Semi-Annual Report
May 31, 2023
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Table of Contents |
Schedules of Investments/Consolidated Schedule of Investments | ||||
Global X Millennial Consumer ETF | 1 | |||
Global X Aging Population ETF | 6 | |||
Global X Health & Wellness ETF | 12 | |||
Global X Robotics & Artificial Intelligence ETF | 16 | |||
Global X FinTech ETF | 21 | |||
Global X Internet of Things ETF | 26 | |||
Global X U.S. Infrastructure Development ETF | 31 | |||
Global X Autonomous & Electric Vehicles ETF | 36 | |||
Global X Artificial Intelligence & Technology ETF | 42 | |||
Global X Genomics & Biotechnology ETF | 49 | |||
Global X Cloud Computing ETF | 53 | |||
Global X Cannabis ETF | 57 | |||
Global X Thematic Growth ETF | 60 | |||
Global X Video Games & Esports ETF | 62 | |||
Global X Cybersecurity ETF | 66 | |||
Global X Education ETF | 68 | |||
Global X Telemedicine & Digital Health ETF | 71 | |||
Global X China Biotech Innovation ETF | 74 | |||
Global X CleanTech ETF | 77 | |||
Global X Data Center REITs & Digital Infrastructure ETF | 81 | |||
Global X Clean Water ETF | 84 | |||
Global X AgTech & Food Innovation ETF | 87 | |||
Global X Blockchain ETF | 90 | |||
Global X Hydrogen ETF | 94 | |||
Global X Solar ETF | 97 | |||
Global X Wind Energy ETF | 101 | |||
Global X Green Building ETF | 104 | |||
Global X Metaverse ETF | 109 | |||
Global X Proptech ETF | 112 | |||
Global X Carbon Credits Strategy ETF | 116 | |||
Glossary | 118 | |||
Statements of Assets and Liabilities/Consolidated Statement of Assets and Liabilities | 119 | |||
Statements of Operations/Consolidated Statement of Operations | 127 | |||
Statements of Changes in Net Assets/Consolidated Statement of Changes in Net Assets | 135 | |||
Financial Highlights/Consolidated Financial Highlights | 150 | |||
Notes to Financial Statements/Notes to Consolidated Financial Statements | 170 | |||
Disclosure of Fund Expenses | 204 | |||
Approval of Investment Advisory Agreement | 209 | |||
Liquidity Risk Management Program | 213 | |||
Supplemental Information | 214 |
Table of Contents |
Shares are bought and sold at market price (not NAV) and are not individually redeemed from a Fund. Shares may only be redeemed directly from a Fund by Authorized Participants, in very large creation/redemption units. Brokerage commissions will reduce returns.
The Funds file their complete schedules of Fund holdings with the Securities and Exchange Commission (the “SEC” or “Commission”) for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. The Funds’ Forms N-PORT are available on the Commission’s website at https://www.sec.gov, and may be reviewed and copied at the Commission's Public Reference Room in Washington, DC. Information on the operation of the Public Reference Room may be obtained by calling 1-800-SEC-0330.
A description of the policies and procedures that Global X Funds uses to determine how to vote proxies relating to Fund securities, as well as information relating to how the Funds voted proxies relating to Fund securities during the most recent 12-month period ended June 30, is available (i) without charge, upon request, by calling 1-888-493-8631; and (ii) on the Commission’s website at https://www.sec.gov
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Millennial Consumer ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
SINGAPORE — 2.1% | ||||||||
Communication Services — 2.1% | ||||||||
Sea ADR * | 35,013 | $ | 2,010,096 | |||||
UNITED STATES — 97.8% | ||||||||
Communication Services — 23.1% | ||||||||
Activision Blizzard * | 34,362 | 2,755,832 | ||||||
Alphabet, Cl A * | 27,372 | 3,363,198 | ||||||
Angi, Cl A * | 135,936 | 415,964 | ||||||
Cargurus, Cl A * | 16,161 | 303,665 | ||||||
Cars.com * | 14,690 | 259,278 | ||||||
iHeartMedia, Cl A * | 74,811 | 177,302 | ||||||
Match Group * | 23,482 | 810,129 | ||||||
Meta Platforms, Cl A * | 13,341 | 3,531,630 | ||||||
Netflix * | 8,492 | 3,356,293 | ||||||
Snap, Cl A * | 111,658 | 1,138,912 | ||||||
Spotify Technology * | 16,271 | 2,422,752 | ||||||
TripAdvisor * | 15,870 | 246,937 | ||||||
Vimeo * | 81,189 | 297,964 | ||||||
Walt Disney * | 29,157 | 2,564,650 | ||||||
Yelp, Cl A * | 9,509 | 318,551 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Millennial Consumer ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
ZipRecruiter, Cl A * | 16,879 | $ | 261,118 | |||||
22,224,175 | ||||||||
Consumer Discretionary — 40.8% | ||||||||
2U * | 53,518 | 214,072 | ||||||
Airbnb, Cl A * | 25,809 | 2,833,054 | ||||||
Amazon.com * | 28,718 | 3,462,816 | ||||||
AutoNation * | 3,938 | 515,563 | ||||||
Booking Holdings * | 1,115 | 2,797,279 | ||||||
Capri Holdings * | 10,555 | 370,480 | ||||||
CarMax * | 13,292 | 959,815 | ||||||
Carter's | 4,016 | 249,675 | ||||||
Carvana, Cl A * (A) | 31,175 | 402,781 | ||||||
Chegg * | 16,254 | 145,961 | ||||||
Children's Place * | 9,343 | 140,425 | ||||||
Chipotle Mexican Grill, Cl A * | 1,706 | 3,542,492 | ||||||
Columbia Sportswear . | 5,218 | 385,245 | ||||||
Coursera * | 25,981 | 328,919 | ||||||
Designer Brands, Cl A | 33,345 | 209,073 | ||||||
Dick's Sporting Goods | 5,215 | 664,965 | ||||||
eBay | 45,196 | 1,922,638 | ||||||
Etsy * | 10,486 | 849,890 | ||||||
Expedia Group * | 12,436 | 1,190,250 | ||||||
GoPro, Cl A * | 61,279 | 257,372 | ||||||
Graham Holdings, Cl B | 493 | 278,422 | ||||||
Home Depot . | 10,062 | 2,852,074 | ||||||
Laureate Education, Cl A | 24,572 | 297,321 | ||||||
Life Time Group Holdings * | 16,868 | 320,661 | ||||||
Lowe's | 14,598 | 2,936,096 | ||||||
Lululemon Athletica * | 8,067 | 2,677,679 | ||||||
NIKE, Cl B | 23,255 | 2,447,821 | ||||||
Peloton Interactive, Cl A * | 28,877 | 210,225 | ||||||
Perdoceo Education * | 21,462 | 253,037 | ||||||
Planet Fitness, Cl A * | 7,125 | 455,573 | ||||||
Skechers USA, Cl A * | 11,298 | 580,378 | ||||||
Starbucks | 27,480 | 2,683,147 | ||||||
Strategic Education . | 3,096 | 244,305 | ||||||
Stride * | 7,577 | 306,187 | ||||||
Under Armour, Cl A * | 32,021 | 230,871 | ||||||
VF . | 32,668 | 562,543 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Millennial Consumer ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Victoria's Secret * | 8,952 | $ | 182,800 | |||||
Wayfair, Cl A * | 8,331 | 335,906 | ||||||
39,297,811 | ||||||||
Consumer Staples — 3.7% | ||||||||
Costco Wholesale | 5,906 | 3,021,274 | ||||||
Medifast . | 2,974 | 234,054 | ||||||
Sprouts Farmers Market * | 8,631 | 298,287 | ||||||
3,553,615 | ||||||||
Financials — 9.5% | ||||||||
Avantax * | 10,702 | 226,454 | ||||||
Block, Cl A * | 45,541 | 2,750,221 | ||||||
Fiserv * | 25,412 | 2,850,972 | ||||||
LendingClub * | 40,497 | 332,075 | ||||||
Nelnet, Cl A | 3,224 | 298,220 | ||||||
PayPal Holdings * | 38,938 | 2,413,767 | ||||||
SLM | 21,244 | 324,184 | ||||||
9,195,893 | ||||||||
Health Care — 0.8% | ||||||||
Accolade * | 19,695 | 237,128 | ||||||
American Well, Cl A * | 133,482 | 294,995 | ||||||
Hims & Hers Health * | 29,111 | 260,252 | ||||||
792,375 | ||||||||
Industrials — 4.5% | ||||||||
Avis Budget Group * | 3,293 | 552,533 | ||||||
Lyft, Cl A * | 30,948 | 279,151 | ||||||
Uber Technologies * | 93,529 | 3,547,555 | ||||||
4,379,239 | ||||||||
Information Technology — 6.4% | ||||||||
Apple . | 17,761 | 3,148,137 | ||||||
Intuit . | 6,657 | 2,790,082 | ||||||
PowerSchool Holdings, Cl A * | 14,599 | 276,505 | ||||||
6,214,724 | ||||||||
Real Estate — 9.0% | ||||||||
AvalonBay Communities ‡ | 11,779 | 2,049,310 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Millennial Consumer ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Camden Property Trust ‡ | 8,976 | $ | 937,723 | |||||
Centerspace ‡ | 5,303 | 311,870 | ||||||
Equity Residential ‡ | 31,874 | 1,937,939 | ||||||
Independence Realty Trust ‡ | 18,793 | 324,555 | ||||||
Invitation Homes ‡ | 51,464 | 1,743,600 | ||||||
UDR ‡ | 27,696 | 1,098,700 | ||||||
Zillow Group, Cl A * | 6,506 | 291,404 | ||||||
8,695,101 | ||||||||
TOTAL UNITED STATES | 94,352,933 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $142,214,176) | 96,363,029 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 0.1% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
5.020% |
||||||||
(Cost $89,396) | 89,396 | 89,396 | ||||||
Face Amount | ||||||||
REPURCHASE AGREEMENT(B) — 0.2% | ||||||||
BNP Paribas | ||||||||
4.990%, dated 05/31/2023, to be repurchased | ||||||||
on 06/01/2023, repurchase price $180,829 | ||||||||
(collateralized by various U.S. Treasury | ||||||||
Obligations, ranging in par value $3,111 | ||||||||
- $21,562, 4.125% - 5.410%, 7/31/2024 | ||||||||
- 9/30/2027, with a total market value of | ||||||||
$184,433) | ||||||||
(Cost $180,804) | $ | 180,804 | 180,804 | |||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $142,484,376) | $ | 96,633,229 |
Percentages are based on Net Assets of $96,433,589. | |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at May 31, 2023. |
(B) | Security was purchased with cash collateral held from securities on loan. |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Millennial Consumer ETF |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of May 31, 2023. |
The following is a summary of the level of inputs used as of May 31, 2023, in valuing the Fund's investments carried at value:
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
96,363,029 |
$ |
— |
$ |
— |
$ |
96,363,029 |
||||||||
Short-Term
Investment |
89,396 |
— |
— |
89,396 |
||||||||||||
Repurchase
Agreement |
— |
180,804 |
— |
180,804 |
||||||||||||
Total
Investments in Securities |
$ |
96,452,425 |
$ |
180,804 |
$ |
— |
$ |
96,633,229 |
Amounts designated as “—“are $0 or have been rounded to $0.
See “Glossary” for abbreviations.
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
Shares | Value | ||||||
COMMON STOCK — 99.8% | |||||||
AUSTRALIA — 0.7% | |||||||
Health Care — 0.7% | |||||||
Cochlear | 2,252 | $ | 354,740 | ||||
BELGIUM — 1.5% | |||||||
Health Care — 1.2% | |||||||
UCB | 6,617 | 575,072 | |||||
Real Estate — 0.3% | |||||||
Aedifica ‡ | 1,812 | 121,219 | |||||
TOTAL BELGIUM | 696,291 | ||||||
CANADA — 0.6% | |||||||
Health Care — 0.6% | |||||||
Chartwell Retirement Residences | 22,771 | 150,935 | |||||
Sienna Senior Living | 17,879 | 146,657 | |||||
TOTAL CANADA | 297,592 | ||||||
CHINA — 4.0% | |||||||
Health Care — 4.0% | |||||||
AK Medical Holdings . | 111,189 | 98,999 | |||||
BeiGene ADR * | 3,536 | 781,209 | |||||
Beijing Chunlizhengda Medical Instruments, | |||||||
Cl H | 55,116 | 106,032 | |||||
Hansoh Pharmaceutical Group | 198,643 | 328,862 | |||||
Lifetech Scientific * | 357,792 | 106,493 | |||||
Luye Pharma Group * | 283,424 | 126,356 | |||||
Microport Scientific * | 59,702 | 102,805 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
SciClone Pharmaceuticals Holdings . | 96,800 | $ | 129,838 | |||||
Venus MedTech Hangzhou, Cl H * | 97,440 | 91,238 | ||||||
TOTAL CHINA | 1,871,832 | |||||||
DENMARK — 5.8% | ||||||||
Consumer Discretionary — 0.3% | ||||||||
GN Store Nord * | 6,278 | 154,766 | ||||||
Health Care — 5.5% | ||||||||
Demant * | 8,055 | 305,355 | ||||||
Genmab * | 2,240 | 873,848 | ||||||
Novo Nordisk, Cl B | 8,857 | 1,415,304 | ||||||
2,594,507 | ||||||||
TOTAL DENMARK | 2,749,273 | |||||||
FRANCE — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Korian | 18,665 | 147,947 | ||||||
GERMANY — 0.9% | ||||||||
Health Care — 0.9% | ||||||||
Fresenius Medical Care & KGaA . | 9,993 | 425,608 | ||||||
IRELAND — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Amarin ADR * | 103,370 | 120,943 | ||||||
ITALY — 0.6% | ||||||||
Health Care — 0.6% | ||||||||
Amplifon | 7,830 | 269,459 | ||||||
JAPAN — 7.6% | ||||||||
Health Care — 7.6% | ||||||||
Astellas Pharma . | 61,694 | 974,766 | ||||||
Chugai Pharmaceutical | 58,674 | 1,576,931 | ||||||
Nipro | 19,710 | 139,662 | ||||||
SUNWELS | 5,819 | 134,110 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Terumo | 25,586 | $ | 777,570 | |||||
TOTAL JAPAN | 3,603,039 | |||||||
NEW ZEALAND — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Ryman Healthcare | 42,962 | 163,508 | ||||||
SOUTH KOREA — 1.7% | ||||||||
Health Care — 1.7% | ||||||||
Celltrion . | 4,990 | 644,013 | ||||||
Dentium . | 1,306 | 156,061 | ||||||
TOTAL SOUTH KOREA | 800,074 | |||||||
SPAIN — 0.2% | ||||||||
Health Care — 0.2% | ||||||||
Pharma Mar | 3,136 | 108,456 | ||||||
SWEDEN — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Elekta, Cl B | 17,678 | 129,228 | ||||||
SWITZERLAND — 6.2% | ||||||||
Health Care — 6.2% | ||||||||
Alcon . | 20,526 | 1,586,575 | ||||||
Sonova Holding . | 2,082 | 531,574 | ||||||
Straumann Holding . | 5,446 | 792,936 | ||||||
TOTAL SWITZERLAND | 2,911,085 | |||||||
UNITED KINGDOM — 4.0% | ||||||||
Health Care — 4.0% | ||||||||
AstraZeneca ADR . | 19,610 | 1,433,099 | ||||||
Smith & Nephew . | 29,783 | 443,696 | ||||||
TOTAL UNITED KINGDOM | 1,876,795 | |||||||
UNITED STATES — 64.8% | ||||||||
Health Care — 59.1% | ||||||||
AbbVie | 9,009 | 1,242,882 | ||||||
ACADIA Pharmaceuticals * | 7,850 | 184,475 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
agilon health * | 14,075 | $ | 279,811 | |||||
Agios Pharmaceuticals * | 6,503 | 164,396 | ||||||
Alector * | 22,116 | 164,543 | ||||||
Alphatec Holdings * | 9,228 | 139,896 | ||||||
Amedisys * | 1,800 | 136,674 | ||||||
Amgen . | 5,809 | 1,281,756 | ||||||
AngioDynamics * | 15,476 | 146,403 | ||||||
Biogen * | 5,095 | 1,510,209 | ||||||
Blueprint Medicines * | 3,103 | 175,381 | ||||||
Boston Scientific * | 28,475 | 1,465,893 | ||||||
Bristol-Myers Squibb | 20,789 | 1,339,643 | ||||||
Brookdale Senior Living * | 35,032 | 120,860 | ||||||
Cano Health * | 103,266 | 140,442 | ||||||
DaVita * | 3,061 | 286,724 | ||||||
Deciphera Pharmaceuticals * | 9,751 | 131,638 | ||||||
Denali Therapeutics * | 5,897 | 178,207 | ||||||
Dexcom * | 12,591 | 1,476,421 | ||||||
Edwards Lifesciences * | 17,308 | 1,457,853 | ||||||
Eli Lilly | 3,960 | 1,700,662 | ||||||
Embecta . | 5,090 | 140,840 | ||||||
Ensign Group | 1,939 | 171,815 | ||||||
Exact Sciences * | 6,071 | 495,272 | ||||||
Exelixis * | 10,992 | 211,926 | ||||||
FibroGen * | 7,401 | 127,667 | ||||||
Glaukos * | 2,967 | 169,178 | ||||||
Halozyme Therapeutics * | 4,591 | 148,886 | ||||||
Incyte * | 7,588 | 467,041 | ||||||
Insulet * | 2,352 | 645,036 | ||||||
Integer Holdings * | 1,817 | 148,740 | ||||||
Johnson & Johnson | 8,819 | 1,367,474 | ||||||
LivaNova * | 3,396 | 150,375 | ||||||
MannKind * | 34,958 | 162,205 | ||||||
Medtronic | 18,087 | 1,496,880 | ||||||
Merit Medical Systems * | 1,959 | 161,422 | ||||||
National HealthCare | 2,528 | 153,450 | ||||||
Neurocrine Biosciences * | 3,287 | 294,285 | ||||||
Novocure * | 3,568 | 256,218 | ||||||
NuVasive * | 3,404 | 129,897 | ||||||
Regeneron Pharmaceuticals * | 1,786 | 1,313,710 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Roche Holding | 3,631 | $ | 1,219,403 | |||||
Seagen * | 7,107 | 1,390,840 | ||||||
Sight Sciences * | 15,726 | 150,812 | ||||||
Silk Road Medical * | 3,627 | 109,499 | ||||||
Stryker | 5,027 | 1,385,341 | ||||||
Teleflex | 1,612 | 378,417 | ||||||
Theravance Biopharma * | 12,226 | 136,687 | ||||||
United Therapeutics * | 1,582 | 331,809 | ||||||
Zimmer Biomet Holdings . | 7,181 | 914,428 | ||||||
27,954,322 | ||||||||
Real Estate — 5.7% | ||||||||
LTC Properties ‡ | 4,164 | 133,706 | ||||||
National Health Investors ‡ | 2,878 | 149,973 | ||||||
Omega Healthcare Investors ‡ | 7,913 | 235,887 | ||||||
Sabra Health Care REIT ‡ | 12,375 | 139,342 | ||||||
Ventas ‡ | 13,611 | 587,179 | ||||||
Welltower ‡ | 19,797 | 1,477,054 | ||||||
2,723,141 | ||||||||
TOTAL UNITED STATES | 30,677,463 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $53,307,837) | 47,203,333 | |||||||
Number of | ||||||||
Rights | ||||||||
RIGHTS — 0.0% | ||||||||
United States — 0.0% | ||||||||
Radius Health#(A) | 19,104 | — | ||||||
TOTAL RIGHTS (Cost $–) . | — | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $53,307,837) | $ | 47,203,333 |
Percentages are based on Net Assets of $47,304,022. | |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
# | Expiration date not available. |
(A) | Level 3 security in accordance with fair value hierarchy. |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Aging Population ETF |
The following is a summary of the level of inputs used as of May 31, 2023, in valuing the Fund's investments carried at value:
Investments in Securities |
Level 1 |
Level 2 |
Level 3(1) |
Total |
||||||||||||
Common Stock |
$ |
47,203,333 |
$ |
— |
$ |
— |
$ |
47,203,333 |
||||||||
Rights |
— |
— |
— |
^ |
— |
|||||||||||
Total Investments in Securities |
$ |
47,203,333 |
$ |
— |
$ |
— |
$ |
47,203,333 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Health & Wellness ETF |
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
AUSTRALIA — 0.6% | ||||||||
Consumer Staples — 0.6% | ||||||||
Blackmores | 1,432 | $ | 87,158 | |||||
CANADA — 2.4% | ||||||||
Consumer Discretionary — 2.4% | ||||||||
Gildan Activewear . | 13,237 | 360,504 | ||||||
CHINA — 8.4% | ||||||||
Consumer Discretionary — 8.4% | ||||||||
ANTA Sports Products . | 35,244 | 359,948 | ||||||
Li Ning | 66,014 | 354,177 | ||||||
Topsports International Holdings | 456,570 | 354,606 | ||||||
Xtep International Holdings | 195,401 | 196,443 | ||||||
TOTAL CHINA | 1,265,174 | |||||||
FRANCE — 3.0% | ||||||||
Consumer Staples — 3.0% | ||||||||
Danone | 7,644 | 450,980 | ||||||
GERMANY — 5.6% | ||||||||
Consumer Discretionary — 5.6% | ||||||||
adidas | 2,767 | 446,909 | ||||||
Puma | 8,197 | 389,051 | ||||||
TOTAL GERMANY | 835,960 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Health & Wellness ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
IRELAND — 1.9% | ||||||||
Consumer Staples — 1.9% | ||||||||
Glanbia . | 19,914 | $ | 287,246 | |||||
ITALY — 0.9% | ||||||||
Consumer Discretionary — 0.9% | ||||||||
Technogym | 14,821 | 135,174 | ||||||
JAPAN — 15.2% | ||||||||
Consumer Discretionary — 11.0% | ||||||||
ABC-Mart | 6,024 | 326,822 | ||||||
Asics | 13,923 | 372,203 | ||||||
Descente | 5,665 | 155,903 | ||||||
Goldwin . | 3,456 | 290,154 | ||||||
Shimano . | 2,786 | 436,898 | ||||||
Yonex | 6,844 | 64,906 | ||||||
1,646,886 | ||||||||
Consumer Staples — 3.5% | ||||||||
Ariake Japan | 2,407 | 85,795 | ||||||
Yakult Honsha . | 6,746 | 436,970 | ||||||
522,765 | ||||||||
Health Care — 0.7% | ||||||||
Tsumura . | 5,660 | 111,851 | ||||||
TOTAL JAPAN | 2,281,502 | |||||||
NETHERLANDS — 1.2% | ||||||||
Consumer Discretionary — 1.2% | ||||||||
Basic-Fit * | 4,851 | 184,628 | ||||||
SOUTH KOREA — 1.6% | ||||||||
Consumer Discretionary — 1.6% | ||||||||
Fila Holdings | 4,499 | 123,216 | ||||||
Youngone . | 3,280 | 111,084 | ||||||
TOTAL SOUTH KOREA | 234,300 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Health & Wellness ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWITZERLAND — 3.1% | ||||||||
Consumer Discretionary — 3.1% | ||||||||
On Holding, Cl A * | 16,631 | $ | 456,521 | |||||
TAIWAN — 7.5% | ||||||||
Consumer Discretionary — 7.1% | ||||||||
Feng TAY Enterprise . | 65,281 | 405,782 | ||||||
Fulgent Sun International Holding | 14,365 | 58,905 | ||||||
Giant Manufacturing . | 29,546 | 198,079 | ||||||
Johnson Health Tech | 22,400 | 44,760 | ||||||
Merida Industry | 21,960 | 139,003 | ||||||
Pou Chen | 217,286 | 223,809 | ||||||
1,070,338 | ||||||||
Consumer Staples — 0.4% | ||||||||
Grape King Bio | 9,600 | 54,831 | ||||||
TOTAL TAIWAN | 1,125,169 | |||||||
UNITED KINGDOM — 4.9% | ||||||||
Consumer Discretionary — 4.9% | ||||||||
Frasers Group * | 34,596 | 288,357 | ||||||
JD Sports Fashion | 239,309 | 450,833 | ||||||
TOTAL UNITED KINGDOM | 739,190 | |||||||
UNITED STATES — 43.5% | ||||||||
Consumer Discretionary — 23.3% | ||||||||
Columbia Sportswear . | 4,584 | 338,437 | ||||||
Dick's Sporting Goods | 3,608 | 460,056 | ||||||
Foot Locker . | 6,902 | 174,759 | ||||||
Hibbett . | 940 | 33,859 | ||||||
Lululemon Athletica * | 1,370 | 454,744 | ||||||
NIKE, Cl B | 3,943 | 415,040 | ||||||
Peloton Interactive, Cl A * | 24,131 | 175,674 | ||||||
Planet Fitness, Cl A * | 6,273 | 401,096 | ||||||
Shoe Carnival . | 2,093 | 40,960 | ||||||
Skechers USA, Cl A * | 9,944 | 510,823 | ||||||
Under Armour, Cl A * | 13,912 | 100,305 | ||||||
VF . | 22,773 | 392,151 | ||||||
3,497,904 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X Health & Wellness ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 15.0% | ||||||||
BellRing Brands * | 9,862 | $ | 361,146 | |||||
Calavo Growers . | 1,678 | 54,250 | ||||||
Cal-Maine Foods | 3,258 | 154,918 | ||||||
Celsius Holdings * | 5,670 | 711,755 | ||||||
Hain Celestial Group * | 6,712 | 81,954 | ||||||
Herbalife * | 7,218 | 85,461 | ||||||
Medifast . | 805 | 63,353 | ||||||
Nu Skin Enterprises, Cl A | 3,638 | 121,255 | ||||||
Simply Good Foods * | 7,336 | 265,490 | ||||||
Sprouts Farmers Market * | 7,613 | 263,105 | ||||||
USANA Health Sciences * | 1,425 | 86,455 | ||||||
2,249,142 | ||||||||
Health Care — 4.7% | ||||||||
Dexcom * | 4,289 | 502,928 | ||||||
Prestige Consumer Healthcare * | 3,666 | 209,805 | ||||||
712,733 | ||||||||
Industrials — 0.5% | ||||||||
Healthcare Services Group . | 5,473 | 73,940 | ||||||
TOTAL UNITED STATES | 6,533,719 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $21,096,584) | 14,977,225 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $21,096,584) | $ | 14,977,225 |
Percentages are based on Net Assets of $15,012,380. |
* Non-income producing security. |
As of May 31, 2023, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
See “Glossary” for abbreviations.
Schedule of Investments | May 31, 2023 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF |
Shares | Value | |||||||
COMMON STOCK — 99.4% | ||||||||
CANADA — 1.8% | ||||||||
Industrials — 1.8% | ||||||||
ATS * | 891,560 | $ | 38,993,042 | |||||
CHINA — 1.0% | ||||||||
Health Care — 1.0% | ||||||||
Shanghai MicroPort MedBot Group * (A) | 9,300,300 | 21,646,149 | ||||||
FINLAND — 1.3% | ||||||||
Industrials — 1.3% | ||||||||
Cargotec, Cl B | 536,894 | 28,527,502 | ||||||
ISRAEL — 0.6% | ||||||||
Consumer Discretionary — 0.6% | ||||||||
Maytronics | 1,072,708 | 12,789,378 | ||||||
JAPAN — 32.1% | ||||||||
Health Care — 0.1% | ||||||||
CYBERDYNE * (A) | 1,295,619 | 2,744,896 |
Schedule of Investments | May 31, 2023 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 19.3% | ||||||||
Daifuku . | 3,694,675 | $ | 74,811,120 | |||||
FANUC | 4,449,045 | 152,786,157 | ||||||
Hirata | 101,182 | 5,069,420 | ||||||
Shibaura Machine . | 256,385 | 7,973,323 | ||||||
SMC . | 168,747 | 90,681,206 | ||||||
Yaskawa Electric | 2,144,627 | 90,565,074 | ||||||
421,886,300 | ||||||||
Information Technology — 12.7% | ||||||||
ExaWizards * (A) | 774,777 | 2,695,069 | ||||||
Keyence | 357,464 | 173,467,840 | ||||||
Omron | 1,601,695 | 96,584,335 | ||||||
PKSHA Technology * | 286,017 | 5,551,860 | ||||||
278,299,104 | ||||||||
TOTAL JAPAN | 702,930,300 | |||||||
NORWAY — 3.2% | ||||||||
Industrials — 3.2% | ||||||||
AutoStore Holdings * (A) | 33,314,318 | 69,929,588 | ||||||
SOUTH KOREA — 0.8% | ||||||||
Industrials — 0.8% | ||||||||
Hyulim ROBOT * | 1,547,392 | 2,372,532 | ||||||
Rainbow Robotics * | 185,424 | 14,515,392 | ||||||
TOTAL SOUTH KOREA | 16,887,924 | |||||||
SWITZERLAND — 9.8% | ||||||||
Health Care — 2.1% | ||||||||
Tecan Group . | 123,308 | 47,048,986 | ||||||
Industrials — 7.7% | ||||||||
ABB | 4,604,790 | 167,538,495 | ||||||
TOTAL SWITZERLAND | 214,587,481 | |||||||
UNITED KINGDOM — 1.6% | ||||||||
Information Technology — 1.6% | ||||||||
Renishaw | 707,553 | 35,481,130 |
Schedule of Investments | May 31, 2023 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED STATES — 47.2% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
iRobot * | 266,578 | $ | 9,450,190 | |||||
Energy — 0.4% | ||||||||
Helix Energy Solutions Group * | 1,477,388 | 9,277,997 | ||||||
Financials — 1.0% | ||||||||
Upstart Holdings * (A) | 792,419 | 21,585,494 | ||||||
Health Care — 11.6% | ||||||||
Intuitive Surgical * | 672,553 | 207,038,715 | ||||||
Omnicell * | 434,356 | 31,890,418 | ||||||
PROCEPT BioRobotics * | 434,936 | 14,548,609 | ||||||
253,477,742 | ||||||||
Industrials — 3.8% | ||||||||
AeroVironment * | 245,425 | 22,925,149 | ||||||
Berkshire Grey * (A) | 2,264,374 | 3,147,480 | ||||||
John Bean Technologies | 310,487 | 33,101,019 | ||||||
Symbotic, Cl A * (A) | 585,839 | 19,320,970 | ||||||
TuSimple Holdings, Cl A * (A) | 1,903,544 | 3,845,159 | ||||||
82,339,777 | ||||||||
Information Technology — 30.0% | ||||||||
Appian, Cl A * | 399,762 | 17,121,806 | ||||||
C3.ai, Cl A * (A) | 1,039,558 | 41,592,716 | ||||||
Cerence * | 391,747 | 11,172,624 | ||||||
Cognex | 1,680,049 | 92,335,493 | ||||||
Dynatrace * | 2,053,324 | 104,698,991 | ||||||
FARO Technologies * | 172,320 | 2,600,309 | ||||||
NVIDIA . | 659,752 | 249,610,572 | ||||||
Pegasystems | 802,583 | 38,812,914 | ||||||
PROS Holdings * | 446,882 | 13,549,462 | ||||||
SoundHound AI, Cl A * (A) | 1,468,783 | 4,479,788 | ||||||
UiPath, Cl A * | 4,579,660 | 81,930,117 | ||||||
657,904,792 | ||||||||
TOTAL UNITED STATES | 1,034,035,992 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $2,067,347,029) |
2,175,808,486 |
Schedule of Investments | May 31, 2023 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF |
Shares | Value | |||||||
SHORT-TERM INVESTMENT(B)(C) — 1.1% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
5.020% | ||||||||
(Cost $23,167,621) | 23,167,621 | $ | 23,167,621 | |||||
Face Amount | ||||||||
REPURCHASE AGREEMENT(B) — 2.6% | ||||||||
BNP Paribas | ||||||||
4.990%, dated 05/31/2023, to be | ||||||||
repurchased on 06/01/2023, repurchase price | ||||||||
$57,975,343 (collateralized by various U.S. | ||||||||
Treasury Obligations, ranging in par value | ||||||||
$997,497 - $6,913,050, 4.125% - 5.410%, | ||||||||
7/31/2024 - 9/30/2027, with a total market | ||||||||
value of $59,130,011) | ||||||||
(Cost $57,967,308) | $ | 57,967,308 | 57,967,308 | |||||
TOTAL INVESTMENTS — 103.1% | ||||||||
(Cost $2,148,481,958) |
$ | 2,256,943,415 |
Percentages are based on Net Assets of $2,188,702,013. | |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at May 31, 2023. |
(B) | Security was purchased with cash collateral held from securities on loan. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of |
May 31, 2023. |
The open futures contracts held by the Fund at May 31, 2023, are as follows:
Type of Contract | Number
of Contracts |
Expiration
Date
|
Notional
Amount |
Value |
Unrealized
Appreciation |
|||||||||||
Long Contracts | ||||||||||||||||
Technology E-Mini | 60 | Jun-2023 | $ | 8,966,281 | $ | 9,942,600 $ | 976,319 |
Schedule of Investments | May 31, 2023 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF |
The following is a summary of the level of inputs used as of May 31, 2023, in valuing the Fund's investments and other financial instruments carried at value:
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
2,175,808,486 |
$ |
— |
$ |
— |
$ |
2,175,808,486 |
||||||||
Short-Term
Investment |
23,167,621 |
— |
— |
23,167,621 |
||||||||||||
Repurchase
Agreement |
— |
57,967,308 |
— |
57,967,308 |
||||||||||||
Total
Investments in Securities |
$ |
2,198,976,107 |
$ |
57,967,308 |
$ |
— |
$ |
2,256,943,415 |
Other
Financial Instruments |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Futures
Contracts* |
||||||||||||||||
Unrealized
Appreciation |
$ |
976,319 |
$ |
– |
$ |
– |
$ |
976,319 |
||||||||
Total
Other Financial Instruments |
$ |
976,319 |
$ |
– |
$ |
– |
$ |
976,319 |
* Futures contracts are valued at the unrealized appreciation on the instrument. |
Amounts designated as “—“ are $0 or have been rounded to $0.
See “Glossary” for abbreviations.
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X FinTech ETF |
Shares | Value | |||||||
COMMON STOCK — 99.7% | ||||||||
AUSTRALIA — 0.9% | ||||||||
Financials — 0.5% | ||||||||
HUB24 | 100,301 | $ | 1,622,741 | |||||
Zip * (A) | 940,197 | 328,562 | ||||||
1,951,303 | ||||||||
Information Technology — 0.4% | ||||||||
IRESS . | 230,754 | 1,527,668 | ||||||
TOTAL AUSTRALIA | 3,478,971 | |||||||
BRAZIL — 1.8% | ||||||||
Financials — 1.8% | ||||||||
Pagseguro Digital, Cl A * | 250,547 | 2,492,943 | ||||||
StoneCo, Cl A * | 352,469 | 4,416,436 | ||||||
TOTAL BRAZIL | 6,909,379 | |||||||
CANADA — 0.8% | ||||||||
Financials — 0.7% | ||||||||
Nuvei * | 81,910 | 2,566,429 | ||||||
Information Technology — 0.1% | ||||||||
Hut 8 Mining * (A) | 239,236 | 515,678 | ||||||
TOTAL CANADA | 3,082,107 | |||||||
CHINA — 1.6% | ||||||||
Financials — 1.4% | ||||||||
Lufax Holding ADR | 2,874,859 | 3,679,819 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X FinTech ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Yeahka * (A) | 560,514 | $ | 1,432,029 | |||||
5,111,848 | ||||||||
Information Technology — 0.2% | ||||||||
Linklogis, Cl B * | 2,520,900 | 940,316 | ||||||
TOTAL CHINA | 6,052,164 | |||||||
DENMARK — 1.4% | ||||||||
Information Technology — 1.4% | ||||||||
SimCorp | 50,901 | 5,261,198 | ||||||
GERMANY — 0.4% | ||||||||
Financials — 0.4% | ||||||||
Hypoport * (A) | 8,550 | 1,351,775 | ||||||
ISRAEL — 0.5% | ||||||||
Information Technology — 0.5% | ||||||||
Sapiens International | 68,972 | 1,713,265 | ||||||
ITALY — 3.4% | ||||||||
Financials — 3.4% | ||||||||
Nexi * | 1,655,050 | 12,929,858 | ||||||
JAPAN — 0.2% | ||||||||
Financials — 0.2% | ||||||||
WealthNavi * (A) | 64,155 | 571,226 | ||||||
NETHERLANDS — 6.9% | ||||||||
Financials — 6.9% | ||||||||
Adyen * | 15,881 | 25,849,798 | ||||||
NEW ZEALAND — 3.6% | ||||||||
Information Technology — 3.6% | ||||||||
Xero * | 189,510 | 13,484,394 |
Schedule of Investments | May 31, 2023 (Unaudited) | |
Global X FinTech ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SOUTH KOREA — 2.0% | ||||||||
Financials — 2.0% | ||||||||
Kakaopay * (A) | 168,636 | $ | 7,636,107 | |||||
SWITZE |