Bitcoin
Strategy ETF |
BITO |
Principal
U.S. National Stock Exchange |
Fund |
NYSE
Arca |
Bitcoin
Strategy ETF |
Term |
Definition |
1933
Act |
Securities
Act of 1933, as amended |
1934
Act |
Securities
and Exchange Act of 1934, as amended |
1940
Act |
Investment
Company Act of 1940, as amended |
Advisor
or ProShare Advisors |
ProShare
Advisors LLC |
Board
of Trustees or Board |
Board
of Trustees of ProShares Trust |
CCO |
Chief
Compliance Officer |
CFTC |
U.S.
Commodity Futures Trading Commission |
Code
or Internal Revenue Code |
Internal
Revenue Code of 1986, as amended |
CPO |
Commodity
Pool Operator |
Distributor
or SEI |
SEI
Investments Distribution Co. |
ETF |
Exchange
traded fund |
Exchange |
NYSE
Arca |
Fund
Complex |
All
operational registered investment companies that are
advised
by the Advisor or its affiliates |
Independent
Trustee(s) |
Trustees
who are not “Interested Persons” of ProShare
Advisors
or Trust as defined under Section 2(a)(19) of the
1940
Act |
NAV |
Net
asset value |
SEC |
U.S.
Securities and Exchange Commission |
Shares |
The
shares of the Fund |
Trust |
ProShares
Trust |
Trustee(s) |
One
or more of the trustees of the
Trust |
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Independent
Trustees |
|
|
| |
William
D. Fertig
Birth
Date: 9/56 |
Indefinite;
June
2011
to present |
Context
Capital
Management
(Alternative
Asset
Management):
Chief
Investment
Officer
(September
2002 to
present). |
ProShares
(121)
ProFunds
(117) |
Context
Capital |
Russell
S. Reynolds III
Birth
Date: 7/57 |
Indefinite;
November
2005 to
present |
RSR
Partners, Inc.
(Retained
Executive
Recruitment
and
Corporate
Governance
Consulting):
Managing
Director
(February
1993 to
present). |
ProShares
(121)
ProFunds
(117) |
RSR
Partners, Inc. |
Michael
C. Wachs
Birth
Date: 10/61 |
Indefinite;
November
2005 to
present |
Linden
Lane Capital
Partners
LLC (Real
Estate
Investment
and
Development):
Managing
Principal
(2010
to present). |
ProShares
(121)
ProFunds
(117) |
NAIOP
(the
Commercial
Real
Estate
Development
Association) |
Interested
Trustee and Chairman of the Board |
|
| ||
Michael
L. Sapir**
Birth
Date: 5/58 |
Indefinite;
2002 to
present |
Chairman
and Chief
Executive
Officer of
ProShare
Advisors
(November
2005 to
present);
ProFund
Advisors
LLC
(April
1997 to
present);
and
ProShare
Capital
Management
LLC
(August
2008 to
present). |
ProShares
(121)
ProFunds
(117) |
None
|
Name
of Trustee |
Dollar
Range
of
Equity
Securities
in
the
Trust |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Family of
Investment
Companies |
Independent
Trustees |
||
William
D. Fertig, Trustee |
Over
$100,000 |
Over
$100,000 |
Russell
S. Reynolds III, Trustee |
$10,001-$50,000 |
$10,001-$50,000 |
Michael
C. Wachs, Trustee |
None |
$10,001-$50,000 |
Interested
Trustee |
||
Michael
L. Sapir, Trustee and Chairman |
Over
$100,000 |
Over
$100,000
|
Name |
Aggregate
Compensation
From
the Fund |
Pension
or
Retirement
Benefits
Accrued
as
Part
of
Trust
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
From
Trust and
Fund
Complex
Paid
to Trustees |
Independent
Trustees |
||||
William
D. Fertig, Trustee |
$1,213.51 |
$0 |
$0 |
$300,000.00 |
Russell
S. Reynolds, III, Trustee |
$1,213.51 |
$0 |
$0 |
$300,000.00 |
Michael
C. Wachs, Trustee |
$1,213.51 |
$0 |
$0 |
$300,000.00 |
Interested
Trustee |
||||
Michael
L. Sapir, Trustee and Chairman |
$0 |
$0 |
$0 |
$0 |
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Todd
B. Johnson
Birth
Date: 1/64 |
President |
Indefinite;
January 2014 to
present |
Chief
Investment Officer of ProShare
Advisors
(December 2008 to present);
ProFund
Advisors LLC (December 2008 to
present);
and ProShare Capital
Management
LLC (February 2009 to present). |
Maria
Clem Sell
3
Canal Plaza, Suite
100
Portland, ME
04101
Birth
Date: 2/78 |
Treasurer |
Indefinite; June
2022 to
present |
Principal
Consultant, Principal Financial
Officer
Group, ACA Group.
|
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Victor
M. Frye, Esq.
Birth
Date: 10/58 |
Chief
Compliance
Officer
and AML
Officer |
Indefinite;
November
2005
to
present |
Counsel
and Chief Compliance Officer of
ProShare
Advisors (December 2004 to
present)
and ProFund Advisors LLC (October
2002
to present); Secretary of ProFunds
Distributors,
Inc. (April 2008 to present). |
Richard
F. Morris
Birth
Date: 8/67 |
Chief
Legal
Officer
and
Secretary |
Indefinite;
December
2015
to
present |
General
Counsel of ProShare Advisors;
ProFund
Advisors LLC; and ProShare Capital
Management
LLC (December 2015 to
present);
Chief Legal Officer of ProFunds
Distributors,
Inc. (December 2015 to present);
Partner
at Morgan Lewis & Bockius, LLP
(October
2012 to November 2015). |
Name
of Fund |
Investment
Advisory Fee |
Bitcoin
Strategy ETF |
0.95% |
|
ADVISORY
FEES | |
|
2022 | |
|
Earned |
Waived |
Bitcoin
Strategy ETF |
$6,522,139 |
$0 |
Name
of Portfolio Manager |
Dollar
Range of
Equity
Securities
in
the Funds
Managed
by the
Portfolio
Manager |
Aggregate
Dollar Range
of
Equity Securities in
All
Registered
Investment
Companies in
the
ProShares Family |
Alexander
Ilyasov |
None |
$10,001-$50,000 |
George
Banian |
None |
None |
Name
of Portfolio
Manager |
Number
of All Registered
Investment
Companies
Managed/Total
Assets |
Number
of All
Other
Pooled
Investment
Vehicles
Managed/Total
Assets |
Number
of All
Other
Accounts
Managed/Total
Assets |
Alexander
Ilyasov |
74/$6,171,444,863 |
16/$4,643,246,761 |
3/$84,659,783 |
George
Banian |
3/$948,234,523 |
12/$4,530,384,699 |
0/$0
|
|
ADIMINISTRATOR
FEES |
|
2022 |
Bitcoin
Strategy ETF |
$0 |
|
Citi |
|
2022 |
Bitcoin
Strategy ETF |
$0 |
|
BROKERAGE
COMMISSIONS
PAID |
2022 | |
Bitcoin
Strategy ETF |
$0 |
Fund
Name |
Creation
Unit
Size |
Value
of
Creation
Unit at
inception |
Bitcoin
Strategy ETF |
10,000 |
$400,000 |
Fund(s) |
Typical
Creation Cut-Off Time (Eastern Time) |
ProShares
Bitcoin Strategy ETF |
2:00
p.m. |
Fund |
Typical
NAV Calculation Time
Eastern
Time |
ProShares
Bitcoin Strategy ETF |
4:00
p.m. |
Fund |
CLCFs
Utilized |
CLCFs
Expired |
Ordinary
Late
Year
Loss
Deferrals |
Bitcoin
Strategy ETF |
$- |
$- |
$336,680 |
Fund |
Beneficial
Owner |
Percent
Owned |
ProShares
Bitcoin Strategy ETF |
|
|
|
THE
GOLDMAN SACHS TRUST COMPANY,
NATIONAL
ASSOCIATION |
21.85% |
|
NATIONAL
FINANCIAL SERVICES, LLC |
19.13% |
|
TD
AMERITRADE CLEARING, INC. |
16.96% |
|
CHARLES
SCHWAB RETAIL |
9.65% |
|
CITIBANK,
NATIONAL ASSOCIATION |
7.64% |
|
E*TRADE
SECURITIES LLC |
6.46% |
|
CHARLES
SCHWAB RETAIL |
6.36% |
TITLE: |
Proxy
Voting Policies and Procedures |
FOR: |
ProShare
Advisors LLC ProFund Advisors LLC |
DATED: |
March
1, 2008 |
AS
REVISED: |
May
1, 2015
|