Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Core Growth Fund — Investor Class | $ |
$ |
$ |
$ |
Core Growth Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10 Years | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
||
Return After Taxes on Distributions | - |
||
Return After Taxes on Distributions and Sale of Fund Shares | - |
||
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
||
Russell 2000® Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
||
Russell 2000® Index* (reflects no deductions for fees, expenses or taxes) | - |
JB
Taylor Lead Portfolio Manager Since 2000 |
Paul
Lambert Portfolio Manager Since 2005 |
Mike
Valentine Portfolio Manager Since 2017 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. |
Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. | |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
Emerging India Fund — Investor Class | $ |
$ |
$ |
$ |
Emerging India Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
MSCI India IMI (Investable Market Index)* (reflects no deductions for fees, expenses or taxes) | - |
Ajay
Krishnan, CFA Lead Portfolio Manager Since Inception |
Matthew
Dreith, CFA Portfolio Manager Since 2016 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
Emerging Markets Select Fund — Investor Class | $ |
$ |
$ |
$ |
Emerging Markets Select Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10 Years | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
||
Return After Taxes on Distributions | - |
||
Return After Taxes on Distributions and Sale of Fund Shares | - |
||
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
||
MSCI Emerging Markets Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
|
MSCI Emerging Markets (EM) Mid Cap Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
Ajay
Krishnan, CFA Lead Portfolio Manager Since Inception |
Neal
Dihora, CFA Portfolio Manager Since January 31, 2022 |
Scott
Thomas, CFA, CPA Associate Portfolio Manager Since 2016 |
Matthew
Dreith, CFA Associate Portfolio Manager Since 2018 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Interest Expense | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
Emerging Markets Small Cap Fund — Investor Class | $ |
$ |
$ |
$ |
Emerging Markets Small Cap Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
MSCI Emerging Markets Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
|||
MSCI Emerging Markets Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
Ajay
Krishnan, CFA Lead Portfolio Manager Since 2019 |
Dan
Chace, CFA Portfolio Manager Since 2019 |
Scott
Thomas, CFA, CPA Portfolio Manager Since 2015 |
Kevin
Unger, CFA Associate Portfolio Manager Since 2018 |
Anh
Hoang, CFA Associate Portfolio Manager Since 2022 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Acquired Fund Fees and Expenses1 | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement2 |
1 |
2 |
1 Year | 3 Years | 5 Years | 10 Years | |
Frontier Emerging Small Countries Fund — Investor Class | $ |
$ |
$ |
$ |
Frontier Emerging Small Countries Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
- |
- |
N/A |
Return After Taxes on Distributions | - |
- |
- |
N/A |
Return After Taxes on Distributions and Sale of Fund Shares | - |
- |
- |
N/A |
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
- |
N/A | |
MSCI Frontier Emerging Markets Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
- |
|
MSCI Frontier Markets Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
Scott
Thomas, CFA, CPA Lead Portfolio Manager Since 2019 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the |
investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. | |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Global Opportunities Fund — Investor Class | $ |
$ |
$ |
$ |
Global Opportunities Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
MSCI AC (All Country) World Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
JB
Taylor Lead Portfolio Manager Since 2011 |
Ajay
Krishnan, CFA Lead Portfolio Manager Since 2012 |
Ken
Applegate, CFA, CMT Portfolio Manager Since 2019 |
Paul
Lambert Portfolio Manager Since 2019 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Global Select Fund — Investor Class | $ |
$ |
$ |
$ |
Global Select Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | Since
Inception (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | |
Return After Taxes on Distributions | - |
N/A | |
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | |
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | |
MSCI AC (All Country) World Index* (reflects no deductions for fees, expenses or taxes) | - |
||
MSCI AC (All Country) World Mid Cap Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
The Fund is managed using a team approach. Each listed portfolio manager is jointly and primarily responsible for the day-to-day management of the Fund. | ||||
Ken
Applegate, CFA, CMT Portfolio Manager Since Inception |
Paul
Lambert Portfolio Manager Since Inception |
Linda
Lasater, CFA Portfolio Manager Since Inception |
Mike
Valentine Portfolio Manager Since Inception |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Global Value Fund — Investor Class | $ |
$ |
$ |
$ |
Global Value Fund — Institutional Class | $ |
$ |
$ |
$ |
• | Calculating and reviewing standard ratios, such as price-to-sales, price-to-book, price-to-earnings, and price/earnings-to-growth. |
• | Discounted cash flow models with sensitivity analysis for changes to revenue growth rates, operating margins, outstanding share counts, earnings multiples, and tangible book value. |
- |
1 Year | 5 Years | 10 Years | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | |||
Return After Taxes on Distributions | - |
||
Return After Taxes on Distributions and Sale of Fund Shares | |||
Institutional
Class (Inception
Date |
|||
Return Before Taxes | |||
MSCI AC (All Country) World Value Index* (reflects no deductions for fees, expenses or taxes) | - |
David
Powers, CFA Lead Portfolio Manager Since 2013 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, |
trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. | |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Interest Expense | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Greater China Fund — Investor Class | $ |
$ |
$ |
$ |
Greater China Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | Since
Inception (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
- |
N/A |
Return After Taxes on Distributions | - |
- |
N/A |
Return After Taxes on Distributions and Sale of Fund Shares | - |
- |
N/A |
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | - |
MSCI China Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
- |
Dan
Chace, CFA Lead Portfolio Manager Since Inception |
Pedro
Huerta, CFA Associate Portfolio Manager Since Inception |
Allison
He, CFA Associate Portfolio Manager Since Inception |
Kai
Pan, PhD Associate Portfolio Manager Since Inception |
Kevin
Unger, CFA Associate Portfolio Manager Since Inception |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the |
investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. | |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
International Growth Fund — Investor Class | $ |
$ |
$ |
$ |
International Growth Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
- |
N/A | |
Return After Taxes on Distributions | - |
- |
N/A | |
Return After Taxes on Distributions and Sale of Fund Shares | - |
- |
N/A | |
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
- |
N/A | |
MSCI AC (All Country) World Index ex USA Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
|||
MSCI World ex USA Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
Ken
Applegate, CFA, CMT Lead Portfolio Manager Since 2019 |
Linda
Lasater, CFA Portfolio Manager Since 2014 |
Derrick
Tzau, CFA Associate Portfolio Manager Since 2020 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
International Opportunities Fund — Investor Class | $ |
$ |
$ |
$ |
International Opportunities Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
- |
N/A | |
Return After Taxes on Distributions | - |
- |
N/A | |
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
MSCI AC (All Country) World Index ex USA Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
|||
MSCI World ex USA Small Cap Index* (reflects no deductions for fees, expenses or taxes) | - |
Linda
Lasater, CFA Lead Portfolio Manager Since 2019 |
Dan
Chace, CFA Portfolio Manager Since 2020 |
Allison
He, CFA Associate Portfolio Manager Since 2018 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
International Select Fund — Investor Class | $ |
$ |
$ |
$ |
International Select Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | Since
Inception (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
- |
N/A |
Return After Taxes on Distributions | - |
- |
N/A |
Return After Taxes on Distributions and Sale of Fund Shares | - |
- |
N/A |
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | - |
MSCI EAFE Index* (reflects no deductions for fees, expenses or taxes) | - |
||
MSCI EAFE Mid Cap Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
Ken
Applegate, CFA, CMT Lead Portfolio Manager Since Inception |
Linda
Lasater, CFA Lead Portfolio Manager Since Inception |
Derrick
Tzau, CFA Associate Portfolio Manager Since January 31, 2020 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Interest Expense | |||
Dividend Expense on Short Sales, Borrowing Costs and Related Interest Expense Attributable to Securities Sold Short1 | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement2 |
1 | |
2 |
1 Year | 3 Years | 5 Years | 10 Years | |
Long/Short Alpha Fund — Investor Class | $ |
$ |
$ |
$ |
Long/Short Alpha Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | Since
Inception (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | |
Return After Taxes on Distributions | - |
N/A | |
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | |
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
N/A | |
Russell 2500™ Index* (reflects no deductions for fees, expenses or taxes) | - |
- |
- |
FTSE U.S. 3-Month Treasury Bill Index† (reflects no deductions for fees, expenses or taxes) |
Mick
Rasmussen, CFA Lead Portfolio Manager Since Inception |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
Micro Cap Fund — Investor Class | $ |
$ |
$ |
$ |
Micro Cap Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Russell Microcap® Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
|||
Russell Microcap® Index* (reflects no deductions for fees, expenses or taxes) | - |
Ken
Korngiebel, CFA Lead Portfolio Manager Since 2017 |
Natalie
Pesqué, CFA Portfolio Manager Since January 31, 2023 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Micro Cap Value Fund — Investor Class | $ |
$ |
$ |
$ |
Micro Cap Value Fund — Institutional Class | $ |
$ |
$ |
$ |
• | Undiscovered Gems — Companies with good growth potential that have yet to be broadly discovered by Wall Street analysts, thus leaving them attractively undervalued relative to their expected growth rate. |
• | Fallen Angels — High quality growth companies that have experienced a temporary setback and therefore have appealing valuations relative to their long-term growth potential. |
• | Value Momentum — Valuation that is inexpensive relative to a company’s history, but a catalyst for future growth has been identified. |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Russell Microcap® Index* (reflects no deductions for fees, expenses or taxes) | - |
Brian
Bythrow, CFA Lead Portfolio Manager Since 2003 |
Thomas
Bradley Associate Portfolio Manager Since January 31, 2022 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the |
investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. | |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Small Cap Growth Fund — Investor Class | $ |
$ |
$ |
$ |
Small Cap Growth Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Russell 2000® Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
|||
Russell 2000® Index* (reflects no deductions for fees, expenses or taxes) | - |
JB
Taylor Lead Portfolio Manager Since 2016 |
Ken
Korngiebel, CFA Portfolio Manager Since 2017 |
Ryan
Snow Portfolio Manager Since 2017 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the |
investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. | |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 |
1 Year | 3 Years | 5 Years | 10 Years | |
Small Cap Value Fund — Investor Class | $ |
$ |
$ |
$ |
Small Cap Value Fund — Institutional Class | $ |
$ |
$ |
$ |
• | Undiscovered Gems — Companies with good growth potential that have yet to be broadly discovered by Wall Street analysts, thus leaving them attractively undervalued relative to their expected growth rate. |
• | Fallen Angels — High quality growth companies that have experienced a temporary setback and therefore have appealing valuations relative to their long-term growth potential. |
• | Quality Value — Quality companies with earnings potential that is not fully reflected in their stock prices. |
- |
1 Year | 5 Years | 10 Years | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
||
Return After Taxes on Distributions | - |
||
Return After Taxes on Distributions and Sale of Fund Shares | - |
||
Institutional
Class (Inception
Date |
|||
Return Before Taxes | - |
||
Russell 2000® Value Index* (reflects no deductions for fees, expenses or taxes) | - |
||
Russell 2000® Index* (reflects no deductions for fees, expenses or taxes) | - |
Jim
Larkins Lead Portfolio Manager Since 1999 |
Austin
Bone Portfolio Manager Since January 31, 2022 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( | ||
Total Annual Fund Operating Expenses After Expense Reimbursement1 |
1 | Wasatch
Advisors LP, doing business as Wasatch Global Investors (Advisor), the
Fund’s investment advisor, has contractually agreed to reimburse the
Investor Class shares and the Institutional Class shares of the Fund for
Total Annual Fund Operating Expenses in excess of 1.50% and 1.05%,
respectively, of average daily net assets until at least |
1 Year | 3 Years | 5 Years | 10 Years | |
Ultra Growth Fund — Investor Class | $ |
$ |
$ |
$ |
Ultra Growth Fund — Institutional Class | $ |
$ |
$ |
$ |
- |
1 Year | 5 Years | 10
Years (Investor Class) |
Since
Inception (Institutional Class) | |
Investor
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Return After Taxes on Distributions | - |
N/A | ||
Return After Taxes on Distributions and Sale of Fund Shares | - |
N/A | ||
Institutional
Class (Inception
Date |
||||
Return Before Taxes | - |
N/A | ||
Russell 2000® Growth Index* (reflects no deductions for fees, expenses or taxes) | - |
John
Malooly, CFA Lead Portfolio Manager Since 2012 |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares |
Institutional Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | ||
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | ||
Exchange Fee |
Investor Class Shares |
Institutional Class Shares | ||
Management Fee | |||
Other Expenses1 | |||
Interest Expense | |||
Total Annual Fund Operating Expenses | |||
Expense Reimbursement | ( |
( | |
Total Annual Fund Operating Expenses After Expense Reimbursement2 |
1 | |
2 | Wasatch
Advisors LP, doing business as Wasatch Global Investors (Advisor), the
Fund’s investment advisor, has contractually agreed to waive fees and/or
reimburse the Investor Class shares and Institutional Class shares of the
Fund for Total Annual Fund Operating Expenses in excess of 1.00% and
0.85%, respectively, of average daily net assets until at least
|
1 Year | 3 Years | |
U.S. Select Fund — Investor Class | $ |
$ |
U.S. Select Fund — Institutional Class | $ |
$ |
Mike
Valentine Portfolio Manager Since Inception |
Paul
Lambert Portfolio Manager Since Inception |
Austin
Bone Portfolio Manager Since Inception |
Mick
Rasmussen, CFA Portfolio Manager Since Inception |
Investment Minimums | Investor Class | Institutional Class |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment Plan | $1,000 | — |
Individual Retirement Accounts (IRAs) | $2,000 | — |
Coverdell Education Savings Accounts | $1,000 | — |
Subsequent Purchases | Investor Class | Institutional Class |
Regular Accounts and IRAs | $100 | $5,000 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
— |
• | Institutional Class shares are offered to all types of investors, provided that the investor meets the minimum investment threshold for Institutional Class shares. |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for |
instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. | |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investor Class Shares | |
Maximum Sales Charge (Load) Imposed on Purchases (as a % of offering price) | |
Redemption Fee (as a % of amount redeemed on shares held 60 days or less) | |
Exchange Fee |
Investor Class Shares | |
Management Fee | |
Other Expenses | |
Total Annual Fund Operating Expenses |
1 Year | 3 Years | 5 Years | 10 Years | |
Wasatch-Hoisington U.S. Treasury Fund — Investor Class | $ |
$ |
$ |
$ |
• | Typically invest at least 90% of the Fund’s total assets in U.S. Treasury securities and in repurchase agreements collateralized by such securities. |
• | Adjust the average maturity and effective duration of the Fund’s portfolio based on HIMCo’s assessment of multi-year trends in national and international economic conditions. |
• | Invest in long-term U.S. Treasury bonds, including U.S. Treasury Strips (zero coupon Treasury securities), when HIMCo determines that economic conditions suggest lower inflation and the multi-year trend is toward decreasing interest rates. |
• | Invest in U.S. Treasury bills or notes, Treasury Inflation-Protected Securities (TIPS), and Floating Rate Notes (FRNs) (maturities less than five years) when HIMCo determines that economic conditions suggest rising inflation and the multi-year trend is toward increasing interest rates. |
• | The effective duration of the Fund’s holdings is expected to vary from less than a year to a maximum of 25 years. |
• | The Fund’s holdings will range in maturity from less than a year to a maximum of the longest maturity Treasury bonds available. As of September 30, 2022, the effective duration of the Fund’s holdings was 19.50 years, and the average maturity of the Fund’s holdings was 26.50 years. |
• | When the Fund is invested in securities with longer weighted average maturities it will be more sensitive to changes in market interest rates and its share price may be subject to greater volatility. |
• | The Fund’s portfolio turnover rate will vary substantially from year to year. During some periods, turnover will be well below 50%. At other times, turnover could exceed 200% annually. At these times, increased portfolio turnover may result in higher transaction costs and may also result in taxable capital gains. |
• | Portfolio adjustments may require the sale of securities prior to their maturity date. The goal of these transactions will be to increase income and/or change the duration of the overall portfolio. |
- |
1 Year | 5 Years | 10 Years | |
Investor
Class (Inception
Date |
|||
Return Before Taxes | - |
- |
|
Return After Taxes on Distributions | - |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares | - |
- |
- |
Bloomberg US Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) | - |
Investment Advisor | Investment Sub-Advisor |
Wasatch Advisors LP d/b/a Wasatch Global Investors | Hoisington Investment Management Company (HIMCo) |
Van
Hoisington Lead Portfolio Manager Since 1996 |
Van
R. Hoisington, Jr., “V.R.” Portfolio Manager Since 2016 |
David
Hoisington Portfolio Manager Since 2016 |
Investment Minimums | Investor Class |
New Accounts | $2,000 |
New Accounts with an Automatic Investment Plan | $1,000 |
Individual Retirement Accounts (IRAs) | $2,000 |
Coverdell Education Savings Accounts | $1,000 |
Subsequent Purchases | Investor Class |
Regular Accounts and IRAs | $100 |
Automatic Investment Plan | $50
per month and/or $100 per quarter |
• | Account minimums are waived for accounts held in qualified retirement or profit sharing plans opened through a third party service provider or record keeper, and may be waived for omnibus accounts established by financial intermediaries where the investment in the Fund is expected to meet the minimum investment amount within a reasonable time period as determined by the Advisor. Investors and/or registered investment advisors (RIAs) and broker-dealers may generally meet the minimum investment amount by aggregating multiple accounts with common ownership or discretionary control within the Fund. |
• | You may purchase, sell (redeem) or exchange Fund shares on any day the New York Stock Exchange is open for business. |
• | To open a new account directly with Wasatch Funds or to purchase shares for an existing account, go online at wasatchglobal.com. For a new account, complete and electronically submit the online application. Accounts for third parties, trusts, corporations, partnerships and other entities may not be opened online and are not eligible for online transactions. By telephone, complete the appropriate application and call a shareholder services representative at 800.551.1700 for instructions on how to open or add to an account via wire. To open a new account by mail, complete and mail the application and any other materials (such as a corporate resolution for corporate accounts) and a check. To add to an existing account, complete the additional investment form from your statement or write a note that includes the Fund name and Class of shares (i.e., Investor Class or Institutional Class), name(s) of investor(s) on the account and the account number. Send materials to: Wasatch Funds, P.O. Box 2172, Milwaukee, WI 53201-2172 or via overnight delivery to: Wasatch Funds, 235 W. Galena St., Milwaukee, WI 53212. |
• | To sell shares purchased directly from Wasatch Funds, go online at wasatchglobal.com, or call a shareholder services representative at 800.551.1700 if you did not decline the telephone redemption privilege when establishing your account. Redemption requests may be sent by mail or overnight delivery to the appropriate address shown above. Include your name, Fund name, Class of shares (i.e., Investor Class or Institutional Class), account number, dollar amount of shares to be sold, your daytime telephone number, signature(s) of account owners (sign exactly as the account is registered) and Medallion signature guarantee (if required). For IRA accounts, please obtain an IRA Distribution Form online from wasatchglobal.com or by calling a shareholder services representative. |
• | Fund shares may be bought or sold through banks or investment professionals, including brokers that may have agreements with the Fund’s Distributor to offer shares when acting as an agent for the investor. An investor transacting in the Fund’s shares in these programs may be required to pay a commission and/or other forms of compensation to the bank, investment professional or broker. |
Investment Minimums | ||
INVESTOR CLASS | INSTITUTIONAL CLASS | |
New Accounts | $2,000 | $100,000 |
New Accounts with an Automatic Investment
Plan
|
$1,000 | — |
Individual Retirement Accounts (IRAs)
|
$2,000 | — |
Coverdell Education Savings Accounts
|
$1,000 | — |
Other than the reinvestment of dividends and capital gains, the minimum for subsequent purchases in regular and IRA accounts is $100 for Investor Class shares. The minimum for subsequent purchases via the automatic investment plan is $50 monthly and/or $100 quarterly for Investor Class shares. | ||
Make checks payable to Wasatch Funds |
Income (Loss) from Investment Operations |
Less Distributions |
|||||||
Net
Asset Value Beginning of Period |
Net Investment Income (Loss) |
Net
Realized and Unrealized Gains (Losses) on Investments |
Total from Investment Operations |
Redemption Fees (See Note 2) |
Dividends from Net Investment Income |
Distributions from Net Realized Gains |
Total Distributions | |
Core Growth Fund — Investor Class | ||||||||
Year ended 9/30/22 | $104.75 | (0.48) | (27.40) | (27.88) | —4 | — | (15.83) | (15.83) |
Year ended 9/30/21 | $77.61 | (0.63) | 34.37 | 33.74 | —4 | — | (6.60) | (6.60) |
Year ended 9/30/20 | $73.17 | (0.32) | 12.47 | 12.15 | —4 | — | (7.71) | (7.71) |
Year ended 9/30/19 | $81.04 | (0.42) | (1.40) | (1.82) | 0.01 | — | (6.06) | (6.06) |
Year ended 9/30/18 | $67.44 | (0.43) | 18.30 | 17.87 | —4 | — | (4.27) | (4.27) |
Core Growth Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $106.20 | (0.41) | (27.83) | (28.24) | —4 | — | (15.83) | (15.83) |
Year ended 9/30/21 | $78.53 | (0.50) | 34.77 | 34.27 | —4 | — | (6.60) | (6.60) |
Year ended 9/30/20 | $73.86 | (0.29) | 12.67 | 12.38 | —4 | — | (7.71) | (7.71) |
Year ended 9/30/19 | $81.62 | (0.26) | (1.44) | (1.70) | —4 | — | (6.06) | (6.06) |
Year ended 9/30/18 | $67.81 | (0.21) | 18.29 | 18.08 | —4 | — | (4.27) | (4.27) |
Emerging India Fund — Investor Class | ||||||||
Year ended 9/30/22 | $6.95 | (0.06) | (0.92) | (0.98) | —4 | — | (0.30) | (0.30) |
Year ended 9/30/21 | $4.22 | (0.05) | 2.78 | 2.73 | —4 | — | — | — |
Year ended 9/30/20 | $4.25 | (0.06) | 0.04 | (0.02) | —4 | — | (0.01) | (0.01) |
Year ended 9/30/19 | $3.95 | (0.05) | 0.62 | 0.57 | —4 | — | (0.27) | (0.27) |
Year ended 9/30/18 | $4.08 | (0.06) | 0.06 | — | —4 | — | (0.13) | (0.13) |
Emerging India Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $7.03 | (0.06) | (0.93) | (0.99) | —4 | — | (0.30) | (0.30) |
Year ended 9/30/21 | $4.26 | (0.05) | 2.82 | 2.77 | —4 | — | — | — |
Year ended 9/30/20 | $4.28 | (0.02) | 0.01 | (0.01) | —4 | — | (0.01) | (0.01) |
Year ended 9/30/19 | $3.97 | (0.01) | 0.59 | 0.58 | —4 | — | (0.27) | (0.27) |
Year ended 9/30/18 | $4.10 | —4 | —4 | —4 | —4 | — | (0.13) | (0.13) |
Emerging Markets Select Fund — Investor Class | ||||||||
Year ended 9/30/22 | $22.49 | (0.17) | (8.93) | (9.10) | 0.04 | — | (0.09) | (0.09) |
Year ended 9/30/21 | $14.40 | 0.11 | 7.97 | 8.08 | 0.01 | — | — | — |
Year ended 9/30/20 | $11.32 | (0.04) | 3.12 | 3.08 | —4 | — | — | — |
Year ended 9/30/19 | $10.40 | (0.13) | 1.05 | 0.92 | —4 | — | — | — |
Year ended 9/30/18 | $10.46 | (0.09) | 0.03 | (0.06) | —4 | — | — | — |
Emerging Markets Select Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $23.01 | (0.04) | (9.22) | (9.26) | —4 | — | (0.09) | (0.09) |
Year ended 9/30/21 | $14.71 | (0.03) | 8.33 | 8.30 | —4 | — | — | — |
Year ended 9/30/20 | $11.53 | (0.05) | 3.23 | 3.18 | —4 | — | — | — |
Year ended 9/30/19 | $10.56 | (0.01) | 0.98 | 0.97 | —4 | — | — | — |
Year ended 9/30/18 | $10.60 | (0.04) | —4 | (0.04) | —4 | — | — | — |
Emerging Markets Small Cap Fund — Investor Class | ||||||||
Year ended 9/30/22 | $4.23 | (0.05) | (1.46) | (1.51) | —4 | (0.01) | (0.24) | (0.25) |
Year ended 9/30/21 | $3.02 | (0.03) | 1.49 | 1.46 | —4 | — | (0.25) | (0.25) |
Year ended 9/30/20 | $2.64 | (0.04) | 0.58 | 0.54 | —4 | — | (0.16) | (0.16) |
Year ended 9/30/19 | $2.78 | (0.05) | 0.21 | 0.16 | —4 | — | (0.30) | (0.30) |
Year ended 9/30/18 | $2.99 | (0.03) | (0.18) | (0.21) | —4 | — | — | — |
Emerging Markets Small Cap Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $4.27 | (0.02) | (1.49) | (1.51) | —4 | (0.01) | (0.25) | (0.26) |
Year ended 9/30/21 | $3.04 | (0.03) | 1.51 | 1.48 | —4 | — | (0.25) | (0.25) |
Year ended 9/30/20 | $2.65 | (0.02) | 0.57 | 0.55 | —4 | — | (0.16) | (0.16) |
Year ended 9/30/19 | $2.79 | (0.02) | 0.18 | 0.16 | —4 | — | (0.30) | (0.30) |
Year ended 9/30/18 | $3.00 | (0.01) | (0.20) | (0.21) | —4 | — | — | — |
Frontier Emerging Small Countries Fund — Investor Class | ||||||||
Year ended 9/30/22 | $4.40 | (0.03) | (1.89) | (1.92) | —4 | (0.03) | — | (0.03) |
Year ended 9/30/21 | $3.02 | (0.07) | 1.45 | 1.38 | —4 | — | — | — |
Year ended 9/30/20 | $2.74 | (0.07) | 0.35 | 0.28 | —4 | — | — | — |
Year ended 9/30/19 | $2.51 | —4 | 0.23 | 0.23 | —4 | — | — | — |
Year ended 9/30/18 | $2.75 | (0.11) | (0.13) | (0.24) | —4 | — | — | — |
Ratios to Average Net Assets |
Supplemental Data | |||||||
Net
Asset Value End of Period |
Total Return (%)1 |
Expenses Net of Waivers and Reimbursements (%)2 |
Expenses Before Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Net of Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Before Waivers and Reimbursements (%)2 |
Net Assets End of Period (000s) |
Portfolio Turnover Rate1 3 | |
$61.04 | (31.47) | 1.195 8 | 1.195 8 | (0.59) | (0.59) | $1,356,653 | 29% | |
$104.75 | 44.82 | 1.175 | 1.175 | (0.65) | (0.65) | $2,174,178 | 35% | |
$77.61 | 17.41 | 1.195 | 1.195 | (0.48) | (0.48) | $1,595,920 | 38% | |
$73.17 | (0.37) | 1.195 | 1.195 | (0.59) | (0.59) | $1,435,994 | 31% | |
$81.04 | 27.66 | 1.185 8 | 1.185 8 | (0.66) | (0.66) | $1,577,554 | 27% | |
$62.13 | (31.37) | 1.055 8 | 1.065 8 | (0.46) | (0.46) | $1,275,470 | 29% | |
$106.20 | 44.98 | 1.055 | 1.055 | (0.54) | (0.55) | $1,865,201 | 35% | |
$78.53 | 17.58 | 1.055 | 1.085 | (0.45) | (0.48) | $1,134,229 | 38% | |
$73.86 | (0.22) | 1.055 | 1.095 | (0.45) | (0.48) | $849,787 | 31% | |
$81.62 | 27.82 | 1.065 8 | 1.085 8 | (0.53) | (0.55) | $722,302 | 27% | |
$5.67 | (14.79) | 1.515 8 | 1.515 8 | (1.13) | (1.13) | $227,767 | 25% | |
$6.95 | 64.69 | 1.525 | 1.525 | (1.15) | (1.15) | $258,617 | 21% | |
$4.22 | (0.38) | 1.646 | 1.646 | (0.89) | (0.89) | $136,415 | 44% | |
$4.25 | 15.06 | 1.686 | 1.686 | (0.99) | (0.99) | $187,625 | 21% | |
$3.95 | (0.33) | 1.716 7 | 1.716 7 | (1.22) | (1.22) | $184,733 | 48% | |
$5.74 | (14.77) | 1.385 8 | 1.385 8 | (1.01) | (1.01) | $313,825 | 25% | |
$7.03 | 65.02 | 1.375 | 1.375 | (0.97) | (0.97) | $358,401 | 21% | |
$4.26 | (0.15) | 1.456 | 1.456 | (0.69) | (0.69) | $145,981 | 44% | |
$4.28 | 15.23 | 1.496 | 1.496 | (0.75) | (0.75) | $92,214 | 21% | |
$3.97 | (0.33) | 1.516 8 | 1.606 8 | (0.93) | (1.02) | $42,457 | 48% | |
$13.34 | (40.42) | 1.325 8 | 1.325 8 | (0.73) | (0.73) | $52,571 | 31% | |
$22.49 | 56.18 | 1.375 | 1.375 | (0.55) | (0.55) | $93,932 | 20% | |
$14.40 | 27.21 | 1.516 | 1.806 | (0.69) | (0.99) | $14,984 | 35% | |
$11.32 | 8.855 | 1.516 | 1.976 | (0.51) | (0.97) | $9,771 | 14% | |
$10.40 | (0.57) | 1.516 8 | 1.766 8 | (0.67) | (0.92) | $13,520 | 44% | |
$13.66 | (40.40) | 1.145 8 | 1.145 8 | (0.40) | (0.40) | $290,912 | 31% | |
$23.01 | 56.42 | 1.185 | 1.185 | (0.44) | (0.44) | $170,294 | 20% | |
$14.71 | 27.58 | 1.216 | 1.416 | (0.40) | (0.59) | $43,682 | 35% | |
$11.53 | 9.19 | 1.216 | 1.436 | (0.14) | (0.36) | $34,375 | 14% | |
$10.56 | (0.38) | 1.216 8 | 1.456 8 | (0.36) | (0.60) | $30,215 | 44% | |
$2.47 | (37.93) | 1.916 7 | 1.916 7 | (0.74) | (0.74) | $153,161 | 36% | |
$4.23 | 50.23 | 1.885 | 1.885 | (1.07) | (1.07) | $322,350 | 22% | |
$3.02 | 21.12 | 1.956 | 1.956 | (1.02) | (1.02) | $197,524 | 20% | |
$2.64 | 7.29 | 1.976 | 1.996 | (0.83) | (0.84) | $191,405 | 16% | |
$2.78 | (7.02) | 1.967 | 1.986 7 | (0.51) | (0.53) | $285,540 | 40% | |
$2.50 | (37.75) | 1.786 7 | 1.786 7 | (0.58) | (0.58) | $224,736 | 36% | |
$4.27 | 50.53 | 1.765 | 1.765 | (0.94) | (0.94) | $321,008 | 22% | |
$3.04 | 21.41 | 1.816 | 1.816 | (0.88) | (0.88) | $176,548 | 20% | |
$2.65 | 7.25 | 1.826 | 1.856 | (0.73) | (0.76) | $174,050 | 16% | |
$2.79 | (7.00) | 1.826 7 | 1.846 7 | (0.33) | (0.35) | $240,892 | 40% | |
$2.45 | (43.89) | 2.155 8 | 2.295 8 | (1.13) | (1.26) | $30,132 | 44% | |
$4.40 | 45.70 | 2.125 | 2.125 | (1.33) | (1.33) | $52,307 | 39% | |
$3.02 | 10.22 | 2.155 | 2.385 | (1.12) | (1.34) | $39,899 | 33% | |
$2.74 | 9.16 | 2.206 | 2.306 | 0.78 | 0.69 | $43,789 | 63% | |
$2.51 | (8.73) | 2.226 7 | 2.366 7 | (0.39) | (0.53) | $57,406 | 42% |
Income (Loss) from Investment Operations |
Less Distributions |
|||||||
Net
Asset Value Beginning of Period |
Net Investment Income (Loss) |
Net
Realized and Unrealized Gains (Losses) on Investments |
Total from Investment Operations |
Redemption Fees (See Note 2) |
Dividends from Net Investment Income |
Distributions from Net Realized Gains |
Total Distributions | |
Frontier Emerging Small Countries Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $4.46 | (0.03) | (1.91) | (1.94) | —4 | (0.04) | — | (0.04) |
Year ended 9/30/21 | $3.05 | (0.04) | 1.45 | 1.41 | —4 | — | — | — |
Year ended 9/30/20 | $2.76 | (0.08) | 0.37 | 0.29 | —4 | — | — | — |
Year ended 9/30/19 | $2.53 | 0.03 | 0.20 | 0.23 | —4 | — | — | — |
Year ended 9/30/18 | $2.76 | (0.04) | (0.19) | (0.23) | —4 | — | — | — |
Global Opportunities Fund — Investor Class | ||||||||
Year ended 9/30/22 | $5.83 | (0.04) | (1.96) | (2.00) | —4 | (0.01) | (0.43) | (0.44) |
Year ended 9/30/21 | $3.92 | (0.04) | 2.05 | 2.01 | —4 | — | (0.10) | (0.10) |
Year ended 9/30/20 | $3.46 | (0.05) | 0.81 | 0.76 | —4 | — | (0.30) | (0.30) |
Year ended 9/30/19 | $4.09 | (0.03) | (0.06) | (0.09) | —4 | — | (0.54) | (0.54) |
Year ended 9/30/18 | $3.76 | (0.03) | 0.77 | 0.74 | —4 | — | (0.41) | (0.41) |
Global Opportunities Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $5.88 | (0.03) | (1.99) | (2.02) | —4 | (0.01) | (0.43) | (0.44) |
Year ended 9/30/21 | $3.94 | (0.05) | 2.09 | 2.04 | —4 | — | (0.10) | (0.10) |
Year ended 9/30/20 | $3.48 | (0.03) | 0.79 | 0.76 | —4 | — | (0.30) | (0.30) |
Year ended 9/30/19 | $4.10 | (0.03) | (0.05) | (0.08) | — | — | (0.54) | (0.54) |
Year ended 9/30/18 | $3.76 | (0.02) | 0.77 | 0.75 | — | — | (0.41) | (0.41) |
Global Select Fund — Investor Class | ||||||||
Year ended 9/30/22 | $15.83 | (0.10) | (5.24) | (5.34) | —4 | — | (1.78) | (1.78) |
Year ended 9/30/21 | $12.60 | (0.12) | 3.36 | 3.24 | 0.01 | — | (0.02) | (0.02) |
Year ended 9/30/2011 | $10.00 | (0.06) | 2.65 | 2.59 | 0.01 | — | — | — |
Global Select Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $15.94 | (0.05) | (5.29) | (5.34) | —4 | — | (1.78) | (1.78) |
Year ended 9/30/21 | $12.64 | (0.07) | 3.39 | 3.32 | —4 | — | (0.02) | (0.02) |
Year ended 9/30/2011 | $10.00 | (0.04) | 2.68 | 2.64 | —4 | — | — | — |
Global Value Fund — Investor Class | ||||||||
Year ended 9/30/22 | $9.24 | 0.23 | (0.96) | (0.73) | —4 | (0.23) | (0.28) | (0.51) |
Year ended 9/30/21 | $6.56 | 0.18 | 2.65 | 2.83 | —4 | (0.15) | — | (0.15) |
Year ended 9/30/20 | $7.74 | 0.16 | (1.09)13 | (0.93) | —4 | (0.21) | (0.04) | (0.25) |
Year ended 9/30/19 | $9.29 | 0.19 | (0.42) | (0.23) | —4 | (0.19) | (1.13) | (1.32) |
Year ended 9/30/18 | $9.93 | 0.19 | 0.6510 | 0.84 | —4 | (0.19) | (1.29) | (1.48) |
Global Value Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $9.23 | 0.25 | (0.97) | (0.72) | —4 | (0.24) | (0.28) | (0.52) |
Year ended 9/30/21 | $6.56 | 0.19 | 2.63 | 2.82 | 0.01 | (0.16) | — | (0.16) |
Year ended 9/30/20 | $7.73 | 0.16 | (1.07)13 | (0.91) | —4 | (0.22) | (0.04) | (0.26) |
Year ended 9/30/19 | $9.28 | 0.19 | (0.41) | (0.22) | —4 | (0.20) | (1.13) | (1.33) |
Year ended 9/30/18 | $9.92 | 0.20 | 0.6610 | 0.86 | —4 | (0.20) | (1.30) | (1.50) |
Greater China Fund — Investor Class | ||||||||
Year ended 9/30/22 | $9.83 | (0.05) | (3.83)9 | (3.88) | 0.03 | — | — | — |
Period ended 9/30/2114 | $10.00 | (0.05) | (0.17) | (0.22) | 0.05 | — | — | — |
Greater China Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $9.82 | (0.07) | (3.79)9 | (3.86) | —4 | — | — | — |
Period ended 9/30/2114 | $10.00 | (0.03) | (0.15) | (0.18) | —4 | — | — | — |
International Growth Fund — Investor Class | ||||||||
Year ended 9/30/22 | $38.79 | (0.07) | (15.16) | (15.23) | —4 | — | (3.53) | (3.53) |
Year ended 9/30/21 | $34.07 | (0.17) | 8.68 | 8.51 | —4 | — | (3.79) | (3.79) |
Year ended 9/30/20 | $28.23 | (0.20) | 6.82 | 6.62 | —4 | — | (0.78) | (0.78) |
Year ended 9/30/19 | $36.95 | (0.08) | (4.26) | (4.34) | —4 | — | (4.38) | (4.38) |
Year ended 9/30/18 | $33.84 | (—)4 | 4.04 | 4.04 | —4 | — | (0.93) | (0.93) |
Ratios to Average Net Assets |
Supplemental Data | |||||||
Net
Asset Value End of Period |
Total Return (%)1 |
Expenses Net of Waivers and Reimbursements (%)2 |
Expenses Before Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Net of Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Before Waivers and Reimbursements (%)2 |
Net Assets End of Period (000s) |
Portfolio Turnover Rate1 3 | |
$2.48 | (43.89) | 1.955 8 | 2.085 8 | (0.88) | (1.00) | $10,416 | 44% | |
$4.46 | 46.23 | 1.955 | 2.085 | (1.13) | (1.26) | $17,490 | 39% | |
$3.05 | 10.51 | 1.965 | 2.185 | (0.98) | (1.20) | $10,560 | 33% | |
$2.76 | 9.09 | 2.006 | 2.156 | 1.04 | 0.90 | $16,456 | 63% | |
$2.53 | (8.33) | 2.026 8 | 2.116 8 | (0.30) | (0.39) | $20,586 | 42% | |
$3.39 | (36.97) | 1.505 8 | 1.505 8 | (1.00) | (1.00) | $107,048 | 33% | |
$5.83 | 51.70 | 1.465 | 1.465 | (1.08) | (1.08) | $181,563 | 22% | |
$3.92 | 23.20 | 1.535 | 1.535 | (1.03) | (1.03) | $100,698 | 20% | |
$3.46 | 0.82 | 1.565 | 1.565 | (0.95) | (0.95) | $103,710 | 24% | |
$4.09 | 20.75 | 1.556 8 | 1.556 8 | (0.78) | (0.78) | $110,874 | 40% | |
$3.42 | (36.94) | 1.355 8 | 1.385 8 | (0.85) | (0.87) | $55,266 | 33% | |
$5.88 | 52.21 | 1.355 | 1.405 | (0.96) | (1.01) | $74,144 | 22% | |
$3.94 | 23.09 | 1.355 | 1.485 | (0.83) | (0.96) | $38,795 | 20% | |
$3.48 | 1.09 | 1.355 | 1.575 | (0.74) | (0.95) | $19,060 | 24% | |
$4.10 | 21.04 | 1.366 8 | 1.666 8 | (0.57) | (0.86) | $15,879 | 40% | |
$8.71 | (37.76) | 1.355 8 | 2.355 8 | (0.77) | (1.77) | $3,879 | 30% | |
$15.83 | 25.84 | 1.355 | 2.175 | (0.86) | (1.68) | $7,054 | 58% | |
$12.60 | 26.00 | 1.366 | 4.706 | (0.81) | (4.16) | $4,306 | 35% | |
$8.82 | (37.47) | 0.955 8 | 1.535 8 | (0.35) | (0.93) | $8,828 | 30% | |
$15.94 | 26.31 | 0.955 | 1.565 | (0.46) | (1.07) | $12,385 | 58% | |
$12.64 | 26.40 | 0.966 | 2.796 | (0.42) | (2.25) | $9,065 | 35% | |
$8.00 | (8.55) | 1.105 8 | 1.205 8 | 2.46 | 2.36 | $102,983 | 47% | |
$9.24 | 43.20 | 1.105 | 1.185 | 1.97 | 1.89 | $119,966 | 41% | |
$6.56 | (12.18)13 | 1.105 | 1.305 | 2.04 | 1.84 | $96,323 | 76% | |
$7.74 | (0.40) | 1.105 | 1.195 | 2.30 | 2.22 | $146,704 | 49% | |
$9.29 | 9.5610 | 1.115 8 | 1.195 8 | 2.17 | 2.08 | $192,811 | 72% | |
$7.99 | (8.42) | 0.955 8 | 1.145 8 | 2.89 | 2.71 | $15,583 | 47% | |
$9.23 | 43.26 | 0.995 | 1.435 | 2.04 | 1.60 | $7,163 | 41% | |
$6.56 | (11.93)13 | 0.955 | 1.385 | 2.21 | 1.78 | $6,449 | 76% | |
$7.73 | (0.25) | 0.975 | 1.235 | 2.44 | 2.19 | $7,978 | 49% | |
$9.28 | 9.6110 | 0.955 8 | 1.585 8 | 2.39 | 1.76 | $9,615 | 72% | |
$5.98 | (39.17)17 | 1.626 7 19 | 3.566 7 19 | (0.56) | (2.50) | $2,122 | 109% | |
$9.83 | (1.70) | 1.516 | 3.766 | (0.60) | (2.85) | $3,795 | 43% | |
$5.96 | (39.31)17 | 1.366 7 19 | 2.616 7 19 | (0.47) | (1.72) | $2,694 | 109% | |
$9.82 | (1.80) | 1.266 | 3.096 | (0.34) | (2.17) | $6,779 | 43% | |
$20.03 | (42.98) | 1.445 8 | 1.445 8 | (0.14) | (0.14) | $279,608 | 20% | |
$38.79 | 26.59 | 1.415 | 1.415 | (0.47) | (0.47) | $579,102 | 25% | |
$34.07 | 23.73 | 1.475 | 1.475 | (0.50) | (0.50) | $497,104 | 45% | |
$28.23 | (9.76) | 1.465 | 1.465 | (0.25) | (0.25) | $543,990 | 40% | |
$36.95 | 12.13 | 1.455 8 | 1.455 8 | 0.01 | 0.01 | $748,847 | 44% |
Income (Loss) from Investment Operations |
Less Distributions |
|||||||
Net
Asset Value Beginning of Period |
Net Investment Income (Loss) |
Net
Realized and Unrealized Gains (Losses) on Investments |
Total from Investment Operations |
Redemption Fees (See Note 2) |
Dividends from Net Investment Income |
Distributions from Net Realized Gains |
Total Distributions | |
International Growth Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $39.04 | (0.02) | (15.29) | (15.31) | —4 | — | (3.53) | (3.53) |
Year ended 9/30/21 | $34.24 | (0.13) | 8.72 | 8.59 | —4 | — | (3.79) | (3.79) |
Year ended 9/30/20 | $28.33 | (0.12) | 6.81 | 6.69 | —4 | — | (0.78) | (0.78) |
Year ended 9/30/19 | $37.03 | (0.04) | (4.28) | (4.32) | —4 | — | (4.38) | (4.38) |
Year ended 9/30/18 | $33.88 | 0.06 | 4.02 | 4.08 | —4 | — | (0.93) | (0.93) |
International Opportunities Fund — Investor Class | ||||||||
Year ended 9/30/22 | $5.26 | (0.05) | (2.06) | (2.11) | —4 | — | (0.64) | (0.64) |
Year ended 9/30/21 | $4.64 | (0.07) | 0.79 | 0.72 | —4 | — | (0.10) | (0.10) |
Year ended 9/30/20 | $3.54 | (0.09) | 1.28 | 1.19 | — | — | (0.09) | (0.09) |
Year ended 9/30/19 | $3.58 | (0.09) | 0.13 | 0.04 | —4 | — | (0.08) | (0.08) |
Year ended 9/30/18 | $3.47 | (0.05) | 0.40 | 0.35 | —4 | — | (0.24) | (0.24) |
International Opportunities Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $5.33 | (0.03) | (2.11) | (2.14) | —4 | — | (0.64) | (0.64) |
Year ended 9/30/21 | $4.71 | (0.05) | 0.77 | 0.72 | —4 | — | (0.10) | (0.10) |
Year ended 9/30/20 | $3.58 | (0.04) | 1.26 | 1.22 | — | — | (0.09) | (0.09) |
Year ended 9/30/19 | $3.62 | (0.02) | 0.06 | 0.04 | —4 | — | (0.08) | (0.08) |
Year ended 9/30/18 | $3.50 | (0.03) | 0.39 | 0.36 | —4 | — | (0.24) | (0.24) |
International Select Fund — Investor Class | ||||||||
Year ended 9/30/22 | $14.96 | (0.10) | (5.97) | (6.07) | 0.01 | — | — | — |
Year ended 9/30/21 | $12.61 | (0.07) | 2.41 | 2.34 | 0.01 | — | — | — |
Year ended 9/30/2011 | $10.00 | (0.04) | 2.64 | 2.60 | 0.01 | — | — | — |
International Select Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $15.10 | (0.04) | (6.05) | (6.09) | — | — | — | — |
Year ended 9/30/21 | $12.69 | —4 | 2.41 | 2.41 | — | — | — | — |
Year ended 9/30/2011 | $10.00 | (0.02) | 2.68 | 2.66 | 0.03 | — | — | — |
Long/Short Alpha Fund — Investor Class | ||||||||
Year ended 9/30/2215 | $10.00 | (0.16) | (0.83) | (0.99) | —4 | — | — | — |
Long/Short Alpha Fund — Institutional Class | ||||||||
Year ended 9/30/2215 | $10.00 | (0.13) | (0.84) | (0.97) | —4 | — | — | — |
Micro Cap Fund — Investor Class | ||||||||
Year ended 9/30/22 | $12.55 | (0.13) | (3.80) | (3.93) | —4 | — | (2.90) | (2.90) |
Year ended 9/30/21 | $9.56 | (0.19) | 3.85 | 3.66 | —4 | — | (0.67) | (0.67) |
Year ended 9/30/20 | $7.45 | (0.10) | 3.08 | 2.98 | — | — | (0.87) | (0.87) |
Year ended 9/30/19 | $9.86 | (0.08) | (0.55) | (0.63) | —4 | — | (1.78) | (1.78) |
Year ended 9/30/18 | $8.23 | (0.08) | 2.88 | 2.80 | —4 | — | (1.17) | (1.17) |
Micro Cap Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $12.55 | (0.13) | (3.80) | (3.93) | —4 | — | (2.90) | (2.90) |
Year ended 9/30/21 | $9.55 | (0.19) | 3.86 | 3.67 | —4 | — | (0.67) | (0.67) |
Period ended 9/30/2012 | $7.74 | (0.05) | 1.86 | 1.81 | — | — | — | — |
Micro Cap Value Fund — Investor Class | ||||||||
Year ended 9/30/22 | $5.10 | (0.04) | (1.33) | (1.37) | —4 | — | (0.94) | (0.94) |
Year ended 9/30/21 | $3.65 | (0.04) | 2.02 | 1.98 | —4 | — | (0.53) | (0.53) |
Year ended 9/30/20 | $3.21 | (0.04) | 0.78 | 0.74 | — | — | (0.30) | (0.30) |
Year ended 9/30/19 | $3.83 | (0.03) | (0.20) | (0.23) | —4 | (0.02) | (0.37) | (0.39) |
Year ended 9/30/18 | $3.48 | (0.03) | 0.65 | 0.62 | —4 | — | (0.27) | (0.27) |
Micro Cap Value Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $5.12 | (0.04) | (1.33) | (1.37) | —4 | — | (0.94) | (0.94) |
Year ended 9/30/21 | $3.66 | (0.05) | 2.04 | 1.99 | —4 | — | (0.53) | (0.53) |
Period ended 9/30/2012 | $3.26 | (0.01) | 0.41 | 0.40 | — | — | — | — |
Ratios to Average Net Assets |
Supplemental Data | |||||||
Net
Asset Value End of Period |
Total Return (%)1 |
Expenses Net of Waivers and Reimbursements (%)2 |
Expenses Before Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Net of Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Before Waivers and Reimbursements (%)2 |
Net Assets End of Period (000s) |
Portfolio Turnover Rate1 3 | |
$20.20 | (42.90) | 1.335 8 | 1.335 8 | (0.03) | (0.03) | $319,936 | 20% | |
$39.04 | 26.70 | 1.325 | 1.325 | (0.38) | (0.38) | $699,377 | 25% | |
$34.24 | 23.89 | 1.355 | 1.365 | (0.38) | (0.38) | $569,068 | 45% | |
$28.33 | (9.67) | 1.355 | 1.355 | (0.13) | (0.13) | $595,341 | 40% | |
$37.03 | 12.24 | 1.355 8 | 1.365 8 | 0.16 | 0.16 | $816,942 | 44% | |
$2.51 | (45.24) | 1.965 8 | 1.965 8 | (1.05) | (1.05) | $64,198 | 39% | |
$5.26 | 15.68 | 1.915 | 1.915 | (1.14) | (1.14) | $139,189 | 35% | |
$4.64 | 34.24 | 2.026 | 2.026 | (1.20) | (1.20) | $129,071 | 35% | |
$3.54 | 1.61 | 2.096 | 2.096 | (1.04) | (1.04) | $132,503 | 46% | |
$3.58 | 10.45 | 2.105 7 | 2.105 7 | (1.07) | (1.07) | $240,489 | 36% | |
$2.55 | (45.21) | 1.915 8 | 1.915 8 | (0.97) | (0.97) | $354,481 | 39% | |
$5.33 | 15.44 | 1.895 | 1.895 | (1.10) | (1.10) | $675,768 | 35% | |
$4.71 | 34.71 | 1.935 | 1.935 | (1.06) | (1.06) | $544,914 | 35% | |
$3.58 | 1.59 | 1.966 | 1.966 | (0.81) | (0.81) | $376,578 | 46% | |
$3.62 | 10.66 | 1.965 7 | 1.975 7 | (0.86) | (0.87) | $292,345 | 36% | |
$8.90 | (40.51) | 1.305 8 | 3.345 8 | (0.72) | (2.76) | $2,514 | 27% | |
$14.96 | 18.64 | 1.305 | 3.095 | (0.68) | (2.46) | $4,763 | 35% | |
$12.61 | 26.10 | 1.305 | 6.965 | (0.55) | (6.20) | $2,861 | 36% | |
$9.01 | (40.33) | 0.905 8 | 2.375 8 | (0.30) | (1.76) | $2,788 | 27% | |
$15.10 | 18.99 | 0.905 | 3.035 | (0.27) | (2.40) | $4,746 | 35% | |
$12.69 | 26.90 | 0.906 | 7.686 | (0.19) | (6.96) | $2,069 | 36% | |
$9.01 | (9.90) | 2.416 7 18 | 3.146 7 18 | (1.62) | (2.35) | $8,184 | 55% | |
$9.03 | (9.70) | 2.206 7 18 | 3.106 7 18 | (1.47) | (2.37) | $13,782 | 55% | |
$5.72 | (39.42) | 1.665 8 | 1.665 8 | (1.54) | (1.54) | $558,093 | 59% | |
$12.55 | 38.81 | 1.635 | 1.635 | (1.52) | (1.52) | $1,155,133 | 63% | |
$9.56 | 43.47 | 1.665 | 1.665 | (1.48) | (1.48) | $746,749 | 75% | |
$7.45 | (1.15) | 1.665 | 1.665 | (1.31) | (1.31) | $473,505 | 67% | |
$9.86 | 38.04 | 1.655 8 | 1.655 8 | (1.27) | (1.27) | $496,128 | 54% | |
$5.72 | (39.40) | 1.595 8 | 1.595 8 | (1.47) | (1.47) | $76,558 | 59% | |
$12.55 | 38.96 | 1.565 | 1.565 | (1.45) | (1.45) | $198,477 | 63% | |
$9.55 | 23.39 | 1.605 | 1.625 | (1.43) | (1.45) | $59,124 | 75% | |
$2.79 | (32.47) | 1.705 8 | 1.705 8 | (1.13) | (1.13) | $249,290 | 50% | |
$5.10 | 58.11 | 1.665 | 1.665 | (1.15) | (1.15) | $387,236 | 82% | |
$3.65 | 24.17 | 1.745 | 1.745 | (1.01) | (1.01) | $222,963 | 63% | |
$3.21 | (4.50) | 1.745 | 1.745 | (0.90) | (0.90) | $249,523 | 66% | |
$3.83 | 18.84 | 1.745 8 | 1.745 8 | (0.89) | (0.89) | $283,623 | 69% | |
$2.81 | (32.31) | 1.605 8 | 1.635 8 | (1.03) | (1.06) | $42,952 | 50% | |
$5.12 | 58.25 | 1.605 | 1.615 | (1.10) | (1.10) | $56,381 | 82% | |
$3.66 | 12.27 | 1.605 | 1.845 | (0.99) | (1.23) | $25,317 | 63% |
Income (Loss) from Investment Operations |
Less Distributions |
|||||||
Net
Asset Value Beginning of Period |
Net Investment Income (Loss) |
Net
Realized and Unrealized Gains (Losses) on Investments |
Total from Investment Operations |
Redemption Fees (See Note 2) |
Dividends from Net Investment Income |
Distributions from Net Realized Gains |
Total Distributions | |
Small Cap Growth Fund — Investor Class | ||||||||
Year ended 9/30/22 | $62.46 | (0.46) | (21.99) | (22.45) | —4 | — | (10.82) | (10.82) |
Year ended 9/30/21 | $46.64 | (0.57) | 19.94 | 19.37 | —4 | — | (3.55) | (3.55) |
Year ended 9/30/20 | $40.23 | (0.32) | 12.52 | 12.20 | — | — | (5.79) | (5.79) |
Year ended 9/30/19 | $55.30 | (0.28) | (2.33) | (2.61) | —4 | — | (12.46) | (12.46) |
Year ended 9/30/18 | $45.72 | (0.54) | 15.19 | 14.65 | —4 | — | (5.07) | (5.07) |
Small Cap Growth Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $63.29 | (0.42) | (22.35) | (22.77) | —4 | — | (10.82) | (10.82) |
Year ended 9/30/21 | $47.18 | (0.51) | 20.17 | 19.66 | —4 | — | (3.55) | (3.55) |
Year ended 9/30/20 | $40.60 | (0.28) | 12.65 | 12.37 | — | — | (5.79) | (5.79) |
Year ended 9/30/19 | $55.61 | (0.24) | (2.31) | (2.55) | —4 | — | (12.46) | (12.46) |
Year ended 9/30/18 | $45.89 | (0.31) | 15.10 | 14.79 | —4 | — | (5.07) | (5.07) |
Small Cap Value Fund — Investor Class | ||||||||
Year ended 9/30/22 | $10.68 | —4 | (2.38) | (2.38) | —4 | —4 | (0.81) | (0.81) |
Year ended 9/30/21 | $6.99 | (0.02) | 3.71 | 3.69 | —4 | — | — | — |
Year ended 9/30/20 | $7.61 | 0.01 | (0.54) | (0.53) | — | (0.04) | (0.05) | (0.09) |
Year ended 9/30/19 | $8.53 | 0.03 | (0.36) | (0.33) | —4 | — | (0.59) | (0.59) |
Year ended 9/30/18 | $7.94 | 0.02 | 1.10 | 1.12 | —4 | (0.01) | (0.52) | (0.53) |
Small Cap Value Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $10.78 | 0.01 | (2.41) | (2.40) | —4 | (0.01) | (0.81) | (0.82) |
Year ended 9/30/21 | $7.05 | —4 | 3.73 | 3.73 | —4 | — | — | — |
Year ended 9/30/20 | $7.67 | 0.03 | (0.55) | (0.52) | — | (0.05) | (0.05) | (0.10) |
Year ended 9/30/19 | $8.58 | 0.03 | (0.35) | (0.32) | —4 | — | (0.59) | (0.59) |
Year ended 9/30/18 | $7.98 | 0.04 | 1.10 | 1.14 | —4 | (0.02) | (0.52) | (0.54) |
Ultra Growth Fund — Investor Class | ||||||||
Year ended 9/30/22 | $50.98 | (0.43) | (18.93) | (19.36) | —4 | — | (5.33) | (5.33) |
Year ended 9/30/21 | $39.56 | (0.48) | 13.30 | 12.82 | 0.01 | — | (1.41) | (1.41) |
Year ended 9/30/20 | $25.30 | (0.17) | 14.98 | 14.81 | 0.01 | — | (0.56) | (0.56) |
Year ended 9/30/19 | $27.68 | (0.18) | (0.60) | (0.78) | 0.01 | — | (1.61) | (1.61) |
Year ended 9/30/18 | $21.81 | —4 | 8.31 | 8.31 | —4 | (0.10) | (2.34) | (2.44) |
Ultra Growth Fund — Institutional Class | ||||||||
Year ended 9/30/22 | $51.05 | (0.34) | (19.01) | (19.35) | —4 | — | (5.33) | (5.33) |
Year ended 9/30/21 | $39.58 | (0.41) | 13.28 | 12.87 | 0.01 | — | (1.41) | (1.41) |
Year ended 9/30/2012 | $29.39 | (0.09) | 10.28 | 10.19 | —4 | — | — | — |
U.S. Select Fund — Investor Class | ||||||||
Period ended 9/30/2216 | $10.00 | (0.01) | (0.26) | (0.27) | 0.01 | — | — | — |
U.S. Select Fund — Institutional Class | ||||||||
Period ended 9/30/2216 | $10.00 | (0.01) | (0.26) | (0.27) | — | — | — | — |
U.S. Treasury Fund — Investor Class | ||||||||
Year ended 9/30/22 | $18.10 | 0.28 | (5.57) | (5.29) | 0.01 | (0.29) | — | (0.29) |
Year ended 9/30/21 | $22.42 | 0.25 | (3.00) | (2.75) | 0.01 | (0.24) | (1.34) | (1.58) |
Year ended 9/30/20 | $19.26 | 0.30 | 3.13 | 3.43 | 0.03 | (0.30) | — | (0.30) |
Year ended 9/30/19 | $15.26 | 0.34 | 3.99 | 4.33 | 0.01 | (0.34) | — | (0.34) |
Year ended 9/30/18 | $16.32 | 0.35 | (1.07) | (0.72) | —4 | (0.34) | — | (0.34) |
Ratios to Average Net Assets |
Supplemental Data | |||||||
Net
Asset Value End of Period |
Total Return (%)1 |
Expenses Net of Waivers and Reimbursements (%)2 |
Expenses Before Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Net of Waivers and Reimbursements (%)2 |
Net
Investment Income (Loss) Before Waivers and Reimbursements (%)2 |
Net Assets End of Period (000s) |
Portfolio Turnover Rate1 3 | |
$29.19 | (42.42) | 1.155 8 | 1.155 8 | (1.05) | (1.05) | $848,033 | 32% | |
$62.46 | 42.49 | 1.125 | 1.125 | (1.00) | (1.00) | $1,744,187 | 40% | |
$46.64 | 33.26 | 1.165 | 1.165 | (0.89) | (0.89) | $1,247,871 | 37% | |
$40.23 | 1.675 | 1.176 | 1.176 | (0.80) | (0.80) | $978,825 | 26% | |
$55.30 | 35.08 | 1.205 8 | 1.205 8 | (0.84) | (0.84) | $1,170,809 | 36% | |
$29.70 | (42.35) | 1.055 8 | 1.065 8 | (0.94) | (0.95) | $1,138,901 | 32% | |
$63.29 | 42.62 | 1.055 | 1.065 | (0.92) | (0.93) | $1,898,152 | 40% | |
$47.18 | 33.39 | 1.055 | 1.085 | (0.78) | (0.81) | $1,233,331 | 37% | |
$40.60 | 1.80 | 1.066 | 1.096 | (0.68) | (0.72) | $712,833 | 26% | |
$55.61 | 35.27 | 1.065 7 | 1.105 7 | (0.70) | (0.74) | $714,184 | 36% | |
$7.49 | (24.18) | 1.165 8 | 1.165 8 | 0.04 | 0.04 | $570,201 | 61% | |
$10.68 | 52.79 | 1.165 | 1.165 | (0.16) | (0.16) | $840,022 | 50% | |
$6.99 | (7.13) | 1.215 | 1.215 | 0.22 | 0.22 | $525,957 | 58% | |
$7.61 | (2.69) | 1.205 | 1.205 | 0.51 | 0.51 | $454,451 | 25% | |
$8.53 | 14.54 | 1.205 8 | 1.205 8 | 0.29 | 0.29 | $347,298 | 46% | |
$7.56 | (24.15) | 1.055 8 | 1.065 8 | 0.14 | 0.14 | $663,167 | 61% | |
$10.78 | 52.91 | 1.055 | 1.065 | (0.05) | (0.06) | $849,537 | 50% | |
$7.05 | (6.94) | 1.055 | 1.085 | 0.38 | 0.34 | $472,331 | 58% | |
$7.67 | (2.55) | 1.055 | 1.095 | 0.70 | 0.66 | $368,498 | 25% | |
$8.58 | 14.78 | 1.065 8 | 1.135 8 | 0.43 | 0.35 | $91,857 | 46% | |
$26.29 | (41.70) | 1.185 8 | 1.185 8 | (1.00) | (1.00) | $984,853 | 34% | |
$50.98 | 32.78 | 1.165 | 1.165 | (0.96) | (0.96) | $2,255,327 | 35% | |
$39.56 | 59.54 | 1.195 | 1.195 | (0.95) | (0.95) | $1,733,280 | 37% | |
$25.30 | (1.35) | 1.245 | 1.245 | (0.93) | (0.93) | $623,154 | 17% | |
$27.68 | 41.97 | 1.245 8 | 1.245 8 | (1.00) | (1.00) | $297,562 | 44% | |
$26.37 | (41.62) | 1.055 8 | 1.065 8 | (0.87) | (0.88) | $389,020 | 34% | |
$51.05 | 32.89 | 1.055 | 1.065 | (0.86) | (0.87) | $717,666 | 35% | |
$39.58 | 34.67 | 1.055 | 1.075 | (0.97) | (0.98) | $348,388 | 37% | |
$9.74 | (2.60) | 1.016 7 | 11.816 7 | (0.59) | (11.39) | $1,779 | 4% | |
$9.73 | (2.70) | 0.866 7 | 10.546 7 | (0.43) | (10.11) | $3,566 | 4% | |
$12.53 | (29.44) | 0.675 8 | 0.675 8 | 1.70 | 1.70 | $287,523 | 47% | |
$18.10 | (12.74) | 0.665 | 0.665 | 1.30 | 1.30 | $462,949 | 50% | |
$22.42 | 18.06 | 0.665 | 0.665 | 1.41 | 1.41 | $545,586 | 13% | |
$19.26 | 28.73 | 0.695 | 0.695 | 2.05 | 2.05 | $379,644 | 29% | |
$15.26 | (4.47) | 0.705 8 | 0.705 8 | 2.13 | 2.13 | $303,105 | 6% |
1 | Not annualized for periods less than one year. |
2 | Annualized for periods less than one year. |
3 | Portfolio turnover is calculated on the basis of the Fund as a whole without distinguishing between the classes of shares issued. |
4 | Represents amounts less than $0.005 per share. |
5 | Includes interest expenses of less than 0.005%. |
6 | Includes interest expenses of more than 0.005%. |
7 | Includes extraordinary expenses greater than or equal to 0.01%. |
8 | Includes extraordinary expenses of less than 0.01%. |
9 | The Advisor reimbursed the Greater China Fund $258,290 for losses from a trade error. The reimbursement reduced the Net Realized and Unrealized Losses on Investments by $0.24 per share. |
10 | Net Realized and Unrealized Gains (Losses) on Investments per share reflects a large, non-recurring receivable for security litigation which amounted to $0.06 and $0.06 per share for the Investor Class and Institutional Class, respectively. Excluding this non-recurring receivable, Net Realized and Unrealized Gains (Losses) on Investments would have been $0.59 and $0.60 per share for the Investor Class and Institutional Class, respectively. Excluding this non-recurring receivable, Total Return would have been 8.74% and 8.91% for the Investor Class and Institutional Class, respectively. |
11 | Fund inception date was October 1, 2019. |
12 | Institutional Class inception date was January 31, 2020. |
13 | Net Realized and Unrealized Gains (Losses) on Investments per share reflects a large, non-recurring receivable for security litigation which amounted to $0.07 and $0.07 per share for the Investor Class and Institutional Class, respectively. Excluding this non-recurring receivable, Net Realized and Unrealized Gains (Losses) on Investments would have been $(1.16) and $(1.14) per share for the Investor Class and Institutional Class, respectively. Excluding this non-recurring receivable, Total Return would have been (13.11)% and (13.00)% for the Investor Class and Institutional Class, respectively. |
14 | Fund inception date was November 30, 2020. |
15 | Fund inception date was October 1, 2021. |
16 | Fund inception date was June 13, 2022. |
17 | The Advisor reimbursed the Greater China Fund $258,290 for losses from a trade error. The reimbursement increased the total return by 3.54%. |
18 | Includes interest expense and dividend payments for securities sold short. The ratios excluding such expenses are listed below: |
Expenses
Net of Waivers and Reimbursements (%)2 |
Expenses
Before Waivers and Reimbursements (%)2 | ||
Long/Short Alpha Fund — Investor Class | |||
Year ended 9/30/22 | 1.75 | 2.48 | |
Long/Short Alpha Fund — Institutional Class | |||
Year ended 9/30/22 | 1.50 | 2.40 |
19 | Includes interest expense and extraordinary expenses. The ratios excluding such expenses are listed below: |
Expenses
Net of Waivers and Reimbursements (%) |
Expenses
Before Waivers and Reimbursements (%) | ||
Greater China Fund — Investor Class | 1.51 | 3.46 | |
Greater China Fund — Institutional Class | 1.26 | 2.51 |