|
Ticker
Symbols by Share Class | |||||||||
Fund |
A |
C |
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
S |
Blue
Chip |
PBLAX |
PBLCX |
PBCJX |
PBCKX |
|
PGBEX |
PGBFX |
PGBGX |
PGBHX |
|
Bond Market
Index |
|
|
PBIJX |
PNIIX |
PBIMX |
PBOIX |
PBIPX |
PBIQX |
|
|
Capital
Securities |
|
|
|
|
|
|
|
|
|
PCSFX |
Diversified
Real Asset |
PRDAX |
|
|
PDRDX |
|
PGDRX |
|
PGDTX |
PDARX |
|
Edge
MidCap |
PEMCX |
|
|
PEDGX |
|
|
|
|
PEDMX |
|
Global
Multi-Strategy |
PMSAX |
|
|
PSMIX |
|
|
|
|
PGLSX |
|
Global
Sustainable Listed Infrastructure |
|
|
|
PGSLX |
|
|
|
|
|
|
International
Equity Index |
|
|
|
PIDIX |
PILIX |
PIIOX |
PIIPX |
PIIQX |
PFIEX |
|
International
Small Company |
|
|
|
PISMX |
|
|
|
|
PFISX |
|
Opportunistic
Municipal |
PMOAX |
|
|
POMFX |
|
|
|
|
|
|
Origin
Emerging Markets |
POEYX |
|
|
POEIX |
|
|
|
|
POEFX |
|
Small-MidCap
Dividend Income |
PMDAX |
PMDDX |
|
PMDIX |
|
|
|
|
PMDHX |
|
Small-MidCap
Growth |
|
|
|
PSMHX |
|
|
|
|
|
|
Spectrum
Preferred and Capital Securities
Income |
PPSAX |
PRFCX |
PPSJX |
PPSIX |
PUSAX |
PNARX |
PQARX |
PPARX |
PPREX |
|
| |
3 | |
8 | |
13 | |
17 | |
25 | |
30 | |
38 | |
43 | |
47 | |
51 | |
56 | |
61 | |
66 | |
70 | |
76 | |
97 | |
97 | |
103 | |
104 | |
104 | |
108 | |
111 | |
113 | |
114 | |
114 | |
117 | |
122 | |
124 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E |
|
Share
Class | |||||||
|
A |
C |
J |
Inst. |
R-3 |
R-4 |
R-5 |
R-6 |
Maximum
Sales Charge (Load) Imposed on Purchases
(as
a percentage of offering price) |
|
|
|
|
|
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage
of
the offering price or NAV when Sales Load is paid,
whichever
is less) |
|
|
|
|
|
|
|
|
|
Share
Class | |||||||
|
A |
C |
J |
Inst. |
R-3 |
R-4 |
R-5 |
R-6 |
Management
Fees(1)
|
|
|
|
|
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
|
% |
Total
Annual Fund Operating Expenses |
|
|
|
|
|
|
|
|
Fee Waiver
and Expense Reimbursement(2),(3)
|
( |
( |
( |
( |
( |
( |
( |
( |
Total
Annual Fund Operating Expenses after Fee
Waiver
and Expense Reimbursement |
|
|
|
|
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
|
|
|
|
Class
J |
|
|
|
|
Institutional
Class |
|
|
|
|
Class
R-3 |
|
|
|
|
Class
R-4 |
|
|
|
|
Class
R-5 |
|
|
|
|
Class
R-6 |
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
C |
$ |
$ |
$ |
$ |
Class
J |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Class
C Return Before Taxes |
|
|
|
Class
J Return Before Taxes |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-3 Return Before Taxes |
|
|
|
Class
R-4 Return Before Taxes |
|
|
|
Class
R-5 Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
Russell 1000
Growth Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
|
Share
Class | |||||
|
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price
or
NAV at the time Sales Load is paid, whichever is
less) |
|
|
|
|
|
|
|
Share
Class | |||||
|
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
Management
Fees |
|
|
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
Acquired Fund
Fees and Expenses |
|
|
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
|
|
Fee
Waiver(1) |
( |
( |
( |
( |
( |
( |
Total
Annual Fund Operating Expenses after Fee Waiver |
|
|
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
J |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
Class
R-1 |
|
|
|
|
Class
R-3 |
|
|
|
|
Class
R-4 |
|
|
|
|
Class
R-5 |
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
J |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
( |
|
|
Institutional
Class Return After Taxes on Distributions |
( |
|
|
Institutional
Class Return After Taxes on Distributions and Sale of Fund
Shares |
( |
|
|
Class
J Return Before Taxes |
( |
|
|
Class
R-1 Return Before Taxes |
( |
|
|
Class
R-3 Return Before Taxes |
( |
|
|
Class
R-4 Return Before Taxes |
( |
|
|
Class
R-5 Return Before Taxes |
( |
|
|
Bloomberg
U.S. Aggregate Bond Index (reflects no deduction for fees, expenses, or
taxes) |
( |
|
|
|
|
|
Share
Class |
|
S |
Management
Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Expense
Reimbursement(1)
|
( |
Total
Annual Fund Operating Expenses after Expense Reimbursement(2) |
|
|
1
year |
3
years |
5
years |
10
years |
Class
S |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Class
S Return Before Taxes |
|
|
|
Class
S Return After Taxes on Distributions |
|
|
|
Class
S Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
ICE BofA U.S.
All Capital Securities Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
|
Share
Class | ||||
|
A |
Inst. |
R-3 |
R-5 |
R-6 |
Maximum Sales
Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at
the time
Sales Load is paid, whichever is less) |
|
|
|
|
|
|
Share
Class | ||||
|
A |
Inst. |
R-3 |
R-5 |
R-6 |
Management
Fees(1) |
|
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
Acquired Fund
Fees and Expenses |
|
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
|
Expense
Reimbursement(2) |
( |
( |
|
|
% |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
Class
R-3 |
|
|
|
|
Class
R-5 |
|
|
|
|
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-3 Return Before Taxes |
|
|
|
Class
R-5 Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
Diversified
Real Asset Strategic Index (except as noted for the below indexes,
reflects no deduction
for fees,
expenses, or taxes) |
|
|
|
Bloomberg
U.S. Treasury TIPS Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
S&P
Global Infrastructure Index NTR (reflects withholding taxes on foreign
dividends, but no
deduction for
fees, expenses, or other taxes) |
|
|
( |
S&P
Global Natural Resources Index NTR (reflects withholding taxes on foreign
dividends, but no
deduction for
fees, expenses, or other taxes) |
|
|
|
Bloomberg
Commodity Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
FTSE
EPRA/NAREIT Developed Markets Index NTR (reflects withholding taxes on
foreign dividends,
but no
deduction for fees, expenses, or other taxes) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at the time Sales Load is
paid,
whichever is less) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Management
Fees(1) |
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
Other
Expenses |
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
Expense
Reimbursement(2) |
( |
( |
% |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
Russell
MidCap Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at the time Sales Load is
paid,
whichever is less) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Management
Fees(1) |
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
Other
Expenses: |
|
|
|
Dividend and
Interest Expense on Short Sales |
|
|
|
Remainder of
Other Expenses |
|
|
|
Total Other
Expenses |
|
|
|
Acquired Fund
Fees and Expenses |
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
Expense
Reimbursement(2) |
|
( |
( |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
HFRX Global
Hedge Fund Index (reflects no deduction for taxes) |
|
|
|
|
|
|
Share
Class |
|
Inst. |
Management
Fees |
|
Other
Expenses(1) |
|
Total
Annual Fund Operating Expenses |
|
Expense
Reimbursement(2) |
( |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
1
year |
3
years |
Institutional
Class |
$ |
$ |
|
|
|
Share
Class | |||||
|
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
Management
Fees |
|
|
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
Acquired Fund
Fees and Expenses |
|
|
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
|
|
Expense
Reimbursement(1)
|
( |
|
|
|
|
( |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Institutional
Class |
$ |
$ |
$ |
$ |
Class
R-1 |
|
|
|
|
Class
R-3 |
|
|
|
|
Class
R-4 |
|
|
|
|
Class
R-5 |
|
|
|
|
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
|
|
|
Institutional
Class Return After Taxes on Distributions |
|
|
|
Institutional
Class Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Class
R-1 Return Before Taxes |
|
|
|
Class
R-3 Return Before Taxes |
|
|
|
Class
R-4 Return Before Taxes |
|
|
|
Class
R-5 Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
MSCI EAFE
Index NTR (reflects withholding taxes on foreign dividends, but no
deduction for fees,
expenses, or
other taxes) |
|
|
|
|
|
|
Share
Class | |
|
Inst. |
R-6 |
Management
Fees(1) |
|
|
Other
Expenses |
|
|
Total
Annual Fund Operating Expenses |
|
|
Expense
Reimbursement(2) |
( |
% |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
1
year |
3
years |
5
years |
10
years |
Institutional
Class |
$ |
$ |
$ |
$ |
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Institutional
Class Return After Taxes on Distributions |
|
|
|
Institutional
Class Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
MSCI World
Ex-U.S.A. Small Cap Index NTR (reflects withholding taxes on foreign
dividends, but
no deduction
for fees, expenses, or other taxes) |
|
|
|
|
Share
Class | |
|
A |
Inst. |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at the time Sales Load is paid,
whichever
is less) |
|
|
|
Share
Class | |
|
A |
Inst. |
Management
Fees(1) |
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
Other
Expenses: |
|
|
Interest
Expenses |
|
|
Remainder of
Other Expenses |
|
|
Total Other
Expenses |
|
|
Total
Annual Fund Operating Expenses |
|
|
Expense
Reimbursement(2) |
( |
( |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Bloomberg
Municipal Bond Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at the time Sales Load is
paid,
whichever is less) |
|
|
|
|
Share
Class | ||
|
A |
Inst. |
R-6 |
Management
Fees(1) |
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
Other
Expenses |
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
Expense
Reimbursement(2) |
( |
( |
|
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Institutional
Class |
|
|
|
|
Class
R-6 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Life of
Fund |
|
|
|
|
Class
A Return Before Taxes |
( |
|
|
Class
A Return After Taxes on Distributions |
( |
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
( |
|
|
Institutional
Class Return Before Taxes |
( |
|
|
Class
R-6 Return Before Taxes |
|
|
|
MSCI Emerging
Markets Index NTR (reflects withholding taxes on foreign dividends, but no
deduction for
fees, expenses, or other taxes) |
( |
|
|
|
Share
Class | |||
|
A |
C |
Inst. |
R-6 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
|
|
|
Maximum
Deferred Sales Charge (Load) (as a percentage of the offering price or NAV
at the time
Sales
Load is paid, whichever is less) |
|
|
|
|
|
Share
Class | |||
|
A |
C |
Inst. |
R-6 |
Management
Fees |
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
Other
Expenses |
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
Expense
Reimbursement(1) |
( |
( |
( |
% |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
|
|
|
|
Institutional
Class |
|
|
|
|
Class
R-6 |
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Class
A Return Before Taxes |
|
|
|
Class
A Return After Taxes on Distributions |
|
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
Class
C Return Before Taxes |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
Russell 2500
Value Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
|
|
|
Share
Class |
|
Inst. |
Management
Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Expense
Reimbursement(1) |
( |
Total
Annual Fund Operating Expenses after Expense
Reimbursement |
|
|
1
year |
3
years |
5
years |
10
years |
Institutional
Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
Life of
Fund |
|
|
|
Institutional
Class Return Before Taxes |
|
|
Institutional
Class Return After Taxes on Distributions |
|
|
Institutional
Class Return After Taxes on Distributions and Sale of Fund
Shares |
|
|
Russell 2500
Growth Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
Share
Class | ||||||||
|
A |
C |
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
|
|
|
|
|
|
|
|
|
Maximum
Deferred Sales Charge (Load) (as a
percentage
of the offering price or NAV at the
time
Sales Load is paid, whichever is less) |
|
|
|
|
|
|
|
|
|
|
Share
Class | ||||||||
|
A |
C |
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
Management
Fees(1)
|
|
|
|
|
|
|
|
|
|
Distribution
and/or Service (12b-1) Fees |
|
|
|
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
|
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
|
|
|
|
Class
J |
|
|
|
|
Institutional
Class |
|
|
|
|
Class
R-1 |
|
|
|
|
Class
R-3 |
|
|
|
|
Class
R-4 |
|
|
|
|
Class
R-5 |
|
|
|
|
Class
R-6 |
|
|
|
|
|
1
year |
3
years |
5
years |
10
years |
Class
C |
$ |
$ |
$ |
$ |
Class
J |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Class
A Return Before Taxes |
( |
|
|
Class
A Return After Taxes on Distributions |
( |
|
|
Class
A Return After Taxes on Distributions and Sale of Fund
Shares |
( |
|
|
Class
C Return Before Taxes |
|
|
|
Class
J Return Before Taxes |
|
|
|
Institutional
Class Return Before Taxes |
|
|
|
Class
R-1 Return Before Taxes |
|
|
|
Class
R-3 Return Before Taxes |
|
|
|
Class
R-4 Return Before Taxes |
|
|
|
Class
R-5 Return Before Taxes |
|
|
|
Class
R-6 Return Before Taxes |
|
|
|
ICE BofA U.S.
All Capital Securities Index (reflects no deduction for fees, expenses, or
taxes) |
|
|
|
INVESTMENT
STRATEGIES
AND
RISKS |
BLUE
CHIP |
BOND
MARKET
INDEX |
CAPITAL
SECURITIES |
DIVERSIFIED
REAL
ASSET |
Arbitrage
Trading |
|
|
|
|
Bank Loans
(also known as Senior Floating Rate
Interests) |
|
|
|
X |
Cayman
Subsidiary |
|
|
|
X |
Commodity-Related
Investments |
|
|
|
X |
Contingent
Convertible Securities (“CoCos”) |
|
|
X |
|
Convertible
Securities |
|
|
|
|
Counterparty
Risk |
|
|
|
X |
Derivatives |
|
|
|
X |
Emerging
Markets |
|
|
|
|
Energy
Sector |
|
|
|
X |
Equity
Securities |
X |
|
|
X |
•Growth
Style |
X |
|
|
X |
•Smaller
Companies |
|
|
|
X |
•Value
Style |
|
|
|
X |
ESG
Investing |
|
|
|
|
Fixed-Income
Securities |
|
X |
X |
X |
Foreign
Currency |
X |
|
|
X |
Foreign
Securities |
X |
|
X |
X |
Hedging |
|
|
|
|
High
Portfolio Turnover |
|
X |
|
|
High Yield
Securities |
|
|
X |
X |
Industrial
Revenue Bond |
|
|
|
|
Industry
Concentration |
|
X (1) |
X |
X |
Inverse
Floating Rate Investments |
|
|
|
|
Investment
Company Securities |
|
|
|
|
Leverage |
|
|
|
X |
Municipal
Obligations and AMT-Subject Bonds |
|
|
|
|
Portfolio
Duration |
|
X |
X |
X |
Preferred
Securities |
|
|
X |
|
Real Estate
Investment Trusts (“REITs”) |
|
|
|
X |
Real Estate
Securities |
|
X |
|
X |
Redemption
and Large Transaction Risk |
X |
X |
|
X |
Securitized
Products |
|
X |
|
|
Short
Sales |
|
|
|
|
Telecommunication
Services |
|
|
|
|
Transportation |
|
|
|
|
U.S.
Government and U.S. Government-
Sponsored
Securities |
|
X |
|
X |
Utilities
Sector |
|
|
|
X |
INVESTMENT
STRATEGIES
AND
RISKS |
EDGE
MIDCAP |
GLOBAL
MULTI-STRATEGY |
GLOBAL
SUSTAINABLE
LISTED
INFRASTRUCTURE |
INTERNATIONAL
EQUITY
INDEX |
Arbitrage
Trading |
|
X |
|
|
Bank Loans
(also known as Senior Floating Rate
Interests) |
|
X |
|
|
Cayman
Subsidiary |
|
X |
|
|
Commodity-Related
Investments |
|
X |
|
|
Contingent
Convertible Securities (“CoCos”) |
|
|
|
|
Convertible
Securities |
|
X |
|
|
Counterparty
Risk |
|
X |
|
|
Derivatives |
|
X |
|
X |
Emerging
Markets |
|
X |
X |
|
Energy
Sector |
|
|
X |
|
Equity
Securities |
X |
X |
X |
X |
•Growth
Style |
X |
X |
X |
|
•Smaller
Companies |
X |
X |
X |
|
•Value
Style |
X |
X |
X |
|
ESG
Investing |
|
|
X |
|
Fixed-Income
Securities |
|
X |
|
|
Foreign
Currency |
|
X |
X |
X |
Foreign
Securities |
|
X |
X |
X |
Hedging |
|
X |
|
|
High
Portfolio Turnover |
|
X |
|
|
High Yield
Securities |
|
X |
|
|
Industrial
Revenue Bond |
|
|
|
|
Industry
Concentration |
|
|
X |
X (1) |
Inverse
Floating Rate Investments |
|
|
|
|
Investment
Company Securities |
|
X |
|
X |
Leverage |
|
X |
|
|
Municipal
Obligations and AMT-Subject Bonds |
|
|
|
|
Portfolio
Duration |
|
X |
|
|
Preferred
Securities |
|
|
|
|
Real Estate
Investment Trusts (“REITs”) |
X |
|
X |
|
Real Estate
Securities |
X |
|
X |
|
Redemption
and Large Transaction Risk |
X |
X |
X |
X |
Securitized
Products |
|
X |
|
|
Short
Sales |
|
X |
|
|
Telecommunication
Services |
|
|
X |
|
Transportation |
|
|
X |
|
U.S.
Government and U.S. Government-
Sponsored
Securities |
|
X |
|
|
Utilities
Sector |
|
|
X |
|
INVESTMENT
STRATEGIES
AND
RISKS |
INTERNATIONAL
SMALL
COMPANY |
OPPORTUNISTIC
MUNICIPAL |
ORIGIN
EMERGING
MARKETS |
SMALL-MIDCAP
DIVIDEND
INCOME |
Arbitrage
Trading |
|
|
|
|
Bank Loans
(also known as Senior Floating Rate
Interests) |
|
|
|
|
Cayman
Subsidiary |
|
|
|
|
Commodity-Related
Investments |
|
|
|
|
Contingent
Convertible Securities (“CoCos”) |
|
|
|
|
Convertible
Securities |
|
|
|
|
Counterparty
Risk |
|
X |
|
|
Derivatives |
|
X |
|
|
Emerging
Markets |
|
|
X |
|
Energy
Sector |
|
|
|
|
Equity
Securities |
X |
|
X |
X |
•Growth
Style |
X |
|
X |
X |
•Smaller
Companies |
X |
|
X |
X |
•Value
Style |
X |
|
X |
X |
ESG
Investing |
|
|
|
|
Fixed-Income
Securities |
|
X |
|
|
Foreign
Currency |
X |
|
X |
X |
Foreign
Securities |
X |
|
X |
X |
Hedging |
|
|
|
|
High
Portfolio Turnover |
|
|
|
|
High Yield
Securities |
|
X |
|
|
Industrial
Revenue Bond |
|
X |
|
|
Industry
Concentration |
|
|
|
|
Inverse
Floating Rate Investments |
|
X |
|
|
Investment
Company Securities |
|
X |
|
|
Leverage |
|
X |
|
|
Municipal
Obligations and AMT-Subject Bonds |
|
X |
|
|
Portfolio
Duration |
|
X |
|
|
Preferred
Securities |
|
|
|
|
Real Estate
Investment Trusts (“REITs”) |
|
|
|
X |
Real Estate
Securities |
|
|
|
X |
Redemption
and Large Transaction Risk |
X |
X |
X |
X |
Securitized
Products |
|
|
|
|
Short
Sales |
|
|
|
|
Telecommunication
Services |
|
|
|
|
Transportation |
|
|
|
|
U.S.
Government and U.S. Government-
Sponsored
Securities |
|
X |
|
|
Utilities
Sector |
|
|
|
|
INVESTMENT
STRATEGIES
AND
RISKS |
SMALL-MIDCAP
GROWTH |
SPECTRUM
PREFERRED
AND
CAPITAL
SECURITIES
INCOME |
Arbitrage
Trading |
|
|
Bank Loans
(also known as Senior Floating Rate Interests) |
|
|
Cayman
Subsidiary |
|
|
Commodity-Related
Investments |
|
|
Contingent
Convertible Securities (“CoCos”) |
|
X |
Convertible
Securities |
|
|
Counterparty
Risk |
|
|
Derivatives |
|
|
Emerging
Markets |
|
|
Energy
Sector |
|
|
Equity
Securities |
X |
|
•Growth
Style |
X |
|
•Smaller
Companies |
X |
|
•Value
Style |
|
|
ESG
Investing |
|
|
Fixed-Income
Securities |
|
X |
Foreign
Currency |
|
|
Foreign
Securities |
|
X |
Hedging |
|
|
High
Portfolio Turnover |
X |
|
High Yield
Securities |
|
X |
Industrial
Revenue Bond |
|
|
Industry
Concentration |
|
X |
Inverse
Floating Rate Investments |
|
|
Investment
Company Securities |
|
|
Leverage |
|
|
Municipal
Obligations and AMT-Subject Bonds |
|
|
Portfolio
Duration |
|
X |
Preferred
Securities |
|
X |
Real Estate
Investment Trusts (“REITs”) |
|
|
Real Estate
Securities |
|
|
Redemption
and Large Transaction Risk |
X |
X |
Securitized
Products |
|
|
Short
Sales |
|
|
Telecommunication
Services |
|
|
Transportation |
|
|
U.S.
Government and U.S. Government-Sponsored Securities |
|
|
Utilities
Sector |
|
|
Fund |
Total
Percentage
of
Outstanding
Shares
Owned |
Blue
Chip |
38.04% |
Bond Market
Index |
90.43% |
Diversified
Real Asset |
14.65% |
International
Equity Index |
56.44% |
International
Small Company |
91.25% |
Origin
Emerging Markets |
45.99% |
Small-MidCap
Dividend Income |
8.29% |
Spectrum
Preferred and Capital Securities Income |
9.78% |
Advisor: |
Principal
Global Investors, LLC (doing
business as Principal Asset Management), 711 High Street, Des
Moines, IA
50392, is part of a diversified global asset management organization that
utilizes specialized
investment
teams and affiliates to provide institutional investors and individuals
with diverse investment
capabilities,
including fixed income, equities, real estate, currency, asset allocation,
and stable value. In
addition to
its asset management offices in the U.S., PGI has asset management offices
of affiliate advisors
located in
Europe, Asia, Latin America, and Australia. PGI has been a registered
investment advisor since
1998. |
Funds: |
In
fulfilling its investment advisory responsibilities, PGI provides
day-to-day discretionary investment services
(directly
making decisions to purchase or sell securities) for all or a portion of
the following Funds: |
|
•Blue Chip
(services provided by Principal Aligned, an investment team within
PGI) |
|
•Bond
Market Index |
|
•Diversified
Real Asset (allocating assets among the
strategies) |
|
•Edge
MidCap (services provided by Principal Edge, an investment team within
PGI) |
|
•Global-Multi
Strategy (including a portion of the relative value strategy, which is
managed by Principal
Finisterre,
an investment team within PGI) |
|
•International
Equity Index |
|
•International
Small Company |
|
•Opportunistic
Municipal |
|
•Small-MidCap
Dividend Income (services provided by Principal Edge, an investment team
within PGI) |
|
•Small-MidCap
Growth (services provided by Principal Dynamic Growth, an investment team
within PGI) |
Sub-Advisor: |
BlackRock
Financial Management, Inc. (“BlackRock”), 55 East
52nd Street, New York, New York
10055, is a
registered investment advisor organized in 1994. BlackRock and its
affiliates manage
investment
company and other portfolio assets. |
|
Sub-Sub-Advisor:
BlackRock
International Limited (“BIL”), Exchange
Place One, 1 Semple Street,
Edinburgh
EH3 8BL, Scotland, is a registered investment advisor that was founded in
1995. |
Fund(s): |
a portion of
Diversified Real Asset (inflation-indexed bonds
strategy) |
|
BlackRock
and BIL, with PGI’s consent, have entered into a sub-sub-advisory
agreement for the
Diversified
Real Asset Fund. Under the agreement, BIL has agreed to carry out certain
investment
advisory
obligations of BlackRock to manage the Diversified Real Asset Fund’s
assets. BlackRock will
allocate to
BIL a portion of the Diversified Real Asset Fund assets it
manages. |
Sub-Advisor: |
ClearBridge
Investments (North America) Pty Limited (“ClearBridge”), Level 13,
35 Clarence
Street,
Sydney, Australia 2000, is a registered investment advisor founded in 2009
and specializes solely
in global
infrastructure. |
Fund(s): |
a portion of
Diversified Real Asset (infrastructure strategy) |
Sub-Advisor: |
CoreCommodity
Management, LLC (“CoreCommodity”), 680
Washington Boulevard, 11th Floor,
Stamford, CT
06901, founded in 2003, is an investment advisor registered with the SEC
that provides
advisory and
fiduciary commodity management services to investors
globally. |
Fund(s): |
a portion of
Diversified Real Asset (commodities sleeve and, indirectly through the
Fund’s Cayman
Subsidiary,
commodity derivatives) |
Sub-Advisor: |
Delaware
Investments Fund Advisers (“DIFA”), 610 Market
Street, Philadelphia, PA 19106, is a
series of a
registered investment advisor that is dedicated to the management of
equity and
fixed-income
securities accounts. |
Fund(s): |
a portion of
Diversified Real Asset (infrastructure strategy) |
Sub-Advisor: |
Gotham
Asset Management, LLC (“Gotham”), 535
Madison Avenue, 30th Floor, New York, NY
10022, is a
registered investment advisor that manages long/short and long-only
investment strategies. |
Fund(s): |
a portion of
Global Multi-Strategy (equity long/short
strategy) |
Sub-Advisor: |
Graham
Capital Management, L.P. (“Graham”), 40
Highland Avenue, Rowayton, Connecticut, 06853,
founded in
1994, is an investment management firm that focuses on global
macro-oriented strategies. |
Fund(s): |
a portion of
Global Multi-Strategy. Graham will primarily use the global macro
strategy; however, it may
use any of
the Fund’s investment strategies, including investments through the Fund’s
Cayman
Subsidiary.
|
Sub-Advisor: |
Impax
Asset Management Limited (“Impax”), 30 Panton
Street, 7th Floor, London SW1Y 4AJ, is a
registered
investment advisor that was founded in 1998. Impax is a London,
England-based specialist
asset
manager focused on investing in the transition to a more sustainable
global economy. |
Fund(s): |
a portion of
Diversified Real Asset (a portion of the natural resources
strategy) |
Sub-Advisor: |
Loomis,
Sayles & Company, L.P. (“Loomis Sayles”), One
Financial Center, Boston, Massachusetts
02111, is an
investment advisory firm that was founded in
1926. |
Fund(s): |
a portion of
Global Multi-Strategy (relative value strategy) |
Sub-Advisor: |
Los
Angeles Capital Management LLC (“Los Angeles Capital”), 11150
Santa Monica Boulevard,
Suite 200,
Los Angeles, CA 90025, founded in 2002, is a registered investment advisor
offering
risk-controlled,
active equity management services to a broad range of institutional
investors. |
Fund(s): |
a portion of
Global Multi-Strategy. Los Angeles Capital will primarily use the equity
long/short strategy;
however, it
may use any of the Fund’s investment strategies. |
Sub-Advisor: |
Newton
Investment Management North America LLC (“NIMNA, LLC”), BNY Mellon
Center, One
Boston
Place, 201 Washington Street, Boston, MA 02108, is an SEC-registered
investment advisor
providing
clients with a wide range of investment
solutions. |
Fund(s): |
a portion of
Diversified Real Asset (a portion of the natural resources
strategy) |
Sub-Advisor: |
Nuveen
Asset Management, LLC (“Nuveen Asset Management”), 333 West
Wacker Drive, Chicago,
IL 60606, is
an investment advisor registered with the SEC providing investment
management services
in a variety
of investment strategies across multiple asset
classes. |
Fund(s): |
a portion of
Diversified Real Asset (floating rate debt
strategy) |
Sub-Advisor: |
Origin
Asset Management LLP (doing
business as Principal Origin)
(“Origin”), One Carey
Lane,
London, EC2V
8AE, UK, manages global equity securities for institutional
clients. |
Fund(s): |
Origin
Emerging Markets |
Sub-Advisor: |
Pictet
Asset Management SA (“Pictet”), 60 Route
Des Acacias, Geneva, Switzerland 1211-73, is
authorized
and regulated by the FINMA in Switzerland and the SEC in the U.S. and has
been an
investment
advisor since 2006. Pictet provides asset management services for
institutional investors
and
investment funds. |
Fund(s): |
a portion of
Diversified Real Asset (natural resources
strategy) |
Sub-Advisor: |
Principal
Real Estate Investors, LLC (doing
business as Principal Real Estate)
(“Principal - REI”),
711 High
Street, Des Moines, IA 50392, was founded in 2000 and manages commercial
real estate
across the
spectrum of public and private equity and debt investments, primarily for
institutional
investors. |
Fund(s): |
Global
Sustainable Listed Infrastructure and a portion of Diversified Real Asset
(real estate strategy) |
Sub-Advisor: |
Sound
Point Capital Management, LP (“Sound Point”), 375 Park
Avenue, 33rd Floor, New York, NY
10152,
founded in 2009, is a registered investment advisor that provides
investment advice and portfolio
management
services. |
Fund(s): |
a portion of
Global Multi-Strategy. Sound Point will primarily use the relative value
strategy; however, it
may use any
of the Fund’s investment strategies.*
*Allocation
has been decreased and is expected to further decrease over time, with no
future allocations
expected. |
Sub-Advisor: |
Spectrum
Asset Management, Inc. (“Spectrum”), 2 High
Ridge Park, Stamford, CT 06905, founded
in 1987,
manages portfolios of preferred securities for corporate, pension fund,
insurance, and
endowment
clients; open-end and closed-end mutual funds; and separately managed
account
programs for
high net worth individual investors, as well as provides volatility
mitigation solutions for
some client
portfolios. |
Fund(s): |
Capital
Securities and Spectrum Preferred and Capital Securities
Income |
Sub-Advisor: |
Wellington
Management Company LLP (“Wellington”) has its
principal offices at 280 Congress
Street,
Boston, Massachusetts 02210. Wellington is a professional investment
counseling firm that
provides
investment services to investment companies, employee benefit plans,
endowments,
foundations,
and other institutions. |
Fund(s): |
a portion of
Diversified Real Asset (commodities sleeve and, indirectly through the
Fund’s Cayman
Subsidiary,
commodity derivatives) and a portion of Global Multi-Strategy. Wellington
will primarily use
the equity
long/short strategy for Global Multi-Strategy; however, it may use any of
the Fund’s investment
strategies.
|
Sub-Advisor: |
Westchester
Capital Management, LLC (“Westchester”), 100 Summit
Lake Drive, Valhalla, NY
10595, a
registered investment advisor, was founded in 1980 and manages assets
across merger
arbitrage,
event-driven, and credit event strategies. |
Fund(s): |
a portion of
Global Multi-Strategy. Westchester will primarily use the event-driven
strategy; however, it
may use any
of the Fund’s investment
strategies. |
|
Management
Fee Schedule
(as
a percentage of the average daily net assets) |
Fund |
All
Assets |
Capital
Securities |
0.00%(1)
|
Fund |
Percentage
of the Fund’s
Average
Daily
Net
Assets |
Blue
Chip |
0.59% |
Bond Market
Index |
0.14% |
Capital
Securities |
0.00% |
Diversified
Real Asset |
0.80% |
Edge
MidCap |
0.70% |
Global
Multi-Strategy |
1.60% |
International
Equity Index |
0.25% |
International
Small Company |
1.04% |
Opportunistic
Municipal |
0.50% |
Origin
Emerging Markets |
1.01% |
Small-MidCap
Dividend Income |
0.78% |
Small-MidCap
Growth |
0.70% |
Spectrum
Preferred and Capital Securities
Income |
0.69% |
Fund |
First
$500
million |
Next
$500
million |
Next
$500
million |
Over
$1.5
billion |
Global
Sustainable Listed Infrastructure |
0.75% |
0.73% |
0.71% |
0.70% |
|
Semi-Annual
Report to Shareholders for the period ending February 28,
2023 | |
Fund |
Management
Agreement |
Sub-Advisory
Agreement |
All
Funds |
X |
X |
Fund |
Unaffiliated
Sub-Advisors |
Wholly-Owned
Affiliated
Sub-Advisors |
Majority-Owned
Affiliated
Sub-Advisors |
Any Other
Sub-Advisors
Regardless
of Degree
of
Affiliation |
Global
Sustainable Listed
Infrastructure |
X |
X |
X |
X |
Opportunistic
Municipal |
X |
|
|
|
All Other
Funds |
X |
X |
X |
|
Mailing
Addresses: |
|
Regular
Mail |
Overnight
Mail |
Principal
Funds
P.O.
Box 219971
Kansas
City, MO 64121-9971 |
Principal
Funds
430
W. 7th Street, Ste. 219971
Kansas
City, MO 64105-1407 |
Eligible
purchasers currently include, but are not limited
to: |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
retirement
and pension plans to which Principal Life Insurance Company (“Principal
Life”) provides
recordkeeping
services |
X |
X |
X |
X |
X |
X |
separate
accounts of Principal Life |
X |
X |
X |
X |
X |
X |
Principal
Life or any of its subsidiaries or affiliates |
X |
X |
X |
X |
X |
X |
any
fund distributed by PFD if the fund seeks to achieve its investment
objective by investing primarily
in
shares of mutual funds |
X |
X |
X |
X |
X |
X |
clients
of Principal Global Investors, LLC |
X |
X |
X |
X |
X |
X |
certain
employer sponsored retirement plans with plan level omnibus
accounts |
X |
X |
X |
X |
X |
X |
certain
pension plans and employee benefit plans |
X |
X |
X |
X |
X |
X |
certain
retirement account investment vehicles administered by foreign or domestic
pension plans |
X |
X |
X |
X |
X |
X |
an
investor who buys shares through an omnibus account with certain
intermediaries, such as a
broker-dealer,
bank, or other financial institution, pursuant to a written agreement
between the
intermediary
and PFD or its affiliate |
X |
X |
X |
X |
X |
X |
certain
retirement plan clients that have an organization, approved by Principal
Life, for purposes of
providing
plan recordkeeping services |
X |
X |
X |
X |
X |
X |
investors
investing at least $1,000,000 per fund |
X |
|
|
|
|
X |
sponsors,
recordkeepers, or administrators of wrap account, mutual fund asset
allocation, or fee-based
programs
or participants in those programs |
X |
|
|
|
|
X |
certain
institutional investors that provide recordkeeping for retirement plans or
other employee benefit
plans |
X |
|
|
|
|
X |
institutional
clients that Principal Life has approved for purposes of providing plan
recordkeeping |
X |
|
|
|
|
X |
institutional
investors investing for their own account, including banks, trust
companies, financial
intermediaries,
corporations, endowments and foundations |
X |
|
|
|
|
X |
collective
trust funds, fund of funds or other pooled investment vehicles, and
entities acting for the
account
of a public entity |
X |
|
|
|
|
X |
certain
clients of a private banking division pursuant to a written agreement
between the bank and PFD
or
its affiliate |
X |
|
|
|
|
X |
the
portfolio manager of any advisor to the fund |
X |
|
|
|
|
|
certain
institutional investors with special arrangements (for example, insurance
companies, employee
benefit
plans, retirement plans, and Section 529 Plans, among
others) |
X |
|
|
|
|
X |
retirement
plans and IRAs investing through a retirement marketplace enabled by state
legislation |
X |
|
|
|
|
|
Fund |
Daily |
Monthly |
Quarterly
(March,
June,
September,
and
December) |
Yearly
(in
December) |
Blue
Chip |
|
|
|
X |
Bond Market
Index |
|
|
|
X |
Capital
Securities |
|
X |
|
|
Diversified
Real Asset |
|
|
X |
|
Edge
Midcap |
|
|
|
X |
Global
Multi-Strategy |
|
|
|
X |
Global
Sustainable Listed Infrastructure |
|
|
|
X |
International
Equity Index |
|
|
|
X |
International
Small Company |
|
|
|
X |
Opportunistic
Municipal(1)
|
X |
|
|
|
Origin
Emerging Markets |
|
|
|
X |
Small-MidCap
Dividend Income |
|
|
X |
|
Small-MidCap
Growth |
|
|
|
X |
Spectrum
Preferred and Capital Securities Income |
|
X |
|
|
|
Class
A Sales Charge as % of: |
Dealer
Allowance
as
% of Offering Price | |
Amount
of Purchase |
Offering
Price |
Amount
Invested | |
Less
than $100,000 |
3.75% |
3.90% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.25% |
$250,000
or more |
0.00% |
0.00% |
0.00%* |
* The
Distributor may pay authorized dealers commissions on purchases of Class A
shares over $250,000 calculated as follows: 1.00% on
purchases
between $250,000 and $4,999,999, 0.75% on purchases between $5 million and
$9,999,999, 0.50% on purchases between $10 million
and
49,999,999, and 0.25% on purchases of $50 million or more. The commission
rate is determined based on the cumulative investments over
the
life of the account combined with the investments in existing Classes A,
C, and J shares. |
|
Class
A Sales Charge as % of: |
Dealer
Allowance
as
% of Offering Price | |
Amount
of Purchase |
Offering
Price |
Amount
Invested | |
Less
than $100,000 |
3.75% |
3.90% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.25% |
$250,000
but less than $500,000 |
1.50% |
1.52% |
1.00% |
$500,000
or more |
0.00% |
0.00% |
0.00%* |
* The
Distributor may pay authorized dealers commissions on purchases of Class A
shares over $500,000 calculated as follows: 1.00% on
purchases
between $500,000 and $4,999,999, 0.50% on purchases between $5 million and
$49,999,999, and 0.25% on purchases of $50 million
or
more. The commission rate is determined based on the cumulative
investments over the life of the account combined with the investments in
existing
Classes A, C, and J shares. |
|
Class
A Sales Charge as % of: |
Dealer
Allowance
as
% of Offering Price | |
Amount
of Purchase |
Offering
Price |
Amount
Invested | |
Less
than $50,000 |
5.50% |
5.82% |
4.75% |
$50,000
but less than $100,000 |
4.75% |
4.99% |
4.00% |
$100,000
but less than $250,000 |
3.75% |
3.90% |
3.00% |
$250,000
but less than $500,000 |
3.00% |
3.09% |
2.50% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
$1,000,000
or more |
0.00% |
0.00% |
0.00%* |
* The
Distributor may pay authorized dealers commissions on purchases of Class A
shares over $1 million calculated as follows: 1.00% on
purchases
between $1,000,000 and $4,999,999, 0.50% on purchases between $5 million
and $49,999,999, and 0.25% on purchases of $50
million
or more. The commission rate is determined based on the cumulative
investments over the life of the account combined with the
investments
in existing Classes A, C, and J
shares. |
Share
Class |
Maximum
Annualized
Rate
12b-1 Fee |
A |
0.25% |
C |
1.00% |
J |
0.15% |
R-1 |
0.35% |
R-3 |
0.25% |
R-4 |
0.10% |
Signature
guarantees are required in any of the following
circumstances: |
A |
C |
J |
Inst. |
R-1 |
R-3 |
R-4 |
R-5 |
R-6 |
if
you sell more than $100,000 (in the aggregate) from the
Funds |
X |
X |
X |
|
|
|
|
|
|
if
you sell more than $500,000 (in the aggregate) from the
Funds |
|
|
|
X |
X |
X |
X |
X |
X |
if
you sell more than $10,000,000 if you have the proceeds sent
electronically to a
previously
authorized U.S. bank account |
|
|
|
X |
|
|
|
|
|
if
a sales proceeds check is payable to a party other than the account
shareholder(s) |
|
|
|
X |
X |
X |
X |
X |
X |
if
a sales proceeds check is payable to a party other than the account
shareholder(s) or
Principal
Life, Principal Bank, a retirement plan trustee or custodian that has
agreed in
writing
to accept a transfer of assets from the Fund or Principal Securities, Inc.
payable
through
Pershing |
X |
X |
X |
|
|
|
|
|
|
to
change ownership of an account |
X |
X |
X |
X |
X |
X |
X |
X |
X |
to
add telephone transaction services and/or wire or ACH redemption
privileges to an
existing
account if there is not a common owner between the bank account and mutual
fund
account |
X |
X |
X |
X |
X |
X |
X |
X |
X |
to
change bank account information designated under an existing telephone
withdrawal
plan
if there is not a common owner between the bank account and mutual fund
account |
X |
X |
X |
X |
X |
X |
X |
X |
X |
to
wire or ACH to a shareholder’s U.S. bank account not previously authorized
or when
the
request does not include a voided check or deposit slip indicating a
common owner
between
the bank account and mutual fund account |
X |
X |
X |
X |
X |
X |
X |
X |
X |
to
exchange or transfer among accounts with different
ownership |
X |
X |
X |
X |
X |
X |
X |
X |
X |
to
have a sales proceeds check mailed to an address other than the address on
the
account
or to the address on the account if it has been changed within the
preceding 15
days |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Aaa: |
Obligations
rated Aaa are judged to be of the highest quality, subject to the lowest
level of credit risk. |
Aa: |
Obligations
rated Aa are judged to be of high quality and are subject to very low
credit risk. |
A: |
Obligations
rated A are considered upper-medium grade and are subject to low credit
risk. |
Baa: |
Obligations
rated Baa are subject to moderate credit risk. They are considered
medium-grade and as such may
possess
certain speculative characteristics. |
Ba: |
Obligations
rated Ba are judged to be speculative and are subject to substantial
credit risk. |
B: |
Obligations
rated B are considered speculative and are subject to high credit
risk. |
Caa: |
Obligations
rated Caa are judged to be speculative of poor standing and are subject to
very high credit risk. |
Ca: |
Obligations
rated Ca are highly speculative and are likely in, or very near, default,
with some prospect of
recovery
of principal and interest. |
C: |
Obligations
rated C are the lowest rated class of bonds and are typically in default,
with little prospect for
recovery
of principal or interest. |
NOTE: |
Moody’s
appends numerical modifiers, 1, 2, and 3 to each generic rating
classification from Aa through Caa.
The
modifier 1 indicates that the obligation ranks in the higher end of its
generic rating category, the modifier 2
indicates
a mid-range ranking, and the modifier 3 indicates a ranking in the lower
end of that generic rating
category.
Additionally, a “(hyb)” indicator is appended to all ratings of hybrid
securities issued by banks, issuers,
financial
companies, and securities
firms.* |
AAA: |
Obligations
rated ‘AAA’ have the highest rating assigned by S&P Global Ratings.
The obligor’s capacity to
meet
its financial commitment on the obligation is extremely
strong. |
AA: |
Obligations
rated ‘AA’ differ from the highest-rated issues only in small degree. The
obligor’s capacity to
meet
its financial commitment on the obligation is very
strong. |
A: |
Obligations
rated ‘A’ have a strong capacity to meet financial commitment on the
obligation although they
are
somewhat more susceptible to the adverse effects of changes in
circumstances and economic
conditions
than obligations in higher-rated categories. |
BBB: |
Obligations
rated ‘BBB’ exhibit adequate protection parameters; however, adverse
economic conditions or
changing
circumstances are more likely to lead to a weakened capacity to meet
financial commitment on
the
obligation. |
BB,
B, CCC,
CC
and C: |
Obligations
rated ‘BB’, ‘B’, ‘CCC’, ‘CC’, and ‘C’ are regarded, on balance, as having
significant speculative
characteristics.
‘BB’ indicates the lowest degree of speculation and ‘C’ the highest degree
of speculation.
While
such obligations will likely have some quality and protective
characteristics, these may be
outweighed
by large uncertainties or major risk exposures to adverse
conditions. |
BB: |
Obligations
rated ‘BB’ are less vulnerable to nonpayment than other speculative
issues. However it faces
major
ongoing uncertainties or exposure to adverse business, financial, or
economic conditions which
could
lead to the obligor’s inadequate capacity to meet its financial commitment
on the obligation. |
B: |
Obligations
rated ‘B’ are more vulnerable to nonpayment than ‘BB’ but the obligor
currently has the
capacity
to meet its financial commitment on the obligation. Adverse business,
financial, or economic
conditions
will likely impair this capacity. |
CCC: |
Obligations
rated ‘CCC’ are currently vulnerable to nonpayment and is dependent upon
favorable
business,
financial, and economic conditions for the obligor to meet its financial
commitment on the
obligation.
If adverse business, financial, or economic conditions occur, the obligor
is not likely to have the
capacity
to meet its financial commitment on the
obligation. |
CC: |
Obligations
rated ‘CC’ are currently highly vulnerable to nonpayment. The ‘CC’ rating
is used when a
default
has not yet occurred but S&P Global Ratings expects default to be a
virtual certainty, regardless of
anticipated
time to default. |
C: |
The
rating ‘C’ is highly vulnerable to nonpayment, the obligation is expected
to have lower relative seniority
or
lower ultimate recovery compared to higher rated obligations.
|
D: |
Obligations
rated ‘D’ are in default, or in breach of an imputed promise. For
non-hybrid capital instruments,
the
‘D’ rating category is used when payments on an obligation are not made on
the date due, unless S&P
Global
Ratings believes that such payments will be made within five business days
in the absence of a
stated
grace period or within the earlier of the stated grace period or 30
calendar days. The rating will also
be
used upon filing for bankruptcy petition or the taking of similar action
and where default is a virtual
certainty.
If an obligation is subject to a distressed exchange offer the rating is
lowered to ‘D’. |
NR: |
Indicates
that no rating has been requested, that there is insufficient information
on which to base a rating or
that
S&P Global Ratings does not rate a particular type of obligation as a
matter of policy. |
A-1: |
This
is the highest category. The obligor’s capacity to meet its financial
commitment on the obligation is strong.
Within
this category, certain obligations are designated with a plus sign (+).
This indicates that the obligor’s
capacity
to meet its financial commitment on these obligations is extremely
strong. |
A-2: |
Issues
carrying this designation are somewhat more susceptible to the adverse
effects of the changes in
circumstances
and economic conditions than obligations in higher rating categories.
However, the obligor’s
capacity
to meet its financial commitment on the obligation is
satisfactory. |
A-3: |
Issues
carrying this designation exhibit adequate capacity to meet their
financial obligations. However, adverse
economic
conditions or changing circumstances are more likely to lead to a weakened
capacity of the obligor to
meet
it financial commitment on the obligation. |
B: |
Issues
rated ‘B’ are regarded as vulnerable and have significant speculative
characteristics. The obligor has
capacity
to meet financial commitments; however, it faces major ongoing
uncertainties which could lead to
obligor’s
inadequate capacity to meet its financial
obligations. |
C: |
This
rating is assigned to short-term debt obligations that are currently
vulnerable to nonpayment and is
dependent
upon favorable business, financial, and economic conditions to meet its
financial commitment on the
obligation. |
D: |
This
rating indicates that the issue is either in default or in breach of an
imputed promise. For non-hybrid capital
instruments,
the ‘D’ rating category is used when payments on an obligation are not
made on the date due,
unless
S&P Global Ratings believes that such payments will be made within
five business days in the absence
of
a stated grace period or within the earlier of the stated grace period or
30 calendar days. The rating will also
be
used upon filing for bankruptcy petition or the taking of similar action
and where default is a virtual certainty.
If
an obligation is subject to a distressed exchange offer the rating is
lowered to ‘D’. |
SP-1: |
A
strong capacity to pay principal and interest. Issues that possess a very
strong capacity to pay debt service is
given
a “+” designation. |
SP-2: |
A
satisfactory capacity to pay principal and interest, with some
vulnerability to adverse financial and economic
changes
over the terms of the notes. |
SP-3: |
A
speculative capacity to pay principal and
interest. |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
BLUE
CHIP FUND | |||||||
Class
A shares | |||||||
2022 |
$42.59 |
$(0.12) |
$(10.39) |
$(10.51) |
$– |
$(2.73) |
$(2.73) |
2021 |
33.85 |
(0.18) |
10.06 |
9.88 |
– |
(1.14) |
(1.14) |
2020 |
25.56 |
(0.07) |
9.54 |
9.47 |
(0.02) |
(1.16) |
(1.18) |
2019 |
24.49 |
(0.01) |
2.67 |
2.66 |
– |
(1.59) |
(1.59) |
2018 |
19.91 |
(0.07) |
5.24 |
5.17 |
– |
(0.59) |
(0.59) |
Class
C shares | |||||||
2022 |
39.91 |
(0.35) |
(9.65) |
(10.00) |
– |
(2.73) |
(2.73) |
2021 |
32.01 |
(0.42) |
9.46 |
9.04 |
– |
(1.14) |
(1.14) |
2020 |
24.39 |
(0.26) |
9.03 |
8.77 |
– |
(1.15) |
(1.15) |
2019 |
23.62 |
(0.18) |
2.54 |
2.36 |
– |
(1.59) |
(1.59) |
2018 |
19.37 |
(0.23) |
5.07 |
4.84 |
– |
(0.59) |
(0.59) |
Class
J shares | |||||||
2022 |
43.23 |
(0.07) |
(10.56) |
(10.63) |
– |
(2.73) |
(2.73) |
2021 |
34.29 |
(0.13) |
10.21 |
10.08 |
– |
(1.14) |
(1.14) |
2020 |
25.86 |
(0.04) |
9.64 |
9.60 |
(0.01) |
(1.16) |
(1.17) |
2019 |
24.74 |
(0.02) |
2.73 |
2.71 |
– |
(1.59) |
(1.59) |
2018(f)
|
20.16 |
(0.05) |
5.22 |
5.17 |
– |
(0.59) |
(0.59) |
Institutional
shares | |||||||
2022 |
43.51 |
(0.02) |
(10.65) |
(10.67) |
– |
(2.73) |
(2.73) |
2021 |
34.47 |
(0.08) |
10.26 |
10.18 |
– |
(1.14) |
(1.14) |
2020 |
26.00 |
(0.01) |
9.72 |
9.71 |
(0.05) |
(1.19) |
(1.24) |
2019 |
24.81 |
0.09 |
2.69 |
2.78 |
– |
(1.59) |
(1.59) |
2018 |
20.10 |
0.01 |
5.29 |
5.30 |
– |
(0.59) |
(0.59) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Gross
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$29.35 |
(26.35)%(b) |
$850,509 |
0.94%(c) |
–% |
(0.35)% |
24.0% |
42.59 |
30.18(b)
|
1,123,747 |
0.91(c)
|
– |
(0.49) |
25.6 |
33.85 |
38.51(b)
|
646,386 |
0.93(c)
|
– |
(0.25) |
30.0 |
25.56 |
12.75(b)
|
302,904 |
1.00(c)
|
– |
(0.06) |
15.9 |
24.49 |
26.45(b)
|
164,310 |
1.09(c)
|
– |
(0.30) |
34.0 |
|
|
|
|
|
|
|
27.18 |
(26.86)(b)
|
276,796 |
1.66(c)
|
– |
(1.08) |
24.0 |
39.91 |
29.26(b)
|
411,694 |
1.65(c)
|
– |
(1.23) |
25.6 |
32.01 |
37.43(b)
|
322,210 |
1.66(c)
|
– |
(0.99) |
30.0 |
24.39 |
11.91(b)
|
156,734 |
1.73(c)
|
– |
(0.80) |
15.9 |
23.62 |
25.47(b)
|
91,660 |
1.84(c)
|
– |
(1.05) |
34.0 |
|
|
|
|
|
|
|
29.87 |
(26.23)(b)
|
156,338 |
0.77(d)
|
0.82(e)
|
(0.18) |
24.0 |
43.23 |
30.38(b)
|
221,942 |
0.77(d)
|
0.83(e)
|
(0.35) |
25.6 |
34.29 |
38.58(b)
|
153,325 |
0.82(d)
|
0.91(e)
|
(0.14) |
30.0 |
25.86 |
12.82(b)
|
80,050 |
0.96(d)
|
1.08(e)
|
(0.06) |
15.9 |
24.74 |
26.12(b)(g)
|
59,232 |
1.01(d)(h)
|
1.04(e)(h)
|
(0.21)(h)
|
34.0 |
|
|
|
|
|
|
|
30.11 |
(26.13)(i)
|
2,473,139 |
0.66(c)
|
– |
(0.06) |
24.0 |
43.51 |
30.51 |
3,141,819 |
0.65(c)
|
– |
(0.23) |
25.6 |
34.47 |
38.88 |
2,638,389 |
0.66(c)
|
– |
(0.02) |
30.0 |
26.00 |
13.09 |
725,718 |
0.67(c)
|
– |
0.39 |
15.9 |
24.81 |
26.88 |
175,887 |
0.75(c)
|
– |
0.03 |
34.0 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
BLUE
CHIP FUND | |||||||
R-3
shares | |||||||
2022 |
$42.51 |
$(0.18) |
$(10.37) |
$(10.55) |
$– |
$(2.73) |
$(2.73) |
2021 |
33.85 |
(0.25) |
10.05 |
9.80 |
– |
(1.14) |
(1.14) |
2020 |
25.59 |
(0.12) |
9.53 |
9.41 |
– |
(1.15) |
(1.15) |
2019 |
24.55 |
(0.07) |
2.70 |
2.63 |
– |
(1.59) |
(1.59) |
2018 |
20.00 |
(0.10) |
5.24 |
5.14 |
– |
(0.59) |
(0.59) |
R-4
shares | |||||||
2022 |
42.89 |
(0.15) |
(10.44) |
(10.59) |
– |
(2.73) |
(2.73) |
2021 |
34.08 |
(0.18) |
10.13 |
9.95 |
– |
(1.14) |
(1.14) |
2020 |
25.76 |
(0.06) |
9.58 |
9.52 |
(0.03) |
(1.17) |
(1.20) |
2019 |
24.66 |
(0.01) |
2.70 |
2.69 |
– |
(1.59) |
(1.59) |
2018 |
20.05 |
(0.06) |
5.26 |
5.20 |
– |
(0.59) |
(0.59) |
R-5
shares | |||||||
2022 |
43.20 |
(0.09) |
(10.54) |
(10.63) |
– |
(2.73) |
(2.73) |
2021 |
34.29 |
(0.14) |
10.19 |
10.05 |
– |
(1.14) |
(1.14) |
2020 |
25.86 |
(0.04) |
9.66 |
9.62 |
(0.03) |
(1.16) |
(1.19) |
2019 |
24.72 |
0.02 |
2.71 |
2.73 |
– |
(1.59) |
(1.59) |
2018 |
20.07 |
(0.03) |
5.27 |
5.24 |
– |
(0.59) |
(0.59) |
R-6
shares | |||||||
2022 |
43.64 |
0.02 |
(10.69) |
(10.67) |
– |
(2.73) |
(2.73) |
2021 |
34.54 |
(0.05) |
10.29 |
10.24 |
– |
(1.14) |
(1.14) |
2020 |
26.04 |
0.04 |
9.72 |
9.76 |
(0.07) |
(1.19) |
(1.26) |
2019 |
24.82 |
0.07 |
2.74 |
2.81 |
– |
(1.59) |
(1.59) |
2018 |
20.10 |
0.03 |
5.28 |
5.31 |
– |
(0.59) |
(0.59) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$29.23 |
(26.50)% |
$11,031 |
1.13%(b) |
(0.51)% |
24.0% |
42.51 |
29.94 |
11,204 |
1.12(b)
|
(0.70) |
25.6 |
33.85 |
38.20 |
8,764 |
1.12(b) |
(0.43) |
30.0 |
25.59 |
12.58 |
5,913 |
1.15(b) |
(0.32) |
15.9 |
24.55 |
26.18 |
8,402 |
1.24 |
(0.45) |
34.0 |
|
|
|
|
|
|
29.57 |
(26.35) |
2,443 |
0.94(b)
|
(0.40) |
24.0 |
42.89 |
30.18 |
5,608 |
0.93(b) |
(0.51) |
25.6 |
34.08 |
38.45 |
5,230 |
0.93(b) |
(0.23) |
30.0 |
25.76 |
12.78 |
3,989 |
0.96(b) |
(0.05) |
15.9 |
24.66 |
26.42 |
1,300 |
1.05 |
(0.27) |
34.0 |
|
|
|
|
|
|
29.84 |
(26.25) |
7,938 |
0.82(b)
|
(0.25) |
24.0 |
43.20 |
30.29 |
12,383 |
0.81(b) |
(0.39) |
25.6 |
34.29 |
38.66 |
12,060 |
0.81(b) |
(0.15) |
30.0 |
25.86 |
12.92 |
6,380 |
0.84(b) |
0.07 |
15.9 |
24.72 |
26.59 |
5,279 |
0.93 |
(0.15) |
34.0 |
|
|
|
|
|
|
30.24 |
(26.08)(c)
|
4,932,871 |
0.56(b)
|
0.05 |
24.0 |
43.64 |
30.66(c) |
6,134,030 |
0.55(b) |
(0.14) |
25.6 |
34.54 |
39.01 |
4,051,190 |
0.55(b) |
0.15 |
30.0 |
26.04 |
13.22 |
3,052,936 |
0.58(b) |
0.29 |
15.9 |
24.82 |
26.93 |
2,709,836 |
0.67(b) |
0.12 |
34.0 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
BOND
MARKET INDEX FUND | |||||||
Class
J shares | |||||||
2022 |
$9.89 |
$0.15 |
$(1.32) |
$(1.17) |
$(0.13) |
$(0.03) |
$(0.16) |
2021 |
11.79 |
0.15 |
(0.19) |
(0.04) |
(0.64) |
(1.22) |
(1.86) |
2020 |
11.36 |
0.21 |
0.43 |
0.64 |
(0.21) |
– |
(0.21) |
2019 |
10.60 |
0.23 |
0.74 |
0.97 |
(0.21) |
– |
(0.21) |
2018 |
11.01 |
0.20 |
(0.39) |
(0.19) |
(0.22) |
– |
(0.22) |
Institutional
shares | |||||||
2022 |
10.12 |
0.18 |
(1.33) |
(1.15) |
(0.17) |
(0.03) |
(0.20) |
2021 |
12.03 |
0.19 |
(0.20) |
(0.01) |
(0.68) |
(1.22) |
(1.90) |
2020 |
11.59 |
0.26 |
0.45 |
0.71 |
(0.27) |
– |
(0.27) |
2019 |
10.81 |
0.29 |
0.76 |
1.05 |
(0.27) |
– |
(0.27) |
2018 |
11.21 |
0.25 |
(0.39) |
(0.14) |
(0.26) |
– |
(0.26) |
R-1
shares | |||||||
2022 |
9.89 |
0.10 |
(1.31) |
(1.21) |
(0.07) |
(0.03) |
(0.10) |
2021 |
11.82 |
0.09 |
(0.19) |
(0.10) |
(0.61) |
(1.22) |
(1.83) |
2020 |
11.36 |
0.16 |
0.43 |
0.59 |
(0.13) |
– |
(0.13) |
2019 |
10.58 |
0.19 |
0.75 |
0.94 |
(0.16) |
– |
(0.16) |
2018 |
10.97 |
0.15 |
(0.38) |
(0.23) |
(0.16) |
– |
(0.16) |
R-3
shares | |||||||
2022 |
9.86 |
0.13 |
(1.31) |
(1.18) |
(0.10) |
(0.03) |
(0.13) |
2021 |
11.78 |
0.12 |
(0.20) |
(0.08) |
(0.62) |
(1.22) |
(1.84) |
2020 |
11.35 |
0.19 |
0.44 |
0.63 |
(0.20) |
– |
(0.20) |
2019 |
10.57 |
0.22 |
0.76 |
0.98 |
(0.20) |
– |
(0.20) |
2018 |
10.97 |
0.19 |
(0.39) |
(0.20) |
(0.20) |
– |
(0.20) |
R-4
shares | |||||||
2022 |
9.97 |
0.15 |
(1.33) |
(1.18) |
(0.12) |
(0.03) |
(0.15) |
2021 |
11.88 |
0.15 |
(0.20) |
(0.05) |
(0.64) |
(1.22) |
(1.86) |
2020 |
11.39 |
0.22 |
0.43 |
0.65 |
(0.16) |
– |
(0.16) |
2019 |
10.60 |
0.24 |
0.78 |
1.02 |
(0.23) |
– |
(0.23) |
2018 |
11.00 |
0.21 |
(0.39) |
(0.18) |
(0.22) |
– |
(0.22) |
R-5
shares | |||||||
2022 |
9.94 |
0.16 |
(1.32) |
(1.16) |
(0.14) |
(0.03) |
(0.17) |
2021 |
11.85 |
0.16 |
(0.20) |
(0.04) |
(0.65) |
(1.22) |
(1.87) |
2020 |
11.42 |
0.23 |
0.44 |
0.67 |
(0.24) |
– |
(0.24) |
2019 |
10.65 |
0.26 |
0.75 |
1.01 |
(0.24) |
– |
(0.24) |
2018 |
11.05 |
0.22 |
(0.39) |
(0.17) |
(0.23) |
– |
(0.23) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Gross
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$8.56 |
(11.95)%(b) |
$32,188 |
0.48%(c) |
0.52%(d) |
1.61% |
113.4% |
9.89 |
(0.44)(b)
|
36,254 |
0.48(c)
|
0.52(d)
|
1.42 |
161.7 |
11.79 |
5.75(b)
|
44,200 |
0.57(c)
|
0.62(d)
|
1.79 |
94.1 |
11.36 |
9.38(b)
|
29,025 |
0.71(c)
|
0.91(d)
|
2.10 |
107.7 |
10.60 |
(1.79)(b)
|
27,466 |
0.62(c)
|
0.75(d)
|
1.86 |
102.7 |
|
|
|
|
|
|
|
8.77 |
(11.58) |
1,858,811 |
0.15(e)
|
– |
1.97 |
113.4 |
10.12 |
(0.18) |
831,018 |
0.14(e)
|
– |
1.77 |
161.7 |
12.03 |
6.29 |
2,290,008 |
0.14(e)
|
– |
2.25 |
94.1 |
11.59 |
9.92 |
2,056,135 |
0.16(e)
|
– |
2.65 |
107.7 |
10.81 |
(1.29) |
1,472,817 |
0.16(e)
|
– |
2.32 |
102.7 |
|
|
|
|
|
|
|
8.58 |
(12.33) |
850 |
1.02(e)
|
– |
1.07 |
113.4 |
9.89 |
(1.02) |
1,148 |
1.01(e)
|
– |
0.88 |
161.7 |
11.82 |
5.27 |
1,412 |
1.02(e)
|
– |
1.36 |
94.1 |
11.36 |
8.99 |
1,169 |
1.04(e)
|
– |
1.78 |
107.7 |
10.58 |
(2.10) |
1,391 |
1.04(e)
|
– |
1.44 |
102.7 |
|
|
|
|
|
|
|
8.55 |
(11.99)(f)
|
8,056 |
0.71(e)
|
– |
1.38 |
113.4 |
9.86 |
(0.84) |
11,264 |
0.70(e)
|
– |
1.18 |
161.7 |
11.78 |
5.66 |
13,196 |
0.71(e)
|
– |
1.67 |
94.1 |
11.35 |
9.41 |
11,337 |
0.73(e)
|
– |
2.09 |
107.7 |
10.57 |
(1.87) |
13,934 |
0.73(e)
|
– |
1.75 |
102.7 |
|
|
|
|
|
|
|
8.64 |
(11.97) |
2,611 |
0.52(e)
|
– |
1.56 |
113.4 |
9.97 |
(0.51) |
4,099 |
0.51(e)
|
– |
1.39 |
161.7 |
11.88 |
5.84 |
6,523 |
0.52(e)
|
– |
1.87 |
94.1 |
11.39 |
9.82 |
5,521 |
0.54(e)
|
– |
2.29 |
107.7 |
10.60 |
(1.67) |
44,422 |
0.54(e)
|
– |
1.95 |
102.7 |
|
|
|
|
|
|
|
8.61 |
(11.84) |
10,475 |
0.40(e)
|
– |
1.68 |
113.4 |
9.94 |
(0.44) |
14,572 |
0.39(e)
|
– |
1.50 |
161.7 |
11.85 |
6.01 |
18,279 |
0.40(e)
|
– |
1.98 |
94.1 |
11.42 |
9.67 |
16,552 |
0.42(e)
|
– |
2.40 |
107.7 |
10.65 |
(1.56) |
18,775 |
0.42(e)
|
– |
2.05 |
102.7 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Total
Dividends
and
Distributions |
Net
Asset
Value,
End
of
Period |
CAPITAL
SECURITIES FUND | |||||||
Class
S shares | |||||||
2022 |
$10.76 |
$0.44 |
$(1.52) |
$(1.08) |
$(0.48) |
$(0.48) |
$9.20 |
2021 |
10.36 |
0.46 |
0.43 |
0.89 |
(0.49) |
(0.49) |
10.76 |
2020 |
10.17 |
0.50 |
0.23 |
0.73 |
(0.54) |
(0.54) |
10.36 |
2019 |
9.95 |
0.58 |
0.21 |
0.79 |
(0.57) |
(0.57) |
10.17 |
2018 |
10.40 |
0.58 |
(0.49) |
0.09 |
(0.54) |
(0.54) |
9.95 |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
(10.24)% |
$1,143,647 |
0.00%(b) |
4.40% |
14.0% |
8.77 |
1,167,754 |
0.00(b)
|
4.34 |
14.2 |
7.42 |
846,849 |
0.00(b)
|
4.95 |
14.0 |
8.39 |
648,432 |
0.00(b)
|
5.89 |
14.7 |
0.87 |
544,446 |
0.00(b)
|
5.67 |
9.1 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
DIVERSIFIED
REAL ASSET FUND | |||||||
Class
A shares | |||||||
2022 |
$13.53 |
$0.31 |
$(0.18) |
$0.13 |
$(0.77) |
$(0.16) |
$(0.93) |
2021 |
11.13 |
0.22 |
2.20 |
2.42 |
(0.02) |
– |
(0.02) |
2020 |
11.23 |
0.17 |
(0.06) |
0.11 |
(0.21) |
– |
(0.21) |
2019 |
11.70 |
0.26 |
(0.42) |
(0.16) |
(0.31) |
– |
(0.31) |
2018 |
11.53 |
0.24 |
0.15 |
0.39 |
(0.22) |
– |
(0.22) |
Institutional
shares | |||||||
2022 |
13.54 |
0.35 |
(0.17) |
0.18 |
(0.83) |
(0.16) |
(0.99) |
2021 |
11.14 |
0.24 |
2.22 |
2.46 |
(0.06) |
– |
(0.06) |
2020 |
11.25 |
0.21 |
(0.04) |
0.17 |
(0.28) |
– |
(0.28) |
2019 |
11.74 |
0.31 |
(0.44) |
(0.13) |
(0.36) |
– |
(0.36) |
2018 |
11.57 |
0.29 |
0.14 |
0.43 |
(0.26) |
– |
(0.26) |
R-3
shares | |||||||
2022 |
13.43 |
0.27 |
(0.15) |
0.12 |
(0.74) |
(0.16) |
(0.90) |
2021 |
11.07 |
0.18 |
2.20 |
2.38 |
(0.02) |
– |
(0.02) |
2020 |
11.20 |
0.15 |
(0.05) |
0.10 |
(0.23) |
– |
(0.23) |
2019 |
11.69 |
0.25 |
(0.43) |
(0.18) |
(0.31) |
– |
(0.31) |
2018 |
11.53 |
0.23 |
0.13 |
0.36 |
(0.20) |
– |
(0.20) |
R-5
shares | |||||||
2022 |
13.51 |
0.33 |
(0.16) |
0.17 |
(0.80) |
(0.16) |
(0.96) |
2021 |
11.10 |
0.21 |
2.23 |
2.44 |
(0.03) |
– |
(0.03) |
2020 |
11.23 |
0.19 |
(0.06) |
0.13 |
(0.26) |
– |
(0.26) |
2019 |
11.73 |
0.30 |
(0.44) |
(0.14) |
(0.36) |
– |
(0.36) |
2018 |
11.56 |
0.27 |
0.14 |
0.41 |
(0.24) |
– |
(0.24) |
R-6
shares | |||||||
2022 |
13.53 |
0.35 |
(0.16) |
0.19 |
(0.84) |
(0.16) |
(1.00) |
2021 |
11.14 |
0.28 |
2.18 |
2.46 |
(0.07) |
– |
(0.07) |
2020 |
11.26 |
0.22 |
(0.06) |
0.16 |
(0.28) |
– |
(0.28) |
2019 |
11.74 |
0.32 |
(0.43) |
(0.11) |
(0.37) |
– |
(0.37) |
2018 |
11.57 |
0.29 |
0.14 |
0.43 |
(0.26) |
– |
(0.26) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$12.73 |
0.95%(b) |
$150,176 |
1.20%(c) |
2.34% |
90.9% |
13.53 |
21.79(b)
|
83,941 |
1.20(c)
|
1.74 |
70.0 |
11.13 |
0.89(b) |
43,485 |
1.19(c) |
1.57 |
85.4 |
11.23 |
(1.11)(b) |
54,880 |
1.22(c) |
2.35 |
71.5 |
11.70 |
3.36(b) |
107,180 |
1.22(c) |
2.05 |
84.1 |
|
|
|
|
|
|
12.73 |
1.35 |
2,624,597 |
0.83(c)
|
2.61 |
90.9 |
13.54 |
22.18 |
2,086,484 |
0.83(c) |
1.97 |
70.0 |
11.14 |
1.36 |
1,960,593 |
0.84(c) |
1.95 |
85.4 |
11.25 |
(0.83) |
2,388,382 |
0.85(c) |
2.74 |
71.5 |
11.74 |
3.72 |
2,518,033 |
0.85(c) |
2.45 |
84.1 |
|
|
|
|
|
|
12.65 |
0.89 |
274 |
1.33(c)
|
2.06 |
90.9 |
13.43 |
21.47 |
225 |
1.34(c) |
1.49 |
70.0 |
11.07 |
0.78 |
138 |
1.36(c) |
1.39 |
85.4 |
11.20 |
(1.27) |
113 |
1.36(c) |
2.22 |
71.5 |
11.69 |
3.15 |
81 |
1.35(c) |
1.99 |
84.1 |
|
|
|
|
|
|
12.72 |
1.24 |
73 |
1.02(c) |
2.49 |
90.9 |
13.51 |
21.99 |
38 |
1.03(c) |
1.71 |
70.0 |
11.10 |
1.01 |
32 |
1.05(c) |
1.71 |
85.4 |
11.23 |
(0.92) |
74 |
1.05(c) |
2.71 |
71.5 |
11.73 |
3.53 |
12 |
1.04(c) |
2.35 |
84.1 |
|
|
|
|
|
|
12.72 |
1.45 |
1,853,422 |
0.77(c)
|
2.61 |
90.9 |
13.53 |
22.14 |
2,213,151 |
0.78(c) |
2.22 |
70.0 |
11.14 |
1.32 |
1,162,658 |
0.79(c) |
1.99 |
85.4 |
11.26 |
(0.68) |
1,330,773 |
0.79(c) |
2.82 |
71.5 |
11.74 |
3.78 |
1,523,846 |
0.79(c) |
2.50 |
84.1 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
EDGE
MIDCAP FUND | |||||||
Class
A shares | |||||||
2022 |
$18.61 |
$0.05 |
$(1.99) |
$(1.94) |
$(0.04) |
$(4.68) |
$(4.72) |
2021 |
14.76 |
0.02 |
4.61 |
4.63 |
(0.05) |
(0.73) |
(0.78) |
2020 |
14.39 |
0.06 |
0.92 |
0.98 |
(0.11) |
(0.50) |
(0.61) |
2019(e)
|
11.98 |
0.06 |
2.35 |
2.41 |
– |
– |
– |
Institutional
shares | |||||||
2022 |
18.71 |
0.10 |
(2.00) |
(1.90) |
(0.08) |
(4.68) |
(4.76) |
2021 |
14.83 |
0.08 |
4.62 |
4.70 |
(0.09) |
(0.73) |
(0.82) |
2020 |
14.42 |
0.11 |
0.92 |
1.03 |
(0.12) |
(0.50) |
(0.62) |
2019 |
14.99 |
0.11 |
0.09 |
0.20 |
(0.15) |
(0.62) |
(0.77) |
2018 |
12.60 |
0.16 |
2.42 |
2.58 |
– |
(0.19) |
(0.19) |
R-6
shares | |||||||
2022 |
18.78 |
0.11 |
(2.00) |
(1.89) |
(0.10) |
(4.68) |
(4.78) |
2021 |
14.88 |
0.09 |
4.65 |
4.74 |
(0.11) |
(0.73) |
(0.84) |
2020 |
14.46 |
0.13 |
0.92 |
1.05 |
(0.13) |
(0.50) |
(0.63) |
2019 |
15.03 |
0.13 |
0.09 |
0.22 |
(0.17) |
(0.62) |
(0.79) |
2018 |
12.68 |
0.16 |
2.44 |
2.60 |
(0.06) |
(0.19) |
(0.25) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$11.95 |
(13.95)%(b) |
$16,564 |
1.10%(c) |
0.38% |
16.1% |
18.61 |
32.16(b)
|
21,225 |
1.10(c)
|
0.13 |
14.4 |
14.76 |
6.54(b)(d)
|
12,547 |
1.10(c)
|
0.46 |
27.9 |
14.39 |
20.20(b)(d)(f)
|
5,587 |
1.10(c)(g)
|
0.59(g)
|
19.8 |
|
|
|
|
|
|
12.05 |
(13.65) |
61,125 |
0.77(c)
|
0.70 |
16.1 |
18.71 |
32.55 |
112,703 |
0.77(c)
|
0.46 |
14.4 |
14.83 |
6.97 |
82,198 |
0.77(c)
|
0.79 |
27.9 |
14.42 |
2.47 |
34,358 |
0.82(c)
|
0.81 |
19.8 |
14.99 |
20.58 |
14,470 |
0.90(c)
|
1.17 |
17.4 |
|
|
|
|
|
|
12.11 |
(13.54) |
33,326 |
0.66(c)
|
0.79 |
16.1 |
18.78 |
32.68 |
451,070 |
0.65(c)
|
0.57 |
14.4 |
14.88 |
7.11 |
758,215 |
0.66(c)
|
0.90 |
27.9 |
14.46 |
2.56 |
653,991 |
0.71(c)
|
0.90 |
19.8 |
15.03 |
20.69 |
657,980 |
0.76(c)
|
1.15 |
17.4 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Tax
Return
of
Capital
Distribution |
GLOBAL
MULTI-STRATEGY FUND | |||||||
Class
A shares | |||||||
2022 |
$11.77 |
$0.05 |
$(0.35) |
$(0.30) |
$(0.02) |
$(0.39) |
$– |
2021 |
10.95 |
0.03 |
0.93 |
0.96 |
(0.14) |
– |
– |
2020 |
10.64 |
0.18 |
0.13 |
0.31 |
– |
– |
– |
2019 |
11.09 |
0.18 |
(0.02) |
0.16 |
(0.11) |
(0.47) |
(0.03) |
2018 |
11.28 |
0.11 |
(0.01) |
0.10 |
(0.05) |
(0.24) |
– |
Institutional
shares | |||||||
2022 |
11.96 |
0.11 |
(0.37) |
(0.26) |
(0.07) |
(0.39) |
– |
2021 |
11.12 |
0.10 |
0.93 |
1.03 |
(0.19) |
– |
– |
2020 |
10.76 |
0.21 |
0.15 |
0.36 |
– |
– |
– |
2019 |
11.21 |
0.23 |
(0.02) |
0.21 |
(0.16) |
(0.47) |
(0.03) |
2018 |
11.39 |
0.15 |
– |
0.15 |
(0.09) |
(0.24) |
– |
R-6
shares | |||||||
2022 |
11.96 |
0.10 |
(0.35) |
(0.25) |
(0.07) |
(0.39) |
– |
2021 |
11.12 |
0.10 |
0.93 |
1.03 |
(0.19) |
– |
– |
2020 |
10.75 |
0.29 |
0.08 |
0.37 |
– |
– |
– |
2019 |
11.21 |
0.23 |
(0.02) |
0.21 |
(0.17) |
(0.47) |
(0.03) |
2018 |
11.39 |
0.16 |
(0.01) |
0.15 |
(0.09) |
(0.24) |
– |
Total
Dividends
and
Distributions |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Expenses
to
Average
Net
Assets
(Excluding
Dividends
and
Interest
Expense
on Short
Sales,
Short Sale
Fees and
Reverse
Repurchase
Agreement
Expense) |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$(0.41) |
$11.06 |
(2.60)%(b) |
$38,252 |
2.41%(c) |
2.08%(c)(d) |
0.47% |
123.2% |
(0.14) |
11.77 |
8.71(b)(e)
|
39,485 |
2.60(c)
|
2.12(c)(d)
|
0.30 |
289.8 |
– |
10.95 |
3.01(b)(e) |
27,072 |
3.68(c)(f) |
2.11(c)(d)(f) |
1.68 |
439.7 |
(0.61) |
10.64 |
1.82(b) |
41,100 |
3.37(c)(f) |
2.02(c)(d)(f) |
1.72 |
387.8 |
(0.29) |
11.09 |
0.90(b) |
63,860 |
2.48(c) |
1.95(c)(d) |
1.02 |
378.0 |
|
|
|
|
|
|
|
|
(0.46) |
11.24 |
(2.19) |
364,886 |
1.96(c)
|
1.63(c)(d)
|
0.92 |
123.2 |
(0.19) |
11.96 |
9.27(e) |
351,188 |
2.16(c) |
1.63(c)(d) |
0.89 |
289.8 |
– |
11.12 |
3.44(e) |
591,298 |
3.21(c)(f) |
1.64(c)(d)(f) |
1.98 |
439.7 |
(0.66) |
10.76 |
2.24 |
453,013 |
2.99(c)(f) |
1.64(c)(d)(f) |
2.11 |
387.8 |
(0.33) |
11.21 |
1.29 |
749,738 |
2.16(c) |
1.63(c)(d) |
1.35 |
378.0 |
|
|
|
|
|
|
|
|
(0.46) |
11.25 |
(2.10) |
76,481 |
1.91(c)
|
1.58(c)(d)
|
0.88 |
123.2 |
(0.19) |
11.96 |
9.37 |
173,029 |
2.08(c) |
1.58(c)(d) |
0.89 |
289.8 |
– |
11.12 |
3.44 |
166,448 |
3.15(c)(f) |
1.58(c)(d)(f) |
2.74 |
439.7 |
(0.67) |
10.75 |
2.28 |
818,258 |
2.91(c)(f) |
1.56(c)(d)(f) |
2.19 |
387.8 |
(0.33) |
11.21 |
1.25(e) |
1,780,595 |
2.08(c) |
1.55(c)(d) |
1.43 |
378.0 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
INTERNATIONAL
EQUITY INDEX FUND | |||||||
Institutional
shares | |||||||
2022 |
$12.39 |
$0.34 |
$(2.74) |
$(2.40) |
$(0.36) |
$(0.24) |
$(0.60) |
2021 |
10.06 |
0.27 |
2.32 |
2.59 |
(0.23) |
(0.03) |
(0.26) |
2020 |
9.83 |
0.21 |
0.37 |
0.58 |
(0.32) |
(0.03) |
(0.35) |
2019 |
10.57 |
0.30 |
(0.69) |
(0.39) |
(0.26) |
(0.09) |
(0.35) |
2018 |
10.55 |
0.28 |
0.12 |
0.40 |
(0.30) |
(0.08) |
(0.38) |
R-1
shares | |||||||
2022 |
11.97 |
0.23 |
(2.65) |
(2.42) |
(0.25) |
(0.24) |
(0.49) |
2021 |
9.73 |
0.16 |
2.25 |
2.41 |
(0.14) |
(0.03) |
(0.17) |
2020 |
9.50 |
0.12 |
0.35 |
0.47 |
(0.21) |
(0.03) |
(0.24) |
2019 |
10.20 |
0.20 |
(0.65) |
(0.45) |
(0.16) |
(0.09) |
(0.25) |
2018 |
10.20 |
0.18 |
0.11 |
0.29 |
(0.21) |
(0.08) |
(0.29) |
R-3
shares | |||||||
2022 |
12.13 |
0.27 |
(2.69) |
(2.42) |
(0.29) |
(0.24) |
(0.53) |
2021 |
9.85 |
0.19 |
2.29 |
2.48 |
(0.17) |
(0.03) |
(0.20) |
2020 |
9.64 |
0.16 |
0.35 |
0.51 |
(0.27) |
(0.03) |
(0.30) |
2019 |
10.35 |
0.23 |
(0.65) |
(0.42) |
(0.20) |
(0.09) |
(0.29) |
2018 |
10.35 |
0.22 |
0.10 |
0.32 |
(0.24) |
(0.08) |
(0.32) |
R-4
shares | |||||||
2022 |
12.27 |
0.29 |
(2.71) |
(2.42) |
(0.31) |
(0.24) |
(0.55) |
2021 |
9.97 |
0.22 |
2.31 |
2.53 |
(0.20) |
(0.03) |
(0.23) |
2020 |
9.75 |
0.18 |
0.36 |
0.54 |
(0.29) |
(0.03) |
(0.32) |
2019 |
10.48 |
0.25 |
(0.67) |
(0.42) |
(0.22) |
(0.09) |
(0.31) |
2018 |
10.46 |
0.24 |
0.12 |
0.36 |
(0.26) |
(0.08) |
(0.34) |
R-5
shares | |||||||
2022 |
12.31 |
0.31 |
(2.72) |
(2.41) |
(0.33) |
(0.24) |
(0.57) |
2021 |
10.00 |
0.24 |
2.30 |
2.54 |
(0.20) |
(0.03) |
(0.23) |
2020 |
9.78 |
0.19 |
0.36 |
0.55 |
(0.30) |
(0.03) |
(0.33) |
2019 |
10.50 |
0.27 |
(0.67) |
(0.40) |
(0.23) |
(0.09) |
(0.32) |
2018 |
10.49 |
0.24 |
0.12 |
0.36 |
(0.27) |
(0.08) |
(0.35) |
R-6
shares | |||||||
2022 |
12.40 |
0.34 |
(2.74) |
(2.40) |
(0.36) |
(0.24) |
(0.60) |
2021 |
10.06 |
0.27 |
2.33 |
2.60 |
(0.23) |
(0.03) |
(0.26) |
2020 |
9.83 |
0.22 |
0.36 |
0.58 |
(0.32) |
(0.03) |
(0.35) |
2019 |
10.57 |
0.30 |
(0.69) |
(0.39) |
(0.26) |
(0.09) |
(0.35) |
2018 |
10.54 |
0.29 |
0.12 |
0.41 |
(0.30) |
(0.08) |
(0.38) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$9.39 |
(20.27)% |
$41,036 |
0.32%(b)(c) |
3.09% |
20.1% |
12.39 |
26.03 |
50,246 |
0.31(b)
|
2.38 |
21.7 |
10.06 |
5.77 |
35,803 |
0.31(b)
|
2.11 |
31.1 |
9.83 |
(3.33) |
50,221 |
0.31(b)
|
3.09 |
23.4 |
10.57 |
3.69 |
46,042 |
0.34(b)
|
2.54 |
27.2 |
|
|
|
|
|
|
9.06 |
(21.00) |
325 |
1.19(c)
|
2.15 |
20.1 |
11.97 |
24.95 |
491 |
1.19 |
1.46 |
21.7 |
9.73 |
4.86 |
491 |
1.19 |
1.31 |
31.1 |
9.50 |
(4.19) |
588 |
1.20 |
2.09 |
23.4 |
10.20 |
2.78 |
722 |
1.19 |
1.71 |
27.2 |
|
|
|
|
|
|
9.18 |
(20.75) |
10,683 |
0.88(c)
|
2.47 |
20.1 |
12.13 |
25.42 |
16,698 |
0.88 |
1.75 |
21.7 |
9.85 |
5.11 |
15,706 |
0.88 |
1.65 |
31.1 |
9.64 |
(3.82) |
16,499 |
0.89 |
2.41 |
23.4 |
10.35 |
3.03 |
17,816 |
0.88 |
2.04 |
27.2 |
|
|
|
|
|
|
9.30 |
(20.53) |
8,359 |
0.69(c)
|
2.70 |
20.1 |
12.27 |
25.56 |
10,509 |
0.69 |
1.96 |
21.7 |
9.97 |
5.34 |
9,023 |
0.69 |
1.84 |
31.1 |
9.75 |
(3.72) |
7,466 |
0.70 |
2.51 |
23.4 |
10.48 |
3.37 |
11,977 |
0.69 |
2.22 |
27.2 |
|
|
|
|
|
|
9.33 |
(20.45) |
13,153 |
0.57(c)
|
2.82 |
20.1 |
12.31 |
25.66 |
18,863 |
0.57 |
2.08 |
21.7 |
10.00 |
5.45 |
16,208 |
0.57 |
1.95 |
31.1 |
9.78 |
(3.50) |
16,948 |
0.58 |
2.80 |
23.4 |
10.50 |
3.38 |
18,479 |
0.57 |
2.26 |
27.2 |
|
|
|
|
|
|
9.40 |
(20.25) |
912,444 |
0.30(b)(c)
|
3.10 |
20.1 |
12.40 |
26.14 |
1,151,273 |
0.29(b)
|
2.35 |
21.7 |
10.06 |
5.66(d) |
1,020,094 |
0.29(b) |
2.25 |
31.1 |
9.83 |
(3.23)(d) |
1,003,550 |
0.28(b) |
3.04 |
23.4 |
10.57 |
3.80 |
997,061 |
0.27(b)
|
2.67 |
27.2 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
INTERNATIONAL
SMALL COMPANY FUND | |||||||
Institutional
shares | |||||||
2022 |
$13.47 |
$0.20 |
$(3.69) |
$(3.49) |
$(0.16) |
$(0.94) |
$(1.10) |
2021 |
10.63 |
0.12 |
2.87 |
2.99 |
(0.15) |
– |
(0.15) |
2020 |
10.46 |
0.09 |
0.40 |
0.49 |
(0.32) |
– |
(0.32) |
2019 |
12.36 |
0.14 |
(1.17) |
(1.03) |
(0.14) |
(0.73) |
(0.87) |
2018 |
12.17 |
0.15 |
0.67 |
0.82 |
(0.26) |
(0.37) |
(0.63) |
R-6
shares | |||||||
2022 |
13.55 |
0.22 |
(3.72) |
(3.50) |
(0.18) |
(0.94) |
(1.12) |
2021 |
10.70 |
0.13 |
2.87 |
3.00 |
(0.15) |
– |
(0.15) |
2020 |
10.52 |
0.09 |
0.42 |
0.51 |
(0.33) |
– |
(0.33) |
2019 |
12.42 |
0.14 |
(1.16) |
(1.02) |
(0.15) |
(0.73) |
(0.88) |
2018 |
12.21 |
0.13 |
0.71 |
0.84 |
(0.26) |
(0.37) |
(0.63) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$8.88 |
(27.62)% |
$49,278 |
1.16%(b) |
1.81% |
61.4% |
13.47 |
28.27 |
94,066 |
1.19(b)
|
0.96 |
54.6 |
10.63 |
4.49 |
72,515 |
1.20(b)
|
0.88 |
44.1 |
10.46 |
(7.31) |
34,866 |
1.20(b)
|
1.36 |
46.8 |
12.36 |
6.63 |
18,212 |
1.20(b)
|
1.19 |
45.9 |
|
|
|
|
|
|
8.93 |
(27.61) |
655,371 |
1.08(b)
|
2.00 |
61.4 |
13.55 |
28.27 |
1,087,460 |
1.08(b)
|
1.11 |
54.6 |
10.70 |
4.67 |
966,964 |
1.08(b)
|
0.91 |
44.1 |
10.52 |
(7.20) |
855,932 |
1.07(b)
|
1.36 |
46.8 |
12.42 |
6.79 |
976,593 |
1.06(b)
|
1.06 |
45.9 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Total
Dividends
and
Distributions |
Net
Asset
Value,
End
of
Period |
OPPORTUNISTIC
MUNICIPAL FUND | |||||||
Class
A shares | |||||||
2022 |
$11.71 |
$0.36 |
$(1.91) |
$(1.55) |
$(0.36) |
$(0.36) |
$9.80 |
2021 |
10.96 |
0.37 |
0.76 |
1.13 |
(0.38) |
(0.38) |
11.71 |
2020 |
11.26 |
0.36 |
(0.30) |
0.06 |
(0.36) |
(0.36) |
10.96 |
2019 |
10.60 |
0.43 |
0.64 |
1.07 |
(0.41) |
(0.41) |
11.26 |
2018 |
10.65 |
0.42 |
(0.07) |
0.35 |
(0.40) |
(0.40) |
10.60 |
Institutional
shares | |||||||
2022 |
11.72 |
0.39 |
(1.92) |
(1.53) |
(0.39) |
(0.39) |
9.80 |
2021 |
10.97 |
0.40 |
0.76 |
1.16 |
(0.41) |
(0.41) |
11.72 |
2020 |
11.26 |
0.40 |
(0.30) |
0.10 |
(0.39) |
(0.39) |
10.97 |
2019 |
10.61 |
0.46 |
0.63 |
1.09 |
(0.44) |
(0.44) |
11.26 |
2018 |
10.66 |
0.45 |
(0.07) |
0.38 |
(0.43) |
(0.43) |
10.61 |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio
of
Expenses
to
Average
Net
Assets
(Excluding
Interest
Expense
and
Fees) |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
(13.42)%(b) |
$49,013 |
0.90%(c) |
0.84%(c)(d) |
3.32% |
52.4% |
10.43(b)
|
59,266 |
0.88(c)
|
0.84(c)(d)
|
3.26 |
48.0 |
0.62(b)
|
50,459 |
0.91(c)
|
0.84(c)(d)
|
3.35 |
76.6 |
10.36(b)
|
53,756 |
0.98(c)
|
0.86(c)(d)
|
4.01 |
66.1 |
3.37(b)
|
46,667 |
1.00(c)
|
0.90(c)(d)
|
3.94 |
76.0 |
|
|
|
|
|
|
(13.25) |
90,215 |
0.62(c) |
0.56(c)(d) |
3.57 |
52.4 |
10.73 |
116,210 |
0.60(c)
|
0.56(c)(d)
|
3.52 |
48.0 |
0.99 |
82,465 |
0.63(c)
|
0.56(c)(d)
|
3.64 |
76.6 |
10.55 |
82,132 |
0.70(c)
|
0.58(c)(d)
|
4.27 |
66.1 |
3.66 |
55,466 |
0.72(c)
|
0.62(c)(d)
|
4.21 |
76.0 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
ORIGIN
EMERGING MARKETS FUND | |||||||
Class
A shares | |||||||
2022 |
$14.16 |
$0.30 |
$(4.21) |
$(3.91) |
$(0.18) |
$(0.24) |
$(0.42) |
2021 |
12.36 |
0.14 |
1.71 |
1.85 |
(0.05) |
– |
(0.05) |
2020 |
10.63 |
0.11 |
1.77 |
1.88 |
(0.15) |
– |
(0.15) |
2019 |
11.28 |
0.11 |
(0.68) |
(0.57) |
(0.08) |
– |
(0.08) |
2018 |
11.74 |
0.12 |
(0.52) |
(0.40) |
(0.06) |
– |
(0.06) |
Institutional
shares | |||||||
2022 |
13.95 |
0.35 |
(4.15) |
(3.80) |
(0.24) |
(0.24) |
(0.48) |
2021 |
12.17 |
0.18 |
1.69 |
1.87 |
(0.09) |
– |
(0.09) |
2020 |
10.47 |
0.16 |
1.74 |
1.90 |
(0.20) |
– |
(0.20) |
2019 |
11.16 |
0.18 |
(0.71) |
(0.53) |
(0.16) |
– |
(0.16) |
2018 |
11.61 |
0.07 |
(0.41) |
(0.34) |
(0.11) |
– |
(0.11) |
R-6
shares | |||||||
2022 |
13.98 |
0.34 |
(4.13) |
(3.79) |
(0.26) |
(0.24) |
(0.50) |
2021 |
12.18 |
0.22 |
1.68 |
1.90 |
(0.10) |
– |
(0.10) |
2020 |
10.48 |
0.16 |
1.75 |
1.91 |
(0.21) |
– |
(0.21) |
2019 |
11.16 |
0.25 |
(0.76) |
(0.51) |
(0.17) |
– |
(0.17) |
2018 |
11.61 |
0.15 |
(0.49) |
(0.34) |
(0.11) |
– |
(0.11) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$9.83 |
(28.32)%(b) |
$5,426 |
1.57%(c) |
2.45% |
48.7% |
14.16 |
14.95(b)
|
9,524 |
1.60(c)
|
1.00 |
71.9 |
12.36 |
17.73(b) |
4,003 |
1.60(c) |
0.96 |
72.9 |
10.63 |
(4.94)(b) |
2,455 |
1.66(c) |
1.08 |
59.4 |
11.28 |
(3.49)(b) |
4,384 |
1.75(c) |
0.97 |
52.3 |
|
|
|
|
|
|
9.67 |
(28.08) |
96,342 |
1.20(c)
|
2.97 |
48.7 |
13.95 |
15.42 |
124,727 |
1.20(c) |
1.30 |
71.9 |
12.17 |
18.21 |
26,478 |
1.20(c) |
1.44 |
72.9 |
10.47 |
(4.55) |
11,710 |
1.22(c) |
1.78 |
59.4 |
11.16 |
(2.98) |
12,032 |
1.25(c) |
0.58 |
52.3 |
|
|
|
|
|
|
9.69 |
(27.96) |
2,180,550 |
1.05(c)
|
2.85 |
48.7 |
13.98 |
15.61 |
3,729,485 |
1.05(c) |
1.56 |
71.9 |
12.18 |
18.30 |
1,827,389 |
1.07(c) |
1.43 |
72.9 |
10.48 |
(4.42) |
1,082,059 |
1.12(c) |
2.40 |
59.4 |
11.16 |
(2.97) |
622,846 |
1.21(c) |
1.21 |
52.3 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
SMALL-MIDCAP
DIVIDEND INCOME FUND | |||||||
Class
A shares | |||||||
2022 |
$17.01 |
$0.20 |
$(1.09) |
$(0.89) |
$(0.16) |
$(0.02) |
$(0.18) |
2021 |
11.91 |
0.10 |
5.16 |
5.26 |
(0.16) |
– |
(0.16) |
2020 |
13.96 |
0.16 |
(1.88) |
(1.72) |
(0.23) |
(0.10) |
(0.33) |
2019 |
17.84 |
0.28 |
(1.92) |
(1.64) |
(0.35) |
(1.89) |
(2.24) |
2018 |
16.57 |
0.34 |
1.92 |
2.26 |
(0.21) |
(0.78) |
(0.99) |
Class
C shares | |||||||
2022 |
16.81 |
0.07 |
(1.09) |
(1.02) |
(0.03) |
(0.02) |
(0.05) |
2021 |
11.78 |
(0.01) |
5.11 |
5.10 |
(0.07) |
– |
(0.07) |
2020 |
13.82 |
0.06 |
(1.86) |
(1.80) |
(0.14) |
(0.10) |
(0.24) |
2019 |
17.68 |
0.17 |
(1.90) |
(1.73) |
(0.24) |
(1.89) |
(2.13) |
2018 |
16.43 |
0.21 |
1.90 |
2.11 |
(0.08) |
(0.78) |
(0.86) |
Institutional
shares | |||||||
2022 |
17.11 |
0.24 |
(1.10) |
(0.86) |
(0.20) |
(0.02) |
(0.22) |
2021 |
11.97 |
0.15 |
5.18 |
5.33 |
(0.19) |
– |
(0.19) |
2020 |
14.04 |
0.19 |
(1.89) |
(1.70) |
(0.27) |
(0.10) |
(0.37) |
2019 |
17.92 |
0.32 |
(1.91) |
(1.59) |
(0.40) |
(1.89) |
(2.29) |
2018 |
16.65 |
0.39 |
1.92 |
2.31 |
(0.26) |
(0.78) |
(1.04) |
R-6
shares | |||||||
2022 |
17.20 |
0.26 |
(1.12) |
(0.86) |
(0.21) |
(0.02) |
(0.23) |
2021 |
12.03 |
0.15 |
5.22 |
5.37 |
(0.20) |
– |
(0.20) |
2020 |
14.10 |
0.20 |
(1.89) |
(1.69) |
(0.28) |
(0.10) |
(0.38) |
2019 |
17.98 |
0.33 |
(1.93) |
(1.60) |
(0.39) |
(1.89) |
(2.28) |
2018 |
16.66 |
0.40 |
1.94 |
2.34 |
(0.24) |
(0.78) |
(1.02) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$15.94 |
(5.31)%(b) |
$145,799 |
1.12%(c) |
1.17% |
22.1% |
17.01 |
44.42(b)
|
148,411 |
1.12(c)
|
0.70 |
74.6 |
11.91 |
(12.55)(b)
|
103,382 |
1.12(c)
|
1.20 |
28.9 |
13.96 |
(7.83)(b)
|
147,402 |
1.13(c)
|
1.91 |
21.9 |
17.84 |
13.93(b)
|
214,620 |
1.13(c)
|
1.98 |
31.5 |
|
|
|
|
|
|
15.74 |
(6.09)(b)
|
45,460 |
1.87(c)
|
0.39 |
22.1 |
16.81 |
43.44(b)
|
69,017 |
1.87(c)
|
(0.03) |
74.6 |
11.78 |
(13.25)(b)
|
71,660 |
1.87(c)
|
0.45 |
28.9 |
13.82 |
(8.50)(b)
|
118,135 |
1.88(c)
|
1.16 |
21.9 |
17.68 |
13.08(b)
|
170,893 |
1.88(c)
|
1.23 |
31.5 |
|
|
|
|
|
|
16.03 |
(5.08) |
749,448 |
0.85(c)
|
1.44 |
22.1 |
17.11 |
44.89 |
833,344 |
0.85(c)
|
1.02 |
74.6 |
11.97 |
(12.36) |
1,408,105 |
0.85(c)
|
1.47 |
28.9 |
14.04 |
(7.54) |
1,892,406 |
0.86(c)
|
2.19 |
21.9 |
17.92 |
14.20 |
2,453,527 |
0.86(c)
|
2.25 |
31.5 |
|
|
|
|
|
|
16.11 |
(5.05) |
120,396 |
0.80(c)
|
1.54 |
22.1 |
17.20 |
45.03 |
61,986 |
0.79(c)
|
0.93 |
74.6 |
12.03 |
(12.24) |
9,135 |
0.79(c)
|
1.52 |
28.9 |
14.10 |
(7.54) |
8,589 |
0.79(c)
|
2.27 |
21.9 |
17.98 |
14.39 |
7,737 |
0.78(c)
|
2.28 |
31.5 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
SMALL-MIDCAP
GROWTH FUND | |||||||
Institutional
shares | |||||||
2022 |
$19.16 |
$(0.08) |
$(3.17) |
$(3.25) |
$(0.02) |
$(4.94) |
$(4.96) |
2021 |
14.33 |
(0.06) |
6.31 |
6.25 |
– |
(1.42) |
(1.42) |
2020 |
10.26 |
(0.06) |
4.13 |
4.07 |
– |
– |
– |
2019(d) |
10.00 |
(0.01) |
0.27 |
0.26 |
– |
– |
– |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$10.95 |
(21.76)% |
$8,707 |
0.83%(b) |
(0.60)% |
161.6% |
19.16 |
44.49(c)
|
11,489 |
0.83(b)
|
(0.33) |
148.4 |
14.33 |
39.77(c) |
7,626 |
0.83(b) |
(0.59) |
134.3 |
10.26 |
2.60(e) |
5,131 |
0.83(b)(f) |
(0.48)(f) |
175.8(f) |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
SPECTRUM
PREFERRED AND CAPITAL SECURITIES INCOME FUND | |||||||
Class
A shares | |||||||
2022 |
$10.64 |
$0.37 |
$(1.44) |
$(1.07) |
$(0.44) |
$– |
$(0.44) |
2021 |
10.32 |
0.38 |
0.36 |
0.74 |
(0.42) |
– |
(0.42) |
2020 |
10.30 |
0.42 |
0.05 |
0.47 |
(0.45) |
– |
(0.45) |
2019 |
10.06 |
0.49 |
0.26 |
0.75 |
(0.51) |
– |
(0.51) |
2018 |
10.53 |
0.50 |
(0.46) |
0.04 |
(0.49) |
(0.02) |
(0.51) |
Class
C shares | |||||||
2022 |
10.64 |
0.30 |
(1.45) |
(1.15) |
(0.36) |
– |
(0.36) |
2021 |
10.31 |
0.30 |
0.37 |
0.67 |
(0.34) |
– |
(0.34) |
2020 |
10.29 |
0.35 |
0.04 |
0.39 |
(0.37) |
– |
(0.37) |
2019 |
10.05 |
0.42 |
0.25 |
0.67 |
(0.43) |
– |
(0.43) |
2018 |
10.52 |
0.42 |
(0.46) |
(0.04) |
(0.41) |
(0.02) |
(0.43) |
Class
J shares | |||||||
2022 |
10.32 |
0.36 |
(1.41) |
(1.05) |
(0.44) |
– |
(0.44) |
2021 |
10.01 |
0.37 |
0.37 |
0.74 |
(0.43) |
– |
(0.43) |
2020 |
10.01 |
0.41 |
0.04 |
0.45 |
(0.45) |
– |
(0.45) |
2019 |
9.79 |
0.47 |
0.26 |
0.73 |
(0.51) |
– |
(0.51) |
2018 |
10.26 |
0.49 |
(0.45) |
0.04 |
(0.49) |
(0.02) |
(0.51) |
Institutional
shares | |||||||
2022 |
10.56 |
0.39 |
(1.44) |
(1.05) |
(0.46) |
– |
(0.46) |
2021 |
10.24 |
0.40 |
0.37 |
0.77 |
(0.45) |
– |
(0.45) |
2020 |
10.23 |
0.45 |
0.04 |
0.49 |
(0.48) |
– |
(0.48) |
2019 |
9.99 |
0.52 |
0.26 |
0.78 |
(0.54) |
– |
(0.54) |
2018 |
10.46 |
0.52 |
(0.46) |
0.06 |
(0.51) |
(0.02) |
(0.53) |
R-1
shares | |||||||
2022 |
10.50 |
0.32 |
(1.43) |
(1.11) |
(0.39) |
– |
(0.39) |
2021 |
10.19 |
0.32 |
0.36 |
0.68 |
(0.37) |
– |
(0.37) |
2020 |
10.17 |
0.36 |
0.06 |
0.42 |
(0.40) |
– |
(0.40) |
2019 |
9.94 |
0.44 |
0.25 |
0.69 |
(0.46) |
– |
(0.46) |
2018 |
10.41 |
0.44 |
(0.46) |
(0.02) |
(0.43) |
(0.02) |
(0.45) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Gross
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$9.13 |
(10.28)%(b) |
$808,228 |
1.03% |
–% |
3.78% |
15.4% |
10.64 |
7.32(b)
|
971,310 |
1.04 |
– |
3.62 |
21.6 |
10.32 |
4.77(b)
|
844,525 |
1.05 |
– |
4.18 |
18.1 |
10.30 |
7.80(b)
|
732,421 |
1.06 |
– |
4.96 |
19.8 |
10.06 |
0.32(b)
|
655,225 |
1.06 |
– |
4.83 |
12.3 |
|
|
|
|
|
|
|
9.13 |
(10.98)(b)
|
180,824 |
1.79 |
– |
3.01 |
15.4 |
10.64 |
6.58(b)
|
256,799 |
1.79 |
– |
2.89 |
21.6 |
10.31 |
3.95(b)
|
365,817 |
1.81 |
– |
3.44 |
18.1 |
10.29 |
6.97(b)
|
469,674 |
1.81 |
– |
4.21 |
19.8 |
10.05 |
(0.44)(b)
|
631,599 |
1.81 |
– |
4.08 |
12.3 |
|
|
|
|
|
|
|
8.83 |
(10.38)(b)
|
36,128 |
1.01(c)
|
1.03(d)
|
3.80 |
15.4 |
10.32 |
7.50(b)
|
42,288 |
1.00(c)
|
1.02(d)
|
3.68 |
21.6 |
10.01 |
4.67(b)
|
42,554 |
1.07(c)
|
1.10(d)
|
4.17 |
18.1 |
10.01 |
7.75(b)
|
45,660 |
1.13(c)
|
1.16(d)
|
4.89 |
19.8 |
9.79 |
0.38(b)
|
45,458 |
1.02(c)
|
1.05(d)
|
4.87 |
12.3 |
|
|
|
|
|
|
|
9.05 |
(10.14) |
4,213,593 |
0.79(e)
|
– |
4.01 |
15.4 |
10.56 |
7.64 |
5,472,494 |
0.79(e)
|
– |
3.87 |
21.6 |
10.24 |
4.96 |
4,746,270 |
0.81(e)
|
– |
4.42 |
18.1 |
10.23 |
8.12 |
3,591,388 |
0.81(e)
|
– |
5.21 |
19.8 |
9.99 |
0.59 |
3,306,108 |
0.80(e)
|
– |
5.09 |
12.3 |
|
|
|
|
|
|
|
9.00 |
(10.81) |
476 |
1.57 |
– |
3.23 |
15.4 |
10.50 |
6.75 |
620 |
1.57 |
– |
3.10 |
21.6 |
10.19 |
4.24 |
613 |
1.58 |
– |
3.62 |
18.1 |
10.17 |
7.23 |
1,024 |
1.58 |
– |
4.44 |
19.8 |
9.94 |
(0.20) |
987 |
1.58 |
– |
4.29 |
12.3 |
|
Net
Asset
Value,
Beginning
of
Period |
Net
Investment
Income
(Loss)(a)
|
Net
Realized
and
Unrealized
Gain
(Loss) on
Investments |
Total
From
Investment
Operations |
Dividends
from
Net
Investment
Income |
Distributions
from
Realized
Gains |
Total
Dividends
and
Distributions |
SPECTRUM
PREFERRED AND CAPITAL SECURITIES INCOME FUND | |||||||
R-3
shares | |||||||
2022 |
$10.48 |
$0.35 |
$(1.43) |
$(1.08) |
$(0.42) |
$– |
$(0.42) |
2021 |
10.16 |
0.35 |
0.37 |
0.72 |
(0.40) |
– |
(0.40) |
2020 |
10.15 |
0.40 |
0.04 |
0.44 |
(0.43) |
– |
(0.43) |
2019 |
9.92 |
0.47 |
0.25 |
0.72 |
(0.49) |
– |
(0.49) |
2018 |
10.39 |
0.47 |
(0.46) |
0.01 |
(0.46) |
(0.02) |
(0.48) |
R-4
shares | |||||||
2022 |
10.45 |
0.36 |
(1.42) |
(1.06) |
(0.44) |
– |
(0.44) |
2021 |
10.14 |
0.37 |
0.36 |
0.73 |
(0.42) |
– |
(0.42) |
2020 |
10.13 |
0.42 |
0.04 |
0.46 |
(0.45) |
– |
(0.45) |
2019 |
9.90 |
0.48 |
0.26 |
0.74 |
(0.51) |
– |
(0.51) |
2018 |
10.37 |
0.49 |
(0.46) |
0.03 |
(0.48) |
(0.02) |
(0.50) |
R-5
shares | |||||||
2022 |
10.51 |
0.38 |
(1.43) |
(1.05) |
(0.45) |
– |
(0.45) |
2021 |
10.19 |
0.39 |
0.36 |
0.75 |
(0.43) |
– |
(0.43) |
2020 |
10.18 |
0.43 |
0.04 |
0.47 |
(0.46) |
– |
(0.46) |
2019 |
9.95 |
0.50 |
0.25 |
0.75 |
(0.52) |
– |
(0.52) |
2018 |
10.42 |
0.50 |
(0.45) |
0.05 |
(0.50) |
(0.02) |
(0.52) |
R-6
shares | |||||||
2022 |
10.55 |
0.40 |
(1.43) |
(1.03) |
(0.47) |
– |
(0.47) |
2021 |
10.24 |
0.41 |
0.36 |
0.77 |
(0.46) |
– |
(0.46) |
2020 |
10.23 |
0.46 |
0.04 |
0.50 |
(0.49) |
– |
(0.49) |
2019 |
9.99 |
0.53 |
0.25 |
0.78 |
(0.54) |
– |
(0.54) |
2018 |
10.46 |
0.53 |
(0.46) |
0.07 |
(0.52) |
(0.02) |
(0.54) |
Net
Asset
Value,
End
of
Period |
Total
Return |
Net
Assets,
End of
Period
(in
thousands) |
Ratio
of
Expenses
to
Average
Net
Assets |
Ratio of
Net
Investment
Income
to
Average
Net
Assets |
Portfolio
Turnover
Rate |
|
|
|
|
|
|
|
|
|
|
|
|
$8.98 |
(10.53)% |
$7,838 |
1.26% |
3.64% |
15.4% |
10.48 |
7.20 |
2,521 |
1.26 |
3.38 |
21.6 |
10.16 |
4.49 |
1,328 |
1.27 |
3.98 |
18.1 |
10.15 |
7.58 |
2,101 |
1.27 |
4.77 |
19.8 |
9.92 |
0.11 |
2,319 |
1.27 |
4.62 |
12.3 |
|
|
|
|
|
|
8.95 |
(10.41) |
938 |
1.07 |
3.75 |
15.4 |
10.45 |
7.31 |
834 |
1.07 |
3.61 |
21.6 |
10.14 |
4.71 |
1,031 |
1.08 |
4.16 |
18.1 |
10.13 |
7.80 |
1,397 |
1.08 |
4.93 |
19.8 |
9.90 |
0.31 |
1,284 |
1.08 |
4.82 |
12.3 |
|
|
|
|
|
|
9.01 |
(10.24) |
2,726 |
0.95 |
3.82 |
15.4 |
10.51 |
7.51 |
4,126 |
0.95 |
3.72 |
21.6 |
10.19 |
4.82 |
3,526 |
0.96 |
4.29 |
18.1 |
10.18 |
7.89 |
3,200 |
0.96 |
5.05 |
19.8 |
9.95 |
0.43 |
3,023 |
0.96 |
4.92 |
12.3 |
|
|
|
|
|
|
9.05 |
(9.97) |
1,228,160 |
0.70 |
4.11 |
15.4 |
10.55 |
7.64 |
1,706,467 |
0.70(b) |
3.97 |
21.6 |
10.24 |
5.17(c) |
1,518,101 |
0.71(b) |
4.52 |
18.1 |
10.23 |
8.12(c) |
910,863 |
0.71(b) |
5.32 |
19.8 |
9.99 |
0.69 |
1,010,227 |
0.71(b) |
5.21 |
12.3 |