Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
Aerospace & Defense ETF |
NYSE Arca,
Inc. |
PPA
|
Invesco
BuyBack AchieversTM ETF
|
The Nasdaq
Stock Market LLC |
PKW
|
Invesco
Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PFM |
Invesco
Dow Jones Industrial Average Dividend ETF |
NYSE Arca,
Inc. |
DJD |
Invesco
DWA Basic Materials Momentum ETF |
The Nasdaq
Stock Market LLC |
PYZ |
Invesco
DWA Consumer Cyclicals Momentum ETF |
The Nasdaq
Stock Market LLC |
PEZ |
Invesco
DWA Consumer Staples Momentum ETF |
The Nasdaq
Stock Market LLC |
PSL |
Invesco
DWA Energy Momentum ETF |
The Nasdaq
Stock Market LLC |
PXI |
Invesco
DWA Financial Momentum ETF |
The Nasdaq
Stock Market LLC |
PFI |
Invesco
DWA Healthcare Momentum ETF |
The Nasdaq
Stock Market LLC |
PTH |
Invesco
DWA Industrials Momentum ETF |
The Nasdaq
Stock Market LLC |
PRN |
Invesco
DWA Momentum ETF |
The Nasdaq
Stock Market LLC |
PDP |
Invesco
DWA Technology Momentum ETF |
The Nasdaq
Stock Market LLC |
PTF |
Invesco
DWA Utilities Momentum ETF |
The Nasdaq
Stock Market LLC |
PUI |
Invesco
Dynamic Biotechnology & Genome ETF |
NYSE Arca,
Inc. |
PBE |
Invesco
Dynamic Building & Construction ETF |
NYSE Arca,
Inc. |
PKB |
Invesco
Dynamic Energy Exploration & Production ETF |
NYSE Arca,
Inc. |
PXE |
Invesco
Dynamic Food & Beverage ETF |
NYSE Arca,
Inc. |
PBJ |
Invesco
Dynamic Large Cap Growth ETF |
NYSE Arca,
Inc. |
PWB |
Invesco
Dynamic Large Cap Value ETF |
NYSE Arca,
Inc. |
PWV |
Invesco
Dynamic Leisure and Entertainment ETF |
NYSE Arca,
Inc. |
PEJ |
Invesco
Dynamic Market ETF |
NYSE Arca,
Inc. |
PWC |
Invesco
Dynamic Media ETF |
NYSE Arca,
Inc. |
PBS |
Invesco
Dynamic Networking ETF |
NYSE Arca,
Inc. |
PXQ |
Invesco
Dynamic Oil & Gas Services ETF |
NYSE Arca,
Inc. |
PXJ |
Invesco
Dynamic Pharmaceuticals ETF |
NYSE Arca,
Inc. |
PJP |
Invesco
Dynamic Semiconductors ETF |
NYSE Arca,
Inc. |
PSI |
Invesco
Dynamic Software ETF |
NYSE Arca,
Inc. |
PSJ |
Invesco
Financial Preferred ETF |
NYSE Arca,
Inc. |
PGF |
Invesco
FTSE RAFI US 1000 ETF |
NYSE Arca,
Inc. |
PRF |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
The Nasdaq
Stock Market LLC |
PRFZ |
Invesco
Global Listed Private Equity ETF |
NYSE Arca,
Inc. |
PSP |
Invesco
Golden Dragon China ETF |
The Nasdaq
Stock Market LLC |
PGJ |
Invesco
High Yield Equity Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PEY |
Invesco
International Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PID |
Invesco
MSCI Sustainable Future ETF |
NYSE Arca,
Inc. |
ERTH |
Invesco
NASDAQ Internet ETF |
The Nasdaq
Stock Market LLC |
PNQI |
Invesco
Raymond James SB-1 Equity ETF |
NYSE Arca,
Inc. |
RYJ |
Invesco
S&P 100 Equal Weight ETF |
NYSE Arca,
Inc. |
EQWL |
Invesco
S&P 500 BuyWrite ETF |
NYSE Arca,
Inc. |
PBP |
Invesco
S&P 500®
Equal
Weight ETF |
NYSE Arca,
Inc. |
RSP |
Invesco
S&P 500®
Equal
Weight Communication Services ETF |
NYSE Arca,
Inc. |
EWCO |
Invesco
S&P 500®
Equal
Weight Consumer Discretionary ETF |
NYSE Arca,
Inc. |
RCD |
Invesco
S&P 500® Equal
Weight Consumer Staples ETF |
NYSE Arca,
Inc. |
RHS |
Invesco
S&P 500®
Equal
Weight Energy ETF |
NYSE Arca,
Inc. |
RYE |
Invesco
S&P 500®
Equal
Weight Financials ETF |
NYSE Arca,
Inc. |
RYF |
Invesco
S&P 500®
Equal
Weight Health Care ETF |
NYSE Arca,
Inc. |
RYH |
Invesco
S&P 500®
Equal
Weight Industrials ETF |
NYSE Arca,
Inc. |
RGI |
Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
S&P 500®
Equal
Weight Materials ETF |
NYSE
Arca, Inc. |
RTM |
Invesco
S&P 500®
Equal
Weight Real Estate ETF |
NYSE
Arca, Inc. |
EWRE |
Invesco
S&P 500®
Equal
Weight Technology ETF |
NYSE
Arca, Inc. |
RYT |
Invesco
S&P 500®
Equal
Weight Utilities ETF |
NYSE
Arca, Inc. |
RYU |
Invesco
S&P 500 GARP ETF |
NYSE
Arca, Inc. |
SPGP |
Invesco
S&P 500®
Pure Growth ETF |
NYSE
Arca, Inc. |
RPG |
Invesco
S&P 500®
Pure Value ETF |
NYSE
Arca, Inc. |
RPV |
Invesco
S&P 500®
Quality ETF |
NYSE
Arca, Inc. |
SPHQ |
Invesco
S&P 500®
Top 50 ETF |
NYSE
Arca, Inc. |
XLG |
Invesco
S&P 500 Value with Momentum ETF |
NYSE
Arca, Inc. |
SPVM |
Invesco
S&P MidCap 400®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWMC |
Invesco
S&P MidCap 400®
Pure Growth ETF |
NYSE
Arca, Inc. |
RFG |
Invesco
S&P MidCap 400®
Pure Value ETF |
NYSE
Arca, Inc. |
RFV |
Invesco
S&P MidCap Momentum ETF |
NYSE
Arca, Inc. |
XMMO |
Invesco
S&P MidCap Quality ETF |
NYSE
Arca, Inc. |
XMHQ |
Invesco
S&P MidCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XMVM |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWSC |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
NYSE
Arca, Inc. |
RZG |
Invesco
S&P SmallCap 600®
Pure Value ETF |
NYSE
Arca, Inc. |
RZV |
Invesco
S&P SmallCap Momentum ETF |
NYSE
Arca, Inc. |
XSMO |
Invesco
S&P SmallCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XSVM |
Invesco
S&P Spin-Off ETF |
NYSE
Arca, Inc. |
CSD |
Invesco
Water Resources ETF |
The
Nasdaq Stock Market LLC |
PHO |
Invesco
WilderHill Clean Energy ETF |
NYSE
Arca, Inc. |
PBW |
Invesco
Zacks Mid-Cap ETF |
NYSE
Arca, Inc. |
CZA |
Invesco
Zacks Multi-Asset Income ETF |
NYSE
Arca, Inc. |
CVY
|
Fund
|
2020
|
2021
|
Invesco
BuyBack Achievers™ ETF (1) |
56% |
93% |
Invesco
Dow Jones Industrial Average Dividend Portfolio (1) |
14% |
50% |
Invesco
DWA Energy Momentum ETF (1) |
92% |
196% |
Invesco
DWA Industrials Momentum ETF (1) |
111% |
169% |
Fund
|
2020
|
2021
|
Invesco
DWA Momentum ETF (1) |
82% |
124% |
Invesco
International Dividend Achievers™ ETF (1) |
45% |
69% |
Invesco
MSCI Sustainable Future ETF (2) |
75% |
140% |
Invesco
S&P 100 Equal Weight ETF (1) |
51% |
20% |
Invesco
S&P MidCap Quality ETF (1) |
130% |
56% |
Invesco
WilderHill Clean Energy ETF (1) |
40% |
81% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During the
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During the
Past 5 Years |
Ronn R.
Bagge—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey
Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chairman
of the
Board;
Chairman
of the
Nominating
and
Governance
Committee
and
Trustee
|
Vice
Chairman
since
2018;
Chairman
of the
Nominating
and
Governance
Committee
and
Trustee
since
2003
|
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
231 |
Trustee
and
Investment
Oversight
Committee
member,
Mission
Aviation
Fellowship
(2017-
Present).
|
Todd J.
Barre—1957
c/o
Invesco Capital
Management
LLC
3500 Lacey
Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since 2010
|
Assistant
Professor of
Business,
Trinity Christian
College (2010-2016);
formerly,
Vice President
and Senior
Investment
Strategist
(2001-2008),
Director
of Open
Architecture
and Trading
(2007-2008),
Head of
Fundamental
Research
(2004-2007)
and Vice
President
and Senior
Fixed
Income Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
231 |
None
|
Edmund P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since 2019
|
President,
Giambastiani
Group LLC
(national
security
and energy
consulting)
(2007-
Present);
Director, The
Boeing
Company (2009-
Present);
Director, First
Eagle
Alternative Credit
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020); |
231 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of the
Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School of
Citizenship
and Public
Affairs of
Syracuse
University
(2012-2016).
|
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Chairman
(2015-2016),
Lead
Director (2011-2015)
and
Director (2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chairman
of the Joint
Chiefs
of Staff (2005-
2007);
first NATO
Supreme
Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005).
|
|
|
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
231
|
Trustee
(2000-Present)
and
Chair (2010-2017),
Newberry
Library;
Trustee,
Mather
LifeWays
(2001-
Present);
Trustee,
Chikaming
Open
Lands
(2014-Present);
formerly,
Trustee,
certain
funds in the
Oppenheimer
Funds
complex
(2012-2019);
Board
Chair (2008-
2015)
and Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First American
Funds
(2003-2011);
Trustee
(1992-2007),
Chair
of the Board of
Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Audit
Committee
and
Trustee |
Chairman
of the
Audit
Committee
since
2008;
Trustee
since
2006
|
Managing
Director of
Finance
(2020-Present)
and
Senior Director of
Finance
(2015-2020), By
The
Hand Club for Kids
(not-for-profit);
formerly,
Chief
Financial Officer, |
231
|
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Hope
Network (social
services)
(2008-2012);
Assistant
Vice President
and
Controller, Priority
Health
(health insurance)
(2005-2008);
Regional
Chief
Financial Officer,
United
Healthcare (2005);
Chief
Accounting Officer,
Senior
Vice President of
Finance,
Oxford Health
Plans
(2000-2004); Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
|
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools.
|
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Investment
Oversight
Committee
and
Trustee
|
Chairman
of the
Investment
Oversight
Committee
since
2014;
Trustee
since
2013 |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
231
|
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020)
|
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
231
|
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-Present);
Governing
Council
Member
(2016-
Present)
and Chair of
Education
Committee
(2017-Present),
Independent
Directors
Council
(IDC); Council
Member,
NewYork-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC, |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
|
|
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation.
|
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since
2013 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP.
|
231
|
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Board
and
Trustee
|
Chairman
since 2012;
Trustee
since 2006
|
Chairman,
President and
Chief
Executive Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly,
Chairman
and Chief
Executive
Officer, Stone
Pillar
Advisors, Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chairman, |
231
|
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chairman,
Gracebridge
Alliance,
Inc. (2015-
Present).
|
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
President
and Chief
Executive
Officer,
Community
Financial
Shares,
Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006).
|
|
|
Name,
Address and
Year
of Birth
of
Interested Trustee |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During the
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During the
Past 5 Years |
Kevin M.
Carome—1956
Invesco
Ltd.
Two
Peachtree Pointe
1555
Peachtree St., N.E.,
Suite
1800
Atlanta,
GA 30309 |
Trustee
|
Since 2010
|
Senior
Managing Director,
Secretary
and General
Counsel,
Invesco Ltd.
(2007-Present);
Director,
Invesco
Advisers, Inc.
(2009-Present);
Director
(2006-Present)
and
Executive
Vice President
(2008-Present),
Invesco
North
American Holdings,
Inc.;
Executive Vice
President
(2008-Present),
Invesco
Investments
(Bermuda)
Ltd.; Manager,
Horizon
Flight Works LLC;
and
Executive Vice
President
(2014-Present),
INVESCO
Asset
Management
(Bermuda)
Ltd.;
formerly, Director and
Secretary
(2012-2020),
Invesco
Services
(Bahamas)
Private |
231 |
None
|
Name,
Address and
Year
of Birth
of
Interested Trustee |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
|
|
|
Limited;
Director, Invesco
Finance
PLC (2011-2019);
Director,
INVESCO Asset
Management
(Bermuda)
Ltd.
(2014-2019); Director
and
Executive Vice
President,
Invesco
Finance,
Inc. (2011-2018);
Director
(2006-2018) and
Executive
Vice President
(2008-2018),
Invesco
Group
Services, Inc.,
Invesco
Holding Company
(US),
Inc.; Director,
Invesco
Holding Company
Limited
(2007- 2019);
Director
and Chairman,
INVESCO
Funds Group,
Inc.,
Senior Vice
President,
Secretary and
General
Counsel, Invesco
Advisers,
Inc. (2003-
2006);
Director, Invesco
Investments
(Bermuda)
Ltd.
(2008-2016); Senior
Vice
President and
General
Counsel, Liberty
Financial
Companies, Inc.
(2000-2001);
General
Counsel
of certain
investment
management
subsidiaries
of Liberty
Financial
Companies, Inc.
(1998-2000);
Associate
General
Counsel, Liberty
Financial
Companies, Inc.
(1993-1998);
Associate,
Ropes &
Gray LLP. |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
Anna
Paglia — 1974
Invesco
Capital
Management
LLC
3500 Lacey
Road
Suite
700
Downers
Grove, IL 60515 |
President
and
Principal
Executive
Officer
|
Since 2020
|
President
and Principal Executive Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Managing
Director and Global Head of ETFs and Indexed
Strategies,
Chief Executive Officer and Principal Executive Officer,
Invesco
Capital Management LLC (2020-Present); Chief
Executive
Officer, Manager and Principal Executive Officer,
Invesco
Specialized Products, LLC (2020-Present); Authorized
Person,
Accretive Asset Management LLC (2018-Present); Vice
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
President,
Invesco Indexing LLC (2020-Present); formerly,
Secretary,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust and Invesco Actively Managed Exchange-Traded Fund
Trust
(2011-2020), Invesco Actively Managed Exchange-Traded
Commodity
Fund Trust (2014-2020) and Invesco Exchange-
Traded
Self-Indexed Fund Trust (2015-2020); Head of Legal
(2010-2020)
and Secretary (2015-2020), Invesco Capital
Management
LLC; Manager and Assistant Secretary, Invesco
Indexing
LLC (2017-2020); Head of Legal and Secretary, Invesco
Specialized
Products, LLC (2018-2020); Partner, K&L Gates LLP
(formerly,
Bell Boyd & Lloyd LLP) (2007-2010); and Associate
Counsel
at Barclays Global Investors Ltd. (2004-2006). |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO and
Fund
Administration, Invesco Advisers, Inc. (2020-Present);
Principal
Financial Officer, Treasurer and Vice President, The
Invesco
Funds (2020-Present); Vice President, Invesco Advisers,
Inc.
(2020-Present); formerly, Senior Vice President and
Treasurer,
Fidelity Investments (2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President (2016-Present) and Assistant Treasurer
(2008-Present),
The Invesco Funds; formerly, Assistant Treasurer,
Invesco
Specialized Products, LLC (2018); Assistant Treasurer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust and
Invesco
Actively Managed Exchange-Traded Fund Trust (2012-
2018),
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust (2014-2018) and Invesco Exchange-Traded Self-
Indexed
Fund Trust (2016-2018); Assistant Treasurer, Invesco
Capital
Management LLC (2013-2018); and Principal Financial
Officer
(2016-2020) and Assistant Vice President (2008-2016),
The
Invesco Funds. |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, the Invesco Funds (2014-Present); Manager
and
Assistant Secretary, Invesco Indexing LLC (2020-Present);
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
Assistant
Secretary, Invesco Investment Advisers LLC (2020-
Present);
formerly, Assistant Secretary of Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust and Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2020);
Chief
Compliance Officer of Invesco Capital Management LLC
(2017);
Chief Compliance Officer of Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2017); Senior Counsel,
Invesco,
Ltd. (2013-2020); Assistant Secretary, Invesco
Specialized
Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2009 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); formerly, Vice President of
Portfolio
Management, Invesco Capital Management LLC (2008-
2010);
Portfolio Manager, Invesco Capital Management LLC
(2007-2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Michael
McMaster — 1962
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Chief
Tax Officer |
Since
2020 |
Vice
President and Head of Global Fund Services Tax, Invesco
Advisers,
Inc. (2020-Present); Chief Tax Officer, Vice President
and
Assistant Treasurer, The Invesco Funds (2020-Present);
Assistant
Treasurer, Invesco Capital Management LLC (2020-
Present);
Chief Tax Officer and Assistant Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Treasurer, Invesco Specialized Products, LLC (2020-
Present);
formerly, Senior Vice President, Managing Director of
Tax
Services, U.S. Bank Global Fund Services (GFS) (2007-
2020). |
Sheri
Morris — 1964
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2012 |
Head
of Global Fund Services, Invesco Ltd. (2019-Present); Vice
President,
OppenheimerFunds, Inc. (2019-Present); President and
Principal
Executive Officer, The Invesco Funds (2016-Present);
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser)
(2020-Present)
and Vice President, Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-Present), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-
Present)
and Invesco Exchange-Traded Self-Indexed Fund Trust
(2016-Present);
formerly, Treasurer (2008-2020), Vice President
and
Principal Financial Officer, The Invesco Funds (2008-2016);
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
Fund
Trust and Invesco Actively Managed Exchange-Traded Fund
Trust
(2011-2013); Vice President, Invesco Aim Advisers, Inc.,
Invesco
Aim Capital Management, Inc. and Invesco Aim Private
Asset
Management, Inc.; Treasurer, Assistant Vice President and
Assistant
Treasurer, The Invesco Funds and Assistant Vice
President,
Invesco Advisers, Inc., Invesco Aim Capital
Management,
Inc. and Invesco Aim Private Asset Management,
Inc.;
Vice President, Invesco Advisers, Inc.
(2009-2020). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2013 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC (2001-2005).
|
Name
of Trustee |
Invesco
Aerospace
&
Defense
ETF |
Invesco
BuyBack
AchieversTM
ETF |
Invesco
Dividend
AchieversTM
ETF |
Invesco
Dow
Jones
Industrial
Average
Dividend
ETF |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
Name
of Trustee |
Invesco
Aerospace
&
Defense
ETF |
Invesco
BuyBack
AchieversTM
ETF |
Invesco
Dividend
AchieversTM
ETF |
Invesco
Dow
Jones
Industrial
Average
Dividend
ETF |
Kevin
M. Carome |
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
DWA
Basic
Materials
Momentum
ETF |
Invesco
DWA
Consumer
Cyclicals
Momentum
ETF |
Invesco
DWA Consumer
Staples
Momentum
ETF |
Invesco
DWA
Energy
Momentum
ETF |
Independent
Trustees |
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
Todd J.
Barre |
None |
None |
None |
None |
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
Victoria
J. Herget |
None |
None |
None |
None |
Marc M.
Kole |
None |
None |
None |
None |
Yung Bong
Lim |
None |
None |
None |
Over
$100,000 |
Joanne
Pace |
None |
None |
None |
None |
Gary R.
Wicker |
None |
None |
None |
None |
Donald H.
Wilson |
None |
None |
None |
None |
Interested
Trustee |
|
| ||
Kevin M.
Carome |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
DWA
Financial
Momentum
ETF |
Invesco
DWA
Healthcare
Momentum
ETF |
Invesco
DWA
Industrials
Momentum ETF |
Invesco
DWA
Momentum
ETF |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
Over $100,000
|
Todd J.
Barre |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
DWA
Technology
Momentum
ETF |
Invesco
DWA
Utilities
Momentum
ETF |
Invesco
Dynamic
Biotechnology
&
Genome ETF |
Invesco
Dynamic
Building
&
Construction
ETF
|
Invesco
Dynamic
Energy
Exploration
&
Production
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
$1-$10,000
|
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
$10,001-$50,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
Name
of Trustee |
Invesco
DWA
Technology
Momentum
ETF |
Invesco
DWA
Utilities
Momentum
ETF |
Invesco
Dynamic
Biotechnology
&
Genome ETF |
Invesco
Dynamic
Building
&
Construction
ETF
|
Invesco
Dynamic
Energy
Exploration
&
Production
ETF |
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
Dynamic
Food
&
Beverage
ETF
|
Invesco
Dynamic
Large
Cap Growth
ETF |
Invesco
Dynamic
Large
Cap Value
ETF |
Invesco
Dynamic
Leisure
and
Entertainment
ETF
|
Invesco
Dynamic
Market
ETF
|
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
Over $100,000
|
Over $100,000
|
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
Over $100,000
|
Over $100,000
|
None |
$10,001-$50,000
|
Interested
Trustee
|
|
|
| ||
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
Dynamic
Media
ETF
|
Invesco
Dynamic
Networking
ETF |
Invesco
Dynamic
Oil &
Gas
Services
ETF
|
Invesco
Dynamic
Pharmaceuticals
ETF
|
Independent
Trustees
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
Dynamic
Semiconductors
ETF
|
Invesco
Dynamic
Software
ETF |
Invesco
Financial
Preferred
ETF |
Invesco
FTSE
RAFI US
1000 ETF |
Invesco
FTSE
RAFI US
1500
Small-Mid
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
$10,001-$50,000
|
None
|
Todd J.
Barre |
None |
None |
None |
Over $100,000
|
Over $100,000
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
$50,001-$100,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
Dynamic
Semiconductors
ETF
|
Invesco
Dynamic
Software
ETF |
Invesco
Financial
Preferred
ETF |
Invesco
FTSE
RAFI
US 1000 ETF |
Invesco
FTSE
RAFI
US 1500
Small-Mid
ETF |
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
Global
Listed
Private
Equity
ETF |
Invesco
Golden
Dragon
China
ETF |
Invesco
High
Yield
Equity
Dividend
AchieversTM
ETF |
Invesco
International
Dividend
AchieversTM
ETF |
Invesco
MSCI
Sustainable
Future ETF |
Independent
Trustees |
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None |
Todd J.
Barre |
None |
None |
None |
None |
None |
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None |
Victoria
J. Herget |
None |
None |
None |
None |
None |
Marc M.
Kole |
None |
None |
None |
None |
None |
Yung Bong
Lim |
None |
None |
None |
Over
$100,000 |
None |
Joanne
Pace |
None |
None |
None |
None |
None |
Gary R.
Wicker |
None |
None |
None |
$50,001-$100,000 |
None |
Donald H.
Wilson |
None |
None |
$10,001-$50,000 |
None |
None |
Interested
Trustee |
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
NASDAQ
Internet
ETF |
Invesco
Raymond
James
SB-1
Equity ETF |
Invesco
S&P
100 Equal
Weight
ETF |
Invesco
S&P 500
BuyWrite
ETF |
Invesco
S&P 500®
Equal
Weight ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
Over
$100,000 |
Todd
J. Barre |
None
|
None
|
None
|
None
|
Over
$100,000 |
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
$10,001-$50,000
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Communication
Services
ETF |
Invesco
S&P
500®
Equal
Weight
Consumer
Discretionary
ETF
|
Invesco
S&P
500®
Equal
Weight
Consumer
Staples
ETF |
Invesco
S&P 500®
Equal
Weight
Energy
ETF |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Communication
Services
ETF |
Invesco
S&P
500®
Equal
Weight
Consumer
Discretionary
ETF
|
Invesco
S&P
500®
Equal
Weight
Consumer
Staples
ETF |
Invesco
S&P 500®
Equal
Weight
Energy
ETF |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Health
Care
ETF |
Invesco
S&P
500®
Equal
Weight
Industrials
ETF |
Invesco
S&P
500®
Equal
Weight
Materials
ETF
|
Invesco
S&P 500®
Equal
Weight
Real
Estate ETF |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Utilities
ETF
|
Invesco
S&P
500 GARP
ETF |
Invesco
S&P
500®
Pure
Growth ETF
|
Invesco
S&P 500®
Pure Value
ETF |
Invesco
S&P 500®
Quality
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
$50,001-$100,000
|
Gary R.
Wicker |
None |
None |
None |
None |
Over $100,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
S&P
500®
Top 50
ETF
|
Invesco
S&P
500
Value with
Momentum
ETF |
Invesco
S&P
MidCap
400®
Equal
Weight
ETF
|
Invesco
S&P
MidCap
400®
Pure
Growth
ETF |
Invesco
S&P
MidCap
400®
Pure
Value
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Top 50
ETF
|
Invesco
S&P
500
Value with
Momentum
ETF |
Invesco
S&P
MidCap
400®
Equal
Weight
ETF
|
Invesco
S&P
MidCap
400®
Pure
Growth
ETF |
Invesco
S&P
MidCap
400®
Pure
Value
ETF |
Donald
H. Wilson |
None
|
None
|
Over
$100,000 |
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
MidCap
Momentum
ETF |
Invesco
S&P
MidCap
Quality
ETF
|
Invesco
S&P
MidCap
Value
with
Momentum
ETF
|
Invesco
S&P
SmallCap
600®
Equal
Weight ETF |
Invesco
S&P
SmallCap
600®
Pure
Growth ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
Over
$100,000 |
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
Over
$100,000 |
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
SmallCap
600®
Pure Value
ETF |
Invesco
S&P
SmallCap
Momentum
ETF |
Invesco
S&P
SmallCap
Value
with
Momentum
ETF
|
Invesco
S&P
Spin-Off
ETF |
Invesco
Water
Resources
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
$50,001-$100,000
|
None |
$50,001-$100,000
|
Interested
Trustee
|
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
WilderHill
Clean
Energy
ETF
|
Invesco
Zacks
Mid-Cap
ETF |
Invesco
Zacks
Multi-Asset
Income ETF
|
Aggregate
Dollar Range
of
Equity
Securities
in
All Registered
Investment
Companies
Overseen
by
Trustee
in Family of
Investment
Companies |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
Over $100,000
|
Todd J.
Barre |
None |
None |
None |
Over $100,000
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
$10,001-$50,000
|
Victoria
J. Herget |
None |
None |
None |
None (1)
|
Name
of Trustee |
Invesco
WilderHill
Clean
Energy
ETF
|
Invesco
Zacks
Mid-Cap
ETF |
Invesco
Zacks
Multi-Asset
Income
ETF |
Aggregate
Dollar Range
of
Equity
Securities
in
All Registered
Investment
Companies
Overseen
by
Trustee
in Family of
Investment
Companies |
Marc
M. Kole |
$10,001-$50,000
|
None
|
None
|
Over
$100,000 |
Yung
Bong Lim |
None
|
None
|
None
|
Over
$100,000 |
Joanne
Pace |
None
|
None
|
None
|
Over
$100,000 |
Gary
R. Wicker |
None
|
None
|
None
|
Over
$100,000 |
Donald
H. Wilson |
None
|
None
|
None
|
Over
$100,000 |
Interested
Trustee
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
Over
$100,000 |
Name
of Trustee |
Aggregate
Compensation
From
the Trust
|
Pension or
Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From Fund
Complex(1) |
Independent
Trustees
|
|
|
|
Ronn R.
Bagge |
$
134,452 |
N/A |
$
340,000 |
Todd J.
Barre |
$
126,543 |
N/A |
$
320,000 |
Edmund P.
Giambastiani, Jr. |
$
126,543 |
N/A |
$
320,000 |
Victoria
J. Herget |
$
126,543 |
N/A |
$
320,000 |
Marc M.
Kole |
$
140,383 |
N/A |
$
355,000 |
Name
of Trustee |
Aggregate
Compensation
From
the
Trust |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex(1) |
Yung
Bong Lim |
$
134,452 |
N/A |
$
340,000 |
Joanne
Pace |
$
126,543 |
N/A |
$
320,000 |
Gary
R. Wicker |
$
126,543 |
N/A |
$
320,000 |
Donald
H. Wilson |
$
173,997 |
N/A |
$
440,000 |
Interested
Trustee
|
|
|
|
Kevin
M. Carome |
N/A |
N/A |
N/A |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.60% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.99% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
11.00% |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
8.36% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.88% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.34% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.04% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.40% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.02% |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.31% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.17% |
Citibank
399
Park Avenue
New
York, NY 10043 |
8.68% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.24% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.86% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.45% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.44% |
Name
& Address |
%
Owned |
LPL
Financial
75 State
Street
Boston, MA
02109 |
22.18% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
13.25% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.37% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.96% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.08% |
Raymond
James
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.28% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.04% |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
21.52% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.61% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
11.19% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
9.73% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.54% |
E*Trade
Securities LLC
Harborside
2
200
Hudson Street, Suite 501
Jersey
City, NJ 07311 |
6.42% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.42% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.89% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.69% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.85% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.80% |
Folio
Investments
8180
Greensboro Dr., 8th Floor
McLean, VA
22102 |
7.68% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.17% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.49% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.49% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
17.48% |
Folio
Investments
8180
Greensboro Drive 8th Floor
McLean, VA
22102 |
14.25% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.87% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.31% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.06% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.50% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.00% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.38% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
10.16% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.61% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.94% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
7.59% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.90% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.41% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.68% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
13.38% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.47% |
Folio
Investments
8180
Greensboro Dr. 8th
Floor
McLean, VA
222102 |
9.08% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.96% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.50% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
6.17% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.38% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.13% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
24.69% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.76% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.87% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.94% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.48% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.18% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.98% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.96% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.95% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.90% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.87% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.62% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.16% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.21% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.47% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.80% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
8.61% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.29% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
6.54% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.24% |
Folio
Investments
8180
Greensboro Dr. 8th
Floor
McLean, VA
222102 |
6.12% |
Axos
Clearing LLC
1200
Landmark Center, Ste. 800
Omaha, NE
68102 |
5.99% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.72% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.77% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.83% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
12.54% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.06% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.60% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.10% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.25% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
11.31% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.24% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4 Corporate
Place
Piscataway,
NJ 08854 |
9.45% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.55% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.87% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.01% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.92% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.89% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
10.75% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.43% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.85% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4 Corporate
Place
Piscataway,
NJ 08854 |
5.83% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.22% |
Edward
D. Jones & Co.
12555
Manchester Road
St.
Louis, MO 63131 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.67% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
12.53% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.32% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.82% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.11% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.48% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.59% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.28% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.93% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.37% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.50% |
Name
& Address |
%
Owned |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.40% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.26% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.62% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.39% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.77% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.01% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
10.51% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.21% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.72% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.80% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
19.03% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.62% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.29% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.83% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.14% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.60% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.44% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.96% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.74% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
12.43% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.97% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.92% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.50% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.33% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
29.08% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.29% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
7.54% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.27% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.98% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.05% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.68% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
11.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.65% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.48% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.19% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.14% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.00% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.00% |
Name
& Address |
%
Owned |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
18.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
14.41% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.55% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.43% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.56% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.40% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
22.20% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
19.16% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
11.70% |
UBS
Financial
1200
Harbord Blvd. Dte. 6
Weehawken,
NJ 07086 |
7.03% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.76% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.12% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.11% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.87% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.71% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.00% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.65% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.47% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.46% |
UBS
Financial
1200
Harbor Blvd Dte. 6
Weehawken,
NJ 07086 |
6.13% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.81% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.54% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.95% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.36% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
15.01% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.41% |
SEI
Private Trust
100 Cider
Mill Rd.
Oaks, PA
19456 |
5.61% |
E*TRADE
Securities LLC
Harborside
2
200 Hudson
Street, Ste. 501
Jersey
City, NJ 07311 |
5.18% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
18.66% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.87% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.79% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.33% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.05% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.66% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.47% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
12.65% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.30% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.18% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.71% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.79% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.18% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.83% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.52% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.67% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.42% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
10.12% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.61% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.19% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
27.84% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
18.03% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.02% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.73% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.98% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.12% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
42.84% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
8.99% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.31% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.01% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.83% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.83% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
15.48% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.98% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.20% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.96% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.86% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.40% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.72% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.29% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.81% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.31% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.35% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.28% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.79% |
Bank of
America
100 North
Tryon Street
Charlotte,
NC 28255 |
9.29% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.45% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.49% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.13% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.27% |
Name
& Address |
%
Owned |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
32.57% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.39% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.02% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.19% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.87% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.06% |
Bank of
America
100 N.
Tryon Street
Charlotte,
NC 28255 |
9.03% |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
5.50% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.27% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
15.78% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.72% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.43% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
78.02% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.97% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
13.99% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
13.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.75% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.68% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.82% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.52% |
Name
& Address |
%
Owned | |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
31.40% |
|
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.23% |
|
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.63% |
|
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.49% |
|
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.03% |
|
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.24% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.10% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.57% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.13% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.67% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.65% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
32.50% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
24.53% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.18% |
Raymond
James & Associates Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
9.81% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
23.34% |
The Bank
of New York
One Wall
Street
New York,
NY 1086 |
16.38% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.87% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.23% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
5.98% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
24.20% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.07% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
12.16% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.64% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.02% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.96% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
13.55% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.90% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.43% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
32.04% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.93% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.10% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.80% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.41% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
41.44% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.92% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
6.53% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.48% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
20.57% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.67% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
10.06% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.33% |
TD
Ameritrade Clearing, Inc
4211 South
102nd Street
Omaha, NE
68127 |
6.72% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
5.70% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.33% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
18.05% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.17% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.14% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.05% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New
York, NY 10179 |
9.87% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.62% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.00% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
30.52% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
20.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
14.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.60% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.13% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
27.59% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.89% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.93% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.30% |
TD
Ameritrade Clearing, Inc.
4211 S.
102nd
Street
Omaha, NE
68127 |
5.66% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.50% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.04% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
29.06% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
15.56% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.13% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
8.27% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.95% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
25.27% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.69% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
16.34% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.24% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
26.50% |
State
Street Bank and Trust Company
One
Lincoln Street
Boston, MA
02111 |
12.20% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
10.62% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.51% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
15.43% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.22% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.05% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.16% |
SEI
Private Trust
100
Cider Mill Rd.
Oaks,
PA 19456 |
6.81% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.64% |
The
Bank of New York
One
Wall Street
New
York, NY 10286 |
5.29% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
18.02% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.56% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.67% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.81% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.70% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.27% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.69% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
13.75% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.14% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.87% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.70% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.20% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CO 94105 |
26.80% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
12.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.68% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.71% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
7.40% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.44% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
30.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
20.43% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.92% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.07% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.11% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.08% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
21.83% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.16% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.39% |
Manufacturers
and Traders Trust Company
One M and
T Plaza, 3rd Fl.
Buffalo,
NY 14203 |
6.32% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
20.14% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.18% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
14.89% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.92% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.93% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.42% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.58% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.17% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.71% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.41% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.98% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.34% |
Name
& Address |
%
Owned |
LPL
Financial
75 State
Street
Boston, MA
02109 |
17.04% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.55% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
12.45% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
11.24% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.74% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.45% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.71% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
28.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
11.57% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
9.95% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.80% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.34% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.36% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.52% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
22.44% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
20.22% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.37% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.05% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.69% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
6.58% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
26.88% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281% |
14.88% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.33% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.20% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.34% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.16% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
13.16% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.01% |
Northern
Trust
50
S. La Salle
Chicago,
IL 60603 |
7.81% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.93% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
23.41% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
22.65% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
12.58% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.73% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.62% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.40% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.18% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
13.65% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.63% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.37% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.15% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.87% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
5.36% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.98% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
13.04% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.62% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.32% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.39% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.72% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.38% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.91% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.98% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.26% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
5.18% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.48% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.15% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
10.24% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.99% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.34% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.18% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.11% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.87% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
14.02% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
11.46% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
11.06% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.44% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.89% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.81% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
22.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.52% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.35% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.30% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.81% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.22% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.16% |
Tom
Boksa |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
S&P 500® Pure
Value ETF |
X |
|
|
|
|
|
Tom
Boksa |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
S&P 500®
Quality ETF |
|
X |
|
|
|
|
Invesco
S&P 500®
Equal Weight ETF |
|
|
X |
|
|
|
Michael
Jeanette |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
Dynamic Large Cap Value ETF |
|
|
X |
|
|
|
Fund
|
Advisory
Fee |
Invesco
Aerospace & Defense ETF |
0.50% |
Invesco
BuyBack Achievers™ ETF
|
0.50% |
Invesco
Dividend Achievers™
ETF |
0.40% |
Invesco
Dow Jones Industrial Average Dividend ETF (1) |
0.07% |
Invesco
DWA Basic Materials Momentum ETF |
0.50% |
Invesco
DWA Consumer Cyclicals Momentum ETF |
0.50% |
Invesco
DWA Consumer Staples Momentum ETF |
0.50% |
Invesco
DWA Energy Momentum ETF |
0.50% |
Invesco
DWA Financial Momentum ETF |
0.50% |
Invesco
DWA Healthcare Momentum ETF |
0.50% |
Invesco
DWA Industrials Momentum ETF |
0.50% |
Invesco
DWA Momentum ETF |
0.50% |
Invesco
DWA Technology Momentum ETF |
0.50% |
Invesco
DWA Utilities Momentum ETF |
0.50% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.50% |
Invesco
Dynamic Building & Construction ETF |
0.50% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.50% |
Invesco
Dynamic Food & Beverage ETF |
0.50% |
Invesco
Dynamic Large Cap Growth ETF |
0.50% |
Invesco
Dynamic Large Cap Value ETF |
0.50% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.50% |
Invesco
Dynamic Market ETF |
0.50% |
Invesco
Dynamic Media ETF |
0.50% |
Invesco
Dynamic Networking ETF |
0.50% |
Invesco
Dynamic Oil & Gas Services ETF |
0.50% |
Invesco
Dynamic Pharmaceuticals ETF |
0.50% |
Invesco
Dynamic Semiconductors ETF |
0.50% |
Invesco
Dynamic Software ETF |
0.50% |
Invesco
Financial Preferred ETF |
0.50% |
Invesco
FTSE RAFI US 1000 ETF |
0.29% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
0.29% |
Invesco
Global Listed Private Equity ETF |
0.50% |
Invesco
Golden Dragon China ETF |
0.50% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.40% |
Invesco
International Dividend Achievers™
ETF |
0.40% |
Invesco
MSCI Sustainable Future ETF |
0.50% |
Fund
|
Advisory
Fee |
Invesco
NASDAQ Internet ETF |
0.60% |
Invesco
Raymond James SB-1 Equity ETF |
0.75% |
Invesco
S&P 100 Equal Weight ETF |
0.25% |
Invesco
S&P 500 BuyWrite ETF (2) |
0.49% |
Invesco
S&P 500®
Equal Weight ETF |
0.20% |
Invesco
S&P 500®
Equal Weight Communication Services ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Energy ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Financials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Materials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Technology ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
0.40% |
Invesco
S&P 500 GARP ETF |
0.29% |
Invesco
S&P 500®
Pure Growth ETF |
0.35% |
Invesco
S&P 500®
Pure Value ETF |
0.35% |
Invesco
S&P 500®
Quality ETF (3) |
0.15% |
Invesco
S&P 500®
Top 50 ETF |
0.20% |
Invesco
S&P 500 Value with Momentum ETF |
0.29% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
0.40% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
0.35% |
Invesco
S&P MidCap 400®
Pure Value ETF |
0.35% |
Invesco
S&P MidCap Momentum ETF |
0.29% |
Invesco
S&P MidCap Quality ETF (2) |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF |
0.29% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
0.40% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
0.35% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
0.35% |
Invesco
S&P SmallCap Momentum ETF |
0.29% |
Invesco
S&P SmallCap Value with Momentum ETF |
0.29% |
Invesco
S&P Spin-Off ETF |
0.50% |
Invesco
Water Resources ETF |
0.50% |
Invesco
WilderHill Clean Energy ETF |
0.50% |
Invesco
Zacks Mid-Cap ETF |
0.50% |
Invesco
Zacks Multi-Asset Income ETF |
0.50% |
Fund
|
Expense
Cap |
Invesco
Aerospace & Defense ETF |
0.60% |
Invesco
BuyBack Achievers™ ETF
|
0.60% |
Invesco
Dividend Achievers™
ETF |
0.50% |
Invesco
DWA Basic Materials Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Cyclicals Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Staples Momentum ETF(1) |
0.60% |
Fund
|
Expense
Cap |
Invesco
DWA Energy Momentum ETF(1) |
0.60% |
Invesco
DWA Financial Momentum ETF(1) |
0.60% |
Invesco
DWA Healthcare Momentum ETF(1) |
0.60% |
Invesco
DWA Industrials Momentum ETF(1) |
0.60% |
Invesco
DWA Momentum ETF |
0.60% |
Invesco
DWA Technology Momentum ETF(1) |
0.60% |
Invesco
DWA Utilities Momentum ETF(1) |
0.60% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.60% |
Invesco
Dynamic Building & Construction ETF |
0.60% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.60% |
Invesco
Dynamic Food & Beverage ETF |
0.60% |
Invesco
Dynamic Large Cap Growth ETF |
0.60% |
Invesco
Dynamic Large Cap Value ETF |
0.60% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.60% |
Invesco
Dynamic Market ETF(2) |
0.60% |
Invesco
Dynamic Media ETF |
0.60% |
Invesco
Dynamic Networking ETF |
0.60% |
Invesco
Dynamic Oil & Gas Services ETF |
0.60% |
Invesco
Dynamic Pharmaceuticals ETF |
0.60% |
Invesco
Dynamic Semiconductors ETF |
0.60% |
Invesco
Dynamic Software ETF |
0.60% |
Invesco
Financial Preferred ETF |
0.60% |
Invesco
FTSE RAFI US 1000 ETF(1) |
0.39% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF(1) |
0.39% |
Invesco
Global Listed Private Equity ETF |
0.60% |
Invesco
Golden Dragon China ETF |
0.60% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.50% |
Invesco
International Dividend Achievers™
ETF |
0.50% |
Invesco
MSCI Sustainable Future ETF |
0.60% |
Invesco
S&P 100 Equal Weight ETF (1) |
0.25% |
Invesco
S&P 500 GARP ETF(1) |
0.39% |
Invesco
S&P 500®
Quality ETF (1)(3) |
0.15% |
Invesco
S&P 500 Value with Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Quality ETF (1) |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P Spin-Off ETF |
0.60% |
Invesco
Water Resources ETF |
0.60% |
Invesco
WilderHill Clean Energy ETF |
0.60% |
Invesco
Zacks Mid-Cap ETF |
0.60% |
Invesco
Zacks Multi-Asset Income ETF |
0.60% |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Aerospace & Defense ETF |
$4,702,920 |
$5,075,824 |
$3,465,596 |
$(1,300) |
$(1,972) |
$(888) |
Invesco
BuyBack Achievers™
ETF |
$6,378,251 |
$5,741,679 |
$4,576,061 |
$(2,143) |
$(2,337) |
$(1,187) |
Invesco
Dividend Achievers™
ETF |
$1,199,023 |
$1,210,459 |
$1,792,518 |
$(548) |
$(740) |
$(466) |
Invesco Dow
Jones Industrial Average Dividend ETF (2) |
$41,367 |
$55,010 |
$74,094 |
$(3,250) |
$(183) |
$(199) |
Invesco DWA
Basic Materials Momentum ETF |
$425,449 |
$257,605 |
$276,799 |
$(132,810) |
$(90,722) |
$(120,420) |
Invesco DWA
Consumer Cyclicals Momentum ETF |
$263,879 |
$193,238 |
$280,320 |
$(107,760) |
$(80,603) |
$(113,699) |
Invesco DWA
Consumer Staples Momentum ETF |
$747,592 |
$786,832 |
$554,025 |
$(161,293) |
$(165,742) |
$(164,221) |
Invesco DWA
Energy Momentum ETF |
$431,622 |
$164,715 |
$238,285 |
$(132,817) |
$(80,340) |
$(117,221) |
Invesco DWA
Financial Momentum ETF |
$194,242 |
$262,884 |
$173,001 |
$(75,711) |
$(54,088) |
$(75,792) |
Invesco DWA
Healthcare Momentum ETF |
$1,190,901 |
$750,068 |
$2,925,445 |
$(224,675) |
$(184,543) |
$(426,645) |
Invesco DWA
Industrials Momentum ETF |
$525,421 |
$494,582 |
$683,919 |
$(39,696) |
$(14,746) |
$(60,997) |
Invesco DWA
Momentum ETF |
$7,474,101 |
$7,906,611 |
$8,687,287 |
$(2,155) |
$(2,677) |
$(878) |
Invesco DWA
Technology Momentum ETF |
$680,207 |
$1,046,000 |
$1,452,809 |
$(161,738) |
$(178,584) |
$(256,052) |
Invesco DWA
Utilities Momentum ETF |
$517,909 |
$978,463 |
$310,577 |
$(135,984) |
$(175,520) |
$(131,769) |
Invesco
Dynamic Biotechnology & Genome ETF |
$1,372,674 |
$1,135,432 |
$1,264,827 |
$(452) |
$(388) |
$(319) |
Invesco
Dynamic Building & Construction ETF |
$878,742 |
$530,047 |
$771,974 |
$(380) |
$(300) |
$(162) |
Invesco
Dynamic Energy Exploration & Production ETF |
$383,290 |
$130,261 |
$122,339 |
$(7,210) |
$(55,956) |
$(77,547) |
Invesco
Dynamic Food & Beverage ETF |
$367,527 |
$345,517 |
$359,694 |
$(16,236) |
$(247) |
$(32,828) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Dynamic Large Cap Growth ETF |
$3,314,831 |
$3,575,053 |
$3,652,439 |
$(653) |
$(421) |
$(367) |
Invesco
Dynamic Large Cap Value ETF |
$6,255,455 |
$4,790,662 |
$3,373,183 |
$(1,706) |
$(1,533) |
$(699) |
Invesco
Dynamic Leisure and Entertainment ETF |
$590,580 |
$269,516 |
$3,351,858 |
$16,776 |
$(31,386) |
$(386) |
Invesco
Dynamic Market ETF |
$813,705 |
$710,578 |
$628,514 |
$(329) |
$(1,016) |
$(31,021) |
Invesco
Dynamic Media ETF |
$297,365 |
$270,447 |
$252,473 |
$(24,788) |
$(14,458) |
$(45,507) |
Invesco
Dynamic Networking ETF |
$341,513 |
$311,674 |
$251,883 |
$(10,342) |
$(9,149) |
$(48,182) |
Invesco
Dynamic Oil & Gas Services ETF |
$135,932 |
$57,639 |
$75,110 |
$(53,706) |
$(48,044) |
$(81,309) |
Invesco
Dynamic Pharmaceuticals ETF |
$2,589,176 |
$1,838,459 |
$1,755,473 |
$(574) |
$(1,537) |
$(306) |
Invesco
Dynamic Semiconductors ETF |
$1,210,781 |
$1,011,179 |
$1,837,107 |
$(545) |
$(433) |
$(303) |
Invesco
Dynamic Software ETF |
$1,370,219 |
$2,407,148 |
$2,820,132 |
$30,250 |
$(440) |
$(455) |
Invesco
Financial Preferred ETF |
$7,405,390 |
$7,557,346 |
$8,314,208 |
$(10,761) |
$(21,857) |
$(8,720) |
Invesco
FTSE RAFI US 1000 ETF |
$15,160,982 |
$15,110,920 |
$12,321,498 |
$(281,921) |
$(175,965) |
$(394,776) |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$5,925,397 |
$5,399,055 |
$4,775,040 |
$(186,219) |
$(140,554) |
$(183,358) |
Invesco
Global Listed Private Equity ETF |
$1,195,293 |
$1,009,464 |
$874,269 |
$(46,624) |
$(28,285) |
$(11,390) |
Invesco
Golden Dragon China ETF |
$1,071,033 |
$922,054 |
$1,151,708 |
$12,008 |
$(4,370) |
($457) |
Invesco
High Yield Equity Dividend Achievers™
ETF |
$3,043,464 |
$3,382,159 |
$2,854,332 |
$(1,114) |
$(1,672) |
$(1,142) |
Invesco
International Dividend Achievers™
ETF |
$3,059,855 |
$2,828,931 |
$2,073,816 |
$(1,122) |
$(1,063) |
$(466) |
Invesco
MSCI Sustainable Future ETF |
$816,552 |
$1,012,819 |
$1,815,936 |
$43,159 |
$(204) |
$(4,692) |
Invesco
NASDAQ Internet ETF (2) |
$3,581,189 |
$3,214,787 |
$5,379,136 |
$(292) |
$(297) |
$(318) |
Invesco
Raymond James SB-1 Equity ETF (1)(2) |
$850,297 |
$1,109,093 |
$886,394 |
$(490) |
$(308) |
$(78) |
Invesco
S&P 100 Equal Weight ETF |
$151,948 |
$148,598 |
$168,215 |
$(100,450) |
$(83,466) |
$(102,453) |
Invesco
S&P 500 BuyWrite ETF (2) |
$1,736,106 |
$1,384,298 |
$848,636 |
$(273) |
$(517) |
$(84) |
Invesco
S&P 500®
Equal Weight ETF (2) |
$30,141,548 |
$30,795,468 |
$32,415,604 |
$(21,448) |
$(17,076) |
$(8,500) |
Invesco
S&P 500®
Equal Weight Communication Services ETF (2)(3) |
$17,367 |
$97,376 |
$101,775 |
$(15) |
$(25) |
$(15) |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF (2) |
$401,110 |
$338,267 |
$1,240,051 |
$(131) |
$(92) |
$(90) |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF (2) |
$1,836,074 |
$1,892,604 |
$1,991,601 |
$(688) |
$(599) |
$(378) |
Invesco
S&P 500®
Equal Weight Energy ETF (2) |
$1,003,847 |
$509,415 |
$359,028 |
$(289) |
$(133) |
$(120) |
Invesco
S&P 500®
Equal Weight Financials ETF (2) |
$1,424,975 |
$1,025,357
|
$766,579 |
$(595) |
$(291) |
$(140) |
Invesco
S&P 500®
Equal Weight Health Care ETF (2) |
$2,736,345 |
$2,906,856
|
$2,971,326 |
$(656) |
$(437) |
$(291) |
Invesco
S&P 500®
Equal Weight Industrials ETF (2) |
$957,516 |
$845,096 |
$1,348,583 |
$(290) |
$(221) |
$(196) |
Invesco
S&P 500®
Equal Weight Materials ETF (2) |
$586,922 |
$521,435 |
$1,261,135 |
$(228) |
$(168) |
$(307) |
Invesco
S&P 500®
Equal Weight Real Estate ETF (2) |
$84,354 |
$151,301 |
$86,460 |
$(34) |
$(64) |
$(19) |
Invesco
S&P 500®
Equal Weight Technology ETF (2) |
$6,642,171 |
$6,766,601 |
$8,175,612 |
$(1,574) |
$(2,525) |
$(956) |
Invesco
S&P 500®
Equal Weight Utilities ETF (2) |
$866,815 |
$1,480,758 |
$933,564 |
$(333) |
$(656) |
$(276) |
Invesco
S&P 500 GARP ETF |
$732,879 |
$931,643 |
$737,119 |
$(369) |
$(458) |
$(207) |
Invesco
S&P 500®
Pure Growth ETF (2) |
$8,398,311 |
$9,198,243 |
$8,978,872 |
$(1,608) |
$(2,894) |
$(719) |
Invesco
S&P 500®
Pure Value ETF (2) |
$3,202,836 |
$3,057,387 |
$3,469,047 |
$(1,606) |
$(1,397) |
$(817) |
Invesco
S&P 500®
Quality ETF |
$2,764,621 |
$2,368,012 |
$3,395,551 |
$(845,827) |
$(945,302) |
$(996,442) |
Invesco
S&P 500®
Top 50 ETF (2) |
$1,492,502 |
$1,741,897 |
$3,186,724 |
$(862) |
$(1,179) |
$(889) |
Invesco
S&P 500 Value with Momentum ETF |
$293,128 |
$156,637 |
$95,995 |
$(24,914) |
$(25,287) |
$(58,147) |
Invesco
S&P MidCap 400®
Equal Weight ETF (2) |
$407,610 |
$340,494 |
$319,404 |
$(118) |
$(114) |
$(62) |
Invesco
S&P MidCap 400®
Pure Growth ETF (2) |
$1,990,495 |
$1,359,377 |
$1,227,739 |
$(705) |
$(443) |
$(221) |
Invesco
S&P MidCap 400®
Pure Value ETF (2) |
$407,005 |
$457,180 |
$271,374 |
$(693) |
$(179) |
$(59) |
Invesco
S&P MidCap Momentum ETF |
$887,750 |
$1,782,839 |
$2,243,869 |
$101,391 |
$(884) |
$(554) |
Invesco
S&P MidCap Quality ETF |
$60,624 |
$62,835 |
$242,740 |
$(88,365) |
$(73,306) |
$(120,756) |
Invesco
S&P MidCap Value with Momentum ETF |
$139,938 |
$162,565 |
$178,792 |
$(44,978) |
$(20,667) |
$(46,319) |
Invesco
S&P SmallCap 600®
Equal Weight ETF (2) |
$148,410 |
$117,522 |
$122,622 |
$(32) |
$(32) |
$(16) |
Invesco
S&P SmallCap 600®
Pure Growth ETF (2) |
$1,032,676 |
$646,367 |
$420,865 |
$(208) |
$(106) |
$(60) |
Invesco
S&P SmallCap 600®
Pure Value ETF (2) |
$633,238 |
$590,967 |
$565,201 |
$(256) |
$(206) |
$(59) |
Invesco
S&P SmallCap Momentum ETF |
$233,272 |
$237,158 |
$341,534 |
$(38,107) |
$(5,227) |
$(12,217) |
Invesco
S&P SmallCap Value with Momentum ETF |
$215,742 |
$215,109 |
$316,105 |
$(36,121) |
$(3,048) |
$(21,760) |
Invesco
S&P Spin-Off ETF |
$905,308 |
$534,765 |
$327,165 |
$14,191 |
$(480) |
$(20,111) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Water Resources ETF |
$4,215,575 |
$5,082,781 |
$6,122,313 |
$(1,681) |
$(2,140) |
$(1,453) |
Invesco
WilderHill Clean Energy ETF |
$566,379 |
$1,024,140 |
$7,201,400 |
$(16,898) |
$(490) |
$(884) |
Invesco
Zacks Mid-Cap ETF |
$1,265,401 |
$1,408,028 |
$1,132,461 |
$(115,956) |
$(70,160) |
$(527) |
Invesco
Zacks Multi-Asset Income ETF |
$1,311,014
|
$993,085 |
$612,265 |
$(145,107) |
$(70,180) |
$(293)
|
Fund
|
|
2019
|
2020
|
2021
|
Invesco
Aerospace & Defense ETF |
|
$94,521
|
$76,144
|
$73,309
|
Invesco
BuyBack Achievers™ ETF
|
|
$116,305
|
$105,111
|
$68,235
|
Invesco
Dividend Achievers™
ETF |
|
$45,570 |
$35,813 |
$33,418 |
Invesco Dow
Jones Industrial Average Dividend ETF (2) |
|
N/A |
N/A |
N/A |
Fund
|
|
2019
|
2020
|
2021
|
Invesco
DWA Basic Materials Momentum ETF |
|
$32,620 |
$16,959 |
$15,739 |
Invesco
DWA Consumer Cyclicals Momentum ETF |
|
$28,980 |
$16,245 |
$13,600 |
Invesco
DWA Consumer Staples Momentum ETF |
|
$31,591 |
$29,495 |
$21,282 |
Invesco
DWA Energy Momentum ETF |
|
$31,172 |
$17,532 |
$13,678 |
Invesco
DWA Financial Momentum ETF |
|
$30,692 |
$13,119 |
$15,214 |
Invesco
DWA Healthcare Momentum ETF |
|
$37,678 |
$30,560 |
$25,037 |
Invesco
DWA Industrials Momentum ETF |
|
$33,740 |
$18,795 |
$17,388 |
Invesco
DWA Momentum ETF |
|
$142,080 |
$108,598 |
$114,127 |
Invesco
DWA Technology Momentum ETF |
|
$35,692 |
$21,864 |
$24,256 |
Invesco
DWA Utilities Momentum ETF |
|
$28,015 |
$33,157 |
$20,182 |
Invesco
Dynamic Biotechnology & Genome ETF |
|
$41,481 |
$34,295 |
$26,512 |
Invesco
Dynamic Building & Construction ETF |
|
$46,047 |
$12,186 |
$17,962 |
Invesco
Dynamic Energy Exploration & Production ETF |
|
$28,280 |
$19,289 |
$13,371 |
Invesco
Dynamic Food & Beverage ETF |
|
$30,397 |
$18,681 |
$16,499 |
Invesco
Dynamic Large Cap Growth ETF |
|
$63,668 |
$72,458 |
$55,064 |
Invesco
Dynamic Large Cap Value ETF |
|
$120,124 |
$87,018 |
$67,902 |
Invesco
Dynamic Leisure and Entertainment ETF |
|
$32,134 |
$20,286 |
$15,783 |
Invesco
Dynamic Market ETF |
|
$35,466 |
$25,652 |
$20,666 |
Invesco
Dynamic Media ETF |
|
$28,707 |
$19,462 |
$15,287 |
Invesco
Dynamic Networking ETF |
|
$29,005 |
$20,153 |
$15,598 |
Invesco
Dynamic Oil & Gas Services ETF |
|
$26,887 |
$15,890 |
$12,823 |
Invesco
Dynamic Pharmaceuticals ETF |
|
$63,684 |
$42,451 |
$35,021 |
Invesco
Dynamic Semiconductors ETF |
|
$49,012 |
$19,179 |
$27,744 |
Invesco
Dynamic Software ETF |
|
$34,898 |
$47,400 |
$40,849 |
Invesco
Financial Preferred ETF |
|
$134,700 |
$113,404 |
$112,106 |
Invesco
FTSE RAFI US 1000 ETF |
|
$380,113 |
$429,488 |
$320,075 |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
|
$155,284 |
$198,418 |
$126,195 |
Invesco
Global Listed Private Equity ETF |
|
$41,508 |
$35,375 |
$24,423 |
Invesco
Golden Dragon China ETF |
|
$43,433 |
$24,932 |
$24,531 |
Invesco
High Yield Equity Dividend Achievers™
ETF |
|
$78,546 |
$69,204 |
$59,048 |
Invesco
International Dividend Achievers™
ETF |
|
$84,746 |
$62,609 |
$50,676 |
Invesco
MSCI Sustainable Future ETF |
|
$36,032 |
$25,543 |
$27,503 |
Invesco
NASDAQ Internet ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
Raymond James SB-1 Equity ETF (1)(2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 100 Equal Weight ETF |
|
$29,003 |
$19,043 |
$16,040 |
Invesco
S&P 500 BuyWrite ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Communication Services ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Energy ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Financials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Health Care ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Industrials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Materials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Real Estate ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Technology ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Utilities ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500 GARP ETF |
|
$38,729 |
$36,634 |
$34,509 |
Invesco
S&P 500®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Quality ETF |
|
$119,699 |
$111,302 |
$119,955 |
Invesco
S&P 500®
Top 50 ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500 Value with Momentum ETF |
|
$31,906 |
$20,749 |
$15,144 |
Invesco
S&P MidCap 400®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P MidCap 400®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Fund
|
|
2019
|
2020
|
2021
|
Invesco
S&P MidCap 400®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P MidCap Momentum ETF |
|
$33,661 |
$59,887 |
$51,566 |
Invesco
S&P MidCap Quality ETF |
|
$26,865 |
$19,741 |
$14,058 |
Invesco
S&P MidCap Value with Momentum ETF |
|
$28,145 |
$18,778 |
$16,203 |
Invesco
S&P SmallCap 600®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap Momentum ETF |
|
$28,100 |
$25,508 |
$17,800 |
Invesco
S&P SmallCap Value with Momentum ETF |
|
$29,740 |
$22,724 |
$16,703 |
Invesco
S&P Spin-Off ETF |
|
$45,618 |
$15,886 |
$17,207 |
Invesco
Water Resources ETF |
|
$81,901 |
$80,362 |
$81,962 |
Invesco
WilderHill Clean Energy ETF |
|
$32,738 |
$22,297 |
$29,891 |
Invesco
Zacks Mid-Cap ETF |
|
$48,370 |
$26,358 |
$30,942 |
Invesco
Zacks Multi-Asset Income ETF |
|
$52,637 |
$22,881 |
$23,966
|
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees paid
for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included in
the
revenue
split |
Indemnification
fees
not
included in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
Aerospace &
Defense ETF
|
$6,420.14
|
$757.37 |
$3,467.00
|
$0.00 |
$0.00 |
($4,629.41)
|
$0.00 |
($405.04)
|
$6,825.18
|
Invesco
Buyback
AchieversTM ETF
|
$28,841.25
|
$10,610.86
|
$15,634.00
|
$0.00 |
$0.00 |
($92,964.84)
|
$0.00 |
($66,719.98)
|
$95,561.23
|
Invesco
Dividend
AchieversTM
ETF |
$1,035.25 |
$899.22 |
$632.00 |
$0.00 |
$0.00 |
($8,607.98) |
$0.00 |
($7,076.76) |
$8,112.01 |
Invesco DWA
Basic
Materials
Momentum
ETF |
$5,237.45 |
$1,424.04 |
$2,933.00 |
$0.00 |
$0.00 |
($11,948.96) |
$0.00 |
($7,591.92) |
$12,829.37 |
Invesco DWA
Consumer
Cyclicals
Momentum
ETF |
$12,577.98 |
$19,105.02 |
$6,875.00 |
$0.00 |
$0.00 |
($185,381.27) |
$0.00 |
($159,401.25) |
$171,979.23 |
Invesco DWA
Consumer
Staples
Momentum
ETF |
$8,346.47 |
$18,239.79 |
$4,650.00 |
$0.00 |
$0.00 |
($178,721.69) |
$0.00 |
($155,831.90) |
$164,178.37 |
Invesco DWA
Energy
Momentum
ETF |
$5,900.55 |
$1,508.66 |
$3,337.00 |
$0.00 |
$0.00 |
($12,540.96) |
$0.00 |
($7,695.30) |
$13,595.85 |
Invesco DWA
Financial
Momentum
ETF |
$1,888.77 |
$1,270.61 |
$1,040.00 |
$0.00 |
$0.00 |
($11,866.03) |
$0.00 |
($9,555.42) |
$11,444.19 |
Invesco DWA
Healthcare
Momentum
ETF |
$102,155.82 |
$111,617.17 |
$57,200.00 |
$0.00 |
$0.00 |
($1,071,298.00) |
$0.00 |
($902,480.83) |
$1,004,636.65 |
Invesco DWA
Industrials
Momentum
ETF |
$8,023.82 |
$9,887.07 |
$4,379.00 |
$0.00 |
$0.00 |
($95,234.83) |
$0.00 |
($80,968.76) |
$88,992.58 |
Invesco DWA
Momentum
ETF |
$45,443.34 |
$5,943.47 |
$25,282.00 |
$0.00 |
$0.00 |
($39,296.07) |
$0.00 |
($8,070.60) |
$53,513.94 |
Invesco DWA
Technology
Momentum
ETF |
$26,594.74 |
$34,663.95 |
$14,235.00 |
$0.00 |
$0.00 |
($334,308.54) |
$0.00 |
($285,409.59) |
$312,004.33 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
DWA Utilities
Momentum
ETF |
$771.17 |
$196.02 |
$428.00 |
$0.00 |
$0.00 |
($1,618.04) |
$0.00 |
($994.02) |
$1,765.19 |
Invesco
Dynamic
Biotechnology
&
Genome
ETF |
$38,560.83 |
$25,005.01 |
$20,849.00 |
$0.00 |
$0.00 |
($232,379.15) |
$0.00 |
($186,525.14) |
$225,085.97 |
Invesco
Dynamic
Building
& Construction
ETF |
$2,532.72 |
$875.00 |
$1,367.00 |
$0.00 |
$0.00 |
($7,586.65) |
$0.00 |
($5,344.65) |
$7,877.37 |
Invesco
Dynamic
Energy
Exploration &
Production
ETF |
$2,979.29 |
$1,206.91 |
$1,734.00 |
$0.00 |
$0.00 |
($10,840.13) |
$0.00 |
($7,899.22) |
$10,878.51 |
Invesco
Dynamic Food
&
Beverage ETF |
$5,901.06 |
$8,768.33 |
$3,140.00 |
$0.00 |
$0.00 |
($84,937.30) |
$0.00 |
($73,028.97) |
$78,930.03 |
Invesco
Dynamic Large
Cap
Growth ETF |
$4,706.89 |
$358.52 |
$2,547.00 |
$0.00 |
$0.00 |
($1,427.47) |
$0.00 |
$1,478.05 |
$3,228.84 |
Invesco
Dynamic
Leisure
and
Entertainment
ETF |
$125,171.98 |
$48,560.43 |
$66,366.00 |
$0.00 |
$0.00 |
($426,856.97) |
$0.00 |
($311,930.54) |
$437,102.52 |
Invesco
Dynamic
Market
ETF |
$4,507.72 |
$1,931.29 |
$2,408.00 |
$0.00 |
$0.00 |
($17,234.82) |
$0.00 |
($12,895.53) |
$17,403.25 |
Invesco
Dynamic
Media
ETF |
$7,457.40 |
$5,695.90 |
$4,133.00 |
$0.00 |
$0.00 |
($53,652.48) |
$0.00 |
($43,823.58) |
$51,280.98 |
Invesco
Dynamic
Networking
ETF |
$2,976.30 |
$8,494.76 |
$1,752.00 |
$0.00 |
$0.00 |
($83,731.34) |
$0.00 |
($73,484.58) |
$76,460.88 |
Invesco
Dynamic Oil &
Gas
Services ETF |
$2,944.91 |
$1,599.95 |
$1,630.00 |
$0.00 |
$0.00 |
($14,696.52) |
$0.00 |
($11,466.57) |
$14,411.48 |
Invesco
Dynamic
Pharmaceuticals
ETF |
$16,187.15 |
$6,882.64 |
$9,124.00 |
$0.00 |
$0.00 |
($61,777.07) |
$0.00 |
($45,770.43) |
$61,957.58 |
Invesco
Dynamic
Semiconductors
ETF |
$4,438.22 |
$329.38 |
$2,410.00 |
$0.00 |
$0.00 |
($1,267.68) |
$0.00 |
$1,471.70 |
$2,966.52 |
Invesco
Dynamic
Software
ETF |
$27,716.84 |
$10,961.64 |
$14,833.00 |
$0.00 |
$0.00 |
($96,744.87) |
$0.00 |
($70,950.23) |
$98,667.07 |
Invesco
Financial
Preferred
ETF |
$40,693.60 |
$87,097.50 |
$22,310.00 |
$0.00 |
$0.00 |
($852,806.94) |
$0.00 |
($743,399.44) |
$784,093.04 |
Invesco
FTSE RAFI US
1000
ETF |
$61,112.89 |
$197,733.09 |
$34,162.00 |
$0.00 |
$0.00 |
($1,950,534.10) |
$0.00 |
($1,718,639.01) |
$1,779,751.90 |
Invesco
FTSE RAFI US
1500
Small-Mid ETF |
$137,598.06 |
$238,797.39 |
$78,249.00 |
$0.00 |
$0.00 |
($2,329,295.90) |
$0.00 |
($2,012,249.51) |
$2,149,847.57 |
Invesco
Global Listed
Private
Equity ETF |
$16,788.53 |
$37,748.18 |
$9,754.00 |
$0.00 |
$0.00 |
($370,507.74) |
$0.00 |
($323,005.56) |
$339,794.09 |
Invesco
Golden Dragon
China
ETF |
$40,881.11 |
$40,497.23 |
$22,320.00 |
$0.00 |
$0.00 |
($386,563.30) |
$0.00 |
($323,746.07) |
$364,627.18 |
Invesco
High Yield
Equity
Dividend
Achievers™
ETF |
$3,216.41 |
$240.66 |
$2,094.00 |
$0.00 |
$0.00 |
($1,286.92) |
$0.00 |
$1,047.74 |
$2,168.67 |
Invesco
International
Dividend
Achievers™
ETF |
$71,831.69 |
$50,019.53 |
$40,548.00 |
$0.00 |
$0.00 |
($469,009.27) |
$0.00 |
($378,441.74) |
$450,273.43 |
Invesco
MSCI
Sustainable
Future ETF |
$14,420.43 |
$5,184.68 |
$8,175.00 |
$0.00 |
$0.00 |
($45,613.07) |
$0.00 |
($32,253.39) |
$46,673.82 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
NASDAQ
Internet
ETF |
$34,192.29 |
$10,088.70 |
$19,327.00 |
$0.00 |
$0.00 |
($86,075.44) |
$0.00 |
($56,659.74) |
$90,852.03 |
Invesco
Raymond
James
SB-1 Equity
ETF |
$8,373.07 |
$3,443.65 |
$4,690.00 |
$0.00 |
$0.00 |
($30,801.78) |
$0.00 |
($22,668.13) |
$31,041.20 |
Invesco
S&P 100 Equal
Weight
ETF |
$125.69 |
$1,134.37 |
$76.00 |
$0.00 |
$0.00 |
($11,294.48) |
$0.00 |
($10,084.11) |
$10,209.80 |
Invesco
S&P 500®
Equal
Weight ETF |
$259,549.49 |
$212,370.43 |
$141,171.00 |
$0.00 |
$0.00 |
($2,005,427.60) |
$0.00 |
($1,651,886.17) |
$1,911,435.66 |
Invesco
S&P 500®
Equal
Weight
Communication
Services
ETF |
$435.84 |
$51.52 |
$234.00 |
$0.00 |
$0.00 |
($315.79) |
$0.00 |
($30.27) |
$466.11 |
Invesco
S&P 500®
Equal
Weight
Consumer
Discretionary
ETF |
$13,190.53 |
$2,090.24 |
$7,069.00 |
$0.00 |
$0.00 |
($14,794.76) |
$0.00 |
($5,635.52) |
$18,826.05 |
Invesco
S&P 500®
Equal
Weight
Consumer
Staples ETF |
$3,102.56 |
$201.42 |
$1,662.00 |
$0.00 |
$0.00 |
($574.40) |
$0.00 |
$1,289.02 |
$1,813.54 |
Invesco
S&P 500®
Equal
Weight Energy
ETF |
$153.67 |
$11.05 |
$133.00 |
$0.00 |
$0.00 |
($89.82) |
$0.00 |
$54.23 |
$99.44 |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
$2.17 |
$0.29 |
$1.00 |
$0.00 |
$0.00 |
($1.92) |
$0.00 |
($0.63) |
$2.80 |
Invesco
S&P 500®
Equal
Weight Health
Care
ETF |
$227.20 |
$15.54 |
$125.00 |
$0.00 |
$0.00 |
($53.35) |
$0.00 |
$87.19 |
$140.01 |
Invesco
S&P 500®
Equal
Weight
Industrials
ETF |
$6,477.57 |
$4,254.52 |
$3,536.00 |
$0.00 |
$0.00 |
($39,614.96) |
$0.00 |
($31,824.44) |
$38,302.01 |
Invesco
S&P 500®
Equal
Weight Materials
ETF |
$6,210.41 |
$46,931.50 |
$3,486.00 |
$0.00 |
$0.00 |
($466,596.19) |
$0.00 |
($416,178.69) |
$422,389.10 |
Invesco
S&P 500®
Equal
Weight Real
Estate
ETF |
$572.33 |
$64.37 |
$317.00 |
$0.00 |
$0.00 |
($390.74) |
$0.00 |
($9.37) |
$581.70 |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
$15,160.28 |
$982.45 |
$7,903.00 |
$0.00 |
$0.00 |
($2,569.06) |
$0.00 |
$6,316.39 |
$8,843.89 |
Invesco
S&P 500®
Equal
Weight Utilities
ETF |
$921.64 |
$62.22 |
$496.00 |
$0.00 |
$0.00 |
($196.87) |
$0.00 |
$361.35 |
$560.29 |
Invesco
S&P 500
GARP
ETF |
$607.92 |
$2,095.54 |
$408.00 |
$0.00 |
$0.00 |
($20,756.33) |
$0.00 |
($18,252.79) |
$18,860.71 |
Invesco
S&P 500®
Pure
Growth ETF |
$11,578.04 |
$741.34 |
$6,023.00 |
$0.00 |
$0.00 |
($1,860.50) |
$0.00 |
$4,903.84 |
$6,674.20 |
Invesco
S&P 500®
Pure
Value ETF |
$16,403.82 |
$9,748.72 |
$9,117.00 |
$0.00 |
$0.00 |
($90,222.50) |
$0.00 |
($71,356.78) |
$87,760.60 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
S&P 500®
Quality
ETF |
$4,810.00 |
$30,739.27 |
$2,560.00 |
$0.00 |
$0.00 |
($305,145.27) |
$0.00 |
($271,846.00) |
$276,656.00 |
Invesco
S&P 500 Top
50
ETF |
$54.87 |
$3.36 |
$28.00 |
$0.00 |
$0.00 |
($6.81) |
$0.00 |
$24.55 |
$30.32 |
Invesco
S&P 500 Value
with
Momentum ETF |
$82.22 |
$11.72 |
$52.00 |
$0.00 |
$0.00 |
($88.06) |
$0.00 |
($24.34) |
$106.56 |
Invesco
S&P MidCap
400®
Equal Weight
ETF |
$4,667.53 |
$2,228.87 |
$2,691.00 |
$0.00 |
$0.00 |
($20,358.40) |
$0.00 |
($15,438.53) |
$20,106.06 |
Invesco
S&P MidCap
400®
Pure Growth ETF |
$18,119.20 |
$4,590.20 |
$10,350.00 |
$0.00 |
$0.00 |
($38,145.44) |
$0.00 |
($23,205.24) |
$41,324.44 |
Invesco
S&P MidCap
400®
Pure Value ETF |
$6,138.49 |
$3,751.32 |
$3,585.00 |
$0.00 |
$0.00 |
($34,979.76) |
$0.00 |
($27,643.44) |
$33,781.93 |
Invesco
S&P MidCap
Momentum
ETF |
$38,783.30 |
$3,799.40 |
$20,384.00 |
$0.00 |
$0.00 |
($19,615.82) |
$0.00 |
$4,567.58 |
$34,215.72 |
Invesco
S&P MidCap
Quality
ETF |
$1,330.34 |
$136.06 |
$725.00 |
$0.00 |
$0.00 |
($763.66) |
$0.00 |
$97.40 |
$1,232.94 |
Invesco
S&P MidCap
Value
with Momentum
ETF |
$1,319.66 |
$714.35 |
$771.00 |
$0.00 |
$0.00 |
($6,601.25) |
$0.00 |
($5,115.90) |
$6,435.56 |
Invesco
S&P SmallCap
600®
Equal Weight
ETF |
$3,292.18 |
$4,358.55 |
$1,876.00 |
$0.00 |
$0.00 |
($42,295.88) |
$0.00 |
($36,061.33) |
$39,353.51 |
Invesco
S&P SmallCap
600®
Pure Growth ETF |
$14,062.92 |
$6,360.65 |
$7,706.00 |
$0.00 |
$0.00 |
($57,292.87) |
$0.00 |
($43,226.22) |
$57,289.14 |
Invesco
S&P SmallCap
600®
Pure Value ETF |
$14,523.83 |
$21,781.11 |
$8,213.00 |
$0.00 |
$0.00 |
($211,566.47) |
$0.00 |
($181,572.36) |
$196,096.19 |
Invesco
S&P SmallCap
Momentum
ETF |
$8,742.80 |
$3,970.35 |
$4,756.00 |
$0.00 |
$0.00 |
($35,749.07) |
$0.00 |
($27,022.72) |
$35,765.52 |
Invesco
S&P SmallCap
Value
with Momentum
ETF |
$10,363.50 |
$21,739.12 |
$5,697.00 |
$0.00 |
$0.00 |
($212,751.38) |
$0.00 |
($185,315.26) |
$195,678.76 |
Invesco
S&P Spin-Off
ETF |
$2,983.62 |
$1,341.00 |
$1,777.00 |
$0.00 |
$0.00 |
($12,219.70) |
$0.00 |
($9,101.70) |
$12,085.32 |
Invesco
Water
Resources
ETF |
$3,989.33 |
$14,953.11 |
$2,698.00 |
$0.00 |
$0.00 |
($148,243.81) |
$0.00 |
($130,592.70) |
$134,582.03 |
Invesco
WilderHill
Clean
Energy ETF |
$504,601.45 |
$1,957,175.02 |
$267,615.00 |
$0.00 |
$0.00 |
($19,335,116.00) |
$0.00 |
($17,110,325.98) |
$17,614,927.43 |
Invesco
Zacks Mid-Cap
ETF |
$4,167.01 |
$1,649.86 |
$2,435.00 |
$0.00 |
$0.00 |
($14,778.28) |
$0.00 |
($10,693.42) |
$14,860.43 |
Invesco
Zacks Multi-
Asset
Income ETF |
$9,310.27 |
$11,127.91 |
$5,316.00 |
$0.00 |
$0.00 |
($107,358.42) |
$0.00 |
($90,914.51) |
$100,224.78
|
Fund
|
Underlying
Index |
Invesco
Aerospace & Defense ETF |
SPADE® Defense
Index |
Invesco
BuyBack Achievers™ ETF
|
NASDAQ US
BuyBack Achievers™ Index
|
Invesco
Dividend Achievers™
ETF |
NASDAQ US
Broad Dividend Achievers™
Index |
Invesco
Dow Jones Industrial Average
Dividend
ETF |
Dow Jones
Industrial Average Yield Weighted |
Invesco
DWA Basic Materials Momentum
ETF |
Dorsey
Wright® Basic
Materials Technical Leaders Index |
Invesco
DWA Consumer Cyclicals
Momentum
ETF |
Dorsey
Wright® Consumer
Cyclicals Technical Leaders Index |
Invesco
DWA Consumer Staples
Momentum
ETF |
Dorsey
Wright® Consumer
Staples Technical Leaders Index |
Invesco
DWA Energy Momentum ETF |
Dorsey
Wright® Energy
Technical Leaders Index |
Invesco
DWA Financial Momentum ETF |
Dorsey
Wright®
Financials Technical Leaders Index |
Invesco
DWA Healthcare Momentum ETF |
Dorsey
Wright®
Healthcare Technical Leaders Index |
Invesco
DWA Industrials Momentum ETF |
Dorsey
Wright®
Industrials Technical Leaders Index |
Invesco
DWA Momentum ETF |
Dorsey
Wright® Technical
Leaders Index |
Invesco
DWA Technology Momentum ETF |
Dorsey
Wright®
Technology Technical Leaders Index |
Invesco
DWA Utilities Momentum ETF |
Dorsey
Wright® Utilities
Technical Leaders Index |
Invesco
Dynamic Biotechnology & Genome
ETF |
Dynamic
Biotech & Genome IntellidexSM
Index |
Invesco
Dynamic Building & Construction
ETF |
Dynamic
Building & Construction IntellidexSM
Index |
Invesco
Dynamic Energy Exploration &
Production
ETF |
Dynamic
Energy Exploration & Production IntellidexSM Index |
Invesco
Dynamic Food & Beverage ETF |
Dynamic
Food & Beverage IntellidexSM
Index |
Invesco
Dynamic Large Cap Growth ETF |
Dynamic
Large Cap Growth IntellidexSM
Index |
Invesco
Dynamic Large Cap Value ETF |
Dynamic
Large Cap Value IntellidexSM
Index |
Invesco
Dynamic Leisure and
Entertainment
ETF |
Dynamic
Leisure & Entertainment IntellidexSM
Index |
Invesco
Dynamic Market ETF |
Dynamic
Market IntellidexSM
Index |
Invesco
Dynamic Media ETF |
Dynamic
Media IntellidexSM
Index |
Invesco
Dynamic Networking ETF |
Dynamic
Networking IntellidexSM
Index |
Invesco
Dynamic Oil & Gas Services ETF |
Dynamic
Oil Services IntellidexSM
Index |
Invesco
Dynamic Pharmaceuticals ETF |
Dynamic
Pharmaceutical IntellidexSM
Index |
Invesco
Dynamic Semiconductors ETF |
Dynamic
Semiconductor IntellidexSM
Index |
Invesco
Dynamic Software ETF |
Dynamic
Software IntellidexSM
Index |
Invesco
Financial Preferred ETF |
ICE
Exchange-Listed Fixed Rate Financial Preferred Securities
Index |
Invesco
FTSE RAFI US 1000 ETF |
FTSE
RAFI™ US 1000
Index |
Invesco
FTSE RAFI US 1500 Small-Mid
ETF |
FTSE
RAFI™ US Mid
Small 1500 Index |
Invesco
Global Listed Private Equity ETF |
Red Rocks
Global Listed Private Equity Index |
Invesco
Golden Dragon China ETF |
NASDAQ
Golden Dragon China
Index |
Fund
|
Underlying
Index |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
NASDAQ
US Dividend Achievers™
50 Index |
Invesco
International Dividend Achievers™
ETF |
NASDAQ
International Dividend Achievers™
Index |
Invesco
MSCI Sustainable Future ETF |
MSCI
Global Environment Select Index |
Invesco
NASDAQ Internet ETF |
Nasdaq
CTA Internet IndexSM
|
Invesco
Raymond James SB-1 Equity ETF |
Raymond
James SB-1 Equity Index |
Invesco
S&P 100 Equal Weight ETF |
S&P
100 Equal Weight Index |
Invesco
S&P 500 BuyWrite ETF |
CBOE
S&P 500 BuyWrite IndexSM
|
Invesco
S&P 500®
Equal Weight ETF |
S&P
500®
Equal Weight Index |
Invesco
S&P 500®
Equal Weight
Communication
Services ETF |
S&P
500®
Equal Weight Communication Services Plus Index |
Invesco
S&P 500®
Equal Weight
Consumer
Discretionary ETF |
S&P
500®
Equal Weight Consumer Discretionary Index |
Invesco
S&P 500®
Equal Weight
Consumer
Staples ETF |
S&P
500®
Equal Weight Consumer Staples Index |
Invesco
S&P 500®
Equal Weight Energy
ETF |
S&P
500®
Equal Weight Energy Index |
Invesco
S&P 500®
Equal Weight Financials
ETF |
S&P
500®
Equal Weight Financials Index |
Invesco
S&P 500®
Equal Weight Health
Care
ETF |
S&P
500®
Equal Weight Health Care Index |
Invesco
S&P 500®
Equal Weight
Industrials
ETF |
S&P
500®
Equal Weight Industrials Index |
Invesco
S&P 500®
Equal Weight Materials
ETF |
S&P
500®
Equal Weight Materials Index |
Invesco
S&P 500®
Equal Weight Real
Estate
ETF |
S&P
500®
Equal Weight Real Estate Index |
Invesco
S&P 500®
Equal Weight
Technology
ETF |
S&P
500®
Equal Weight Information Technology Index |
Invesco
S&P 500®
Equal Weight Utilities
ETF |
S&P
500®
Equal Weight Utilities Plus Index |
Invesco
S&P 500 GARP ETF |
S&P
500 GARP Index |
Invesco
S&P 500®
Pure Growth ETF |
S&P
500®
Pure Growth Index |
Invesco
S&P 500®
Pure Value ETF |
S&P
500®
Pure Value Index |
Invesco
S&P 500®
Quality ETF |
S&P
500®
Quality Index |
Invesco
S&P 500®
Top 50 ETF |
S&P
500®
Top 50 Index |
Invesco
S&P 500 Value with Momentum
ETF |
S&P
500 High Momentum Value Index |
Invesco
S&P MidCap 400®
Equal Weight
ETF |
S&P
MidCap 400®
Equal Weight Index |
Invesco
S&P MidCap 400®
Pure Growth
ETF |
S&P
MidCap 400®
Pure Growth Index |
Invesco
S&P MidCap 400®
Pure Value
ETF |
S&P
MidCap 400®
Pure Value Index |
Invesco
S&P MidCap Momentum ETF |
S&P
MidCap 400 Momentum Index |
Invesco
S&P MidCap Quality ETF |
S&P
MidCap 400 Quality Index |
Invesco
S&P MidCap Value with
Momentum
ETF |
S&P
MidCap 400 High Momentum Value Index |
Invesco
S&P SmallCap 600®
Equal Weight
ETF |
S&P
SmallCap 600®
Equal Weight Index |
Invesco
S&P SmallCap 600®
Pure Growth
ETF |
S&P
SmallCap 600®
Pure Growth Index |
Invesco
S&P SmallCap 600®
Pure Value
ETF |
S&P
SmallCap 600®
Pure Value Index |
Invesco
S&P SmallCap Momentum ETF |
S&P
SmallCap 600 Momentum
Index |
Fund
|
Underlying
Index |
Invesco
S&P SmallCap Value with
Momentum
ETF |
S&P
SmallCap 600 High Momentum Value Index |
Invesco
S&P Spin-Off ETF |
S&P
U.S. Spin-Off Index |
Invesco
Water Resources ETF |
NASDAQ
OMX US Water IndexSM
|
Invesco
WilderHill Clean Energy ETF |
WilderHill
Clean Energy Index |
Invesco
Zacks Mid-Cap ETF |
Zacks
Mid-Cap Core Index |
Invesco
Zacks Multi-Asset Income ETF |
Zacks
Multi-Asset Income Index |
Fund |
Total $
Amount
of
Brokerage
Commissions
Paid |
Total $
Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
% of
Total
Brokerage
Commissions
Paid to
the
Affiliated
Brokers |
% of
Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 | |
Invesco
Aerospace & Defense ETF |
$41,589 |
$53,629 |
$30,560 |
$15,196 |
$957 |
$912 |
29.89% |
42.06% |
Invesco
BuyBack Achievers™ ETF |
$276,885 |
$243,901 |
$338,444 |
$52,261 |
$24,524 |
$6,075 |
17.58% |
21.70% |
Invesco
Dividend Achievers™ ETF |
$24,576 |
$14,374 |
$11,674 |
$2,983 |
$431 |
$607 |
9.89% |
11.51% |
Invesco Dow
Jones Industrial Average Dividend ETF |
$10,730 |
$3,150 |
$1,899 |
$5,924 |
$76 |
$254 |
47.64% |
44.41% |
Invesco DWA
Basic Materials Momentum ETF |
$54,996 |
$41,664 |
$42,090 |
$12,668 |
$10,358 |
$117 |
19.62% |
25.47% |
Invesco DWA
Consumer Cyclicals Momentum ETF |
$50,958 |
$25,246 |
$33,864 |
$12,627 |
$5,077 |
$46 |
20.32% |
38.81% |
Invesco DWA
Consumer Staples Momentum ETF |
$52,112 |
$84,051 |
$76,290 |
$9,346 |
$4,973 |
$150 |
13.28% |
26.91% |
Invesco DWA
Energy Momentum ETF |
$93,259 |
$54,962 |
$113,355 |
$24,785 |
$17,466 |
$25 |
26.58% |
40.37% |
Invesco DWA
Financial Momentum ETF |
$28,547 |
$32,109 |
$21,921 |
$17,971 |
$2,247 |
$28 |
52.87% |
61.93% |
Invesco DWA
Healthcare Momentum ETF |
$915,666 |
$158,369 |
$246,589 |
$6,198 |
$5,908 |
$194 |
0.61% |
2.86% |
Invesco DWA
Industrials Momentum ETF |
$106,131 |
$38,272 |
$35,537 |
$23,738 |
$2,405 |
$17 |
20.70% |
29.42% |
Invesco DWA
Momentum ETF |
$346,935 |
$263,125 |
$268,903 |
$62,157 |
$6,188 |
$136 |
14.59% |
17.58% |
Invesco DWA
Technology Momentum ETF |
$188,354 |
$169,972 |
$82,974 |
$31,647 |
$12,926 |
$10 |
13.60% |
31.74% |
Invesco DWA
Utilities Momentum ETF |
$14,675 |
$50,860 |
$19,057 |
$8,399 |
$8,528 |
$52 |
57.24% |
62.13% |
Invesco
Dynamic Biotechnology & Genome ETF |
$293,483 |
$359,528 |
$182,205 |
$9,373 |
$15,609 |
$3,108 |
2.82% |
12.40% |
Invesco
Dynamic Building & Construction ETF |
$72,925 |
$70,765 |
$135,809 |
$6,373 |
$2,727 |
$147 |
6.37% |
15.44% |
Invesco
Dynamic Energy Exploration & Production ETF |
$23,450 |
$94,084 |
$102,262 |
$21,169 |
$36,280 |
$1,900 |
78.39% |
75.72% |
Invesco
Dynamic Food & Beverage ETF |
$32,909 |
$39,128 |
$42,970 |
$13,541 |
$3,832 |
$73 |
37.04% |
44.55% |
Invesco
Dynamic Large Cap Growth ETF |
$127,279 |
$178,703 |
$340,802 |
$40,155 |
$34,793 |
$408 |
25.48% |
40.20% |
Invesco
Dynamic Large Cap Value ETF |
$248,518 |
$451,424 |
$764,382 |
$81,762 |
$85,741 |
$40,436 |
28.64% |
34.80% |
Invesco
Dynamic Leisure and Entertainment ETF |
$409,874 |
$52,693 |
$106,397 |
$23,802 |
$6,506 |
$211 |
4.96% |
6.92% |
Invesco
Dynamic Market ETF |
$116,955 |
$170,579 |
$168,848 |
$70,307 |
$55,766 |
$826 |
54.57% |
65.83% |
Invesco
Dynamic Media ETF |
$28,994 |
$64,378 |
$47,799 |
$9,091 |
$3,932 |
$1,119 |
25.77% |
40.79% |
Invesco
Dynamic Networking ETF |
$24,443 |
$33,041 |
$34,718 |
$6,920 |
$1,544 |
$486 |
21.79% |
46.31% |
Invesco
Dynamic Oil & Gas Services ETF |
$19,026 |
$22,724 |
$30,834 |
$8,250 |
$7,212 |
$3,711 |
43.36% |
51.81% |
Invesco
Dynamic Pharmaceuticals ETF |
$97,076 |
$165,528 |
$223,366 |
$10,519 |
$5,173 |
$705 |
8.22% |
27.28% |
Invesco
Dynamic Semiconductors ETF |
$126,879 |
$116,072 |
$150,346 |
$15,902 |
$1,066 |
$1,370 |
11.18% |
23.71% |
Invesco
Dynamic Software ETF |
$434,081 |
$492,797 |
$211,096 |
$28,075 |
$714 |
$1,657 |
5.75% |
16.92% |
Invesco
Financial Preferred ETF |
$26,877 |
$1,655 |
$710 |
$0 |
$0 |
N/A |
- |
- |
Invesco
FTSE RAFI US 1000 ETF |
$174,497 |
$393,929 |
$213,934 |
$60,244 |
$13,270 |
$134,168 |
26.21% |
40.25% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$577,931 |
$1,020,295 |
$752,844 |
$29,525 |
$24,434 |
$69,352 |
4.39% |
11.88% |
Invesco
Global Listed Private Equity ETF |
$50,984 |
$88,406 |
$122,402 |
$661 |
$489 |
N/A |
1.30% |
1.99% |
Invesco
Golden Dragon China ETF |
$52,626 |
$38,572 |
$54,054 |
$9,301 |
$3,867 |
$149 |
15.58% |
23.81% |
Invesco
High Yield Equity Dividend Achievers™ ETF |
$275,632 |
$247,994 |
$222,298 |
$24,797 |
$8,339 |
$1,154 |
7.51% |
13.79% |
Invesco
International Dividend Achievers™ ETF |
$519,068 |
$308,091 |
$260,994 |
$12,588 |
$809 |
$727 |
2.23% |
7.16% |
Invesco
MSCI Sustainable Future ETF |
$234,077 |
$84,899 |
$23,200 |
$887 |
$837 |
$1,154 |
0.38% |
1.35% |
Invesco
NASDAQ Internet ETF |
$24,255 |
$66,379 |
$32,189 |
$5,241 |
$4,910 |
$1,978 |
14.48% |
17.40% |
Invesco
Raymond James SB-1 Equity ETF (1) |
$108,434 |
$211,261 |
$121,360 |
$42,545 |
$43,173 |
$2,974 |
34.13% |
47.68% |
Invesco
S&P 100 Equal Weight ETF |
$3,065 |
$9,758 |
$5,898 |
$2,529 |
$442 |
$637 |
45.47% |
57.65% |
Invesco
S&P 500 BuyWrite ETF |
$19,118 |
$29,939 |
$19,579 |
$7 |
$85 |
$691 |
0.04% |
0.08% |
Invesco
S&P 500® Equal
Weight ETF |
$1,307,512 |
$1,307,250 |
$1,070,214 |
$281,650 |
$182,942 |
$6,476 |
18.81% |
32.11% |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 | |
Invesco
S&P 500®
Equal Weight Communication Services
ETF
(2) |
$2,177 |
$3,279 |
$425 |
$1,050 |
$1,675 |
$464 |
37.99% |
50.21% |
Invesco
S&P 500®
Equal Weight Consumer Discretionary
ETF |
$29,698 |
$10,565 |
$14,998 |
$15,327 |
$3,856 |
$1,702 |
51.61% |
58.32% |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
$45,929 |
$45,582 |
$45,613 |
$6,153 |
$9,422 |
$285 |
12.91% |
38.23% |
Invesco
S&P 500®
Equal Weight Energy ETF |
$24,322 |
$31,246 |
$43,972 |
$10,728 |
$8,609 |
$1,569 |
44.11% |
57.35% |
Invesco
S&P 500®
Equal Weight Financials ETF |
$12,207 |
$22,103 |
$18,334 |
$3,661 |
$5,860 |
$1,389 |
29.70% |
46.07% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
$18,767 |
$33,144 |
$29,929 |
$8,590 |
$12,314 |
$1,457 |
36.91% |
39.87% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
$14,927 |
$16,505 |
$19,900 |
$8,172 |
$5,206 |
$3,495 |
45.44% |
48.63% |
Invesco
S&P 500®
Equal Weight Materials ETF |
$14,666 |
$14,114 |
$10,458 |
$7,133 |
$4,530 |
$678 |
36.09% |
53.01% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
$1,518 |
$2,373 |
$980 |
$828 |
$668 |
$42 |
48.50% |
58.12% |
Invesco
S&P 500®
Equal Weight Technology ETF |
$100,752 |
$107,523 |
$122,935 |
$23,547 |
$27,456 |
$14,260 |
15.77% |
25.81% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
$9,352 |
$18,088 |
$29,163 |
$2,899 |
$6,733 |
$2,382 |
25.45% |
31.42% |
Invesco
S&P 500 GARP ETF |
$38,909 |
$76,250 |
$6,841 |
$11,925 |
$21,913 |
N/A |
27.53% |
27.79% |
Invesco
S&P 500®
Pure Growth ETF |
$160,467 |
$432,447 |
$417,365 |
$15,700 |
$4,733 |
$3,919 |
7.14% |
13.60% |
Invesco
S&P 500®
Pure Value ETF |
$220,518 |
$224,329 |
$200,631 |
$45,240 |
$6,263 |
$1,773 |
20.52% |
30.60% |
Invesco
S&P 500®
Quality ETF |
$248,053 |
$220,925 |
$260,493 |
$25,054 |
$12,420 |
$31,814 |
8.05% |
12.00% |
Invesco
S&P 500®
Top 50 ETF |
$14,376 |
$15,548 |
$12,225 |
$6,879 |
$13,147 |
$34 |
47.85% |
44.80% |
Invesco
S&P 500 Value with Momentum ETF |
$10,705 |
$30,881 |
$15,991 |
$6,898 |
$13,848 |
$465 |
59.53% |
64.52% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
$13,223 |
$22,451 |
$16,722 |
$4,636 |
$9,430 |
$174 |
28.41% |
34.47% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
$65,701 |
$170,008 |
$269,958 |
$8,949 |
$6,717 |
$8,240 |
11.48% |
22.82% |
Invesco
S&P MidCap 400®
Pure Value ETF |
$30,246 |
$129,631 |
$60,600 |
$12,146 |
$10,707 |
$1,001 |
32.93% |
43.92% |
Invesco
S&P MidCap Momentum ETF |
$175,493 |
$347,018 |
$22,963 |
$9,913 |
$3,976 |
N/A |
4.15% |
5.27% |
Invesco
S&P MidCap Quality ETF |
$14,718 |
$17,552 |
$6,897 |
$7,448 |
$188 |
N/A |
36.38% |
35.43% |
Invesco
S&P MidCap Value with Momentum ETF |
$28,803 |
$78,169 |
$17,581 |
$9,459 |
$1,054 |
N/A |
29.41% |
39.65% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
$28,030 |
$41,017 |
$19,027 |
$8,357 |
$1,839 |
$68 |
27.99% |
44.51% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
$53,037 |
$191,573 |
$239,771 |
$3,587 |
$5,433 |
$3,720 |
6.72% |
12.44% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
$216,546 |
$287,697 |
$200,800 |
$16,114 |
$5,361 |
$3,934 |
6.72% |
7.75% |
Invesco
S&P SmallCap Momentum ETF |
$66,612 |
$108,338 |
$34,735 |
$8,668 |
$2,321 |
N/A |
10.07% |
17.14% |
Invesco
S&P SmallCap Value with Momentum ETF |
$112,731 |
$152,176 |
$73,415 |
$5,946 |
$2,589 |
N/A |
4.72% |
7.22% |
Invesco
S&P Spin-Off ETF |
$18,158 |
$42,244 |
$55,286 |
$9,858 |
$8,037 |
$4,404 |
49.28% |
49.27% |
Invesco
Water Resources ETF |
$104,122 |
$97,115 |
$170,626 |
$1,392 |
$354 |
$3 |
1.08% |
3.36% |
Invesco
WilderHill Clean Energy ETF |
$929,851 |
$187,749 |
$107,474 |
$42,683 |
$1,554 |
$5,172 |
3.65% |
9.23% |
Invesco
Zacks Mid-Cap ETF |
$114,842 |
$180,287 |
$192,966 |
$18,523 |
$17,668 |
$176 |
11.59% |
15.27% |
Invesco
Zacks Multi-Asset Income ETF |
$189,336 |
$399,574 |
$477,863 |
$44,015 |
$29,985 |
$1,681 |
21.02% |
38.27%
|
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
Aerospace & Defense ETF |
$500 |
$2,000
|
Invesco
BuyBack Achievers™ ETF |
$500 |
$2,000
|
Invesco
Dividend Achievers™ ETF |
$500 |
$2,000 |
Invesco Dow
Jones Industrial Average
Dividend
ETF |
$500 |
$2,000 |
Invesco DWA
Basic Materials
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Consumer Cyclicals
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Consumer Staples
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Energy Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Financial Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Healthcare Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Industrials Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Technology Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Utilities Momentum ETF |
$500 |
$2,000 |
Invesco
Dynamic Biotechnology &
Genome
ETF |
$500 |
$2,000 |
Invesco
Dynamic Building &
Construction
ETF |
$500 |
$2,000 |
Invesco
Dynamic Energy Exploration &
Production
ETF |
$500 |
$2,000 |
Invesco
Dynamic Food & Beverage ETF |
$500 |
$2,000 |
Invesco
Dynamic Large Cap Growth
ETF |
$500 |
$2,000 |
Invesco
Dynamic Large Cap Value ETF |
$500 |
$2,000 |
Invesco
Dynamic Leisure and
Entertainment
ETF |
$500 |
$2,000 |
Invesco
Dynamic Market ETF |
$500 |
$2,000 |
Invesco
Dynamic Media ETF |
$500 |
$2,000 |
Invesco
Dynamic Networking ETF |
$500 |
$2,000 |
Invesco
Dynamic Oil & Gas Services
ETF |
$500 |
$2,000 |
Invesco
Dynamic Pharmaceuticals ETF |
$500 |
$2,000 |
Invesco
Dynamic Semiconductors ETF |
$500 |
$2,000 |
Invesco
Dynamic Software ETF |
$500 |
$2,000 |
Invesco
Financial Preferred ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1000 ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1500 Small-Mid
ETF |
$500 |
$2,000 |
Invesco
Global Listed Private Equity ETF |
$1,000 |
$4,000 |
Invesco
Golden Dragon China ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
International Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
MSCI Sustainable Future ETF |
$500 |
$2,000 |
Invesco
NASDAQ Internet ETF |
$500 |
$2,000 |
Invesco
Raymond James SB-1 Equity
ETF |
$1,000 |
$4,000 |
Invesco
S&P 100 Equal Weight ETF |
$500 |
$2,000 |
Invesco
S&P 500 BuyWrite ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight
Communication
Services ETF |
$250 |
$1,000 |
Invesco
S&P 500® Equal Weight
Consumer
Discretionary ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Consumer
Staples ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Energy
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Financials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Health
Care
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Industrials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Materials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Real
Estate
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Technology
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Utilities
ETF |
$500 |
$2,000 |
Invesco
S&P 500 GARP ETF |
$500 |
$2,000 |
Invesco
S&P 500®
Pure Growth ETF |
$1,000 |
$4,000 |
Invesco
S&P 500®
Pure Value ETF |
$1,000 |
$4,000 |
Invesco
S&P 500® Quality ETF |
$500 |
$2,000 |
Invesco
S&P 500® Top 50 ETF |
$500 |
$2,000 |
Invesco
S&P 500 Value with Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Growth
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Value
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Momentum ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Quality ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Value with
Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Pure
Growth
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap 600® Pure Value
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap Momentum ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Value with
Momentum
ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
S&P Spin-Off ETF |
$500 |
$1,000 |
Invesco
Water Resources ETF |
$500 |
$2,000 |
Invesco
WilderHill Clean Energy ETF |
$500 |
$2,000 |
Invesco
Zacks Mid-Cap ETF |
$500 |
$2,000 |
Invesco
Zacks Multi-Asset Income ETF |
$1,000 |
$4,000
|
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Commitment to Environmental, Social and Governance Investment Stewardship
and
Proxy
Voting |
A-2 |
B. |
Applicability
of Policy |
A-2 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
A-3 |
A. |
Proprietary
Proxy Voting Platform |
A-3 |
B. |
Oversight
of Voting Operations |
A-3 |
C. |
Disclosures
and Record Keeping |
A-3 |
D. |
Global
Invesco Proxy Advisory Committee |
A-4 |
E. |
Market and
Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-5 |
G. |
Conflicts
of Interest |
A-5 |
H. |
Use of
Third-Party Proxy Advisory Services |
A-7 |
I. |
Review of
Policy |
A-7 |
|
|
|
III. |
Our Good
Governance Principles |
A-8 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition |
A-10 |
D. |
Long Term
Stewardship of Capital |
A-11 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-12 |
F. |
Executive
Compensation and Alignment |
A-13 |
|
Exhibit
A |
A-15 |