||||
Capital Markets (continued) | ||||||||
Hennessy Advisors Inc. |
5,053 | $ | 48,610 | |||||
Houlihan Lokey Inc. |
49,201 | 4,531,412 | ||||||
Interactive Brokers Group Inc., Class A(b) |
89,012 | 5,549,008 | ||||||
Intercontinental Exchange Inc. |
525,962 | 60,390,957 | ||||||
Invesco Ltd. |
309,877 | 7,471,134 | ||||||
Janus Henderson Group PLC |
135,010 | 5,579,963 | ||||||
Jefferies Financial Group Inc. |
183,027 | 6,795,792 | ||||||
KKR & Co. Inc. |
536,016 | 32,632,654 | ||||||
Lazard Ltd., Class A |
107,755 | 4,935,179 | ||||||
LPL Financial Holdings Inc. |
74,132 | 11,620,932 | ||||||
Manning & Napier Inc. |
16,203 | 147,933 | ||||||
MarketAxess Holdings Inc. |
35,191 | 14,804,502 | ||||||
Moelis & Co., Class A |
57,040 | 3,529,065 | ||||||
Moody’s Corp. |
150,165 | 53,325,093 | ||||||
Morgan Stanley |
1,340,732 | 130,466,631 | ||||||
Morningstar Inc. |
23,603 | 6,113,885 | ||||||
MSCI Inc. |
76,092 | 46,289,807 | ||||||
Nasdaq Inc. |
103,433 | 19,964,638 | ||||||
Northern Trust Corp. |
197,530 | 21,295,709 | ||||||
Open Lending Corp., Class A(a) |
91,182 | 3,288,935 | ||||||
Oppenheimer Holdings Inc., Class A, NVS |
8,565 | 387,909 | ||||||
Perella Weinberg Partners(b) |
61,769 | 818,439 | ||||||
Piper Sandler Cos |
16,149 | 2,235,991 | ||||||
PJT Partners Inc., Class A |
17,991 | 1,423,268 | ||||||
Pzena Investment Management Inc., Class A |
16,146 | 158,877 | ||||||
Raymond James Financial Inc. |
176,584 | 16,295,171 | ||||||
S&P Global Inc. |
221,428 | 94,082,543 | ||||||
Safeguard Scientifics Inc.(a) |
10,471 | 92,982 | ||||||
Sculptor Capital Management Inc. |
24,566 | 685,146 | ||||||
SEI Investments Co. |
104,571 | 6,201,060 | ||||||
Siebert Financial Corp.(a) |
42,036 | 140,821 | ||||||
Silvercrest Asset Management Group Inc., Class A |
7,858 | 122,428 | ||||||
State Street Corp. |
338,800 | 28,703,136 | ||||||
StepStone Group Inc., Class A |
41,115 | 1,753,144 | ||||||
Stifel Financial Corp. |
100,908 | 6,857,708 | ||||||
StoneX Group Inc.(a) |
16,184 | 1,066,526 | ||||||
T Rowe Price Group Inc. |
212,757 | 41,849,302 | ||||||
Tradeweb Markets Inc., Class A |
96,191 | 7,770,309 | ||||||
U.S. Global Investors Inc., Class A, NVS |
17,183 | 97,771 | ||||||
Value Line Inc. |
194 | 6,646 | ||||||
Victory Capital Holdings Inc., Class A |
25,059 | 877,316 | ||||||
Virtu Financial Inc., Class A |
85,065 | 2,078,138 | ||||||
Virtus Investment Partners Inc. |
7,657 | 2,376,120 | ||||||
Westwood Holdings Group Inc. |
8,203 | 155,857 | ||||||
WisdomTree Investments Inc. |
77,694 | 440,525 | ||||||
|
|
|||||||
1,296,849,538 | ||||||||
Chemicals — 1.7% | ||||||||
Advanced Emissions Solutions Inc.(a) |
47,649 | 304,477 | ||||||
AdvanSix Inc.(a) |
25,955 | 1,031,711 | ||||||
AgroFresh Solutions Inc.(a)(b) |
24,760 | 53,482 | ||||||
Air Products & Chemicals Inc. |
204,304 | 52,324,297 | ||||||
Albemarle Corp. |
109,950 | 24,075,751 | ||||||
American Vanguard Corp. |
24,731 | 372,202 | ||||||
Amyris Inc.(a)(b) |
158,934 | 2,182,164 | ||||||
Ashland Global Holdings Inc. |
51,510 | 4,590,571 | ||||||
Avient Corp. |
86,859 | 4,025,915 | ||||||
Axalta Coating Systems Ltd.(a) |
200,705 | 5,858,579 | ||||||
Balchem Corp. |
27,058 | 3,925,304 | ||||||
Cabot Corp. |
58,657 | 2,939,889 | ||||||
Celanese Corp. |
101,909 | 15,351,572 |
60 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Chemicals (continued) | ||||||||
CF Industries Holdings Inc. |
192,421 | $ | 10,740,940 | |||||
Chase Corp. |
8,144 | 831,910 | ||||||
Chemours Co. (The) |
154,045 | 4,476,548 | ||||||
Core Molding Technologies Inc.(a)(b) |
8,149 | 93,795 | ||||||
Corteva Inc. |
677,163 | 28,495,019 | ||||||
Danimer Scientific Inc.(a)(b) |
58,379 | 953,913 | ||||||
Diversey Holdings Ltd.(a)(b) |
44,190 | 708,808 | ||||||
Dow Inc. |
686,453 | 39,512,235 | ||||||
DuPont de Nemours Inc. |
486,222 | 33,058,234 | ||||||
Eastman Chemical Co. |
123,277 | 12,418,925 | ||||||
Ecolab Inc. |
232,922 | 48,592,188 | ||||||
Ecovyst Inc. |
34,522 | 402,526 | ||||||
Element Solutions Inc. |
194,924 | 4,225,952 | ||||||
Ferro Corp.(a) |
76,362 | 1,553,203 | ||||||
Flotek Industries Inc.(a)(b) |
50,050 | 63,063 | ||||||
FMC Corp. |
119,862 | 10,974,565 | ||||||
FutureFuel Corp. |
20,639 | 147,156 | ||||||
GCP Applied Technologies Inc.(a)(b) |
56,359 | 1,235,389 | ||||||
Hawkins Inc. |
16,960 | 591,565 | ||||||
HB Fuller Co. |
42,609 | 2,750,837 | ||||||
Huntsman Corp. |
200,021 | 5,918,621 | ||||||
Ikonics Corp.(a) |
237 | 6,681 | ||||||
Ingevity Corp.(a) |
41,529 | 2,963,925 | ||||||
Innospec Inc. |
24,518 | 2,064,906 | ||||||
International Flavors & Fragrances Inc. |
229,592 | 30,701,042 | ||||||
Intrepid Potash Inc.(a) |
10,676 | 329,888 | ||||||
Koppers Holdings Inc.(a) |
17,135 | 535,640 | ||||||
Kraton Corp.(a) |
26,064 | 1,189,561 | ||||||
Kronos Worldwide Inc. |
19,248 | 238,868 | ||||||
Linde PLC |
475,638 | 139,542,676 | ||||||
Livent Corp.(a) |
150,172 | 3,470,475 | ||||||
LSB Industries Inc.(a) |
17,012 | 173,693 | ||||||
LyondellBasell Industries NV, Class A |
243,623 | 22,864,019 | ||||||
Marrone Bio Innovations Inc.(a)(b) |
17,563 | 15,824 | ||||||
Minerals Technologies Inc. |
33,398 | 2,332,516 | ||||||
Mosaic Co. (The) |
310,371 | 11,086,452 | ||||||
NewMarket Corp. |
7,455 | 2,525,530 | ||||||
Northern Technologies International Corp. |
1,582 | 24,125 | ||||||
Olin Corp. |
142,251 | 6,863,611 | ||||||
Origin Materials Inc.(a) |
119,540 | 814,067 | ||||||
Orion Engineered Carbons SA(a) |
57,668 | 1,051,288 | ||||||
PPG Industries Inc. |
222,175 | 31,773,247 | ||||||
PureCycle Technologies Inc.(a)(b) |
69,224 | 919,295 | ||||||
Quaker Chemical Corp. |
14,416 | 3,426,971 | ||||||
Rayonier Advanced Materials Inc.(a) |
47,753 | 358,147 | ||||||
RPM International Inc. |
124,006 | 9,629,066 | ||||||
Scotts Miracle-Gro Co. (The) |
36,793 | 5,385,023 | ||||||
Sensient Technologies Corp. |
42,008 | 3,826,089 | ||||||
Sherwin-Williams Co. (The) |
219,326 | 61,352,062 | ||||||
Stepan Co. |
23,019 | 2,599,766 | ||||||
Trecora Resources(a) |
17,002 | 139,076 | ||||||
Tredegar Corp. |
24,665 | 300,420 | ||||||
Trinseo SA |
31,380 | 1,693,892 | ||||||
Tronox Holdings PLC, Class A |
95,078 | 2,343,673 | ||||||
Valvoline Inc. |
178,299 | 5,559,363 | ||||||
Westlake Chemical Corp. |
34,350 | 3,130,659 | ||||||
Zymergen Inc.(a)(b) |
18,153 | 239,075 | ||||||
|
|
|||||||
686,251,917 | ||||||||
Commercial Services & Supplies — 0.5% | ||||||||
ABM Industries Inc. |
65,406 | 2,943,924 |
Security | Shares | Value | ||||||
Commercial Services & Supplies (continued) | ||||||||
ACCO Brands Corp. |
93,697 | $ | 804,857 | |||||
Acme United Corp. |
740 | 24,228 | ||||||
ACV Auctions Inc., Class A(a) |
33,482 | 598,993 | ||||||
ADT Inc. |
143,601 | 1,161,732 | ||||||
Aqua Metals Inc.(a)(b) |
50,207 | 103,929 | ||||||
ARC Document Solutions Inc. |
34,092 | 100,571 | ||||||
Brady Corp., Class A, NVS |
42,177 | 2,138,374 | ||||||
BrightView Holdings Inc.(a)(b) |
76,819 | 1,133,848 | ||||||
Brink’s Co. (The) |
50,388 | 3,189,560 | ||||||
Casella Waste Systems Inc., Class A(a) |
47,657 | 3,619,073 | ||||||
CECO Environmental Corp.(a) |
25,136 | 176,957 | ||||||
Charah Solutions Inc.(a)(b) |
8,031 | 36,943 | ||||||
Cimpress PLC(a)(b) |
17,016 | 1,477,499 | ||||||
Cintas Corp. |
81,378 | 30,977,350 | ||||||
Clean Harbors Inc.(a) |
50,090 | 5,202,848 | ||||||
CompX International Inc. |
257 | 5,341 | ||||||
Copart Inc.(a) |
198,763 | 27,572,403 | ||||||
CoreCivic Inc.(a) |
126,217 | 1,123,331 | ||||||
Covanta Holding Corp. |
118,509 | 2,384,401 | ||||||
Deluxe Corp. |
42,772 | 1,535,087 | ||||||
Document Security Systems Inc.(a)(b) |
15,518 | 20,018 | ||||||
Driven Brands Holdings Inc.(a)(b) |
59,397 | 1,715,979 | ||||||
Ennis Inc. |
24,754 | 466,613 | ||||||
Fuel Tech Inc.(a)(b) |
16,830 | 29,284 | ||||||
Harsco Corp.(a) |
75,841 | 1,285,505 | ||||||
Healthcare Services Group Inc. |
67,952 | 1,698,121 | ||||||
Heritage-Crystal Clean Inc.(a) |
16,209 | 469,737 | ||||||
Herman Miller Inc. |
64,675 | 2,435,661 | ||||||
HNI Corp. |
41,864 | 1,537,246 | ||||||
IAA Inc.(a) |
126,252 | 6,889,572 | ||||||
Interface Inc. |
50,409 | 763,696 | ||||||
JanOne Inc.(a) |
173 | 1,183 | ||||||
KAR Auction Services Inc.(a) |
126,252 | 2,069,270 | ||||||
Kimball International Inc., Class B |
55,773 | 624,658 | ||||||
Matthews International Corp., Class A |
34,128 | 1,183,900 | ||||||
Montrose Environmental Group Inc.(a)(b) |
24,459 | 1,510,099 | ||||||
MSA Safety Inc. |
32,868 | 4,788,868 | ||||||
NL Industries Inc. |
8,526 | 49,110 | ||||||
Odyssey Marine Exploration Inc.(a)(b) |
7,810 | 54,670 | ||||||
Performant Financial Corp.(a) |
33,953 | 134,454 | ||||||
Perma-Fix Environmental Services Inc.(a) |
9,177 | 61,027 | ||||||
Pitney Bowes Inc. |
107,368 | 774,123 | ||||||
Quad/Graphics Inc.(a) |
24,524 | 104,227 | ||||||
Quest Resource Holding Corp.(a) |
8,652 | 52,604 | ||||||
Republic Services Inc. |
176,699 | 21,214,482 | ||||||
Rollins Inc. |
211,889 | 7,486,038 | ||||||
RR Donnelley & Sons Co.(a) |
76,097 | 391,139 | ||||||
SP Plus Corp.(a) |
16,803 | 515,348 | ||||||
Steelcase Inc., Class A |
83,695 | 1,061,253 | ||||||
Stericycle Inc.(a)(b) |
82,313 | 5,594,815 | ||||||
Team Inc.(a) |
25,601 | 77,059 | ||||||
Tetra Tech Inc. |
51,331 | 7,665,772 | ||||||
U.S. Ecology Inc.(a) |
31,129 | 1,007,023 | ||||||
UniFirst Corp./MA |
13,218 | 2,810,411 | ||||||
Viad Corp.(a) |
17,078 | 775,512 | ||||||
Vidler Water Resouces Inc.(a) |
10,061 | 114,494 | ||||||
Virco Mfg. Corp.(a) |
8,212 | 28,331 | ||||||
VSE Corp. |
8,233 | 396,584 | ||||||
Waste Management Inc. |
342,579 | 51,167,599 |
S C H E D U L E O F I N V E S T M E N T S |
61 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Commercial Services & Supplies (continued) | ||||||||
Wilhelmina International Inc.(a) |
303 | $ | 1,630 | |||||
|
|
|||||||
215,338,364 | ||||||||
Communications Equipment — 0.8% | ||||||||
ADTRAN Inc. |
42,884 | 804,504 | ||||||
Applied Optoelectronics Inc.(a)(b) |
19,784 | 142,049 | ||||||
Arista Networks Inc.(a) |
51,725 | 17,774,779 | ||||||
Aviat Networks Inc.(a) |
14,922 | 490,337 | ||||||
BK Technologies Corp. |
15,451 | 43,649 | ||||||
Calix Inc.(a) |
59,084 | 2,920,522 | ||||||
Cambium Networks Corp.(a) |
6,149 | 222,532 | ||||||
Casa Systems Inc.(a)(b) |
25,963 | 176,029 | ||||||
Ciena Corp.(a) |
149,048 | 7,653,615 | ||||||
Cisco Systems Inc. |
3,917,283 | 213,217,714 | ||||||
Clearfield Inc.(a) |
9,063 | 400,131 | ||||||
ClearOne Inc.(a)(b) |
9,008 | 21,259 | ||||||
CommScope Holding Co. Inc.(a)(b) |
183,079 | 2,488,044 | ||||||
Communications Systems Inc.(a) |
7,827 | 67,704 | ||||||
Comtech Telecommunications Corp. |
23,759 | 608,468 | ||||||
Digi International Inc.(a) |
24,740 | 520,035 | ||||||
DZS Inc.(a) |
7,295 | 89,437 | ||||||
EMCORE Corp.(a) |
10,955 | 81,943 | ||||||
Extreme Networks Inc.(a) |
161,700 | 1,592,745 | ||||||
F5 Networks Inc.(a) |
57,631 | 11,455,890 | ||||||
Genasys Inc.(a)(b) |
26,229 | 135,866 | ||||||
Harmonic Inc.(a)(b) |
76,844 | 672,385 | ||||||
Infinera Corp.(a)(b) |
228,892 | 1,904,381 | ||||||
Inseego Corp.(a)(b) |
57,125 | 380,453 | ||||||
Juniper Networks Inc. |
293,359 | 8,073,240 | ||||||
KVH Industries Inc.(a) |
16,132 | 155,351 | ||||||
Lantronix Inc.(a) |
8,338 | 48,527 | ||||||
Lumentum Holdings Inc.(a)(b) |
73,719 | 6,158,485 | ||||||
Motorola Solutions Inc. |
155,748 | 36,183,375 | ||||||
NETGEAR Inc.(a) |
32,916 | 1,050,350 | ||||||
NetScout Systems Inc.(a) |
65,640 | 1,768,998 | ||||||
Network-1 Technologies Inc. |
9,297 | 27,581 | ||||||
Optical Cable Corp.(a) |
8,303 | 30,887 | ||||||
PCTEL Inc. |
11,956 | 74,366 | ||||||
Plantronics Inc.(a) |
32,990 | 848,173 | ||||||
Resonant Inc.(a)(b) |
28,521 | 69,021 | ||||||
Ribbon Communications Inc.(a) |
84,562 | 505,681 | ||||||
TESSCO Technologies Inc.(a) |
7,738 | 43,178 | ||||||
Ubiquiti Inc. |
4,685 | 1,399,269 | ||||||
Viasat Inc.(a) |
76,799 | 4,229,321 | ||||||
Viavi Solutions Inc.(a) |
212,186 | 3,339,808 | ||||||
Vislink Technologies Inc.(a)(b) |
4 | 7 | ||||||
|
|
|||||||
327,870,089 | ||||||||
Construction & Engineering — 0.2% | ||||||||
AECOM(a) |
129,190 | 8,158,348 | ||||||
Ameresco Inc., Class A(a) |
30,439 | 1,778,551 | ||||||
API Group Corp.(a)(b)(f) |
148,857 | 3,029,240 | ||||||
Arcosa Inc. |
43,986 | 2,206,778 | ||||||
Argan Inc. |
11,420 | 498,711 | ||||||
Comfort Systems USA Inc. |
33,367 | 2,379,734 | ||||||
Concrete Pumping Holdings Inc.(a)(b) |
10,986 | 93,820 | ||||||
Construction Partners Inc., Class A(a)(b) |
43,269 | 1,443,887 | ||||||
Dycom Industries Inc.(a) |
27,082 | 1,929,322 | ||||||
EMCOR Group Inc. |
52,619 | 6,071,180 | ||||||
Fluor Corp.(a) |
133,481 | 2,131,692 | ||||||
Granite Construction Inc. |
41,233 | 1,630,765 |
Security | Shares | Value | ||||||
Construction & Engineering (continued) | ||||||||
Great Lakes Dredge & Dock Corp.(a) |
51,004 | $ | 769,650 | |||||
Infrastructure and Energy Alternatives Inc.(a) |
9,555 | 109,214 | ||||||
INNOVATE Corp.(a)(b) |
38,548 | 158,047 | ||||||
Limbach Holdings Inc.(a) |
6,169 | 40,839 | ||||||
MasTec Inc.(a) |
49,763 | 4,293,552 | ||||||
Matrix Service Co.(a) |
25,161 | 263,184 | ||||||
MYR Group Inc.(a) |
17,177 | 1,709,112 | ||||||
Northwest Pipe Co.(a) |
9,333 | 221,192 | ||||||
NV5 Global Inc.(a) |
8,228 | 811,034 | ||||||
Orbital Energy Group Inc.(a)(b) |
25,666 | 79,051 | ||||||
Orion Group Holdings Inc.(a)(b) |
25,362 | 137,969 | ||||||
Primoris Services Corp. |
55,425 | 1,357,358 | ||||||
Quanta Services Inc. |
123,141 | 14,015,909 | ||||||
Sterling Construction Co. Inc.(a) |
18,793 | 426,037 | ||||||
Tutor Perini Corp.(a) |
34,491 | 447,693 | ||||||
Valmont Industries Inc. |
19,646 | 4,619,168 | ||||||
WillScot Mobile Mini Holdings Corp.(a) |
209,952 | 6,659,677 | ||||||
|
|
|||||||
67,470,714 | ||||||||
Construction Materials — 0.1% | ||||||||
Eagle Materials Inc. |
36,377 | 4,771,207 | ||||||
Forterra Inc.(a) |
17,944 | 422,761 | ||||||
Martin Marietta Materials Inc. |
58,253 | 19,903,885 | ||||||
Summit Materials Inc., Class A(a)(b) |
110,767 | 3,541,221 | ||||||
United State Lime & Minerals Inc. |
502 | 60,642 | ||||||
Vulcan Materials Co. |
121,033 | 20,473,942 | ||||||
|
|
|||||||
49,173,658 | ||||||||
Consumer Finance — 0.7% | ||||||||
Ally Financial Inc. |
328,782 | 16,784,321 | ||||||
American Express Co. |
598,152 | 100,208,405 | ||||||
Atlanticus Holdings Corp.(a)(b) |
7,610 | 403,787 | ||||||
Capital One Financial Corp. |
414,667 | 67,163,614 | ||||||
Consumer Portfolio Services Inc.(a) |
17,099 | 100,029 | ||||||
Credit Acceptance Corp.(a)(b) |
8,305 | 4,860,917 | ||||||
Curo Group Holdings Corp. |
32,168 | 557,471 | ||||||
Discover Financial Services |
278,365 | 34,197,140 | ||||||
Encore Capital Group Inc.(a)(b) |
35,229 | 1,735,733 | ||||||
Enova International Inc.(a) |
28,168 | 973,204 | ||||||
EZCORP Inc., Class A, NVS(a)(b) |
50,170 | 379,787 | ||||||
FirstCash Inc. |
41,341 | 3,617,338 | ||||||
Green Dot Corp., Class A(a) |
39,318 | 1,978,875 | ||||||
Katapult Holdings Inc.(a)(b) |
132,628 | 720,170 | ||||||
LendingClub Corp.(a)(b) |
85,056 | 2,401,981 | ||||||
LendingTree Inc.(a)(b) |
10,012 | 1,399,978 | ||||||
Navient Corp. |
154,279 | 3,043,925 | ||||||
Nelnet Inc., Class A |
23,958 | 1,898,432 | ||||||
Nicholas Financial Inc.(a) |
9,053 | 111,352 | ||||||
OneMain Holdings Inc. |
103,654 | 5,735,176 | ||||||
Oportun Financial Corp.(a)(b) |
9,799 | 245,269 | ||||||
PRA Group Inc.(a) |
42,416 | 1,787,410 | ||||||
PROG Holdings Inc. |
64,605 | 2,714,056 | ||||||
Regional Management Corp. |
9,457 | 550,208 | ||||||
Santander Consumer USA Holdings Inc. |
65,607 | 2,735,812 | ||||||
SLM Corp. |
302,985 | 5,332,536 | ||||||
SoFi Technologies Inc.(a)(b) |
546,646 | 8,680,738 | ||||||
Synchrony Financial |
529,568 | 25,885,284 | ||||||
Upstart Holdings Inc.(a) |
42,885 | 13,570,529 | ||||||
World Acceptance Corp.(a) |
5,094 | 965,721 | ||||||
|
|
|||||||
310,739,198 |
62 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Containers & Packaging — 0.4% | ||||||||
Amcor PLC |
1,425,286 | $ | 16,519,065 | |||||
AptarGroup Inc. |
58,100 | 6,934,235 | ||||||
Avery Dennison Corp. |
78,603 | 16,287,328 | ||||||
Ball Corp. |
302,126 | 27,182,276 | ||||||
Berry Global Group Inc.(a) |
125,686 | 7,651,764 | ||||||
Crown Holdings Inc. |
118,599 | 11,952,407 | ||||||
Graphic Packaging Holding Co. |
279,838 | 5,328,116 | ||||||
Greif Inc., Class A, NVS |
25,062 | 1,619,005 | ||||||
Greif Inc., Class B |
8,365 | 542,052 | ||||||
International Paper Co. |
369,231 | 20,647,397 | ||||||
Myers Industries Inc. |
25,236 | 493,869 | ||||||
O-I Glass Inc.(a) |
152,167 | 2,171,423 | ||||||
Packaging Corp. of America |
87,583 | 12,037,407 | ||||||
Pactiv Evergreen Inc. |
40,325 | 504,869 | ||||||
Ranpak Holdings Corp.(a)(b) |
29,904 | 802,025 | ||||||
Sealed Air Corp. |
135,943 | 7,448,317 | ||||||
Silgan Holdings Inc. |
90,007 | 3,452,669 | ||||||
Sonoco Products Co. |
93,973 | 5,598,911 | ||||||
TriMas Corp.(a) |
42,012 | 1,359,508 | ||||||
UFP Technologies Inc.(a) |
7,786 | 479,540 | ||||||
Westrock Co. |
246,312 | 12,273,727 | ||||||
|
|
|||||||
161,285,910 | ||||||||
Distributors — 0.1% | ||||||||
AMCON Distributing Co. |
53 | 7,896 | ||||||
Educational Development Corp. |
1,390 | 13,552 | ||||||
Funko Inc., Class A(a) |
16,409 | 298,808 | ||||||
Genuine Parts Co. |
129,947 | 15,753,475 | ||||||
Greenlane Holdings Inc., Class A(a)(b) |
6,465 | 15,322 | ||||||
LKQ Corp.(a) |
250,028 | 12,581,409 | ||||||
Pool Corp. |
36,671 | 15,930,249 | ||||||
Weyco Group Inc. |
7,760 | 175,842 | ||||||
|
|
|||||||
44,776,553 | ||||||||
Diversified Consumer Services — 0.2% | ||||||||
2U Inc.(a)(b) |
75,634 | 2,539,033 | ||||||
Adtalem Global Education Inc.(a) |
50,800 | 1,920,748 | ||||||
American Public Education Inc.(a) |
16,597 | 425,049 | ||||||
Beachbody Co. Inc. (The)(a)(b) |
137,237 | 760,293 | ||||||
Bright Horizons Family Solutions Inc.(a)(b) |
56,959 | 7,941,224 | ||||||
Carriage Services Inc. |
16,638 | 741,888 | ||||||
Chegg Inc.(a)(b) |
131,421 | 8,939,256 | ||||||
Coursera Inc.(a)(b) |
74,471 | 2,357,007 | ||||||
Duolingo Inc.(a) |
5,402 | 898,677 | ||||||
frontdoor Inc.(a) |
81,818 | 3,428,174 | ||||||
Graham Holdings Co., Class B |
3,232 | 1,904,165 | ||||||
Grand Canyon Education Inc.(a) |
41,138 | 3,618,499 | ||||||
H&R Block Inc. |
157,708 | 3,942,700 | ||||||
Houghton Mifflin Harcourt Co.(a)(b) |
106,325 | 1,427,945 | ||||||
Laureate Education Inc., Class A(a) |
102,663 | 1,744,244 | ||||||
Lincoln Educational Services Corp.(a) |
25,083 | 167,805 | ||||||
Mister Car Wash Inc.(a) |
45,845 | 836,671 | ||||||
OneSpaWorld Holdings Ltd.(a) |
30,592 | 305,002 | ||||||
Perdoceo Education Corp.(a) |
59,435 | 627,634 | ||||||
PowerSchool Holdings Inc., Class A(a) |
36,958 | 909,536 | ||||||
Regis Corp.(a)(b) |
33,898 | 117,965 | ||||||
Rover Group Inc.(a)(b) |
70,118 | 952,904 | ||||||
Select Interior Concepts Inc., Class A(a) |
42,571 | 613,874 | ||||||
Service Corp. International |
156,789 | 9,448,105 | ||||||
Strategic Education Inc. |
22,388 | 1,578,354 | ||||||
Stride Inc.(a)(b) |
42,454 | 1,525,797 |
Security | Shares | Value | ||||||
Diversified Consumer Services (continued) | ||||||||
Terminix Global Holdings Inc.(a) |
106,599 | $ | 4,441,980 | |||||
Universal Technical Institute Inc.(a) |
17,195 | 116,238 | ||||||
Vivint Smart Home Inc.(a)(b) |
37,021 | 349,849 | ||||||
WW International Inc.(a)(b) |
49,115 | 896,349 | ||||||
XpresSpa Group Inc.(a) |
63,852 | 93,863 | ||||||
Zovio Inc., Class A(a)(b) |
16,745 | 40,021 | ||||||
|
|
|||||||
65,610,849 | ||||||||
Diversified Financial Services — 1.2% | ||||||||
Alerus Financial Corp. |
15,674 | 468,339 | ||||||
A-Mark Precious Metals Inc. |
9,694 | 581,834 | ||||||
Berkshire Hathaway Inc., Class B(a) |
1,708,555 | 466,333,002 | ||||||
Cannae Holdings Inc.(a) |
76,102 | 2,367,533 | ||||||
Equitable Holdings Inc. |
364,533 | 10,804,758 | ||||||
FlexShopper Inc.(a) |
9,147 | 28,447 | ||||||
Greenidge Generation Holdings Inc.(a) |
651 | 16,626 | ||||||
GWG Holdings Inc.(a) |
186 | 1,860 | ||||||
LM Funding America Inc.(a) |
85 | 348 | ||||||
Marlin Business Services Corp. |
13,173 | 292,836 | ||||||
Voya Financial Inc. |
105,476 | 6,475,172 | ||||||
|
|
|||||||
487,370,755 | ||||||||
Diversified Telecommunication Services — 1.0% | ||||||||
Anterix Inc.(a)(b) |
24,831 | 1,507,242 | ||||||
AST SpaceMobile Inc.(a)(b) |
74,178 | 802,606 | ||||||
AT&T Inc. |
6,589,208 | 177,974,508 | ||||||
ATN International Inc. |
8,617 | 403,706 | ||||||
Bandwidth Inc., Class A(a)(b) |
19,716 | 1,779,961 | ||||||
Cogent Communications Holdings Inc. |
39,687 | 2,811,427 | ||||||
Consolidated Communications Holdings Inc.(a) |
68,148 | 626,280 | ||||||
EchoStar Corp., Class A(a)(b) |
42,149 | 1,075,221 | ||||||
Frontier Communications Parent Inc.(a)(b) |
193,108 | 5,381,920 | ||||||
Globalstar Inc.(a)(b) |
581,255 | 970,696 | ||||||
IDT Corp., Class B(a)(b) |
14,314 | 600,472 | ||||||
Iridium Communications Inc.(a) |
132,224 | 5,269,126 | ||||||
Liberty Global PLC, Class A(a) |
164,100 | 4,890,180 | ||||||
Liberty Global PLC, Class C, NVS(a)(b) |
317,804 | 9,362,506 | ||||||
Liberty Latin America Ltd., Class A(a) |
49,698 | 650,050 | ||||||
Liberty Latin America Ltd., Class C, NVS(a) |
141,421 | 1,855,444 | ||||||
Lumen Technologies Inc. |
939,280 | 11,637,679 | ||||||
Ooma Inc.(a) |
15,986 | 297,499 | ||||||
Radius Global Infrastructure Inc., Class A(a)(b) |
57,932 | 946,030 | ||||||
Verizon Communications Inc. |
3,831,445 | 206,936,344 | ||||||
|
|
|||||||
435,778,897 | ||||||||
Electric Utilities — 1.4% | ||||||||
ALLETE Inc. |
48,352 | 2,877,911 | ||||||
Alliant Energy Corp. |
239,177 | 13,389,129 | ||||||
American Electric Power Co. Inc. |
466,732 | 37,889,304 | ||||||
Avangrid Inc. |
68,950 | 3,350,970 | ||||||
Duke Energy Corp. |
714,278 | 69,706,390 | ||||||
Edison International |
351,929 | 19,521,502 | ||||||
Entergy Corp. |
183,449 | 18,218,320 | ||||||
Evergy Inc. |
217,025 | 13,498,955 | ||||||
Eversource Energy |
322,781 | 26,390,575 | ||||||
Exelon Corp. |
907,798 | 43,882,955 | ||||||
FirstEnergy Corp. |
517,099 | 18,419,066 | ||||||
Genie Energy Ltd., Class B |
16,740 | 109,312 | ||||||
Hawaiian Electric Industries Inc. |
100,698 | 4,111,499 | ||||||
IDACORP Inc. |
48,899 | 5,055,179 | ||||||
MGE Energy Inc. |
35,432 | 2,604,252 | ||||||
NextEra Energy Inc. |
1,809,143 | 142,053,908 |
S C H E D U L E O F I N V E S T M E N T S |
63 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Electric Utilities (continued) | ||||||||
NRG Energy Inc. |
227,512 | $ | 9,289,315 | |||||
OGE Energy Corp. |
188,364 | 6,208,477 | ||||||
Otter Tail Corp. |
43,084 | 2,411,412 | ||||||
PG&E Corp.(a)(b) |
1,387,869 | 13,323,542 | ||||||
Pinnacle West Capital Corp. |
108,500 | 7,851,060 | ||||||
PNM Resources Inc. |
75,387 | 3,730,149 | ||||||
Portland General Electric Co. |
83,755 | 3,935,647 | ||||||
PPL Corp. |
715,387 | 19,944,990 | ||||||
Southern Co. (The) |
979,503 | 60,699,801 | ||||||
Via Renewables Inc. |
15,934 | 162,367 | ||||||
Xcel Energy Inc. |
502,851 | 31,428,188 | ||||||
|
|
|||||||
580,064,175 | ||||||||
Electrical Equipment — 0.7% | ||||||||
Acuity Brands Inc. |
30,708 | 5,323,846 | ||||||
Advent Technologies Holdings Inc.(a)(b) |
58,503 | 508,976 | ||||||
Allied Motion Technologies Inc. |
11,454 | 358,281 | ||||||
American Superconductor Corp.(a)(b) |
41,731 | 608,438 | ||||||
AMETEK Inc. |
213,991 | 26,537,024 | ||||||
Array Technologies Inc.(a)(b) |
102,739 | 1,902,726 | ||||||
Atkore Inc.(a) |
40,911 | 3,555,984 | ||||||
AZZ Inc. |
24,982 | 1,329,042 | ||||||
Babcock & Wilcox Enterprises Inc.(a) |
50,711 | 325,057 | ||||||
Beam Global(a)(b) |
5,557 | 152,095 | ||||||
Blink Charging Co.(a)(b) |
33,778 | 966,389 | ||||||
Bloom Energy Corp., Class A(a)(b) |
154,031 | 2,883,460 | ||||||
Broadwind Inc.(a)(b) |
16,758 | 43,403 | ||||||
Capstone Green Energy Corp.(a) |
1,371 | 6,594 | ||||||
ChargePoint Holdings Inc.(a)(b) |
151,883 | 3,036,141 | ||||||
Eaton Corp. PLC |
372,462 | 55,612,301 | ||||||
Emerson Electric Co. |
555,683 | 52,345,339 | ||||||
Encore Wire Corp. |
17,464 | 1,656,111 | ||||||
Energous Corp.(a)(b) |
34,988 | 72,775 | ||||||
Energy Focus Inc.(a)(b) |
1,425 | 4,432 | ||||||
EnerSys |
41,622 | 3,098,342 | ||||||
Enovix Corp.(a)(b) |
90,475 | 1,709,073 | ||||||
Eos Energy Enterprises Inc.(a)(b) |
36,023 | 505,403 | ||||||
Espey Manufacturing & Electronics Corp. |
612 | 8,905 | ||||||
FuelCell Energy Inc.(a)(b) |
301,290 | 2,015,630 | ||||||
Generac Holdings Inc.(a)(b) |
59,333 | 24,247,617 | ||||||
GrafTech International Ltd. |
156,560 | 1,615,699 | ||||||
Hubbell Inc. |
50,064 | 9,045,063 | ||||||
Ideal Power Inc.(a)(b) |
636 | 9,680 | ||||||
LSI Industries Inc. |
24,657 | 191,092 | ||||||
nVent Electric PLC |
161,423 | 5,218,806 | ||||||
Ocean Power Technologies Inc.(a)(b) |
15 | 35 | ||||||
Orion Energy Systems Inc.(a) |
25,590 | 99,545 | ||||||
Pioneer Power Solutions Inc. |
7,653 | 25,408 | ||||||
Plug Power Inc.(a)(b) |
481,334 | 12,293,270 | ||||||
Powell Industries Inc. |
8,370 | 205,651 | ||||||
Preformed Line Products Co. |
650 | 42,276 | ||||||
Regal Beloit Corp. |
36,350 | 5,464,859 | ||||||
Rockwell Automation Inc. |
108,197 | 31,814,246 | ||||||
Romeo Power Inc.(a)(b) |
81,294 | 402,405 | ||||||
Sensata Technologies Holding PLC(a) |
153,054 | 8,375,115 | ||||||
Servotronics Inc.(a) |
113 | 1,312 | ||||||
Shoals Technologies Group Inc., Class A(a)(b) |
85,300 | 2,378,164 | ||||||
Stem Inc.(a)(b) |
102,500 | 2,448,725 | ||||||
Sunrun Inc.(a)(b) |
191,441 | 8,423,404 | ||||||
Sunworks Inc.(a)(b) |
21,813 | 133,932 | ||||||
Thermon Group Holdings Inc.(a)(b) |
26,214 | 453,764 |
Security | Shares | Value | ||||||
Electrical Equipment (continued) | ||||||||
TPI Composites Inc.(a)(b) |
36,120 | $ | 1,219,050 | |||||
Ultralife Corp.(a)(b) |
8,651 | 61,163 | ||||||
Vertiv Holdings Co. |
276,619 | 6,663,752 | ||||||
Vicor Corp.(a) |
22,726 | 3,048,920 | ||||||
Westwater Resources Inc.(a) |
21,668 | 77,571 | ||||||
|
|
|||||||
288,526,291 | ||||||||
Electronic Equipment, Instruments & Components — 0.8% | ||||||||
908 Devices Inc.(a)(b) |
14,635 | 475,930 | ||||||
ADDvantage Technologies Group Inc.(a)(b) |
7,632 | 18,012 | ||||||
Advanced Energy Industries Inc. |
34,182 | 2,999,470 | ||||||
Aeva Technologies Inc.(a)(b) |
85,178 | 676,313 | ||||||
Akoustis Technologies Inc.(a)(b) |
48,895 | 474,282 | ||||||
Amphenol Corp., Class A |
556,292 | 40,737,263 | ||||||
Arlo Technologies Inc.(a) |
59,451 | 381,081 | ||||||
Arrow Electronics Inc.(a) |
70,442 | 7,909,932 | ||||||
Autoscope Technologies Corp. |
7,777 | 57,628 | ||||||
Avnet Inc. |
99,953 | 3,695,262 | ||||||
Badger Meter Inc. |
25,526 | 2,581,700 | ||||||
Bel Fuse Inc., Class A |
246 | 3,535 | ||||||
Bel Fuse Inc., Class B, NVS |
8,430 | 104,785 | ||||||
Belden Inc. |
41,453 | 2,415,052 | ||||||
Benchmark Electronics Inc. |
43,012 | 1,148,851 | ||||||
CDW Corp./DE |
127,796 | 23,261,428 | ||||||
Cemtrex Inc.(a) |
788 | 914 | ||||||
ClearSign Technologies Corp.(a) |
2,687 | 5,374 | ||||||
Coda Octopus Group Inc.(a)(b) |
41,601 | 372,745 | ||||||
Cognex Corp. |
161,837 | 12,982,564 | ||||||
Coherent Inc.(a) |
24,427 | 6,108,948 | ||||||
Corning Inc. |
706,098 | 25,765,516 | ||||||
CPS Technologies Corp.(a)(b) |
8,230 | 40,903 | ||||||
CTS Corp. |
26,227 | 810,677 | ||||||
Daktronics Inc.(a) |
34,018 | 184,718 | ||||||
Data I/O Corp.(a) |
8,146 | 53,030 | ||||||
Digital Ally Inc.(a) |
889 | 1,076 | ||||||
Electro-Sensors Inc.(a) |
222 | 1,117 | ||||||
ePlus Inc.(a) |
15,886 | 1,630,062 | ||||||
Fabrinet(a) |
33,808 | 3,465,658 | ||||||
FARO Technologies Inc.(a) |
16,736 | 1,101,396 | ||||||
Frequency Electronics Inc.(a) |
8,146 | 84,718 | ||||||
Identiv Inc.(a) |
9,305 | 175,306 | ||||||
IEC Electronics Corp.(a)(b) |
8,604 | 131,899 | ||||||
II-VI Inc.(a)(b) |
100,897 | 5,989,246 | ||||||
Insight Enterprises Inc.(a)(b) |
33,747 | 3,039,930 | ||||||
Intellicheck Inc.(a)(b) |
11,597 | 94,979 | ||||||
IPG Photonics Corp.(a)(b) |
33,889 | 5,368,018 | ||||||
Iteris Inc.(a)(b) |
25,127 | 132,671 | ||||||
Itron Inc.(a) |
39,584 | 2,993,738 | ||||||
Jabil Inc. |
135,549 | 7,911,995 | ||||||
Key Tronic Corp.(a) |
8,587 | 55,816 | ||||||
Keysight Technologies Inc.(a) |
169,490 | 27,845,512 | ||||||
Kimball Electronics Inc.(a)(b) |
18,940 | 488,084 | ||||||
Knowles Corp.(a) |
85,495 | 1,602,176 | ||||||
LGL Group Inc. (The)(a) |
449 | 6,192 | ||||||
LightPath Technologies Inc., Class A(a)(b) |
9,255 | 19,713 | ||||||
Littelfuse Inc. |
23,672 | 6,468,847 | ||||||
Luna Innovations Inc.(a)(b) |
33,173 | 315,144 | ||||||
Methode Electronics Inc. |
33,922 | 1,426,420 | ||||||
MicroVision Inc.(a)(b) |
137,495 | 1,519,320 | ||||||
MICT Inc.(a)(b) |
46,844 | 72,608 | ||||||
Napco Security Technologies Inc.(a) |
9,278 | 399,696 |
64 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Electronic Equipment, Instruments & Components (continued) | ||||||||
National Instruments Corp. |
127,543 | $ | 5,003,512 | |||||
Neonode Inc.(a)(b) |
2,003 | 20,210 | ||||||
nLight Inc.(a) |
35,971 | 1,014,022 | ||||||
Novanta Inc.(a) |
33,130 | 5,118,585 | ||||||
OSI Systems Inc.(a)(b) |
15,966 | 1,513,577 | ||||||
Ouster Inc.(a)(b) |
73,477 | 537,852 | ||||||
PAR Technology Corp.(a)(b) |
19,833 | 1,219,928 | ||||||
PC Connection Inc. |
14,991 | 660,054 | ||||||
Plexus Corp.(a) |
25,082 | 2,242,582 | ||||||
Powerfleet Inc.(a) |
13,962 | 93,545 | ||||||
Research Frontiers Inc.(a) |
17,021 | 43,574 | ||||||
RF Industries Ltd.(a) |
8,153 | 65,795 | ||||||
Richardson Electronics Ltd. |
9,124 | 88,412 | ||||||
Rogers Corp.(a) |
17,017 | 3,173,330 | ||||||
Sanmina Corp.(a) |
70,620 | 2,721,695 | ||||||
ScanSource Inc.(a) |
25,171 | 875,699 | ||||||
Schmitt Industries Inc.(a) |
498 | 2,141 | ||||||
SigmaTron International Inc.(a)(b) |
7,617 | 67,639 | ||||||
SYNNEX Corp. |
39,690 | 4,131,729 | ||||||
Taitron Components Inc., Class A |
800 | 3,080 | ||||||
TE Connectivity Ltd. |
307,036 | 42,131,480 | ||||||
Teledyne Technologies Inc.(a) |
43,954 | 18,881,759 | ||||||
Trimble Inc.(a) |
235,559 | 19,374,728 | ||||||
TTM Technologies Inc.(a) |
91,893 | 1,155,095 | ||||||
Universal Security Instruments Inc.(a) |
622 | 3,446 | ||||||
Velodyne Lidar Inc.(a)(b) |
42,723 | 252,920 | ||||||
Vishay Intertechnology Inc. |
119,089 | 2,392,498 | ||||||
Vishay Precision Group Inc.(a) |
9,195 | 319,710 | ||||||
Vontier Corp. |
159,830 | 5,370,288 | ||||||
Wayside Technology Group Inc. |
830 | 22,385 | ||||||
Wireless Telecom Group Inc.(a) |
16,683 | 34,534 | ||||||
ZAGG Inc., NVS(c) |
23,161 | 2,084 | ||||||
Zebra Technologies Corp., Class A(a)(b) |
49,575 | 25,551,946 | ||||||
|
|
|||||||
349,697,084 | ||||||||
Energy Equipment & Services — 0.3% | ||||||||
Archrock Inc. |
126,693 | 1,045,217 | ||||||
Aspen Aerogels Inc.(a)(b) |
20,780 | 956,088 | ||||||
Baker Hughes Co. |
770,087 | 19,044,252 | ||||||
Bristow Group Inc.(a)(b) |
32,170 | 1,023,971 | ||||||
Cactus Inc., Class A |
60,887 | 2,296,658 | ||||||
ChampionX Corp.(a) |
206,695 | 4,621,700 | ||||||
Core Laboratories NV |
41,955 | 1,164,251 | ||||||
Dawson Geophysical Co.(a)(b) |
43,638 | 108,659 | ||||||
DMC Global Inc.(a) |
14,624 | 539,772 | ||||||
Dril-Quip Inc.(a) |
32,137 | 809,210 | ||||||
ENGlobal Corp.(a)(b) |
16,226 | 43,323 | ||||||
Enservco Corp.(a)(b) |
1,439 | 2,058 | ||||||
Exterran Corp.(a)(b) |
49,158 | 218,262 | ||||||
Forum Energy Technologies Inc.(a)(b) |
5,801 | 130,755 | ||||||
Frank’s International NV(a) |
78,648 | 231,225 | ||||||
Geospace Technologies Corp.(a) |
16,057 | 153,344 | ||||||
Gulf Island Fabrication Inc.(a) |
9,339 | 37,076 | ||||||
Halliburton Co. |
826,136 | 17,861,060 | ||||||
Helix Energy Solutions Group Inc.(a) |
128,176 | 497,323 | ||||||
Helmerich & Payne Inc. |
100,864 | 2,764,682 | ||||||
Independence Contract Drilling Inc.(a) |
1,050 | 3,150 | ||||||
ION Geophysical Corp.(a)(b) |
8,412 | 11,188 | ||||||
KLX Energy Services Holdings Inc.(a)(b) |
4,969 | 23,652 | ||||||
Liberty Oilfield Services Inc., Class A(a) |
97,583 | 1,183,682 | ||||||
Mammoth Energy Services Inc.(a)(b) |
25,316 | 73,670 |
Security | Shares | Value | ||||||
Energy Equipment & Services (continued) | ||||||||
MIND Technology Inc.(a) |
9,108 | $ | 17,123 | |||||
Nabors Industries Ltd.(a) |
5,529 | 533,438 | ||||||
Natural Gas Services Group Inc.(a) |
17 | 176 | ||||||
NCS Multistage Holdings Inc.(a)(b) |
5,486 | 161,014 | ||||||
Newpark Resources Inc.(a) |
83,690 | 276,177 | ||||||
NexTier Oilfield Solutions Inc.(a) |
154,332 | 709,927 | ||||||
Nine Energy Service Inc.(a)(b) |
15,612 | 28,570 | ||||||
Noble Corp.(a)(b) |
55,925 | 1,513,330 | ||||||
NOV Inc.(a) |
359,730 | 4,716,060 | ||||||
Oceaneering International Inc.(a) |
93,476 | 1,245,100 | ||||||
Oil States International Inc.(a)(b) |
65,502 | 418,558 | ||||||
Patterson-UTI Energy Inc. |
208,468 | 1,876,212 | ||||||
Profire Energy Inc.(a)(b) |
26,012 | 29,914 | ||||||
ProPetro Holding Corp.(a) |
77,473 | 670,141 | ||||||
Ranger Energy Services Inc.(a) |
5,103 | 46,948 | ||||||
RPC Inc.(a) |
44,990 | 218,651 | ||||||
Schlumberger NV |
1,313,881 | 38,943,433 | ||||||
SEACOR Marine Holdings Inc.(a)(b) |
42,659 | 197,511 | ||||||
Select Energy Services Inc., Class A(a) |
51,386 | 266,693 | ||||||
Smart Sand Inc.(a)(b) |
132,032 | 323,478 | ||||||
Solaris Oilfield Infrastructure Inc., Class A |
33,462 | 279,073 | ||||||
Superior Drilling Products Inc.(a)(b) |
8,294 | 14,515 | ||||||
TechnipFMC PLC(a) |
397,363 | 2,992,143 | ||||||
TETRA Technologies Inc.(a)(b) |
84,107 | 262,414 | ||||||
Tidewater Inc.(a) |
30,510 | 367,951 | ||||||
Transocean Ltd.(a) |
553,590 | 2,098,106 | ||||||
U.S. Silica Holdings Inc.(a) |
60,029 | 479,632 | ||||||
U.S. Well Services Inc.(a)(b) |
59,829 | 43,382 | ||||||
Valaris Ltd.(a)(b) |
60,640 | 2,115,123 | ||||||
Weatherford International PLC(a) |
60,604 | 1,192,081 | ||||||
|
|
|||||||
116,881,102 | ||||||||
Entertainment — 1.8% | ||||||||
Activision Blizzard Inc. |
725,623 | 56,155,964 | ||||||
AMC Entertainment Holdings Inc., Class A(a)(b) |
470,440 | 17,904,946 | ||||||
Ballantyne Strong Inc.(a) |
9,246 | 28,385 | ||||||
Chicken
Soup For The Soul Entertainment |
3,008 | 68,793 | ||||||
Cinedigm Corp., Class A(a) |
83,424 | 209,394 | ||||||
Cinemark Holdings Inc.(a) |
100,947 | 1,939,192 | ||||||
CuriosityStream Inc.(a)(b) |
56,444 | 594,920 | ||||||
Electronic Arts Inc. |
264,133 | 37,572,919 | ||||||
Gaia Inc., Class A(a)(b) |
16,766 | 158,942 | ||||||
Liberty Media Corp.-Liberty Braves, Class A(a) |
18,369 | 494,310 | ||||||
Liberty Media Corp.-Liberty Braves, Class C, NVS(a) |
33,201 | 877,170 | ||||||
Liberty Media Corp.-Liberty Formula One, Class A(a)(b) |
16,304 | 767,103 | ||||||
Liberty Media Corp.-Liberty Formula One, Class C, NVS(a) |
192,159 | 9,878,894 | ||||||
Lions Gate Entertainment Corp., Class A(a) |
53,433 | 758,214 | ||||||
Lions Gate Entertainment Corp., Class B, NVS(a) |
107,476 | 1,397,188 | ||||||
Live Nation Entertainment Inc.(a) |
122,503 | 11,163,698 | ||||||
Madison
Square Garden Entertainment |
24,041 | 1,747,060 | ||||||
Madison Square Garden Sports Corp.(a)(b) |
16,488 | 3,065,944 | ||||||
Marcus Corp. (The)(a) |
21,844 | 381,178 | ||||||
Netflix Inc.(a) |
409,667 | 250,036,157 | ||||||
Playstudios Inc.(a)(b) |
166,420 | 758,875 | ||||||
Playtika Holding Corp.(a)(b) |
96,151 | 2,656,652 | ||||||
Reading International Inc., Class A, NVS(a)(b) |
16,606 | 84,026 | ||||||
Roku Inc.(a)(b) |
108,054 | 33,858,721 | ||||||
Skillz Inc.(a)(b) |
225,969 | 2,219,016 | ||||||
Take-Two Interactive Software Inc.(a) |
108,065 | 16,649,575 |
S C H E D U L E O F I N V E S T M E N T S |
65 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Entertainment (continued) | ||||||||
Walt Disney Co. (The)(a) |
1,683,334 | $ | 284,769,613 | |||||
Warner Music Group Corp., Class A |
96,608 | 4,129,026 | ||||||
World Wrestling Entertainment Inc., Class A |
43,100 | 2,424,806 | ||||||
Zynga Inc., Class A(a) |
943,447 | 7,104,156 | ||||||
|
|
|||||||
749,854,837 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 3.2% | ||||||||
Acadia Realty Trust |
68,135 | 1,390,635 | ||||||
ACRE Realty Investors Inc.(a)(c) |
2,715 | 2,253 | ||||||
Agree Realty Corp. |
52,418 | 3,471,644 | ||||||
Alexander & Baldwin Inc. |
58,983 | 1,382,561 | ||||||
Alexander’s Inc. |
1,605 | 418,295 | ||||||
Alexandria Real Estate Equities Inc. |
128,502 | 24,552,877 | ||||||
American Assets Trust Inc. |
41,661 | 1,558,955 | ||||||
American Campus Communities Inc. |
127,234 | 6,164,487 | ||||||
American Finance Trust Inc. |
101,447 | 815,634 | ||||||
American Homes 4 Rent, Class A |
258,644 | 9,859,509 | ||||||
American Tower Corp. |
418,782 | 111,148,931 | ||||||
Americold Realty Trust |
237,243 | 6,891,909 | ||||||
Apartment Income REIT Corp. |
141,619 | 6,912,423 | ||||||
Apartment Investment & Management Co., Class A |
141,755 | 971,022 | ||||||
Apple Hospitality REIT Inc. |
222,308 | 3,496,905 | ||||||
Armada Hoffler Properties Inc. |
59,711 | 798,336 | ||||||
Ashford Hospitality Trust Inc.(a) |
19,795 | 291,382 | ||||||
AvalonBay Communities Inc. |
129,248 | 28,646,527 | ||||||
Bluerock Residential Growth REIT Inc., Class A |
20,526 | 261,501 | ||||||
Boston Properties Inc. |
130,904 | 14,183,448 | ||||||
Braemar Hotels & Resorts Inc.(a) |
24,593 | 119,276 | ||||||
Brandywine Realty Trust |
160,452 | 2,153,266 | ||||||
Brixmor Property Group Inc. |
280,488 | 6,201,590 | ||||||
Broadstone Net Lease Inc. |
136,609 | 3,389,269 | ||||||
BRT Apartments Corp. |
8,384 | 161,643 | ||||||
Camden Property Trust |
92,836 | 13,690,525 | ||||||
CareTrust REIT Inc. |
78,422 | 1,593,535 | ||||||
CatchMark Timber Trust Inc., Class A |
33,994 | 403,509 | ||||||
Cedar Realty Trust Inc. |
8,714 | 189,007 | ||||||
Centerspace |
9,970 | 942,165 | ||||||
Chatham Lodging Trust(a) |
31,225 | 382,506 | ||||||
CIM Commercial Trust Corp. |
8,030 | 72,752 | ||||||
City Office REIT Inc. |
59,437 | 1,061,545 | ||||||
Clipper Realty Inc. |
41,024 | 332,294 | ||||||
Columbia Property Trust Inc. |
117,519 | 2,235,211 | ||||||
Community Healthcare Trust Inc. |
18,416 | 832,219 | ||||||
Condor Hospitality Trust Inc.(a) |
5,731 | 39,945 | ||||||
CorEnergy Infrastructure Trust Inc. |
9,063 | 40,149 | ||||||
CorePoint Lodging Inc.(a) |
40,070 | 621,085 | ||||||
CoreSite Realty Corp. |
40,670 | 5,634,422 | ||||||
Corporate Office Properties Trust |
99,017 | 2,671,479 | ||||||
Cousins Properties Inc. |
137,060 | 5,110,967 | ||||||
Crown Castle International Corp. |
401,765 | 69,633,910 | ||||||
CTO Realty Growth Inc. |
9,200 | 494,592 | ||||||
CubeSmart |
180,828 | 8,761,117 | ||||||
CyrusOne Inc. |
117,085 | 9,063,550 | ||||||
DiamondRock Hospitality Co.(a) |
186,263 | 1,760,185 | ||||||
Digital Realty Trust Inc. |
263,608 | 38,078,176 | ||||||
DigitalBridge Group Inc.(a) |
463,371 | 2,794,127 | ||||||
Diversified Healthcare Trust |
223,179 | 756,577 | ||||||
Douglas Emmett Inc. |
158,010 | 4,994,696 | ||||||
Duke Realty Corp. |
348,471 | 16,681,307 | ||||||
Easterly Government Properties Inc. |
71,341 | 1,473,905 | ||||||
EastGroup Properties Inc. |
39,551 | 6,590,383 |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) | ||||||||
Empire State Realty Trust Inc., Class A |
117,033 | $ | 1,173,841 | |||||
EPR Properties |
76,122 | 3,758,904 | ||||||
Equinix Inc. |
83,101 | 65,660,593 | ||||||
Equity Commonwealth(a) |
118,545 | 3,079,799 | ||||||
Equity LifeStyle Properties Inc. |
160,746 | 12,554,263 | ||||||
Equity Residential |
314,869 | 25,479,199 | ||||||
Essential Properties Realty Trust Inc. |
103,534 | 2,890,669 | ||||||
Essex Property Trust Inc. |
61,494 | 19,662,092 | ||||||
Extra Space Storage Inc. |
125,402 | 21,066,282 | ||||||
Farmland Partners Inc. |
30,031 | 360,072 | ||||||
Federal Realty Investment Trust |
66,463 | 7,841,969 | ||||||
First Industrial Realty Trust Inc. |
123,542 | 6,434,067 | ||||||
Four Corners Property Trust Inc. |
59,766 | 1,605,315 | ||||||
Franklin Street Properties Corp., Class C |
84,706 | 393,036 | ||||||
Gaming and Leisure Properties Inc. |
201,882 | 9,351,174 | ||||||
GEO Group Inc. (The) |
108,883 | 813,356 | ||||||
Getty Realty Corp. |
42,216 | 1,237,351 | ||||||
Gladstone Commercial Corp. |
48,986 | 1,030,176 | ||||||
Gladstone Land Corp. |
42,455 | 966,700 | ||||||
Global Medical REIT Inc. |
50,278 | 739,087 | ||||||
Global Net Lease Inc. |
75,980 | 1,217,200 | ||||||
Global Self Storage Inc. |
8,115 | 41,792 | ||||||
Healthcare Realty Trust Inc. |
133,342 | 3,970,925 | ||||||
Healthcare Trust of America Inc., Class A |
213,188 | 6,323,156 | ||||||
Healthpeak Properties Inc. |
492,222 | 16,479,593 | ||||||
Hersha Hospitality Trust, Class A(a) |
40,652 | 379,283 | ||||||
Highwoods Properties Inc. |
100,988 | 4,429,334 | ||||||
Host Hotels & Resorts Inc.(a) |
646,201 | 10,552,462 | ||||||
Hudson Pacific Properties Inc. |
142,615 | 3,746,496 | ||||||
Independence Realty Trust Inc. |
99,960 | 2,034,186 | ||||||
Indus Realty Trust Inc. |
1,600 | 112,160 | ||||||
Industrial Logistics Properties Trust |
79,386 | 2,017,198 | ||||||
Innovative Industrial Properties Inc. |
22,619 | 5,228,834 | ||||||
Invitation Homes Inc. |
543,762 | 20,842,397 | ||||||
Iron Mountain Inc. |
272,758 | 11,851,335 | ||||||
iStar Inc. |
58,812 | 1,475,005 | ||||||
JBG SMITH Properties |
110,389 | 3,268,618 | ||||||
Kilroy Realty Corp. |
101,622 | 6,728,393 | ||||||
Kimco Realty Corp. |
564,646 | 11,716,404 | ||||||
Kite Realty Group Trust |
92,671 | 1,886,782 | ||||||
Lamar Advertising Co., Class A |
83,691 | 9,494,744 | ||||||
Lexington Realty Trust |
246,981 | 3,149,008 | ||||||
Life Storage Inc. |
74,436 | 8,540,787 | ||||||
LTC Properties Inc. |
34,272 | 1,086,080 | ||||||
Macerich Co. (The) |
157,024 | 2,623,871 | ||||||
Mack-Cali Realty Corp.(a) |
84,422 | 1,445,305 | ||||||
Medical Properties Trust Inc. |
573,667 | 11,513,497 | ||||||
Mid-America Apartment Communities Inc. |
109,413 | 20,432,878 | ||||||
Monmouth Real Estate Investment Corp. |
111,309 | 2,075,913 | ||||||
National Health Investors Inc. |
41,507 | 2,220,624 | ||||||
National Retail Properties Inc. |
165,850 | 7,163,061 | ||||||
National Storage Affiliates Trust |
83,716 | 4,419,368 | ||||||
NETSTREIT Corp. |
34,318 | 811,621 | ||||||
NexPoint Residential Trust Inc. |
17,534 | 1,085,004 | ||||||
Office Properties Income Trust |
40,052 | 1,014,517 | ||||||
Omega Healthcare Investors Inc. |
219,750 | 6,583,710 | ||||||
One Liberty Properties Inc. |
16,229 | 494,822 | ||||||
Outfront Media Inc. |
131,935 | 3,324,762 | ||||||
Paramount Group Inc. |
178,113 | 1,601,236 | ||||||
Park Hotels & Resorts Inc.(a) |
226,772 | 4,340,416 |
66 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) | ||||||||
Pebblebrook Hotel Trust |
124,861 | $ | 2,798,135 | |||||
Phillips Edison & Co. Inc. |
28,830 | 885,369 | ||||||
Physicians Realty Trust |
211,003 | 3,717,873 | ||||||
Piedmont Office Realty Trust Inc., Class A |
134,927 | 2,351,778 | ||||||
Plymouth Industrial REIT Inc. |
34,218 | 778,459 | ||||||
Postal Realty Trust Inc., Class A |
6,354 | 118,439 | ||||||
PotlatchDeltic Corp. |
59,983 | 3,093,923 | ||||||
Power REIT(a) |
239 | 11,942 | ||||||
Preferred Apartment Communities Inc. |
51,286 | 627,228 | ||||||
Prologis Inc. |
687,128 | 86,186,465 | ||||||
PS Business Parks Inc. |
19,413 | 3,042,794 | ||||||
Public Storage |
142,727 | 42,404,192 | ||||||
Rayonier Inc. |
136,601 | 4,873,924 | ||||||
Realty Income Corp. |
363,898 | 23,602,424 | ||||||
Regency Centers Corp. |
143,265 | 9,646,032 | ||||||
Retail Opportunity Investments Corp. |
115,206 | 2,006,888 | ||||||
Retail Properties of America Inc., Class A |
201,334 | 2,593,182 | ||||||
Retail Value Inc. |
20,559 | 541,318 | ||||||
Rexford Industrial Realty Inc. |
127,895 | 7,258,041 | ||||||
RLJ Lodging Trust |
160,056 | 2,378,432 | ||||||
RPT Realty |
53,689 | 685,072 | ||||||
Ryman Hospitality Properties Inc.(a) |
50,174 | 4,199,564 | ||||||
Sabra Health Care REIT Inc. |
184,782 | 2,719,991 | ||||||
Safehold Inc.(b) |
11,271 | 810,272 | ||||||
Saul Centers Inc. |
9,747 | 429,453 | ||||||
SBA Communications Corp. |
99,540 | 32,904,938 | ||||||
Seritage Growth Properties, Class A(a)(b) |
30,496 | 452,256 | ||||||
Service Properties Trust |
147,259 | 1,650,773 | ||||||
Simon Property Group Inc. |
308,310 | 40,071,051 | ||||||
SITE Centers Corp. |
149,575 | 2,309,438 | ||||||
SL Green Realty Corp. |
66,310 | 4,697,400 | ||||||
Sotherly Hotels Inc.(a) |
9,134 | 23,383 | ||||||
Spirit Realty Capital Inc. |
112,632 | 5,185,577 | ||||||
STAG Industrial Inc. |
142,405 | 5,589,396 | ||||||
STORE Capital Corp. |
226,825 | 7,265,205 | ||||||
Summit Hotel Properties Inc.(a) |
94,483 | 909,871 | ||||||
Sun Communities Inc. |
106,654 | 19,741,655 | ||||||
Sunstone Hotel Investors Inc.(a) |
204,054 | 2,436,405 | ||||||
Tanger Factory Outlet Centers Inc. |
90,060 | 1,467,978 | ||||||
Terreno Realty Corp. |
64,817 | 4,098,379 | ||||||
UDR Inc. |
253,897 | 13,451,463 | ||||||
UMH Properties Inc. |
27,913 | 639,208 | ||||||
Uniti Group Inc. |
242,787 | 3,003,275 | ||||||
Universal Health Realty Income Trust |
11,625 | 642,514 | ||||||
Urban Edge Properties |
107,677 | 1,971,566 | ||||||
Urstadt Biddle Properties Inc., Class A |
16,431 | 311,039 | ||||||
Ventas Inc. |
369,818 | 20,417,652 | ||||||
VEREIT Inc. |
211,964 | 9,587,132 | ||||||
VICI Properties Inc. |
577,792 | 16,415,071 | ||||||
Vornado Realty Trust |
149,668 | 6,287,553 | ||||||
Washington REIT |
93,930 | 2,324,767 | ||||||
Welltower Inc. |
389,329 | 32,080,710 | ||||||
Weyerhaeuser Co. |
707,195 | 25,154,926 | ||||||
Wheeler Real Estate Investment Trust Inc.(a) |
736 | 2,171 | ||||||
Whitestone REIT |
30,579 | 299,063 | ||||||
WP Carey Inc. |
166,899 | 12,190,303 | ||||||
Xenia Hotels & Resorts Inc.(a) |
98,746 | 1,751,754 | ||||||
|
|
|||||||
1,309,095,902 | ||||||||
Food & Staples Retailing — 1.2% | ||||||||
Albertsons Companies Inc., Class A |
91,082 | 2,835,383 |
Security | Shares | Value | ||||||
Food & Staples Retailing (continued) | ||||||||
Andersons Inc. (The) |
25,069 | $ | 772,877 | |||||
BJ’s Wholesale Club Holdings Inc.(a)(b) |
124,571 | 6,841,439 | ||||||
Casey’s General Stores Inc. |
35,718 | 6,731,057 | ||||||
Chefs’ Warehouse Inc. (The)(a)(b) |
24,719 | 805,098 | ||||||
Costco Wholesale Corp. |
408,680 | 183,640,358 | ||||||
Grocery Outlet Holding Corp.(a) |
79,014 | 1,704,332 | ||||||
HF Foods Group Inc.(a)(b) |
31,785 | 192,299 | ||||||
Ingles Markets Inc., Class A |
18,031 | 1,190,587 | ||||||
Kroger Co. (The) |
632,074 | 25,554,752 | ||||||
MedAvail Holdings Inc.(a) |
25 | 73 | ||||||
Performance Food Group Co.(a) |
139,857 | 6,497,756 | ||||||
PriceSmart Inc. |
18,002 | 1,396,055 | ||||||
Rite Aid Corp.(a)(b) |
48,862 | 693,840 | ||||||
SpartanNash Co. |
48,876 | 1,070,384 | ||||||
Sprouts Farmers Market Inc.(a) |
110,949 | 2,570,688 | ||||||
Sysco Corp. |
471,218 | 36,990,613 | ||||||
U.S. Foods Holding Corp.(a) |
203,542 | 7,054,766 | ||||||
United Natural Foods Inc.(a) |
62,654 | 3,033,707 | ||||||
Village Super Market Inc., Class A |
7,857 | 170,340 | ||||||
Walmart Inc. |
1,328,424 | 185,155,737 | ||||||
Walgreens Boots Alliance Inc. |
670,070 | 31,526,794 | ||||||
Weis Markets Inc. |
15,609 | 820,253 | ||||||
|
|
|||||||
507,249,188 | ||||||||
Food Products — 0.9% | ||||||||
Alico Inc. |
649 | 22,222 | ||||||
AppHarvest Inc.(a)(b) |
56,365 | 367,500 | ||||||
Arcadia Biosciences Inc.(a)(b) |
219 | 453 | ||||||
Archer-Daniels-Midland Co. |
520,569 | 31,239,346 | ||||||
B&G Foods Inc.(b) |
58,038 | 1,734,756 | ||||||
Beyond Meat Inc.(a)(b) |
55,873 | 5,881,192 | ||||||
Bridgford Foods Corp.(a) |
641 | 7,679 | ||||||
Bunge Ltd. |
120,085 | 9,765,312 | ||||||
Calavo Growers Inc. |
18,278 | 698,951 | ||||||
Cal-Maine Foods Inc.(b) |
39,148 | 1,415,592 | ||||||
Campbell Soup Co. |
192,474 | 8,047,338 | ||||||
Coffee Holding Co. Inc.(a)(b) |
8,234 | 37,465 | ||||||
Conagra Brands Inc. |
440,414 | 14,916,822 | ||||||
Darling Ingredients Inc.(a) |
151,955 | 10,925,564 | ||||||
Farmer Bros. Co.(a) |
5,634 | 47,382 | ||||||
Flowers Foods Inc. |
192,194 | 4,541,544 | ||||||
Fresh Del Monte Produce Inc. |
30,896 | 995,469 | ||||||
Freshpet Inc.(a)(b) |
42,162 | 6,016,096 | ||||||
General Mills Inc. |
559,545 | 33,471,982 | ||||||
Hain Celestial Group Inc. (The)(a) |
84,609 | 3,619,573 | ||||||
Hershey Co. (The) |
137,031 | 23,192,497 | ||||||
Hormel Foods Corp. |
268,736 | 11,018,176 | ||||||
Hostess Brands Inc.(a)(b) |
141,452 | 2,457,021 | ||||||
Ingredion Inc. |
59,154 | 5,265,298 | ||||||
J&J Snack Foods Corp. |
15,497 | 2,368,252 | ||||||
JM Smucker Co. (The) |
102,544 | 12,308,356 | ||||||
John B Sanfilippo & Son Inc. |
7,857 | 642,074 | ||||||
Kellogg Co. |
232,247 | 14,845,228 | ||||||
Kraft Heinz Co. (The) |
616,534 | 22,700,782 | ||||||
Lamb Weston Holdings Inc. |
137,399 | 8,432,177 | ||||||
Lancaster Colony Corp. |
19,198 | 3,240,814 | ||||||
Landec Corp.(a)(b) |
25,216 | 232,491 | ||||||
Lifeway Foods Inc.(a)(b) |
7,644 | 42,730 | ||||||
Limoneira Co. |
9,112 | 147,341 | ||||||
McCormick & Co. Inc./MD, NVS |
234,302 | 18,985,491 | ||||||
Mission Produce Inc.(a) |
47,750 | 877,645 |
S C H E D U L E O F I N V E S T M E N T S |
67 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Food Products (continued) | ||||||||
Mondelez International Inc., Class A |
1,299,315 | $ | 75,594,147 | |||||
Pilgrim’s Pride Corp.(a) |
56,585 | 1,645,492 | ||||||
Post Holdings Inc.(a) |
58,395 | 6,432,793 | ||||||
RiceBran Technologies(a)(b) |
8,319 | 4,908 | ||||||
Rocky Mountain Chocolate Factory Inc.(a) |
7,604 | 56,270 | ||||||
S&W Seed Co.(a)(b) |
9,361 | 24,245 | ||||||
Sanderson Farms Inc. |
22,070 | 4,153,574 | ||||||
Seaboard Corp. |
183 | 750,298 | ||||||
Seneca Foods Corp., Class A(a) |
7,737 | 373,078 | ||||||
Seneca Foods Corp., Class B(a) |
117 | 5,797 | ||||||
Simply Good Foods Co. (The)(a) |
78,884 | 2,720,709 | ||||||
Tattooed Chef Inc.(a)(b) |
36,755 | 677,395 | ||||||
Tootsie Roll Industries Inc. |
25,373 | 772,100 | ||||||
TreeHouse Foods Inc.(a) |
51,181 | 2,041,098 | ||||||
Tyson Foods Inc., Class A |
268,751 | 21,215,204 | ||||||
Utz Brands Inc. |
80,411 | 1,377,440 | ||||||
Vital Farms Inc.(a)(b) |
18,289 | 321,338 | ||||||
Whole Earth Brands Inc.(a) |
57,616 | 665,465 | ||||||
|
|
|||||||
379,339,962 | ||||||||
Gas Utilities — 0.1% | ||||||||
Atmos Energy Corp. |
124,288 | 10,962,202 | ||||||
Chesapeake Utilities Corp. |
16,100 | 1,932,805 | ||||||
National Fuel Gas Co. |
83,638 | 4,392,668 | ||||||
New Jersey Resources Corp. |
85,053 | 2,960,695 | ||||||
Northwest Natural Holding Co. |
31,151 | 1,432,634 | ||||||
ONE Gas Inc. |
50,011 | 3,169,197 | ||||||
RGC Resources Inc. |
2,385 | 54,020 | ||||||
South Jersey Industries Inc. |
114,046 | 2,424,618 | ||||||
Southwest Gas Holdings Inc. |
51,684 | 3,456,626 | ||||||
Spire Inc. |
48,909 | 2,992,253 | ||||||
UGI Corp. |
200,209 | 8,532,907 | ||||||
|
|
|||||||
42,310,625 | ||||||||
Health Care Equipment & Supplies — 3.5% | ||||||||
Abbott Laboratories |
1,637,841 | 193,478,157 | ||||||
ABIOMED Inc.(a)(b) |
42,814 | 13,936,813 | ||||||
Accelerate Diagnostics Inc.(a)(b) |
26,139 | 152,390 | ||||||
Accuray Inc.(a) |
82,219 | 324,765 | ||||||
Acutus Medical Inc.(a) |
17,929 | 158,492 | ||||||
Aethlon Medical Inc.(a)(b) |
415 | 1,602 | ||||||
Align Technology Inc.(a) |
68,481 | 45,569,312 | ||||||
Alphatec Holdings Inc.(a)(b) |
65,020 | 792,594 | ||||||
AngioDynamics Inc.(a) |
25,682 | 666,191 | ||||||
Apollo Endosurgery Inc.(a) |
72 | 652 | ||||||
Apyx Medical Corp.(a) |
25,138 | 348,161 | ||||||
Asensus Surgical Inc.(a)(b) |
211,631 | 391,517 | ||||||
Aspira Women’s Health Inc.(a)(b) |
39,406 | 128,070 | ||||||
AtriCure Inc.(a) |
44,104 | 3,067,433 | ||||||
Atrion Corp. |
1,031 | 719,122 | ||||||
Avanos Medical Inc.(a) |
47,338 | 1,476,946 | ||||||
Avinger Inc.(a) |
8 | 6 | ||||||
Axogen Inc.(a) |
41,049 | 648,574 | ||||||
Axonics Inc.(a)(b) |
39,835 | 2,592,860 | ||||||
Baxter International Inc. |
464,513 | 37,360,781 | ||||||
Becton Dickinson and Co. |
266,976 | 65,628,040 | ||||||
Beyond Air Inc.(a)(b) |
9,537 | 106,051 | ||||||
Biolase Inc.(a)(b) |
64,478 | 41,221 | ||||||
BioLife Solutions Inc.(a) |
18,964 | 802,556 | ||||||
Biomerica Inc.(a)(b) |
7,378 | 33,201 | ||||||
Boston Scientific Corp.(a) |
1,332,676 | 57,824,812 |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Butterfly Network Inc.(a)(b) |
120,441 | $ | 1,257,404 | |||||
Cardiovascular Systems Inc.(a) |
48,664 | 1,597,639 | ||||||
Cerus Corp.(a)(b) |
200,398 | 1,220,424 | ||||||
Chembio Diagnostics Inc.(a)(b) |
8,333 | 20,833 | ||||||
ClearPoint Neuro Inc.(a)(b) |
9,278 | 164,685 | ||||||
Co-Diagnostics Inc.(a)(b) |
32,477 | 316,001 | ||||||
Conformis Inc.(a) |
73,419 | 97,647 | ||||||
CONMED Corp. |
24,996 | 3,270,227 | ||||||
Cooper Companies Inc. (The) |
45,194 | 18,679,132 | ||||||
CryoLife Inc.(a) |
50,230 | 1,119,627 | ||||||
CryoPort Inc.(a)(b) |
46,658 | 3,103,224 | ||||||
Cutera Inc.(a) |
12,392 | 577,467 | ||||||
CytoSorbents Corp.(a)(b) |
24,353 | 197,746 | ||||||
Danaher Corp. |
585,789 | 178,337,603 | ||||||
DENTSPLY SIRONA Inc. |
202,165 | 11,735,678 | ||||||
Dexcom Inc.(a)(b) |
89,787 | 49,100,919 | ||||||
Eargo Inc.(a) |
14,437 | 97,161 | ||||||
Edwards Lifesciences Corp.(a) |
579,820 | 65,641,422 | ||||||
Ekso Bionics Holdings Inc.(a)(b) |
15,902 | 73,467 | ||||||
ElectroCore Inc.(a)(b) |
15,783 | 17,835 | ||||||
Electromed Inc.(a)(b) |
7,604 | 82,275 | ||||||
Envista Holdings Corp.(a)(b) |
151,594 | 6,338,145 | ||||||
Figs Inc., Class A(a) |
24,699 | 917,321 | ||||||
FONAR Corp.(a) |
7,779 | 120,263 | ||||||
Glaukos Corp.(a) |
39,986 | 1,926,126 | ||||||
Globus Medical Inc., Class A(a) |
68,381 | 5,239,352 | ||||||
Haemonetics Corp.(a) |
49,145 | 3,469,146 | ||||||
Helius Medical Technologies Inc.(a)(b) |
1,941 | 27,232 | ||||||
Heska Corp.(a) |
8,911 | 2,303,850 | ||||||
Hill-Rom Holdings Inc. |
60,220 | 9,033,000 | ||||||
Hologic Inc.(a) |
231,996 | 17,123,625 | ||||||
ICU Medical Inc.(a) |
18,788 | 4,384,743 | ||||||
IDEXX Laboratories Inc.(a) |
77,583 | 48,248,868 | ||||||
Inari Medical Inc.(a) |
29,585 | 2,399,343 | ||||||
Inogen Inc.(a) |
17,048 | 734,598 | ||||||
Insulet Corp.(a) |
63,754 | 18,120,799 | ||||||
Integer Holdings Corp.(a) |
34,074 | 3,044,171 | ||||||
Integra LifeSciences Holdings Corp.(a)(b) |
66,700 | 4,567,616 | ||||||
Intersect ENT Inc.(a) |
26,135 | 710,872 | ||||||
IntriCon Corp.(a)(b) |
7,782 | 141,321 | ||||||
Intuitive Surgical Inc.(a) |
109,824 | 109,181,530 | ||||||
Invacare Corp.(a) |
30,448 | 144,932 | ||||||
InVivo Therapeutics Holdings Corp.(a) |
16 | 11 | ||||||
iRadimed Corp.(a)(b) |
7,550 | 253,605 | ||||||
iRhythm Technologies Inc.(a) |
27,081 | 1,585,863 | ||||||
IRIDEX Corp.(a) |
8,245 | 63,157 | ||||||
Kewaunee Scientific Corp.(a) |
262 | 3,464 | ||||||
Lantheus Holdings Inc.(a)(b) |
65,064 | 1,670,844 | ||||||
LeMaitre Vascular Inc. |
23,177 | 1,230,467 | ||||||
LENSAR Inc.(a)(b) |
11,165 | 87,869 | ||||||
LivaNova PLC(a) |
51,658 | 4,090,797 | ||||||
Masimo Corp.(a) |
48,167 | 13,039,289 | ||||||
Medtronic PLC |
1,240,884 | 155,544,809 | ||||||
Meridian Bioscience Inc.(a) |
36,732 | 706,724 | ||||||
Merit Medical Systems Inc.(a) |
50,596 | 3,632,793 | ||||||
Mesa Laboratories Inc. |
5,671 | 1,714,684 | ||||||
Microbot Medical Inc.(a) |
17 | 120 | ||||||
Milestone Scientific Inc.(a)(b) |
9,155 | 17,120 | ||||||
Misonix Inc.(a) |
7,741 | 195,847 | ||||||
Motus GI Holdings Inc.(a)(b) |
9,476 | 6,534 |
68 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Natus Medical Inc.(a) |
32,902 | $ | 825,182 | |||||
Neogen Corp.(a) |
103,604 | 4,499,522 | ||||||
NeuroMetrix Inc.(a) |
10 | 101 | ||||||
Neuronetics Inc.(a)(b) |
32,980 | 216,349 | ||||||
Nevro Corp.(a) |
33,441 | 3,891,864 | ||||||
Novocure Ltd.(a) |
86,462 | 10,044,291 | ||||||
NuVasive Inc.(a)(b) |
49,082 | 2,937,558 | ||||||
OraSure Technologies Inc.(a) |
60,558 | 684,911 | ||||||
Ortho Clinical Diagnostics Holdings PLC(a) |
74,885 | 1,383,875 | ||||||
Orthofix Medical Inc.(a) |
16,897 | 644,114 | ||||||
OrthoPediatrics Corp.(a)(b) |
14,484 | 948,847 | ||||||
Outset Medical Inc.(a)(b) |
37,424 | 1,850,243 | ||||||
Owlet Inc.(a)(b) |
156,465 | 874,639 | ||||||
PAVmed Inc.(a)(b) |
116,902 | 998,343 | ||||||
Penumbra Inc.(a) |
32,137 | 8,564,510 | ||||||
Predictive Oncology Inc.(a)(b) |
6 | 8 | ||||||
Pro-Dex Inc.(a)(b) |
613 | 15,895 | ||||||
Pulmonx Corp.(a) |
36,790 | 1,323,704 | ||||||
Quidel Corp.(a)(b) |
36,191 | 5,108,360 | ||||||
Quotient Ltd.(a)(b) |
116,270 | 272,072 | ||||||
Repro-Med Systems Inc.(a) |
16,064 | 45,782 | ||||||
ResMed Inc. |
135,773 | 35,782,974 | ||||||
Retractable Technologies Inc.(a)(b) |
9,208 | 101,564 | ||||||
Rockwell Medical Inc.(a)(b) |
58,616 | 34,935 | ||||||
SeaSpine Holdings Corp.(a)(b) |
50,120 | 788,388 | ||||||
Second Sight Medical Products Inc.(a)(b) |
22,541 | 71,906 | ||||||
Senseonics Holdings Inc.(a)(b) |
356,950 | 1,210,060 | ||||||
Sensus Healthcare Inc.(a)(b) |
69,045 | 248,562 | ||||||
Shockwave Medical Inc.(a)(b) |
32,700 | 6,732,276 | ||||||
SI-BONE Inc.(a) |
31,160 | 667,447 | ||||||
Sientra Inc.(a) |
43,800 | 250,974 | ||||||
Silk Road Medical Inc.(a)(b) |
32,240 | 1,774,167 | ||||||
SiNtx Technologies Inc.(a)(b) |
13 | 17 | ||||||
SmileDirectClub Inc.(a)(b) |
70,872 | 377,039 | ||||||
Soliton Inc.(a)(b) |
6,119 | 124,583 | ||||||
STAAR Surgical Co.(a) |
43,291 | 5,564,192 | ||||||
Stereotaxis Inc.(a) |
38,652 | 207,948 | ||||||
STERIS PLC |
93,023 | 19,002,738 | ||||||
Strata Skin Sciences Inc.(a) |
1,191 | 2,191 | ||||||
Stryker Corp. |
311,967 | 82,271,937 | ||||||
Surgalign Holdings Inc.(a) |
51,463 | 56,095 | ||||||
Surmodics Inc.(a) |
9,514 | 528,978 | ||||||
Tactile Systems Technology Inc.(a) |
16,562 | 736,181 | ||||||
Tandem Diabetes Care Inc.(a)(b) |
56,080 | 6,694,830 | ||||||
Tela Bio Inc.(a) |
3,109 | 42,469 | ||||||
Teleflex Inc. |
43,415 | 16,347,918 | ||||||
ThermoGenesis Holdings Inc.(a) |
27 | 53 | ||||||
TransMedics Group Inc.(a) |
22,904 | 757,893 | ||||||
Treace Medical Concepts Inc.(a)(b) |
23,144 | 622,574 | ||||||
Utah Medical Products Inc. |
1,035 | 96,089 | ||||||
Vapotherm Inc.(a)(b) |
26,314 | 586,013 | ||||||
Varex Imaging Corp.(a) |
34,595 | 975,579 | ||||||
Venus Concept Inc.(a) |
14,453 | 36,277 | ||||||
ViewRay Inc.(a) |
91,509 | 659,780 | ||||||
VolitionRx Ltd.(a)(b) |
9,147 | 28,356 | ||||||
West Pharmaceutical Services Inc. |
67,071 | 28,474,322 | ||||||
Xtant Medical Holdings Inc.(a)(b) |
143 | 159 | ||||||
Zimmer Biomet Holdings Inc. |
195,128 | 28,558,934 | ||||||
Zomedica Corp.(a)(b) |
961,535 | 503,364 | ||||||
Zosano Pharma Corp.(a)(b) |
86,798 | 62,469 |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Zynex Inc.(a)(b) |
13,863 | $ | 157,900 | |||||
|
|
|||||||
1,471,249,886 | ||||||||
Health Care Providers & Services — 2.4% | ||||||||
1Life Healthcare Inc.(a) |
107,613 | 2,179,163 | ||||||
Acadia Healthcare Co. Inc.(a)(b) |
83,685 | 5,337,429 | ||||||
Accolade Inc.(a) |
53,412 | 2,252,384 | ||||||
AdaptHealth Corp.(a)(b) |
101,012 | 2,352,569 | ||||||
Addus HomeCare Corp.(a) |
15,171 | 1,209,887 | ||||||
Agiliti Inc.(a)(b) |
33,456 | 637,002 | ||||||
agilon health Inc.(a)(b) |
43,889 | 1,150,331 | ||||||
Alignment Healthcare Inc.(a)(b) |
30,688 | 490,394 | ||||||
Amedisys Inc.(a) |
31,788 | 4,739,591 | ||||||
American Shared Hospital Services(a) |
709 | 1,957 | ||||||
AmerisourceBergen Corp. |
140,424 | 16,773,647 | ||||||
AMN Healthcare Services Inc.(a) |
42,593 | 4,887,547 | ||||||
Anthem Inc. |
222,343 | 82,889,470 | ||||||
Apollo Medical Holdings Inc.(a)(b) |
34,970 | 3,184,018 | ||||||
Avalon GloboCare Corp.(a)(b) |
22,342 | 19,840 | ||||||
Aveanna Healthcare Holdings Inc.(a) |
66,134 | 530,395 | ||||||
Brookdale Senior Living Inc.(a) |
210,004 | 1,323,025 | ||||||
Cano Health Inc.(a)(b) |
154,508 | 1,959,161 | ||||||
Capital Senior Living Corp.(a) |
1,488 | 52,407 | ||||||
Cardinal Health Inc. |
276,214 | 13,661,544 | ||||||
CareMax Inc.(a) |
89,718 | 866,676 | ||||||
Castle Biosciences Inc.(a)(b) |
25,613 | 1,703,264 | ||||||
Centene Corp.(a) |
546,470 | 34,050,546 | ||||||
Chemed Corp. |
15,431 | 7,177,267 | ||||||
Cigna Corp. |
316,111 | 63,272,778 | ||||||
Clover Health Investments Corp.(a)(b) |
206,728 | 1,527,720 | ||||||
Community Health Systems Inc.(a) |
107,635 | 1,259,330 | ||||||
CorVel Corp.(a) |
8,578 | 1,597,395 | ||||||
Covetrus Inc.(a) |
89,944 | 1,631,584 | ||||||
Cross Country Healthcare Inc.(a) |
32,896 | 698,711 | ||||||
CVS Health Corp. |
1,208,612 | 102,562,814 | ||||||
CynergisTek Inc./DE(a)(b) |
7,910 | 14,238 | ||||||
DaVita Inc.(a) |
64,487 | 7,497,259 | ||||||
Encompass Health Corp. |
94,204 | 7,069,068 | ||||||
Ensign Group Inc. (The) |
44,839 | 3,357,993 | ||||||
Enzo Biochem Inc.(a) |
34,624 | 122,569 | ||||||
Exagen Inc.(a) |
5,170 | 70,312 | ||||||
Five Star Senior Living Inc.(a) |
15,887 | 69,585 | ||||||
Fulgent Genetics Inc.(a) |
16,584 | 1,491,731 | ||||||
Great Elm Group Inc.(a) |
6,307 | 14,317 | ||||||
Guardant Health Inc.(a) |
94,150 | 11,769,691 | ||||||
Hanger Inc.(a) |
34,692 | 761,836 | ||||||
HCA Healthcare Inc. |
225,428 | 54,715,884 | ||||||
HealthEquity Inc.(a) |
78,718 | 5,097,778 | ||||||
Henry Schein Inc.(a)(b) |
135,106 | 10,289,673 | ||||||
Hims & Hers Health Inc.(a) |
160,827 | 1,212,636 | ||||||
Humana Inc. |
118,839 | 46,246,197 | ||||||
InfuSystem Holdings Inc.(a)(b) |
16,774 | 218,565 | ||||||
Innovage Holding Corp.(a) |
36,158 | 239,004 | ||||||
Joint Corp. (The)(a) |
17,750 | 1,739,855 | ||||||
Laboratory Corp. of America Holdings(a) |
90,331 | 25,422,757 | ||||||
LHC Group Inc.(a)(b) |
31,051 | 4,872,212 | ||||||
LifeStance Health Group Inc.(a)(b) |
56,176 | 814,552 | ||||||
Magellan Health Inc.(a) |
22,015 | 2,081,518 | ||||||
McKesson Corp. |
143,773 | 28,665,461 | ||||||
MEDNAX Inc.(a) |
84,791 | 2,410,608 | ||||||
ModivCare Inc.(a) |
9,385 | 1,704,504 |
S C H E D U L E O F I N V E S T M E N T S |
69 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Providers & Services (continued) | ||||||||
Molina Healthcare Inc.(a) |
52,359 | $ | 14,205,520 | |||||
National HealthCare Corp. |
8,852 | 619,463 | ||||||
National Research Corp. |
8,888 | 374,807 | ||||||
Oak Street Health Inc.(a)(b) |
129,828 | 5,521,585 | ||||||
Ontrak Inc.(a)(b) |
10,101 | 101,414 | ||||||
Option Care Health Inc.(a) |
112,616 | 2,732,064 | ||||||
Owens & Minor Inc. |
77,644 | 2,429,481 | ||||||
Patterson Companies Inc. |
85,262 | 2,569,797 | ||||||
Pennant Group Inc. (The)(a) |
23,223 | 652,334 | ||||||
PetIQ Inc.(a) |
18,632 | 465,241 | ||||||
Premier Inc., Class A |
113,622 | 4,403,989 | ||||||
Privia Health Group Inc.(a) |
19,147 | 451,103 | ||||||
Progyny Inc.(a)(b) |
64,010 | 3,584,560 | ||||||
Psychemedics Corp.(a) |
7,628 | 64,838 | ||||||
Quest Diagnostics Inc. |
113,541 | 16,498,643 | ||||||
R1 RCM Inc.(a) |
123,773 | 2,724,244 | ||||||
RadNet Inc.(a) |
50,836 | 1,490,003 | ||||||
Regional Health Properties Inc.(a)(b) |
885 | 6,992 | ||||||
Select Medical Holdings Corp. |
95,400 | 3,450,618 | ||||||
Sharps Compliance Corp.(a)(b) |
9,065 | 74,968 | ||||||
Signify Health Inc., Class A(a)(b) |
26,094 | 466,300 | ||||||
SOC Telemed Inc.(a) |
135,955 | 307,258 | ||||||
Star Equity Holdings Inc.(a)(b) |
1,268 | 3,449 | ||||||
Surgery Partners Inc.(a)(b) |
26,577 | 1,125,270 | ||||||
Talkspace Inc.(a)(b) |
182,642 | 666,643 | ||||||
Tenet Healthcare Corp.(a) |
94,424 | 6,273,531 | ||||||
Tivity Health Inc.(a)(b) |
49,808 | 1,148,572 | ||||||
Triple-S Management Corp.(a) |
25,426 | 899,318 | ||||||
U.S. Physical Therapy Inc. |
10,124 | 1,119,714 | ||||||
UnitedHealth Group Inc. |
873,489 | 341,307,092 | ||||||
Universal Health Services Inc., Class B |
73,464 | 10,165,214 | ||||||
|
|
|||||||
1,005,853,674 | ||||||||
Health Care Technology — 0.3% | ||||||||
Allscripts Healthcare Solutions Inc.(a) |
122,723 | 1,640,806 | ||||||
American Well Corp., Class A(a)(b) |
166,919 | 1,520,632 | ||||||
CareCloud Inc.(a) |
6,317 | 48,136 | ||||||
Castlight Health Inc., Class B(a) |
41,305 | 64,849 | ||||||
Cerner Corp. |
270,605 | 19,083,065 | ||||||
Certara Inc.(a) |
86,225 | 2,854,047 | ||||||
Change Healthcare Inc.(a) |
250,423 | 5,243,858 | ||||||
Computer Programs & Systems Inc. |
8,610 | 305,311 | ||||||
Doximity Inc., Class A(a)(b) |
45,386 | 3,662,650 | ||||||
Evolent Health Inc., Class A(a)(b) |
78,437 | 2,431,547 | ||||||
GoodRx Holdings Inc., Class A(a)(b) |
58,967 | 2,418,826 | ||||||
Health Catalyst Inc.(a)(b) |
48,901 | 2,445,539 | ||||||
HealthStream Inc.(a) |
24,553 | 701,725 | ||||||
HTG Molecular Diagnostics Inc.(a) |
438 | 2,501 | ||||||
Icad Inc.(a) |
13,657 | 146,813 | ||||||
Inovalon Holdings Inc., Class A(a) |
65,553 | 2,641,130 | ||||||
Inspire Medical Systems Inc.(a) |
25,423 | 5,920,508 | ||||||
Multiplan Corp.(a)(b) |
245,123 | 1,380,042 | ||||||
NantHealth Inc.(a) |
21,929 | 35,306 | ||||||
NextGen Healthcare Inc.(a) |
42,609 | 600,787 | ||||||
Omnicell Inc.(a) |
40,538 | 6,017,055 | ||||||
OptimizeRx Corp.(a) |
22,417 | 1,917,774 | ||||||
Phreesia Inc.(a) |
50,139 | 3,093,576 | ||||||
Schrodinger Inc.(a)(b) |
45,614 | 2,494,174 | ||||||
SCWorx Corp.(a)(b) |
5,393 | 11,595 | ||||||
Sema4 Holdings Corp.(a)(b) |
116,113 | 881,298 | ||||||
Sharecare Inc.(a)(b) |
263,778 | 2,170,893 |
Security | Shares | Value | ||||||
Health Care Technology (continued) | ||||||||
Simulations Plus Inc.(b) |
18,195 | $ | 718,702 | |||||
Streamline Health Solutions Inc.(a)(b) |
17,805 | 31,159 | ||||||
Tabula Rasa HealthCare Inc.(a)(b) |
25,789 | 675,930 | ||||||
Teladoc Health Inc.(a)(b) |
148,056 | 18,774,981 | ||||||
Veeva Systems Inc., Class A(a) |
129,671 | 37,367,292 | ||||||
Vocera Communications Inc.(a)(b) |
27,302 | 1,249,340 | ||||||
|
|
|||||||
128,551,847 | ||||||||
Hotels, Restaurants & Leisure — 2.2% | ||||||||
Accel Entertainment Inc.(a)(b) |
58,481 | 709,959 | ||||||
Airbnb Inc., Class A(a) |
312,832 | 52,477,568 | ||||||
Allied Esports Entertainment Inc.(a) |
7,160 | 12,673 | ||||||
Aramark |
237,521 | 7,804,940 | ||||||
Ark Restaurants Corp.(a) |
295 | 4,572 | ||||||
Bally’s Corp.(a) |
23,643 | 1,185,460 | ||||||
BBQ Holdings Inc.(a) |
8,574 | 129,382 | ||||||
Biglari Holdings Inc., Class A(a)(b) |
19 | 15,580 | ||||||
Biglari Holdings Inc., Class B, NVS(a) |
199 | 34,190 | ||||||
BJ’s Restaurants Inc.(a) |
24,541 | 1,024,832 | ||||||
Bloomin’ Brands Inc.(a) |
82,710 | 2,067,750 | ||||||
Booking Holdings Inc.(a) |
38,198 | 90,677,086 | ||||||
Boyd Gaming Corp.(a) |
74,465 | 4,710,656 | ||||||
Brinker International Inc.(a) |
38,817 | 1,903,974 | ||||||
Caesars Entertainment Inc.(a) |
200,173 | 22,475,424 | ||||||
Canterbury Park Holding Corp. |
598 | 9,921 | ||||||
Carnival Corp.(a) |
750,985 | 18,782,135 | ||||||
Carrols Restaurant Group Inc. |
33,028 | 120,882 | ||||||
Century Casinos Inc.(a)(b) |
19,496 | 262,611 | ||||||
Cheesecake Factory Inc. (The)(a) |
42,017 | 1,974,799 | ||||||
Chipotle Mexican Grill Inc.(a) |
25,911 | 47,093,761 | ||||||
Choice Hotels International Inc. |
33,801 | 4,271,432 | ||||||
Churchill Downs Inc. |
34,030 | 8,169,922 | ||||||
Chuy’s Holdings Inc.(a)(b) |
16,617 | 523,934 | ||||||
Cracker Barrel Old Country Store Inc. |
24,467 | 3,421,465 | ||||||
Darden Restaurants Inc. |
123,494 | 18,705,636 | ||||||
Dave & Buster’s Entertainment Inc.(a) |
42,918 | 1,645,047 | ||||||
Del Taco Restaurants Inc. |
28,764 | 251,110 | ||||||
Denny’s Corp.(a) |
75,278 | 1,230,043 | ||||||
Dine Brands Global Inc.(a) |
16,627 | 1,350,279 | ||||||
Domino’s Pizza Inc. |
34,253 | 16,337,311 | ||||||
Dover Motorsports Inc. |
16,652 | 40,298 | ||||||
DraftKings Inc., Class A(a)(b) |
304,704 | 14,674,545 | ||||||
Drive Shack Inc.(a)(b) |
65,173 | 183,136 | ||||||
El Pollo Loco Holdings Inc.(a) |
19,091 | 322,638 | ||||||
Everi Holdings Inc.(a)(b) |
74,270 | 1,795,849 | ||||||
Expedia Group Inc.(a) |
135,298 | 22,175,342 | ||||||
Fiesta Restaurant Group Inc.(a)(b) |
33,329 | 365,286 | ||||||
Flanigan’s Enterprises Inc.(a)(b) |
198 | 5,283 | ||||||
Full House Resorts Inc.(a)(b) |
8,023 | 85,124 | ||||||
GAN Ltd.(a) |
55,319 | 822,594 | ||||||
Golden Entertainment Inc.(a) |
18,010 | 884,111 | ||||||
Golden Nugget Online Gaming Inc.(a) |
44,703 | 776,491 | ||||||
Good Times Restaurants Inc.(a)(b) |
9,070 | 46,438 | ||||||
Hilton Grand Vacations Inc.(a)(b) |
86,667 | 4,122,749 | ||||||
Hilton Worldwide Holdings Inc.(a) |
259,427 | 34,272,901 | ||||||
Hyatt Hotels Corp., Class A(a) |
40,528 | 3,124,709 | ||||||
Jack in the Box Inc. |
24,220 | 2,357,333 | ||||||
Krispy Kreme Inc.(a)(b) |
56,359 | 789,026 | ||||||
Kura Sushi USA Inc., Class A(a) |
2,417 | 105,575 | ||||||
Las Vegas Sands Corp.(a) |
311,855 | 11,413,893 | ||||||
Lindblad Expeditions Holdings Inc.(a)(b) |
22,669 | 330,741 |
70 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Hotels, Restaurants & Leisure (continued) | ||||||||
Luby’s Inc.(a)(b) |
17,514 | $ | 73,209 | |||||
Marriott International Inc./MD, Class A(a) |
252,564 | 37,402,203 | ||||||
Marriott Vacations Worldwide Corp. |
40,444 | 6,363,055 | ||||||
McDonald’s Corp. |
685,291 | 165,230,513 | ||||||
Membership
Collective Group Inc., |
61,073 | 759,748 | ||||||
MGM Resorts International |
367,286 | 15,848,391 | ||||||
Monarch Casino & Resort Inc.(a) |
8,375 | 561,041 | ||||||
Nathan’s Famous Inc. |
709 | 43,370 | ||||||
Noodles & Co.(a)(b) |
17,204 | 203,007 | ||||||
Norwegian Cruise Line Holdings Ltd.(a)(b) |
342,568 | 9,149,991 | ||||||
ONE Group Hospitality Inc. (The)(a) |
16,199 | 173,167 | ||||||
Papa John’s International Inc. |
31,541 | 4,005,392 | ||||||
Penn National Gaming Inc.(a)(b) |
140,217 | 10,160,124 | ||||||
Planet Fitness Inc., Class A(a) |
78,202 | 6,142,767 | ||||||
Playa Hotels & Resorts NV(a) |
68,436 | 567,334 | ||||||
PlayAGS Inc.(a) |
25,565 | 201,452 | ||||||
Potbelly Corp.(a)(b) |
24,561 | 166,524 | ||||||
Rave Restaurant Group Inc.(a) |
3,285 | 4,303 | ||||||
RCI Hospitality Holdings Inc. |
8,579 | 587,747 | ||||||
Red Robin Gourmet Burgers Inc.(a)(b) |
17,494 | 403,412 | ||||||
Red Rock Resorts Inc., Class A(a) |
60,931 | 3,120,886 | ||||||
Royal Caribbean Cruises Ltd.(a) |
205,910 | 18,315,694 | ||||||
Rush Street Interactive Inc.(a)(b) |
44,487 | 854,595 | ||||||
Ruth’s Hospitality Group Inc.(a) |
33,170 | 686,951 | ||||||
Scientific Games Corp./DE, Class A(a)(b) |
78,211 | 6,496,988 | ||||||
SeaWorld Entertainment Inc.(a) |
53,776 | 2,974,888 | ||||||
Shake Shack Inc., Class A(a) |
36,705 | 2,879,874 | ||||||
Six Flags Entertainment Corp.(a) |
69,099 | 2,936,707 | ||||||
Starbucks Corp. |
1,081,076 | 119,253,494 | ||||||
Target Hospitality Corp.(a) |
1,075 | 4,010 | ||||||
Texas Roadhouse Inc. |
70,056 | 6,398,214 | ||||||
Travel + Leisure Co. |
84,315 | 4,597,697 | ||||||
Vail Resorts Inc.(a) |
36,349 | 12,142,383 | ||||||
Wendy’s Co. (The) |
178,433 | 3,868,427 | ||||||
Wingstop Inc. |
26,114 | 4,280,868 | ||||||
Wyndham Hotels & Resorts Inc. |
86,081 | 6,644,592 | ||||||
Wynn Resorts Ltd.(a) |
99,497 | 8,432,371 | ||||||
Yum! Brands Inc. |
273,189 | 33,413,747 | ||||||
|
|
|||||||
903,427,532 | ||||||||
Household Durables — 0.5% | ||||||||
Aterian Inc.(a)(b) |
8,447 | 91,481 | ||||||
Bassett Furniture Industries Inc. |
17,719 | 320,891 | ||||||
Beazer Homes USA Inc.(a)(b) |
25,097 | 432,923 | ||||||
Cavco Industries Inc.(a) |
8,295 | 1,963,758 | ||||||
Century Communities Inc. |
23,345 | 1,434,550 | ||||||
Comstock Holding Companies Inc.(a) |
285 | 1,364 | ||||||
Cricut Inc., Class A(a)(b) |
24,598 | 678,413 | ||||||
Dixie Group Inc. (The)(a) |
16,094 | 78,217 | ||||||
DR Horton Inc. |
304,152 | 25,539,644 | ||||||
Emerson Radio Corp.(a)(b) |
16,988 | 19,156 | ||||||
Ethan Allen Interiors Inc. |
16,180 | 383,466 | ||||||
Flexsteel Industries Inc. |
13 | 401 | ||||||
Garmin Ltd. |
135,128 | 21,006,999 | ||||||
GoPro Inc., Class A(a) |
108,038 | 1,011,236 | ||||||
Green Brick Partners Inc.(a) |
59,785 | 1,226,788 | ||||||
Hamilton Beach Brands Holding Co., Class A |
28 | 439 | ||||||
Helen of Troy Ltd.(a) |
21,956 | 4,933,074 | ||||||
Hooker Furniture Corp. |
9,157 | 247,147 | ||||||
Hovnanian Enterprises Inc., Class A(a) |
5,680 | 547,495 | ||||||
Installed Building Products Inc. |
23,413 | 2,508,703 |
Security | Shares | Value | ||||||
Household Durables (continued) | ||||||||
iRobot Corp.(a)(b) |
25,474 | $ | 1,999,709 | |||||
KB Home |
77,098 | 3,000,654 | ||||||
La-Z-Boy Inc. |
42,967 | 1,384,826 | ||||||
Leggett & Platt Inc. |
126,778 | 5,684,726 | ||||||
Lennar Corp., Class A |
252,410 | 23,645,769 | ||||||
Lennar Corp., Class B |
14,911 | 1,156,945 | ||||||
LGI Homes Inc.(a)(b) |
18,191 | 2,581,485 | ||||||
Lifetime Brands Inc. |
8,751 | 159,181 | ||||||
Live Ventures Inc.(a) |
631 | 23,839 | ||||||
Lovesac Co. (The)(a)(b) |
7,600 | 502,284 | ||||||
M/I Homes Inc.(a) |
24,576 | 1,420,493 | ||||||
MDC Holdings Inc. |
51,465 | 2,404,445 | ||||||
Meritage Homes Corp.(a) |
33,710 | 3,269,870 | ||||||
Mohawk Industries Inc.(a) |
53,338 | 9,462,161 | ||||||
Nephros Inc.(a)(b) |
2,562 | 22,469 | ||||||
Newell Brands Inc. |
368,851 | 8,166,361 | ||||||
Nova Lifestyle Inc.(a) |
2,790 | 6,333 | ||||||
NVR Inc.(a) |
3,103 | 14,876,030 | ||||||
PulteGroup Inc. |
236,265 | 10,849,289 | ||||||
Purple Innovation Inc., Class A(a)(b) |
50,601 | 1,063,633 | ||||||
Skyline Champion Corp.(a) |
48,190 | 2,894,291 | ||||||
Sonos Inc.(a) |
115,836 | 3,748,453 | ||||||
Taylor Morrison Home Corp.(a) |
120,717 | 3,112,084 | ||||||
Tempur Sealy International Inc. |
189,200 | 8,780,772 | ||||||
Toll Brothers Inc. |
109,612 | 6,060,448 | ||||||
TopBuild Corp.(a)(b) |
30,466 | 6,239,742 | ||||||
Traeger Inc.(a) |
37,824 | 791,656 | ||||||
TRI Pointe Homes Inc.(a)(b) |
98,209 | 2,064,353 | ||||||
Tupperware Brands Corp.(a) |
44,774 | 945,627 | ||||||
Universal Electronics Inc.(a) |
10,107 | 497,770 | ||||||
VOXX International Corp.(a)(b) |
16,618 | 190,276 | ||||||
Vuzix Corp.(a)(b) |
56,996 | 596,178 | ||||||
Whirlpool Corp. |
57,791 | 11,781,273 | ||||||
Yunhong CTI Ltd.(a) |
230 | 439 | ||||||
|
|
|||||||
201,810,009 | ||||||||
Household Products — 1.1% | ||||||||
Central Garden & Pet Co.(a) |
8,600 | 412,800 | ||||||
Central Garden & Pet Co., Class A, NVS(a) |
41,532 | 1,785,876 | ||||||
Church & Dwight Co. Inc. |
225,501 | 18,619,617 | ||||||
Clorox Co. (The) |
115,602 | 19,144,847 | ||||||
Colgate-Palmolive Co. |
765,601 | 57,864,124 | ||||||
Energizer Holdings Inc. |
61,299 | 2,393,726 | ||||||
Kimberly-Clark Corp. |
311,793 | 41,293,865 | ||||||
Ocean Bio-Chem Inc. |
728 | 6,778 | ||||||
Oil-Dri Corp. of America |
7,593 | 265,755 | ||||||
Procter & Gamble Co. (The) |
2,242,484 | 313,499,263 | ||||||
Reynolds Consumer Products Inc. |
45,711 | 1,249,739 | ||||||
Spectrum Brands Holdings Inc. |
42,188 | 4,036,126 | ||||||
WD-40 Co. |
12,046 | 2,788,408 | ||||||
|
|
|||||||
463,360,924 | ||||||||
Independent Power and Renewable Electricity Producers — 0.1% | ||||||||
AES Corp. (The) |
603,113 | 13,769,070 | ||||||
Clearway Energy Inc., Class A |
33,120 | 933,984 | ||||||
Clearway Energy Inc., Class C |
66,112 | 2,001,210 | ||||||
Montauk Renewables Inc.(a)(b) |
73,440 | 824,731 | ||||||
Ormat Technologies Inc. |
47,015 | 3,131,669 | ||||||
Sunnova Energy International Inc.(a) |
86,383 | 2,845,456 | ||||||
Vistra Corp. |
467,249 | 7,989,958 | ||||||
|
|
|||||||
31,496,078 |
S C H E D U L E O F I N V E S T M E N T S |
71 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Industrial Conglomerates — 0.9% | ||||||||
3M Co. |
537,879 | $ | 94,354,734 | |||||
General Electric Co. |
1,020,317 | 105,123,261 | ||||||
Honeywell International Inc. |
641,744 | 136,229,416 | ||||||
Raven Industries Inc.(a) |
33,764 | 1,945,144 | ||||||
Roper Technologies Inc. |
97,723 | 43,597,162 | ||||||
|
|
|||||||
381,249,717 | ||||||||
Insurance — 2.0% | ||||||||
Aflac Inc. |
573,598 | 29,901,664 | ||||||
Alleghany Corp.(a) |
13,411 | 8,373,963 | ||||||
Allstate Corp. (The) |
273,537 | 34,823,995 | ||||||
Ambac Financial Group Inc.(a) |
40,530 | 580,390 | ||||||
American Equity Investment Life Holding Co. |
75,469 | 2,231,618 | ||||||
American Financial Group Inc./OH |
62,657 | 7,884,130 | ||||||
American International Group Inc. |
791,641 | 43,453,175 | ||||||
American National Group Inc. |
12,972 | 2,452,097 | ||||||
AMERISAFE Inc. |
22,681 | 1,273,765 | ||||||
Aon PLC, Class A |
208,600 | 59,611,622 | ||||||
Arch Capital Group Ltd.(a) |
366,180 | 13,980,752 | ||||||
Argo Group International Holdings Ltd. |
35,514 | 1,854,541 | ||||||
Arthur J Gallagher & Co. |
194,144 | 28,859,506 | ||||||
Assurant Inc. |
56,869 | 8,971,085 | ||||||
Assured Guaranty Ltd. |
71,514 | 3,347,570 | ||||||
Athene Holding Ltd., Class A(a) |
118,473 | 8,159,236 | ||||||
Atlantic American Corp.(b) |
749 | 3,138 | ||||||
Axis Capital Holdings Ltd. |
70,999 | 3,268,794 | ||||||
Brighthouse Financial Inc.(a) |
86,002 | 3,889,870 | ||||||
Brown & Brown Inc. |
222,116 | 12,316,332 | ||||||
BRP Group Inc., Class A(a) |
42,074 | 1,400,643 | ||||||
Chubb Ltd. |
407,801 | 70,745,318 | ||||||
Cincinnati Financial Corp. |
138,075 | 15,770,927 | ||||||
Citizens Inc./TX(a)(b) |
42,180 | 261,938 | ||||||
CNA Financial Corp. |
25,213 | 1,057,937 | ||||||
CNO Financial Group Inc. |
120,130 | 2,827,860 | ||||||
Conifer Holdings Inc.(a) |
833 | 2,399 | ||||||
Crawford & Co., Class A, NVS |
16,751 | 150,256 | ||||||
Crawford & Co., Class B |
9,138 | 81,876 | ||||||
Donegal Group Inc., Class A |
10,069 | 145,900 | ||||||
eHealth Inc.(a) |
24,014 | 972,567 | ||||||
Employers Holdings Inc. |
20,755 | 819,615 | ||||||
Enstar Group Ltd.(a) |
10,132 | 2,378,284 | ||||||
Erie Indemnity Co., Class A, NVS |
23,923 | 4,268,342 | ||||||
Everest Re Group Ltd. |
36,605 | 9,179,802 | ||||||
FedNat Holding Co. |
9,237 | 22,815 | ||||||
FG Financial Group Inc.(a) |
7,670 | 38,734 | ||||||
Fidelity National Financial Inc. |
240,083 | 10,885,363 | ||||||
First American Financial Corp. |
101,296 | 6,791,897 | ||||||
Genworth Financial Inc., Class A(a) |
438,516 | 1,644,435 | ||||||
Globe Life Inc. |
89,196 | 7,941,120 | ||||||
GoHealth Inc., Class A(a) |
51,168 | 257,375 | ||||||
Goosehead Insurance Inc., Class A |
17,312 | 2,636,444 | ||||||
Greenlight Capital Re Ltd., Class A(a) |
26,017 | 192,266 | ||||||
Hallmark Financial Services Inc.(a)(b) |
16,056 | 58,604 | ||||||
Hanover Insurance Group Inc. (The) |
33,729 | 4,371,953 | ||||||
Hartford Financial Services Group Inc. (The) |
322,704 | 22,669,956 | ||||||
HCI Group Inc. |
7,391 | 818,701 | ||||||
Hippo Holdings Inc.(a) |
343,409 | 1,607,154 | ||||||
Horace Mann Educators Corp. |
20,403 | 811,835 | ||||||
ICC Holdings Inc.(a)(b) |
1,139 | 19,340 | ||||||
Independence Holding Co. |
8,182 | 405,745 | ||||||
Investors Title Co. |
321 | 58,615 |
Security | Shares | Value | ||||||
Insurance (continued) | ||||||||
James River Group Holdings Ltd. |
23,359 | $ | 881,335 | |||||
Kemper Corp. |
59,462 | 3,971,467 | ||||||
Kingstone Companies Inc. |
7,675 | 50,809 | ||||||
Kingsway Financial Services Inc.(a) |
10,926 | 58,552 | ||||||
Kinsale Capital Group Inc. |
19,309 | 3,122,265 | ||||||
Lemonade Inc.(a)(b) |
35,378 | 2,370,680 | ||||||
Lincoln National Corp. |
158,198 | 10,876,113 | ||||||
Loews Corp. |
188,898 | 10,187,269 | ||||||
Maiden Holdings Ltd.(a)(b) |
34,051 | 107,601 | ||||||
Markel Corp.(a) |
12,602 | 15,061,028 | ||||||
Marsh & McLennan Companies Inc. |
470,937 | 71,313,990 | ||||||
MBIA Inc.(a) |
67,226 | 863,854 | ||||||
Mercury General Corp. |
27,532 | 1,532,706 | ||||||
MetLife Inc. |
677,020 | 41,792,445 | ||||||
MetroMile Inc.(a)(b) |
66,786 | 237,090 | ||||||
National Security Group Inc. (The) |
249 | 2,600 | ||||||
National Western Life Group Inc., Class A |
2,907 | 612,185 | ||||||
Old Republic International Corp. |
247,781 | 5,731,175 | ||||||
Oscar Health Inc., Class A(a) |
35,451 | 616,493 | ||||||
Palomar Holdings Inc.(a) |
22,938 | 1,854,079 | ||||||
Primerica Inc. |
40,430 | 6,211,261 | ||||||
Principal Financial Group Inc. |
232,723 | 14,987,361 | ||||||
ProAssurance Corp. |
36,192 | 860,646 | ||||||
Progressive Corp. (The) |
538,079 | 48,636,961 | ||||||
Prudential Financial Inc. |
359,568 | 37,826,554 | ||||||
Reinsurance Group of America Inc. |
64,845 | 7,214,655 | ||||||
RenaissanceRe Holdings Ltd. |
44,703 | 6,231,598 | ||||||
RLI Corp. |
42,736 | 4,285,139 | ||||||
Root Inc./OH, Class A(a)(b) |
51,330 | 270,509 | ||||||
Ryan
Specialty Group Holdings Inc., |
54,117 | 1,832,943 | ||||||
Safety Insurance Group Inc. |
11,576 | 917,398 | ||||||
Selective Insurance Group Inc. |
57,259 | 4,324,772 | ||||||
Selectquote Inc.(a)(b) |
115,447 | 1,492,730 | ||||||
SiriusPoint Ltd.(a) |
77,409 | 716,807 | ||||||
State Auto Financial Corp. |
16,137 | 822,180 | ||||||
Stewart Information Services Corp. |
16,242 | 1,027,469 | ||||||
Tiptree Inc. |
32,959 | 330,249 | ||||||
Travelers Companies Inc. (The) |
231,094 | 35,128,599 | ||||||
Trupanion Inc.(a)(b) |
31,784 | 2,468,663 | ||||||
Unico American Corp.(a) |
619 | 2,111 | ||||||
United Fire Group Inc. |
18,159 | 419,473 | ||||||
United Insurance Holdings Corp. |
9,723 | 35,295 | ||||||
Universal Insurance Holdings Inc. |
25,862 | 337,240 | ||||||
Unum Group |
202,586 | 5,076,805 | ||||||
W R Berkley Corp. |
128,185 | 9,380,578 | ||||||
White Mountains Insurance Group Ltd.(b) |
2,933 | 3,137,166 | ||||||
Willis Towers Watson PLC |
120,837 | 28,089,769 | ||||||
|
|
|||||||
839,841,926 | ||||||||
Interactive Media & Services — 5.9% | ||||||||
Alphabet Inc., Class A(a) |
278,321 | 744,096,760 | ||||||
Alphabet Inc., Class C, NVS(a) |
260,891 | 695,355,391 | ||||||
ANGI Inc.(a)(b) |
65,310 | 805,925 | ||||||
AutoWeb Inc.(a)(b) |
6,855 | 19,125 | ||||||
Bumble Inc., Class A(a)(b) |
64,439 | 3,220,661 | ||||||
Cargurus Inc.(a) |
82,185 | 2,581,431 | ||||||
Cars.com Inc.(a) |
67,237 | 850,548 | ||||||
DHI Group Inc.(a) |
34,693 | 165,139 | ||||||
Eventbrite Inc., Class A(a) |
75,503 | 1,427,762 | ||||||
EverQuote Inc., Class A(a) |
14,493 | 270,005 | ||||||
Facebook Inc., Class A(a) |
2,206,697 | 748,930,895 |
72 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Interactive Media & Services (continued) | ||||||||
fuboTV Inc.(a)(b) |
131,709 | $ | 3,155,748 | |||||
IAC/InterActiveCorp.(a) |
79,352 | 10,338,772 | ||||||
IZEA Worldwide Inc.(a) |
36,786 | 70,629 | ||||||
Liberty TripAdvisor Holdings Inc., Class A(a) |
66,715 | 206,149 | ||||||
Match Group Inc.(a)(b) |
258,392 | 40,564,960 | ||||||
MediaAlpha Inc., Class A(a)(b) |
17,350 | 324,098 | ||||||
Pinterest Inc., Class A(a) |
513,067 | 26,140,764 | ||||||
QuinStreet Inc.(a) |
33,540 | 588,962 | ||||||
Snap Inc., Class A, NVS(a)(b) |
973,577 | 71,918,133 | ||||||
Super League Gaming Inc.(a)(b) |
22,391 | 69,636 | ||||||
Travelzoo(a) |
8,155 | 94,598 | ||||||
TripAdvisor Inc.(a) |
86,382 | 2,924,031 | ||||||
TrueCar Inc.(a)(b) |
76,258 | 317,233 | ||||||
Twitter Inc.(a) |
746,061 | 45,054,624 | ||||||
Vimeo Inc.(a) |
148,363 | 4,357,421 | ||||||
Yelp Inc.(a) |
68,556 | 2,553,025 | ||||||
Zedge Inc., Class B(a)(b) |
7,732 | 103,300 | ||||||
Zillow Group Inc., Class A(a)(b) |
37,288 | 3,302,971 | ||||||
Zillow Group Inc., Class C, NVS(a)(b) |
161,955 | 14,274,714 | ||||||
ZoomInfo Technologies Inc., Class A(a) |
164,061 | 10,038,893 | ||||||
|
|
|||||||
2,434,122,303 | ||||||||
Internet & Direct Marketing Retail — 3.6% | ||||||||
1-800-Flowers.com Inc., Class A(a)(b) |
19,451 | 593,450 | ||||||
Amazon.com Inc.(a) |
403,250 | 1,324,692,380 | ||||||
CarParts.com Inc.(a)(b) |
27,502 | 429,306 | ||||||
Chewy Inc., Class A(a)(b) |
75,466 | 5,139,989 | ||||||
ContextLogic Inc., Class A(a)(b) |
300,856 | 1,642,674 | ||||||
DoorDash Inc., Class A(a)(b) |
142,396 | 29,330,728 | ||||||
Duluth Holdings Inc., Class B(a)(b) |
18,556 | 252,918 | ||||||
eBay Inc. |
604,114 | 42,088,622 | ||||||
Etsy Inc.(a) |
118,756 | 24,696,498 | ||||||
Groupon Inc.(a)(b) |
19,152 | 436,857 | ||||||
iMedia Brands Inc.(a) |
2,509 | 14,427 | ||||||
Lands’ End Inc.(a)(b) |
16,651 | 391,965 | ||||||
Liquidity Services Inc.(a)(b) |
24,937 | 538,889 | ||||||
Overstock.com Inc.(a)(b) |
42,361 | 3,300,769 | ||||||
PetMed Express Inc. |
23,506 | 631,606 | ||||||
Porch Group Inc.(a)(b) |
61,330 | 1,084,314 | ||||||
Poshmark Inc., Class A(a)(b) |
17,817 | 423,332 | ||||||
Quotient Technology Inc.(a)(b) |
64,065 | 372,858 | ||||||
Qurate Retail Inc., Series A |
339,413 | 3,458,619 | ||||||
RealReal Inc. (The)(a) |
56,229 | 741,098 | ||||||
Remark Holdings Inc.(a)(b) |
48,374 | 50,793 | ||||||
Revolve Group Inc.(a) |
37,382 | 2,309,086 | ||||||
Shutterstock Inc. |
18,719 | 2,121,237 | ||||||
Stamps.com Inc.(a) |
16,801 | 5,540,802 | ||||||
Stitch Fix Inc., Class A(a) |
67,567 | 2,699,302 | ||||||
ThredUp Inc., Class A(a) |
30,798 | 668,009 | ||||||
Waitr Holdings Inc.(a)(b) |
67,741 | 59,978 | ||||||
Wayfair Inc., Class A(a)(b) |
71,957 | 18,385,733 | ||||||
Xometry Inc., Class A(a) |
13,060 | 753,170 | ||||||
|
|
|||||||
1,472,849,409 | ||||||||
IT Services — 5.0% | ||||||||
Accenture PLC, Class A |
581,738 | 186,109,621 | ||||||
Affirm Holdings Inc.(a)(b) |
86,407 | 10,293,666 | ||||||
Akamai Technologies Inc.(a) |
152,544 | 15,954,577 | ||||||
ALJ Regional Holdings Inc.(a)(b) |
9,338 | 9,898 | ||||||
Alliance Data Systems Corp. |
43,328 | 4,371,362 | ||||||
Automatic Data Processing Inc. |
393,292 | 78,626,937 |
Security | Shares | Value | ||||||
IT Services (continued) | ||||||||
BigCommerce Holdings Inc., Series 1(a) |
54,894 | $ | 2,779,832 | |||||
Brightcove Inc.(a) |
33,008 | 380,912 | ||||||
Broadridge Financial Solutions Inc. |
102,254 | 17,039,607 | ||||||
Cantaloupe Inc.(a) |
66,409 | 715,889 | ||||||
Cass Information Systems Inc. |
9,942 | 416,073 | ||||||
Cloudflare Inc., Class A(a) |
244,870 | 27,584,605 | ||||||
Cognizant Technology Solutions Corp., Class A |
491,923 | 36,505,606 | ||||||
Computer Task Group Inc.(a) |
16,086 | 128,366 | ||||||
Concentrix Corp.(a) |
39,690 | 7,025,130 | ||||||
Conduent Inc.(a) |
167,345 | 1,102,804 | ||||||
CSG Systems International Inc. |
36,426 | 1,755,733 | ||||||
CSP Inc.(a) |
681 | 6,054 | ||||||
DigitalOcean Holdings Inc.(a)(b) |
17,538 | 1,361,475 | ||||||
DXC Technology Co.(a) |
222,444 | 7,476,343 | ||||||
EPAM Systems Inc.(a) |
52,569 | 29,989,563 | ||||||
ESC Srax Inc., NVS(b) |
10,943 | 657 | ||||||
Euronet Worldwide Inc.(a) |
46,800 | 5,956,704 | ||||||
EVERTEC Inc. |
58,871 | 2,691,582 | ||||||
Evo Payments Inc., Class A(a)(b) |
41,330 | 978,694 | ||||||
Exela Technologies Inc.(a) |
45,594 | 88,452 | ||||||
ExlService Holdings Inc.(a) |
33,091 | 4,074,164 | ||||||
Fastly Inc., Class A(a)(b) |
98,649 | 3,989,366 | ||||||
Fidelity National Information Services Inc. |
574,160 | 69,863,789 | ||||||
Fiserv Inc.(a) |
555,843 | 60,308,965 | ||||||
FleetCor Technologies Inc.(a) |
77,525 | 20,254,957 | ||||||
Flywire Corp.(a)(b) |
18,399 | 806,612 | ||||||
Gartner Inc.(a) |
77,740 | 23,623,631 | ||||||
Genpact Ltd. |
168,477 | 8,004,342 | ||||||
Global Payments Inc. |
271,510 | 42,784,546 | ||||||
GoDaddy Inc., Class A(a)(b) |
158,973 | 11,080,418 | ||||||
GreenSky Inc., Class A(a) |
43,539 | 486,766 | ||||||
Grid Dynamics Holdings Inc.(a)(b) |
40,428 | 1,181,306 | ||||||
Hackett Group Inc. (The) |
24,647 | 483,574 | ||||||
I3 Verticals Inc., Class A(a)(b) |
31,191 | 755,134 | ||||||
Information Services Group Inc. |
26,116 | 187,513 | ||||||
Innodata Inc.(a)(b) |
25,145 | 239,632 | ||||||
Inpixon(a) |
1 | 1 | ||||||
International Business Machines Corp. |
830,042 | 115,317,735 | ||||||
International Money Express Inc.(a)(b) |
44,172 | 737,672 | ||||||
Jack Henry & Associates Inc. |
69,418 | 11,388,717 | ||||||
Limelight Networks Inc.(a) |
149,168 | 355,020 | ||||||
LiveRamp Holdings Inc.(a) |
62,277 | 2,941,343 | ||||||
Marqeta Inc., Class A(a)(b) |
78,480 | 1,735,978 | ||||||
Mastercard Inc., Class A |
805,376 | 280,013,128 | ||||||
Maximus Inc. |
59,087 | 4,916,038 | ||||||
MoneyGram International Inc.(a)(b) |
51,132 | 410,079 | ||||||
MongoDB Inc.(a)(b) |
60,077 | 28,326,906 | ||||||
Okta Inc.(a) |
114,778 | 27,241,411 | ||||||
Paya Holdings Inc., Class A(a)(b) |
52,950 | 575,566 | ||||||
Paychex Inc. |
297,805 | 33,488,172 | ||||||
Payoneer Global Inc.(a) |
179,254 | 1,532,622 | ||||||
PayPal Holdings Inc.(a) |
1,086,813 | 282,799,611 | ||||||
Paysign Inc.(a)(b) |
31,231 | 84,324 | ||||||
Perficient Inc.(a)(b) |
33,533 | 3,879,768 | ||||||
PFSweb Inc.(a) |
16,049 | 207,032 | ||||||
Priority Technology Holdings Inc.(a)(b) |
6,781 | 45,297 | ||||||
Rackspace Technology Inc.(a)(b) |
35,378 | 503,075 | ||||||
Repay Holdings Corp.(a)(b) |
84,311 | 1,941,682 | ||||||
Sabre Corp.(a) |
302,690 | 3,583,850 | ||||||
ServiceSource International Inc.(a)(b) |
50,955 | 68,789 |
S C H E D U L E O F I N V E S T M E N T S |
73 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
IT Services (continued) | ||||||||
Shift4 Payments Inc., Class A(a)(b) |
46,417 | $ | 3,598,246 | |||||
Snowflake Inc., Class A(a) |
211,943 | 64,097,921 | ||||||
SolarWinds Corp. |
30,530 | 510,767 | ||||||
Square Inc., Class A(a)(b) |
369,828 | 88,699,548 | ||||||
Squarespace Inc., Class A(a)(b) |
25,972 | 1,003,558 | ||||||
StarTek Inc.(a) |
9,107 | 50,180 | ||||||
Steel Connect Inc.(a)(b) |
42,208 | 85,682 | ||||||
Switch Inc., Class A |
117,418 | 2,981,243 | ||||||
TaskUS Inc., Class A(a) |
14,132 | 937,941 | ||||||
TTEC Holdings Inc. |
16,315 | 1,525,942 | ||||||
Tucows Inc., Class A(a)(b) |
9,026 | 712,603 | ||||||
Twilio Inc., Class A(a) |
155,423 | 49,587,708 | ||||||
Unisys Corp.(a) |
56,620 | 1,423,427 | ||||||
Usio Inc.(a) |
908 | 5,375 | ||||||
VeriSign Inc.(a) |
86,904 | 17,816,189 | ||||||
Verra Mobility Corp.(a) |
113,287 | 1,707,235 | ||||||
Visa Inc., Class A |
1,559,638 | 347,409,364 | ||||||
Western Union Co. (The) |
379,013 | 7,663,643 | ||||||
WEX Inc.(a) |
40,636 | 7,157,625 | ||||||
WidePoint Corp.(a)(b) |
6,371 | 33,448 | ||||||
|
|
|||||||
2,086,576,318 | ||||||||
Leisure Products — 0.2% | ||||||||
Acushnet Holdings Corp. |
40,310 | 1,882,477 | ||||||
American Outdoor Brands Inc.(a) |
11,943 | 293,320 | ||||||
AMMO Inc.(a)(b) |
109,851 | 675,584 | ||||||
Brunswick Corp./DE |
73,274 | 6,980,814 | ||||||
Callaway Golf Co.(a) |
109,083 | 3,013,963 | ||||||
Clarus Corp. |
17,758 | 455,138 | ||||||
Escalade Inc. |
8,453 | 159,846 | ||||||
Genius Brands International Inc.(a)(b) |
423,097 | 575,412 | ||||||
Hasbro Inc. |
120,116 | 10,716,750 | ||||||
Hayward Holdings Inc.(a)(b) |
39,126 | 870,162 | ||||||
JAKKS Pacific Inc.(a)(b) |
1,371 | 16,287 | ||||||
Johnson Outdoors Inc., Class A |
7,755 | 820,479 | ||||||
Latham Group Inc.(a)(b) |
28,121 | 461,184 | ||||||
Malibu Boats Inc., Class A(a)(b) |
16,836 | 1,178,183 | ||||||
Marine Products Corp. |
28,158 | 352,257 | ||||||
MasterCraft Boat Holdings Inc.(a) |
17,303 | 433,959 | ||||||
Mattel Inc.(a) |
329,057 | 6,107,298 | ||||||
Nautilus Inc.(a)(b) |
25,435 | 236,800 | ||||||
Peloton Interactive Inc., Class A(a)(b) |
247,522 | 21,546,790 | ||||||
Polaris Inc. |
53,294 | 6,377,160 | ||||||
Smith & Wesson Brands Inc. |
50,253 | 1,043,252 | ||||||
Sturm Ruger & Co. Inc. |
14,719 | 1,085,968 | ||||||
Vinco Ventures Inc.(a)(b) |
105,792 | 678,127 | ||||||
Vista Outdoor Inc.(a) |
50,858 | 2,050,086 | ||||||
YETI Holdings Inc.(a)(b) |
81,303 | 6,966,854 | ||||||
|
|
|||||||
74,978,150 | ||||||||
Life Sciences Tools & Services — 1.4% | ||||||||
10X Genomics Inc., Class A(a) |
84,220 | 12,260,748 | ||||||
23andMe Holding Co., Class A(a)(b) |
106,702 | 966,720 | ||||||
Adaptive Biotechnologies Corp.(a)(b) |
100,756 | 3,424,696 | ||||||
Agilent Technologies Inc. |
283,963 | 44,732,691 | ||||||
Applied DNA Sciences Inc.(a) |
366 | 1,973 | ||||||
Avantor Inc.(a)(b) |
542,975 | 22,207,677 | ||||||
Berkeley Lights Inc.(a) |
42,491 | 831,124 | ||||||
BioNano Genomics Inc.(a)(b) |
232,499 | 1,278,744 | ||||||
Bio-Rad Laboratories Inc., Class A(a) |
18,728 | 13,970,152 | ||||||
Bio-Techne Corp. |
35,411 | 17,159,108 |
Security | Shares | Value | ||||||
Life Sciences Tools & Services (continued) | ||||||||
Bruker Corp. |
100,453 | $ | 7,845,379 | |||||
Champions Oncology Inc.(a)(b) |
5,899 | 60,229 | ||||||
Charles River Laboratories International Inc.(a) |
47,564 | 19,628,236 | ||||||
ChromaDex Corp.(a)(b) |
79,496 | 498,440 | ||||||
Codexis Inc.(a) |
42,943 | 998,854 | ||||||
Contra Aduro Biotech I(a)(c) |
4,142 | 12,426 | ||||||
Cytek Biosciences Inc.(a) |
30,884 | 661,226 | ||||||
Fluidigm Corp.(a)(b) |
57,716 | 380,348 | ||||||
Illumina Inc.(a) |
136,688 | 55,442,020 | ||||||
Inotiv Inc.(a)(b) |
7,733 | 226,113 | ||||||
IQVIA Holdings Inc.(a) |
177,691 | 42,564,102 | ||||||
Maravai LifeSciences Holdings Inc., Class A(a) |
95,898 | 4,706,674 | ||||||
Medpace Holdings Inc.(a) |
26,156 | 4,950,808 | ||||||
Mettler-Toledo International Inc.(a) |
21,517 | 29,636,655 | ||||||
NanoString Technologies Inc.(a)(b) |
47,394 | 2,275,386 | ||||||
Nautilus Biotechnology Inc.(a) |
121,208 | 744,217 | ||||||
NeoGenomics Inc.(a) |
114,574 | 5,527,050 | ||||||
Pacific Biosciences of California Inc.(a)(b) |
179,241 | 4,579,608 | ||||||
PerkinElmer Inc. |
102,163 | 17,703,826 | ||||||
Personalis Inc.(a) |
31,303 | 602,270 | ||||||
PPD Inc.(a) |
115,634 | 5,410,515 | ||||||
Quanterix Corp.(a) |
28,082 | 1,398,203 | ||||||
Quantum-Si Inc.(a)(b) |
94,706 | 789,848 | ||||||
Repligen Corp.(a) |
48,773 | 14,094,909 | ||||||
Seer Inc.(a)(b) |
35,621 | 1,229,993 | ||||||
Sotera Health Co.(a) |
102,344 | 2,676,296 | ||||||
Syneos Health Inc.(a) |
94,830 | 8,295,728 | ||||||
Thermo Fisher Scientific Inc. |
362,781 | 207,267,669 | ||||||
Waters Corp.(a) |
56,512 | 20,191,738 | ||||||
|
|
|||||||
577,232,399 | ||||||||
Machinery — 1.8% | ||||||||
AGCO Corp. |
60,017 | 7,353,883 | ||||||
AgEagle Aerial Systems Inc.(a)(b) |
96,361 | 290,047 | ||||||
Alamo Group Inc. |
7,707 | 1,075,358 | ||||||
Albany International Corp., Class A |
32,552 | 2,502,272 | ||||||
Allison Transmission Holdings Inc. |
103,793 | 3,665,969 | ||||||
Altra Industrial Motion Corp. |
57,892 | 3,204,322 | ||||||
Art’s-Way Manufacturing Co. Inc.(a) |
304 | 1,104 | ||||||
Astec Industries Inc. |
17,831 | 959,486 | ||||||
Barnes Group Inc. |
43,141 | 1,800,274 | ||||||
Blue Bird Corp.(a)(b) |
30,987 | 646,389 | ||||||
Caterpillar Inc. |
508,872 | 97,688,158 | ||||||
Chart Industries Inc.(a)(b) |
33,346 | 6,372,754 | ||||||
Chicago Rivet & Machine Co. |
125 | 3,359 | ||||||
CIRCOR International Inc.(a) |
17,496 | 577,543 | ||||||
Colfax Corp.(a) |
113,321 | 5,201,434 | ||||||
Columbus McKinnon Corp./NY |
33,806 | 1,634,520 | ||||||
Commercial Vehicle Group Inc.(a)(b) |
25,089 | 237,342 | ||||||
Crane Co. |
49,942 | 4,735,001 | ||||||
Cummins Inc. |
133,499 | 29,978,535 | ||||||
Deere & Co. |
263,846 | 88,406,879 | ||||||
Desktop Metal Inc., Class A(a)(b) |
176,766 | 1,267,412 | ||||||
Donaldson Co. Inc. |
119,314 | 6,849,817 | ||||||
Douglas Dynamics Inc. |
18,063 | 655,687 | ||||||
Dover Corp. |
132,362 | 20,582,291 | ||||||
Eastern Co. (The) |
7,699 | 193,707 | ||||||
Enerpac Tool Group Corp. |
50,851 | 1,054,141 | ||||||
EnPro Industries Inc. |
17,609 | 1,534,096 | ||||||
ESCO Technologies Inc. |
25,268 | 1,945,636 | ||||||
Evoqua Water Technologies Corp.(a)(b) |
103,525 | 3,888,399 |
74 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Machinery (continued) | ||||||||
ExOne Co. (The)(a) |
12,291 | $ | 287,364 | |||||
Federal Signal Corp. |
58,401 | 2,255,447 | ||||||
Flowserve Corp. |
128,412 | 4,452,044 | ||||||
Fortive Corp. |
333,169 | 23,511,736 | ||||||
Franklin Electric Co. Inc. |
33,920 | 2,708,512 | ||||||
FreightCar America Inc.(a)(b) |
9,174 | 41,558 | ||||||
Gates Industrial Corp. PLC(a) |
90,408 | 1,470,938 | ||||||
Gencor Industries Inc.(a) |
8,176 | 90,754 | ||||||
Gorman-Rupp Co. (The) |
16,938 | 606,550 | ||||||
Graco Inc. |
162,221 | 11,350,603 | ||||||
Graham Corp. |
8,589 | 106,504 | ||||||
Greenbrier Companies Inc. (The) |
33,269 | 1,430,234 | ||||||
Helios Technologies Inc. |
25,704 | 2,110,555 | ||||||
Hillenbrand Inc. |
68,085 | 2,903,825 | ||||||
Hillman Solutions Corp.(a) |
92,496 | 1,103,477 | ||||||
Hurco Companies Inc. |
7,825 | 252,434 | ||||||
Hydrofarm Holdings Group Inc.(a)(b) |
33,078 | 1,252,002 | ||||||
Hyliion Holdings Corp.(a)(b) |
87,438 | 734,479 | ||||||
Hyster-Yale Materials Handling Inc. |
8,483 | 426,356 | ||||||
Hyzon Motors Inc.(a)(b) |
85,168 | 591,066 | ||||||
IDEX Corp. |
69,832 | 14,451,732 | ||||||
Illinois Tool Works Inc. |
265,096 | 54,776,786 | ||||||
Ingersoll Rand Inc.(a) |
371,284 | 18,716,426 | ||||||
ITT Inc. |
83,601 | 7,176,310 | ||||||
John Bean Technologies Corp. |
31,154 | 4,378,695 | ||||||
Kadant Inc. |
12,588 | 2,569,211 | ||||||
Kennametal Inc. |
75,551 | 2,586,111 | ||||||
LB Foster Co., Class A(a) |
8,586 | 132,997 | ||||||
Lincoln Electric Holdings Inc. |
52,352 | 6,742,414 | ||||||
Lindsay Corp. |
8,710 | 1,322,091 | ||||||
LiqTech International Inc.(a)(b) |
10,921 | 59,847 | ||||||
LS Starrett Co. (The), Class A(a) |
7,777 | 97,135 | ||||||
Lydall Inc.(a) |
17,365 | 1,078,193 | ||||||
Manitex International Inc.(a) |
16,140 | 115,885 | ||||||
Manitowoc Co. Inc. (The)(a) |
41,136 | 881,133 | ||||||
Markforged Holding Corp.(a)(b) |
108,568 | 712,206 | ||||||
Mayville Engineering Co. Inc.(a) |
6,458 | 121,410 | ||||||
Meritor Inc.(a) |
78,985 | 1,683,170 | ||||||
Microvast Holdings Inc.(a)(b) |
220,668 | 1,813,891 | ||||||
Middleby Corp. (The)(a) |
52,628 | 8,973,600 | ||||||
Miller Industries Inc./TN |
10,523 | 358,203 | ||||||
Mueller Industries Inc. |
50,338 | 2,068,892 | ||||||
Mueller Water Products Inc., Class A |
151,294 | 2,302,695 | ||||||
Nikola Corp.(a)(b) |
217,428 | 2,319,957 | ||||||
NN Inc.(a)(b) |
27,639 | 145,105 | ||||||
Nordson Corp. |
50,338 | 11,987,995 | ||||||
Oshkosh Corp. |
60,010 | 6,143,224 | ||||||
Otis Worldwide Corp. |
396,703 | 32,640,723 | ||||||
P&F Industries Inc., Class A(a) |
689 | 4,568 | ||||||
PACCAR Inc. |
322,138 | 25,423,131 | ||||||
Parker-Hannifin Corp. |
120,243 | 33,622,348 | ||||||
Park-Ohio Holdings Corp. |
8,371 | 213,628 | ||||||
Pentair PLC |
151,456 | 11,000,249 | ||||||
Perma-Pipe International Holdings Inc.(a) |
8,145 | 63,205 | ||||||
Proterra Inc.(a)(b) |
165,788 | 1,676,117 | ||||||
Proto Labs Inc.(a)(b) |
25,128 | 1,673,525 | ||||||
RBC Bearings Inc.(a)(b) |
24,559 | 5,211,420 | ||||||
REV Group Inc. |
19,810 | 339,940 | ||||||
Rexnord Corp. |
117,335 | 7,543,467 | ||||||
Shyft Group Inc. (The) |
33,477 | 1,272,461 |
Security | Shares | Value | ||||||
Machinery (continued) | ||||||||
Snap-on Inc. |
48,543 | $ | 10,143,060 | |||||
SPX Corp.(a) |
48,522 | 2,593,501 | ||||||
SPX FLOW Inc. |
41,572 | 3,038,913 | ||||||
Standex International Corp. |
8,922 | 882,475 | ||||||
Stanley Black & Decker Inc. |
150,316 | 26,351,898 | ||||||
Taylor Devices Inc.(a) |
702 | 7,933 | ||||||
Tennant Co. |
18,016 | 1,332,283 | ||||||
Terex Corp. |
58,814 | 2,476,069 | ||||||
Timken Co. (The) |
59,271 | 3,877,509 | ||||||
Titan International Inc.(a) |
41,986 | 300,620 | ||||||
Toro Co. (The) |
102,174 | 9,952,769 | ||||||
Trinity Industries Inc. |
69,250 | 1,881,522 | ||||||
Twin Disc Inc.(a) |
8,531 | 90,940 | ||||||
Wabash National Corp. |
59,234 | 896,210 | ||||||
Watts Water Technologies Inc., Class A |
25,342 | 4,259,737 | ||||||
Welbilt Inc.(a) |
126,162 | 2,932,005 | ||||||
Westinghouse Air Brake Technologies Corp. |
175,724 | 15,149,166 | ||||||
Woodward Inc. |
58,840 | 6,660,688 | ||||||
Xylem Inc./NY |
170,030 | 21,029,310 | ||||||
|
|
|||||||
740,248,957 | ||||||||
Marine — 0.0% | ||||||||
Eagle Bulk Shipping Inc.(a) |
16,811 | 847,611 | ||||||
Genco Shipping & Trading Ltd. |
23,874 | 480,584 | ||||||
Kirby Corp.(a) |
57,647 | 2,764,750 | ||||||
Matson Inc. |
35,344 | 2,852,614 | ||||||
Pangaea Logistics Solutions Ltd. |
8,487 | 42,859 | ||||||
|
|
|||||||
6,988,418 | ||||||||
Media — 1.3% | ||||||||
Advantage Solutions Inc.(a)(b) |
99,244 | 858,461 | ||||||
Altice USA Inc., Class A(a) |
205,003 | 4,247,662 | ||||||
AMC Networks Inc., Class A(a) |
30,539 | 1,422,812 | ||||||
Beasley Broadcast Group Inc., Class A(a) |
904 | 2,405 | ||||||
Boston Omaha Corp., Class A(a)(b) |
19,516 | 756,830 | ||||||
Cable One Inc. |
4,632 | 8,398,418 | ||||||
Cardlytics Inc.(a) |
31,434 | 2,638,570 | ||||||
Charter Communications Inc., Class A(a)(b) |
117,901 | 85,780,052 | ||||||
Clear Channel Outdoor Holdings Inc.(a) |
392,728 | 1,064,293 | ||||||
Comcast Corp., Class A |
4,237,258 | 236,989,840 | ||||||
comScore Inc.(a)(b) |
43,676 | 170,336 | ||||||
Cumulus Media Inc., Class A(a)(b) |
40,906 | 501,098 | ||||||
Daily Journal Corp.(a)(b) |
251 | 80,413 | ||||||
DallasNews Corp. |
4,438 | 30,844 | ||||||
Discovery Inc., Class A(a)(b) |
150,739 | 3,825,756 | ||||||
Discovery Inc., Class C, NVS(a) |
298,542 | 7,245,614 | ||||||
DISH Network Corp., Class A(a) |
222,647 | 9,676,239 | ||||||
Emerald Holding Inc.(a) |
43,102 | 187,063 | ||||||
Entercom Communications Corp.(a) |
97,439 | 358,576 | ||||||
Entravision Communications Corp., Class A |
50,778 | 360,524 | ||||||
EW Scripps Co. (The), Class A |
50,009 | 903,163 | ||||||
Fluent Inc.(a)(b) |
91,846 | 208,490 | ||||||
Fox Corp., Class A, NVS |
297,914 | 11,949,331 | ||||||
Fox Corp., Class B |
126,104 | 4,680,980 | ||||||
Gannett Co. Inc.(a) |
111,241 | 743,090 | ||||||
Gray Television Inc. |
78,109 | 1,782,447 | ||||||
Gray Television Inc., Class A |
756 | 16,761 | ||||||
Hemisphere Media Group Inc.(a) |
8,611 | 104,882 | ||||||
Iheartmedia Inc., Class A(a) |
104,104 | 2,604,682 | ||||||
Insignia Systems Inc.(a)(b) |
1,165 | 8,516 | ||||||
Interpublic Group of Companies Inc. (The) |
370,216 | 13,575,821 |
S C H E D U L E O F I N V E S T M E N T S |
75 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Media (continued) | ||||||||
John Wiley & Sons Inc., Class A |
42,147 | $ | 2,200,495 | |||||
John Wiley & Sons Inc., Class B |
787 | 42,514 | ||||||
Lee Enterprises Inc.(a) |
5,300 | 119,992 | ||||||
Liberty Broadband Corp., Class A(a) |
23,561 | 3,966,494 | ||||||
Liberty Broadband Corp., Class C, NVS(a) |
134,910 | 23,298,957 | ||||||
Liberty
Media Corp.-Liberty SiriusXM, |
81,914 | 3,863,883 | ||||||
Liberty Media Corp.-Liberty SiriusXM, Class C, NVS(a) |
148,648 | 7,056,321 | ||||||
Loral Space & Communications Inc. |
17,329 | 745,320 | ||||||
Magnite Inc.(a)(b) |
104,960 | 2,938,880 | ||||||
Marchex Inc., Class B(a) |
25,428 | 75,903 | ||||||
Mediaco Holding Inc., Class A(a) |
858 | 10,004 | ||||||
Meredith Corp.(a) |
35,005 | 1,949,778 | ||||||
National CineMedia Inc. |
84,276 | 300,023 | ||||||
New York Times Co. (The), Class A |
158,887 | 7,828,362 | ||||||
News Corp., Class A, NVS |
359,521 | 8,459,529 | ||||||
News Corp., Class B |
108,719 | 2,525,542 | ||||||
Nexstar Media Group Inc., Class A |
37,207 | 5,653,976 | ||||||
Omnicom Group Inc. |
193,567 | 14,025,865 | ||||||
PubMatic Inc., Class A(a) |
15,366 | 404,894 | ||||||
Saga Communications Inc., Class A |
7,583 | 172,513 | ||||||
Salem Media Group Inc.(a) |
9,235 | 34,262 | ||||||
Scholastic Corp. |
25,144 | 896,384 | ||||||
Sinclair Broadcast Group Inc., Class A |
36,577 | 1,158,759 | ||||||
Sirius XM Holdings Inc.(b) |
865,975 | 5,282,447 | ||||||
SPAR Group Inc.(a)(b) |
7,787 | 10,824 | ||||||
Stagwell Inc.(a)(b) |
105,087 | 806,017 | ||||||
TechTarget Inc.(a)(b) |
26,380 | 2,174,240 | ||||||
TEGNA Inc. |
201,711 | 3,977,741 | ||||||
Thryv Holdings Inc.(a)(b) |
29,367 | 882,185 | ||||||
Townsquare Media Inc., Class A(a) |
8,619 | 112,650 | ||||||
Urban One Inc., NVS(a)(b) |
25,657 | 174,724 | ||||||
Urban One Inc., Class A(a) |
233 | 1,892 | ||||||
ViacomCBS Inc., Class A |
9,702 | 408,163 | ||||||
ViacomCBS Inc., Class B, NVS |
573,290 | 22,650,688 | ||||||
WideOpenWest Inc.(a) |
66,095 | 1,298,767 | ||||||
|
|
|||||||
526,682,957 | ||||||||
Metals & Mining — 0.5% | ||||||||
Alcoa Corp.(a) |
179,240 | 8,772,006 | ||||||
Allegheny Technologies Inc.(a)(b) |
117,342 | 1,951,397 | ||||||
Alpha Metallurgical Resources Inc.(a) |
23,886 | 1,189,284 | ||||||
Ampco-Pittsburgh Corp.(a)(b) |
8,373 | 39,353 | ||||||
Arconic Corp.(a)(b) |
92,417 | 2,914,832 | ||||||
Carpenter Technology Corp. |
48,097 | 1,574,696 | ||||||
Century Aluminum Co.(a)(b) |
51,703 | 695,405 | ||||||
Cleveland-Cliffs Inc.(a)(b) |
417,853 | 8,277,668 | ||||||
Coeur Mining Inc.(a)(b) |
278,591 | 1,718,906 | ||||||
Commercial Metals Co. |
100,702 | 3,067,383 | ||||||
Compass Minerals International Inc. |
34,202 | 2,202,609 | ||||||
Freeport-McMoRan Inc. |
1,330,174 | 43,270,560 | ||||||
Friedman Industries Inc. |
8,182 | 97,448 | ||||||
Gatos Silver Inc.(a) |
61,945 | 720,420 | ||||||
Gold Resource Corp.(b) |
64,120 | 100,668 | ||||||
Golden Minerals Co.(a)(b) |
85,284 | 36,834 | ||||||
Haynes International Inc. |
9,916 | 369,371 | ||||||
Hecla Mining Co. |
548,241 | 3,015,326 | ||||||
Hycroft Mining Holding Corp.(a)(b) |
50,788 | 75,674 | ||||||
Kaiser Aluminum Corp. |
17,596 | 1,917,260 | ||||||
Materion Corp. |
18,496 | 1,269,565 | ||||||
McEwen Mining Inc.(a)(b) |
210,478 | 218,897 |
Security | Shares | Value | ||||||
Metals & Mining (continued) | ||||||||
MP Materials Corp.(a) |
81,830 | $ | 2,637,381 | |||||
Newmont Corp. |
736,029 | 39,966,375 | ||||||
Nucor Corp. |
270,857 | 26,676,706 | ||||||
Olympic Steel Inc. |
8,466 | 206,232 | ||||||
Paramount Gold Nevada Corp.(a)(b) |
7,831 | 6,421 | ||||||
Ramaco Resources Inc.(a)(b) |
8,589 | 105,731 | ||||||
Reliance Steel & Aluminum Co. |
58,617 | 8,348,233 | ||||||
Royal Gold Inc. |
61,595 | 5,881,707 | ||||||
Ryerson Holding Corp. |
16,174 | 360,195 | ||||||
Schnitzer Steel Industries Inc., Class A |
25,187 | 1,103,442 | ||||||
Solitario Zinc Corp.(a)(b) |
33,580 | 18,637 | ||||||
Steel Dynamics Inc. |
184,554 | 10,792,718 | ||||||
SunCoke Energy Inc. |
62,150 | 390,302 | ||||||
Synalloy Corp.(a) |
8,541 | 92,243 | ||||||
TimkenSteel Corp.(a)(b) |
33,955 | 444,131 | ||||||
U.S. Antimony Corp.(a)(b) |
66,966 | 60,665 | ||||||
United States Steel Corp.(b) |
246,372 | 5,412,793 | ||||||
Universal Stainless & Alloy Products Inc.(a) |
8,180 | 84,745 | ||||||
Warrior Met Coal Inc. |
41,077 | 955,862 | ||||||
Worthington Industries Inc. |
33,014 | 1,739,838 | ||||||
|
|
|||||||
188,779,919 | ||||||||
Mortgage Real Estate Investment — 0.2% | ||||||||
ACRES Commercial Realty Corp.(a) |
7,974 | 128,940 | ||||||
AFC Gamma Inc. |
39,850 | 859,963 | ||||||
AG Mortgage Investment Trust Inc. |
12,048 | 137,709 | ||||||
AGNC Investment Corp. |
482,470 | 7,608,552 | ||||||
Annaly Capital Management Inc. |
1,233,895 | 10,389,396 | ||||||
Apollo Commercial Real Estate Finance Inc. |
120,528 | 1,787,430 | ||||||
Arbor Realty Trust Inc. |
121,538 | 2,252,099 | ||||||
Ares Commercial Real Estate Corp. |
29,225 | 440,713 | ||||||
Arlington Asset Investment Corp., Class A(a) |
102,523 | 379,335 | ||||||
ARMOUR Residential REIT Inc. |
56,664 | 610,838 | ||||||
Blackstone Mortgage Trust Inc., Class A |
149,039 | 4,518,862 | ||||||
BrightSpire Capital Inc. |
77,450 | 727,255 | ||||||
Broadmark Realty Capital Inc. |
119,109 | 1,174,415 | ||||||
Capstead Mortgage Corp. |
66,165 | 442,644 | ||||||
Cherry Hill Mortgage Investment Corp. |
15,950 | 141,636 | ||||||
Chimera Investment Corp. |
239,648 | 3,558,773 | ||||||
Dynex Capital Inc. |
22,388 | 386,865 | ||||||
Ellington Financial Inc. |
50,602 | 925,511 | ||||||
Ellington Residential Mortgage REIT |
10,551 | 117,749 | ||||||
Granite Point Mortgage Trust Inc. |
56,662 | 746,238 | ||||||
Great Ajax Corp. |
19,198 | 258,981 | ||||||
Hannon Armstrong Sustainable Infrastructure Capital Inc. |
65,342 | 3,494,490 | ||||||
Invesco Mortgage Capital Inc. |
377,498 | 1,189,119 | ||||||
KKR Real Estate Finance Trust Inc. |
66,521 | 1,403,593 | ||||||
Ladder Capital Corp. |
79,832 | 882,144 | ||||||
Lument Finance Trust Inc. |
15,810 | 62,608 | ||||||
Manhattan Bridge Capital Inc. |
879 | 5,977 | ||||||
MFA Financial Inc. |
358,165 | 1,636,814 | ||||||
New Residential Investment Corp. |
420,491 | 4,625,401 | ||||||
New York Mortgage Trust Inc. |
434,681 | 1,851,741 | ||||||
Orchid Island Capital Inc. |
133,638 | 653,490 | ||||||
PennyMac Mortgage Investment Trust |
81,824 | 1,611,115 | ||||||
Ready Capital Corp. |
77,877 | 1,123,765 | ||||||
Redwood Trust Inc. |
103,450 | 1,333,470 | ||||||
Starwood Property Trust Inc. |
261,171 | 6,375,184 | ||||||
TPG RE Finance Trust Inc. |
65,546 | 811,459 | ||||||
Two Harbors Investment Corp. |
245,068 | 1,553,731 |
76 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Mortgage Real Estate Investment (continued) | ||||||||
Western Asset Mortgage Capital Corp. |
48,453 | $ | 126,462 | |||||
|
|
|||||||
66,334,467 | ||||||||
Multi-Utilities — 0.6% | ||||||||
Ameren Corp. |
239,281 | 19,381,761 | ||||||
Black Hills Corp. |
58,561 | 3,675,288 | ||||||
CenterPoint Energy Inc. |
555,262 | 13,659,445 | ||||||
CMS Energy Corp. |
251,336 | 15,012,299 | ||||||
Consolidated Edison Inc. |
308,272 | 22,377,465 | ||||||
Dominion Energy Inc. |
747,720 | 54,598,514 | ||||||
DTE Energy Co. |
176,815 | 19,752,004 | ||||||
MDU Resources Group Inc. |
201,075 | 5,965,895 | ||||||
NiSource Inc. |
352,634 | 8,544,322 | ||||||
NorthWestern Corp. |
53,101 | 3,042,687 | ||||||
Public Service Enterprise Group Inc. |
470,497 | 28,653,267 | ||||||
Sempra Energy |
294,655 | 37,273,858 | ||||||
Unitil Corp. |
10,738 | 459,372 | ||||||
WEC Energy Group Inc. |
294,138 | 25,942,972 | ||||||
|
|
|||||||
258,339,149 | ||||||||
Multiline Retail — 0.5% | ||||||||
Big Lots Inc. |
35,719 | 1,548,776 | ||||||
Dillard’s Inc., Class A |
5,551 | 957,659 | ||||||
Dollar General Corp. |
221,326 | 46,952,098 | ||||||
Dollar Tree Inc.(a) |
211,506 | 20,245,354 | ||||||
Franchise Group Inc. |
32,095 | 1,136,484 | ||||||
Kohl’s Corp. |
150,781 | 7,100,277 | ||||||
Macy’s Inc. |
255,818 | 5,781,487 | ||||||
Nordstrom Inc.(a) |
99,825 | 2,640,371 | ||||||
Ollie’s Bargain Outlet Holdings Inc.(a)(b) |
56,303 | 3,393,945 | ||||||
Target Corp. |
459,894 | 105,209,950 | ||||||
|
|
|||||||
194,966,401 | ||||||||
Oil, Gas & Consumable Fuels — 2.5% | ||||||||
Adams Resources & Energy Inc. |
606 | 18,404 | ||||||
Aemetis Inc.(a)(b) |
16,801 | 307,122 | ||||||
Alto Ingredients Inc.(a) |
56,806 | 280,622 | ||||||
Altus Midstream Co., Class A |
4,846 | 334,519 | ||||||
Amplify Energy Corp.(a) |
65,433 | 348,104 | ||||||
Antero Midstream Corp. |
295,309 | 3,077,120 | ||||||
Antero Resources Corp.(a)(b) |
286,343 | 5,386,112 | ||||||
APA Corp. |
348,493 | 7,468,205 | ||||||
Arch Resources Inc.(a) |
16,798 | 1,558,014 | ||||||
Barnwell Industries Inc.(a) |
747 | 2,263 | ||||||
Berry Corp. |
38,378 | 276,705 | ||||||
Bonanza Creek Energy Inc. |
31,524 | 1,510,000 | ||||||
Brigham Minerals Inc., Class A |
66,011 | 1,264,771 | ||||||
Cabot Oil & Gas Corp. |
371,522 | 8,084,319 | ||||||
California Resources Corp.(a) |
76,108 | 3,120,428 | ||||||
Callon Petroleum Co.(a) |
26,378 | 1,294,632 | ||||||
Camber Energy Inc.(a) |
1 | 4 | ||||||
Centennial Resource Development Inc./DE, Class A(a) |
176,782 | 1,184,439 | ||||||
Centrus Energy Corp., Class A(a)(b) |
7,828 | 302,630 | ||||||
Cheniere Energy Inc.(a) |
208,389 | 20,353,354 | ||||||
Chesapeake Energy Corp. |
91,028 | 5,606,415 | ||||||
Chevron Corp. |
1,775,692 | 180,143,953 | ||||||
Cimarex Energy Co. |
94,370 | 8,229,064 | ||||||
Clean Energy Fuels Corp.(a)(b) |
215,157 | 1,753,530 | ||||||
CNX Resources Corp.(a) |
222,801 | 2,811,749 | ||||||
Comstock Resources Inc.(a) |
47,555 | 492,194 | ||||||
ConocoPhillips |
1,244,750 | 84,356,707 |
Security | Shares | Value | ||||||
Oil, Gas & Consumable Fuels (continued) | ||||||||
CONSOL Energy Inc.(a) |
25,464 | $ | 662,573 | |||||
Contango Oil & Gas Co.(a)(b) |
90,366 | 412,973 | ||||||
Continental Resources Inc./OK |
48,701 | 2,247,551 | ||||||
CVR Energy Inc. |
25,203 | 419,882 | ||||||
Delek U.S. Holdings Inc. |
76,856 | 1,381,102 | ||||||
Denbury Inc.(a)(b) |
47,513 | 3,337,788 | ||||||
Devon Energy Corp. |
585,219 | 20,781,127 | ||||||
Diamondback Energy Inc. |
158,214 | 14,978,119 | ||||||
Dorian LPG Ltd. |
18,507 | 229,672 | ||||||
DTE Midstream LLC(a) |
92,099 | 4,258,658 | ||||||
Earthstone Energy Inc., Class A(a)(b) |
32,939 | 303,039 | ||||||
EOG Resources Inc. |
547,046 | 43,911,382 | ||||||
EQT Corp.(a) |
260,646 | 5,332,817 | ||||||
Equitrans Midstream Corp. |
390,043 | 3,955,036 | ||||||
Evolution Petroleum Corp. |
28,746 | 163,277 | ||||||
Extraction Oil & Gas Inc.(a) |
16,370 | 924,087 | ||||||
Exxon Mobil Corp. |
3,901,361 | 229,478,054 | ||||||
Falcon Minerals Corp. |
66,868 | 314,280 | ||||||
Gevo Inc.(a)(b) |
189,287 | 1,256,866 | ||||||
Green Plains Inc.(a) |
22,860 | 746,379 | ||||||
Gulfport Energy Operating Corp.(a)(b) |
11,214 | 921,903 | ||||||
Hallador Energy Co.(a) |
16,775 | 49,654 | ||||||
Harvest Natural Resources Inc.(a)(c) |
8,626 | 3,019 | ||||||
Hess Corp. |
254,918 | 19,911,645 | ||||||
HollyFrontier Corp. |
141,018 | 4,671,926 | ||||||
Houston American Energy Corp.(a) |
2,346 | 5,349 | ||||||
International Seaways Inc. |
51,349 | 935,579 | ||||||
Kinder Morgan Inc. |
1,806,328 | 30,219,867 | ||||||
Kosmos Energy Ltd.(a) |
316,890 | 937,994 | ||||||
Laredo Petroleum Inc.(a)(b) |
7,523 | 609,890 | ||||||
Lightbridge Corp.(a)(b) |
502 | 2,445 | ||||||
Magnolia Oil & Gas Corp., Class A |
152,729 | 2,717,049 | ||||||
Marathon Oil Corp. |
709,457 | 9,698,277 | ||||||
Marathon Petroleum Corp. |
593,113 | 36,660,315 | ||||||
Matador Resources Co. |
112,269 | 4,270,713 | ||||||
Murphy Oil Corp. |
144,622 | 3,611,211 | ||||||
NACCO Industries Inc., Class A |
560 | 16,710 | ||||||
New Fortress Energy Inc.(b) |
46,672 | 1,295,148 | ||||||
NextDecade Corp.(a)(b) |
182,148 | 506,371 | ||||||
Northern Oil and Gas Inc. |
33,015 | 706,521 | ||||||
Oasis Petroleum Inc. |
18,516 | 1,840,861 | ||||||
Occidental Petroleum Corp. |
825,419 | 24,415,894 | ||||||
ONEOK Inc. |
420,020 | 24,356,960 | ||||||
Overseas Shipholding Group Inc., Class A(a) |
17,582 | 36,571 | ||||||
Ovintiv Inc. |
250,091 | 8,222,992 | ||||||
Par Pacific Holdings Inc.(a) |
40,148 | 631,127 | ||||||
PBF Energy Inc., Class A(a) |
95,866 | 1,243,382 | ||||||
PDC Energy Inc. |
99,044 | 4,693,695 | ||||||
Peabody Energy Corp.(a) |
69,213 | 1,023,660 | ||||||
PEDEVCO Corp.(a)(b) |
1,000 | 1,480 | ||||||
Penn Virginia Corp.(a) |
13,478 | 359,458 | ||||||
Phillips 66 |
407,418 | 28,531,483 | ||||||
PHX Minerals Inc. |
50,098 | 153,300 | ||||||
Pioneer Natural Resources Co. |
210,894 | 35,115,960 | ||||||
PrimeEnergy Resources Corp.(a) |
174 | 10,449 | ||||||
Range Resources Corp.(a) |
231,347 | 5,235,383 | ||||||
Renewable Energy Group Inc.(a)(b) |
48,665 | 2,442,983 | ||||||
REX American Resources Corp.(a) |
8,194 | 654,455 | ||||||
Ring Energy Inc.(a)(b) |
92,157 | 271,863 | ||||||
SandRidge Energy Inc.(a) |
17,215 | 223,967 |
S C H E D U L E O F I N V E S T M E N T S |
77 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Oil, Gas & Consumable Fuels (continued) | ||||||||
SM Energy Co. |
131,543 | $ | 3,470,104 | |||||
Southwestern Energy Co.(a) |
580,974 | 3,218,596 | ||||||
Talos Energy Inc.(a) |
23,884 | 328,883 | ||||||
Targa Resources Corp. |
213,816 | 10,521,885 | ||||||
Tellurian Inc.(a)(b) |
380,289 | 1,486,930 | ||||||
Texas Pacific Land Corp. |
5,785 | 6,996,148 | ||||||
U.S. Energy Corp. Wyoming(a) |
571 | 2,615 | ||||||
Uranium Energy Corp.(a)(b) |
255,323 | 778,735 | ||||||
Valero Energy Corp. |
374,092 | 26,399,672 | ||||||
Vertex Energy Inc.(a)(b) |
16,601 | 86,989 | ||||||
W&T Offshore Inc.(a)(b) |
86,471 | 321,672 | ||||||
Whiting Petroleum Corp.(a) |
35,632 | 2,081,265 | ||||||
Williams Companies Inc. (The) |
1,113,991 | 28,896,927 | ||||||
World Fuel Services Corp. |
68,351 | 2,297,961 | ||||||
|
|
|||||||
1,018,765,932 | ||||||||
Paper & Forest Products — 0.0% | ||||||||
Clearwater Paper Corp.(a) |
16,765 | 642,602 | ||||||
Domtar Corp.(a) |
42,522 | 2,319,150 | ||||||
Glatfelter Corp. |
41,034 | 578,579 | ||||||
Louisiana-Pacific Corp. |
89,408 | 5,486,969 | ||||||
Mercer International Inc. |
41,469 | 480,626 | ||||||
Neenah Inc. |
16,600 | 773,726 | ||||||
Resolute Forest Products Inc. |
60,419 | 718,986 | ||||||
Schweitzer-Mauduit International Inc. |
25,982 | 900,536 | ||||||
Verso Corp., Class A |
32,578 | 675,994 | ||||||
|
|
|||||||
12,577,168 | ||||||||
Personal Products — 0.2% | ||||||||
Beauty Health Co. (The)(a) |
75,218 | 1,953,411 | ||||||
BellRing Brands Inc., Class A(a) |
37,029 | 1,138,642 | ||||||
Coty Inc., Class A(a) |
285,174 | 2,241,468 | ||||||
Cyanotech Corp.(a) |
812 | 2,355 | ||||||
Edgewell Personal Care Co. |
50,991 | 1,850,973 | ||||||
elf Beauty Inc.(a) |
53,833 | 1,563,849 | ||||||
Estee Lauder Companies Inc. (The), Class A |
215,583 | 64,659,809 | ||||||
Herbalife Nutrition Ltd.(a)(b) |
101,423 | 4,298,307 | ||||||
Honest Co. Inc. (The)(a)(b) |
46,137 | 478,902 | ||||||
Inter Parfums Inc. |
16,697 | 1,248,435 | ||||||
LifeMD Inc.(a)(b) |
39,009 | 242,246 | ||||||
Lifevantage Corp.(a) |
16,023 | 108,476 | ||||||
Mannatech Inc. |
256 | 8,366 | ||||||
Medifast Inc. |
10,611 | 2,044,103 | ||||||
Natural Alternatives International Inc.(a) |
880 | 11,862 | ||||||
Natural Health Trends Corp. |
8,166 | 58,550 | ||||||
Nature’s Sunshine Products Inc. |
8,404 | 123,119 | ||||||
Nu Skin Enterprises Inc., Class A |
44,749 | 1,810,992 | ||||||
Revlon Inc., Class A(a)(b) |
8,697 | 87,927 | ||||||
Summer Infant Inc.(a)(b) |
887 | 7,664 | ||||||
United-Guardian Inc. |
16,468 | 233,516 | ||||||
USANA Health Sciences Inc.(a) |
10,722 | 988,568 | ||||||
Veru Inc.(a)(b) |
48,376 | 412,647 | ||||||
|
|
|||||||
85,574,187 | ||||||||
Pharmaceuticals — 3.1% | ||||||||
9 Meters Biopharma Inc.(a)(b) |
91,840 | 119,392 | ||||||
AcelRx Pharmaceuticals Inc.(a)(b) |
94,547 | 96,438 | ||||||
Acer Therapeutics Inc.(a) |
368 | 938 | ||||||
Aclaris Therapeutics Inc.(a) |
30,515 | 549,270 | ||||||
Adamis Pharmaceuticals Corp.(a)(b) |
51,419 | 49,876 | ||||||
Aerie Pharmaceuticals Inc.(a)(b) |
39,985 | 455,829 | ||||||
Aerpio Pharmaceuticals Inc., NVS(b) |
132,554 | 1 |
Security | Shares | Value | ||||||
Pharmaceuticals (continued) | ||||||||
Agile Therapeutics Inc.(a)(b) |
42,020 | $ | 40,385 | |||||
Alimera Sciences Inc.(a)(b) |
10,722 | 45,569 | ||||||
Amneal Pharmaceuticals Inc.(a)(b) |
89,095 | 475,767 | ||||||
Amphastar Pharmaceuticals Inc.(a) |
45,191 | 859,081 | ||||||
Ampio Pharmaceuticals Inc.(a)(b) |
245,331 | 407,249 | ||||||
ANI Pharmaceuticals Inc.(a) |
8,620 | 282,908 | ||||||
Antares Pharma Inc.(a) |
134,641 | 490,093 | ||||||
Aquestive Therapeutics Inc.(a)(b) |
8,793 | 38,338 | ||||||
Arvinas Inc.(a) |
41,539 | 3,413,675 | ||||||
Assertio Holdings Inc.(a) |
29,229 | 26,482 | ||||||
Atea Pharmaceuticals Inc.(a) |
50,170 | 1,758,960 | ||||||
Athira Pharma Inc.(a) |
25,009 | 234,584 | ||||||
Avalo Therapeutics Inc.(a) |
41,234 | 89,890 | ||||||
Avenue Therapeutics Inc.(a)(b) |
6,443 | 9,600 | ||||||
Axsome Therapeutics Inc.(a)(b) |
25,482 | 839,887 | ||||||
Aytu BioPharma Inc.(a) |
22,898 | 65,946 | ||||||
Baudax Bio Inc.(a) |
3,060 | 1,726 | ||||||
BioDelivery Sciences International Inc.(a) |
65,965 | 238,134 | ||||||
Bristol-Myers Squibb Co. |
2,065,537 | 122,217,824 | ||||||
Cara Therapeutics Inc.(a) |
50,182 | 775,312 | ||||||
Cassava Sciences Inc.(a)(b) |
32,003 | 1,986,746 | ||||||
Catalent Inc.(a) |
160,513 | 21,359,465 | ||||||
cbdMD Inc.(a)(b) |
112,308 | 233,601 | ||||||
Citius Pharmaceuticals Inc.(a)(b) |
244,712 | 496,765 | ||||||
Clearside Biomedical Inc.(a) |
34,506 | 207,036 | ||||||
Collegium Pharmaceutical Inc.(a) |
33,075 | 652,901 | ||||||
Contra Palisade Bio Inc., NVS(b) |
97 | 3 | ||||||
Contra Ritter Pharmace(b)(c) |
14,465 | 978 | ||||||
Corcept Therapeutics Inc.(a) |
100,394 | 1,975,754 | ||||||
CorMedix Inc.(a)(b) |
21,636 | 100,607 | ||||||
Cumberland Pharmaceuticals Inc.(a) |
9,254 | 24,986 | ||||||
Cymabay Therapeutics Inc.(a)(b) |
57,754 | 210,802 | ||||||
Dare Bioscience Inc.(a) |
643 | 1,074 | ||||||
Durect Corp.(a)(b) |
129,097 | 165,244 | ||||||
Elanco Animal Health Inc.(a)(b) |
447,371 | 14,266,661 | ||||||
Eli Lilly & Co. |
738,047 | 170,525,759 | ||||||
Eloxx Pharmaceuticals Inc.(a)(b) |
41,858 | 68,229 | ||||||
Endo International PLC(a) |
202,440 | 655,906 | ||||||
Esperion Therapeutics Inc.(a)(b) |
23,762 | 286,332 | ||||||
Eton Pharmaceuticals Inc.(a)(b) |
10,025 | 50,526 | ||||||
Evofem Biosciences Inc.(a)(b) |
122,983 | 90,835 | ||||||
Evoke Pharma Inc.(a)(b) |
68,012 | 88,416 | ||||||
Evolus Inc.(a)(b) |
20,725 | 157,925 | ||||||
EyeGate Pharmaceuticals Inc.(a) |
42 | 95 | ||||||
Eyenovia Inc.(a)(b) |
10,245 | 50,201 | ||||||
EyePoint Pharmaceuticals Inc.(a)(b) |
3,549 | 36,981 | ||||||
Fulcrum Therapeutics Inc.(a) |
28,209 | 795,776 | ||||||
Harmony Biosciences Holdings Inc.(a) |
23,726 | 909,418 | ||||||
Harrow Health Inc.(a)(b) |
59,813 | 543,700 | ||||||
Hepion Pharmaceuticals Inc.(a)(b) |
45,138 | 69,061 | ||||||
Hoth Therapeutics Inc.(a) |
1 | 1 | ||||||
Innoviva Inc.(a) |
76,282 | 1,274,672 | ||||||
Intra-Cellular Therapies Inc.(a) |
67,142 | 2,503,054 | ||||||
Jaguar Health Inc.(a)(b) |
25,732 | 58,412 | ||||||
Jazz Pharmaceuticals PLC(a) |
55,518 | 7,228,999 | ||||||
Johnson & Johnson |
2,438,317 | 393,788,196 | ||||||
Kala Pharmaceuticals Inc.(a)(b) |
53,632 | 140,516 | ||||||
Kaleido Biosciences Inc.(a)(b) |
5,769 | 31,499 | ||||||
KemPharm Inc.(a)(b) |
54,225 | 505,919 | ||||||
Lannett Co. Inc.(a)(b) |
33,718 | 101,154 |
78 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Pharmaceuticals (continued) | ||||||||
Lipocine Inc.(a)(b) |
76,006 | $ | 82,847 | |||||
Liquidia Corp.(a) |
32,453 | 89,570 | ||||||
Marinus Pharmaceuticals Inc.(a)(b) |
26,666 | 303,459 | ||||||
Merck & Co. Inc. |
2,353,000 | 176,733,830 | ||||||
MyMD Pharmaceuticals Inc.(a) |
2 | 14 | ||||||
Nektar Therapeutics(a)(b) |
166,978 | 2,998,925 | ||||||
NGM Biopharmaceuticals Inc.(a) |
24,451 | 513,960 | ||||||
NovaBay Pharmaceuticals Inc.(a) |
657 | 422 | ||||||
Novan Inc.(a) |
9,355 | 76,150 | ||||||
Nuvation Bio Inc.(a)(b) |
147,365 | 1,464,808 | ||||||
Ocular Therapeutix Inc.(a)(b) |
74,918 | 749,180 | ||||||
Ocuphire Pharma Inc.(a)(b) |
266 | 1,370 | ||||||
Odonate Therapeutics Inc.(a)(b) |
18,742 | 54,539 | ||||||
Omeros Corp.(a)(b) |
52,237 | 720,348 | ||||||
Onconova Therapeutics Inc.(a) |
3 | 12 | ||||||
Opiant Pharmaceuticals Inc.(a) |
2,506 | 64,504 | ||||||
Optinose Inc.(a)(b) |
60,864 | 182,592 | ||||||
Organon & Co. |
237,733 | 7,795,265 | ||||||
Osmotica Pharmaceuticals PLC(a)(b) |
7,635 | 22,523 | ||||||
Otonomy Inc.(a) |
17,549 | 33,694 | ||||||
Pacira BioSciences Inc.(a) |
42,954 | 2,405,424 | ||||||
Palisade Bio Inc.(a) |
16 | 42 | ||||||
Paratek Pharmaceuticals Inc.(a)(b) |
25,588 | 124,358 | ||||||
Perrigo Co. PLC |
128,389 | 6,076,651 | ||||||
Pfizer Inc. |
5,192,237 | 223,318,113 | ||||||
Phathom Pharmaceuticals Inc.(a)(b) |
10,183 | 326,874 | ||||||
Phibro Animal Health Corp., Class A |
24,918 | 536,734 | ||||||
Pliant Therapeutics Inc.(a) |
19,295 | 325,700 | ||||||
PLx Pharma Inc.(a) |
10,941 | 211,161 | ||||||
Prestige Consumer Healthcare Inc.(a) |
50,501 | 2,833,611 | ||||||
ProPhase Labs Inc. |
123 | 640 | ||||||
Provention Bio Inc.(a)(b) |
47,957 | 306,925 | ||||||
Pulmatrix Inc.(a)(b) |
15 | 12 | ||||||
Reata Pharmaceuticals Inc., Class A(a)(b) |
26,170 | 2,632,964 | ||||||
Recro Pharma Inc.(a)(b) |
9,162 | 18,874 | ||||||
Relmada Therapeutics Inc.(a) |
11,102 | 290,983 | ||||||
Restorbio Inc.(b) |
9,608 | 10,551 | ||||||
Revance Therapeutics Inc.(a) |
59,562 | 1,659,397 | ||||||
Royalty Pharma PLC, Class A |
329,437 | 11,905,853 | ||||||
Satsuma Pharmaceuticals Inc.(a)(b) |
6,022 | 28,063 | ||||||
scPharmaceuticals Inc.(a) |
2,486 | 16,532 | ||||||
SCYNEXIS Inc.(a)(b) |
13,246 | 70,204 | ||||||
Seelos Therapeutics Inc.(a) |
56,978 | 137,317 | ||||||
Seelos Therapeutics Inc. New(c) |
43 | 23 | ||||||
Sonoma Pharmaceuticals Inc.(a) |
609 | 3,398 | ||||||
Supernus Pharmaceuticals Inc.(a) |
50,139 | 1,337,207 | ||||||
Teligent Inc.(a) |
6,372 | 2,542 | ||||||
TFF Pharmaceuticals Inc.(a)(b) |
8,452 | 65,249 | ||||||
TherapeuticsMD Inc.(a)(b) |
232,969 | 172,723 | ||||||
Theravance Biopharma Inc.(a) |
44,838 | 331,801 | ||||||
Timber Pharmaceuticals Inc.(a)(b) |
19 | 17 | ||||||
Titan Pharmaceuticals Inc.(a) |
60 | 112 | ||||||
Trevi Therapeutics Inc.(a) |
5,721 | 7,838 | ||||||
Tricida Inc.(a) |
23,611 | 109,555 | ||||||
Viatris Inc. |
1,138,138 | 15,421,770 | ||||||
VYNE Therapeutics Inc.(a) |
69,143 | 96,109 | ||||||
WaVe Life Sciences Ltd.(a) |
26,725 | 130,953 | ||||||
Xeris Pharmaceuticals Inc.(a)(b) |
51,496 | 126,165 | ||||||
Zoetis Inc. |
440,532 | 85,524,883 | ||||||
Zogenix Inc.(a) |
61,154 | 928,929 |
Security | Shares | Value | ||||||
Pharmaceuticals (continued) | ||||||||
Zynerba Pharmaceuticals Inc.(a)(b) |
26,404 | $ | 111,953 | |||||
|
|
|||||||
1,304,723,581 | ||||||||
Professional Services — 0.7% | ||||||||
Acacia Research Corp.(a) |
28,010 | 190,188 | ||||||
Akerna Corp.(a)(b) |
11,355 | 32,021 | ||||||
Alight Inc., Class A(a)(b) |
228,413 | 2,622,181 | ||||||
ASGN Inc.(a) |
50,913 | 5,760,297 | ||||||
Barrett Business Services Inc. |
8,153 | 621,748 | ||||||
BGSF Inc. |
22,679 | 290,064 | ||||||
Booz Allen Hamilton Holding Corp. |
123,235 | 9,778,697 | ||||||
CACI International Inc., Class A(a) |
21,675 | 5,681,018 | ||||||
CBIZ Inc.(a) |
42,897 | 1,387,289 | ||||||
Clarivate PLC(a) |
345,827 | 7,573,611 | ||||||
CoStar Group Inc.(a) |
368,720 | 31,732,043 | ||||||
CRA International Inc. |
8,399 | 834,357 | ||||||
DLH Holdings Corp.(a) |
819 | 10,074 | ||||||
Dun & Bradstreet Holdings Inc.(a)(b) |
128,159 | 2,154,353 | ||||||
Equifax Inc. |
111,764 | 28,323,233 | ||||||
Exponent Inc. |
49,958 | 5,652,748 | ||||||
First Advantage Corp.(a)(b) |
37,464 | 713,689 | ||||||
Forrester Research Inc.(a) |
8,544 | 420,878 | ||||||
Franklin Covey Co.(a) |
16,091 | 656,352 | ||||||
FTI Consulting Inc.(a)(b) |
34,670 | 4,670,049 | ||||||
GEE Group Inc.(a) |
802 | 372 | ||||||
GP Strategies Corp.(a) |
16,651 | 344,676 | ||||||
Heidrick & Struggles International Inc. |
16,722 | 746,303 | ||||||
Hill International Inc.(a)(b) |
122,397 | 253,362 | ||||||
HireQuest Inc.(b) |
3,385 | 65,432 | ||||||
Hudson Global Inc.(a) |
1,946 | 30,941 | ||||||
Huron Consulting Group Inc.(a) |
18,175 | 945,100 | ||||||
ICF International Inc. |
16,955 | 1,513,912 | ||||||
IHS Markit Ltd. |
370,528 | 43,210,975 | ||||||
Insperity Inc. |
35,820 | 3,966,707 | ||||||
Jacobs Engineering Group Inc. |
123,361 | 16,349,033 | ||||||
KBR Inc. |
127,463 | 5,022,042 | ||||||
Kelly Services Inc., Class A, NVS |
25,590 | 483,139 | ||||||
Kforce Inc. |
25,721 | 1,534,001 | ||||||
Korn Ferry |
51,019 | 3,691,735 | ||||||
Legalzoomcom Inc.(a)(b) |
23,869 | 630,142 | ||||||
Leidos Holdings Inc. |
132,694 | 12,755,874 | ||||||
ManpowerGroup Inc. |
50,272 | 5,443,452 | ||||||
ManTech International Corp./VA, Class A |
24,570 | 1,865,354 | ||||||
Mastech Digital Inc.(a) |
1,268 | 21,569 | ||||||
Mistras Group Inc.(a) |
16,313 | 165,740 | ||||||
Nielsen Holdings PLC |
336,475 | 6,456,955 | ||||||
RCM Technologies Inc.(a) |
8,760 | 53,261 | ||||||
Red Violet Inc.(a) |
1,041 | 26,868 | ||||||
Resources Connection Inc. |
33,740 | 532,417 | ||||||
Robert Half International Inc. |
101,631 | 10,196,638 | ||||||
Science Applications International Corp. |
50,688 | 4,336,865 | ||||||
Skillsoft Corp.(a)(b) |
83,130 | 971,790 | ||||||
TransUnion |
177,964 | 19,987,137 | ||||||
TriNet Group Inc.(a) |
41,554 | 3,930,177 | ||||||
TrueBlue Inc.(a) |
34,668 | 938,810 | ||||||
Upwork Inc.(a) |
111,607 | 5,025,663 | ||||||
Verisk Analytics Inc. |
149,985 | 30,037,496 | ||||||
Volt Information Sciences Inc.(a)(b) |
8,615 | 30,583 | ||||||
Willdan Group Inc.(a)(b) |
8,159 | 290,379 | ||||||
|
|
|||||||
290,959,790 |
S C H E D U L E O F I N V E S T M E N T S |
79 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Real Estate Management & Development — 0.2% | ||||||||
Altisource Portfolio Solutions SA(a) |
9,017 | $ | 89,088 | |||||
American Realty Investors Inc.(a) |
779 | 10,236 | ||||||
AMREP Corp.(a) |
692 | 10,864 | ||||||
CBRE Group Inc., Class A(a) |
311,963 | 30,372,718 | ||||||
CKX Lands Inc.(a) |
229 | 2,583 | ||||||
Cushman & Wakefield PLC(a)(b) |
149,169 | 2,776,035 | ||||||
Doma Holdings Inc.(a)(b) |
162,009 | 1,198,867 | ||||||
eXp World Holdings Inc.(b) |
59,037 | 2,347,901 | ||||||
Forestar Group Inc.(a) |
32,426 | 604,096 | ||||||
FRP Holdings Inc.(a)(b) |
7,743 | 432,988 | ||||||
Howard Hughes Corp. (The)(a) |
41,094 | 3,608,464 | ||||||
InterGroup Corp. (The)(a) |
126 | 5,776 | ||||||
Jones Lang LaSalle Inc.(a) |
45,631 | 11,320,595 | ||||||
JW Mays Inc.(a) |
106 | 4,056 | ||||||
Kennedy-Wilson Holdings Inc. |
125,691 | 2,629,456 | ||||||
Marcus & Millichap Inc.(a) |
24,664 | 1,001,852 | ||||||
Maui Land & Pineapple Co. Inc.(a) |
8,135 | 84,279 | ||||||
Newmark Group Inc., Class A |
148,689 | 2,127,740 | ||||||
Opendoor Technologies Inc.(a)(b) |
370,981 | 7,616,240 | ||||||
RE/MAX Holdings Inc., Class A |
16,580 | 516,633 | ||||||
Realogy Holdings Corp.(a) |
107,359 | 1,883,077 | ||||||
Redfin Corp.(a)(b) |
99,612 | 4,990,561 | ||||||
RMR Group Inc. (The), Class A |
10,447 | 349,452 | ||||||
St Joe Co. (The) |
36,891 | 1,553,111 | ||||||
Stratus Properties Inc.(a) |
7,725 | 249,054 | ||||||
Tejon Ranch Co.(a)(b) |
13,008 | 231,022 | ||||||
Transcontinental Realty Investors Inc.(a) |
269 | 10,760 | ||||||
Trinity Place Holdings Inc.(a)(b) |
143,164 | 280,601 | ||||||
|
|
|||||||
76,308,105 | ||||||||
Road & Rail — 1.0% | ||||||||
AMERCO |
9,380 | 6,059,761 | ||||||
ArcBest Corp. |
24,591 | 2,010,806 | ||||||
Avis Budget Group Inc.(a) |
45,839 | 5,340,702 | ||||||
Covenant Logistics Group Inc., Class A(a) |
9,086 | 251,228 | ||||||
CSX Corp. |
2,095,665 | 62,325,077 | ||||||
Heartland Express Inc. |
42,754 | 684,919 | ||||||
HyreCar Inc.(a)(b) |
14,484 | 123,114 | ||||||
JB Hunt Transport Services Inc. |
78,347 | 13,101,185 | ||||||
Kansas City Southern |
84,116 | 22,765,154 | ||||||
Knight-Swift Transportation Holdings Inc. |
154,261 | 7,890,450 | ||||||
Landstar System Inc. |
35,070 | 5,534,747 | ||||||
Lyft Inc., Class A(a) |
270,084 | 14,473,802 | ||||||
Marten Transport Ltd. |
52,071 | 816,994 | ||||||
Norfolk Southern Corp. |
229,555 | 54,921,034 | ||||||
Old Dominion Freight Line Inc. |
85,773 | 24,529,363 | ||||||
PAM Transportation Services Inc.(a) |
1,346 | 60,543 | ||||||
Patriot Transportation Holding Inc. |
681 | 8,083 | ||||||
Ryder System Inc. |
49,763 | 4,115,898 | ||||||
Saia Inc.(a) |
24,663 | 5,870,534 | ||||||
Schneider National Inc., Class B |
42,463 | 965,609 | ||||||
TuSimple Holdings Inc., Class A(a)(b) |
31,326 | 1,163,134 | ||||||
Uber Technologies Inc.(a) |
1,506,372 | 67,485,466 | ||||||
Union Pacific Corp. |
606,179 | 118,817,146 | ||||||
Universal Logistics Holdings Inc. |
8,251 | 165,680 | ||||||
USA Truck Inc.(a)(b) |
8,322 | 127,160 | ||||||
Werner Enterprises Inc. |
54,164 | 2,397,840 | ||||||
XPO Logistics Inc.(a) |
95,822 | 7,625,515 | ||||||
Yellow Corp.(a)(b) |
39,591 | 223,689 | ||||||
|
|
|||||||
429,854,633 |
Security | Shares | Value | ||||||
Semiconductors & Semiconductor Equipment — 5.1% | ||||||||
ACM Research Inc., Class A(a)(b) |
9,043 | $ | 994,730 | |||||
Advanced Micro Devices Inc.(a) |
1,127,513 | 116,021,088 | ||||||
Aehr Test Systems(a)(b) |
16,011 | 218,550 | ||||||
Allegro MicroSystems Inc.(a)(b) |
42,897 | 1,370,988 | ||||||
Alpha & Omega Semiconductor Ltd.(a) |
25,607 | 803,292 | ||||||
Ambarella Inc.(a) |
33,016 | 5,141,912 | ||||||
Amkor Technology Inc. |
99,085 | 2,472,171 | ||||||
Amtech Systems Inc.(a) |
8,597 | 98,264 | ||||||
Analog Devices Inc. |
498,095 | 83,420,951 | ||||||
Applied Materials Inc. |
842,828 | 108,497,248 | ||||||
Atomera Inc.(a)(b) |
16,699 | 385,580 | ||||||
Axcelis Technologies Inc.(a) |
26,346 | 1,239,052 | ||||||
AXT Inc.(a)(b) |
33,577 | 279,696 | ||||||
Broadcom Inc. |
378,428 | 183,511,090 | ||||||
Brooks Automation Inc. |
67,309 | 6,889,076 | ||||||
CEVA Inc.(a)(b) |
17,929 | 765,030 | ||||||
Cirrus Logic Inc.(a) |
48,798 | 4,018,515 | ||||||
CMC Materials Inc. |
27,121 | 3,342,121 | ||||||
Cohu Inc.(a) |
39,186 | 1,251,601 | ||||||
CVD Equipment Corp.(a)(b) |
7,705 | 35,289 | ||||||
CyberOptics Corp.(a) |
8,136 | 289,479 | ||||||
Diodes Inc.(a) |
44,145 | 3,999,096 | ||||||
DSP Group Inc.(a) |
33,801 | 740,580 | ||||||
eMagin Corp.(a)(b) |
17,717 | 40,040 | ||||||
Enphase Energy Inc.(a) |
127,173 | 19,072,135 | ||||||
Entegris Inc. |
127,441 | 16,044,822 | ||||||
First Solar Inc.(a) |
91,916 | 8,774,301 | ||||||
FormFactor Inc.(a) |
70,008 | 2,613,399 | ||||||
GSI Technology Inc.(a) |
17,011 | 89,818 | ||||||
Ichor Holdings Ltd.(a) |
22,089 | 907,637 | ||||||
Impinj Inc.(a)(b) |
10,640 | 607,863 | ||||||
indie Semiconductor Inc., Class A(a)(b) |
84,015 | 1,034,225 | ||||||
Intel Corp. |
3,754,385 | 200,033,633 | ||||||
inTEST Corp.(a)(b) |
8,234 | 94,526 | ||||||
KLA Corp. |
139,850 | 46,781,223 | ||||||
Kopin Corp.(a)(b) |
58,428 | 299,736 | ||||||
Kulicke & Soffa Industries Inc. |
53,630 | 3,125,556 | ||||||
Lam Research Corp. |
132,479 | 75,400,423 | ||||||
Lattice Semiconductor Corp.(a) |
121,404 | 7,848,769 | ||||||
MACOM Technology Solutions Holdings Inc.(a) |
49,546 | 3,214,049 | ||||||
Marvell Technology Inc. |
767,959 | 46,315,607 | ||||||
MaxLinear Inc.(a) |
66,313 | 3,265,915 | ||||||
Meta Materials Inc.(a)(b) |
219,195 | 1,266,947 | ||||||
Microchip Technology Inc. |
253,351 | 38,886,845 | ||||||
Micron Technology Inc. |
1,041,652 | 73,936,459 | ||||||
MKS Instruments Inc. |
54,312 | 8,196,224 | ||||||
Monolithic Power Systems Inc. |
39,753 | 19,267,484 | ||||||
MoSys Inc.(a) |
293 | 1,456 | ||||||
NeoPhotonics Corp.(a) |
39,803 | 346,684 | ||||||
NVE Corp. |
7,564 | 483,869 | ||||||
NVIDIA Corp. |
2,305,631 | 477,634,518 | ||||||
NXP Semiconductors NV |
246,438 | 48,269,811 | ||||||
ON Semiconductor Corp.(a) |
407,458 | 18,649,353 | ||||||
Onto Innovation Inc.(a) |
44,861 | 3,241,207 | ||||||
PDF Solutions Inc.(a)(b) |
25,131 | 579,018 | ||||||
Photronics Inc.(a) |
56,648 | 772,112 | ||||||
Pixelworks Inc.(a) |
25,125 | 120,098 | ||||||
Power Integrations Inc. |
55,768 | 5,520,474 | ||||||
Qorvo Inc.(a) |
103,203 | 17,254,510 | ||||||
QUALCOMM Inc. |
1,048,494 | 135,234,756 |
80 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Semiconductors & Semiconductor Equipment (continued) | ||||||||
QuickLogic Corp.(a)(b) |
3,444 | $ | 18,460 | |||||
Rambus Inc.(a)(b) |
106,374 | 2,361,503 | ||||||
Rubicon Technology Inc.(a) |
842 | 8,588 | ||||||
Semtech Corp.(a) |
59,038 | 4,603,193 | ||||||
Silicon Laboratories Inc.(a) |
35,452 | 4,968,952 | ||||||
SiTime Corp.(a)(b) |
12,134 | 2,477,399 | ||||||
Skyworks Solutions Inc. |
154,042 | 25,383,041 | ||||||
SMART Global Holdings Inc.(a) |
15,038 | 669,191 | ||||||
SolarEdge Technologies Inc.(a)(b) |
49,411 | 13,104,785 | ||||||
SunPower Corp.(a)(b) |
70,689 | 1,603,227 | ||||||
Synaptics Inc.(a) |
33,801 | 6,075,054 | ||||||
Teradyne Inc. |
154,955 | 16,916,437 | ||||||
Texas Instruments Inc. |
846,847 | 162,772,462 | ||||||
Trio-Tech International(a) |
311 | 1,312 | ||||||
Ultra Clean Holdings Inc.(a) |
35,993 | 1,533,302 | ||||||
Universal Display Corp. |
41,511 | 7,096,721 | ||||||
Veeco Instruments Inc.(a)(b) |
42,277 | 938,972 | ||||||
Xilinx Inc. |
228,283 | 34,468,450 | ||||||
|
|
|||||||
2,096,011,950 | ||||||||
Software — 9.8% | ||||||||
8x8 Inc.(a) |
109,426 | 2,559,474 | ||||||
A10 Networks Inc.(a) |
43,909 | 591,893 | ||||||
ACI Worldwide Inc.(a) |
109,039 | 3,350,768 | ||||||
Adobe Inc.(a) |
439,011 | 252,747,413 | ||||||
Agilysys Inc.(a) |
16,243 | 850,483 | ||||||
Alarm.com Holdings Inc.(a) |
43,384 | 3,392,195 | ||||||
Altair Engineering Inc., Class A(a)(b) |
48,498 | 3,343,452 | ||||||
Alteryx Inc., Class A(a)(b) |
58,939 | 4,308,441 | ||||||
American Software Inc./GA, Class A |
25,155 | 597,431 | ||||||
Anaplan Inc.(a) |
129,971 | 7,913,934 | ||||||
ANSYS Inc.(a) |
81,665 | 27,802,849 | ||||||
Appfolio Inc., Class A(a)(b) |
17,887 | 2,153,595 | ||||||
Appian Corp.(a)(b) |
36,505 | 3,377,078 | ||||||
AppLovin Corp., Class A(a) |
24,420 | 1,767,275 | ||||||
Aquamed Technologies Inc. |
1,090 | — | ||||||
Asana Inc., Class A(a)(b) |
72,594 | 7,538,161 | ||||||
Aspen Technology Inc.(a) |
66,369 | 8,150,113 | ||||||
Asure Software Inc.(a)(b) |
6,641 | 59,835 | ||||||
AudioEye Inc.(a)(b) |
2,856 | 31,502 | ||||||
Autodesk Inc.(a) |
204,493 | 58,315,269 | ||||||
Avalara Inc.(a)(b) |
78,751 | 13,763,312 | ||||||
Avaya Holdings Corp.(a)(b) |
62,571 | 1,238,280 | ||||||
AvePoint Inc.(a)(b) |
86,959 | 738,282 | ||||||
Aware Inc./MA(a)(b) |
16,911 | 69,166 | ||||||
Benefitfocus Inc.(a) |
26,179 | 290,587 | ||||||
Bentley Systems Inc., Class B(b) |
170,690 | 10,350,642 | ||||||
Bill.com Holdings Inc.(a) |
82,064 | 21,906,985 | ||||||
Black Knight Inc.(a) |
145,106 | 10,447,632 | ||||||
Blackbaud Inc.(a) |
43,991 | 3,094,767 | ||||||
Blackline Inc.(a)(b) |
52,523 | 6,200,865 | ||||||
Bottomline Technologies DE Inc.(a) |
39,291 | 1,543,350 | ||||||
Box Inc., Class A(a) |
145,249 | 3,438,044 | ||||||
BSQUARE Corp.(a) |
8,752 | 21,092 | ||||||
BTRS Holdings Inc.(a) |
56,292 | 598,947 | ||||||
C3.ai Inc., Class A(a)(b) |
65,035 | 3,013,722 | ||||||
Cadence Design Systems Inc.(a) |
255,878 | 38,750,164 | ||||||
CCC Intelligent Solutions Holdings Inc.(a)(b) |
75,877 | 797,467 | ||||||
CDK Global Inc. |
116,591 | 4,960,947 | ||||||
Cerence Inc.(a)(b) |
34,556 | 3,321,177 | ||||||
Ceridian HCM Holding Inc.(a) |
123,739 | 13,935,486 |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
ChannelAdvisor Corp.(a) |
24,477 | $ | 617,555 | |||||
Citrix Systems Inc. |
117,401 | 12,605,345 | ||||||
Cleanspark Inc.(a)(b) |
42,092 | 487,846 | ||||||
Clear Secure Inc., Class A(a) |
19,416 | 797,027 | ||||||
Cloudera Inc.(a) |
225,913 | 3,607,831 | ||||||
CommVault Systems Inc.(a) |
39,207 | 2,952,679 | ||||||
Confluent Inc., Class A(a)(b) |
25,631 | 1,528,889 | ||||||
Cornerstone OnDemand Inc.(a) |
51,186 | 2,930,910 | ||||||
Coupa Software Inc.(a) |
67,846 | 14,870,486 | ||||||
Crowdstrike Holdings Inc., Class A(a) |
186,625 | 45,868,693 | ||||||
Datadog Inc., Class A(a) |
222,814 | 31,494,759 | ||||||
Datto Holding Corp.(a)(b) |
26,440 | 631,916 | ||||||
Digimarc Corp.(a)(b) |
11,366 | 391,445 | ||||||
Digital Turbine Inc.(a)(b) |
83,538 | 5,743,238 | ||||||
DocuSign Inc.(a) |
182,505 | 46,982,262 | ||||||
Dolby Laboratories Inc., Class A |
60,577 | 5,330,776 | ||||||
Domo Inc., Class B(a) |
27,657 | 2,335,357 | ||||||
Dropbox Inc., Class A(a) |
278,539 | 8,138,910 | ||||||
Duck Creek Technologies Inc.(a)(b) |
69,768 | 3,086,536 | ||||||
Dynatrace Inc.(a) |
187,698 | 13,320,927 | ||||||
E2open Parent Holdings Inc.(a) |
187,417 | 2,117,812 | ||||||
Ebix Inc. |
25,105 | 676,078 | ||||||
eGain Corp.(a)(b) |
16,875 | 172,125 | ||||||
Elastic NV(a) |
68,130 | 10,150,689 | ||||||
Envestnet Inc.(a)(b) |
48,705 | 3,908,089 | ||||||
Everbridge Inc.(a)(b) |
33,647 | 5,082,043 | ||||||
Evolving Systems Inc.(a)(b) |
8,542 | 18,365 | ||||||
Fair Isaac Corp.(a) |
25,503 | 10,148,409 | ||||||
Faraday Future Intelligent Electric Inc.(a)(b) |
159,801 | 1,508,521 | ||||||
Five9 Inc.(a) |
62,686 | 10,013,462 | ||||||
Fortinet Inc.(a) |
125,690 | 36,706,508 | ||||||
GSE Systems Inc.(a)(b) |
9,143 | 13,532 | ||||||
GTY Technology Holdings Inc.(a)(b) |
22,001 | 165,448 | ||||||
Guidewire Software Inc.(a)(b) |
79,175 | 9,411,532 | ||||||
HubSpot Inc.(a)(b) |
41,705 | 28,196,333 | ||||||
Intelligent Systems Corp.(a) |
7,594 | 308,392 | ||||||
InterDigital Inc. |
33,271 | 2,256,439 | ||||||
Intrusion Inc.(a) |
30,531 | 123,956 | ||||||
Intuit Inc. |
251,062 | 135,450,460 | ||||||
Inuvo Inc.(a)(b) |
17,813 | 12,467 | ||||||
Issuer Direct Corp.(a) |
318 | 8,316 | ||||||
J2 Global Inc.(a) |
42,754 | 5,841,052 | ||||||
Jamf Holding Corp.(a)(b) |
39,422 | 1,518,535 | ||||||
Kaspien Holdings Inc.(a) |
364 | 5,915 | ||||||
Latch Inc.(a)(b) |
84,038 | 947,108 | ||||||
LivePerson Inc.(a)(b) |
53,802 | 3,171,628 | ||||||
LivePerson Inc. |
87,126 | 260,507 | ||||||
Mandiant Inc. |
230,803 | 4,108,293 | ||||||
Manhattan Associates Inc.(a) |
60,718 | 9,291,676 | ||||||
Marathon Digital Holdings Inc.(a)(b) |
85,746 | 2,707,859 | ||||||
Marin Software Inc.(a) |
1,625 | 14,820 | ||||||
Matterport Inc.(a)(b) |
170,912 | 3,231,946 | ||||||
McAfee Corp., Class A |
47,132 | 1,042,089 | ||||||
Medallia Inc.(a) |
108,831 | 3,686,106 | ||||||
Microsoft Corp. |
6,951,698 | 1,959,822,700 | ||||||
MicroStrategy Inc., Class A(a)(b) |
6,993 | 4,044,751 | ||||||
Mimecast Ltd.(a) |
54,070 | 3,438,852 | ||||||
Mitek Systems Inc.(a)(b) |
61,114 | 1,130,609 | ||||||
Model N Inc.(a)(b) |
20,389 | 683,032 | ||||||
Momentive Global Inc.(a) |
113,018 | 2,215,153 |
S C H E D U L E O F I N V E S T M E N T S |
81 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
N-Able Inc.(a)(b) |
94,114 | $ | 1,167,955 | |||||
nCino Inc.(a)(b) |
52,326 | 3,716,716 | ||||||
NCR Corp.(a)(b) |
125,546 | 4,866,163 | ||||||
Net Element Inc.(a) |
51 | 420 | ||||||
NetSol Technologies Inc.(a)(b) |
8,530 | 39,067 | ||||||
New Relic Inc.(a) |
52,335 | 3,756,083 | ||||||
NortonLifeLock Inc. |
555,196 | 14,046,459 | ||||||
Nuance Communications Inc.(a) |
260,689 | 14,348,323 | ||||||
Nutanix Inc., Class A(a) |
196,940 | 7,424,638 | ||||||
NXT-ID Inc.(a) |
250 | 104 | ||||||
Oblong Inc.(a)(b) |
1,121 | 2,343 | ||||||
Olo Inc., Class A(a)(b) |
22,134 | 664,684 | ||||||
ON24 Inc.(a)(b) |
14,782 | 294,753 | ||||||
OneSpan Inc.(a) |
26,539 | 498,402 | ||||||
Oracle Corp. |
1,516,589 | 132,140,400 | ||||||
Pagerduty Inc.(a)(b) |
71,290 | 2,952,832 | ||||||
Palantir Technologies Inc., Class A(a) |
1,457,005 | 35,026,400 | ||||||
Palo Alto Networks Inc.(a)(b) |
89,893 | 43,058,747 | ||||||
Park City Group Inc.(a)(b) |
15,994 | 87,167 | ||||||
Paycom Software Inc.(a) |
45,519 | 22,566,044 | ||||||
Paycor HCM Inc.(a)(b) |
27,733 | 975,092 | ||||||
Paylocity Holding Corp.(a)(b) |
36,462 | 10,223,945 | ||||||
Pegasystems Inc. |
40,025 | 5,087,178 | ||||||
Phunware Inc.(a)(b) |
23,253 | 21,597 | ||||||
Ping Identity Holding Corp.(a) |
31,331 | 769,803 | ||||||
Progress Software Corp. |
42,973 | 2,113,842 | ||||||
PROS Holdings Inc.(a) |
33,093 | 1,174,140 | ||||||
PTC Inc.(a) |
101,553 | 12,165,034 | ||||||
Q2 Holdings Inc.(a)(b) |
48,499 | 3,886,710 | ||||||
QAD Inc., Class A |
8,445 | 738,009 | ||||||
QAD Inc., Class B |
488 | 42,529 | ||||||
Qualtrics International Inc., Class A(a)(b) |
66,726 | 2,851,869 | ||||||
Qualys Inc.(a)(b) |
33,586 | 3,737,786 | ||||||
Qumu Corp.(a)(b) |
9,074 | 22,504 | ||||||
Rapid7 Inc.(a)(b) |
50,674 | 5,727,175 | ||||||
RealNetworks Inc.(a)(b) |
37,624 | 59,822 | ||||||
Rekor Systems Inc.(a)(b) |
51,433 | 590,965 | ||||||
Rimini Street Inc.(a) |
16,119 | 155,548 | ||||||
RingCentral Inc., Class A(a) |
76,488 | 16,636,140 | ||||||
Riot Blockchain Inc.(a)(b) |
72,618 | 1,866,283 | ||||||
SailPoint Technologies Holdings Inc.(a)(b) |
87,138 | 3,736,477 | ||||||
salesforce.com Inc.(a) |
898,910 | 243,802,370 | ||||||
Seachange International Inc.(a)(b) |
30,076 | 31,881 | ||||||
SecureWorks Corp., Class A(a) |
8,578 | 170,531 | ||||||
SentinelOne Inc., Class A(a) |
33,861 | 1,813,934 | ||||||
ServiceNow Inc.(a) |
182,414 | 113,510,760 | ||||||
ShotSpotter Inc.(a)(b) |
7,405 | 269,320 | ||||||
Smartsheet Inc., Class A(a) |
120,769 | 8,311,323 | ||||||
Smith Micro Software Inc.(a)(b) |
14,599 | 70,659 | ||||||
Splunk Inc.(a)(b) |
153,345 | 22,190,555 | ||||||
Sprout Social Inc., Class A(a) |
41,901 | 5,109,827 | ||||||
SPS Commerce Inc.(a) |
33,556 | 5,412,918 | ||||||
SRAX Inc.(a)(b) |
10,968 | 58,569 | ||||||
SS&C Technologies Holdings Inc. |
208,278 | 14,454,493 | ||||||
Sumo Logic Inc.(a) |
79,395 | 1,279,847 | ||||||
Synchronoss Technologies Inc.(a)(b) |
55,070 | 132,168 | ||||||
Synopsys Inc.(a) |
141,836 | 42,467,117 | ||||||
Telos Corp.(a) |
55,440 | 1,575,605 | ||||||
Tenable Holdings Inc.(a) |
84,210 | 3,885,449 | ||||||
Teradata Corp.(a) |
93,822 | 5,380,692 |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
Trade Desk Inc. (The), Class A(a)(b) |
405,798 | $ | 28,527,599 | |||||
Tyler Technologies Inc.(a) |
37,333 | 17,122,780 | ||||||
UiPath Inc., Class A(a)(b) |
237,787 | 12,509,974 | ||||||
Unity Software Inc.(a)(b) |
147,034 | 18,563,043 | ||||||
Upland Software Inc.(a) |
19,222 | 642,784 | ||||||
Varonis Systems Inc.(a) |
105,094 | 6,394,970 | ||||||
Verb Technology Co. Inc.(a)(b) |
17,629 | 33,848 | ||||||
Verint Systems Inc.(a)(b) |
59,771 | 2,677,143 | ||||||
Veritone Inc.(a)(b) |
22,072 | 527,300 | ||||||
Vertex Inc., Class A(a) |
27,765 | 533,643 | ||||||
Viant Technology Inc., Class A(a) |
16,337 | 199,638 | ||||||
VirnetX Holding Corp.(a)(b) |
47,520 | 186,278 | ||||||
VMware Inc., Class A(a)(b) |
75,296 | 11,196,515 | ||||||
Vonage Holdings Corp.(a) |
263,481 | 4,247,314 | ||||||
WM Technology Inc.(a)(b) |
60,282 | 874,089 | ||||||
Wolfspeed Inc. |
107,737 | 8,697,608 | ||||||
Workday Inc., Class A(a) |
177,163 | 44,271,262 | ||||||
Workiva Inc.(a)(b) |
42,139 | 5,939,913 | ||||||
Xperi Holding Corp. |
99,778 | 1,879,818 | ||||||
Yext Inc.(a) |
105,644 | 1,270,897 | ||||||
Zendesk Inc.(a) |
112,434 | 13,086,193 | ||||||
Zix Corp.(a) |
54,637 | 386,284 | ||||||
Zoom Video Communications Inc., Class A(a)(b) |
199,870 | 52,266,005 | ||||||
Zscaler Inc.(a) |
72,606 | 19,038,745 | ||||||
Zuora Inc., Class A(a) |
123,327 | 2,044,762 | ||||||
|
|
|||||||
4,076,953,640 | ||||||||
Specialty Retail — 2.3% | ||||||||
Aaron’s Co. Inc. (The) |
32,302 | 889,597 | ||||||
Abercrombie & Fitch Co., Class A(a) |
57,155 | 2,150,743 | ||||||
Academy Sports & Outdoors Inc.(a) |
67,631 | 2,706,593 | ||||||
Advance Auto Parts Inc. |
59,675 | 12,465,511 | ||||||
American Eagle Outfitters Inc. |
129,598 | 3,343,628 | ||||||
America’s Car-Mart Inc./TX(a) |
9,065 | 1,058,611 | ||||||
Arko Corp.(a)(b) |
79,530 | 803,253 | ||||||
Asbury Automotive Group Inc.(a) |
17,044 | 3,353,237 | ||||||
AutoNation Inc.(a) |
40,608 | 4,944,430 | ||||||
AutoZone Inc.(a) |
20,030 | 34,010,740 | ||||||
Barnes & Noble Education Inc.(a) |
35,192 | 351,568 | ||||||
Bath & Body Works Inc. |
250,286 | 15,775,527 | ||||||
Bed Bath & Beyond Inc.(a) |
95,330 | 1,646,826 | ||||||
Best Buy Co. Inc. |
208,361 | 22,025,841 | ||||||
Big 5 Sporting Goods Corp. |
15,159 | 349,263 | ||||||
Boot Barn Holdings Inc.(a) |
23,436 | 2,082,757 | ||||||
Buckle Inc. (The) |
23,850 | 944,222 | ||||||
Build-A-Bear Workshop Inc., Class A(a)(b) |
33,709 | 571,030 | ||||||
Burlington Stores Inc.(a) |
60,784 | 17,236,519 | ||||||
Caleres Inc. |
43,166 | 959,149 | ||||||
Camping World Holdings Inc., Class A |
36,833 | 1,431,699 | ||||||
CarLotz Inc.(a)(b) |
94,714 | 360,860 | ||||||
CarMax Inc.(a)(b) |
152,534 | 19,518,251 | ||||||
Carvana Co.(a) |
78,527 | 23,679,032 | ||||||
Cato Corp. (The), Class A |
34,032 | 562,889 | ||||||
Chico’s FAS Inc.(a) |
124,212 | 557,712 | ||||||
Children’s Place Inc. (The)(a) |
17,182 | 1,293,117 | ||||||
Citi Trends Inc.(a) |
7,814 | 570,109 | ||||||
Conn’s Inc.(a) |
25,106 | 573,170 | ||||||
Container Store Group Inc. (The)(a) |
19,193 | 182,717 | ||||||
Designer Brands Inc. , Class A(a) |
65,049 | 906,133 | ||||||
Dick’s Sporting Goods Inc. |
59,352 | 7,108,589 | ||||||
EVgo Inc.(a)(b) |
110,642 | 901,732 |
82 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Specialty Retail (continued) | ||||||||
Express Inc.(a) |
70,057 | $ | 330,669 | |||||
Five Below Inc.(a) |
51,281 | 9,066,994 | ||||||
Floor & Decor Holdings Inc., Class A(a) |
98,893 | 11,945,285 | ||||||
Foot Locker Inc. |
90,244 | 4,120,541 | ||||||
GameStop Corp., Class A(a)(b) |
57,845 | 10,150,062 | ||||||
Gap Inc. (The) |
203,660 | 4,623,082 | ||||||
Genesco Inc.(a) |
18,770 | 1,083,592 | ||||||
Group 1 Automotive Inc. |
17,481 | 3,284,330 | ||||||
GrowGeneration Corp.(a)(b) |
59,567 | 1,469,518 | ||||||
Guess? Inc. |
44,416 | 933,180 | ||||||
Haverty Furniture Companies Inc. |
17,105 | 576,610 | ||||||
Hibbett Inc. |
9,793 | 692,757 | ||||||
Home Depot Inc. (The) |
982,979 | 322,672,687 | ||||||
J Jill Inc.(a) |
2,727 | 47,395 | ||||||
Kirkland’s Inc.(a)(b) |
16,208 | 311,356 | ||||||
Lazydays Holdings Inc.(a) |
3,257 | 69,504 | ||||||
Leslie’s Inc.(a)(b) |
115,187 | 2,365,941 | ||||||
Lithia Motors Inc. |
27,504 | 8,719,868 | ||||||
Lowe’s Companies Inc. |
652,650 | 132,396,579 | ||||||
Lumber Liquidators Holdings Inc.(a) |
25,243 | 471,539 | ||||||
MarineMax Inc.(a)(b) |
18,275 | 886,703 | ||||||
Monro Inc. |
32,917 | 1,893,057 | ||||||
Murphy USA Inc. |
20,144 | 3,369,285 | ||||||
National Vision Holdings Inc.(a) |
75,652 | 4,294,764 | ||||||
O’Reilly Automotive Inc.(a) |
62,224 | 38,022,597 | ||||||
ODP Corp. (The)(a) |
50,156 | 2,014,265 | ||||||
OneWater Marine Inc., Class A |
18,235 | 733,229 | ||||||
Party City Holdco Inc.(a)(b) |
145,046 | 1,029,827 | ||||||
Penske Automotive Group Inc. |
25,023 | 2,517,314 | ||||||
Petco Health & Wellness Co. Inc.(a)(b) |
82,781 | 1,746,679 | ||||||
Recycling Asset Holdings Inc.(b)(c) |
7,042 | 246 | ||||||
Rent-A-Center Inc./TX |
49,365 | 2,774,807 | ||||||
RH(a) |
16,277 | 10,855,294 | ||||||
Ross Stores Inc. |
333,862 | 36,340,879 | ||||||
Sally Beauty Holdings Inc.(a)(b) |
129,539 | 2,182,732 | ||||||
Shift Technologies Inc.(a)(b) |
87,082 | 604,349 | ||||||
Shoe Carnival Inc. |
16,310 | 528,770 | ||||||
Signet Jewelers Ltd. |
49,597 | 3,916,179 | ||||||
Sleep Number Corp.(a)(b) |
22,580 | 2,110,778 | ||||||
Sonic Automotive Inc., Class A |
25,536 | 1,341,661 | ||||||
Sportsman’s Warehouse Holdings Inc.(a) |
35,201 | 619,538 | ||||||
Tilly’s Inc., Class A |
15,779 | 221,064 | ||||||
TJX Companies Inc. (The) |
1,115,494 | 73,600,294 | ||||||
Tractor Supply Co. |
104,172 | 21,106,289 | ||||||
TravelCenters of America Inc.(a) |
20,906 | 1,040,910 | ||||||
Ulta Beauty Inc.(a) |
50,564 | 18,249,559 | ||||||
Urban Outfitters Inc.(a) |
57,431 | 1,705,126 | ||||||
Victoria’s Secret & Co.(a) |
69,283 | 3,828,579 | ||||||
Vroom Inc.(a)(b) |
118,185 | 2,608,343 | ||||||
Williams-Sonoma Inc. |
69,668 | 12,354,226 | ||||||
Winmark Corp. |
3,469 | 745,939 | ||||||
Xcel Brands Inc.(a) |
315 | 469 | ||||||
Zumiez Inc.(a)(b) |
25,738 | 1,023,343 | ||||||
|
|
|||||||
954,913,638 | ||||||||
Technology Hardware, Storage & Peripherals — 5.3% | ||||||||
3D Systems Corp.(a) |
115,711 | 3,190,152 | ||||||
Apple Inc. |
14,533,416 | 2,056,478,364 | ||||||
AstroNova Inc.(a) |
7,666 | 115,373 | ||||||
Avid Technology Inc.(a) |
48,432 | 1,400,653 | ||||||
Corsair Gaming Inc.(a)(b) |
19,573 | 507,528 |
Security | Shares | Value | ||||||
Technology Hardware, Storage & Peripherals (continued) | ||||||||
Dell Technologies Inc., Class C(a) |
258,054 | $ | 26,847,938 | |||||
Diebold Nixdorf Inc.(a)(b) |
76,511 | 773,526 | ||||||
Eastman Kodak Co.(a) |
51,224 | 348,835 | ||||||
Hewlett Packard Enterprise Co. |
1,245,048 | 17,741,934 | ||||||
HP Inc. |
1,126,207 | 30,813,024 | ||||||
Immersion Corp.(a)(b) |
25,440 | 174,010 | ||||||
Intevac Inc.(a) |
17,612 | 84,185 | ||||||
NetApp Inc. |
212,219 | 19,048,778 | ||||||
One Stop Systems Inc.(a)(b) |
9,356 | 47,061 | ||||||
Pure Storage Inc., Class A(a) |
234,171 | 5,891,742 | ||||||
Quantum Corp.(a) |
76,896 | 398,321 | ||||||
Seagate Technology Holdings PLC |
198,940 | 16,416,529 | ||||||
Super Micro Computer Inc.(a) |
35,663 | 1,304,196 | ||||||
TransAct Technologies Inc.(a) |
8,304 | 115,426 | ||||||
Turtle Beach Corp.(a)(b) |
28,056 | 780,518 | ||||||
Western Digital Corp.(a) |
285,155 | 16,094,148 | ||||||
Xerox Holdings Corp. |
109,994 | 2,218,579 | ||||||
|
|
|||||||
2,200,790,820 | ||||||||
Textiles, Apparel & Luxury Goods — 0.8% | ||||||||
Capri Holdings Ltd.(a) |
142,031 | 6,875,721 | ||||||
Carter’s Inc. |
37,396 | 3,636,387 | ||||||
Charles & Colvard Ltd.(a) |
25,183 | 75,045 | ||||||
Columbia Sportswear Co. |
34,585 | 3,314,626 | ||||||
Crocs Inc.(a) |
57,998 | 8,321,553 | ||||||
Crown Crafts Inc. |
8,471 | 62,685 | ||||||
Culp Inc. |
13 | 167 | ||||||
Deckers Outdoor Corp.(a) |
26,180 | 9,430,036 | ||||||
Delta Apparel Inc.(a) |
7,848 | 214,329 | ||||||
Forward Industries Inc.(a) |
9,082 | 21,706 | ||||||
Fossil Group Inc.(a)(b) |
52,718 | 624,708 | ||||||
G-III Apparel Group Ltd.(a)(b) |
34,409 | 973,775 | ||||||
Hanesbrands Inc. |
338,488 | 5,808,454 | ||||||
Jerash Holdings U.S. Inc.(b) |
1,955 | 13,138 | ||||||
Kontoor Brands Inc. |
43,197 | 2,157,690 | ||||||
Lakeland Industries Inc.(a)(b) |
7,817 | 164,157 | ||||||
Levi Strauss & Co., Class A |
75,257 | 1,844,549 | ||||||
Lululemon Athletica Inc.(a) |
110,024 | 44,526,713 | ||||||
Movado Group Inc. |
11,106 | 349,728 | ||||||
Nike Inc., Class B |
1,180,316 | 171,417,293 | ||||||
Oxford Industries Inc. |
16,238 | 1,464,180 | ||||||
PLBY Group Inc.(a)(b) |
21,854 | 515,099 | ||||||
PVH Corp.(a)(b) |
69,619 | 7,156,137 | ||||||
Ralph Lauren Corp. |
43,447 | 4,824,355 | ||||||
Rocky Brands Inc. |
8,222 | 391,449 | ||||||
Skechers U.S.A. Inc., Class A(a) |
128,442 | 5,409,977 | ||||||
Steven Madden Ltd. |
76,023 | 3,053,084 | ||||||
Superior Group of Companies Inc. |
8,281 | 192,865 | ||||||
Tapestry Inc. |
254,621 | 9,426,069 | ||||||
Under Armour Inc., Class A(a) |
177,468 | 3,581,304 | ||||||
Under Armour Inc., Class C, NVS(a) |
183,386 | 3,212,923 | ||||||
Unifi Inc.(a) |
16,109 | 353,270 | ||||||
Vera Bradley Inc.(a) |
17,182 | 161,683 | ||||||
VF Corp. |
302,125 | 20,239,354 | ||||||
Vince Holding Corp.(a) |
896 | 7,396 | ||||||
Wolverine World Wide Inc. |
77,478 | 2,311,944 | ||||||
|
|
|||||||
322,133,549 | ||||||||
Thrifts & Mortgage Finance — 0.1% | ||||||||
1895 Bancorp of Wisconsin Inc.(a) |
2,115 | 23,096 | ||||||
Axos Financial Inc.(a) |
44,062 | 2,270,955 |
S C H E D U L E O F I N V E S T M E N T S |
83 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Thrifts & Mortgage Finance (continued) | ||||||||
Blue Foundry Bancorp(a)(b) |
60,859 | $ | 839,246 | |||||
Bridgewater Bancshares Inc.(a)(b) |
19,664 | 344,317 | ||||||
Broadway Financial Corp./DE(a) |
7,649 | 25,395 | ||||||
Capitol Federal Financial Inc. |
133,041 | 1,528,641 | ||||||
CBM Bancorp Inc. |
3,321 | 53,867 | ||||||
CF Bankshares Inc.(b) |
1,726 | 35,297 | ||||||
Columbia Financial Inc.(a) |
48,627 | 899,600 | ||||||
Elmira Savings Bank |
668 | 8,891 | ||||||
ESSA Bancorp. Inc. |
8,459 | 140,419 | ||||||
Essent Group Ltd. |
95,867 | 4,219,107 | ||||||
Federal Agricultural Mortgage Corp., Class C, NVS |
8,472 | 919,381 | ||||||
FFBW Inc.(a) |
2,417 | 28,666 | ||||||
First Seacoast Bancorp.(a) |
2,148 | 21,007 | ||||||
Flagstar Bancorp. Inc. |
43,474 | 2,207,610 | ||||||
FS Bancorp. Inc. |
2,608 | 90,263 | ||||||
Greene County Bancorp. Inc. |
636 | 23,106 | ||||||
Guaranty Federal Bancshares Inc. |
825 | 19,916 | ||||||
Hingham Institution For Savings (The) |
2,978 | 1,002,693 | ||||||
HMN Financial Inc.(a) |
848 | 19,818 | ||||||
Home Bancorp. Inc. |
7,679 | 297,024 | ||||||
Home Federal Bancorp. Inc./LA |
506 | 9,609 | ||||||
HomeStreet Inc. |
11,774 | 484,500 | ||||||
HV Bancorp Inc.(a) |
1,371 | 30,093 | ||||||
IF Bancorp. Inc. |
697 | 15,801 | ||||||
Impac Mortgage Holdings Inc.(a) |
8,246 | 11,627 | ||||||
Income Opportunity Realty Investors Inc.(a) |
108 | 1,203 | ||||||
Kearny Financial Corp./MD |
75,619 | 939,944 | ||||||
Kentucky First Federal Bancorp |
844 | 6,026 | ||||||
Lake Shore Bancorp. Inc. |
652 | 9,773 | ||||||
Magyar Bancorp Inc.(a)(b) |
871 | 9,851 | ||||||
Merchants Bancorp./IN |
19,177 | 756,916 | ||||||
Meridian Bancorp. Inc. |
42,948 | 891,600 | ||||||
Meta Financial Group Inc. |
29,064 | 1,525,279 | ||||||
MGIC Investment Corp. |
334,456 | 5,003,462 | ||||||
Mid-Southern Bancorp Inc. |
2,439 | 37,073 | ||||||
Mr Cooper Group Inc.(a) |
94,286 | 3,881,755 | ||||||
New York Community Bancorp. Inc. |
457,886 | 5,892,993 | ||||||
NMI Holdings Inc., Class A(a)(b) |
74,163 | 1,676,825 | ||||||
Northfield Bancorp. Inc. |
30,763 | 527,893 | ||||||
Northwest Bancshares Inc. |
93,733 | 1,244,774 | ||||||
Oconee Federal Financial Corp. |
212 | 4,918 | ||||||
Ocwen Financial Corp.(a) |
8,227 | 231,426 | ||||||
PCSB Financial Corp. |
26,486 | 488,402 | ||||||
PennyMac Financial Services Inc. |
27,296 | 1,668,604 | ||||||
Premier Financial Corp. |
33,021 | 1,051,389 | ||||||
Provident Bancorp. Inc. |
18,785 | 300,936 | ||||||
Provident Financial Holdings Inc. |
7,831 | 133,753 | ||||||
Provident Financial Services Inc. |
61,828 | 1,451,103 | ||||||
Prudential Bancorp. Inc. |
8,282 | 126,383 | ||||||
Radian Group Inc. |
154,202 | 3,503,469 | ||||||
Rhinebeck Bancorp Inc.(a) |
3,407 | 37,136 | ||||||
Riverview Bancorp. Inc. |
17,755 | 129,079 | ||||||
Rocket Companies Inc., Class A |
137,372 | 2,203,447 | ||||||
Security National Financial Corp., Class A(a) |
10,965 | 90,242 | ||||||
Severn Bancorp. Inc. |
8,342 | 104,442 | ||||||
Southern Missouri Bancorp. Inc. |
7,671 | 344,351 | ||||||
Sterling Bancorp Inc./MI(a) |
56,587 | 291,989 | ||||||
Territorial Bancorp. Inc. |
15,900 | 403,542 | ||||||
TFS Financial Corp. |
59,272 | 1,129,724 | ||||||
Timberland Bancorp. Inc./WA |
7,813 | 226,186 |
Security | Shares | Value | ||||||
Thrifts & Mortgage Finance (continued) | ||||||||
TrustCo Bank Corp. NY |
10,149 | $ | 324,464 | |||||
UWM Holdings Corp. |
85,935 | 597,248 | ||||||
Walker & Dunlop Inc. |
25,947 | 2,944,984 | ||||||
Washington Federal Inc. |
74,429 | 2,553,659 | ||||||
Waterstone Financial Inc. |
25,098 | 514,258 | ||||||
Western New England Bancorp. Inc. |
27,756 | 236,759 | ||||||
WSFS Financial Corp. |
47,861 | 2,455,748 | ||||||
WVS Financial Corp. |
222 | 3,543 | ||||||
|
|
|||||||
61,526,496 | ||||||||
Tobacco — 0.5% | ||||||||
22nd Century Group Inc.(a)(b) |
102,726 | 304,069 | ||||||
Altria Group Inc. |
1,710,595 | 77,866,284 | ||||||
Philip Morris International Inc. |
1,439,225 | 136,424,138 | ||||||
Turning Point Brands Inc. |
11,476 | 547,979 | ||||||
Universal Corp./VA |
23,837 | 1,152,042 | ||||||
Vector Group Ltd. |
116,092 | 1,480,173 | ||||||
|
|
|||||||
217,774,685 | ||||||||
Trading Companies & Distributors — 0.3% | ||||||||
Air Lease Corp. |
100,737 | 3,962,994 | ||||||
Applied Industrial Technologies Inc. |
33,674 | 3,035,038 | ||||||
Beacon Roofing Supply Inc.(a)(b) |
44,585 | 2,129,380 | ||||||
BlueLinx Holdings Inc.(a)(b) |
8,135 | 397,639 | ||||||
Boise Cascade Co. |
33,965 | 1,833,431 | ||||||
CAI International Inc. |
16,695 | 933,417 | ||||||
Core & Main Inc., Class A(a)(b) |
33,107 | 867,734 | ||||||
Custom Truck One Source Inc.(a)(b) |
91,804 | 856,531 | ||||||
DXP Enterprises Inc./TX(a) |
9,207 | 272,251 | ||||||
EVI Industries Inc.(a)(b) |
7,536 | 204,979 | ||||||
Fastenal Co. |
537,120 | 27,720,763 | ||||||
GATX Corp. |
33,869 | 3,033,308 | ||||||
Global Industrial Co. |
11,545 | 437,440 | ||||||
GMS Inc.(a) |
42,168 | 1,846,958 | ||||||
H&E Equipment Services Inc. |
26,089 | 905,549 | ||||||
Herc Holdings Inc.(a) |
20,523 | 3,354,690 | ||||||
Hudson Technologies Inc.(a)(b) |
25,487 | 89,969 | ||||||
Huttig Building Products Inc.(a) |
16,604 | 88,333 | ||||||
India Globalization Capital Inc.(a)(b) |
32,794 | 48,535 | ||||||
Lawson Products Inc./DE(a)(b) |
7,724 | 386,277 | ||||||
McGrath RentCorp |
25,838 | 1,859,044 | ||||||
MRC Global Inc.(a) |
92,635 | 679,941 | ||||||
MSC Industrial Direct Co. Inc., Class A |
42,585 | 3,414,891 | ||||||
NOW Inc.(a) |
100,656 | 770,018 | ||||||
Rush Enterprises Inc., Class A |
37,218 | 1,680,765 | ||||||
Rush Enterprises Inc., Class B |
13,309 | 609,153 | ||||||
SiteOne Landscape Supply Inc.(a) |
42,476 | 8,472,688 | ||||||
Titan Machinery Inc.(a) |
16,710 | 432,956 | ||||||
Transcat Inc.(a) |
8,172 | 526,931 | ||||||
Triton International Ltd. |
58,242 | 3,030,914 | ||||||
United Rentals Inc.(a) |
66,446 | 23,317,895 | ||||||
Univar Solutions Inc.(a) |
167,290 | 3,984,848 | ||||||
Veritiv Corp.(a) |
9,448 | 846,163 | ||||||
Watsco Inc. |
31,380 | 8,303,776 | ||||||
WESCO International Inc.(a)(b) |
44,463 | 5,127,473 | ||||||
Willis Lease Finance Corp.(a) |
7,676 | 285,470 | ||||||
WW Grainger Inc. |
40,824 | 16,046,281 | ||||||
|
|
|||||||
131,794,423 | ||||||||
Water Utilities — 0.1% | ||||||||
American States Water Co. |
34,656 | 2,963,781 | ||||||
American Water Works Co. Inc. |
168,264 | 28,443,347 |
84 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF (Percentages shown are based on Net Assets) |
Security |
Shares/ Par |
Value | ||||||
|
||||||||
Water Utilities (continued) | ||||||||
Artesian Resources Corp., Class A, NVS |
8,234 | $ | 314,292 | |||||
Cadiz Inc.(a)(b) |
25,699 | 180,921 | ||||||
California Water Service Group |
48,470 | 2,856,337 | ||||||
Essential Utilities Inc. |
216,242 | 9,964,431 | ||||||
Middlesex Water Co. |
16,133 | 1,658,150 | ||||||
Pure Cycle Corp.(a) |
17,442 | 232,153 | ||||||
SJW Group |
26,042 | 1,720,334 | ||||||
York Water Co. (The) |
10,296 | 449,729 | ||||||
|
|
|||||||
48,783,475 | ||||||||
Wireless Telecommunication Services — 0.2% | ||||||||
Gogo Inc.(a)(b) |
42,416 | 733,797 | ||||||
Shenandoah Telecommunications Co. |
44,772 | 1,413,900 | ||||||
Spok Holdings Inc. |
15,778 | 161,251 | ||||||
T-Mobile U.S. Inc.(a) |
543,518 | 69,439,860 | ||||||
Telephone and Data Systems Inc. |
99,157 | 1,933,561 | ||||||
U.S. Cellular Corp.(a) |
11,459 | 365,427 | ||||||
|
|
|||||||
74,047,796 | ||||||||
|
|
|||||||
Total
Common Stocks — 99.8% |
|
41,392,320,552 | ||||||
|
|
|||||||
Rights |
||||||||
Real Estate Management & Development — 0.0% | ||||||||
Capital
Senior Living Corp., |
1,488 | 4,791 | ||||||
|
|
|||||||
Total
Rights — 0.0% |
4,791 | |||||||
|
|
|||||||
Warrants |
||||||||
Pharmaceuticals — 0.0% | ||||||||
Salarius
Pharmaceuticals Inc., |
19,965 | 0 | (d) | |||||
|
|
|||||||
Total
Warrants — 0.0% |
|
0 | (d) | |||||
|
|
|||||||
Corporate Bonds & Notes |
| |||||||
Capital Markets — 0.0% | ||||||||
GAMCO Investors Inc., 4.00%, 06/15/23(g) |
14,000 | 13,931 | ||||||
|
|
|||||||
Total
Corporate Bonds & Notes — 0.0% |
|
13,931 | ||||||
|
|
Security |
Shares |
Value | ||||||
|
||||||||
Short-Term Investments |
||||||||
Money Market Funds — 2.3% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.05%(e)(h)(i) |
898,730,651 | $ | 899,180,017 | |||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(e)(h) |
58,440,000 | 58,440,000 | ||||||
|
|
|||||||
957,620,017 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 2.3% |
|
957,620,017 | ||||||
|
|
|||||||
Total
Investments in Securities — 102.1% |
|
42,349,959,291 | ||||||
Other Assets, Less Liabilities — (2.1)% |
|
(868,094,487 | ) | |||||
|
|
|||||||
Net Assets — 100.0% |
|
$ | 41,481,864,804 | |||||
|
|
(a) |
Non-income producing security. |
(b) |
All or a portion of this security is on loan. |
(c) |
Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
(d) |
Rounds to less than $1. |
(e) |
Affiliate of the Fund. |
(f) |
Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors. |
(g) |
Step coupon security. Coupon rate will either increase (step-up bond) or decrease (step-down bond) at regular intervals until maturity. Interest rate shown reflects the rate currently in effect. |
(h) |
Annualized 7-day yield as of period end. |
(i) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
S C H E D U L E O F I N V E S T M E N T S |
85 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF
|
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain Distributions from Underlying Funds |
|||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares |
$ | 669,664,975 | $ | 229,580,668 | (a) | $ | — | $ | (21,363 | ) | $ | (44,263 | ) | $ | 899,180,017 | 898,730,651 | $ | 2,228,279 | (b) | $ | — | |||||||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
31,500,000 | 26,940,000 | (a) | — | — | — | 58,440,000 | 58,440,000 | 2,849 | — | ||||||||||||||||||||||||||||||||
|
BlackRock Inc. |
93,431,477 | 9,641,659 | (2,164,118 | ) | 1,255,896 | 9,156,298 | 111,321,212 | 132,737 | 1,067,993 | — | |||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||
$ | 1,234,533 | $ | 9,112,035 | $ | 1,068,941,229 | $ | 3,299,121 | $ | — | |||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
Represents net amount purchased (sold). |
(b) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||
Description |
Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ Unrealized Appreciation (Depreciation) |
||||||||||||
|
||||||||||||||||
Long Contracts |
||||||||||||||||
S&P 400 E-Mini Index |
27 | 12/17/21 | $ | 7,110 | $ | (182,507 | ) | |||||||||
S&P 500 E-Mini Index |
342 | 12/17/21 | 73,491 | (2,832,800 | ) | |||||||||||
|
|
|||||||||||||||
$ | (3,015,307 | ) | ||||||||||||||
|
|
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 3,015,307 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | 10,767,871 | ||
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (3,457,311 | ) | |
|
|
Average Quarterly Balances of Outstanding Derivative Financial Instruments
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 72,250,138 |
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
86 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P Total U.S. Stock Market ETF
|
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 41,391,992,990 | $ | 10,554 | $ | 317,008 | $ | 41,392,320,552 | ||||||||
Rights |
— | 4,791 | — | 4,791 | ||||||||||||
Warrants |
— | 0 | (a) | — | 0 | (a) | ||||||||||
Corporate Bonds & Notes |
— | 13,931 | — | 13,931 | ||||||||||||
Money Market Funds |
957,620,017 | — | — | 957,620,017 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 42,349,613,007 | $ | 29,276 | $ | 317,008 | $ | 42,349,959,291 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(b) |
||||||||||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
$ | (3,015,307 | ) | $ | — | $ | — | $ | (3,015,307 | ) | ||||||
|
|
|
|
|
|
|
|
(a) |
Rounds to less than $1. |
(b) |
Derivative financial instruments are futures contracts. Futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
S C H E D U L E O F I N V E S T M E N T S |
87 |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Common Stocks |
||||||||
Aerospace & Defense — 0.5% | ||||||||
Axon Enterprise Inc.(a) |
38,217 | $ | 6,688,739 | |||||
Curtiss-Wright Corp. |
9,057 | 1,142,812 | ||||||
L3Harris Technologies Inc. |
67,133 | 14,785,372 | ||||||
Lockheed Martin Corp. |
66,228 | 22,855,283 | ||||||
Mercury Systems Inc.(a)(b) |
33,595 | 1,593,075 | ||||||
TransDigm Group Inc.(a) |
18,414 | 11,500,832 | ||||||
|
|
|||||||
58,566,113 | ||||||||
Air Freight & Logistics — 0.7% | ||||||||
Expeditors International of Washington Inc. |
64,879 | 7,729,035 | ||||||
FedEx Corp. |
92,010 | 20,176,873 | ||||||
GXO Logistics Inc.(a)(b) |
29,703 | 2,329,903 | ||||||
United Parcel Service Inc., Class B |
298,138 | 54,290,930 | ||||||
|
|
|||||||
84,526,741 | ||||||||
Auto Components — 0.2% | ||||||||
Aptiv PLC(a) |
105,865 | 15,770,709 | ||||||
Fox Factory Holding Corp.(a)(b) |
24,675 | 3,566,524 | ||||||
Gentex Corp. |
79,952 | 2,636,817 | ||||||
Visteon Corp.(a) |
7,876 | 743,416 | ||||||
|
|
|||||||
22,717,466 | ||||||||
Automobiles — 3.0% | ||||||||
Tesla Inc.(a) |
474,770 | 368,174,640 | ||||||
|
|
|||||||
Banks — 0.4% | ||||||||
Commerce Bancshares Inc. |
29,841 | 2,079,321 | ||||||
First Financial Bankshares Inc. |
48,061 | 2,208,403 | ||||||
First Republic Bank/CA |
54,985 | 10,605,507 | ||||||
Glacier Bancorp. Inc. |
28,065 | 1,553,398 | ||||||
PacWest Bancorp |
19,282 | 873,860 | ||||||
Signature Bank/New York NY |
12,438 | 3,386,618 | ||||||
SVB Financial Group(a) |
34,294 | 22,184,103 | ||||||
Umpqua Holdings Corp. |
55,848 | 1,130,922 | ||||||
|
|
|||||||
44,022,132 | ||||||||
Beverages — 1.0% | ||||||||
Boston Beer Co. Inc. (The), Class A, NVS(a) |
5,388 | 2,746,533 | ||||||
Brown-Forman Corp., Class B, NVS |
53,820 | 3,606,478 | ||||||
Coca-Cola Co. (The) |
795,587 | 41,744,450 | ||||||
Monster Beverage Corp.(a)(b) |
220,100 | 19,551,483 | ||||||
PepsiCo Inc. |
339,430 | 51,053,666 | ||||||
|
|
|||||||
118,702,610 | ||||||||
Biotechnology — 2.2% | ||||||||
AbbVie Inc. |
765,147 | 82,536,407 | ||||||
Amgen Inc. |
166,418 | 35,388,788 | ||||||
Arrowhead Pharmaceuticals Inc.(a) |
60,601 | 3,783,320 | ||||||
Biogen Inc.(a) |
46,300 | 13,102,437 | ||||||
Emergent BioSolutions Inc.(a)(b) |
26,564 | 1,330,059 | ||||||
Exelixis Inc.(a) |
182,954 | 3,867,648 | ||||||
Halozyme Therapeutics Inc.(a) |
83,427 | 3,393,810 | ||||||
Incyte Corp.(a) |
69,156 | 4,756,550 | ||||||
Moderna Inc.(a) |
119,098 | 45,836,056 | ||||||
Neurocrine Biosciences Inc.(a) |
55,233 | 5,297,397 | ||||||
Regeneron Pharmaceuticals Inc.(a) |
61,561 | 37,255,486 | ||||||
United Therapeutics Corp.(a) |
11,010 | 2,032,226 | ||||||
Vertex Pharmaceuticals Inc.(a) |
151,533 | 27,486,571 | ||||||
|
|
|||||||
266,066,755 | ||||||||
Building Products — 0.5% | ||||||||
Allegion PLC |
21,890 | 2,893,420 | ||||||
Builders FirstSource Inc.(a)(b) |
59,158 | 3,060,835 |
Security | Shares | Value | ||||||
Building Products (continued) | ||||||||
Carlisle Companies Inc. |
17,633 | $ | 3,505,264 | |||||
Carrier Global Corp. |
325,496 | 16,847,673 | ||||||
Fortune Brands Home & Security Inc. |
45,357 | 4,055,823 | ||||||
Lennox International Inc. |
11,777 | 3,464,440 | ||||||
Masco Corp. |
63,744 | 3,540,979 | ||||||
Simpson Manufacturing Co. Inc. |
25,177 | 2,693,184 | ||||||
Trane Technologies PLC |
63,802 | 11,015,416 | ||||||
Trex Co. Inc.(a)(b) |
67,097 | 6,839,197 | ||||||
|
|
|||||||
57,916,231 | ||||||||
Capital Markets — 2.0% | ||||||||
BlackRock Inc.(c) |
58,552 | 49,105,220 | ||||||
Cboe Global Markets Inc. |
31,483 | 3,899,484 | ||||||
Evercore Inc., Class A |
14,644 | 1,957,464 | ||||||
FactSet Research Systems Inc. |
22,068 | 8,712,005 | ||||||
Federated Hermes Inc. |
22,825 | 741,813 | ||||||
Interactive Brokers Group Inc., Class A |
51,199 | 3,191,746 | ||||||
Intercontinental Exchange Inc. |
177,781 | 20,412,814 | ||||||
MarketAxess Holdings Inc. |
22,384 | 9,416,725 | ||||||
Moody’s Corp. |
68,184 | 24,212,820 | ||||||
MSCI Inc. |
48,232 | 29,341,455 | ||||||
Nasdaq Inc. |
44,018 | 8,496,354 | ||||||
S&P Global Inc. |
140,975 | 59,898,868 | ||||||
SEI Investments Co. |
32,053 | 1,900,743 | ||||||
Stifel Financial Corp. |
25,448 | 1,729,446 | ||||||
T Rowe Price Group Inc. |
79,557 | 15,648,862 | ||||||
|
|
|||||||
238,665,819 | ||||||||
Chemicals — 1.3% | ||||||||
Air Products & Chemicals Inc. |
59,481 | 15,233,679 | ||||||
Albemarle Corp. |
68,182 | 14,929,813 | ||||||
Ashland Global Holdings Inc. |
11,576 | 1,031,653 | ||||||
Chemours Co. (The) |
43,649 | 1,268,440 | ||||||
Dow Inc. |
214,333 | 12,337,008 | ||||||
Ecolab Inc. |
66,797 | 13,935,190 | ||||||
FMC Corp. |
75,595 | 6,921,478 | ||||||
Ingevity Corp.(a) |
11,928 | 851,301 | ||||||
Linde PLC |
175,149 | 51,385,214 | ||||||
NewMarket Corp. |
1,642 | 556,260 | ||||||
RPM International Inc. |
47,508 | 3,688,996 | ||||||
Scotts Miracle-Gro Co. (The) |
24,105 | 3,528,008 | ||||||
Sensient Technologies Corp. |
11,989 | 1,091,958 | ||||||
Sherwin-Williams Co. (The) |
97,967 | 27,404,309 | ||||||
Valvoline Inc. |
65,555 | 2,044,005 | ||||||
|
|
|||||||
156,207,312 | ||||||||
Commercial Services & Supplies — 0.5% | ||||||||
Brink’s Co. (The) |
11,080 | 701,364 | ||||||
Cintas Corp. |
33,856 | 12,887,625 | ||||||
Clean Harbors Inc.(a) |
11,690 | 1,214,240 | ||||||
Copart Inc.(a) |
124,802 | 17,312,534 | ||||||
IAA Inc.(a) |
79,292 | 4,326,965 | ||||||
MSA Safety Inc. |
21,363 | 3,112,589 | ||||||
Rollins Inc. |
130,463 | 4,609,258 | ||||||
Stericycle Inc.(a) |
21,057 | 1,431,244 | ||||||
Tetra Tech Inc. |
31,710 | 4,735,571 | ||||||
Waste Management Inc. |
88,558 | 13,227,023 | ||||||
|
|
|||||||
63,558,413 | ||||||||
Communications Equipment — 0.3% | ||||||||
Arista Networks Inc.(a) |
32,826 | 11,280,327 | ||||||
Ciena Corp.(a) |
33,670 | 1,728,955 | ||||||
F5 Networks Inc.(a) |
15,372 | 3,055,646 |
88 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Communications Equipment (continued) | ||||||||
Lumentum Holdings Inc.(a)(b) |
44,526 | $ | 3,719,702 | |||||
Motorola Solutions Inc. |
44,464 | 10,329,876 | ||||||
|
|
|||||||
30,114,506 | ||||||||
Construction & Engineering — 0.1% | ||||||||
Quanta Services Inc. |
47,495 | 5,405,881 | ||||||
Valmont Industries Inc. |
5,095 | 1,197,936 | ||||||
|
|
|||||||
6,603,817 | ||||||||
Construction Materials — 0.1% | ||||||||
Eagle Materials Inc. |
15,286 | 2,004,912 | ||||||
Vulcan Materials Co. |
32,822 | 5,552,169 | ||||||
|
|
|||||||
7,557,081 | ||||||||
Consumer Finance — 0.0% | ||||||||
LendingTree Inc.(a) |
6,175 | 863,450 | ||||||
PROG Holdings Inc. |
18,328 | 769,959 | ||||||
SLM Corp. |
179,246 | 3,154,730 | ||||||
|
|
|||||||
4,788,139 | ||||||||
Containers & Packaging — 0.2% | ||||||||
AptarGroup Inc. |
23,284 | 2,778,946 | ||||||
Avery Dennison Corp. |
20,663 | 4,281,580 | ||||||
Ball Corp. |
122,087 | 10,984,168 | ||||||
Sealed Air Corp. |
57,984 | 3,176,943 | ||||||
Silgan Holdings Inc. |
19,981 | 766,471 | ||||||
|
|
|||||||
21,988,108 | ||||||||
Distributors — 0.1% | ||||||||
Pool Corp. |
23,408 | 10,168,669 | ||||||
|
|
|||||||
Diversified Consumer Services — 0.0% | ||||||||
Grand Canyon Education Inc.(a) |
10,221 | 899,039 | ||||||
Service Corp. International |
58,974 | 3,553,773 | ||||||
|
|
|||||||
4,452,812 | ||||||||
Diversified Telecommunication Services — 0.0% | ||||||||
Iridium Communications Inc.(a) |
47,173 | 1,879,844 | ||||||
|
|
|||||||
Electric Utilities — 0.4% | ||||||||
NextEra Energy Inc. |
493,905 | 38,781,421 | ||||||
NRG Energy Inc. |
84,973 | 3,469,447 | ||||||
PNM Resources Inc. |
20,531 | 1,015,874 | ||||||
|
|
|||||||
43,266,742 | ||||||||
Electrical Equipment — 0.5% | ||||||||
AMETEK Inc. |
66,479 | 8,244,061 | ||||||
Emerson Electric Co. |
139,783 | 13,167,559 | ||||||
EnerSys |
12,302 | 915,761 | ||||||
Generac Holdings Inc.(a) |
37,061 | 15,145,719 | ||||||
Hubbell Inc. |
19,189 | 3,466,877 | ||||||
Regal Beloit Corp. |
11,969 | 1,799,419 | ||||||
Rockwell Automation Inc. |
37,856 | 11,131,178 | ||||||
Sunrun Inc.(a)(b) |
120,705 | 5,311,020 | ||||||
|
|
|||||||
59,181,594 | ||||||||
Electronic Equipment, Instruments & Components — 0.8% | ||||||||
Amphenol Corp., Class A |
217,083 | 15,896,988 | ||||||
CDW Corp./DE |
35,460 | 6,454,429 | ||||||
Cognex Corp. |
102,980 | 8,261,056 | ||||||
Coherent Inc.(a) |
4,900 | 1,225,441 | ||||||
Corning Inc. |
211,345 | 7,711,979 | ||||||
II-VI Inc.(a)(b) |
61,170 | 3,631,051 | ||||||
IPG Photonics Corp.(a)(b) |
9,477 | 1,501,157 | ||||||
Keysight Technologies Inc.(a) |
61,543 | 10,110,899 | ||||||
Littelfuse Inc. |
14,374 | 3,927,983 | ||||||
National Instruments Corp. |
35,864 | 1,406,945 |
Security | Shares | Value | ||||||
Electronic Equipment, Instruments & Components (continued) | ||||||||
TE Connectivity Ltd. |
73,056 | $ | 10,024,744 | |||||
Teledyne Technologies Inc.(a) |
13,406 | 5,758,950 | ||||||
Trimble Inc.(a) |
147,282 | 12,113,945 | ||||||
Zebra Technologies Corp., Class A(a) |
22,955 | 11,831,466 | ||||||
|
|
|||||||
99,857,033 | ||||||||
Energy Equipment & Services — 0.0% | ||||||||
ChampionX Corp.(a) |
44,934 | 1,004,724 | ||||||
|
|
|||||||
Entertainment — 1.7% | ||||||||
Activision Blizzard Inc. |
268,136 | 20,751,045 | ||||||
Electronic Arts Inc. |
89,702 | 12,760,110 | ||||||
Netflix Inc.(a) |
258,963 | 158,055,478 | ||||||
Take-Two Interactive Software Inc.(a) |
67,833 | 10,451,030 | ||||||
World Wrestling Entertainment Inc., Class A |
15,670 | 881,594 | ||||||
|
|
|||||||
202,899,257 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 1.3% | ||||||||
American Campus Communities Inc. |
31,651 | 1,533,491 | ||||||
American Tower Corp. |
136,053 | 36,109,827 | ||||||
Camden Property Trust |
26,992 | 3,980,510 | ||||||
CoreSite Realty Corp. |
16,143 | 2,236,451 | ||||||
Crown Castle International Corp. |
151,728 | 26,297,497 | ||||||
CyrusOne Inc. |
72,614 | 5,621,050 | ||||||
Duke Realty Corp. |
89,932 | 4,305,045 | ||||||
EastGroup Properties Inc. |
13,532 | 2,254,837 | ||||||
Equinix Inc. |
30,442 | 24,053,137 | ||||||
Extra Space Storage Inc. |
37,424 | 6,286,858 | ||||||
First Industrial Realty Trust Inc. |
38,809 | 2,021,173 | ||||||
Healthcare Realty Trust Inc. |
32,041 | 954,181 | ||||||
Lamar Advertising Co., Class A |
25,486 | 2,891,387 | ||||||
Life Storage Inc. |
23,605 | 2,708,438 | ||||||
Medical Properties Trust Inc. |
135,288 | 2,715,230 | ||||||
National Storage Affiliates Trust |
29,159 | 1,539,303 | ||||||
PotlatchDeltic Corp. |
14,983 | 772,823 | ||||||
PS Business Parks Inc. |
5,441 | 852,822 | ||||||
Public Storage |
38,302 | 11,379,524 | ||||||
Rayonier Inc. |
31,444 | 1,121,922 | ||||||
Rexford Industrial Realty Inc. |
47,633 | 2,703,173 | ||||||
SBA Communications Corp. |
41,898 | 13,850,222 | ||||||
STORE Capital Corp. |
51,569 | 1,651,755 | ||||||
|
|
|||||||
157,840,656 | ||||||||
Food & Staples Retailing — 0.5% | ||||||||
Casey’s General Stores Inc. |
8,341 | 1,571,861 | ||||||
Costco Wholesale Corp. |
137,053 | 61,584,766 | ||||||
Grocery Outlet Holding Corp.(a) |
30,034 | 647,833 | ||||||
|
|
|||||||
63,804,460 | ||||||||
Food Products — 0.2% | ||||||||
Darling Ingredients Inc.(a) |
95,571 | 6,871,555 | ||||||
Flowers Foods Inc. |
45,259 | 1,069,470 | ||||||
Hain Celestial Group Inc. (The)(a) |
30,174 | 1,290,844 | ||||||
Hershey Co. (The) |
35,037 | 5,930,012 | ||||||
Lamb Weston Holdings Inc. |
31,927 | 1,959,360 | ||||||
Lancaster Colony Corp. |
6,689 | 1,129,170 | ||||||
McCormick & Co. Inc./MD, NVS |
64,528 | 5,228,704 | ||||||
|
|
|||||||
23,479,115 | ||||||||
Health Care Equipment & Supplies — 3.7% | ||||||||
Abbott Laboratories |
611,995 | 72,294,969 | ||||||
ABIOMED Inc.(a) |
26,647 | 8,674,131 | ||||||
Align Technology Inc.(a) |
43,069 | 28,659,405 | ||||||
Cooper Companies Inc. (The) |
11,857 | 4,900,617 |
S C H E D U L E O F I N V E S T M E N T S |
89 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Equipment & Supplies (continued) | ||||||||
Danaher Corp. |
252,797 | $ | 76,961,519 | |||||
Dexcom Inc.(a) |
56,690 | 31,001,493 | ||||||
Edwards Lifesciences Corp.(a) |
208,348 | 23,587,077 | ||||||
Globus Medical Inc., Class A(a) |
44,961 | 3,444,912 | ||||||
Haemonetics Corp.(a) |
16,470 | 1,162,617 | ||||||
Hill-Rom Holdings Inc. |
16,548 | 2,482,200 | ||||||
Hologic Inc.(a) |
106,975 | 7,895,825 | ||||||
ICU Medical Inc.(a) |
5,865 | 1,368,774 | ||||||
IDEXX Laboratories Inc.(a) |
49,866 | 31,011,665 | ||||||
Integra LifeSciences Holdings Corp.(a) |
20,874 | 1,429,451 | ||||||
Intuitive Surgical Inc.(a) |
48,694 | 48,409,140 | ||||||
Masimo Corp.(a) |
29,873 | 8,086,920 | ||||||
Neogen Corp.(a) |
36,844 | 1,600,135 | ||||||
Penumbra Inc.(a) |
19,911 | 5,306,281 | ||||||
Quidel Corp.(a)(b) |
22,105 | 3,120,121 | ||||||
ResMed Inc. |
85,025 | 22,408,339 | ||||||
STAAR Surgical Co.(a) |
27,102 | 3,483,420 | ||||||
STERIS PLC |
32,897 | 6,720,199 | ||||||
Stryker Corp. |
96,393 | 25,420,762 | ||||||
Tandem Diabetes Care Inc.(a) |
22,907 | 2,734,638 | ||||||
Teleflex Inc. |
12,903 | 4,858,625 | ||||||
West Pharmaceutical Services Inc. |
43,298 | 18,381,733 | ||||||
|
|
|||||||
445,404,968 | ||||||||
Health Care Providers & Services — 1.3% | ||||||||
Acadia Healthcare Co. Inc.(a) |
19,939 | 1,271,709 | ||||||
Amedisys Inc.(a) |
19,348 | 2,884,787 | ||||||
Chemed Corp. |
9,354 | 4,350,732 | ||||||
DaVita Inc.(a) |
39,315 | 4,570,762 | ||||||
Encompass Health Corp. |
32,838 | 2,464,164 | ||||||
HealthEquity Inc.(a) |
48,167 | 3,119,295 | ||||||
Humana Inc. |
39,169 | 15,242,616 | ||||||
LHC Group Inc.(a)(b) |
18,802 | 2,950,222 | ||||||
Molina Healthcare Inc.(a) |
18,400 | 4,992,104 | ||||||
Option Care Health Inc.(a) |
40,989 | 994,393 | ||||||
Progyny Inc.(a)(b) |
20,175 | 1,129,800 | ||||||
R1 RCM Inc.(a) |
81,146 | 1,786,023 | ||||||
UnitedHealth Group Inc. |
286,886 | 112,097,836 | ||||||
|
|
|||||||
157,854,443 | ||||||||
Health Care Technology — 0.0% | ||||||||
Cerner Corp. |
74,497 | 5,253,528 | ||||||
|
|
|||||||
Hotels, Restaurants & Leisure — 1.7% | ||||||||
Booking Holdings Inc.(a) |
9,129 | 21,671,059 | ||||||
Boyd Gaming Corp.(a) |
25,576 | 1,617,938 | ||||||
Caesars Entertainment Inc.(a)(b) |
72,559 | 8,146,925 | ||||||
Chipotle Mexican Grill Inc.(a) |
16,468 | 29,930,919 | ||||||
Choice Hotels International Inc. |
10,195 | 1,288,342 | ||||||
Churchill Downs Inc. |
20,429 | 4,904,594 | ||||||
Domino’s Pizza Inc. |
21,601 | 10,302,813 | ||||||
Expedia Group Inc.(a) |
30,156 | 4,942,568 | ||||||
Hilton Worldwide Holdings Inc.(a) |
60,541 | 7,998,072 | ||||||
Jack in the Box Inc. |
13,403 | 1,304,514 | ||||||
McDonald’s Corp. |
174,577 | 42,092,260 | ||||||
Papa John’s International Inc. |
19,431 | 2,467,543 | ||||||
Penn National Gaming Inc.(a)(b) |
55,138 | 3,995,299 | ||||||
Scientific Games Corp./DE, Class A(a)(b) |
28,705 | 2,384,524 | ||||||
Six Flags Entertainment Corp.(a) |
16,947 | 720,248 | ||||||
Starbucks Corp. |
399,740 | 44,095,319 | ||||||
Texas Roadhouse Inc. |
40,929 | 3,738,046 | ||||||
Travel + Leisure Co. |
20,096 | 1,095,835 |
Security | Shares | Value | ||||||
Hotels, Restaurants & Leisure (continued) | ||||||||
Wendy’s Co. (The) |
105,718 | $ | 2,291,966 | |||||
Wingstop Inc. |
17,229 | 2,824,350 | ||||||
Wyndham Hotels & Resorts Inc. |
29,672 | 2,290,382 | ||||||
Yum! Brands Inc. |
74,512 | 9,113,563 | ||||||
|
|
|||||||
209,217,079 | ||||||||
Household Durables — 0.3% | ||||||||
DR Horton Inc. |
114,417 | 9,607,596 | ||||||
Garmin Ltd. |
49,262 | 7,658,271 | ||||||
Helen of Troy Ltd.(a)(b) |
14,375 | 3,229,775 | ||||||
PulteGroup Inc. |
77,581 | 3,562,520 | ||||||
Tempur Sealy International Inc. |
115,176 | 5,345,318 | ||||||
Toll Brothers Inc. |
29,798 | 1,647,531 | ||||||
TopBuild Corp.(a)(b) |
19,245 | 3,941,568 | ||||||
|
|
|||||||
34,992,579 | ||||||||
Household Products — 1.2% | ||||||||
Church & Dwight Co. Inc. |
96,790 | 7,991,950 | ||||||
Clorox Co. (The) |
48,228 | 7,987,039 | ||||||
Colgate-Palmolive Co. |
257,010 | 19,424,816 | ||||||
Energizer Holdings Inc. |
16,144 | 630,423 | ||||||
Kimberly-Clark Corp. |
75,451 | 9,992,731 | ||||||
Procter & Gamble Co. (The) |
681,743 | 95,307,671 | ||||||
|
|
|||||||
141,334,630 | ||||||||
Independent Power and Renewable Electricity Producers — 0.0% | ||||||||
AES Corp. (The) |
149,051 | 3,402,834 | ||||||
|
|
|||||||
Industrial Conglomerates — 0.1% | ||||||||
Roper Technologies Inc. |
33,395 | 14,898,511 | ||||||
|
|
|||||||
Insurance — 0.7% | ||||||||
Aon PLC, Class A |
68,805 | 19,662,405 | ||||||
Arthur J Gallagher & Co. |
51,866 | 7,709,881 | ||||||
Brighthouse Financial Inc.(a) |
50,286 | 2,274,436 | ||||||
Brown & Brown Inc. |
136,713 | 7,580,736 | ||||||
Kinsale Capital Group Inc. |
12,546 | 2,028,688 | ||||||
Marsh & McLennan Companies Inc. |
145,504 | 22,033,671 | ||||||
Primerica Inc. |
22,923 | 3,521,660 | ||||||
Progressive Corp. (The) |
219,963 | 19,882,456 | ||||||
RenaissanceRe Holdings Ltd. |
15,740 | 2,194,156 | ||||||
RLI Corp. |
13,664 | 1,370,089 | ||||||
|
|
|||||||
88,258,178 | ||||||||
Interactive Media & Services — 11.8% | ||||||||
Alphabet Inc., Class A(a) |
176,164 | 470,977,977 | ||||||
Alphabet Inc., Class C, NVS(a) |
164,854 | 439,387,015 | ||||||
Facebook Inc., Class A(a) |
1,394,780 | 473,374,384 | ||||||
Match Group Inc.(a)(b) |
115,199 | 18,085,091 | ||||||
TripAdvisor Inc.(a) |
20,983 | 710,275 | ||||||
Twitter Inc.(a) |
466,570 | 28,176,162 | ||||||
Yelp Inc.(a) |
20,921 | 779,098 | ||||||
|
|
|||||||
1,431,490,002 | ||||||||
Internet & Direct Marketing Retail — 7.2% | ||||||||
Amazon.com Inc.(a) |
254,838 | 837,153,023 | ||||||
eBay Inc. |
381,012 | 26,545,106 | ||||||
Etsy Inc.(a)(b) |
74,355 | 15,462,866 | ||||||
|
|
|||||||
879,160,995 | ||||||||
IT Services — 5.1% | ||||||||
Accenture PLC, Class A |
207,773 | 66,470,738 | ||||||
Akamai Technologies Inc.(a) |
61,442 | 6,426,219 | ||||||
Automatic Data Processing Inc. |
119,031 | 23,796,678 | ||||||
Broadridge Financial Solutions Inc. |
34,088 | 5,680,424 |
90 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
IT Services (continued) | ||||||||
Cognizant Technology Solutions Corp., Class A |
157,115 | $ | 11,659,504 | |||||
Concentrix Corp.(a) |
11,662 | 2,064,174 | ||||||
Fiserv Inc.(a) |
236,895 | 25,703,107 | ||||||
FleetCor Technologies Inc.(a) |
20,662 | 5,398,361 | ||||||
Gartner Inc.(a) |
25,986 | 7,896,626 | ||||||
Genpact Ltd. |
62,757 | 2,981,585 | ||||||
Jack Henry & Associates Inc. |
20,901 | 3,429,018 | ||||||
LiveRamp Holdings Inc.(a) |
20,728 | 978,983 | ||||||
Mastercard Inc., Class A |
346,607 | 120,508,322 | ||||||
Maximus Inc. |
22,465 | 1,869,088 | ||||||
Paychex Inc. |
100,000 | 11,245,000 | ||||||
PayPal Holdings Inc.(a) |
687,515 | 178,898,278 | ||||||
Sabre Corp.(a) |
67,352 | 797,448 | ||||||
VeriSign Inc.(a) |
23,773 | 4,873,703 | ||||||
Visa Inc., Class A |
592,468 | 131,972,247 | ||||||
WEX Inc.(a)(b) |
15,091 | 2,658,129 | ||||||
|
|
|||||||
615,307,632 | ||||||||
Leisure Products — 0.1% | ||||||||
Brunswick Corp./DE |
25,412 | 2,421,001 | ||||||
Callaway Golf Co.(a) |
39,734 | 1,097,851 | ||||||
Mattel Inc.(a) |
205,247 | 3,809,384 | ||||||
Polaris Inc. |
16,077 | 1,923,774 | ||||||
YETI Holdings Inc.(a) |
51,254 | 4,391,955 | ||||||
|
|
|||||||
13,643,965 | ||||||||
Life Sciences Tools & Services — 2.2% | ||||||||
Agilent Technologies Inc. |
128,229 | 20,199,914 | ||||||
Bio-Rad Laboratories Inc., Class A(a) |
12,532 | 9,348,245 | ||||||
Bio-Techne Corp. |
22,771 | 11,034,143 | ||||||
Charles River Laboratories International Inc.(a) |
29,551 | 12,194,811 | ||||||
Illumina Inc.(a) |
42,798 | 17,359,297 | ||||||
IQVIA Holdings Inc.(a) |
71,740 | 17,184,600 | ||||||
Medpace Holdings Inc.(a) |
16,402 | 3,104,571 | ||||||
Mettler-Toledo International Inc.(a) |
13,551 | 18,664,605 | ||||||
PerkinElmer Inc. |
65,359 | 11,326,061 | ||||||
Repligen Corp.(a) |
29,821 | 8,617,971 | ||||||
Syneos Health Inc.(a) |
59,594 | 5,213,283 | ||||||
Thermo Fisher Scientific Inc. |
230,190 | 131,514,453 | ||||||
Waters Corp.(a) |
19,780 | 7,067,394 | ||||||
|
|
|||||||
272,829,348 | ||||||||
Machinery — 1.3% | ||||||||
AGCO Corp. |
15,209 | 1,863,559 | ||||||
Caterpillar Inc. |
150,163 | 28,826,791 | ||||||
Cummins Inc. |
36,193 | 8,127,500 | ||||||
Deere & Co. |
124,418 | 41,688,739 | ||||||
Donaldson Co. Inc. |
37,225 | 2,137,087 | ||||||
Graco Inc. |
98,804 | 6,913,316 | ||||||
IDEX Corp. |
20,086 | 4,156,798 | ||||||
Illinois Tool Works Inc. |
73,597 | 15,207,348 | ||||||
ITT Inc. |
22,931 | 1,968,397 | ||||||
Lincoln Electric Holdings Inc. |
35,073 | 4,517,052 | ||||||
Middleby Corp. (The)(a)(b) |
20,002 | 3,410,541 | ||||||
Nordson Corp. |
20,048 | 4,774,431 | ||||||
Otis Worldwide Corp. |
130,079 | 10,702,900 | ||||||
Parker-Hannifin Corp. |
39,056 | 10,920,839 | ||||||
Terex Corp. |
15,533 | 653,939 | ||||||
Timken Co. (The) |
40,456 | 2,646,631 | ||||||
Toro Co. (The) |
63,277 | 6,163,813 | ||||||
Woodward Inc. |
19,386 | 2,194,495 |
Security | Shares | Value | ||||||
Machinery (continued) | ||||||||
Xylem Inc./NY |
48,894 | $ | 6,047,210 | |||||
|
|
|||||||
162,921,386 | ||||||||
Media — 1.1% | ||||||||
Cable One Inc. |
2,901 | 5,259,890 | ||||||
Charter Communications Inc., Class A(a)(b) |
74,175 | 53,966,763 | ||||||
Comcast Corp., Class A |
1,179,019 | 65,942,533 | ||||||
New York Times Co. (The), Class A |
97,937 | 4,825,356 | ||||||
TEGNA Inc. |
51,717 | 1,019,859 | ||||||
|
|
|||||||
131,014,401 | ||||||||
Metals & Mining — 0.3% | ||||||||
Cleveland-Cliffs Inc.(a) |
264,658 | 5,242,875 | ||||||
Compass Minerals International Inc. |
9,611 | 618,948 | ||||||
Freeport-McMoRan Inc. |
530,890 | 17,269,852 | ||||||
Newmont Corp. |
256,571 | 13,931,805 | ||||||
Royal Gold Inc. |
22,435 | 2,142,318 | ||||||
Worthington Industries Inc. |
12,274 | 646,840 | ||||||
|
|
|||||||
39,852,638 | ||||||||
Multiline Retail — 0.6% | ||||||||
Dollar General Corp. |
138,446 | 29,369,935 | ||||||
Ollie’s Bargain Outlet Holdings Inc.(a)(b) |
35,587 | 2,145,184 | ||||||
Target Corp. |
190,868 | 43,664,872 | ||||||
|
|
|||||||
75,179,991 | ||||||||
Oil, Gas & Consumable Fuels — 0.1% | ||||||||
Antero Midstream Corp. |
190,301 | 1,982,936 | ||||||
Cimarex Energy Co. |
28,811 | 2,512,319 | ||||||
CNX Resources Corp.(a)(b) |
132,409 | 1,671,002 | ||||||
EQT Corp.(a) |
61,759 | 1,263,589 | ||||||
Equitrans Midstream Corp. |
107,883 | 1,093,934 | ||||||
Hess Corp. |
85,419 | 6,672,078 | ||||||
Targa Resources Corp. |
30,888 | 1,519,999 | ||||||
|
|
|||||||
16,715,857 | ||||||||
Paper & Forest Products — 0.0% | ||||||||
Louisiana-Pacific Corp. |
30,699 | 1,883,998 | ||||||
|
|
|||||||
Personal Products — 0.2% | ||||||||
Estee Lauder Companies Inc. (The), Class A |
76,032 | 22,804,278 | ||||||
Nu Skin Enterprises Inc., Class A |
16,552 | 669,859 | ||||||
|
|
|||||||
23,474,137 | ||||||||
Pharmaceuticals — 2.6% | ||||||||
Bristol-Myers Squibb Co. |
677,281 | 40,074,717 | ||||||
Catalent Inc.(a) |
99,396 | 13,226,626 | ||||||
Eli Lilly & Co. |
283,329 | 65,463,165 | ||||||
Jazz Pharmaceuticals PLC(a) |
35,361 | 4,604,356 | ||||||
Johnson & Johnson |
616,110 | 99,501,765 | ||||||
Merck & Co. Inc. |
710,454 | 53,362,200 | ||||||
Nektar Therapeutics(a)(b) |
40,202 | 722,028 | ||||||
Organon & Co. |
71,364 | 2,340,025 | ||||||
Zoetis Inc. |
202,793 | 39,370,233 | ||||||
|
|
|||||||
318,665,115 | ||||||||
Professional Services — 0.5% | ||||||||
ASGN Inc.(a) |
31,195 | 3,529,402 | ||||||
CACI International Inc., Class A(a) |
5,941 | 1,557,136 | ||||||
Equifax Inc. |
35,866 | 9,089,162 | ||||||
FTI Consulting Inc.(a)(b) |
20,067 | 2,703,025 | ||||||
IHS Markit Ltd. |
151,866 | 17,710,613 | ||||||
Insperity Inc. |
21,036 | 2,329,526 | ||||||
Jacobs Engineering Group Inc. |
47,393 | 6,280,994 | ||||||
Science Applications International Corp. |
13,394 | 1,145,991 |
S C H E D U L E O F I N V E S T M E N T S |
91 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Professional Services (continued) | ||||||||
Verisk Analytics Inc. |
94,573 | $ | 18,940,135 | |||||
|
|
|||||||
63,285,984 | ||||||||
Road & Rail — 0.9% | ||||||||
CSX Corp. |
687,149 | 20,435,811 | ||||||
JB Hunt Transport Services Inc. |
29,130 | 4,871,119 | ||||||
Kansas City Southern |
27,331 | 7,396,862 | ||||||
Knight-Swift Transportation Holdings Inc. |
97,284 | 4,976,077 | ||||||
Landstar System Inc. |
14,045 | 2,216,582 | ||||||
Norfolk Southern Corp. |
65,139 | 15,584,506 | ||||||
Old Dominion Freight Line Inc. |
54,982 | 15,723,752 | ||||||
Saia Inc.(a) |
15,486 | 3,686,133 | ||||||
Union Pacific Corp. |
182,839 | 35,838,272 | ||||||
Werner Enterprises Inc. |
15,287 | 676,755 | ||||||
XPO Logistics Inc.(a) |
29,700 | 2,363,526 | ||||||
|
|
|||||||
113,769,395 | ||||||||
Semiconductors & Semiconductor Equipment — 7.4% | ||||||||
Advanced Micro Devices Inc.(a) |
709,708 | 73,028,953 | ||||||
Amkor Technology Inc. |
18,809 | 469,285 | ||||||
Analog Devices Inc. |
135,280 | 22,656,694 | ||||||
Applied Materials Inc. |
534,775 | 68,841,586 | ||||||
Broadcom Inc. |
163,231 | 79,155,609 | ||||||
Brooks Automation Inc. |
43,449 | 4,447,005 | ||||||
Cirrus Logic Inc.(a) |
14,697 | 1,210,298 | ||||||
CMC Materials Inc. |
17,106 | 2,107,972 | ||||||
Enphase Energy Inc.(a)(b) |
78,905 | 11,833,383 | ||||||
First Solar Inc.(a) |
57,953 | 5,532,193 | ||||||
KLA Corp. |
89,526 | 29,947,342 | ||||||
Lam Research Corp. |
83,316 | 47,419,301 | ||||||
Lattice Semiconductor Corp.(a) |
80,313 | 5,192,236 | ||||||
Microchip Technology Inc. |
115,930 | 17,794,096 | ||||||
MKS Instruments Inc. |
32,517 | 4,907,141 | ||||||
Monolithic Power Systems Inc. |
25,292 | 12,258,527 | ||||||
NVIDIA Corp. |
1,458,077 | 302,055,231 | ||||||
NXP Semiconductors NV |
7,899 | 1,547,177 | ||||||
Qorvo Inc.(a) |
65,142 | 10,891,091 | ||||||
QUALCOMM Inc. |
659,995 | 85,126,155 | ||||||
Semtech Corp.(a) |
38,332 | 2,988,746 | ||||||
Silicon Laboratories Inc.(a) |
14,046 | 1,968,687 | ||||||
Skyworks Solutions Inc. |
50,352 | 8,297,003 | ||||||
SolarEdge Technologies Inc.(a) |
30,656 | 8,130,584 | ||||||
Synaptics Inc.(a) |
9,770 | 1,755,962 | ||||||
Teradyne Inc. |
96,698 | 10,556,521 | ||||||
Texas Instruments Inc. |
286,159 | 55,002,621 | ||||||
Universal Display Corp. |
25,281 | 4,322,040 | ||||||
Xilinx Inc. |
144,845 | 21,870,147 | ||||||
|
|
|||||||
901,313,586 | ||||||||
Software — 16.3% | ||||||||
ACI Worldwide Inc.(a) |
37,185 | 1,142,695 | ||||||
Adobe Inc.(a) |
278,745 | 160,479,071 | ||||||
ANSYS Inc.(a)(b) |
51,147 | 17,412,996 | ||||||
Aspen Technology Inc.(a) |
27,548 | 3,382,894 | ||||||
Autodesk Inc.(a) |
128,885 | 36,754,136 | ||||||
Blackbaud Inc.(a) |
11,090 | 780,182 | ||||||
Cadence Design Systems Inc.(a) |
162,228 | 24,567,808 | ||||||
CDK Global Inc. |
35,881 | 1,526,737 | ||||||
Cerence Inc.(a)(b) |
22,239 | 2,137,390 | ||||||
Ceridian HCM Holding Inc.(a)(b) |
46,644 | 5,253,047 | ||||||
Citrix Systems Inc. |
47,196 | 5,067,435 | ||||||
CommVault Systems Inc.(a) |
14,000 | 1,054,340 |
Security | Shares | Value | ||||||
Software (continued) | ||||||||
Digital Turbine Inc.(a) |
51,258 | $ | 3,523,988 | |||||
Envestnet Inc.(a) |
9,685 | 777,124 | ||||||
Fair Isaac Corp.(a) |
16,639 | 6,621,157 | ||||||
Fortinet Inc.(a) |
79,456 | 23,204,330 | ||||||
Intuit Inc. |
159,883 | 86,258,477 | ||||||
J2 Global Inc.(a) |
17,803 | 2,432,246 | ||||||
Manhattan Associates Inc.(a) |
36,998 | 5,661,804 | ||||||
Microsoft Corp. |
4,396,989 | 1,239,599,139 | ||||||
Mimecast Ltd.(a)(b) |
34,872 | 2,217,859 | ||||||
Oracle Corp. |
529,623 | 46,146,052 | ||||||
Paycom Software Inc.(a) |
28,177 | 13,968,748 | ||||||
Paylocity Holding Corp.(a) |
23,044 | 6,461,538 | ||||||
PTC Inc.(a) |
61,865 | 7,410,808 | ||||||
Qualys Inc.(a) |
19,321 | 2,150,234 | ||||||
SailPoint Technologies Holdings Inc.(a) |
53,615 | 2,299,011 | ||||||
salesforce.com Inc.(a) |
568,446 | 154,173,924 | ||||||
ServiceNow Inc.(a) |
115,910 | 72,127,316 | ||||||
Synopsys Inc.(a)(b) |
89,206 | 26,709,169 | ||||||
Teradata Corp.(a) |
23,763 | 1,362,808 | ||||||
Tyler Technologies Inc.(a)(b) |
24,042 | 11,026,863 | ||||||
Wolfspeed Inc. |
67,927 | 5,483,747 | ||||||
|
|
|||||||
1,979,175,073 | ||||||||
Specialty Retail — 2.5% | ||||||||
AutoZone Inc.(a)(b) |
7,051 | 11,972,527 | ||||||
Bath & Body Works Inc. |
86,902 | 5,477,433 | ||||||
Best Buy Co. Inc. |
65,627 | 6,937,430 | ||||||
Five Below Inc.(a) |
32,949 | 5,825,713 | ||||||
GameStop Corp., Class A(a)(b) |
17,139 | 3,007,380 | ||||||
Home Depot Inc. (The) |
447,924 | 147,035,532 | ||||||
Lithia Motors Inc. |
17,492 | 5,545,664 | ||||||
Lowe’s Companies Inc. |
293,578 | 59,555,233 | ||||||
O’Reilly Automotive Inc.(a) |
27,484 | 16,794,373 | ||||||
RH(a) |
9,892 | 6,597,074 | ||||||
Tractor Supply Co. |
67,016 | 13,578,112 | ||||||
Ulta Beauty Inc.(a) |
16,442 | 5,934,247 | ||||||
Victoria’s Secret & Co.(a) |
25,651 | 1,417,474 | ||||||
Williams-Sonoma Inc. |
44,032 | 7,808,195 | ||||||
|
|
|||||||
297,486,387 | ||||||||
Technology Hardware, Storage & Peripherals — 10.7% | ||||||||
Apple Inc. |
9,188,268 | 1,300,139,922 | ||||||
|
|
|||||||
Textiles, Apparel & Luxury Goods — 0.7% | ||||||||
Columbia Sportswear Co. |
7,542 | 722,826 | ||||||
Crocs Inc.(a) |
36,565 | 5,246,346 | ||||||
Deckers Outdoor Corp.(a) |
16,274 | 5,861,895 | ||||||
Nike Inc., Class B |
478,601 | 69,507,223 | ||||||
|
|
|||||||
81,338,290 | ||||||||
Thrifts & Mortgage Finance — 0.0% | ||||||||
Essent Group Ltd. |
33,149 | 1,458,888 | ||||||
|
|
|||||||
Trading Companies & Distributors — 0.3% | ||||||||
Fastenal Co. |
251,563 | 12,983,166 | ||||||
MSC Industrial Direct Co. Inc., Class A |
13,496 | 1,082,244 | ||||||
United Rentals Inc.(a) |
42,179 | 14,801,877 | ||||||
Watsco Inc. |
12,000 | 3,175,440 | ||||||
WW Grainger Inc. |
15,524 | 6,101,864 | ||||||
|
|
|||||||
38,144,591 | ||||||||
Water Utilities — 0.1% | ||||||||
American Water Works Co. Inc. |
53,453 | 9,035,695 |
92 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
|
||||||||
Water Utilities (continued) | ||||||||
Essential Utilities Inc. |
65,813 | $ | 3,032,663 | |||||
|
|
|||||||
12,068,358 | ||||||||
Wireless Telecommunication Services — 0.3% | ||||||||
T-Mobile U.S. Inc.(a) |
236,982 | 30,276,820 | ||||||
|
|
|||||||
Total
Common Stocks — 99.8% |
12,119,224,298 | |||||||
|
|
|||||||
Short-Term Investments |
| |||||||
Money Market Funds — 0.7% |
| |||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.05%(c)(d)(e) |
66,002,964 | 66,035,965 | ||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(d) |
14,676,000 | 14,676,000 | ||||||
|
|
|||||||
80,711,965 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 0.7% |
|
80,711,965 | ||||||
|
|
|||||||
Total
Investments in Securities — 100.5% |
|
12,199,936,263 | ||||||
Other Assets, Less Liabilities — (0.5)% |
|
(62,722,656 | ) | |||||
|
|
|||||||
Net Assets — 100.0% |
|
$ | 12,137,213,607 | |||||
|
|
(a) |
Non-income producing security. |
(b) |
All or a portion of this security is on loan. |
(c) |
Affiliate of the Fund. |
(d) |
Annualized 7-day yield as of period end. |
(e) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||
Affiliated Issuer | Value
at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change
in Unrealized Appreciation (Depreciation) |
Value
at 09/30/21 |
Shares Held at 09/30/21 |
Income |
Capital Gain |
|||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares |
$ | 28,436,863 | $ | 37,626,350 | (a) | $ | — | $ | 4,164 | $ | (31,412 | ) | $ | 66,035,965 | 66,002,964 | $ | 44,892 | (b) | $ | — | ||||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
7,506,000 | 7,170,000 | (a) | — | — | — | 14,676,000 | 14,676,000 | 462 | — | ||||||||||||||||||||||||||
BlackRock Inc. |
42,849,055 | 4,096,198 | (2,561,308 | ) | 1,040,064 | 3,681,211 | 49,105,220 | 58,552 | 473,562 | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
$ | 1,044,228 | $ | 3,649,799 | $ | 129,817,185 | $ | 518,916 | $ | — | |||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
Represents net amount purchased (sold). |
(b) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||||||||
Description | Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ |
||||||||||||||||||
|
||||||||||||||||||||||
Long Contracts |
||||||||||||||||||||||
S&P 500 E-Mini Index |
70 | 12/17/21 | $ | 15,042 | $ | (649,181 | ) | |||||||||||||||
|
|
S C H E D U L E O F I N V E S T M E N T S |
93 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Growth ETF |
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 649,181 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | 1,406,264 | ||
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (735,642 | ) | |
|
|
Average Quarterly Balances of Outstanding Derivative Financial Instruments
|
||||
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 13,003,665 | ||
|
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 12,119,224,298 | $ | — | $ | — | $ | 12,119,224,298 | ||||||||
Money Market Funds |
80,711,965 | — | — | 80,711,965 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 12,199,936,263 | $ | — | $ | — | $ | 12,199,936,263 | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(a) |
||||||||||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
$ | (649,181 | ) | $ | — | $ | — | $ | (649,181 | ) | ||||||
|
|
|
|
|
|
|
|
(a) |
Derivative financial instruments are futures contracts. Futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
94 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
|
||||||||
Common Stocks |
| |||||||
Aerospace & Defense — 2.6% | ||||||||
Boeing Co. (The)(a) |
316,212 | $ | 69,547,667 | |||||
Curtiss-Wright Corp. |
14,960 | 1,887,653 | ||||||
General Dynamics Corp. |
133,155 | 26,102,375 | ||||||
Hexcel Corp.(a) |
47,809 | 2,839,376 | ||||||
Howmet Aerospace Inc. |
220,594 | 6,882,533 | ||||||
Huntington Ingalls Industries Inc. |
23,294 | 4,497,140 | ||||||
L3Harris Technologies Inc. |
49,416 | 10,883,380 | ||||||
Lockheed Martin Corp. |
76,383 | 26,359,773 | ||||||
Northrop Grumman Corp. |
86,369 | 31,105,795 | ||||||
Raytheon Technologies Corp. |
865,407 | 74,390,386 | ||||||
Textron Inc.(b) |
128,295 | 8,956,274 | ||||||
TransDigm Group Inc.(a) |
12,087 | 7,549,177 | ||||||
|
|
|||||||
271,001,529 | ||||||||
Air Freight & Logistics — 0.4% | ||||||||
CH Robinson Worldwide Inc. |
75,548 | 6,572,676 | ||||||
Expeditors International of Washington Inc. |
34,224 | 4,077,105 | ||||||
FedEx Corp. |
51,107 | 11,207,254 | ||||||
GXO Logistics Inc.(a) |
27,143 | 2,129,097 | ||||||
United Parcel Service Inc., Class B |
125,404 | 22,836,068 | ||||||
|
|
|||||||
46,822,200 | ||||||||
Airlines — 0.5% | ||||||||
Alaska Air Group Inc.(a) |
72,837 | 4,268,248 | ||||||
American Airlines Group Inc.(a) |
374,096 | 7,676,450 | ||||||
Delta Air Lines Inc.(a) |
368,289 | 15,692,794 | ||||||
JetBlue Airways Corp.(a) |
180,344 | 2,757,460 | ||||||
Southwest Airlines Co.(a) |
340,666 | 17,520,452 | ||||||
United Airlines Holdings Inc.(a) |
185,980 | 8,847,069 | ||||||
|
|
|||||||
56,762,473 | ||||||||
Auto Components — 0.3% | ||||||||
Adient PLC(a) |
53,744 | 2,227,689 | ||||||
Aptiv PLC(a) |
50,926 | 7,586,446 | ||||||
BorgWarner Inc. |
137,818 | 5,955,116 | ||||||
Dana Inc. |
82,852 | 1,842,628 | ||||||
Gentex Corp. |
59,044 | 1,947,271 | ||||||
Goodyear Tire & Rubber Co. (The)(a) |
160,359 | 2,838,354 | ||||||
Lear Corp. |
34,494 | 5,397,621 | ||||||
Visteon Corp.(a) |
8,394 | 792,310 | ||||||
|
|
|||||||
28,587,435 | ||||||||
Automobiles — 0.8% | ||||||||
Ford Motor Co.(a) |
2,252,000 | 31,888,320 | ||||||
General Motors Co.(a) |
833,177 | 43,916,760 | ||||||
Harley-Davidson Inc. |
88,037 | 3,223,034 | ||||||
Thor Industries Inc. |
31,880 | 3,913,589 | ||||||
|
|
|||||||
82,941,703 | ||||||||
Banks — 9.3% | ||||||||
Associated Banc-Corp. |
88,185 | 1,888,923 | ||||||
BancorpSouth Bank |
53,277 | 1,586,589 | ||||||
Bank of America Corp. |
4,249,950 | 180,410,377 | ||||||
Bank of Hawaii Corp. |
23,087 | 1,897,059 | ||||||
Bank OZK |
69,597 | 2,991,279 | ||||||
Cathay General Bancorp |
45,838 | 1,897,235 | ||||||
CIT Group Inc. |
56,450 | 2,932,577 | ||||||
Citigroup Inc. |
1,163,215 | 81,634,429 | ||||||
Citizens Financial Group Inc. |
244,913 | 11,506,013 | ||||||
Comerica Inc. |
77,305 | 6,223,052 | ||||||
Commerce Bancshares Inc. |
31,615 | 2,202,933 | ||||||
Cullen/Frost Bankers Inc. |
33,073 | 3,923,119 |
Security | Shares | Value | ||||||
|
||||||||
Banks (continued) | ||||||||
East West Bancorp. Inc. |
81,451 | $ | 6,315,711 | |||||
Fifth Third Bancorp |
396,047 | 16,808,235 | ||||||
First Financial Bankshares Inc. |
26,626 | 1,223,465 | ||||||
First Horizon Corp. |
318,360 | 5,186,084 | ||||||
First Republic Bank/CA |
47,602 | 9,181,474 | ||||||
FNB Corp. |
185,235 | 2,152,431 | ||||||
Fulton Financial Corp. |
93,308 | 1,425,746 | ||||||
Glacier Bancorp. Inc. |
27,236 | 1,507,513 | ||||||
Hancock Whitney Corp. |
49,674 | 2,340,639 | ||||||
Home BancShares Inc./AR |
87,402 | 2,056,569 | ||||||
Huntington Bancshares Inc./OH |
851,862 | 13,169,786 | ||||||
International Bancshares Corp. |
32,031 | 1,333,771 | ||||||
JPMorgan Chase & Co. |
1,714,958 | 280,721,475 | ||||||
KeyCorp |
552,081 | 11,935,991 | ||||||
M&T Bank Corp. |
74,230 | 11,085,508 | ||||||
PacWest Bancorp |
48,071 | 2,178,578 | ||||||
People’s United Financial Inc. |
244,034 | 4,263,274 | ||||||
Pinnacle Financial Partners Inc. |
43,640 | 4,105,651 | ||||||
PNC Financial Services Group Inc. (The) |
243,917 | 47,719,922 | ||||||
Prosperity Bancshares Inc. |
53,105 | 3,777,359 | ||||||
Regions Financial Corp. |
547,830 | 11,674,257 | ||||||
Signature Bank/New York NY |
22,759 | 6,196,820 | ||||||
Sterling Bancorp./DE |
111,612 | 2,785,836 | ||||||
Synovus Financial Corp. |
84,928 | 3,727,490 | ||||||
Texas Capital Bancshares Inc.(a) |
29,042 | 1,743,101 | ||||||
Truist Financial Corp. |
766,085 | 44,930,885 | ||||||
U.S. Bancorp |
774,329 | 46,026,116 | ||||||
UMB Financial Corp. |
24,603 | 2,379,356 | ||||||
Umpqua Holdings Corp. |
71,820 | 1,454,355 | ||||||
United Bankshares Inc./WV |
73,897 | 2,688,373 | ||||||
Valley National Bancorp |
231,945 | 3,087,188 | ||||||
Webster Financial Corp. |
51,976 | 2,830,613 | ||||||
Wells Fargo & Co. |
2,356,750 | 109,376,767 | ||||||
Wintrust Financial Corp. |
32,967 | 2,649,558 | ||||||
Zions Bancorp. NA |
94,152 | 5,827,067 | ||||||
|
|
|||||||
974,960,549 | ||||||||
Beverages — 1.7% | ||||||||
Brown-Forman Corp., Class B, NVS |
52,484 | 3,516,953 | ||||||
Coca-Cola Co. (The) |
1,449,276 | 76,043,512 | ||||||
Constellation Brands Inc., Class A |
96,568 | 20,345,912 | ||||||
Molson Coors Beverage Co., Class B |
108,149 | 5,015,950 | ||||||
PepsiCo Inc. |
460,065 | 69,198,377 | ||||||
|
|
|||||||
174,120,704 | ||||||||
Biotechnology — 1.6% | ||||||||
AbbVie Inc. |
263,708 | 28,446,182 | ||||||
Amgen Inc. |
162,943 | 34,649,829 | ||||||
Biogen Inc.(a) |
40,209 | 11,378,745 | ||||||
Gilead Sciences Inc. |
719,579 | 50,262,593 | ||||||
Incyte Corp.(a) |
39,324 | 2,704,705 | ||||||
Moderna Inc.(a) |
84,655 | 32,580,323 | ||||||
United Therapeutics Corp.(a) |
14,774 | 2,726,985 | ||||||
|
|
|||||||
162,749,362 | ||||||||
Building Products — 0.7% | ||||||||
A O Smith Corp. |
75,911 | 4,635,885 | ||||||
Allegion PLC |
29,670 | 3,921,781 | ||||||
Builders FirstSource Inc.(a) |
59,845 | 3,096,380 | ||||||
Carlisle Companies Inc. |
12,687 | 2,522,049 | ||||||
Carrier Global Corp. |
178,347 | 9,231,241 | ||||||
Fortune Brands Home & Security Inc. |
34,462 | 3,081,592 |
S C H E D U L E O F I N V E S T M E N T S |
95 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Building Products (continued) | ||||||||
Johnson Controls International PLC |
408,765 | $ | 27,828,721 | |||||
Lennox International Inc. |
8,001 | 2,353,654 | ||||||
Masco Corp. |
79,899 | 4,438,389 | ||||||
Owens Corning |
59,186 | 5,060,403 | ||||||
Trane Technologies PLC |
73,567 | 12,701,343 | ||||||
|
|
|||||||
78,871,438 | ||||||||
Capital Markets — 4.1% | ||||||||
Affiliated Managers Group Inc. |
23,819 | 3,598,813 | ||||||
Ameriprise Financial Inc. |
65,255 | 17,235,151 | ||||||
Bank of New York Mellon Corp. (The) |
455,768 | 23,627,013 | ||||||
BlackRock Inc.(c) |
24,624 | 20,651,164 | ||||||
Cboe Global Markets Inc. |
30,230 | 3,744,288 | ||||||
Charles Schwab Corp. (The) |
861,573 | 62,756,977 | ||||||
CME Group Inc. |
206,115 | 39,858,519 | ||||||
Evercore Inc., Class A |
8,857 | 1,183,915 | ||||||
Federated Hermes Inc. |
32,035 | 1,041,138 | ||||||
Franklin Resources Inc. |
162,556 | 4,831,164 | ||||||
Goldman Sachs Group Inc. (The) |
193,474 | 73,138,976 | ||||||
Intercontinental Exchange Inc. |
148,663 | 17,069,486 | ||||||
Invesco Ltd. |
197,102 | 4,752,129 | ||||||
Janus Henderson Group PLC |
95,885 | 3,962,927 | ||||||
Jefferies Financial Group Inc. |
112,718 | 4,185,219 | ||||||
Moody’s Corp. |
26,036 | 9,245,644 | ||||||
Morgan Stanley |
837,712 | 81,517,755 | ||||||
Nasdaq Inc. |
23,691 | 4,572,837 | ||||||
Northern Trust Corp. |
119,584 | 12,892,351 | ||||||
Raymond James Financial Inc. |
106,143 | 9,794,876 | ||||||
SEI Investments Co. |
30,321 | 1,798,035 | ||||||
State Street Corp. |
211,003 | 17,876,174 | ||||||
Stifel Financial Corp. |
34,871 | 2,369,833 | ||||||
T Rowe Price Group Inc. |
52,105 | 10,249,053 | ||||||
|
|
|||||||
431,953,437 | ||||||||
Chemicals — 2.3% | ||||||||
Air Products & Chemicals Inc. |
68,598 | 17,568,634 | ||||||
Ashland Global Holdings Inc. |
21,271 | 1,895,672 | ||||||
Avient Corp. |
52,587 | 2,437,407 | ||||||
Cabot Corp. |
32,471 | 1,627,447 | ||||||
Celanese Corp. |
63,780 | 9,607,819 | ||||||
CF Industries Holdings Inc. |
122,928 | 6,861,841 | ||||||
Chemours Co. (The) |
52,106 | 1,514,200 | ||||||
Corteva Inc. |
421,362 | 17,730,913 | ||||||
Dow Inc. |
218,284 | 12,564,427 | ||||||
DuPont de Nemours Inc. |
300,195 | 20,410,258 | ||||||
Eastman Chemical Co. |
77,623 | 7,819,741 | ||||||
Ecolab Inc. |
77,271 | 16,120,276 | ||||||
Ingevity Corp.(a) |
12,033 | 858,795 | ||||||
International Flavors & Fragrances Inc. |
142,955 | 19,115,943 | ||||||
Linde PLC |
124,473 | 36,517,889 | ||||||
LyondellBasell Industries NV, Class A |
151,398 | 14,208,702 | ||||||
Minerals Technologies Inc. |
19,694 | 1,375,429 | ||||||
Mosaic Co. (The) |
197,883 | 7,068,381 | ||||||
NewMarket Corp. |
2,660 | 901,128 | ||||||
Olin Corp. |
83,874 | 4,046,920 | ||||||
PPG Industries Inc. |
136,698 | 19,549,181 | ||||||
RPM International Inc. |
28,523 | 2,214,811 | ||||||
Sensient Technologies Corp. |
12,499 | 1,138,409 | ||||||
Sherwin-Williams Co. (The) |
43,001 | 12,028,670 | ||||||
Valvoline Inc. |
42,317 | 1,319,444 | ||||||
|
|
|||||||
236,502,337 |
Security | Shares | Value | ||||||
Commercial Services & Supplies — 0.5% | ||||||||
Brink’s Co. (The) |
17,604 | $ | 1,114,333 | |||||
Cintas Corp. |
16,974 | 6,461,323 | ||||||
Clean Harbors Inc.(a) |
17,774 | 1,846,185 | ||||||
Herman Miller Inc. |
42,423 | 1,597,650 | ||||||
KAR Auction Services Inc.(a) |
67,200 | 1,101,408 | ||||||
Republic Services Inc. |
120,594 | 14,478,516 | ||||||
Stericycle Inc.(a)(b) |
32,110 | 2,182,517 | ||||||
Waste Management Inc. |
135,628 | 20,257,398 | ||||||
|
|
|||||||
49,039,330 | ||||||||
Communications Equipment — 1.5% | ||||||||
Ciena Corp.(a) |
55,826 | 2,866,665 | ||||||
Cisco Systems Inc. |
2,418,615 | 131,645,214 | ||||||
F5 Networks Inc.(a) |
19,215 | 3,819,558 | ||||||
Juniper Networks Inc. |
185,364 | 5,101,217 | ||||||
Motorola Solutions Inc. |
53,349 | 12,394,040 | ||||||
NetScout Systems Inc.(a) |
42,063 | 1,133,598 | ||||||
Viasat Inc.(a)(b) |
42,321 | 2,330,618 | ||||||
|
|
|||||||
159,290,910 | ||||||||
Construction & Engineering — 0.2% | ||||||||
AECOM(a) |
83,158 | 5,251,428 | ||||||
Dycom Industries Inc.(a) |
17,191 | 1,224,687 | ||||||
EMCOR Group Inc. |
30,729 | 3,545,512 | ||||||
Fluor Corp.(a) |
81,643 | 1,303,839 | ||||||
MasTec Inc.(a) |
33,397 | 2,881,493 | ||||||
Quanta Services Inc. |
33,295 | 3,789,637 | ||||||
Valmont Industries Inc. |
6,980 | 1,641,137 | ||||||
|
|
|||||||
19,637,733 | ||||||||
Construction Materials — 0.2% | ||||||||
Eagle Materials Inc. |
9,073 | 1,190,015 | ||||||
Martin Marietta Materials Inc. |
35,948 | 12,282,713 | ||||||
Vulcan Materials Co. |
44,122 | 7,463,677 | ||||||
|
|
|||||||
20,936,405 | ||||||||
Consumer Finance — 1.4% | ||||||||
American Express Co. |
369,303 | 61,869,332 | ||||||
Capital One Financial Corp. |
256,036 | 41,470,151 | ||||||
Discover Financial Services |
171,862 | 21,113,247 | ||||||
FirstCash Inc. |
23,748 | 2,077,950 | ||||||
Navient Corp. |
96,893 | 1,911,699 | ||||||
PROG Holdings Inc. |
21,333 | 896,199 | ||||||
Synchrony Financial |
326,713 | 15,969,731 | ||||||
|
|
|||||||
145,308,309 | ||||||||
Containers & Packaging — 0.6% | ||||||||
Amcor PLC |
886,229 | 10,271,394 | ||||||
AptarGroup Inc. |
14,527 | 1,733,797 | ||||||
Avery Dennison Corp. |
27,560 | 5,710,708 | ||||||
Ball Corp. |
67,613 | 6,083,142 | ||||||
Greif Inc., Class A, NVS |
15,102 | 975,589 | ||||||
International Paper Co. |
223,719 | 12,510,367 | ||||||
Packaging Corp. of America |
54,238 | 7,454,471 | ||||||
Sealed Air Corp. |
28,299 | 1,550,502 | ||||||
Silgan Holdings Inc. |
25,575 | 981,057 | ||||||
Sonoco Products Co. |
56,097 | 3,342,259 | ||||||
Westrock Co. |
152,968 | 7,622,395 | ||||||
|
|
|||||||
58,235,681 | ||||||||
Distributors — 0.2% | ||||||||
Genuine Parts Co. |
81,824 | 9,919,524 | ||||||
LKQ Corp.(a) |
156,076 | 7,853,744 | ||||||
|
|
|||||||
17,773,268 |
96 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
|
||||||||
Diversified Consumer Services — 0.1% | ||||||||
Graham Holdings Co., Class B |
2,244 | $ | 1,322,075 | |||||
Grand Canyon Education Inc.(a) |
15,822 | 1,391,703 | ||||||
H&R Block Inc. |
101,252 | 2,531,300 | ||||||
Service Corp. International |
37,742 | 2,274,333 | ||||||
|
|
|||||||
7,519,411 | ||||||||
Diversified Financial Services — 2.8% | ||||||||
Berkshire Hathaway Inc., Class B(a) |
1,063,854 | 290,368,311 | ||||||
|
|
|||||||
Diversified Telecommunication Services — 2.4% | ||||||||
AT&T Inc. |
4,097,787 | 110,681,227 | ||||||
Iridium Communications Inc.(a)(b) |
29,702 | 1,183,625 | ||||||
Lumen Technologies Inc. |
572,165 | 7,089,124 | ||||||
Verizon Communications Inc. |
2,376,105 | 128,333,431 | ||||||
|
|
|||||||
247,287,407 | ||||||||
Electric Utilities — 2.9% | ||||||||
ALLETE Inc. |
29,768 | 1,771,791 | ||||||
Alliant Energy Corp. |
143,459 | 8,030,835 | ||||||
American Electric Power Co. Inc. |
287,093 | 23,306,210 | ||||||
Duke Energy Corp. |
441,541 | 43,089,986 | ||||||
Edison International |
218,798 | 12,136,725 | ||||||
Entergy Corp. |
115,810 | 11,501,091 | ||||||
Evergy Inc. |
131,803 | 8,198,147 | ||||||
Eversource Energy |
197,925 | 16,182,348 | ||||||
Exelon Corp. |
561,186 | 27,127,731 | ||||||
FirstEnergy Corp. |
311,665 | 11,101,507 | ||||||
Hawaiian Electric Industries Inc. |
62,529 | 2,553,059 | ||||||
IDACORP Inc. |
29,043 | 3,002,465 | ||||||
NextEra Energy Inc. |
641,762 | 50,391,152 | ||||||
NRG Energy Inc. |
57,707 | 2,356,177 | ||||||
OGE Energy Corp. |
114,810 | 3,784,138 | ||||||
Pinnacle West Capital Corp. |
64,652 | 4,678,219 | ||||||
PNM Resources Inc. |
30,090 | 1,488,853 | ||||||
PPL Corp. |
441,186 | 12,300,266 | ||||||
Southern Co. (The) |
607,674 | 37,657,558 | ||||||
Xcel Energy Inc. |
309,022 | 19,313,875 | ||||||
|
|
|||||||
299,972,133 | ||||||||
Electrical Equipment — 0.8% | ||||||||
Acuity Brands Inc.(b) |
20,252 | 3,511,089 | ||||||
AMETEK Inc. |
67,332 | 8,349,841 | ||||||
Eaton Corp. PLC |
228,773 | 34,158,097 | ||||||
Emerson Electric Co. |
205,837 | 19,389,846 | ||||||
EnerSys |
12,350 | 919,334 | ||||||
Hubbell Inc. |
12,340 | 2,229,468 | ||||||
nVent Electric PLC |
97,564 | 3,154,244 | ||||||
Regal Beloit Corp. |
11,671 | 1,754,618 | ||||||
Rockwell Automation Inc. |
29,358 | 8,632,426 | ||||||
|
|
|||||||
82,098,963 | ||||||||
Electronic Equipment, Instruments & Components — 0.8% | ||||||||
Amphenol Corp., Class A |
130,330 | 9,544,066 | ||||||
Arrow Electronics Inc.(a) |
41,458 | 4,655,319 | ||||||
Avnet Inc. |
56,596 | 2,092,354 | ||||||
Belden Inc. |
25,753 | 1,500,370 | ||||||
CDW Corp./DE |
44,447 | 8,090,243 | ||||||
Coherent Inc.(a) |
9,188 | 2,297,827 | ||||||
Corning Inc. |
233,791 | 8,531,034 | ||||||
IPG Photonics Corp.(a)(b) |
11,357 | 1,798,949 | ||||||
Jabil Inc. |
84,195 | 4,914,462 | ||||||
Keysight Technologies Inc.(a) |
45,498 | 7,474,866 | ||||||
National Instruments Corp. |
41,397 | 1,624,004 |
Security | Shares | Value | ||||||
|
||||||||
Electronic Equipment, Instruments & Components (continued) | ||||||||
SYNNEX Corp. |
23,649 | $ | 2,461,861 | |||||
TE Connectivity Ltd. |
116,659 | 16,007,948 | ||||||
Teledyne Technologies Inc.(a) |
13,682 | 5,877,513 | ||||||
Vishay Intertechnology Inc. |
76,164 | 1,530,135 | ||||||
Vontier Corp. |
96,954 | 3,257,654 | ||||||
Zebra Technologies Corp., Class A(a) |
8,357 | 4,307,365 | ||||||
|
|
|||||||
85,965,970 | ||||||||
Energy Equipment & Services — 0.5% | ||||||||
Baker Hughes Co. |
478,259 | 11,827,345 | ||||||
ChampionX Corp.(a) |
68,725 | 1,536,691 | ||||||
Halliburton Co. |
513,190 | 11,095,168 | ||||||
NOV Inc.(a) |
222,929 | 2,922,599 | ||||||
Schlumberger NV |
802,578 | 23,788,412 | ||||||
|
|
|||||||
51,170,215 | ||||||||
Entertainment — 2.0% | ||||||||
Activision Blizzard Inc. |
182,997 | 14,162,138 | ||||||
Electronic Arts Inc. |
74,720 | 10,628,920 | ||||||
Live Nation Entertainment Inc.(a) |
76,064 | 6,931,712 | ||||||
Walt Disney Co. (The)(a) |
1,042,885 | 176,424,856 | ||||||
World Wrestling Entertainment Inc., Class A |
11,343 | 638,157 | ||||||
|
|
|||||||
208,785,783 | ||||||||
Equity Real Estate Investment Trusts (REITs) — 4.7% | ||||||||
Alexandria Real Estate Equities Inc. |
79,508 | 15,191,594 | ||||||
American Campus Communities Inc. |
48,010 | 2,326,085 | ||||||
American Tower Corp. |
127,984 | 33,968,233 | ||||||
Apartment Income REIT Corp. |
90,174 | 4,401,393 | ||||||
AvalonBay Communities Inc. |
79,995 | 17,730,092 | ||||||
Boston Properties Inc. |
81,473 | 8,827,600 | ||||||
Brixmor Property Group Inc. |
170,272 | 3,764,714 | ||||||
Camden Property Trust |
30,761 | 4,536,325 | ||||||
CoreSite Realty Corp. |
8,836 | 1,224,139 | ||||||
Corporate Office Properties Trust |
65,251 | 1,760,472 | ||||||
Cousins Properties Inc. |
85,291 | 3,180,501 | ||||||
Crown Castle International Corp. |
99,069 | 17,170,639 | ||||||
Digital Realty Trust Inc. |
162,184 | 23,427,479 | ||||||
Douglas Emmett Inc. |
101,287 | 3,201,682 | ||||||
Duke Realty Corp. |
128,257 | 6,139,663 | ||||||
EastGroup Properties Inc. |
9,426 | 1,570,654 | ||||||
EPR Properties |
43,049 | 2,125,760 | ||||||
Equinix Inc. |
21,597 | 17,064,438 | ||||||
Equity Residential |
195,557 | 15,824,472 | ||||||
Essex Property Trust Inc. |
37,553 | 12,007,196 | ||||||
Extra Space Storage Inc. |
40,146 | 6,744,127 | ||||||
Federal Realty Investment Trust |
40,508 | 4,779,539 | ||||||
First Industrial Realty Trust Inc. |
36,135 | 1,881,911 | ||||||
Healthcare Realty Trust Inc. |
50,273 | 1,497,130 | ||||||
Healthpeak Properties Inc. |
309,004 | 10,345,454 | ||||||
Highwoods Properties Inc. |
59,516 | 2,610,372 | ||||||
Host Hotels & Resorts Inc.(a) |
412,163 | 6,730,622 | ||||||
Hudson Pacific Properties Inc. |
87,494 | 2,298,467 | ||||||
Iron Mountain Inc. |
165,218 | 7,178,722 | ||||||
JBG SMITH Properties |
67,626 | 2,002,406 | ||||||
Kilroy Realty Corp. |
60,059 | 3,976,506 | ||||||
Kimco Realty Corp. |
354,162 | 7,348,861 | ||||||
Lamar Advertising Co., Class A |
25,311 | 2,871,533 | ||||||
Life Storage Inc. |
21,216 | 2,434,324 | ||||||
Macerich Co. (The) |
122,971 | 2,054,845 | ||||||
Medical Properties Trust Inc. |
208,990 | 4,194,429 | ||||||
Mid-America Apartment Communities Inc. |
66,436 | 12,406,923 |
S C H E D U L E O F I N V E S T M E N T S |
97 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Equity Real Estate Investment Trusts (REITs) (continued) | ||||||||
National Retail Properties Inc. |
99,933 | $ | 4,316,106 | |||||
National Storage Affiliates Trust |
18,370 | 969,752 | ||||||
Omega Healthcare Investors Inc. |
136,303 | 4,083,638 | ||||||
Park Hotels & Resorts Inc.(a) |
135,270 | 2,589,068 | ||||||
Pebblebrook Hotel Trust |
74,858 | 1,677,568 | ||||||
Physicians Realty Trust |
125,262 | 2,207,116 | ||||||
PotlatchDeltic Corp. |
23,757 | 1,225,386 | ||||||
Prologis Inc. |
424,270 | 53,216,186 | ||||||
PS Business Parks Inc. |
6,165 | 966,302 | ||||||
Public Storage |
50,105 | 14,886,195 | ||||||
Rayonier Inc. |
49,931 | 1,781,538 | ||||||
Realty Income Corp. |
223,247 | 14,479,800 | ||||||
Regency Centers Corp. |
88,259 | 5,942,478 | ||||||
Rexford Industrial Realty Inc. |
32,377 | 1,837,395 | ||||||
Sabra Health Care REIT Inc. |
124,555 | 1,833,450 | ||||||
SBA Communications Corp. |
21,850 | 7,222,955 | ||||||
Simon Property Group Inc. |
188,596 | 24,511,822 | ||||||
SL Green Realty Corp. |
38,542 | 2,730,315 | ||||||
Spirit Realty Capital Inc. |
68,748 | 3,165,158 | ||||||
STORE Capital Corp. |
88,361 | 2,830,203 | ||||||
UDR Inc. |
161,089 | 8,534,495 | ||||||
Urban Edge Properties |
62,777 | 1,149,447 | ||||||
Ventas Inc. |
227,131 | 12,539,903 | ||||||
Vornado Realty Trust |
90,452 | 3,799,889 | ||||||
Welltower Inc. |
242,510 | 19,982,824 | ||||||
Weyerhaeuser Co. |
430,314 | 15,306,269 | ||||||
|
|
|||||||
490,584,560 | ||||||||
Food & Staples Retailing — 2.3% | ||||||||
BJ’s Wholesale Club Holdings Inc.(a) |
78,912 | 4,333,847 | ||||||
Casey’s General Stores Inc. |
12,918 | 2,434,397 | ||||||
Costco Wholesale Corp. |
119,233 | 53,577,349 | ||||||
Grocery Outlet Holding Corp.(a) |
18,518 | 399,433 | ||||||
Kroger Co. (The) |
389,924 | 15,764,627 | ||||||
Performance Food Group Co.(a) |
88,440 | 4,108,922 | ||||||
Sprouts Farmers Market Inc.(a)(b) |
67,704 | 1,568,702 | ||||||
Sysco Corp. |
293,615 | 23,048,777 | ||||||
Walgreens Boots Alliance Inc. |
411,492 | 19,360,699 | ||||||
Walmart Inc. |
820,176 | 114,316,131 | ||||||
|
|
|||||||
238,912,884 | ||||||||
Food Products — 1.8% | ||||||||
Archer-Daniels-Midland Co. |
321,032 | 19,265,130 | ||||||
Campbell Soup Co. |
116,008 | 4,850,294 | ||||||
Conagra Brands Inc. |
275,899 | 9,344,699 | ||||||
Flowers Foods Inc. |
68,705 | 1,623,499 | ||||||
General Mills Inc. |
347,952 | 20,814,489 | ||||||
Hain Celestial Group Inc. (The)(a) |
17,944 | 767,644 | ||||||
Hershey Co. (The) |
49,250 | 8,335,563 | ||||||
Hormel Foods Corp. |
163,133 | 6,688,453 | ||||||
Ingredion Inc. |
38,422 | 3,419,942 | ||||||
JM Smucker Co. (The) |
62,140 | 7,458,664 | ||||||
Kellogg Co. |
146,181 | 9,343,890 | ||||||
Kraft Heinz Co. (The) |
385,536 | 14,195,436 | ||||||
Lamb Weston Holdings Inc. |
52,930 | 3,248,314 | ||||||
Lancaster Colony Corp. |
4,908 | 828,519 | ||||||
McCormick & Co. Inc./MD, NVS |
80,787 | 6,546,171 | ||||||
Mondelez International Inc., Class A |
802,227 | 46,673,567 | ||||||
Pilgrim’s Pride Corp.(a) |
27,717 | 806,010 | ||||||
Post Holdings Inc.(a) |
33,354 | 3,674,277 | ||||||
Sanderson Farms Inc. |
12,242 | 2,303,944 |
Security | Shares | Value | ||||||
Food Products (continued) | ||||||||
Tootsie Roll Industries Inc. |
6,863 | $ | 208,841 | |||||
Tyson Foods Inc., Class A |
168,888 | 13,332,019 | ||||||
|
|
|||||||
183,729,365 | ||||||||
Gas Utilities — 0.2% | ||||||||
Atmos Energy Corp. |
75,070 | 6,621,174 | ||||||
National Fuel Gas Co. |
52,342 | 2,749,002 | ||||||
New Jersey Resources Corp. |
55,305 | 1,925,167 | ||||||
ONE Gas Inc. |
30,305 | 1,920,428 | ||||||
Southwest Gas Holdings Inc. |
34,142 | 2,283,417 | ||||||
Spire Inc. |
29,597 | 1,810,744 | ||||||
UGI Corp. |
119,809 | 5,106,260 | ||||||
|
|
|||||||
22,416,192 | ||||||||
Health Care Equipment & Supplies — 3.9% | ||||||||
Abbott Laboratories |
417,166 | 49,279,820 | ||||||
Baxter International Inc. |
286,899 | 23,075,287 | ||||||
Becton Dickinson and Co. |
164,825 | 40,517,281 | ||||||
Boston Scientific Corp.(a) |
817,168 | 35,456,919 | ||||||
Cooper Companies Inc. (The) |
16,783 | 6,936,582 | ||||||
Danaher Corp. |
116,698 | 35,527,539 | ||||||
DENTSPLY SIRONA Inc. |
125,638 | 7,293,286 | ||||||
Edwards Lifesciences Corp.(a) |
153,823 | 17,414,302 | ||||||
Envista Holdings Corp.(a) |
91,738 | 3,835,566 | ||||||
Haemonetics Corp.(a) |
13,652 | 963,695 | ||||||
Hill-Rom Holdings Inc. |
21,834 | 3,275,100 | ||||||
Hologic Inc.(a)(b) |
41,291 | 3,047,689 | ||||||
ICU Medical Inc.(a) |
5,554 | 1,296,192 | ||||||
Integra LifeSciences Holdings Corp.(a) |
20,364 | 1,394,527 | ||||||
Intuitive Surgical Inc.(a) |
20,473 | 20,353,233 | ||||||
LivaNova PLC(a)(b) |
30,193 | 2,390,984 | ||||||
Medtronic PLC |
771,297 | 96,682,079 | ||||||
Neogen Corp.(a) |
24,222 | 1,051,961 | ||||||
NuVasive Inc.(a) |
29,437 | 1,761,804 | ||||||
STERIS PLC |
24,752 | 5,056,338 | ||||||
Stryker Corp. |
98,226 | 25,904,161 | ||||||
Tandem Diabetes Care Inc.(a) |
13,834 | 1,651,503 | ||||||
Teleflex Inc. |
14,258 | 5,368,850 | ||||||
Zimmer Biomet Holdings Inc. |
120,330 | 17,611,499 | ||||||
|
|
|||||||
407,146,197 | ||||||||
Health Care Providers & Services — 4.0% | ||||||||
Acadia Healthcare Co. Inc.(a) |
31,788 | 2,027,439 | ||||||
AmerisourceBergen Corp. |
85,507 | 10,213,811 | ||||||
Anthem Inc. |
139,919 | 52,161,803 | ||||||
Cardinal Health Inc. |
166,426 | 8,231,430 | ||||||
Centene Corp.(a) |
335,581 | 20,910,052 | ||||||
Cigna Corp. |
195,188 | 39,068,830 | ||||||
CVS Health Corp. |
757,328 | 64,266,854 | ||||||
Encompass Health Corp. |
25,341 | 1,901,589 | ||||||
HCA Healthcare Inc. |
141,476 | 34,339,055 | ||||||
Henry Schein Inc.(a) |
80,614 | 6,139,562 | ||||||
Humana Inc. |
35,346 | 13,754,896 | ||||||
Laboratory Corp. of America Holdings(a) |
55,468 | 15,610,914 | ||||||
McKesson Corp. |
88,768 | 17,698,564 | ||||||
Molina Healthcare Inc.(a) |
15,315 | 4,155,113 | ||||||
Option Care Health Inc.(a) |
36,122 | 876,320 | ||||||
Patterson Companies Inc. |
49,885 | 1,503,534 | ||||||
Progyny Inc.(a) |
19,874 | 1,112,944 | ||||||
Quest Diagnostics Inc. |
69,854 | 10,150,485 | ||||||
Tenet Healthcare Corp.(a)(b) |
62,210 | 4,133,232 | ||||||
UnitedHealth Group Inc. |
259,752 | 101,495,496 |
98 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Health Care Providers & Services (continued) | ||||||||
Universal Health Services Inc., Class B |
43,804 | $ | 6,061,159 | |||||
|
|
|||||||
415,813,082 | ||||||||
Health Care Technology — 0.1% | ||||||||
Cerner Corp. |
96,701 | 6,819,355 | ||||||
|
|
|||||||
Hotels, Restaurants & Leisure — 2.6% | ||||||||
Booking Holdings Inc.(a) |
14,611 | 34,684,615 | ||||||
Boyd Gaming Corp.(a) |
21,105 | 1,335,102 | ||||||
Caesars Entertainment Inc.(a) |
51,758 | 5,811,388 | ||||||
Carnival Corp.(a) |
459,591 | 11,494,371 | ||||||
Choice Hotels International Inc. |
8,905 | 1,125,325 | ||||||
Cracker Barrel Old Country Store Inc. |
13,799 | 1,929,652 | ||||||
Darden Restaurants Inc. |
74,757 | 11,323,443 | ||||||
Expedia Group Inc.(a) |
53,675 | 8,797,332 | ||||||
Hilton Worldwide Holdings Inc.(a) |
101,111 | 13,357,774 | ||||||
Las Vegas Sands Corp.(a) |
198,457 | 7,263,526 | ||||||
Marriott International Inc./MD, Class A(a) |
156,989 | 23,248,501 | ||||||
Marriott Vacations Worldwide Corp. |
24,515 | 3,856,945 | ||||||
McDonald’s Corp. |
257,155 | 62,002,642 | ||||||
MGM Resorts International |
228,467 | 9,858,351 | ||||||
Norwegian Cruise Line Holdings Ltd.(a)(b) |
212,726 | 5,681,911 | ||||||
Penn National Gaming Inc.(a)(b) |
36,197 | 2,622,835 | ||||||
Royal Caribbean Cruises Ltd.(a) |
128,172 | 11,400,899 | ||||||
Scientific Games Corp./DE, Class A(a) |
20,138 | 1,672,864 | ||||||
Six Flags Entertainment Corp.(a) |
26,423 | 1,122,977 | ||||||
Starbucks Corp. |
284,206 | 31,350,764 | ||||||
Travel + Leisure Co. |
29,667 | 1,617,742 | ||||||
Wyndham Hotels & Resorts Inc. |
24,426 | 1,885,443 | ||||||
Wynn Resorts Ltd.(a) |
60,769 | 5,150,173 | ||||||
Yum! Brands Inc. |
96,683 | 11,825,298 | ||||||
|
|
|||||||
270,419,873 | ||||||||
Household Durables — 0.6% | ||||||||
DR Horton Inc. |
74,817 | 6,282,384 | ||||||
Garmin Ltd. |
38,374 | 5,965,622 | ||||||
KB Home |
50,510 | 1,965,849 | ||||||
Leggett & Platt Inc. |
76,135 | 3,413,893 | ||||||
Lennar Corp., Class A |
157,452 | 14,750,103 | ||||||
Mohawk Industries Inc.(a) |
32,279 | 5,726,295 | ||||||
Newell Brands Inc. |
216,936 | 4,802,963 | ||||||
NVR Inc.(a) |
1,950 | 9,348,456 | ||||||
PulteGroup Inc. |
72,989 | 3,351,655 | ||||||
Taylor Morrison Home Corp.(a) |
70,493 | 1,817,310 | ||||||
Toll Brothers Inc. |
36,956 | 2,043,297 | ||||||
TRI Pointe Homes Inc.(a) |
67,799 | 1,425,135 | ||||||
Whirlpool Corp. |
36,151 | 7,369,743 | ||||||
|
|
|||||||
68,262,705 | ||||||||
Household Products — 1.4% | ||||||||
Church & Dwight Co. Inc. |
47,230 | 3,899,781 | ||||||
Clorox Co. (The) |
23,182 | 3,839,171 | ||||||
Colgate-Palmolive Co. |
232,123 | 17,543,856 | ||||||
Energizer Holdings Inc. |
17,709 | 691,537 | ||||||
Kimberly-Clark Corp. |
119,838 | 15,871,345 | ||||||
Procter & Gamble Co. (The) |
724,439 | 101,276,572 | ||||||
|
|
|||||||
143,122,262 | ||||||||
Independent Power and Renewable Electricity Producers — 0.0% | ||||||||
AES Corp. (The) |
236,528 | 5,399,934 | ||||||
|
|
|||||||
Industrial Conglomerates — 2.1% | ||||||||
3M Co. |
332,098 | 58,256,631 | ||||||
General Electric Co(b) |
629,974 | 64,906,221 |
Security | Shares | Value | ||||||
Industrial Conglomerates (continued) | ||||||||
Honeywell International Inc. |
396,222 | $ | 84,110,006 | |||||
Roper Technologies Inc. |
27,891 | 12,443,012 | ||||||
|
|
|||||||
219,715,870 | ||||||||
Insurance — 3.5% | ||||||||
Aflac Inc. |
354,150 | 18,461,839 | ||||||
Alleghany Corp.(a) |
8,003 | 4,997,153 | ||||||
Allstate Corp. (The) |
169,707 | 21,605,398 | ||||||
American Financial Group Inc./OH |
38,162 | 4,801,924 | ||||||
American International Group Inc. |
490,827 | 26,941,494 | ||||||
Aon PLC, Class A |
62,106 | 17,748,032 | ||||||
Arthur J Gallagher & Co. |
68,028 | 10,112,362 | ||||||
Assurant Inc. |
33,964 | 5,357,821 | ||||||
Chubb Ltd. |
251,790 | 43,680,529 | ||||||
Cincinnati Financial Corp. |
85,904 | 9,811,955 | ||||||
CNO Financial Group Inc. |
75,730 | 1,782,684 | ||||||
Everest Re Group Ltd. |
23,041 | 5,778,222 | ||||||
First American Financial Corp. |
63,255 | 4,241,248 | ||||||
Globe Life Inc. |
54,142 | 4,820,262 | ||||||
Hanover Insurance Group Inc. (The) |
20,505 | 2,657,858 | ||||||
Hartford Financial Services Group Inc. (The) |
198,917 | 13,973,919 | ||||||
Kemper Corp. |
35,297 | 2,357,487 | ||||||
Lincoln National Corp. |
101,984 | 7,011,400 | ||||||
Loews Corp. |
117,333 | 6,327,769 | ||||||
Marsh & McLennan Companies Inc. |
148,281 | 22,454,192 | ||||||
Mercury General Corp. |
15,164 | 844,180 | ||||||
MetLife Inc. |
418,024 | 25,804,622 | ||||||
Old Republic International Corp. |
162,247 | 3,752,773 | ||||||
Principal Financial Group Inc. |
144,094 | 9,279,654 | ||||||
Progressive Corp. (The) |
120,836 | 10,922,366 | ||||||
Prudential Financial Inc. |
221,984 | 23,352,717 | ||||||
Reinsurance Group of America Inc. |
38,875 | 4,325,232 | ||||||
RenaissanceRe Holdings Ltd. |
11,627 | 1,620,804 | ||||||
RLI Corp. |
9,248 | 927,297 | ||||||
Selective Insurance Group Inc. |
34,508 | 2,606,389 | ||||||
Travelers Companies Inc. (The) |
143,198 | 21,767,528 | ||||||
Unum Group |
115,648 | 2,898,139 | ||||||
W R Berkley Corp. |
80,594 | 5,897,869 | ||||||
Willis Towers Watson PLC |
74,337 | 17,280,379 | ||||||
|
|
|||||||
366,203,497 | ||||||||
Interactive Media & Services — 0.1% | ||||||||
Match Group Inc.(a) |
46,348 | 7,276,172 | ||||||
TripAdvisor Inc.(a) |
34,866 | 1,180,214 | ||||||
Yelp Inc.(a) |
19,736 | 734,969 | ||||||
|
|
|||||||
9,191,355 | ||||||||
IT Services — 4.3% | ||||||||
Accenture PLC, Class A |
160,127 | 51,227,830 | ||||||
Akamai Technologies Inc.(a)(b) |
34,145 | 3,571,226 | ||||||
Alliance Data Systems Corp. |
28,604 | 2,885,858 | ||||||
Automatic Data Processing Inc. |
126,267 | 25,243,299 | ||||||
Broadridge Financial Solutions Inc. |
33,682 | 5,612,768 | ||||||
Cognizant Technology Solutions Corp., Class A |
147,805 | 10,968,609 | ||||||
Concentrix Corp.(a) |
12,840 | 2,272,680 | ||||||
DXC Technology Co.(a) |
146,223 | 4,914,555 | ||||||
Fidelity National Information Services Inc. |
354,497 | 43,135,195 | ||||||
Fiserv Inc.(a) |
109,451 | 11,875,433 | ||||||
FleetCor Technologies Inc.(a) |
27,018 | 7,058,993 | ||||||
Gartner Inc.(a) |
22,703 | 6,898,988 | ||||||
Genpact Ltd. |
39,145 | 1,859,779 | ||||||
Global Payments Inc. |
168,582 | 26,565,152 |
S C H E D U L E O F I N V E S T M E N T S |
99 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
IT Services (continued) | ||||||||
International Business Machines Corp. |
514,425 | $ | 71,469,065 | |||||
Jack Henry & Associates Inc. |
22,239 | 3,648,530 | ||||||
LiveRamp Holdings Inc.(a) |
17,852 | 843,150 | ||||||
Mastercard Inc., Class A |
159,984 | 55,623,237 | ||||||
Maximus Inc. |
13,622 | 1,133,350 | ||||||
Paychex Inc. |
86,312 | 9,705,784 | ||||||
Sabre Corp.(a) |
120,101 | 1,421,996 | ||||||
VeriSign Inc.(a) |
32,587 | 6,680,661 | ||||||
Visa Inc., Class A |
387,440 | 86,302,260 | ||||||
Western Union Co. (The) |
235,902 | 4,769,938 | ||||||
WEX Inc.(a) |
10,827 | 1,907,068 | ||||||
|
|
|||||||
447,595,404 | ||||||||
Leisure Products — 0.1% | ||||||||
Brunswick Corp./DE |
20,297 | 1,933,695 | ||||||
Callaway Golf Co.(a) |
28,124 | 777,066 | ||||||
Hasbro Inc. |
74,298 | 6,628,868 | ||||||
Polaris Inc. |
17,647 | 2,111,640 | ||||||
|
|
|||||||
11,451,269 | ||||||||
Life Sciences Tools & Services — 0.4% | ||||||||
Agilent Technologies Inc. |
48,705 | 7,672,499 | ||||||
Illumina Inc.(a) |
42,090 | 17,072,125 | ||||||
IQVIA Holdings Inc.(a) |
39,425 | 9,443,864 | ||||||
Waters Corp.(a) |
15,946 | 5,697,506 | ||||||
|
|
|||||||
39,885,994 | ||||||||
Machinery — 2.2% | ||||||||
AGCO Corp. |
20,474 | 2,508,679 | ||||||
Caterpillar Inc. |
166,540 | 31,970,684 | ||||||
Colfax Corp.(a) |
74,766 | 3,431,759 | ||||||
Crane Co. |
28,531 | 2,705,024 | ||||||
Cummins Inc. |
46,784 | 10,505,815 | ||||||
Deere & Co. |
40,665 | 13,625,622 | ||||||
Donaldson Co. Inc. |
36,081 | 2,071,410 | ||||||
Dover Corp. |
82,454 | 12,821,597 | ||||||
Flowserve Corp. |
74,576 | 2,585,550 | ||||||
Fortive Corp. |
205,468 | 14,499,877 | ||||||
IDEX Corp. |
23,967 | 4,959,971 | ||||||
Illinois Tool Works Inc. |
92,059 | 19,022,151 | ||||||
Ingersoll Rand Inc.(a) |
233,887 | 11,790,244 | ||||||
ITT Inc. |
27,147 | 2,330,299 | ||||||
Kennametal Inc. |
47,684 | 1,632,223 | ||||||
Middleby Corp. (The)(a) |
12,337 | 2,103,582 | ||||||
Nordson Corp. |
11,514 | 2,742,059 | ||||||
Oshkosh Corp. |
39,890 | 4,083,539 | ||||||
Otis Worldwide Corp. |
117,023 | 9,628,652 | ||||||
PACCAR Inc. |
199,950 | 15,780,054 | ||||||
Parker-Hannifin Corp. |
35,447 | 9,911,690 | ||||||
Pentair PLC |
95,270 | 6,919,460 | ||||||
Snap-on Inc. |
30,814 | 6,438,585 | ||||||
Stanley Black & Decker Inc. |
93,505 | 16,392,362 | ||||||
Terex Corp. |
24,478 | 1,030,524 | ||||||
Trinity Industries Inc. |
48,261 | 1,311,251 | ||||||
Westinghouse Air Brake Technologies Corp. |
107,929 | 9,304,559 | ||||||
Woodward Inc. |
17,625 | 1,995,150 | ||||||
Xylem Inc./NY |
55,876 | 6,910,744 | ||||||
|
|
|||||||
231,013,116 | ||||||||
Marine — 0.0% | ||||||||
Kirby Corp.(a) |
34,605 | 1,659,656 | ||||||
|
|
Security | Shares | Value | ||||||
|
||||||||
Media — 1.4% | ||||||||
Comcast Corp., Class A |
1,472,091 | $ | 82,334,050 | |||||
Discovery Inc., Class A(a)(b) |
97,183 | 2,466,505 | ||||||
Discovery Inc., Class C, NVS(a)(b) |
172,613 | 4,189,318 | ||||||
DISH Network Corp., Class A(a)(b) |
141,868 | 6,165,583 | ||||||
Fox Corp., Class A, NVS |
185,200 | 7,428,372 | ||||||
Fox Corp., Class B |
85,123 | 3,159,766 | ||||||
Interpublic Group of Companies Inc. (The) |
227,025 | 8,325,007 | ||||||
John Wiley & Sons Inc., Class A |
25,311 | 1,321,487 | ||||||
News Corp., Class A, NVS |
224,294 | 5,277,638 | ||||||
News Corp., Class B |
70,023 | 1,626,634 | ||||||
Omnicom Group Inc. |
123,370 | 8,939,390 | ||||||
TEGNA Inc. |
75,677 | 1,492,350 | ||||||
ViacomCBS Inc., Class B, NVS |
348,075 | 13,752,443 | ||||||
|
|
|||||||
146,478,543 | ||||||||
Metals & Mining — 0.6% | ||||||||
Commercial Metals Co. |
68,718 | 2,093,150 | ||||||
Compass Minerals International Inc. |
9,919 | 638,784 | ||||||
Ferroglobe PLC(a)(d) |
5,019 | 0 | (e) | |||||
Freeport-McMoRan Inc. |
320,310 | 10,419,684 | ||||||
Newmont Corp. |
206,250 | 11,199,375 | ||||||
Nucor Corp. |
168,462 | 16,591,822 | ||||||
Reliance Steel & Aluminum Co. |
36,412 | 5,185,797 | ||||||
Royal Gold Inc. |
15,634 | 1,492,891 | ||||||
Steel Dynamics Inc. |
111,939 | 6,546,193 | ||||||
United States Steel Corp.(b) |
155,030 | 3,406,009 | ||||||
Worthington Industries Inc. |
8,682 | 457,542 | ||||||
|
|
|||||||
58,031,247 | ||||||||
Multi-Utilities — 1.5% | ||||||||
Ameren Corp. |
147,337 | 11,934,297 | ||||||
Black Hills Corp. |
35,846 | 2,249,695 | ||||||
CenterPoint Energy Inc. |
342,258 | 8,419,547 | ||||||
CMS Energy Corp. |
165,799 | 9,903,174 | ||||||
Consolidated Edison Inc. |
202,577 | 14,705,064 | ||||||
Dominion Energy Inc. |
464,018 | 33,882,594 | ||||||
DTE Energy Co. |
111,111 | 12,412,210 | ||||||
MDU Resources Group Inc. |
114,932 | 3,410,033 | ||||||
NiSource Inc. |
225,926 | 5,474,187 | ||||||
NorthWestern Corp. |
29,101 | 1,667,487 | ||||||
Public Service Enterprise Group Inc. |
291,360 | 17,743,824 | ||||||
Sempra Energy |
183,264 | 23,182,896 | ||||||
WEC Energy Group Inc. |
180,920 | 15,957,144 | ||||||
|
|
|||||||
160,942,152 | ||||||||
Multiline Retail — 0.4% | ||||||||
Dollar Tree Inc.(a) |
133,306 | 12,760,050 | ||||||
Kohl’s Corp. |
90,619 | 4,267,249 | ||||||
Nordstrom Inc.(a)(b) |
62,347 | 1,649,078 | ||||||
Target Corp. |
96,542 | 22,085,913 | ||||||
|
|
|||||||
40,762,290 | ||||||||
Oil, Gas & Consumable Fuels — 5.2% | ||||||||
APA Corp. |
215,429 | 4,616,643 | ||||||
Cabot Oil & Gas Corp. |
228,921 | 4,981,321 | ||||||
Chevron Corp. |
1,109,916 | 112,600,978 | ||||||
Cimarex Energy Co. |
30,256 | 2,638,323 | ||||||
ConocoPhillips |
768,529 | 52,083,210 | ||||||
Devon Energy Corp. |
360,019 | 12,784,275 | ||||||
Diamondback Energy Inc. |
98,239 | 9,300,286 | ||||||
DTE Midstream LLC(a) |
55,571 | 2,569,603 | ||||||
EOG Resources Inc. |
335,094 | 26,897,995 | ||||||
EQT Corp.(a) |
97,925 | 2,003,546 |
100 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Oil, Gas & Consumable Fuels (continued) | ||||||||
Equitrans Midstream Corp. |
128,535 | $ | 1,303,345 | |||||
Escrow PetroCorp.(a)(d) |
190 | — | ||||||
Exxon Mobil Corp. |
2,429,731 | 142,916,777 | ||||||
Hess Corp. |
73,789 | 5,763,659 | ||||||
HollyFrontier Corp. |
86,717 | 2,872,934 | ||||||
Kinder Morgan Inc. |
1,122,495 | 18,779,341 | ||||||
Marathon Oil Corp. |
453,147 | 6,194,520 | ||||||
Marathon Petroleum Corp. |
366,269 | 22,639,087 | ||||||
Murphy Oil Corp. |
82,801 | 2,067,541 | ||||||
Occidental Petroleum Corp. |
508,151 | 15,031,107 | ||||||
ONEOK Inc. |
257,095 | 14,908,939 | ||||||
Phillips 66 |
251,363 | 17,602,951 | ||||||
Pioneer Natural Resources Co. |
130,207 | 21,680,768 | ||||||
Targa Resources Corp. |
101,220 | 4,981,036 | ||||||
Valero Energy Corp. |
234,412 | 16,542,455 | ||||||
Williams Companies Inc. (The) |
696,205 | 18,059,558 | ||||||
|
|
|||||||
541,820,198 | ||||||||
Paper & Forest Products — 0.0% | ||||||||
Louisiana-Pacific Corp. |
24,585 | 1,508,781 | ||||||
|
|
|||||||
Personal Products — 0.2% | ||||||||
Coty Inc., Class A(a) |
162,536 | 1,277,533 | ||||||
Estee Lauder Companies Inc. (The), Class A |
58,562 | 17,564,501 | ||||||
Nu Skin Enterprises Inc., Class A |
12,948 | 524,005 | ||||||
|
|
|||||||
19,366,039 | ||||||||
Pharmaceuticals — 4.3% | ||||||||
Bristol-Myers Squibb Co. |
612,156 | 36,221,271 | ||||||
Eli Lilly & Co. |
177,704 | 41,058,509 | ||||||
Johnson & Johnson |
906,507 | 146,400,880 | ||||||
Merck & Co. Inc. |
755,449 | 56,741,774 | ||||||
Nektar Therapeutics(a)(b) |
63,996 | 1,149,368 | ||||||
Organon & Co. |
75,539 | 2,476,924 | ||||||
Perrigo Co. PLC |
76,124 | 3,602,949 | ||||||
Pfizer Inc. |
3,217,783 | 138,396,847 | ||||||
Viatris Inc. |
698,340 | 9,462,507 | ||||||
Zoetis Inc. |
73,443 | 14,258,224 | ||||||
|
|
|||||||
449,769,253 | ||||||||
Professional Services — 0.5% | ||||||||
CACI International Inc., Class A(a) |
7,746 | 2,030,227 | ||||||
Equifax Inc. |
34,980 | 8,864,631 | ||||||
IHS Markit Ltd. |
79,682 | 9,292,515 | ||||||
Jacobs Engineering Group Inc. |
28,466 | 3,772,599 | ||||||
KBR Inc. |
81,912 | 3,227,333 | ||||||
Leidos Holdings Inc. |
81,729 | 7,856,609 | ||||||
ManpowerGroup Inc. |
30,790 | 3,333,941 | ||||||
Nielsen Holdings PLC |
205,106 | 3,935,984 | ||||||
Robert Half International Inc. |
64,266 | 6,447,808 | ||||||
Science Applications International Corp. |
20,423 | 1,747,392 | ||||||
|
|
|||||||
50,509,039 | ||||||||
Real Estate Management & Development — 0.2% | ||||||||
CBRE Group Inc., Class A(a) |
192,603 | 18,751,828 | ||||||
Jones Lang LaSalle Inc.(a) |
29,016 | 7,198,579 | ||||||
|
|
|||||||
25,950,407 | ||||||||
Road & Rail — 0.9% | ||||||||
Avis Budget Group Inc.(a) |
27,268 | 3,176,995 | ||||||
CSX Corp. |
621,076 | 18,470,800 | ||||||
JB Hunt Transport Services Inc. |
19,807 | 3,312,127 | ||||||
Kansas City Southern |
25,751 | 6,969,251 | ||||||
Landstar System Inc. |
8,265 | 1,304,382 |
Security | Shares | Value | ||||||
Road & Rail (continued) | ||||||||
Norfolk Southern Corp. |
77,947 | $ | 18,648,820 | |||||
Ryder System Inc. |
31,203 | 2,580,800 | ||||||
Union Pacific Corp. |
194,617 | 38,146,878 | ||||||
Werner Enterprises Inc. |
20,228 | 895,494 | ||||||
XPO Logistics Inc.(a) |
27,144 | 2,160,119 | ||||||
|
|
|||||||
95,665,666 | ||||||||
Semiconductors & Semiconductor Equipment — 3.2% | ||||||||
Amkor Technology Inc. |
39,280 | 980,036 | ||||||
Analog Devices Inc. |
175,971 | 29,471,623 | ||||||
Broadcom Inc. |
75,356 | 36,542,385 | ||||||
Cirrus Logic Inc.(a) |
18,749 | 1,543,980 | ||||||
Intel Corp. |
2,328,383 | 124,056,246 | ||||||
Microchip Technology Inc. |
44,209 | 6,785,640 | ||||||
Micron Technology Inc. |
646,085 | 45,859,113 | ||||||
NXP Semiconductors NV |
144,254 | 28,255,031 | ||||||
Silicon Laboratories Inc.(a) |
9,607 | 1,346,517 | ||||||
Skyworks Solutions Inc. |
45,448 | 7,488,922 | ||||||
Synaptics Inc.(a) |
10,339 | 1,858,229 | ||||||
Texas Instruments Inc. |
249,040 | 47,867,978 | ||||||
|
|
|||||||
332,055,700 | ||||||||
Software — 0.6% | ||||||||
ACI Worldwide Inc.(a) |
30,599 | 940,307 | ||||||
Aspen Technology Inc.(a) |
12,063 | 1,481,336 | ||||||
Blackbaud Inc.(a) |
13,359 | 939,806 | ||||||
CDK Global Inc. |
35,220 | 1,498,611 | ||||||
Ceridian HCM Holding Inc.(a) |
31,504 | 3,547,981 | ||||||
Citrix Systems Inc. |
24,679 | 2,649,784 | ||||||
CommVault Systems Inc.(a) |
13,838 | 1,042,140 | ||||||
Envestnet Inc.(a) |
5,810 | 466,194 | ||||||
J2 Global Inc.(a) |
10,284 | 1,405,000 | ||||||
NCR Corp.(a) |
76,242 | 2,955,140 | ||||||
NortonLifeLock Inc. |
333,674 | 8,441,952 | ||||||
Oracle Corp. |
425,423 | 37,067,106 | ||||||
Teradata Corp.(a) |
39,317 | 2,254,830 | ||||||
|
|
|||||||
64,690,187 | ||||||||
Specialty Retail — 2.1% | ||||||||
Advance Auto Parts Inc. |
37,820 | 7,900,220 | ||||||
American Eagle Outfitters Inc. |
85,928 | 2,216,942 | ||||||
AutoNation Inc.(a) |
25,222 | 3,071,031 | ||||||
AutoZone Inc.(a) |
5,417 | 9,198,012 | ||||||
Bath & Body Works Inc. |
67,081 | 4,228,115 | ||||||
Best Buy Co. Inc. |
65,065 | 6,878,021 | ||||||
CarMax Inc.(a)(b) |
93,787 | 12,000,985 | ||||||
Dick’s Sporting Goods Inc. |
37,820 | 4,529,701 | ||||||
Foot Locker Inc. |
52,011 | 2,374,822 | ||||||
GameStop Corp., Class A(a)(b) |
19,025 | 3,338,317 | ||||||
Gap Inc. (The) |
124,245 | 2,820,362 | ||||||
Home Depot Inc. (The) |
170,863 | 56,087,488 | ||||||
Lowe’s Companies Inc. |
117,654 | 23,867,290 | ||||||
Murphy USA Inc. |
13,734 | 2,297,149 | ||||||
O’Reilly Automotive Inc.(a) |
12,645 | 7,726,854 | ||||||
Ross Stores Inc. |
204,969 | 22,310,876 | ||||||
TJX Companies Inc. (The) |
692,426 | 45,686,267 | ||||||
Ulta Beauty Inc.(a) |
15,404 | 5,559,612 | ||||||
Urban Outfitters Inc.(a) |
39,121 | 1,161,502 | ||||||
Victoria’s Secret & Co.(a) |
19,168 | 1,059,224 | ||||||
|
|
|||||||
224,312,790 | ||||||||
Technology Hardware, Storage & Peripherals — 0.6% | ||||||||
Hewlett Packard Enterprise Co. |
752,188 | 10,718,679 |
S C H E D U L E O F I N V E S T M E N T S |
101 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF (Percentages shown are based on Net Assets) |
Security | Shares | Value | ||||||
Technology Hardware, Storage & Peripherals (continued) | ||||||||
HP Inc. |
689,423 | $ | 18,862,613 | |||||
NetApp Inc. |
128,932 | 11,572,936 | ||||||
Seagate Technology Holdings PLC |
120,878 | 9,974,853 | ||||||
Western Digital Corp.(a) |
176,395 | 9,955,734 | ||||||
Xerox Holdings Corp. |
79,339 | 1,600,268 | ||||||
|
|
|||||||
62,685,083 | ||||||||
Textiles, Apparel & Luxury Goods — 0.8% | ||||||||
Capri Holdings Ltd.(a) |
88,166 | 4,268,116 | ||||||
Carter’s Inc. |
24,827 | 2,414,178 | ||||||
Columbia Sportswear Co. |
11,707 | 1,121,999 | ||||||
Hanesbrands Inc. |
199,976 | 3,431,588 | ||||||
Nike Inc., Class B |
264,076 | 38,351,758 | ||||||
PVH Corp.(a) |
40,874 | 4,201,438 | ||||||
Ralph Lauren Corp. |
27,509 | 3,054,599 | ||||||
Skechers U.S.A. Inc., Class A(a) |
77,611 | 3,268,975 | ||||||
Tapestry Inc. |
159,033 | 5,887,402 | ||||||
Under Armour Inc., Class A(a) |
108,334 | 2,186,180 | ||||||
Under Armour Inc., Class C, NVS(a) |
120,312 | 2,107,866 | ||||||
VF Corp. |
188,133 | 12,603,030 | ||||||
|
|
|||||||
82,897,129 | ||||||||
Thrifts & Mortgage Finance — 0.1% | ||||||||
Essent Group Ltd. |
32,284 | 1,420,819 | ||||||
MGIC Investment Corp. |
194,331 | 2,907,192 | ||||||
New York Community Bancorp. Inc. |
266,057 | 3,424,153 | ||||||
Washington Federal Inc. |
39,216 | 1,345,501 | ||||||
|
|
|||||||
9,097,665 | ||||||||
Tobacco — 1.3% | ||||||||
Altria Group Inc. |
1,058,347 | 48,175,955 | ||||||
Philip Morris International Inc. |
894,486 | 84,788,328 | ||||||
|
|
|||||||
132,964,283 | ||||||||
Trading Companies & Distributors — 0.1% | ||||||||
Fastenal Co. |
82,390 | 4,252,148 | ||||||
GATX Corp. |
20,176 | 1,806,963 | ||||||
MSC Industrial Direct Co. Inc., Class A |
14,095 | 1,130,278 | ||||||
Univar Solutions Inc.(a) |
97,076 | 2,312,350 | ||||||
Watsco Inc. |
7,026 | 1,859,220 | ||||||
WW Grainger Inc. |
9,888 | 3,886,577 | ||||||
|
|
|||||||
15,247,536 |
Security | Shares | Value | ||||||
|
||||||||
Water Utilities — 0.1% | ||||||||
American Water Works Co. Inc. |
52,049 | $ | 8,798,363 | |||||
Essential Utilities Inc. |
64,174 | 2,957,138 | ||||||
|
|
|||||||
11,755,501 | ||||||||
Wireless Telecommunication Services — 0.1% | ||||||||
Telephone and Data Systems Inc. |
56,944 | 1,110,408 | ||||||
T-Mobile U.S. Inc.(a) |
104,276 | 13,322,302 | ||||||
|
|
|||||||
14,432,710 | ||||||||
|
|
|||||||
Total
Common Stocks — 99.7% |
|
10,408,947,765 | ||||||
|
|
|||||||
Short-Term Investments |
||||||||
Money Market Funds — 0.4% | ||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.05%(c)(f)(g) |
22,351,122 | 22,362,297 | ||||||
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(c)(f) |
17,010,000 | 17,010,000 | ||||||
|
|
|||||||
39,372,297 | ||||||||
|
|
|||||||
Total
Short-Term Investments — 0.4% |
|
39,372,297 | ||||||
|
|
|||||||
Total
Investments in Securities — 100.1% |
|
10,448,320,062 | ||||||
Other Assets, Less Liabilities — (0.1)% |
|
(9,725,233 | ) | |||||
|
|
|||||||
Net Assets — 100.0% |
$ | 10,438,594,829 | ||||||
|
|
(a) |
Non-income producing security. |
(b) |
All or a portion of this security is on loan. |
(c) |
Affiliate of the Fund. |
(d) |
Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
(e) |
Rounds to less than $1. |
(f) |
Annualized 7-day yield as of period end. |
(g) |
All or a portion of this security was purchased with the cash collateral from loaned securities. |
102 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF |
Affiliates
Investments in issuers considered to be affiliate(s) of the Fund during the six months ended September 30, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:
|
||||||||||||||||||||||||||||||||||||
Affiliated Issuer |
Value at 03/31/21 |
Purchases at Cost |
Proceeds from Sales |
Net Realized Gain (Loss) |
Change in Unrealized Appreciation (Depreciation) |
Value at 09/30/21 |
Shares Held at |
Income |
Capital Gain Distributions from Underlying Funds |
|||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
BlackRock Cash Funds: Institutional, SL Agency Shares |
$ | 27,092,339 | $ | — | $ | (4,725,800 | )(a) | $ | (2,194 | ) | $ | (2,048 | ) | $ | 22,362,297 | 22,351,122 | $ | 34,221 | (b) | $ | — | |||||||||||||||
BlackRock Cash Funds: Treasury, SL Agency Shares |
14,010,000 | 3,000,000 | (a) | — | — | — | 17,010,000 | 17,010,000 | 757 | — | ||||||||||||||||||||||||||
BlackRock Inc. |
16,478,550 | 3,157,113 | (772,734 | ) | 326,975 | 1,461,260 | 20,651,164 | 24,624 | 195,795 | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||
$ | 324,781 | $ | 1,459,212 | $ | 60,023,461 | $ | 230,773 | $ | — | |||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
(a) |
Represents net amount purchased (sold). |
(b) |
All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities. |
Derivative Financial Instruments Outstanding as of Period End
Futures Contracts
|
||||||||||||||||
Description | Number of Contracts |
Expiration Date |
Notional Amount (000) |
Value/ Unrealized Appreciation (Depreciation) |
||||||||||||
|
||||||||||||||||
Long Contracts |
||||||||||||||||
S&P 400 E-Mini Index |
47 | 12/17/21 | $ | 12,376 | $ | (295,040 | ) | |||||||||
S&P 500 E-Mini Index |
69 | 12/17/21 | 14,827 | (562,666 | ) | |||||||||||
|
|
|||||||||||||||
$ | (857,706 | ) | ||||||||||||||
|
|
Derivative Financial Instruments Categorized by Risk Exposure
As of period end, the fair values of derivative financial instruments located in the Statements of Assets and Liabilities were as follows:
|
||||
Equity Contracts |
||||
|
||||
Liabilities — Derivative Financial Instruments |
||||
Futures contracts |
||||
Unrealized depreciation on futures contracts(a) |
$ | 857,706 | ||
|
|
(a) |
Net cumulative appreciation (depreciation) on futures contracts are reported in the Schedule of Investments. In the Statements of Assets and Liabilities, only current day’s variation margin is reported in receivables or payables and the net cumulative unrealized appreciation (depreciation) is included in accumulated earnings (loss). |
For the period ended September 30, 2021, the effect of derivative financial instruments in the Statements of Operations was as follows:
|
||||
Equity Contracts |
||||
|
||||
Net Realized Gain (Loss) from: |
||||
Futures contracts |
$ | 2,968,821 | ||
|
|
|||
Net Change in Unrealized Appreciation (Depreciation) on: |
||||
Futures contracts |
$ | (967,312 | ) | |
|
|
Average Quarterly Balances of Outstanding Derivative Financial Instruments
Futures contracts: |
||||
Average notional value of contracts — long |
$ | 26,892,223 |
For more information about the Fund’s investment risks regarding derivative financial instruments, refer to the Notes to Financial Statements.
S C H E D U L E O F I N V E S T M E N T S |
103 |
Schedule of Investments (unaudited) (continued) September 30, 2021 |
iShares® Core S&P U.S. Value ETF |
Fair Value Hierarchy as of Period End
Various inputs are used in determining the fair value of financial instruments. For a description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to the Notes to Financial Statements.
The following table summarizes the Fund’s financial instruments categorized in the fair value hierarchy. The breakdown of the Fund’s financial instruments into major categories is disclosed in the Schedule of Investments above.
|
||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
|
||||||||||||||||
Investments |
||||||||||||||||
Assets |
||||||||||||||||
Common Stocks |
$ | 10,408,947,765 | $ | — | $ | 0 | (a) | $ | 10,408,947,765 | |||||||
Money Market Funds |
39,372,297 | — | — | 39,372,297 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 10,448,320,062 | $ | — | $ | 0 | (a) | $ | 10,448,320,062 | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Derivative financial instruments(b) |
||||||||||||||||
Liabilities |
||||||||||||||||
Futures Contracts |
$ | (857,706 | ) | $ | — | $ | — | $ | (857,706 | ) | ||||||
|
|
|
|
|
|
|
|
(a) |
Rounds to less than $1. |
(b) |
Derivative financial instruments are futures contracts. Futures contracts are valued at the unrealized appreciation (depreciation) on the instrument. |
See notes to financial statements.
104 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Statements of Assets and Liabilities (unaudited)
September 30, 2021
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
|||||||||||||
|
||||||||||||||||
ASSETS |
||||||||||||||||
Investments in securities, at value (including securities on loan)(a): |
||||||||||||||||
Unaffiliated(b) |
$ | 285,127,933,781 | $ | 61,868,704,835 | $ | 5,692,876,312 | $ | 41,281,018,062 | ||||||||
Affiliated(c) |
2,340,222,164 | 2,354,042,693 | 65,720,576,425 | 1,068,941,229 | ||||||||||||
Cash |
3,227,770 | 8,029 | 2,073,209 | 467,951 | ||||||||||||
Cash pledged: |
||||||||||||||||
Futures contracts |
33,346,800 | 9,027,100 | 8,847,000 | 4,774,790 | ||||||||||||
Receivables: |
||||||||||||||||
Investments sold |
— | — | — | 258,078 | ||||||||||||
Securities lending income — Affiliated |
119,131 | 292,993 | 467,600 | 337,223 | ||||||||||||
Capital shares sold |
1,584,749 | 220,996 | 84,379,735 | 693,485 | ||||||||||||
Dividends |
178,037,798 | 69,939,669 | 68,456,993 | 26,457,952 | ||||||||||||
Unrealized appreciation on: |
||||||||||||||||
OTC swaps |
— | 277 | 18,801,566 | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total assets |
287,684,472,193 | 64,302,236,592 | 71,596,478,840 | 42,382,948,770 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
LIABILITIES |
||||||||||||||||
Cash received: |
||||||||||||||||
Collateral — OTC derivatives |
— | — | 22,560,000 | — | ||||||||||||
Collateral on securities loaned, at value |
958,610,420 | 2,242,805,386 | 2,708,906,689 | 899,022,330 | ||||||||||||
Payables: |
||||||||||||||||
Investments purchased |
338,162 | 69,516,221 | 22,625,801 | 4,632 | ||||||||||||
Variation margin on futures contracts |
7,538,534 | 2,638,189 | 1,734,326 | 1,003,916 | ||||||||||||
Capital shares redeemed |
1,027,738 | — | 4,285,576 | — | ||||||||||||
Investment advisory fees |
7,455,161 | 2,611,168 | 3,402,736 | 1,053,088 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total liabilities |
974,970,015 | 2,317,570,964 | 2,763,515,128 | 901,083,966 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
NET ASSETS |
$ | 286,709,502,178 | $ | 61,984,665,628 | $ | 68,832,963,712 | $ | 41,481,864,804 | ||||||||
|
|
|
|
|
|
|
|
|||||||||
NET ASSETS CONSIST OF: |
||||||||||||||||
Paid-in capital |
$ | 211,816,648,933 | $ | 48,349,046,072 | $ | 53,787,926,643 | $ | 28,516,981,621 | ||||||||
Accumulated earnings |
74,892,853,245 | 13,635,619,556 | 15,045,037,069 | 12,964,883,183 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
NET ASSETS |
$ | 286,709,502,178 | $ | 61,984,665,628 | $ | 68,832,963,712 | $ | 41,481,864,804 | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Shares outstanding |
665,400,000 | 235,600,000 | 630,250,000 | 421,650,000 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net asset value |
$ | 430.88 | $ | 263.09 | $ | 109.22 | $ | 98.38 | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Shares authorized |
Unlimited | Unlimited | Unlimited | Unlimited | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Par value |
None | None | None | None | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
(a) Securities loaned, at value |
$ | 929,871,638 | $ | 2,037,779,196 | $ | 2,567,544,606 | $ | 869,201,499 | ||||||||
(b) Investments, at cost — Unaffiliated |
$ | 216,696,075,654 | $ | 48,383,038,638 | $ | 4,250,314,037 | $ | 28,353,668,284 | ||||||||
(c) Investments, at cost — Affiliated |
$ | 2,029,075,605 | $ | 2,352,698,667 | $ | 52,335,278,910 | $ | 1,024,271,100 |
See notes to financial statements.
F I N A N C I A L S T A T E M E N T S |
105 |
Statements of Assets and Liabilities (unaudited) (continued)
September 30, 2021
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
|||||||
|
||||||||
ASSETS |
||||||||
Investments in securities, at value (including securities on loan)(a): |
||||||||
Unaffiliated(b) |
$ | 12,070,119,078 | $ | 10,388,296,601 | ||||
Affiliated(c) |
129,817,185 | 60,023,461 | ||||||
Cash |
53,627 | 187,798 | ||||||
Cash pledged: |
||||||||
Futures contracts |
894,620 | 1,587,190 | ||||||
Receivables: |
||||||||
Securities lending income — Affiliated |
5,448 | 4,916 | ||||||
Capital shares sold |
31,637 | 104,130 | ||||||
Dividends |
2,902,987 | 11,454,842 | ||||||
|
|
|
|
|||||
Total assets |
12,203,824,582 | 10,461,658,938 | ||||||
|
|
|
|
|||||
LIABILITIES |
||||||||
Collateral on securities loaned, at value |
66,010,487 | 22,338,683 | ||||||
Payables: |
||||||||
Variation margin on futures contracts |
181,957 | 379,146 | ||||||
Investment advisory fees |
418,531 | 346,280 | ||||||
|
|
|
|
|||||
Total liabilities |
66,610,975 | 23,064,109 | ||||||
|
|
|
|
|||||
NET ASSETS |
$ | 12,137,213,607 | $ | 10,438,594,829 | ||||
|
|
|
|
|||||
NET ASSETS CONSIST OF: |
||||||||
Paid-in capital |
$ | 7,710,937,463 | $ | 9,487,226,295 | ||||
Accumulated earnings |
4,426,276,144 | 951,368,534 | ||||||
|
|
|
|
|||||
NET ASSETS |
$ | 12,137,213,607 | $ | 10,438,594,829 | ||||
|
|
|
|
|||||
Shares outstanding |
118,500,000 | 147,300,000 | ||||||
|
|
|
|
|||||
Net asset value |
$ | 102.42 | $ | 70.87 | ||||
|
|
|
|
|||||
Shares authorized |
Unlimited | Unlimited | ||||||
|
|
|
|
|||||
Par value |
None | None | ||||||
|
|
|
|
|||||
(a) Securities loaned, at value |
$ | 64,590,997 | $ | 21,297,252 | ||||
(b) Investments, at cost — Unaffiliated |
$ | 7,572,098,194 | $ | 8,930,644,443 | ||||
(c) Investments, at cost — Affiliated |
$ | 116,118,914 | $ | 52,820,682 |
See notes to financial statements.
106 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Statements of Operations (unaudited)
Six Months Ended September 30, 2021
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
|||||||||||||
|
||||||||||||||||
INVESTMENT INCOME |
||||||||||||||||
Dividends — Unaffiliated |
$ | 2,000,794,886 | $ | 449,226,509 | $ | 27,729,831 | $ | 266,106,792 | ||||||||
Dividends — Affiliated |
9,288,353 | 3,597 | 398,641,800 | 1,070,842 | ||||||||||||
Securities lending income — Affiliated — net |
880,678 | 1,890,550 | 3,201,502 | 2,228,279 | ||||||||||||
Foreign taxes withheld |
(367,207 | ) | — | (448,211 | ) | (57,186 | ) | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Total investment income |
2,010,596,710 | 451,120,656 | 429,124,922 | 269,348,727 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
EXPENSES |
||||||||||||||||
Investment advisory fees |
43,274,950 | 15,926,336 | 20,906,233 | 6,054,084 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total expenses |
43,274,950 | 15,926,336 | 20,906,233 | 6,054,084 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net investment income |
1,967,321,760 | 435,194,320 | 408,218,689 | 263,294,643 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
REALIZED AND UNREALIZED GAIN (LOSS) |
||||||||||||||||
Net realized gain (loss) from: |
||||||||||||||||
Investments — Unaffiliated |
(427,307,753 | ) | (209,669,513 | ) | 178,005,115 | 18,555,673 | ||||||||||
Investments — Affiliated |
(270,414 | ) | (48,923 | ) | 546,088,736 | (21,363 | ) | |||||||||
In-kind redemptions — Unaffiliated |
12,088,780,390 | 2,397,004,699 | 101,904,227 | 412,718,716 | ||||||||||||
In-kind redemptions — Affiliated |
46,478,429 | — | 2,536,141,145 | 1,255,896 | ||||||||||||
Futures contracts |
67,692,260 | (412,720 | ) | 7,599,879 | 10,767,871 | |||||||||||
Swaps |
— | — | (41,719,725 | ) | — | |||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net realized gain |
11,775,372,912 | 2,186,873,543 | 3,328,019,377 | 443,276,793 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net change in unrealized appreciation (depreciation) on: |
||||||||||||||||
Investments — Unaffiliated |
10,382,291,292 | (1,530,894,914 | ) | 165,903,277 | 2,256,078,492 | |||||||||||
Investments — Affiliated |
46,626,074 | (200,665 | ) | (2,947,814,762 | ) | 9,112,035 | ||||||||||
Futures contracts |
(28,082,829 | ) | (952,784 | ) | (6,156,992 | ) | (3,457,311 | ) | ||||||||
Swaps |
— | 277 | 66,955,963 | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net change in unrealized appreciation (depreciation) |
10,400,834,537 | (1,532,048,086 | ) | (2,721,112,514 | ) | 2,261,733,216 | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
Net realized and unrealized gain |
22,176,207,449 | 654,825,457 | 606,906,863 | 2,705,010,009 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
NET INCREASE IN NET ASSETS RESULTING FROM OPERATIONS |
$ | 24,143,529,209 | $ | 1,090,019,777 | $ | 1,015,125,552 | $ | 2,968,304,652 | ||||||||
|
|
|
|
|
|
|
|
See notes to financial statements.
F I N A N C I A L S T A T E M E N T S |
107 |
Statements of Operations (unaudited) (continued)
Six Months Ended September 30, 2021
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
|||||||
|
||||||||
INVESTMENT INCOME |
||||||||
Dividends — Unaffiliated. |
$ | 42,599,977 | $ | 108,778,001 | ||||
Dividends — Affiliated |
474,024 | 196,552 | ||||||
Securities lending income — Affiliated — net |
44,892 | 34,221 | ||||||
Foreign taxes withheld |
(1,408 | ) | (24,846 | ) | ||||
|
|
|
|
|||||
Total investment income |
43,117,485 | 108,983,928 | ||||||
|
|
|
|
|||||
EXPENSES |
||||||||
Investment advisory fees |
2,359,323 | 2,046,782 | ||||||
|
|
|
|
|||||
Total expenses |
2,359,323 | 2,046,782 | ||||||
|
|
|
|
|||||
Net investment income |
40,758,162 | 106,937,146 | ||||||
|
|
|
|
|||||
REALIZED AND UNREALIZED GAIN (LOSS) |
||||||||
Net realized gain (loss) from: |
||||||||
Investments — Unaffiliated |
7,253,357 | (8,886,144 | ) | |||||
Investments — Affiliated |
(5,969 | ) | (9,757 | ) | ||||
In-kind redemptions — Unaffiliated |
295,533,748 | 103,580,790 | ||||||
In-kind redemptions — Affiliated |
1,050,197 | 334,538 | ||||||
Futures contracts |
1,406,264 | 2,968,821 | ||||||
|
|
|
|
|||||
Net realized gain |
305,237,597 | 97,988,248 | ||||||
|
|
|
|
|||||
Net change in unrealized appreciation (depreciation) on: |
||||||||
Investments — Unaffiliated |
1,028,237,271 | 147,155,129 | ||||||
Investments — Affiliated |
3,649,799 | 1,459,212 | ||||||
Futures contracts |
(735,642 | ) | (967,312 | ) | ||||
|
|
|
|
|||||
Net change in unrealized appreciation (depreciation) |
1,031,151,428 | 147,647,029 | ||||||
|
|
|
|
|||||
Net realized and unrealized gain |
1,336,389,025 | 245,635,277 | ||||||
|
|
|
|
|||||
NET INCREASE IN NET ASSETS RESULTING FROM OPERATIONS |
$ | 1,377,147,187 | $ | 352,572,423 | ||||
|
|
|
|
See notes to financial statements.
108 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Statements of Changes in Net Assets
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
|||||||||||||||||||||||||||
|
|
|
|
|||||||||||||||||||||||||
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
|
Six Months Ended 09/30/21 (unaudited) |
|
Year Ended 03/31/21 |
|||||||||||||||||||||||
|
||||||||||||||||||||||||||||
INCREASE (DECREASE) IN NET ASSETS |
||||||||||||||||||||||||||||
OPERATIONS |
||||||||||||||||||||||||||||
Net investment income |
$ | 1,967,321,760 | $ | 3,555,473,653 | $ | 435,194,320 | $ | 647,520,949 | ||||||||||||||||||||
Net realized gain |
11,775,372,912 | 16,374,262,618 | 2,186,873,543 | 3,764,174,399 | ||||||||||||||||||||||||
Net change in unrealized appreciation (depreciation) |
10,400,834,537 | 71,920,026,648 | (1,532,048,086 | ) | 23,665,510,073 | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
Net increase in net assets resulting from operations |
24,143,529,209 | 91,849,762,919 | 1,090,019,777 | 28,077,205,421 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
DISTRIBUTIONS TO SHAREHOLDERS(a) |
||||||||||||||||||||||||||||
Decrease in net assets resulting from distributions to shareholders |
(1,951,798,221 | ) | (3,658,069,834 | ) | (403,216,657 | ) | (660,710,123 | ) | ||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
CAPITAL SHARE TRANSACTIONS |
||||||||||||||||||||||||||||
Net increase (decrease) in net assets derived from capital share transactions |
2,577,756,672 | 11,729,365,093 | 159,987,475 | (2,001,076,312 | ) | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
NET ASSETS |
||||||||||||||||||||||||||||
Total increase in net assets |
24,769,487,660 | 99,921,058,178 | 846,790,595 | 25,415,418,986 | ||||||||||||||||||||||||
Beginning of period |
261,940,014,518 | 162,018,956,340 | 61,137,875,033 | 35,722,456,047 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
End of period |
$ | 286,709,502,178 | $ | 261,940,014,518 | $ | 61,984,665,628 | $ | 61,137,875,033 | ||||||||||||||||||||
|
|
|
|
|
|
|
|
(a) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
See notes to financial statements.
F I N A N C I A L S T A T E M E N T S |
109 |
Statements of Changes in Net Assets (continued)
iShares Core S&P Small-Cap ETF |
iShares Core S&P Total U.S. Stock Market ETF |
|||||||||||||||||||||||||||
|
|
|
|
|||||||||||||||||||||||||
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
|||||||||||||||||||||||||
|
||||||||||||||||||||||||||||
INCREASE (DECREASE) IN NET ASSETS |
||||||||||||||||||||||||||||
OPERATIONS |
||||||||||||||||||||||||||||
Net investment income |
$ | 408,218,689 | $ | 612,828,954 | $ | 263,294,643 | $ | 439,718,702 | ||||||||||||||||||||
Net realized gain |
3,328,019,377 | 2,574,221,048 | 443,276,793 | 1,001,914,387 | ||||||||||||||||||||||||
Net change in unrealized appreciation (depreciation) |
(2,721,112,514 | ) | 28,169,053,043 | 2,261,733,216 | 11,630,168,140 | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
Net increase in net assets resulting from operations |
1,015,125,552 | 31,356,103,045 | 2,968,304,652 | 13,071,801,229 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
DISTRIBUTIONS TO SHAREHOLDERS(a) |
||||||||||||||||||||||||||||
Decrease in net assets resulting from distributions to shareholders |
(472,827,487 | ) | (624,215,143 | ) | (249,632,910 | ) | (462,019,285 | ) | ||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
CAPITAL SHARE TRANSACTIONS |
||||||||||||||||||||||||||||
Net increase in net assets derived from capital share transactions |
17,653,562 | 5,677,792,081 | 2,697,716,780 | 2,016,661,633 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
NET ASSETS |
||||||||||||||||||||||||||||
Total increase in net assets |
559,951,627 | 36,409,679,983 | 5,416,388,522 | 14,626,443,577 | ||||||||||||||||||||||||
Beginning of period |
68,273,012,085 | 31,863,332,102 | 36,065,476,282 | 21,439,032,705 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||||
End of period |
$ | 68,832,963,712 | $ | 68,273,012,085 | $ | 41,481,864,804 | $ | 36,065,476,282 | ||||||||||||||||||||
|
|
|
|
|
|
|
|
(a) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
See notes to financial statements.
110 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Statements of Changes in Net Assets (continued)
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
|||||||||||||||||||
|
|
|
|
|||||||||||||||||
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
Six Months Ended (unaudited) |
Year Ended 03/31/21 |
|||||||||||||||||
|
||||||||||||||||||||
INCREASE (DECREASE) IN NET ASSETS |
||||||||||||||||||||
OPERATIONS |
||||||||||||||||||||
Net investment income |
$ | 40,758,162 | $ | 90,622,565 | $ | 106,937,146 | $ | 171,728,579 | ||||||||||||
Net realized gain |
|
305,237,597 | 808,873,464 | 97,988,248 | 167,316,774 | |||||||||||||||
Net change in unrealized appreciation (depreciation) |
1,031,151,428 | 3,250,650,598 | 147,647,029 | 2,554,127,800 | ||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
Net increase in net assets resulting from operations |
1,377,147,187 | 4,150,146,627 | 352,572,423 | 2,893,173,153 | ||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
DISTRIBUTIONS TO SHAREHOLDERS(a) |
||||||||||||||||||||
Decrease in net assets resulting from distributions to shareholders |
(39,520,863 | ) | (94,097,632 | ) | (101,369,679 | ) | (176,376,851 | ) | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
CAPITAL SHARE TRANSACTIONS |
||||||||||||||||||||
Net increase (decrease) in net assets derived from capital share transactions |
337,840,024 | (487,630,998 | ) | 1,102,525,081 | 1,097,687,768 | |||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
NET ASSETS |
||||||||||||||||||||
Total increase in net assets |
1,675,466,348 | 3,568,417,997 | 1,353,727,825 | 3,814,484,070 | ||||||||||||||||
Beginning of period |
10,461,747,259 | 6,893,329,262 | 9,084,867,004 | 5,270,382,934 | ||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
End of period |
$ | 12,137,213,607 | $ | 10,461,747,259 | $ | 10,438,594,829 | $ | 9,084,867,004 | ||||||||||||
|
|
|
|
|
|
|
|
(a) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
See notes to financial statements.
F I N A N C I A L S T A T E M E N T S |
111 |
(For a share outstanding throughout each period)
iShares Core S&P 500 ETF | ||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
Year Ended 03/31/20 |
Year Ended 03/31/19 |
Year Ended 03/31/18 |
Year Ended 03/31/17 |
|||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 397.36 | $ | 258.44 | $ | 284.57 | $ | 265.21 | $ | 237.21 | $ | 206.63 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income(a) |
2.95 | 5.60 | 5.90 | 5.38 | 5.00 | 4.53 | ||||||||||||||||||||||||||||||||||||||||
Net realized and unrealized gain (loss)(b) |
33.49 | 139.01 | (25.20 | ) | 19.43 | 27.90 | 30.49 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
36.44 | 144.61 | (19.30 | ) | 24.81 | 32.90 | 35.02 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Distributions(c) |
||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(2.92 | ) | (5.69 | ) | (6.83 | ) | (5.45 | ) | (4.90 | ) | (4.44 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total distributions |
(2.92 | ) | (5.69 | ) | (6.83 | ) | (5.45 | ) | (4.90 | ) | (4.44 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 430.88 | $ | 397.36 | $ | 258.44 | $ | 284.57 | $ | 265.21 | $ | 237.21 | ||||||||||||||||||||||||||||||||||
|
|
|
|
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|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total Return(d) |
||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
9.16 | %(e) | 56.31 | % | (7.01 | )% | 9.46 | % | 13.95 | % | 17.12 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.03 | %(f) | 0.03 | % | 0.04 | % | 0.04 | % | 0.04 | % | 0.05 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income |
1.36 | %(f) | 1.64 | % | 1.96 | % | 1.95 | % | 1.94 | % | 2.05 | % | ||||||||||||||||||||||||||||||||||
|
|
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|
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|
|
|||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 286,709,502 | $ | 261,940,015 | $ | 162,018,956 | $ | 169,347,166 | $ | 140,335,431 | $ | 101,821,909 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Portfolio turnover rate(g) |
2 | %(e) | 5 | % | 4 | % | 5 | % | 4 | % | 5 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Based on average shares outstanding. |
(b) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(c) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(d) |
Where applicable, assumes the reinvestment of distributions. |
(e) |
Not annualized. |
(f) |
Annualized. |
(g) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
112 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Financial Highlights (continued)
(For a share outstanding throughout each period)
iShares Core S&P Mid-Cap ETF | ||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended 09/30/21 (unaudited) |
Year Ended 03/31/21 |
Year Ended |
Year Ended |
Year Ended |
Year Ended |
|||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 260.16 | $ | 143.87 | $ | 189.34 | $ | 187.51 | $ | 171.29 | $ | 144.16 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income(a) |
1.85 | 2.74 | 3.12 | 2.85 | 2.69 | 2.35 | ||||||||||||||||||||||||||||||||||||||||
Net realized and unrealized gain (loss)(b) |
2.80 | 116.36 | (45.14 | ) | 1.84 | 15.96 | 27.42 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
4.65 | 119.10 | (42.02 | ) | 4.69 | 18.65 | 29.77 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
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|
|
|
|||||||||||||||||||||||||||||||||||
Distributions(c) |
||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(1.72 | ) | (2.81 | ) | (3.45 | ) | (2.86 | ) | (2.43 | ) | (2.64 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total distributions |
(1.72 | ) | (2.81 | ) | (3.45 | ) | (2.86 | ) | (2.43 | ) | (2.64 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 263.09 | $ | 260.16 | $ | 143.87 | $ | 189.34 | $ | 187.51 | $ | 171.29 | ||||||||||||||||||||||||||||||||||
|
|
|
|
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|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total Return(d) |
||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
1.77 | %(e) | 83.36 | % | (22.53 | )% | 2.50 | % | 10.95 | % | 20.81 | % | ||||||||||||||||||||||||||||||||||
|
|
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|
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|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.05 | %(f) | 0.05 | % | 0.07 | % | 0.07 | % | 0.07 | % | 0.09 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income |
1.37 | %(f) | 1.36 | % | 1.62 | % | 1.50 | % | 1.49 | % | 1.49 | % | ||||||||||||||||||||||||||||||||||
|
|
|
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|
|||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 61,984,666 | $ | 61,137,875 | $ | 35,722,456 | $ | 48,206,329 | $ | 44,663,981 | $ | 39,234,502 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Portfolio turnover rate(g) |
9 | %(e) | 20 | % | 15 | % | 17 | % | 10 | % | 14 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Based on average shares outstanding. |
(b) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(c) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(d) |
Where applicable, assumes the reinvestment of distributions. |
(e) |
Not annualized. |
(f) |
Annualized. |
(g) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
F I N A N C I A L H I G H L I G H T S |
113 |
Financial Highlights (continued)
(For a share outstanding throughout each period)
iShares Core S&P Small-Cap ETF | ||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended | ||||||||||||||||||||||||||||||||||||||||||||||
09/30/21 | Year Ended | Year Ended | Year Ended | Year Ended | Year Ended | |||||||||||||||||||||||||||||||||||||||||
(unaudited) |
|
03/31/21 | 03/31/20 | 03/31/19 | 03/31/18 | 03/31/17 | (a) | |||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 108.34 | $ | 56.22 | $ | 77.13 | $ | 77.05 | $ | 69.23 | $ | 56.31 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income(b) |
0.65 | 1.03 | 1.06 | 1.09 | 0.98 | 0.87 | ||||||||||||||||||||||||||||||||||||||||
Net realized and unrealized gain (loss)(c) |
0.98 | 52.13 | (20.77 | ) | 0.11 | 7.78 | 12.90 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
1.63 | 53.16 | (19.71 | ) | 1.20 | 8.76 | 13.77 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Distributions(d) |
||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(0.75 | ) | (1.04 | ) | (1.20 | ) | (1.12 | ) | (0.94 | ) | (0.85 | ) | ||||||||||||||||||||||||||||||||||
|
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|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total distributions |
(0.75 | ) | (1.04 | ) | (1.20 | ) | (1.12 | ) | (0.94 | ) | (0.85 | ) | ||||||||||||||||||||||||||||||||||
|
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|
|
|
|
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|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 109.22 | $ | 108.34 | $ | 56.22 | $ | 77.13 | $ | 77.05 | $ | 69.23 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
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|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total Return(e) |
||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
1.50 | %(f) | 95.23 | %(g) | (25.89 | )% | 1.53 | % | 12.71 | % | 24.56 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
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|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.06 | %(h) | 0.06 | % | 0.07 | % | 0.07 | % | 0.07 | % | 0.09 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income |
1.17 | %(h) | 1.28 | % | 1.36 | % | 1.35 | % | 1.33 | % | 1.38 | % | ||||||||||||||||||||||||||||||||||
|
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|
|||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 68,832,964 | $ | 68,273,012 | $ | 31,863,332 | $ | 43,064,083 | $ | 36,636,388 | $ | 29,968,134 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Portfolio turnover rate(i) |
8 | %(f) | 20 | % | 16 | % | 14 | % | 12 | % | 13 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Per share amounts reflect a two-for-one stock split effective after the close of trading on January 18, 2017. |
(b) |
Based on average shares outstanding. |
(c) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(d) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(e) |
Where applicable, assumes the reinvestment of distributions. |
(f) |
Not annualized. |
(g) |
Includes payment received from an affiliate, which had no impact on the Fund’s total return. |
(h) |
Annualized. |
(i) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
114 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Financial Highlights (continued)
(For a share outstanding throughout each period)
iShares Core S&P Total U.S. Stock Market ETF | ||||||||||||||||||||||||||||||||||||||||||||||||
|
|
|||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended | ||||||||||||||||||||||||||||||||||||||||||||||||
09/30/21 | Year Ended | Year Ended | Year Ended | Year Ended | Year Ended | |||||||||||||||||||||||||||||||||||||||||||
(unaudited) | 03/31/21 | 03/31/20 | 03/31/19 | 03/31/18 | 03/31/17 | (a) | ||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 91.51 | $ | 57.19 | $ | 64.40 | $ | 60.42 | $ | 54.02 | $ | 46.65 | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Net investment income(b) |
0.65 | 1.20 | 1.27 | 1.19 | 1.09 | 1.00 | ||||||||||||||||||||||||||||||||||||||||||
Net realized and unrealized gain (loss)(c) |
6.82 | 34.37 | (7.09 | ) | 4.00 | 6.37 | 7.33 | |||||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
7.47 | 35.57 | (5.82 | ) | 5.19 | 7.46 | 8.33 | |||||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Distributions(d) |
||||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(0.60 | ) | (1.25 | ) | (1.39 | ) | (1.21 | ) | (1.06 | ) | (0.96 | ) | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Total distributions |
(0.60 | ) | (1.25 | ) | (1.39 | ) | (1.21 | ) | (1.06 | ) | (0.96 | ) | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 98.38 | $ | 91.51 | $ | 57.19 | $ | 64.40 | $ | 60.42 | $ | 54.02 | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Total Return(e) |
||||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
8.16 | %(f) | 62.58 | % | (9.28 | )% | 8.68 | % | 13.88 | % | 18.02 | % | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.03 | %(g) | 0.03 | % | 0.03 | % | 0.03 | % | 0.03 | % | 0.03 | % | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Net investment income |
1.30 | %(g) | 1.54 | % | 1.88 | % | 1.90 | % | 1.85 | % | 1.99 | % | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
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|
|
|
|||||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 41,481,865 | $ | 36,065,476 | $ | 21,439,033 | $ | 18,750,686 | $ | 12,948,631 | $ | 8,035,118 | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||
Portfolio turnover rate(h) |
3 | %(f) | 5 | % | 4 | % | 6 | % | 8 | % | 8 | % | ||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Per share amounts reflect a two-for-one stock split effective after the close of trading on July 22, 2016. |
(b) |
Based on average shares outstanding. |
(c) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(d) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(e) |
Where applicable, assumes the reinvestment of distributions. |
(f) |
Not annualized. |
(g) |
Annualized. |
(h) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
F I N A N C I A L H I G H L I G H T S |
115 |
Financial Highlights (continued)
(For a share outstanding throughout each period)
iShares Core S&P U.S. Growth ETF | ||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended |
|
|||||||||||||||||||||||||||||||||||||||||||||
09/30/21 |
|
Year Ended | Year Ended | Year Ended | Year Ended | Year Ended | ||||||||||||||||||||||||||||||||||||||||
(unaudited) |
|
03/31/21 | 03/31/20 | 03/31/19 | 03/31/18 | 03/31/17 | (a) | |||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 90.74 | $ | 57.16 | $ | 60.31 | $ | 54.56 | $ | 46.36 | $ | 40.53 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income(b) |
0.35 | 0.76 | 0.92 | 0.81 | 0.76 | 0.65 | ||||||||||||||||||||||||||||||||||||||||
Net realized and unrealized gain (loss)(c) |
11.67 | 33.62 | (2.97 | ) | 5.68 | 8.16 | 5.77 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
12.02 | 34.38 | (2.05 | ) | 6.49 | 8.92 | 6.42 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
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|
|
|
|||||||||||||||||||||||||||||||||||
Distributions(d) |
||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(0.34 | ) | (0.80 | ) | (1.10 | ) | (0.74 | ) | (0.72 | ) | (0.59 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total distributions |
(0.34 | ) | (0.80 | ) | (1.10 | ) | (0.74 | ) | (0.72 | ) | (0.59 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 102.42 | $ | 90.74 | $ | 57.16 | $ | 60.31 | $ | 54.56 | $ | 46.36 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total Return(e) |
||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
13.24 | %(f) | 60.34 | % | (3.54 | )% | 11.95 | % | 19.33 | % | 15.98 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.04 | %(g) | 0.04 | % | 0.04 | % | 0.04 | % | 0.05 | % | 0.06 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total expenses after fees waived |
0.04 | %(g) | 0.04 | % | 0.04 | % | 0.04 | % | 0.05 | % | 0.06 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income |
0.69 | %(g) | 0.96 | % | 1.44 | % | 1.41 | % | 1.46 | % | 1.51 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 12,137,214 | $ | 10,461,747 | $ | 6,893,329 | $ | 5,985,790 | $ | 3,693,673 | $ | 1,657,371 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Portfolio turnover rate(h) |
2 | %(f) | 14 | % | 35 | % | 31 | % | 24 | % | 43 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Per share amounts reflect a two-for-one stock split effective after the close of trading on July 22, 2016. |
(b) |
Based on average shares outstanding. |
(c) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(d) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(e) |
Where applicable, assumes the reinvestment of distributions. |
(f) |
Not annualized. |
(g) |
Annualized. |
(h) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
116 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Financial Highlights (continued)
(For a share outstanding throughout each period)
iShares Core S&P U.S. Value ETF | ||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Six Months Ended | ||||||||||||||||||||||||||||||||||||||||||||||
09/30/21 | Year Ended | Year Ended | Year Ended | Year Ended | Year Ended | |||||||||||||||||||||||||||||||||||||||||
(unaudited) |
|
03/31/21 | 03/31/20 | 03/31/19 | 03/31/18 | 03/31/17 | (a) | |||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||
Net asset value, beginning of period |
$ | 68.82 | $ | 46.23 | $ | 54.82 | $ | 53.08 | $ | 50.45 | $ | 42.89 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income(b) |
0.76 | 1.43 | 1.45 | 1.37 | 1.28 | 1.12 | ||||||||||||||||||||||||||||||||||||||||
Net
realized and unrealized gain |
1.99 | 22.60 | (8.57 | ) | 1.68 | 2.51 | 7.45 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net increase (decrease) from investment operations |
2.75 | 24.03 | (7.12 | ) | 3.05 | 3.79 | 8.57 | |||||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Distributions(d) |
||||||||||||||||||||||||||||||||||||||||||||||
From net investment income |
(0.70 | ) | (1.44 | ) | (1.47 | ) | (1.31 | ) | (1.16 | ) | (1.01 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total distributions |
(0.70 | ) | (1.44 | ) | (1.47 | ) | (1.31 | ) | (1.16 | ) | (1.01 | ) | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net asset value, end of period |
$ | 70.87 | $ | 68.82 | $ | 46.23 | $ | 54.82 | $ | 53.08 | $ | 50.45 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total Return(e) |
||||||||||||||||||||||||||||||||||||||||||||||
Based on net asset value |
3.97 | %(f) | 52.59 | % | (13.34 | )% | 5.83 | % | 7.55 | % | 20.18 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Ratios to Average Net Assets |
||||||||||||||||||||||||||||||||||||||||||||||
Total expenses |
0.04 | %(g) | 0.04 | % | 0.04 | % | 0.04 | % | 0.05 | % | 0.06 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Total expenses after fees waived |
0.04 | %(g) | 0.04 | % | 0.04 | % | 0.04 | % | 0.05 | % | 0.06 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Net investment income |
2.09 | %(g) | 2.48 | % | 2.52 | % | 2.53 | % | 2.42 | % | 2.36 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Supplemental Data |
||||||||||||||||||||||||||||||||||||||||||||||
Net assets, end of period (000) |
$ | 10,438,595 | $ | 9,084,867 | $ | 5,270,383 | $ | 5,208,349 | $ | 3,434,150 | $ | 1,692,709 | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
Portfolio turnover rate(h) |
2 | %(f) | 25 | % | 34 | % | 35 | % | 27 | % | 49 | % | ||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
(a) |
Per share amounts reflect a two-for-one stock split effective after the close of trading on July 22, 2016. |
(b) |
Based on average shares outstanding. |
(c) |
The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. |
(d) |
Distributions for annual periods determined in accordance with U.S. federal income tax regulations. |
(e) |
Where applicable, assumes the reinvestment of distributions. |
(f) |
Not annualized. |
(g) |
Annualized. |
(h) |
Portfolio turnover rate excludes in-kind transactions. |
See notes to financial statements.
F I N A N C I A L H I G H L I G H T S |
117 |
Notes to Financial Statements (unaudited)
1. |
ORGANIZATION |
iShares Trust (the “Trust”) is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company. The Trust is organized as a Delaware statutory trust and is authorized to have multiple series or portfolios.
These financial statements relate only to the following funds (each, a “Fund,” and collectively, the “Funds”):
iShares ETF | Diversification Classification | |||
Core S&P 500 |
Diversified | |||
Core S&P Mid-Cap |
Diversified | |||
Core S&P Small-Cap |
Diversified | |||
Core S&P Total U.S. Stock Market |
Diversified | |||
Core S&P U.S. Growth(a) |
Diversified | |||
Core S&P U.S. Value |
Diversified |
(a) |
The Fund intends to be diversified in approximately the same proportion as its underlying index is diversified. The Fund may become non-diversified, as defined in the 1940 Act, solely as a result of a change in relative market capitalization or index weighting of one or more constituents of its underlying index. Shareholder approval will not be sought if the Fund crosses from diversified to non-diversified status due solely to a change in its relative market capitalization or index weighting of one or more constituents of its underlying index. |
2. |
SIGNIFICANT ACCOUNTING POLICIES |
The financial statements are prepared in conformity with accounting principles generally accepted in the United States of America (“U.S. GAAP”), which may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities in the financial statements, disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. Each Fund is considered an investment company under U.S. GAAP and follows the accounting and reporting guidance applicable to investment companies. Below is a summary of significant accounting policies:
Investment Transactions and Income Recognition: For financial reporting purposes, investment transactions are recorded on the dates the transactions are executed. Realized gains and losses on investment transactions are determined using the specific identification method. Dividend income and capital gain distributions, if any, are recorded on the ex-dividend date. Non-cash dividends, if any, are recorded on the ex-dividend date at fair value. Upon notification from issuers or as estimated by management, a portion of the dividend income received from a real estate investment trust may be redesignated as a reduction of cost of the related investment and/or realized gain.
Foreign Taxes: The Funds may be subject to foreign taxes (a portion of which may be reclaimable) on income, stock dividends, capital gains on investments, or certain foreign currency transactions. All foreign taxes are recorded in accordance with the applicable foreign tax regulations and rates that exist in the foreign jurisdictions in which each Fund invests. These foreign taxes, if any, are paid by each Fund and are reflected in its Statements of Operations as follows: foreign taxes withheld at source are presented as a reduction of income, foreign taxes on securities lending income are presented as a reduction of securities lending income, foreign taxes on stock dividends are presented as “Other foreign taxes”, and foreign taxes on capital gains from sales of investments and foreign taxes on foreign currency transactions are included in their respective net realized gain (loss) categories. Foreign taxes payable or deferred as of September 30, 2021, if any, are disclosed in the Statements of Assets and Liabilities.
The Funds file withholding tax reclaims in certain jurisdictions to recover a portion of amounts previously withheld. The Funds may record a reclaim receivable based on collectability, which includes factors such as the jurisdiction’s applicable laws, payment history and market convention. The Statements of Operations includes tax reclaims recorded as well as professional and other fees, if any, associated with recovery of foreign withholding taxes.
Segregation and Collateralization: In cases where a Fund enters into certain investments (e.g., futures contracts and swaps) that would be treated as “senior securities” for 1940 Act purposes, a Fund may segregate or designate on its books and record cash or liquid assets having a market value at least equal to the amount of its future obligations under such investments. Doing so allows the investment to be excluded from treatment as a “senior security.” Furthermore, if required by an exchange or counterparty agreement, the Funds may be required to deliver/deposit cash and/or securities to/with an exchange, or broker-dealer or custodian as collateral for certain investments or obligations.
In-kind Redemptions: For financial reporting purposes, in-kind redemptions are treated as sales of securities resulting in realized capital gains or losses to the Funds. Because such gains or losses are not taxable to the Funds and are not distributed to existing Fund shareholders, the gains or losses are reclassified from accumulated net realized gain (loss) to paid-in capital at the end of the Funds’ tax year. These reclassifications have no effect on net assets or net asset value (“NAV”) per share.
Distributions: Dividends and distributions paid by each Fund are recorded on the ex-dividend dates. Distributions are determined on a tax basis and may differ from net investment income and net realized capital gains for financial reporting purposes. Dividends and distributions are paid in U.S. dollars and cannot be automatically reinvested in additional shares of the Funds. The character and timing of distributions are determined in accordance with U.S. federal income tax regulations, which may differ from U.S. GAAP.
Indemnifications: In the normal course of business, each Fund enters into contracts that contain a variety of representations that provide general indemnification. The Funds’ maximum exposure under these arrangements is unknown because it involves future potential claims against the Funds, which cannot be predicted with any certainty.
118 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Notes to Financial Statements (unaudited) (continued)
3. |
INVESTMENT VALUATION AND FAIR VALUE MEASUREMENTS |
Investment Valuation Policies: Each Fund’s investments are valued at fair value (also referred to as “market value” within the financial statements) each day that the Fund’s listing exchange is open and, for financial reporting purposes, as of the report date. U.S. GAAP defines fair value as the price a fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. Each Fund determines the fair values of its financial instruments using various independent dealers or pricing services under policies approved by the Board of Trustees of the Trust (the “Board”). If a security’s market price is not readily available or does not otherwise accurately represent the fair value of the security, the security will be valued in accordance with a policy approved by the Board as reflecting fair value. The BlackRock Global Valuation Methodologies Committee (the “Global Valuation Committee”) is the committee formed by management to develop global pricing policies and procedures and to oversee the pricing function for all financial instruments.
Fair Value Inputs and Methodologies: The following methods and inputs are used to establish the fair value of each Fund’s assets and liabilities:
• |
Equity investments traded on a recognized securities exchange are valued at that day’s official closing price, as applicable, on the exchange where the stock is primarily traded. Equity investments traded on a recognized exchange for which there were no sales on that day are valued at the last traded price. |
• |
Fixed-income investments for which market quotations are readily available are generally valued using the last available bid price or current market quotations provided by independent dealers or third-party pricing services. Pricing services generally value fixed income securities assuming orderly transactions of an institutional round lot size, but a fund may hold or transact in such securities in smaller, odd lot sizes. Odd lots may trade at lower prices than institutional round lots. The pricing services may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data (e.g., recent representative bids and offers), market data, credit quality information, perceived market movements, news, and other relevant information. Certain fixed-income securities, including asset-backed and mortgage related securities may be valued based on valuation models that consider the estimated cash flows of each tranche of the entity, establish a benchmark yield and develop an estimated tranche specific spread to the benchmark yield based on the unique attributes of the tranche. The amortized cost method of valuation may be used with respect to debt obligations with sixty days or less remaining to maturity unless the Manager determines such method does not represent fair value. |
• |
Investments in open-end U.S. mutual funds (including money market funds) are valued at that day’s published NAV. |
• |
Futures contracts are valued based on that day’s last reported settlement or trade price on the exchange where the contract is traded. |
• |
Swap agreements are valued utilizing quotes received daily by independent pricing services or through brokers, which are derived using daily swap curves and models that incorporate a number of market data factors, such as discounted cash flows, trades and values of the underlying reference instruments. |
If events (e.g., market volatility, company announcement or a natural disaster) occur that are expected to materially affect the value of such investment, or in the event that application of these methods of valuation results in a price for an investment that is deemed not to be representative of the market value of such investment, or if a price is not available, the investment will be valued by the Global Valuation Committee, in accordance with a policy approved by the Board as reflecting fair value (“Fair Valued Investments”). The fair valuation approaches that may be used by the Global Valuation Committee include market approach, income approach and cost approach. Valuation techniques such as discounted cash flow, use of market comparables and matrix pricing are types of valuation approaches and are typically used in determining fair value. When determining the price for Fair Valued Investments, the Global Valuation Committee, or its delegate, seeks to determine the price that each Fund might reasonably expect to receive or pay from the current sale or purchase of that asset or liability in an arm’s-length transaction. Fair value determinations shall be based upon all available factors that the Global Valuation Committee, or its delegate, deems relevant and consistent with the principles of fair value measurement. The pricing of all Fair Valued Investments is subsequently reported to the Board or a committee thereof on a quarterly basis.
Fair value pricing could result in a difference between the prices used to calculate a fund’s NAV and the prices used by the fund’s underlying index, which in turn could result in a difference between the fund’s performance and the performance of the fund’s underlying index.
Fair Value Hierarchy: Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:
• |
Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that each Fund has the ability to access; |
• |
Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market-corroborated inputs); and |
• |
Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available, (including the Global Valuation Committee’s assumptions used in determining the fair value of financial instruments). |
The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Global Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds that may not have a secondary market and/or may have a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities.
N O T E S T O F I N A N C I A L S T A T E M E N T S |
119 |
Notes to Financial Statements (unaudited) (continued)
4. |
SECURITIES AND OTHER INVESTMENTS |
Warrants: Warrants entitle a fund to purchase a specified number of shares of common stock and are non-income producing. The purchase price and number of shares are subject to adjustment under certain conditions until the expiration date of the warrants, if any. If the price of the underlying stock does not rise above the strike price before the warrant expires, the warrant generally expires without any value and a fund will lose any amount it paid for the warrant. Thus, investments in warrants may involve more risk than investments in common stock. Warrants may trade in the same markets as their underlying stock; however, the price of the warrant does not necessarily move with the price of the underlying stock.
Securities Lending: Each Fund may lend its securities to approved borrowers, such as brokers, dealers and other financial institutions. The borrower pledges and maintains with the Fund collateral consisting of cash, an irrevocable letter of credit issued by an approved bank, or securities issued or guaranteed by the U.S. government. The initial collateral received by each Fund is required to have a value of at least 102% of the current market value of the loaned securities for securities traded on U.S. exchanges and a value of at least 105% for all other securities. The collateral is maintained thereafter at a value equal to at least 100% of the current value of the securities on loan. The market value of the loaned securities is determined at the close of each business day of the Fund and any additional required collateral is delivered to the Fund or excess collateral is returned by the Fund, on the next business day. During the term of the loan, each Fund is entitled to all distributions made on or in respect of the loaned securities but does not receive interest income on securities received as collateral. Loans of securities are terminable at any time and the borrower, after notice, is required to return borrowed securities within the standard time period for settlement of securities transactions.
As of period end, any securities on loan were collateralized by cash and/or U.S. Government obligations. Cash collateral invested in money market funds managed by BlackRock Fund Advisors (“BFA”), the Funds’ investment adviser, or its affiliates is disclosed in the Schedule of Investments. Any non-cash collateral received cannot be sold, re-invested or pledged by the Fund, except in the event of borrower default. The securities on loan, if any, are also disclosed in each Fund’s Schedule of Investments. The market value of any securities on loan and the value of any related cash collateral are disclosed in the Statements of Assets and Liabilities.
Securities lending transactions are entered into by the Funds under Master Securities Lending Agreements (each, an “MSLA”) which provide the right, in the event of default (including bankruptcy or insolvency) for the non-defaulting party to liquidate the collateral and calculate a net exposure to the defaulting party or request additional collateral. In the event that a borrower defaults, the Funds, as lender, would offset the market value of the collateral received against the market value of the securities loaned. When the value of the collateral is greater than that of the market value of the securities loaned, the lender is left with a net amount payable to the defaulting party. However, bankruptcy or insolvency laws of a particular jurisdiction may impose restrictions on or prohibitions against such a right of offset in the event of an MSLA counterparty’s bankruptcy or insolvency. Under the MSLA, absent an event of default, the borrower can resell or re-pledge the loaned securities, and the Funds can reinvest cash collateral received in connection with loaned securities. Upon an event of default, the parties’ obligations to return the securities or collateral to the other party are extinguished, and the parties can resell or re-pledge the loaned securities or the collateral received in connection with the loaned securities in order to satisfy the defaulting party’s net payment obligation for all transactions under the MSLA. The defaulting party remains liable for any deficiency.
As of period end, the following table is a summary of the securities on loan by counterparty which are subject to offset under an MSLA:
|
||||||||||||||||
iShares ETF and Counterparty |
|
Market Value of Securities on Loan |
|
|
Cash Collateral Received |
(a) |
|
Non-Cash Collateral Received |
|
Net Amount | ||||||
|
||||||||||||||||
Core S&P 500 |
||||||||||||||||
Barclays Bank PLC |
$ | 142,458,264 | $ | 142,458,264 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
6,472,489 | 6,472,489 | — | — | ||||||||||||
BMO Capital Markets Corp. |
82,017 | 82,017 | — | — | ||||||||||||
BNP Paribas SA |
50,137,142 | 50,137,142 | — | — | ||||||||||||
BofA Securities, Inc. |
54,500,772 | 54,500,772 | — | — | ||||||||||||
Citigroup Global Markets, Inc. |
120,252,103 | 120,252,103 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
4,685,576 | 4,685,576 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
57,162,983 | 57,162,983 | — | — | ||||||||||||
HSBC Bank PLC |
14,520,944 | 14,406,349 | — | (114,595 | )(b) | |||||||||||
J.P. Morgan Securities LLC |
94,915,416 | 94,915,416 | — | — | ||||||||||||
Jefferies LLC |
1,223,001 | 1,223,001 | — | — | ||||||||||||
Morgan Stanley |
20,171,898 | 20,171,898 | — | — | ||||||||||||
National Financial Services LLC |
586,080 | 586,080 | — | — | ||||||||||||
Natixis S.A. |
3,623,000 | 3,623,000 | — | — | ||||||||||||
Scotia Capital (USA), Inc. |
240,461,217 | 240,461,217 | — | — | ||||||||||||
SG Americas Securities LLC |
10,678,603 | 10,678,603 | — | — | ||||||||||||
State Street Bank & Trust Co. |
17,584,142 | 17,584,142 | — | — | ||||||||||||
Toronto Dominion Bank |
27,574,524 | 27,574,524 | — | — | ||||||||||||
UBS AG |
27,775,442 | 27,775,442 | — | — | ||||||||||||
UBS Securities LLC |
31,106,971 | 31,106,971 | — | — | ||||||||||||
Virtu Americas LLC |
2,846,513 | 2,846,513 | — | — | ||||||||||||
Wells Fargo Bank N.A. |
72,756 | 72,756 | — | — | ||||||||||||
Wells Fargo Securities LLC |
979,785 | 979,785 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 929,871,638 | $ | 929,757,043 | $ | — | $ | (114,595 | ) | ||||||||
|
|
|
|
|
|
|
|
120 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Notes to Financial Statements (unaudited) (continued)
|
||||||||||||||||
iShares ETF and Counterparty |
|
Market Value of Securities on Loan |
|
|
Cash Collateral Received |
(a) |
|
Non-Cash Collateral Received |
|
Net Amount | ||||||
|
||||||||||||||||
Core S&P Mid-Cap |
||||||||||||||||
Barclays Bank PLC |
$ | 87,074,490 | $ | 87,074,490 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
39,598,816 | 39,598,816 | — | — | ||||||||||||
BMO Capital Markets Corp. |
45,112 | 45,112 | — | — | ||||||||||||
BNP Paribas SA |
99,425,212 | 99,425,212 | — | — | ||||||||||||
BofA Securities, Inc. |
103,629,227 | 103,629,227 | — | — | ||||||||||||
Citigroup Global Markets, Inc. |
212,228,125 | 212,228,125 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
13,636,233 | 13,636,233 | — | — | ||||||||||||
Deutsche Bank Securities, Inc. |
429,548 | 429,548 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
342,894,988 | 342,894,988 | — | — | ||||||||||||
HSBC Bank PLC |
35,519,702 | 35,519,702 | — | — | ||||||||||||
ING Financial Markets LLC |
11,470,852 | 11,470,852 | — | — | ||||||||||||
J.P. Morgan Securities LLC |
268,215,726 | 268,215,726 | — | — | ||||||||||||
Jefferies LLC |
193,941 | 193,941 | — | — | ||||||||||||
Morgan Stanley |
465,913,551 | 465,913,551 | — | — | ||||||||||||
National Financial Services LLC |
16,356,325 | 16,356,325 | — | — | ||||||||||||
Natixis S.A. |
707,057 | 707,057 | — | — | ||||||||||||
Nomura Securities International, Inc. |
14,115 | 14,115 | — | — | ||||||||||||
RBC Capital Markets LLC |
32,579,740 | 32,579,740 | — | — | ||||||||||||
Scotia Capital (USA), Inc. |
48,076,815 | 48,076,815 | — | — | ||||||||||||
SG Americas Securities LLC |
3,240,509 | 3,240,509 | — | — | ||||||||||||
State Street Bank & Trust Co. |
34,476,529 | 34,476,529 | — | — | ||||||||||||
Toronto Dominion Bank |
70,759,757 | 70,759,757 | — | — | ||||||||||||
UBS AG |
57,719,314 | 57,719,314 | — | — | ||||||||||||
UBS Securities LLC |
21,783,637 | 21,783,637 | — | — | ||||||||||||
Virtu Americas LLC |
3,471,204 | 3,471,204 | — | — | ||||||||||||
Wells Fargo Bank N.A. |
7,540,652 | 7,540,652 | — | — | ||||||||||||
Wells Fargo Securities LLC |
60,778,019 | 60,778,019 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 2,037,779,196 | $ | 2,037,779,196 | $ | — | $ | — | |||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P Small-Cap |
||||||||||||||||
Barclays Bank PLC |
$ | 102,047,390 | $ | 102,047,390 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
22,888,687 | 22,888,687 | — | — | ||||||||||||
BMO Capital Markets Corp. |
2,412,562 | 2,412,562 | — | — | ||||||||||||
BNP Paribas SA |
305,401,755 | 305,401,755 | — | — | ||||||||||||
BofA Securities, Inc. |
110,435,237 | 110,435,237 | — | — | ||||||||||||
Citadel Clearing LLC |
24,016 | 24,016 | — | — | ||||||||||||
Citigroup Global Markets, Inc. |
106,397,886 | 106,397,886 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
54,689,456 | 54,689,456 | — | — | ||||||||||||
Deutsche Bank Securities, Inc. |
2,487,518 | 2,487,518 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
511,665,367 | 511,665,367 | — | — | ||||||||||||
HSBC Bank PLC |
6,643,239 | 6,643,239 | — | — | ||||||||||||
ING Financial Markets LLC |
53,970 | 53,970 | — | — | ||||||||||||
J.P. Morgan Securities LLC |
449,406,155 | 449,406,155 | — | — | ||||||||||||
Jefferies LLC |
6,082,820 | 6,082,820 | — | — | ||||||||||||
Morgan Stanley |
484,990,734 | 484,990,734 | — | — | ||||||||||||
National Financial Services LLC |
141,586,277 | 141,586,277 | — | — | ||||||||||||
Nomura Securities International, Inc. |
45,780 | 45,780 | — | — | ||||||||||||
Pershing LLC |
391,350 | 391,350 | — | — | ||||||||||||
Scotia Capital (USA), Inc. |
12,880,543 | 12,880,543 | — | — | ||||||||||||
SG Americas Securities LLC |
5,859,652 | 5,859,652 | — | — | ||||||||||||
State Street Bank & Trust Co. |
35,716,179 | 35,716,179 | — | — | ||||||||||||
Toronto Dominion Bank |
70,732,674 | 70,732,674 | — | — | ||||||||||||
UBS AG |
29,947,603 | 29,947,603 | — | — | ||||||||||||
UBS Securities LLC |
39,391,463 | 39,391,463 | — | — | ||||||||||||
Virtu Americas LLC |
3,967,144 | 3,967,144 | — | — | ||||||||||||
Wells Fargo Bank N.A. |
17,438,534 | 17,438,534 | — | — | ||||||||||||
Wells Fargo Securities LLC |
43,960,615 | 43,960,615 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 2,567,544,606 | $ | 2,567,544,606 | $ | — | $ | — | |||||||||
|
|
|
|
|
|
|
|
N O T E S T O F I N A N C I A L S T A T E M E N T S |
121 |
Notes to Financial Statements (unaudited) (continued)
|
||||||||||||||||
iShares ETF and Counterparty | |
Market Value of Securities on Loan |
|
|
Cash Collateral Received |
(a) |
|
Non-Cash Collateral Received |
|
Net Amount | ||||||
|
||||||||||||||||
Core S&P Total U.S. Stock Market |
||||||||||||||||
Barclays Bank PLC |
$ | 71,488,525 | $ | 71,488,525 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
5,206,216 | 5,206,216 | — | — | ||||||||||||
BMO Capital Markets Corp. |
644,145 | 631,888 | — | (12,257 | )(b) | |||||||||||
BNP Paribas SA |
75,279,343 | 75,279,343 | — | — | ||||||||||||
BofA Securities, Inc. |
128,112,136 | 128,112,136 | — | — | ||||||||||||
Citadel Clearing LLC |
3,842,785 | 3,842,785 | — | — | ||||||||||||
Citigroup Global Markets, Inc. |
90,923,489 | 90,923,489 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
31,577,482 | 31,577,482 | — | — | ||||||||||||
Deutsche Bank Securities, Inc. |
11,552,585 | 11,552,585 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
82,008,539 | 82,008,539 | — | — | ||||||||||||
HSBC Bank PLC |
2,292,517 | 2,292,517 | — | — | ||||||||||||
ING Financial Markets LLC |
575 | 575 | — | — | ||||||||||||
J.P. Morgan Securities LLC |
103,308,954 | 103,308,954 | — | — | ||||||||||||
Jefferies LLC |
1,917,160 | 1,894,831 | — | (22,329 | )(b) | |||||||||||
Morgan Stanley |
80,871,649 | 80,871,649 | — | — | ||||||||||||
National Financial Services LLC |
12,290,831 | 12,290,831 | — | — | ||||||||||||
Natixis S.A. |
5,483,105 | 5,483,105 | — | — | ||||||||||||
Nomura Securities International, Inc. |
815,124 | 801,569 | — | (13,555 | )(b) | |||||||||||
Pershing LLC |
585,108 | 585,108 | — | — | ||||||||||||
RBC Capital Markets LLC |
1,372,531 | 1,372,531 | — | — | ||||||||||||
Scotia Capital (USA), Inc. |
26,376,040 | 26,376,040 | — | — | ||||||||||||
SG Americas Securities LLC |
2,773,155 | 2,773,155 | — | — | ||||||||||||
State Street Bank & Trust Co. |
10,131,360 | 10,131,360 | — | — | ||||||||||||
Toronto Dominion Bank |
68,736,100 | 68,736,100 | — | — | ||||||||||||
UBS AG |
17,447,181 | 17,447,181 | — | — | ||||||||||||
UBS Securities LLC |
26,569,953 | 26,569,953 | — | — | ||||||||||||
Virtu Americas LLC |
933,768 | 933,768 | — | — | ||||||||||||
Wells Fargo Bank N.A. |
2,525,701 | 2,525,701 | — | — | ||||||||||||
Wells Fargo Securities LLC |
4,135,442 | 4,135,442 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 869,201,499 | $ | 869,153,358 | $ | — | $ | (48,141 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P U.S. Growth |
||||||||||||||||
Barclays Bank PLC |
$ | 9,347,008 | $ | 9,347,008 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
2,068,496 | 2,068,496 | — | — | ||||||||||||
BNP Paribas SA |
9,837,465 | 9,734,205 | — | (103,260 | )(b) | |||||||||||
Citigroup Global Markets, Inc. |
18,658,600 | 18,658,600 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
1,696,341 | 1,696,341 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
6,542,216 | 6,542,216 | — | — | ||||||||||||
HSBC Bank PLC |
14,796 | 14,796 | — | — | ||||||||||||
J.P. Morgan Securities LLC |
5,438,620 | 5,438,620 | — | — | ||||||||||||
Morgan Stanley |
3,944,391 | 3,944,391 | — | — | ||||||||||||
National Financial Services LLC |
355,271 | 355,271 | — | — | ||||||||||||
State Street Bank & Trust Co. |
4,626,814 | 4,626,814 | — | — | ||||||||||||
UBS AG |
178,252 | 178,252 | — | — | ||||||||||||
UBS Securities LLC |
1,520,970 | 1,520,970 | — | — | ||||||||||||
Wells Fargo Securities LLC |
361,757 | 361,757 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 64,590,997 | $ | 64,487,737 | $ | — | $ | (103,260 | ) | ||||||||
|
|
|
|
|
|
|
|
122 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Notes to Financial Statements (unaudited) (continued)
iShares ETF and Counterparty | |
Market Value of Securities on Loan |
|
|
Cash Collateral Received |
(a) |
|
Non-Cash Collateral Received |
|
Net Amount | ||||||
Core S&P U.S. Value |
||||||||||||||||
Barclays Bank PLC |
$ | 321,946 | $ | 321,946 | $ | — | $ | — | ||||||||
Barclays Capital, Inc. |
586,080 | 586,080 | — | — | ||||||||||||
BNP Paribas SA |
8,977,191 | 8,977,191 | — | — | ||||||||||||
BofA Securities, Inc. |
290,528 | 290,528 | — | — | ||||||||||||
Citadel Clearing LLC |
878,574 | 878,574 | — | — | ||||||||||||
Credit Suisse Securities (USA) LLC |
305 | 305 | — | — | ||||||||||||
Goldman Sachs & Co. LLC |
1,510,900 | 1,510,900 | — | — | ||||||||||||
J.P. Morgan Securities LLC |
2,215,786 | 2,215,786 | — | — | ||||||||||||
Morgan Stanley |
4,117,539 | 4,117,539 | — | — | ||||||||||||
National Financial Services LLC |
1,328,800 | 1,328,800 | — | — | ||||||||||||
State Street Bank & Trust Co. |
948,942 | 948,942 | — | — | ||||||||||||
Toronto Dominion Bank |
17,707 | 17,707 | — | — | ||||||||||||
UBS Securities LLC |
23,764 | 23,764 | — | — | ||||||||||||
Wells Fargo Securities LLC |
79,190 | 79,190 | — | — | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
$ | 21,297,252 | $ | 21,297,252 | $ | — | $ | — | |||||||||
|
|
|
|
|
|
|
|
(a) |
Collateral received in excess of the market value of securities on loan is not presented in this table. The total cash collateral received by each Fund is disclosed in the Fund’s statement of assets and liabilities. |
(b) |
The market value of the loaned securities is determined as of September 30, 2021. Additional collateral is delivered to the Fund on the next business day in accordance with the MSLA. The net amount would be subject to the borrower default indemnity in the event of default by a counterparty. |
The risks of securities lending include the risk that the borrower may not provide additional collateral when required or may not return the securities when due. To mitigate these risks, each Fund benefits from a borrower default indemnity provided by BlackRock, Inc. (“BlackRock”). BlackRock’s indemnity allows for full replacement of the securities loaned to the extent the collateral received does not cover the value of the securities loaned in the event of borrower default. Each Fund could incur a loss if the value of an investment purchased with cash collateral falls below the market value of the loaned securities or if the value of an investment purchased with cash collateral falls below the value of the original cash collateral received. Such losses are borne entirely by each Fund.
5. |
DERIVATIVE FINANCIAL INSTRUMENTS |
Futures Contracts: Futures contracts are purchased or sold to gain exposure to, or manage exposure to, changes in interest rates (interest rate risk) and changes in the value of equity securities (equity risk) or foreign currencies (foreign currency exchange rate risk).
Futures contracts are exchange-traded agreements between the Funds and a counterparty to buy or sell a specific quantity of an underlying instrument at a specified price and on a specified date. Depending on the terms of a contract, it is settled either through physical delivery of the underlying instrument on the settlement date or by payment of a cash amount on the settlement date. Upon entering into a futures contract, the Funds are required to deposit initial margin with the broker in the form of cash or securities in an amount that varies depending on a contract’s size and risk profile. The initial margin deposit must then be maintained at an established level over the life of the contract. Amounts pledged, which are considered restricted, are included in cash pledged for futures contracts in the Statements of Assets and Liabilities.
Securities deposited as initial margin are designated in the Schedule of Investments and cash deposited, if any, are shown as cash pledged for futures contracts in the Statements of Assets and Liabilities. Pursuant to the contract, the Funds agree to receive from or pay to the broker an amount of cash equal to the daily fluctuation in market value of the contract (“variation margin”). Variation margin is recorded as unrealized appreciation (depreciation) and, if any, shown as variation margin receivable (or payable) on futures contracts in the Statements of Assets and Liabilities. When the contract is closed, a realized gain or loss is recorded in the Statements of Operations equal to the difference between the notional amount of the contract at the time it was opened and the notional amount at the time it was closed. The use of futures contracts involves the risk of an imperfect correlation in the movements in the price of futures contracts and interest rates, foreign currency exchange rates or underlying assets.
Swaps: Swap contracts are entered into to manage exposure to issuers, markets and securities. Such contracts are agreements between the Funds and a counterparty to make periodic net payments on a specified notional amount or a net payment upon termination. Swap agreements are privately negotiated in the OTC market and may be entered into as a bilateral contract (“OTC swaps”) or centrally cleared (“centrally cleared swaps”). For OTC swaps, any upfront premiums paid and any upfront fees received are shown as swap premiums paid and swap premiums received, respectively, in the Statements of Assets and Liabilities and amortized over the term of the contract. The daily fluctuation in market value is recorded as unrealized appreciation (depreciation) on OTC Swaps in the Statements of Assets and Liabilities. Payments received or paid are recorded in the Statements of Operations as realized gains or losses, respectively. When an OTC swap is terminated, a realized gain or loss is recorded in the Statements of Operations equal to the difference between the proceeds from (or cost of) the closing transaction and the Funds’ basis in the contract, if any. Generally, the basis of the contract is the premium received or paid. Total return swaps are entered into by the iShares Core S&P Mid-Cap ETF and iShares Core S&P Small-Cap ETF to obtain exposure to a security or market without owning such security or investing directly in such market or to exchange the risk/return of one security or market (e.g., fixed-income) with another security or market (e.g., equity or commodity prices) (equity risk, commodity price risk and/or interest rate risk).
Total return swaps are agreements in which there is an exchange of cash flows whereby one party commits to make payments based on the total return (distributions plus capital gains/losses) of an underlying instrument, or basket or underlying instruments, in exchange for fixed or floating rate interest payments. If the total return of the
N O T E S T O F I N A N C I A L S T A T E M E N T S |
123 |
Notes to Financial Statements (unaudited) (continued)
instruments or index underlying the transaction exceeds or falls short of the offsetting fixed or floating interest rate obligation, the Fund receives payment from or makes a payment to the counterparty.
Certain total return swaps are designed to function as a portfolio of direct investments in long and short equity positions. This means that the Fund has the ability to trade in and out of these long and short positions within the swap and will receive the economic benefits and risks equivalent to direct investment in these positions, subject to certain adjustments due to events related to the counterparty. Benefits and risks include capital appreciation (depreciation), corporate actions and dividends received and paid, all of which are reflected in the swap’s market value. The market value also includes interest charges and credits (“financing fees”) related to the notional values of the long and short positions and cash balances within the swap. These interest charges and credits are based on a specified benchmark rate plus or minus a specified spread determined based upon the country and/or currency of the positions in the portfolio.
Positions within the swap and financing fees are reset periodically. During a reset, any unrealized appreciation (depreciation) on positions and accrued financing fees become available for cash settlement between the Fund and the counterparty. The amounts that are available for cash settlement are recorded as realized gains or losses in the Statements of Operations. Cash settlement in and out of the swap may occur at a reset date or any other date, at the discretion of the Fund and the counterparty, over the life of the agreement. Certain swaps have no stated expiration and can be terminated by either party at any time.
Swap transactions involve, to varying degrees, elements of interest rate, credit and market risks in excess of the amounts recognized in the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these agreements, that the counterparty to the agreements may default on its obligation to perform or disagree as to the meaning of the contractual terms in the agreements, and that there may be unfavorable changes in interest rates and/or market values associated with these transactions.
Master Netting Arrangements: In order to define its contractual rights and to secure rights that will help mitigate its counterparty risk, a Fund may enter into an International Swaps and Derivatives Association, Inc. Master Agreement (“ISDA Master Agreement”) or similar agreement with its derivative contract counterparties. An ISDA Master Agreement is a bilateral agreement between a Fund and a counterparty that governs certain OTC derivatives and typically contains, among other things, collateral posting terms and netting provisions in the event of a default and/or termination event. Under an ISDA Master Agreement, a Fund may, under certain circumstances, offset with the counterparty certain derivative financial instruments’ payables and/or receivables with collateral held and/or posted and create one single net payment. The provisions of the ISDA Master Agreement typically permit a single net payment in the event of default including the bankruptcy or insolvency of the counterparty. However, bankruptcy or insolvency laws of a particular jurisdiction may impose restrictions on or prohibitions against the right of offset in bankruptcy, insolvency, or other events.
For derivatives traded under an ISDA Master Agreement, the collateral requirements are typically calculated by netting the mark-to-market amount for each transaction under such agreement, and comparing that amount to the value of any collateral currently pledged by a Fund and the counterparty.
Cash collateral that has been pledged to cover obligations of the Funds and cash collateral received from the counterparty, if any, is reported separately in the Statements of Assets and Liabilities as cash pledged as collateral and cash received as collateral, respectively. Non-cash collateral pledged by the Funds, if any, is noted in the Schedules of Investments. Generally, the amount of collateral due from or to a counterparty is subject to a certain minimum transfer amount threshold before a transfer is required, which is determined at the close of business of the Funds. Any additional required collateral is delivered to/pledged by the Funds on the next business day. Typically, the counterparty is not permitted to sell, re-pledge or use cash and non-cash collateral it receives. A Fund generally agrees not to use non-cash collateral that it receives but may, absent default or certain other circumstances defined in the underlying ISDA Master Agreement, be permitted to use cash collateral received. In such cases, interest may be paid pursuant to the collateral arrangement with the counterparty. To the extent amounts due to the Funds from the counterparty are not fully collateralized, each Fund bears the risk of loss from counterparty non-performance. Likewise, to the extent the Funds have delivered collateral to a counterparty and stand ready to perform under the terms of their agreement with such counterparty, each Fund bears the risk of loss from a counterparty in the amount of the value of the collateral in the event the counterparty fails to return such collateral. Based on the terms of agreements, collateral may not be required for all derivative contracts.
For financial reporting purposes, each Fund does not offset derivative assets and derivative liabilities that are subject to netting arrangements, if any, in the Statements of Assets and Liabilities.
6. |
INVESTMENT ADVISORY AGREEMENT AND OTHER TRANSACTIONS WITH AFFILIATES |
Investment Advisory Fees: Pursuant to an Investment Advisory Agreement with the Trust, BFA manages the investment of each Fund’s assets. BFA is a California corporation indirectly owned by BlackRock. Under the Investment Advisory Agreement, BFA is responsible for substantially all expenses of the Funds, except (i) interest and taxes; (ii) brokerage commissions and other expenses connected with the execution of portfolio transactions; (iii) distribution fees; (iv) the advisory fee payable to BFA; and (v) litigation expenses and any extraordinary expenses (in each case as determined by a majority of the independent trustees).
For its investment advisory services to each Fund, BFA is entitled to an annual investment advisory fee, accrued daily and paid monthly by the Fund, based on the average daily net assets of each Fund as follows:
iShares ETF | Investment Advisory Fee | |||
Core S&P 500 |
0.03 | % | ||
Core S&P Mid-Cap |
0.05 | |||
Core S&P Small-Cap |
0.06 | |||
Core S&P Total U.S. Stock Market |
0.03 | |||
Core S&P U.S. Growth |
0.04 | |||
Core S&P U.S. Value |
0.04 |
124 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Notes to Financial Statements (unaudited) (continued)
Distributor: BlackRock Investments, LLC, an affiliate of BFA, is the distributor for each Fund. Pursuant to the distribution agreement, BFA is responsible for any fees or expenses for distribution services provided to the Funds.
Securities Lending: The U.S. Securities and Exchange Commission (the “SEC”) has issued an exemptive order which permits BlackRock Institutional Trust Company, N.A. (“BTC”), an affiliate of BFA, to serve as securities lending agent for the Funds, subject to applicable conditions. As securities lending agent, BTC bears all operational costs directly related to securities lending. Each Fund is responsible for fees in connection with the investment of cash collateral received for securities on loan (the “collateral investment fees”). The cash collateral is invested in a money market fund, BlackRock Cash Funds: Institutional or BlackRock Cash Funds: Treasury, managed by BFA, or its affiliates. However, BTC has agreed to reduce the amount of securities lending income it receives in order to effectively limit the collateral investment fees each Fund bears to an annual rate of 0.04%. The SL Agency Shares of such money market fund will not be subject to a sales load, distribution fee or service fee. The money market fund in which the cash collateral has been invested may, under certain circumstances, impose a liquidity fee of up to 2% of the value redeemed or temporarily restrict redemptions for up to 10 business days during a 90 day period, in the event that the money market fund’s weekly liquid assets fall below certain thresholds.
Securities lending income is equal to the total of income earned from the reinvestment of cash collateral, net of fees and other payments to and from borrowers of securities, and less the collateral investment fees. Each Fund retains a portion of securities lending income and remits the remaining portion to BTC as compensation for its services as securities lending agent.
Pursuant to the current securities lending agreement, each Fund retains 77% of securities lending income (which excludes collateral investment fees) and the amount retained can never be less than 70% of the total of securities lending income plus the collateral investment fees.
In addition, commencing the business day following the date that the aggregate securities lending income plus the collateral investment fees generated across all 1940 Act iShares exchange-traded funds (the “iShares ETF Complex”) in that calendar year exceeds a specified threshold, each Fund, pursuant to the securities lending agreement, will retain for the remainder of that calendar year 81% of securities lending income (which excludes collateral investment fees), and the amount retained can never be less than 70% of the total of securities lending income plus the collateral investment fees.
The share of securities lending income earned by each Fund is shown as securities lending income – affiliated – net in its Statements of Operations. For the six months ended September 30, 2021, the Funds paid BTC the following amounts for securities lending agent services:
iShares ETF |
Fees Paid to BTC |
|||
Core S&P 500 |
$ | 377,434 | ||
Core S&P Mid-Cap |
810,236 | |||
Core S&P Small-Cap |
1,372,072 | |||
Core S&P Total U.S. Stock Market |
812,826 | |||
Core S&P U.S. Growth |
19,240 | |||
Core S&P U.S. Value |
14,666 |
Officers and Trustees: Certain officers and/or trustees of the Trust are officers and/or trustees of BlackRock or its affiliates.
Other Transactions: Cross trading is the buying or selling of portfolio securities between funds to which BFA (or an affiliate) serves as investment adviser. At its regularly scheduled quarterly meetings, the Board reviews such transactions as of the most recent calendar quarter for compliance with the requirements and restrictions set forth by Rule 17a-7.
For the six months ended September 30, 2021, transactions executed by the Funds pursuant to Rule 17a-7 under the 1940 Act were as follows:
iShares ETF | Purchases | Sales | Net Realized Gain (Loss) |
|||||||||
Core S&P 500 |
$ | 1,987,409,455 | $ | 751,852,535 | $ | (223,071,935) | ||||||
Core S&P Mid-Cap |
1,048,125,572 | 1,214,639,926 | (225,799,494) | |||||||||
Core S&P Small-Cap |
1,078,346,208 | 782,642,908 | 254,420,358 | |||||||||
Core S&P Total U.S. Stock Market |
132,596,418 | 192,915,819 | (11,947,049) | |||||||||
Core S&P U.S. Growth |
50,298,351 | 13,923,526 | (577,490) | |||||||||
Core S&P U.S. Value |
41,128,390 | 25,896,918 | (2,990,454) |
Each Fund may invest its positive cash balances in certain money market funds managed by BFA or an affiliate. The income earned on these temporary cash investments is shown as dividends – affiliated in the Statements of Operations.
A fund, in order to improve its portfolio liquidity and its ability to track its underlying index, may invest in shares of other iShares funds that invest in securities in the fund’s underlying index.
N O T E S T O F I N A N C I A L S T A T E M E N T S |
125 |
Notes to Financial Statements (unaudited) (continued)
7. |
PURCHASES AND SALES |
For the six months ended September 30, 2021, purchases and sales of investments, excluding short-term investments and in-kind transactions, were as follows:
iShares ETF | Purchases | Sales | ||||||
Core S&P 500 |
$ | 5,024,412,784 | $ | 5,249,534,172 | ||||
Core S&P Mid-Cap |
5,458,293,120 | 5,444,962,596 | ||||||
Core S&P Small-Cap |
5,688,567,745 | 5,466,884,694 | ||||||
Core S&P Total U.S. Stock Market |
1,249,819,304 | 1,246,791,773 | ||||||
Core S&P U.S. Growth |
178,041,600 | 183,281,048 | ||||||
Core S&P U.S. Value |
210,658,301 | 203,316,930 |
For the six months ended September 30, 2021, in-kind transactions were as follows:
iShares ETF |
In-kind Purchases |
In-kind Sales |
||||||
Core S&P 500 |
$ | 29,821,616,016 | $ | 27,199,658,415 | ||||
Core S&P Mid-Cap |
5,531,296,208 | 5,360,804,201 | ||||||
Core S&P Small-Cap |
4,590,192,721 | 4,674,788,597 | ||||||
Core S&P Total U.S. Stock Market |
3,428,475,779 | 747,454,959 | ||||||
Core S&P U.S. Growth |
894,165,903 | 556,713,925 | ||||||
Core S&P U.S. Value |
1,434,031,504 | 335,452,241 |
8. |
INCOME TAX INFORMATION |
Each Fund is treated as an entity separate from the Trust’s other funds for federal income tax purposes. It is each Fund’s policy to comply with the requirements of the Internal Revenue Code of 1986, as amended, applicable to regulated investment companies, and to distribute substantially all of its taxable income to its shareholders. Therefore, no U.S. federal income tax provision is required.
Management has analyzed tax laws and regulations and their application to the Funds as of September 30, 2021, inclusive of the open tax return years, and does not believe that there are any uncertain tax positions that require recognition of a tax liability in the Funds’ financial statements.
As of March 31, 2021, the Funds had non-expiring capital loss carryforwards available to offset future realized capital gains as follows:
iShares ETF | Non-Expiring | |||
Core S&P 500 |
$ | 4,128,046,808 | ||
Core S&P Mid-Cap |
1,737,798,510 | |||
Core S&P Small-Cap |
2,388,028,988 | |||
Core S&P Total U.S. Stock Market |
358,810,939 | |||
Core S&P U.S. Growth |
365,934,964 | |||
Core S&P U.S. Value |
580,422,122 |
A fund may own shares in certain foreign investment entities, referred to, under U.S. tax law, as “passive foreign investment companies.” Such fund may elect to mark-to-market annually the shares of each passive foreign investment company and would be required to distribute to shareholders any such marked-to-market gains.
As of September 30, 2021, gross unrealized appreciation and depreciation based on cost of investments (including short positions and derivatives, if any) for U.S. federal income tax purposes were as follows:
iShares ETF | Tax Cost | Gross
Unrealized Appreciation |
Gross
Unrealized Depreciation |
Net
Unrealized |
||||||||||||
Core S&P 500 |
$ | 220,210,069,514 | $ | 76,097,731,256 | $ | (8,863,573,104 | ) | $ | 67,234,158,152 | |||||||
Core S&P Mid-Cap |
51,067,228,161 | 15,304,181,866 | (2,149,887,968 | ) | 13,154,293,898 | |||||||||||
Core S&P Small-Cap |
57,423,332,430 | 17,956,502,909 | (3,949,614,313 | ) | 14,006,888,596 | |||||||||||
Core S&P Total U.S. Stock Market |
29,479,746,384 | 13,883,488,171 | (1,016,290,571 | ) | 12,867,197,600 | |||||||||||
Core S&P U.S. Growth |
7,713,464,409 | 4,546,999,275 | (61,176,602 | ) | 4,485,822,673 | |||||||||||
Core S&P U.S. Value |
9,019,117,809 | 1,639,444,404 | (211,099,857 | ) | 1,428,344,547 |
126 |
2 0 2 1 I S H A R E S S E M I - A N N U A L R E P O R T T O S H A R E H O L D E R S |
Notes to Financial Statements (unaudited) (continued)
9. |
PRINCIPAL RISKS |
In the normal course of business, each Fund invests in securities or other instruments and may enter into certain transactions, and such activities subject the Fund to various risks, including, among others, fluctuations in the market (market risk) or failure of an issuer to meet all of its obligations. The value of securities or other instruments may also be affected by various factors, including, without limitation: (i) the general economy; (ii) the overall market as well as local, regional or global political and/or social instability; (iii) regulation, taxation or international tax treaties between various countries; or (iv) currency, interest rate or price fluctuations. Local, regional or global events such as war, acts of terrorism, the spread of infectious illness or other public health issues, recessions, or other events could have a significant impact on the Funds and their investments. Each Fund’s prospectus provides details of the risks to which the Fund is subject.
BFA uses a “passive” or index approach to try to achieve each Fund’s investment objective following the securities included in its underlying index during upturns as well as downturns. BFA does not take steps to reduce market exposure or to lessen the effects of a declining market. Divergence from the underlying index and the composition of the portfolio is monitored by BFA.
The Funds may be exposed to additional risks when reinvesting cash collateral in money market funds that do not seek to maintain a stable NAV per share of $1.00, which may be subject to redemption gates or liquidity fees under certain circumstances.
Market Risk: Each Fund may be exposed to prepayment risk, which is the risk that borrowers may exercise their option to prepay principal earlier than scheduled during periods of declining interest rates, which would force each Fund to reinvest in lower yielding securities. Each Fund may also be exposed to reinvestment risk, which is the risk that income from each Fund’s portfolio will decline if each Fund invests the proceeds from matured, traded or called fixed-income securities at market interest rates that are below each Fund portfolio’s current earnings rate.
An outbreak of respiratory disease caused by a novel coronavirus has developed into a global pandemic and has resulted in closing borders, quarantines, disruptions to supply chains and customer activity, as well as general concern and uncertainty. The impact of this pandemic, and other global health crises that may arise in the future, could affect the economies of many nations, individual companies and the market in general in ways that cannot necessarily be foreseen at the present time. This pandemic may result in substantial market volatility and may adversely impact the prices and liquidity of a fund’s investments. The duration of this pandemic and its effects cannot be determined with certainty.
Valuation Risk: The market values of equities, such as common stocks and preferred securities or equity related investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company. They may also decline due to factors which affect a particular industry or industries. A fund may invest in illiquid investments. An illiquid investment is any investment that a fund reasonably expects cannot be sold or disposed of in current market conditions in seven calendar days or less without the sale or disposition significantly changing the market value of the investment. A fund may experience difficulty in selling illiquid investments in a timely manner at the price that it believes the investments are worth. Prices may fluctuate widely over short or extended periods in response to company, market or economic news. Markets also tend to move in cycles, with periods of rising and falling prices. This volatility may cause a fund’s NAV to experience significant increases or decreases over short periods of time. If there is a general decline in the securities and other markets, the NAV of a fund may lose value, regardless of the individual results of the securities and other instruments in which a fund invests.
The price each Fund could receive upon the sale of any particular portfolio investment may differ from each Fund’s valuation of the investment, particularly for securities that trade in thin or volatile markets or that are valued using a fair valuation technique or a price provided by an independent pricing service. Changes to significant unobservable inputs and assumptions (i.e., publicly traded company multiples, growth rate, time to exit) due to the lack of observable inputs.
Counterparty Credit Risk: The Funds may be exposed to counterparty credit risk, or the risk that an entity may fail to or be unable to perform on its commitments related to unsettled or open transactions, including making timely interest and/or principal payments or otherwise honoring its obligations. The Funds manage counterparty credit risk by entering into transactions only with counterparties that the Manager believes have the financial resources to honor their obligations and by monitoring the financial stability of those counterparties. Financial assets, which potentially expose the Funds to market, issuer and counterparty credit risks, consist principally of financial instruments and receivables due from counterparties. The extent of the Funds’ exposure to market, issuer and counterparty credit risks with respect to these financial assets is approximately their value recorded in the Statements of Assets and Liabilities, less any collateral held by the Funds.
A derivative contract may suffer a mark-to-market loss if the value of the contract decreases due to an unfavorable change in the market rates or values of the underlying instrument. Losses can also occur if the counterparty does not perform under the contract.
With exchange-traded futures, there is less counterparty credit risk to the Funds since the exchange or clearinghouse, as counterparty to such instruments, guarantees against a possible default. The clearinghouse stands between the buyer and the seller of the contract; therefore, credit risk is limited to failure of the clearinghouse. While offset rights may exist under applicable law, a Fund does not have a contractual right of offset against a clearing broker or clearinghouse in the event of a default (including the bankruptcy or insolvency). Additionally, credit risk exists in exchange-traded futures with respect to initial and variation margin that is held in a clearing broker’s customer accounts. While clearing brokers are required to segregate customer margin from their own assets, in the event that a clearing broker becomes insolvent or goes into bankruptcy and at that time there is a shortfall in the aggregate amount of margin held by the clearing broker for all its clients, typically the shortfall would be allocated on a pro rata basis across all the clearing broker’s customers, potentially resulting in losses to the Funds.
Concentration Risk: A diversified portfolio, where this is appropriate and consistent with a fund’s objectives, minimizes the risk that a price change of a particular investment will have a material impact on the NAV of a fund. The investment concentrations within each Fund’s portfolio are disclosed in its Schedule of Investments.
N O T E S T O F I N A N C I A L S T A T E M E N T S |
127 |
Notes to Financial Statements (unaudited) (continued)
Certain Funds invest a significant portion of their assets in securities within a single or limited number of market sectors. When a Fund concentrates its investments in this manner, it assumes the risk that economic, regulatory, political and social conditions affecting such sectors may have a significant impact on the fund and could affect the income from, or the value or liquidity of, the fund’s portfolio. Investment percentages in specific sectors are presented in the Schedule of Investments.
LIBOR Transition Risk: The United Kingdom’s Financial Conduct Authority announced a phase out of the London Interbank Offered Rate (“LIBOR”). Although many LIBOR rates will be phased out by the end of 2021, a selection of widely used USD LIBOR rates will continue to be published through June 2023 in order to assist with the transition. The Funds may be exposed to financial instruments tied to LIBOR to determine payment obligations, financing terms, hedging strategies or investment value. The transition process away from LIBOR might lead to increased volatility and illiquidity in markets for, and reduce the effectiveness of new hedges placed against, instruments whose terms currently include LIBOR. The ultimate effect of the LIBOR transition process on the Funds is uncertain.
10. |
CAPITAL SHARE TRANSACTIONS |
Capital shares are issued and redeemed by each Fund only in aggregations of a specified number of shares or multiples thereof (“Creation Units”) at NAV. Except when aggregated in Creation Units, shares of each Fund are not redeemable.
Transactions in capital shares were as follows:
|
||||||||||||||||
Six Months Ended 09/30/21 |
Year Ended 03/31/21 |
|||||||||||||||
|
|
|
|
|||||||||||||
iShares ETF | Shares | Amount | Shares | Amount | ||||||||||||
|
||||||||||||||||
Core S&P 500 |
||||||||||||||||
Shares sold |
69,400,000 | $ | 29,893,801,007 | 175,150,000 | $ | 61,202,856,824 | ||||||||||
Shares redeemed |
(63,200,000 | ) | (27,316,044,335 | ) | (142,850,000 | ) | (49,473,491,731 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase |
6,200,000 | $ | 2,577,756,672 | 32,300,000 | $ | 11,729,365,093 | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P Mid-Cap |
||||||||||||||||
Shares sold |
20,750,000 | $ | 5,597,254,980 | 34,950,000 | $ | 7,366,222,576 | ||||||||||
Shares redeemed |
(20,150,000 | ) | (5,437,267,505 | ) | (48,250,000 | ) | (9,367,298,888 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase (decrease) |
600,000 | $ | 159,987,475 | (13,300,000 | ) | $ | (2,001,076,312 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P Small-Cap |
||||||||||||||||
Shares sold |
49,350,000 | $ | 5,479,269,499 | 140,250,000 | $ | 11,820,860,552 | ||||||||||
Shares redeemed |
(49,250,000 | ) | (5,461,615,937 | ) | (76,850,000 | ) | (6,143,068,471 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase |
100,000 | $ | 17,653,562 | 63,400,000 | $ | 5,677,792,081 | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P Total U.S. Stock Market |
||||||||||||||||
Shares sold |
35,100,000 | $ | 3,450,321,785 | 57,550,000 | $ | 4,688,274,607 | ||||||||||
Shares redeemed |
(7,550,000 | ) | (752,605,005 | ) | (38,350,000 | ) | (2,671,612,974 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase |
27,550,000 | $ | 2,697,716,780 | 19,200,000 | $ | 2,016,661,633 | ||||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P U.S. Growth |
||||||||||||||||
Shares sold |
8,750,000 | $ | 895,666,979 | 22,000,000 | $ | 1,801,756,906 | ||||||||||
Shares redeemed |
(5,550,000 | ) | (557,826,955 | ) | (27,300,000 | ) | (2,289,387,904 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase (decrease) |
3,200,000 | $ | 337,840,024 | (5,300,000 | ) | $ | (487,630,998 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Core S&P U.S. Value |
||||||||||||||||
Shares sold |
19,950,000 | $ | 1,439,016,370 | 41,100,000 | $ | 2,470,343,171 | ||||||||||
Shares redeemed |
(4,650,000 | ) | (336,491,289 | ) | (23,100,000 | ) | (1,372,655,403 | ) | ||||||||
|
|
|
|
|
|
|
|
|||||||||
Net increase |
15,300,000 | $ | 1,102,525,081 | 18,000,000 | $ | 1,097,687,768 | ||||||||||
|
|
|
|
|
|
|
|
The consideration for the purchase of Creation Units of a fund in the Trust generally consists of the in-kind deposit of a designated portfolio of securities and a specified amount of cash. Certain funds in the Trust may be offered in Creation Units solely or partially for cash in U.S. dollars. Investors purchasing and redeeming Creation Units may pay a purchase transaction fee and a redemption transaction fee directly to State Street Bank and Trust Company, the Trust’s administrator, to offset transfer and other transaction costs associated with the issuance and redemption of Creation Units, including Creation Units for cash. Investors transacting in Creation Units for cash may also pay an additional variable charge to compensate the relevant fund for certain transaction costs (i.e., stamp taxes, taxes on currency or other financial transactions, and brokerage costs) and market impact expenses relating to investing in portfolio securities. Such variable charges, if any, are included in shares sold in the table above.
From time to time, settlement of securities related to in-kind contributions or in-kind redemptions may be delayed. In such cases, securities related to in-kind transactions are reflected as a receivable or a payable in the Statements of Assets and Liabilities.
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Notes to Financial Statements (unaudited) (continued)
11. |
LEGAL PROCEEDINGS |
Certain iShares funds (the “Impacted Funds”), along with thousands of other former shareholders of Tribune Company (“Tribune”), were named as defendants in one or more lawsuits (the “Litigation”) arising out of Tribune’s 2007 leveraged buyout transaction (“LBO”). The Litigation seeks to “claw back” from former Tribune shareholders, including the Impacted Funds, proceeds received in connection with the LBO. The iShares Core S&P 500 ETF, iShares Core S&P Total U.S. Stock Market ETF and iShares Core S&P U.S. Value ETF received proceeds of $3,938,764, $41,582 and $255,306, respectively, in the LBO. The claims that were originally brought against the Impacted Funds were dismissed but are currently subject to an appeal which remains pending. The outcome of this appeal could result in new claims being brought against the Impacted Funds and/or previously dismissed claims being revived and subject to continuing litigation. The Impacted Funds intend to vigorously defend the Litigation.
12. |
SUBSEQUENT EVENTS |
Management has evaluated the impact of all subsequent events on the Funds through the date the financial statements were available to be issued and has determined that there were no subsequent events requiring adjustment or additional disclosure in the financial statements.
N O T E S T O F I N A N C I A L S T A T E M E N T S |
129 |
Board Review and Approval of Investment Advisory Contract
iShares Core S&P 500 ETF, iShares Core S&P Mid-Cap ETF, iShares Core S&P Small-Cap ETF (each the “Fund”)
Under Section 15(c) of the Investment Company Act of 1940 (the “1940 Act”), the Trust’s Board of Trustees (the “Board”), including a majority of Board Members who are not “interested persons” of the Trust (as that term is defined in the 1940 Act) (the “Independent Board Members), is required annually to consider and approve the Investment Advisory Agreement between the Trust and BFA (the “Advisory Agreement”) whereby the Board and its committees (composed solely of Independent Board Members) assess BlackRock’s services to the Fund, including investment management; fund accounting; administrative and shareholder services; oversight of the Fund’s service providers; risk management and oversight; legal and compliance services; and ability to meet applicable legal and regulatory requirements. The Independent Board Members requested, and BFA provided, such information as the Independent Board Members, with advice from independent counsel, deemed reasonably necessary to evaluate the Advisory Agreement. At meetings on May 7, 2021 and May 14, 2021, a committee composed of all of the Independent Board Members (the “15(c) Committee”), with independent counsel, met with management and reviewed and discussed information provided in response to initial requests of the 15(c) Committee and/or its independent counsel, and requested certain additional information, which management agreed to provide. At a meeting held on June 15-16, 2021, the Board, including the Independent Board Members, reviewed the additional information provided by management in response to these requests.
After extensive discussions and deliberations, the Board, including all of the Independent Board Members, approved the continuance of the Advisory Agreement for the Fund, based on a review of qualitative and quantitative information provided by BFA and their cumulative experience as Board Members. The Board noted its satisfaction with the extent and quality of information provided and its frequent interactions with management, as well as the detailed responses and other information provided by BFA. The Independent Board Members were advised by their independent counsel throughout the process, including about the legal standards applicable to their review. In approving the continuance of the Advisory Agreement for the Fund, the Board, including the Independent Board Members, considered various factors, including: (i) the expenses and performance of the Fund; (ii) the nature, extent and quality of the services provided by BFA; (iii) the costs of services provided to the Fund and profits realized by BFA and its affiliates; (iv) potential economies of scale and the sharing of related benefits; (v) the fees and services provided for other comparable funds/accounts managed by BFA and its affiliates; and (vi) other benefits to BFA and/or its affiliates. The material factors, none of which was controlling, and conclusions that formed the basis for the Board, including the Independent Board Members, to approve the continuance of the Advisory Agreement are discussed below.
Expenses and Performance of the Fund: The Board reviewed statistical information prepared by Broadridge Financial Solutions Inc. (“Broadridge”), an independent provider of investment company data, regarding the expense ratio components, including gross and net total expenses, fees and expenses of another fund in which the Fund invests (if applicable), and waivers/reimbursements (if applicable) of the Fund in comparison with the same information for other ETFs (including, where applicable, funds sponsored by an “at cost” service provider), objectively selected by Broadridge as comprising the Fund’s applicable peer group pursuant to Broadridge’s proprietary ETF methodology (the “Peer Group”). The Board was provided with a detailed description of the proprietary ETF methodology used by Broadridge to determine the Fund’s Peer Group. The Board noted that, due to the limitations in providing comparable funds in the Peer Group, the statistical information provided in Broadridge’s report may or may not provide meaningful direct comparisons to the Fund in all instances. The Board also noted that overall fund expenses (net of waivers and reimbursements) for the Fund were lower than the median of the overall fund expenses (net of waivers and reimbursements ) of the funds in its Peer Group, excluding iShares funds.
In addition, to the extent that any of the comparison funds included in the Peer Group, excluding iShares funds, track the same index as the Fund, Broadridge also provided, and the Board reviewed, a comparison of the Fund’s performance for the one-year, three-year, five-year, ten-year, and since inception periods, as applicable, and for the quarter ended December 31, 2020, to that of relevant comparison fund(s) for the same periods. The Board noted that the Fund seeks to track its specified underlying index and that, during the year, the Board received periodic reports on the Fund’s short- and longer-term performance in comparison with its underlying index. Such periodic comparative performance information, including additional detailed information as requested by the Board, was also considered. The Board noted that the Fund generally performed in line with its underlying index over the relevant periods.
Based on this review, the other factors considered at the meeting, and their general knowledge of ETF pricing, the Board concluded that the investment advisory fee rate and expense level and the historical performance of the Fund supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Nature, Extent and Quality of Services Provided: Based on management’s representations, including information about recent and proposed enhancements to the iShares business, including with respect to capital markets support and analysis, technology, portfolio management, product design and quality, compliance and risk management, global public policy and other services, the Board expected that there would be no diminution in the scope of services required of or provided by BFA under the Advisory Agreement for the coming year as compared with the scope of services provided by BFA during prior years. In reviewing the scope of these services, the Board considered BFA’s investment philosophy and experience, noting that BFA and its affiliates have committed significant resources over time, including during the past year, to support the iShares funds and their shareholders and have made significant investments into the iShares business. The Board also considered BFA’s compliance program and its compliance record with respect to the Fund. In that regard, the Board noted that BFA reports to the Board about portfolio management and compliance matters on a periodic basis in connection with regularly scheduled meetings of the Board, and on other occasions as necessary and appropriate, and has provided information and made relevant officers and other employees of BFA (and its affiliates) available as needed to provide further assistance with these matters. The Board also reviewed the background and experience of the persons responsible for the day-to-day management of the Fund, as well as the resources available to them in managing the Fund. In addition to the above considerations, the Board reviewed and considered detailed presentations regarding BFA’s investment performance, investment and risk management processes and strategies, which were provided at the May 7, 2021 meeting and throughout the year.
Based on review of this information, and the performance information discussed above, the Board concluded that the nature, extent and quality of services provided to the Fund under the Advisory Agreement supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Costs of Services Provided to the Fund and Profits Realized by BFA and its Affiliates: The Board reviewed information about the estimated profitability to BlackRock in managing the Fund, based on the fees payable to BFA and its affiliates (including fees under the Advisory Agreement), and other sources of revenue and expense to BFA and its affiliates from the Fund’s operations for the last calendar year. The Board reviewed BlackRock’s methodology for calculating estimated profitability of the iShares funds, noting that the 15(c) Committee and the Board had focused on the methodology and profitability presentation. The Board recognized that profitability may be affected
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Board Review and Approval of Investment Advisory Contract (continued)
by numerous factors, including, among other things, fee waivers by BFA, the types of funds managed, expense allocations and business mix. The Board thus recognized that calculating and comparing profitability at individual fund levels is challenging. The Board discussed with management the sources of direct and ancillary revenue, including the revenues to BTC, a BlackRock affiliate, from securities lending by the Fund. The Board also discussed BFA’s estimated profit margin as reflected in the Fund’s profitability analysis and reviewed information regarding potential economies of scale (as discussed below).
Based on this review, the Board concluded that the profits realized by BFA and its affiliates under the Advisory Agreement and from other relationships between the Fund and BFA and/or its affiliates, if any, were within a reasonable range in light of the factors and other information considered.
Economies of Scale: The Board reviewed information and considered the extent to which economies of scale might be realized as the assets of the Fund increase, noting that the issue of potential economies of scale had been focused on by the 15(c) Committee and the Board during their meetings and addressed by management. The 15(c) Committee and the Board received information regarding BlackRock’s historical estimated profitability, including BFA’s and its affiliates’ estimated costs in providing services. The estimated cost information distinguished, among other things, between fixed and variable costs, and showed how the level and nature of fixed and variable costs may impact the existence or size of scale benefits, with the Board recognizing that potential economies of scale are difficult to measure. The 15(c) Committee and the Board reviewed information provided by BFA regarding the sharing of scale benefits with the iShares funds through various means, including, as applicable, through relatively low fee rates established at inception, breakpoints, waivers, or other fee reductions, as well as through additional investment in the iShares business and the provision of improved or additional infrastructure and services to the iShares funds and their shareholders. The Board noted that the Advisory Agreement for the Fund did not provide for breakpoints in the Fund’s investment advisory fee rate as the assets of the Fund increase. However, the Board noted that it would continue to assess the appropriateness of adding breakpoints in the future.
The Board concluded that this review of potential economies of scale and the sharing of related benefits, as well as the other factors considered at the meeting, supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Fees and Services Provided for Other Comparable Funds/Accounts Managed by BFA and its Affiliates: The Board considered information regarding the investment advisory/management fee rates for other funds/accounts in the U.S. for which BFA (or its affiliates) provides investment advisory/management services, including open-end funds registered under the 1940 Act (including sub-advised funds), collective trust funds, and institutional separate accounts (collectively, the “Other Accounts”). The Board acknowledged BFA’s representation that the iShares funds are fundamentally different investment vehicles from the Other Accounts.
The Board received detailed information regarding how the Other Accounts generally differ from the Fund, including in terms of the types of services and generally more extensive services provided to the Fund, as well as other significant differences. In that regard, the Board considered that the pricing of services to institutional clients is typically based on a number of factors beyond the nature and extent of the specific services to be provided and often depends on the overall relationship between the client and its affiliates and the adviser and its affiliates. In addition, the Board considered the relative complexity and inherent risks and challenges of managing and providing other services to the Fund, as a publicly traded investment vehicle, as compared to the Other Accounts, particularly those that are institutional clients, in light of differing regulatory requirements and client-imposed mandates. The Board noted that BFA and its affiliates manage Other Accounts with substantially the same investment objective and strategy as the Fund and that track the same index as the Fund. The Board also acknowledged management’s assertion that, for certain iShares funds, and for client segmentation purposes, BlackRock has launched an iShares fund that may provide a similar investment exposure at a lower investment advisory fee rate.
The Board also considered the “all-inclusive” nature of the Fund’s advisory fee structure, and the Fund’s expenses borne by BFA under this arrangement. The Board noted that the investment advisory fee rate under the Advisory Agreement for the Fund was generally higher than the investment advisory/management fee rates for certain of the Other Accounts (particularly institutional clients) and concluded that the differences appeared to be consistent with the factors discussed.
Other Benefits to BFA and/or its Affiliates: The Board reviewed other benefits or ancillary revenue received by BFA and/or its affiliates in connection with the services provided to the Fund by BFA, both direct and indirect, including, but not limited to, payment of revenue to BTC, the Fund’s securities lending agent, for loaning portfolio securities (which was included in the profit margins reviewed by the Board pursuant to BFA’s estimated profitability methodology), payment of advisory fees or other fees to BFA (or its affiliates) in connection with any investments by the Fund in other funds for which BFA (or its affiliates) provides investment advisory services or other services, and BlackRock’s profile in the investment community. The Board also noted the revenue received by BFA and/or its affiliates pursuant to (i) an agreement that permits a service provider to use certain portions of BlackRock’s technology platform to service accounts managed by BFA and/or its affiliates, including the iShares funds and (ii) other technology-related initiatives aimed to better support the iShares funds. The Board further noted that BFA generally does not use soft dollars or consider the value of research or other services that may be provided to BFA (including its affiliates) in selecting brokers for portfolio transactions for the Fund. The Board concluded that any such ancillary benefits would not be disadvantageous to the Fund and thus would not alter the Board’s conclusion with respect to the appropriateness of approving the continuance of the Advisory Agreement for the coming year.
Conclusion: Based on a review of the factors described above, as well as such other factors as deemed appropriate by the Board, the Board, including all of the Independent Board Members, determined that the Fund’s investment advisory fee rate under the Advisory Agreement does not constitute a fee that is so disproportionately large as to bear no reasonable relationship to the services rendered and that could not have been the product of arm’s-length bargaining, and concluded to approve the continuance of the Advisory Agreement for the coming year.
iShares Core S&P Total U.S. Stock Market ETF, iShares Core S&P U.S. Growth ETF, iShares Core S&P U.S. Value ETF (each the “Fund”)
Under Section 15(c) of the Investment Company Act of 1940 (the “1940 Act”), the Trust’s Board of Trustees (the “Board”), including a majority of Board Members who are not “interested persons” of the Trust (as that term is defined in the 1940 Act) (the “Independent Board Members), is required annually to consider and approve the Investment Advisory Agreement between the Trust and BFA (the “Advisory Agreement”) whereby the Board and its committees (composed solely of Independent Board Members) assess BlackRock’s services to the Fund, including investment management; fund accounting; administrative and shareholder services; oversight of the Fund’s service
B O A R D R E V I E W A N D A P P R O V A L O F I N V E S T M E N T A D V I S O R Y C O N T R A C T |
131 |
Board Review and Approval of Investment Advisory Contract (continued)
providers; risk management and oversight; legal and compliance services; and ability to meet applicable legal and regulatory requirements. The Independent Board Members requested, and BFA provided, such information as the Independent Board Members, with advice from independent counsel, deemed reasonably necessary to evaluate the Advisory Agreement. At meetings on May 7, 2021 and May 14, 2021, a committee composed of all of the Independent Board Members (the “15(c) Committee”), with independent counsel, met with management and reviewed and discussed information provided in response to initial requests of the 15(c) Committee and/or its independent counsel, and requested certain additional information, which management agreed to provide. At a meeting held on June 15-16, 2021, the Board, including the Independent Board Members, reviewed the additional information provided by management in response to these requests.
After extensive discussions and deliberations, the Board, including all of the Independent Board Members, approved the continuance of the Advisory Agreement for the Fund, based on a review of qualitative and quantitative information provided by BFA and their cumulative experience as Board Members. The Board noted its satisfaction with the extent and quality of information provided and its frequent interactions with management, as well as the detailed responses and other information provided by BFA. The Independent Board Members were advised by their independent counsel throughout the process, including about the legal standards applicable to their review. In approving the continuance of the Advisory Agreement for the Fund, the Board, including the Independent Board Members, considered various factors, including: (i) the expenses and performance of the Fund; (ii) the nature, extent and quality of the services provided by BFA; (iii) the costs of services provided to the Fund and profits realized by BFA and its affiliates; (iv) potential economies of scale and the sharing of related benefits; (v) the fees and services provided for other comparable funds/accounts managed by BFA and its affiliates; and (vi) other benefits to BFA and/or its affiliates. The material factors, none of which was controlling, and conclusions that formed the basis for the Board, including the Independent Board Members, to approve the continuance of the Advisory Agreement are discussed below.
Expenses and Performance of the Fund: The Board reviewed statistical information prepared by Broadridge Financial Solutions Inc. (“Broadridge”), an independent provider of investment company data, regarding the expense ratio components, including gross and net total expenses, fees and expenses of another fund in which the Fund invests (if applicable), and waivers/reimbursements (if applicable) of the Fund in comparison with the same information for other ETFs (including, where applicable, funds sponsored by an “at cost” service provider), objectively selected by Broadridge as comprising the Fund’s applicable peer group pursuant to Broadridge’s proprietary ETF methodology (the “Peer Group”). The Board was provided with a detailed description of the proprietary ETF methodology used by Broadridge to determine the Fund’s Peer Group. The Board noted that, due to the limitations in providing comparable funds in the Peer Group, the statistical information provided in Broadridge’s report may or may not provide meaningful direct comparisons to the Fund in all instances. The Board also noted that overall fund expenses (net of waivers and reimbursements) for the Fund were lower than the median of the overall fund expenses (net of waivers and reimbursements ) of the funds in its Peer Group, excluding iShares funds.
In addition, to the extent that any of the comparison funds included in the Peer Group, excluding iShares funds, track the same index as the Fund, Broadridge also provided, and the Board reviewed, a comparison of the Fund’s performance for the one-year, three-year, five-year, ten-year, and since inception periods, as applicable, and for the quarter ended December 31, 2020, to that of relevant comparison fund(s) for the same periods. The Board noted that the Fund seeks to track its specified underlying index and that, during the year, the Board received periodic reports on the Fund’s short- and longer-term performance in comparison with its underlying index. Such periodic comparative performance information, including additional detailed information as requested by the Board, was also considered. The Board noted that the Fund generally performed in line with its underlying index over the relevant periods.
Based on this review, the other factors considered at the meeting, and their general knowledge of ETF pricing, the Board concluded that the investment advisory fee rate and expense level and the historical performance of the Fund supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Nature, Extent and Quality of Services Provided: Based on management’s representations, including information about recent and proposed enhancements to the iShares business, including with respect to capital markets support and analysis, technology, portfolio management, product design and quality, compliance and risk management, global public policy and other services, the Board expected that there would be no diminution in the scope of services required of or provided by BFA under the Advisory Agreement for the coming year as compared with the scope of services provided by BFA during prior years. In reviewing the scope of these services, the Board considered BFA’s investment philosophy and experience, noting that BFA and its affiliates have committed significant resources over time, including during the past year, to support the iShares funds and their shareholders and have made significant investments into the iShares business. The Board also considered BFA’s compliance program and its compliance record with respect to the Fund. In that regard, the Board noted that BFA reports to the Board about portfolio management and compliance matters on a periodic basis in connection with regularly scheduled meetings of the Board, and on other occasions as necessary and appropriate, and has provided information and made relevant officers and other employees of BFA (and its affiliates) available as needed to provide further assistance with these matters. The Board also reviewed the background and experience of the persons responsible for the day-to-day management of the Fund, as well as the resources available to them in managing the Fund. In addition to the above considerations, the Board reviewed and considered detailed presentations regarding BFA’s investment performance, investment and risk management processes and strategies, which were provided at the May 7, 2021 meeting and throughout the year.
Based on review of this information, and the performance information discussed above, the Board concluded that the nature, extent and quality of services provided to the Fund under the Advisory Agreement supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Costs of Services Provided to the Fund and Profits Realized by BFA and its Affiliates: The Board reviewed information about the estimated profitability to BlackRock in managing the Fund, based on the fees payable to BFA and its affiliates (including fees under the Advisory Agreement), and other sources of revenue and expense to BFA and its affiliates from the Fund’s operations for the last calendar year. The Board reviewed BlackRock’s methodology for calculating estimated profitability of the iShares funds, noting that the 15(c) Committee and the Board had focused on the methodology and profitability presentation. The Board recognized that profitability may be affected by numerous factors, including, among other things, fee waivers by BFA, the types of funds managed, expense allocations and business mix. The Board thus recognized that calculating and comparing profitability at individual fund levels is challenging. The Board discussed with management the sources of direct and ancillary revenue,
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Board Review and Approval of Investment Advisory Contract (continued)
including the revenues to BTC, a BlackRock affiliate, from securities lending by the Fund. The Board also discussed BFA’s estimated profit margin as reflected in the Fund’s profitability analysis and reviewed information regarding potential economies of scale (as discussed below).
Based on this review, the Board concluded that the profits realized by BFA and its affiliates under the Advisory Agreement and from other relationships between the Fund and BFA and/or its affiliates, if any, were within a reasonable range in light of the factors and other information considered.
Economies of Scale: The Board reviewed information and considered the extent to which economies of scale might be realized as the assets of the Fund increase, noting that the issue of potential economies of scale had been focused on by the 15(c) Committee and the Board during their meetings and addressed by management. The 15(c) Committee and the Board received information regarding BlackRock’s historical estimated profitability, including BFA’s and its affiliates’ estimated costs in providing services. The estimated cost information distinguished, among other things, between fixed and variable costs, and showed how the level and nature of fixed and variable costs may impact the existence or size of scale benefits, with the Board recognizing that potential economies of scale are difficult to measure. The 15(c) Committee and the Board reviewed information provided by BFA regarding the sharing of scale benefits with the iShares funds through various means, including, as applicable, through relatively low fee rates established at inception, breakpoints, waivers, or other fee reductions, as well as through additional investment in the iShares business and the provision of improved or additional infrastructure and services to the iShares funds and their shareholders. The Board noted that the Advisory Agreement for the Fund did not provide for breakpoints in the Fund’s investment advisory fee rate as the assets of the Fund increase. However, the Board noted that it would continue to assess the appropriateness of adding breakpoints in the future.
The Board concluded that this review of potential economies of scale and the sharing of related benefits, as well as the other factors considered at the meeting, supported the Board’s approval of the continuance of the Advisory Agreement for the coming year.
Fees and Services Provided for Other Comparable Funds/Accounts Managed by BFA and its Affiliates: The Board considered information regarding the investment advisory/management fee rates for other funds/accounts in the U.S. for which BFA (or its affiliates) provides investment advisory/management services, including open-end funds registered under the 1940 Act (including sub-advised funds), collective trust funds, and institutional separate accounts (collectively, the “Other Accounts”). The Board acknowledged BFA’s representation that the iShares funds are fundamentally different investment vehicles from the Other Accounts.
The Board received detailed information regarding how the Other Accounts generally differ from the Fund, including in terms of the types of services and generally more extensive services provided to the Fund, as well as other significant differences. In that regard, the Board considered that the pricing of services to institutional clients is typically based on a number of factors beyond the nature and extent of the specific services to be provided and often depends on the overall relationship between the client and its affiliates and the adviser and its affiliates. In addition, the Board considered the relative complexity and inherent risks and challenges of managing and providing other services to the Fund, as a publicly traded investment vehicle, as compared to the Other Accounts, particularly those that are institutional clients, in light of differing regulatory requirements and client-imposed mandates. The Board noted that BFA and its affiliates do not manage Other Accounts with substantially the same investment objective and strategy as the Fund and that track the same index as the Fund. The Board also acknowledged management’s assertion that, for certain iShares funds, and for client segmentation purposes, BlackRock has launched an iShares fund that may provide a similar investment exposure at a lower investment advisory fee rate.
The Board also considered the “all-inclusive” nature of the Fund’s advisory fee structure, and the Fund’s expenses borne by BFA under this arrangement. The Board noted that the investment advisory fee rate under the Advisory Agreement for the Fund was generally higher than the investment advisory/management fee rates for certain of the Other Accounts (particularly institutional clients) and concluded that the differences appeared to be consistent with the factors discussed.
Other Benefits to BFA and/or its Affiliates: The Board reviewed other benefits or ancillary revenue received by BFA and/or its affiliates in connection with the services provided to the Fund by BFA, both direct and indirect, including, but not limited to, payment of revenue to BTC, the Fund’s securities lending agent, for loaning portfolio securities (which was included in the profit margins reviewed by the Board pursuant to BFA’s estimated profitability methodology), payment of advisory fees or other fees to BFA (or its affiliates) in connection with any investments by the Fund in other funds for which BFA (or its affiliates) provides investment advisory services or other services, and BlackRock’s profile in the investment community. The Board also noted the revenue received by BFA and/or its affiliates pursuant to (i) an agreement that permits a service provider to use certain portions of BlackRock’s technology platform to service accounts managed by BFA and/or its affiliates, including the iShares funds and (ii) other technology-related initiatives aimed to better support the iShares funds. The Board further noted that BFA generally does not use soft dollars or consider the value of research or other services that may be provided to BFA (including its affiliates) in selecting brokers for portfolio transactions for the Fund. The Board concluded that any such ancillary benefits would not be disadvantageous to the Fund and thus would not alter the Board’s conclusion with respect to the appropriateness of approving the continuance of the Advisory Agreement for the coming year.
Conclusion: Based on a review of the factors described above, as well as such other factors as deemed appropriate by the Board, the Board, including all of the Independent Board Members, determined that the Fund’s investment advisory fee rate under the Advisory Agreement does not constitute a fee that is so disproportionately large as to bear no reasonable relationship to the services rendered and that could not have been the product of arm’s-length bargaining, and concluded to approve the continuance of the Advisory Agreement for the coming year.
B O A R D R E V I E W A N D A P P R O V A L O F I N V E S T M E N T A D V I S O R Y C O N T R A C T |
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Supplemental Information (unaudited)
Regulation Regarding Derivatives
On October 28, 2020, the Securities and Exchange Commission (the “SEC”) adopted new regulations governing the use of derivatives by registered investment companies (“Rule 18f-4”). The Funds will be required to implement and comply with Rule 18f-4 by August 19, 2022. Once implemented, Rule 18f-4 will impose limits on the amount of derivatives a fund can enter into, eliminate the asset segregation framework currently used by funds to comply with Section 18 of the 1940 Act, treat derivatives as senior securities and require funds whose use of derivatives is more than a limited specified exposure amount to establish and maintain a comprehensive derivatives risk management program and appoint a derivatives risk manager.
Section 19(a) Notices
The amounts and sources of distributions reported are estimates and are being provided pursuant to regulatory requirements and are not being provided for tax reporting purposes. The actual amounts and sources for tax reporting purposes will depend upon each Fund’s investment experience during the year and may be subject to changes based on tax regulations. Shareholders will receive a Form 1099-DIV each calendar year that will inform them how to report these distributions for federal income tax purposes.
September 30, 2021
Total Cumulative Distributions for the Fiscal Year-to-Date |
% Breakdown of the Total Cumulative
Distributions for the Fiscal Year-to-Date |
|||||||||||||||||||||||||||||||||
iShares ETF | Net Investment Income |
Net Realized Capital Gains |
Return of Capital |
Total Per Share |
Net Investment Income |
Net Realized Capital Gains |
Return of Capital |
Total Per Share |
||||||||||||||||||||||||||
Core S&P 500(a) |
$ | 2.783370 | $ | — | $ | 0.134394 | $ | 2.917764 | 95 | % | — | % | 5 | % | 100% | |||||||||||||||||||
Core S&P Mid-Cap(a) |
1.632328 | — | 0.084748 | 1.717076 | 95 | — | 5 | 100 | ||||||||||||||||||||||||||
Core S&P Small-Cap(a) |
0.704978 | — | 0.048895 | 0.753873 | 94 | — | 6 | 100 | ||||||||||||||||||||||||||
Core S&P Total U.S. Stock Market(a) |
0.591878 | — | 0.010505 | 0.602383 | 98 | — | 2 | 100 | ||||||||||||||||||||||||||
Core S&P U.S. Growth(a) |
0.335254 | — | 0.003848 | 0.339102 | 99 | — | 1 | 100 | ||||||||||||||||||||||||||
Core S&P U.S. Value(a) |
0.688831 | — | 0.010391 | 0.699222 | 99 | — | 1 | 100 |
(a) |
The Fund estimates that it has distributed more than its net investment income and net realized capital gains; therefore, a portion of the distribution may be a return of capital. A return of capital may occur, for example, when some or all of the shareholder’s investment in the Fund is returned to the shareholder. A return of capital does not necessarily reflect the Fund’s investment performance and should not be confused with “yield” or “income”. When distributions exceed total return performance, the difference will incrementally reduce the Fund’s net asset value per share. |
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Electronic Delivery
Shareholders can sign up for email notifications announcing that the shareholder report or prospectus has been posted on the iShares website at iShares.com. Once you have enrolled, you will no longer receive prospectuses and shareholder reports in the mail.
To enroll in electronic delivery:
• |
Go to icsdelivery.com. |
• |
If your brokerage firm is not listed, electronic delivery may not be available. Please contact your broker-dealer or financial advisor. |
Householding
Householding is an option available to certain fund investors. Householding is a method of delivery, based on the preference of the individual investor, in which a single copy of certain shareholder documents and Rule 30e-3 notices can be delivered to investors who share the same address, even if their accounts are registered under different names. Please contact your broker-dealer if you are interested in enrolling in householding and receiving a single copy of prospectuses and other shareholder documents, or if you are currently enrolled in householding and wish to change your householding status.
Availability of Quarterly Schedule of Investments
The Funds file their complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to their reports on Form N-PORT. The Funds’ Forms N-PORT are available on the SEC’s website at sec.gov. Additionally, each Fund makes its portfolio holdings for the first and third quarters of each fiscal year available at iShares.com/fundreports.
Availability of Proxy Voting Policies and Proxy Voting Records
A description of the policies and procedures that the iShares Funds use to determine how to vote proxies relating to portfolio securities and information about how the iShares Funds voted proxies relating to portfolio securities during the most recent twelve-month period ending June 30 is available without charge, upon request (1) by calling toll-free 1-800-474-2737; (2) on the iShares website at iShares.com; and (3) on the SEC website at sec.gov.
A description of the Company’s policies and procedures with respect to the disclosure of the Fund’s portfolio securities is available in the Fund Prospectus. The Fund discloses its portfolio holdings daily and provides information regarding its top holdings in Fund fact sheets at iShares.com.
G E N E R A L I N F O R M A T I O N |
135 |
Glossary of Terms Used in this Report
Portfolio Abbreviations - Equity | ||
NVS | Non-Voting Shares | |
REIT | Real Estate Investment Trust | |
Counterparty Abbreviations | ||
HSBC | HSBC Bank PLC |
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Want to know more?
iShares.com | 1-800-474-2737
This report is intended for the Funds’ shareholders. It may not be distributed to prospective investors unless it is preceded or accompanied by the current prospectus.
Investing involves risk, including possible loss of principal.
The iShares Funds are distributed by BlackRock Investments, LLC (together with its affiliates, “BlackRock”).
The iShares Funds are not sponsored, endorsed, issued, sold or promoted by S&P Dow Jones Indices LLC, nor does this company make any representation regarding the advisability of investing in the iShares Funds. BlackRock is not affiliated with the company listed above.
©2021 BlackRock, Inc. All rights reserved. iSHARES and BLACKROCK are registered trademarks of BlackRock, Inc. or its subsidiaries. All other marks are the property of their respective owners.
iS-SAR-302-0921
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