Fund |
Class
A |
Class
A2 |
Class
C |
Class
Y |
Investor
Class |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
AMT-Free Municipal Income Fund |
OPTAX |
N/A |
OMFCX |
OMFYX |
N/A |
N/A |
IORAX |
June 28,
2022 |
Invesco
California Municipal Fund |
OPCAX |
N/A |
OCACX |
OCAYX |
N/A |
N/A |
IORCX |
June 28,
2022 |
Invesco
Environmental Focus Municipal Fund |
OPAMX |
N/A |
OPCMX |
OPYMX |
N/A |
N/A |
IOMUX |
June 28,
2022 |
Invesco
High Yield Municipal Fund |
ACTHX |
N/A |
ACTFX |
ACTDX |
N/A |
ACTNX |
ACTSX |
June 28,
2022 |
Invesco
Intermediate Term Municipal Income Fund |
VKLMX |
N/A |
VKLCX |
VKLIX |
N/A |
N/A |
VKLSX |
June 28,
2022 |
Invesco
Limited Term California Municipal Fund |
OLCAX |
N/A |
OLCCX |
OLCYX |
N/A |
N/A |
IORLX |
June 28,
2022 |
Invesco
Limited Term Municipal Income Fund |
ATFAX |
AITFX |
ATFCX |
ATFYX |
N/A |
ATFIX |
ATFSX |
June 28,
2022 |
Invesco
Municipal Income Fund |
VKMMX |
N/A |
VMICX |
VMIIX |
VMINX |
N/A |
VKMSX |
June 28,
2022 |
Invesco
New Jersey Municipal Fund |
ONJAX |
N/A |
ONJCX |
ONJYX |
N/A |
N/A |
IORJX |
June 28,
2022 |
Invesco
Pennsylvania Municipal Fund |
OPATX |
N/A |
OPACX |
OPAYX |
N/A |
N/A |
IORPX |
June 28,
2022 |
Invesco
Rochester® AMT-Free New York Municipal Fund |
OPNYX |
N/A |
ONYCX |
ONYYX |
N/A |
N/A |
IORNX |
June 28,
2022 |
Invesco
Rochester® Limited Term New York Municipal Fund |
LTNYX |
N/A |
LTNCX |
LTBYX |
N/A |
N/A |
IORMX |
June 28,
2022 |
Invesco
Rochester® Municipal Opportunities Fund |
ORNAX |
N/A |
ORNCX |
ORNYX |
N/A |
IORHX |
IORYX |
June 28,
2022 |
Invesco
Rochester® New York Municipals Fund |
RMUNX |
N/A |
RMUCX |
RMUYX |
N/A |
N/A |
IORUX |
June 28,
2022 |
|
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18 | |
18 | |
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47 | |
54 | |
68 | |
69 | |
69 | |
69 | |
70 | |
70 | |
71 | |
74 | |
75 | |
77 | |
77 | |
83 | |
84 | |
86 | |
86 | |
86 | |
86 | |
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88 | |
88 | |
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89 | |
95 | |
96 | |
96 |
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Page |
97 | |
97 | |
98 | |
98 | |
98 | |
99 | |
99 | |
102 | |
102 | |
102 | |
102 | |
103 | |
103 | |
103 | |
103 | |
104 | |
121 | |
121 | |
122 | |
125 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E-1 | |
F-1 | |
G-1 | |
H-1 | |
I-1 | |
J-1 | |
K-1 | |
L-1 | |
M-1 | |
N-1 | |
O-1 | |
P-1 |
Fund |
Fund
History |
Invesco
AMT-Free Municipal Income Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
AMT-Free Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester® AMT-Free
Municipal
Fund. |
Invesco
California Municipal Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
California Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester® California
Municipal
Fund. |
Invesco
Environmental Focus Municipal
Fund* |
Prior
to September 4, 2020, the Fund was known as Invesco Oppenheimer Municipal
Fund.
On May 24, 2019, the Fund assumed the assets and liabilities of its
predecessor
fund Oppenheimer Municipal Fund. |
Invesco
High Yield Municipal Fund |
Prior
to September 24, 2012, the Fund was known as Invesco Van Kampen High
Yield
Municipal Fund. On June 1, 2010, the Fund assumed the assets and
liabilities of
its
predecessor fund Van Kampen High Yield Municipal
Fund. |
Invesco
Intermediate Term Municipal
Income
Fund |
Prior
to September 24, 2012, the Fund was known as Invesco Van Kampen
Intermediate
Term Municipal Income Fund. On June 1, 2010, the Fund assumed the
assets
and liabilities of its predecessor fund Van Kampen Intermediate Term
Municipal
Income
Fund. |
Invesco
Limited Term California Municipal
Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
Limited Term California Municipal Fund. On May 24, 2019, the Fund
assumed
the assets and liabilities of its predecessor fund Oppenheimer Rochester®
Limited
Term California Municipal Fund. |
Invesco
Limited Term Municipal Income
Fund |
Prior
to January 30, 2015, the Fund was known as Invesco Tax-Free Intermediate
Fund.
Prior to April 30, 2010, the Fund was known as AIM Tax-Free Intermediate
Fund. |
Invesco
Municipal Income Fund |
Prior
to September 24, 2012, the Fund was known as Invesco Van Kampen Municipal
Income
Fund. On June 1, 2010, the Fund assumed the assets and liabilities of its
predecessor
fund Van Kampen Municipal Income Fund. |
Invesco
New Jersey Municipal Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
New Jersey Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester® New Jersey
Municipal
Fund. |
Invesco
Pennsylvania Municipal Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
Pennsylvania Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester®
Pennsylvania
Municipal
Fund. |
Invesco
Rochester® AMT-Free New York
Municipal
Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
AMT-Free New York Municipal Fund. On May 24, 2019, the Fund
assumed
the assets and liabilities of its predecessor fund Oppenheimer Rochester®
AMT-Free
New York Municipal Fund. |
Invesco
Rochester® Limited Term New
York
Municipal Fund* |
Prior
to April 30, 2020, the Fund was known as Invesco Oppenheimer Rochester®
Limited
Term New York Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester Limited Term
New
York Municipal Fund. |
Fund |
Fund
History |
Invesco
Rochester® Municipal
Opportunities
Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
High Yield Municipal Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester® High Yield
Municipal
Fund. |
Invesco
Rochester® New York Municipals
Fund* |
Prior
to September 30, 2020, the Fund was known as Invesco Oppenheimer
Rochester®
New York Municipals Fund. On May 24, 2019, the Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer Rochester® Municipals
Fund. |
Information |
Approximate
Date of Website Posting |
Information
Remains Posted on Website |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
calendar days after month-end |
Until
replaced with the following month’s
top
ten holdings |
|
|
|
Select
portfolio holdings information (e.g.,
buys/sells,
contributors/detractors and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the following month’s
select
portfolio holding information |
|
|
|
Complete
portfolio holdings information as
of
calendar month-end |
30
calendar days after month-end |
For
12 months from the date of posting |
|
|
|
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
calendar days after fiscal quarter-
end |
For
12 months from the date of
posting |
Fund
Name |
Adviser/Sub-Adviser | |
Invesco
AMT-Free Municipal Income Fund |
Invesco
Advisers, Inc. |
|
Invesco
California Municipal Fund |
Invesco
Advisers, Inc. |
|
Invesco
Environmental Focus Municipal
Fund |
Invesco
Advisers, Inc. |
|
Invesco
High Yield Municipal Fund |
Invesco
Advisers, Inc. | |
Invesco
Intermediate Term Municipal
Income
Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Adviser/Sub-Adviser | |
Invesco
Limited Term California Municipal
Fund |
Invesco
Advisers, Inc. |
|
Invesco
Limited Term Municipal Income
Fund |
Invesco
Advisers, Inc. | |
Invesco
Municipal Income Fund |
Invesco
Advisers, Inc. | |
Invesco
New Jersey Municipal Fund |
Invesco
Advisers, Inc. |
|
Invesco
Pennsylvania Municipal Fund |
Invesco
Advisers, Inc. |
|
Invesco
Rochester® AMT-Free New York
Municipal
Fund |
Invesco
Advisers, Inc. | |
Invesco
Rochester® Limited Term New
York
Municipal Fund |
Invesco
Advisers, Inc. |
|
Invesco
Rochester® Municipal
Opportunities
Fund |
Invesco
Advisers, Inc. | |
Invesco
Rochester® New York Municipals
Fund |
Invesco
Advisers, Inc. |
|
|
|
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
AMT-Free Municipal Income Fund* |
|
|
0.60%
first $200 million |
|
0.55%
next $100 million |
|
0.50%
next $200 million |
|
0.45%
next $250 million |
|
0.40%
next $250 million |
|
0.35%
next $4 billion |
|
0.33%
over $5 billion |
|
|
Invesco
California Municipal Fund* |
|
|
0.48%
first $500 million |
|
0.455%
next $250 million |
|
0.425%
next $250 million |
|
0.38%
next $500 million |
|
0.37%
next $500 million |
|
0.355%
next $500 million |
|
0.35%
next $1.5 billion |
|
0.33%
over $4 billion |
|
|
Invesco
Environmental Focus Municipal
Fund* |
|
|
0.40%
first $500 million |
|
0.35%
next $500 million |
|
0.30%
next $500 million |
|
0.28%
over $1.5 billion |
|
|
Invesco
High Yield Municipal Fund |
|
|
0.60%
first $300 million |
|
0.55%
next $300 million |
|
0.50%
over $600 million |
|
|
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Intermediate Term Municipal
Income
Fund |
|
|
0.50%
first $500 million |
|
0.45%
next $250 million |
|
0.425%
next $250 million |
|
0.3325%
over $1 billion |
|
|
Invesco
Limited Term California Municipal
Fund* |
|
|
0.50%
first $100 million |
|
0.45%
next $150 million |
|
0.40%
next $1.75 billion |
|
0.39%
over $2 billion |
|
|
Invesco
Limited Term Municipal Income
Fund |
|
|
0.30%
first $500 million |
|
0.25%
over $500 million up to and including $1 billion |
|
0.20%
over $1 billion |
|
|
Invesco
Municipal Income Fund |
|
|
0.50%
first $500 million |
|
0.45%
over $500 million |
|
|
Invesco
New Jersey Municipal Fund* |
|
|
0.60%
first $200 million |
|
0.55%
next $100 million |
|
0.50%
next $200 million |
|
0.45%
next $250 million |
|
0.40%
next $250 million |
|
0.35%
over $1 billion |
|
|
Invesco
Pennsylvania Municipal Fund* |
|
|
0.51%
first $500 million |
|
0.41%
next $250 million |
|
0.40%
next $250 million |
|
0.38%
next $1 billion |
|
0.345%
next $3 billion |
|
0.33%
over $5 billion |
Invesco
Rochester® AMT-Free New York
Municipal
Fund* |
|
|
0.60%
first $200 million |
|
0.55%
next $100 million |
|
0.50%
next $200 million |
|
0.45%
next $250 million |
|
0.40%
next $250 million |
|
0.35%
next $4 billion |
|
0.33%
over $5 billion |
|
|
Invesco
Rochester® Limited Term New
York
Municipal Fund* |
|
|
0.50%
first $100 million |
|
0.45%
next $150 million |
|
0.40%
next $1.75 billion |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.39%
next $3 billion |
|
0.38%
next $5 billion |
|
0.37%
over $10 billion |
|
|
Invesco
Rochester® Municipal
Opportunities
Fund* |
|
|
0.60%
first $200 million |
|
0.55%
next $100 million |
|
0.50%
next $200 million |
|
0.45%
next $250 million |
|
0.40%
next $250 million |
|
0.35%
next $10 billion |
|
0.34%
over $11 billion |
|
|
Invesco
Rochester® New York Municipals
Fund* |
|
|
0.48%
first $500 million |
|
0.455%
next $4.5 billion |
|
0.45%
next $3 billion |
|
0.44%
next $6 billion |
|
0.42%
over $14 billion |
|
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
|
|
|
Invesco
AMT-Free Municipal Income Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
California Municipal Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Environmental Focus Municipal
Fund |
|
|
Class
A Shares |
0.70% |
June
30, 2023 |
Class
C Shares |
1.45% |
June
30, 2023 |
Class
Y Shares |
0.45% |
June
30, 2023 |
Class
R6 Shares |
0.45% |
June
30, 2023 |
|
|
|
Invesco
High Yield Municipal Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R5 Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Intermediate Term Municipal
Income
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Limited Term California Municipal
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Limited Term Municipal Income
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
A2 Shares |
1.25% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R5 Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Municipal Income Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
Investor
Class Shares |
1.50% |
June
30, 2023 |
|
|
|
Invesco
New Jersey Municipal Fund |
|
|
Class
A Shares |
0.98% |
June
30, 2022 |
Class
C Shares |
1.63% |
June
30, 2022 |
Class
Y Shares |
0.73% |
June
30, 2022 |
Class
R6 Shares |
0.73% |
June
30, 2022 |
|
|
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
New Jersey Municipal Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.15% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Pennsylvania Municipal Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.15% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Rochester® AMT-Free New York
Municipal
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Rochester® Limited Term New
York
Municipal Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Rochester® Municipal
Opportunities
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.15% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R5 Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Invesco
Rochester® New York Municipals
Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2023 |
Class
C Shares |
2.25% |
June
30, 2023 |
Class
Y Shares |
1.25% |
June
30, 2023 |
Class
R6 Shares |
1.25% |
June
30, 2023 |
|
|
|
Fund |
Class
A |
Class
C |
Invesco
Limited Term Municipal Income Fund |
0.25% |
1.00% |
Fund |
Class
A |
Class
C |
Investor
Class |
Invesco
High Yield Municipal Fund |
0.25% |
1.00% |
N/A |
Invesco
Intermediate Term Municipal Income Fund |
0.25% |
1.00% |
N/A |
Invesco
Municipal Income Fund |
0.25% |
1.00% |
0.25% |
Fund |
Class
C |
Invesco
AMT-Free Municipal Income Fund |
1.00% |
Invesco
Environmental Focus Municipal Fund |
1.00% |
Invesco
California Municipal Fund |
1.00% |
Invesco
Limited Term California Municipal Fund |
1.00% |
Invesco
New Jersey Municipal Fund |
0.90% |
Invesco
Rochester® AMT-Free New York Municipal Fund |
1.00% |
Invesco
Rochester® Limited Term New York Municipal Fund |
1.00% |
Invesco
Rochester® Municipal Opportunities Fund |
0.90% |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll, LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit Suisse
Securities
(Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany |
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Lincoln
Investment Advisors Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services, Inc. |
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured Management, Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup Global
Markets
Inc.\JPMorgan Chase Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment Management
Services,
LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP |
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel |
MS
Securities Services, Inc. and Morgan
Stanley
& Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services, LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider |
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System |
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco Funds) |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co., L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Service
Provider |
Disclosure
Category |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and Poor's
Securities
Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco
Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco Funds) |
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company, Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young, LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated |
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly:
Advisor to the
Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
188 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly:
Director, TD
Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments |
188 |
Formerly:
enaible, Inc.
(artificial
intelligence
technology);
Director,
ISO
New England, Inc.
(non-profit
organization
managing
regional
electricity
market) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
188 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
formerly
President and
Director
of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director |
188 |
Resideo
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
Technologies(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global Impact
Fund;
Textainer Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
188 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Member of
Regional
Board of
Directors
and Board of
Directors,
First
Financial
Bancorp
(regional
bank) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of |
188 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Formerly:
Member of
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
|
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
188 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
1998 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
188 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952 |
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of |
188 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of Board of Blue
Ocean
Acquisition Corp.
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
|
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
188 |
None |
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly:
Executive Vice
President,
Texas |
188 |
Trustee
and Board
Vice
Chair of
Holdsworth
Center
(non-profit);
Trustee
and
Chair of
Nomination/Governance
Committee,
Good |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Children’s
Hospital; Vice
President,
General
Counsel
and Corporate
Compliance
Officer, Texas
Children’s
Hospital;
Attorney,
Beck, Redden
and
Secrest, LLP and
Andrews
& Kurth LLP |
|
Reason
Houston, (non-
profit);
Trustee and
Investment
Committee
member
of University
of
Texas Law School
Foundation
(non-profit);
Board
Member of
Greater
Houston
Partnership
(non-
profit);
Advisory Board
member,
Baker
Institute
for Public
Policy
at Rice
University
(non-
profit)
Formerly:
Director and
Audit
Committee
Member
of Federal
Reserve
Bank of
Dallas |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
188 |
None |
Daniel
S. Vandivort –1954 |
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
|
188 |
Formerly:
Trustee,
Board
of Trustees,
Huntington
Disease
Foundation
of America;
Trustee
and
Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit
and
Finance
Committee,
Huntington
Disease
Foundation of
America |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
1999 |
Director,
Invesco Trust Company; Head of Global Fund Services,
Invesco
Ltd.; President and Principal Executive Officer, The
Invesco
Funds; Vice President, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust and Invesco Exchange-
Traded
Self-Indexed Fund Trust; and Vice President,
OppenheimerFunds,
Inc.
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Formerly:
Vice President, Treasurer and Principal Financial
Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust and Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser) |
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary and Vice
President,
Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly:
Senior Vice President, Invesco Distributors, Inc.;
Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; Secretary, Sovereign G./P. Holdings
Inc.;
Secretary, Invesco Indexing LLC; and Secretary, W.L. Ross
&
Co., LLC; |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Senior
Vice President, Invesco Group Services, Inc.; Head of the
Americas
and Senior Managing Director, Invesco Ltd.; Director
and
Senior Vice President, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Director and Chairman, Invesco Investment Services,
Inc.
(formerly known as Invesco AIM Investment Services, Inc.)
(registered
transfer agent); Senior Vice President, The Invesco
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Funds;
Director, Invesco Investment Advisers LLC (formerly
known
as Van Kampen Asset Management)
Formerly:
Director, President and Chairman, Invesco Insurance
Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962 |
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
Director,
Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and Director and
Chairman,
Invesco Trust Company
Formerly:
President, Trimark Investments Ltd/Services Financiers
Invesco
Ltee: Director and Senior Vice President, Invesco
Insurance
Agency, Inc.; Director and Senior Vice President,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; Senior Vice President,
The
Invesco Funds; President, SNW Asset Management
Corporation
and Invesco Managed Accounts, LLC; Chairman and
Director,
Invesco Private Capital, Inc.; Chairman and Director,
INVESCO
Private Capital Investments, Inc.; Chairman and
Director,
INVESCO Realty, Inc.; and Senior Vice President,
Invesco
Group Services, Inc.
Formerly:
Senior Vice President, Invesco Management Group,
Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967 |
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Senior Vice President and Treasurer, Fidelity
Investments |
Crissie
M. Wisdom – 1969 |
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment
adviser) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
James
Bordewick, Jr. -
(1959) |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds; and
Chief
Legal Officer, KingsCrowd, Inc. (research and analytical
platform
for investment in private capital markets)
Formerly,
Chief Operating Officer and Head of Legal and
Regulatory,
Netcapital (private capital investment platform);
Managing
Director, General Counsel of asset management and
Chief
Compliance Officer for asset management and private
banking,
Bank of America Corporation; Chief Legal Officer,
Columbia
Funds and BofA Funds; Senior Vice President and
Associate
General Counsel, MFS Investment Management; Chief
Legal
Officer, MFS Funds; Associate, Ropes & Gray; Associate,
Gaston
Snow & Ely Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities
Per
Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in
Invesco
Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
High Yield Municipal Fund
(Over
$100,000) |
Over
$100,000 |
|
Invesco
Limited Term Municipal Income
Fund
(Over $100,000) |
|
Independent
Trustees |
|
|
Beth
A. Brown |
None |
Over
$100,000 |
Cynthia
Hostetler |
None |
Over
$100,0002
|
Eli
Jones |
None |
Over
$100,0002
|
Elizabeth
Krentzman |
None |
Over
$100,000 |
Anthony
J. LaCava, Jr. |
None |
Over
$100,0002 |
Prema
Mathai-Davis |
None |
Over
$100,0002
|
Joel
W. Motley |
None |
Over
$100,0002
|
Teresa
M. Ressel |
None |
Over
$100,000 |
Ann
Barnett Stern |
None |
Over
$100,0002
|
Robert
C. Troccoli |
Invesco
Intermediate Term Municipal
Income
Fund ($50,001 - $100,000) |
Over
$100,0002 |
Daniel
S. Vandivort |
Invesco
Limited Term Municipal Income
Fund
(Over
$100,000) |
Over
$100,0002 |
Christopher
L. Wilson |
None |
Over
$100,0002
|
|
|
|
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$37,772 |
- |
- |
$428,989 |
Cynthia
Hostetler |
38,841 |
- |
- |
443,985 |
Eli
Jones |
35,406 |
- |
- |
403,989 |
Elizabeth
Krentzman |
39,696 |
- |
- |
461,485 |
Anthony
J. LaCava, Jr. |
40,873 |
- |
- |
466,263 |
Prema
Mathai-Davis |
34,981 |
- |
205,000 |
398,989 |
Joel
W. Motley |
35,618 |
- |
- |
406,489 |
Teresa
M. Ressel |
36,849 |
- |
- |
422,589 |
Ann
Barnett Stern |
38,564 |
- |
- |
430,089 |
Robert
C. Troccoli |
36,254 |
- |
- |
418,989 |
Daniel
S. Vandivort |
36,203 |
- |
- |
420,089 |
Christopher
L. Wilson |
61,282 |
- |
- |
690,933 |
|
|
|
|
|
(1)Amounts
shown are based on the fiscal year ended February 28, 2022. The total
amount of compensation deferred by all
trustees
of the Trust during the fiscal year ended February 28, 2022, including
earnings, was $154,142. | ||||
(2)These
amounts represent the estimated annual benefits payable by the Invesco
Funds upon the trustees’ retirement and
assumes
each trustee serves until his or her normal retirement date. These amounts
are not adjusted to reflect deemed
investment
appreciation or depreciation. | ||||
(3)These
amounts represent the compensation paid from all Invesco Funds to the
individuals who serve as trustees. All trustees
currently
serve as trustee of 32 registered investment companies advised by
Invesco. | ||||
(4)On
October 3, 2021, Mr. Jack M. Fields retired. During the fiscal year ended
February 28, 2022 compensation from the Trust for
Mr.
Fields was $19,774. |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
- |
9.69% |
16.50% |
- |
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
- |
- |
6.89% |
- |
|
|
|
|
|
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
93.32% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
5.58% |
- |
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
9.23% |
12.52% |
12.47% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
6.81% |
7.87% |
10.89% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
18.62% |
6.76% |
8.49% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.02% |
8.90% |
8.15% |
- |
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
5.75% |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
6.48% |
- |
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
5.78% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
9.70% |
14.49% |
9.83% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1901 |
- |
8.54% |
- |
- |
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
5.23% |
- |
- |
15.62% |
|
|
|
|
|
Fifth
Third Bank
FBO
Peak Trust Co. – AK-RE/RE
38
Fountain Square Plz.
Cincinnati,
OH 45202-3102 |
- |
- |
- |
48.38% |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Customer
3
Chase Metrotech Center
3rd
Floor Mutual Fund Dept.
Brooklyn,
NY 11245-0001 |
- |
15.40% |
- |
- |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001 |
- |
- |
- |
35.40% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
6.47% |
8.11% |
- |
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
8.61% |
9.43% |
14.21% |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
15.09% |
16.29% |
17.39% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
11.90% |
- |
15.49% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.31% |
8.23% |
5.93% |
- |
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
6.77% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
11.73% |
21.20% |
13.36% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
11.77% |
25.52% |
21.60% |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
7.96% |
- |
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
26.99% |
- |
- |
99.47% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
6.60% |
- |
8.49% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
7.33% |
5.17% |
23.92% |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
6.10% |
7.93% |
- |
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
5.14% |
- |
|
|
|
|
|
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Omnibus
Attn:
Mutual Fund Ops Manager
250
Nicollet Mall, Ste. 1400
Minneapolis,
MN 55401-1931 |
- |
- |
8.33% |
- |
|
|
|
|
|
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
6.29% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
6.00% |
22.69% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Inv. Services
707
2nd Avenue S
Minneapolis,
MN 55402-2405 |
- |
- |
11.32% |
- |
- |
|
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Acct. for the Benefit of Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
- |
- |
6.92% |
- |
- |
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
51.96% |
41.76% |
- |
- |
71.40% |
|
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001 |
- |
- |
- |
- |
19.76% |
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
- |
7.19% |
- |
- |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Mutual Fund Administration
4800
Deer Lake Drive E, 2nd
Floor
Jacksonville,
FL 32246-6484 |
- |
- |
11.04% |
- |
- |
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
5.95% |
11.27% |
- |
- |
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, FL 5
Jersey
City, NJ 07310-2010 |
5.80% |
- |
6.65% |
71.64% |
7.06% |
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
14.59% |
- |
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
5.79% |
6.53% |
- |
- |
|
|
|
|
|
|
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec.
Cdy. A/C Excl. Ben. Cust. UBSFSI
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
11.39% |
- |
- |
|
|
|
|
|
|
Vanguard
Brokerage Services
PO
Box 1170
Valley
Forge, PA 19482-1170 |
- |
- |
- |
13.10% |
- |
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
8.61% |
14.69% |
13.46% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
5.15% |
- |
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
71.54% |
69.86% |
36.23% |
- |
|
|
|
|
|
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St NE Ste. 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
5.25% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
15.74% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
- |
- |
8.56% |
- |
|
|
|
|
|
Mori
& Co.
922
Walnut St. Mailstop TBTS 2
Kansas
City, MO 64106-1802 |
- |
- |
- |
68.70% |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
- |
- |
7.56% |
- |
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, FL 5
Jersey
City, NJ 07310-2010 |
- |
- |
10.48% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002 |
- |
- |
7.18% |
10.31% |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
5.54% |
6.16% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
8.70% |
- |
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1901 |
- |
- |
5.94% |
- |
|
|
|
|
|
JP
Morgan Securities LLC
For
Exclusive Benefit of Customers
3
Chase Metrotech Center
3rd
Floor Mutual Fund Dept
Brooklyn,
NY 11245-0001 |
12.67% |
5.42% |
- |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
JP
Morgan Securities LLC
For
Exclusive Benefit of Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
15.72% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
6.66% |
9.07% |
- |
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
10.45% |
5.16% |
11.74% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
8.93% |
12.88% |
12.05% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
10.60% |
8.55% |
8.53% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.30% |
5.67% |
- |
- |
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
84.06% |
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
6.46% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
14.57% |
29.66% |
24.11% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
A2 Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
- |
10.42% |
- |
- |
|
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
A2 Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Citi
Private Bank
NJ
– Newport Office Center 7
480
Washington Blvd.
15th
Floor
Jersey
City, NJ 07310-2053 |
6.78% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
60.75% |
- |
58.46% |
- |
- |
95.25% |
|
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
San
Diego, CA 92121-3091 |
6.62% |
- |
- |
10.14% |
- |
- |
|
|
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Drive East, 2nd
Floor
Jacksonville,
FL 32246-6484 |
- |
- |
- |
14.57% |
- |
- |
|
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.55% |
- |
- |
20.32% |
- |
- |
|
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, FL 5
Jersey
City, NJ 07310-2010 |
20.11% |
- |
6.26% |
12.17% |
58.36% |
- |
|
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.56% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Saxon
& Co.
PO
Box 94597
Cleveland,
OH 44101-4597 |
- |
- |
- |
- |
36.91% |
- |
|
|
|
|
|
|
|
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec.
Cdy. A/C Excl. Ben. Cust. UBSFSI
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
- |
7.18% |
- |
- |
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit
of
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
15.71% |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit
of
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
- |
6.94% |
8.43% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Investor
Class Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Inv Services
707
2nd Avenue S
Minneapolis,
MN 55402-2405 |
- |
- |
- |
9.29% |
- |
|
|
|
|
|
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
62.71% |
77.57% |
- |
- |
98.44% |
|
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Drive E, 2nd FL
Jacksonville,
FL 32246-6484 |
- |
- |
- |
7.16% |
- |
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.22% |
- |
- |
37.84% |
- |
|
|
|
|
|
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Boulevard, FL 5
Jersey
City, NJ 07310-2010 |
- |
- |
6.65% |
5.02% |
- |
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
5.45% |
- |
- |
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
7.63% |
- |
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
- |
- |
6.73% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
- |
- |
5.90% |
- |
|
|
|
|
|
Invesco
Advisers Inc
Attn
Corporate Controller
1555
Peachtree Street NE, Suite 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
100.00%* |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
8.93% |
11.58% |
17.79% |
- |
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, FL. 3
Jacksonville,
FL 32246-6484 |
6.48% |
- |
- |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
9.05% |
9.24% |
11.12% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
10.35% |
- |
11.79% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.78% |
9.21% |
9.29% |
- |
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
5.74% |
12.35% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
13.29% |
29.25% |
17.16% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
- |
5.22% |
14.08% |
- |
|
|
|
|
|
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1901 |
6.92% |
5.67% |
6.15% |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
Saint
Louis, MO 63131-3710 |
5.46% |
- |
- |
- |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
6.12% |
- |
8.23% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
- |
12.31% |
7.41% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
16.45% |
11.99% |
10.87% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.63% |
6.55% |
15.48% |
- |
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
84.61% |
|
|
|
|
|
Vallee
& Co.
c/o
Reliance Trust Company WI
Mailcode
BD1N – Attn MF
4900
W. Brown Deer Road
Milwaukee,
WI 53223-2422 |
- |
- |
- |
8.95% |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
11.53% |
18.14% |
13.76% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite 1800
Atlanta,
GA 30309-2499 |
- |
- |
- |
100.00%* |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Customers
3
Chase MetroTech Center
3rd
Floor Mutual Fund Dept.
Brooklyn,
NY 11245-0001 |
6.59% |
5.30% |
- |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive.
San
Diego, CA 92121-3091 |
- |
- |
6.49% |
- |
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith Inc.
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr. East, Floor 3
Jacksonville,
FL 32246-6484 |
5.37% |
7.04% |
14.87% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
7.36% |
5.53% |
18.37% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
7.97% |
10.00% |
8.95% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
11.97% |
14.95% |
15.83% |
- |
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
5.10% |
7.94% |
9.67% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
6.75% |
22.37% |
11.64% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
5.82% |
- |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Customer
3
Chase Metrotech Center
3rd
Floor Mutual Fund Department
Brooklyn,
NY 11245-0001 |
9.86% |
7.98% |
- |
- |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
JP
Morgan Securities LLC
For
the Exclusive Benefit of our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
70.50% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
- |
6.13% |
16.45% |
- |
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
10.79% |
8.13% |
7.88% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
11.32% |
14.39% |
9.85% |
- |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
7.35% |
8.90% |
16.17% |
- |
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
12.69% |
14.77% |
10.35% |
- |
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
27.87% |
|
|
|
|
|
Special
Custody Account EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
5.90% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the Exclusive FBO Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
8.62% |
12.95% |
8.32% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
5.30% |
7.88% |
10.84% |
- |
- |
|
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
3
Chase Metrotech Center
3rd
Floor Mutual Fund Dept
Brooklyn,
NY 11245-0001 |
- |
6.18% |
- |
- |
- |
|
|
|
|
|
|
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
- |
34.71% |
|
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
6.87% |
8.58% |
10.36% |
- |
- |
|
|
|
|
|
|
Merrill
Lynch, Pierce, Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
9.24% |
5.79% |
6.52% |
- |
- |
|
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
7.06% |
9.07% |
7.47% |
- |
- |
|
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
10.38% |
6.70% |
15.78% |
- |
- |
|
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
499
Washington Blvd
Attention:
Mutual Funds, 5th Floor
Jersey
City, NJ 07310-1995 |
- |
- |
- |
- |
63.10% |
|
|
|
|
|
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
8.71% |
9.36% |
6.57% |
99.29% |
- |
|
|
|
|
|
|
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
6.46% |
- |
- |
- |
|
|
|
|
|
|
Special
Custody A/C EBOC UBSFSI
OMNI
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
- |
- |
9.62% |
- |
- |
|
|
|
|
|
|
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
- |
- |
5.52% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the Exclusive Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
11.22% |
19.11% |
9.48% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue South
Minneapolis,
MN 55402-2405 |
- |
- |
8.44% |
- |
|
|
|
|
|
JP
Morgan Securities LLC
For
the Exclusive Benefit of Customer
3
Chase Metrotech Center
3rd
Floor Mutual Fund Department
Brooklyn,
NY 11245-0001 |
8.59% |
15.08% |
- |
- |
|
|
|
|
|
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
- |
- |
- |
79.80% |
|
|
|
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
5.41% |
8.08% |
9.02% |
- |
|
|
|
|
|
Merrill
Lynch Pierce Fenner & Smith Inc.
For
the Sole Benefit of its Customers
Attn:
Fund Administrator
4800
Deer Lake Drive E, Floor 3
Jacksonville,
FL 32246-6484 |
7.03% |
- |
9.74% |
- |
|
|
|
|
|
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932 |
9.58% |
6.42% |
7.99% |
12.54% |
|
|
|
|
|
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
9.23% |
8.27% |
13.36% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
12.58% |
12.35% |
14.55% |
- |
|
|
|
|
|
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052 |
- |
- |
- |
6.98% |
|
|
|
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R6 Shares |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
- |
- |
7.07% |
- |
|
|
|
|
|
Special
Custody Account EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Boulevard
Weehawken,
NJ 07086-6761 |
- |
- |
6.96% |
- |
|
|
|
|
|
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the Exclusive FBO Customer
2801
Market Street
St.
Louis, MO 63103-2523 |
8.38% |
13.63% |
9.60% |
- |
|
2022 |
2021 |
2020 | ||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
High Yield
Municipal
Fund |
$55,415,039 |
$0 |
$55,415,039 |
$49,456,453 |
$0 |
$49,456,453 |
$52,956,345 |
$0 |
$52,956,345 |
Invesco
Intermediate
Term
Municipal Income
Fund |
9,045,802 |
0 |
9,045,802 |
7,801,745 |
0 |
7,801,745 |
7,080,006 |
(24,883) |
7,055,123 |
Invesco
Limited Term
Municipal
Income Fund |
7,160,041 |
0 |
7,160,041 |
5,683,245 |
0 |
5,683,245 |
4,987,155 |
0 |
4,987,155 |
Invesco
Municipal
Income
Fund |
17,062,412 |
0 |
17,062,412 |
16,092,862 |
0 |
16,092,862 |
14,565,036 |
0 |
14,565,036 |
|
2022 |
2021 |
4/1/19
– 2/29/20 |
2019 | ||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Environmental
Focus
Municipal Fund* |
$562,285 |
$(237,395) |
$324,890 |
$552,107 |
$(332,483) |
$219,624 |
$455,002 |
$(244,722) |
$210,280 |
$515,323 |
|
2022 |
2021 |
8/1/19
– 2/29/20 |
2019 | |||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid | |
Invesco
AMT-Free
Municipal
Income Fund** |
$11,151,856 |
$0 |
$11,151,856 |
$9,396,514 |
$0 |
$9,396,514 |
$5,084,431 |
$0 |
$5,084,431 |
$8,215,835 | |
Invesco
California
Municipal
Fund** |
9,051,712 |
0 |
9,051,712 |
7,841,249 |
0 |
7,841,249 |
3,965,453 |
0 |
3,965,453 |
5,973,033 | |
Invesco
Limited Term
California
Municipal
Fund** |
3,236,278 |
0 |
3,236,278 |
2,652,595 |
(746) |
2,651,849 |
1,417,488 |
(235) |
1,417,253 |
2,155,124 | |
Invesco
New Jersey
Municipal
Fund** |
1,540,281 |
(12,347) |
1,527,934 |
1,410,460 |
(115,713) |
1,294,747 |
864,280 |
(46,212) |
818,068 |
1,488,013 | |
Invesco
Pennsylvania
Municipal
Fund** |
4,066,346 |
0 |
4,066,346 |
3,749,775 |
0 |
3,749,775 |
2,059,139 |
(50) |
2,059,089 |
3,389,151 | |
Invesco
Rochester®
Municipal
Opportunities
Fund** |
32,686,921 |
0 |
32,686,921 |
25,803,194 |
0 |
25,803,194 |
15,861,303 |
0 |
15,861,303 |
23,822,605 | |
|
|
|
|
|
|
|
|
|
2022 |
2021 |
10/1/19
– 2/29/20 |
2019 | ||||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Rochester®
AMT-Free
New York
Municipal
Fund*** |
$4,321,422 |
$0 |
$4,321,422 |
$4,231,616 |
$(167,257) |
$4,064,359 |
$1,855,498 |
$(2,584) |
$1,852,914 |
$4,409,730 |
|
2022 |
2021 |
1/1/20
– 2/29/20 |
2019 | ||||
Fund
Name |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Paid |
Management
Fee
Paid |
Invesco
Rochester® Limited Term New
York
Municipal Fund**** |
$7,431,102 |
$0 |
$7,431,102 |
$6,804,181 |
$0 |
$6,804,181 |
$1,153,038 |
$7,058,633 |
Invesco
Rochester® New York
Municipals
Fund**** |
25,384,291 |
0 |
25,384,291 |
23,966,429 |
0 |
23,966,429 |
4,138,538 |
24,338,657 |
Fund |
Portfolio
Managers |
Dollar
Range of Investments in the Fund |
Invesco
AMT-Free Municipal Income Fund | ||
|
Joshua
Cooney |
None |
|
Elizabeth
S. Mossow |
$10,001
- $50,000 |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$50,001
- $100,000 |
|
Julius
Williams |
None |
|
|
|
Invesco
California Municipal Fund | ||
|
Michael
L. Camarella |
None |
|
Scott
S. Cottier |
None |
|
Mark
R. DeMitry |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Environmental Focus Municipal Fund | ||
|
Tim
Benzel |
None |
|
Eddie
Bernhardt |
None |
|
Joshua
Cooney1
|
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Galen
True |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
High Yield Municipal Fund | ||
|
John
Connelly |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$50,001
- $100,000 |
|
James
Phillips |
$100,001
- $500,000 |
|
John
Schorle |
None |
|
Julius
Williams |
$1
- $10,000 |
Fund |
Portfolio
Managers |
Dollar
Range of Investments in the Fund |
|
|
|
Invesco
Intermediate Term Municipal Income Fund | ||
|
John
Connelly |
None |
|
Joshua
Cooney |
None |
|
Elizabeth
S. Mossow |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$100,001
- $500,000 |
|
James
Phillips |
None |
|
John
Schorle |
None |
|
Rebecca
Setcavage |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Limited Term California Municipal Fund | ||
|
Michael
L. Camarella |
None |
|
Scott
S. Cottier |
None |
|
Mark
R. DeMitry |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Limited Term Municipal Income Fund | ||
|
John
Connelly |
None |
|
Joshua
Cooney |
None |
|
Michael
Magee |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$50,001
- $100,000 |
|
James
Phillips |
None |
|
John
Schorle |
$1
- $10,000 |
|
Rebecca
Setcavage |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Municipal Income Fund | ||
|
John
Connelly |
None |
|
Joshua
Cooney |
$1
- $10,000 |
|
Elizabeth
S. Mossow |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$100,001
- $500,000 |
|
James
Phillips |
None |
|
John
Schorle |
$1
- $10,000 |
|
Julius
Williams |
$1
- $10,000 |
|
|
|
Invesco
New Jersey Municipal Fund | ||
|
Joshua
Cooney |
None |
|
Elizabeth
S. Mossow |
$1
- $10,000 |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
$50,001
- $100,000 |
|
Julius
Williams |
None |
|
|
|
Invesco
Pennsylvania Municipal Fund | ||
|
Joshua
Cooney |
None |
|
Elizabeth
S. Mossow |
None |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
Fund |
Portfolio
Managers |
Dollar
Range of Investments in the Fund |
|
Julius
Williams |
None |
|
|
|
Invesco
Rochester®
AMT-Free New York Municipal Fund | ||
|
Michael
L. Camarella |
None |
|
Scott
S. Cottier |
$10,001
- $50,000 |
|
Mark
R. DeMitry |
$10,001
- $50,000 |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Rochester®
Limited Term New York Municipal Fund | ||
|
Michael
L. Camarella |
$1
- $10,000 |
|
Scott
S. Cottier |
None |
|
Mark
R. DeMitry |
$100,001
- $500,000 |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Rochester®
Municipal Opportunities Fund | ||
|
Michael
L. Camarella |
$1
- $10,000 |
|
Scott
S. Cottier |
Over
$1,000,000 |
|
Mark
R. DeMitry |
$100,001
- $500,000 |
|
Tim
O’Reilly |
$10,001
- $50,000 |
|
Mark
Paris |
None |
|
Julius
Williams |
None |
|
|
|
Invesco
Rochester®
New York Municipals Fund | ||
|
Michael
L. Camarella |
None |
|
Scott
S. Cottier |
$100,001
- $500,000 |
|
Mark
R. DeMitry |
$100,001
- $500,000 |
|
Tim
O’Reilly |
None |
|
Mark
Paris |
None |
|
Julius
Williams |
$1
- $10,000 |
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
AMT-Free Municipal Income Fund | ||||||
Joshua
Cooney |
12 |
$16,548.3 |
None |
None |
None |
None |
Elizabeth
S. Mossow |
5 |
$7,549.5 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$53,157.3 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$53,157.3 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$53,157.3 |
None |
None |
32 |
$115.32 |
Invesco
California Municipal Fund | ||||||
Michael
L. Camarella |
7 |
$19,175.2 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$19,175.2 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$19,175.2 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$53,738.4 |
None |
None |
32 |
$115.32 |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Mark
Paris |
25 |
$53,738.4 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$53,738.4 |
None |
None |
32 |
$115.32 |
Invesco
Environmental Focus Municipal Fund | ||||||
Tim
Benzel |
None |
None |
None |
None |
None |
None |
Eddie
Bernhardt |
None |
None |
None |
None |
None |
None |
Joshua
Cooney1
|
13 |
$19,354.7 |
None |
None |
None |
None |
Tim
O’Reilly |
25 |
$55,833.0 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$55,833.0 |
None |
None |
32 |
$115.32 |
Galen
True |
None |
None |
None |
None |
None |
None |
Julius
Williams |
25 |
$55,833.0 |
None |
None |
32 |
$115.32 |
Invesco
High Yield Municipal Fund | ||||||
John
Connelly |
14 |
$18,409.7 |
None |
None |
32 |
$115.32 |
Tim
O’Reilly |
25 |
$45,730.7 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$45,730.7 |
None |
None |
32 |
$115.32 |
James
Phillips |
14 |
$18,409.7 |
None |
None |
32 |
$115.32 |
John
Schorle |
14 |
$18,409.7 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$45,730.7 |
None |
None |
32 |
$115.32 |
Invesco
Intermediate Term Municipal Income Fund | ||||||
John
Connelly |
14 |
$26,305.6 |
None |
None |
32 |
$115.32 |
Joshua
Cooney |
12 |
$17,017.7 |
None |
None |
None |
None |
Elizabeth
S. Mossow |
5 |
$8,018.9 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$53,626.6 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$53,626.6 |
None |
None |
32 |
$115.32 |
James
Phillips |
14 |
$26,305.6 |
None |
None |
32 |
$115.32 |
John
Schorle |
14 |
$26,305.6 |
None |
None |
32 |
$115.32 |
Rebecca
Setcavage |
8 |
$11,987.5 |
None |
None |
None |
None |
Julius
Williams |
25 |
$53,626.6 |
None |
None |
32 |
$115.32 |
Invesco
Limited Term California Municipal Fund | ||||||
Michael
L. Camarella |
7 |
$20,609.2 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$20,609.2 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$20,609.2 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$55,172.4 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$55,172.4 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$55,172.4 |
None |
None |
32 |
$115.32 |
Invesco
Limited Term Municipal Income Fund | ||||||
John
Connelly |
14 |
$25,366.9 |
None |
None |
32 |
$115.32 |
Joshua
Cooney |
12 |
$16,079.0 |
None |
None |
None |
None |
Michael
Magee |
1 |
$2,988.7 |
None |
None |
None |
None |
Tim
O’Reilly |
25 |
$52,687.9 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$52,687.9 |
None |
None |
32 |
$115.32 |
James
Phillips |
14 |
$25,366.9 |
None |
None |
32 |
$115.32 |
John
Schorle |
14 |
$25,366.9 |
None |
None |
32 |
$115.32 |
Rebecca
Setcavage |
8 |
$11,048.8 |
None |
None |
None |
None |
Julius
Williams |
25 |
$52,687.9 |
None |
None |
32 |
$115.32 |
Invesco
Municipal Income Fund | ||||||
John
Connelly |
14 |
$25,042.7 |
None |
None |
32 |
$115.32 |
Joshua
Cooney |
12 |
$15,754.8 |
None |
None |
None |
None |
Elizabeth
S. Mossow |
5 |
$6,756.0 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$52,363.8 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$52,363.8 |
None |
None |
32 |
$115.32 |
James
Phillips |
14 |
$25,042.7 |
None |
None |
32 |
$115.32 |
John
Schorle |
14 |
$25,042.7 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$52,363.8 |
None |
None |
32 |
$115.32 |
Invesco
New Jersey Municipal Fund | ||||||
Joshua
Cooney |
12 |
$19,075.9 |
None |
None |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Elizabeth
S. Mossow |
5 |
$10,077.1 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$55,684.8 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$55,684.8 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$55,684.8 |
None |
None |
32 |
$115.32 |
Invesco
Pennsylvania Municipal Fund | ||||||
Joshua
Cooney |
12 |
$18,470.9 |
None |
None |
None |
None |
Elizabeth
S. Mossow |
5 |
$9,472.1 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$55,079.8 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$55,079.8 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$55,079.8 |
None |
None |
32 |
$115.32 |
Invesco
Rochester®
AMT-Free New York Municipal Fund | ||||||
Michael
L. Camarella |
7 |
$20,559.1 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$20,559.1 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$20,559.1 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$55,122.3 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$55,122.3 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$55,122.3 |
None |
None |
32 |
$115.32 |
Invesco
Rochester®
Limited Term New York Municipal Fund | ||||||
Michael
L. Camarella |
7 |
$19,497.3 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$19,497.3 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$19,497.3 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$54,060.5 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$54,060.5 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$54,060.5 |
None |
None |
32 |
$115.32 |
Invesco
Rochester®
Municipal Opportunities Fund | ||||||
Michael
L. Camarella |
7 |
$12,426.4 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$12,426.4 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$12,426.4 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$46,989.6 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$46,989.6 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$46,989.6 |
None |
None |
32 |
$115.32 |
Invesco
Rochester®
New York Municipals Fund | ||||||
Michael
L. Camarella |
7 |
$15,902.6 |
None |
None |
2 |
$1,134.6 |
Scott
S. Cottier |
7 |
$15,902.6 |
None |
None |
2 |
$1,134.6 |
Mark
R. DeMitry |
7 |
$15,902.6 |
None |
None |
2 |
$1,134.6 |
Tim
O’Reilly |
25 |
$50,465.8 |
None |
None |
32 |
$115.32 |
Mark
Paris |
25 |
$50,465.8 |
None |
None |
32 |
$115.32 |
Julius
Williams |
25 |
$50,465.8 |
None |
None |
32 |
$115.32 |
1
The Portfolio Manager began serving on the Fund effective March 17,
2022. | ||||||
2
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. |
Sub-Adviser |
Performance
time period3
|
Invesco4
|
One-,
Three- and Five-year performance against Fund peer
group |
Invesco
Canada4 | |
Invesco
Deutschland4
| |
Invesco
Hong Kong4
| |
Invesco
Asset Management4 | |
Invesco
India4 | |
Invesco
Listed Real Assets Division4
| |
|
|
Invesco
Senior Secured4,
5
|
Not
applicable |
Invesco
Capital4,
6
| |
|
|
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
3
Rolling time periods based on calendar year-end. | |
4
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
5
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
6
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
|
2022 |
2021 |
2020 |
Invesco
High Yield Municipal Fund |
$1,554,657 |
$1,391,535 |
$1,497,159 |
Invesco
Intermediate Term Municipal Income Fund |
326,031 |
266,351 |
216,468 |
Invesco
Limited Term Municipal Income Fund |
458,443 |
342,757 |
301,925 |
Invesco
Municipal Income Fund |
519,941 |
507,464 |
453,751 |
|
2022 |
2021 |
April
1, 2019 -
February
29, 2020 |
Fiscal
year ended
March
31, 2019 |
Invesco
Environmental Focus Municipal Fund* |
$20,302 |
$20,758 |
$14,414 |
$0 |
|
|
|
|
|
|
2022 |
2021 |
August
1, 2019 –
February
29, 2020 |
Fiscal
year ended
July
31, 2019 |
Invesco
AMT-Free Municipal Income Fund** |
$407,347 |
$346,760 |
$184,315 |
$25,145 |
Invesco
California Municipal Fund** |
320,394 |
280,252 |
136,189 |
17,854 |
Invesco
Limited Term California Municipal
Fund** |
111,046 |
93,222 |
49,287 |
6,455 |
Invesco
New Jersey Municipal Fund** |
37,717 |
35,470 |
21,716 |
3,051 |
Invesco
Pennsylvania Municipal Fund** |
126,639 |
117,306 |
58,592 |
8,013 |
Invesco
Rochester® Municipal Opportunities
Fund** |
1,304,109 |
1,055,017 |
648,278 |
85,245 |
|
|
|
|
|
|
2022 |
2021 |
October
1, 2019 –
February
29, 2020 |
Fiscal
year ended
September
30, 2019 |
Invesco
Rochester® AMT-Free New York
Municipal
Fund*** |
$124,838 |
$126,184 |
$56,007 |
$45,117 |
|
|
|
|
|
|
2022 |
2021 |
January
1, 2020 –
February
29, 2020 |
Fiscal
year ended
December
31, 2019 |
Invesco
Rochester® Limited Term New York
Municipal
Fund**** |
$263,309 |
$249,308 |
$464,005 |
$134,717 |
Invesco
Rochester® New York Municipals Fund**** |
802,404 |
$781,811 |
$150,310 |
$42,739 |
|
|
|
|
|
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00%
I |
$250,000
but less than $500,000 |
2.75% |
2.83% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
|
Class
A Shares |
Class
A2 Shares |
Class
C Shares |
Investor
Class Shares |
|
|
|
|
|
Invesco
AMT-Free Municipal Income Fund |
$4,296,045 |
N/A |
$1,630,813 |
N/A |
Invesco
California Municipal Fund |
$3,669,965 |
N/A |
$1,567,723 |
N/A |
Invesco
Environmental Focus Fund |
$220,908 |
N/A |
$123,355 |
N/A |
Invesco
High Yield Municipal Fund |
$16,569,998 |
N/A |
$5,827,686 |
N/A |
Invesco
Intermediate Term Municipal Income Fund |
$3,876,548 |
N/A |
$1,053,014 |
N/A |
Invesco
Limited Term California Municipal Fund |
$860,603 |
N/A |
$425,659 |
N/A |
Invesco
Limited Term Municipal Income Fund |
$3,804,114 |
$0 |
$856,903 |
N/A |
Invesco
Municipal Income Fund |
$6,560,209 |
N/A |
$2,043,601 |
$154,327 |
Invesco
New Jersey Municipal Fund |
$512,933 |
N/A |
$198,397 |
N/A |
Invesco
Pennsylvania Municipal Fund |
$1,681,972 |
N/A |
$779,737 |
N/A |
Invesco
Rochester® AMT-Free New York Municipal Fund |
$1,819,934 |
N/A |
$250,030 |
N/A |
Invesco
Rochester® Limited Term New York Municipal Fund |
$3,644,794 |
N/A |
$919,396 |
N/A |
Invesco
Rochester® Municipal Opportunities Fund |
$11,639,745 |
N/A |
$6,921,435 |
N/A |
Invesco
Rochester® New York Municipals Fund |
$11,283,089 |
N/A |
$3,283,064 |
N/A |
Fund |
Unreimbursed
Distribution-Related
Expenses |
Invesco
Intermediate Term Municipal Income Fund |
|
Class
C |
$41,338 |
Invesco
Municipal Income Fund |
|
Class
C |
$321,393 |
Invesco
Rochester® AMT-Free New York Municipal Fund |
|
Class
A |
$115,655 |
Invesco
Rochester® Limited Term New York Municipal Fund |
|
Class
A |
$2,440,378 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Annual
Report
Total |
Invesco
AMT-Free Municipal Income Fund |
$0 |
$0 |
$0 |
$0 |
$4,296,045 |
$0 |
$0 |
$4,296,045 |
Invesco
California Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$3,669,965 |
$0 |
$0 |
$3,669,965 |
Invesco
Environmental Focus Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$220,908 |
$0 |
$0 |
$220,908 |
Invesco
High Yield Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$16,569,998 |
$0 |
$0 |
$16,569,998 |
Invesco
Intermediate Term Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$3,876,548 |
$0 |
$0 |
$3,876,548 |
Invesco
Limited Term California Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$860,603 |
$0 |
$0 |
$860,603 |
Invesco
Limited Term Municipal Income Fund |
$0 |
$0 |
$0 |
$0 |
$3,804,114 |
$0 |
$0 |
$3,804,114 |
Invesco
Municipal Income Fund |
$0 |
$0 |
$0 |
$0 |
$6,560,209 |
$0 |
$0 |
$6,560,209 |
Invesco
New Jersey Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$512,933 |
$0 |
$0 |
$512,933 |
Invesco
Pennsylvania Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$1,681,972 |
$0 |
$0 |
$1,681,972 |
Invesco
Rochester® AMT-Free New York Municipal
Fund |
$0 |
$0 |
$0 |
$0 |
$1,819,934 |
$0 |
$0 |
$1,819,934 |
Invesco
Rochester® Limited New York Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$3,644,794 |
$0 |
$0 |
$3,644,794 |
Invesco
Rochester® Municipal Opportunities Fund |
$0 |
$0 |
$0 |
$0 |
$11,639,745 |
$0 |
$0 |
$11,639,745 |
Invesco
Rochester® New York Municipals Fund |
$0 |
$0 |
$0 |
$0 |
$11,283,089 |
$0 |
$0 |
$11,283,089 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Annual
Report
Total |
Invesco
AMT-Free Municipal Income Fund |
$10,607 |
$5,166 |
$1,810 |
$365,834 |
$1,205,964 |
$40,891 |
$541 |
$1,630,813 |
Invesco
California Municipal Fund |
$9,471 |
$4,613 |
$1,616 |
$326,634 |
$1,188,397 |
$36,509 |
$483 |
$1,567,723 |
Invesco
Environmental Focus Municipal Fund |
$387 |
$775 |
$387 |
$8,135 |
$112,897 |
$387 |
$387 |
$123,355 |
Invesco
High Yield Municipal Fund |
$0 |
$0 |
$0 |
$0 |
$5,827,686 |
$0 |
$0 |
$5,827,686 |
Invesco
Intermediate Term Municipal Fund |
$752 |
$1,504 |
$752 |
$15,795 |
$1,032,707 |
$752 |
$752 |
$1,053,014 |
Invesco
Limited Term California Municipal Fund |
$1,333 |
$649 |
$228 |
$45,986 |
$372,255 |
$5,140 |
$68 |
$425,659 |
Invesco
Limited Term Municipal Income Fund |
$1,874 |
$913 |
$320 |
$64,626 |
$781,850 |
$7,224 |
$96 |
$856,903 |
Invesco
Municipal Income Fund |
$1,003 |
$2,007 |
$1,003 |
$21,069 |
$2,016,513 |
$1,003 |
$1,003 |
$2,043,601 |
Invesco
New Jersey Municipal Fund |
$980 |
$477 |
$167 |
$29,303 |
$163,641 |
$3,779 |
$50 |
$198,397 |
Invesco
Pennsylvania Municipal Fund |
$4,322 |
$2,105 |
$738 |
$129,185 |
$626,505 |
$16,661 |
$221 |
$779,737 |
Invesco
Rochester® AMT-Free New York Municipal
Fund |
$623 |
$303 |
$106 |
$21,471 |
$225,095 |
$2,400 |
$32 |
$250,030 |
Invesco
Rochester® Limited New York Municipal Fund |
$4,637 |
$2,258 |
$791 |
$159,928 |
$733,669 |
$17,876 |
$237 |
$919,396 |
Invesco
Rochester® Municipals Opportunities Fund |
$42,834 |
$20,863 |
$7,310 |
$1,280,349 |
$5,402,766 |
$165,127 |
$2,186 |
$6,921,435 |
Invesco
Rochester® New York Municipals Fund |
$7,211 |
$3,512 |
$1,231 |
$248,692 |
$2,994,253 |
$27,797 |
$368 |
$3,283,064 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Annual
Report
Total |
Invesco
Municipal Income Fund |
$9,476 |
18,953 |
$9,476 |
$0 |
$97,469 |
$9,477 |
$9,476 |
$154,327 |
Fund
Name |
2022 |
2021 |
2020 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
High Yield Municipal Fund |
$6,931,652 |
$555,612 |
$8,826,066 |
$668,599 |
$14,220,022 |
$1,042,738 |
Invesco
Intermediate Term Municipal Income Fund |
1,156,326 |
161,258 |
1,007,438 |
134,559 |
1,212,395 |
149,783 |
Invesco
Limited Term Municipal Income Fund |
979,656 |
150,359 |
1,254,764 |
204,720 |
1,013,057 |
140,304 |
Invesco
Municipal Income Fund |
4,104,882 |
331,243 |
4,018,457 |
327,824 |
7,251,473 |
568,608 |
Fund
Name |
2022 |
2021 |
2020 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
Limited Term Municipal Income Fund |
$733 |
$212 |
$1,259 |
$406 |
$1,318 |
$326 |
Fund |
2022 |
2021 |
2020 | |||
|
Class
A
Shares |
Class
C
Shares |
Class
A
Shares |
Class
C
Shares |
Class
A
Shares |
Class
C
Shares |
Invesco
High Yield Municipal
Fund |
$121,897 |
$29,139 |
$490,272 |
$40,907 |
$88,580 |
$31,808 |
Invesco
Intermediate Term
Municipal
Income Fund |
243,389 |
2,419 |
230,292 |
3,427 |
129,396 |
3,326 |
Invesco
Limited Term Municipal
Income
Fund |
410,027 |
7,508 |
204,766 |
2,154 |
121,237 |
6,578 |
Invesco
Municipal Income Fund |
62,463 |
3,862 |
120,589 |
7,281 |
78,627 |
2,895 |
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
2022 |
2021 |
4/1/2019
-
2/29/2020 |
2019 |
2022 |
2021 |
4/1/2019
-
2/29/2020 |
2019 |
Invesco
Environmental Focus Municipal Fund** |
$48,045 |
$78,838 |
$134,231 |
$56,060 |
$4,013 |
$6,824 |
$10,489 |
$7,469 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Concessions
on Class A Sales
Advanced
by Distributor* |
Concessions
on Class C Sales
Advanced
by Distributor* |
|
2019 |
2019 |
Invesco
Environmental Focus Municipal
Fund** |
$7,638 |
$7,145 |
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
2022 |
2021 |
8/1/2019
-
2/29/2020 |
2019 |
2022 |
2021 |
8/1/2019
-
2/29/2020 |
2019 |
Invesco
AMT-Free Municipal Income Fund** |
$1,299,653 |
$1,185,758 |
$467,665 |
$920,849 |
$108,775 |
$105,431 |
$40,683 |
$102,891 |
Invesco
California Municipal Fund** |
1,117,809 |
1,014,007 |
501,779 |
963,325 |
112,358 |
100,904 |
41,190 |
98,501 |
Invesco
Limited Term California Municipal Fund** |
53,818 |
66,826 |
56,611 |
135,115 |
6,840 |
14,924 |
5,674 |
15,624 |
Invesco
New Jersey Municipal Fund** |
238,509 |
123,085 |
89,343 |
120,112 |
21,729 |
10,885 |
6,237 |
16,026 |
Invesco
Pennsylvania Municipal Fund** |
793,643 |
686,747 |
332,841 |
432,500 |
59,991 |
54,569 |
42,022 |
65,500 |
Invesco
Rochester Municipal Opportunities Fund** |
6,286,139 |
4,045,413 |
2,940,910 |
5,320,534 |
523,187 |
320,555 |
236,429 |
568,847 |
|
|
|
|
|
|
|
|
|
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
2022 |
2021 |
10/1/2019
-
2/29/2020 |
2019 |
2022 |
2021 |
10/1/2019
-
2/29/2020 |
2019 |
Invesco
Rochester® AMT-Free New York Municipal Fund** |
$239,633 |
$189,052 |
$119,868 |
$309,043 |
$22,310 |
$22,684 |
$15,417 |
$34,346 |
Fund
Name |
Aggregate
Front-End
Sales
Charges on
Class
A Shares |
Class
A Front-End
Sales
Charges
Retained
by Distributor* | ||||||
|
2022 |
2021 |
1/1/2020
-
2/29/2020 |
2019 |
2022 |
2021 |
1/1/2020
-
2/29/2020 |
2019 |
Invesco
Rochester® Limited Term New York Municipals Fund** |
$299,195 |
$176,230 |
$62,481 |
$310,786 |
$29,937 |
$24,638 |
$4,393 |
$49,594 |
Invesco
Rochester® New York Municipals Fund** |
2,777,785 |
1,959,907 |
537,504 |
3,248,513 |
279,153 |
176,797 |
45,444 |
335,271 |
Fund
Name |
Class
A
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
Class
B* Contingent Deferred Sales Charges Retained by
Distributor |
Class
C
Contingent
Deferred
Sales
Charges Retained
by
Distributor |
| ||||||
|
2022 |
2021 |
4/1/2019
-
2/29/2020 |
2019 |
2019 |
2022 |
2021 |
4/1/2019
-
2/29/2020 |
2019 | |
Invesco
Environmental Focus
Municipal
Fund** |
$9,589 |
$2,256 |
$643 |
$0 |
$25 |
$132 |
$2,212 |
$487 |
$664 |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by Distributor |
Class
C Contingent Deferred
Sales
Charges
Retained
by Distributor | ||||||
|
2021 |
2021 |
8/1/2019
-
2/29/2020 |
2019 |
2022 |
2021 |
8/1/2019
-
2/29/2020 |
2019 |
Invesco
AMT-Free Municipal Income Fund** |
$47,237 |
$27,790 |
$- |
$15,184 |
$16,879 |
$18,235 |
$3,659 |
$13,379 |
Invesco
California Municipal Fund** |
35,067 |
89,368 |
37,424 |
20,751 |
30,019 |
47,129 |
14,123 |
11,230 |
Invesco
Limited Term California Municipal Fund** |
37,721 |
15,602 |
12,456 |
4,568 |
4,127 |
2,912 |
597 |
4,418 |
Invesco
New Jersey Municipal Fund** |
0 |
2,124 |
12 |
15 |
261 |
2,920 |
306 |
810 |
Invesco
Pennsylvania Municipal Fund** |
3,600 |
13,240 |
- |
996 |
6,485 |
4,220 |
3,153 |
13,910 |
Invesco
Rochester® Municipal Opportunities Fund** |
92,407 |
287,410 |
48,343 |
45,240 |
88,870 |
184,295 |
53,545 |
80,475 |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by Distributor |
Class
C Contingent Deferred
Sales
Charges
Retained
by Distributor | ||||||
|
2022 |
2021 |
10/1/2019
-
2/29/2020 |
2019 |
2022 |
2021 |
10/1/2019
-
2/29/2020 |
2019 |
Invesco
Rochester® AMT-Free New York Municipal Fund** |
$332 |
$4,377 |
$- |
$142 |
$418 |
$2,255 |
$4,302 |
$1,827 |
|
|
|
|
|
|
|
|
|
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by Distributor |
Class
C Contingent Deferred
Sales
Charges
Retained
by Distributor | ||||||
|
2022 |
2021 |
1/1/2020
-
2/29/2020 |
2019 |
2022 |
2021 |
1/1/2020
-
2/29/2020 |
2019 |
Invesco
Rochester® Limited Term New York Municipals Fund** |
$61,548 |
$53,137 |
$6,524 |
$3,278 |
$15,081 |
$19,812 |
$440 |
$7,781 |
Invesco
Rochester® New York Municipals Fund** |
21,789 |
145,415 |
1,200 |
13,782 |
22,353 |
58,356 |
3,647 |
34,703 |
|
|
|
|
|
|
|
|
|