Empower
Ariel Mid Cap Value Fund
(formerly
Great-West Ariel Mid Cap Value Fund)
Institutional
Class Ticker: MXOAX
Investor
Class Ticker: MXMCX |
Empower
Small Cap Growth Fund
(formerly
Great-West Small Cap Growth Fund)
Institutional
Class Ticker: MXMSX
Investor
Class Ticker: MXMTX |
Empower
Bond Index Fund
(formerly
Great-West Bond Index Fund)
Institutional
Class Ticker: MXCOX
Investor
Class Ticker: MXBIX |
Empower
Small Cap Value Fund
(formerly
Great-West Small Cap Value Fund)
Institutional
Class Ticker: MXTFX
Investor
Class Ticker: MXLSX |
Empower
Core Bond Fund
(formerly
Great-West Core Bond Fund)
Institutional
Class Ticker: MXIUX
Investor
Class Ticker: MXFDX |
Empower
T. Rowe Price Mid Cap Growth Fund
(formerly
Great-West T. Rowe Price Mid Cap Growth
Fund)
Institutional
Class Ticker: MXYKX
Investor
Class Ticker: MXMGX |
Empower
Emerging Markets Equity Fund
(formerly
Great-West Emerging Markets Equity Fund)
Institutional
Class Ticker: MXENX
Investor
Class Ticker: MXEOX |
Empower
U.S. Government Securities Fund
(formerly
Great-West U.S. Government Securities Fund)
Institutional
Class Ticker: MXDQX
Investor
Class Ticker: MXGMX |
Empower
Global Bond Fund
(formerly
Great-West Global Bond Fund)
Institutional
Class Ticker: MXZMX
Investor
Class Ticker: MXGBX |
Empower
Aggressive Profile Fund
(formerly
Great-West Aggressive Profile Fund)
Institutional
Class Ticker: MXGTX
Investor
Class Ticker: MXAPX |
Empower
Government Money Market Fund
(formerly
Great-West Government Money Market Fund)
Institutional
Class Ticker: MXGXX
Investor
Class Ticker: MXMXX |
Empower
Conservative Profile Fund
(formerly
Great-West Conservative Profile Fund)
Institutional
Class Ticker: MXKVX
Investor
Class Ticker: MXCPX
Class
L Ticker: MXIPX |
Empower
High Yield Bond Fund
(formerly
Great-West High Yield Bond Fund)
Institutional
Class Ticker: MXFRX
Investor
Class Ticker: MXHYX |
Empower
Moderate Profile Fund
(formerly
Great-West Moderate Profile Fund)
Institutional
Class Ticker: MXITX
Investor
Class Ticker: MXMPX
Class
L Ticker: MXGPX |
Empower
Inflation-Protected Securities Fund
(formerly
Great-West Inflation-Protected Securities
Fund)
Institutional
Class Ticker: MXIOX
Investor
Class Ticker: MXIHX |
Empower
Moderately Aggressive Profile Fund
(formerly
Great-West Moderately Aggressive Profile
Fund)
Institutional
Class Ticker: MXHRX
Investor
Class Ticker:
MXBPX |
Empower
International Growth Fund
(formerly
Great-West International Growth Fund)
Institutional
Class Ticker: MXHTX
Investor
Class Ticker: MXIGX |
Empower
Moderately Conservative Profile Fund
(formerly
Great-West Moderately Conservative Profile
Fund)
Institutional
Class Ticker: MXJUX
Investor
Class Ticker: MXDPX
Class
L Ticker: MXHPX |
Empower
International Index Fund
(formerly
Great-West International Index Fund)
Institutional
Class Ticker: MXPBX
Investor
Class Ticker: MXINX |
Empower
Lifetime 2015 Fund
(formerly
Great-West Lifetime 2015 Fund)
Institutional
Class Ticker: MXNYX
Investor
Class Ticker: MXLYX
Service
Class Ticker: MXLZX |
Empower
International Value Fund
(formerly
Great-West International Value Fund)
Institutional
Class Ticker: MXJVX
Investor
Class Ticker: MXIVX |
Empower
Lifetime 2020 Fund
(formerly
Great-West Lifetime 2020 Fund)
Institutional
Class Ticker: MXAKX
Investor
Class Ticker: MXAGX
Service
Class Ticker: MXAHX |
Empower
Large Cap Growth Fund
(formerly
Great-West Large Cap Growth Fund)
Institutional
Class Ticker: MXGSX
Investor
Class Ticker: MXLGX |
Empower
Lifetime 2025 Fund
(formerly
Great-West Lifetime 2025 Fund)
Institutional
Class Ticker: MXQBX
Investor
Class Ticker: MXELX
Service
Class Ticker: MXFLX |
Empower
Large Cap Value Fund
(formerly
Great-West Large Cap Value Fund)
Institutional
Class Ticker: MXVHX
Investor
Class Ticker: MXEQX
Investor
II Class Ticker: MXHAX |
Empower
Lifetime 2030 Fund
(formerly
Great-West Lifetime 2030 Fund)
Institutional
Class Ticker: MXAYX
Investor
Class Ticker: MXATX
Service
Class Ticker: MXAUX |
Empower
Mid Cap Value Fund
(formerly
Great-West Mid Cap Value Fund)
Institutional
Class Ticker: MXKJX
Investor
Class Ticker: MXMVX |
Empower
Lifetime 2035 Fund
(formerly
Great-West Lifetime 2035 Fund)
Institutional
Class Ticker: MXTBX
Investor
Class Ticker: MXKLX
Service
Class Ticker: MXLLX |
Empower
Multi-Sector Bond Fund
(formerly
Great-West Multi-Sector Bond Fund)
Institutional
Class Ticker: MXUGX
Investor
Class Ticker: MXLMX |
Empower
Lifetime 2040 Fund
(formerly
Great-West Lifetime 2040 Fund)
Institutional
Class Ticker: MXBGX
Investor
Class Ticker: MXBDX
Service
Class Ticker: MXBEX |
Empower
Real Estate Index Fund
(formerly
Great-West Real Estate Index Fund)
Institutional
Class Ticker: MXSFX
Investor
Class Ticker: MXREX |
Empower
Lifetime 2045 Fund
(formerly
Great-West Lifetime 2045 Fund)
Institutional
Class Ticker: MXWEX
Investor
Class Ticker: MXQLX
Service
Class Ticker: MXRLX |
Empower
S&P 500®
Index Fund
(formerly
Great-West S&P 500®
Index Fund)
Institutional
Class Ticker: MXKWX
Investor
Class Ticker: MXVIX |
Empower
Lifetime 2050 Fund
(formerly
Great-West Lifetime 2050 Fund)
Institutional
Class Ticker: MXBSX
Investor
Class Ticker: MXBOX
Service
Class Ticker:
MXBQX |
Empower
S&P Mid Cap 400®
Index Fund
(formerly
Great-West S&P Mid Cap 400®
Index Fund)
Institutional
Class Ticker: MXNZX
Investor
Class Ticker: MXMDX
Class
L Ticker: MXBUX |
Empower
Lifetime 2055 Fund
(formerly
Great-West Lifetime 2055 Fund)
Institutional
Class Ticker: MXZHX
Investor
Class Ticker: MXWLX
Service
Class Ticker: MXXLX |
Empower
S&P Small Cap 600®
Index Fund
(formerly
Great-West S&P Small Cap 600®
Index Fund)
Institutional
Class Ticker: MXERX
Investor
Class Ticker: MXISX
Class
L: MXNSX |
Empower
Lifetime 2060 Fund
(formerly
Great-West Lifetime 2060 Fund)
Institutional
Class Ticker: MXGUX
Investor
Class Ticker: MXGNX
Service
Class Ticker: MXGQX |
Empower
Short Duration Bond Fund
(formerly
Great-West Short Duration Bond Fund)
Institutional
Class Ticker: MXXJX
Investor
Class Ticker: MXSDX |
Empower
SecureFoundation®
Balanced Fund
(formerly
Great-West SecureFoundation®
Balanced
Fund)
Institutional
Class Ticker: MXCJX
Investor
Class Ticker: MXSBX
Service
Class Ticker: MXSHX
Class
L Ticker: MXLDX |
Empower
Ariel Mid Cap Value Fund |
Empower
Multi-Sector Bond Fund |
Empower
Bond Index Fund |
Empower
Real Estate Index Fund |
Empower
Core Bond Fund |
Empower
S&P 500 Index Fund |
Empower
Emerging Markets Equity Fund |
Empower
S&P Mid Cap 400 Index Fund |
Empower
Global Bond Fund |
Empower
S&P Small Cap 600 Index Fund |
Empower
Government Money Market Fund |
Empower
Short Duration Bond Fund |
Empower
High Yield Bond Fund |
Empower
Small Cap Growth Fund |
Empower
Inflation-Protected Securities Fund |
Empower
Small Cap Value Fund |
Empower
Large Cap Growth Fund |
Empower
T. Rowe Price Mid Cap Growth Fund |
Empower
Large Cap Value Fund |
Empower
U.S. Government Securities Fund |
Empower
Mid Cap Value Fund |
|
Independent
Directors* | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Gail
H.
Klapper
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
79 |
Chair
&
Independent
Director |
Since
2016 (as
Chair)
Since
2007
(as
Independent
Director)
|
Managing
Attorney, Klapper Law
Firm;
Member/Director, The Colorado
Forum;
Director, Gold, Inc.; Member,
Colorado
State Fair Board Authority;
Manager,
6K Ranch, LLC; and former
Director,
Guaranty Bancorp |
45 |
Director,
Gold,
Inc. |
James
A.
Hillary***
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
60 |
Independent
Director |
Since
2017 |
Principal
and Founding Partner, Fios
Capital,
LLC; Member, Fios Partners
LLC,
Fios Holdings LLC; Sole
Member,
Fios Companies LLC,
Resolute
Capital Asset Partners LLC;
Manager,
Applejack Holdings, LLC;
and
Manager and Member, Prestige
Land
Holdings, LLC |
45 |
N/A |
R.
Timothy
Hudner****
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
63 |
Independent
Director |
Since
2017 |
Former
Director, Colorado State
Housing
Board, Grand Junction
Housing
Authority and Counseling and
Education
Center |
45 |
N/A |
Steven
A.
Lake
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
68 |
Independent
Director
|
Since
2017 |
Managing
Member, Lake Advisors,
LLC;
Member, Gart Capital Partners,
LLC;
and Executive Member, Sage
Enterprise
Holdings, LLC |
45 |
N/A |
Independent
Directors* | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Stephen
G.
McConahey
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
79 |
Independent
Director
&
Audit
Committee
Chair |
Since
2011
(as
Independent
Director)
Since
2015 (as
Audit
Committee
Chair) |
Chairman,
SGM Capital, LLC; Partner,
Iron
Gate Capital, LLC; Director,
The
IMA Financial Group, Inc.; and
former
Director, Guaranty Bancorp |
45 |
N/A |
Interested
Director***** | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Jonathan
D.
Kreider
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
40 |
Director,
President
&
Chief
Executive
Officer |
Since
2020 |
Senior
Vice President & Head of
Empower
Investments, Empower,
Empower
of America and Empower
Life
& Annuity Insurance Company of
New
York (“Empower of NY”);
President,
Chief Executive Officer &
Manager,
ECM; formerly, Vice
President,
Great-West
Funds
Investment Products and
Empower
Advisory Group, LLC
(“EAG”) |
45 |
N/A |
Officers | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Jonathan
D.
Kreider
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
40 |
Director,
President
&
Chief
Executive
Officer |
Since
2020 |
Senior
Vice President & Head of
Empower
Investments, Empower,
Empower
of America and Empower of
NY;
President, Chief Executive
Officer
& Manager, ECM; formerly,
Vice
President, Great-West
Funds
Investment Products and EAG |
45 |
N/A |
Officers | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Katherine
Stoner
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
66 |
Chief
Compliance
Officer |
Since
2016 |
Head
of Compliance,
Empower
Investments, Empower;
Chief
Compliance Officer, ECM and
EAG |
N/A |
N/A |
Ryan
L.
Logsdon
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
49 |
Chief
Legal
Officer
&
Secretary |
Since
2010 (as
Secretary)
Since
2021 (as
Chief
Legal
Officer) |
Deputy
General Counsel & Corporate
Secretary,
Empower; Vice President &
Counsel,
ECM; Secretary, Empower of
America;
Corporate Secretary,
Empower
of NY; Deputy General
Counsel
& Corporate Secretary, EFSI;
formerly,
Vice President & Counsel,
Empower
Funds; Vice President,
Counsel
& Secretary, EAG & EFSI |
N/A |
N/A |
Kelly
B. New
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
47 |
Chief
Financial
Officer
&
Treasurer |
Since
2021 |
Vice
President, Fund Administration,
Empower;
Chief Financial Officer &
Treasurer,
ECM; Vice President &
Treasurer,
Empower Trust Company,
LLC
(“ETC”); formerly, Assistant
Treasurer
Empower Funds & ETC |
N/A |
N/A |
John
A.
Clouthier
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
55 |
Assistant
Treasurer |
Since
2007 |
Assistant
Vice President, Investment
Administration,
Empower; Assistant
Treasurer,
ECM; Assistant Vice
President
& Assistant Treasurer, ETC |
N/A |
N/A |
Abhijit
Dande
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
42 |
Derivatives
Risk
Manager |
Since
2022 |
Assistant
Vice President, Financial
Risk
Management, Empower;
Derivatives
Risk Manager, ECM |
N/A |
N/A |
Name
of Director |
Dollar
Range of Equity Securities in the Funds |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director
in Family
of
Investment Companies |
Independent
Directors | ||
James
A. Hillary |
$0 |
$0 |
R.
Timothy Hudner |
$0 |
$0 |
Gail
H. Klapper |
$0 |
$0 |
Steven
A. Lake |
$0 |
$50,001
- $100,000 |
Stephen
G. McConahey |
$0 |
$0 |
Interested
Director | ||
Jonathan
D. Kreider |
Empower
Aggressive Profile Fund - Over
$100,000
Empower
Moderate Profile Fund - Over $100,000 |
Over
$100,000 |
Name
of
Independent
Director |
Aggregate
Compensation
from
Empower
Funds |
Pension
or
Retirement
Benefits
Accrued as
Part
of Fund
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Empower
Funds
Paid to
Directors |
Gail
H. Klapper |
$278,500 |
$0 |
$0 |
$278,500 |
James
A. Hillary |
$240,500 |
$0 |
$0 |
$240,500 |
R.
Timothy Hudner |
$240,500 |
$0 |
$0 |
$240,500 |
Steven
A. Lake |
$240,500 |
$0 |
$0 |
$240,500 |
Stephen
G. McConahey |
$258,500 |
$0 |
$0 |
$258,500 |
Fund |
Management
Fee |
Empower
Aggressive Profile Fund |
0.10%
of the average daily net assets |
Empower
Ariel Mid Cap Value Fund
|
0.67%
of the average daily net assets |
Empower
Bond Index Fund
|
0.13%
of the average daily net assets |
Empower
Conservative Profile Fund |
0.10%
of the average daily net assets |
Empower
Core Bond Fund
|
0.32%
of the average daily net assets |
Empower
Emerging Markets Equity Fund |
0.93%
of the average daily net assets on assets up to
$1
billion, 0.88% of the average daily net assets on assets over
$1
billion, and 0.83% of the average daily net assets on assets
over
$2 billion |
Empower
Global Bond Fund
|
0.57%
of the average daily net assets on assets up to
$1
billion, 0.52% of the average daily net assets on assets over
$1
billion, and 0.47% of the average daily net assets on assets
over
$2 billion |
Empower
Government Money Market Fund
|
0.10%
of the average daily net assets |
Empower
High Yield Bond Fund
|
0.60%
of the average daily net assets on assets up to
$1
billion, 0.55% of the average daily net assets on assets over
$1
billion, and 0.50% of the average daily net assets on assets
over
$2 billion |
Fund |
Management
Fee |
Empower
Inflation-Protected Securities Fund |
0.33%
of the average daily net assets on assets up to
$1
billion, 0.28% of the average daily net assets on assets over
$1
billion, and 0.23% of the average daily net assets on assets
over
$2 billion |
Empower
International Growth Fund
|
0.82%
of the average daily net assets on assets up to
$1
billion, 0.77% of the average daily net assets on assets over
$1
billion, and 0.72% of the average daily net assets on assets
over
$2 billion |
Empower
International Index Fund
|
0.25%
of the average daily net assets on assets up to
$1
billion, 0.20% of the average daily net assets on assets over
$1
billion, and 0.15% of the average daily net assets on assets
over
$2 billion |
Empower
International Value Fund
|
0.67%
of the average daily net assets |
Empower
Large Cap Growth Fund
|
0.62%
of the average daily net assets on assets up to
$1
billion, 0.57% of the average daily net assets on assets over
$1
billion, and 0.52% of the average daily net assets on assets
over
$2 billion |
Empower
Large Cap Value Fund
|
0.61%
of the average daily net assets on assets up to
$1
billion, 0.56% of the average daily net on assets over
$1
billion, and 0.51% of the average daily net assets on assets
over
$2 billion |
Empower
Lifetime 2015 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2020 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2025 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2030 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2035 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2040 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2045 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2050 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2055 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2060 Fund |
0.12%
of the average daily net assets |
Empower
Mid Cap Value Fund
|
0.78%
of the average daily net assets on assets up to
$1
billion, 0.73% of the average daily net assets on assets over
$1
billion, and 0.68% of the average daily net assets on assets
over
$2 billion |
Empower
Moderate Profile Fund |
0.10%
of the average daily net assets |
Empower
Moderately Aggressive Profile Fund |
0.10%
of the average daily net assets |
Empower
Moderately Conservative Profile Fund |
0.10%
of the average daily net assets |
Empower
Multi-Sector Bond Fund
|
0.52%
of the average daily net assets on assets up to
$1
billion, 0.47% of the average daily net assets on assets over
$1
billion, and 0.42% of the average daily net assets on assets
over
$2 billion |
Empower
Real Estate Index Fund
|
0.29%
of the average daily net assets on assets up to
$1
billion, 0.24% of the average daily net assets on assets over
$1
billion, and 0.19% of the average daily net assets on assets
over
$2 billion |
Empower
S&P 500 Index Fund
|
0.21%
of the average daily net assets on assets up to
$1
billion, 0.16% of the average daily net assets on assets over
$1
billion, 0.11% of the average daily net assets on assets over
$2
billion, and 0.09% of the average daily net assets on assets
over
$3 billion
|
Empower
S&P Mid Cap 400 Index Fund
|
0.18%
of the average daily net assets on assets up to
$1
billion, 0.13% of the average daily net assets on assets over
$1
billion, and 0.08% of the average daily net assets on assets
over
$2 billion |
Fund |
Management
Fee |
Empower
S&P Small Cap 600 Index Fund
|
0.19%
of the average daily net assets on assets up to
$1
billion, 0.14% of the average daily net assets on assets over
$1
billion, and 0.09% of the average daily net assets on assets
over
$2 billion |
Empower
SecureFoundation Balanced Fund |
0.10%
of the average daily net assets |
Empower
Short Duration Bond Fund
|
0.23%
of the average daily net assets |
Empower
Small Cap Growth Fund
|
0.83%
of the average daily net assets on assets up to
$1
billion, 0.78% of the average daily net assets on assets over
$1
billion, and 0.73% of the average daily net assets on assets
over
$2 billion |
Empower
Small Cap Value Fund
|
0.71%
of the average daily net assets |
Empower
T. Rowe Price Mid Cap Growth Fund
|
0.65%
of the average daily net assets |
Empower
U.S. Government Securities Fund
|
0.23%
of the average daily net
assets |
Fund |
2022 |
2021 |
2020 |
Empower
Aggressive Profile Fund |
$606,531
|
$719,472
|
$609,022
|
Empower
Ariel Mid Cap Value Fund |
$967,243
|
$1,326,520
|
$1,275,349
|
Empower
Bond Index Fund |
$2,948,793
|
$2,207,528
|
$1,893,607
|
Empower
Conservative Profile Fund |
$953,597
|
$1,028,582
|
$873,051
|
Empower
Core Bond Fund |
$1,518,152
|
$1,771,505
|
$1,488,069
|
Empower
Emerging Markets Equity Fund |
$5,952,091 |
$4,875,764
|
$4,064,438
|
Empower
Global Bond Fund |
$2,711,662
|
$3,010,829
|
$2,603,619
|
Empower
Government Money Market Fund |
$666,084
|
$972,944
|
$1,885,366
|
Empower
High Yield Bond Fund |
$3,872,790
|
$2,627,269
|
$1,856,943
|
Empower
Inflation-Protected Securities Fund |
$1,399,116
|
$1,552,953
|
$1,318,222
|
Empower
International Growth Fund |
$3,609,807
|
$4,177,584
|
$3,665,930
|
Empower
International Index Fund |
$3,319,060
|
$2,683,177
|
$2,434,486
|
Empower
International Value Fund |
$8,217,732
|
$8,177,294
|
$6,855,002
|
Empower
Large Cap Growth Fund |
$4,892,663
|
$5,469,093
|
$4,675,354 |
Empower
Large Cap Value Fund |
$9,358,738
|
$8,974,531
|
$7,048,121 |
Empower
Lifetime 2015 Fund |
$751,330
|
$920,045
|
$891,034 |
Empower
Lifetime 2020 Fund |
$481,627
|
$479,449
|
$334,853 |
Empower
Lifetime 2025 Fund |
$1,668,283
|
$1,976,250
|
$1,818,729 |
Empower
Lifetime 2030 Fund |
$537,897
|
$510,496
|
$344,243 |
Empower
Lifetime 2035 Fund |
$1,651,523
|
$1,937,734
|
$1,699,387 |
Empower
Lifetime 2040 Fund |
$390,783
|
$368,716
|
$240,958 |
Empower
Lifetime 2045 Fund |
$1,082,440
|
$1,232,991
|
$1,014,957 |
Empower
Lifetime 2050 Fund |
$235,889
|
$202,996
|
$128,774 |
Empower
Lifetime 2055 Fund |
$518,879
|
$589,285
|
$461,135 |
Empower
Lifetime 2060 Fund |
$24,311
|
$14,660
|
$3,018 |
Empower
Mid Cap Value Fund |
$5,187,122
|
$6,080,521
|
$4,802,337 |
Empower
Moderate Profile Fund |
$1,603,654
|
$1,823,387
|
$1,569,843 |
Empower
Moderately Aggressive Profile Fund |
$767,248
|
$827,833
|
$664,529 |
Empower
Moderately Conservative Profile Fund |
$554,141
|
$602,216
|
$510,919 |
Empower
Multi-Sector Bond Fund |
$3,262,872
|
$3,499,526
|
$3,172,535 |
Empower
Real Estate Index Fund |
$1,690,605
|
$1,408,801
|
$1,234,353 |
Empower
S&P 500 Index Fund |
$5,533,131
|
$5,080,866
|
$4,499,830 |
Empower
S&P Mid Cap 400 Index Fund |
$2,013,229
|
$1,535,968
|
$1,242,361 |
Empower
S&P Small Cap 600 Index Fund |
$1,625,400
|
$1,608,343
|
$1,454,521 |
Empower
SecureFoundation Balanced Fund |
$946,814
|
$1,033,169
|
$914,875 |
Empower
Short Duration Bond Fund |
$790,756
|
$824,287
|
$691,493 |
Fund |
2022 |
2021 |
2020 |
Empower
Small Cap Growth Fund |
$945,655
|
$1,084,545
|
$926,270 |
Empower
Small Cap Value Fund |
$2,885,566
|
$3,262,639
|
$2,113,552 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$10,609,148
|
$13,302,165
|
$12,193,885 |
Empower
U.S. Government Securities Fund |
$1,529,998
|
$961,012
|
$890,130 |
Fund |
Expense
Limit |
Empower
Ariel Mid Cap Value Fund |
0.70%
of the average daily net assets |
Empower
Bond Index Fund |
0.15%
of the average daily net assets |
Empower
Core Bond Fund |
0.35%
of the average daily net assets |
Empower
Emerging Markets Equity Fund |
0.91%
of the average daily net assets |
Empower
Global Bond Fund |
0.65%
of the average daily net assets |
Empower
High Yield Bond Fund |
0.63%
of the average daily net assets |
Empower
Inflation-Protected Securities Fund |
0.35%
of the average daily net assets |
Empower
International Growth Fund |
0.85%
of the average daily net assets |
Empower
International Index Fund |
0.32%
of the average daily net assets |
Empower
International Value Fund |
0.72%
of the average daily net assets |
Empower
Large Cap Growth Fund |
0.63%
of the average daily net assets |
Empower
Mid Cap Value Fund |
0.80%
of the average daily net assets |
Empower
Multi-Sector Bond Fund |
0.55%
of the average daily net assets |
Empower
Real Estate Index Fund |
0.30%
of the average daily net assets |
Empower
S&P 500 Index Fund |
0.23%
of the average daily net assets |
Empower
S&P Mid Cap 400 Index Fund |
0.20%
of the average daily net assets |
Empower
S&P Small Cap 600 Index Fund |
0.21%
of the average daily net assets |
Empower
Short Duration Bond Fund |
0.25%
of the average daily net assets |
Empower
Small Cap Growth Fund |
0.84%
of the average daily net assets |
Empower
Small Cap Value Fund |
0.74%
of the average daily net assets |
Empower
T. Rowe Price Mid Cap Growth Fund |
0.67%
of the average daily net assets |
Empower
U.S. Government Securities Fund |
0.25%
of the average daily net
assets |
Fund |
2022 |
2021 |
2020 |
Empower
Ariel Mid Cap Value Fund |
$122,678
|
$52,011
|
$119,157
|
Empower
Bond Index Fund |
$85,260
|
$49,911
|
$70,605 |
Empower
Core Bond Fund |
$286,764
|
$160,576
|
$224,997
|
Empower
Emerging Markets Equity Fund |
$1,124,036
|
$791,665
|
$701,285
|
Empower
Global Bond Fund |
$44,245
|
$23,309
|
$29,302
|
Empower
High Yield Bond Fund |
$227,011
|
$156,428
|
$130,578
|
Empower
Inflation-Protected Securities Fund |
$199,067
|
$103,562
|
$106,676
|
Empower
International Growth Fund |
$149,953
|
$80,917
|
$77,425
|
Fund |
2022 |
2021 |
2020 |
Empower
International Index Fund |
$0
|
$0
|
$18,462
|
Empower
International Value Fund |
$63,952
|
$4,090
|
$16,460
|
Empower
Large Cap Growth Fund |
$138,651
|
$71,480 |
$61,696
|
Empower
Mid Cap Value Fund |
$83,564
|
$80,764
|
$80,175
|
Empower
Multi-Sector Bond Fund |
$383,937
|
$151,895
|
$152,623
|
Empower
Real Estate Index Fund |
$204,188
|
$117,418
|
$120,053 |
Empower
S&P 500 Index Fund |
$1,186
|
$1,708
|
$0 |
Empower
S&P Mid Cap 400 Index Fund |
$49,011
|
$33,593
|
$61,165
|
Empower
S&P Small Cap 600 Index Fund |
$95,525
|
$18,348
|
$54,850
|
Empower
Short Duration Bond Fund |
$130,390
|
$64,608
|
$73,666
|
Empower
Small Cap Growth Fund |
$155,131
|
$120,127 |
$113,401
|
Empower
Small Cap Value Fund |
$42,066
|
$19,949 |
$24,439
|
Empower
T. Rowe Price Mid Cap Growth Fund |
$68,704
|
$24,073
|
$45,382
|
Empower
U.S. Government Securities Fund |
$153,752
|
$102,379
|
$69,507 |
Fund |
2022 |
2021 |
2020 |
Empower
Conservative Profile Fund |
$755,754
|
$809,819
|
$675,423 |
Empower
Lifetime 2015 Fund |
$267,732
|
$309,864
|
$281,828 |
Empower
Lifetime 2020 Fund |
$139,244
|
$130,160
|
$85,362 |
Empower
Lifetime 2025 Fund |
$372,080
|
$406,772
|
$342,719 |
Empower
Lifetime 2030 Fund |
$84,153
|
$71,670
|
$43,561 |
Empower
Lifetime 2035 Fund |
$155,709
|
$158,123
|
$118,984 |
Empower
Lifetime 2040 Fund |
$19,038
|
$15,097
|
$8,418 |
Empower
Lifetime 2045 Fund |
$24,692
|
$23,579
|
$16,460 |
Empower
Lifetime 2050 Fund |
$2,753
|
$2,023
|
$1,202 |
Empower
Lifetime 2055 Fund |
$4,758
|
$5,156
|
$3,946 |
Empower
Lifetime 2060 Fund |
$215
|
$124
|
$25 |
Empower
Moderate Profile Fund |
$902,371
|
$1,015,533
|
$850,807 |
Empower
Moderately Aggressive Profile Fund |
$242,721
|
$259,932
|
$204,202 |
Empower
Moderately Conservative Profile Fund |
$428,160
|
$462,866
|
$385,977 |
Empower
SecureFoundation Balanced Fund |
$166,080
|
$180,856
|
$154,362 |
Fund |
2022 |
2021 |
2020 |
Empower
Lifetime 2015 Fund |
$0 |
$402
|
$12,929 |
Empower
Lifetime 2020 Fund |
$0 |
$212
|
$5,931 |
Empower
Lifetime 2025 Fund |
$0 |
$1,290
|
$40,422 |
Empower
Lifetime 2030 Fund |
$0 |
$349
|
$9,765 |
Empower
Lifetime 2035 Fund |
$0 |
$2,038
|
$60,908 |
Empower
Lifetime 2040 Fund |
$0 |
$385
|
$10,423 |
Empower
Lifetime 2045 Fund |
$0 |
$1,743
|
$49,799 |
Empower
Lifetime 2050 Fund |
$0 |
$262
|
$6,885 |
Empower
Lifetime 2055 Fund |
$0 |
$967
|
$26,270 |
Empower
Lifetime 2060 Fund |
$0 |
$12 |
$181 |
Empower
SecureFoundation Balanced Fund |
$0 |
$1,852 |
$54,036 |
Fund |
2022 |
2021 |
2020 |
Empower
SecureFoundation Balanced Fund |
$0 |
$1,425 |
$41,566 |
Fund |
2022 |
2021 |
2020 |
Empower
Ariel Mid Cap Value Fund |
$555,463 |
$719,394 |
$696,298 |
Empower
Core Bond Fund |
$602,215 |
$719,612 |
$616,441 |
Empower
Emerging Markets Equity Fund |
$2,912,150 |
$2,436,890 |
$2,059,670 |
Empower
Global Bond Fund |
$1,056,186 |
$1,205,231 |
$1,103,939 |
Empower
High Yield Bond Fund |
$1,911,069 |
$1,277,112 |
$902,877 |
Empower
Inflation-Protected Securities Fund |
$410,168 |
$453,597 |
$389,612 |
Empower
International Growth Fund |
$1,508,309 |
$1,752,127 |
$1,542,903 |
Fund |
2022 |
2021 |
2020 |
Empower
International Index Fund |
$280,649 |
$218,546 |
$195,385 |
Empower
International Value Fund |
$4,883,919 |
$4,883,351 |
$4,094,683 |
Empower
Large Cap Growth Fund |
$2,462,152 |
$2,772,897 |
$2,385,738 |
Empower
Large Cap Value Fund |
$4,500,252 |
$4,340,625 |
$3,459,534 |
Empower
Mid Cap Value Fund |
$2,290,623 |
$2,659,108 |
$2,147,522 |
Empower
Multi-Sector Bond Fund |
$1,398,649 |
$1,513,555 |
$875,418 |
Empower
Real Estate Index Fund |
$109,477 |
$82,999 |
$72,581 |
Empower
S&P 500®
Index Fund |
$284,978 |
$249,175 |
$204,580 |
Empower
S&P Mid Cap 400®
Index Fund |
$173,832 |
$128,884 |
$103,587 |
Empower
S&P Small Cap 600®
Index Fund |
$110,731 |
$110,117 |
$99,579 |
Empower
Small Cap Growth Fund |
$632,835 |
$729,281 |
$632,203 |
Empower
Small Cap Value Fund |
$1,512,010 |
$1,707,748 |
$1,166,741 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$7,118,242 |
$10,076,601 |
$9,243,192 |
Great-West
Invesco Small Cap Value Fund1
|
$0 |
$0 |
$451,189 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Jack
Brown, CFA |
1 |
$1,674 |
38 |
$12,542 |
35 |
$7,769 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Maria
Mendelsberg, CFA |
17 |
$10,771 |
38 |
$12,542 |
39 |
$9,696 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Darrin
Clough, CFA |
1 |
$1,674 |
11 |
$1,750 |
39 |
$9,696 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jason
Harubin, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Andrew
Corwin, CFA |
1 |
$20 |
22 |
$1,916 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Maria
Mendelsberg, CFA |
3 |
$3,013 |
38 |
$12,542 |
39 |
$9,696 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Andrew
Acheson |
1 |
$5,076 |
3 |
$2,613 |
40 |
$2,357 |
0 |
$0 |
1 |
$1,953 |
0 |
$0 |
David
Chamberlain |
1 |
$5,076 |
3 |
$2,613 |
39 |
$2,209 |
0 |
$0 |
1 |
$1,953 |
0 |
$0 |
Yves
Raymond |
1 |
$5,076 |
3 |
$2,613 |
40 |
$2,357 |
0 |
$0 |
1 |
$1,953 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
W. Rogers, Jr. |
5 |
$3,843 |
0 |
$0 |
139 |
$3,916 |
0 |
$0 |
0 |
$0 |
1 |
$91 |
Timothy
Fidler,
CFA |
2 |
$1,157 |
0 |
$0 |
54 |
$651 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
P. Remmert, J.D. |
2 |
$1,471 |
8 |
$521 |
10 |
$2,947 |
0 |
$0 |
2 |
$284 |
1 |
$121 |
Donald
G. Huber, CFA |
2 |
$1,471 |
7 |
$949 |
14 |
$4,541 |
0 |
$0 |
0 |
$0 |
1 |
$121 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Ashish
Shah |
93
|
$431,371
|
345 |
$260,575
|
39,961
|
$551,504
|
0 |
$0 |
41
|
$8,370
|
32
|
$11,763
|
Ron
Arons, CFA |
38
|
$9,484
|
61 |
$13,494
|
8,047 |
$255,259
|
0 |
$0 |
17 |
$1,955
|
11 |
$1,806
|
Paul
Seary, CFA |
26
|
$5,534
|
16 |
$3,538
|
2,402 |
$116,366
|
0 |
$0 |
12 |
$1,478
|
4 |
$543
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Jon
Calluzzo |
11
|
$9,826
|
9 |
$11,709
|
2,343
|
$104,459
|
0 |
$0 |
4
|
$1,441
|
3
|
$2,807
|
Peter
Stone |
51
|
$17,074
|
71 |
$25,287
|
7,869 |
$303,726
|
0 |
$0 |
30 |
$4,558
|
18 |
$8,532
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Len
Ioffe, CFA |
34 |
$18,980 |
26 |
$10,541 |
35 |
$12,255 |
0 |
$0 |
0 |
$0 |
4 |
$6,602 |
Osman
Ali, CFA |
34 |
$18,980 |
26 |
$10,541 |
34 |
$7,118 |
0 |
$0 |
0 |
$0 |
4 |
$6,602 |
Dennis
Walsh |
34 |
$18,980 |
26 |
$10,541 |
34 |
$7,118 |
0 |
$0 |
0 |
$0 |
4 |
$6,602 |
Takashi
Suwabe |
34 |
$18,980 |
26 |
$10,541 |
34 |
$7,118 |
0 |
$0 |
0 |
$0 |
4 |
$6,602 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Judd
Peters, CFA |
20 |
$6,353 |
10 |
$2,153 |
47 |
$5,707 |
2 |
$11,489 |
1 |
$49 |
3 |
$651 |
Ryan
Thomes, CFA |
20 |
$6,353 |
10 |
$2,153 |
47 |
$5,707 |
2 |
$11,489 |
1 |
$49 |
3 |
$651 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Brendan
J. Murphy, CFA |
2 |
$441 |
4 |
$195 |
12 |
$4,294 |
0 |
$0 |
0 |
$0 |
1 |
$1,865 |
Nathaniel
Hyde, CFA |
1 |
$221 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Fee |
Empower
International Index Fund |
0.020%
of the net assets |
Empower
Real Estate Index Fund |
0.020%
of the net assets |
Empower
S&P 500 Index Fund |
0.0075%
of the net assets |
Empower
S&P Mid Cap 400 Index Fund |
0.015%
of the net assets |
Empower
S&P Small Cap 600 Index Fund |
0.013%
of the net assets |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Nicola
Dowdall |
5 |
$7,805 |
28 |
$3,550 |
145 |
$41,157 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael
Lynch, CFA |
5 |
$7,805 |
28 |
$3,550 |
145 |
$41,157 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Peter
Leonard, CFA |
5 |
$7,805 |
28 |
$3,550 |
145 |
$41,157 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Shane
Duffy, CFA |
13 |
$6,705 |
6 |
$2,202 |
23 |
$6,265 |
0 |
$0 |
0 |
$0 |
4 |
$940 |
Thomas
Murray, CFA |
15 |
$6,872 |
6 |
$2,202 |
24 |
$7,606 |
0 |
$0 |
0 |
$0 |
3 |
$603 |
James
Andrew, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees* |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Giri
Devulapally, CFA |
7 |
$39,021 |
6 |
$3,002 |
29 |
$9,201 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Holly
Fleiss |
6 |
$38,881 |
3 |
$6,789 |
23 |
$7,443 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Larry
H. Lee |
7 |
$51,090 |
2 |
$3,101 |
23 |
$7,443 |
0 |
$0 |
0 |
$0 |
1 |
$23 |
Robert
Maloney** |
3 |
$37,103 |
1 |
$1,271 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph
Wilson |
7 |
$38,885 |
3 |
$7,228 |
27 |
$9,797 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Paul
Moghtader, CFA |
10 |
$245
|
28 |
$2,679
|
71 |
$11,863
|
0 |
$0 |
0 |
$0 |
10 |
$7,811
|
Taras
Ivanenko, PhD, CFA |
10 |
$245
|
28 |
$2,679
|
71 |
$11,863
|
0 |
$0 |
0 |
$0 |
10 |
$7,811
|
Ciprian
Marin |
10 |
$245
|
28 |
$2,679
|
71 |
$11,863
|
0 |
$0 |
0 |
$0 |
10 |
$7,811
|
Craig
Scholl, CFA |
10 |
$245
|
28 |
$2,679
|
71 |
$11,863
|
0 |
$0 |
0 |
$0 |
10 |
$7,811
|
Susanne
Willumsen |
10 |
$245
|
28 |
$2,679
|
71 |
$11,863
|
0 |
$0 |
0 |
$0 |
10 |
$7,811
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Matthew
J. Eagan, CFA |
19 |
$24,760 |
23 |
$10,256 |
115 |
$23,525 |
0 |
$0 |
0 |
$0 |
5 |
$374 |
Elaine
M. Stokes |
17 |
$24,309 |
22 |
$10,181 |
124 |
$23,460 |
0 |
$0 |
0 |
$0 |
5 |
$374 |
Brian
P. Kennedy |
17 |
$24,309 |
22 |
$10,181 |
113 |
$24,443 |
0 |
$0 |
0 |
$0 |
5 |
$374 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Joseph
R. Gatz, CFA |
3 |
$760 |
2 |
$475 |
40 |
$970 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jeffrey
Schwartz, CFA |
3 |
$760 |
2 |
$475 |
54 |
$953 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
F.
Thomas O’Halloran, J.D.,
CFA |
4 |
$7,512 |
1 |
$177 |
14 |
$614 |
0 |
$0 |
1 |
$82 |
0 |
$0 |
Matthew
R. DeCicco, CFA |
7 |
$11,652 |
1 |
$177 |
0 |
$0 |
0 |
$0 |
1 |
$82 |
0 |
$0 |
Vernon
T. Bice, CMT |
5 |
$7,512 |
1 |
$177 |
0 |
$0 |
0 |
$0 |
1 |
$82 |
0 |
$0 |
Steven
H. Wortman |
2 |
$4,890 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
1 |
$82 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts* |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Josef
Lakonishok |
34 |
$16 |
64 |
$21 |
317 |
$54 |
0 |
$0 |
6 |
$2 |
68 |
$12 |
Menno
Vermeulen, CFA |
34 |
$16 |
64 |
$21 |
317 |
$54 |
0 |
$0 |
6 |
$2 |
68 |
$12 |
Puneet
Mansharamani, CFA |
34 |
$16 |
64 |
$21 |
317 |
$54 |
0 |
$0 |
6 |
$2 |
68 |
$12 |
Greg
Sleight |
34 |
$16 |
64 |
$21 |
317 |
$54 |
0 |
$0 |
6 |
$2 |
68 |
$12 |
Guy
Lakonishok, CFA |
34 |
$16 |
64 |
$21 |
317 |
$54 |
0 |
$0 |
6 |
$2 |
68 |
$12 |
|
AUM
Based Fees |
Performance
Based Fees* | |||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) | |
Benjamin
Stone |
8 |
$24,683 |
3 |
$750 |
11 |
$4,425 |
0 |
$0 |
0 |
$0 |
1 |
$198 | |
Philip
Evans |
6 |
$24,638 |
2 |
$724 |
11 |
$4,425 |
0 |
$0 |
0 |
$0 |
1 |
$198 |
Portfolio
Manager |
Benchmarks |
Benjamin
Stone |
MSCI
EAFE (Europe, Australasia, Far East) Value Index |
Philip
Evans |
MSCI
EAFE (Europe, Australasia, Far East) Value
Index |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
William
A. Grierson, CFA |
2 |
$869 |
1 |
$93 |
12 |
$416 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Paul
E. von Kuster, CFA |
2 |
$869 |
1 |
$93 |
12 |
$416 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ryan
H. Smith, CFA |
2 |
$869 |
1 |
$93 |
12 |
$416 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Samuel
D. Smith, CFA |
2 |
$869 |
1 |
$93 |
12 |
$416 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Robert
L. Salvin |
16 |
$4,346 |
10 |
$600 |
15 |
$6,334 |
1 |
$154 |
0 |
$0 |
0 |
$0 |
Norman
P. Boucher |
11 |
$2,925 |
14 |
$2,802 |
15 |
$2,024 |
1 |
$355 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Darren
Jaroch, CFA |
15 |
$21,520 |
8 |
$6,440 |
6 |
$1,293 |
1 |
$248 |
0 |
$0 |
0 |
$0 |
Lauren
B. DeMore, CFA |
15 |
$21,520 |
8 |
$6,440 |
6 |
$1,293 |
1 |
$248 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Mark
Dowding |
0 |
$0 |
11 |
$10,341 |
14 |
$5,930 |
0 |
$0 |
2 |
$275 |
1 |
$389 |
Kaspar
Hense, CFA |
0 |
$0 |
6 |
$7,887 |
19 |
$6,196 |
0 |
$0 |
0 |
$0 |
3 |
$986 |
Annual
Fee Rate |
Assets |
0.475% |
First
$50 million |
0.425% |
Next
$50 million |
0.375% |
Reset
at $100 million |
0.325% |
Reset
at $200 million |
0.30% |
Reset
at $500 million |
0.275% |
Over
$500 million |
0.275% |
Reset
at $1 billion |
0.25% |
Reset
at $1.5 billion |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
D. Linehan, CFA |
17 |
$35,280 |
31 |
$18,803
|
13 |
$2,303
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
Annual
Fee Rate |
Assets |
0.50% |
First
$1 billion |
0.425% |
Reset
at $1 billion
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Brian
W.H. Berghuis, CFA |
8 |
$43,244 |
6 |
$9,724
|
3 |
$389
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Urs
Antonioli, CFA |
1 |
$476
|
12 |
$5,912
|
16 |
$2,702
|
0 |
$0
|
1 |
$426
|
2 |
$617
|
Shou-Pin
Choo, CFA |
1 |
$476
|
19 |
$7,625
|
1,247 |
$6,953
|
0 |
$0
|
1 |
$426
|
4 |
$4,366
|
Gabriel
Csendes, CFA |
1 |
$476
|
12 |
$5,912
|
15 |
$2,655
|
0 |
$0
|
1 |
$426
|
2 |
$617
|
Manish
Modi, CFA |
1 |
$476
|
15 |
$6,835
|
17 |
$6,332
|
0 |
$0
|
1 |
$426
|
4 |
$4,366
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
David
L. Albrycht, CFA
|
16 |
$7,174 |
3 |
$227 |
1 |
$32 |
1 |
$103 |
0 |
$0 |
0 |
$0 |
Benjamin
L. Caron, CFA |
4 |
$654 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Stephen
H. Hooker, CFA |
2 |
$99 |
0 |
$0 |
1 |
$32 |
1 |
$103 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Joseph
F.
Marvan,
CFA |
20 |
$29,388 |
26 |
$8,192 |
76 |
$30,093 |
0 |
$0 |
0 |
$0 |
1 |
$152 |
Campe
Goodman,
CFA |
18 |
$12,027 |
18 |
$8,656 |
49 |
$14,979 |
0 |
$0 |
0 |
$0 |
1 |
$152 |
Robert
D. Burn,
CFA |
18 |
12,027 |
14 |
$7,655 |
45 |
$14,768 |
0 |
$0 |
0 |
$0 |
1 |
$152 |
Fund |
2022 |
2021 |
2020 |
Empower
Aggressive Profile Fund |
$1,767,534
|
$2,094,865
|
$1,763,367 |
Empower
Ariel Mid Cap Value Fund |
$383,616
|
$552,947
|
$544,006 |
Empower
Bond Index Fund |
$4,990,716
|
$2,620,259
|
$1,984,061 |
Empower
Conservative Profile Fund |
$3,208,230
|
$3,458,068
|
$2,918,477 |
Empower
Core Bond Fund |
$187,966
|
$342,874
|
$222,494 |
Empower
Emerging Markets Equity Fund |
$992,792
|
$411,114
|
$305,071 |
Empower
Global Bond Fund |
$78,592
|
$97,490
|
$111,894 |
Empower
Government Money Market Fund |
$1,321,423
|
$2,577,195
|
$5,861,921 |
Empower
High Yield Bond Fund |
$1,032,049
|
$275,691
|
$23,626 |
Empower
Inflation-Protected Securities Fund |
$17,289
|
$21,970
|
$16,307 |
Empower
International Growth Fund |
$76,786
|
$132,715
|
$138,875 |
Empower
International Index Fund |
$2,589,635
|
$1,145,650
|
$946,407 |
Empower
International Value Fund |
$1,208,834
|
$829,390
|
$695,168 |
Empower
Large Cap Growth Fund |
$594,159
|
$684,587
|
$569,708 |
Empower
Large Cap Value Fund |
$1,999,167
|
$1,273,572
|
$623,283 |
Empower
Lifetime 2015 Fund |
$1,999,011
|
$2,452,760
|
$2,333,297 |
Empower
Lifetime 2020 Fund |
$1,273,742
|
$1,239,706
|
$807,437 |
Empower
Lifetime 2025 Fund |
$4,218,249
|
$5,058,572
|
$4,626,918 |
Empower
Lifetime 2030 Fund |
$1,331,719
|
$1,238,945
|
$773,279 |
Empower
Lifetime 2035 Fund |
$4,116,180
|
$4,896,760
|
$4,293,207 |
Empower
Lifetime 2040 Fund |
$966,285
|
$890,796
|
$545,206 |
Empower
Lifetime 2045 Fund |
$2,668,483
|
$3,055,401
|
$2,515,566 |
Empower
Lifetime 2050 Fund |
$553,212
|
$452,583
|
$262,181 |
Empower
Lifetime 2055 Fund |
$1,183,992
|
$1,355,609
|
$1,073,858 |
Empower
Lifetime 2060 Fund |
$55,228
|
$33,986
|
$6,527 |
Empower
Mid Cap Value Fund |
$467,514
|
$555,093
|
$211,897 |
Empower
Moderate Profile Fund |
$5,266,327
|
$5,961,684
|
$5,062,696 |
Empower
Moderately Aggressive Profile Fund |
$2,503,476
|
$2,686,867
|
$2,122,831 |
Empower
Moderately Conservative Profile Fund |
$1,848,580
|
$2,018,532
|
$1,716,269 |
Empower
Multi-Sector Bond Fund |
$572,742
|
$588,026
|
$611,116 |
Empower
Real Estate Index Fund |
$1,049,143
|
$442,880
|
$308,573 |
Empower
S&P 500 Index Fund |
$9,724,840
|
$7,441,675
|
$5,732,504 |
Empower
S&P Mid Cap 400 Index Fund |
$2,454,822
|
$1,226,263
|
$787,314 |
Empower
S&P Small Cap 600 Index Fund |
$1,838,505
|
$1,669,204
|
$1,486,459 |
Empower
SecureFoundation Balanced Fund |
$2,624,996
|
$3,066,265
|
$2,694,007 |
Empower
Short Duration Bond Fund |
$211,602
|
$195,691
|
$171,277 |
Empower
Small Cap Growth Fund |
$21,518
|
$28,084
|
$23,817 |
Empower
Small Cap Value Fund |
$231,955
|
$270,182
|
$194,155 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$2,646,359
|
$2,739,878
|
$2,528,727 |
Empower
U.S. Government Securities Fund |
$1,537,553
|
$562,775
|
$527,125 |
Fund
|
Payments1
|
Amount
Waived |
Empower
Lifetime 2015 Fund |
$214,820
|
$0
|
Empower
Lifetime 2020 Fund |
$20,310
|
$0
|
Empower
Lifetime 2025 Fund |
$619,969
|
$0
|
Empower
Lifetime 2030 Fund |
$41,553
|
$0
|
Empower
Lifetime 2035 Fund |
$681,710
|
$0
|
Empower
Lifetime 2040 Fund |
$32,399
|
$0
|
Empower
Lifetime 2045 Fund |
$450,791
|
$0
|
Empower
Lifetime 2050 Fund |
$29,368
|
$0
|
Empower
Lifetime 2055 Fund |
$251,884
|
$0
|
Empower
Lifetime 2060 Fund |
$772
|
$11
|
Empower
SecureFoundation Balanced Fund |
$79,022
|
$0
|
Fund |
Payments1
|
Amount
Waived |
Empower
Conservative Profile Fund |
$21,671
|
$0
|
Empower
International Value Fund2
|
$112
|
$0
|
Empower
Lifetime 2015 Fund3
|
$10
|
$0
|
Empower
Lifetime 2020 Fund3
|
$351
|
$0
|
Empower
Lifetime 2025 Fund3
|
$50
|
$0
|
Empower
Lifetime 2030 Fund3
|
$37
|
$0
|
Empower
Lifetime 2035 Fund3
|
$307
|
$0
|
Empower
Lifetime 2040 Fund3
|
$59
|
$0
|
Empower
Lifetime 2045 Fund3
|
$61
|
$0
|
Empower
Lifetime 2050 Fund3
|
$45
|
$0
|
Empower
Lifetime 2055 Fund3
|
$30
|
$0
|
Empower
Moderate Profile Fund |
$388,570
|
$0
|
Empower
Moderately Conservative Profile Fund |
$58,791
|
$0
|
Fund |
Payments1 |
Amount
Waived |
Empower
S&P 500 Index Fund2
|
$1,764
|
$0
|
Empower
S&P Mid Cap 400 Index Fund |
$73,170
|
$0
|
Empower
S&P Small Cap 600 Index Fund |
$48,155
|
$0
|
Empower
SecureFoundation Balanced Fund |
$732,921
|
$0
|
Empower
T. Rowe Price Mid Cap Growth Fund2
|
$2,404
|
$0
|
Empower
Ariel Mid Cap Value Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$48,176
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$3,816
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$29,094
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$32,910
|
Net
income from securities lending activities: |
$15,266
|
Empower
Bond Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$963,047
|
Empower
Bond Index Fund |
December
31,
2022 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$32,797
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$799,032
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$831,829
|
Net
income from securities lending activities: |
$131,218
|
Empower
Core Bond Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$182,794
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$4,965
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$157,953
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$162,918
|
Net
income from securities lending activities: |
$19,876
|
Empower
Emerging Markets Equity Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$130,346
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$9,563
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$82,521
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$92,084
|
Net
income from securities lending activities: |
$38,262
|
Empower
Global Bond Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$57,241
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$2,067
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$46,906
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Empower
Global Bond Fund |
December
31,
2022 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$48,973
|
Net
income from securities lending activities: |
$8,268
|
Empower
High Yield Bond Fund Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$622,176
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$60,376
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$320,260
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$380,636
|
Net
income from securities lending activities: |
$241,540
|
Empower
Inflation-Protected Securities Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$65,952
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$5,534
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$38,278
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$43,812
|
Net
income from securities lending activities: |
$22,140
|
Empower
International Growth Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$329,062
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$9,994
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$279,087
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$289,081
|
Net
income from securities lending activities: |
$39,981
|
Empower
International Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$1,385,513
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Empower
International Index Fund |
December
31,
2022 |
Fees
paid to securities lending agent from a
revenue split |
$84,068
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$965,128
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$1,049,196
|
Net
income from securities lending activities: |
$336,317
|
Empower
International Value Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$1,302,598
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$86,472
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$870,215
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$956,687
|
Net
income from securities lending activities: |
$345,911
|
Empower
Large Cap Growth Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$14,011
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$253
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$12,747
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$13,000
|
Net
income from securities lending activities: |
$1,011
|
Empower
Large Cap Value Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$326,352
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$21,922
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$216,736
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Empower
Large Cap Value Fund |
December
31,
2022 |
Aggregate
fees/compensation for securities
lending activities: |
$238,658
|
Net
income from securities lending activities: |
$87,694
|
Empower
Mid Cap Value Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$97,049
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$19,957
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
($2,747) |
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$17,210
|
Net
income from securities lending activities: |
$79,839
|
Empower
Multi-Sector Bond Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$464,273
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$21,940
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$354,543
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$376,483
|
Net
income from securities lending activities: |
$87,790
|
Empower
Real Estate Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$96,631
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$2,023
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$86,515
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$88,538
|
Net
income from securities lending activities: |
$8,093
|
Empower
S&P 500 Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$338,739
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$9,420
|
Empower
S&P 500 Index Fund |
December
31,
2022 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$291,634
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$301,054
|
Net
income from securities lending activities: |
$37,685
|
Empower
S&P Mid Cap 400 Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$366,703
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$95,493
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
($110,773) |
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
($15,280) |
Net
income from securities lending activities: |
$381,983
|
Empower
S&P Small Cap 600 Index Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$233,675
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$16,880
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$149,254
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$166,134
|
Net
income from securities lending activities: |
$67,541
|
Empower
Short Duration Bond Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$193,671
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$11,362
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$136,856
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$148,218
|
Empower
Short Duration Bond Fund |
December
31,
2022 |
Net
income from securities lending activities: |
$45,453
|
Empower
Small Cap Growth Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$48,826
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$6,751
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$15,048
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$21,799
|
Net
income from securities lending activities: |
$27,027
|
Empower
Small Cap Value Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$75,396
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$9,182
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$29,467
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$38,649
|
Net
income from securities lending activities: |
$36,747
|
Empower
T. Rowe Price Mid Cap Growth Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$324,876
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$16,827
|
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$240,727
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$257,554
|
Net
income from securities lending activities: |
$67,322
|
Empower
U.S. Government Securities Fund |
December
31,
2022 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$256,545
|
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$9,727
|
Empower
U.S. Government Securities Fund |
December
31,
2022 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0
|
Administrative
fees not included in revenue split |
$0
|
Indemnification
fee not included in revenue split |
$207,903
|
Positive
Rebate (paid to borrower) |
$0
|
Negative
Rebate (paid by borrower) |
$0
|
Other
fees not included in revenue split (please include description of those
other fees) |
$0
|
Aggregate
fees/compensation for securities
lending activities: |
$217,630
|
Net
income from securities lending activities: |
$38,915
|
Fund
Name |
2022 |
2021 |
2020 |
Empower
Ariel Mid Cap Value Fund |
$157,150 |
$133,052 |
$203,737 |
Empower
Emerging Markets Equity Fund |
$832,540 |
$1,018,906 |
$713,026 |
Empower
Global Bond Fund |
$237 |
$0 |
$0 |
Empower
High Yield Bond Fund |
$5,543 |
$7,258 |
$6,261 |
Empower
International Growth Fund |
$179,366 |
$173,807 |
$180,766 |
Empower
International Index Fund |
$38,634 |
$24,437 |
$11,770 |
Empower
International Value Fund |
$359,995 |
$146,225 |
$176,117 |
Empower
Large Cap Growth Fund |
$100,375 |
$104,569 |
$138,437 |
Empower
Large Cap Value Fund |
$195,287 |
$253,106 |
$316,964 |
Empower
Mid Cap Value Fund |
$168,405 |
$164,254 |
$199,322 |
Empower
Multi-Sector Bond Fund |
$4,245 |
$3,158 |
$3,732 |
Empower
Real Estate Index Fund |
$10,123 |
$20,854 |
$16,667 |
Empower
S&P 500®
Index Fund |
$20,826 |
$39,523 |
$35,890 |
Empower
S&P Mid Cap 400®
Index Fund |
$47,098 |
$28,798 |
$39,529 |
Empower
S&P Small Cap 600®
Index Fund |
$44,701 |
$47,078 |
$59,315 |
Empower
Short Duration Bond Fund |
$0 |
$0 |
$4,800 |
Empower
Small Cap Growth Fund |
$123,131 |
$107,198 |
$169,824 |
Empower
Small Cap Value Fund |
$378,559 |
$335,115 |
$415,271 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$317,934 |
$191,135 |
$316,228 |
Great-West
Invesco Small Cap Value Fund1
|
$0 |
$0 |
$278,905 |
Name
of Regular
Broker
or Dealer |
Aggregate
Value
of
Securities Held
(000’s
omitted) |
Empower
Ariel Mid Cap Value Fund | |
Goldman
Sachs & Co. |
$5,480 |
Empower
Bond Index Fund | |
JP
Morgan Securities LLC |
$17,695 |
Citigroup
Global Markets, Inc. |
$14,187 |
Morgan
Stanley & Co. LLC |
$11,571 |
Goldman
Sachs & Co. |
$11,110 |
Barclays
Capital, Inc. |
$2,699 |
Credit
Suisse Securities (USA) LLC |
$2,427 |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
$506 |
Empower
Core Bond Fund | |
JP
Morgan Securities LLC |
$5,417 |
Credit
Suisse Securities (USA) LLC |
$4,567 |
Morgan
Stanley & Co. LLC |
$4,458 |
Citigroup
Global Markets, Inc. |
$4,361 |
Barclays
Capital, Inc. |
$1,843 |
Goldman
Sachs & Co. |
$1,238 |
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
$440 |
UBS
Securities LLC |
$377 |
Empower
Global Bond Fund | |
Credit
Suisse Securities (USA) LLC |
$4,010 |
JP
Morgan Securities LLC |
$3,103 |
Morgan
Stanley & Co. LLC |
$2,237 |
UBS
Securities LLC |
$1,940 |
Citigroup
Global Markets, Inc. |
$468 |
Empower
High Yield Bond Fund | |
Credit
Suisse Securities (USA) LLC |
$143 |
Empower
Inflation-Protected Securities Fund | |
JP
Morgan Securities LLC |
$2,883 |
Morgan
Stanley & Co. LLC |
$880 |
Citigroup
Global Markets, Inc. |
$838 |
Empower
International Index Fund | |
UBS
Securities LLC |
$6,289 |
Barclays
Capital, Inc. |
$3,080 |
Credit
Suisse Securities (USA) LLC |
$1,074 |
Empower
International Value Fund | |
UBS
Securities LLC |
$20,759 |
Barclays
Capital, Inc. |
$3,010 |
Empower
Large Cap Growth Fund | |
Morgan
Stanley & Co. LLC |
$4,145 |
Empower
Large Cap Value Fund | |
Goldman
Sachs & Co. |
$26,339 |
Citigroup
Global Markets, Inc. |
$17,606 |
JP
Morgan Securities LLC |
$13,535 |
Morgan
Stanley & Co. LLC |
$5,201 |
Empower
Multi-Sector Bond Fund | |
Credit
Suisse Securities (USA) LLC |
$3,404 |
Name
of Regular
Broker
or Dealer |
Aggregate
Value
of
Securities Held
(000’s
omitted) |
Barclays
Capital, Inc. |
$3,378 |
JP
Morgan Securities LLC |
$2,429 |
Goldman
Sachs & Co. |
$2,110 |
Morgan
Stanley & Co. LLC |
$875 |
Citigroup
Global Markets, Inc. |
$474 |
UBS
Securities LLC |
$347 |
Empower
S&P 500®
Index Fund | |
JP
Morgan Securities LLC |
$43,757 |
Goldman
Sachs & Co. |
$12,935 |
Morgan
Stanley & Co. LLC |
$12,468 |
Citigroup
Global Markets, Inc. |
$9,702 |
Empower
Short Duration Bond Fund | |
JP
Morgan Securities LLC |
$11,046 |
Citigroup
Global Markets, Inc. |
$7,587 |
Morgan
Stanley & Co. LLC |
$6,075 |
Barclays
Capital, Inc. |
$2,898 |
Principal
Underwriter |
Underwriting
Discounts
and
Commissions |
Compensation
on
Redemptions
and
Repurchases |
Brokerage
Commissions |
Other
Compensation |
Empower
Financial Services, Inc. |
$0 |
$0 |
$0 |
$0 |
Empower
Funds’ Annual Reports | |
|
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Aggressive Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
31.52% |
|
Trical
Group Savings Plan |
120
Applecross Road Upstairs,
Pinehurst,
NC 28374 |
5.30% |
Empower
Aggressive Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
42.66% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
21.55% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.54% |
Empower
Ariel Mid Cap Value
Fund
Institutional Class |
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.37% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.91% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.96% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.51% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.21% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.03% |
|
Empower
Lifetime 2030 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.54% |
|
Empower
Lifetime 2040 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.39% |
Empower
Ariel Mid Cap Value
Fund
Investor Class |
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
42.96% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
37.36% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
9.52% |
Empower
Bond Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.55% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.09% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.48% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.62% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.12% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.96% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.19% |
Empower
Bond Index Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
82.79% |
Empower
Conservative Profile Fund
Class
L |
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
99.20% |
Empower
Conservative Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.93% |
|
Trical
Group Savings Plan |
120
Applecross Road Upstairs,
Pinehurst,
NC 28374 |
9.18% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Environmental
Health & Engineering,
Inc
401K Plan |
180
Wells Avenue Suite 200,
Newton,
MA 2459 |
5.04% |
Empower
Conservative Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
76.90% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.76% |
Empower
Core Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.65% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.48% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.56% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.05% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.94% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.92% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.15% |
Empower
Core Bond Fund Investor
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
50.44% |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
31.67% |
Empower
Emerging Markets Equity
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
15.10% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.26% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.78% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.02% |
Empower
Emerging Markets Equity
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
85.74% |
Empower
Global Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.05% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.34% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.43% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.82% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.36% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.34% |
Empower
Global Bond Fund Investor
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
45.66% |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
15.80% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.12% |
Empower
Government Money Market
Fund
Institutional Class |
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
49.38% |
|
John
Snow Inc Retirement Savings Plan |
44
Farnsworth Street,
Boston,
MA 2210 |
5.99% |
|
JF
Taylor Inc 401K |
45671
Pleasant Mill Drive,
Great
Mills, MD 20634 |
5.01% |
Empower
Government Money Market
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
38.43% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.18% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.28% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.93% |
|
COLI-VUL
2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.26% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.00% |
Empower
High Yield Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.28% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.98% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.64% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.16% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.19% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.05% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.21% |
Empower
High Yield Bond
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
91.63% |
Empower
Inflation-Protected
Securities
Fund Institutional Class |
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.15% |
|
Empower
Lifetime 2015 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.66% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.42% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.62% |
|
Empower
Lifetime 2020 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.63% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.10% |
|
Empower
Lifetime 2015 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.89% |
Empower
Inflation-Protected
Securities
Fund Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
86.15% |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.95% |
Empower
International Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.48% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.54% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.14% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.03% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.21% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.19% |
Empower
International Growth
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
63.63% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
6.70% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.65% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.37% |
Empower
International Index
Fund
Institutional Class |
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.07% |
|
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.29% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.99% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.94% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.36% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.53% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.20% |
Empower
International Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
73.67% |
Empower
International Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.87% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.18% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.70% |
Empower
International Value
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
52.37% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.86% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.67% |
Empower
Large Cap Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.80% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.08% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.70% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.04% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.21% |
Empower
Large Cap Growth
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
58.45% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
27.53% |
Empower
Large Cap Value
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
85.74% |
Empower
Large Cap
Value
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.27% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.50% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.92% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.54% |
Empower
Large Cap Value Investor II
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
50.37% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
30.50% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Lifetime 2015
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
25.86% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
12.51% |
|
City
of Durango Employees 401A Plan |
949
Second Avenue,
Durango,
CO 81301-5109 |
10.96% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
6.52% |
|
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
5.37% |
|
Fairfax
County Public Schools 401K |
8115
Gatehouse Road, Ste 270,
Falls
Church, VA 22042 |
5.27% |
Empower
Lifetime 2015 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
88.22% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.03% |
Empower
Lifetime 2015 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
39.59% |
Empower
Lifetime 2020
Fund
Institutional Class |
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
20.31% |
|
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
20.04% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
9.69% |
|
Spokane
Digestive Disease Center P.S. |
105
W 8th Ave Suite 6010 ,
Spokane,
WA 99204 |
6.90% |
|
Isola
USA Corp. |
3100
West Ray Road Suite 301,
Chandler,
AZ 85226 |
6.39% |
Empower
Lifetime 2020 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
96.72% |
Empower
Lifetime 2020 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
31.39% |
|
R&B
Protective Coatings Inc 401K PSP |
19968
CA-26 POB 652,
Linden,
CA 95236 |
9.00% |
|
Sunrise
Services 401K Plan |
P.O.
Box 2569,
Everett,
WA 98213-0569 |
6.49% |
Empower
Lifetime 2025
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
30.27% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
8.44% |
|
Fairfax
County Public Schools 401K |
8115
Gatehouse Road, Ste 270,
Falls
Church, VA 22042 |
7.94% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
7.49% |
Empower
Lifetime 2025 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
78.16% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.18% |
Empower
Lifetime 2025 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.06% |
Empower
Lifetime 2030
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
16.20% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
15.65% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
11.85% |
|
Fairfax
County Public Schools 401K |
8115
Gatehouse Road, Ste 270,
Falls
Church, VA 22042 |
7.48% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Isola
USA Corp. |
3100
West Ray Road Suite 301,
Chandler,
AZ 85226 |
7.11% |
Empower
Lifetime 2030 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
94.65% |
Empower
Lifetime 2030 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.63% |
Empower
Lifetime 2035
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
28.72% |
|
Fairfax
County Public Schools 401K |
8115
Gatehouse Road, Ste 270,
Falls
Church, VA 22042 |
7.73% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
7.29% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
5.83% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
5.57% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.46% |
Empower
Lifetime 2035 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
77.36% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.03% |
Empower
Lifetime 2035 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
36.34% |
Empower
Lifetime 2040
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
24.00% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
20.43% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
12.87% |
Empower
Lifetime 2040 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
94.50% |
Empower
Lifetime 2040 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
29.61% |
Empower
Lifetime 2045
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
32.61% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
6.81% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
6.70% |
|
City
of Hastings, Nebraska |
220
North Hastings Avenue,
Hastings,
NE 68901 |
5.83% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
5.02% |
Empower
Lifetime 2045 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
79.44% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.08% |
Empower
Lifetime 2045 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.89% |
Empower
Lifetime 2050
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
29.17% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
17.18% |
|
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
14.39% |
Empower
Lifetime 2050 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
98.22% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Lifetime 2050 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
31.61% |
Empower
Lifetime 2055
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
37.56% |
|
Metro.
Transit Authority |
1900
Main PO Box 61429,
Houston,
TX 77208-1429 |
7.28% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
6.24% |
|
City
of Hastings, Nebraska |
220
North Hastings Avenue,
Hastings,
NE 68901 |
5.07% |
Empower
Lifetime 2055 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
81.68% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.11% |
Empower
Lifetime 2055 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.95% |
Empower
Lifetime 2060
Fund
Institutional Class |
Washington
Trust Bank |
P.O.
Box 2127,
Spokane,
WA 99210 |
23.05% |
|
Alliantgroup
LP 401K |
3009
Post Oak Blvd Suite 2000,
Houston,
TX 77056 |
22.31% |
|
Bank
of the Ozarks Inc 401K |
P.O.
Box 8811,
Little
Rock, AR 72231 |
20.16% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.18% |
|
Kamp
401K Plan |
2316
NE Oregon StreetSuite
109,
Portland,
OR 97232 |
5.19% |
Empower
Lifetime 2060 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
97.71% |
Empower
Lifetime 2060 Fund Service
Class |
Jennifer
W. Pennoyer, MD, LLC |
47
Jolley Drive ,
Bloomfield,
CT 06002 |
56.70% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.62% |
|
Mid-Atlantic
Spinal Rehab 401K PSP |
1308
Eastern Blvd,
Essex,
MD 21221 |
5.34% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.26% |
Empower
Mid Cap Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.23% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.18% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.55% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.83% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.18% |
Empower
Mid Cap Value
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.49% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
25.78% |
Empower
Moderate Profile Fund
Class
L |
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
99.48% |
Empower
Moderate Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.12% |
|
Trical
Group Savings Plan |
120
Applecross Road Upstairs,
Pinehurst,
NC 28374 |
6.04% |
|
Met
Cardiolgy Consultants 401K PSP |
4040
Coon Rapids Blvd. NW
Ste.
120,
Coon
Rapids, MN 55433 |
5.72% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Moderate Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
58.86% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.77% |
Empower
Moderately Aggressive
Profile
Fund Institutional Class |
Arotech
Corporation 401K Plan |
1195
Oak Valley Dr,
Ann
Arbor, MI 48108 |
11.79% |
|
Rodelco
Electronics Corp 401K
Savings
& Retirement |
111
Haynes Court,
Ronkonkoma,
NY 11779 |
9.00% |
|
Port
of Oakland DCP Plan |
530
Water Street,
Oakland,
CA 94607 |
6.28% |
Empower
Moderately Aggressive
Profile
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
63.94% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.27% |
Empower
Moderately Conservative
Profile
Fund Class L |
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
100.00% |
Empower
Moderately Conservative
Profile
Fund Institutional Class |
Argent
Financial Group 401K |
500
East Reynolds Drive,
Ruston,
LA 71270 |
17.06% |
|
Hunt
Guillot & Associates LLC 401K |
603
Reynolds Dr,
Ruston,
LA 71270 |
15.12% |
|
Louisiana
National Bank 401K PSP |
Attn:
Human Resources,
2001
N. Trenton St,
Ruston,
LA 71270 |
8.87% |
|
Gardner
Family Health Network
NonUnion
401K |
160
East Virginia Street Suite
100,
San
Jose, CA 95112 |
6.40% |
|
Charlton
Family Practice 401K PSP |
246
Southbridge Street,
Charlton,
MA 1507 |
5.77% |
Empower
Moderately Conservative
Profile
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
76.60% |
Empower
Multi-Sector Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.35% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.75% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.12% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.62% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.25% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.13% |
Empower
Multi-Sector Bond
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
24.24% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
7.14% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.07% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.82% |
Empower
Real Estate Index
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
21.85% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.67% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.51% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.15% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.20% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Real Estate Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
81.93% |
Empower
S&P 500®
Index
Fund
Institutional Class |
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.27% |
|
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.99% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.26% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.63% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.31% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.23% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.11% |
Empower
S&P 500®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
51.96% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.03% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.01% |
Empower
S&P Mid Cap 400®
Index
Fund
Class L |
Mass
Mutual Life Insurance Company |
1295
State St.,
Springfield,
MA 01111 |
43.97% |
|
Talcott
Resolution Life Insurance
Company |
1
Griffin Road North Windsor,
CT
06095 |
39.82% |
Empower
S&P Mid Cap 400®
Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.60% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.85% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.54% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.88% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.60% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.30% |
Empower
S&P Mid Cap 400®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
64.44% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.22% |
Empower
S&P Small Cap 600®
Index
Fund
Class L |
Mass
Mutual Life Insurance Company |
1295
State St.,
Springfield,
MA 01111 |
49.24% |
|
Talcott
Resolution Life Insurance
Company |
1
Griffin Road North Windsor,
CT
06095 |
21.41% |
Empower
S&P Small Cap 600®
Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.48% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.23% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.25% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.17% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.68% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.37% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.15% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
S&P Small Cap 600®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
28.46% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.07% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.33% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.31% |
Empower
SecureFoundation®
Balanced
Fund Class L |
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
99.44% |
Empower
SecureFoundation®
Balanced
Fund Institutional Class |
Variable
Annuity 8 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
24.50% |
|
Government
of Guam Retirement Fund |
424
Route 8,
Maite,
GU, 96927 |
23.98% |
|
Government
of Guam Deferred
Compensation
Plan |
424
Route 8,
Maite,
GU, 96927 |
6.81% |
|
Variable
Annuity 9 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.15% |
Empower
SecureFoundation®
Balanced
Fund Investor Class |
Schwab
OneSource Choice Variable
Annuity |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
44.33% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
18.49% |
|
AlabamaRetire
Deferred Compensation
Plan |
300
Folsom Administrative
Building,
64
N. Union Street,
Montgomery,
AL 36130 |
5.05% |
Empower
SecureFoundation®
Balanced
Fund Service Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.96% |
Empower
Short Duration Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
26.65% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.36% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.58% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.24% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.76% |
|
Empower
Lifetime 2015 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.36% |
|
Empower
Lifetime 2020 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.35% |
Empower
Short Duration Bond
Fund
Investor Class |
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
43.78% |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.02% |
|
Protective
Life Insurance Company |
2801
U.S. Highway 280 S,
Birmingham,
AL 35223 |
5.90% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.25% |
|
COLI-VUL
2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.10% |
Empower
Small Cap Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
24.25% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.61% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
15.83% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.39% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.55% |
Empower
Small Cap Growth
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
66.45% |
|
Variable
Annuity 2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
22.48% |
Empower
Small Cap Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.36% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.23% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.67% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.86% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.23% |
Empower
Small Cap Value
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
24.56% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.42% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.70% |
Empower
T. Rowe Price Mid Cap
Growth
Fund Institutional Class |
The
Fifth Third Bancorp 401K Savings
Plan |
38
Fountain Square Plaza
Cincinnati,
OH 45263 |
11.66% |
Empower
T. Rowe Price Mid Cap
Growth
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
45.49% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.91% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.44% |
Empower
U.S. Government Securities
Fund
Institutional Class |
Mid
Atlantic Trust Company |
330
S Poplar Ave Pierre, SD,
57501 |
20.08% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
20.07% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.88% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.74% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.25% |
Empower
U.S. Government Securities
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
80.06% |