Fund |
A |
C |
R |
Y |
Investor |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
Balanced-Risk Allocation Fund |
ABRZX |
ABRCX |
ABRRX |
ABRYX |
N/A |
ABRIX |
ALLFX |
February 22,
2021 |
Invesco
Balanced-Risk Commodity Strategy Fund |
BRCAX |
BRCCX |
BRCRX |
BRCYX |
N/A |
BRCNX |
IBRFX |
February 22,
2021 |
Invesco
Core Bond Fund (formerly known as Invesco Oppenheimer
Total
Return Bond Fund) |
OPIGX |
OPBCX |
OPBNX |
OPBYX |
N/A |
TRTMX |
OPBIX |
February 22,
2021 |
Invesco
Developing Markets Fund (formerly known as Invesco
Oppenheimer
Developing Markets Fund) |
ODMAX |
ODVCX |
ODVNX |
ODVYX |
N/A |
DVMFX |
ODVIX |
February 22,
2021 |
Invesco
Discovery Mid Cap Growth Fund (formerly known as Invesco
Oppenheimer
Discovery Mid Cap Growth Fund) |
OEGAX |
OEGCX |
OEGNX |
OEGYX |
N/A |
DMCFX |
OEGIX |
February 22,
2021 |
Invesco
Emerging Markets All Cap Fund (formerly known as Invesco
Developing
Markets Fund) |
GTDDX |
GTDCX |
N/A |
GTDYX |
N/A |
GTDIX |
GTDFX |
February 22,
2021 |
Invesco
Emerging Markets Innovators Fund (formerly known as
Invesco
Oppenheimer Emerging Markets Innovators Fund) |
EMIAX |
EMVCX |
EMIRX |
EMIYX |
N/A |
EMIMX |
EMVIX |
February 22,
2021 |
Invesco
Emerging Markets Local Debt Fund (formerly known as
Invesco
Oppenheimer Emerging Markets Local Debt Fund) |
OEMAX |
OEMCX |
OEMNX |
OEMYX |
N/A |
EMLDX |
OEMIX |
February 22,
2021 |
Invesco
Emerging Markets Select Equity Fund
|
IEMAX |
IEMCX |
IEMRX |
IEMYX |
N/A |
IEMIX |
EMEFX |
February 22,
2021 |
Invesco
Endeavor Fund |
ATDAX |
ATDCX |
ATDRX |
ATDYX |
N/A |
ATDIX |
ATDFX |
February 22,
2021 |
Invesco
Fundamental Alternatives Fund (formerly known as Invesco
Oppenheimer
Fundamental Alternatives Fund) |
QVOPX |
QOPCX |
QOPNX |
QOPYX |
N/A |
FDATX |
QOPIX |
February 22,
2021 |
Invesco
Global Allocation Fund (formerly known as Invesco
Oppenheimer
Global Allocation Fund) |
QVGIX |
QGRCX |
QGRNX |
QGRYX |
N/A |
GLALX |
QGRIX |
February 22,
2021 |
Invesco
Global Infrastructure Fund |
GIZAX |
GIZCX |
GIZRX |
GIZYX |
N/A |
GIZFX |
GIZSX |
February 22,
2021 |
Invesco
Global Strategic Income Fund (formerly known as Invesco
Oppenheimer
Global Strategic Income Fund) |
OPSIX |
OSICX |
OSINX |
OSIYX |
N/A |
GLSSX |
OSIIX |
February 22,
2021 |
Invesco
Global Targeted Returns Fund
|
GLTAX |
GLTCX |
GLTRX |
GLTYX |
N/A |
GLTFX |
GLTSX |
February 22,
2021 |
Invesco
Greater China Fund
|
AACFX |
CACFX |
IGCRX |
AMCYX |
N/A |
IACFX |
CACSX |
February 22,
2021 |
Invesco
Health Care Fund |
GGHCX |
GTHCX |
N/A |
GGHYX |
GTHIX |
N/A |
GGHSX |
February 22,
2021 |
Invesco
International Bond Fund (formerly known as Invesco
Oppenheimer
International Bond Fund) |
OIBAX |
OIBCX |
OIBNX |
OIBYX |
N/A |
INBQX |
OIBIX |
February 22,
2021 |
Invesco
Macro Allocation Strategy Fund |
GMSDX |
GMSEX |
GMSJX |
GMSHX |
N/A |
GMSKX |
GMSLX |
February 22,
2021 |
Invesco
Multi-Asset Income Fund |
PIAFX |
PICFX |
PIRFX |
PIYFX |
N/A |
IPNFX |
PIFFX |
February 22,
2021 |
Invesco
Pacific Growth Fund |
TGRAX |
TGRCX |
TGRRX |
TGRDX |
N/A |
TGRSX |
TGRUX |
February 22,
2021 |
Invesco
Select Companies Fund |
ATIAX |
ATICX |
ATIRX |
ATIYX |
N/A |
ATIIX |
ATISX |
February 22,
2021 |
Invesco
U.S. Managed Volatility Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
USMVX |
February 22,
2021 |
Invesco
World Bond Factor Fund |
AUBAX |
AUBCX |
N/A |
AUBYX |
N/A |
AUBIX |
AUBFX |
February 22,
2021 |
Fund
Name |
Fund
History |
Invesco
Balanced-Risk Allocation Fund |
Prior
to April 30, 2010, Invesco Balanced-Risk Allocation Fund
was
known as Invesco AIM Balanced-Risk Allocation
Fund. |
|
|
Invesco
Core Bond Fund* |
Prior
to September 30, 2020, Invesco Core Bond Fund was
known
as Invesco Oppenheimer Total Return Bond Fund. On
May
24, 2019, Invesco Oppenheimer Total Return Bond Fund
assumed
the assets and liabilities of its predecessor fund
Oppenheimer
Total Return Bond Fund. |
|
|
Invesco
Developing Markets Fund* |
Prior
to September 30, 2020, Invesco Developing Markets Fund
was
known as Invesco Oppenheimer Developing Markets Fund.
On
May 24, 2019, Invesco Oppenheimer Developing Markets
Fund
assumed the assets and liabilities of its predecessor fund
Oppenheimer
Developing Markets Fund. |
|
|
Invesco
Discovery Mid Cap Growth Fund* |
Prior
to September 30, 2020, Invesco Discovery Mid Cap
Growth
Fund was known as Invesco Oppenheimer Discovery
Mid
Cap Growth Fund. On May 24, 2019, Invesco Oppenheimer
Discovery
Mid Cap Growth Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Discovery Mid
Cap
Growth Fund. |
|
|
Invesco
Emerging Markets All Cap Fund |
Prior
to September 30, 2020, Invesco Emerging Markets All Cap
Fund
was known as Invesco Developing Markets Fund. Prior to
April
30, 2010, Invesco Developing Markets Fund was known as
AIM
Developing Markets Fund. |
|
|
Invesco
Emerging Markets Innovators Fund* |
Prior
to September 30, 2020, Invesco Emerging Markets
Innovators
Fund was known as Invesco Oppenheimer Emerging
Markets
Innovators Fund. On May 24, 2019, Invesco
Oppenheimer
Emerging Markets Innovators Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer
Emerging
Markets Innovators Fund. |
|
|
Invesco
Emerging Markets Local Debt Fund* |
Prior
to September 30, 2020, Invesco Emerging Markets Local
Debt
Fund was known as Invesco Oppenheimer Emerging
Markets
Local Debt Fund. On May 24, 2019, Invesco
Oppenheimer
Emerging Markets Local Debt Fund assumed the
assets
and liabilities of its predecessor fund Oppenheimer
Emerging
Markets Local Debt Fund. |
|
|
Invesco
Emerging Markets Select Equity Fund |
Prior
to November 1, 2018, Invesco Emerging Markets Select
Equity
Fund was known as Invesco Emerging Markets Equity
Fund.
|
Fund
Name |
Fund
History |
|
|
Invesco
Endeavor Fund
|
Prior
to April 30, 2010, Invesco Endeavor Fund was known as
AIM
Trimark Endeavor Fund. |
|
|
Invesco
Fundamental Alternatives Fund* |
Prior
to September 30, 2020, Invesco Fundamental Alternatives
Fund
was known as Invesco Oppenheimer Fundamental
Alternatives
Fund. On May 24, 2019, Invesco Oppenheimer
Fundamental
Alternatives Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Fundamental
Alternatives
Fund. |
|
|
Invesco
Global Allocation Fund* |
Prior
to September 30, 2020, Invesco Global Allocation Fund
was
known as Invesco Oppenheimer Global Allocation Fund. On
May
24, 2019, Invesco Oppenheimer Global Allocation Fund
assumed
the assets and liabilities of its predecessor fund
Oppenheimer
Global Allocation Fund. |
|
|
Invesco
Global Strategic Income Fund* |
Prior
to September 30, 2020, Invesco Global Strategic Income
Fund
was known as Invesco Oppenheimer Global Strategic
Fund.
On May 24, 2019, Invesco Oppenheimer Global Strategic
Income
Fund assumed the assets and liabilities of its
predecessor
fund Oppenheimer Global Strategic Income Fund. |
|
|
Invesco
Greater China Fund |
Prior
to June 15, 2015, Invesco Greater China Fund was known
as
Invesco China Fund.
Prior
to April 30, 2010, Invesco China Fund was known as AIM
China
Fund. |
|
|
Invesco
Health Care Fund |
Prior
to April 30, 2018, Invesco Health Care Fund was known as
Invesco
Global Health Care Fund.
Prior
to April 30, 2010, Invesco Global Health Care Fund was
known
as AIM Global Health Care Fund. |
|
|
Invesco
International Bond Fund* |
Prior
to September 30, 2020, Invesco International Bond Fund
was
known as Invesco Oppenheimer International Bond Fund.
On
May 24, 2019, Invesco Oppenheimer International Bond
Fund
assumed the assets and liabilities of its predecessor fund
Oppenheimer
International Bond Fund. |
|
|
Invesco
Macro Allocation Strategy Fund |
Prior
to July 27, 2016, Invesco Macro Allocation Strategy Fund
was
known as Invesco Global Markets Strategy Fund.
|
|
|
Invesco
Multi-Asset Income Fund |
Prior
to July 27, 2016, Invesco Multi-Asset Income Fund was
known
as Invesco Premium Income Fund. |
|
|
Invesco
Pacific Growth Fund |
On
June 1, 2010, Invesco Pacific Growth Fund assumed the
assets
and liabilities of Morgan Stanley Pacific Growth Fund
Inc. |
|
|
Invesco
Select Companies Fund |
Prior
to August 1, 2012, Invesco Select Companies Fund was
known
as Invesco Small Companies Fund. Prior to April 30,
2010,
Invesco Small Companies Fund was known as AIM
Trimark
Small Companies Fund. |
|
|
Fund
Name |
Fund
History |
Invesco
World Bond Factor Fund |
Prior
to February 28, 2020, Invesco World Bond Factor Fund
was
known as Invesco World Bond Fund. Prior to December 1,
2016,
Invesco World Bond Fund was known as Invesco
International
Total Return Fund. |
Fund
|
2020 |
2019 |
|
Invesco
Balanced-Risk Allocation Fund1 |
81% |
11% |
|
Invesco
Balanced-Risk Commodity Strategy Fund1 |
186 |
9 |
|
Invesco
Core Bond Fund2 |
397 |
86 |
|
Invesco
Developing Markets Fund1 |
30 |
7 |
|
Invesco
Discovery Mid Cap Growth Fund1 |
131 |
84 |
|
Invesco
Emerging Markets All Cap Fund3 |
33 |
7 |
|
Invesco
Emerging Markets Innovators Fund1 |
67 |
20 |
|
Invesco
Endeavor Fund4 |
81 |
19 |
|
Invesco
Global Allocation Fund3 |
82 |
52 |
|
Invesco
Global Infrastructure Fund2 |
244 |
106 |
|
Fund
|
2020 |
2019 |
|
Invesco
Global Strategic Income Fund1 |
273 |
25 |
|
Invesco
Global Targeted Returns Fund1 |
145 |
77 |
|
Invesco
International Bond Fund1 |
162 |
7 |
|
Invesco
Macro Allocation Strategy Fund1 |
120 |
0 |
|
Invesco
Multi-Asset Income Fund1 |
117 |
76 |
|
Invesco
Select Companies Fund4 |
102 |
26 |
|
|
|
|
|
1.
The variation in portfolio turnover was due to changing asset
levels. |
|
|
|
2.
The variation in portfolio turnover was due to a fluctuating volume of
shareholder purchase and redemption
orders,
market conditions and changes in Invesco’s investment
outlook. |
|
|
|
3.
The variation in portfolio turnover was due to market
conditions. |
|
|
|
4.
The
variation in portfolio turnover was due to portfolio management changes
related to re-positioning. |
|
|
|
|
|
|
|
Information |
Approximate
Date of Website Posting |
Information
Remains Available on Website |
Select
portfolio holdings information,
such
as top ten holdings as of the
month-end |
15
days after month-end |
Until
replaced with the following month’s
top
ten holdings |
|
|
|
Select
holdings included in the Fund’s
Quarterly
Performance Update |
29
days after calendar quarter-end |
Until
replaced with the following quarter’s
Quarterly
Performance Update |
|
|
|
Complete
portfolio holdings as of
calendar
quarter-end |
30
days after calendar quarter-end |
For
one year |
|
|
|
Complete
portfolio holdings as of fiscal
quarter-end |
60-70
days after fiscal quarter-end |
For
one year |
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Balanced-Risk Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Balanced-Risk Commodity Strategy Fund |
Invesco
Advisers, Inc. |
Invesco
Core Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Developing Markets Fund |
Invesco
Advisers, Inc. |
Invesco
Discovery Mid Cap Growth Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets All Cap Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Innovators Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Local Debt Fund |
Invesco
Advisers, Inc. |
Invesco
Emerging Markets Select Equity Fund |
Invesco
Hong Kong Limited |
Invesco
Endeavor Fund |
Invesco
Advisers, Inc. |
Invesco
Fundamental Alternatives Fund |
Invesco
Advisers, Inc. |
Invesco
Global Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Global Infrastructure Fund |
Invesco
Advisers, Inc. |
Invesco
Global Strategic Income Fund |
Invesco
Advisers, Inc. |
Invesco
Global Targeted Returns Fund |
Invesco
Asset Management Ltd. |
Invesco
Greater China Fund |
Invesco
Hong Kong Limited |
Invesco
Health Care Fund |
Invesco
Advisers, Inc. |
Invesco
International Bond Fund |
Invesco
Advisers, Inc. |
Invesco
Macro Allocation Strategy Fund |
Invesco
Advisers, Inc. |
Invesco
Multi-Asset Income Fund |
Invesco
Advisers, Inc. |
Invesco
Pacific Growth Fund |
Invesco
Hong Kong Limited |
Invesco
Select Companies Fund |
Invesco
Advisers, Inc. |
Invesco
U.S. Managed Volatility Fund |
Invesco
Advisers, Inc. |
Invesco
World Bond Factor Fund |
Invesco
Advisers, Inc. |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Balanced-Risk Allocation Fund |
0.950%
of first $250M |
|
0.925%
of next $250M |
|
0.900%
of next $500M |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.875%
if next $1.5B |
|
0.850%
of next $2.5B |
|
0.825%
of next $2.5B |
|
0.800%
of next $2.5B |
|
0.775%
of amount over $10B |
|
|
Invesco
Balanced-Risk Commodity Strategy Fund |
1.050%
of first $250M |
|
1.025%
of next $250M |
|
1.00%
of next $500M |
|
0.975%
of next $1.5B |
|
0.950%
of next $2.5B |
|
0.925%
of next $2.5B |
|
0.900%
of next $2.5B |
|
0.875%
of amount over $10B |
|
|
Invesco
Core Bond Fund |
0.40%
of first $500M |
|
0.35%
of next $500M |
|
0.33%
of next $4B |
|
0.31%
of amount over $5B |
|
|
Invesco
Developing Markets Fund |
1.05%
of first $250M |
|
0.95%
of next $250M |
|
0.90%
of next $500M |
|
0.85%
of next $6B |
|
0.80%
of next $3B |
|
0.75%
of next $20B |
|
0.74%
of next $15B |
|
0.73%
of amount over $45B |
|
|
Invesco
Discovery Mid Cap Growth Fund |
0.68%
of first $500M |
|
0.65%
of next $500M |
|
0.62%
of next $4B |
|
0.60%
of amount overt $5B |
|
|
Invesco
Emerging Markets All Cap Fund |
0.935%
of first $250M |
Invesco
Emerging Markets Select Equity Fund |
0.91%
of next $250M |
Invesco
Greater China Fund |
0.885%
of next $500M |
|
0.86%
of next $1.5B |
|
0.835%
of next $2.5B |
|
0.81%
of next $2.5B |
|
0.785%
of next $2.5B |
|
0.76%
of amount over $10B |
|
|
Invesco
Emerging Markets Innovators Fund |
1.15%
of first $500M |
|
1.10%
of next $500M |
|
1.05%
of next $4B |
|
1.00%
of amount overt $5B |
|
|
Invesco
Emerging Markets Local Debt Fund |
0.70%
of first $500M |
|
0.65%
of next $500M |
|
0.60%
of next $4B |
|
0.58%
of amount overt $5B |
|
|
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Endeavor Fund |
0.745%
of first $250M |
Invesco
Select Companies Fund |
0.73%
of next $250M |
|
0.715%
of next $500M |
|
0.70%
of next $1.5B |
|
0.685%
of next $2.5B |
|
0.67%
of next $2.5B |
|
0.655%
of next $2.5B |
|
0.64%
of amount over $10B |
|
|
Invesco
Fundamental Alternatives Fund |
0.85%
of first $1B |
|
0.80%
of next $500M |
|
0.75%
of next $500M |
|
0.70%
of next $500M |
|
0.65%
of next $500M |
|
0.60%
of next $500M |
|
0.55%
of next $500M |
|
0.50%
of amount over $4B |
|
|
Invesco
Global Allocation Fund |
0.80%
of first $1B |
|
0.76%
of next $2B |
|
0.71%
of next $1B |
|
0.66%
of next $1B |
|
0.60%
of next $1B |
|
0.55%
of next $1B |
|
0.50%
of next $2B |
|
0.48%
of amount over $9B |
|
|
Invesco
Global Infrastructure Fund |
0.840%
of first $1B |
|
0.800%
of next $1B |
|
0.780%
of next $3B |
|
0.7325%
of amount over $5B |
|
|
Invesco
Global Strategic Income Fund |
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $5B |
|
0.46%
of amount over $10B |
|
|
Invesco
Global Targeted Returns Fund |
1.10%
of first $250M |
Invesco
Macro Allocation Strategy Fund |
1.08%
of next $250M |
|
1.05%
of next $500M |
|
1.03%
of next $1.5B |
|
1.00%
of next $2.5B |
|
0.98%
of next $2.5B |
|
0.95%
of next $2.5B |
|
0.93%
of amount over $10B |
|
|
Invesco
Health Care Fund |
0.75%
of first $350M |
|
0.65%
of next $350M |
|
0.55%
of next $1.3B |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
0.45%
of next $2B |
|
0.40%
of next $2B |
|
0.375%
of next $2B |
|
0.35%
of amount over $8B |
|
|
Invesco
International Bond Fund |
0.75%
of first $200M |
|
0.72%
of next $200M |
|
0.69%
of next $200M |
|
0.66%
of next $200M |
|
0.60%
of next $200M |
|
0.50%
of next $4B |
|
0.48%
of next $10B |
|
0.45%
of amount over $15B |
|
|
Invesco
Multi-Asset Income Fund |
0.50%
of first $500M |
|
0.45%
of next $500B |
|
0.40%
of next $500B |
|
0.39%
of amount over $1.5B |
|
|
Invesco
Pacific Growth Fund |
0.87%
of first $1B |
|
0.82%
of next $1B |
|
0.77%
of next $2B |
|
|
Invesco
U.S. Managed Volatility Fund |
0.10%
of All Assets |
|
|
Invesco
World Bond Factor Fund |
0.27%
of first $2B |
|
0.25%
of amount over $2B |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
Balanced-Risk Allocation Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
R Shares |
2.25% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
Class
R5 Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
|
|
|
Invesco
Balanced-Risk Commodity
Strategy
Fund |
|
|
Class
A Shares |
1.40%
less net AFFE1 |
February
28, 2022 |
Class
C Shares |
2.15%
less net AFFE1 |
February
28, 2022 |
Class
R Shares |
1.65%
less net AFFE1 |
February
28, 2022 |
Class
R5 Shares |
1.15%
less net AFFE1 |
February
28, 2022 |
Class
R6 Shares |
1.15%
less net AFFE1 |
February
28, 2022 |
Class
Y Shares |
1.15%
less net AFFE1 |
February
28, 2022 |
|
|
|
Invesco
Core Bond Fund |
|
|
Class
A Shares |
0.70% |
February
28, 2022 |
Class
C Shares |
1.56% |
February
28, 2022 |
Class
R Shares |
1.05% |
February
28, 2022 |
Class
R5 Shares |
0.45% |
February
28, 2022 |
Class
R6 Shares |
0.40% |
February
28, 2022 |
Class
Y Shares |
0.45% |
February
28, 2022 |
|
|
|
Invesco
Developing Markets Fund |
|
|
Class
A Shares |
1.29% |
May
31, 2021 |
Class
C Shares |
2.05% |
May
31, 2021 |
Class
R Shares |
1.55% |
May
31, 2021 |
Class
R5 Shares |
0.92% |
May
31, 2021 |
Class
R6 Shares |
0.87% |
May
31, 2021 |
Class
Y Shares |
1.05% |
May
31, 2021 |
|
|
|
Invesco
Discovery Mid Cap Growth Fund |
|
|
Class
A Shares |
1.12% |
May
31, 2021 |
Class
C Shares |
1.86% |
May
31, 2021 |
Class
R Shares |
1.37% |
May
31, 2021 |
Class
R5 Shares |
0.76% |
May
31, 2021 |
Class
R6 Shares |
0.71% |
May
31, 2021 |
Class
Y Shares |
0.87% |
May
31, 2021 |
|
|
|
Invesco
Discovery Mid Cap Growth Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
R Shares |
2.25% |
June
30, 2021 |
Class
R5 Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
|
|
|
Invesco
Emerging Markets All Cap Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2021 |
Class
C Shares |
3.00% |
June
30, 2021 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R5 Shares |
2.00% |
June
30, 2021 |
Class
R6 Shares |
2.00% |
June
30, 2021 |
Class
Y Shares |
2.00% |
June
30, 2021 |
|
|
|
Invesco
Emerging Markets Innovators
Fund |
|
|
Class
A Shares |
1.50% |
February
28, 2022 |
Class
C Shares |
2.25% |
February
28, 2022 |
Class
R Shares |
1.75% |
February
28, 2022 |
Class
R5 Shares |
1.25% |
February
28, 2022 |
Class
R6 Shares |
1.25% |
February
28, 2022 |
Class
Y Shares |
1.25% |
February
28, 2022 |
|
|
|
Invesco
Emerging Markets Local Debt
Fund |
|
|
Class
A Shares |
1.15% |
May
31, 2021 |
Class
C Shares |
2.00% |
May
31, 2021 |
Class
R Shares |
1.50% |
May
31, 2021 |
Class
R5 Shares |
0.90% |
May
31, 2021 |
Class
R6 Shares |
0.85% |
May
31, 2021 |
Class
Y Shares |
0.95% |
May
31, 2021 |
|
|
|
Invesco
Emerging Markets Local Debt
Fund |
|
|
Class
A Shares |
1.15% |
June
30, 2021 |
Class
C Shares |
2.25% |
June
30, 2021 |
Class
R Shares |
1.75% |
June
30, 2021 |
Class
R5 Shares |
1.25% |
June
30, 2021 |
Class
R6 Shares |
1.25% |
June
30, 2021 |
Class
Y Shares |
1.25% |
June
30, 2021 |
|
|
|
Invesco
Emerging Markets Select Equity
Fund |
|
|
Class
A Shares |
1.33% |
February
28, 2022 |
Class
C Shares |
2.08% |
February
28, 2022 |
Class
R Shares |
1.58% |
February
28, 2022 |
Class
R5 Shares |
1.08% |
February
28, 2022 |
Class
R6 Shares |
1.08% |
February
28, 2022 |
Class
Y Shares |
1.08% |
February
28, 2022 |
|
|
|
Invesco
Endeavor Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
R Shares |
2.25% |
June
30, 2021 |
Class
R5 Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
|
|
|
Invesco
Fundamental Alternatives Fund |
|
|
Class
A Shares |
1.33% |
May
31, 2021 |
Class
C Shares |
2.10% |
May
31, 2021 |
Class
R Shares |
1.59% |
May
31, 2021 |
Class
R5 Shares |
0.96% |
May
31, 2021 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R6 Shares |
0.91% |
May
31, 2021 |
Class
Y Shares |
1.09% |
May
31, 2021 |
|
|
|
Invesco
Fundamental Alternatives Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
R Shares |
2.25% |
June
30, 2021 |
Class
R5 Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
|
|
|
Invesco
Global Allocation Fund |
|
|
Class
A Shares |
1.31% |
May
31, 2021 |
Class
C Shares |
2.06% |
May
31, 2021 |
Class
R Shares |
1.56% |
May
31, 2021 |
Class
R5 Shares |
0.94% |
May
31, 2021 |
Class
R6 Shares |
0.89% |
May
31, 2021 |
Class
Y Shares |
1.06% |
May
31, 2021 |
|
|
|
Invesco
Global Allocation Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2021 |
Class
C Shares |
3.00% |
June
30, 2021 |
Class
R Shares |
2.50% |
June
30, 2021 |
Class
R5 Shares |
2.00% |
June
30, 2021 |
Class
R6 Shares |
2.00% |
June
30, 2021 |
Class
Y Shares |
2.00% |
June
30, 2021 |
|
|
|
Invesco
Global Infrastructure Fund |
|
|
Class
A Shares |
1.28% |
May
31, 2021 |
Class
C Shares |
2.03% |
May
31, 2021 |
Class
R Shares |
1.53% |
May
31, 2021 |
Class
R5 Shares |
1.03% |
May
31, 2021 |
Class
R6 Shares |
1.00% |
May
31, 2021 |
Class
Y Shares |
1.03% |
May
31, 2021 |
|
|
|
Invesco
Global Infrastructure Fund |
|
|
Class
A Shares |
1.25% |
February
28, 2022 |
Class
C Shares |
2.00% |
February
28, 2022 |
Class
R Shares |
1.50% |
February
28, 2022 |
Class
R5 Shares |
1.00% |
February
28, 2022 |
Class
R6 Shares |
1.00% |
February
28, 2022 |
Class
Y Shares |
1.00% |
February
28, 2022 |
|
|
|
Invesco
Global Strategic Income Fund |
|
|
Class
A Shares |
1.04% |
May
31, 2021 |
Class
C Shares |
1.79% |
May
31, 2021 |
Class
R Shares |
1.29% |
May
31, 2021 |
Class
R5 Shares |
0.70% |
May
31, 2021 |
Class
R6 Shares |
0.65% |
May
31, 2021 |
Class
Y Shares |
0.79% |
May
31, 2021 |
|
|
|
Invesco
Global Strategic Income Fund |
|
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
A Shares |
1.50% |
June
30, 2021 |
Class
C Shares |
2.25% |
June
30, 2021 |
Class
R Shares |
1.75% |
June
30, 2021 |
Class
R5 Shares |
1.25% |
June
30, 2021 |
Class
R6 Shares |
1.25% |
June
30, 2021 |
Class
Y Shares |
1.25% |
June
30, 2021 |
|
|
|
Invesco
Global Targeted Returns Fund |
|
|
Class
A Shares |
1.44%
less net AFFE1 |
February
28, 2022 |
Class
C Shares |
2.19%
less net AFFE1 |
February
28, 2022 |
Class
R Shares |
1.69%
less net AFFE1 |
February
28, 2022 |
Class
R5 Shares |
1.19%
less net AFFE1 |
February
28, 2022 |
Class
R6 Shares |
1.19%
less net AFFE1 |
February
28, 2022 |
Class
Y Shares |
1.19%
less net AFFE1 |
February
28, 2022 |
|
|
|
Invesco
Greater China Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2021 |
Class
C Shares |
3.00% |
June
30, 2021 |
Class
R Shares |
2.50% |
June
30, 2021 |
Class
R5 Shares |
2.00% |
June
30, 2021 |
Class
R6 Shares |
2.00% |
June
30, 2021 |
Class
Y Shares |
2.00% |
June
30, 2021 |
|
|
|
Invesco
Health Care Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
Investor
Class Shares |
2.00% |
June
30, 2021 |
|
|
|
Invesco
International Bond Fund |
|
|
Class
A Shares |
1.01% |
May
31, 2021 |
Class
C Shares |
1.76% |
May
31, 2021 |
Class
R Shares |
1.26% |
May
31, 2021 |
Class
R5 Shares |
0.67% |
May
31, 2021 |
Class
R6 Shares |
0.62% |
May
31, 2021 |
Class
Y Shares |
0.76% |
May
31, 2021 |
|
|
|
Invesco
International Bond Fund |
|
|
Class
A Shares |
1.01% |
February
28, 2022 |
Class
C Shares |
1.76% |
February
28, 2022 |
Class
R Shares |
1.26% |
February
28, 2022 |
Class
R5 Shares |
0.76% |
February
28, 2022 |
Class
R6 Shares |
0.76% |
February
28, 2022 |
Class
Y Shares |
0.76% |
February
28, 2022 |
|
|
|
Invesco
Macro Allocation Strategy Fund |
|
|
Class
A Shares |
1.44% |
February
28, 2022 |
Class
C Shares |
2.19% |
February
28, 2022 |
Class
R Shares |
1.69% |
February
28, 2022 |
Class
R5 Shares |
1.19% |
February
28, 2022 |
Class
R6 Shares |
1.19% |
February
28, 2022 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
Y Shares |
1.19% |
February
28, 2022 |
|
|
|
Invesco
Multi-Asset Income Fund |
|
|
Class
A Shares |
0.85% |
February
28, 2022 |
Class
C Shares |
1.60% |
February
28, 2022 |
Class
R Shares |
1.10% |
February
28, 2022 |
Class
R5 Shares |
0.60% |
February
28, 2022 |
Class
R6 Shares |
0.60% |
February
28, 2022 |
Class
Y Shares |
0.60% |
February
28, 2022 |
|
|
|
Invesco
Pacific Growth Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2021 |
Class
C Shares |
3.00% |
June
30, 2021 |
Class
R Shares |
2.50% |
June
30, 2021 |
Class
R5 Shares |
2.00% |
June
30, 2021 |
Class
R6 Shares |
2.00% |
June
30, 2021 |
Class
Y Shares |
2.00% |
June
30, 2021 |
|
|
|
Invesco
Select Companies Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2021 |
Class
C Shares |
2.75% |
June
30, 2021 |
Class
R Shares |
2.25% |
June
30, 2021 |
Class
R5 Shares |
1.75% |
June
30, 2021 |
Class
R6 Shares |
1.75% |
June
30, 2021 |
Class
Y Shares |
1.75% |
June
30, 2021 |
|
|
|
Invesco
U.S. Managed Volatility Fund |
|
|
Class
R6 Shares |
0.15% |
February
28, 2022 |
|
|
|
Invesco
World Bond Factor Fund |
|
|
Class
A Shares |
0.54% |
February
28, 2022 |
Class
C Shares |
1.29% |
February
28, 2022 |
Class
R5 Shares |
0.29% |
February
28, 2022 |
Class
R6 Shares |
0.29% |
February
28, 2022 |
Class
Y Shares |
0.29% |
February
28, 2022 |
|
|
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Endeavor
Fund |
$23.60 |
$7.86 |
$17.00 |
$0 |
$0 |
$(72.07) |
$0 |
$(47.21) |
$70.81 |
Invesco
Health Care
Fund |
$8,829.07 |
$6,738.59 |
$5,462.00 |
$0 |
$0 |
$(64,025.25) |
$0 |
$(51,824.66) |
$60,653.73 |
Invesco
Multi-Asset
Income
Fund |
$4,462.50 |
$4,707.10 |
$3,166.00 |
$0 |
$0 |
$(45,779.83) |
$0 |
$(37,906.73) |
$42,369.23 |
Invesco
Select
Companies
Fund |
$2,344.34 |
$994.86 |
$1,397.00 |
$0 |
$0 |
$(9,002.86) |
$0 |
$(6,611.00) |
$8,955.34 |
Invesco
U.S. Managed
Volatility
Fund |
$1.00 |
$0 |
$1.00 |
$0 |
$0 |
$(0.05) |
$0 |
$0.95 |
$0.05 |
Fund |
Class
A |
Class
C |
Class
R |
Investor
Class |
Invesco
Balanced-Risk Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Core Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Developing Markets Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Discovery Mid Cap Growth Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets All Cap Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Innovators Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Local Debt Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Emerging Markets Select Equity Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
Endeavor Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Fundamental Alternatives Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Infrastructure Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Global Strategic Income Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Global Targeted Returns Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Greater China Fund |
0.25% |
1.00% |
N/A |
N/A |
Invesco
Health Care Fund |
0.25% |
1.00% |
N/A |
0.25% |
Invesco
International Bond Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Macro Allocation Strategy Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Multi-Asset Income Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Select Companies Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
World Bond Factor Fund |
0.25% |
1.00% |
N/A |
N/A |
Fund |
Class
A |
Class
C |
Class
R |
Invesco
Core Bond Fund |
0.25% |
See
above |
See
above |
Invesco
Developing Markets Fund |
0.25% |
See
above |
See
above |
Invesco
Discovery Mid Cap Growth Fund |
0.25% |
See
above |
See
above |
Invesco
Emerging Markets All Cap Fund |
0.25% |
See
above |
See
above |
Invesco
Emerging Markets Innovators Fund |
0.25% |
See
above |
See
above |
Invesco
Emerging Markets Local Debt Fund |
0.25% |
See
above |
See
above |
Invesco
Global Strategic Income Fund |
0.25% |
See
above |
See
above |
Invesco
International Bond Fund |
0.25% |
See
above |
See
above |
Invesco
Pacific Growth Fund |
0.25% |
1.00% |
0.50% |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll, LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co.
|
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit Suisse Securities (Europe)
Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany
|
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company Americas |
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Lincoln
Investment Advisors Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services, Inc.
|
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured Management, Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup Global Markets
Inc.\JPMorgan
Chase Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment Management Services, LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP
|
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel
|
MS
Securities Services, Inc. and Morgan Stanley & Co.
Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services, LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider
|
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System
|
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco Funds) |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities Corporation |
Broker
(for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Siebert
Brandford Shank & Co., L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and Poor's Securities
Evaluations,
Inc. |
Pricing
Service and Rating and Ranking Agency (each,
respectively,
for certain Invesco Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust Company |
Custodian,
Lender, Securities Lender, and System Provider
(each,
respectively, for certain Invesco Funds)
|
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company, Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young, LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds)
|
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services Incorporated
|
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain
Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly: Advisor to the Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
196 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly: Director, TD Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments;
Director, ISO
New
England, Inc. (non-
profit
organization
managing
regional
electricity
market) |
196 |
enaible,
Inc. (artificial
intelligence
technology) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly: Head of Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.; |
196 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non
-profit); and
President
and Director
of
Grahamtastic
Connection
(non-profit) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of certain
Oppenheimer
Funds |
|
|
Jack
M. Fields – 1952 |
Trustee |
2001 |
Chief
Executive Officer,
Twenty
First Century
Group,
Inc. (government
affairs
company); and
Board
Member Impact(Ed)
(non-profit)
Formerly: Owner and Chief
Executive Officer,
Dos
Angeles Ranch L.P.
(cattle,
hunting, corporate
entertainment);
Director,
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Chief Executive
Officer,
Texana Timber LP
(sustainable
forestry
company);
Director of
Cross
Timbers Quail
Research
Ranch (non-
profit);
and member of the
U.S.
House of
Representatives |
196 |
Member,
Board of
Directors
of Baylor
College
of Medicine |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director
and
Trustee of a number
of
public and private
business
corporations
Formerly: Director, Aberdeen
Investment
Funds
(4 portfolios); Artio
Global
Investment LLC
(mutual
fund complex);
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
196 |
Resideo
Technologies
(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global
Impact Fund;
Genesee
& Wyoming,
Inc.
(railroads);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean, Mays
Business
School - Texas
A&M
University
Formerly: Professor and Dean,
Walton College of
Business,
University of |
196 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
|
|
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
196 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Member of the
University
of Florida
Law
Center
Association,
Inc. Board
of
Trustees and Audit
Committee
Member |
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
196 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
2001 |
Retired
Formerly: Co-Founder & Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY |
196 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
|
|
Joel
W. Motley – 1952
|
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
and
Member of
Investment
Committee
and
Board of Historic
Hudson
Valley (non-profit
cultural
organization)
Formerly: Managing Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
196 |
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly: Chief Executive Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international |
196 |
Elucida
Oncology
(nanotechnology
&
medical
particles
company) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
|
|
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly: Executive Vice President
and General
Counsel,
Texas Children’s
Hospital;
Attorney, Beck,
Redden
and Secrest, LLP;
Business
Law Instructor,
University
of St. Thomas;
Attorney,
Andrews & Kurth
LLP;
Federal Reserve
Bank
of Dallas; Federal
Reserve
Bank of Dallas |
196 |
Holdsworth
Center,
Good
Reason
Houston,
Greater
Houston
Partnership,
University
of Texas
Law
School
Foundation |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly: Adjunct Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
196 |
None |
Daniel
S. Vandivort –1954
|
Trustee |
2019 |
Trustee,
Board of
Trustees,
Huntington
Disease
Foundation of
America;
and President,
Flyway
Advisory Services
LLC
(consulting and
property
management)
Formerly: Trustee and Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit and
Finance
Committee,
Huntington
Disease
Foundation
of America |
196 |
None |
James
D. Vaughn – 1945 |
Trustee |
2019 |
Retired
|
196 |
Board
member and
Chairman
of Audit |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Formerly:
Managing
Partner,
Deloitte & Touche
LLP;
Trustee and
Chairman
of the Audit
Committee,
Schroder
Funds;
Board Member,
Mile
High United Way,
Boys
and Girls Clubs, Boy
Scouts,
Colorado
Business
Committee for
the
Arts, Economic Club of
Colorado
and Metro
Denver
Network
(economic
development
corporation);
and Trustee
of
certain Oppenheimer
Funds |
|
Committee
of AMG
National
Trust Bank;
Trustee
and
Investment
Committee
member,
University of
South
Dakota
Foundation;
Board
member,
Audit
Committee
Member
and
past Board Chair,
Junior
Achievement
(non-profit) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
1999 |
Head
of Global Fund Services, Invesco Ltd.; President and
Principal
Executive Officer, The Invesco Funds; Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser); and Vice
President,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
and Vice President, OppenheimerFunds, Inc.
Formerly: Vice President, Treasurer and Principal Financial Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; and Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust |
Russell
C. Burk – 1958 |
Senior
Vice
President
and
Senior
Officer |
2005 |
Senior
Vice President and Senior Officer, The Invesco
Funds |
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary, Invesco
Indexing
LLC; Secretary, W.L. Ross & Co., LLC; Secretary and
Vice
President, Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly: Senior Vice President, Invesco Distributors, Inc.; Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; and Secretary, Sovereign G./P.
Holdings
Inc. |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Head
of the Americas and Senior Managing Director, Invesco
Ltd.;
Director and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Senior Vice President,
The
Invesco Funds; Director, Invesco Investment Advisers LLC
(formerly
known as Van Kampen Asset Management)
Formerly: Director, President and Chairman, Invesco Insurance Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962
|
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.) Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
and
Director, Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and President, Trimark
Investments
Ltd./Placements Trimark Ltée
Formerly: Director and Senior Vice President, Invesco Insurance Agency,
Inc.; Director and Senior Vice President, Invesco
Management
Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; and Senior Vice
President,
The Invesco Funds; and President, SNW Asset
Management
Corporation and Invesco Managed Accounts, LLC;
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Chairman
and Director, Invesco Private Capital, Inc.; Chairman
and
Director, INVESCO Private Capital Investments, Inc;. and
Chairman
and Director, INVESCO Realty, Inc.
Formerly: Senior Vice President, Invesco Management Group, Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967
|
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly: Senior Vice President and Treasurer, Fidelity Investments |
Crissie
M. Wisdom – 1969
|
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly: Managing Director and Chief Compliance Officer, Legg Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
Michael
McMaster – 1962 |
Chief
Tax
Officer,
Vice
President
and
Assistant
Treasurer |
2020 |
Head
of Global Fund Services Tax; Chief Tax Officer, Vice
President
and Assistant Treasurer, The Invesco Funds; Vice
President,
Invesco Advisers, Inc.; Assistant Treasurer, Invesco
Capital
Management LLC, Assistant Treasurer and Chief Tax
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Assistant
Treasurer,
Invesco Specialized Products, LLC
Formerly: Senior Vice President – Managing Director of Tax Services,
U.S. Bank Global Fund Services
(GFS) |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in Invesco
Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
Invesco
Developing Markets Fund
|
Over
$100,000 |
|
(Over
$100,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Emerging Markets All Cap
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Global Targeted Returns
Fund |
|
|
(Over
$100,000) |
|
Independent
Trustees |
|
|
Beth
A. Brown |
Invesco
Fundamental Alternatives
Fund |
Over
$100,000 |
|
(Over
$100,000) |
|
Jack
M. Fields |
Invesco
Emerging Markets All Cap
Fund
|
Over
$100,000 |
|
($1
- $10,000) |
|
|
Invesco
Greater China Fund
|
|
|
($1
- $10,000) |
|
Cynthia
Hostetler |
Invesco
Pacific Growth Fund(Over
$100,000) |
Over
$100,0002 |
Eli
Jones |
Invesco
Core Bond Fund |
Over
$100,0002 |
|
($10,001-
$50,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
($50,001
- $100,000) |
|
Elizabeth
Krentzman |
Invesco
Emerging Markets Innovators
Fund |
Over
$100,000 |
|
($10,001
- $50,000) |
|
|
Invesco
Global Infrastructure Fund |
|
|
($10,001
- $50,000) |
|
Anthony
J. LaCava, Jr. |
None |
None2 |
Prema
Mathai-Davis |
None |
Over
$100,0002 |
Joel
W. Motley |
None |
Over
$100,0002 |
Teresa
M. Ressel |
Invesco
Health Care Fund |
Over
$100,000 |
|
($50,001
- $100,000) |
|
Ann
Barnett Stern |
None
|
Over
$100,0002 |
Robert
C. Troccoli |
Invesco
Balanced-Risk Allocation
Fund |
Over
$100,0002 |
|
(Over
$100,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Multi-Asst Income Fund |
|
|
($50,001
- $100,000) |
|
Daniel
S. Vandivort |
Invesco
Balanced-Risk Commodity
Strategy
Fund
|
Over
$100,0002 |
|
($10,001
- $50,000) |
|
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in Invesco
Funds |
|
Invesco
Fundamental Alternatives
Fund |
|
|
(Over
$100,000) |
|
James
D. Vaughn |
Invesco
Discovery Mid Cap Growth
Fund |
Over
$100,0002 |
|
(Over
$100,000) |
|
Christopher
L. Wilson |
Invesco
Balanced-Risk Allocation
Fund |
Over
$100,0002 |
|
($10,001
- $50,000) |
|
|
Invesco
Core Bond Fund |
|
|
($1
- $10,000) |
|
|
Invesco
Discovery Mid Cap Growth
Fund |
|
|
(Over
$100,000) |
|
|
Invesco
Emerging Markets Innovators |
|
|
(Over
$100,000) |
|
|
Invesco
Global Infrastructure Fund
|
|
|
(Over
$50,001 - $100,000) |
|
Trustee |
Aggregate
Compensation
From
the Trust(1) |
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2) |
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3) |
Independent
Trustees(4,5) |
|
|
|
|
Beth
A. Brown |
$54,528 |
- |
- |
$401,978 |
Jack
M. Fields |
58,744 |
- |
205,000 |
426,970 |
Cynthia
Hostetler |
58,792 |
- |
- |
436,324 |
Eli
Jones |
54,610 |
- |
- |
396,978 |
Elizabeth
Krentzman |
57,309 |
- |
- |
424,478 |
Anthony
J. LaCava, Jr. |
63,196 |
- |
- |
474,776 |
Prema
Mathai-Davis |
58,744 |
- |
205,000 |
426,970 |
Joel
W. Motley |
53,405 |
- |
- |
391,978 |
Teresa
M. Ressel |
56,538 |
- |
- |
421,328 |
Ann
Barnett Stern |
57,743 |
- |
- |
414,178 |
Robert
C. Troccoli |
56,692 |
- |
- |
425,228 |
Daniel
S. Vandivort |
55,946 |
- |
- |
405,578 |
James
D. Vaughn |
56,820 |
- |
- |
412,728 |
Christopher
L. Wilson |
70,174 |
- |
- |
500,578 |
|
|
|
|
|
Officers |
|
|
|
|
Russell
Burk |
146,871 |
- |
- |
N/A |
Robert
Leveille(6) |
81,283 |
- |
- |
N/A |
Draft |
: |
Final |
Version |
: |
8 |
Effective
Date |
: |
May
25, 2020 |
Sr.
# |
Circular
Number |
Date |
1. |
SEBI/IMD/CIR
No 18 / 198647 /2010 |
March
15, 2010 |
2. |
E-mail
from SEBI |
June
23, 2011 |
3. |
CIR/IMD/DF/05/2014 |
March
24, 2014 |
4. |
SEBI/HO/IMD/DF2/CIR/P/2016/68 |
August
10, 2016 |
5. |
CIR/CFD/CMD1/168/2019 |
December
24, 2019 |
Taher
Badshah
Head
– Equity |
Sujoy
Das
Head
- Fixed Income |
Suresh
Jakhotiya
Head
- Compliance & Risk |
|
|
|
Neelesh
Dhamnaskar
Fund
Manager |
Kavita
Bhanej
Vice
President - Operations |
|
Saurabh
Nanavati
Chief
Executive Officer |
Ketan
Ugrankar
COO
& CFO |
Version |
Date |
Description |
Initiator |
Approved
by |
1.0 |
September 2,
2010 |
Initial
Adoption of Voting Policy |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on
September 16, 2010. |
2.0 |
June 28,
2011 |
Policy
amended pursuant to SEBI
e-mail dated
June 23, 2011 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on July
13, 2011. |
3.0 |
May 23,
2014 |
Policy
amended pursuant to SEBI
circular
dated March 24, 2014 |
Suresh
Jakhotiya |
Board of
Religare Invesco AMC
and Trustees
at board meetings
held on May
22, 2014 and
May 23, 2014
respectively. |
3.1 |
July 5,
2016 |
Names of AMC
and Trustee
Company were
changed to
reflect new
names and logo was
changed |
Suresh
Jakhotiya |
N.A. |
4 |
November 18,
2016 |
Amended
Policy pursuant to SEBI
circular
dated August 10, 2016 and
for the
purpose of IAMI’s
application
to SEC for registration
as an
advisor. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on
November 18,
2016 and
November 25,
2016, respectively. |
5 |
May 5,
2017 |
Reviewed and
no changes
to be
made |
Suresh
Jakhotiya |
N.A. |
6 |
May 31,
2018 |
Changes in
the
voting
policy guidelines. |
Suresh
Jakhotiya |
Board of
IAMI & ITPL at their
meetings
held on July 13, 2018
respectively. |
7 |
May 9,
2019 |
Reviewed and
changes made
w.r.t voting
for holdings in
arbitrage
fund |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
8 |
May 25,
2020 |
Reviewed and
changes made
pursuant to
Stewardship code
introduced
by SEBI vide SEBI
Circular
dated
December 24,
2019 |
Suresh
Jakhotiya |
Will be
placed before the
Board of
IAMI and ITC for
noting at
their forthcoming
meetings. |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
9.90% |
13.01% |
_ |
11.12% |
_ |
_ |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Road
King
of Prussia, PA 19406-1212 |
9.74% |
_ |
_ |
_ |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
13.64% |
9.29% |
_ |
Invesco
Balanced-Risk Retirement 2020 Fund
Omnibus
Account KGC6
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
14.67% |
Invesco
Balanced-Risk Retirement 2030
KGC7
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
28.34% |
Invesco
Balanced Risk Retirement 2040
KGC8
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
|
17.04% |
Invesco
Balanced Risk Retirement 2050 Fund
Omnibus
Account KGC9
c/o
Invesco Advisers
11
E Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
6.12% |
Invesco
Balanced-Risk Retirement Now Fund
Omnibus
Account KGC4
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
6.16% |
Invesco
Group Services Inc.
1555
Peachtree St. NE
Atlanta,
GA 30309-2460 |
_ |
_ |
_ |
_ |
21.11% |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
8.59% |
_ |
_ |
_ |
_ |
Massachusetts
Mutual Life Insurance Co.
MIP
M200-INVST
1295
State St.
Springfield,
MA 01111-0001 |
_ |
_ |
5.55% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of CustomersAttn: Fund
Administration
4800
Deer Lake Dr. East, 2nd Floor
Jacksonville,
FL 32246-6484 |
5.89% |
_ |
_ |
13.70% |
7.23% |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
8.74% |
_ |
5.84% |
9.40% |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5 Fl. 4
Jersey
City, NJ 07310-2010 |
6.12% |
7.27% |
_ |
16.58% |
42.60% |
9.58% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.80% |
14.68% |
_ |
6.86% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
6.73% |
_ |
5.62% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
5.65% |
10.35% |
_ |
5.59% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise
Investment
Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
36.13% |
_ |
_ |
Ascensus
Trust Co.
FBO
Corelation Inc 401K
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
17.58% |
_ |
_ |
_ |
Ascensus
Trust Co.
FBO
Modern Glass, Paint & Tile Company
P.O.
Box 10758
Fargo,
ND 58106-0768 |
_ |
_ |
8.25% |
_ |
_ |
_ |
Ascensus
Trust Co.
FBO
Rankin & Rankin, Inc. 401(k) Plan
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
10.16% |
_ |
_ |
_ |
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001 |
_ |
_ |
_ |
_ |
_ |
5.35% |
Matrix
Trust Company Cust.
FBO
Miscor Group. 401 (K) Plan & Trust
717
17th St., Ste. 1300
Denver,
CO 80202-3304 |
_ |
_ |
12.87% |
_ |
_ |
_ |
Matrix
Trust Company Cust.
FBO
Spokane Guilds School & Neuromus
717
17th St., Ste. 1300
Denver,
CO 80202-3304 |
_ |
_ |
5.28% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith Inc.
FBO
the Sole Benefit of its Customers
4800
Deer Lake Dr E.
Jacksonville,
FL 32246-6484 |
5.37% |
5.28% |
_ |
7.49% |
_ |
_ |
Morgan
Stanley Smith Barney
LLC
For Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
28.20% |
5.01% |
_ |
_ |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5 Fl. 4
Jersey
City, NJ 07310-2010 |
6.70% |
11.39% |
_ |
_ |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.86% |
13.56% |
_ |
29.17% |
_ |
_ |
Stifel
Nicolaus & Co. Inc.
Exclusive
Benefit of Customers
501
N. Broadway
Saint
Louis, MO 63102-2137 |
_ |
7.62% |
_ |
_ |
_ |
_ |
Talcott
Resolution Life
Insurance
Co.
P.
O. Box 5051
Hartford,
CT 06102-5051 |
_ |
_ |
12.46% |
_ |
_ |
_ |
VALIC
Separate Account A
2929
Allen Parkway, A6-20
Houston,
TX 77019-7100 |
_ |
_ |
_ |
_ |
97.03% |
_ |
Wells
Fargo Bank NA
FBO
Omnibus Acct.
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
_ |
_ |
_ |
_ |
_ |
83.84% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
17.50% |
45.09% |
_ |
13.50% |
_ |
_ |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
5.17% |
8.11% |
_ |
18.55% |
_ |
_ |
Edward
D. Jones & Co.
FBO
Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
9.10% |
_ |
_ |
_ |
_ |
22.50% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
59.40% |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
_ |
5.17% |
_ |
5.48% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith
for
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E., Fl. 3
Jacksonville,
FL 32246-6484 |
6.55% |
_ |
_ |
9.09% |
_ |
9.07% |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1901 |
_ |
_ |
_ |
10.07% |
_ |
_ |
Muir
& Co.
c/o
Frost Bank Trust Dept.
P.O.
Box 2950
San
Antonio, TX 78299-2950 |
_ |
_ |
_ |
_ |
_ |
15.28% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
7.48% |
6.20% |
_ |
12.09% |
_ |
12.76% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
_ |
6.72% |
_ |
7.00% |
40.60% |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Sammons
Financial Network
4546
Corporate Drive, Suite 100
West
Des Moines, IA 50266-5911 |
_ |
_ |
13.98% |
_ |
_ |
_ |
State
Street Bank & Trust
As
Tr. & Cust.
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
8.40% |
_ |
7.41% |
_ |
_ |
_ |
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
_ |
_ |
_ |
7.72% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Account for the
Exclusive
FBO Customer
2801
Market St.
St
Louis, MO 63103-2523 |
_ |
6.89% |
_ |
9.99% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Account FBO Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105- 1905 |
12.09% |
_ |
_ |
6.83% |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Account
FBO
Customers (RPS)
Attn:
Mutual Funds
101
Montgomery St.
San
Francisco, CA 94104-4151 |
_ |
_ |
_ |
_ |
_ |
7.69% |
DCGT
as TTEE and/or Cust.
FBO
PLIC Various Ret. Plan Omnibus
ATTN:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50392-0001 |
_ |
_ |
8.93% |
_ |
_ |
_ |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
PO
Box 2999
Hartford,
CT 06104-2999 |
_ |
_ |
18.51% |
_ |
_ |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
_ |
_ |
_ |
8.97% |
_ |
_ |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Its Customers
Attn:
Fund Administration
4800
Deer Lake Drive E. Fl. 3
Jacksonville,
FL 32246-6484 |
6.78% |
_ |
_ |
7.51% |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.94% |
9.56% |
_ |
7.48% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
200
Liberty Street
One
World Financial Center 5th Floor
New
York, NY 10281-1003 |
10.92% |
8.59% |
_ |
13.38% |
_ |
31.74% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010 |
_ |
_ |
_ |
_ |
97.69% |
_ |
Oppenheimer
International Diversified Fund
6801
S. Tucson Way, Ste. 100
Centennial,
CO 80112-4132 |
_ |
_ |
_ |
_ |
_ |
5.39% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
_ |
6.66% |
_ |
7.80% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
5.62% |
_ |
_ |
_ |
_ |
State
Street Bank & Trust
As
Tr. & Cust.
FBO
ADP Access
1
Lincoln Street
Boston,
MA 02111-2900 |
_ |
_ |
7.06% |
_ |
_ |
_ |
Spec
Cdy A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
9.08% |
_ |
6.56% |
_ |
_ |
Voya
Institutional Trust Co. 1
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
_ |
_ |
28.92% |
_ |
_ |
_ |
Voya
Institutional Trust Co. 2
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
_ |
_ |
8.18% |
_ |
_ |
_ |
Voya
Retirement Insurance & Annuity Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
6.80% |
_ |
_ |
_ |
_ |
_ |
Wells
Fargo Bank NA
FBO
Omnibus A/C
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
_ |
_ |
_ |
_ |
_ |
8.43% |
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the Exclusive FBO Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
11.16% |
_ |
16.71% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
10.51% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
15.56% |
_ |
_ |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
13.48% |
_ |
_ |
_ |
_ |
13.96% |
Hartford
Life Insurance Co.
Attn:
UIT Operations
P.O.
Bo 2999
Hartford,
CT 06104-2999 |
_ |
_ |
5.61% |
_ |
_ |
_ |
Invesco
Group Services Inc.
1555
Peachtree St. NE
4th
Floor General Ledger Accounting
Atlanta,
GA 30309-2460r |
_ |
_ |
_ |
_ |
5.15% |
_ |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plaza Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
6.65% |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of
Customer
3
Chase Metrotech Center
3rd
Floor Mutual Fund Dept.
Brooklyn,
NY 11245-0001 |
_ |
_ |
_ |
_ |
_ |
9.90% |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
_ |
_ |
5.39% |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of Customers
1
New York Plaza, FL 12
New
York, NY 10004-1932 |
_ |
_ |
_ |
6.69% |
_ |
_ |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
5.48% |
_ |
_ |
18.02% |
_ |
10.18% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey,
City, NJ 07310-2010 |
_ |
_ |
_ |
_ |
12.26% |
_ |
Nationwide
Trust Co.
c/o
IPO Portfolio Accounting
P.O.
Box 182029
Columbus,
OH 43218-2029 |
_ |
_ |
_ |
_ |
5.40% |
_ |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
15.53% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
7.41% |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
14.78% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
_ |
7.56% |
_ |
9.83% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
_ |
_ |
5.59% |
_ |
_ |
Sammons
Financial Network
4546
Corporate Dr., Ste. 100
West
Des Moines, IA 50266-5911 |
_ |
_ |
7.94% |
_ |
_ |
_ |
State
Street Bank & Trust as
Trust
& Customer
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
_ |
_ |
6.52% |
_ |
_ |
_ |
VRSCO
Custodian
Trustee for Benefit of
Retirement
Plans
2929
Allen Parkway A6-20
Houston,
TX 77019-7100 |
_ |
_ |
_ |
_ |
19.69% |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
St.
Louis, MO 63103-2523 |
_ |
_ |
_ |
8.66% |
_ |
_ |
Wells
Fargo Bank
For
Benefit of Various Retirement Plans
1525
West WT Harris Blvd.
Charlotte,
NC 28262-8522 |
_ |
_ |
_ |
_ |
41.98% |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
_ |
8.82% |
_ |
5.07% |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. for the Exclusive
Benefit
of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
_ |
_ |
9.13% |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
13.11% |
_ |
_ |
_ |
_ |
33.18% |
John
Hancock Trust Company LLC
690
Canton St., Ste. 100
Westwood,
MA 02090-2324 |
_ |
_ |
_ |
_ |
8.78%_ |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
7.16% |
21.33% |
_ |
43.49% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Mori
& Co.
922
Walnut St.
Mailstop
TBTS 2
Kansas
City, MO 64106-1802 |
_ |
_ |
_ |
_ |
_ |
9.09% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5 Fl. 4
Jersey
City, NJ 07310-2010 |
10.80% |
9.79% |
_ |
17.50% |
53.13% |
16.61% |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
9.43% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
5.98% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
_ |
_ |
_ |
8.08% |
_ |
_ |
PIMS/Prudential
Retirement
As
Nominee for the TTEE/Cust. Pl.
Fresenius
Kabi USA, LLC Savings
Three
Corporate Drive
Lake
Zurich, IL 60047-8930 |
_ |
_ |
_ |
_ |
12.08% |
_ |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec.
Cdy. A/C Excl. Ben. Cust.1000 Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
5.04% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive
Benefit
of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
7.26% |
_ |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co Inc
Special
Custody Account FBO Customers (RPS)
Attn:
Mutual Funds
101
Montgomery Street
San
Francisco, CA 94104-4151 |
_ |
_ |
_ |
_ |
_ |
21.92% |
Invesco
Advisers Inc
Attn:
Corporate Controller
1555
Peachtree Street NE,
Suite
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
7.28% |
9.76% |
_ |
5.51% |
_ |
_ |
Morgan
Stanley Smith
Barney
LLC For Exclusive
Benefit
of Its Customers
1
New York Plaza, 12th
Floor
New
York, NY 10004-1932 |
_ |
_ |
_ |
29.36% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York, NY 10281-1003 |
8.25% |
_ |
_ |
12.56% |
_ |
58.84% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07339-0001 |
6.03% |
9.49% |
_ |
8.49% |
_ |
_ |
Spec.
Cdy. A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
12.23% |
_ |
_ |
TD
Ameritrade Inc.
FBO
Our Customers
PO
Box 2226
Omaha,
NE 68103-2226 |
_ |
_ |
_ |
_ |
_ |
10.99% |
Wells
Fargo Clearing Services LLC
Special
Custody A/C
FEBO
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
6.52% |
14.61% |
_ |
16.02% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
16.70% |
_ |
_ |
Capital
Bank & Trust Co. FBO
Jose
A. Capellan MD PA PSPco Fascore
Greenwood
Village, CO |
_ |
_ |
8.69% |
_ |
_ |
_ |
Edward
D. Jones & Co.
FBO
Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
_ |
88.04% |
Great
West Trust Co. LLC
FBO
Employee Benefits Client 401k
8515
E Orchard Rd 2T2
Greenwood
Village, CO 80111-5002 |
_ |
_ |
_ |
_ |
_ |
6.89% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Ludlow
Funeral Home
Kelli
M. McKenney
Ludlow,
MA |
_ |
_ |
8.34% |
_ |
_ |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Dr.
San
Diego, CA 92121-3091 |
6.86% |
_ |
_ |
_ |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
6.01% |
13.08% |
_ |
30.81% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
9.47% |
14.01% |
_ |
_ |
_ |
_ |
Pershing
LLC
P.O.
Box 2052
Jersey
City, NJ 07303-2052 |
5.90% |
6.94% |
_ |
5.64% |
_ |
_ |
Spec.
Custody Account EBOC
UBS
FSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
7.04% |
_ |
7.25% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
FBO Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
11.05% |
18.19% |
_ |
18.87% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trustco FBO
Brian
W. Dossett M. D. Ltd. Profit Sharing
P.O.
Box 10758
Fargo,
ND |
_ |
_ |
5.01% |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
18.97% |
_ |
_ |
9.83% |
_ |
_ |
First
State Trust Co.
Delaware
Corporate Center I
1
Righter Pkwy. Ste. 120
Wilmington,
DE 19803-1533 |
_ |
_ |
_ |
22.91% |
_ |
_ |
Great-West
Trust Company LLC
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd 2T2
Greenwood
Village, CO 80111-5002 |
_ |
_ |
_ |
_ |
_ |
21.99% |
ICMA
Retirement Corp.
777
North Capitol Street NE
Washington,
DC 20002-4240 |
_ |
_ |
_ |
7.67% |
_ |
_ |
Invesco
Group Services Inc.
1555
Peachtree St. NE
Atlanta,
GA 30309-2460 |
_ |
_ |
_ |
_ |
98.66% |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
_ |
_ |
12.21% |
_ |
_ |
Maureen
K. Wolfson, TTEE
Equitable
Life for Separate Acct.
On
Behalf of Various 401K Expeditor
Ken
Butka-Equitable
Secaucus,
NJ |
_ |
_ |
21.43% |
_ |
_ |
19.45% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. FL 5 FL 4
Jersey
City, NJ 07310-2010 |
14.18% |
12.18% |
_ |
17.38% |
_ |
47.85% |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
FRANCE 75013 |
_ |
_ |
_ |
5.68% |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.25% |
15.29% |
_ |
_ |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
6.90% |
_ |
5.38% |
_ |
_ |
Reliance
Trust Co. TTEE
FBO
ADP Access Large Market 401K
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
_ |
_ |
_ |
_ |
_ |
8.50% |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl. Ben. Cust. UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
5.54% |
_ |
9.36% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise
Investment
Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
5.27% |
8.68% |
_ |
30.85% |
_ |
_ |
_ |
BNY
Mellon Investment
Servicing
Inc.
FBO
Primerica Financial
Services
760
Moore Rd.
King
of Prussia, PA 19406-
1212 |
15.79% |
_ |
_ |
_ |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
_ |
_ |
23.99% |
Great-West
Trust Company
LLC
Trust/Retirement
Plans
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO
80111-5002 |
_ |
_ |
_ |
_ |
_ |
34.37% |
_ |
Massachusetts
Mutual Life
Insurance
Co.
MIP
M200-INVST
1295
State Street
Springfield,
MA 01111-0001 |
_ |
_ |
5.01% |
_ |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class Shares |
Class
R5 Shares |
Class
R6 Shares |
Mid
Atlantic Trustco.
FBO
Synthesis Health
Systems
401K Pro
1251
Waterfront Place Suite
525
Pittsburgh,
PA 15222-4228 |
_ |
_ |
_ |
_ |
_ |
_ |
7.31% |
Morgan
Stanley Smith Barney
LLC
For
Exclusive Benefit of
Customers
1
New York Plz. Fl. 12
New
York, NY 10004-1932 |
_ |
_ |
_ |
5.43% |
_ |
_ |
_ |
National
Financial Services
LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Fl.
4
Jersey
City, NJ 07310-2010 |
9.18% |
19.02% |
_ |
14.32% |
_ |
5.81% |
7.79% |
Nationwide
Trustco FSB
c/o
IPO Portfolio Accounting
P.O.
Box 182029
Columbus,
OH 43218-2029 |
_ |
_ |
_ |
_ |
_ |
56.82% |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.71% |
7.05% |
_ |
_ |
_ |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-
1102 |
_ |
_ |
_ |
10.53% |
_ |
_ |
_ |
State
Street Bank & Trust As
Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr., Fl. 6
Boston,
MA 02111 |
_ |
_ |
14.52% |
_ |
_ |
_ |
50.66% |
Stifel
Nicolaus & Co. Inc.
Exclusive
Benefit of
Customers
501
N. Broadway
Saint
Louis, MO 63102-2137 |
_ |
5.77% |
_ |
_ |
_ |
_ |
_ |
Voya
Ret. Insurance & Annuity
Co.
One
Orange Way B3N
Windsor,
CT 06095-4773 |
_ |
_ |
10.60% |
_ |
_ |
_ |
_ |
Wells
Fargo Clearing Services
LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
6.89% |
_ |
_ |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
20.92% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ | |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
13.71% | |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091 |
_ |
9.46% |
_ |
_ |
_ |
_ | |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1901 |
_ |
_ |
_ |
7.19% |
_ |
_ | |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attention:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
6.31% |
6.08% |
_ |
13.86% |
_ |
_ | |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
28.96% | |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
7.30% | |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson WayCentennial, CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
11.40% | |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
29.48% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.36% |
_ |
_ |
6.45% |
_ |
_ | |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive FBO Customer
2801
Market St.
St.
Louis, MO 63103-2523 |
_ |
_ |
_ |
25.19% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
8.75% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Charles
Schwab & Co. Inc.
Special
Custody Acct.
FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
7.63% |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
-- |
_ |
_ |
_ |
_ |
6.15% |
Hartford
Life Insurance Co.
Separate
Account 401K
Attn:
UIT Operations
P.
O. Box 2999
Hartford,
CT 06104-2999 |
_ |
_ |
_ |
_ |
|
8.46% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE, Suite
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Mass
Mutual Life Insurance Co.
Separate
Investment A/C
1295
State Street
Springfield,
MA 01111-0001 |
_ |
_ |
_ |
8.72% |
_ |
_ |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr. E, Fl. 3
Jacksonville,
FL 32246-6484 |
_ |
_ |
_ |
7.33% |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
_ |
_ |
_ |
20.20% |
_ |
_ |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds, 4th
Floor
499
Washington Blvd.
Jersey
City, NJ 07310-1995 |
_ |
_ |
_ |
_ |
_ |
6.13% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Attn:
Mutual Funds, 5th Floor
200
Liberty Street
One
World Financial Center
New
York, NY 10281-1003 |
6.69% |
_ |
_ |
8.70% |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.13% |
_ |
_ |
6.29% |
_ |
_ |
Reliance
Trust Co.
FBO
MassMutual Registered Product
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
_ |
_ |
_ |
_ |
_ |
62.23% |
*Owned
of record and beneficially |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
7.35% |
_ |
_ |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
IFB
Retirement Plan Pen. Pl.
dated
12/31/2013
FBO
Bruce Crockett
Attn:
Sheri Morris
P.O.
Box 4333
Houston,
TX 77210-4333 |
_ |
_ |
_ |
5.32% |
_ |
_ |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE
Suite
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Invesco
Conservative Allocation
Fund
Omnibus Account KGHO
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
5.25% |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
16.15% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
5.46% |
20.60% |
_ |
7.45% |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5 FL 4
Jersey
City, NJ 07310-2010 |
7.55% |
6.46% |
_ |
53.25% |
_ |
_ |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris,
France 75013 |
_ |
_ |
_ |
11.93% |
_ |
_ |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
23.62% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
6.30% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
13.32% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
35.28% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
14.18% |
19.90% |
_ |
9.92% |
_ |
_ |
*Owned
of record and
beneficially |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
American
Enterprise
Investment
Svc.
707
2nd Ave. South
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
15.57% |
_ |
_ | |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
_ |
7.77% | |
Great-West
Trust Co. LLC TTE
Recordkeeping
for Large Benefit
8525
E. Orchard Rd.
Greenwood
Village, CO 80111-5002 |
_ |
_ |
_ |
_ |
_ |
9.70% | |
Hartford
Life Insurance Co.
Separate
Account
Attn
UIT Operations
P.O.
Box 2999
Hartford,
CT 06104-2999 |
_ |
_ |
_ |
_ |
_ |
5.35% | |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ | |
Mass
Mutual Life Insurance Co. - 1
Separate
Investment A/C
1295
State St. MIP C105
Springfield,
MA 01111-0001 |
_ |
_ |
_ |
6.24% |
_ |
_ | |
Mass
Mutual Life Insurance Co. - 2
Separate
Investment A/C
1295
State St. MIP C105
Springfield,
MA 01111-0001 |
_ |
_ |
_ |
6.28% |
_ |
_ | |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr E Fl. 3
Jacksonville,
FL 32246-6484 |
_ |
_ |
_ |
5.56% |
_ |
_ | |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of its Customers
1
New York Plaza Fl. 12
New
York, NY 10004-1932 |
_ |
_ |
_ |
5.85% |
_ |
_ | |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th
Floor
New
York, NY 10281-1003 |
6.98% |
5.50% |
_ |
12.47% |
_ |
10.72% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.15% |
7.03% |
_ |
9.93% |
_ |
_ | |
Raymond
James
Omnibus
for Mutual Funds
House
A/C Firm
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
_ |
_ |
_ |
7.33% |
_ |
_ | |
Reliance
Trust Co.
FBO
MassMutual Registered Product
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
_ |
_ |
_ |
_ |
_ |
18.74% | |
Reliance
Trust Co. FBO
MM
RPC Inc. 3365 FOF
P.O.
78446
Atlanta,
GA 30357-2446 |
_ |
_ |
_ |
_ |
_ |
13.18% |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares | |
Special
Custody A/C
EBOC
UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
7.15% |
_ |
_ | |
State
Street Bank & Trust
As
Tr. & Cus.
FBO
ADP Access
1
Lincoln St.
Boston,
MA 02111-2900 |
_ |
_ |
5.46% |
_ |
_ |
_ | |
TD
Ameritrade, Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
_ |
_ |
_ |
_ |
_ |
5.77% |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
5940
StyleAnn-Sofi Maycher
Brielle,
NJ |
_ |
_ |
16.32% |
_ |
_ |
_ |
American
Enterprise Investment Service
707
2nd
Avenue S.
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
16.95% |
|
|
Ascensus
Trustco
FBO
P West Co Inc.
dba
Custom Building
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
_ |
_ |
_ |
12.93% |
Charles
Schwab & Co. Inc.
Special
Custody Account for the
Benefit
of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
80.57% |
_ |
_ |
17.74% |
_ |
_ |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
16.27% |
_ |
100.00%* |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
69.89% |
_ |
5.22% |
_ |
_ |
Marcmon
Realty Group Inc.
Reggie
Ray
Chattahoochee
Hills, GA 30268-1844 |
_ |
_ |
15.46% |
_ |
_ |
_ |
Martin
L. Flanagan and
Jennifer
D. Flanagan TTEES
Atlanta,
GA |
_ |
_ |
_ |
7.46% |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
_ |
15.11% |
_ |
_ |
_ |
_ |
Mountain
Stream Consulting Inc.
Craig
S. Tanikawa
Sacramento,
CA |
_ |
_ |
36.16% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010 |
_ |
_ |
_ |
28.27% |
_ |
86.29% |
Patty
Mendoza Hairstylist
Parastou
Mendoza
Rancho
Santa Margarita, CA |
_ |
_ |
10.94% |
_ |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.14% |
_ |
_ |
_ |
_ |
_ |
Wells
Fargo Bank NA
FBO
Melville Charitable Trust Inc MF
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
|
|
|
13.49% |
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trustco
FBO
Gastroenterology Spec of SW FL PA 401K
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
_ |
_ |
36.98% |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
10.17% |
_ |
_ |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
_ |
5.14% |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
54.77% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
19.62% |
_ |
ITC
Cust. SEP IRA
Joseph
C. Bradley FBO
Joseph
C. Bradley
Ft.
Myers Beach, FL |
_ |
6.31% |
_ |
_ |
_ |
Juliet
S. Ellis
Houston,
TX |
_ |
_ |
5.74% |
_ |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
8.60% |
_ |
_ |
_ |
Mid
Atlantic Trustco
FBO
Spectral Evolution 401K PL
1251
Waterfront Place, Suite 525
Pittsburgh,
PA 15222-4228 |
_ |
_ |
_ |
80.32% |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5 FL 4
Jersey
City, NJ 07310-2010 |
9.02% |
10.27% |
18.92% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris,
FRANCE 75013 |
_ |
_ |
11.32% |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.77% |
9.85% |
5.94% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
6.25% |
8.55% |
_ |
_ |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec,
Cdy. A/C Excl. Ben. Customer UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
6.02% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
6.11% |
_ |
16.59% |
_ |
_ |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class |
Class
R6 Shares | |
BNY
Mellon Investment Servicing Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
5.94% |
_ |
_ |
_ |
_ |
_ | |
Charles
Schwab & Co. Inc. 1
Special
Custody Acct. FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
6.89% |
11.61% |
_ | |
Charles
Schwab & Co. Inc. 2
Special
Custody Acct. FBO
Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
7.39% |
_ |
_ | |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit
of
Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
_ |
_ |
_ |
_ |
_ |
6.57% | |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
San
Diego, CA 92121-3091 |
_ |
_ |
_ |
5.11% |
_ |
_ | |
Matrix
Trust Company as Agent for
Advisor
Trust, Inc.
717
17th
St. Ste. 1300
Denver,
CO 80202-3304 |
_ |
_ |
_ |
_ |
_ |
11.64% |
Name
and Address
of
Principal Holder |
|
|
Percentage
Owned of Record | ||||
|
Class
A Shares |
Class
C Shares |
Class
R
Shares |
Class
Y Shares |
Investor
Class |
Class
R6 Shares | |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
13.67% |
_ |
_ |
12.48% |
_ |
_ | |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd FL 5 FL 4
Jersey
City, NJ 07310-2010 |
6.53% |
5.15% |
_ |
10.52% |
6.91% |
75.60% | |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.56% |
15.53% |
|
11.15% |
|
| |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102 |
_ |
_ |
_ |
9.30% |
_ |
_ | |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl Ben Cust UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
5.19% |
_ |
_ | |
Wells
Fargo Clearing Services LLC
Special
Custody A/C for the
Exclusive
Benefit of Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
5.32% |
_ |
_ |
5.91% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise
Investment
Service
707
2nd Avenue South
Minneapolis,
MN 55402-2405 |
_ |
_ |
_ |
6.90% |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
_ |
_ |
5.19% |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
P.O.
Box 2999
Hartford,
CT 06104-2999 |
_ |
_ |
27.62% |
_ |
_ |
_ |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Invesco
Conservative Allocation
Fund
Omnibus Account KGHO
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
5.44% |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E., FL 3
Jacksonville,
FL 32246-6484 |
6.80% |
_ |
_ |
6.73% |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
5.77% |
_ |
_ |
10.06% |
_ |
_ |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003 |
9.46% |
6.96% |
_ |
15.30% |
_ |
11.03% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
12.43% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
13.41% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
6.87% |
7.73% |
_ |
9.64% |
_ |
_ |
Special
Custody A/C EBOC UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
6.10% |
_ |
12.14% |
_ |
_ |
Voya
Institutional Trust Co.
Attn:
Fund Operations
1
Orange Way
Windsor,
CT 06095-4773 |
_ |
_ |
12.01% |
_ |
_ |
_ |
Wells
Fargo Bank NA FBO
Omnibus
Account
Reinvest/Reinves
P.O.
Box 1533
Minneapolis,
MN 55480-1533 |
_ |
_ |
_ |
_ |
_ |
13.55% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
5.54% |
13.70% |
_ |
11.56% |
_ |
_ |
*Owned
of record and beneficially |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
18.33% |
6.84% |
_ |
_ |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
5.66% |
_ |
_ |
_ |
_ |
_ |
Dorothy
R. Miller
John
K. Miller
Silver
Spring, MD |
_ |
_ |
5.78% |
_ |
_ |
_ |
Elm
Consulting
Elaine
Muise
South
Dartmouth, MA |
_ |
_ |
11.91% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Friendsight
LLC
Carrie
G. Friend
Monroe,
CT |
_ |
_ |
34.36% |
_ |
_ |
_ |
Friendsight
LLC
Joshua
Friend
Monroe
CT |
_ |
_ |
32.54% |
_ |
_ |
_ |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE
Suite
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
7.79% |
_ |
100.00%* |
_ |
Invesco
Growth Allocation Fund
Fund
Omnibus Account
11
Greenway Plz. Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
14.06% |
ITC
Cust SEP IRA
FBO
Joseph Cosenza
West
Seneca, NY |
_ |
15.92% |
_ |
_ |
_ |
_ |
ITC
Cust IRA R/O
FBO
James D. Grace
N.
Tonawanda, NY |
_ |
5.19% |
_ |
_ |
_ |
_ |
Jay
L. Epstein Advisor
West
Seneca, NY |
_ |
_ |
5.74% |
_ |
_ |
_ |
Merrill
Lynch Pierce Fenner & Smith
FBO
the Sole Benefit of Its Customers
Attn:
Fund Admin.
4800
Deer Lake Drive E, Floor 2
Jacksonville,
FL 32246-6484 |
_ |
6.77% |
_ |
_ |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
the Exclusive FBO Its Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
33.83% |
16.42% |
_ |
19.47% |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd FL 5 FL 4
Jersey
City, NJ 07310-2010 |
6.00% |
_ |
_ |
5.23% |
_ |
_ |
Natixis
c/o
Fund Solutions Dept.
47
Quai D’Austerlitz
Paris
FRANCE 75013 |
_ |
_ |
_ |
43.91% |
_ |
_ |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
30.98% |
Oppenheimer
Portfolio Series
Conservative
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
7.70% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
11.69% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Fund Treasury
6803
S. Tucson Way
Centennial,
CO 80112-3924 |
_ |
_ |
_ |
_ |
_ |
30.24% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
_ |
9.47% |
_ |
_ |
_ |
_ |
Scott
Edwin Wolle &
Victoria
Callaway Wolle
Atlanta,
GA |
_ |
_ |
_ |
16.24% |
_ |
_ |
UBS
WM USA
Omni
Account M/F
Attn:
Department Manager
Spec
Cdy A/C EBOC UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
7.22% |
_ |
_ |
_ |
_ |
*Owned
of record and beneficially |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Ave. S.
Minneapolis,
MN 55402-2405 |
_ |
12.10% |
_ |
15.01% |
|
_ |
Ascensus
Trust Company FBO
Food
Solutions Inc.
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
_ |
_ |
_ |
_ |
BNY
Mellon Investment
Servicing,
Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
_ |
_ |
_ |
_ |
_ |
_ |
Charles
Schwab & Co. Inc.
Special
Custody Acct. FBO Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
_ |
_ |
_ |
13.30% |
_ |
_ |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
P.O.
Box 2999
Hartford,
CT 06104-2999 |
_ |
_ |
33.66% |
_ |
_ |
_ |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
30.44% |
_ |
Invesco
Income Allocation Fund
Omnibus
Account
KGHS
11
Greenway Plaza, Ste. 2500
Houston,
TX 77046-1188 |
_ |
_ |
_ |
_ |
_ |
77.88% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
5.86% |
_ |
6.78% |
_ |
_ |
Mass
Mutual Life Insurance Co.
Separate
Investment A/C
1295
State St MIP M200-INVST
Springfield,
MA 01111-0001 |
_ |
_ |
6.72% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Matrix
Trustco TTEE
TRP
RPS Recordkeeper FBO
Office
of Chapter 13 401K
405
S. Main St., Ste. 600
Salt
Lake City, UT 84111-3408 |
_ |
_ |
_ |
_ |
69.56% |
_ |
Merrill
Lynch Pierce Fenner & Smith Inc.
4800
Deer Lake Dr E. Fl. 3
Jacksonville
FL 32246-6484 |
_ |
_ |
_ |
7.52% |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
_ |
5.71% |
_ |
13.75% |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5 Fl. 4
Jersey
City, NJ 07310-2010 |
6.69% |
6.92% |
_ |
7.54% |
_ |
6.38% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.50% |
10.97% |
_ |
9.65% |
_ |
_ |
Reliance
Trust Co. Cust.
FBO
MassMutual Omnibus PLL/SMF
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
_ |
_ |
6.15% |
_ |
_ |
_ |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec.
Cdy. A/C Excl. Ben. Customer
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
5.23% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
14.60% |
_ |
5.91% |
_ |
_ |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trust Company FBO
Lawrence
Duffy DMD PA 401(K) PS PLA
P.O.
Box 10758Fargo, ND |
_ |
_ |
5.14% |
_ |
|
_ |
Ascensus
Trust Company FBO
UIDC
401(K) Plan
P.O.
Box 10758
Fargo,
ND 58106-0758 |
_ |
_ |
11.25% |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
_ |
94.31% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste. 1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Koch-Alger
& Associates
David
Wayne Habeck
Arnold,
MD |
_ |
_ |
6.51% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
6.25% |
_ |
_ |
_ |
_ |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Fl. 12
New
York, NY 10004-1932 |
61.69% |
8.91% |
_ |
40.24% |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010 |
_ |
_ |
_ |
27.88% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
9.00% |
_ |
_ |
_ |
_ |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn:
Mutual Fund Ops. Manager
510
Marquette Ave. S.
Minneapolis,
MN 55402-1110 |
_ |
_ |
_ |
5.95% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
52.75% |
_ |
_ |
_ |
_ |
*Owned
of record and beneficially |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing, Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
12.47% |
_ |
_ |
_ |
_ |
_ |
Capital
Bank & Trustco
TTEE
F. Davis & Davis Acct. &
Heating
Inc. PSP
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
_ |
_ |
5.09% |
_ |
_ |
_ |
DCGT
Trustee & or Custodian
FBO
PLIC Various Retirement Plans
Omnibus
Attn:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50391-0001 |
_ |
_ |
_ |
_ |
5.54% |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
_ |
_ |
_ |
_ |
_ |
86.91% |
FIIOC
FBO
West
Herr Employees’ Retirement Plan
100
Magellan Way (KW1C)
Covington,
KY 41015-1987 |
_ |
_ |
_ |
_ |
25.18% |
_ |
Great-West
Trust Company LLC FBO
Employee
Benefits Clients 401K
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
_ |
_ |
8.20% |
_ |
_ |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Center
Brooklyn,
NY 11245-0001 |
_ |
_ |
_ |
_ |
_ |
6.79% |
John
Hancock Trust Company LLC
690
Canton St., Ste. 100
Westwood,
MA 02090-2324 |
_ |
_ |
_ |
_ |
6.48% |
_ |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
_ |
_ |
10.79% |
_ |
_ |
Matrix
Trust Company Trustee FBO
Eplan
Svcs. Group Trust
P.O.
Box 52129
Phoenix,
AZ 85072-2129 |
_ |
_ |
_ |
_ |
5.21% |
_ |
Merrill
Lynch Pierce Fenner & Smith
FBO
The Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd
Floor
Jacksonville,
FL 32246-6484 |
_ |
_ |
5.26% |
_ |
_ |
_ |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010 |
7.08% |
23.21% |
_ |
37.86% |
50.42% |
_ |
PAI
Trustco Inc.
Campbell
Shatley PLLC 401K PS P
1300
Enterprise Drive
De
Pere, WI 54115-4934 |
_ |
_ |
_ |
_ |
_ |
5.39% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
5.39% |
9.18% |
_ |
8.09% |
_ |
_ |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
_ |
5.16% |
_ |
5.31% |
_ |
_ |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
Attn:
Mutual Fund OPS Manager
510
Marquette Avenue S
Minneapolis,
MN 55402-1110 |
_ |
_ |
_ |
_ |
|
_ |
Reliance
Trust Co. Cust.
FBO
MassMutual Registered Product
P.O.
Box 78446
Atlanta,
GA 30357-2446 |
5.41% |
_ |
_ |
_ |
|
_ |
State
Street Bank and Trust as Cust.
FBO
ADP Access Product
1
Lincoln Stotech Ctr., Fl. 6
Boston,
MA 02111 |
_ |
_ |
6.27% |
_ |
_ |
_ |
UBS
WM USA
OMNI
Account M/F
Attn:
Department Manager
Spec
Cdy A/C Excl Ben Cust UBSFSI
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761 |
_ |
_ |
_ |
6.25% |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
5.88% |
_ |
_ |
_ |
_ |
|
Name
and Address
of
Principal Holder |
Percentage
Owned
of
Record |
|
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St., NE
Ste.
1800
Atlanta,
GA 30309-2499 |
29.91% |
Invesco
Peak Retirement 2025
c/o
Invesco JLAF
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
10.66% |
Invesco
Peak Retirement 2030
c/o
Invesco JLAG
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
18.75% |
Invesco
Peak Retirement 2035 Fund
c/o
Invesco JLAH
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
9.57% |
Invesco
Peak Retirement 2040 Fund
c/o
Invesco JLAI
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
10.99% |
Invesco
Peak Retirement 2045 Fund
c/o
Invesco JLAJ
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
5.30% |
Invesco
Peak Retirement 2050 Fund
c/o
Invesco JLAL
11
Greenway Plaza, Floor 16
Houston,
TX 77046-1100 |
6.15% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd Avenue S.
Minneapolis,
MN 55402-2405 |
_ |
5.75% |
_ |
29.34% |
_ |
_ |
BNY
Mellon Investment Servicing, Inc.
FBO
Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212 |
7.57% |
_ |
_ |
_ |
_ |
_ |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710 |
9.17% |
_ |
_ |
_ |
_ |
_ |
FIIOC
401k
FBO
SPRI Ltd.
100
Magellan Way
Covington,
KY 41015-1987 |
_ |
_ |
_ |
_ |
_ |
8.29% |
Great-West
Trust Company LLC FBO
Employee
Benefits Clients 401K
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002 |
_ |
_ |
_ |
_ |
_ |
41.95% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St., NE
Ste.
1800
Atlanta,
GA 30309-2499 |
_ |
_ |
_ |
_ |
100.00%* |
_ |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091 |
_ |
19.79% |
_ |
14.27% |
_ |
_ |
Maureen
K. Wolfson, TTEE
Equitable
Life for Separate Acct.
on
Behalf of Various 401K ExpeditorKen Butka –
EquitableSecaucus,
NJ |
_ |
_ |
_ |
_ |
_ |
47.69% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5 FL 4
Jersey
City, NJ 07310-2010 |
7.49% |
_ |
_ |
16.36% |
_ |
_ |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
7.39% |
14.83% |
_ |
21.11% |
_ |
_ |
TD
Ameritrade Inc.
FBO
Our Customers
P.O.
Box 2226
Omaha,
NE 68103-2226 |
5.36% |
_ |
_ |
_ |
_ |
_ |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
_ |
18.60% |
_ |
8.92% |
_ |
_ |
*Owned
of record and beneficially |
|
October
31, 2020 |
October
31, 2019 |
October
31, 2018 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
Balanced-Risk
Allocation
Fund |
$24,697,556 |
$(1,569,336) |
$23,128,220 |
$
30,401,995 |
$(1,848,239) |
$28,553,756 |
$40,453,781 |
$
(2,807,668) |
$37,646,113 |
Invesco
Balanced-Risk
Commodity
Strategy
Fund |
7,912,530 |
(2,673,070 |
5,239,460 |
13,670,807 |
(3,405,397) |
10,265,410 |
11,172,844 |
(955,810) |
10,217,034 |
Invesco
Discovery Mid
Cap
Growth Fund |
21,748,552 |
(42,494) |
21,706,058 |
9,313,254 |
N/A |
N/A |
7,699,695 |
N/A |
N/A |
Invesco
Emerging
Markets
All Cap Fund |
18,781,874 |
(174,649) |
18,607,225 |
19,216,323 |
(121,653) |
19,094,670 |
26,890,493 |
(368,990) |
26,521,503 |
Invesco
Emerging
Markets
Select Equity
Fund |
731,457 |
(300,337) |
431,120 |
601,579 |
(354,524) |
247,055 |
572,218 |
(421,766) |
150,452 |
Invesco
Endeavor
Fund |
922,042 |
(3,917) |
918,125 |
1,279,421 |
(11,541) |
1,267,880 |
1,748,150 |
(39,573) |
1,708,577 |
Invesco
Fundamental
Alternatives
Fund |
7,083,653 |
(331,279) |
6,752,374 |
9,133,454 |
N/A |
N/A |
10,597,108 |
N/A |
N/A |
Invesco
Global
Allocation
Fund |
9,850,055 |
(1,468,667) |
8,381,388 |
11,013,104 |
N/A |
N/A |
12,952,620 |
N/A |
N/A |
Invesco
Global
Infrastructure
Fund |
537,841 |
(141,232) |
396,609 |
164,107 |
(164,107) |
0 |
184,004 |
(184,004) |
0 |
Invesco
Global
Targeted
Returns Fund |
627,029 |
(627,029) |
0 |
814,998 |
(814,998) |
0 |
1,461,340 |
(1,461,340) |
0 |
Invesco
Greater China
Fund |
720,804 |
(4,488) |
716,316 |
753,899 |
(2,070) |
751,829 |
907,678 |
(1,508) |
906,170 |
Invesco
Health Care
Fund |
8,928,825 |
(44,976) |
8,883,849 |
8,398,173 |
(40,246) |
8,357,927 |
8,620,247 |
(54,601) |
8,565,646 |
Invesco
Macro
Allocation
Strategy
Fund |
700,615 |
(289,645) |
410,970 |
408,695 |
(278,105) |
130,590 |
479,907 |
(332,611) |
147,296 |
Invesco
Multi-Asset
Income
Fund |
6,608,964 |
(1,452,012) |
5,156,952 |
3,058,241 |
(722,782) |
2,335,459 |
3,081,040 |
(872,035) |
2,209,005 |
Invesco
Pacific Growth
Fund |
676,220 |
(2,323) |
673,897 |
719,295 |
(1,081) |
718,214 |
1,008,958 |
(2,620) |
1,006,338 |
Invesco
Select
Companies
Fund |
2,311,887 |
(6,010) |
2,305,877 |
2,768,415 |
(17,879) |
2,750,536 |
3,405,418 |
(41,184) |
3,364,234 |
Invesco
U.S. Managed
Volatility
Fund |
10,750 |
(10,750) |
0 |
6,543 |
(6,543) |
0 |
5,099 |
(5,099) |
0 |
Invesco
World Bond
Factor
Fund |
109,835 |
(109,835) |
0 |
163,044 |
(163,044) |
0 |
192,045 |
(192,045) |
0 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | ||
|
October
31, 2020 |
10
Month
Ended
October
31,
2019 |
December
31,
2018 |
December
31,
2017 | ||
Invesco
Core Bond Fund* |
$6,608,748 |
$(1,091,438) |
$5,517,310 |
$5,915,853 |
$7,263,095 |
$6,641,022 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | |||
|
October
31, 2020 |
2
Month
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
August
31,
2017 | ||
Invesco
Developing Markets Fund** |
$301,999,959 |
$(997,005) |
$301,002,954 |
$51,784,757 |
$298,769,275 |
$304,907,031 |
$246,686,894 |
Invesco
Emerging Markets Innovators Fund** |
6,134,786 |
(49,154) |
6,085,632 |
1,150,829 |
6,794,792 |
5,276,579 |
2,943,483 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid | |||
|
October
31, 2020 |
5
Month
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 |
May
31,
2017 | ||
Invesco
Emerging Markets Local Debt Fund*** |
$1,366,697 |
$(205,828) |
$1,160,869 |
$659,340 |
$1,560,861 |
$1,456,349 |
$1,560,861 |
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
|
Management
Fees Paid | |||
|
October
31, 2020 |
One
Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 |
September
30,
2017 | |||
Invesco
Global Strategic Income Fund**** |
$16,230,331 |
$(396,612) |
$15,833,719 |
|
$1,586,287 |
$19,409,801 |
$22,827,399 |
$25,530,576 |
Invesco
International Bond Fund**** |
17,017,424 |
(838,072) |
16,179,352 |
|
1,715,049 |
25,410,396 |
30,384,364 |
29,296,072 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Balanced-Risk Allocation Fund | ||
|
Mark
Ahnrud |
Over
$1,000,000 |
|
Chris
Devine |
$500,001
- $1,000,000 |
|
Scott
Hixon |
Over
$1,000,000 |
|
Christian
Ulrich |
$500,001
- $1,000,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
|
|
Invesco
Balanced-Risk Commodity Strategy Fund | ||
|
Mark
Ahnrud |
$100,001
- $500,000 |
|
Chris
Devine |
$100,001
- $500,000 |
|
Scott
Hixon |
$100,001
- $500,000 |
|
Christian
Ulrich |
$100,001
- $500,000 |
|
Scott
Wolle |
$500,001
- $1,000,000 |
|
|
|
|
|
|
Invesco
Core Bond Fund | ||
|
Michael
Hyman |
None |
|
Matthew
Brill |
None |
|
Todd
Schomberg |
None |
|
|
|
Invesco
Developing Markets Fund | ||
|
Justin
Leverenz |
Over
$1,000,000 |
|
|
|
Invesco
Discovery Mid Cap Growth Fund | ||
|
Ronald
Zibelli, Jr. |
Over
$1,000,000 |
|
Justin
Livengood |
$500,001
- $1,000,000 |
|
|
|
Invesco
Emerging Markets All Cap Fund | ||
|
Steve
Cao |
Over
$1,000,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
Borge
Endresen |
Over
$1,000,000 |
|
Brent
Bates |
Over
$1,000,000 |
|
Mark
Jason |
$100,001
- $500,000 |
|
|
|
Invesco
Emerging Markets Innovators Fund | ||
|
Justin
Leverenz |
Over
$1,000,000 |
|
|
|
Invesco
Emerging Markets Local Debt Fund | ||
|
Hemant
Baijal |
$100,001
- $500,000 |
|
Wim
Vandenhoeck |
$100,001
- $500,000 |
|
|
|
Invesco
Emerging Markets Select Equity Fund | ||
|
Jeff
Feng1 |
$100,001
- $500,000 |
|
|
|
Invesco
Endeavor Fund | ||
|
Belinda
Cavazos |
None |
|
|
|
Invesco
Fundamental Alternatives Fund | ||
|
Chris
Devine |
None |
|
Tarun
Gupta |
None |
|
Scott
Hixon |
None |
|
Jay
Raol |
None |
|
Scott
Wolle |
None |
|
|
|
Invesco
Global Allocation Fund | ||
|
Alessio
de Longis |
$100,001
- $500,000 |
|
Duy
Nguyen |
None |
|
|
|
Invesco
Global Infrastructure Fund | ||
|
Mark
Blackburn |
$100,001
- $500,000 |
|
James
Cowen1 |
None |
|
Paul
Curbo2 |
$10,001
- $50,000 |
|
Grant
Jackson |
$1
- $10,000 |
|
Joe
Rodriguez, Jr. |
$100,001
- $500,000 |
|
Darin
Turner |
$50,001
- $100,000 |
|
Ping-Ying
Wang |
$1
- $10,000 |
|
|
|
Invesco
Global Strategic Income Fund | ||
|
Hemant
Baijal |
$100,001
- $500,000 |
|
Christopher
(Chris) Kelly |
$100,001
- $500,000 |
|
|
|
Invesco
Global Targeted Returns Fund | ||
|
Richard
Batty1 |
None |
|
Sebastian
Mackay1 |
None |
|
David
Millar1 |
None |
|
Gwilym
Satchell1 |
None |
|
Danielle
Singer |
$100,001
- $500,000 |
|
|
|
Invesco
Greater China Fund | ||
|
Mike
Shaio1 |
None |
|
|
|
|
|
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Health Care Fund | ||
|
Justin
Livengood3 |
None |
|
Henry
Wu |
$100,001
- $500,000 |
|
|
|
Invesco
International Bond Fund | ||
|
Hemant
Baijal |
$500,001
- $1,000,000 |
|
Christopher
(Chris) Kelly |
$100,001
- $500,000 |
|
Wim
Vandenhoeck |
$100,001
- $500,000 |
|
|
|
Invesco
Macro Allocation Strategy Fund | ||
|
Mark
Ahnrud |
$100,001
- $500,000 |
|
Chris
Devine |
$100,001
- $500,000 |
|
Scott
Hixon |
$500,001
- $1,000,000 |
|
Christian
Ulrich |
$100,001
- $500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
|
|
Invesco
Multi-Asset Income Fund | ||
|
Mark
Ahnrud |
$100,001
- $500,000 |
|
John
Burrello |
$100,001
- $500,000 |
|
Chris
Devine |
$100,001
- $500,000 |
|
Scott
Hixon |
$500,001
- $1,000,000 |
|
Peter
Hubbard |
None |
|
Christian
Ulrich |
$100,001
- $500,000 |
|
Scott
Wolle |
Over
$1,000,000 |
|
|
|
Invesco
Pacific Growth Fund | ||
|
Mike
Shaio1 |
None |
|
|
|
Invesco
Select Companies Fund | ||
|
Joy
Budzinski |
None |
|
Magnus
Krantz |
None |
|
Kristin
Ketner Pak |
None |
|
Adam
Weiner |
None |
|
Raman
Vardharaj |
None |
|
Matthew
P. Ziehl |
None |
|
|
|
Invesco
U.S. Managed Volatility Fund | ||
|
Jacob
Borbidge |
None |
|
Alessio
de Longis4 |
None |
|
David
Hemming |
None |
|
Duy
Nguyen |
None |
|
Ted
Samulowitz |
None |
|
|
|
Invesco
World Bond Factor Fund | ||
|
Noelle
Corum |
$1
- $10,000 |
|
James
Ong |
$10,001
- $50,000 |
|
Jay
Raol |
$10,001
- $50,000 |
|
Sash
Sarangi |
$1
- $10,000 |
|
|
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
1.
The Portfolio Manager is not domiciled in the United States. Accordingly,
the portfolio manager may not invest in the
Fund. |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Balanced Risk Allocation Fund | ||||||
Mark
Ahnrud |
12 |
$5,107.3 |
16 |
$2,011.0 |
None |
None |
Chris
Devine |
13 |
$5,874.3 |
16 |
$2,011.0 |
None |
None |
Scott
Hixon |
13 |
$5,874.3 |
16 |
$2,011.0 |
None |
None |
Christian
Ulrich |
12 |
$5,107.3 |
16 |
$2,011.0 |
None |
None |
Scott
Wolle |
13 |
$5,874.3 |
21 |
$5,328.3 |
None |
None |
|
|
|
|
|
|
|
Invesco
Balanced-Risk Commodity Strategy Fund | ||||||
Mark
Ahnrud |
12 |
$6,893.2 |
16 |
$2,011.0 |
None |
None |
Chris
Devine |
13 |
$7,660.2 |
16 |
$2,011.0 |
None |
None |
Scott
Hixon |
13 |
$7,660.2 |
16 |
$2,011.0 |
None |
None |
Christian
Ulrich |
12 |
$6,893.2 |
16 |
$2,011.0 |
None |
None |
Scott
Wolle |
13 |
$7,660.2 |
21 |
$5,328.3 |
None |
None |
|
|
|
|
|
|
|
Invesco
Core Bond Fund | ||||||
Michael
Hyman |
8 |
$12,061.5 |
18 |
$5,042.3 |
None |
None |
Matthew
Brill |
7 |
$11,874.6 |
17 |
$5,449.9 |
None |
None |
Todd
Schomberg |
8 |
$11,237.2 |
15 |
$4,840.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
Developing Markets Fund | ||||||
Justin
Leverenz |
5 |
$2,231.1 |
10 |
$6,763.3 |
2 |
$325.9 |
|
|
|
|
|
|
|
Invesco
Discovery Mid Cap Growth Fund | ||||||
Ronald
Zibelli, Jr. |
5 |
$4,895.3 |
2 |
$130.2 |
None |
None |
Justin
Livengood |
1 |
$1,016.2 |
1 |
$50.6 |
None |
None |
|
|
|
|
|
|
|
Invesco
Emerging Markets All Cap Fund | ||||||
Steve
Cao |
2 |
$934.4 |
3 |
$631.3 |
None |
None |
Borge
Endresen |
3 |
$1,367.5 |
1 |
$42.0 |
None |
None |
Brent
Bates |
6 |
$6,705.5 |
3 |
$1,934.0 |
4,6375 |
$2,140.05 |
Mark
Jason |
7 |
$7,517.8 |
4 |
$2,008.2 |
4,6375 |
$2,140.05 |
|
|
|
|
|
|
|
Invesco
Emerging Markets Innovators Fund | ||||||
Justin
Leverenz |
5 |
$42,127.8 |
10 |
$6,763.4 |
2 |
$325.9 |
|
|
|
|
|
|
|
Invesco
Emerging Markets Local Debt Fund | ||||||
Hemant
Baijal |
3 |
$6,302.8 |
4 |
$996.6 |
None |
None |
Wim
Vandenhoeck |
1 |
$2,648.9 |
2 |
$725.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
Emerging Markets Select Equity Fund | ||||||
Jeff
Feng |
1 |
$213.1 |
14 |
$7,508.5 |
105 |
$1.45 |
|
|
|
|
|
|
|
Invesco
Endeavor Fund | ||||||
Belinda
Cavazos |
3 |
$5,144.8 |
None |
None |
535 |
$12.95 |
|
|
|
|
|
|
|
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Invesco
Fundamental Alternatives Fund | ||||||
Chris
Devine |
13 |
$7,498.5 |
16 |
$2,011.0 |
None |
None |
Tarun
Gupta |
3 |
$243.3 |
None |
None |
None |
None |
Scott
Hixon |
13 |
$7,498.5 |
16 |
$2,011.0 |
None |
None |
Jay
Raol |
3 |
$274.2 |
None |
None |
None |
None |
Scott
Wolle |
13 |
$7,498.5 |
21 |
$5,328.3 |
None |
None |
Chris
Devine |
13 |
$7,498.5 |
16 |
$2,011.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
Global Allocation Fund | ||||||
Alessio
de Longis |
1 |
$2,117.2 |
1 |
$11.3 |
None |
None |
Duy
Nguyen |
27 |
$9,048.2 |
8 |
$390.7 |
8,5925 |
$556.45 |
|
|
|
|
|
|
|
Invesco
Global Infrastructure Fund | ||||||
Mark
Blackburn |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
James
Cowen |
9 |
$4,310.4 |
3 |
$961.9 |
27 |
$6,596.4 |
Paul
Curbo2 |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
Grant
Jackson |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
Joe
Rodriguez, Jr. |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
Darin
Turner |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
Ping-Ying
Wang |
10 |
$4,388.7 |
3 |
$961.9 |
27 |
$6,596.4 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Invesco
Global Strategic Income Fund | ||||||
Hemant
Baijal |
3 |
$3,777.6 |
4 |
$995.6 |
None |
None |
Christopher
(Chris) Kelly |
2 |
$3,633.6 |
1 |
$114.3 |
None |
None |
|
|
|
|
|
|
|
Invesco
Global Targeted Returns Fund | ||||||
Richard
Batty |
None |
None |
10 |
$12,293.5 |
1 |
$3,154.6 |
Sebastian
Mackay |
None |
None |
5 |
$12,260.8 |
1 |
$3,154.6 |
David
Millar |
None |
None |
5 |
$12,260.8 |
1 |
$3,154.6 |
Gwilym
Satchell |
None |
None |
5 |
$12,260.8 |
1 |
$3,154.6 |
Danielle
Singer |
2 |
$607.2 |
None |
None |
None |
None |
|
|
|
|
|
|
|
Invesco
Greater China Fund | ||||||
Mike
Shiao |
1 |
$81.0 |
5 |
$3,637.0 |
4 |
$1,455.0 |
|
|
|
|
|
|
|
Invesco
Health Care Fund | ||||||
Justin
Livengood3 |
3 |
$7,878.1 |
2 |
$437.1 |
None |
None |
Henry
Wu |
1 |
$205.9 |
2 |
$671.9 |
None |
None |
|
|
|
|
|
|
|
Invesco
International Bond Fund | ||||||
Hemant
Baijal |
3 |
$3,797.8 |
3 |
$995.6 |
None |
None |
Christopher
(Chris) Kelly |
2 |
$3,653.8 |
1 |
$114.3 |
None |
None |
Wim
Vandenhoeck |
1 |
$144.0 |
2 |
$725.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
Macro Allocation Fund | ||||||
Mark
Ahnrud |
12 |
$7,313.8 |
16 |
$2,011.0 |
None |
None |
Chris
Devine |
13 |
$8,080.8 |
16 |
$2,011.0 |
None |
None |
Scott
Hixon |
13 |
$8,080.8 |
16 |
$2,011.0 |
None |
None |
Christian
Ulrich |
12 |
$7,313.8 |
16 |
$2,011.0 |
None |
None |
Scott
Wolle |
13 |
$8,080.8 |
21 |
$5,328.3 |
None |
None |
|
|
|
|
|
|
|
Invesco
Multi-Asset Income Fund | ||||||
Mark
Ahnrud |
12 |
$5,605.9 |
16 |
$2,011.0 |
None |
None |
John
Burrello |
1 |
$17.5 |
None |
None |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
Chris
Devine |
13 |
$6,372.9 |
16 |
$2,011.0 |
None |
None |
Scott
Hixon |
13 |
$6,372.9 |
16 |
$2,011.0 |
None |
None |
Peter
Hubbard |
206 |
$113,877.4 |
81 |
$168,978.6 |
1 |
$552.3 |
Christian
Ulrich |
12 |
$5,605.9 |
16 |
$2,011.0 |
None |
None |
Scott
Wolle |
13 |
$6,372.9 |
21 |
$5,328.3 |
None |
None |
|
|
|
|
|
|
|
Invesco
Pacific Growth Fund | ||||||
Mike
Shiao |
1 |
$90.0 |
5 |
$3,637 |
4 |
$1,455 |
|
|
|
|
|
|
|
Invesco
Select Companies Fund | ||||||
Joy
Budzinski |
7 |
$5,619.3 |
1 |
$93.7 |
54 |
$49.9 |
Kristin
Ketner Pak |
6 |
$4,519.2 |
1 |
$93.7 |
54 |
$49.9 |
Magnus
Krantz |
8 |
$5,807.2 |
1 |
$93.7 |
54 |
$49.9 |
Raman
Vardharaj |
7 |
$7,081.9 |
1 |
$93.7 |
54 |
$49.9 |
Adam
Weiner |
6 |
$4,519.2 |
1 |
$93.7 |
54 |
$49.9 |
Matthew
Ziehl |
6 |
$4,519.2 |
1 |
$93.7 |
54 |
$49.9 |
|
|
|
|
|
|
|
Invesco
U.S. Managed Volatility Fund | ||||||
Jacob
Borbidge |
27 |
$10,494.6 |
None |
None |
8,5925 |
$556.45 |
Alessio
de Longis4 |
2 |
$3,782.3 |
1 |
$8.6 |
None |
None |
David
Hemming |
3 |
$2,743.2 |
11 |
$2,980.1 |
None |
None |
Duy
Nguyen |
27 |
$10,255.8 |
8 |
$390.7 |
8,5925 |
$556.45 |
Ted
Samulowitz |
3 |
$2,743.2 |
11 |
$2,980.1 |
None |
None |
|
|
|
|
|
|
|
Invesco
World Bond Factor Fund | ||||||
Noelle
Corum |
3 |
$677.6 |
None |
None |
None |
None |
James
Ong |
2 |
$233.7 |
None |
None |
None |
None |
Jay
Raol |
3 |
$1,000.6 |
None |
None |
None |
None |
Sash
Sarangi |
2 |
$233.7 |
None |
None |
None |
None |
|
|
|
|
|
|
|
Sub-Adviser |
Performance
time period6 |
Invesco7 |
One-,
Three- and Five-year performance against Fund peer
group
|
Invesco
Deutschland | |
Invesco
Hong Kong7 | |
Invesco
Asset Management
| |
Invesco
India | |
Invesco
Listed Real Assets Division7 | |
Invesco
Senior Secured7,
8 |
Not
applicable |
Invesco
Capital7,
9 | |
Invesco
Canada7 |
One-year
performance against Fund peer group and three- and
five-year
performance against entire universe of Canadian
funds |
Invesco
Japan10 |
One-,
Three- and Five-year performance |
| |
6
Rolling time periods based on calendar year-end. | |
7
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
8
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
9
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. | |
10
Portfolio Managers for Invesco Pacific Growth Fund’s compensation is based
on the one-, three- and five-year performance against
the
appropriate Micropol
benchmark. |
Fund
Name |
2020 |
2019 |
2018 |
Invesco
Balanced-Risk Allocation Fund |
$412,676 |
$496,863 |
$615,220 |
Invesco
Balanced-Risk Commodity Strategy Fund |
124,476 |
217,628 |
279,436 |
Invesco
Discovery Mid Cap Growth Fund |
512,984 |
9,313,254 |
7,699,695 |
Invesco
Emerging Markets All Cap Fund |
300,877 |
332,980 |
563,987 |
Invesco
Emerging Markets Select Equity Fund |
10,945 |
16,135 |
50,000 |
Invesco
Endeavor Fund |
18,304 |
28,376 |
80,162 |
Invesco
Fundamental Alternatives Fund |
122,522 |
59,979 |
N/A |
Invesco
Global Allocation Fund |
183,321 |
82,825 |
N/A |
Invesco
Global Infrastructure Fund |
8,242 |
10,667 |
50,000 |
Invesco
Global Targeted Returns Fund |
9,392 |
16,699 |
50,000 |
Invesco
Greater China Fund |
10,935 |
17,917 |
50,000 |
Invesco
Health Care Fund |
199,807 |
211,969 |
337,766 |
Invesco
Macro Allocation Strategy Fund |
3,178 |
12,626 |
50,000 |
Invesco
Multi-Asset Income Fund |
218,436 |
100,487 |
169,698 |
Invesco
Pacific Growth Fund |
10,774 |
17,979 |
50,000 |
Invesco
Select Companies Fund |
45,540 |
62,676 |
132,304 |
Invesco
U.S. Managed Volatility Fund |
1,480 |
9,144 |
43,562 |
Invesco
World Bond Factor Fund |
3,961 |
11,326 |
50,000 |
Fund
Name |
October
31, 2020 |
Ten-Months
Ended
October
31, 2019 |
Invesco
Core Bond Fund* |
$282,207 |
$130,134 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was December
31. |
Fund
Name |
October
31, 2020 |
Two-Months
Ended
October
31, 2019 |
August
31, 2019 |
Invesco
Developing Markets Fund** |
$5,763,133 |
$985,173 |
$1,517,342 |
Invesco
Emerging Markets Innovators Fund** |
78,143 |
14,687 |
7,190 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was August
31. |
Fund
Name |
October
31, 2020 |
Five-Month
Ended
October
31, 2019 |
May
31, 2019 |
Invesco
Emerging Markets Local Debt Fund** |
$28,799 |
$13,649 |
$322 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was May
31. |
Fund
Name |
October
31, 2020 |
One
Month Ended
October
31, 2019 |
September
30, 2019 |
Invesco
Global Strategic Income Fund** |
$428,554 |
$40,330 |
$168,022 |
Invesco
International Bond Fund** |
451,830 |
44,934 |
208,988 |
*Prior
to October 31, 2019, the fiscal year end of the Fund was September
30. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid1 |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2020 |
2019 |
2018 |
2020 |
2019 |
2018 |
2020 |
2020 | |
Invesco
Balanced-Risk Allocation Fund |
$429,809 |
$1,045,216 |
$1,304,827 |
$429,809 |
$0 |
$0 |
0% |
0% |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
3,650 |
2,200 |
0 |
0 |
0 |
0% |
0% |
Invesco
Discovery Mid Cap Growth Fund |
1,403,051 |
765,475 |
887,793 |
6,665 |
0 |
0 |
0.48% |
0.57% |
Invesco
Emerging Markets All Cap Fund |
2,223,374 |
1,411,107 |
3,038,481 |
0 |
0 |
4 |
0% |
0% |
Invesco
Emerging Markets Select Equity Fund |
85,644 |
88,429 |
220,252 |
0 |
0 |
0 |
0% |
0% |
Invesco
Endeavor Fund |
106,432 |
59,665 |
139,221 |
233 |
14 |
34 |
0.22% |
0.54% |
Invesco
Fundamental Alternatives Fund |
1,539,131 |
2,476,987 |
1,608,292 |
3,787 |
0 |
0 |
0.25% |
0.12% |
Invesco
Global Allocation Fund |
674,237 |
844,871 |
1,634,435 |
381 |
0 |
0 |
0.06% |
0.02% |
Invesco
Global Infrastructure Fund |
0 |
14,215 |
16,577 |
0 |
0 |
0 |
0% |
0% |
Invesco
Global Targeted Returns Fund |
13,109 |
53,786 |
38,369 |
0 |
0 |
0 |
0% |
0% |
Invesco
Greater China Fund |
62,253 |
128,384 |
111,062 |
0 |
0 |
0 |
0% |
0% |
Invesco
Health Care Fund |
359,270 |
300,708 |
755,841 |
0 |
3,801 |
13,359 |
0% |
0% |
Invesco
Macro Allocation Strategy Fund |
26,671 |
17,403 |
14,349 |
0 |
0 |
0 |
0% |
0% |
Invesco
Multi-Asset Income Fund |
121,495 |
230,544 |
274,806 |
0 |
0 |
0 |
0% |
0% |
Invesco
Pacific Growth Fund |
0 |
153,089 |
143,362 |
0 |
0 |
0 |
0% |
0% |
Invesco
Select Companies Fund |
385,582 |
206,339 |
140,844 |
1,705 |
148 |
13 |
0.45% |
0.40% |
Invesco
U.S. Managed Volatility Fund |
1,928 |
744 |
1,035 |
19 |
57 |
N/A |
1.00% |
0.20% |
Invesco
World Bond Factor Fund |
7,984 |
0 |
4,159 |
0 |
0 |
0 |
0% |
0% |
|
|
|
|
|
|
|
0% |
0% |
1
Disclosure regarding brokerage commissions is limited to commissions paid
on agency trades and designated as such on the trade
confirm. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31,
2020 |
11-Month
Period
Ended
October
31,
2020 |
December
31,
2018 |
October
31,
2020 |
2020 |
2020 | |
Invesco
Core Bond Fund** |
$113,113 |
$155,006 |
$177,176 |
$0 |
0% |
0% | |
|
| ||||||
**Prior
to October 31, 2019, the fiscal year end of the Fund was December
31.
| |||||||
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
October
31,
2020 |
2020 |
2020 | |
Invesco
Developing Markets Fund*** |
$27,189,982 |
$6,244,656 |
$26,315,260 |
$33,972,827 |
$0 |
0% |
0% |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
October
31,
2020 |
2020 |
2020 | |
Invesco
Emerging Markets Innovators Fund |
953,698 |
297,890 |
600,623 |
487,071 |
$0 |
0% |
0.01% | |
|
|
| ||||||
***Prior
to October 31, 2019, the fiscal year end of the Fund was August
31. |
| |||||||
|
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||
|
October
31,
2020 |
5
Months
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 |
2020 |
2020 |
2020 |
Invesco
Emerging Markets Local Debt Fund**** |
$180 |
$258 |
$0 |
$0 |
$0 |
0% |
0% |
****
Prior to October 31, 2019, the fiscal year end of the Fund was May
31. |
| ||||||
|
|
|
|
|
|
|
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
October
31,
2020 |
1-
Month
Period
Ended
October
31,
2019† |
September
30,
2019 |
September
30
2018 |
October
31,
2020 |
2020 |
2020 |
Invesco
Global Strategic Income Fund***** |
$347,482 |
$0 |
$244,426 |
$418,911 |
$0 |
0% |
0% |
Invesco
International Bond Fund***** |
$261,404 |
0 |
132,196 |
72,975 |
0 |
0 |
0 |
†The
brokerage commissions listed were paid for the Fund’s fiscal period
October 1, 2019 to October 31, 2019 and have not been
annualized.
|
| ||||||
*****
Prior to October 31, 2019, the fiscal year end of the Fund was September
30.
|
|
Fund |
Transactions |
Related
Brokerage Commissions1 |
Invesco
Balanced-Risk Allocation Fund |
$0 |
$0 |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
Invesco
Core Bond Fund |
0 |
0 |
Invesco
Developing Markets Fund |
18,250,616,350 |
24,714,489 |
Invesco
Discovery Mid Cap Growth Fund |
5,829,924,902 |
1,390,721 |
Invesco
Emerging Markets All Cap Fund |
957,872,669 |
1,930,741 |
Invesco
Emerging Markets Innovators Fund |
574,750,464 |
841,024 |
Invesco
Emerging Markets Local Debt Fund |
0 |
0 |
Invesco
Emerging Markets Select Equity Fund |
28,502,403 |
67,064 |
Invesco
Endeavor Fund |
71,143,906 |
62,167 |
Invesco
Fundamental Alternatives Fund |
1,899,212,015 |
1,417,738 |
Invesco
Global Allocation Fund |
416,385,282 |
373,986 |
Invesco
Global Infrastructure Fund |
0 |
0 |
Invesco
Global Strategic Income Fund |
19,590,174 |
59,102 |
Invesco
Global Targeted Returns Fund |
0 |
0 |
Invesco
Greater China Fund |
21,576,141 |
36,053 |
Invesco
Health Care Fund |
453,046,912 |
333,364 |
Invesco
International Bond Fund |
0 |
0 |
Invesco
Macro Allocation Strategy Fund |
0 |
0 |
Invesco
Multi-Asset Income Fund |
0 |
0 |
Invesco
Pacific Growth Fund |
0 |
0 |
Invesco
Select Companies Fund |
280,657,012 |
241,702 |
Invesco
U.S. Managed Volatility Fund |
0 |
0 |
Invesco
World Bond Factor Fund |
0 |
0 |
1
Amount is inclusive of commissions paid to, and brokerage transactions
placed with, certain brokers that provide execution, research
and
other services. |
Fund |
Security |
Market
Value
(as
of October 31, 2020) |
Invesco
Multi-Asset Income Fund |
Bank
of America (Equity) |
$24,232,666 |
|
Morgan
Stanley (Equity) |
$14,017,443 |
|
Goldman
Sachs Group, Inc. (Equity) |
$7,417,877 |
|
Credit
Suisse (Debt) |
$2,597,837 |
|
Goldman
Sachs Group, Inc. (Debt) |
$34,176,418 |
|
Royal
Bank of Canada (Debt) |
$51,215,450 |
|
|
|
Invesco
World Bond Factor Fund |
Bank
of America (Debt) |
$209,630 |
|
Goldman
Sachs Group, Inc. (Debt) |
$274,471 |
|
Morgan
Stanley (Debt) |
$148,897 |
Category
I Funds | |
Invesco
Advantage International Fund |
Invesco
International Core Equity Fund |
Invesco
American Franchise Fund |
Invesco
International Growth Fund |
Invesco
American Value Fund |
Invesco
International Select Equity Fund |
Invesco
Asia Pacific Growth Fund |
Invesco
International Small Company Fund |
Invesco
Balanced-Risk Allocation Fund |
Invesco
International Small-Mid Company Fund |
Invesco
Balanced-Risk Commodity Strategy Fund |
Invesco
Low Volatility Equity Yield Fund |
Invesco
Capital Appreciation Fund |
Invesco
Macro Allocation Strategy Fund |
Invesco
Charter Fund |
Invesco
Main Street All Cap Fund |
Invesco
Comstock Fund |
Invesco
Main Street Fund |
Invesco
Comstock Select Fund |
Invesco
Main Street Mid-Cap Fund |
Invesco
Convertible Securities Fund |
Invesco
Main Street Small Cap Fund |
Invesco
Developing Markets Fund |
Invesco
Multi-Asset Income Fund |
Invesco
Discovery Fund |
Invesco
MSCI World SRI Index Fund |
Invesco
Discovery Mid Cap Growth Fund |
Invesco
Oppenheimer International Growth Fund |
Invesco
Diversified Dividend Fund |
Invesco
Pacific Growth Fund |
Invesco
Dividend Income Fund |
Invesco
Peak Retirement™ 2015 Fund |
Invesco
Emerging Markets All Cap Fund |
Invesco
Peak Retirement™ 2020 Fund |
Invesco
Emerging Markets Innovators Fund |
Invesco
Peak Retirement™ 2025 Fund |
Invesco
Emerging Markets Select Equity Fund |
Invesco
Peak Retirement™ 2030 Fund |
Invesco
Endeavor Fund |
Invesco
Peak Retirement™ 2035 Fund |
Invesco
Energy Fund |
Invesco
Peak Retirement™ 2040 Fund |
Invesco
Equally-Weighted S&P 500 Fund |
Invesco
Peak Retirement™ 2045 Fund |
Invesco
Equity and Income Fund |
Invesco
Peak Retirement™ 2050 Fund |
Invesco
European Growth Fund |
Invesco
Peak Retirement™ 2055 Fund |
Invesco
European Small Company Fund |
Invesco
Peak Retirement™ 2060 Fund |
Invesco
Fundamental Alternatives Fund |
Invesco
Peak Retirement™ 2065 Fund |
Invesco
Global Allocation Fund |
Invesco
Peak Retirement™ Now Fund |
Invesco
Global Core Equity Fund |
Invesco
Real Estate Fund |
Invesco
Global Focus Fund |
Invesco
Rising Dividends Fund |
Invesco
Global Fund |
Invesco
S&P 500 Index Fund |
Invesco
Global Growth Fund |
Invesco
Select Companies Fund |
Invesco
Global Infrastructure Fund |
Invesco
Small Cap Equity Fund |
Invesco
Global Low Volatility Equity Yield Fund |
Invesco
Small Cap Growth Fund |
Invesco
Global Real Estate Fund |
Invesco
Small Cap Value Fund |
Invesco
Global Real Estate Income Fund |
Invesco
SteelPath MLP Alpha Fund |
Invesco
Global Targeted Returns Fund |
Invesco
Steelpath MLP Alpha Plus Fund |
Invesco
Gold & Special Minerals Fund |
Invesco
SteelPath MLP Income Fund |
Invesco
Greater China Fund |
Invesco
SteelPath MLP Select 40 Fund |
Invesco
Growth and Income Fund |
Invesco
Summit Fund |
Invesco
Health Care Fund |
Invesco
Technology Fund |
Invesco
International Diversified Fund |
Invesco
Value Opportunities Fund |
Invesco
International Equity Fund |
|
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50%
|
5.82%
|
5.00%
|
$50,000
but less than $100,000 |
4.50%
|
4.71%
|
4.00%
|
$100,000
but less than $250,000 |
3.50%
|
3.63%
|
3.00%
I |
$250,000
but less than $500,000 |
2.75%
|
2.83%
|
2.25%
|
$500,000
but less than $1,000,000 |
2.00%
|
2.04%
|
1.75% |
Category
II Funds | |
Invesco
AMT-Free Municipal Income Fund |
Invesco
Income Fund |
Invesco
California Municipal Fund |
Invesco
Intermediate Bond Factor Fund |
Invesco
Core Bond Fund |
Invesco
International Bond Fund |
Invesco
Core Plus Bond Fund |
Invesco
Municipal Income Fund |
Invesco
Corporate Bond Fund |
Invesco
New Jersey Municipal Fund |
Invesco
Emerging Markets Local Debt Fund |
Invesco
Pennsylvania Municipal Fund |
Invesco
Environmental Focus Municipal Fund |
Invesco
Quality Income Fund |
Invesco
Global Strategic Income Fund |
Invesco
Rochester AMT-Free New York Municipal Fund |
Invesco
High Yield Bond Factor Fund |
Invesco
Rochester Municipal Opportunities Fund |
Invesco
High Yield Fund |
Invesco
Rochester New York Municipals Fund |
Invesco
High Yield Municipal Fund |
Invesco
World Bond Factor Fund |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Category
III Funds | |
Invesco
Short Duration Inflation Protected Fund (Class A2
shares) |
|
Invesco
Limited Term Municipal Income Fund (Class A2 shares) |
|
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Category
IV Funds | |
Invesco
Floating Rate ESG Fund |
Invesco
Rochester Limited Term New York Municipal Fund
|
Invesco
Intermediate Term Municipal Income Fund |
Invesco
Short Duration High Yield Municipal Fund |
Invesco
Limited Term California Municipal Fund
|
Invesco
Short Duration Inflation Protected Fund (Class A
shares) |
Invesco
Limited Term Municipal Income Fund (Class A shares) |
Invesco
Short Term Bond Fund |
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Category
V Funds | |
Invesco
Senior Floating Rate Fund |
|
Invesco
Senior Floating Rate Plus Fund |
|
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.25% |
1.27% |
1.25% |
Category
VI Funds | |
Invesco
Active Allocation Fund
|
Invesco
Select Risk: Growth Investor Fund |
Invesco
Income Allocation Fund
|
Invesco
Select Risk: High Growth Investor Fund
|
Invesco
Select Risk: Conservative Investor Fund |
Invesco
Select Risk: Moderate Investor Fund |
Invesco
Select Risk: Moderately Conservative Investor Fund |
|
Amount
of Investment |
Investor’s
Sales Charge
|
Dealer
Concession
| |
|
As
a Percentage of the
Public
Offering Price
|
As
a Percentage of the
Net
Amount Invested
|
As
a Percentage of the
Net
Amount Invested
|
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund
Name |
2020 |
2019 |
2018 | |||
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained | |
Invesco
Balanced-Risk Allocation Fund |
$847,266 |
$100,103 |
$931,767 |
$108,927 |
$1,393,098 |
$165,811 |
Invesco
Balanced-Risk Commodity Strategy Fund |
19,026 |
2,278 |
27,892 |
3,043 |
239,239 |
28,253 |
Invesco
Discovery Mid Cap Growth Fund |
3,394,677 |
488,252 |
1,382,175 |
275,913 |
1,360,873 |
319,420 |
Invesco
Emerging Markets All Cap Fund |
318,591 |
43,406 |
275,372 |
38,633 |
194,911 |
28,547 |
Invesco
Emerging Markets Select Equity Fund |
100,872 |
13,156 |
76,562 |
10,291 |
195,492 |
26,674 |
Invesco
Endeavor Fund |
106,256 |
12,284 |
139,351 |
15,241 |
217,945 |
26,647 |
Invesco
Global Infrastructure Fund |
44,556 |
6,336 |
40,340 |
5,021 |
15,994 |
2,266 |
Invesco
Global Targeted Returns Fund |
3,895 |
515 |
1,187 |
184 |
5,894 |
875 |
Invesco
Greater China Fund |
71,547 |
9,398 |
120,353 |
13,737 |
214,382 |
31,808 |
Invesco
Health Care Fund |
584,406 |
76,351 |
434,772 |
53,675 |
431,625 |
58809 |
Invesco
Macro Allocation Strategy Fund |
1,515 |
341 |
2,625 |
694 |
8,059 |
1,304 |
Invesco
Multi-Asset Income Fund |
907,709 |
142,937 |
947,295 |
126,007 |
785,278 |
86,326 |
Invesco
Pacific Growth Fund |
13,592 |
2,249 |
13,219 |
1,867 |
70,834 |
22,676 |
Invesco
Select Companies Fund |
201,397 |
25,841 |
264,929 |
32,877 |
218,530 |
29,247 |
Invesco
U.S. Managed Volatility Fund |
0 |
0 |
0 |
0 |
0 |
0 |
Invesco
World Bond Factor Fund |
21,772 |
4,283 |
9,390 |
1,331 |
25,007 |
2,119 |
Fund
Name |
2020 |
2019 |
2018 |
Invesco
Balanced-Risk Allocation Fund |
$9,954 |
$25,077 |
$58,377 |
Invesco
Balanced-Risk Commodity Strategy Fund |
5,049 |
5,194 |
1,260 |
Invesco
Emerging Markets All Cap Fund |
6,825 |
5,746 |
8,743 |
Invesco
Emerging Markets Select Equity Fund |
1,164 |
2,358 |
2,214 |
Invesco
Endeavor Fund |
410 |
3,111 |
1,906 |
Invesco
Global Infrastructure Fund |
50 |
4 |
205 |
Invesco
Global Targeted Returns Fund |
421 |
35 |
9,788 |
Invesco
Greater China Fund |
1,370 |
2,588 |
1,916 |
Invesco
Health Care Fund |
969 |
2,314 |
2,219 |
Invesco
Macro Allocation Strategy Fund |
11 |
193 |
738 |
Invesco
Multi-Asset Income Fund |
37,177 |
19,905 |
28,118 |
Invesco
Pacific Growth Fund |
1,504 |
4,458 |
1,601 |
Invesco
Select Companies Fund |
918 |
3,867 |
733 |
Invesco
U.S. Managed Volatility Fund |
N/A |
N/A |
N/A |
Invesco
World Bond Factor Fund |
775 |
639 |
521 |
|
|
|
|
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2020 |
10-Month
Period
Ended
October
31,
2019 |
December
31,
2018 |
December
31,
2017 |
October
31,
2020 |
10-Month
Period
Ended
October
31,
2019 |
December
31,
2018 |
December
31,
2018 | |
Invesco
Core Bond Fund* |
$835,924 |
$450,184 |
$387,727 |
$588,769 |
$90,784 |
$77,505 |
$100,883 |
$170,439 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2020 |
2-Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
October
31,
2020 |
2-
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 | |
Invesco
Developing Markets Fund*** |
$413,236 |
$64,196 |
$413,007 |
$732,656 |
$69,041 |
$11,878 |
$87,603 |
$150,050 |
Invesco
Emerging Markets Innovators Fund*** |
$140,518 |
$24,035 |
$208,277 |
$579,214 |
$28,821 |
$5,771 |
$45,021 |
$109,123 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2020 |
5-Months
Ended
October
31,
2019 |
May
30,
2019 |
May
30,
2018 |
October
31,
2020 |
5
Months
Ended
October
31,
2019 |
May
30,
2019 |
May
30,
2018 | |
Invesco
Emerging Markets Local Debt Fund**** |
$37,073 |
$26,027 |
$124,289 |
$295,380 |
$5,675 |
$3,268 |
$36,311 |
$72,455 |
Fund
Name |
Aggregate
Front-End Sales Charges
on
Class A Shares |
Class
A Front-End Sales Charges
Retained
by Distributor* | ||||||
October
31,
2020 |
1-Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 |
October
31,
2020 |
1-
Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 | |
Invesco
Global Strategic Income
Fund***** |
$780,708 |
$81,055 |
$1,132,969 |
$1,302,920 |
$88,473 |
$81,055 |
$1,132,969 |
$1,302,920 |
Invesco
International Bond
Fund***** |
$206,138 |
$28,551 |
$287,473 |
$701,663 |
$26,479 |
$28,551 |
$287,743 |
$701,663 |
Fund
Name |
Class
A Contingent Deferred Sales Charges
Retained
by Distributor |
Class
C Contingent Deferred Sales Charges
Retained
by Distributor | |||||
October
31,
2020 |
10-Month
Period
Ended
October
31,
2019 |
December
31,
2018 |
December
31,
2017 |
10-Month
Period
Ended
October
31,
2019 |
December
31,
2018 |
December
31,
2017 | |
Invesco
Core Bond
Fund** |
$10,550 |
$7,021 |
$5,304 |
$9,621 |
$4,079 |
$5,731 |
$9,142 |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by Distributor |
Class
R Contingent
Deferred
Sales Charges
Retained
by Distributor | |||||||
October
31,
2020 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 |
2
Months
Ended
October
31,
2019 |
August
31,
2019 |
August
31,
2018 | |
Invesco
Developing
Markets
Fund*** |
$11,560 |
$0 |
$11,759 |
$0 |
$1,584 |
$8,569 |
$7,832 |
$0 |
$0 |
$0 |
Invesco
Emerging
Markets
Innovators
Fund*** |
$979 |
$1,852 |
$12,768 |
$8,241 |
$239 |
$8,576 |
$4,862 |
$0 |
$0 |
$0 |
Fund
Name |
Class
A Contingent Deferred Sales Charges
Retained
by Distributor |
Class
C Contingent Deferred Sales Charges
Retained
by Distributor | |||||
October
31,
2020 |
5-
Months
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 |
5-
Months
Ended
October
31,
2019 |
May
31,
2019 |
May
31,
2018 | |
Invesco
Emerging
Markets
Local
Debt
Fund**** |
$1,616 |
$0 |
$0 |
$2,437 |
$118 |
$4,479 |
$7,876 |
Fund
Name |
Class
A Contingent
Deferred
Sales Charges
Retained
by Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by Distributor | |||||
October
31,
2020 |
1-
Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 |
1-
Month
Ended
October
31,
2019 |
September
30,
2019 |
September
30,
2018 | |
Invesco
Global
Strategic
Income
Fund***** |
$9,226 |
$172 |
$2,803 |
$6,131 |
$1,354 |
$16,159 |
$21,640 |
Invesco
International
Bond
Fund***** |
$5,062 |
$610 |
$7,996 |
$7,772 |
$127 |
$11,172 |
$13,161 |
Fund |
A |
C |
R |
Y |
Investor
Class Shares |
Invesco
Balanced-Risk Allocation Fund |
$2,179,250 |
$4,363,865 |
$80,665 |
N/A |
N/A |
Invesco
Balanced-Risk Commodity Strategy Fund |
48,604 |
45,902 |
6,455 |
N/A |
N/A |
Invesco
Core Bond Fund |
1,586,760 |
841,323 |
333,251 |
N/A |
N/A |
Invesco
Developing Markets Fund |
10,791,578 |
3,132,378 |
2,075,209 |
N/A |
N/A |
Invesco
Discovery Mid Cap Growth Fund |
5,161,557 |
1,661,071 |
486,784 |
N/A |
N/A |
Invesco
Emerging Markets All Cap Fund |
1,365,878 |
198,227 |
0 |
N/A |
N/A |
Invesco
Emerging Markets Innovators Fund |
183,471 |
229,423 |
39,622 |
N/A |
N/A |
Invesco
Emerging Markets Local Debt Fund |
105,042 |
135,451 |
11,478 |
N/A |
N/A |
Invesco
Emerging Markets Select Equity Fund |
90,309 |
66,853 |
14,618 |
N/A |
N/A |
Invesco
Endeavor Fund |
223,213 |
99,450 |
30,056 |
N/A |
N/A |
Invesco
Fundamental Alternatives Fund |
1,029,641 |
326,236 |
75,221 |
N/A |
N/A |
Invesco
Global Allocation Fund |
2,599,966 |
853,452 |
180,076 |
N/A |
N/A |
Invesco
Global Infrastructure Fund |
30,263 |
18,178 |
10,918 |
N/A |
N/A |
Invesco
Global Strategic Income Fund |
5,655,495 |
1,832,879 |
429,025 |
N/A |
N/A |
Invesco
Global Targeted Returns Fund |
29,410 |
38,069 |
215 |
N/A |
N/A |
Invesco
Greater China Fund |
161,586 |
40,539 |
0 |
N/A |
N/A |
Invesco
Health Care Fund |
1,846,355 |
265,370 |
0 |
N/A |
1,560,143 |
Invesco
International Bond Fund |
2,296,502 |
848,371 |
428,545 |
N/A |
N/A |
Invesco
Macro Allocation Strategy Fund |
7,673 |
18,707 |
540 |
N/A |
N/A |
Invesco
Multi-Asset Income Fund |
1,783,061 |
1,836,695 |
166,564 |
N/A |
N/A |
Invesco
Pacific Growth Fund |
157,667 |
26,788 |
2,999 |
N/A |
N/A |
Invesco
Select Companies Fund |
447,924 |
128,343 |
52,869 |
|
|
Invesco
U.S. Managed Volatility Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
World Bond Factor Fund |
53,700 |
20,682 |
0 |
N/A |
N/A |
Fund |
Class
A Shares |
Invesco
Developing Markets Fund |
$200,610 |
Invesco
Discovery Mid Cap Growth Fund |
144,062 |
Invesco
Emerging Markets Innovators Fund |
9,977 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$0 |
$0 |
$0 |
$0 |
2,179,250 |
$0 |
$0 |
Invesco
Balanced-Risk Commodity Strategy Fund |
0 |
0 |
0 |
0 |
48,604 |
0 |
0 |
Invesco
Core Bond Fund |
0 |
0 |
0 |
0 |
1,586,760 |
0 |
0 |
Invesco
Developing Markets Fund |
0 |
0 |
0 |
0 |
10,791,578 |
0 |
0 |
Invesco
Discovery Mid Cap Growth Fund |
0 |
0 |
0 |
0 |
5,161,557 |
0 |
0 |
Invesco
Emerging Markets All Cap Fund |
0 |
0 |
0 |
0 |
1,365,878 |
0 |
0 |
Invesco
Emerging Markets Innovators Fund |
0 |
0 |
0 |
0 |
183,471 |
0 |
0 |
Invesco
Emerging Markets Local Debt Fund |
0 |
0 |
0 |
0 |
105,042 |
0 |
0 |
Invesco
Emerging Markets Select Equity Fund |
0 |
0 |
0 |
0 |
90,309 |
0 |
0 |
Invesco
Endeavor Fund |
0 |
0 |
0 |
0 |
223,213 |
0 |
0 |
Invesco
Fundamental Alternatives Fund |
0 |
0 |
0 |
0 |
1,029,641 |
0 |
0 |
Invesco
Global Allocation Fund |
0 |
0 |
0 |
0 |
2,599,966 |
0 |
0 |
Invesco
Global Infrastructure Fund |
0 |
0 |
0 |
0 |
30,263 |
0 |
0 |
Invesco
Greater China Fund |
0 |
0 |
0 |
0 |
161,586 |
0 |
0 |
Invesco
Global Strategic Income Fund |
0 |
0 |
0 |
0 |
5,655,495 |
0 |
0 |
Invesco
Global Targeted Returns Fund |
0 |
0 |
0 |
0 |
29,410 |
0 |
0 |
Invesco
Greater China Fund |
0 |
0 |
0 |
0 |
161,586 |
0 |
0 |
Invesco
Health Care Fund |
0 |
0 |
0 |
0 |
1,846,355 |
0 |
0 |
Invesco
International Bond Fund |
0 |
0 |
0 |
0 |
2,296,502 |
0 |
0 |
Invesco
Macro Allocation Strategy Fund |
0 |
0 |
0 |
0 |
7,673 |
0 |
0 |
Invesco
Multi-Asset Income Fund |
0 |
0 |
0 |
0 |
1,783,061 |
0 |
0 |
Invesco
Pacific Growth Fund |
0 |
0 |
0 |
0 |
157,667 |
0 |
0 |
Invesco
Select Companies Fund |
0 |
0 |
0 |
0 |
447,924 |
0 |
0 |
Invesco
World Bond Factor Fund |
0 |
0 |
0 |
0 |
53,700 |
0 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$978 |
$722 |
$215 |
$93,008 |
$4,257,230 |
$11,679 |
$33 |
Invesco
Balanced-Risk Commodity Strategy Fund |
40 |
30 |
9 |
3,811 |
41,532 |
479 |
1 |
Invesco
Core Bond Fund |
1,009 |
745 |
221 |
95,911 |
731,360 |
12,043 |
34 |
Invesco
Developing Markets Fund |
914 |
675 |
201 |
86,923 |
3,032,719 |
10,915 |
31 |
Invesco
Discovery Mid Cap Growth Fund |
1,618 |
1,195 |
355 |
153,819 |
1,484,716 |
19,314 |
54 |
Invesco
Emerging Markets All Cap Fund |
205 |
151 |
45 |
19,498 |
175,873 |
2,448 |
7 |
Invesco
Emerging Markets Innovators Fund |
162 |
120 |
36 |
15,407 |
211,758 |
1,935 |
5 |
Invesco
Emerging Markets Local Debt Fund |
128 |
95 |
28 |
12,163 |
121,506 |
1,527 |
4 |
Invesco
Emerging Markets Select Equity Fund |
91 |
67 |
20 |
8,689 |
56,892 |
1,091 |
3 |
Invesco
Endeavor Fund |
115 |
85 |
25 |
10,939 |
86,908 |
1,374 |
4 |
Invesco
Fundamental Alternatives Fund |
181 |
134 |
40 |
17,237 |
306,474 |
2,164 |
6 |
Invesco
Global Allocation Fund |
613 |
453 |
135 |
58,335 |
786,570 |
7,325 |
21 |
Invesco
Global Infrastructure Fund |
23 |
17 |
5 |
2,234 |
15,617 |
281 |
1 |
Invesco
Global Strategic Income Fund |
881 |
651 |
193 |
83,774 |
1,736,831 |
10,519 |
30 |
Invesco
Global Targeted Returns Fund |
3 |
3 |
1 |
321 |
37,701 |
40 |
0 |
Invesco
Greater China Fund |
35 |
26 |
8 |
3,316 |
36,737 |
416 |
1 |
Invesco
Health Care Fund |
232 |
171 |
51 |
22,060 |
240,078 |
2,770 |
8 |
Invesco
International Bond Fund |
421 |
311 |
92 |
39,989 |
802,523 |
5,021 |
14 |
Invesco
Macro Allocation Strategy Fund |
8 |
6 |
2 |
771 |
17,823 |
97 |
0 |
Invesco
Multi-Asset Income Fund |
1,676 |
1,238 |
368 |
159,342 |
1,654,007 |
20,008 |
56 |
Invesco
Pacific Growth Fund |
105 |
78 |
23 |
8,503 |
16,824 |
1,251 |
4 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Select Companies Fund |
80 |
59 |
18 |
7,595 |
119,634 |
954 |
3 |
Invesco
World Bond Factor Fund |
20 |
15 |
4 |
1,876 |
18,531 |
235 |
1 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Balanced-Risk Allocation Fund |
$59 |
$43 |
$13 |
$1,864 |
$77,982 |
$702 |
$2 |
Invesco
Balanced-Risk Commodity Strategy Fund |
4 |
3 |
1 |
142 |
6,251 |
54 |
0 |
Invesco
Core Bond Fund |
342 |
252 |
75 |
10,831 |
317,660 |
4,080 |
11 |
Invesco
Developing Markets Fund |
1,146 |
846 |
251 |
36,316 |
2,022,931 |
13,680 |
39 |
Invesco
Discovery Mid Cap Growth Fund |
371 |
274 |
81 |
11,757 |
469,860 |
4,429 |
12 |
Invesco
Emerging Markets Innovators Fund |
25 |
19 |
6 |
802 |
38,467 |
302 |
1 |
Invesco
Emerging Markets Local Debt Fund |
13 |
10 |
3 |
418 |
10,877 |
157 |
0 |
Invesco
Emerging Markets Select Equity Fund |
0 |
1,156 |
0 |
1,156 |
12,306 |
0 |
0 |
Invesco
Endeavor Fund |
38 |
28 |
8 |
1,201 |
28,328 |
452 |
1 |
Invesco
Fundamental Alternatives Fund |
185 |
136 |
41 |
5,858 |
66,788 |
2,207 |
6 |
Invesco
Global Allocation Fund |
456 |
337 |
100 |
14,467 |
159,251 |
5,450 |
15 |
Invesco
Global Infrastructure Fund |
3 |
3 |
1 |
111 |
10,758 |
42 |
0 |
Invesco
Global Strategic Income Fund |
901 |
666 |
198 |
28,567 |
387,902 |
10,761 |
30 |
Invesco
Global Targeted Returns Fund |
1 |
1 |
0 |
28 |
175 |
10 |
0 |
Invesco
International Bond Fund |
366 |
270 |
80 |
11,594 |
411,856 |
4,367 |
12 |
Invesco
Macro Allocation Strategy Fund |
1 |
1 |
0 |
29 |
498 |
11 |
0 |
Invesco
Multi-Asset Income Fund |
84 |
62 |
18 |
2,654 |
162,743 |
1,000 |
3 |
Invesco
Pacific Growth Fund |
3 |
3 |
1 |
108 |
2,843 |
41 |
0 |
Invesco
Select Companies Fund |
100 |
74 |
22 |
3,183 |
48,288 |
1,199 |
3 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Health Care Fund |
$33,202 |
$24,518 |
$7,287 |
$0 |
$1,097,575 |
$396,444 |
$1,117 |