|
Class
A
Shares
Ticker |
Class
C
Shares
Ticker |
Class
D
Shares
Ticker |
Class
I
Shares
Ticker |
Class
N
Shares
Ticker |
Class
R
Shares
Ticker |
Class
S
Shares
Ticker |
Class
T
Shares
Ticker |
Global
& International Equity |
|
|
|
|
|
|
|
|
Janus
Henderson Asia Equity Fund |
JAQAX |
JAQCX |
JAQDX |
JAQIX |
JAQNX |
N/A |
JAQSX |
JAQTX |
Janus
Henderson Emerging Markets Fund |
HEMAX |
HEMCX |
HEMDX |
HEMIX |
HEMRX |
N/A |
HEMSX |
HEMTX |
Janus
Henderson European Focus Fund |
HFEAX |
HFECX |
HFEDX |
HFEIX |
HFERX |
N/A |
HFESX |
HFETX |
Janus
Henderson Global Equity Income Fund |
HFQAX |
HFQCX |
HFQDX |
HFQIX |
HFQRX |
N/A |
HFQSX |
HFQTX |
Janus
Henderson Global Life Sciences Fund |
JFNAX |
JFNCX |
JNGLX |
JFNIX |
JFNNX |
N/A |
JFNSX |
JAGLX |
Janus
Henderson Global Real Estate Fund |
JERAX |
JERCX |
JNGSX |
JERIX |
JERNX |
N/A |
JERSX |
JERTX |
Janus
Henderson Global Research Fund |
JDWAX |
JWWCX |
JANWX |
JWWFX |
JDWNX |
JDWRX |
JWGRX |
JAWWX |
Janus
Henderson Global Select Fund |
JORAX |
JORCX |
JANRX |
JORFX |
JSLNX |
JORRX |
JORIX |
JORNX |
Janus
Henderson Global Sustainable Equity Fund |
JEASX |
JECTX |
JEDTX |
JEUIX |
JETNX |
JEGRX |
JESSX |
JETTX |
Janus
Henderson Global Technology and Innovation Fund |
JATAX |
JAGCX |
JNGTX |
JATIX |
JATNX |
N/A |
JATSX |
JAGTX |
Janus
Henderson International Opportunities Fund |
HFOAX |
HFOCX |
HFODX |
HFOIX |
HFOSX |
HFORX |
HFOQX |
HFOTX |
Janus
Henderson Overseas Fund |
JDIAX |
JIGCX |
JNOSX |
JIGFX |
JDINX |
JDIRX |
JIGRX |
JAOSX |
Multi-Asset
U.S. Equity |
|
|
|
|
|
|
|
|
Janus
Henderson Balanced Fund |
JDBAX |
JABCX |
JANBX |
JBALX |
JABNX |
JDBRX |
JABRX |
JABAX |
Janus
Henderson Contrarian Fund |
JCNAX |
JCNCX |
JACNX |
JCONX |
JCNNX |
JCNRX |
JCNIX |
JSVAX |
Janus
Henderson Enterprise Fund |
JDMAX |
JGRCX |
JANEX |
JMGRX |
JDMNX |
JDMRX |
JGRTX |
JAENX |
Janus
Henderson Forty Fund |
JDCAX |
JACCX |
JFRDX |
JCAPX |
JFRNX |
JDCRX |
JARTX |
JACTX |
Janus
Henderson Growth and Income Fund |
JDNAX |
JGICX |
JNGIX |
JGINX |
JDNNX |
JDNRX |
JADGX |
JAGIX |
Janus
Henderson Research Fund |
JRAAX |
JRACX |
JNRFX |
JRAIX |
JRANX |
JRARX |
JRASX |
JAMRX |
Janus
Henderson Triton Fund |
JGMAX |
JGMCX |
JANIX |
JSMGX |
JGMNX |
JGMRX |
JGMIX |
JATTX |
Janus
Henderson Venture Fund |
JVTAX |
JVTCX |
JANVX |
JVTIX |
JVTNX |
N/A |
JVTSX |
JAVTX |
Janus
Investment Fund |
Classification |
Adviser |
Investment
Policies and Restrictions Applicable to all
Funds |
Investment
Policies Applicable to Certain
Funds |
Investment
Strategies and Risks |
Portfolio
Turnover |
Fund
Name |
Portfolio
Turnover Rate for
the
fiscal year ended
September
30, 2022 |
Portfolio
Turnover Rate for
the
fiscal year ended
September
30, 2021 |
Global
& International Equity |
|
|
Janus
Henderson Asia Equity Fund(1)
|
117% |
60% |
Janus
Henderson Emerging Markets Fund |
63% |
76% |
Janus
Henderson European Focus Fund |
145% |
184% |
Janus
Henderson Global Equity Income Fund |
86% |
123% |
Janus
Henderson Global Life Sciences Fund |
21% |
32% |
Janus
Henderson Global Real Estate Fund |
68% |
77% |
Janus
Henderson Global Research Fund |
33% |
25% |
Janus
Henderson Global Select Fund |
56% |
37% |
Janus
Henderson Global Sustainable Equity Fund |
33% |
12% |
Janus
Henderson Global Technology and Innovation Fund |
47% |
43% |
Janus
Henderson International Opportunities Fund |
88% |
63% |
Janus
Henderson Overseas Fund |
32% |
27% |
Multi-Asset
U.S. Equity |
|
|
Janus
Henderson Balanced Fund |
79% |
60% |
Janus
Henderson Contrarian Fund |
48% |
37% |
Janus
Henderson Enterprise Fund |
9% |
12% |
Janus
Henderson Forty Fund |
39% |
31% |
Janus
Henderson Growth and Income Fund |
17% |
11% |
Janus
Henderson Research Fund |
32% |
31% |
Janus
Henderson Triton Fund |
8% |
24% |
Janus
Henderson Venture Fund |
14% |
21% |
Portfolio
Holdings Disclosure Policies and
Procedures |
Name |
Frequency |
Lag
Time |
Acuity
Knowledge Partners (UK) Limited |
As
needed |
1
day or more |
Adviser
Compliance Associates, LLC |
As
needed |
Current |
Alpha
Financial Markets Consulting |
Monthly |
Current |
Barclays
Risk Analytics and Index Solutions Limited |
Daily |
Current |
Barra,
Inc. |
Daily |
Current |
Bloomberg
Finance L.P. |
Daily |
Current |
Boston
Financial Data Services, Inc. |
As
needed |
Current |
BNP
Paribas Fund Services LLC |
Daily |
Current |
BNP
Paribas New York Branch |
Daily |
Current |
BNP
Paribas Prime Brokerage, Inc. |
Daily |
Current |
BNP
Paribas Securities Services |
Daily |
Current |
BNP
Securities Corp. |
Daily |
Current |
Brown
Brothers Harriman & Co. |
Daily |
Current |
Callan
Associates Inc. |
As
needed |
Current |
Charles
River Brokerage, LLC |
As
needed |
Current |
Charles
River Systems, Inc. |
As
needed |
Current |
Charles
Schwab & Co., Inc. |
As
needed |
Current |
Name |
Frequency |
Lag
Time |
Command
Financial Press Corporation |
As
needed |
2
days |
Deloitte
& Touche LLP |
As
needed |
Current |
Deloitte
Tax LLP |
As
needed |
Current |
DTCC
Loan/SERV LLC |
Daily |
Current |
Eagle
Investment Systems LLC |
As
needed |
Current |
Envestnet
Asset Management Inc. |
As
needed |
Current |
Ernst
& Young Global Limited |
Semiannually |
1-2
days |
Ernst
& Young LLP |
As
needed |
Current |
FactSet
Research Systems, Inc. |
As
needed |
Current |
Fintech
SISU LLC |
Daily |
Current |
FIS
Financial Systems LLC – Wall Street Concepts (WSC) |
As
needed |
Current |
FlexTrade
LLC |
Daily |
Current |
Frank
Russell Company |
As
needed |
Current |
HedgeFacts |
Weekly |
7
days |
HeterMedia
Services Limited |
Monthly |
Current |
IHS
Markit |
Daily |
Current |
Infotech
Consulting Inc. |
Daily |
Current |
Institutional
Shareholder Services, Inc. |
Daily |
Current |
Interactive
Data (Europe) Limited |
Quarterly |
10
days |
Interactive
Data Pricing and Reference Data LLC |
Daily |
Current |
International
Data Corporation |
Daily |
Current |
Investment
Technology Group, Inc. |
Daily |
Current |
JPMorgan
Chase Bank, National Association |
Daily |
Current |
KPMG
LLP |
As
needed |
Current |
LendAmend
LLC |
As
needed |
Current |
Markit
EDM Limited |
Daily |
Current |
Markit
Group Limited |
Daily |
Current |
Merrill
Communications LLC |
Quarterly |
Current |
Moody’s
Investors Service Inc. |
Weekly |
7
days or more |
Morningstar,
Inc. |
As
needed |
30
days |
Nasdaq
Inc. |
Daily |
Current |
PricewaterhouseCoopers
LLP |
As
needed |
Current |
Prima
Capital Holding, Inc. |
As
needed |
Current |
Prima
Capital Management, Inc. |
Quarterly |
15
days |
RR
Donnelley and Sons Company |
Daily |
Current |
Russell/Mellon
Analytical Services, LLC |
Monthly |
Current |
SimCorp
USA, Inc. |
As
needed |
Current |
SS&C
Technologies, Inc. |
As
needed |
Current |
Standard
& Poor’s |
Daily |
Current |
Standard
& Poor’s Financial Services |
Weekly |
2
days or more |
Standard
& Poor’s Securities Evaluation |
Daily |
Current |
The
Ohio National Life Insurance Company |
As
needed |
Current |
Thomson
Reuters (Markets) LLC |
Daily |
Current |
Tower
Investment |
As
needed |
30
days |
TradingScreen
Inc. |
As
needed |
Current |
TriOptima
AB |
Daily |
Current |
Wachovia
Securities LLC |
As
needed |
Current |
Wilshire
Associates Incorporated |
As
needed |
Current |
Name |
Frequency |
Lag
Time |
Wolters
Kluwer Financial Services, Inc. |
Monthly |
30
days |
Zephyr
Associates, Inc. |
Quarterly |
Current |
Fund
Name |
Average
Daily Net
Assets
of the Fund |
Contractual
Investment
Advisory
Fees/Base
Fees (%)
(annual
rate) |
Global
& International Equity |
|
|
Janus
Henderson Asia Equity Fund |
N/A |
0.92 |
Janus
Henderson Emerging Markets Fund |
First
$1 Billion
Next
$1 Billion
Over
$2 Billion |
1.00
0.90
0.85 |
Janus
Henderson European Focus Fund |
First
$500 Million
Next
$1 Billion
Next
$1 Billion
Over
$2.5 Billion |
1.00
0.90
0.85
0.80 |
Janus
Henderson Global Equity Income Fund |
First
$1 Billion
Next
$1 Billion
Over
$2 Billion |
0.85
0.65
0.60 |
Janus
Henderson Global Life Sciences Fund |
All
Asset Levels |
0.64 |
Janus
Henderson Global Real Estate Fund |
N/A |
0.75 |
Janus
Henderson Global Research Fund |
N/A |
0.60 |
Janus
Henderson Global Select Fund |
All
Asset Levels |
0.64 |
Janus
Henderson Global Sustainable Equity Fund |
First
$2 Billion
Over
$2 Billion |
0.75
0.70 |
Janus
Henderson Global Technology and Innovation Fund |
All
Asset Levels |
0.64 |
Janus
Henderson International Opportunities Fund |
First
$2 Billion
Next
$1 Billion
Next
$1 Billion
Next
$1 Billion
Next
$5 Billion
Over
$10 Billion |
1.00
0.90
0.80
0.70
0.60
0.50 |
Janus
Henderson Overseas Fund |
N/A |
0.64 |
Multi-Asset
U.S. Equity |
|
|
Janus
Henderson Balanced Fund |
All
Asset Levels |
0.55 |
Janus
Henderson Contrarian Fund |
N/A |
0.64 |
Janus
Henderson Enterprise Fund |
All
Asset Levels |
0.64 |
Janus
Henderson Forty Fund |
N/A |
0.64 |
Janus
Henderson Growth and Income Fund |
All
Asset Levels |
0.60 |
Janus
Henderson Research Fund |
N/A |
0.64 |
Janus
Henderson Triton Fund |
All
Asset Levels |
0.64 |
Janus
Henderson Venture Fund |
All
Asset Levels |
0.64 |
Performance-Based
Investment Advisory Fee |
Fund
Name |
Effective
Date of
Performance
Fee
Arrangement |
Effective
Date of
First
Adjustment
to
Advisory Fee |
Janus
Henderson Global Research Fund |
01/01/06 |
01/01/07 |
Janus
Henderson Contrarian Fund |
02/01/06 |
02/01/07 |
Janus
Henderson Research Fund |
02/01/06 |
02/01/07 |
Janus
Henderson Global Real Estate Fund |
12/01/07 |
12/01/08 |
Janus
Henderson Forty Fund |
07/01/10 |
01/01/12 |
Janus
Henderson Overseas Fund |
08/01/10 |
11/01/11 |
Janus
Henderson Asia Equity Fund |
08/01/11 |
08/01/12 |
Fund
Name |
Benchmark
Index |
Base
Fee Rate (%)
(annual
rate) |
Janus
Henderson Global Research Fund |
MSCI
World IndexSM
(1)
|
0.60 |
Janus
Henderson Contrarian Fund |
S&P
500®
Index(2)
|
0.64 |
Janus
Henderson Research Fund |
Russell
1000®
Growth Index(3)
|
0.64 |
Janus
Henderson Global Real Estate Fund |
FTSE
EPRA Nareit Global Index(4)
|
0.75 |
Janus
Henderson Forty Fund |
Russell
1000 Growth Index(3)
|
0.64 |
Janus
Henderson Overseas Fund |
MSCI
All Country World ex-USA Indexsm(5)
|
0.64 |
Janus
Henderson Asia Equity Fund |
MSCI
All Country Asia ex-Japan Index(6)
|
0.92 |
Fund
Name |
Net
Assets |
Janus
Henderson Global Research Fund |
$2,514,634,598 |
Janus
Henderson Contrarian Fund |
$3,906,434,093 |
Janus
Henderson Research Fund |
$13,719,735,882 |
Janus
Henderson Global Real Estate Fund |
$621,541,699 |
Janus
Henderson Forty Fund |
$13,556,268,763 |
Janus
Henderson Overseas Fund |
$1,671,287,734 |
Janus
Henderson Asia Equity Fund |
$27,428,325 |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.60% |
1/12th
of 0.15% |
1/12th
of 0.75% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.60% |
0.00 |
1/12th
of 0.60% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.60% |
1/12th
of -0.15% |
1/12th
of 0.45% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of 0.15% |
1/12th
of 0.79% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
0.00 |
1/12th
of 0.64% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of -0.15% |
1/12th
of 0.49% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of 0.15% |
1/12th
of 0.79% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
0.00 |
1/12th
of 0.64% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of -0.15% |
1/12th
of 0.49% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.75% |
1/12th
of 0.15% |
1/12th
of 0.90% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.75% |
0.00 |
1/12th
of 0.75% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.75% |
1/12th
of -0.15% |
1/12th
of 0.60% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of 0.15% |
1/12th
of 0.79% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
0.00 |
1/12th
of 0.64% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of -0.15% |
1/12th
of 0.49% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of 0.15% |
1/12th
of 0.79% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
0.00 |
1/12th
of 0.64% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.64% |
1/12th
of -0.15% |
1/12th
of 0.49% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.92% |
1/12th
of 0.15% |
1/12th
of 1.07% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.92% |
0.00 |
1/12th
of 0.92% |
Base
Fee Rate |
Performance
Adjustment Rate |
Total
Advisory Fee Rate
for
that Month |
1/12th
of 0.92% |
1/12th
of -0.15% |
1/12th
of 0.77% |
Expense
Limitations |
Fund
Name |
Expense
Limit
Percentage
(%) |
Global
& International Equity |
|
Janus
Henderson Asia Equity Fund |
0.94(1)(2)
|
Janus
Henderson Emerging Markets Fund |
1.03 |
Janus
Henderson European Focus Fund |
0.96 |
Janus
Henderson Global Equity Income Fund |
0.84 |
Janus
Henderson Global Real Estate Fund |
0.91(1)
|
Janus
Henderson Global Research Fund |
0.86(1)
|
Janus
Henderson Global Select Fund |
0.81(3)
|
Janus
Henderson Global Sustainable Equity Fund |
0.85(4)
|
Janus
Henderson Global Technology and Innovation Fund |
0.71 |
Janus
Henderson International Opportunities Fund |
0.83 |
Janus
Henderson Overseas Fund |
0.82(1)
|
Multi-Asset
U.S. Equity |
|
Janus
Henderson Balanced Fund |
0.68 |
Janus
Henderson Contrarian Fund |
0.75(1)
|
Janus
Henderson Enterprise Fund |
0.80 |
Janus
Henderson Forty Fund |
0.68(1)
|
Janus
Henderson Growth and Income Fund |
0.67 |
Janus
Henderson Research Fund |
0.68(1)
|
Janus
Henderson Triton Fund |
0.86(5)
|
Janus
Henderson Venture Fund |
0.86(5)
|
|
2022 |
2021 |
2020 | |||
Fund
Name |
Advisory
Fees |
Waivers(–) |
Advisory
Fees |
Waivers(–) |
Advisory
Fees |
Waivers(–) |
Global
& International Equity |
|
|
|
|
|
|
Janus
Henderson Asia Equity Fund |
$280,033 |
– $239,324 |
$380,879 |
– $191,061 |
$238,890 |
– $205,976 |
Janus
Henderson Emerging Markets
Fund |
$878,441 |
– $290,110 |
$1,062,241 |
– $281,341 |
$762,986 |
– $354,496 |
Janus
Henderson European Focus Fund |
$4,535,036 |
– $545,133 |
$4,494,068 |
– $512,115 |
$3,587,362 |
– $490,022 |
Janus
Henderson Global Equity Income
Fund |
$35,738,829 |
$— |
$31,993,797 |
$— |
$28,680,747 |
$— |
Janus
Henderson Global Life Sciences
Fund |
$28,945,812 |
N/A |
$31,351,432 |
N/A |
$25,577,585 |
N/A |
Janus
Henderson Global Real Estate
Fund |
$7,289,354 |
$— |
$6,459,156 |
$— |
$4,517,389 |
$— |
Janus
Henderson Global Research Fund |
$18,553,248 |
$— |
$23,526,834 |
$— |
$20,352,504 |
$— |
|
2022 |
2021 |
2020 | |||
Fund
Name |
Advisory
Fees |
Waivers(–) |
Advisory
Fees |
Waivers(–) |
Advisory
Fees |
Waivers(–) |
Janus
Henderson Global Select Fund |
$15,410,151 |
– $7,306 |
$15,487,472 |
– $7,033 |
$12,622,081 |
– $6,189 |
Janus
Henderson Global Sustainable
Equity
Fund |
$258,185 |
– $254,277 |
$195,716 |
– $195,716(1)
|
$15,836(2)
|
– $15,836(1)(2)
|
Janus
Henderson Global Technology
and
Innovation Fund |
$35,631,130 |
$— |
$40,926,833 |
$— |
$26,188,840 |
$— |
Janus
Henderson International
Opportunities
Fund |
$9,769,587 |
– $2,503,296 |
$15,141,993 |
– $3,726,194 |
$15,982,958 |
– $2,325,111 |
Janus
Henderson Overseas Fund |
$13,995,252 |
– $557 |
$11,598,093 |
$— |
$8,479,248 |
$— |
Multi-Asset
U.S. Equity |
|
|
|
|
|
|
Janus
Henderson Balanced Fund |
$146,906,323 |
$— |
$139,921,096 |
$— |
$108,805,393 |
$— |
Janus
Henderson Contrarian Fund |
$34,432,249 |
– $2,890 |
$31,749,351 |
– $4,073 |
$15,826,463 |
– $3,381 |
Janus
Henderson Enterprise Fund |
$127,889,926 |
$— |
$145,852,914 |
$— |
$133,436,275 |
$— |
Janus
Henderson Forty Fund |
$101,977,196 |
$— |
$136,920,994 |
$— |
$96,444,760 |
$— |
Janus
Henderson Growth and Income
Fund |
$41,910,358 |
$— |
$40,481,399 |
$— |
$35,958,005 |
$— |
Janus
Henderson Research Fund |
$90,597,873 |
– $1,983 |
$101,815,705 |
– $1,176 |
$78,258,363 |
$— |
Janus
Henderson Triton Fund |
$60,013,309 |
$— |
$79,323,487 |
$— |
$69,171,394 |
$— |
Janus
Henderson Venture Fund |
$22,841,834 |
$— |
$26,910,485 |
$— |
$21,150,885 |
$— |
Payments
to Financial Intermediaries By the Adviser or Its
Affiliates |
Additional
Information About the Adviser |
Proxy
Voting Policy and Procedures |
JANUS
HENDERSON INVESTORS US LLC
PROXY
VOTING SUMMARY |
Average
Daily Net Assets of Class D Shares of the Janus Henderson
funds |
Administrative
Services Fee |
Under
$40 billion |
0.12% |
$40
billion - $49.9 billion |
0.10% |
Over
$49.9 billion |
0.08% |
|
2022 |
2021 |
2020 |
Fund
Name |
Administrative
Services
Fees |
Administrative
Services
Fees |
Administrative
Services
Fees |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
|
|
|
Class
D Shares |
$12,697 |
$19,968 |
$12,630 |
Class
S Shares |
$1,292 |
$1,631 |
$1,254 |
Class
T Shares |
$3,127 |
$5,513 |
$3,350 |
Janus
Henderson Emerging Markets Fund |
|
|
|
Class
D Shares |
$16,960 |
$23,319 |
$12,756 |
Class
S Shares |
$224 |
$282 |
$199 |
Class
T Shares |
$6,070 |
$7,738 |
$6,193 |
Janus
Henderson European Focus Fund |
|
|
|
Class
D Shares |
$10,720 |
$7,676 |
$3,116 |
Class
S Shares |
$239 |
$169 |
$120 |
Class
T Shares |
$26,120 |
$13,091 |
$2,097 |
Janus
Henderson Global Equity Income Fund |
|
|
|
Class
D Shares |
$23,660 |
$12,547 |
$9,463 |
Class
S Shares |
$42,228 |
$36,887 |
$17,458 |
Class
T Shares |
$259,369 |
$213,602 |
$179,570 |
Janus
Henderson Global Life Sciences Fund |
|
|
|
Class
D Shares |
$1,955,454 |
$2,071,052 |
$1,804,941 |
Class
S Shares |
$67,768 |
$69,234 |
$55,781 |
Class
T Shares |
$3,127,532 |
$3,486,116 |
$2,978,356 |
Janus
Henderson Global Real Estate Fund |
|
|
|
Class
D Shares |
$66,973 |
$55,969 |
$56,505 |
Class
S Shares |
$23,360 |
$19,118 |
$15,662 |
Class
T Shares |
$287,977 |
$268,808 |
$237,548 |
Janus
Henderson Global Research Fund |
|
|
|
Class
D Shares |
$2,058,243 |
$2,110,299 |
$1,786,937 |
Class
R Shares |
$23,879 |
$21,942 |
$16,024 |
Class
S Shares |
$47,454 |
$64,359 |
$320,270 |
Class
T Shares |
$2,946,379 |
$3,157,210 |
$2,523,344 |
Janus
Henderson Global Select Fund |
|
|
|
Class
D Shares |
$2,048,754 |
$2,031,735 |
$1,721,825 |
Class
R Shares |
$339 |
$295 |
$424 |
Class
S Shares |
$272 |
$474 |
$577 |
Class
T Shares |
$1,391,377 |
$1,404,042 |
$1,160,046 |
Janus
Henderson Global Sustainable Equity Fund |
|
|
|
Class
D Shares |
$28,143 |
$18,850 |
$778(1)
|
Class
R Shares |
$127 |
$90(2)
|
N/A |
Class
S Shares |
$165 |
$167 |
$36(1)
|
Class
T Shares |
$1,588 |
$968 |
$52(1)
|
Janus
Henderson Global Technology and Innovation Fund |
|
|
|
Class
D Shares |
$2,882,718 |
$3,242,370 |
$2,259,651 |
Class
S Shares |
$66,940 |
$64,903 |
$36,323 |
Class
T Shares |
$3,899,846 |
$4,650,897 |
$3,025,241 |
Janus
Henderson International Opportunities Fund |
|
|
|
Class
D Shares |
$3,468 |
$3,428 |
$2,522 |
Class
R Shares |
$5,815 |
$10,233 |
$15,240 |
Class
S Shares |
$163 |
$172 |
$237 |
Class
T Shares |
$4,901 |
$15,099 |
$35,701 |
Janus
Henderson Overseas Fund |
|
|
|
Class
D Shares |
$765,440 |
$793,311 |
$674,839 |
Class
R Shares |
$56,370 |
$61,543 |
$56,697 |
Class
S Shares |
$308,058 |
$317,683 |
$274,059 |
Class
T Shares |
$1,253,534 |
$1,277,850 |
$1,055,868 |
|
2022 |
2021 |
2020 |
Fund
Name |
Administrative
Services
Fees |
Administrative
Services
Fees |
Administrative
Services
Fees |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
|
|
|
Class
D Shares |
$2,621,681 |
$2,531,347 |
$2,242,139 |
Class
R Shares |
$1,145,419 |
$1,125,633 |
$939,597 |
Class
S Shares |
$1,262,897 |
$1,425,942 |
$1,332,395 |
Class
T Shares |
$13,166,970 |
$17,363,662 |
$15,168,332 |
Janus
Henderson Contrarian Fund |
|
|
|
Class
D Shares |
$3,158,481 |
$3,122,836 |
$2,358,316 |
Class
R Shares |
$4,717 |
$3,068 |
$2,011 |
Class
S Shares |
$4,074 |
$1,569 |
$1,889 |
Class
T Shares |
$2,886,723 |
$2,690,269 |
$1,828,728 |
Janus
Henderson Enterprise Fund |
|
|
|
Class
D Shares |
$2,679,117 |
$2,698,257 |
$2,335,609 |
Class
R Shares |
$244,195 |
$310,406 |
$327,295 |
Class
S Shares |
$943,095 |
$1,200,565 |
$1,345,030 |
Class
T Shares |
$10,371,916 |
$14,309,550 |
$13,115,262 |
Janus
Henderson Forty Fund |
|
|
|
Class
D Shares |
$12,615,799 |
$13,393,074 |
$10,357,167 |
Class
R Shares |
$213,043 |
$265,640 |
$254,378 |
Class
S Shares |
$1,205,835 |
$1,429,471 |
$1,229,989 |
Class
T Shares |
$9,582,533 |
$10,424,348 |
$7,846,100 |
Janus
Henderson Growth and Income Fund |
|
|
|
Class
D Shares |
$4,860,135 |
$4,549,100 |
$4,034,277 |
Class
R Shares |
$17,041 |
$22,466 |
$20,080 |
Class
S Shares |
$49,174 |
$59,052 |
$58,721 |
Class
T Shares |
$5,144,096 |
$5,064,170 |
$4,658,639 |
Janus
Henderson Research Fund |
|
|
|
Class
D Shares |
$15,049,528 |
$15,903,899 |
$13,063,032 |
Class
R Shares |
$9,595 |
$10,886 |
$10,804 |
Class
S Shares |
$66,978 |
$74,465 |
$63,904 |
Class
T Shares |
$10,184,675 |
$10,961,438 |
$8,762,836 |
Janus
Henderson Triton Fund |
|
|
|
Class
D Shares |
$1,271,337 |
$1,462,911 |
$1,287,455 |
Class
R Shares |
$624,822 |
$792,061 |
$737,587 |
Class
S Shares |
$848,926 |
$1,246,508 |
$1,178,858 |
Class
T Shares |
$5,373,016 |
$7,022,887 |
$6,392,837 |
Janus
Henderson Venture Fund |
|
|
|
Class
D Shares |
$2,147,795 |
$2,434,632 |
$1,945,641 |
Class
S Shares |
$106,023 |
$149,794 |
$167,056 |
Class
T Shares |
$2,156,635 |
$2,565,961 |
$2,099,651 |
|
|
Fees
and/or compensation for securities lending activities and related
services: |
|
| |||||
|
Gross
income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from
revenue
split |
Fees
paid for any cash
collateral
management
services
(including fees
deducted
from a pooled
cash
collateral
reinvestment
vehicle)
that
are not included in
the
revenue split |
Administrative
fees
not included
in
the revenue
split |
Indemnification
fees
not included
in
the revenue
split |
Rebate
(paid
to borrower) |
Other
fees not
included
in
revenue
split |
|
Net
income from
securities
lending
activities |
Global
& International Equity |
|
|
|
|
|
|
|
|
|
Janus
Henderson Asia Equity Fund |
$14,324 |
$(1,063) |
$(173) |
$— |
$— |
$(859) |
$— |
$(2,095) |
$12,229 |
Janus
Henderson European Focus
Fund |
$116,915 |
$(8,944) |
$(940) |
$— |
$— |
$(4,175) |
$— |
$(14,059) |
$102,856 |
Janus
Henderson Global Equity Income
Fund |
$314,166 |
$(24,683) |
$(5,555) |
$— |
$— |
$(70) |
$— |
$(30,308) |
$283,858 |
Janus
Henderson Global Life Sciences
Fund |
$676,162 |
$(46,232) |
$(10,658) |
$— |
$— |
$(87,522) |
$— |
$(144,413) |
$531,749 |
Janus
Henderson Global Real Estate
Fund |
$26,408 |
$(1,016) |
$(1,442) |
$— |
$— |
$(12,270) |
$— |
$(14,727) |
$11,681 |
Janus
Henderson Global Research
Fund |
$130,421 |
$(4,265) |
$(4,594) |
$— |
$— |
$(72,514) |
$— |
$(81,374) |
$49,048 |
Janus
Henderson Global Select Fund |
$283,892 |
$(19,674) |
$(1,643) |
$— |
$— |
$(36,322) |
$— |
$(57,639) |
$226,253 |
Janus
Henderson Global Technology
and
Innovation Fund |
$579,720 |
$(42,106) |
$(10,656) |
$— |
$— |
$(42,735) |
$— |
$(95,497) |
$484,223 |
Janus
Henderson Overseas Fund |
$805,133 |
$(57,275) |
$(4,993) |
$— |
$— |
$(84,195) |
$— |
$(146,464) |
$658,669 |
Multi-Asset
U.S. Equity |
|
|
|
|
|
|
|
|
|
Janus
Henderson Contrarian Fund |
$240,461 |
$(13,002) |
$(6,319) |
$— |
$— |
$(71,610) |
$— |
$(90,931) |
$149,529 |
Janus
Henderson Enterprise Fund |
$297,395 |
$(8,835) |
$(10,808) |
$— |
$— |
$(176,152) |
$— |
$(195,794) |
$101,601 |
Janus
Henderson Forty Fund |
$1,661,003 |
$(121,958) |
$(12,455) |
$— |
$— |
$(124,071) |
$— |
$(258,484) |
$1,402,519 |
Janus
Henderson Research Fund |
$667,940 |
$(47,905) |
$(11,263) |
$— |
$— |
$(57,870) |
$— |
$(117,037) |
$550,903 |
Janus
Henderson Triton Fund |
$1,376,839 |
$(103,962) |
$(14,298) |
$— |
$— |
$(62,996) |
$— |
$(181,256) |
$1,195,582 |
Janus
Henderson Venture Fund |
$3,529,546 |
$(270,256) |
$(27,685) |
$— |
$— |
$(123,590) |
$— |
$(421,531) |
$3,108,015 |
Fund
Name |
Commissions |
Transactions |
Global
& International Equity |
|
|
Janus
Henderson Asia Equity Fund |
$23,883 |
$78,576,601 |
Janus
Henderson Emerging Markets Fund |
$35,455 |
$105,907,192 |
Janus
Henderson European Focus Fund |
$182,480 |
$1,126,735,773 |
Janus
Henderson Global Equity Income Fund |
$1,139,017 |
$8,903,669,327 |
Janus
Henderson Global Life Sciences Fund |
$495,210 |
$2,347,660,486 |
Janus
Henderson Global Real Estate Fund |
$215,948 |
$1,004,437,290 |
Janus
Henderson Global Research Fund |
$1,142,575 |
$2,704,158,498 |
Janus
Henderson Global Select Fund |
$746,199 |
$3,432,701,687 |
Janus
Henderson Global Sustainable Equity Fund |
$2,652 |
$19,544,463 |
Janus
Henderson Global Technology and Innovation Fund |
$765,975 |
$5,751,759,317 |
Janus
Henderson International Opportunities Fund |
$318,565 |
$1,356,137,922 |
Janus
Henderson Overseas Fund |
$658,928 |
$2,192,293,065 |
Fund
Name |
Commissions |
Transactions |
Multi-Asset
U.S. Equity |
|
|
Janus
Henderson Balanced Fund |
$1,075,939 |
$104,297,165,031 |
Janus
Henderson Contrarian Fund |
$530,547 |
$4,735,026,912 |
Janus
Henderson Enterprise Fund |
$1,473,580 |
$11,313,847,258 |
Janus
Henderson Forty Fund |
$2,805,144 |
$14,801,551,186 |
Janus
Henderson Growth and Income Fund |
$511,859 |
$2,589,200,767 |
Janus
Henderson Research Fund |
$2,233,064 |
$12,402,002,391 |
Janus
Henderson Triton Fund |
$1,842,102 |
$4,580,230,775 |
Janus
Henderson Venture Fund |
$572,883 |
$2,157,457,262 |
Fund
Name |
2022 |
2021 |
2020 |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
$82,702 |
$69,539 |
$40,050 |
Janus
Henderson Emerging Markets Fund |
$134,041 |
$166,916 |
$144,995 |
Janus
Henderson European Focus Fund |
$651,867 |
$731,607 |
$605,040 |
Janus
Henderson Global Equity Income Fund |
$4,656,008 |
$4,789,672 |
$7,346,076 |
Janus
Henderson Global Life Sciences Fund |
$1,029,730 |
$936,705 |
$1,281,439 |
Janus
Henderson Global Real Estate Fund |
$653,015 |
$729,326 |
$609,207 |
Janus
Henderson Global Research Fund |
$1,496,245 |
$1,217,432 |
$1,429,064 |
Janus
Henderson Global Select Fund |
$1,659,219 |
$1,289,679 |
$1,322,233 |
Janus
Henderson Global Sustainable Equity Fund |
$5,733 |
$8,046 |
$3,793
(1)
|
Janus
Henderson Global Technology and Innovation Fund |
$1,368,547 |
$1,787,904 |
$1,188,370 |
Janus
Henderson International Opportunities Fund |
$1,298,872 |
$1,859,812 |
$1,724,915 |
Janus
Henderson Overseas Fund |
$1,270,791 |
$1,193,461 |
$951,476 |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
$1,848,357 |
$1,413,871 |
$2,228,134 |
Janus
Henderson Contrarian Fund |
$1,527,446 |
$1,137,524 |
$1,692,667 |
Janus
Henderson Enterprise Fund |
$2,130,246 |
$2,706,898 |
$3,452,017 |
Janus
Henderson Forty Fund |
$4,287,987 |
$3,294,925 |
$3,504,038 |
Janus
Henderson Growth and Income Fund |
$765,165 |
$458,544 |
$998,207 |
Janus
Henderson Research Fund |
$3,176,848 |
$3,659,237 |
$4,637,747 |
Janus
Henderson Triton Fund |
$2,951,243 |
$2,413,888 |
$3,411,012 |
Janus
Henderson Venture Fund |
$1,007,165 |
$938,194 |
$1,113,407 |
Fund
Name |
Name
of Broker-Dealer |
Value
of Securities Owned |
Global
& International Equity |
| |
Janus
Henderson European Focus Fund |
UBS
Securities LLC |
$9,741,966 |
Janus
Henderson Global Real Estate Fund |
RBC
Capital Markets, LLC |
$13,797 |
Janus
Henderson Global Research Fund |
J.P.
Morgan Securities LLC |
$50,053,514 |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
25,959,225 | |
Morgan
Stanley |
26,145,120 | |
RBC
Capital Markets, LLC |
244,385 | |
Janus
Henderson Global Select Fund |
Citigroup
Global Markets Inc. |
$31,871,966 |
Morgan
Stanley |
52,649,973 | |
Janus
Henderson Global Technology and Innovation
Fund |
RBC
Capital Markets, LLC |
$54,796 |
Multi-Asset
U.S. Equity |
| |
Janus
Henderson Balanced Fund |
Barclays
Capital Inc. |
$15,223,496 |
Citigroup
Global Markets Inc. |
73,381,701 | |
Credit
Suisse Group Securities (USA) LLC |
43,834,991 | |
Goldman
Sachs & Co. LLC |
152,070,307 | |
JP
Morgan Securities LLC |
385,544,727 | |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
401,577,178 | |
Morgan
Stanley |
346,148,899 | |
Wells
Fargo Securities, LLC |
8,024,288 | |
Janus
Henderson Contrarian Fund |
Morgan
Stanley |
$86,124,376 |
RBC
Capital Markets, LLC |
17,035,573 | |
Janus
Henderson Enterprise Fund |
RBC
Capital Markets, LLC |
$5,908,074 |
Janus
Henderson Forty Fund |
RBC
Capital Markets, LLC |
$11,547,631 |
Janus
Henderson Growth and Income Fund |
Goldman
Sachs & Co. Inc. |
$70,346,359 |
Morgan
Stanley |
107,447,516 | |
Janus
Henderson Research Fund |
RBC
Capital Markets, LLC |
$318,991 |
Janus
Henderson Triton Fund |
RBC
Capital Markets, LLC |
$14,503,294 |
Amount
of Purchase at Offering Price |
Sales
Charge as a
Percentage
of
Offering
Price* |
Sales
Charge as a
Percentage
of Net
Amount
Invested |
Amount
of Sales Charge Reallowed
to
Financial Intermediaries as a
Percentage
of Offering Price |
Equity
Funds |
|
|
|
Under
$50,000 |
5.75% |
6.10% |
5.00% |
$50,000
but under $100,000 |
4.50% |
4.71% |
3.75% |
$100,000
but under $250,000 |
3.50% |
3.63% |
2.75% |
$250,000
but under $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
but under $1,000,000 |
2.00% |
2.04% |
1.60% |
$1,000,000
but under $4,000,000** |
0.00% |
0.00% |
1.00% |
$4,000,000
but under $10,000,000** |
0.00% |
0.00% |
0.50% |
$10,000,000
and above** |
0.00% |
0.00% |
0.25% |
|
Aggregate
Sales Commissions | ||
Fund
Name |
2022 |
2021 |
2020 |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
|
|
|
Class
A Shares |
$594 |
$5,114 |
$8,891 |
Janus
Henderson Emerging Markets Fund |
|
|
|
Class
A Shares |
$3,720 |
$8,114 |
$2,085 |
Janus
Henderson European Focus Fund |
|
|
|
Class
A Shares |
$31,208 |
$49,219 |
$21,267 |
Janus
Henderson Global Equity Income Fund |
|
|
|
Class
A Shares |
$1,247,070 |
$1,460,834 |
$1,239,752 |
Janus
Henderson Global Life Sciences Fund |
|
|
|
Class
A Shares |
$210,831 |
$725,281 |
$637,450 |
Janus
Henderson Global Real Estate Fund |
|
|
|
Class
A Shares |
$47,564 |
$50,578 |
$89,137 |
Janus
Henderson Global Research Fund |
|
|
|
Class
A Shares |
$1,861 |
$11,264 |
$5,307 |
Janus
Henderson Global Select Fund |
|
|
|
Class
A Shares |
$7,494 |
$1,905 |
$536 |
Janus
Henderson Global Sustainable Equity Fund |
|
|
|
Class
A Shares |
$2,619 |
$3,030 |
$—(1)
|
Janus
Henderson Global Technology and Innovation Fund |
|
|
|
Class
A Shares |
$340,034 |
$585,413 |
$768,704 |
Janus
Henderson International Opportunities Fund |
|
|
|
Class
A Shares |
$20,645 |
$66,574 |
$39,186 |
Janus
Henderson Overseas Fund |
|
|
|
Class
A Shares |
$18,858 |
$12,178 |
$567 |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
|
|
|
Class
A Shares |
$3,972,785 |
$6,054,341 |
$7,527,647 |
Janus
Henderson Contrarian Fund |
|
|
|
Class
A Shares |
$394,773 |
$465,150 |
$66,480 |
Janus
Henderson Enterprise Fund |
|
|
|
Class
A Shares |
$105,093 |
$85,071 |
$70,152 |
Janus
Henderson Forty Fund |
|
|
|
Class
A Shares |
$443,057 |
$678,622 |
$749,740 |
Janus
Henderson Growth and Income Fund |
|
|
|
Class
A Shares |
$92,223 |
$127,649 |
$199,444 |
Janus
Henderson Research Fund |
|
|
|
Class
A Shares |
$27,764 |
$73,663 |
$48,733 |
Janus
Henderson Triton Fund |
|
|
|
Class
A Shares |
$15,081 |
$25,353 |
$30,611 |
Janus
Henderson Venture Fund |
|
|
|
Class
A Shares |
$2,152 |
$1,509 |
$1,124 |
|
Upfront
Sales Charges | ||
Fund
Name |
2022 |
2021 |
2020 |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
|
|
|
Class
A Shares |
$94 |
$701 |
$1,372 |
Janus
Henderson Emerging Markets Fund |
|
|
|
Class
A Shares |
$708 |
$1,520 |
$223 |
Janus
Henderson European Focus Fund |
|
|
|
Class
A Shares |
$3,482 |
$5,044 |
$1,801 |
Janus
Henderson Global Equity Income Fund |
|
|
|
Class
A Shares |
$190,698 |
$217,424 |
$174,861 |
Janus
Henderson Global Life Sciences Fund |
|
|
|
Class
A Shares |
$27,712 |
$89,833 |
$89,223 |
Janus
Henderson Global Real Estate Fund |
|
|
|
Class
A Shares |
$7,040 |
$6,239 |
$14,318 |
Janus
Henderson Global Research Fund |
|
|
|
Class
A Shares |
$283 |
$1,978 |
$771 |
Janus
Henderson Global Select Fund |
|
|
|
Class
A Shares |
$1,105 |
$280 |
$70 |
Janus
Henderson Global Sustainable Equity Fund |
|
|
|
Class
A Shares |
$542 |
$330 |
$—(1)
|
Janus
Henderson Global Technology and Innovation Fund |
|
|
|
Class
A Shares |
$49,166 |
$92,967 |
$113,907 |
Janus
Henderson International Opportunities Fund |
|
|
|
Class
A Shares |
$2,984 |
$9,833 |
$5,305 |
Janus
Henderson Overseas Fund |
|
|
|
Class
A Shares |
$2,928 |
$1,864 |
$74 |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
|
|
|
Class
A Shares |
$593,679 |
$928,424 |
$1,110,955 |
Janus
Henderson Contrarian Fund |
|
|
|
Class
A Shares |
$63,586 |
$67,116 |
$8,905 |
Janus
Henderson Enterprise Fund |
|
|
|
Class
A Shares |
$15,083 |
$14,300 |
$10,655 |
Janus
Henderson Forty Fund |
|
|
|
Class
A Shares |
$57,736 |
$90,802 |
$104,573 |
Janus
Henderson Growth and Income Fund |
|
|
|
Class
A Shares |
$12,836 |
$13,445 |
$23,405 |
Janus
Henderson Research Fund |
|
|
|
Class
A Shares |
$3,477 |
$5,611 |
$5,215 |
Janus
Henderson Triton Fund |
|
|
|
Class
A Shares |
$2,143 |
$3,959 |
$4,185 |
Janus
Henderson Venture Fund |
|
|
|
Class
A Shares |
$240 |
$243 |
$159 |
Fund
Name |
Advertising(1)
and
Literature |
Prospectus
Preparation,
Printing(1)
and
Mailing |
Payment
to
Brokers |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
|
|
|
Class
A Shares |
$0 |
$0 |
$1,071 |
Class
C Shares |
$0 |
$0 |
$3,734 |
Class
S Shares |
$0 |
$0 |
$0 |
Janus
Henderson Emerging Markets Fund |
|
|
|
Class
A Shares |
$3 |
$0 |
$10,797 |
Class
C Shares |
$1 |
$0 |
$13,495 |
Class
S Shares |
$0 |
$0 |
$223 |
Janus
Henderson European Focus Fund |
|
|
|
Class
A Shares |
$88 |
$0 |
$320,973 |
Class
C Shares |
$12 |
$0 |
$162,214 |
Class
S Shares |
$0 |
$0 |
$75 |
Janus
Henderson Global Equity Income Fund |
|
|
|
Class
A Shares |
$462 |
$0 |
$1,677,779 |
Class
C Shares |
$282 |
$0 |
$3,286,905 |
Class
S Shares |
$12 |
$0 |
$41,975 |
Janus
Henderson Global Life Sciences Fund |
|
|
|
Class
A Shares |
$180 |
$0 |
$650,267 |
Class
C Shares |
$93 |
$0 |
$1,131,561 |
Class
S Shares |
$19 |
$0 |
$67,393 |
Janus
Henderson Global Real Estate Fund |
|
|
|
Class
A Shares |
$10 |
$0 |
$37,910 |
Class
C Shares |
$4 |
$0 |
$46,476 |
Class
S Shares |
$6 |
$0 |
$23,237 |
Janus
Henderson Global Research Fund |
|
|
|
Class
A Shares |
$15 |
$0 |
$54,676 |
Class
C Shares |
$3 |
$0 |
$33,661 |
Class
R Shares |
$7 |
$0 |
$47,459 |
Class
S Shares |
$13 |
$0 |
$47,089 |
Janus
Henderson Global Select Fund |
|
|
|
Class
A Shares |
$5 |
$0 |
$16,879 |
Class
C Shares |
$0 |
$0 |
$5,246 |
Class
R Shares |
$0 |
$0 |
$676 |
Class
S Shares |
$0 |
$0 |
$270 |
Janus
Henderson Global Sustainable Equity Fund |
|
|
|
Class
A Shares |
$0 |
$0 |
$325 |
Class
C Shares |
$0 |
$0 |
$0 |
Class
R Shares |
$0 |
$0 |
$0 |
Class
S Shares |
$0 |
$0 |
$0 |
Janus
Henderson Global Technology and Innovation Fund |
|
|
|
Class
A Shares |
$177 |
$0 |
$651,989 |
Class
C Shares |
$54 |
$0 |
$594,419 |
Class
S Shares |
$18 |
$0 |
$66,741 |
Fund
Name |
Advertising(1)
and
Literature |
Prospectus
Preparation,
Printing(1)
and
Mailing |
Payment
to
Brokers |
Janus
Henderson International Opportunities Fund |
|
|
|
Class
A Shares |
$190 |
$0 |
$686,698 |
Class
C Shares |
$21 |
$0 |
$260,186 |
Class
R Shares |
$2 |
$0 |
$8,215 |
Class
S Shares |
$0 |
$0 |
$22 |
Janus
Henderson Overseas Fund |
|
|
|
Class
A Shares |
$14 |
$0 |
$49,400 |
Class
C Shares |
$1 |
$0 |
$10,062 |
Class
R Shares |
$16 |
$0 |
$111,537 |
Class
S Shares |
$85 |
$0 |
$306,108 |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
|
|
|
Class
A Shares |
$1,391 |
$0 |
$5,014,059 |
Class
C Shares |
$1,853 |
$0 |
$21,648,568 |
Class
R Shares |
$318 |
$0 |
$2,276,448 |
Class
S Shares |
$345 |
$0 |
$1,251,822 |
Janus
Henderson Contrarian Fund |
|
|
|
Class
A Shares |
$46 |
$0 |
$165,370 |
Class
C Shares |
$17 |
$0 |
$100,148 |
Class
R Shares |
$1 |
$0 |
$9,137 |
Class
S Shares |
$1 |
$0 |
$4,062 |
Janus
Henderson Enterprise Fund |
|
|
|
Class
A Shares |
$270 |
$0 |
$995,872 |
Class
C Shares |
$104 |
$0 |
$1,295,997 |
Class
R Shares |
$67 |
$0 |
$478,912 |
Class
S Shares |
$255 |
$0 |
$936,688 |
Janus
Henderson Forty Fund |
|
|
|
Class
A Shares |
$310 |
$0 |
$1,135,552 |
Class
C Shares |
$88 |
$0 |
$987,064 |
Class
R Shares |
$58 |
$0 |
$416,763 |
Class
S Shares |
$326 |
$0 |
$1,196,631 |
Janus
Henderson Growth and Income Fund |
|
|
|
Class
A Shares |
$62 |
$0 |
$225,659 |
Class
C Shares |
$35 |
$0 |
$453,837 |
Class
R Shares |
$5 |
$0 |
$33,651 |
Class
S Shares |
$14 |
$0 |
$48,739 |
Janus
Henderson Research Fund |
|
|
|
Class
A Shares |
$34 |
$0 |
$120,616 |
Class
C Shares |
$9 |
$0 |
$108,449 |
Class
R Shares |
$3 |
$0 |
$18,546 |
Class
S Shares |
$18 |
$0 |
$66,469 |
Janus
Henderson Triton Fund |
|
|
|
Class
A Shares |
$254 |
$0 |
$936,886 |
Class
C Shares |
$23 |
$0 |
$272,207 |
Class
R Shares |
$171 |
$0 |
$1,231,873 |
Class
S Shares |
$227 |
$0 |
$841,315 |
Janus
Henderson Venture Fund |
|
|
|
Class
A Shares |
$14 |
$0 |
$50,750 |
Class
C Shares |
$2 |
$0 |
$22,346 |
Class
S Shares |
$29 |
$0 |
$105,263 |
|
Contingent
Deferred
Sales
Charges | ||
Fund
Name |
2022 |
2021 |
2020 |
Global
& International Equity |
|
|
|
Janus
Henderson Asia Equity Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$— |
$— |
$61 |
Janus
Henderson Emerging Markets Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$137 |
$30 |
$— |
Janus
Henderson European Focus Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$1,527 |
$867 |
$3,965 |
Janus
Henderson Global Equity Income Fund |
|
|
|
Class
A Shares |
$1,388 |
$4,880 |
$7,431 |
Class
C Shares |
$31,715 |
$21,161 |
$38,488 |
Janus
Henderson Global Life Sciences Fund |
|
|
|
Class
A Shares |
$1,088 |
$1,478 |
$814 |
Class
C Shares |
$7,999 |
$11,102 |
$9,213 |
Janus
Henderson Global Real Estate Fund |
|
|
|
Class
A Shares |
$366 |
$— |
$— |
Class
C Shares |
$521 |
$506 |
$2,077 |
Janus
Henderson Global Research Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$960 |
$77 |
$223 |
Janus
Henderson Global Select Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$— |
$5 |
$90 |
Janus
Henderson Global Sustainable Equity Fund |
|
|
|
Class
A Shares |
$— |
$— |
$—(1)
|
Class
C Shares |
$— |
$— |
$—(1)
|
Janus
Henderson Global Technology and Innovation Fund |
|
|
|
Class
A Shares |
$153 |
$1,104 |
$— |
Class
C Shares |
$5,099 |
$16,496 |
$9,686 |
Janus
Henderson International Opportunities Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$955 |
$324 |
$1,867 |
Janus
Henderson Overseas Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$183 |
$— |
$32 |
Multi-Asset
U.S. Equity |
|
|
|
Janus
Henderson Balanced Fund |
|
|
|
Class
A Shares |
$43,771 |
$11,321 |
$55,640 |
Class
C Shares |
$316,833 |
$277,278 |
$385,223 |
Janus
Henderson Contrarian Fund |
|
|
|
Class
A Shares |
$11 |
$— |
$— |
Class
C Shares |
$5,439 |
$2,783 |
$3,516 |
Janus
Henderson Enterprise Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$1,569 |
$4,602 |
$5,655 |
Janus
Henderson Forty Fund |
|
|
|
Class
A Shares |
$9 |
$2,069 |
$1,224 |
Class
C Shares |
$17,348 |
$18,323 |
$16,268 |
Janus
Henderson Growth and Income Fund |
|
|
|
Class
A Shares |
$— |
$2,550 |
$1,343 |
Class
C Shares |
$1,588 |
$3,777 |
$15,624 |
|
Contingent
Deferred Sales Charges | ||
Fund
Name |
2022 |
2021 |
2020 |
Janus
Henderson Research Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$196 |
$925 |
$395 |
Janus
Henderson Triton Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$624 |
$154 |
$1,489 |
Janus
Henderson Venture Fund |
|
|
|
Class
A Shares |
$— |
$— |
$— |
Class
C Shares |
$20 |
$— |
$148 |
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees |
|
|
|
|
|
Alan
A. Brown
151
Detroit Street
Denver,
CO 80206
DOB:
1962 |
Chairman Trustee |
5/22-Present 1/13-Present |
Principal,
Curam Holdings
LLC
(since 2018). Formerly,
Executive
Vice President,
Institutional
Markets, of Black
Creek
Group (private equity
real
estate investment
management
firm)
(2012-2018),
Executive Vice
President
and Co-Head, Global
Private
Client Group
(2007-2010),
Executive Vice
President,
Mutual Funds
(2005-2007),
and Chief
Marketing
Officer (2001-2005)
of
Nuveen Investments, Inc.
(asset
management). |
51 |
Advisory
Board Member of
AEW
Core Property Trust
(open-end
property fund)
(since
2020), and Director of
WTTW
(PBS affiliate) (since
2003).
Formerly, Director of
MotiveQuest
LLC (strategic
social
market research
company)
(2003-2016),
Director
of Nuveen Global
Investors
LLC (2007-2011),
Director
of Communities in
Schools
(2004-2010), and
Director
of Mutual Fund
Education
Alliance (until
2010). |
Cheryl
D. Alston
151
Detroit Street
Denver,
CO 80206
DOB:
1966 |
Trustee |
8/22-Present |
Executive
Director and Chief
Investment
Officer, Employees’
Retirement
Fund of the City of
Dallas
(since 2004). |
51 |
Director
of Blue Cross Blue
Shield
of Kansas City (a
not-for-profit
health insurance
provider)
(since 2016) and
Director
of Global Life
Insurance
(life and
supplemental
health insurance
provider)
(since 2017).
Formerly,
Director of Federal
Home
Loan Bank of Dallas
(2017-2021). |
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees (cont’d.) |
|
|
|
|
|
William
D. Cvengros
151
Detroit Street
Denver,
CO 80206
DOB:
1948 |
Trustee |
1/11-Present |
Chief
Executive Officer of SJC
Capital,
LLC (a personal
investment
company and
consulting
firm) (since 2002).
Formerly,
Chief Executive
Officer
and President of
PIMCO
Advisors Holdings L.P.
(a
publicly traded investment
management
firm)
(1994-2000),
and Chief
Investment
Officer
(1987-1994)
and Vice
Chairman
and Director
(1990-1994)
of Pacific Life
Insurance
Company (a mutual
life
insurance and annuity
company)
(1987-1994). |
51 |
Member,
Limited Partner
Advisory
Committee, Karmel
Capital
Fund III (later stage
growth
fund) (since 2022),
Member
of the Investment
Committee
for the Orange
County
Community
Foundation
(a grantmaking
foundation)
(since 2020),
Advisory
Board Member,
RevOZ
Fund LP and related
funds
(real estate investments
for
opportunity zones) (since
2020),
and Advisory Board
Member,
Innovate Partners
Emerging
Growth and Equity
Fund
I (early stage venture
capital
fund) (since 2014).
Formerly,
Managing Trustee of
National
Retirement Partners
Liquidating
Trust
(2013-2016),
Chairman,
National
Retirement Partners,
Inc.
(formerly a network of
advisors
to 401(k) plans)
(2005-2013),
Director of
Prospect
Acquisition Corp. (a
special
purpose acquisition
corporation)
(2007-2009),
Director
of RemedyTemp, Inc.
(temporary
help services
company)
(1996-2006), and
Trustee
of PIMCO Funds
Multi-Manager
Series
(1990-2000)
and Pacific Life
Variable
Life & Annuity Trusts
(1987-1994). |
Raudline
Etienne
151
Detroit Street
Denver,
CO 80206
DOB:
1965 |
Trustee |
6/16-Present |
Founder,
Daraja Capital
(advisory
and investment firm)
(since
2016). Formerly, Senior
Vice
President and Senior
Advisor,
Albright Stonebridge
Group
LLC (global strategy
firm)
(2011-2021), and
Deputy
Comptroller and Chief
Investment
Officer, New York
State
Common Retirement
Fund
(public pension fund)
(2008-2011). |
51 |
Member
of the Investment
Committee
for Cooper Union
(private
college) (since 2021)
and
Director of Brightwood
Capital
Advisors, LLC (since
2014).
Formerly, Board
Member,
Van Alen Institute
(nonprofit
architectural and
design
organization)
(2019-2022). |
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees (cont’d.) |
|
|
|
|
|
Darrell
B. Jackson
151
Detroit Street
Denver,
CO 80206
DOB:
1958 |
Trustee |
8/22-Present |
President
and Chief Executive
Officer,
The Efficace
Group
Inc. (since 2018).
Formerly,
President and Chief
Executive
Officer, Seaway Bank
and
Trust Company
(community
bank)
(2014-2015),
and Executive
Vice
President and
Co-President,
Wealth
Management
(2009-2014),
and
several senior positions,
including
Group Executive,
Senior
Vice President, and Vice
President
(1995-2009) of
Northern
Trust Company
(financial
services company)
(1995-2014). |
51 |
Director
of Amalgamated
Financial
Corp (bank) (since
August
2021), Director of YR
Media
(a not-for-profit
production
company) (since
2021),
and Director of
Gray-Bowen-Scott
(transportation
project
consulting
firm) (since April
2020).
Formerly, Director of
Delaware
Place Bank (closely
held
commercial bank)
(2016-2018)
and Director of
Seaway
Bank and Trust
Company
(2014-2015). |
William
F. McCalpin
151
Detroit Street
Denver,
CO 80206
DOB:
1957 |
Trustee |
6/02-Present |
Chief
Executive Officer, muun
chi
LLC (organic food
business)
(since 2022) and
Independent
Consultant (since
2019).
Formerly, Chief
Operating
Officer, muun chi
LLC
(2020-2022), Managing
Partner,
Impact Investments,
Athena
Capital Advisors LLC
(independent
registered
investment
advisor)
(2016-2019),
Managing
Director,
Holos Consulting
LLC
(provides consulting
services
to foundations and
other
nonprofit organizations)
(2009-2016),
Chief Executive
Officer,
Imprint Capital
Advisors
(impact investment
firm)
(2013-2015), and
Executive
Vice President and
Chief
Operating Officer of The
Rockefeller
Brothers Fund (a
private
family foundation)
(1998-2006). |
51 |
Chairman
of the Board and
Trustee
of The Investment
Fund
for Foundations
Investment
Program (TIP)
(consisting
of 1 fund) (since
2008).
Formerly, Director of
the
F.B. Heron Foundation (a
private
grantmaking
foundation)
(2006-2022), and
Director
of Mutual Fund
Directors
Forum (a non-profit
organization
serving
independent
directors of U.S.
mutual
funds) (2016-2021). |
Gary
A. Poliner
151
Detroit Street
Denver,
CO 80206
DOB:
1953 |
Trustee |
6/16-Present |
Retired.
Formerly, President
(2010-2013)
of Northwestern
Mutual
Life Insurance
Company. |
51 |
Director
of MGIC Investment
Corporation
(private mortgage
insurance)
(since 2013).
Formerly,
Director, West Bend
Mutual
Insurance Company
(property/casualty
insurance)
(2013-2021),
Trustee of
Northwestern
Mutual Life
Insurance
Company
(2010-2013),
and Director of
Frank
Russell Company
(global
asset management
firm)
(2008-2013). |
TRUSTEES | |||||
Name,
Address,
and
Age |
Positions
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupations
During
the Past Five Years |
Number
of
Portfolios/Funds
in
Fund Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past Five Years |
Independent
Trustees (cont’d.) |
|
|
|
|
|
Diane
L. Wallace
151
Detroit Street
Denver,
CO 80206
DOB:
1958 |
Trustee |
6/17-Present |
Retired.
Formerly, Chief
Operating
Officer, Senior Vice
President-Operations,
and
Chief
Financial Officer for
Driehaus
Capital Management,
LLC
(1988-2006) and
Treasurer
for Driehaus Mutual
Funds
(1996-2002). |
51 |
Formerly,
Director of Family
Service
of Lake County
(2019-2021),
Independent
Trustee,
Henderson Global
Funds
(13 portfolios)
(2015-2017),
Independent
Trustee,
State Farm Associates’
Funds
Trust, State Farm
Mutual
Fund Trust, and State
Farm
Variable Product Trust
(28
portfolios) (2013-2017). |
OFFICERS | |||
Name,
Address,
and
Age |
Positions
Held with the Trust |
Term
of
Office*
and
Length
of Time
Served |
Principal
Occupations
During
the Past Five Years |
Andy
Acker
151
Detroit Street
Denver,
CO 80206
DOB:
1972 |
Executive
Vice President and Portfolio Manager
Janus
Henderson Global Life Sciences Fund |
5/07-Present |
Head
of Healthcare Sector of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts. |
Guy
Barnard
151
Detroit Street
Denver,
CO 80206
DOB:
1981 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Real Estate Fund |
6/17-Present |
Co-Head
of Global Property Equities of
Janus
Henderson Investors and Portfolio
Manager
for other Janus Henderson
accounts. |
Jeremiah
Buckley
151
Detroit Street
Denver,
CO 80206
DOB:
1976 |
Executive
Vice President and Portfolio Manager
Janus
Henderson Growth and Income Fund Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Balanced Fund |
7/14-Present 12/15-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Hamish
Chamberlayne
151
Detroit Street
Denver,
CO 80206
DOB:
1980 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Sustainable Equity Fund |
6/20-Present |
Head
of Global Sustainable Equities of
Janus
Henderson Investors and Portfolio
Manager
for other Janus Henderson
accounts. |
Jonathan
Cofsky
151
Detroit Street
Denver,
CO 80206
DOB:
1983 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Technology and Innovation
Fund |
3/22-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Jonathan
D. Coleman
151
Detroit Street
Denver,
CO 80206
DOB:
1971 |
Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Triton Fund Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Venture Fund |
5/13-Present 5/13-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Alex
Crooke
151
Detroit Street
Denver,
CO 80206
DOB:
1969 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Equity Income Fund |
6/17-Present
(predecessor
fund:
since
inception
11/06) |
Co-Head
of Equities – EMEA and Asia
Pacific
of Janus Henderson Investors and
Portfolio
Manager for other Janus
Henderson
accounts. |
OFFICERS | |||
Name,
Address,
and
Age |
Positions
Held with the Trust |
Term
of
Office*
and
Length
of Time
Served |
Principal
Occupations
During
the Past Five Years |
Matthew
Culley
151
Detroit Street
Denver,
CO 80206
DOB:
1986 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Asia Equity Fund Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Emerging Markets Fund |
3/22-Present 3/22-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Job
Curtis
151
Detroit Street
Denver,
CO 80206
DOB:
1961 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Equity Income Fund |
6/17-Present
(predecessor
fund:
since
inception
11/06) |
Director
of Global Equity Income of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts. |
Brian
Demain
151
Detroit Street
Denver,
CO 80206
DOB:
1977 |
Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Enterprise Fund |
11/07-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Denny
Fish
151
Detroit Street
Denver,
CO 80206
DOB:
1971 |
Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Global Technology and Innovation
Fund |
1/16-Present |
Head
of Technology Sector of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts. |
Tim
Gibson
151
Detroit Street
Denver,
CO 80206
DOB:
1978 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Real Estate Fund |
6/17-Present |
Co-Head
of Global Property Equities of
Janus
Henderson Investors and Portfolio
Manager
for other Janus Henderson
accounts. |
Daniel
J. Graña
151
Detroit Street
Denver,
CO 80206
DOB:
1971 |
Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Emerging Markets Fund Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Asia Equity Fund |
9/19-Present 3/22-Present |
Portfolio
Manager for other Janus
Henderson
accounts. Formerly, portfolio
manager
at Putnam Investment
Management,
LLC (2003-2019). |
Michael
Keough
151
Detroit Street
Denver,
CO 80206
DOB:
1978 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Balanced Fund |
12/19-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Greg
Kuhl
151
Detroit Street
Denver,
CO 80206
DOB:
1983 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Real Estate Fund |
3/19-Present |
Portfolio
Manager of other Janus
Henderson
accounts. |
Ben
Lofthouse
151
Detroit Street
Denver,
CO 80206
DOB:
1976 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Equity Income Fund |
6/17-Present
(predecessor
fund:
since
11/14) |
Head
of Global Equity Income of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts. |
George
P. Maris
151
Detroit Street
Denver,
CO 80206
DOB:
1968 |
Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Global Select Fund Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson Overseas Fund Executive
Vice President and Lead Portfolio
Manager
Janus
Henderson International Opportunities Fund |
8/12-Present 1/16-Present 11/22-Present |
Co-Head
of Equities - Americas of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson
accounts. |
OFFICERS | |||
Name,
Address,
and
Age |
Positions
Held with the Trust |
Term
of
Office*
and
Length
of Time
Served |
Principal
Occupations
During
the Past Five Years |
Julian
McManus
151
Detroit Street
Denver,
CO 80206
DOB:
1970 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Select Fund Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Overseas Fund |
1/18-Present 1/18-Present |
Portfolio
Manager for other Janus
Henderson
accounts and Analyst for the
Adviser. |
Paul
O’Connor
151
Detroit Street
Denver,
CO 80206
DOB:
1964 |
Executive
Vice President and Portfolio Manager
Janus
Henderson International Opportunities Fund |
6/17-Present
(predecessor
fund:
since
4/16) |
Head
of Multi-Asset of Janus Henderson
Investors
and Portfolio Manager for other
Janus
Henderson accounts. |
Matthew
Peron
151
Detroit Street
Denver,
CO 80206
DOB:
1968 |
Executive
Vice President
Janus
Henderson Global Research Fund Executive
Vice President
Janus
Henderson Research Fund |
4/20-Present 4/20-Present |
Director
of Research of the Adviser and
Portfolio
Manager for other Janus
Henderson
accounts. Formerly, Chief
Investment
Officer for City National
Rochdale
(2018-2020), Executive Vice
President
and Managing Director of Global
Equity
at Northern Trust (2005-2018). |
A.
Douglas Rao
151
Detroit Street
Denver,
CO 80206
DOB:
1974 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Forty Fund |
6/13-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Brian
Recht
151
Detroit Street
Denver,
CO 80206
DOB:
1987 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Forty Fund |
3/22-Present |
Portfolio
Manager for other Janus
Henderson
accounts and Analyst for the
Adviser. |
Nick
Schommer
151
Detroit Street
Denver,
CO 80206
DOB:
1978 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Forty Fund Executive
Vice President and Portfolio Manager
Janus
Henderson Contrarian Fund |
1/16-Present 7/17-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Robert
Schramm-Fuchs
151
Detroit Street
Denver,
CO 80206
DOB:1978 |
Executive
Vice President and Portfolio Manager
Janus
Henderson European Focus Fund |
3/19-Present |
Portfolio
Manager for other Janus
Henderson
accounts. Formerly, European
equity
analyst for Janus Henderson
Investors
(2014-2019). |
Aaron
Scully
151
Detroit Street
Denver,
CO 80206
DOB:
1976 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Global Sustainable Equity Fund |
6/20-Present |
Portfolio
Manager for other Janus
Henderson
accounts. |
Scott
Stutzman
151
Detroit Street
Denver,
CO 80206
DOB:
1971 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Triton Fund Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Venture Fund |
7/16-Present 7/16-Present |
Portfolio
Manager for other Janus
Henderson
accounts and Analyst for the
Adviser. |
Cody
Wheaton
151
Detroit Street
Denver,
CO 80206
DOB:
1978 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Enterprise Fund |
7/16-Present |
Portfolio
Manager for other Janus
Henderson
accounts and Analyst for the
Adviser. |
Greg
Wilensky
151
Detroit Street
Denver,
CO 80206
DOB:
1967 |
Executive
Vice President and Co-Portfolio Manager
Janus
Henderson Balanced Fund |
2/20-Present |
Head
of U.S. Fixed Income of Janus
Henderson
Investors and Portfolio Manager
for
other Janus Henderson accounts.
Formerly,
Director and Lead Portfolio
Manager
of the U.S. Multi-Sector Fixed
Income
team at AllianceBernstein
(2007-2019). |
OFFICERS | |||
Name,
Address,
and
Age |
Positions
Held with the Trust |
Term
of
Office*
and
Length
of Time
Served |
Principal
Occupations
During
the Past Five Years |
Michelle
Rosenberg
151
Detroit Street
Denver,
CO 80206
DOB:
1973 |
President
and Chief Executive Officer |
9/22-Present |
General
Counsel and Corporate Secretary
of
Janus Henderson Investors (since 2018).
Formerly,
Interim President and Chief
Executive
Officer of the Trust and Janus
Aspen
Series (2022), Senior Vice President
and
Head of Legal, North America of Janus
Henderson
Investors (2017-2018) and
Deputy
General Counsel of Janus
Henderson
US (Holdings) Inc.
(2015-2018). |
Kristin
Mariani
151
Detroit Street
Denver,
CO 80206
DOB:
1966 |
Vice
President and Chief Compliance Officer |
7/20-Present |
Head
of Compliance, North America at
Janus
Henderson Investors (since
September
2020) and Chief Compliance
Officer
at Janus Henderson Investors US
LLC
(since September 2017). Formerly,
Anti-Money
Laundering Officer for the
Trust
and Janus Aspen Series (July 2020-
December
2022), Global Head of
Investment
Management Compliance at
Janus
Henderson Investors (February
2019-August
2020), Vice President, Head
of
Global Distribution Compliance and
Chief
Compliance Officer at Janus
Henderson
Distributors US LLC (May
2017-September
2017), Vice President,
Compliance
at Janus Henderson US
(Holdings)
Inc., Janus Henderson Investors
US
LLC, and Janus Henderson Distributors
US
LLC (2009-2017). |
Jesper
Nergaard
151
Detroit Street
Denver,
CO 80206
DOB:
1962 |
Chief
Financial Officer Vice
President, Treasurer, and Principal Accounting
Officer |
3/05-Present 2/05-Present |
Head
of U.S. Fund Administration, Janus
Henderson
Investors and Janus Henderson
Services
US LLC. |
Abigail
J. Murray
151
Detroit Street
Denver,
CO 80206
DOB:
1975 |
Vice
President, Chief Legal Officer, and Secretary |
12/20-Present |
Managing
Counsel (since 2020). Formerly,
Senior
Counsel for Invesco Ltd.
(2017-2020),
and Vice President and
Senior
Counsel, ALPS Fund Services, Inc.
and
Assistant General Counsel, ALPS
Advisors,
Inc. (2015-2017). |
Ciaran
Askin
151
Detroit Street
Denver,
CO 80206
DOB:
1978 |
Anti-Money
Laundering Officer |
12/22-Present |
Global
Head of Financial Crime, Janus
Henderson
Investors (since 2022).
Formerly,
Global Head of Financial Crime
for
Invesco Ltd. (2017-2022). |
|
Summary
of Functions |
Members
(Independent
Trustees) |
Number
of Meetings
Held
During Fiscal
Year
Ended
September
30, 2022 |
Audit
Committee |
Reviews
the Trust’s financial reporting process,
the
system of internal controls over financial
reporting,
disclosure controls and procedures,
including
the review of the adequacy of relevant
personnel
and the review of reports related to
such
system of internal controls, Form N-CSR,
Form
N-CEN, and Form N-PORT filings, and
the
audit process. The Committee’s review of the
audit
process includes, among other things, the
appointment,
compensation, and oversight of
the
Trust’s independent auditor, which performs
the
audits of the Trust’s financial statements,
regular
meetings and communication with
relevant
personnel at the Adviser and the
independent
auditor, and preapproval of all
audit
and nonaudit services. The Committee
also
reviews any significant changes or
improvements
in accounting and audit
processes
that have been implemented. The
Committee
receives reports from the Trust’s
Chief
Financial Officer, Treasurer, and Principal
Accounting
Officer, and from personnel
responsible
for internal audit functions related
to
financial reporting. The Committee also
oversees
service providers that provide fund
accounting
and portfolio accounting services to
the
Trust. |
Diane
L. Wallace (Chair)
Cheryl
D. Alston
William
D. Cvengros
Gary
A. Poliner |
7 |
Investment
Oversight
Committee |
Oversees
the investment activities of the series
of
the Trust. The Committee meets regularly
with
investment personnel at the Adviser and
any
subadviser to the Funds to review the
investment
performance, investment risk
characteristics,
objectives, and strategies of the
Funds.
The Committee reviews reports
regarding
the use of derivative instruments by
the
Funds and information and reports with
respect
to proposed new investment
instruments
and techniques. The Committee
reviews
various matters related to the operations
of
the Janus Henderson money market funds,
including
the review of reports related to such
operations,
compliance with the Trust’s Money
Market
Fund Procedures, and Rule 2a-7 under
the
1940 Act. |
Raudline
Etienne (Chair)
Cheryl
D. Alston
Alan
A. Brown
William
D. Cvengros
Darrell
B. Jackson
William
F. McCalpin
Gary
A. Poliner
Diane
L. Wallace |
5 |
|
Summary
of Functions |
Members
(Independent
Trustees) |
Number
of Meetings
Held
During Fiscal
Year
Ended
September
30, 2022 |
Nominating
and
Governance
Committee |
Identifies
and recommends individuals for
Trustee
membership, recommends an
independent
Trustee to serve as Board Chair,
consults
with Fund officers and the Board Chair
in
planning Trustee meetings, reviews the
responsibilities
of each Board committee, which
includes
the need for new committees and the
continuation
of existing committees, and
oversees
the administration of, and ensures
compliance
with, the Trust’s Governance
Procedures
and Guidelines adopted by the
Trustees.
The Committee also leads the Trustees’
annual
self-assessment process and continuing
education
program, reviews, and proposes
changes
to, Trustee compensation, and oversees
the
administration of the Trust’s insurance
program. |
William
F. McCalpin (Chair)
Alan
A. Brown
Diane
L. Wallace |
9 |
Operations
Committee |
Oversees
certain matters related to the operation
of
the Trust. The Committee receives reports
regarding
the operation of the Trust’s securities
lending
program, the implementation of the
Proxy
Voting Procedures and Guidelines, and
various
information technology, cybersecurity,
and
data privacy risks related to the Trust and
the
Trust’s service providers. The Committee
oversees
service providers providing
operations-related
services to the Trust,
including
the Trust’s custodian and transfer
agent.
The Committee receives reports from
personnel
responsible for the Trust’s enterprise
risk
function and the Adviser’s internal audit
function.
In addition, the Committee oversees
compliance
with certain procedures adopted by
the
Trust under exemptive orders of the SEC. |
Gary
A. Poliner (Chair)
Alan
A. Brown
Darrell
B. Jackson
William
F. McCalpin |
5 |
Product
and Distribution
Committee |
Provides
oversight of matters regarding the
Trust’s
product lineup and the distribution of
shares
of the Funds. The Committee reviews
matters
relating to the initial strategy, design,
and
positioning of new Funds and material
changes
to the strategy, design, and/or
positioning
of existing Funds. The Committee
receives
reports regarding potential Fund
closures,
liquidations, or mergers, certain Fund
fees
and expenses, and marketing and
distribution
strategies for the Funds including
payments
made by the Funds pursuant to the
Trust’s
distribution and shareholder servicing
plans.
The Committee reviews certain regulatory
filings
made with the SEC and oversees and
receives
reporting from service providers
providing
product and distribution-related
services
to the Trust. |
Alan
A. Brown (Chair)
Raudline
Etienne
Darrell
B. Jackson
William
F. McCalpin |
8 |
|
Summary
of Functions |
Members
(Independent
Trustees) |
Number
of Meetings
Held
During Fiscal
Year
Ended
September
30, 2022 |
Trading
and Pricing
Committee |
Oversees
matters relating to the pricing of the
Funds’
securities and the placement of portfolio
transactions.
The Committee oversees the
Adviser
as valuation designee and reviews fair
valuation
determinations and valuation
methodologies
regarding securities and
investments
held by the Funds pursuant to
valuation
procedures established by the Adviser
and
approved by the Board of Trustees. The
Committee
also reviews other matters related to
pricing
the Funds’ securities and approves
changes
to the valuation procedures. The
Committee
receives reporting regarding
portfolio
transactions with affiliates undertaken
in
accordance with the Trust’s procedures,
efforts
to obtain best execution in connection
with
portfolio transactions and commissions
paid
to firms supplying research and brokerage
services.
The Committee also receives reports
regarding
foreign exchange trading by the
Funds.
In addition, the Committee oversees
service
providers providing trading and
pricing-related
services to the Trust and reviews
reports
from the administrator of the Trust’s
liquidity
risk management program. |
Gary
A. Poliner (Chair)
Cheryl
D. Alston
William
D. Cvengros
Diane
L. Wallace |
5 |
Name
of Trustee |
Dollar
Range of Equity Securities in the Funds |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
in the Fund Complex | |
Independent
Trustees |
|
|
|
Alan
A. Brown |
Janus
Henderson Emerging Markets Fund |
$1-$10,000 |
Over
$100,000 |
|
Janus
Henderson Enterprise Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Global Life Sciences Fund |
$10,001-$50,000 |
|
|
Janus
Henderson Global Real Estate Fund |
Over
$100,000 |
|
|
Janus
Henderson Overseas Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Research Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Triton Fund |
Over
$100,000 |
|
|
|
|
|
Cheryl
D. Alston(1)
|
None |
None |
None |
|
|
|
|
William
D. Cvengros |
Janus
Henderson Enterprise Fund |
$50,001-$100,000 |
Over
$100,000 |
|
Janus
Henderson Forty Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Real Estate Fund |
Over
$100,000 |
|
|
Janus
Henderson Research Fund |
$1-$10,000 |
|
|
|
|
|
Raudline
Etienne |
Janus
Henderson Contrarian Fund |
$1-$10,000 |
Over
$100,000(2)
|
|
Janus
Henderson Emerging Markets Fund |
$10,001-$50,000 |
|
|
Janus
Henderson Global Life Sciences Fund |
$10,001-$50,000 |
|
|
Janus
Henderson Global Real Estate Fund |
$10,001-$50,000 |
|
|
Janus
Henderson Global Sustainable Equity
Fund |
$10,001-$50,000 |
|
|
Janus
Henderson Global Technology and
Innovation
Fund |
$10,001-$50,000 |
|
|
|
|
|
Darrell
B. Jackson(1)
|
None |
None |
None |
|
|
|
|
William
F. McCalpin |
Janus
Henderson Asia Equity Fund |
Over
$100,000 |
Over
$100,000(2)
|
|
Janus
Henderson Balanced Fund |
Over
$100,000 |
|
|
Janus
Henderson Contrarian Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Enterprise Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Life Sciences Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Global Real Estate Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Global Research Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Technology and
Innovation
Fund |
Over
$100,000 |
|
|
Janus
Henderson Overseas Fund |
Over
$100,000 |
|
|
|
|
|
Name
of Trustee |
Dollar
Range of Equity Securities in the Funds |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
in the Fund Complex | |
Independent
Trustees (cont’d.) |
|
|
|
Gary
A. Poliner |
Janus
Henderson Contrarian Fund |
Over
$100,000 |
Over
$100,000(2)
|
|
Janus
Henderson Enterprise Fund |
Over
$100,000 |
|
|
Janus
Henderson European Focus Fund |
Over
$100,000 |
|
|
Janus
Henderson Forty Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Life Sciences Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Real Estate Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Select Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Sustainable Equity
Fund |
Over
$100,000 |
|
|
Janus
Henderson Growth and Income Fund |
Over
$100,000 |
|
|
Janus
Henderson Overseas Fund |
Over
$100,000 |
|
|
Janus
Henderson Triton Fund |
Over
$100,000 |
|
|
|
|
|
Diane
L. Wallace |
Janus
Henderson Enterprise Fund |
$50,001-$100,000 |
Over
$100,000 |
|
Janus
Henderson Global Life Sciences Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Research Fund |
Over
$100,000 |
|
|
Janus
Henderson Global Technology and
Innovation
Fund |
$50,001-$100,000 |
|
|
Janus
Henderson Growth and Income Fund |
Over
$100,000 |
|
|
Janus
Henderson Triton Fund |
$50,001-$100,000 |
|
|
|
|
|
Linda
S. Wolf(3)
|
Janus
Henderson Balanced Fund |
Over
$100,000 |
Over
$100,000(2)
|
|
Janus
Henderson Enterprise Fund |
Over
$100,000 |
|
|
Janus
Henderson Forty Fund |
Over
$100,000 |
|
|
Janus
Henderson Growth and Income Fund |
Over
$100,000 |
|
|
|
|
|
Name
of Person, Position |
Aggregate
Compensation
from
the
Funds for
fiscal
year ended
September
30, 2022 |
Total
Compensation
from
the
Fund Complex
for
calendar year ended
December
31, 2022(1)(2) |
Independent
Trustees |
|
|
Alan
A. Brown, Chairman and Trustee(3)(4)
|
$331,259 |
$450,827 |
Cheryl
D. Alston, Trustee(5)
|
$43,001 |
$133,364 |
William
D. Cvengros, Trustee(4)
|
$268,501 |
$338,500 |
Raudline
Etienne, Trustee(4)
|
$266,921 |
$336,500 |
Darrell
B. Jackson, Trustee(5)
|
$50,839 |
$143,364 |
William
F. McCalpin, Trustee and Former Chairman(3)(4)
|
$339,669 |
$404,673 |
Gary
A. Poliner, Trustee(4)
|
$269,292 |
$339,500 |
Diane
L. Wallace, Trustee(4)
|
$290,477 |
$367,500 |
Linda
S. Wolf, Former Trustee(6)
|
$280,852 |
$349,000 |
Janus
Henderson Investment
Personnel |
|
|
Other
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Andy
Acker |
Number
of Other Accounts Managed |
None |
4(1)
|
7(2)
|
|
Assets
in Other Accounts Managed |
None |
$4,075.34M |
$3,557.35M |
Guy
Barnard |
Number
of Other Accounts Managed |
1 |
4(3)
|
4 |
|
Assets
in Other Accounts Managed |
$53.68M |
$1,850.35M |
$273.39M |
Jeremiah
Buckley |
Number
of Other Accounts Managed |
3 |
4 |
4 |
|
Assets
in Other Accounts Managed |
$9,339.83M |
$6,462.09M |
$75.61M |
Hamish
Chamberlayne |
Number
of Other Accounts Managed |
3 |
6 |
4 |
|
Assets
in Other Accounts Managed |
$40.90M |
$3,281.46M |
$99.13M |
Jonathan
Cofsky |
Number
of Other Accounts Managed |
1 |
None |
3(4)
|
|
Assets
in Other Accounts Managed |
$549.46M |
None |
$1,502.24M |
Jonathan
D. Coleman |
Number
of Other Accounts Managed |
1 |
1 |
14 |
|
Assets
in Other Accounts Managed |
$93.89M |
$127.02M |
$639.79M |
Alex
Crooke |
Number
of Other Accounts Managed |
None |
2 |
None |
|
Assets
in Other Accounts Managed |
None |
$2,257.67M |
None |
Matthew
Culley |
Number
of Other Accounts Managed |
None |
4(5)
|
None |
|
Assets
in Other Accounts Managed |
None |
$328.84M |
None |
Job
Curtis |
Number
of Other Accounts Managed |
None |
2 |
None |
|
Assets
in Other Accounts Managed |
None |
$2,652.20M |
None |
Brian
Demain |
Number
of Other Accounts Managed |
5 |
None |
8 |
|
Assets
in Other Accounts Managed |
$3,673.34M |
None |
$1,513.65M |
|
|
Other
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Denny
Fish |
Number
of Other Accounts Managed |
1 |
1 |
4(4)
|
|
Assets
in Other Accounts Managed |
$549.46M |
$277.17M |
$1,610.37M |
Tim
Gibson |
Number
of Other Accounts Managed |
1 |
4(6)
|
3 |
|
Assets
in Other Accounts Managed |
$53.68M |
$1,480.66M |
$152.12M |
Daniel
J. Graña |
Number
of Other Accounts Managed |
None |
4(5)
|
None |
|
Assets
in Other Accounts Managed |
None |
$328.84M |
None |
Michael
Keough |
Number
of Other Accounts Managed |
7 |
9 |
16 |
|
Assets
in Other Accounts Managed |
$13,728.21M |
$7,679.48M |
$2,998.39M |
Greg
Kuhl |
Number
of Other Accounts Managed |
2 |
2(7)
|
4 |
|
Assets
in Other Accounts Managed |
$56.81M |
$1,405.25M |
$283.39M |
Ben
Lofthouse |
Number
of Other Accounts Managed |
1 |
3 |
3 |
|
Assets
in Other Accounts Managed |
$115.94M |
$1,130.34M |
$412.68M |
Daniel
Lyons(8)
|
Number
of Other Accounts Managed |
None |
2(1)
|
None |
|
Assets
in Other Accounts Managed |
None |
$564.55M |
None |
George
P. Maris(9) |
Number
of Other Accounts Managed |
1(10) |
1 |
2 |
|
Assets
in Other Accounts Managed |
$551.20M |
$6.20M |
$201.83M |
Julian
McManus |
Number
of Other Accounts Managed |
1(10) |
1 |
2 |
|
Assets
in Other Accounts Managed |
$551.20M |
$6.20M |
$201.83M |
Paul
O’Connor |
Number
of Other Accounts Managed |
None |
12 |
2 |
|
Assets
in Other Accounts Managed |
None |
$1,227.84M |
$89.43M |
Matthew
Peron |
Number
of Other Accounts Managed |
2(11) |
5 |
12 |
|
Assets
in Other Accounts Managed |
$1,064.62M |
$423.46M |
$1,051.79M |
A.
Douglas Rao |
Number
of Other Accounts Managed |
4(12) |
4 |
20 |
|
Assets
in Other Accounts Managed |
$2,035.38M |
$1,143.39M |
$4,174.17M |
Brian
Recht |
Number
of Other Accounts Managed |
4(12) |
4 |
18 |
|
Assets
in Other Accounts Managed |
$2,035.38M |
$1,143.39M |
$3,688.30M |
Nick
Schommer |
Number
of Other Accounts Managed |
4(12) |
5 |
22 |
|
Assets
in Other Accounts Managed |
$2,035.38M |
$1,160.20M |
$4,181.19M |
Robert
Schramm-Fuchs |
Number
of Other Accounts Managed |
None |
2(13) |
None |
|
Assets
in Other Accounts Managed |
None |
$399.97M |
None |
Aaron
Scully |
Number
of Other Accounts Managed |
3 |
4 |
3 |
|
Assets
in Other Accounts Managed |
$40.90M |
$2,843.34M |
$50.23M |
Scott
Stutzman |
Number
of Other Accounts Managed |
1 |
1 |
14 |
|
Assets
in Other Accounts Managed |
$93.89M |
$127.02M |
$639.79M |
Cody
Wheaton |
Number
of Other Accounts Managed |
5 |
None |
8 |
|
Assets
in Other Accounts Managed |
$3,673.34M |
None |
$1,513.65M |
Greg
Wilensky |
Number
of Other Accounts Managed |
7 |
8 |
9 |
|
Assets
in Other Accounts Managed |
$13,733.52M |
$7,506.15M |
$1,141.43M |
JANUS
HENDERSON INVESTMENT PERSONNEL
COMPENSATION
INFORMATION |
Ownership
of Securities |
Investment
Personnel |
Dollar
Range of Equity Securities in the Fund(s) Managed |
Aggregate
Dollar Range of Equity
Securities
in the Fund Complex | |
Andy
Acker |
Janus
Henderson Global Life Sciences Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Guy
Barnard |
Janus
Henderson Global Real Estate Fund |
None |
None |
Jeremiah
Buckley |
Janus
Henderson Balanced Fund |
Over
$1,000,000 |
Over
$1,000,000 |
|
Janus
Henderson Growth and Income Fund |
Over
$1,000,000 |
|
Hamish
Chamberlayne |
Janus
Henderson Global Sustainable Equity Fund |
None |
None |
Jonathan
Cofsky |
Janus
Henderson Global Technology and
Innovation
Fund |
$500,001-$1,000,000 |
$500,001-$1,000,000 |
Jonathan
D. Coleman |
Janus
Henderson Triton Fund |
Over
$1,000,000 |
Over
$1,000,000 |
|
Janus
Henderson Venture Fund |
Over
$1,000,000 |
|
Alex
Crooke |
Janus
Henderson Global Equity Income Fund |
None |
None |
Matthew
Culley |
Janus
Henderson Asia Equity Fund |
None |
$500,001-$1,000,000 |
|
Janus
Henderson Emerging Markets Fund |
$100,001-$500,000 |
|
Job
Curtis |
Janus
Henderson Global Equity Income Fund |
None |
None |
Brian
Demain |
Janus
Henderson Enterprise Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Denny
Fish |
Janus
Henderson Global Technology and
Innovation
Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Tim
Gibson |
Janus
Henderson Global Real Estate Fund |
None |
None |
Daniel
J. Graña |
Janus
Henderson Asia Equity Fund |
None |
Over
$1,000,000 |
|
Janus
Henderson Emerging Markets Fund |
Over
$1,000,000 |
|
Investment
Personnel |
Dollar
Range of Equity Securities in the Fund(s) Managed |
Aggregate
Dollar Range of Equity
Securities
in the Fund Complex | |
Michael
Keough |
Janus
Henderson Balanced Fund |
$500,001-$1,000,000 |
Over
$1,000,000 |
Greg
Kuhl |
Janus
Henderson Global Real Estate Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Ben
Lofthouse |
Janus
Henderson Global Equity Income Fund |
None |
None |
Daniel
Lyons(1) |
Janus
Henderson Global Life Sciences Fund |
$500,001-$1,000,000 |
Over
$1,000,000 |
George
P. Maris(2) |
Janus
Henderson Global Select Fund |
Over
$1,000,000 |
Over
$1,000,000 |
|
Janus
Henderson International Opportunities Fund |
None |
|
|
Janus
Henderson Overseas Fund |
Over
$1,000,000 |
|
Julian
McManus |
Janus
Henderson Global Select Fund |
$100,001-$500,000 |
Over
$1,000,000 |
|
Janus
Henderson Overseas Fund |
$100,001-$500,000 |
|
Paul
O’Connor |
Janus
Henderson International Opportunities Fund |
None |
None |
Matthew
Peron |
Janus
Henderson Global Research Fund |
$100,001-$500,000 |
Over
$1,000,000 |
|
Janus
Henderson Research Fund |
$100,001-$500,000 |
|
A.
Douglas Rao |
Janus
Henderson Forty Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Brian
Recht |
Janus
Henderson Forty Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Nick
Schommer |
Janus
Henderson Contrarian Fund |
Over
$1,000,000 |
Over
$1,000,000 |
|
Janus
Henderson Forty Fund |
$100,001-$500,000 |
|
Robert
Schramm-Fuchs |
Janus
Henderson European Focus Fund |
None |
None |
Aaron
Scully |
Janus
Henderson Global Sustainable Equity Fund |
$100,001-$500,000 |
$500,001-$1,000,000 |
Scott
Stutzman |
Janus
Henderson Triton Fund |
Over
$1,000,000 |
Over
$1,000,000 |
|
Janus
Henderson Venture Fund |
Over
$1,000,000 |
|
Cody
Wheaton |
Janus
Henderson Enterprise Fund |
Over
$1,000,000 |
Over
$1,000,000 |
Greg
Wilensky |
Janus
Henderson Balanced Fund |
$500,001-$1,000,000 |
Over
$1,000,000 |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Asia Equity Fund
Class
A Shares |
LPL
Financial
A/C
XXXX-XXXX
San
Diego, CA |
47.39% |
|
Pershing
LLC
Jersey
City, NJ |
22.25% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Customers
Jersey
City, NJ |
13.67% |
|
Oppenheimer
& Co. Inc.
FBO
SY
Palm
Springs, CA |
11.25% |
Janus
Henderson Emerging Markets Fund
Class
A Shares |
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
37.39% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
31.22% |
|
Perishing
LLC
Jersey
City, NJ |
7.12% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
6.14% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson European Focus Fund
Class
A Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
19.30% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
13.43% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
10.77% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
9.82% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
9.43% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
8.81% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
5.55% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
5.45% |
Janus
Henderson Global Equity Income Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
20.49% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
17.73% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
10.38% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
8.97% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
8.53% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
7.81% |
|
Pershing
LLC
Jersey
City, NJ |
6.55% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Life Sciences Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
29.55% |
|
Pershing
LLC
Jersey
City, NJ |
10.66% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
9.94% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
7.97% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
7.43% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
6.47% |
Janus
Henderson Global Real Estate Fund
Class
A Shares |
Pershing
LLC
Jersey
City, NJ |
15.74% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.87% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
14.28% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
10.24% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
9.66% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
7.01% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
6.23% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.05% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Research Fund
Class
A Shares |
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
19.50% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
19.03% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
16.09% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
13.58% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
9.79% |
|
TD
Ameritrade Inc.
FBO
Our Customers
Omaha,
NE |
5.65% |
Janus
Henderson Global Select Fund
Class
A Shares |
Pershing
LLC
Jersey
City, NJ |
37.77% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.54% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
7.89% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
7.60% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
6.58% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
6.57% |
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus
Minneapolis,
MN |
5.54% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Institutional Client Accounts
San
Francisco, CA |
5.17% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Sustainable Equity Fund
Class
A Shares |
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
32.50% |
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus
Minneapolis,
MN |
23.73% |
|
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
20.31%* |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
18.55% |
Janus
Henderson Global Technology and Innovation Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
14.65% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
11.83% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
11.38% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
11.15% |
|
Pershing
LLC
Jersey
City, NJ |
8.72% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
6.28% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
5.91% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson International Opportunities Fund
Class
A Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
24.21% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
13.67% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
12.16% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
11.68% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.05% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
6.43% |
Janus
Henderson Overseas Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
18.41% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
16.73% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
11.82% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
7.97% |
|
Matrix
Trust Company
As
Agent for Advisor Trust, Inc.
K-M
403B MBD
Denver,
CO |
7.55% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Balanced Fund
Class
A Shares |
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
16.28% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
15.96% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
11.26% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
9.07% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
7.87% |
|
Pershing
LLC
Jersey
City, NJ |
7.20% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
6.63% |
Janus
Henderson Contrarian Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
17.87% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
15.80% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
11.32% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
9.11% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
7.80% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
6.53% |
|
Pershing
LLC
Jersey
City, NJ |
6.46% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
6.18% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.79% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Enterprise Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
34.25% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
10.83% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
7.31% |
|
Transamerica
Life Insurance Co.
ML
Life Variable Annuity Sep Acct D
Cedar
Rapids, IA |
6.28% |
Janus
Henderson Forty Fund
Class
A Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
24.96% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
20.23% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
8.18% |
|
Pershing
LLC
Jersey
City, NJ |
7.40% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
7.09% |
Janus
Henderson Growth and Income Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
21.20% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
19.49% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
14.62% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
8.57% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.88% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.73% |
|
Pershing
LLC
Jersey
City, NJ |
5.62% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Research Fund
Class
A Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
23.21% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
17.23% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
12.70% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
10.21% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.50% |
Janus
Henderson Triton Fund
Class
A Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
37.41% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
8.69% |
Janus
Henderson Venture Fund
Class
A Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
23.13% |
|
Voya
Institutional Trust Company
Windsor,
CT |
16.56% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
5.88% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.81% |
|
PIMS/Prudential
Retirement
As
Nominee for the Ttee/Cust PL XXX
National
Bank Holdings
Kansas
City, MO |
5.39% |
Janus
Henderson Asia Equity Fund
Class
C Shares |
LPL
Financial
A/C
XXXX-XXXX
San
Diego, CA |
53.97% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
26.33% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
17.11% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Emerging Markets Fund
Class
C Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
25.78% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
23.47% |
|
Pershing
LLC
Jersey
City, NJ |
11.51% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
10.58% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
10.10% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
9.54% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Cust
Jersey
City, NJ |
5.27% |
Janus
Henderson European Focus Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
23.04% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
18.04% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
17.28% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.53% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Cust
Jersey
City, NJ |
6.49% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
6.24% |
|
Pershing
LLC
Jersey
City, NJ |
5.31% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Equity Income Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
20.92% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
17.93% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
16.80% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
12.12% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
5.76% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
5.45% |
Janus
Henderson Global Life Sciences Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
15.76% |
|
Pershing
LLC
Jersey
City, NJ |
15.28% |
|
JP
Morgan Securities LLC
Omnibus
Account
For
Exclusive Benefit of Customers
Brooklyn,
NY |
9.21% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
8.94% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
7.97% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.74% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
7.43% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
6.54% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
6.33% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
6.03% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Real Estate Fund
Class
C Shares |
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
24.63% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
16.00% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
12.43% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
11.64% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
10.51% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
9.71% |
|
Pershing
LLC
Jersey
City, NJ |
6.07% |
Janus
Henderson Global Research Fund
Class
C Shares |
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
29.07% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
16.26% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
13.96% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
8.29% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.93% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
5.73% |
|
Pershing
LLC
Jersey
City, NJ |
5.50% |
Janus
Henderson Global Select Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
52.33% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
26.99% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
9.92% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Sustainable Equity Fund
Class
C Shares |
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
86.50%* |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
13.50% |
Janus
Henderson Global Technology and Innovation Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
16.71% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
15.66% |
|
Pershing
LLC
Jersey
City, NJ |
12.14% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
11.73% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
10.02% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.34% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
6.35% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
6.34% |
Janus
Henderson International Opportunities Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
20.94% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
20.62% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
18.50% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
14.49% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
7.02% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Overseas Fund
Class
C Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
34.10% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
21.11% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
13.74% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
11.82% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
5.58% |
Janus
Henderson Balanced Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
20.82% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
14.33% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
13.27% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.39% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
8.34% |
|
Pershing
LLC
Jersey
City, NJ |
8.33% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
7.69% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
6.49% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.93% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Contrarian Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
19.02% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
17.47% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.07% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
12.25% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.23% |
|
Pershing
LLC
Jersey
City, NJ |
7.66% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
6.38% |
Janus
Henderson Enterprise Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
12.98% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
12.65% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
11.85% |
|
Pershing
LLC
Jersey
City, NJ |
10.07% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
9.49% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
8.85% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
8.84% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
8.69% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
7.18% |
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus
Minneapolis,
MN |
6.55% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Forty Fund
Class
C Shares |
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
23.83% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
11.98% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
11.28% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
10.16% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
9.46% |
|
Pershing
LLC
Jersey
City, NJ |
8.79% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
7.35% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
6.13% |
Janus
Henderson Growth and Income Fund
Class
C Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
23.36% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
19.37% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.65% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
8.19% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
8.10% |
|
Pershing
LLC
Jersey
City, NJ |
7.82% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
5.82% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.74% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Research Fund
Class
C Shares |
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
24.95% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
22.40% |
|
Pershing
LLC
Jersey
City, NJ |
13.55% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
13.25% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
6.97% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
5.99% |
Janus
Henderson Triton Fund
Class
C Shares |
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
26.24% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
14.51% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
11.72% |
|
Pershing
LLC
Jersey
City, NJ |
9.48% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
8.15% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.76% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
7.52% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.08% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Venture Fund
Class
C Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
32.55% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
19.96% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
13.82% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
10.34% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.93% |
|
Pershing
LLC
Jersey
City, NJ |
7.24% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
5.17% |
Janus
Henderson Asia Equity Fund
Class
I Shares |
TD
Ameritrade Inc.
FBO
Our Customers
Omaha,
NE |
33.72% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
22.23% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
19.65% |
|
Oppenheimer
& Co. Inc.
FBO
RG IRA
IAS/UMA
Asheville,
NC |
8.69% |
|
Oppenheimer
& Co. Inc.
FBO
SSM IRA R/O
Candler,
NC |
5.60% |
Janus
Henderson Emerging Markets Fund
Class
I Shares |
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
35.17% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
19.39% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
18.00% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
10.64% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson European Focus Fund
Class
I Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
37.70% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
13.65% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
11.60% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
8.71% |
|
Mac
& Co
A/C
XXXXXX
Pittsburg,
PA |
6.88% |
Janus
Henderson Global Equity Income Fund
Class
I Shares |
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
12.54% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
12.38% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
12.23% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
10.11% |
|
Charles
Schwab & Company Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
8.53% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
7.12% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
6.09% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
6.03% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Life Sciences Fund
Class
I Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
18.08% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
12.80% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
10.79% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
9.53% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
8.61% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
5.91% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
5.90% |
Janus
Henderson Global Real Estate Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
28.14% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
19.49% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
9.17% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
6.77% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
6.40% |
|
Pershing
LLC
Jersey
City, NJ |
6.11% |
Janus
Henderson Global Research Fund
Class
I Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
18.40% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.26% |
|
Saxon
& Co.
FBO
20100023002681
Philadelphia,
PA |
10.19% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
8.42% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
5.20% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
5.08% |
Janus
Henderson Global Select Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
37.83% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
10.43% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
7.74% |
|
LPL
Financial
Omnibus
Account
San
Diego, CA |
7.60% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
6.25% |
|
Pershing
LLC
Jersey
City, NJ |
5.68% |
Janus
Henderson Global Sustainable Equity Fund
Class
I Shares |
RBC
Capital Markets LLC
Mutual
Fund Omnibus
Minneapolis,
MN |
47.65% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
32.14% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.07% |
Janus
Henderson Global Technology and Innovation Fund
Class
I Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
14.97% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
13.10% |
|
Pershing
LLC
Jersey
City, NJ |
12.32% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
9.97% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
8.34% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
7.53% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson International Opportunities Fund
Class
I Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
50.35% |
|
UBS
WM USA
0O0
11011 6100
Omni
Account M/F
Weehawken,
NJ |
11.32% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
7.44% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
6.63% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
5.55% |
Janus
Henderson Overseas Fund
Class
I Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
26.48% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
17.22% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
17.07% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
14.16% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Balanced Fund
Class
I Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
21.91% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
10.38% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
9.21% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.47% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
8.03% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
6.51% |
|
Pershing
LLC
Jersey
City, NJ |
5.62% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.59% |
|
TD
Ameritrade Inc.
FBO
Our Customers
Omaha,
NE |
5.21% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
5.06% |
Janus
Henderson Contrarian Fund
Class
I Shares |
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
22.54% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
19.64% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
14.69% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
9.53% |
|
Pershing
LLC
Jersey
City, NJ |
6.94% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
5.75% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Enterprise Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
18.16% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
13.33% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
10.60% |
|
Pershing
LLC
Jersey
City, NJ |
7.16% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
6.94% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
6.49% |
|
UBS
WM USA
0O0
11011 6100
Spec
Cdy A/C Excl Ben Cust UBSFSI
Weehawken,
NJ |
5.18% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
5.03% |
Janus
Henderson Forty Fund
Class
I Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
15.44% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
15.39% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
15.34% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
10.93% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
9.01% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
6.65% |
|
Pershing
LLC
Jersey
City, NJ |
5.73% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Growth and Income Fund
Class
I Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
17.62% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
13.41% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
12.04% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
10.90% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
9.56% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
7.93% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
7.44% |
|
Pershing
LLC
Jersey
City, NJ |
5.33% |
Janus
Henderson Research Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
20.29% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
15.50% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
14.85% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
6.07% |
|
Raymond
James
House
Acct Firm #92500015
Omnibus
for Mutual Funds
St.
Petersburg, FL |
6.00% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Account
For
the Exclusive Benefit of Customer
St.
Louis, MO |
5.53% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
5.52% |
|
Pershing
LLC
Jersey
City, NJ |
5.31% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Triton Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
20.45% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
6.96% |
|
American
Enterprise Investment Svc
FBO
41999970
Minneapolis,
MN |
6.80% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
6.42% |
Janus
Henderson Venture Fund
Class
I Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
36.93% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
16.68% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
11.24% |
Janus
Henderson Asia Equity Fund
Class
N Shares |
BNP
Paribas RCC
Global
Allocation Fund – Growth
Asia
Equity Omnibus Account
Jersey
City, NJ |
39.91% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Asia
Equity Omnibus Account
Jersey
City, NJ |
26.19% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
19.94% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Asia
Equity Omnibus Account
Jersey
City, NJ |
13.86% |
Janus
Henderson Emerging Markets Fund
Class
N Shares |
BNP
Paribas RCC
Global
Allocation Fund – Growth
Emerging
Markets Omnibus Account
Jersey
City, NJ |
46.27% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Emerging
Markets Omnibus Account
Jersey
City, NJ |
30.49% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Emerging
Markets Omnibus Account
Jersey
City, NJ |
16.38% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
6.78% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson European Focus Fund
Class
N Shares |
BNP
Paribas RCC
Global
Allocation Fund – Growth
European
Focus Omnibus Account
Jersey
City, NJ |
44.45% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
European
Focus Omnibus Account
Jersey
City, NJ |
29.52% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
European
Focus Omnibus Account
Jersey
City, NJ |
16.70% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
7.05% |
Janus
Henderson Global Equity Income Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
23.50% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
17.61% |
|
SEI
Private Trust Company
c/o
M&T Bank ID XXX
Oaks,
PA |
10.84% |
|
NABank
& Co.
Tulsa,
OK |
5.80% |
Janus
Henderson Global Life Sciences Fund
Class
N Shares |
JP
Morgan Securities LLC
Omnibus
Account
For
Exclusive Benefit of Customers
Brooklyn,
NY |
87.96% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
8.96% |
Janus
Henderson Global Real Estate Fund
Class
N Shares |
SEI
Private Trust Company
c/o
Security National ID XXX
Oaks,
PA |
32.00% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
23.89% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
15.46% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
8.44% |
|
BNP
Paribas RCC
Global
Allocation Fund – Growth
Global
Real Estate Omnibus Account
Jersey
City, NJ |
7.53% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Research Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
43.44% |
|
BNP
Paribas RCC
Global
Allocation Fund – Growth
Global
Research Omnibus Account
Jersey
City, NJ |
23.70% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Global
Research Omnibus Account
Jersey
City, NJ |
16.81% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Global
Research Omnibus Account
Jersey
City, NJ |
7.18% |
Janus
Henderson Global Select Fund
Class
N Shares |
BNP
Paribas RCC
Global
Allocation Fund – Growth
Global
Select Fund Omnibus Account
Jersey
City, NJ |
39.01% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Global
Select Fund Omnibus Account
Jersey
City, NJ |
27.49% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Global
Select Fund Omnibus Account
Jersey
City, NJ |
15.57% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.40% |
Janus
Henderson Global Sustainable Equity Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
95.85% |
Janus
Henderson Global Technology and Innovation Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
24.93% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
19.47% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
12.11% |
|
American
United Life Ins. Co.
Group
Retirement Annuity
Indianapolis,
IN |
6.65% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
5.16% |
Janus
Henderson International Opportunities Fund
Class
N Shares |
Pershing
LLC
Jersey
City, NJ |
61.82% |
|
SEI
Private Trust Company
c/o
TIAA SWP
Oaks,
PA |
28.99% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Overseas Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
25.47% |
|
BNP
Paribas RCC
Global
Allocation Fund – Growth
Overseas
Fund Omnibus Account
Jersey
City, NJ |
19.02% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Overseas
Fund Omnibus Account
Jersey
City, NJ |
13.31% |
|
John
Hancock Trust Company LLC
Westwood,
MA |
9.58% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Overseas
Fund Omnibus Account
Jersey
City, NJ |
7.53% |
Janus
Henderson Balanced Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
36.62% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.90% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
5.78% |
|
Reliance
Trust Company Ttee
FBO
ADP Access Large Market 401K
Atlanta,
GA |
5.01% |
Janus
Henderson Contrarian Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
45.43% |
|
BNP
Paribas RCC
Global
Allocation Fund – Growth
Contrarian
Fund Omnibus Account
Jersey
City, NJ |
14.94% |
|
Ascensus
Trust Company
FBO
AFL Telecommunications LLC SVGS AN
Fargo,
ND |
10.68% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Contrarian
Fund Omnibus Account
Jersey
City, NJ |
9.48% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Contrarian
Fund Omnibus Account
Jersey
City, NJ |
5.48% |
Janus
Henderson Enterprise Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
44.67% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
8.69% |
|
DCGT
Trustee &/or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Des
Moines, IA |
5.61% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Forty Fund
Class
N Shares |
DCGT
Trustee &/ or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Des
Moines, IA |
22.88% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
14.52% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
6.94% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
5.53% |
|
Voya
Retirement Insurance and Annuity Company
Windsor,
CT |
5.14% |
Janus
Henderson Growth and Income Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
36.77% |
|
BNP
Paribas RCC
Global
Allocation Fund – Growth
Growth
and Income Omnibus Account
Jersey
City, NJ |
18.43% |
|
Matrix
Trust Company Trustee
FBO
Vera Bradley Designs Inc. PSP
Denver,
CO |
13.18% |
|
BNP
Paribas RCC
Global
Allocation Fund – Moderate
Growth
and Income Omnibus Account
Jersey
City, NJ |
10.54% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
5.81% |
|
BNP
Paribas RCC
Global
Allocation Fund – Conservative
Growth
and Income Omnibus Account
Jersey
City, NJ |
5.18% |
|
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Customers
Jacksonville,
FL |
5.03% |
Janus
Henderson Research Fund
Class
N Shares |
Mid
Atlantic Trust Company
FBO
Sentry Life Insurance Company 401K
Pittsburgh,
PA |
30.23% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
28.18% |
|
John
Hancock Trust Company LLC
Westwood,
MA |
21.29% |
|
VRSCO
FBO
AIGFSB Custodian Trustee
FBO
MWRD of Greater Chicago 457(B)
Houston,
TX |
5.28% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Triton Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
27.65% |
|
DCGT
Trustee &/or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Des
Moines, IA |
10.54% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
7.28% |
Janus
Henderson Venture Fund
Class
N Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
20.83% |
|
Empower
Trust
FBO
Empower Benefits Plans
Greenwood
Village, CO |
13.83% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
8.46% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers
San
Francisco, CA |
6.86% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
6.03% |
|
Empower
Trust
FBO
Western Digital Retirement Plan
Greenwood
Village, CO |
5.92% |
Janus
Henderson Global Research Fund
Class
R Shares |
Sammons
Financial Network LLC
West
Des Moines, IA |
89.57% |
Janus
Henderson Global Select Fund
Class
R Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Institutional Client Accounts
San
Francisco, CA |
42.66% |
|
JP
Morgan Securities LLC
Omnibus
Account
For
Exclusive Benefit of Customers
Brooklyn,
NY |
36.52% |
|
Empower
Trust
FBO
Empower Benefit Plans
Greenwood
Village, CO |
12.82% |
Janus
Henderson Global Sustainable Equity Fund
Class
R Shares |
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
100%* |
Janus
Henderson International Opportunities Fund
Class
R Shares |
Merrill
Lynch, Pierce, Fenner & Smith, Inc.
For
the Sole Benefit of Its Customers
Jacksonville,
FL |
24.85% |
|
Mid
Atlantic Trust Company
FBO
Colortone Lacquer Co. Inc. 401(K) Pro
Pittsburgh,
PA |
11.91% |
|
Ascensus
Trust Company
FBO
The Chempi Pension Plan XXXXXX
Fargo,
ND |
9.15% |
|
Mid
Atlantic Trust Company
FBO
Statesman Life Centers USA Inc 401(K)
Pittsburgh,
PA |
8.20% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
|
Empower
Trust
FBO
Empower Benefit Plans
Greenwood
Village, CO |
7.64% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
6.19% |
Janus
Henderson Overseas Fund
Class
R Shares |
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
33.32% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
26.82% |
|
Sammons
Financial Network LLC
West
Des Moines, IA |
10.29% |
|
Empower
Trust
FBO
Empower Benefit Plans
Greenwood
Village, CO |
5.44% |
|
Voya
Institutional Trust Company
Windsor,
CT |
5.30% |
Janus
Henderson Balanced Fund
Class
R Shares |
Sammons
Financial Network LLC
West
Des Moines, IA |
30.83% |
|
Voya
Institutional Trust Company
Windsor,
CT |
29.08% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
10.74% |
|
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
8.27% |
Janus
Henderson Contrarian Fund
Class
R Shares |
Ascensus
Trust Company
FBO
Work Injury Law Center 401K RetPlan XXXXXX
Fargo,
ND |
11.38% |
|
Empower
Trust
FBO
Empower Benefit Plans
Greenwood
Village, CO |
10.79% |
|
Ascensus
Trust Company
FBO
Truth for Life RetPlan XXXXX
Fargo,
ND |
10.78% |
|
Matrix
Trust Company
Cust
FBO Thompson & Company 401(K) Plan
Denver,
CO |
6.24% |
|
Capital
Bank & Trust Co.
FBO
Delsys Inc. 401(K) PSP & Trust
c/o
FASCore LLC
Greenwood
Village, CO |
5.55% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Institutional Client Accounts
San
Francisco, CA |
5.39% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Enterprise Fund
Class
R Shares |
Sammons
Financial Network LLC
West
Des Moines, IA |
16.64% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
13.65% |
|
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
9.89% |
|
DCGT
Trustee &/or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Des
Moines, IA |
8.20% |
|
Equitable
Life
For
Separate A/C #XX
On
Behalf of Various 401(K) Expediter Plans
Secaucus,
NJ |
5.38% |
|
PIMS/Prudential
Retirement
As
Nominee for the Ttee/Cust
Pl
XXX 403(b)(7) Tax Deferred Mutual
East
Lansing, MI |
5.04% |
Janus
Henderson Forty Fund
Class
R Shares |
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
42.45% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
17.64% |
Janus
Henderson Growth and Income Fund
Class
R Shares |
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
33.63% |
|
American
United Life Ins. Co.
AUL
American Unit Trust
Indianapolis,
IN |
11.79% |
|
Fifth
Third Bank
Cincinnati,
OH |
11.66% |
|
c/o
FASCore LLC
DB
Ttee FBO Water Heater Distributors Company
Greenwood
Village, CO |
5.63% |
Janus
Henderson Research Fund
Class
R Shares |
Sammons
Financial Network LLC
West
Des Moines, IA |
71.73% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
12.68% |
Janus
Henderson Triton Fund
Class
R Shares |
Sammons
Financial Network LLC
West
Des Moines, IA |
24.71% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
23.12% |
|
DCGT
Trustee &/or Custodian
FBO
PLIC Various Retirement Plans Omnibus
Des
Moines, IA |
7.42% |
|
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Institutional Client Accounts
San
Francisco, CA |
7.05% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
5.78% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Asia Equity Fund
Class
S Shares |
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
97.28%* |
Janus
Henderson Emerging Markets Fund
Class
S Shares |
FIIOC
FBO
Peer Foods Group Inc Profit Sharing & 401K Plan
Covington,
KY |
91.46% |
|
Pershing
LLC
Jersey
City, NJ |
7.59% |
Janus
Henderson European Focus Fund
Class
S Shares |
Pershing
LLC
Jersey
City, NJ |
71.73% |
|
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
28.27%* |
Janus
Henderson Global Equity Income Fund
Class
S Shares |
UMB
Bank NA
FBO
Fiduciary for Various Retirement Programs
Topeka,
KS |
50.67% |
|
Voya
Institutional Trust Company
Windsor,
CT |
36.10% |
Janus
Henderson Global Life Sciences Fund
Class
S Shares |
UMB
Bank NA
FBO
Fiduciary for Various Retirement Programs
Topeka,
KS |
59.16% |
|
National
Financial Services LLC TR
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
10.23% |
|
Ascensus
Trust Company
FBO
Meadowbrook, Inc 401(K) Profit Sharing XXXXX
Fargo,
ND |
6.15% |
Janus
Henderson Global Real Estate Fund
Class
S Shares |
Voya
Institutional Trust Company
Windsor,
CT |
77.33% |
Janus
Henderson Global Research Fund
Class
S Shares |
UMB
Bank NA
FBO
Fiduciary for Various Retirement Programs
Topeka,
KS |
14.32% |
|
PIMS/Prudential
RetPlan
Nominee
Trustee Custodian
766
Detectives’ Endowment
New
York, NY |
10.88% |
|
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
9.14% |
|
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
7.94% |
|
Nationwide
Life Ins. Co. QPVA
Columbus,
OH |
6.94% |
Janus
Henderson Global Select Fund
Class
S Shares |
National
Financial Services LLC TR
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
49.04% |
|
Matrix
Trust Co.
Agent
for TRP RPS RK
FBO
401K Fern Electric & Control
San
Francisco, CA |
20.02% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
16.72% |
|
MG
Trust Company Cust.
FBO
Acculogic, Ltd 401(K) Plan
Denver,
CO |
14.22% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Sustainable Equity Fund
Class
S Shares |
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
100%* |
Janus
Henderson Global Technology and Innovation Fund
Class
S Shares |
National
Financial Services LLC TR
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
43.58% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
21.96% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
10.89% |
|
FIIOC
FBO
Ecco III Enterprises Inc.
Profit
Sharing Plan
Covington,
KY |
7.18% |
Janus
Henderson International Opportunities Fund
Class
S Shares |
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
88.53%* |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
11.47% |
Janus
Henderson Overseas Fund
Class
S Shares |
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
30.48% |
|
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
22.16% |
|
UMB
Bank NA
FBO
Fiduciary for Tax Deferred Accounts
Topeka,
KS |
12.24% |
|
UMB
Bank NA
FBO
Fiduciary for Tax Deferred Accounts
Topeka,
KS |
6.06% |
Janus
Henderson Balanced Fund
Class
S Shares |
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
40.09% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
12.89% |
Janus
Henderson Contrarian Fund
Class
S Shares |
FIIOC
FBO
Bay Equity 401(K) Plan
Covington,
KY |
45.50% |
|
FIIOC
FBO
Besins Healthcare Inc. 401(K)
Covington,
KY |
14.18% |
|
FIIOC
FBO
Macro Companies Inc.
Profit
Sharing 401(K) Plan
Covington,
KY |
9.96% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
9.20% |
|
Capital
Bank & Trust Co. Ttee
Service
Glass Industries Inc. Salry
c/o
FASCore LLC
Greenwood
Village, CO |
8.33% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Enterprise Fund
Class
S Shares |
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
15.84% |
|
UMB
Bank NA
FBO
Fiduciary for Various Retirement Programs
Topeka,
KS |
9.04% |
|
Empower
Trust
FBO
Great West IRA Advantage
c/o
FASCore LLC
Greenwood
Village, CO |
7.95% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
5.04% |
Janus
Henderson Forty Fund
Class
S Shares |
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
17.07% |
|
Talcott
Resolution Life Ins. Company
Separate
Account DC IV
Hartford,
CT |
12.03% |
|
National
Financial Services LLC TR
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
10.81% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
6.93% |
Janus
Henderson Growth and Income Fund
Class
S Shares |
National
Financial Services LLC TR
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
21.47% |
|
Nationwide
Trust Company FSB
Columbus,
OH |
19.88% |
|
FIIOC
FBO
International Contractors Inc.
401K
Plan and Trust
Covington,
KY |
10.51% |
|
PIMS/Prudential
Retirement
As
Nominee for the Ttee/Cust Pl XXX
Parpro
Technologies, Inc.
Santa
Ana, CA |
6.46% |
Janus
Henderson Research Fund
Class
S Shares |
Reliance
Trust Company
FBO
Retirement Plans Serviced by MetLife
c/o
FASCore LLC
Greenwood
Village, CO |
15.86% |
|
Matrix
Trust Company
As
Agent for Newport Trust Company
Rawle
& Henderson Retirement Plan
Folsom,
CA |
11.96% |
|
Ohio
National Life Insurance Co.
FBO
Its Separate Accounts
Cincinnati,
OH |
10.96% |
|
Vantagepoint
Traditional IRA
c/o
MissionSquare Retirement
Washington,
DC |
8.46% |
|
Vantagepoint
Roth IRA
c/o
MissionSquare Retirement
Washington,
DC |
6.55% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Triton Fund
Class
S Shares |
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
45.01% |
|
UMB
Bank NA
FBO
Fiduciary for Various Retirement Programs
Topeka,
KS |
5.48% |
Janus
Henderson Venture Fund
Class
S Shares |
Empower
Trust
FBO
Employee Benefits Clients 401K
Greenwood
Village, CO |
48.50% |
|
Empower
Annuity Insurance
FBO
Future Funds II
Greenwood
Village, CO |
13.66% |
|
Empower
Trust
FBO
Empower Benefit Plans
Greenwood
Village, CO |
9.31% |
|
Nationwide
Trust Company FSB
FBO
Participating Retirement Plans
Columbus,
OH |
7.26% |
|
State
Street Bank & Trust as Cust
FBO
ADP Access Product
Boston,
MA |
5.03% |
Janus
Henderson Asia Equity Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
56.03% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
New
York, NY |
15.19% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
10.24% |
|
Vanguard
Brokerage Services
Malvern,
PA |
8.04% |
Janus
Henderson Emerging Markets Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
56.37% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Cust
Jersey
City, NJ |
15.79% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
11.68% |
|
Pershing
LLC
Jersey
City, NJ |
5.65% |
Janus
Henderson European Focus Fund
Class
T Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
67.07% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
22.15% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Equity Income Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
47.50% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
21.84% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
10.53% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
6.16% |
|
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
5.06 |
Janus
Henderson Global Life Sciences Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
41.86% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
29.63% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
6.39% |
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Its Customers
New
York, NY |
6.34% |
Janus
Henderson Global Real Estate Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
45.62% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
23.44% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
21.08% |
Janus
Henderson Global Research Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
39.12% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Customers
Jersey
City, NJ |
27.40% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
5.01% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Global Select Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
34.36% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
31.02% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
9.09% |
Janus
Henderson Global Sustainable Equity Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
44.44% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
19.01% |
|
SEI
Private Trust Company
c/o
GWP US Advisors
Oaks,
PA |
17.30% |
|
Janus
Henderson US (Holdings) Inc.
Denver,
CO |
8.96%* |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
6.04% |
Janus
Henderson Global Technology and Innovation Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
44.37% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
29.93% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
7.11% |
Janus
Henderson International Opportunities Fund
Class
T Shares |
LPL
Financial
Omnibus
Customer Account
San
Diego, CA |
48.72% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
37.40% |
Janus
Henderson Overseas Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
39.69% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
34.07% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
5.96% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Balanced Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
37.21% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
33.92% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
5.75% |
Janus
Henderson Contrarian Fund
Class
T Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
40.80% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
32.32% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
6.83% |
Janus
Henderson Enterprise Fund
Class
T Shares |
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
50.36% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
24.78% |
Janus
Henderson Forty Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
30.76% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
26.71% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
5.51% |
Janus
Henderson Growth and Income Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
40.82% |
|
National
Financial Services LLC
For
Exclusive Benefit of Our Customers
Jersey
City, NJ |
29.86% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
6.31% |
Janus
Henderson Research Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
38.62% |
|
National
Financial Services LLC
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
27.60% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
5.97% |
Fund
Name |
Shareholder
and Address of Record |
Percentage
Ownership |
Janus
Henderson Triton Fund
Class
T Shares |
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
54.20% |
|
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
25.00% |
Janus
Henderson Venture Fund
Class
T Shares |
Charles
Schwab & Co. Inc.
Exclusive
Benefit of Our Customers
Reinvest
Account
San
Francisco, CA |
36.49% |
|
National
Financial Services Co.
For
the Exclusive Benefit of Our Customers
Jersey
City, NJ |
33.29% |
|
TD
Ameritrade Inc.
For
the Exclusive Benefit of Our Clients
Omaha,
NE |
6.58% |
Fund
Name |
Class
A
Shares |
Class
C
Shares |
Class
D
Shares |
Class
I
Shares |
Class
L
Shares |
Class
N
Shares |
Class
R
Shares |
Class
S
Shares |
Class
T
Shares |
Janus
Henderson Absolute Return Income
Opportunities
Fund |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Adaptive Global Allocation Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Adaptive Risk Managed U.S. Equity
Fund(1)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Asia Equity Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Balanced Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Contrarian Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Developed World Bond Fund(3)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Emerging Markets Fund(3)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Enterprise Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson European Focus Fund(3)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Flexible Bond Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Forty Fund(1)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Global Allocation Fund –
Conservative(2)
|
x |
x |
x |
x |
|
|
|
x |
x |
Janus
Henderson Global Allocation Fund – Growth(2)
|
x |
x |
x |
x |
|
|
|
x |
x |
Janus
Henderson Global Allocation Fund –
Moderate(2)
|
x |
x |
x |
x |
|
|
|
x |
x |
Janus
Henderson Global Bond Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Global Equity Income Fund(3)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Global Life Sciences Fund(2)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Global Real Estate Fund(1)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Global Research Fund(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Global Select Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Global Sustainable Equity Fund |
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Global Technology and Innovation
Fund(2)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Government Money Market Fund(2)
|
|
|
x |
|
|
|
|
|
x |
Janus
Henderson Growth and Income Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson High-Yield Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson International Opportunities Fund(3)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Mid Cap Value Fund(1)(2)
|
x |
x |
x |
x |
x |
x |
x |
x |
x |
Janus
Henderson Money Market Fund(2)
|
|
|
x |
|
|
|
|
|
x |
Janus
Henderson Multi-Sector Income Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Overseas Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Research Fund(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson Responsible International Dividend
Fund(3)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Short Duration Flexible Bond
Fund(2)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Janus
Henderson Small Cap Value Fund(1)(2)
|
x |
x |
x |
x |
x |
x |
x |
x |
x |
Janus
Henderson Small-Mid Cap Value Fund |
x |
x |
x |
x |
|
x |
|
x |
x |
Fund
Name |
Class
A
Shares |
Class
C
Shares |
Class
D
Shares |
Class
I
Shares |
Class
L
Shares |
Class
N
Shares |
Class
R
Shares |
Class
S
Shares |
Class
T
Shares |
Janus
Henderson Sustainable Multi-Asset Allocation
Fund |
|
|
x |
|
|
|
|
|
|
Janus
Henderson Triton Fund(1)(2)
|
x |
x |
x |
x |
|
x |
x |
x |
x |
Janus
Henderson U.S. Dividend Income Fund |
|
|
x |
x |
|
x |
|
|
|
Janus
Henderson Venture Fund(2)
|
x |
x |
x |
x |
|
x |
|
x |
x |
Documents Incorporated By Reference to the Annual
Reports of Janus Investment
Fund
(Audited) |
Standard
& Poor’s Ratings Services |
Bond
Rating |
Explanation |
Investment
Grade |
|
AAA |
Highest
rating; extremely strong capacity to meet financial
commitment. |
AA |
High
quality; very strong capacity to meet financial
commitment. |
A |
Strong
capacity to meet financial commitment, but more subject to adverse
economic conditions. |
BBB |
Adequate
capacity to meet financial commitment, but more subject to adverse
economic conditions. |
Non-Investment
Grade |
|
BB |
Less
vulnerable in the near-term but faces major ongoing uncertainties to
adverse business, financial, or
economic
conditions. |
B |
More
vulnerable to adverse business, financial, or economic conditions but
currently has the capacity to meet
financial
commitment. |
CCC |
Currently
vulnerable and dependent on favorable business, financial, and economic
conditions to meet its
financial
commitment. |
CC |
Highly
vulnerable; default has not yet occurred, but is expected to be a virtual
certainty. |
C |
Currently
highly vulnerable to nonpayment; ultimate recovery is expected to be lower
than that of higher rated
obligations. |
D |
Payment
default on a financial commitment or breach of an imputed promise; also
used when a bankruptcy
petition
has been filed. |
Fitch,
Inc. |
Long-Term
Bond Rating |
Explanation |
Investment
Grade |
|
AAA |
Highest
credit quality. Denotes the lowest expectation of credit risk.
Exceptionally strong capacity for payment
of
financial commitments. |
AA |
Very
high credit quality. Denotes expectations of very low credit risk. Very
strong capacity for payment of
financial
commitments. |
A |
High
credit quality. Denotes expectations of low credit risk. Strong capacity
for payment of financial
commitments.
May be more vulnerable to changes in circumstances or in economic
conditions than is the case
for
higher ratings. |
BBB |
Good
credit quality. Currently expectations of low credit risk. Capacity for
payment of financial commitments
is
considered adequate, but adverse changes in circumstances and economic
conditions are more likely to
impair
this capacity than is the case for higher
ratings. |
Non-Investment
Grade |
|
BB |
Speculative.
Indicates possibility of credit risk developing, particularly as the
result of adverse economic
change
over time. Business or financial alternatives may be available to allow
financial commitments to be met. |
B |
Highly
speculative. May indicate distressed or defaulted obligations with
potential for extremely high
recoveries. |
CCC |
May
indicate distressed or defaulted obligations with potential for superior
to average levels of recovery. |
CC |
May
indicate distressed or defaulted obligations with potential for average or
below-average levels of recovery. |
C |
May
indicate distressed or defaulted obligations with potential for
below-average to poor recoveries. |
D |
In
default. |
Short-Term
Bond Rating |
Explanation |
F-1+ |
Exceptionally
strong credit quality. Issues assigned this rating are regarded as having
the strongest degree of
assurance
for timely payment. |
F-1 |
Very
strong credit quality. Issues assigned this rating reflect an assurance
for timely payment only slightly less
in
degree than issues rated F-1+. |
F-2 |
Good
credit quality. Issues assigned this rating have a satisfactory degree of
assurance for timely payments, but
the
margin of safety is not as great as the F-1+ and F-1
ratings. |
Moody’s
Investors Service, Inc. |
Bond
Rating* |
Explanation |
Investment
Grade |
|
Aaa |
Judged
to be of the highest quality, with minimal risk. |
Aa |
Judged
to be of high quality and are subject to very low credit
risk. |
A |
Considered
upper-medium grade and are subject to low credit
risk. |
Baa |
Subject
to moderate credit risk; considered medium-grade and as such may possess
speculative characteristics. |
Non-Investment
Grade |
|
Ba |
Judged
to have speculative elements and are subject to substantial credit
risk. |
B |
Considered
speculative and are subject to high credit risk. |
Caa |
Judged
to be in poor standing and are subject to very high credit
risk |
Ca |
Highly
speculative and are likely in, or very near, default, with some prospect
of recovery in principal and
interest. |
C |
Lowest
rated class of bonds and are typically in default, with this prospect for
recovery of principal and
interest. |