|
Share
Classes1 | ||||
Vanguard
Fund2 |
Investor |
Admiral |
Institutional |
Institutional
Plus |
ETF |
Vanguard
U.S. Growth Fund |
VWUSX |
VWUAX |
— |
— |
— |
Vanguard
International Growth Fund |
VWIGX |
VWILX |
— |
— |
— |
Vanguard
Extended Duration Treasury Index Fund |
— |
— |
VEDTX |
VEDIX |
EDV |
Vanguard
FTSE Social Index Fund |
— |
VFTAX |
VFTNX |
— |
— |
Vanguard
Communication Services Index Fund3 |
— |
VTCAX |
— |
— |
VOX |
Vanguard
Consumer Discretionary Index Fund |
— |
VCDAX |
— |
— |
VCR |
Vanguard
Consumer Staples Index Fund |
— |
VCSAX |
— |
— |
VDC |
Vanguard
Energy Index Fund |
— |
VENAX |
— |
— |
VDE |
Vanguard
Financials Index Fund |
— |
VFAIX |
— |
— |
VFH |
Vanguard
Health Care Index Fund |
— |
VHCIX |
— |
— |
VHT |
Vanguard
Industrials Index Fund |
— |
VINAX |
— |
— |
VIS |
Vanguard
Information Technology Index Fund |
— |
VITAX |
— |
— |
VGT |
Vanguard
Materials Index Fund |
— |
VMIAX |
— |
— |
VAW |
Vanguard
Utilities Index Fund |
— |
VUIAX |
— |
— |
VPU |
Vanguard
Mega Cap Index Fund |
— |
— |
VMCTX |
— |
MGC |
Vanguard
Mega Cap Value Index Fund |
— |
— |
VMVLX |
— |
MGV |
Vanguard
Mega Cap Growth Index Fund |
— |
— |
VMGAX |
— |
MGK |
Vanguard
Global Wellington™
Fund |
VGWLX |
VGWAX |
— |
— |
— |
Vanguard
Global Wellesley®
Income Fund |
VGWIX |
VGYAX |
— |
— |
— |
Vanguard
ESG U.S. Stock ETF |
— |
— |
— |
— |
ESGV |
Vanguard
ESG International Stock ETF |
— |
— |
— |
— |
VSGX |
Vanguard
ESG U.S. Corporate Bond ETF |
— |
— |
— |
— |
VCEB |
Vanguard
Fund |
Capital
Contribution
to
Vanguard |
Percentage
of
Fund’s
Average
Net
Assets |
Percent
of
Vanguard
Funds’
Contribution
|
Vanguard
U.S. Growth Fund |
$
1,530,000 |
Less than 0.01%
|
0.61% |
Vanguard
International Growth Fund |
2,197,000 |
Less than 0.01%
|
0.88
|
Vanguard
Extended Duration Treasury Index Fund |
157,000 |
Less than 0.01%
|
0.06
|
Vanguard
FTSE Social Index Fund |
363,000 |
Less than 0.01%
|
0.15
|
Vanguard
Communication Services Index Fund |
115,000 |
Less than 0.01%
|
0.05
|
Vanguard
Consumer Discretionary Index Fund |
165,000 |
Less than 0.01%
|
0.07
|
Vanguard
Consumer Staples Index Fund |
268,000 |
Less than 0.01%
|
0.11
|
Vanguard
Energy Index Fund |
137,000 |
Less than 0.01%
|
0.05
|
Vanguard
Financials Index Fund |
278,000 |
Less than 0.01%
|
0.11
|
Vanguard
Health Care Index Fund |
559,000 |
Less than 0.01%
|
0.22
|
Vanguard
Industrials Index Fund |
130,000 |
Less than 0.01%
|
0.05
|
Vanguard
Information Technology Index Fund |
1,658,000 |
Less than 0.01%
|
0.66
|
Vanguard
Materials Index Fund |
92,000 |
Less than 0.01%
|
0.04
|
Vanguard
Utilities Index Fund |
231,000 |
Less than 0.01%
|
0.09
|
Vanguard
Mega Cap Index Fund |
125,000 |
Less than 0.01%
|
0.05
|
Vanguard
Mega Cap Value Index Fund |
124,000 |
Less than 0.01%
|
0.05
|
Vanguard
Mega Cap Growth Index Fund |
374,000 |
Less than 0.01%
|
0.15
|
Vanguard
Global Wellesley Fund |
20,000 |
Less than 0.01%
|
0.01
|
Vanguard
Global Wellington Income Fund |
53,000 |
Less than 0.01%
|
0.02
|
Vanguard
ESG U.S. Stock ETF |
76,000 |
Less than 0.01%
|
0.03
|
Vanguard
ESG International Stock ETF |
47,000 |
Less than 0.01%
|
0.02
|
Vanguard
ESG U.S. Corporate Bond ETF1
|
— |
—
|
— |
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2018
|
2019
|
2020
|
Vanguard
Communication Services Index Fund |
|
|
|
Management
and Administrative Expenses |
0.06%
|
0.08%
|
0.08%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Consumer Discretionary Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
0.01
|
Less than 0.01
|
0.01
|
Vanguard
Consumer Staples Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Energy Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.08%
|
0.08%
|
Marketing
and Distribution Expenses |
0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
ESG International Stock ETF |
|
|
|
Management
and Administrative Expenses |
—
|
0.11%
|
0.13%
|
Marketing
and Distribution Expenses |
—
|
0.01
|
0.01
|
Vanguard
ESG U.S. Corporate Bond ETF |
|
|
|
Management
and Administrative Expenses |
—
|
—
|
—
|
Marketing
and Distribution Expenses |
—
|
—
|
—
|
Vanguard
ESG U.S. Stock ETF |
|
|
|
Management
and Administrative Expenses |
—
|
0.09%
|
0.10%
|
Marketing
and Distribution Expenses |
—
|
0.01
|
Less than 0.01
|
Vanguard
Extended Duration Treasury Index Fund |
|
|
|
Management
and Administrative Expenses |
0.05%
|
0.05%
|
0.05%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
Financials Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
FTSE Social Index Fund |
|
|
|
Management
and Administrative Expenses |
0.14%
|
0.12%
|
0.12%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
Less than 0.01
|
Vanguard
Global Wellesley Income Fund |
|
|
|
Management
and Administrative Expenses |
0.17%
|
0.20%
|
0.19%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
0.01
|
0.01
|
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2018
|
2019
|
2020
|
Vanguard
Global Wellington Fund |
|
|
|
Management
and Administrative Expenses |
0.17%
|
0.20%
|
0.20%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
0.01
|
0.01
|
Vanguard
Health Care Index Fund |
|
|
|
Management
and Administrative Expenses |
0.09%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
0.01
|
Vanguard
Industrials Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Information Technology Index Fund |
|
|
|
Management
and Administrative Expenses |
0.09%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
International Growth Fund |
|
|
|
Management
and Administrative Expenses |
0.16%
|
0.16%
|
0.15%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Materials Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.08%
|
0.08%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Mega Cap Growth Index Fund |
|
|
|
Management
and Administrative Expenses |
0.06%
|
0.06%
|
0.06%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
Mega Cap Index Fund |
|
|
|
Management
and Administrative Expenses |
0.04%
|
0.05%
|
0.06%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
Mega Cap Value Index Fund |
|
|
|
Management
and Administrative Expenses |
0.06%
|
0.06%
|
0.06%
|
Marketing
and Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
0.01
|
Vanguard
U.S. Growth Fund |
|
|
|
Management
and Administrative Expenses |
0.17%
|
0.16%
|
0.16%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Vanguard
Utilities Index Fund |
|
|
|
Management
and Administrative Expenses |
0.08%
|
0.09%
|
0.09%
|
Marketing
and Distribution Expenses |
0.01
|
0.01
|
0.01
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number
of
Vanguard
Funds
Overseen
by
Trustee/Officer
|
Interested
Trustee1
|
|
|
|
|
Mortimer
J. Buckley
(1969)
|
Chairman
of the
Board,
Chief
Executive
Officer,
and
President
|
January
2018 |
Chairman
of the board (2019–present) of Vanguard and
of
each of the investment companies served by
Vanguard;
chief executive officer (2018–present) of
Vanguard;
chief executive officer, president, and
trustee
(2018–present) of each of the investment
companies
served by Vanguard; president and director
(2017–present)
of Vanguard; and president
(2018–present)
of Vanguard Marketing Corporation.
Chief
investment officer (2013–2017), managing
director
(2002–2017), head of the Retail Investor Group
(2006–2012),
and chief information officer (2001–2006)
of
Vanguard. Chairman of the board (2011–2017) and
trustee
(2009–2017) of the Children’s Hospital of
Philadelphia;
and trustee (2018–present) and vice chair
(2019–present)
of The Shipley School. |
211
|
1
Mr. Buckley is considered an “interested person” as defined in the 1940
Act because he is an officer of the Trust.
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number
of
Vanguard
Funds
Overseen
by
Trustee/Officer
|
Independent
Trustees |
|
|
|
|
Emerson
U. Fullwood
(1948)
|
Trustee
|
January
2008 |
Executive
chief staff and marketing officer for North
America
and corporate vice president (retired 2008) of
Xerox
Corporation (document management products
and
services). Former president of the Worldwide
Channels
Group, Latin America, and Worldwide
Customer
Service and executive chief staff officer of
Developing
Markets of Xerox. Executive in residence
and
2009–2010 Distinguished Minett Professor at the
Rochester
Institute of Technology. Director of SPX
FLOW,
Inc. (multi-industry manufacturing). Director of
the
University of Rochester Medical Center, the
Monroe
Community College Foundation, the United
Way
of Rochester, North Carolina A&T University, and
Roberts
Wesleyan College. Trustee of the University of
Rochester.
|
211
|
Amy
Gutmann
(1949)
|
Trustee
|
June
2006 |
President
(2004–present) of the University of
Pennsylvania.
Christopher H. Browne Distinguished
Professor
of Political Science, School of Arts and
Sciences,
and professor of communication, Annenberg
School
for Communication, with secondary faculty
appointments
in the Department of Philosophy, School
of
Arts and Sciences, and at the Graduate School of
Education,
University of Pennsylvania. |
211
|
F.
Joseph Loughrey
(1949)
|
Trustee
|
October
2009 |
President
and chief operating officer (retired 2009) and
vice
chairman of the board (2008–2009) of Cummins
Inc.
(industrial machinery). Chairman of the board of
Hillenbrand,
Inc. (specialized consumer services) and
the
Lumina Foundation. Director of the V Foundation.
Member
of the advisory council for the College of Arts
and
Letters and chair of the advisory board to the
Kellogg
Institute for International Studies, both at the
University
of Notre Dame. |
211
|
Mark
Loughridge
(1953)
|
Lead
Independent
Trustee
|
March
2012 |
Senior
vice president and chief financial officer (retired
2013)
of IBM (information technology services).
Fiduciary
member of IBM’s Retirement Plan
Committee
(2004–2013), senior vice president and
general
manager (2002–2004) of IBM Global Financing,
vice
president and controller (1998–2002) of IBM, and
a
variety of other prior management roles at IBM.
Member
of the Council on Chicago Booth. |
211
|
Scott
C. Malpass
(1962)
|
Trustee
|
March
2012 |
Chief
investment officer and vice president of the
University
of Notre Dame (retired June 2020).
Assistant
professor of finance at the Mendoza College
of
Business, University of Notre Dame, and member
of
the Notre Dame 403(b) Investment Committee
(retired
June 2020). Member of the board of Catholic
Investment
Services, Inc. (investment advisors) and
the
board of superintendence of the Institute for the
Works
of Religion. |
211
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number
of
Vanguard
Funds
Overseen
by
Trustee/Officer
|
Deanna
Mulligan
(1963)
|
Trustee
|
January
2018 |
Board
chair (2020–present), chief executive officer
(2011–2020),
and president (2010–2019) of The
Guardian
Life Insurance Company of America. Chief
operating
officer (2010–2011) and executive vice
president
(2008–2010) of Individual Life and Disability
of
The Guardian Life Insurance Company of America.
Member
of the board of the American Council of Life
Insurers
and the Economic Club of New York. Trustee
of
the Partnership for New York City (business
leadership),
the Chief Executives for Corporate
Purpose,
the NewYork-Presbyterian Hospital, Catalyst,
and
the Bruce Museum (arts and science). Member of
the
Advisory Council for the Stanford Graduate School
of
Business. |
211
|
André
F. Perold
(1952)
|
Trustee
|
December
2004 |
George
Gund Professor of Finance and Banking,
Emeritus
at the Harvard Business School (retired
2011).
Chief investment officer and co-managing
partner
of HighVista Strategies LLC (private
investment
firm). Board of Advisors and investment
committee
member of the Museum of Fine Arts
Boston.
Board member (2018–present) of RIT Capital
Partners
(investment firm); investment committee
member
of Partners Health Care System. |
211
|
Sarah
Bloom Raskin
(1961)
|
Trustee
|
January
2018 |
Deputy
secretary (2014–2017) of the United States
Department
of the Treasury. Governor (2010–2014) of
the
Federal Reserve Board. Commissioner
(2007–2010)
of financial regulation for the State of
Maryland.
Member of the board of directors
(2012–2014)
of Neighborhood Reinvestment
Corporation.
Director (2017–present) of i(x)
Investments,
LLC; director (2017–present) of Reserve
Trust.
Rubenstein Fellow (2017–present) of Duke
University;
trustee (2017–present) of Amherst College;
and
trustee (2019–present) of Folger Shakespeare
Library.
|
211
|
Peter
F. Volanakis
(1955)
|
Trustee
|
July
2009 |
President
and chief operating officer (retired 2010) of
Corning
Incorporated (communications equipment)
and
director of Corning Incorporated (2000–2010) and
Dow
Corning (2001–2010). Director (2012) of SPX
Corporation
(multi-industry manufacturing). Overseer
of
the Amos Tuck School of Business Administration,
Dartmouth
College (2001–2013). Chairman of the
board
of trustees of Colby-Sawyer College. Member of
the
board of Hypertherm Inc. (industrial cutting
systems,
software, and consumables). |
211
|
Executive
Officers |
|
|
|
|
John
Bendl
(1970)
|
Chief
Financial
Officer
|
October
2019 |
Principal
of Vanguard. Chief financial officer
(2019–present)
of each of the investment companies
served
by Vanguard. Chief accounting officer, treasurer,
and
controller of Vanguard (2017–present). Partner
(2003–2016)
at KPMG (audit, tax, and advisory
services).
|
211
|
Christine
M. Buchanan
(1970)
|
Treasurer
|
November
2017 |
Principal
of Vanguard. Treasurer (2017–present) of each
of
the investment companies served by Vanguard.
Partner
(2005–2017) at KPMG (audit, tax, and advisory
services).
|
211
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number
of
Vanguard
Funds
Overseen
by
Trustee/Officer
|
David
Cermak
(1960)
|
Finance
Director |
October
2019 |
Principal
of Vanguard. Finance director (2019–present)
of
each of the investment companies served by
Vanguard.
Managing director and head (2017–present)
of
Vanguard Investments Singapore. Managing director
and
head (2017–2019) of Vanguard Investments Hong
Kong.
Representative director and head (2014–2017)
of
Vanguard Investments Japan. |
211
|
John
Galloway
(1973)
|
Investment
Stewardship
Officer
|
September
2020 |
Principal
of Vanguard. Investment stewardship officer
(September
2020–present) of each of the investment
companies
served by Vanguard. Head of Investor
Advocacy
(February 2020–present) and head of
Marketing
Strategy and Planning (2017–2020) at
Vanguard.
Deputy Assistant to the President of the
United
States (2015). |
211
|
Thomas
J. Higgins
(1957)
|
Finance
Director |
July
1998 |
Principal
of Vanguard. Finance director (2019–present),
chief
financial officer (2008–2019), and treasurer
(1998–2008)
of each of the investment companies
served
by Vanguard. |
211
|
Peter
Mahoney
(1974)
|
Controller
|
May
2015 |
Principal
of Vanguard. Controller (2015–present) of
each
of the investment companies served by
Vanguard.
Head of International Fund Services (2008–
2014)
at Vanguard. |
211
|
Anne
E. Robinson
(1970)
|
Secretary
|
September
2016 |
General
counsel (2016–present) of Vanguard.
Secretary
(2016–present) of Vanguard and of each of
the
investment companies served by Vanguard.
Managing
director (2016–present) of Vanguard.
Managing
director and general counsel of Global Cards
and
Consumer Services (2014–2016) at Citigroup.
Counsel
(2003–2014) at American Express. |
211
|
Michael
Rollings
(1963)
|
Finance
Director |
February
2017 |
Finance
director (2017–present) and treasurer (2017)
of
each of the investment companies served by
Vanguard.
Managing director (2016–present) of
Vanguard.
Chief financial officer (2016–present) of
Vanguard.
Director (2016–present) of Vanguard
Marketing
Corporation. Executive vice president and
chief
financial officer (2006–2016) of MassMutual
Financial
Group. |
211
|
John
E. Schadl
(1972)
|
Chief
Compliance
Officer
|
March
2019 |
Principal
of Vanguard. Chief compliance officer
(2019–present)
of Vanguard and of each of the
investment
companies served by Vanguard. Assistant
vice
president (2019–present) of Vanguard Marketing
Corporation.
|
211
|
Trustee
|
Aggregate
Compensation
From
the
Funds1
|
Pension
or Retirement
Benefits
Accrued as Part of
the
Funds’ Expenses1
|
Accrued
Annual
Retirement
Benefit at
January
1, 20202
|
Total
Compensation
From
All Vanguard
Funds
Paid to Trustees3
|
Mortimer
J. Buckley |
— |
— |
— |
— |
Emerson
U. Fullwood |
$
18,530 |
— |
— |
$
287,500 |
Amy
Gutmann |
18,530 |
— |
— |
287,500 |
F.
Joseph Loughrey |
19,819 |
— |
— |
307,500 |
Mark
Loughridge |
23,045 |
— |
— |
357,500 |
Scott
C. Malpass |
18,530 |
— |
— |
287,500 |
Deanna
Mulligan |
18,530 |
— |
— |
287,500 |
André
F. Perold |
18,530 |
— |
— |
287,500 |
Sarah
Bloom Raskin |
19,819 |
— |
— |
307,500 |
Peter
F. Volanakis |
19,819 |
— |
— |
307,500 |
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Communication Services Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Consumer Discretionary Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Consumer Staples Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Energy Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
ESG International Stock ETF |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
ESG U.S. Stock ETF |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Extended Duration Treasury Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Financials Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
$10,001 –
$50,000 |
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
FTSE Social Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Global Wellesley Income Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Global Wellington Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
Over $100,000
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Health Care Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
$10,001 –
$50,000 |
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Industrials Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Information Technology Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
International Growth Fund |
Mortimer J.
Buckley |
Over $100,000
|
Over $100,000
|
|
Emerson U.
Fullwood |
Over $100,000
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
Over $100,000
|
Over $100,000
|
|
|
|
|
Vanguard
Materials Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Mega Cap Growth Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Mega Cap Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Mega Cap Value Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
U.S. Growth Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
Over $100,000
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
Over $100,000
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Utilities Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
Vanguard
Fund |
Share
Class |
Owner
and Address |
Percentage
of
Ownership |
Vanguard
Communication Services Index Fund |
Admiral Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
11.88%
|
Vanguard
Consumer Discretionary Index Fund |
Admiral Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
6.04%
|
Vanguard
Consumer Staples Index Fund |
Admiral Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
10.85%
|
Vanguard
Energy Index Fund |
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
5.51%
|
|
|
MAC & CO
PITTSBURGH, PA |
9.96%
|
|
|
US BANK NA
MILWAUKEE,WI |
6.92%
|
Vanguard
Extended Duration Treasury Index Fund |
Institutional
Shares |
COMPENSATION AT
RETIREMENT
TRUST VFTC FBO
COMPENSATION AT
RETIREMENT
(CAR) PLAN OF BOLER
COMPANY ITASCA,
IL |
5.34%
|
|
|
MAC & CO
PITTSBURGH, PA |
11.83%
|
|
|
NEW YORK
UNIVERSITY STAFF
PENSION PLAN
(NON-CONTRIBUTORY)
NEW YORK, NY |
5.72%
|
|
|
THE NORTHERN
TRUST COMPANY
FBO JOHNS
HOPKINS HEALTH
SYSTEM
A/C2228555 CHICAGO, IL |
10.95%
|
|
|
THE NORTHERN
TRUST COMPANY
TRUSTEE U OF C
- 3 LONG DURATION
2287703
CHICAGO, IL |
5.97%
|
|
|
UTICA MUTUAL
NATIONAL
INSURANCE CO
NEW HARTFORD,NY |
5.8%
|
|
Institutional
Plus Shares |
SG PENSION PLAN
NEW YORK, NY |
20.37%
|
|
|
THE NORTHERN
TRUST COMPANY
FBO
TNT-LDN-AVANGRID INC DEFINED
BENEFIT A/C
#17-99979 Chicago, IL |
27.51%
|
|
|
TRANSOCEAN U.S.
RETIREMENT
PLAN HOUSTON,
TX |
52.01%
|
Vanguard
Financials Index Fund |
Admiral Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
11.06%
|
Vanguard
FTSE Social Index Fund |
Institutional
Shares |
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
7.04%
|
|
|
FIDELITY
INVESTMENTS
INSTITUTIONAL
OPERATIONS CO
COVINGTON, KY
|
35.09%
|
|
|
KAISER
PERMANENTE 401K
RETIREMENT PLAN
(KP401K) |
5.99%
|
|
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
10.06%
|
|
|
FIDELITY
INVESTMENTS
INSTITUTIONAL
OPERATIONS CO
COVINGTON, KY
|
5.33%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
5.08%
|
Vanguard
Global Wellesley Income Fund |
Investor Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
9.58%
|
|
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
16.18%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
8.18%
|
Vanguard
Fund |
Share
Class |
Owner
and Address |
Percentage
of
Ownership |
Vanguard
Global Wellington Fund |
Investor Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
15.09%
|
|
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
10.22%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
26.53%
|
Vanguard
Health Care Index Fund |
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
5.33%
|
Vanguard
Industrials Index Fund |
Admiral Shares
|
MID-ATLANTIC
TRUST COMPANY
SUPER OMNIBUS
DIV REINVEST LTC
PITTSBURGH, PA
|
5.78%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
33.71%
|
Vanguard
Information Technology Index Fund |
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
5.64%
|
Vanguard
International Growth Fund |
Investor Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
9.32%
|
|
|
VANGUARD STAR
FUND VALLEY
FORGE, PA
|
25.31%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
7.26%
|
|
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
8.37%
|
|
|
FIDELITY
INVESTMENTS
INSTITUTIONAL
OPERATIONS CO
COVINGTON, KY
|
5.16%
|
Vanguard
Materials Index Fund |
Admiral Shares
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
19.02%
|
|
|
US BANK NA
CAPINCO MILWAUKEE,
WI
|
5.56%
|
Vanguard
Mega Cap Growth Index Fund |
Institutional
Shares |
BMO HARRIS BANK
NA MITRA & CO
FBO 98
MILWAUKEE, WI |
5.06%
|
|
|
CHENGWEN WANG
|
17%
|
|
|
JP MORGN
SECURITIES LLC
OMNIBUS ACCOUNT
Brooklyn, NY |
11.32%
|
|
|
MAC & CO
A/C 434732 PITTSBURGH,
PA15258
|
26.87%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
39.6%
|
Vanguard
Mega Cap Index Fund |
Institutional
Shares |
BENEFIT TRUST
FBO LIBERTY ENERGY
UTILITIES
OVERLAND PARK, KS |
50.94%
|
|
|
COMMERCE BANK
HOCO KANSAS
CITY, MO
|
9.73%
|
|
|
COMMUNITY
FOUNDATION OF NEW
JERSEY BALANCE
PORTFOLIO POOL
MORRISTOWN, NJ
|
8.61%
|
|
|
FEDERATION OF
STATE BOARDS OF
PHYSICAL
THERAPY ALEXANDRIA, VA |
5.98%
|
|
|
WELLS FARGO
BANK NA FBO
GUILFORD
PENSION TRUST 26279200
MINNEAPOLIS,
MN55480 |
9.64%
|
Vanguard
Fund |
Share
Class |
Owner
and Address |
Percentage
of
Ownership |
Vanguard
Mega Cap Value Index Fund |
Institutional
Shares |
CAPITAL
DISTRICT PHYSICIANS
HEALTH PLAN
ALBANY, NY |
12.44%
|
|
|
CHARLES SCHWAB
& CO INC SAN
FRANCISCO, CA
|
29.16%
|
|
|
CINCINNATI
BENGALS INC
CINCINNATI, OH
|
7%
|
|
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
10.2%
|
Vanguard
U.S. Growth Fund |
Investor Shares
|
VANGUARD STAR
FUND VALLEY
FORGE, PA
|
27.41%
|
|
|
VANGUARD
DIVERSITY EQUITY FUND
VALLEY FORGE,
PA |
6.03%
|
|
Admiral Shares
|
FIDELITY
INVESTMENTS
INSTITUTIONAL
OPERATIONS CO
COVINGTON, KY
|
5.61%
|
Vanguard
Utilities Index Fund |
Admiral Shares
|
NATIONAL
FINANCIAL SERVICES
CORPORATION
JERSEY CITY, NJ |
6.68%
|
Vanguard
Fund |
Owner
|
Percentage
of
Ownership |
Vanguard
Communication Services ETF |
Ameriprise
Advisor Services, Inc. |
5.69%
|
|
Charles Schwab
& Co., Inc. |
12.44%
|
|
J.P. Morgan
Clearing Corp. |
6.29%
|
|
JPMorgan Chase
Bank, National Association |
8.9%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
8.4%
|
|
Morgan Stanley
DW Inc. |
5.59%
|
|
National
Financial Services LLC |
7.35%
|
|
TD Ameritrade
Clearing, Inc. |
8.23%
|
|
UBS Financial
Services LLC |
5.36%
|
|
VANGUARD
Marketing Corporation |
5.09%
|
Vanguard
Consumer Discretionary ETF |
Charles Schwab
& Co., Inc. |
12.37%
|
|
First Clearing,
LLC |
5.69%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
10.2%
|
|
National
Financial Services LLC |
10.03%
|
|
TD Ameritrade
Clearing, Inc. |
9.05%
|
|
VANGUARD
Marketing Corporation |
16.24%
|
Vanguard
Consumer Staples ETF |
Charles Schwab
& Co., Inc. |
11.36%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
22.76%
|
|
National
Financial Services LLC |
11.68%
|
|
TD Ameritrade
Clearing, Inc. |
8.51%
|
|
VANGUARD
Marketing Corporation |
11.63%
|
Vanguard
Energy ETF |
Charles Schwab
& Co., Inc. |
14.01%
|
|
National
Financial Services LLC |
10.62%
|
|
TD Ameritrade
Clearing, Inc. |
11.64%
|
|
VANGUARD
Marketing Corporation |
22.16%
|
Vanguard
ESG International Stock ETF |
Charles Schwab
& Co., Inc. |
8.24%
|
|
JPMorgan Chase
Bank, National Association |
7.58%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
11.12%
|
|
National
Financial Services LLC |
6.44%
|
|
TD Ameritrade
Clearing, Inc. |
5.27%
|
|
VANGUARD
Marketing Corporation |
39.41%
|
Vanguard
ESG U.S. Stock ETF |
Charles Schwab
& Co., Inc. |
9.45%
|
|
JPMorgan Chase
Bank, National Association |
8.16%
|
|
National
Financial Services LLC |
6.49%
|
|
TD Ameritrade
Clearing, Inc. |
5.51%
|
|
VANGUARD
Marketing Corporation |
34.26%
|
|
Wells Fargo
Bank, National Association |
8.75%
|
Vanguard
Extended Duration Treasury ETF |
Charles Schwab
& Co., Inc. |
12.72%
|
|
National
Financial Services LLC |
11.03%
|
|
TD Ameritrade
Clearing, Inc. |
10.29%
|
|
UBS Financial
Services LLC |
6.02%
|
|
VANGUARD
Marketing Corporation |
16.12%
|
Vanguard
Financials ETF |
Charles Schwab
& Co., Inc. |
8.94%
|
|
JPMorgan Chase
Bank, National Association |
5.77%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
29.66%
|
|
National
Financial Services LLC |
8.75%
|
|
TD Ameritrade
Clearing, Inc. |
5.02%
|
|
VANGUARD
Marketing Corporation |
8.61%
|
Vanguard
Fund |
Owner
|
Percentage
of
Ownership |
Vanguard
Health Care ETF |
Charles Schwab
& Co., Inc. |
14.82%
|
|
National
Financial Services LLC |
10.93%
|
|
TD Ameritrade
Clearing, Inc. |
7.3%
|
|
VANGUARD
Marketing Corporation |
15.85%
|
Vanguard
Industrials ETF |
Charles Schwab
& Co., Inc. |
7.6%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
40.73%
|
|
National
Financial Services LLC |
5.71%
|
|
TD Ameritrade
Clearing, Inc. |
6.88%
|
|
VANGUARD
Marketing Corporation |
7.23%
|
Vanguard
Information Technology ETF |
Charles Schwab
& Co., Inc. |
10.51%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
22.33%
|
|
National
Financial Services LLC |
7.84%
|
|
VANGUARD
Marketing Corporation |
13.82%
|
Vanguard
Materials ETF |
Ameriprise
Advisor Services, Inc. |
6.49%
|
|
Charles Schwab
& Co., Inc. |
12.58%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
16.23%
|
|
National
Financial Services LLC |
9.24%
|
|
Pershing LLC
|
6.24%
|
|
TD Ameritrade
Clearing, Inc. |
12.23%
|
|
VANGUARD
Marketing Corporation |
13.52%
|
Vanguard
Mega Cap ETF |
Charles Schwab
& Co., Inc. |
14.87%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
9.3%
|
|
Morgan Stanley
DW Inc. |
5.29%
|
|
National
Financial Services LLC |
12.04%
|
|
TD Ameritrade
Clearing, Inc. |
11.07%
|
|
VANGUARD
Marketing Corporation |
11.23%
|
Vanguard
Mega Cap Growth ETF |
Charles Schwab
& Co., Inc. |
11.01%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
8.39%
|
|
National
Financial Services LLC |
18.54%
|
|
Pershing LLC
|
6.21%
|
|
TD Ameritrade
Clearing, Inc. |
9.61%
|
|
VANGUARD
Marketing Corporation |
14.71%
|
Vanguard
Mega Cap Value ETF |
Charles Schwab
& Co., Inc. |
9.71%
|
|
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
15.05%
|
|
Morgan Stanley
DW Inc. |
6.31%
|
|
National
Financial Services LLC |
25.97%
|
|
TD Ameritrade
Clearing, Inc. |
5.82%
|
|
VANGUARD
Marketing Corporation |
5.98%
|
Vanguard
Utilities ETF |
Charles Schwab
& Co., Inc. |
14.88%
|
|
National
Financial Services LLC |
13.62%
|
|
Pershing LLC
|
5.49%
|
|
TD Ameritrade
Clearing, Inc. |
10.62%
|
|
VANGUARD
Marketing Corporation |
22.66%
|
Vanguard
Fund |
Owner
|
Percentage
of
Ownership |
Vanguard
ESG International Stock ETF |
VANGUARD
Marketing Corporation |
39.41%
|
Vanguard
ESG U.S. Corporate Bond ETF |
VANGUARD
Marketing Corporation |
67.78%
|
Vanguard
ESG U.S. Stock ETF |
VANGUARD
Marketing Corporation |
34.26%
|
Vanguard
Fund |
Owner
|
Percentage
of
Ownership |
Vanguard
Financials Index Fund |
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
27.66%
|
Vanguard
Industrials Index Fund |
Merrill Lynch,
Pierce, Fenner & Smith Incorporated |
38.09%
|
Vanguard
Mega Cap Value Index Fund |
National
Financial Services LLC |
25.04%
|
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Gary
Robinson |
Registered
investment companies1
|
3 |
$
40B |
1 |
$
40B |
|
Other
pooled investment vehicles |
6 |
$
8.9B |
0 |
$
0 |
|
Other
accounts |
15 |
$
3.6B |
0 |
$
0 |
Tom
Slater |
Registered
investment companies1
|
3 |
$
41B |
1 |
$
40B |
|
Other
pooled investment vehicles |
7 |
$
36B |
0 |
$
0 |
|
Other
accounts |
89 |
$
58B |
6 |
$
4.7B |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Christopher
Ericksen |
Registered
investment companies1
|
10 |
$
50B |
3 |
$
46B |
|
Other
pooled investment vehicles |
3 |
$
283M |
0 |
$
0 |
|
Other
accounts |
18 |
$
3.4B |
1 |
$
282M |
Billy
Montana |
Registered
investment companies2
|
9 |
$
3.6B |
0 |
$
0 |
|
Other
pooled investment vehicles |
3 |
$
283M |
0 |
$
0 |
|
Other
accounts |
15 |
$
3.4B |
1 |
$
282M |
Daniel
Prislin |
Registered
investment companies1
|
11 |
$
50B |
3 |
$
46B |
|
Other
pooled investment vehicles |
3 |
$
283M |
0 |
$
0 |
|
Other
accounts |
25 |
$
3.6B |
2 |
$
505M |
Jeffrey
Van Harte |
Registered
investment companies1
|
11 |
$
50B |
3 |
$
46B |
|
Other
pooled investment vehicles |
3 |
$
283M |
0 |
$
0 |
|
Other
accounts |
22 |
$
3.7B |
2 |
$
505M |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Kathleen
A. McCarragher |
Registered
investment companies1
|
21 |
$
40B |
1 |
$
40B |
|
Other
pooled investment vehicles |
7 |
$
4.4B |
0 |
$
0 |
|
Other
accounts |
6 |
$
1B |
0 |
$
0 |
Blair
A. Boyer |
Registered
investment companies1
|
16 |
$
40B |
1 |
$
40B |
|
Other
pooled investment vehicles |
7 |
$
4.4B |
0 |
$
0 |
|
Other
accounts |
31 |
$
10.2B |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Andrew
J. Shilling |
Registered
investment companies1
|
3 |
$
42B |
2 |
$
41B |
|
Other
pooled investment vehicles |
5 |
$
3.5B |
0 |
$
0 |
|
Other
accounts |
16 |
$
5.3B |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
James
P. Stetler |
Registered
investment companies1
|
13 |
$
167B |
0 |
$
0 |
|
Other
pooled investment vehicles |
2 |
$
77M |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Binbin
Guo |
Registered
investment companies1
|
13 |
$
167B |
0 |
$
0 |
|
Other
pooled investment vehicles |
2 |
$
77M |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
James
K. Anderson |
Registered
investment companies1
|
4 |
$
64B |
2 |
$
60B |
|
Other
pooled investment vehicles |
7 |
$
23.3B |
1 |
$
98M |
|
Other
accounts |
37 |
$
20.2B |
0 |
$
0 |
Lawrence
Burns |
Registered
investment companies2
|
2 |
$
4.2B |
0 |
$
0 |
|
Other
pooled investment vehicles |
6 |
$
2.7B |
1 |
$
98M |
|
Other
accounts |
37 |
$
20.2B |
0 |
$
0 |
Thomas
Coutts |
Registered
investment companies1
|
3 |
$
64B |
2 |
$
60B |
|
Other
pooled investment vehicles |
5 |
$
2.7B |
1 |
$
98M |
|
Other
accounts |
34 |
$
19.8B |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
James
Gautrey |
Registered
investment companies2
|
4 |
$
2.5B |
0 |
$
0 |
|
Other
pooled investment vehicles |
3 |
$
561.3M |
0 |
$
0 |
|
Other
accounts |
11 |
$
3.2B |
0 |
$
0 |
Simon
Webber |
Registered
investment companies1
|
6 |
$
59B |
0 |
$
0 |
|
Other
pooled investment vehicles |
4 |
$
1.7B |
0 |
$
0 |
|
Other
accounts |
11 |
$
3.2B |
0 |
$
0 |
Vanguard
Fund |
2018
|
2019
|
2020
|
Vanguard
Extended Duration Treasury
Index
Fund |
$
55,000 |
$
79,000 |
$
89,000 |
Vanguard
FTSE Social Index Fund |
623,000 |
780,000 |
1,086,000 |
Vanguard
Communication Services Index Fund |
171,000 |
236,000 |
337,000 |
Vanguard
Consumer Discretionary Index Fund |
427,000 |
483,000 |
497,000 |
Vanguard
Consumer Staples Index Fund |
667,000 |
771,000 |
907,000 |
Vanguard
Energy Index Fund |
712,000 |
633,000 |
502,000 |
Vanguard
Financials Index Fund |
1,250,000 |
1,209,000 |
1,075,000 |
Vanguard
Health Care Index Fund |
1,252,000 |
1,523,000 |
1,688,000 |
Vanguard
Industrials Index Fund |
575,000 |
563,000 |
499,000 |
Vanguard
Information Technology Index Fund |
2,991,000 |
3,051,000 |
2,574,000 |
Vanguard
Materials Index Fund |
437,000 |
397,000 |
332,000 |
Vanguard
Utilities Index Fund |
517,000 |
647,000 |
826,000 |
Vanguard
Mega Cap Index Fund |
228,000 |
265,000 |
372,000 |
Vanguard
Mega Cap Value Index Fund |
307,000 |
356,000 |
416,000 |
Vanguard
Mega Cap Growth Index Fund |
546,000 |
614,000 |
918,000 |
Vanguard
ESG U.S. Stock ETF |
— |
32,000 |
167,000 |
Vanguard
ESG International Stock ETF |
— |
23,000 |
110,000 |
Vanguard
ESG U.S. Corporate Bond ETF1
|
— |
— |
— |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Joshua
Barrickman |
Registered
investment companies1
|
22 |
$
978B |
0 |
$
0 |
|
Other
pooled investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
William
Coleman |
Registered
investment companies2
|
54 |
$
162B |
0 |
$
0 |
|
Other
pooled investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
1 |
$
8.6B |
0 |
$
0 |
Gerard
O’Reilly |
Registered
investment companies3
|
18 |
$
1.6T |
0 |
$
0 |
|
Other
pooled investment vehicles |
1 |
$
403M |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Christine
D. Franquin |
Registered
investment companies4
|
11 |
$
632B |
0 |
$
0 |
|
Other
pooled investment vehicles |
1 |
$
11.1B |
0 |
$
0 |
|
Other
accounts |
1 |
$
6.6B |
0 |
$
0 |
Scott
E. Geiger |
Registered
investment companies4
|
2 |
$
22.1B |
0 |
$
0 |
|
Other
pooled investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Awais
Khan |
Registered
investment companies5
|
8 |
$
26B |
0 |
$
0 |
|
Other
pooled investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
2 |
$
8.6B |
0 |
$
0 |
Michael
Johnson |
Registered
investment companies6
|
19 |
$
283B |
0 |
$
0 |
|
Other
pooled investment vehicles |
2 |
$
7.2B |
0 |
$
0 |
|
Other
accounts |
1 |
$
1.9B |
0 |
$
0 |
Michelle
Louie |
Registered
investment companies7
|
9 |
$
921B |
0 |
$
0 |
|
Other
pooled investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Walter
Nejman |
Registered
investment companies8
|
54 |
$
2.1T |
0 |
$
0 |
|
Other
pooled investment vehicles |
2 |
$
2.3B |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Nataliya
Kofman |
Registered
investment companies1
|
4 |
$
14.2 |
1 |
$
1.3B |
|
Other
pooled investment vehicles |
4 |
$
282.5M |
1 |
$
55.7M |
|
Other
accounts |
7 |
$
1.2B |
0 |
$
0 |
Loren
Moran |
Registered
investment companies1
|
10 |
$
84B |
5 |
$
78B |
|
Other
pooled investment vehicles |
2 |
$
98.2M |
1 |
$
29.8M |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Michael
Stack |
Registered
investment companies1
|
10 |
$
84B |
5 |
$
78B |
|
Other
pooled investment vehicles |
2 |
$
98.2M |
1 |
$
29.8M |
|
Other
accounts |
60 |
$
31B |
0 |
$
0 |
Portfolio
Manager |
|
No.
of
accounts
|
Total
assets |
No.
of accounts with
performance-based
fees
|
Total
assets in
accounts
with
performance-based
fees
|
Andre
J. Desautels |
Registered
investment companies1
|
4 |
$
686.4M |
1 |
$
470M |
|
Other
pooled investment vehicles |
18 |
$
139.5M |
2 |
$
28.9M |
|
Other
accounts |
39 |
$
2.3B |
6 |
$
58.5M |
Loren
Moran |
Registered
investment companies1
|
10 |
$
83B |
5 |
$
77B |
|
Other
pooled investment vehicles |
2 |
$
98.2M |
1 |
$
29.8M |
|
Other
accounts |
0 |
|
0 |
$
0 |
Michael
Stack |
Registered
investment companies1
|
10 |
$
83B |
5 |
$
77B |
|
Other
pooled investment vehicles |
2 |
$
98.2M |
1 |
$
29.8M |
|
Other
accounts |
60 |
$
31B |
0 |
$
0 |
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Communication Services Index Fund |
|
Gross
income from securities lending activities
|
$1,058,120
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$934
|
Administrative
fees not included in revenue split
|
$9,527
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$96,730
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$107,191
|
Net
income from securities lending activities
|
$950,929
|
Vanguard
Consumer Discretionary Index Fund |
|
Gross
income from securities lending activities
|
$1,244,272
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$1,611
|
Administrative
fees not included in revenue split
|
$11,100
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$170,768
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$183,479
|
Net
income from securities lending activities
|
$1,060,793
|
Vanguard
Consumer Staples Index Fund |
|
Gross
income from securities lending activities
|
$702,380
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$665
|
Administrative
fees not included in revenue split
|
$7,869
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$18,078
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$26,612
|
Net
income from securities lending activities
|
$675,768
|
Vanguard
Energy Index Fund |
|
Gross
income from securities lending activities
|
$2,039,233
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$1,339
|
Administrative
fees not included in revenue split
|
$20,803
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$124,791
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$146,933
|
Net
income from securities lending activities
|
$1,892,300
|
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
ESG International Stock ETF |
|
Gross
income from securities lending activities
|
$102,707
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$208
|
Administrative
fees not included in revenue split
|
$995
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$11,054
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$12,257
|
Net
income from securities lending activities
|
$90,450
|
Vanguard
ESG U.S. Stock ETF |
|
Gross
income from securities lending activities
|
$35,265
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$31
|
Administrative
fees not included in revenue split
|
$345
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$2,488
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$2,864
|
Net
income from securities lending activities
|
$32,401
|
Vanguard
Financials Index Fund |
|
Gross
income from securities lending activities
|
$236,841
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$337
|
Administrative
fees not included in revenue split
|
$2,246
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$19,016
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$21,599
|
Net
income from securities lending activities
|
$215,242
|
Vanguard
FTSE Social Index Fund |
|
Gross
income from securities lending activities
|
$170,170
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$366
|
Administrative
fees not included in revenue split
|
$899
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$81,383
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$82,648
|
Net
income from securities lending activities
|
$87,522
|
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Global Wellesley Income Fund |
|
Gross
income from securities lending activities
|
$49,946
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$125
|
Administrative
fees not included in revenue split
|
$324
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$20,389
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$20,838
|
Net
income from securities lending activities
|
$29,108
|
Vanguard
Global Wellington Fund |
|
Gross
income from securities lending activities
|
$52,041
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$114
|
Administrative
fees not included in revenue split
|
$307
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$19,261
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$19,682
|
Net
income from securities lending activities
|
$32,359
|
Vanguard
Health Care Index Fund |
|
Gross
income from securities lending activities
|
$3,644,374
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$2,398
|
Administrative
fees not included in revenue split
|
$35,736
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$257,101
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$295,235
|
Net
income from securities lending activities
|
$3,349,139
|
Vanguard
Industrials Index Fund |
|
Gross
income from securities lending activities
|
$268,972
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$255
|
Administrative
fees not included in revenue split
|
$2,604
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$11,732
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$14,591
|
Net
income from securities lending activities
|
$254,381
|
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Information Technology Index Fund |
|
Gross
income from securities lending activities
|
$841,698
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$1,310
|
Administrative
fees not included in revenue split
|
$7,806
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$130,449
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$139,565
|
Net
income from securities lending activities
|
$702,133
|
Vanguard
International Growth Fund |
|
Gross
income from securities lending activities
|
$22,886,884
|
Fees
paid to securities lending agent from a revenue split
|
$316,508
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$30,684
|
Administrative
fees not included in revenue split
|
$165,618
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$4,286,515
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$4,799,325
|
Net
income from securities lending activities
|
$18,087,559
|
Vanguard
Materials Index Fund |
|
Gross
income from securities lending activities
|
$238,277
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$528
|
Administrative
fees not included in revenue split
|
$2,144
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$20,660
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$23,332
|
Net
income from securities lending activities
|
$214,945
|
Vanguard
Mega Cap Growth Index Fund |
|
Gross
income from securities lending activities
|
$117,332
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$246
|
Administrative
fees not included in revenue split
|
$679
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$49,765
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$50,690
|
Net
income from securities lending activities
|
$66,642
|
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Mega Cap Index Fund |
|
Gross
income from securities lending activities
|
$50,484
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$77
|
Administrative
fees not included in revenue split
|
$357
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$13,262
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$13,696
|
Net
income from securities lending activities
|
$36,788
|
Vanguard
Mega Cap Value Index Fund |
|
Gross
income from securities lending activities
|
$44,579
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$17
|
Administrative
fees not included in revenue split
|
$414
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$1,476
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$1,907
|
Net
income from securities lending activities
|
$42,672
|
Vanguard
U.S. Growth Fund |
|
Gross
income from securities lending activities
|
$7,017,704
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$15,668
|
Administrative
fees not included in revenue split
|
$53,632
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$1,992,187
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$2,061,487
|
Net
income from securities lending activities
|
$4,956,217
|
Vanguard
Utilities Index Fund |
|
Gross
income from securities lending activities
|
$7,263
|
Fees
paid to securities lending agent from a revenue split
|
$0
|
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$20
|
Administrative
fees not included in revenue split
|
$48
|
Indemnification
fee not included in revenue split
|
$0
|
Rebate
(paid to borrower)
|
$2,557
|
Other
fees not included in revenue split (specify)
|
$0
|
Aggregate
fees/compensation for securities lending activities
|
$2,625
|
Net
income from securities lending activities
|
$4,638
|
Vanguard
Fund |
2018
|
2019
|
2020
|
Vanguard
Communication Services Index Fund1
|
$
506,000 |
$
177,000 |
$
52,000 |
Vanguard
Consumer Discretionary Index Fund |
88,000 |
51,000 |
45,000 |
Vanguard
Consumer Staples Index Fund |
33,000 |
45,000 |
27,000 |
Vanguard
Energy Index Fund |
44,000 |
91,000 |
153,000 |
Vanguard
ESG International Stock ETF |
— |
61,000 |
69,000 |
Vanguard
ESG U.S. Corporate Bond ETF2
|
— |
— |
— |
Vanguard
ESG U.S. Stock ETF |
— |
11,000 |
6,000 |
Vanguard
Extended Duration Treasury Index Fund |
Less than 1,000
|
Less than 1,000
|
Less than 1,000
|
Vanguard
Financials Index Fund |
40,000 |
87,000 |
47,000 |
Vanguard
FTSE Social Index Fund |
52,000 |
97,000 |
154,000 |
Vanguard
Global Wellesley Income Fund3
|
100,000 |
339,000 |
43,000 |
Vanguard
Global Wellington Fund |
266,000 |
196,000 |
154,000 |
Vanguard
Fund |
2018
|
2019
|
2020
|
Vanguard
Health Care Index Fund |
40,000 |
117,000 |
120,000 |
Vanguard
Industrials Index Fund |
20,000 |
14,000 |
14,000 |
Vanguard
Information Technology Index Fund4
|
101,000 |
181,000 |
254,000 |
Vanguard
International Growth Fund |
7,927,000 |
4,944,000 |
7,183,000 |
Vanguard
Materials Index Fund |
14,000 |
55,000 |
17,000 |
Vanguard
Mega Cap Growth Index Fund |
9,000 |
27,000 |
18,000 |
Vanguard
Mega Cap Index Fund |
3,000 |
6,000 |
6,000 |
Vanguard
Mega Cap Value Index Fund |
11,000 |
18,000 |
16,000 |
Vanguard
U.S. Growth Fund5
|
1,915,000 |
2,922,000 |
5,235,000 |
Vanguard
Utilities Index Fund |
12,000 |
52,000 |
36,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard
Communication Services Index Fund |
—
|
— |
Vanguard
Consumer Discretionary Index Fund |
—
|
— |
Vanguard
Consumer Staples Index Fund |
—
|
— |
Vanguard
Energy Index Fund |
—
|
— |
Vanguard
ESG International Stock ETF |
BANCO
SANTANDER BRASIL |
$
2,580,000 |
|
BARCLAYS
CAPITAL-FIXED INCOME |
1,554,000 |
|
CIBC
(CANADIAN IMPERIAL BANK) |
2,089,000 |
|
CREDIT
SUISSE SECURITIES |
1,598,000 |
|
Nomura
Securities |
1,152,000 |
Vanguard
ESG U.S. Corporate Bond ETF1
|
—
|
— |
Vanguard
ESG U.S. Stock ETF |
CITIGROUP
GLOBAL MARKETS, INC. |
7,211,000 |
|
GOLDMAN,
SACHS & CO. |
4,594,000 |
|
JP
MORGAN SINGLE |
20,543,000 |
|
MORGAN
STANLEY |
3,905,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard
Financials Index Fund |
Goldman,
Sachs & Co. |
131,013,000 |
|
J.P.
Morgan Securities Inc. |
597,543,000 |
|
Jefferies
& Company, Inc. |
7,816,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
393,386,000 |
|
Morgan
Stanley |
120,883,000 |
|
National
Financial Services LLC |
17,888,000 |
|
Wells
Fargo Securities, LLC |
184,126,000 |
Vanguard
FTSE Social Index Fund |
Goldman,
Sachs & Co. |
24,151,000 |
|
J.P.
Morgan Securities Inc. |
108,207,000 |
|
Jefferies
& Company, Inc. |
— |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
71,025,000 |
|
Morgan
Stanley |
20,537,000 |
|
National
Financial Services LLC |
3,234,000 |
|
Wells
Fargo Securities, LLC |
— |
Vanguard
Global Wellesley Income Fund |
CITIGROUP
GLOBAL MARKETS |
1,749,000 |
|
CREDIT
SUISSE SECURITIES LTD |
1,166,000 |
|
MORGAN
STANLEY |
2,544,000 |
|
UBS
SECURITIES LTD |
3,786,000 |
Vanguard
Global Wellington Fund |
CITIGROUP
GLOBAL MARKETS |
2,347,000 |
|
CREDIT
SUISSE SECURITIES |
1,352,000 |
|
HSBC
BANK PLC |
2,366,000 |
|
J.P.
MORGAN SECURITIES LIMITED |
15,897,000 |
|
WELLS
FARGO |
6,323,000 |
Vanguard
Health Care Index Fund |
—
|
— |
Vanguard
Industrials Index Fund |
—
|
— |
Vanguard
Information Technology Index Fund |
—
|
— |
Vanguard
International Growth Fund |
—
|
— |
Vanguard
Materials Index Fund |
—
|
— |
Vanguard
Mega Cap Growth Index Fund |
—
|
— |
Vanguard
Mega Cap Index Fund |
Goldman,
Sachs & Co. |
8,878,000 |
|
J.P.
Morgan Securities Inc. |
36,539,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
25,326,000 |
|
Morgan
Stanley |
7,785,000 |
|
Wells
Fargo Securities, LLC |
11,218,000 |
Vanguard
Mega Cap Value Index Fund |
Goldman,
Sachs & Co. |
21,071,000 |
|
J.P.
Morgan Securities Inc. |
86,733,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
60,105,000 |
|
Morgan
Stanley |
18,474,000 |
|
Wells
Fargo Securities, LLC |
26,626,000 |
Vanguard
U.S. Growth Fund |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
42,800,000 |
Vanguard
Utilities Index Fund |
—
|
— |
Country
|
JAN
|
FEB
|
MAR
|
APR
|
MAY
|
JUN
|
JUL
|
AUG
|
SEP
|
OCT
|
NOV
|
DEC
|
Albania
|
1, 2
|
|
14, 24
|
13, 20
|
1
|
|
31
|
|
7
|
|
30
|
8, 25
|
Country
|
JAN
|
FEB
|
MAR
|
APR
|
MAY
|
JUN
|
JUL
|
AUG
|
SEP
|
OCT
|
NOV
|
DEC
|
Argentina
|
1
|
24, 25
|
23, 24
|
2, 9,
10
|
1, 25
|
15
|
9, 10
|
17
|
|
12
|
6, 23
|
7, 8,
25
|
Australia
|
1, 27
|
|
2, 9
|
10, 13
|
4
|
1, 8
|
|
3, 12
|
28
|
5
|
3
|
24, 25,
28, 31
|
Austria
|
1
|
|
|
10, 13
|
1
|
1
|
|
|
|
26
|
|
24, 25,
31
|
Bahrain**
|
1
|
|
|
|
24-26
|
|
|
2, 20
|
|
29
|
|
16, 17
|
Bangladesh
|
|
|
17, 26
|
9, 14
|
6, 21,
24, 25
|
|
1
|
2, 11,
30
|
|
26
|
|
16, 31
|
Belgium
|
1, 10
|
|
|
10, 13
|
1, 21,
22
|
1
|
21
|
|
|
|
11
|
24, 25,
31
|
Benin
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Bermuda
|
1
|
|
|
10
|
29
|
15
|
30, 31
|
|
7
|
|
11
|
25, 28
|
Bosnia
and
Herzegovina,
Fed. of |
1, 2, 7,
9
|
|
|
13, 17,
20
|
1, 25
|
|
31
|
|
|
|
21, 25
|
25
|
Botswana
|
1, 2
|
|
|
10, 13
|
1, 21
|
|
1, 20,
21
|
|
30
|
1
|
|
25
|
Brazil
|
1
|
24, 25,
26
|
|
10, 21
|
1
|
11
|
9
|
|
7
|
12
|
2, 20
|
24, 25,
31
|
Bulgaria
|
1
|
|
3
|
10, 13,
17, 20
|
1, 6,
25
|
|
|
|
7, 22
|
|
|
24, 25,
28
|
Burkina
Faso |
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Canada
|
1, 2
|
17
|
|
10
|
18
|
24
|
1
|
3
|
7
|
12
|
11
|
24, 25,
28
|
Chile
|
1
|
|
|
10
|
1, 21
|
29
|
16
|
|
18
|
12
|
|
8, 25,
31
|
China
|
1, 24,
27-30
|
|
|
6
|
1, 4, 5
|
25, 26
|
|
|
|
1, 2,
5-8
|
|
|
China
Connect - Stock
Connect
|
1, 24,
27-30
|
|
|
6, 9,
10, 13,
29, 30
|
1, 4, 5
|
25, 26,
30
|
1
|
|
|
1, 2,
5-8,
23, 26
|
|
24, 25
|
Colombia
|
1, 6
|
|
23
|
9, 10
|
1, 25
|
15, 22,
29
|
20
|
7, 17
|
|
12
|
2, 16
|
8, 24,
25, 31
|
Costa
Rica |
1
|
|
|
9-10
|
1
|
|
|
|
15
|
12
|
|
25
|
Croatia
|
1, 6
|
|
|
10, 13
|
1
|
11, 22
|
|
5
|
|
|
18
|
24, 25,
31
|
Cyprus
|
1, 6
|
|
2, 25
|
1, 10,
13, 17,
20, 21
|
1
|
8
|
|
|
|
1, 28
|
|
24, 25
|
Czech
Republic |
1
|
|
|
10, 13
|
1, 8
|
|
6
|
|
28
|
28
|
17
|
24, 25,
31
|
Denmark
|
1
|
|
|
9, 10,
13
|
8, 21,
22
|
1, 5
|
|
|
|
|
|
24, 25,
31
|
Egypt**
|
1, 7
|
|
|
19, 20
|
24, 25
|
|
23, 30
|
20
|
|
6, 29
|
|
|
Estonia
|
1
|
24
|
|
10, 13
|
1, 21
|
23, 24
|
|
20
|
|
|
|
24, 25,
31
|
Eswatini
|
1
|
|
|
10, 13,
20
|
1, 21
|
|
22
|
|
7
|
|
|
25, 28
|
Finland
|
1, 6
|
|
|
10, 13
|
1, 21
|
19
|
|
|
|
|
|
24, 25,
31
|
France
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
Germany
|
1
|
|
|
10, 13
|
1
|
1
|
|
|
|
|
|
24, 25,
31
|
Ghana
|
1, 7
|
|
6
|
10, 13
|
1, 25
|
|
30, 31
|
4
|
21
|
|
|
4, 25,
28
|
Country
|
JAN
|
FEB
|
MAR
|
APR
|
MAY
|
JUN
|
JUL
|
AUG
|
SEP
|
OCT
|
NOV
|
DEC
|
Greece
|
1, 6
|
|
2, 25
|
10, 13,
17, 20
|
1
|
8
|
|
|
|
28
|
|
24, 25
|
Guinea-Bissau
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Hong
Kong |
1, 27,
28
|
|
|
10, 13,
30
|
1
|
25
|
1
|
|
|
1, 2,
26
|
|
25
|
Hungary
|
1
|
|
|
10, 13
|
1
|
1
|
|
20, 21
|
|
23
|
1
|
24, 25
|
Iceland
|
1
|
|
|
9, 10,
13, 23
|
1, 21
|
1, 17
|
|
3
|
|
|
|
24, 25,
31
|
India
|
|
19, 21
|
10, 25
|
1, 2, 6,
10, 14
|
1, 7,
25
|
|
|
|
|
2, 30
|
16, 30
|
25
|
Indonesia
|
1
|
|
25
|
10
|
1, 7,
21, 22,
25-27
|
1
|
31
|
17, 20
|
|
29
|
|
24, 25,
31
|
Ireland
|
1
|
|
17
|
10, 13
|
1, 4
|
1
|
|
3
|
|
26
|
|
24, 25,
26, 28,
29, 31
|
Israel**
|
|
|
10
|
8, 9,
12, 13,
14, 15,
28, 29
|
28, 29
|
30
|
30
|
|
20, 27,
28
|
4-8
|
|
|
Italy
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
Ivory
Coast |
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Japan
|
1-3, 13
|
11, 24
|
20
|
29
|
4-6
|
|
23, 24
|
10
|
21, 22
|
|
3, 23
|
31
|
Jordan**
|
1
|
|
|
|
24-26
|
|
30
|
2, 3,
20
|
|
29
|
|
|
Kazakhstan
|
1, 2, 7
|
|
9, 23,
24, 25
|
|
1, 7,
11
|
|
6, 31
|
31
|
|
|
|
1, 16,
17
|
Kenya
|
1
|
|
|
10, 13
|
1, 25
|
1
|
31
|
|
|
20
|
|
25
|
Korea,
Republic of |
1, 24,
27
|
|
|
15, 30
|
1, 5
|
|
|
|
30
|
1, 2, 9
|
|
25, 31
|
Kuwait**
|
1, 2
|
25, 26
|
22
|
|
24-26
|
|
30
|
2, 3,
20
|
|
|
1
|
|
Latvia
|
1
|
|
|
10, 13
|
1, 4,
21
|
22-24
|
|
|
|
|
18
|
24, 25,
31
|
Lithuania
|
1
|
|
11
|
10, 13
|
1, 21
|
24
|
6
|
|
|
|
1
|
24, 25,
31
|
Luxembourg
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
Malawi
|
1, 15
|
|
3
|
10, 13
|
1, 14,
25
|
|
6
|
|
|
15
|
|
25
|
Malaysia
|
1, 24,
27
|
|
|
|
1, 7,
11, 25,
26
|
|
31
|
20, 31
|
16
|
29
|
|
25
|
Mali
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Mauritius
|
1, 2
|
21
|
12, 25
|
|
1
|
|
|
|
|
|
2
|
25
|
Mexico
|
1
|
3
|
16
|
9, 10
|
1
|
|
|
|
16
|
|
2, 16
|
25
|
Morocco
|
1
|
|
|
|
1, 25,
26
|
|
30, 31
|
14, 20,
21
|
|
30
|
6, 18
|
|
Namibia
|
1
|
|
|
10, 13
|
1, 4,
21, 25
|
|
|
26
|
|
|
|
10, 25
|
Netherlands
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
New
Zealand |
1, 2
|
6
|
|
10, 13,
27
|
|
1
|
|
|
|
26
|
|
25, 28
|
Country
|
JAN
|
FEB
|
MAR
|
APR
|
MAY
|
JUN
|
JUL
|
AUG
|
SEP
|
OCT
|
NOV
|
DEC
|
Niger
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Nigeria
|
1
|
|
|
10, 13
|
1, 25
|
12
|
31
|
|
|
1, 29
|
|
25
|
Norway
|
1
|
|
|
8, 9,
10, 13
|
1, 21
|
1
|
|
|
|
|
|
24, 25,
31
|
Oman**
|
1
|
|
22
|
|
24
|
|
23
|
20
|
|
29
|
18
|
|
Panama
|
1, 13
|
24-26
|
|
9, 10
|
1
|
|
|
|
|
|
3-5, 10
|
8, 25,
31
|
Peru
|
1
|
|
|
9, 10
|
1
|
29
|
28
|
|
|
8
|
|
25
|
Poland
|
1, 6
|
|
|
10, 13
|
1
|
11
|
|
|
|
|
11
|
24, 25,
31
|
Portugal
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
Qatar**
|
1
|
11
|
1
|
|
24-26
|
|
30, 31
|
1
|
|
|
|
18
|
Romania
|
1, 2
|
|
|
17, 20
|
1
|
1, 8
|
|
|
|
|
30
|
1, 25
|
Russia
|
1, 2, 7
|
24
|
9
|
|
1, 4, 5,
11
|
12
|
|
|
|
|
4
|
|
Saudi
Arabia** |
|
|
|
|
24-28
|
|
30
|
2-5
|
23
|
|
|
|
Senegal
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Serbia
|
1, 1-3,
2, 6, 7
|
17
|
|
17, 20
|
1
|
|
|
|
|
|
11
|
|
Singapore
|
1, 27
|
|
|
10
|
1, 7,
25
|
|
31
|
10
|
|
|
|
25
|
Slovak
Republic |
1, 6
|
|
|
10, 13
|
1, 8
|
|
|
|
1, 15
|
|
17
|
24, 25
|
Slovenia
|
1, 2
|
|
|
10, 13,
27
|
1
|
25
|
|
|
|
|
|
24, 25,
31
|
South
Africa |
1
|
|
|
10, 13,
27
|
1
|
16
|
|
10
|
24
|
|
|
16, 25
|
Spain
|
1
|
|
|
10, 13
|
1
|
|
|
|
|
|
|
24, 25,
31
|
Sri
Lanka |
1, 10,
15
|
4, 21
|
9
|
7, 10,
13, 14
|
1, 7, 8,
25
|
5
|
|
3
|
1
|
1, 30
|
|
25, 29
|
Sweden
|
1, 6
|
|
|
9, 10,
13, 30
|
1, 20,
21
|
19
|
|
|
|
30
|
|
24, 25,
31
|
Switzerland
|
1, 2
|
|
|
10, 13,
20
|
1, 21
|
1
|
|
|
14
|
|
|
24, 25,
31
|
Taiwan
|
1, 23,
24,
27-29
|
28
|
|
2, 3
|
1
|
25, 26
|
|
|
|
1, 2, 9
|
|
|
Tanzania
|
1
|
|
|
7, 10,
13
|
1
|
|
7, 31
|
|
|
14, 29
|
|
9, 25
|
Thailand
|
1
|
10
|
|
6,
13-15
|
1, 4, 6
|
3
|
6, 28
|
12
|
|
13, 23
|
|
7, 10,
31
|
Togo
|
1
|
|
|
13
|
1, 20,
21
|
1
|
31
|
7
|
|
29
|
|
25
|
Turkey
|
1
|
|
|
23
|
1, 19,
25, 26
|
|
15, 30,
31
|
3
|
|
28, 29
|
|
|
Uganda
|
1
|
|
|
10, 13
|
1
|
3, 9
|
31
|
|
|
9
|
|
25
|
Ukraine
|
1, 2, 6,
7
|
|
|
|
1
|
|
|
24
|
|
14
|
|
25
|
United
Arab Emirates -
ADX
|
1
|
|
|
|
24-26
|
|
31
|
20
|
|
|
|
1-3
|
United
Arab Emirates -
DFM
|
1
|
|
|
|
24-26
|
|
31
|
20
|
|
|
|
1-3
|
United
Arab Emirates -
DIFC
|
1
|
|
|
|
24-26
|
|
31
|
20
|
|
|
|
1-3
|
United
Kingdom |
1
|
|
|
10, 13
|
8, 25
|
|
|
31
|
|
|
|
25, 28
|
Country
|
JAN
|
FEB
|
MAR
|
APR
|
MAY
|
JUN
|
JUL
|
AUG
|
SEP
|
OCT
|
NOV
|
DEC
|
United
States |
1, 20
|
17
|
|
10
|
25
|
|
3
|
|
7
|
12
|
11, 26,
27
|
24, 25
|
Uruguay
|
1, 6
|
24, 25
|
|
9, 10
|
1, 18
|
19
|
|
25
|
|
12
|
2
|
25
|
Vietnam
|
1, 23,
24,
27-29
|
|
|
2, 30
|
1
|
|
|
|
2
|
|
|
|
Zambia
|
1
|
|
9, 12
|
10, 13
|
1, 25
|
|
6, 7
|
3
|
|
19
|
|
25
|
Zimbabwe
|
1
|
21
|
|
10, 13
|
1, 25
|
|
|
10, 11
|
|
|
|
22, 25
|
Argentina
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Australia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
12/22/2020
|
12/29/2020
|
T+7
|
12/24/2020
|
12/30/2020
|
T+7
|
Austria
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Bahrain
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/27/2020
|
T+7
|
05/21/2020
|
05/28/2020
|
T+7
|
Bangladesh
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/19/2020
|
05/27/2020
|
T+8
|
05/20/2020
|
05/28/2020
|
T+8
|
Belgium
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Bermuda
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Botswana
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/14/2020
|
T+8
|
04/08/2020
|
04/16/2020
|
T+8
|
04/09/2020
|
04/17/2020
|
T+8
|
04/27/2020
|
05/04/2020
|
T+7
|
04/28/2020
|
05/05/2020
|
T+7
|
04/29/2020
|
05/06/2020
|
T+7
|
04/30/2020
|
05/07/2020
|
T+7
|
05/15/2020
|
05/22/2020
|
T+7
|
05/18/2020
|
05/25/2020
|
T+7
|
05/19/2020
|
05/26/2020
|
T+7
|
05/20/2020
|
05/27/2020
|
T+7
|
06/25/2020
|
07/02/2020
|
T+7
|
Botswana
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
06/26/2020
|
07/03/2020
|
T+7
|
06/29/2020
|
07/06/2020
|
T+7
|
06/30/2020
|
07/07/2020
|
T+7
|
07/14/2020
|
07/22/2020
|
T+8
|
07/15/2020
|
07/23/2020
|
T+8
|
07/16/2020
|
07/24/2020
|
T+8
|
07/17/2020
|
07/27/2020
|
T+10
|
09/24/2020
|
10/02/2020
|
T+8
|
09/25/2020
|
10/05/2020
|
T+10
|
09/28/2020
|
10/06/2020
|
T+8
|
09/29/2020
|
10/07/2020
|
T+8
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/24/2020
|
12/31/2020
|
T+7
|
Brazil
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
02/19/2020
|
02/26/2020
|
T+7
|
02/20/2020
|
02/27/2020
|
T+7
|
02/21/2020
|
02/28/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
Bulgaria
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
12/23/2020
|
12/30/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
Canada
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Chile
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
China
A-Share |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
China
B-Share |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/21/2020
|
02/03/2020
|
T+13
|
01/22/2020
|
02/04/2020
|
T+13
|
01/23/2020
|
02/05/2020
|
T+13
|
04/28/2020
|
05/06/2020
|
T+8
|
04/29/2020
|
05/07/2020
|
T+8
|
04/30/2020
|
05/08/2020
|
T+8
|
06/22/2020
|
06/29/2020
|
T+7
|
06/23/2020
|
06/30/2020
|
T+7
|
06/24/2020
|
07/01/2020
|
T+7
|
09/28/2020
|
10/09/2020
|
T+11
|
09/29/2020
|
10/12/2020
|
T+13
|
09/30/2020
|
10/13/2020
|
T+13
|
China
Connect - Northbound Bonds |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/03/2020
|
04/14/2020
|
T+11
|
04/07/2020
|
04/15/2020
|
T+8
|
04/08/2020
|
04/16/2020
|
T+8
|
04/24/2020
|
05/06/2020
|
T+12
|
04/27/2020
|
05/07/2020
|
T+10
|
04/28/2020
|
05/08/2020
|
T+10
|
06/22/2020
|
06/29/2020
|
T+7
|
06/23/2020
|
07/02/2020
|
T+9
|
06/24/2020
|
07/03/2020
|
T+9
|
06/29/2020
|
07/06/2020
|
T+7
|
09/28/2020
|
10/09/2020
|
T+11
|
09/29/2020
|
10/12/2020
|
T+13
|
09/30/2020
|
10/13/2020
|
T+13
|
10/20/2020
|
10/27/2020
|
T+7
|
10/21/2020
|
10/28/2020
|
T+7
|
10/22/2020
|
10/29/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
Colombia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
12/31/2019
|
01/07/2020
|
T+7
|
04/06/2020
|
04/13/2020
|
T+7
|
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
Costa
Rica |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Croatia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Cyprus
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/15/2020
|
04/22/2020
|
T+7
|
04/16/2020
|
04/23/2020
|
T+7
|
Czech
Republic |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Denmark
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
Egypt
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
07/28/2020
|
08/04/2020
|
T+7
|
07/29/2020
|
08/05/2020
|
T+7
|
Estonia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Finland
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
France
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Germany
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Ghana
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
07/27/2020
|
08/03/2020
|
T+7
|
07/28/2020
|
08/05/2020
|
T+8
|
07/29/2020
|
08/06/2020
|
T+8
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/24/2020
|
12/31/2020
|
T+7
|
Greece
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Hong
Kong - Equity |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/22/2020
|
01/29/2020
|
T+7
|
01/23/2020
|
01/30/2020
|
T+7
|
Hong
Kong - Corporate/Government Debt |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/21/2020
|
01/29/2020
|
T+8
|
01/22/2020
|
01/30/2020
|
T+8
|
01/23/2020
|
01/31/2020
|
T+8
|
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
04/27/2020
|
05/04/2020
|
T+7
|
04/28/2020
|
05/05/2020
|
T+7
|
04/29/2020
|
05/06/2020
|
T+7
|
09/28/2020
|
10/05/2020
|
T+7
|
09/29/2020
|
10/06/2020
|
T+7
|
09/30/2020
|
10/07/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/28/2020
|
01/04/2021
|
T+7
|
12/29/2020
|
01/05/2021
|
T+7
|
12/30/2020
|
01/06/2021
|
T+7
|
Hungary
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Iceland
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
India
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Indonesia
- Equity |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/19/2020
|
05/28/2020
|
T+9
|
05/20/2020
|
05/29/2020
|
T+9
|
Indonesia
- Corporate/Government Debt |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/18/2020
|
05/28/2020
|
T+10
|
05/19/2020
|
05/29/2020
|
T+10
|
05/20/2020
|
06/02/2020
|
T+13
|
08/14/2020
|
08/21/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/28/2020
|
01/04/2021
|
T+7
|
12/29/2020
|
01/05/2021
|
T+7
|
12/30/2020
|
01/06/2021
|
T+7
|
Ireland
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Israel
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/16/2020
|
T+10
|
04/07/2020
|
04/19/2020
|
T+12
|
09/30/2020
|
10/11/2020
|
T+11
|
10/01/2020
|
10/12/2020
|
T+11
|
Italy
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Japan
- Equity |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
12/27/2019
|
01/06/2020
|
T+10
|
12/30/2019
|
01/07/2020
|
T+8
|
04/30/2020
|
05/07/2020
|
T+7
|
05/01/2020
|
05/08/2020
|
T+7
|
Japan
- Corporate/Government Debt |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/28/2020
|
05/07/2020
|
T+9
|
04/30/2020
|
05/08/2020
|
T+8
|
05/01/2020
|
05/11/2020
|
T+10
|
07/20/2020
|
07/27/2020
|
T+7
|
Japan
- Corporate/Government Debt |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
07/21/2020
|
07/28/2020
|
T+7
|
07/22/2020
|
07/29/2020
|
T+7
|
09/16/2020
|
09/23/2020
|
T+7
|
09/17/2020
|
09/24/2020
|
T+7
|
09/18/2020
|
09/25/2020
|
T+7
|
12/28/2020
|
01/04/2020
|
T+7
|
12/29/2020
|
01/05/2020
|
T+7
|
12/30/2020
|
01/06/2020
|
T+7
|
Jordan
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/27/2020
|
T+7
|
05/21/2020
|
05/28/2020
|
T+7
|
07/28/2020
|
08/04/2020
|
T+7
|
07/29/2020
|
08/05/2020
|
T+7
|
Kazakhstan
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
03/18/2020
|
03/26/2020
|
T+8
|
03/19/2020
|
03/27/2020
|
T+8
|
03/20/2020
|
03/30/2020
|
T+10
|
05/05/2020
|
05/12/2020
|
T+7
|
05/06/2020
|
05/13/2020
|
T+7
|
12/11/2020
|
12/18/2020
|
T+7
|
12/14/2020
|
12/21/2020
|
T+7
|
12/15/2020
|
12/22/2020
|
T+7
|
12/29/2020
|
01/05/2021
|
T+7
|
12/30/2020
|
01/06/2021
|
T+7
|
12/31/2020
|
01/08/2021
|
T+8
|
Kenya
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
Kuwait
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/07/2020
|
01/14/2020
|
T+7
|
01/08/2020
|
01/15/2020
|
T+7
|
01/09/2020
|
01/16/2020
|
T+7
|
02/20/2020
|
02/27/2020
|
T+7
|
02/23/2020
|
03/01/2020
|
T+7
|
02/24/2020
|
03/02/2020
|
T+7
|
05/19/2020
|
05/27/2020
|
T+8
|
05/20/2020
|
05/28/2020
|
T+8
|
05/21/2020
|
05/31/2020
|
T+10
|
07/27/2020
|
08/04/2020
|
T+8
|
07/28/2020
|
08/05/2020
|
T+8
|
07/29/2020
|
08/06/2020
|
T+8
|
Latvia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
06/18/2020
|
06/25/2020
|
T+7
|
06/19/2020
|
06/26/2020
|
T+7
|
Lithuania
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
Luxembourg
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Malawi
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/24/2020
|
12/31/2020
|
T+7
|
Malaysia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Mauritius
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Mexico
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Morocco
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
07/27/2020
|
08/03/2020
|
T+7
|
07/28/2020
|
08/04/2020
|
T+7
|
07/29/2020
|
08/05/2020
|
T+7
|
08/17/2020
|
08/24/2020
|
T+7
|
08/18/2020
|
08/25/2020
|
T+7
|
08/19/2020
|
08/26/2020
|
T+7
|
10/26/2020
|
11/02/2020
|
T+7
|
10/27/2020
|
11/03/2020
|
T+7
|
10/28/2020
|
11/04/2020
|
T+7
|
Namibia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/03/2020
|
04/14/2020
|
T+11
|
04/06/2020
|
04/15/2020
|
T+9
|
04/07/2020
|
04/16/2020
|
T+9
|
04/08/2020
|
04/17/2020
|
T+9
|
04/09/2020
|
04/20/2020
|
T+11
|
04/24/2020
|
05/05/2020
|
T+11
|
04/27/2020
|
05/06/2020
|
T+9
|
04/28/2020
|
05/07/2020
|
T+9
|
04/29/2020
|
05/08/2020
|
T+9
|
04/30/2020
|
05/11/2020
|
T+11
|
Namibia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/14/2020
|
05/22/2020
|
T+8
|
05/15/2020
|
05/26/2020
|
T+11
|
05/18/2020
|
05/27/2020
|
T+9
|
05/19/2020
|
05/28/2020
|
T+9
|
05/20/2020
|
05/29/2020
|
T+9
|
05/22/2020
|
06/01/2020
|
T+10
|
08/19/2020
|
08/27/2020
|
T+8
|
08/20/2020
|
08/28/2020
|
T+8
|
08/21/2020
|
08/31/2020
|
T+10
|
08/24/2020
|
09/01/2020
|
T+8
|
08/25/2020
|
09/02/2020
|
T+8
|
12/03/2020
|
12/11/2020
|
T+8
|
12/04/2020
|
12/14/2020
|
T+10
|
12/07/2020
|
12/15/2020
|
T+8
|
12/08/2020
|
12/16/2020
|
T+8
|
12/09/2020
|
12/17/2020
|
T+8
|
12/18/2020
|
12/28/2020
|
T+10
|
12/21/2020
|
12/29/2020
|
T+8
|
12/22/2020
|
12/30/2020
|
T+8
|
12/23/2020
|
12/31/2020
|
T+8
|
12/24/2020
|
01/04/2021
|
T+11
|
Netherlands
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
New
Zealand |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
Nigeria
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
07/28/2020
|
08/04/2020
|
T+7
|
07/29/2020
|
08/05/2020
|
T+7
|
07/30/2020
|
08/06/2020
|
T+7
|
Norway
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/14/2020
|
T+8
|
04/07/2020
|
04/15/2020
|
T+8
|
Oman
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/07/2020
|
01/15/2020
|
T+8
|
01/08/2020
|
01/16/2020
|
T+8
|
01/09/2020
|
01/19/2020
|
T+10
|
05/19/2020
|
05/31/2020
|
T+12
|
05/20/2020
|
06/01/2020
|
T+12
|
05/21/2020
|
06/02/2020
|
T+12
|
07/27/2020
|
08/04/2020
|
T+8
|
07/28/2020
|
08/05/2020
|
T+8
|
Oman
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
07/29/2020
|
08/06/2020
|
T+8
|
11/29/2020
|
12/06/2020
|
T+7
|
11/30/2020
|
12/07/2020
|
T+7
|
12/01/2020
|
12/08/2020
|
T+7
|
Pakistan
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/28/2020
|
T+8
|
05/21/2020
|
05/29/2020
|
T+8
|
Panama
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
02/20/2020
|
02/27/2020
|
T+7
|
02/21/2020
|
02/28/2020
|
T+7
|
10/30/2020
|
11/06/2020
|
T+7
|
11/02/2020
|
11/09/2020
|
T+7
|
Peru
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Philippines
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/13/2020
|
T+7
|
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
01/04/2021
|
T+12
|
12/28/2020
|
01/05/2021
|
T+8
|
12/29/2020
|
01/06/2021
|
T+8
|
Poland
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Portugal
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Qatar
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/28/2020
|
T+8
|
05/21/2020
|
05/31/2020
|
T+10
|
05/24/2020
|
06/01/2020
|
T+8
|
07/27/2020
|
08/04/2020
|
T+8
|
07/28/2020
|
08/05/2020
|
T+8
|
07/29/2020
|
08/06/2020
|
T+8
|
Romania
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Russia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/28/2020
|
05/06/2020
|
T+8
|
04/29/2020
|
05/07/2020
|
T+8
|
Russia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/30/2020
|
05/08/2020
|
T+8
|
12/28/2020
|
01/08/2021
|
T+11
|
12/29/2020
|
01/11/2021
|
T+13
|
12/30/2020
|
01/12/2021
|
T+13
|
Saudi
Arabia |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/31/2020
|
T+11
|
05/21/2020
|
06/01/2020
|
T+11
|
07/28/2020
|
08/06/2020
|
T+9
|
07/29/2020
|
08/09/2020
|
T+11
|
Serbia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Singapore
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Slovak
Republic |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Slovenia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
South
Africa |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
South
Korea |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/29/2020
|
05/06/2020
|
T+7
|
09/28/2020
|
10/05/2020
|
T+7
|
09/29/2020
|
10/06/2020
|
T+7
|
Spain
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Sri
Lanka |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/15/2020
|
T+9
|
04/08/2020
|
04/16/2020
|
T+8
|
04/09/2020
|
04/17/2020
|
T+8
|
05/04/2020
|
05/11/2020
|
T+7
|
05/05/2020
|
05/12/2020
|
T+7
|
05/06/2020
|
05/13/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
12/24/2020
|
12/31/2020
|
T+7
|
Sweden
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
Switzerland
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Taiwan
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/17/2020
|
01/30/2020
|
T+13
|
01/20/2020
|
01/31/2020
|
T+11
|
Tanzania
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/06/2020
|
04/14/2020
|
T+8
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
Thailand
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/09/2020
|
04/16/2020
|
T+7
|
04/10/2020
|
04/17/2020
|
T+7
|
04/30/2020
|
05/07/2020
|
T+7
|
Tunisia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/27/2020
|
T+7
|
05/21/2020
|
05/28/2020
|
T+7
|
05/22/2020
|
05/29/2020
|
T+7
|
Turkey
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
07/28/2020
|
08/04/2020
|
T+7
|
07/29/2020
|
08/05/2020
|
T+7
|
Uganda
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
Ukraine
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/02/2020
|
01/09/2020
|
T+7
|
01/03/2020
|
01/10/2020
|
T+7
|
United
Arab Emirates |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
05/20/2020
|
05/27/2020
|
T+7
|
05/21/2020
|
05/28/2020
|
T+7
|
11/29/2020
|
12/06/2020
|
T+7
|
United
Kingdom |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
United
States |
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Uruguay
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
No
settlement cycles (>=): T+7
|
Vietnam
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
01/21/2020
|
01/30/2020
|
T+9
|
01/22/2020
|
01/31/2020
|
T+9
|
WAEMU
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/27/2020
|
05/04/2020
|
T+7
|
04/28/2020
|
05/05/2020
|
T+7
|
04/29/2020
|
05/06/2020
|
T+7
|
05/15/2020
|
05/22/2020
|
T+7
|
05/18/2020
|
05/25/2020
|
T+7
|
05/19/2020
|
05/26/2020
|
T+7
|
08/03/2020
|
08/10/2020
|
T+7
|
08/04/2020
|
08/11/2020
|
T+7
|
08/05/2020
|
08/12/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|
12/22/2020
|
12/29/2020
|
T+7
|
12/23/2020
|
12/30/2020
|
T+7
|
Zambia
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
03/06/2020
|
03/13/2020
|
T+7
|
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
07/01/2020
|
07/08/2020
|
T+7
|
07/02/2020
|
07/09/2020
|
T+7
|
07/03/2020
|
07/10/2020
|
T+7
|
Zimbabwe
|
|
|
Redemption
Date |
Redemption
Settlement Date |
Settlement
Period |
04/07/2020
|
04/14/2020
|
T+7
|
04/08/2020
|
04/15/2020
|
T+7
|
04/09/2020
|
04/16/2020
|
T+7
|
08/05/2020
|
08/12/2020
|
T+7
|
08/06/2020
|
08/13/2020
|
T+7
|
08/07/2020
|
08/14/2020
|
T+7
|
12/21/2020
|
12/28/2020
|
T+7
|