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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sigma Management 7, L.L.C. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Associates 7, L.P. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Investors 7, L.P. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Management 8, L.L.C. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Partners 7, L.P. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Associates 8, L.P. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Investors 8, L.P. 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X | |||
Sigma Partners 8 LP 2105 S. BASCOM AVE., SUITE 370 CAMPBELL, CA 95008 |
X |
/s/ Gregory Gretsch, Managing Member | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date | |
/s/ Gregory Gretsch, Managing Member of General Partner | 09/18/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 1,096,238 shares sold by Sigma Partners 7, LP., 68,936 shares sold by Sigma Associates 7, L.P., 12,785 shares sold by Sigma Investors 7, L.P., 120,681 shares sold by Sigma Partners 8, L.P., 4,411 shares sold by Sigma Associates 8, L.P. and 1,297 shares sold by Sigma Investors 8, L.P. |
(2) | Includes 55,251 shares held by Jackson Square Ventures I, L.P. and 3,342 shares held by Jackson Square Associates I, L.P. Jackson Square Ventures, LLC is the managing member of Jackson Square Associates I, L.P. and Jackson Square Ventures I, L.P. and has sole voting and dispositive power over the shares held by Jackson Square Ventures I, L.P. and Jackson Square Associates I, L.P. Peter Solvik, Josh Breinlinger, Gregory Gretsch and Robert Spinner as managing members of Jackson Square Ventures, LLC, share this power. |
(3) | Includes 12,609,964 shares held by Sigma Partners 7, L.P., 792,960 shares held by Sigma Associates 7, L.P. and 147,071 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma 7 Funds"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power. |
(4) | Includes 1,444,396 shares held by Sigma Partners 8, L.P., 52,536 shares held by Sigma Associates 8, L.P. and 15,516 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma 8 Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. |