The
“Domestic Equity Funds” | ||
Dow
2x Strategy Fund |
Inverse
Russell 2000®
Strategy
Fund |
S&P
500®
Pure Value Fund |
NASDAQ-100®
2x Strategy Fund |
Inverse
S&P 500®
Strategy Fund |
S&P
MidCap 400®
Pure Growth
Fund |
Russell
2000®
2x Strategy Fund |
Mid-Cap
1.5x Strategy Fund |
S&P
MidCap 400®
Pure Value Fund |
S&P
500®
2x Strategy Fund |
Nova
Fund |
S&P
SmallCap 600®
Pure Growth
Fund |
Inverse
Dow 2x Strategy Fund |
NASDAQ-100®
Fund |
S&P
SmallCap 600®
Pure Value
Fund |
Inverse
Mid-Cap Strategy Fund |
Russell
2000®
1.5x Strategy Fund |
|
Inverse
NASDAQ-100®
Strategy
Fund |
S&P
500®
Pure Growth Fund |
|
The
“Sector Funds” | ||
Banking
Fund |
Energy
Services Fund |
Real
Estate Fund |
Basic
Materials Fund |
Financial
Services Fund |
Retailing
Fund |
Biotechnology
Fund |
Health
Care Fund |
Technology
Fund |
Consumer
Products Fund |
Internet
Fund |
Telecommunications
Fund |
Electronics
Fund |
Leisure
Fund |
Transportation
Fund |
Energy
Fund |
Precious
Metals Fund |
Utilities
Fund |
The
“International Equity Funds” | |
Europe
1.25x Strategy Fund |
Japan
2x Strategy Fund |
The
“Specialty Funds” | |
Commodities
Strategy Fund |
Strengthening
Dollar 2x Strategy Fund |
Weakening
Dollar 2x Strategy Fund |
|
The
“Fixed Income Funds” | |
Government
Long Bond 1.2x Strategy Fund |
High
Yield Strategy Fund |
Inverse
Government Long Bond Strategy Fund |
|
The
“Alternative Funds” | |
Long
Short Equity Fund |
Multi-Hedge
Strategies Fund |
Global
Managed Futures Strategy Fund |
|
The
“Money Market Fund” |
U.S.
Government Money Market Fund (the “Money Market
Fund”) |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
of One
Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
-80% |
-64% |
-64% |
-65% |
-65% |
-67% |
-68% |
-69% |
-70% |
-71% |
-35% |
-70% |
-58% |
-59% |
-59% |
-60% |
-62% |
-63% |
-64% |
-65% |
-66% |
-30% |
-60% |
-52% |
-53% |
-52% |
-53% |
-55% |
-56% |
-58% |
-60% |
-61% |
-25% |
-50% |
-45% |
-46% |
-46% |
-47% |
-48% |
-50% |
-52% |
-53% |
-55% |
-20% |
-40% |
-36% |
-37% |
-39% |
-40% |
-41% |
-43% |
-44% |
-47% |
-50% |
-15% |
-30% |
-29% |
-29% |
-30% |
-32% |
-33% |
-36% |
-38% |
-40% |
-43% |
-10% |
-20% |
-20% |
-21% |
-23% |
-23% |
-26% |
-28% |
-31% |
-32% |
-36% |
-5% |
-10% |
-11% |
-12% |
-13% |
-16% |
-18% |
-20% |
-23% |
-25% |
-29% |
0% |
0% |
-1% |
-2% |
-4% |
-6% |
-8% |
-11% |
-14% |
-17% |
-20% |
5% |
10% |
9% |
8% |
6% |
3% |
2% |
-3% |
-5% |
-8% |
-12% |
10% |
20% |
19% |
19% |
16% |
15% |
10% |
9% |
4% |
0% |
-5% |
15% |
30% |
31% |
29% |
27% |
25% |
21% |
19% |
15% |
11% |
6% |
20% |
40% |
43% |
41% |
38% |
35% |
32% |
27% |
23% |
18% |
13% |
25% |
50% |
54% |
52% |
50% |
48% |
43% |
39% |
34% |
29% |
22% |
30% |
60% |
69% |
64% |
62% |
58% |
56% |
49% |
43% |
39% |
34% |
35% |
70% |
79% |
77% |
75% |
70% |
68% |
61% |
57% |
50% |
43% |
40% |
80% |
92% |
91% |
88% |
82% |
81% |
73% |
67% |
62% |
54% |
Index
Performance |
Market
Volatility | |||||||||
One
Year
Index
Performance |
200%
Inverse
of
One Year
Index
Performance |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
-40% |
80% |
165% |
153% |
145% |
127% |
114% |
99% |
74% |
57% |
35% |
-35% |
70% |
130% |
122% |
109% |
96% |
84% |
68% |
51% |
32% |
17% |
-30% |
60% |
98% |
93% |
79% |
68% |
58% |
46% |
29% |
16% |
1% |
-25% |
50% |
73% |
68% |
58% |
49% |
36% |
26% |
13% |
2% |
-13% |
-20% |
40% |
51% |
45% |
39% |
31% |
20% |
12% |
-2% |
-11% |
-23% |
-15% |
30% |
35% |
29% |
23% |
16% |
6% |
-2% |
-12% |
-22% |
-30% |
-10% |
20% |
20% |
16% |
9% |
3% |
-5% |
-13% |
-21% |
-30% |
-39% |
-5% |
10% |
8% |
5% |
-2% |
-8% |
-14% |
-21% |
-30% |
-38% |
-46% |
0% |
0% |
-3% |
-7% |
-12% |
-17% |
-23% |
-28% |
-37% |
-44% |
-51% |
5% |
-10% |
-12% |
-15% |
-19% |
-25% |
-31% |
-35% |
-43% |
-47% |
-55% |
10% |
-20% |
-19% |
-23% |
-27% |
-32% |
-36% |
-43% |
-47% |
-53% |
-59% |
15% |
-30% |
-27% |
-29% |
-32% |
-37% |
-42% |
-46% |
-53% |
-58% |
-63% |
20% |
-40% |
-33% |
-35% |
-38% |
-42% |
-46% |
-50% |
-56% |
-60% |
-66% |
25% |
-50% |
-38% |
-40% |
-43% |
-47% |
-51% |
-55% |
-59% |
-64% |
-68% |
30% |
-60% |
-43% |
-44% |
-47% |
-51% |
-55% |
-59% |
-62% |
-66% |
-71% |
35% |
-70% |
-46% |
-49% |
-52% |
-53% |
-58% |
-61% |
-66% |
-68% |
-73% |
40% |
-80% |
-50% |
-52% |
-55% |
-57% |
-61% |
-64% |
-68% |
-71% |
-75% |
Fund |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
December
31, 2023 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
December
31, 2022 |
Portfolio
Turnover
Rate
for the Fiscal
Year
Ended
December
31, 2021 |
Dow
2x Strategy Fund |
316% |
458% |
489% |
NASDAQ-100®
2x Strategy
Fund |
564% |
860% |
392% |
Russell
2000®
2x Strategy
Fund |
-- |
598% |
701% |
S&P
500®
2x Strategy Fund |
436% |
1,703% |
2,834% |
Inverse
Dow 2x Strategy
Fund |
-- |
-- |
116% |
Inverse
NASDAQ-100®
Strategy
Fund |
-- |
63% |
430% |
Inverse
Russell 2000®
Strategy
Fund |
-- |
-- |
250% |
Inverse
S&P 500®
Strategy
Fund |
-- |
-- |
1,675% |
Mid-Cap
1.5x Strategy Fund |
18% |
154% |
56% |
Nova
Fund |
413% |
748% |
408% |
S&P
500®
Pure Value Fund |
88% |
280% |
184% |
S&P
SmallCap 600®
Pure
Value
Fund |
287% |
252% |
383% |
Banking
Fund |
228% |
375% |
351% |
Internet
Fund |
240% |
58% |
139% |
Leisure
Fund |
351% |
103% |
194% |
Precious
Metals Fund |
427% |
188% |
133% |
Retailing
Fund |
212% |
193% |
375% |
Telecommunications
Fund |
260% |
113% |
237% |
Utilities
Fund |
102% |
387% |
110% |
Europe
1.25x Strategy Fund |
725% |
70% |
374% |
Strengthening
Dollar 2x
Strategy
Fund |
-- |
-- |
131% |
Government
Long Bond 1.2x
Strategy
Fund |
1,170% |
1,890% |
1,382% |
Inverse
Government Long
Bond
Strategy Fund |
861% |
1,849% |
1,451% |
High
Yield Strategy Fund |
-- |
111% |
117% |
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2022 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2021 |
Dow
2x Strategy Fund |
5/3/2004 |
$3,728 |
$3,473 |
$3,939 |
NASDAQ-100®
2x
Strategy
Fund |
10/1/2001 |
$39,119 |
$26,236 |
$27,198 |
Russell
2000®
2x
Strategy
Fund |
10/27/2006 |
$325 |
$6,644 |
$9,752 |
S&P
500®
2x Strategy
Fund |
10/1/2001 |
$12,603 |
$61,759 |
$94,142 |
Inverse
Dow 2x
Strategy
Fund |
5/3/2004 |
$16 |
$79 |
$45 |
Inverse
Mid-Cap
Strategy
Fund |
5/3/2004 |
$0 |
$0 |
$0 |
Inverse
NASDAQ-100®
Strategy
Fund |
5/21/2001 |
$0 |
$45 |
$4 |
Inverse
Russell 2000®
Strategy
Fund |
5/3/2004 |
$31 |
$74 |
$4 |
Inverse
S&P 500®
Strategy
Fund |
6/9/1997 |
$550 |
$1,495 |
$1,918 |
Mid-Cap
1.5x Strategy
Fund |
10/1/2001 |
$249 |
$141 |
$574 |
Nova
Fund |
5/7/1997 |
$16,550 |
$17,625 |
$9,105 |
NASDAQ-100®
Fund |
5/7/1997 |
$12,667 |
$4,873 |
$3,726 |
Russell
2000®
1.5x
Strategy
Fund |
10/1/2001 |
$587 |
$436 |
$1,839 |
S&P
500®
Pure
Growth
Fund |
5/3/2004 |
$9,925 |
$7,850 |
$10,014 |
S&P
500®
Pure Value
Fund |
5/3/2004 |
$16,578 |
$41,966 |
$36,564 |
S&P
MidCap 400®
Pure
Growth Fund |
5/3/2004 |
$9,178 |
$10,661 |
$10,919 |
S&P
MidCap 400®
Pure
Value Fund |
5/3/2004 |
$25,977 |
$20,886 |
$32,682 |
S&P
SmallCap 600®
Pure
Growth Fund |
5/3/2004 |
$9,194 |
$10,219 |
$21,718 |
S&P
SmallCap 600®
Pure
Value Fund |
5/3/2004 |
$26,684 |
$29,033 |
$67,147 |
Banking
Fund |
5/2/2001 |
$5,276 |
$8,800 |
$14,055 |
Basic
Materials Fund |
5/2/2001 |
$6,840 |
$5,932 |
$7,349 |
Biotechnology
Fund |
5/2/2001 |
$6,031 |
$7,375 |
$9,388 |
Consumer
Products
Fund |
5/29/2001 |
$6,495 |
$7,157 |
$9,001 |
Electronics
Fund |
8/3/2001 |
$5,353 |
$2,329 |
$3,991 |
Energy
Fund |
5/29/2001 |
$29,966 |
$34,172 |
$25,458 |
Energy
Services Fund |
5/2/2001 |
$22,876 |
$28,836 |
$27,027 |
Financial
Services
Fund |
7/20/2001 |
$3,781 |
$4,119 |
$8,676 |
Health
Care Fund |
6/19/2001 |
$5,150 |
$5,302 |
$5,681 |
Internet
Fund |
5/24/2001 |
$5,922 |
$834 |
$2,759 |
Leisure
Fund |
5/22/2001 |
$10,243 |
$1,873 |
$8,009 |
Precious
Metals Fund |
5/29/1997 |
$136,521 |
$63,717 |
$44,041 |
Real
Estate Fund |
10/1/2001 |
$3,087 |
$6,077 |
$7,109
|
Fund |
Fund
Inception
Date |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2023 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2022 |
Aggregate
Brokerage
Commissions
Paid
During
the Fiscal
Year
Ended
December
31,
2021 |
Retailing
Fund |
7/23/2001 |
$2,707 |
$2,119 |
$4,359 |
Technology
Fund |
5/2/2001 |
$4,227 |
$3,459 |
$3,833 |
Telecommunications
Fund |
7/27/2001 |
$4,179 |
$2,241 |
$4,506 |
Transportation
Fund |
6/11/2001 |
$9,822 |
$6,744 |
$9,205 |
Utilities
Fund |
5/2/2001 |
$5,937 |
$31,137 |
$6,397 |
Europe
1.25x Strategy
Fund |
10/1/2001 |
$12,726 |
$2,057 |
$3,238 |
Japan
2x Strategy
Fund |
10/1/2001 |
$3,469 |
$3,481 |
$4,250 |
Commodities
Strategy
Fund* |
9/30/2005 |
$3,929 |
$150 |
$56 |
Strengthening
Dollar
2x
Strategy Fund |
9/30/2005 |
$2,290 |
$3,314 |
$2,117 |
Weakening
Dollar 2x
Strategy
Fund |
9/30/2005 |
$924 |
$614 |
$943 |
Long
Short Equity
Fund |
5/1/2002 |
$27,605 |
$23,338 |
$17,807 |
Government
Long
Bond
1.2x Strategy
Fund |
8/18/1997 |
$1,183 |
$2,031 |
$1,656 |
Inverse
Government
Long
Bond Strategy
Fund |
5/1/2003 |
$345 |
$896 |
$794 |
High
Yield Strategy
Fund |
10/15/2014 |
$5,778 |
$2,865 |
$4,069 |
Multi-Hedge
Strategies
Fund* |
11/29/2005 |
$243,100 |
$153,888 |
$220,464 |
Global
Managed
Futures
Strategy
Fund** |
11/7/2008 |
$131,284 |
$94,240 |
$93,407 |
Money
Market Fund |
5/7/1997 |
$0 |
$0 |
$0 |
Fund |
Name
of Broker/Dealer |
Type of
Security |
Total
Dollar Amount
of
Securities of
Each
Regular
Broker-Dealer
Held |
Banking
Fund |
JPMorgan Chase &
Co. |
Common
Stock |
$149,178 |
Citigroup,
Inc. |
Common
Stock |
$146,655 | |
Barclays
plc |
Common
Stock |
$28,352 | |
Bank of America
Corp. |
Common
Stock |
$150,881 | |
Dow 2x Strategy
Fund |
JPMorgan Chase &
Co. |
Common
Stock |
$458,590 |
Goldman Sachs Group,
Inc. |
Common
Stock |
$1,040,036 | |
Europe 1.25x Strategy
Fund |
BNP Paribas
S.A. |
Common
Stock |
$12,958 |
Financial Services
Fund |
Morgan
Stanley |
Common
Stock |
$175,124 |
JPMorgan Chase &
Co. |
Common
Stock |
$345,813 | |
Goldman Sachs Group,
Inc. |
Common
Stock |
$182,855 | |
Citigroup,
Inc. |
Common
Stock |
$151,542 | |
Bank of America
Corp. |
Common
Stock |
$239,663 | |
Nova
Fund |
Morgan
Stanley |
Common
Stock |
$81,221 |
JPMorgan Chase &
Co. |
Common
Stock |
$339,350 | |
Goldman Sachs Group,
Inc. |
Common
Stock |
$86,798 | |
Citigroup,
Inc. |
Common
Stock |
$67,952 | |
Bank of America
Corp. |
Common
Stock |
$159,966 | |
S&P 500® 2x Strategy
Fund |
Morgan
Stanley |
Common
Stock |
$84,205 |
JPMorgan Chase &
Co. |
Common
Stock |
$351,257 | |
Goldman Sachs Group,
Inc. |
Common
Stock |
$89,884 | |
Citigroup,
Inc. |
Common
Stock |
$70,318 | |
Bank of America
Corp. |
Common
Stock |
$165,522 | |
S&P 500® Pure Value
Fund |
Goldman Sachs Group,
Inc. |
Common
Stock |
$119,974 |
Citigroup,
Inc. |
Common
Stock |
$346,808 | |
Bank of America
Corp. |
Common
Stock |
$170,438 |
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Independent
Trustees | |||||
Randall
C. Barnes
(1951) |
Trustee and
Chair of the
Valuation
Oversight
Committee |
Since 2019
(Trustee)
Since 2020 (Chair
of the Valuation
Oversight
Committee) |
Current:
Private
Investor
(2001-
present).
Former:
Senior
Vice
President
and
Treasurer,
PepsiCo,
Inc.
(1993-1997);
President,
Pizza
Hut
International
(1991-1993);
and
Senior
Vice
President,
Strategic
Planning
and
New
Business
Development,
PepsiCo,
Inc.
(1987-1990). |
153 |
Current:
Advent
Convertible
and Income
Fund
(2005-present);
Purpose
Investments
Funds
(2013-present).
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021). |
Angela
Brock-Kyle
(1959) |
Trustee |
Since
2016 |
Current:
Founder
and
Chief
Executive
Officer,
B.O.A.R.D.S.
(consulting
firm)
(2013-present);
Director,
Mutual
Fund
Directors
Forum
(2022-
present).
Former:
Senior
Leader,
TIAA
(financial
services
firm)
(1987-2012). |
152 |
Current:
Bowhead
Insurance
GP, LLC
(2020-present);
Hunt
Companies,
Inc. (2019-
present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Infinity
Property
& Casualty
Corp.
(2014-2018).
|
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Thomas
F. Lydon, Jr.
(1960) |
Trustee and
Chair of the
Contracts
Review
Committee |
Since
2005
(Trustee)
Since
2020
(Chair of the
Contracts
Review
Committee) |
Current:
President,
Global
Trends
Investments
(registered
investment
adviser)
(1996-
present);
CEO,
Lydon
Media
(2016-present);
Vice
Chairman,
VettaFi,
a wholly
owned
subsidiary
of
The TMX
Group
(financial
advisor
content,
research,
index
and
digital
distribution
provider)
(2022-
present).
Former:
CEO,
ETF
Flows, LLC
(financial
advisor
education
and
research
provider)
(2019-2023);
Director,
GDX
Index
Partners,
LLC
(index
provider)
(2021-2023). |
152 |
Current:
The 2023 ETF
Series
Trust (4) (2023-
present);
The 2023 ETF
Series
Trust II (1)
(2023-present);
US
Global
Investors, Inc.
(GROW)
(1995-
present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
Harvest
Volatility
Edge Trust (3)
(2017-
2019).
|
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Ronald
A. Nyberg
(1953) |
Trustee and
Chair of the
Nominating
and Governance
Committee |
Since 2019
(Trustee)
Since 2020
(Chair of the
Nominating and
Governance
Committee) |
Current:
Of
Counsel
(formerly,
Partner),
Momkus
LLP
(2016-
present).
Former:
Partner,
Nyberg
&
Cassioppi,
LLC
(2000-2016);
Executive
Vice
President,
General
Counsel,
and
Corporate
Secretary,
Van
Kampen
Investments
(1982-1999). |
153 |
Current:
Advent
Convertible
and Income
Fund
(2003-present);
PPM
Funds (2) (2018-
present);
Endeavor
Health
(2012-present).
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020). |
Sandra
G. Sponem
(1958) |
Trustee and
Chair of the
Audit
Committee |
Since
2016
(Trustee)
Since
2019
(Chair of
Audit
Committee) |
Current:
Retired.
Former:
Senior
Vice
President
and
Chief
Financial
Officer,
M.A.
Mortenson
Companies,
Inc.
(construction
and
real
estate
development
company)
(2007-2017). |
152 |
Current:
SPDR Series
Trust
(81) (2018-
present);
SPDR Index
Shares
Funds (30)
(2018-present);
SSGA
Active
Trust (14) (2018-
present).
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2019-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2019-2021);
Guggenheim
Credit
Allocation
Fund
(2019-2021);
SSGA
Master
Trust (1)
(2018-2020).
|
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Ronald
E. Toupin, Jr.
(1958) |
Trustee, Chair of
the Board and
Chair of the
Executive
Committee |
Since
2019 |
Current:
Portfolio
Consultant
(2010-
present);
Member,
Governing
Council,
Independent
Directors
Council
(2013-present);
and
Governor,
Board
of
Governors,
Investment
Company
Institute
(2018-present).
Former:
Member,
Executive
Committee,
Independent
Directors
Council
(2016-2018);
Vice
President,
Manager
and
Portfolio
Manager,
Nuveen
Asset
Management
(1998-1999);
Vice
President,
Nuveen
Investment
Advisory
Corp.
(1992-1999);
Vice
President
and
Manager,
Nuveen
Unit
Investment
Trusts
(1991-1999);
and
Assistant
Vice
President
and
Portfolio
Manager,
Nuveen
Unit
Investment
Trusts
(1988-1999),
each
of John
Nuveen
& Co.,
Inc.
(1982-1999). |
152 |
Former:
Guggenheim
Energy
& Income Fund
(2015-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2004-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2005-2021);
Guggenheim
Credit
Allocation
Fund
(2013-2021);
Western
Asset
Inflation-Linked
Opportunities
& Income
Fund
(2004-2020);
Western
Asset Inflation-
Linked
Income Fund
(2003-2020).
|
Name,
Address1
and
Year
of Birth
of
Trustee |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5
Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustees3 |
Interested
Trustee | |||||
Amy
J. Lee
(1961)4 |
Trustee, Vice
President and
Chief Legal
Officer |
Since
2019 |
Current:
Interested
Trustee,
certain
other
funds in the
Fund
Complex
(2018-present);
Chief
Legal
Officer,
certain
other
funds in the
Fund
Complex
(2014-present);
Vice
President,
certain
other
funds
in the Fund
Complex
(2007-
present);
and
Senior
Managing
Director,
Guggenheim
Investments
(2012-present).
Former:
President
and/or
Chief
Executive
Officer,
certain
Funds in
the
Fund
Complex
(2017-
2019);
Vice
President,
Associate
General
Counsel
and
Assistant
Secretary,
Security
Benefit
Life
Insurance
Company
and
Security
Benefit
Corporation
(2004-2012). |
152 |
Former:
Guggenheim
Energy
& Income Fund
(2019-2023);
Fiduciary/
Claymore
Energy
Infrastructure
Fund
(2018-2022);
Guggenheim
Enhanced
Equity
Income Fund
(2018-2021);
Guggenheim
Credit
Allocation
Fund
(2018-2021). |
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Brian
E. Binder
(1972) |
President, Chief
Executive
Officer
and Principal
Executive
Officer |
Since
2019 |
Current:
President, Mutual Funds Boards, Guggenheim
Investments
(2022-present); President and Chief
Executive
Officer, certain other funds in the Fund
Complex
(2018-present); President, Mutual Funds
Board
and Senior Managing Director, Guggenheim
Funds
Investment Advisors, LLC and Security
Investors,
LLC (2018-present); Board Member,
Guggenheim
Partners Investment Funds plc (2022-
present);
Board Member, Guggenheim Global
Investments
plc (2022-present); Board Member,
Guggenheim
Partners Fund Management (Europe)
Limited
(2018-present).
Former:
Senior Managing Director and Chief
Administrative
Officer, Guggenheim Investments
(2018-2022);
Managing Director and President,
Deutsche
Funds, and Head of US Product, Trading and
Fund
Administration, Deutsche Asset Management
(2013-2018);
Managing Director, Chairman of North
American
Executive Committee and Head of Business
Management
and Consulting, Invesco Ltd.
(2010-2012). |
James
Howley
(1972) |
Chief Financial
Officer,
Chief Accounting
Officer, Principal
Financial and
Accounting
Officer,
and
Treasurer |
Since
2022 |
Current:
Managing Director, Guggenheim Investments
(2004-present);
Chief Financial Officer, Chief
Accounting
Officer, and Treasurer, certain other funds
in
the Fund Complex (2022-present).
Former:
Assistant Treasurer, certain other funds in the
Fund
Complex (2006-2022); Manager, Mutual Fund
Administration
of Van Kampen Investments, Inc.
(1996-2004).
|
Name,
Address*
and
Year of Birth of
the
Officers |
Position(s)
Held with
the
Trust |
Term
of Office and
Length
of
Time
Served** |
Principal
Occupation(s)
During
the Past 5 Years |
Mark
E. Mathiasen
(1978) |
Secretary |
Since
2017 |
Current:
Secretary, certain other funds in the Fund
Complex
(2007-present); and Managing Director,
Guggenheim
Investments (2007-present). |
Elisabeth
Miller
(1968) |
Chief Compliance
Officer |
Since
2012 |
Current:
Chief Compliance Officer, certain other funds
in
the Fund Complex (2012-present); Senior Managing
Director,
Guggenheim Investments (2012-present); and
Senior
Managing Director, Guggenheim Funds
Distributors,
LLC (2014-present).
Former:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2012-2018);
Chief Compliance Officer, Guggenheim
Distributors,
LLC (2009-2014); Senior Manager,
Security
Investors, LLC (2004-2014); and Senior
Manager,
Guggenheim Distributors, LLC (2004-2014). |
Margaux
M.
Misantone
(1978) |
AML
Officer |
Since
2017 |
Current:
Chief Compliance Officer, Security Investors,
LLC
and Guggenheim Funds Investment Advisors, LLC
(2018-present);
AML Officer, Security Investors, LLC
and
certain other funds in the Fund Complex (2017-
present);
and Managing Director, Guggenheim
Investments
(2015-present).
Former:
Assistant Chief Compliance Officer, Security
Investors,
LLC and Guggenheim Funds Investment
Advisors,
LLC (2015-2018). |
Michael
Megaris
(1984) |
Assistant
Secretary |
Since
2018 |
Current:
Assistant Secretary, certain other funds in the
Fund
Complex (2014-present); and Managing Director,
Guggenheim
Investments (2012-present). |
Kimberly
J. Scott
(1974) |
Assistant
Treasurer |
Since
2016 |
Current:
Director, Guggenheim Investments (2012-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2012-present).
Former:
Financial Reporting Manager, Invesco, Ltd.
(2010-2011);
Vice President/Assistant Treasurer,
Mutual
Fund Administration for Van Kampen
Investments,
Inc./Morgan Stanley Investment
Management
(2009-2010); and Manager of Mutual
Fund
Administration, Van Kampen Investments, Inc./
Morgan
Stanley Investment Management (2005-2009). |
Glenn
McWhinnie
(1969) |
Assistant
Treasurer |
Since
2016 |
Current:
Vice President, Guggenheim Investments
(2009-present);
and Assistant Treasurer, certain other
funds
in the Fund complex (2016-present). |
Jon
Szafran
(1989) |
Assistant
Treasurer |
Since
2017 |
Current:
Director, Guggenheim Investments (2017-
present);
and Assistant Treasurer, certain other funds in
the
Fund Complex (2017-present).
Former:
Assistant Treasurer of Henderson Global
Funds
and Manager of US Fund Administration,
Henderson
Global Investors (North America) Inc.
("HGINA")
(2017); Senior Analyst of US Fund
Administration,
HGINA (2014-2017); Senior Associate
of
Fund Administration, Cortland Capital Market
Services,
LLC (2013-2014); and Experienced
Associate,
PricewaterhouseCoopers LLP
(2012-2013). |
Trustee |
Aggregate
Compensation
From
Trust |
Pension
or
Retirement
Benefits
Accrued
as
Part of
Trust’s
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Fund
Complex* |
Interested
Trustees | ||||
Amy
J. Lee |
$0 |
$0 |
$0 |
$0 |
Independent
Trustees | ||||
Randall
C. Barnes |
$19,251 |
$0 |
$0 |
$461,500 |
Angela
Brock-Kyle |
$18,196 |
$0 |
$0 |
$345,000 |
Thomas
F. Lydon, Jr. |
$19,251 |
$0 |
$0 |
$365,000 |
Ronald
A. Nyberg |
$19,251 |
$0 |
$0 |
$459,500
|
Trustee |
Aggregate
Compensation
From
Trust |
Pension
or
Retirement
Benefits
Accrued
as
Part of
Trust’s
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Fund
Complex* |
Sandra
G. Sponem |
$20,305 |
$0 |
$0 |
$385,000 |
Ronald
E. Toupin, Jr. |
$23,470 |
$0 |
$0 |
$445,000 |
Trustee |
Fund |
Dollar
Range
of
Fund Shares |
Aggregate
Dollar Range
of
Shares in Fund
Complex
Overseen
by
Trustee* |
Interested
Trustee | |||
Amy
J. Lee |
N/A |
N/A |
Over
$100,000 |
Independent
Trustees | |||
Randall
C. Barnes |
N/A |
N/A |
Over
$100,000 |
Angela
Brock-Kyle |
N/A |
N/A |
Over
$100,000 |
Thomas
F. Lydon, Jr. |
N/A |
N/A |
Over
$100,000 |
Ronald
A. Nyberg |
N/A |
N/A |
Over
$100,000 |
Sandra
G. Sponem |
N/A |
N/A |
Over
$100,000 |
Ronald
E. Toupin, Jr. |
N/A |
N/A |
Over
$100,000 |
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2023 |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2022 |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2021 |
Dow
2x Strategy Fund |
05/03/2004 |
0.90% |
$115,698 |
$123,400 |
$137,964 |
NASDAQ-100®
2x Strategy Fund |
10/01/2001 |
0.90% |
$832,323 |
$545,978 |
$1,282,254 |
Russell
2000®
2x Strategy Fund |
10/27/2006 |
0.90% |
$39,535 |
$21,031 |
$70,554 |
S&P
500®
2x Strategy Fund |
10/01/2001 |
0.90% |
$234,735 |
$395,418 |
$474,445 |
Inverse
Dow 2x Strategy Fund |
05/03/2004 |
0.90% |
$16,724 |
$23,995 |
$27,404 |
Inverse
Mid-Cap Strategy Fund |
05/03/2004 |
0.90% |
$1,821 |
$3,179 |
$1,129 |
Inverse
NASDAQ-100®
Strategy Fund |
05/21/2001 |
0.90% |
$25,241 |
$69,343 |
$6,447 |
Inverse
Russell 2000®
Strategy Fund |
05/03/2004 |
0.90% |
$10,610 |
$23,052 |
$4,329 |
Inverse
S&P 500®
Strategy Fund |
06/09/1997 |
0.90% |
$28,737 |
$69,318 |
$57,027 |
Mid-Cap
1.5x Strategy Fund |
10/01/2001 |
0.90% |
$35,116 |
$41,811 |
$56,428 |
Nova
Fund |
05/07/1997 |
0.75% |
$216,427 |
$226,109 |
$373,494 |
NASDAQ-100®
Fund |
05/07/1997 |
0.75% |
$763,604 |
$673,875 |
$911,205 |
Russell
2000®
1.5x Strategy Fund |
10/01/2001 |
0.90% |
$30,919 |
$36,640 |
$77,872 |
S&P
500®
Pure Growth Fund |
05/03/2004 |
0.75% |
$179,666 |
$223,109 |
$311,757 |
S&P
500®
Pure Value Fund |
05/03/2004 |
0.75% |
$174,127 |
$262,801 |
$243,154 |
S&P
MidCap 400®
Pure Growth Fund |
05/03/2004 |
0.75% |
$74,411 |
$81,533 |
$149,223 |
S&P
MidCap 400®
Pure Value Fund |
05/03/2004 |
0.75% |
$102,242 |
$86,468 |
$143,122 |
S&P
SmallCap 600®
Pure Growth Fund |
05/03/2004 |
0.75% |
$46,873 |
$67,493 |
$127,711 |
S&P
SmallCap 600®
Pure Value Fund |
05/03/2004 |
0.75% |
$60,833 |
$87,129 |
$157,456 |
Banking
Fund |
05/02/2001 |
0.85% |
$26,517 |
$45,827 |
$76,054 |
Basic
Materials Fund |
05/02/2001 |
0.85% |
$67,989 |
$79,303 |
$78,205 |
Biotechnology
Fund |
05/02/2001 |
0.85% |
$109,274 |
$138,145 |
$198,636 |
Consumer
Products Fund |
05/29/2001 |
0.85% |
$93,666 |
$113,074 |
$114,129 |
Electronics
Fund |
08/03/2001 |
0.85% |
$226,884 |
$83,366 |
$113,273 |
Energy
Fund |
05/29/2001 |
0.85% |
$186,684 |
$314,017 |
$143,096 |
Energy
Services Fund |
05/02/2001 |
0.85% |
$71,111 |
$83,026 |
$80,213 |
Financial
Services Fund |
07/20/2001 |
0.85% |
$84,543 |
$113,086 |
$153,502 |
Health
Care Fund |
06/19/2001 |
0.85% |
$139,202 |
$158,380 |
$173,762 |
Internet
Fund |
05/24/2001 |
0.85% |
$58,057 |
$46,679 |
$98,042 |
Leisure
Fund |
05/22/2001 |
0.85% |
$51,866 |
$37,554 |
$89,091 |
Precious
Metals Fund |
05/29/1997 |
0.75% |
$149,621 |
$151,423 |
$164,368 |
Real
Estate Fund |
10/01/2001 |
0.85% |
$39,058 |
$67,028 |
$99,831 |
Retailing
Fund |
07/23/2001 |
0.85% |
$31,006 |
$33,956 |
$55,274
|
Fund |
Fund
Inception
Date |
Advisory
Fee |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2023 |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2022 |
Advisory
Fees
Paid
During
the
Fiscal Year
Ended
December
31,
2021 |
Technology
Fund |
05/02/2001 |
0.85% |
$180,677 |
$157,117 |
$225,417 |
Telecommunications
Fund |
07/27/2001 |
0.85% |
$22,325 |
$22,970 |
$27,433 |
Transportation
Fund |
06/11/2001 |
0.85% |
$39,709 |
$39,810 |
$61,711 |
Utilities
Fund |
05/02/2001 |
0.85% |
$93,550 |
$167,652 |
$96,018 |
Europe
1.25x Strategy Fund |
10/01/2001 |
0.90% |
$40,224 |
$14,786 |
$26,685 |
Japan
2x Strategy Fund |
10/01/2001 |
0.75% |
$12,327 |
$9,527 |
$19,709 |
Commodities
Strategy Fund1 |
09/30/2005 |
0.75% |
$88,772 |
$153,886 |
$70,287 |
Strengthening
Dollar 2x Strategy Fund |
09/30/2005 |
0.90% |
$27,167 |
$45,229 |
$20,490 |
Weakening
Dollar 2x Strategy Fund |
09/30/2005 |
0.90% |
$10,934 |
$4,702 |
$13,812 |
Long
Short Equity Fund |
05/01/2002 |
0.90% |
$212,310 |
$213,787 |
$230,744 |
Government
Long Bond 1.2x Strategy Fund |
08/18/1997 |
0.50% |
$42,597 |
$51,619 |
$64,068 |
Inverse
Government Long Bond Strategy
Fund |
05/01/2003 |
0.90% |
$32,676 |
$63,412 |
$56,319 |
High
Yield Strategy Fund |
10/15/2014 |
0.75% |
$43,576 |
$32,591 |
$48,765 |
Multi-Hedge
Strategies Fund1 |
11/29/2005 |
1.15% |
$556,275 |
$602,947 |
$508,683 |
Global
Managed Futures Strategy Fund1 |
11/07/2008 |
0.90% |
$179,974 |
$182,710 |
$126,797 |
Money
Market Fund2 |
05/07/1997 |
0.50% |
$286,538 |
$197,401 |
$0 |
Portfolio
Manager |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) |
Number
of
Accounts |
Total
Assets
(in
millions) | |
Adrian
Bachman |
41 |
$1,033 |
0 |
$0 |
0 |
$0 |
Michael
P. Byrum |
108 |
$6,166 |
0 |
$0 |
0 |
$0 |
Brendan
Cain |
103 |
$5,942 |
0 |
$0 |
0 |
$0 |
Spencer
Crane |
103 |
$5,942 |
0 |
$0 |
0 |
$0 |
Burak
Hurmeydan |
16 |
$1,259 |
0 |
$0 |
0 |
$0 |
John
Marchelya |
4 |
$193 |
0 |
$0 |
0 |
$0 |
Scott
Miller |
103 |
$5,942 |
0 |
$0 |
0 |
$0 |
Samir
Sanghani |
6 |
$673 |
2 |
$10 |
0 |
$0 |
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2023 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2022 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2021 |
Dow
2x Strategy Fund |
05/03/2004 |
$19,925 |
$17,146 |
$15,329 |
NASDAQ-100®
2x Strategy Fund |
10/01/2001 |
$143,342 |
$73,902 |
$142,472 |
Russell
2000®
2x Strategy Fund |
10/27/2006 |
$6,809 |
$3,097 |
$7,839 |
S&P
500®
2x Strategy Fund |
10/01/2001 |
$40,426 |
$57,261 |
$52,716 |
Inverse
Dow 2x Strategy Fund |
05/03/2004 |
$2,880 |
$3,567 |
$3,045 |
Inverse
Mid-Cap Strategy Fund |
05/03/2004 |
$314 |
$460 |
$126 |
Inverse
NASDAQ-100®
Strategy Fund |
05/21/2001 |
$4,347 |
$10,335 |
$717 |
Inverse
Russell 2000®
Strategy Fund |
05/03/2004 |
$1,827 |
$3,220 |
$481 |
Inverse
S&P 500®
Strategy Fund |
06/09/1997 |
$4,949 |
$10,166 |
$6,336 |
Mid-Cap
1.5x Strategy Fund |
10/01/2001 |
$6,048 |
$5,832 |
$6,270 |
Nova
Fund |
05/07/1997 |
$44,728 |
$37,421 |
$49,799 |
NASDAQ-100®
Fund |
05/07/1997 |
$157,809 |
$112,014 |
$121,493 |
Russell
2000®
1.5x Strategy Fund |
10/01/2001 |
$5,325 |
$5,061 |
$8,652 |
S&P
500®
Pure Growth Fund |
05/03/2004 |
$37,130 |
$37,020 |
$41,567 |
S&P
500®
Pure Value Fund |
05/03/2004 |
$35,986 |
$43,669 |
$32,420 |
S&P
MidCap 400®
Pure Growth Fund |
05/03/2004 |
$15,378 |
$13,921 |
$19,896 |
S&P
MidCap 400®
Pure Value Fund |
05/03/2004 |
$21,130 |
$14,524 |
$19,083 |
S&P
SmallCap 600®
Pure Growth Fund |
05/03/2004 |
$9,687 |
$11,293 |
$17,028 |
S&P
SmallCap 600®
Pure Value Fund |
05/03/2004 |
$12,572 |
$14,378 |
$20,994 |
Banking
Fund |
05/02/2001 |
$4,836 |
$6,544 |
$8,947 |
Basic
Materials Fund |
05/02/2001 |
$12,398 |
$11,529 |
$9,200 |
Biotechnology
Fund |
05/02/2001 |
$19,926 |
$20,749 |
$23,369 |
Consumer
Products Fund |
05/29/2001 |
$17,080 |
$16,760 |
$13,427 |
Electronics
Fund |
08/03/2001 |
$41,372 |
$12,171 |
$13,326 |
Energy
Fund |
05/29/2001 |
$34,042 |
$45,164 |
$16,835 |
Energy
Services Fund |
05/02/2001 |
$12,967 |
$12,076 |
$9,437 |
Financial
Services Fund |
07/20/2001 |
$15,416 |
$16,395 |
$18,059 |
Health
Care Fund |
06/19/2001 |
$25,383 |
$23,709 |
$20,443 |
Internet
Fund |
05/24/2001 |
$10,587 |
$6,799 |
$11,534 |
Leisure
Fund |
05/22/2001 |
$9,458 |
$5,515 |
$10,481 |
Precious
Metals Fund |
05/29/1997 |
$30,921 |
$25,134 |
$21,916 |
Real
Estate Fund |
10/01/2001 |
$7,122 |
$9,444 |
$11,745 |
Retailing
Fund |
07/23/2001 |
$5,654 |
$5,100 |
$6,503
|
Fund |
Fund
Inception
Date |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2023 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2022 |
Accounting
and
Administration
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31, 2021 |
Technology
Fund |
05/02/2001 |
$32,946 |
$23,087 |
$26,519 |
Telecommunications
Fund |
07/27/2001 |
$4,071 |
$3,362 |
$3,227 |
Transportation
Fund |
06/11/2001 |
$7,241 |
$5,816 |
$7,260 |
Utilities
Fund |
05/02/2001 |
$17,059 |
$25,962 |
$11,296 |
Europe
1.25x Strategy Fund |
10/01/2001 |
$6,927 |
$2,100 |
$2,965 |
Japan
2x Strategy Fund |
10/01/2001 |
$2,548 |
$1,574 |
$2,628 |
Commodities
Strategy Fund |
09/30/2005 |
$15,579 |
$21,363 |
$7,966 |
Strengthening
Dollar 2x Strategy Fund |
09/30/2005 |
$4,679 |
$6,683 |
$2,277 |
Weakening
Dollar 2x Strategy Fund |
09/30/2005 |
$1,883 |
$670 |
$1,535 |
Long
Short Equity Fund |
05/01/2002 |
$36,564 |
$30,051 |
$25,638 |
Government
Long Bond 1.2x Strategy Fund |
08/18/1997 |
$13,205 |
$12,542 |
$12,814 |
Inverse
Government Long Bond Strategy
Fund |
05/01/2003 |
$5,628 |
$8,866 |
$6,258 |
High
Yield Strategy Fund |
10/15/2014 |
$9,006 |
$5,399 |
$6,502 |
Multi-Hedge
Strategies Fund1
|
11/29/2005 |
$0 |
$0 |
$0 |
Global
Managed Futures Strategy Fund |
11/07/2008 |
$26,699 |
$23,994 |
$12,425 |
Money
Market Fund2 |
05/07/1997 |
$88,825 |
$67,224 |
$0 |
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2023 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2022 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2021 |
Dow
2x Strategy Fund |
05/03/2004 |
$32,704 |
$37,378 |
$47,892 |
NASDAQ-100®
2x Strategy Fund |
10/01/2001 |
$211,802 |
$190,313 |
$442,500 |
Russell
2000®
2x Strategy Fund |
10/27/2006 |
$10,079 |
$6,665 |
$25,768 |
S&P
500®
2x Strategy Fund |
10/01/2001 |
$73,835 |
$121,188 |
$162,974 |
Inverse
Dow 2x Strategy Fund |
05/03/2004 |
$4,883 |
$6,966 |
$9,859 |
Inverse
Mid-Cap Strategy Fund |
05/03/2004 |
$528 |
$878 |
$444 |
Inverse
NASDAQ-100®
Strategy Fund |
05/21/2001 |
$7,808 |
$18,285 |
$2,322 |
Inverse
Russell 2000®
Strategy Fund |
05/03/2004 |
$3,118 |
$6,552 |
$1,546 |
Inverse
S&P 500®
Strategy Fund |
06/09/1997 |
$9,039 |
$18,883 |
$19,555 |
Mid-Cap
1.5x Strategy Fund |
10/01/2001 |
$9,840 |
$12,890 |
$20,097 |
Nova
Fund |
05/07/1997 |
$69,329 |
$87,956 |
$155,428 |
NASDAQ-100®
Fund |
05/07/1997 |
$242,971 |
$256,278 |
$380,239 |
Russell
2000®
1.5x Strategy Fund |
10/01/2001 |
$8,610 |
$11,712 |
$27,507 |
S&P
500®
Pure Growth Fund |
05/03/2004 |
$61,302 |
$86,134 |
$129,046 |
S&P
500®
Pure Value Fund |
05/03/2004 |
$62,214 |
$94,469 |
$100,422
|
Fund |
Fund
Inception
Date |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2023 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2022 |
Transfer
Agency
Service
Fees Paid
During
the Fiscal
Year
Ended
December
31,
2021 |
S&P
MidCap 400®
Pure Growth Fund |
05/03/2004 |
$25,798 |
$30,368 |
$63,204 |
S&P
MidCap 400®
Pure Value Fund |
05/03/2004 |
$34,688 |
$31,542 |
$59,919 |
S&P
SmallCap 600®
Pure Growth Fund |
05/03/2004 |
$15,584 |
$25,445 |
$53,339 |
S&P
SmallCap 600®
Pure Value Fund |
05/03/2004 |
$20,768 |
$33,124 |
$62,829 |
Banking
Fund |
05/02/2001 |
$8,027 |
$16,018 |
$27,128 |
Basic
Materials Fund |
05/02/2001 |
$20,727 |
$25,622 |
$29,027 |
Biotechnology
Fund |
05/02/2001 |
$33,617 |
$44,327 |
$74,490 |
Consumer
Products Fund |
05/29/2001 |
$28,740 |
$35,874 |
$43,302 |
Electronics
Fund |
08/03/2001 |
$61,336 |
$28,347 |
$41,710 |
Energy
Fund |
05/29/2001 |
$56,588 |
$100,161 |
$50,114 |
Energy
Services Fund |
05/02/2001 |
$22,616 |
$26,709 |
$28,124 |
Financial
Services Fund |
07/20/2001 |
$24,989 |
$38,385 |
$54,385 |
Health
Care Fund |
06/19/2001 |
$43,350 |
$50,715 |
$64,468 |
Internet
Fund |
05/24/2001 |
$16,700 |
$15,870 |
$37,188 |
Leisure
Fund |
05/22/2001 |
$15,192 |
$12,499 |
$33,094 |
Precious
Metals Fund |
05/29/1997 |
$50,509 |
$55,266 |
$69,573 |
Real
Estate Fund |
10/01/2001 |
$11,689 |
$23,365 |
$35,600 |
Retailing
Fund |
07/23/2001 |
$9,177 |
$11,578 |
$20,750 |
Technology
Fund |
05/02/2001 |
$51,404 |
$52,862 |
$83,126 |
Telecommunications
Fund |
07/27/2001 |
$6,721 |
$7,572 |
$10,185 |
Transportation
Fund |
06/11/2001 |
$11,461 |
$13,448 |
$23,233 |
Utilities
Fund |
05/02/2001 |
$29,595 |
$49,722 |
$35,854 |
Europe
1.25x Strategy Fund |
10/01/2001 |
$11,410 |
$4,326 |
$9,054 |
Japan
2x Strategy Fund |
10/01/2001 |
$3,918 |
$3,664 |
$8,385 |
Commodities
Strategy Fund |
09/30/2005 |
$25,778 |
$47,071 |
$23,436 |
Strengthening
Dollar 2x Strategy Fund |
09/30/2005 |
$7,902 |
$12,856 |
$6,984 |
Weakening
Dollar 2x Strategy Fund |
09/30/2005 |
$3,149 |
$1,391 |
$5,001 |
Long
Short Equity Fund |
05/01/2002 |
$73,630 |
$53,926 |
$41,915 |
Government
Long Bond 1.2x Strategy Fund |
08/18/1997 |
$21,564 |
$26,932 |
$35,355 |
Inverse
Government Long Bond Strategy Fund |
05/01/2003 |
$9,301 |
$18,973 |
$18,931 |
High
Yield Strategy Fund |
10/15/2014 |
$14,164 |
$11,992 |
$22,027 |
Multi-Hedge
Strategies Fund1
|
11/29/2005 |
$0 |
$0 |
$0 |
Global
Managed Futures Strategy Fund |
11/07/2008 |
$62,309 |
$42,046 |
$21,079 |
Money
Market Fund2 |
05/07/1997 |
$151,454 |
$116,953 |
$0 |
Fund |
Fund
Inception
Date |
Investor
Service
Fees
Paid (%) |
Investor
Service
Fees
Paid ($) |
Dow
2x Strategy Fund |
05/03/2004 |
0.25% |
$32,138 |
NASDAQ-100®
2x Strategy Fund |
10/01/2001 |
0.25% |
$231,200 |
Russell
2000®
2x Strategy Fund |
10/27/2006 |
0.25% |
$10,982 |
S&P
500®
2x Strategy Fund |
10/01/2001 |
0.25% |
$65,204 |
Inverse
Dow 2x Strategy Fund |
05/03/2004 |
0.25% |
$4,646 |
Inverse
Mid-Cap Strategy Fund |
05/03/2004 |
0.25% |
$506 |
Inverse
NASDAQ-100®
Strategy Fund |
05/21/2001 |
0.25% |
$7,011 |
Inverse
Russell 2000®
Strategy Fund |
05/03/2004 |
0.25% |
$2,947 |
Inverse
S&P 500®
Strategy Fund |
06/09/1997 |
0.25% |
$7,982 |
Mid-Cap
1.5x Strategy Fund |
10/01/2001 |
0.25% |
$9,754 |
Nova
Fund |
05/07/1997 |
0.25% |
$72,142 |
NASDAQ-100®
Fund |
05/07/1997 |
0.25% |
$254,535 |
Russell
2000®
1.5x Strategy Fund |
10/01/2001 |
0.25% |
$8,589 |
S&P
500®
Pure Growth Fund |
05/03/2004 |
0.25% |
$59,888 |
S&P
500®
Pure Value Fund |
05/03/2004 |
0.25% |
$58,042 |
S&P
MidCap 400®
Pure Growth Fund |
05/03/2004 |
0.25% |
$24,804 |
S&P
MidCap 400®
Pure Value Fund |
05/03/2004 |
0.25% |
$34,081 |
S&P
SmallCap 600®
Pure Growth Fund |
05/03/2004 |
0.25% |
$15,624 |
S&P
SmallCap 600®
Pure Value Fund |
05/03/2004 |
0.25% |
$20,278 |
Banking
Fund |
05/02/2001 |
0.25% |
$7,799 |
Basic
Materials Fund |
05/02/2001 |
0.25% |
$19,997 |
Biotechnology
Fund |
05/02/2001 |
0.25% |
$32,139 |
Consumer
Products Fund |
05/29/2001 |
0.25% |
$27,549
|
Fund |
Fund
Inception
Date |
Investor
Service
Fees
Paid (%) |
Investor
Service
Fees
Paid ($) |
Electronics
Fund |
08/03/2001 |
0.25% |
$66,731 |
Energy
Fund |
05/29/2001 |
0.25% |
$54,907 |
Energy
Services Fund |
05/02/2001 |
0.25% |
$20,915 |
Financial
Services Fund |
07/20/2001 |
0.25% |
$24,866 |
Health
Care Fund |
06/19/2001 |
0.25% |
$40,941 |
Internet
Fund |
05/24/2001 |
0.25% |
$17,075 |
Leisure
Fund |
05/22/2001 |
0.25% |
$15,255 |
Precious
Metals Fund |
05/29/1997 |
0.25% |
$49,873 |
Real
Estate Fund |
10/01/2001 |
0.25% |
$11,487 |
Retailing
Fund |
07/23/2001 |
0.25% |
$9,119 |
Technology
Fund |
05/02/2001 |
0.25% |
$53,140 |
Telecommunications
Fund |
07/27/2001 |
0.25% |
$6,566 |
Transportation
Fund |
06/11/2001 |
0.25% |
$11,679 |
Utilities
Fund |
05/02/2001 |
0.25% |
$27,515 |
Europe
1.25x Strategy Fund |
10/01/2001 |
0.25% |
$11,173 |
Japan
2x Strategy Fund |
10/01/2001 |
0.25% |
$4,109 |
Commodities
Strategy Fund |
09/30/2005 |
0.25% |
$25,128 |
Strengthening
Dollar 2x Strategy Fund |
09/30/2005 |
0.25% |
$7,546 |
Weakening
Dollar 2x Strategy Fund |
09/30/2005 |
0.25% |
$3,037 |
Long
Short Equity Fund |
05/01/2002 |
0.25% |
$58,975 |
Government
Long Bond 1.2x Strategy Fund |
08/18/1997 |
0.25% |
$21,298 |
Inverse
Government Long Bond Strategy Fund |
05/01/2003 |
0.25% |
$9,076 |
High
Yield Strategy Fund |
10/15/2014 |
0.25% |
$14,526 |
Multi-Hedge
Strategies Fund* |
11/29/2005 |
0.25% |
$0 |
Global
Managed Futures Strategy Fund |
11/07/2008 |
0.25% |
$43,063 |
Money
Market Fund** |
05/07/1997 |
0.25% |
$143,269 |
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Banking
Fund |
$2,453 |
$875 |
Basic
Materials Fund |
$3,993 |
$1,782 |
Biotechnology
Fund |
$6,324 |
$4,802 |
Commodities
Strategy Fund |
* |
* |
Consumer
Products Fund |
$15,480 |
$11,792 |
Dow
2x Strategy Fund |
* |
* |
Electronics
Fund |
$20,762 |
$6,522 |
Energy
Fund |
$9,469 |
$1,870 |
Energy
Services Fund |
$142 |
$7 |
Europe
1.25x Strategy Fund |
$6,194 |
$3,586 |
Financial
Services Fund |
$4,913 |
$2,522 |
Global
Managed Futures Strategy Fund |
* |
* |
Government
Long Bond 1.2x Strategy
Fund |
* |
* |
Health
Care Fund |
$3,508 |
$2,711 |
High
Yield Strategy Fund |
$5,222 |
$1,093 |
Internet
Fund |
$2,832 |
$276 |
Inverse
Dow 2x Strategy Fund |
* |
* |
Inverse
Government Long Bond
Strategy
Fund |
* |
* |
Inverse
Mid-Cap Strategy Fund |
* |
* |
Inverse
NASDAQ-100®
Strategy Fund |
* |
* |
Inverse
Russell 2000®
Strategy Fund |
* |
* |
Inverse
S&P 500®
Strategy Fund |
* |
* |
Japan
2x Strategy Fund |
* |
* |
Leisure
Fund |
$25,175 |
$20,889 |
Long
Short Equity Fund |
$304 |
$156 |
Mid-Cap
1.5x Strategy Fund |
$462 |
$284 |
Multi-Hedge
Strategies Fund |
$11,634 |
$6,034 |
NASDAQ-100®
2x Strategy Fund |
$23,788 |
$16,869 |
NASDAQ-100®
Fund |
$25,464 |
$17,362 |
Nova
Fund |
$406 |
$193 |
Precious
Metals Fund |
$19,154 |
$2,689 |
Real
Estate Fund |
$1,166 |
$164 |
Retailing
Fund |
$2,503 |
$1,399 |
Russell
2000®
1.5x Strategy Fund |
$15,138 |
$3,211 |
Russell
2000®
2x Strategy Fund |
$5,002 |
$976 |
S&P
500®
2x Strategy Fund |
$382 |
$184 |
S&P
500®
Pure Growth Fund |
* |
* |
S&P
500®
Pure Value Fund |
$5,074 |
$222 |
S&P
MidCap 400®
Pure Growth Fund |
$231 |
$40 |
S&P
MidCap 400®
Pure Value Fund |
$4,671 |
$731 |
S&P
SmallCap 600®
Pure Growth Fund |
$2,268 |
$206 |
S&P
SmallCap 600®
Pure Value Fund |
$2,650 |
$651 |
Strengthening
Dollar 2x Strategy Fund |
* |
* |
Technology
Fund |
$4,286 |
$2,508 |
Telecommunications
Fund |
$1,193 |
$458
|
Fund |
Gross
Income from Securities
Lending
Activities
(Including
Income From Cash
Collateral) |
Net
Income from Securities
Lending
Activities |
Transportation
Fund |
$14,671 |
$10,784 |
U.S.
Government Money Market Fund |
* |
* |
Utilities
Fund |
$2,405 |
$526 |
Weakening
Dollar 2x Strategy Fund |
* |
* |
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Banking
Fund |
$(76) |
$(62) |
$0 |
$0 |
$(1,440) |
$0 |
$(1,578) |
Basic
Materials
Fund |
$(150) |
$(103) |
$0 |
$0 |
$(1,958) |
$0 |
$(2,211) |
Biotechnology
Fund |
$(417) |
$(77) |
$0 |
$0 |
$(1,028) |
$0 |
$(1,522) |
Commodities
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Consumer
Products
Fund |
$(1,015) |
$(117) |
$0 |
$0 |
$(2,557) |
$0 |
$(3,689) |
Dow
2x Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Electronics
Fund |
$(525) |
$(565) |
$0 |
$0 |
$(13,150) |
$0 |
$(14,240) |
Energy
Fund |
$(163) |
$(250) |
$0 |
$0 |
$(7,186) |
$0 |
$(7,599) |
Energy
Services
Fund |
$(1) |
$(4) |
$0 |
$0 |
$(129) |
$0 |
$(134) |
Europe
1.25x
Strategy
Fund |
$(313) |
$(122) |
$0 |
$0 |
$(2,173) |
$0 |
$(2,608) |
Financial
Services
Fund |
$(218) |
$(97) |
$0 |
$0 |
$(2,077) |
$0 |
$(2,392) |
Global
Managed
Futures
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Government
Long
Bond
1.2x
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Health
Care Fund |
$(236) |
$(40) |
$0 |
$0 |
$(521) |
$0 |
$(797) |
High
Yield
Strategy
Fund |
$(95) |
$(143) |
$0 |
$0 |
$(3,891) |
$0 |
$(4,129) |
Internet
Fund |
$(24) |
$(77) |
$0 |
$0 |
$(2,455) |
$0 |
$(2,556) |
Inverse
Dow 2x
Strategy
Fund |
** |
** |
** |
** |
** |
** |
**
|
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
Inverse
Government
Long
Bond
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Inverse
Mid-Cap
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Inverse
NASDAQ-
100®
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Inverse
Russell
2000®
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Inverse
S&P 500®
Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Japan
2x Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Leisure
Fund |
$(1,820) |
$(115) |
$0 |
$0 |
$(2,351) |
$0 |
$(4,286) |
Long
Short Equity
Fund |
$(14) |
$(8) |
$0 |
$0 |
$(126) |
$0 |
$(147) |
Mid-Cap
1.5x
Strategy
Fund |
$(25) |
$(10) |
$0 |
$0 |
$(144) |
$0 |
$(179) |
Multi-Hedge
Strategies
Fund |
$(569) |
$(218) |
$0 |
$0 |
$(4,813) |
$0 |
$(5,600) |
NASDAQ-100®
2x
Strategy
Fund |
$(1,496) |
$(343) |
$0 |
$0 |
$(5,080) |
$0 |
$(6,919) |
NASDAQ-100®
Fund |
$(1,539) |
$(380) |
$0 |
$0 |
$(6,183) |
$0 |
$(8,102) |
Nova
Fund |
$(17) |
$(7) |
$0 |
$0 |
$(189) |
$0 |
$(213) |
Precious
Metals
Fund |
$(207) |
$(527) |
$0 |
$0 |
$(15,731) |
$0 |
$(16,465) |
Real
Estate Fund |
$(14) |
$(32) |
$0 |
$0 |
$(956) |
$0 |
$(1,002) |
Retailing
Fund |
$(121) |
$(57) |
$0 |
$0 |
$(925) |
$0 |
$(1,103) |
Russell
2000®
1.5x
Strategy
Fund |
$(269) |
$(402) |
$0 |
$0 |
$(11,256) |
$0 |
$(11,927) |
Russell
2000®
2x
Strategy
Fund |
$(87) |
$(138) |
$0 |
$0 |
$(3,801) |
$0 |
$(4,026) |
S&P
500®
2x
Strategy
Fund |
$(16) |
$(7) |
$0 |
$0 |
$(176) |
$0 |
$(199) |
S&P
500®
Pure
Growth
Fund |
** |
** |
** |
** |
** |
** |
** |
S&P
500®
Pure
Value
Fund |
$(19) |
$(147) |
$0 |
$0 |
$(4,686) |
$0 |
$(4,852) |
S&P
MidCap
400®
Pure Growth
Fund |
$(4) |
$(6) |
$0 |
$0 |
$(181) |
$0 |
$(191)
|
Fund |
Revenue
Generated
by
Securities
Lending
Program
Paid
to
Securities
Lending
Agent
(“Revenue
Split”) |
Fees
Paid for
Cash
Collateral
Management
Services
Not
Included
in
Revenue
Split* |
Administrative
Fees
Not
Included
in
Revenue
Split |
Fees
for
Indemnification
Not
Included in
Revenue
Split |
Rebates
Paid
to
Borrowers |
Other
Fees
Relating
to
Securities
Lending
Program
Not
Included
in
Revenue
Split |
Aggregate
Fees
Paid |
S&P
MidCap
400®
Pure Value
Fund |
$(64) |
$(131) |
$0 |
$0 |
$(3,745) |
$0 |
$(3,940) |
S&P
SmallCap
600®
Pure Growth
Fund |
$(18) |
$(62) |
$0 |
$0 |
$(1,982) |
$0 |
$(2,062) |
S&P
SmallCap
600®
Pure Value
Fund |
$(55) |
$(70) |
$0 |
$0 |
$(1,874) |
$0 |
$(1,999) |
Strengthening
Dollar
2x Strategy
Fund |
** |
** |
** |
** |
** |
** |
** |
Technology
Fund |
$(217) |
$(79) |
$0 |
$0 |
$(1,482) |
$0 |
$(1,778) |
Telecommun-
ications
Fund |
$(21) |
$(25) |
$0 |
$0 |
$(689) |
$0 |
$(735) |
Transportation
Fund |
$(927) |
$(222) |
$0 |
$0 |
$(2,738) |
$0 |
$(3,887) |
U.S.
Government
Money
Market
Fund |
** |
** |
** |
** |
** |
** |
** |
Utilities
Fund |
$(46) |
$(61) |
$0 |
$0 |
$(1,772) |
$0 |
$(1,879) |
Weakening
Dollar
2x
Strategy Fund |
** |
** |
** |
** |
** |
** |
** |
Individual/Entity |
Frequency |
Time
Lag |
Morningstar |
Monthly |
1-10
calendar days |
Lipper |
Monthly |
1-10
calendar days |
Bloomberg |
Monthly |
1-10
calendar days |
Thompson
Financial |
Quarterly |
1-10
calendar days |
Standard
& Poor’s |
Quarterly |
1-10
calendar days |
Vickers
Stock Research |
Quarterly |
1-10
calendar days |
Institutional
Shareholder Services |
Weekly |
1-5
business days |
FactSet |
Monthly |
1-10
calendar days |
STOXX
and its Licensors will not have any liability in connection with the
Europe 1.25x
Strategy
Fund. Specifically, |
•STOXX
and its Licensors do not make any warranty, express or implied and
disclaim
any
and all warranty about: |
•The
results to be obtained by the Europe 1.25x Strategy Fund, the owner of the
Europe
1.25x Strategy Fund or any other person in connection with the use of the
STOXX
Europe 50®
Index and the data included in the STOXX Europe 50®
Index; |
•The
accuracy or completeness of the Europe 50®
Index and its data; |
•The
merchantability and the fitness for a particular purpose or use of the
STOXX
Europe
50®
Index and its data; |
•STOXX
and its Licensors will have no liability for any errors, omissions or
interruptions
in the STOXX Europe 50®
Index or its data; |
•Under
no circumstances will STOXX or its Licensors be liable for any lost
profits or
indirect,
punitive, special or consequential damages or losses, even if STOXX or its
Licensors
knows that they might occur. |
The
licensing agreement between Guggenheim Investments and STOXX is solely for
their
benefit
and not for the benefit of the owners of the Europe 1.25x Strategy Fund or
any
other
third parties. |
Fund |
Name |
Address |
Percentage
of
Ownership |
Banking
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
44.16% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
28.28% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
24.63% | |
Basic
Materials Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
32.02% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
26.00% | |
Principal Life
Insurance Co.
Principal Pivot
Series Variable Annuity |
711 High
Street
Des Moines, IA
50932 |
20.82% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
19.19% | |
Biotechnology
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
31.69% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
27.59% | |
Midland National
Life Insurance Company |
8300 Mills Civic
Parkway
West Des Moines, IA
50266 |
23.83% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
14.54% | |
Commodities
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
46.39% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
20.88% | |
Principal Life
Insurance Co.
Principal Pivot
Series Variable Annuity |
711 High
Street
Des Moines, IA
50932 |
18.25% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.88% | |
Consumer
Products Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
48.30% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
38.29% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
11.80% | |
Dow
2x Strategy Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
68.46% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
22.53% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
8.26%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
Electronics
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
53.55% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
37.59% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
6.21% | |
Energy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
56.57% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
26.35% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
15.51% | |
Energy
Services Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
54.67% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
32.78% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
10.16% | |
Europe
1.25x Strategy
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
60.32% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
27.04% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
12.64% | |
Financial
Services Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
52.64% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
40.52% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
5.77% | |
Global
Managed Futures
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
46.49% |
AXA Equitable Life
Insurance Company
Separate Account
70 |
1290 Avenue of the
Americas
New York, NY
10104 |
17.76% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
15.08% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
8.67% | |
Government
Long Bond
1.2x
Strategy Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
54.17% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
26.92% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
11.15% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
6.29% | |
Health
Care Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
45.42% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
36.68% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
15.21%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
High
Yield Strategy Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
60.45% |
Guggenheim Funds
Distributors, LLC |
227 West Monroe
Street
Chicago, IL
60606 |
31.30% | |
Internet
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
46.72% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
43.41% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
7.94% | |
Inverse
Dow 2x Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
69.50% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
20.02% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
10.47% | |
Inverse
Government Long
Bond
Strategy Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
43.95% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
30.99% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
10.84% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
8.13% | |
Inverse
Mid-Cap Strategy
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
39.90% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
34.61% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
16.96% | |
First Security
Benefit Life
Variable Account
A |
One Security Benefit
Place
Topeka, KS
66636 |
8.52% | |
Inverse
NASDAQ-100®
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
57.82% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
16.47% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
11.89% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
10.64% | |
Inverse
Russell 2000®
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
54.01% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
30.97% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.87% | |
Inverse
S&P 500®
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
42.35% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
29.22% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
11.76% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
10.84%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
Japan
2x Strategy Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
46.57% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
37.41% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.93% | |
Leisure
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
49.44% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
42.30% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
5.84% | |
Long
Short Equity Fund |
The Lincoln National
Life Insurance Company |
1300 South Clinton
Street
Fort Wayne, IN
46802 |
28.64% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
22.36% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
15.75% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
11.19% | |
Lincoln Benefit Life
Company |
544 Lakeview
Parkway
Vernon Hills, IL
60016 |
5.15% | |
Mid-Cap
1.5x Strategy
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
60.44% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
21.46% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.31% | |
Multi-Hedge
Strategies
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
40.50% |
The Lincoln National
Life Insurance Company |
1300 South Clinton
Street
Fort Wayne, IN
46802 |
27.08% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
13.48% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
6.93% | |
NASDAQ-100®
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
34.08% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
17.34% | |
Principal Life
Insurance Co.
Principal Pivot
Series Variable Annuity |
711 High
Street
Des Moines, IA
50932 |
9.59% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
8.69% | |
Fortitude Life
Insurance & Annuity Company |
213 Washington
Street
Newark, NJ
07102 |
8.50% | |
GE Life and Annuity
Insurance Company |
6610 West Broad
Street
Richmond, VA
23230 |
7.56% | |
NASDAQ-100®
2x
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
74.32% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
13.41% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
10.97%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
Nova
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
51.98% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
26.84% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
6.73% | |
Precious
Metals Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
31.10% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
28.53% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
19.28% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
18.85% | |
Real
Estate Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
44.71% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
29.21% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
23.61% | |
Retailing
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
43.22% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
35.76% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.74% | |
Jackson Sage
Variable Annuity |
55 Hartland
St.
East Hartford, CT
06108 |
6.55% | |
Russell
2000®
1.5x
Strategy
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
50.60% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
22.79% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
14.28% | |
Ameritas Life
Insurance Corp.
Separate Account
LLVA |
5900 O
Street
Lincoln, NE
68510 |
12.32% | |
Russell
2000®
2x Strategy
Fund |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
72.04% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
27.40% | |
S&P
500®
2x Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
50.56% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
32.48% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
16.17% | |
S&P
500®
Pure Growth
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
47.15% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
24.44% | |
Midland National
Life Insurance Company |
8300 Mills Civic
Parkway
West Des Moines, IA
50266 |
17.14% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
10.21%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
S&P
500®
Pure Value
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
55.47% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
21.55% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
19.12% | |
S&P
MidCap 400®
Pure
Growth
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
48.89% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
33.50% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
10.21% | |
Midland National
Life Insurance Company |
8300 Mills Civic
Parkway
West Des Moines, IA
50266 |
6.34% | |
S&P
MidCap 400®
Pure
Value
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
51.01% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
31.28% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
14.76% | |
S&P
SmallCap 600®
Pure
Growth
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
46.27% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
35.18% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
17.56% | |
S&P
SmallCap 600®
Pure
Value
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
46.50% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
33.02% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
18.97% | |
Strengthening
Dollar 2x
Strategy
Fund |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
43.67% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
28.81% | |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
27.07% | |
Technology
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
39.95% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
30.65% | |
First Security
Benefit Life
Variable Account
A |
One Security Benefit
Place
Topeka, KS
66636 |
14.55% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
13.74% | |
Telecommunications
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
57.36% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
21.91% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
19.35%
|
Fund |
Name |
Address |
Percentage
of
Ownership |
Transportation
Fund |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
55.30% |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
27.83% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
13.26% | |
U.S.
Government Money
Market
Fund |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
88.00% |
First Security
Benefit Life
Variable Account
A |
One Security Benefit
Place
Topeka, KS
66636 |
9.50% | |
Utilities
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
48.65% |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
25.63% | |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
24.66% | |
Weakening
Dollar 2x
Strategy
Fund |
Jefferson National
Life Insurance Company |
P.O. Box
18209
Columbus, OH
43218 |
52.82% |
Nationwide Insurance
Company
NWVA4 |
P.O. Box
18209
Columbus, OH
43218 |
34.64% | |
Security Benefit
Life Insurance Company
SBL Variable Annuity
Account XIV |
One Security Benefit
Place
Topeka, KS
66636 |
12.52% |